DFPG Investments 13FHR Quarterly holdings report by institutional manager | SEC 22 Apr 22

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
ABBOTT LABS	COM	002824100	347	2,980	SH		SOLE		0	0	2,980
ABBVIE INC	COM	00287Y109	2,452	15,389	SH		SOLE		0	0	15,389
ACCENTURE PLC IRELAND	SHS CLASS A	G1151C101	347	1,108	SH		SOLE		0	0	1,108
ADOBE SYSTEMS INCORPORATED	COM	00724F101	491	1,155	SH		SOLE		0	0	1,155
ADVANCED MICRO DEVICES INC	COM	007903107	4,041	43,044	SH		SOLE		0	0	43,044
AFFIRM HLDGS INC	COM CL A	00827B106	299	8,500	SH		SOLE		0	0	8,500
AIRBNB INC	COM CL A	009066101	2,819	17,010	SH		SOLE		0	0	17,010
ALIBABA GROUP HLDG LTD	SPONSORED ADS	01609W102	3,844	40,590	SH		SOLE		0	0	40,590
ALICO INC	COM	016230104	1,555	36,433	SH		SOLE		0	0	36,433
ALPHABET INC	CAP STK CL A	02079K305	4,520	1,770	SH		SOLE		0	0	1,770
ALPHABET INC	CAP STK CL C	02079K107	4,440	1,735	SH		SOLE		0	0	1,735
AMAZON COM INC	COM	023135106	9,182	3,005	SH		SOLE		0	0	3,005
AMERICAN EXPRESS CO	COM	025816109	518	2,810	SH		SOLE		0	0	2,810
APOLLO COML REAL ESTATE FIN	NOTE 4.750% 8/2	03762UAB1	15	15,000	PRN		SOLE		0	0	15,000
APOLLO COML REAL ESTATE FIN	NOTE 5.375%10/1	03762UAC9	10	10,000	PRN		SOLE		0	0	10,000
APPLE INC	COM	037833100	15,360	93,052	SH		SOLE		0	0	93,052
ARES CAPITAL CORP	COM	04010L103	413	18,773	SH		SOLE		0	0	18,773
ASANA INC	CL A	04342Y104	1,461	45,739	SH		SOLE		0	0	45,739
BERKSHIRE HATHAWAY INC DEL	CL B NEW	084670702	1,101	3,176	SH		SOLE		0	0	3,176
BK OF AMERICA CORP	COM	060505104	271	6,966	SH		SOLE		0	0	6,966
BLACKSTONE INC	COM	09260D107	1,997	17,832	SH		SOLE		0	0	17,832
BLUE OWL CAPITAL INC	COM CL A	09581B103	253	18,112	SH		SOLE		0	0	18,112
BOEING CO	COM	097023105	449	2,499	SH		SOLE		0	0	2,499
BRIGHTSPIRE CAPITAL INC	COM CL A	10949T109	446	49,353	SH		SOLE		0	0	49,353
BROADCOM INC	COM	11135F101	2,447	4,172	SH		SOLE		0	0	4,172
CATERPILLAR INC	COM	149123101	1,530	6,653	SH		SOLE		0	0	6,653
CHARLES & COLVARD LTD	COM	159765106	17	11,611	SH		SOLE		0	0	11,611
CHEVRON CORP NEW	COM	166764100	764	4,396	SH		SOLE		0	0	4,396
CION INVT CORP	COM	17259U204	139	11,845	SH		SOLE		0	0	11,845
CISCO SYS INC	COM	17275R102	1,008	19,715	SH		SOLE		0	0	19,715
CITIGROUP INC	COM NEW	172967424	1,196	22,856	SH		SOLE		0	0	22,856
COCA COLA CO	COM	191216100	250	3,886	SH		SOLE		0	0	3,886
COMPASS DIVERSIFIED	SH BEN INT	20451Q104	201	8,471	SH		SOLE		0	0	8,471
COPART INC	COM	217204106	265	2,277	SH		SOLE		0	0	2,277
