NPX Proxy Voting Record | | | | | | | | |
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Registrant : Neuberger Berman ETF Trust | | | | | | | |
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Fund Name : Neuberger Berman Carbon Transition & Infrastructure ETF | | | |
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7/1/2022 - 6/30/2023 | | | | | | | | | |
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ABB Ltd | | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| ABBN | CINS H0010V101 | | | | 03/23/2023 | | Take No Action |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | N/A | N/A | TNA | N/A |
| 2 | Accounts and Reports | | | Mgmt | For | TNA | N/A |
| 3 | Compensation Report | | | | Mgmt | For | TNA | N/A |
| 4 | Ratification of Board and Management Acts | | Mgmt | For | TNA | N/A |
| 5 | Allocation of Dividends | | | Mgmt | For | TNA | N/A |
| 6 | Amendments to Articles (Shares and Share Register) | | Mgmt | For | TNA | N/A |
| 7 | Amendments to Articles (Voting Rights Restrictions) | | Mgmt | For | TNA | N/A |
| 8 | Amendments to Articles (General Meeting) | | Mgmt | For | TNA | N/A |
| 9 | Amendments to Articles (Virtual Meetings) | | Mgmt | For | TNA | N/A |
| 10 | Amendments to Articles (Board of Directors and Compensation) | | Mgmt | For | TNA | N/A |
| 11 | Approval of a Capital Band | | | Mgmt | For | TNA | N/A |
| 12 | Board Compensation | | | | Mgmt | For | TNA | N/A |
| 13 | Executive Compensation | | | Mgmt | For | TNA | N/A |
| 14 | Elect Gunnar Brock | | | | Mgmt | For | TNA | N/A |
| 15 | Elect David E. Constable | | | Mgmt | For | TNA | N/A |
| 16 | Elect Frederico Fleury Curado | | | Mgmt | For | TNA | N/A |
| 17 | Elect Lars Forberg | | | | Mgmt | For | TNA | N/A |
| 18 | Elect Denise C. Johnson | | | Mgmt | For | TNA | N/A |
| 19 | Elect Jennifer Xin-Zhe Li | | | Mgmt | For | TNA | N/A |
| 20 | Elect Geraldine Matchett | | | Mgmt | For | TNA | N/A |
| 21 | Elect David Meline | | | | Mgmt | For | TNA | N/A |
| 22 | Elect Jacob Wallenberg | | | Mgmt | For | TNA | N/A |
| 23 | Elect Peter R. Voser as Board Chair | | Mgmt | For | TNA | N/A |
| 24 | Elect David E. Constable as Compensation Committee Member | | Mgmt | For | TNA | N/A |
| 25 | Elect Frederico Fleury Curado as Compensation Committee Member | | Mgmt | For | TNA | N/A |
| 26 | Elect Jennifer Xin-Zhe Li as Compensation Committee Member | | Mgmt | For | TNA | N/A |
| 27 | Appointment of Independent Proxy | | Mgmt | For | TNA | N/A |
| 28 | Appointment of Auditor | | | Mgmt | For | TNA | N/A |
| 29 | Non-Voting Meeting Note | | | N/A | N/A | TNA | N/A |
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ABB Ltd. | | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| ABBN | CINS H0010V101 | | | | 09/07/2022 | | Take No Action |
| Meeting Type | | | | | | | | |
| Special | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | N/A | N/A | TNA | N/A |
| 2 | Non-Voting Meeting Note | | | N/A | N/A | TNA | N/A |
| 3 | Dividend in Kind to Effect Spin-Off of Accelleron Industries Ltd | | Mgmt | For | TNA | N/A |
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Accelleron Industries AG | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| ACLN | CINS H0029X106 | | | | 05/09/2023 | | Take No Action |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | N/A | N/A | TNA | N/A |
| 2 | Accounts and Reports | | | Mgmt | For | TNA | N/A |
| 3 | Compensation Report | | | | Mgmt | For | TNA | N/A |
| 4 | Allocation of Dividends | | | Mgmt | For | TNA | N/A |
| 5 | Ratification of Board and Management Acts | | Mgmt | For | TNA | N/A |
| 6 | Elect Oliver Riemenschneider as Board Chair | | Mgmt | For | TNA | N/A |
| 7 | Elect Bo Cerup-Simonsen | | | Mgmt | For | TNA | N/A |
| 8 | Elect Monika Krusi | | | | Mgmt | For | TNA | N/A |
| 9 | Elect Stefano Pampalone | | | Mgmt | For | TNA | N/A |
| 10 | Elect Gabriele Sons | | | | Mgmt | For | TNA | N/A |
| 11 | Elect Detlef Trefzger | | | | Mgmt | For | TNA | N/A |
| 12 | Elect Bo Cerup-Simonsen as Nominating and Compensation Committee Member | | Mgmt | For | TNA | N/A |
| 13 | Elect Monika Krusi as Nominating and Compensation Committee Member | | Mgmt | For | TNA | N/A |
| 14 | Elect Gabriele Sons as Nominating and Compensation Committee Member | | Mgmt | For | TNA | N/A |
| 15 | Appointment of Independent Proxy | | Mgmt | For | TNA | N/A |
| 16 | Appointment of Auditor | | | Mgmt | For | TNA | N/A |
| 17 | Board Compensation | | | | Mgmt | For | TNA | N/A |
| 18 | Executive Compensation | | | Mgmt | For | TNA | N/A |
| 19 | Non-Voting Meeting Note | | | N/A | N/A | TNA | N/A |
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Acciona SA | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| ANA | CINS E0008Z109 | | | | 06/19/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Ordinary | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 3 | Accounts | | | | | Mgmt | For | For | For |
| 4 | Management Reports | | | | Mgmt | For | For | For |
| 5 | Ratification of Board Acts | | | Mgmt | For | For | For |
| 6 | Report on Non-Financial Information | | Mgmt | For | For | For |
| 7 | Allocation of Profits/Dividends | | | Mgmt | For | For | For |
| 8 | Appointment of Auditor | | | Mgmt | For | For | For |
| 9 | Elect Jeronimo Gerard Rivero | | | Mgmt | For | For | For |
| 10 | Elect Maria Salgado Madrinan | | | Mgmt | For | For | For |
| 11 | Elect Teresa Sanjurjo Gonzalez | | | Mgmt | For | For | For |
| 12 | Board Size | | | | | Mgmt | For | For | For |
| 13 | Authority to Issue Shares w/ or w/o Preemptive Rights | | Mgmt | For | For | For |
| 14 | Authority to Issue Convertible Securities w/ or w/o Preemptive Rights | | Mgmt | For | For | For |
| 15 | Authority to Set General Meeting Notice Period at 15 days | | Mgmt | For | Against | Against |
| 16 | Remuneration Report | | | | Mgmt | For | Against | Against |
| 17 | Sustainability Report | | | | Mgmt | For | For | For |
| 18 | Authorisation of Legal Formalities | | Mgmt | For | For | For |
| 19 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 20 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 21 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 22 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
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Arcadis N.V. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| ARCAD | CINS N0605M147 | | | | 05/12/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 4 | Non-Voting Agenda Item | | | N/A | N/A | N/A | N/A |
| 5 | Non-Voting Agenda Item | | | N/A | N/A | N/A | N/A |
| 6 | Non-Voting Agenda Item | | | N/A | N/A | N/A | N/A |
| 7 | Non-Voting Agenda Item | | | N/A | N/A | N/A | N/A |
| 8 | Non-Voting Agenda Item | | | N/A | N/A | N/A | N/A |
| 9 | Non-Voting Agenda Item | | | N/A | N/A | N/A | N/A |
| 10 | Accounts and Reports | | | Mgmt | For | For | For |
| 11 | Allocation of Dividends | | | Mgmt | For | For | For |
| 12 | Non-Voting Agenda Item | | | N/A | N/A | N/A | N/A |
| 13 | Ratification of Management Board Acts | | Mgmt | For | For | For |
| 14 | Ratification of Supervisory Board Acts | | Mgmt | For | For | For |
| 15 | Appointment of Auditor | | | Mgmt | For | For | For |
| 16 | Non-Voting Agenda Item | | | N/A | N/A | N/A | N/A |
| 17 | Remuneration Report Management Board | | Mgmt | For | For | For |
| 18 | Remuneration Report Supervisory Board | | Mgmt | For | For | For |
| 19 | Elect Alan Brookes to the Management Board | | Mgmt | For | For | For |
| 20 | Non-Voting Agenda Item | | | N/A | N/A | N/A | N/A |
| 21 | Elect Michiel P. Lap to the Supervisory Board | | Mgmt | For | For | For |
| 22 | Elect Barbara J. Duganier to the Supervisory Board | | Mgmt | For | For | For |
| 23 | Non-Voting Agenda Item | | | N/A | N/A | N/A | N/A |
| 24 | Non-Voting Agenda Item | | | N/A | N/A | N/A | N/A |
| 25 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| 26 | Authority to Suppress Preemptive Rights | | Mgmt | For | For | For |
| 27 | Authority to Repurchase Shares | | | Mgmt | For | For | For |
| 28 | 2023 Long-Term Incentive Plan | | | Mgmt | For | For | For |
| 29 | Non-Voting Agenda Item | | | N/A | N/A | N/A | N/A |
| 30 | Non-Voting Agenda Item | | | N/A | N/A | N/A | N/A |
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Atlantica Sustainable Infrastructure Plc | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| AY | CUSIP G0751N103 | | | | 04/13/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Accounts and Reports | | | | Mgmt | For | For | For |
| 2 | Remuneration Report | | | | Mgmt | For | For | For |
| 3 | Remuneration Policy | | | | Mgmt | For | For | For |
| 4 | Elect Michael D. Woollcombe | | | Mgmt | For | For | For |
| 5 | Elect Michael Forsayeth | | | Mgmt | For | For | For |
| 6 | Elect William E. Aziz | | | | Mgmt | For | For | For |
| 7 | Elect Brenda J. Eprile | | | | Mgmt | For | For | For |
| 8 | Elect Debora Del Favero | | | Mgmt | For | For | For |
| 9 | Elect Arun Banskota | | | | Mgmt | For | For | For |
| 10 | Elect George Trisic | | | | Mgmt | For | For | For |
| 11 | Elect Edward C. Hall III | | | Mgmt | For | For | For |
| 12 | Elect Santiago Seage | | | | Mgmt | For | For | For |
| 13 | Appointment of Auditor | | | Mgmt | For | For | For |
| 14 | Authority to Set Auditor's Fees | | | Mgmt | For | For | For |
| 15 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| 16 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| 17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | | Mgmt | For | For | For |
| 18 | Reduction in Share Premium Account | | Mgmt | For | For | For |
| 19 | Authority to Repurchase Shares | | | Mgmt | For | For | For |
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Ballard Power Systems Inc. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| BLDP | CUSIP 058586108 | | | | 06/07/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | Canada | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Kathy Bayless | | | | Mgmt | For | For | For |
| 2 | Elect Douglas P. Hayhurst | | | Mgmt | For | For | For |
| 3 | Elect JIANG Kui | | | | Mgmt | For | For | For |
| 4 | Elect Randy MacEwen | | | Mgmt | For | For | For |
| 5 | Elect Hubertus M. Muehlhaeuser | | | Mgmt | For | For | For |
| 6 | Elect Marty Neese | | | | Mgmt | For | For | For |
| 7 | Elect James Roche | | | | Mgmt | For | For | For |
| 8 | Elect Shaojun Sun | | | | Mgmt | For | Withhold | Against |
| 9 | Elect Janet P. Woodruff | | | Mgmt | For | For | For |