COSTCO WHSL CORP NEW	COM	22160K105	3,265	5,609	SH		SOLE		0	0	5,609
DANAHER CORPORATION	COM	235851102	442	1,606	SH		SOLE		0	0	1,606
DISNEY WALT CO	COM	254687106	430	3,364	SH		SOLE		0	0	3,364
EIGER BIOPHARMACEUTICALS INC	COM	28249U105	212	32,430	SH		SOLE		0	0	32,430
ENERGY TRANSFER L P	COM UT LTD PTN	29273V100	7,376	634,786	SH		SOLE		0	0	634,786
ETF SER SOLUTIONS	US GLB JETS	26922A842	2,975	134,563	SH		SOLE		0	0	134,563
EXTRA SPACE STORAGE INC	COM	30225T102	1,383	6,509	SH		SOLE		0	0	6,509
EXXON MOBIL CORP	COM	30231G102	1,097	12,388	SH		SOLE		0	0	12,388
FIDELITY COVINGTON TRUST	MSCI CONSM DIS	316092204	266	3,378	SH		SOLE		0	0	3,378
FIDELITY COVINGTON TRUST	MSCI INFO TECH I	316092808	367	3,161	SH		SOLE		0	0	3,161
FIRST TR EXCHANGE TRADED FD	CLOUD COMPUTING	33734X192	697	8,161	SH		SOLE		0	0	8,161
FIRST TR EXCHANGE TRADED FD	NASDQ CLN EDGE	33737A108	236	2,643	SH		SOLE		0	0	2,643
FIRST TR EXCHANGE TRADED FD	US EQTY OPPT ETF	336920103	676	6,482	SH		SOLE		0	0	6,482
FIRST TR EXCHANGE-TRADED FD	CAP STRENGTH ETF	33733E104	421	5,416	SH		SOLE		0	0	5,416
FIRST TR EXCHANGE-TRADED FD	DJ INTERNT IDX	33733E302	212	1,183	SH		SOLE		0	0	1,183
FIRST TR EXCHANGE-TRADED FD	FIRST TR ENH NEW	33739Q408	4,945	83,081	SH		SOLE		0	0	83,081
FIRST TR EXCHANGE-TRADED FD	FIRST TR TA HIYL	33738D408	576	12,847	SH		SOLE		0	0	12,847
FIRST TR EXCHANGE-TRADED FD	FST LOW OPPT EFT	33739Q200	1,599	32,759	SH		SOLE		0	0	32,759
FIRST TR EXCHANGE-TRADED FD	RISNG DIVD ACHIV	33738R506	372	7,635	SH		SOLE		0	0	7,635
FIRST TR EXCHNG TRADED FD VI	TCW OPPORTUNIS	33740F805	371	7,718	SH		SOLE		0	0	7,718
FIRST TR NASDAQ 100 TECH IND	SHS	337345102	765	5,491	SH		SOLE		0	0	5,491
FIRST TR VALUE LINE DIVID IN	SHS	33734H106	1,231	28,949	SH		SOLE		0	0	28,949
FS KKR CAP CORP	COM	302635206	734	32,164	SH		SOLE		0	0	32,164
GLOBAL NET LEASE INC	COM NEW	379378201	240	15,882	SH		SOLE		0	0	15,882
GLOBAL X FDS	RUSSELL 2000	37954Y459	1,047	45,115	SH		SOLE		0	0	45,115
GOLDMAN SACHS GROUP INC	COM	38141G104	1,325	4,016	SH		SOLE		0	0	4,016
GRANITESHARES ETF TR	XOUT US LRG CP	38747R603	867	22,063	SH		SOLE		0	0	22,063
HEALTHEQUITY INC	COM	42226A107	6,760	98,132	SH		SOLE		0	0	98,132
HENRY SCHEIN INC	COM	806407102	210	2,329	SH		SOLE		0	0	2,329
HOME DEPOT INC	COM	437076102	307	1,022	SH		SOLE		0	0	1,022
INDEPENDENCE RLTY TR INC	COM	45378A106	1,104	41,103	SH		SOLE		0	0	41,103
INNOVATOR ETFS TR	US EQTY BUF OCT	45782C771	2,495	74,781	SH		SOLE		0	0	74,781