| 10 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
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Canadian Solar Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| CSIQ | CUSIP 136635109 | | | | 06/28/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Shawn (Xiaohua) Qu | | | Mgmt | For | For | For |
| 1.2 | Elect Harry E. Ruda | | | | Mgmt | For | For | For |
| 1.3 | Elect Lauren C. Templeton | | | Mgmt | For | For | For |
| 1.4 | Elect Andrew (Luen Cheung) Wong | | Mgmt | For | For | For |
| 1.5 | Elect Arthur WONG Lap Tat | | | Mgmt | For | For | For |
| 1.6 | Elect Leslie CHANG Li Hsien | | | Mgmt | For | For | For |
| 1.7 | Elect Yan ZHUANG | | | | Mgmt | For | For | For |
| 1.8 | Elect Huifeng CHANG | | | | Mgmt | For | Withhold | Against |
| 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
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CenterPoint Energy, Inc. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| CNP | CUSIP 15189T107 | | | | 04/21/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Wendy Montoya Cloonan | | | Mgmt | For | For | For |
| 2 | Elect Earl M. Cummings | | | Mgmt | For | For | For |
| 3 | Elect Christopher H. Franklin | | | Mgmt | For | For | For |
| 4 | Elect David J. Lesar | | | | Mgmt | For | For | For |
| 5 | Elect Raquelle W. Lewis | | | Mgmt | For | For | For |
| 6 | Elect Martin H. Nesbitt | | | Mgmt | For | For | For |
| 7 | Elect Theodore F. Pound | | | Mgmt | For | Against | Against |
| 8 | Elect Phillip R. Smith | | | | Mgmt | For | For | For |
| 9 | Elect Barry T. Smitherman | | | Mgmt | For | For | For |
| 10 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 12 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 13 | Shareholder Proposal Regarding Scope 3 Targets | | ShrHoldr | Against | Against | For |
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Chart Industries, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| GTLS | CUSIP 16115Q308 | | | | 05/25/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Jillian C. Evanko | | | | Mgmt | For | For | For |
| 2 | Elect Andrew R. Cichocki | | | Mgmt | For | For | For |
| 3 | Elect Paula M. Harris | | | | Mgmt | For | For | For |
| 4 | Elect Linda A. Harty | | | | Mgmt | For | For | For |
| 5 | Elect Paul E. Mahoney | | | Mgmt | For | For | For |
| 6 | Elect Singleton B. McAllister | | | Mgmt | For | For | For |
| 7 | Elect Michael L. Molinini | | | Mgmt | For | For | For |
| 8 | Elect David M. Sagehorn | | | Mgmt | For | For | For |
| 9 | Elect Spencer S. Stiles | | | Mgmt | For | For | For |
| 10 | Elect Roger A. Strauch | | | Mgmt | For | For | For |
| 11 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 13 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
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Cheniere Energy, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| LNG | CUSIP 16411R208 | | | | 05/11/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect G. Andrea Botta | | | | Mgmt | For | For | For |
| 2 | Elect Jack A. Fusco | | | | Mgmt | For | For | For |
| 3 | Elect Patricia K. Collawn | | | Mgmt | For | For | For |
| 4 | Elect Brian E. Edwards | | | Mgmt | For | For | For |
| 5 | Elect Denise Gray | | | | Mgmt | For | For | For |
| 6 | Elect Lorraine Mitchelmore | | | Mgmt | For | For | For |
| 7 | Elect Donald F. Robillard, Jr. | | | Mgmt | For | For | For |
| 8 | Elect Matthew Runkle | | | | Mgmt | For | For | For |
| 9 | Elect Neal A. Shear | | | | Mgmt | For | For | For |
| 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 11 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 12 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 13 | Shareholder Proposal Regarding Risk Report on LNG Capital Investments Aligned with Paris Accord | | ShrHoldr | Against | Against | For |
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Constellation Energy Corporation | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| CEG | CUSIP 21037T109 | | | | 04/25/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Joseph Dominguez | | | Mgmt | For | For | For |
| 1.2 | Elect Julie Holzrichter | | | | Mgmt | For | For | For |
| 1.3 | Elect Ashish Khandpur | | | Mgmt | For | Withhold | Against |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 4 | Ratification of Auditor | | | | Mgmt | For | For | For |
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CRH Plc | | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| CRH | CINS G25508105 | | | | 04/27/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 2 | Accounts and Reports | | | Mgmt | For | For | For |
| 3 | Final Dividend | | | | Mgmt | For | For | For |
| 4 | Remuneration Report | | | | Mgmt | For | For | For |
| 5 | Elect Richard Boucher | | | Mgmt | For | For | For |
| 6 | Elect Caroline Dowling | | | Mgmt | For | For | For |
| 7 | Elect Richard H. Fearon | | | Mgmt | For | For | For |
| 8 | Elect Johan Karlstrom | | | | Mgmt | For | For | For |
| 9 | Elect Shaun Kelly | | | | Mgmt | For | For | For |
| 10 | Elect Badar Khan | | | | Mgmt | For | For | For |
| 11 | Elect H. Lamar McKay | | | Mgmt | For | For | For |
| 12 | Elect Albert Manifold | | | | Mgmt | For | For | For |
| 13 | Elect Jim Mintern | | | | Mgmt | For | For | For |
| 14 | Elect Gillian L. Platt | | | | Mgmt | For | For | For |
| 15 | Elect Mary K. Rhinehart | | | Mgmt | For | For | For |
| 16 | Elect Siobhan Talbot | | | | Mgmt | For | For | For |
| 17 | Elect Christina Verchere | | | Mgmt | For | For | For |
| 18 | Authority to Set Auditor's Fees | | | Mgmt | For | For | For |
| 19 | Appointment of Auditor | | | Mgmt | For | For | For |
| 20 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| 21 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| 22 | Authority to Repurchase Shares | | | Mgmt | For | For | For |
| 23 | Authority to Set Price Range for Reissuance of Treasury Shares | | Mgmt | For | For | For |
| 24 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
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CRH Plc | | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| CRH | CINS G25508105 | | | | 06/08/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Court | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 3 | Scheme of Arrangement (Settlement System Migration) | | Mgmt | For | For | For |
| 4 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
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CRH Plc | | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| CRH | CINS G25508105 | | | | 06/08/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Special | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 3 | Approve Scheme of Arrangement | | | Mgmt | For | For | For |
| 4 | Change of Listing | | | | Mgmt | For | For | For |
| 5 | Adoption of New Articles | | | Mgmt | For | For | For |
| 6 | Authority to Repurchase Shares | | | Mgmt | For | For | For |
| 7 | Authority to Set Price Range for Reissuance of Treasury Shares | | Mgmt | For | For | For |
| 8 | Amendments to Articles (Share Redemption) | | Mgmt | For | Against | Against |
| 9 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
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Dominion Energy, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| D | CUSIP 25746U109 | | | | 05/10/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect James A. Bennett | | | | Mgmt | For | For | For |
| 2 | Elect Robert M. Blue | | | | Mgmt | For | For | For |
| 3 | Elect D. Maybank Hagood | | | Mgmt | For | For | For |
| 4 | Elect Ronald W. Jibson | | | Mgmt | For | For | For |
| 5 | Elect Mark J. Kington | | | | Mgmt | For | For | For |
| 6 | Elect Kristin G. Lovejoy | | | Mgmt | For | For | For |
| 7 | Elect Joseph M. Rigby | | | Mgmt | For | For | For |
| 8 | Elect Pamela J. Royal | | | Mgmt | For | Against | Against |
| 9 | Elect Robert H. Spilman, Jr. | | | Mgmt | For | For | For |
| 10 | Elect Susan N. Story | | | | Mgmt | For | For | For |
| 11 | Elect Michael E. Szymanczyk | | | Mgmt | For | For | For |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 13 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 15 | Amendment Regarding Information Requirements for Shareholders to Call a Special Meeting | | Mgmt | For | For | For |
| 16 | Amendment to Advance Notice Provisions for Director Nominations | | Mgmt | For | For | For |
| 17 | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | Against | For | Against |
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DT Midstream, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| DTM | CUSIP 23345M107 | | | | 05/05/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Peter Tumminello | | | | Mgmt | For | For | For |
| 1.2 | Elect Dwayne A. Wilson | | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Duke Energy Corporation | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| DUK | CUSIP 26441C204 | | | | 05/04/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Derrick Burks | | | | Mgmt | For | For | For |
| 2 | Elect Annette K. Clayton | | | Mgmt | For | For | For |
| 3 | Elect Theodore F. Craver, Jr. | | | Mgmt | For | For | For |
| 4 | Elect Robert M. Davis | | | | Mgmt | For | For | For |
| 5 | Elect Caroline D. Dorsa | | | Mgmt | For | For | For |
| 6 | Elect W. Roy Dunbar | | | | Mgmt | For | For | For |
| 7 | Elect Nicholas C. Fanandakis | | | Mgmt | For | For | For |
| 8 | Elect Lynn J. Good | | | | Mgmt | For | For | For |
| 9 | Elect John T. Herron | | | | Mgmt | For | For | For |
| 10 | Elect Idalene F. Kesner | | | Mgmt | For | For | For |
| 11 | Elect E. Marie McKee | | | | Mgmt | For | For | For |
| 12 | Elect Michael J. Pacilio | | | Mgmt | For | For | For |
| 13 | Elect Thomas E. Skains | | | Mgmt | For | For | For |
| 14 | Elect William E. Webster, Jr. | | | Mgmt | For | For | For |
| 15 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 17 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 18 | Approval of the 2023 Long-Term Incentive Plan | | Mgmt | For | For | For |
| 19 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHoldr | N/A | For | N/A |
| 20 | Shareholder Proposal Regarding Formation of Decarbonization Risk Committee | | ShrHoldr | Against | Against | For |
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Eaton Corporation plc | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| ETN | CUSIP G29183103 | | | | 04/26/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Craig Arnold | | | | Mgmt | For | For | For |
| 2 | Elect Olivier Leonetti | | | | Mgmt | For | For | For |
| 3 | Elect Silvio Napoli | | | | Mgmt | For | For | For |
| 4 | Elect Gregory R. Page | | | Mgmt | For | For | For |
| 5 | Elect Sandra Pianalto | | | | Mgmt | For | For | For |
| 6 | Elect Robert V. Pragada | | | Mgmt | For | For | For |
| 7 | Elect Lori J. Ryerkerk | | | | Mgmt | For | For | For |
| 8 | Elect Gerald B. Smith | | | | Mgmt | For | For | For |
| 9 | Elect Dorothy C. Thompson | | | Mgmt | For | For | For |
| 10 | Elect Darryl L. Wilson | | | | Mgmt | For | For | For |
| 11 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 13 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 14 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| 15 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| 16 | Authority to Repurchase Shares | | | Mgmt | For | For | For |
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Enphase Energy, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| ENPH | CUSIP 29355A107 | | | | 05/17/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Jamie Haenggi | | | | Mgmt | For | For | For |
| 1.2 | Elect Benjamin Kortlang | | | Mgmt | For | For | For |
| 1.3 | Elect Richard Mora | | | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | | | Mgmt | For | For | For |
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Exelon Corporation | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| EXC | CUSIP 30161N101 | | | | 04/25/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Anthony K. Anderson | | | Mgmt | For | For | For |
| 2 | Elect W. Paul Bowers | | | | Mgmt | For | For | For |
| 3 | Elect Calvin G. Butler, Jr. | | | Mgmt | For | For | For |
| 4 | Elect Marjorie Rodgers Cheshire | | | Mgmt | For | For | For |
| 5 | Elect Linda P. Jojo | | | | Mgmt | For | For | For |
| 6 | Elect Charisse Lillie | | | | Mgmt | For | For | For |
| 7 | Elect Matthew Rogers | | | | Mgmt | For | For | For |
| 8 | Elect John F. Young | | | | Mgmt | For | For | For |
| 9 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 11 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
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First Solar, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| FSLR | CUSIP 336433107 | | | | 05/09/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Michael J. Ahearn | | | | Mgmt | For | For | For |
| 2 | Elect Richard D. Chapman | | | Mgmt | For | For | For |
| 3 | Elect Anita Marangoly George | | | Mgmt | For | For | For |
| 4 | Elect George A. Hambro | | | Mgmt | For | For | For |
| 5 | Elect Molly E. Joseph | | | | Mgmt | For | For | For |
| 6 | Elect Craig Kennedy | | | | Mgmt | For | For | For |
| 7 | Elect Lisa A. Kro | | | | Mgmt | For | For | For |
| 8 | Elect William J. Post | | | | Mgmt | For | For | For |
| 9 | Elect Paul H. Stebbins | | | Mgmt | For | For | For |
| 10 | Elect Michael T. Sweeney | | | Mgmt | For | For | For |
| 11 | Elect Mark Widmar | | | | Mgmt | For | For | For |
| 12 | Elect Norman L. Wright | | | Mgmt | For | For | For |
| 13 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 15 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
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Generac Holdings Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| GNRC | CUSIP 368736104 | | | | 06/15/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Marcia J. Avedon | | | | Mgmt | For | For | For |
| 2 | Elect Bennett J. Morgan | | | Mgmt | For | For | For |
| 3 | Elect Dominick P. Zarcone | | | Mgmt | For | For | For |
| 4 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 6 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
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Hubbell Incorporated | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| HUBB | CUSIP 443510607 | | | | 05/02/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Gerben W. Bakker | | | | Mgmt | For | For | For |
| 1.2 | Elect Carlos M. Cardoso | | | Mgmt | For | For | For |
| 1.3 | Elect Anthony J. Guzzi | | | Mgmt | For | For | For |
| 1.4 | Elect Rhett A. Hernandez | | | Mgmt | For | For | For |
| 1.5 | Elect Neal J. Keating | | | | Mgmt | For | For | For |
| 1.6 | Elect Bonnie C. Lind | | | | Mgmt | For | For | For |
| 1.7 | Elect John F. Malloy | | | | Mgmt | For | For | For |
| 1.8 | Elect Jennifer M. Pollino | | | Mgmt | For | For | For |
| 1.9 | Elect John G. Russell | | | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 4 | Ratification of Auditor | | | | Mgmt | For | For | For |
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Iberdrola | | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| IBE | CINS E6165F166 | | | | 04/28/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Ordinary | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 2 | Accounts | | | | | Mgmt | For | For | For |
| 3 | Management Reports | | | | Mgmt | For | For | For |
| 4 | Report on Non-Financial Information | | Mgmt | For | For | For |
| 5 | Ratification of Board Acts | | | Mgmt | For | For | For |
| 6 | Amendments to Articles (Preamble; Preliminary Title) | | Mgmt | For | For | For |
| 7 | Amendments to Articles (Corporate Levels) | | Mgmt | For | For | For |
| 8 | Amendments to Articles (Legal Provisions, Governance and Sustainability and Compliance System) | | Mgmt | For | For | For |
| 9 | Special Dividend (Engagement Dividend) | | Mgmt | For | For | For |
| 10 | Allocation of Profits/Dividends | | | Mgmt | For | For | For |
| 11 | First Scrip Dividend | | | | Mgmt | For | For | For |
| 12 | Second Scrip Dividend | | | Mgmt | For | For | For |
| 13 | Authority to Cancel Treasury Shares and Reduce Capital | | Mgmt | For | For | For |
| 14 | Remuneration Report | | | | Mgmt | For | For | For |
| 15 | Long-Term Incentive Plan (2023-2025 Strategic Bonus) | | Mgmt | For | For | For |
| 16 | Elect Maria Helena Antolin Raybaud | | Mgmt | For | For | For |
| 17 | Ratify Co-Option of Armando Martinez Martinez | | Mgmt | For | For | For |
| 18 | Elect Manuel Moreu Munaiz | | | Mgmt | For | For | For |
| 19 | Elect Sara de la Rica Goiricelaya | | | Mgmt | For | For | For |
| 20 | Elect Xabier Sagredo Ormaza | | | Mgmt | For | For | For |
| 21 | Elect Jose Ignacio Sanchez Galan | | Mgmt | For | For | For |
| 22 | Board Size | | | | | Mgmt | For | For | For |
| 23 | Authorisation of Legal Formalities | | Mgmt | For | For | For |
| 24 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 25 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 26 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
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Itron, Inc. | | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| ITRI | CUSIP 465741106 | | | | 05/11/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Mary C. Hemmingsen | | | Mgmt | For | For | For |
| 2 | Elect Jerome J. Lande | | | Mgmt | For | For | For |
| 3 | Elect Frank M. Jaehnert | | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 5 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 6 | Amendment to the 2012 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| 7 | Ratification of Auditor | | | | Mgmt | For | For | For |
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Jacobs Solutions Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| J | CUSIP 46982L108 | | | | 01/24/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Steven J. Demetriou | | | Mgmt | For | For | For |
| 2 | Elect Chris M.T. Thompson | | | Mgmt | For | For | For |
| 3 | Elect Priya Abani | | | | Mgmt | For | For | For |
| 4 | Elect Vincent K. Brooks | | | Mgmt | For | For | For |
| 5 | Elect Ralph E. Eberhart | | | Mgmt | For | For | For |
| 6 | Elect Manuel J. Fernandez | | | Mgmt | For | For | For |
| 7 | Elect Georgette D. Kiser | | | Mgmt | For | For | For |
| 8 | Elect Barbara L. Loughran | | | Mgmt | For | For | For |
| 9 | Elect Robert A. McNamara | | | Mgmt | For | For | For |
| 10 | Elect Robert V. Pragada | | | Mgmt | For | For | For |
| 11 | Elect Peter J. Robertson | | | Mgmt | For | For | For |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 13 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 14 | Amendment to the Stock Incentive Plan | | Mgmt | For | For | For |
| 15 | Ratification of Auditor | | | | Mgmt | For | For | For |
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Johnson Controls International plc | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| JCI | CUSIP G51502105 | | | | 03/08/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Jean S. Blackwell | | | | Mgmt | For | For | For |
| 2 | Elect Pierre E. Cohade | | | Mgmt | For | For | For |
| 3 | Elect Michael E. Daniels | | | Mgmt | For | For | For |
| 4 | Elect W. Roy Dunbar | | | | Mgmt | For | For | For |
| 5 | Elect Gretchen R. Haggerty | | | Mgmt | For | For | For |
| 6 | Elect Ayesha Khanna | | | | Mgmt | For | For | For |
| 7 | Elect Simone Menne | | | | Mgmt | For | For | For |
| 8 | Elect George R. Oliver | | | Mgmt | For | For | For |
| 9 | Elect Carl Jurgen Tinggren | | | Mgmt | For | For | For |
| 10 | Elect Mark P. Vergnano | | | Mgmt | For | For | For |
| 11 | Elect John D. Young | | | | Mgmt | For | For | For |
| 12 | Appointment of Auditor | | | Mgmt | For | For | For |
| 13 | Authority to Set Auditor's Fees | | | Mgmt | For | For | For |
| 14 | Authority to Repurchase Shares | | | Mgmt | For | For | For |
| 15 | Authorize Price Range at which the Company Can Re-Allot Treasury Shares | | Mgmt | For | For | For |
| 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 17 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 18 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| 19 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
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Linde Plc | | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| LIN | CUSIP G5494J103 | | | | 01/18/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Special | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Approval of Scheme of Arrangement | | Mgmt | For | For | For |
| 2 | Amendments to Articles | | | Mgmt | For | For | For |
| 3 | Dissolution Merger | | | | Mgmt | For | For | For |
| | | | | | | | | | |
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Linde Plc | | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| LIN | CUSIP G5494J111 | | | | 01/18/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Special | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Approval of Scheme of Arrangement | | Mgmt | For | For | For |