INNOVATOR ETFS TR	US EQTY PWR BUF	45782C417	1,017	35,110	SH		SOLE		0	0	35,110
INTERNATIONAL BUSINESS MACHS	COM	459200101	229	1,816	SH		SOLE		0	0	1,816
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	46137V357	1,851	11,716	SH		SOLE		0	0	11,716
INVESCO QQQ TR	UNIT SER 1	46090E103	8,293	23,951	SH		SOLE		0	0	23,951
ISHARES GOLD TR	ISHARES NEW	464285204	2,426	65,547	SH		SOLE		0	0	65,547
ISHARES TR	0-5YR HI YL CP	46434V407	386	8,927	SH		SOLE		0	0	8,927
ISHARES TR	1 3 YR TREAS BD	464287457	277	3,330	SH		SOLE		0	0	3,330
ISHARES TR	CORE S&P500 ETF	464287200	943	2,144	SH		SOLE		0	0	2,144
ISHARES TR	FLTG RATE NT ETF	46429B655	2,598	51,403	SH		SOLE		0	0	51,403
ISHARES TR	IBOXX INV CP ETF	464287242	225	1,964	SH		SOLE		0	0	1,964
ISHARES TR	TIPS BD ETF	464287176	2,215	18,284	SH		SOLE		0	0	18,284
ISHARES TR	U.S. FIN SVC ETF	464287770	251	1,454	SH		SOLE		0	0	1,454
J P MORGAN EXCHANGE-TRADED F	ULTRA SHRT INC	46641Q837	2,580	51,372	SH		SOLE		0	0	51,372
J P MORGAN EXCHANGE-TRADED F	ULTRA SHT MUNCPL	46641Q654	535	10,597	SH		SOLE		0	0	10,597
JD.COM INC	SPON ADR CL A	47215P106	249	4,325	SH		SOLE		0	0	4,325
JOHNSON & JOHNSON	COM	478160104	241	1,359	SH		SOLE		0	0	1,359
JPMORGAN CHASE & CO	COM	46625H100	1,872	14,571	SH		SOLE		0	0	14,571
L3HARRIS TECHNOLOGIES INC	COM	502431109	266	1,023	SH		SOLE		0	0	1,023
LILLY ELI & CO	COM	532457108	1,003	3,356	SH		SOLE		0	0	3,356
LOCKHEED MARTIN CORP	COM	539830109	2,235	4,781	SH		SOLE		0	0	4,781
MARSH & MCLENNAN COS INC	COM	571748102	373	2,190	SH		SOLE		0	0	2,190
MASTERCARD INCORPORATED	CL A	57636Q104	478	1,340	SH		SOLE		0	0	1,340
META PLATFORMS INC	CL A	30303M102	6,322	29,993	SH		SOLE		0	0	29,993
MICRON TECHNOLOGY INC	COM	595112103	5,215	73,298	SH		SOLE		0	0	73,298
MICROSOFT CORP	COM	594918104	7,585	27,038	SH		SOLE		0	0	27,038
NETFLIX INC	COM	64110L106	2,149	6,360	SH		SOLE		0	0	6,360
NIKE INC	CL B	654106103	217	1,649	SH		SOLE		0	0	1,649
NORTHERN LIGHTS FD TR	TOEWS AGLTY DNYM	66538J738	230	9,699	SH		SOLE		0	0	9,699
NVIDIA CORPORATION	COM	67066G104	14,247	65,403	SH		SOLE		0	0	65,403
OATLY GROUP AB	SPONSORED ADS	67421J108	126	30,686	SH		SOLE		0	0	30,686
OCCIDENTAL PETE CORP	*W EXP 08/03/202	674599162	353	8,915	SH		SOLE		0	0	8,915
OCCIDENTAL PETE CORP	COM	674599105	12,155	198,054	SH		SOLE		0	0	198,054
OLD DOMINION FREIGHT LINE IN	COM	679580100	1,088	4,099	SH		SOLE		0	0	4,099
ORACLE CORP	COM	68389X105	442	5,655	SH		SOLE		0	0	5,655