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Linde Plc | | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| LIN | CUSIP G5494J103 | | | | 07/25/2022 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Stephen F. Angel | | | | Mgmt | For | For | For |
| 2 | Elect Sanjiv Lamba | | | | Mgmt | For | For | For |
| 3 | Elect Ann-Kristin Achleitner | | | Mgmt | For | For | For |
| 4 | Elect Thomas Enders | | | | Mgmt | For | For | For |
| 5 | Elect Edward G. Galante | | | Mgmt | For | For | For |
| 6 | Elect Joe Kaeser | | | | Mgmt | For | For | For |
| 7 | Elect Victoria Ossadnik | | | Mgmt | For | For | For |
| 8 | Elect Martin H. Richenhagen | | | Mgmt | For | For | For |
| 9 | Elect Alberto Weisser | | | | Mgmt | For | For | For |
| 10 | Elect Robert L. Wood | | | | Mgmt | For | For | For |
| 11 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 12 | Authority to Set Auditor's Fees | | | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 14 | Remuneration Report | | | | Mgmt | For | For | For |
| 15 | Determination of Price Range for Re-allotment of Treasury Shares | | Mgmt | For | For | For |
| 16 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHoldr | Against | Against | For |
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National Grid Plc | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| NG. | CINS G6S9A7120 | | | | 07/11/2022 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Accounts and Reports | | | | Mgmt | For | For | For |
| 2 | Final Dividend | | | | Mgmt | For | For | For |
| 3 | Elect Paula Rosput Reynolds | | | Mgmt | For | For | For |
| 4 | Elect John Pettigrew | | | | Mgmt | For | For | For |
| 5 | Elect Andy Agg | | | | Mgmt | For | For | For |
| 6 | Elect Therese Esperdy | | | Mgmt | For | For | For |
| 7 | Elect Liz Hewitt | | | | Mgmt | For | For | For |
| 8 | Elect Ian P. Livingston | | | Mgmt | For | For | For |
| 9 | Elect Iain J. Mackay | | | | Mgmt | For | For | For |
| 10 | Elect Anne Robinson | | | | Mgmt | For | For | For |
| 11 | Elect Earl L. Shipp | | | | Mgmt | For | For | For |
| 12 | Elect Jonathan Silver | | | | Mgmt | For | For | For |
| 13 | Elect Antony Wood | | | | Mgmt | For | For | For |
| 14 | Elect Martha B. Wyrsch | | | Mgmt | For | For | For |
| 15 | Appointment of Auditor | | | Mgmt | For | For | For |
| 16 | Authority to Set Auditor's Fees | | | Mgmt | For | For | For |
| 17 | Remuneration Policy | | | | Mgmt | For | For | For |
| 18 | Remuneration Report | | | | Mgmt | For | For | For |
| 19 | Approval of Climate Transition Plan | | Mgmt | For | For | For |
| 20 | Authorisation of Political Donations | | Mgmt | For | For | For |
| 21 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| 22 | Scrip Dividend | | | | Mgmt | For | For | For |
| 23 | Capitalisation of Accounts (Scrip Dividend Scheme) | | Mgmt | For | For | For |
| 24 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| 25 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | | Mgmt | For | For | For |
| 26 | Authority to Repurchase Shares | | | Mgmt | For | For | For |
| 27 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | For | For |
| | | | | | | | | | |
| | | | | | | | | | |
| | | | | | | | | | |
NextEra Energy Partners, LP | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| NEP | CUSIP 65341B106 | | | | 04/24/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Susan D. Austin | | | | Mgmt | For | For | For |
| 2 | Elect Robert J. Byrne | | | | Mgmt | For | For | For |
| 3 | Elect John W. Ketchum | | | Mgmt | For | For | For |
| 4 | Elect Peter H. Kind | | | | Mgmt | For | For | For |
| 5 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 7 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| | | | | | | | | | |
| | | | | | | | | | |
| | | | | | | | | | |
NextEra Energy, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| NEE | CUSIP 65339F101 | | | | 05/18/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Nicole S. Arnaboldi | | | Mgmt | For | For | For |
| 2 | Elect Sherry S. Barrat | | | | Mgmt | For | For | For |
| 3 | Elect James L. Camaren | | | Mgmt | For | For | For |
| 4 | Elect Kenneth B. Dunn | | | Mgmt | For | For | For |
| 5 | Elect Naren K. Gursahaney | | | Mgmt | For | For | For |
| 6 | Elect Kirk S. Hachigian | | | Mgmt | For | For | For |
| 7 | Elect John W. Ketchum | | | Mgmt | For | For | For |
| 8 | Elect Amy B. Lane | | | | Mgmt | For | For | For |
| 9 | Elect David L. Porges | | | | Mgmt | For | For | For |
| 10 | Elect Dev Stahlkopf | | | | Mgmt | For | For | For |
| 11 | Elect John Arthur Stall | | | Mgmt | For | For | For |
| 12 | Elect Darryl L. Wilson | | | | Mgmt | For | For | For |
| 13 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 14 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 15 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 16 | Shareholder Proposal Regarding Disclosure of a Board Diversity and Skills Matrix | | ShrHoldr | Against | For | Against |
| | | | | | | | | | |
| | | | | | | | | | |
| | | | | | | | | | |
Nordex SE | | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| NDX1 | CINS D5736K135 | | | | 03/27/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Special | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 4 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 5 | Issuance of Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| 6 | Increase in Authorised Capital | | | Mgmt | For | For | For |
| 7 | Increase in Authorised Capital II | | | Mgmt | For | For | For |
| 8 | Increase in Authorised Capital III | | | Mgmt | For | For | For |
| 9 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | | Mgmt | For | For | For |
| | | | | | | | | | |
| | | | | | | | | | |
| | | | | | | | | | |
Nordex SE | | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| NDX1 | CINS D5736K135 | | | | 06/06/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 4 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 5 | Non-Voting Agenda Item | | | N/A | N/A | N/A | N/A |
| 6 | Ratification of Management Board Acts | | Mgmt | For | For | For |
| 7 | Ratification of Supervisory Board Acts | | Mgmt | For | For | For |
| 8 | Remuneration Report | | | | Mgmt | For | For | For |
| 9 | Increase in Authorised Capital | | | Mgmt | For | For | For |
| 10 | Authority to Repurchase and Reissue Shares | | Mgmt | For | For | For |
| 11 | Amendments to Articles (General Meeting) | | Mgmt | For | For | For |
| 12 | Appointment of Auditor | | | Mgmt | For | For | For |
| 13 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| | | | | | | | | | |
| | | | | | | | | | |
| | | | | | | | | | |
Ormat Technologies, Inc. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| ORA | CUSIP 686688102 | | | | 05/09/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Isaac Angel | | | | Mgmt | For | For | For |
| 2 | Elect Karin Corfee | | | | Mgmt | For | For | For |
| 3 | Elect David Granot | | | | Mgmt | For | For | For |
| 4 | Elect Michal Marom Brikman | | | Mgmt | For | For | For |
| 5 | Elect Mike Nikkel | | | | Mgmt | For | For | For |
| 6 | Elect Dafna Sharir | | | | Mgmt | For | For | For |
| 7 | Elect Stanley B. Stern | | | Mgmt | For | For | For |
| 8 | Elect Hidetake Takahashi | | | Mgmt | For | For | For |
| 9 | Elect Byron G. Wong | | | | Mgmt | For | For | For |
| 10 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 12 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| | | | | | | | | | |
| | | | | | | | | | |
| | | | | | | | | | |
Orsted A/S | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| ORSTED | CINS K7653Q105 | | | | 03/07/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 4 | Non-Voting Agenda Item | | | N/A | N/A | N/A | N/A |
| 5 | Accounts and Reports | | | Mgmt | For | For | For |
| 6 | Remuneration Report | | | | Mgmt | For | For | For |
| 7 | Ratification of Board and Management Acts | | Mgmt | For | For | For |
| 8 | Allocation of Profits/Dividends | | | Mgmt | For | For | For |
| 9 | Board Size | | | | | Mgmt | For | For | For |
| 10 | Non-Voting Agenda Item | | | N/A | N/A | N/A | N/A |
| 11 | Elect Thomas Thune Andersen as Chair | | Mgmt | For | For | For |
| 12 | Non-Voting Agenda Item | | | N/A | N/A | N/A | N/A |
| 13 | Elect Lene Skole-Sorensen as Vice Chair | | Mgmt | For | For | For |
| 14 | Non-Voting Agenda Item | | | N/A | N/A | N/A | N/A |
| 15 | Elect Jorgen Kildahl | | | | Mgmt | For | For | For |
| 16 | Elect Peter Korsholm | | | | Mgmt | For | For | For |
| 17 | Elect Dieter Wemmer | | | | Mgmt | For | For | For |
| 18 | Elect Julia King | | | | Mgmt | For | For | For |
| 19 | Elect Annica Bresky | | | | Mgmt | For | For | For |
| 20 | Elect Andrew R.D. Brown | | | Mgmt | For | For | For |
| 21 | Directors' Fees | | | | Mgmt | For | For | For |
| 22 | Appointment of Auditor | | | Mgmt | For | For | For |
| 23 | Authorization of Legal Formalities | | Mgmt | For | For | For |
| 24 | Non-Voting Agenda Item | | | N/A | N/A | N/A | N/A |
| 25 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 26 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 27 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 28 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 29 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| | | | | | | | | | |
| | | | | | | | | | |
| | | | | | | | | | |
Plug Power Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| PLUG | CUSIP 72919P202 | | | | 06/27/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Jonathan Silver | | | | Mgmt | For | For | For |
| 2 | Elect Kyungyeol Song | | | Mgmt | For | For | For |
| 3 | Amendment to the 2021 Stock Option and Incentive Plan | | Mgmt | For | Against | Against |
| 4 | Approval of the 2023 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| 5 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 6 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 7 | Ratification of Auditor | | | | Mgmt | For | For | For |
| | | | | | | | | | |
| | | | | | | | | | |
| | | | | | | | | | |
Quanta Services, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| PWR | CUSIP 74762E102 | | | | 05/23/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Earl C. Austin, Jr. | | | | Mgmt | For | For | For |
| 2 | Elect Doyle N. Beneby | | | Mgmt | For | For | For |
| 3 | Elect Vincent D. Foster | | | Mgmt | For | For | For |
| 4 | Elect Bernard Fried | | | | Mgmt | For | For | For |
| 5 | Elect Worthing F. Jackman | | | Mgmt | For | For | For |