OWL ROCK CAPITAL CORPORATION	COM	69121K104	7,335	482,875	SH		SOLE		0	0	482,875
PAYPAL HLDGS INC	COM	70450Y103	215	2,137	SH		SOLE		0	0	2,137
PENNYMAC CORP	NOTE 5.500%11/0	70932AAD5	20	20,000	PRN		SOLE		0	0	20,000
PEPSICO INC	COM	713448108	772	4,528	SH		SOLE		0	0	4,528
PFIZER INC	COM	717081103	317	6,119	SH		SOLE		0	0	6,119
PG&E CORP	COM	69331C108	133	10,898	SH		SOLE		0	0	10,898
PGIM ETF TR	ACTV HY BD ETF	69344A206	478	12,846	SH		SOLE		0	0	12,846
PHILIP MORRIS INTL INC	COM	718172109	376	3,725	SH		SOLE		0	0	3,725
PINTEREST INC	CL A	72352L106	877	40,170	SH		SOLE		0	0	40,170
PROSHARES TR	S&P 500 DV ARIST	74348A467	1,582	16,610	SH		SOLE		0	0	16,610
PROSHARES TR	ULTRAPRO QQQ	74347X831	292	6,190	SH		SOLE		0	0	6,190
PUBLIC STORAGE	COM	74460D109	288	702	SH		SOLE		0	0	702
QUALCOMM INC	COM	747525103	2,547	18,279	SH		SOLE		0	0	18,279
RAYTHEON TECHNOLOGIES CORP	COM	75513E101	369	3,541	SH		SOLE		0	0	3,541
ROSS STORES INC	COM	778296103	2,861	27,378	SH		SOLE		0	0	27,378
SALESFORCE COM INC	COM	79466L302	269	1,438	SH		SOLE		0	0	1,438
SCHWAB STRATEGIC TR	US DIVIDEND EQ	808524797	240	3,026	SH		SOLE		0	0	3,026
SCHWAB STRATEGIC TR	US LRG CAP ETF	808524201	961	18,450	SH		SOLE		0	0	18,450
SCHWAB STRATEGIC TR	US TIPS ETF	808524870	248	4,203	SH		SOLE		0	0	4,203
SELECT SECTOR SPDR TR	ENERGY	81369Y506	2,420	29,871	SH		SOLE		0	0	29,871
SELECT SECTOR SPDR TR	FINANCIAL	81369Y605	284	7,647	SH		SOLE		0	0	7,647
SELECT SECTOR SPDR TR	SBI HEALTHCARE	81369Y209	356	2,598	SH		SOLE		0	0	2,598
SERVICENOW INC	COM	81762P102	232	466	SH		SOLE		0	0	466
SHERWIN WILLIAMS CO	COM	824348106	1,682	6,832	SH		SOLE		0	0	6,832
SHOPIFY INC	CL A	82509L107	4,432	7,629	SH		SOLE		0	0	7,629
SNOWFLAKE INC	CL A	833445109	1,396	7,254	SH		SOLE		0	0	7,254
SOFI TECHNOLOGIES INC	COM	83406F102	1,997	280,052	SH		SOLE		0	0	280,052
SPDR INDEX SHS FDS	DJ GLB RL ES ETF	78463X749	234	4,362	SH		SOLE		0	0	4,362
SPDR INDEX SHS FDS	PORTFOLIO DEVLPD	78463X889	532	15,981	SH		SOLE		0	0	15,981
SPDR S&P 500 ETF TR	TR UNIT	78462F103	2,295	5,240	SH		SOLE		0	0	5,240
SPDR SER TR	ICE PFD SEC ETF	78464A292	395	10,689	SH		SOLE		0	0	10,689
SPDR SER TR	PORTFOLIO INTRMD	78464A375	972	29,089	SH		SOLE		0	0	29,089
SPDR SER TR	PORTFOLIO S&P500	78464A854	353	6,852	SH		SOLE		0	0	6,852
SPDR SER TR	PRTFLO S&P500 HI	78468R788	429	9,626	SH		SOLE		0	0	9,626
SPDR SER TR	PRTFLO S&P500 VL	78464A508	203	4,815	SH		SOLE		0	0	4,815
SPDR SER TR	RUSSELL YIELD	78468R770	285	2,798	SH		SOLE		0	0	2,798