| 6 | Elect Holli C. Ladhani | | | | Mgmt | For | For | For |
| 7 | Elect David M. McClanahan | | | Mgmt | For | For | For |
| 8 | Elect R. Scott Rowe | | | | Mgmt | For | For | For |
| 9 | Elect Margaret B. Shannon | | | Mgmt | For | For | For |
| 10 | Elect Martha B. Wyrsch | | | Mgmt | For | Against | Against |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 12 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 13 | Ratification of Auditor | | | | Mgmt | For | For | For |
| | | | | | | | | | |
| | | | | | | | | | |
| | | | | | | | | | |
Schneider Electric SE | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| SU | CINS F86921107 | | | | 05/04/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Mix | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 4 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 5 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 6 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 7 | Accounts and Reports; Non Tax-Deductible Expenses | | Mgmt | For | For | For |
| 8 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| 9 | Allocation of Profits/Dividends | | | Mgmt | For | For | For |
| 10 | Special Auditors Report on Regulated Agreements | | Mgmt | For | For | For |
| 11 | 2022 Remuneration Report | | | Mgmt | For | For | For |
| 12 | 2022 Remuneration of Jean-Pascal Tricoire, Chair and CEO | | Mgmt | For | Against | Against |
| 13 | 2023 Remuneration Policy, Chair and CEO (Until May 3, 2023) | | Mgmt | For | For | For |
| 14 | 2023 Remuneration Policy, CEO (From May 4, 2023) | | Mgmt | For | For | For |
| 15 | 2023 Remuneration Policy, Chair (From May 4, 2023) | | Mgmt | For | For | For |
| 16 | 2023 Directors' Fees | | | | Mgmt | For | For | For |
| 17 | 2023 Remuneration Policy (Board of Directors) | | Mgmt | For | For | For |
| 18 | Elect Leo Apotheker | | | | Mgmt | For | For | For |
| 19 | Elect Gregory M. Spierkel | | | Mgmt | For | For | For |
| 20 | Elect Lip-Bu Tan | | | | Mgmt | For | For | For |
| 21 | Elect Abhay Parasnis | | | | Mgmt | For | For | For |
| 22 | Elect Giulia Chierchia | | | | Mgmt | For | For | For |
| 23 | Opinion on Climate Strategy Strategy | | Mgmt | For | For | For |
| 24 | Authority to Repurchase and Reissue Shares | | Mgmt | For | For | For |
| 25 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | | Mgmt | For | For | For |
| 26 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | | Mgmt | For | For | For |
| 27 | Authority to Issue Shares and Convertible Debt Through Private Placement | | Mgmt | For | For | For |
| 28 | Greenshoe | | | | | Mgmt | For | For | For |
| 29 | Authority to Increase Capital in Consideration for Contributions In Kind | | Mgmt | For | For | For |
| 30 | Authority to Increase Capital Through Capitalisations | | Mgmt | For | For | For |
| 31 | Employee Stock Purchase Plan | | | Mgmt | For | For | For |
| 32 | Stock Purchase Plan for Overseas Employees | | Mgmt | For | For | For |
| 33 | Authority to Cancel Shares and Reduce Capital | | Mgmt | For | For | For |
| 34 | Authorisation of Legal Formalities | | Mgmt | For | For | For |
| 35 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 36 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| | | | | | | | | | |
| | | | | | | | | | |
| | | | | | | | | | |
Sempra Energy | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| SRE | CUSIP 816851109 | | | | 05/12/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Andres Conesa Labastida | | | Mgmt | For | For | For |
| 2 | Elect Pablo A. Ferrero | | | Mgmt | For | For | For |
| 3 | Elect Jeffrey W. Martin | | | Mgmt | For | For | For |
| 4 | Elect Bethany J. Mayer | | | Mgmt | For | For | For |
| 5 | Elect Michael N. Mears | | | Mgmt | For | For | For |
| 6 | Elect Jack T. Taylor | | | | Mgmt | For | For | For |
| 7 | Elect Cynthia L. Walker | | | Mgmt | For | For | For |
| 8 | Elect Cynthia J. Warner | | | Mgmt | For | For | For |
| 9 | Elect James C. Yardley | | | Mgmt | For | For | For |
| 10 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 12 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 13 | Increase in Authorized Common Stock | | Mgmt | For | Against | Against |
| 14 | Company Name Change | | | Mgmt | For | For | For |
| 15 | Article Amendments to Make Certain Technical and Administrative Changes | | Mgmt | For | For | For |
| 16 | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | Against | For | Against |
| | | | | | | | | | |
| | | | | | | | | | |
| | | | | | | | | | |
Siemens Gamesa Renewable Energy SA | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| SGRE | CINS E8T87A100 | | | | 01/25/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Special | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 2 | Ratification of Co-Option of Christian Bruch | | Mgmt | For | For | For |
| 3 | Ratification of Co-Option of Anton Steiger | | Mgmt | For | For | For |
| 4 | Delisting | | | | | Mgmt | For | For | For |
| 5 | Amendments to Articles (Adapt to Regulation of Non-Listed Companies) | | Mgmt | For | For | For |
| 6 | Amendments to Articles (Adapt to the Corporate Group) | | Mgmt | For | For | For |
| 7 | Amendments to Articles (Venue of General Meetings) | | Mgmt | For | For | For |
| 8 | Amendments to Articles (Remuneration Systems of Directors) | | Mgmt | For | For | For |
| 9 | Amendments to Articles (Simplification of Content) | | Mgmt | For | For | For |
| 10 | Approval of Consolidated Text of Articles | | Mgmt | For | For | For |
| 11 | Amendments to General Meeting Regulations (Adapt to Regulation of Non-Listed Companies) | | Mgmt | For | For | For |
| 12 | Amendments to Articles (Powers of General Meetings) | | Mgmt | For | For | For |
| 13 | Amendments to Articles (Improvements of Drafting) | | Mgmt | For | For | For |
| 14 | Approval of Consolidated Text of General Meeting Regulations | | Mgmt | For | For | For |
| 15 | Repeal Remuneration Policy | | | Mgmt | For | For | For |
| 16 | Resignation of Directors; Board Size | | Mgmt | For | For | For |
| 17 | Authorisation of Legal Formalities | | Mgmt | For | For | For |
| 18 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 19 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| | | | | | | | | | |
| | | | | | | | | | |
| | | | | | | | | | |
Siemens Gamesa Renewable Energy SA | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| SGRE | CINS E8T87A100 | | | | 03/27/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 2 | Individual and Consolidated Accounts | | MGMT | For | For | For |
| 3 | Individual and Consolidated Management Reports | | MGMT | For | For | For |
| 4 | Report on Non-Financial Information | | MGMT | For | For | For |
| 5 | Ratification of Board Acts | | | MGMT | For | For | For |
| 6 | Allocation of Profits/Dividends | | | MGMT | For | For | For |
| 7 | Appointment of Auditor | | | MGMT | For | For | For |
| 8 | Authority to Repurchase and Reissue Shares | | MGMT | For | For | For |
| 9 | Authorisation of Legal Formalities | | MGMT | For | For | For |
| 10 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 11 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 12 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| | | | | | | | | | |
| | | | | | | | | | |
| | | | | | | | | | |
Siemens Gamesa Renewable Energy SA | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| SGRE | CINS E8T87A100 | | | | 06/12/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Special | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 2 | Related Party Transactions (Siemens Gamesa Renewable Energy and Siemens Energy Finance B.V - Past Transactions) | | MGMT | For | For | For |
| 3 | Related Party Transactions (Siemens Gamesa Renewable Energy and Siemens Energy Finance B.V) | | MGMT | For | For | For |
| 4 | Related Party Transactions (Siemens Gamesa Renewable Energy and Siemens Energy Finance B.V - Future Transactions) | | MGMT | For | For | For |
| 5 | Authority to Reduce Share Capital | | MGMT | For | For | For |
| 6 | Authority to Reduce Share Capital (Separate Vote Siemens Energy Global GmbH &Co.) | | MGMT | For | For | For |
| 7 | Authority to Reduce Share Capital (Separate Vote other than Siemens Energy Global GmbH &Co.) | | MGMT | For | For | For |
| 8 | Authorisation of Legal Formalities | | MGMT | For | For | For |
| 9 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 10 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 11 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 12 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 13 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| | | | | | | | | | |
| | | | | | | | | | |
| | | | | | | | | | |
Sika AG | | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| SIKA | CINS H7631K273 | | | | 03/28/2023 | | Take No Action |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | N/A | N/A | TNA | N/A |
| 2 | Non-Voting Meeting Note | | | N/A | N/A | TNA | N/A |
| 3 | Accounts and Reports | | | Mgmt | For | TNA | N/A |
| 4 | Allocation of Dividends | | | Mgmt | For | TNA | N/A |
| 5 | Ratification of Board Acts | | | Mgmt | For | TNA | N/A |
| 6 | Elect Paul J. Halg | | | | Mgmt | For | TNA | N/A |
| 7 | Elect Victor Balli | | | | Mgmt | For | TNA | N/A |
| 8 | Elect Lucrece J.I. Foufopoulus-De Ridder | | Mgmt | For | TNA | N/A |
| 9 | Elect Justin M. Howell | | | Mgmt | For | TNA | N/A |
| 10 | Elect Gordana Landen | | | Mgmt | For | TNA | N/A |
| 11 | Elect Monika Ribar | | | | Mgmt | For | TNA | N/A |
| 12 | Elect Paul Schuler | | | | Mgmt | For | TNA | N/A |
| 13 | Elect Thierry Vanlancker | | | Mgmt | For | TNA | N/A |
| 14 | Elect Paul J. Halg as Board Chair | | Mgmt | For | TNA | N/A |
| 15 | Elect Justin M. Howell as Nominating and Compensation Committee Member | | Mgmt | For | TNA | N/A |
| 16 | Elect Gordana Landen as Nominating and Compensation Committee Member | | Mgmt | For | TNA | N/A |
| 17 | Elect Thierry Vanlancker as Nominating and Compensation Committee Member | | Mgmt | For | TNA | N/A |
| 18 | Appointment of Auditor | | | Mgmt | For | TNA | N/A |
| 19 | Appointment of Independent Proxy | | Mgmt | For | TNA | N/A |
| 20 | Compensation Report | | | | Mgmt | For | TNA | N/A |
| 21 | Board Compensation | | | | Mgmt | For | TNA | N/A |
| 22 | Executive Compensation | | | Mgmt | For | TNA | N/A |
| 23 | Approval of a Capital Band | | | Mgmt | For | TNA | N/A |
| 24 | Amendments to Articles | | | Mgmt | For | TNA | N/A |
| 25 | Amendments to Articles (Editorial Amendments) | | Mgmt | For | TNA | N/A |
| 26 | Amendments to Articles (Voting Rights) | | Mgmt | For | TNA | N/A |
| 27 | Amendments to Articles (General Meetings) | | Mgmt | For | TNA | N/A |
| 28 | Amendments to Articles (Electronic Means) | | Mgmt | For | TNA | N/A |
| 29 | Amendments to Articles (External Mandates) | | Mgmt | For | TNA | N/A |
| 30 | Additional or Amended Proposals | | Mgmt | N/A | TNA | N/A |
| | | | | | | | | | |
| | | | | | | | | | |
| | | | | | | | | | |
Sunnova Energy International Inc. | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| NOVA | CUSIP 86745K104 | | | | 05/17/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect William J. Berger | | | | Mgmt | For | For | For |
| 2 | Elect Rahman D'Argenio | | | Mgmt | For | For | For |
| 3 | Elect Michael C. Morgan | | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 5 | Ratification of Auditor | | | | Mgmt | For | For | For |
| | | | | | | | | | |
| | | | | | | | | | |
| | | | | | | | | | |
Sunrun Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| RUN | CUSIP 86771W105 | | | | 06/01/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Leslie Dach | | | | Mgmt | For | For | For |
| 1.2 | Elect Edward Fenster | | | | Mgmt | For | For | For |
| 1.3 | Elect Mary G. Powell | | | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 4 | Repeal of Classified Board | | | Mgmt | For | For | For |
| 5 | Elimination of Supermajority Requirement | | Mgmt | For | For | For |
| | | | | | | | | | |
| | | | | | | | | | |
| | | | | | | | | | |
The Williams Companies, Inc. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| WMB | CUSIP 969457100 | | | | 04/25/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Alan S. Armstrong | | | Mgmt | For | For | For |
| 2 | Elect Stephen W. Bergstrom | | | Mgmt | For | For | For |
| 3 | Elect Michael A. Creel | | | Mgmt | For | For | For |
| 4 | Elect Stacey H. Dore | | | | Mgmt | For | For | For |
| 5 | Elect Carri A. Lockhart | | | Mgmt | For | For | For |
| 6 | Elect Richard E. Muncrief | | | Mgmt | For | For | For |
| 7 | Elect Peter A. Ragauss | | | Mgmt | For | For | For |
| 8 | Elect Rose M. Robeson | | | Mgmt | For | For | For |
| 9 | Elect Scott D. Sheffield | | | Mgmt | For | For | For |
| 10 | Elect Murray D. Smith | | | Mgmt | For | For | For |
| 11 | Elect William H. Spence | | | Mgmt | For | For | For |
| 12 | Elect Jesse J. Tyson | | | | Mgmt | For | For | For |
| 13 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 15 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| | | | | | | | | | |
| | | | | | | | | | |
| | | | | | | | | | |
Vestas Wind Systems A/S | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| VWS | CINS K9773J201 | | | | 04/12/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 4 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 5 | Non-Voting Agenda Item | | | N/A | N/A | N/A | N/A |
| 6 | Accounts and Reports | | | Mgmt | For | For | For |
| 7 | Allocation of Profits/Dividends | | | Mgmt | For | For | For |
| 8 | Remuneration Report | | | | Mgmt | For | For | For |
| 9 | Directors' Fees | | | | Mgmt | For | For | For |
| 10 | Elect Anders Runevad | | | | Mgmt | For | For | For |
| 11 | Elect Bruce Grant | | | | Mgmt | For | For | For |
| 12 | Elect Eva Merete Sofelde Berneke | | Mgmt | For | For | For |
| 13 | Elect Helle Thorning-Schmidt | | | Mgmt | For | For | For |
| 14 | Elect Karl-Henrik Sundstrom | | | Mgmt | For | For | For |
| 15 | Elect Kentaro Hosomi | | | | Mgmt | For | For | For |
| 16 | Elect Lena Olving | | | | Mgmt | For | For | For |
| 17 | Appointment of Auditor | | | Mgmt | For | For | For |
| 18 | Authority to Repurchase Shares | | | Mgmt | For | For | For |
| 19 | Authorization of Legal Formalities | | Mgmt | For | For | For |
| 20 | Non-Voting Agenda Item | | | N/A | N/A | N/A | N/A |
| 21 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 22 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 23 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 24 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| | | | | | | | | | |
| | | | | | | | | | |
| | | | | | | | | | |
Waste Connections, Inc. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| WCN | CUSIP 94106B101 | | | | 05/19/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Andrea E. Bertone | | | | Mgmt | For | For | For |
| 2 | Elect Edward E. Guillet | | | Mgmt | For | For | For |
| 3 | Elect Michael W. Harlan | | | Mgmt | For | For | For |
| 4 | Elect Larry S. Hughes | | | | Mgmt | For | For | For |
| 5 | Elect Worthing F. Jackman | | | Mgmt | N/A | Withhold | N/A |
| 6 | Elect Elise L. Jordan | | | | Mgmt | For | For | For |
| 7 | Elect Susan Lee | | | | Mgmt | For | For | For |
| 8 | Elect Ronald J. Mittelstaedt | | | Mgmt | For | For | For |
| 9 | Elect William J. Razzouk | | | Mgmt | For | For | For |
| 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 11 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 12 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | | | | | | | | | |
| | | | | | | | | | |
Fund Name : Neuberger Berman Commodity Strategy ETF | | | | | |
| | | | | | | | | | |
10/24/2022 - 6/30/2023 | | | | | | | | |
| | | | | | | | | | |
| | | | | | | | | | |
| | | | | | | | | | |
The Neuberger Berman Commodity Strategy ETF did not vote proxies relating to portfolio securities during the period covered by this report. |
| | | | | | | | | | |
| | | | | | | | | | |
| | | | | | | | | | |
| | | | | | | | | | |
Fund Name : Neuberger Berman Disrupters ETF | | | | | |
| | | | | | | | | | |
7/1/2022 - 6/30/2023 | | | | | | | | | |
| | | | | | | | | | |
| | | | | | | | | | |
Adobe Inc. | | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| ADBE | CUSIP 00724F101 | | | | 04/20/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Amy L. Banse | | | | Mgmt | For | For | For |
| 2 | Elect Brett Biggs | | | | Mgmt | For | For | For |
| 3 | Elect Melanie Boulden | | | Mgmt | For | For | For |
| 4 | Elect Frank A. Calderoni | | | Mgmt | For | For | For |
| 5 | Elect Laura B. Desmond | | | Mgmt | For | For | For |
| 6 | Elect Shantanu Narayen | | | Mgmt | For | For | For |
| 7 | Elect Spencer Neumann | | | Mgmt | For | For | For |
| 8 | Elect Kathleen Oberg | | | | Mgmt | For | For | For |
| 9 | Elect Dheeraj Pandey | | | | Mgmt | For | For | For |
| 10 | Elect David A. Ricks | | | | Mgmt | For | For | For |
| 11 | Elect Daniel Rosensweig | | | Mgmt | For | For | For |
| 12 | Elect John E. Warnock | | | Mgmt | For | For | For |
| 13 | Amendment to the 2019 Equity Incentive Plan | | Mgmt | For | For | For |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 16 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 17 | Shareholder Proposal Regarding Report on Hiring Practices for People With Arrest Records | | ShrHoldr | Against | Against | For |
| | | | | | | | | | |
| | | | | | | | | | |
| | | | | | | | | | |
Advanced Micro Devices, Inc. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| AMD | CUSIP 007903107 | | | | 05/18/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Nora M. Denzel | | | | Mgmt | For | For | For |
| 2 | Elect D. Mark Durcan | | | | Mgmt | For | For | For |
| 3 | Elect Michael P. Gregoire | | | Mgmt | For | For | For |
| 4 | Elect Joseph A. Householder | | | Mgmt | For | For | For |
| 5 | Elect John W. Marren | | | | Mgmt | For | For | For |
| 6 | Elect Jon A. Olson | | | | Mgmt | For | For | For |
| 7 | Elect Lisa T. Su | | | | Mgmt | For | For | For |
| 8 | Elect Abhijit Y. Talwalkar | | | Mgmt | For | For | For |
| 9 | Elect Elizabeth W. Vanderslice | | | Mgmt | For | For | For |
| 10 | Approval of the 2023 Equity Incentive Plan | | Mgmt | For | For | For |
| 11 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 13 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| | | | | | | | | | |
| | | | | | | | | | |
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Airbnb, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| ABNB | CUSIP 009066101 | | | | 06/01/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Nathan Blecharczyk | | | Mgmt | For | For | For |
| 2 | Elect Alfred Lin | | | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | | | | | | | | | |
| | | | | | | | | | |
| | | | | | | | | | |
Amazon.com, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| AMZN | CUSIP 023135106 | | | | 05/24/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Jeffrey P. Bezos | | | | Mgmt | For | For | For |
| 2 | Elect Andrew R. Jassy | | | Mgmt | For | For | For |
| 3 | Elect Keith B. Alexander | | | Mgmt | For | For | For |
| 4 | Elect Edith W. Cooper | | | Mgmt | For | For | For |
| 5 | Elect Jamie S. Gorelick | | | Mgmt | For | For | For |
| 6 | Elect Daniel P. Huttenlocher | | | Mgmt | For | For | For |
| 7 | Elect Judith A. McGrath | | | Mgmt | For | Against | Against |
| 8 | Elect Indra K. Nooyi | | | | Mgmt | For | For | For |
| 9 | Elect Jonathan J. Rubinstein | | | Mgmt | For | For | For |
| 10 | Elect Patricia Q. Stonesifer | | | Mgmt | For | For | For |
| 11 | Elect Wendell P. Weeks | | | Mgmt | For | For | For |
| 12 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 14 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 15 | Amendment to the 1997 Stock Incentive Plan | | Mgmt | For | For | For |
| 16 | Shareholder Proposal Regarding Report on Climate Risk In Employee Retirement Default Options | | ShrHoldr | Against | Against | For |
| 17 | Shareholder Proposal Regarding Report on Customer Due Diligence | | ShrHoldr | Against | For | Against |
| 18 | Shareholder Proposal Regarding Report on Government Requests for Content and Product Removal | | ShrHoldr | Against | Against | For |
| 19 | Shareholder Proposal Regarding Report on Government Takedown Requests | | ShrHoldr | Against | Against | For |
| 20 | Shareholder Proposal Regarding Just Transition Reporting | | ShrHoldr | Against | For | Against |
| 21 | Shareholder Proposal Regarding Report on Tax Transparency | | ShrHoldr | Against | For | Against |
| 22 | Shareholder Proposal Regarding Lobbying Alignment with Climate Commitments | | ShrHoldr | Against | Against | For |
| 23 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | | ShrHoldr | Against | Against | For |
| 24 | Shareholder Proposal Regarding Cost Benefit Analysis of DEI Programs | | ShrHoldr | Against | Against | For |
| 25 | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | | ShrHoldr | Against | For | Against |
| 26 | Shareholder Proposal Regarding Third-Party Assessment of Freedom of Association | | ShrHoldr | Against | For | Against |