SPDR SER TR	S&P DIVID ETF	78464A763	445	3,447	SH		SOLE		0	0	3,447
SSGA ACTIVE ETF TR	BLACKSTONE SENR	78467V608	404	9,012	SH		SOLE		0	0	9,012
STAAR SURGICAL CO	COM PAR $0.01	852312305	435	7,029	SH		SOLE		0	0	7,029
TARGET CORP	COM	87612E106	1,734	7,245	SH		SOLE		0	0	7,245
TESLA INC	COM	88160R101	1,310	1,304	SH		SOLE		0	0	1,304
THE NECESSITY RETAIL REIT IN	COM CLASS A	02607T109	454	57,464	SH		SOLE		0	0	57,464
THERAPEUTICSMD INC	COM	88338N107	3	10,000	SH		SOLE		0	0	10,000
THERMO FISHER SCIENTIFIC INC	COM	883556102	201	352	SH		SOLE		0	0	352
UNION PAC CORP	COM	907818108	288	1,188	SH		SOLE		0	0	1,188
UNITEDHEALTH GROUP INC	COM	91324P102	371	694	SH		SOLE		0	0	694
VANECK ETF TRUST	FALLEN ANGEL HG	92189F437	229	7,817	SH		SOLE		0	0	7,817
VANECK ETF TRUST	RARE EARTH/STRTG	92189H805	239	2,200	SH		SOLE		0	0	2,200
VANGUARD BD INDEX FDS	TOTAL BND MRKT	921937835	1,920	25,000	SH		SOLE		0	0	25,000
VANGUARD CHARLOTTE FDS	TOTAL INT BD ETF	92203J407	694	13,539	SH		SOLE		0	0	13,539
VANGUARD INDEX FDS	EXTEND MKT ETF	922908652	1,105	6,972	SH		SOLE		0	0	6,972
VANGUARD INDEX FDS	GROWTH ETF	922908736	846	3,136	SH		SOLE		0	0	3,136
VANGUARD INDEX FDS	MCAP GR IDXVIP	922908538	629	2,973	SH		SOLE		0	0	2,973
VANGUARD INDEX FDS	REAL ESTATE ETF	922908553	259	2,390	SH		SOLE		0	0	2,390
VANGUARD INDEX FDS	S&P 500 ETF SHS	922908363	1,146	2,802	SH		SOLE		0	0	2,802
VANGUARD INDEX FDS	SMALL CP ETF	922908751	684	3,312	SH		SOLE		0	0	3,312
VANGUARD INDEX FDS	TOTAL STK MKT	922908769	4,292	19,482	SH		SOLE		0	0	19,482
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	922042858	291	6,419	SH		SOLE		0	0	6,419
VANGUARD SCOTTSDALE FDS	SHRT TRM CORP BD	92206C409	201	2,603	SH		SOLE		0	0	2,603
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	921908844	232	1,434	SH		SOLE		0	0	1,434
VANGUARD STAR FDS	VG TL INTL STK F	921909768	2,900	49,606	SH		SOLE		0	0	49,606
VANGUARD TAX-MANAGED INTL FD	FTSE DEV MKT ETF	921943858	224	4,780	SH		SOLE		0	0	4,780
VANGUARD WHITEHALL FDS	HIGH DIV YLD	921946406	1,039	9,243	SH		SOLE		0	0	9,243
VANGUARD WORLD FDS	INF TECH ETF	92204A702	253	657	SH		SOLE		0	0	657
VERIZON COMMUNICATIONS INC	COM	92343V104	289	5,420	SH		SOLE		0	0	5,420
VISA INC	COM CL A	92826C839	1,300	6,097	SH		SOLE		0	0	6,097
WALMART INC	COM	931142103	263	1,690	SH		SOLE		0	0	1,690
ZOETIS INC	CL A	98978V103	3,273	17,902	SH		SOLE		0	0	17,902

DFPG Investments 13F-HRQuarterly holdings report by institutional manager