| 27 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | | ShrHoldr | Against | Against | For |
| 28 | Shareholder Proposal Regarding Report Evaluating Animal Welfare Standards | | ShrHoldr | Against | Against | For |
| 29 | Shareholder Proposal Regarding Formation of Public Policy Committee | | ShrHoldr | Against | Against | For |
| 30 | Shareholder Proposal Regarding Hourly Associate Representation on the Board | | ShrHoldr | Against | Against | For |
| 31 | Shareholder Proposal Regarding Report on Working Conditions | | ShrHoldr | Against | For | Against |
| 32 | Shareholder Proposal Regarding Report on Plastic Packaging | | ShrHoldr | Against | Against | For |
| 33 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | | ShrHoldr | Against | For | Against |
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Analog Devices, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| ADI | CUSIP 032654105 | | | | 03/08/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Vincent Roche | | | | Mgmt | For | For | For |
| 2 | Elect James A. Champy | | | Mgmt | For | For | For |
| 3 | Elect Andre Andonian | | | | Mgmt | For | For | For |
| 4 | Elect Anantha P. Chandrakasan | | | Mgmt | For | For | For |
| 5 | Elect Edward H. Frank | | | Mgmt | For | For | For |
| 6 | Elect Laurie H. Glimcher | | | Mgmt | For | For | For |
| 7 | Elect Karen M. Golz | | | | Mgmt | For | For | For |
| 8 | Elect Mercedes Johnson | | | Mgmt | For | For | For |
| 9 | Elect Kenton J. Sicchitano | | | Mgmt | For | For | For |
| 10 | Elect Ray Stata | | | | Mgmt | For | For | For |
| 11 | Elect Susie Wee | | | | Mgmt | For | For | For |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 13 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | For |
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| | | | | | | | | | |
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Arrowhead Pharmaceuticals, Inc. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| ARWR | CUSIP 04280A100 | | | | 03/16/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Douglass B. Given | | | | Mgmt | For | For | For |
| 2 | Elect Michael S. Perry | | | Mgmt | For | For | For |
| 3 | Elect Christopher Anzalone | | | Mgmt | For | For | For |
| 4 | Elect Marianne De Backer | | | Mgmt | For | For | For |
| 5 | Elect Mauro Ferrari | | | | Mgmt | For | For | For |
| 6 | Elect Adeoye Y. Olukotun | | | Mgmt | For | For | For |
| 7 | Elect William Waddill | | | | Mgmt | For | For | For |
| 8 | Elect Vicki Vakiener | | | | Mgmt | For | For | For |
| 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 10 | Increase in Authorized Common Stock | | Mgmt | For | For | For |
| 11 | Ratification of Auditor | | | | Mgmt | For | For | For |
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ASML Holding N.V. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| ASML | CUSIP N07059210 | | | | 04/26/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Remuneration Report | | | | Mgmt | For | For | For |
| 2 | Accounts and Reports | | | Mgmt | For | For | For |
| 3 | Allocation of Dividends | | | Mgmt | For | For | For |
| 4 | Ratification of Management Board Acts | | Mgmt | For | For | For |
| 5 | Ratification of Supervisory Board Acts | | Mgmt | For | For | For |
| 6 | Long-Term Incentive Plan; Authority to Issue Shares | | Mgmt | For | For | For |
| 7 | Supervisory Board Remuneration Policy | | Mgmt | For | For | For |
| 8 | Supervisory Board Fees | | | Mgmt | For | For | For |
| 9 | Elect Nils Andersen to the Supervisory Board | | Mgmt | For | For | For |
| 10 | Elect Jack P. de Kreij to the Supervisory Board | | Mgmt | For | For | For |
| 11 | Appointment of Auditor | | | Mgmt | For | For | For |
| 12 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| 13 | Authority to Suppress Preemptive Rights | | Mgmt | For | For | For |
| 14 | Authority to Repurchase Shares | | | Mgmt | For | For | For |
| 15 | Cancellation of Shares | | | Mgmt | For | For | For |
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Axonics, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| AXNX | CUSIP 05465P101 | | | | 06/26/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | �� |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Michael H. Carrel | | | | Mgmt | For | For | For |
| 2 | Elect Raymond W. Cohen | | | Mgmt | For | For | For |
| 3 | Elect David M. Demski | | | Mgmt | For | For | For |
| 4 | Elect Jane E. Kiernan | | | | Mgmt | For | For | For |
| 5 | Elect Esteban Lopez | | | | Mgmt | For | For | For |
| 6 | Elect Robert E. McNamara | | | Mgmt | For | For | For |
| 7 | Elect Nancy L. Snyderman | | | Mgmt | For | For | For |
| 8 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| | | | | | | | | | |
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Danaher Corporation | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| DHR | CUSIP 235851102 | | | | 05/09/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Rainer M. Blair | | | | Mgmt | For | For | For |
| 2 | Elect Feroz Dewan | | | | Mgmt | For | For | For |
| 3 | Elect Linda P. Hefner Filler | | | Mgmt | For | For | For |
| 4 | Elect Teri L. List | | | | Mgmt | For | For | For |
| 5 | Elect Walter G. Lohr, Jr. | | | Mgmt | For | For | For |
| 6 | Elect Jessica L. Mega | | | Mgmt | For | For | For |
| 7 | Elect Mitchell P. Rales | | | Mgmt | For | For | For |
| 8 | Elect Steven M. Rales | | | Mgmt | For | For | For |
| 9 | Elect Pardis C. Sabeti | | | Mgmt | For | For | For |
| 10 | Elect A. Shane Sanders | | | Mgmt | For | For | For |
| 11 | Elect John T. Schwieters | | | Mgmt | For | For | For |
| 12 | Elect Alan G. Spoon | | | | Mgmt | For | For | For |
| 13 | Elect Raymond C. Stevens | | | Mgmt | For | For | For |
| 14 | Elect Elias A. Zerhouni | | | Mgmt | For | For | For |
| 15 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 17 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 18 | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | Against | For | Against |
| 19 | Shareholder Proposal Regarding Diversity and Inclusion Report | | ShrHoldr | Against | Against | For |
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| | | | | | | | | | |
| | | | | | | | | | |
DexCom, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| DXCM | CUSIP 252131107 | | | | 05/18/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Steven R. Altman | | | | Mgmt | For | For | For |
| 2 | Elect Richard A. Collins | | | Mgmt | For | For | For |
| 3 | Elect Karen M. Dahut | | | | Mgmt | For | For | For |
| 4 | Elect Mark G. Foletta | | | | Mgmt | For | For | For |
| 5 | Elect Barbara E. Kahn | | | Mgmt | For | For | For |
| 6 | Elect Kyle Malady | | | | Mgmt | For | For | For |
| 7 | Elect Eric Topol | | | | Mgmt | For | For | For |
| 8 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 10 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 11 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | | ShrHoldr | Against | Against | For |
| | | | | | | | | | |
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Edwards Lifesciences Corporation | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| EW | CUSIP 28176E108 | | | | 05/11/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Kieran T. Gallahue | | | | Mgmt | For | For | For |
| 2 | Elect Leslie Stone Heisz | | | Mgmt | For | For | For |
| 3 | Elect Paul A. LaViolette | | | Mgmt | For | For | For |
| 4 | Elect Steven R. Loranger | | | Mgmt | For | For | For |
| 5 | Elect Martha H. Marsh | | | Mgmt | For | For | For |
| 6 | Elect Michael A. Mussallem | | | Mgmt | For | For | For |
| 7 | Elect Ramona Sequeira | | | Mgmt | For | For | For |
| 8 | Elect Nicholas J. Valeriani | | | Mgmt | For | For | For |
| 9 | Elect Bernard J. Zovighian | | | Mgmt | For | For | For |
| 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 11 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 12 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 13 | Amendment to Allow Exculpation of Officers | | Mgmt | For | Against | Against |
| 14 | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | Against | For | Against |
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Eli Lilly and Company | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| LLY | CUSIP 532457108 | | | | 05/01/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect William G. Kaelin, Jr. | | | Mgmt | For | For | For |
| 2 | Elect David A. Ricks | | | | Mgmt | For | For | For |
| 3 | Elect Marschall S. Runge | | | Mgmt | For | For | For |
| 4 | Elect Karen Walker | | | | Mgmt | For | For | For |
| 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 6 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 7 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 8 | Repeal of Classified Board | | | Mgmt | For | For | For |
| 9 | Elimination of Supermajority Requirements | | Mgmt | For | For | For |
| 10 | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | Against | For | Against |
| 11 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHoldr | Against | Against | For |
| 12 | Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents | | ShrHoldr | Against | Against | For |
| 13 | Shareholder Proposal Regarding Report on Company Response to State Policies Regulating Abortion | | ShrHoldr | Against | Against | For |
| 14 | Shareholder Proposal Regarding Lobbying Activities and Values Congruency | | ShrHoldr | Against | Against | For |
| 15 | Shareholder Proposal Regarding Diversity and Inclusion Report | | ShrHoldr | Against | Against | For |
| 16 | Shareholder Proposal Regarding Third-Party Political Expenditures Reporting | | ShrHoldr | Against | Against | For |
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Etsy, Inc. | | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| ETSY | CUSIP 29786A106 | | | | 06/14/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect M. Michele Burns | | | | Mgmt | For | For | For |
| 2 | Elect Josh Silverman | | | | Mgmt | For | For | For |
| 3 | Elect Fred Wilson | | | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 5 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 6 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 7 | Shareholder Proposal Regarding Report on Harassment and Discrimination | | ShrHoldr | Against | Against | For |
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Idexx Laboratories, Inc. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| IDXX | CUSIP 45168D104 | | | | 05/17/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Daniel M. Junius | | | | Mgmt | For | For | For |
| 2 | Elect Lawrence D. Kingsley | | | Mgmt | For | For | For |
| 3 | Elect Sophie V. Vandebroek | | | Mgmt | For | For | For |
| 4 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 6 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
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Intuit Inc. | | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| INTU | CUSIP 461202103 | | | | 01/19/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Eve Burton | | | | Mgmt | For | For | For |
| 2 | Elect Scott D. Cook | | | | Mgmt | For | For | For |
| 3 | Elect Richard L. Dalzell | | | Mgmt | For | For | For |
| 4 | Elect Sasan Goodarzi | | | | Mgmt | For | For | For |
| 5 | Elect Deborah Liu | | | | Mgmt | For | For | For |
| 6 | Elect Tekedra Mawakana | | | Mgmt | For | For | For |
| 7 | Elect Suzanne Nora Johnson | | | Mgmt | For | For | For |
| 8 | Elect Thomas J. Szkutak | | | Mgmt | For | For | For |
| 9 | Elect Raul Vazquez | | | | Mgmt | For | For | For |
| 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 11 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 12 | Amendment to the Employee Stock Purchase Plan | | Mgmt | For | For | For |
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Intuitive Surgical, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| ISRG | CUSIP 46120E602 | | | | 04/27/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Craig H. Barratt | | | | Mgmt | For | For | For |
| 2 | Elect Joseph C. Beery | | | Mgmt | For | For | For |
| 3 | Elect Gary S. Guthart | | | | Mgmt | For | For | For |
| 4 | Elect Amal M. Johnson | | | Mgmt | For | For | For |
| 5 | Elect Don R. Kania | | | | Mgmt | For | For | For |
| 6 | Elect Amy L. Ladd | | | | Mgmt | For | For | For |
| 7 | Elect Keith R. Leonard, Jr. | | | Mgmt | For | For | For |
| 8 | Elect Alan J. Levy | | | | Mgmt | For | For | For |
| 9 | Elect Jami Dover Nachtsheim | | | Mgmt | For | For | For |
| 10 | Elect Monica P. Reed | | | | Mgmt | For | For | For |
| 11 | Elect Mark J. Rubash | | | | Mgmt | For | For | For |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 13 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 15 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | | ShrHoldr | Against | Against | For |
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Keysight Technologies, Inc. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| KEYS | CUSIP 49338L103 | | | | 03/16/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Satish Dhanasekaran | | | Mgmt | For | For | For |
| 2 | Elect Richard P. Hamada | | | Mgmt | For | For | For |
| 3 | Elect Paul A. Lacouture | | | Mgmt | For | For | For |
| 4 | Elect Kevin A. Stephens | | | Mgmt | For | For | For |
| 5 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 7 | Repeal of Classified Board | | | Mgmt | For | For | For |
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Masimo Corporation | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| MASI | CUSIP 574795100 | | | | 06/26/2023 | | Take No Action |
| Meeting Type | | | | | | | | |
| Proxy Contest | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Management Nominee H. Michael Cohen | | Mgmt | For | TNA | N/A |
| 2 | Elect Management Nominee Julie A. Shimer | | Mgmt | For | TNA | N/A |
| 3 | Elect Politan Nominee Michelle Brennan | | ShrHoldr | Withhold | TNA | N/A |
| 4 | Elect Politan Nominee Quentin Koffey | | ShrHoldr | Withhold | TNA | N/A |
| 5 | Ratification of Auditor | | | | Mgmt | For | TNA | N/A |
| 6 | Advisory Vote on Executive Compensation | | Mgmt | For | TNA | N/A |
| 7 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | TNA | Against |
| 8 | Repeal of Classified Board | | | Mgmt | For | TNA | N/A |
| 9 | Change in Board Size | | | | Mgmt | For | TNA | N/A |
| 10 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | | ShrHoldr | Against | TNA | N/A |
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Masimo Corporation | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| MASI | CUSIP 574795100 | | | | 06/26/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Proxy Contest | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Politan Nominee Michelle Brennan | | ShrHoldr | N/A | For | N/A |
| 2 | Elect Politan Nominee Quentin Koffey | | ShrHoldr | N/A | For | N/A |
| 3 | Elect Management Nominee H Michael Cohen | | ShrHoldr | N/A | Withhold | N/A |
| 4 | Elect Management Nominee Julie A. Shimer | | ShrHoldr | N/A | Withhold | N/A |
| 5 | Ratification of Auditor | | | | Mgmt | N/A | For | N/A |
| 6 | Advisory Vote on Executive Compensation | | Mgmt | N/A | Against | N/A |
| 7 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | N/A | 1 Year | N/A |
| 8 | Repeal of Classified Board | | | Mgmt | N/A | For | N/A |
| 9 | Change in Board Size | | | | Mgmt | N/A | For | N/A |
| 10 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | | ShrHoldr | N/A | For | N/A |
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Mobileye Global, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| MBLY | CUSIP 60741F104 | | | | 06/14/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Amnon Shashua | | | | Mgmt | For | Withhold | Against |
| 2 | Elect Patrick P. Gelsinger | | | Mgmt | For | Withhold | Against |
| 3 | Elect Eyal Desheh | | | | Mgmt | For | Withhold | Against |
| 4 | Elect Jon M. Huntsman Jr. | | | Mgmt | For | Withhold | Against |
| 5 | Elect Claire C. McCaskill | | | Mgmt | For | Withhold | Against |
| 6 | Elect Christine Pambianchi | | | Mgmt | For | Withhold | Against |
| 7 | Elect Frank D. Yeary | | | | Mgmt | For | Withhold | Against |
| 8 | Elect Saf Yeboah-Amankwah | | | Mgmt | For | Withhold | Against |
| 9 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 10 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 11 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
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NVIDIA Corporation | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| NVDA | CUSIP 67066G104 | | | | 06/22/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Robert K. Burgess | | | Mgmt | For | For | For |
| 2 | Elect Tench Coxe | | | | Mgmt | For | For | For |
| 3 | Elect John O. Dabiri | | | | Mgmt | For | For | For |
| 4 | Elect Persis S. Drell | | | | Mgmt | For | For | For |
| 5 | Elect Jen-Hsun Huang | | | Mgmt | For | For | For |
| 6 | Elect Dawn Hudson | | | | Mgmt | For | For | For |
| 7 | Elect Harvey C. Jones | | | | Mgmt | For | For | For |
| 8 | Elect Michael G. McCaffery | | | Mgmt | For | For | For |
| 9 | Elect Stephen C. Neal | | | Mgmt | For | For | For |
| 10 | Elect Mark L. Perry | | | | Mgmt | For | For | For |
| 11 | Elect A. Brooke Seawell | | | Mgmt | For | For | For |
| 12 | Elect Aarti Shah | | | | Mgmt | For | For | For |
| 13 | Elect Mark A. Stevens | | | Mgmt | For | For | For |
| 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 15 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 16 | Ratification of Auditor | | | | Mgmt | For | For | For |
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Palo Alto Networks, Inc. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| PANW | CUSIP 697435105 | | | | 12/13/2022 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Helene D. Gayle | | | | Mgmt | For | For | For |
| 2 | Elect James J. Goetz | | | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 5 | Amendment to the 2021 Equity Incentive Plan | | Mgmt | For | For | For |
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Paycom Software, Inc. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| PAYC | CUSIP 70432V102 | | | | 05/01/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Sharen J. Turney | | | | Mgmt | For | Withhold | Against |
| 2 | Elect J.C. Watts Jr. | | | | Mgmt | For | Withhold | Against |
| 3 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 5 | Approval of the 2023 Long-Term Incentive Plan | | Mgmt | For | For | For |
| 6 | Amendment to Articles to Limit the Liability of Certain Officers | | Mgmt | For | Against | Against |
| 7 | Shareholder Proposal Regarding Majority Vote for the Election of Directors | | ShrHoldr | Against | For | Against |
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ServiceNow, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| NOW | CUSIP 81762P102 | | | | 06/01/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Susan L. Bostrom | | | | Mgmt | For | Against | Against |
| 2 | Elect Teresa Briggs | | | | Mgmt | For | For | For |
| 3 | Elect Jonathan C. Chadwick | | | Mgmt | For | Against | Against |
| 4 | Elect Paul E. Chamberlain | | | Mgmt | For | For | For |
| 5 | Elect Lawrence J. Jackson, Jr. | | | Mgmt | For | For | For |
| 6 | Elect Frederic B. Luddy | | | Mgmt | For | For | For |
| 7 | Elect William R. McDermott | | | Mgmt | For | For | For |
| 8 | Elect Jeffrey A. Miller | | | | Mgmt | For | For | For |
| 9 | Elect Joseph Quinlan | | | | Mgmt | For | For | For |
| 10 | Elect Anita M. Sands | | | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 12 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 13 | Amendment to the 2021 Equity Incentive Plan | | Mgmt | For | For | For |
| 14 | Elect Deborah Black | | | | Mgmt | For | For | For |
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ShockWave Medical, Inc. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| SWAV | CUSIP 82489T104 | | | | 06/13/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect C. Raymond Larkin, Jr. | | | Mgmt | For | For | For |
| 1.2 | Elect Laura Francis | | | | Mgmt | For | For | For |
| 1.3 | Elect Maria Sainz | | | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Snowflake Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| SNOW | CUSIP 833445109 | | | | 07/07/2022 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Kelly A. Kramer | | | | Mgmt | For | For | For |
| 2 | Elect Frank Slootman | | | | Mgmt | For | For | For |
| 3 | Elect Michael L. Speiser | | | Mgmt | For | For | For |
| 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 5 | Ratification of Auditor | | | | Mgmt | For | For | For |
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Tesla, Inc. | | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| TSLA | CUSIP 88160R101 | | | | 05/16/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Elon Musk | | | | Mgmt | For | For | For |
| 2 | Elect Robyn M. Denholm | | | Mgmt | For | For | For |
| 3 | Elect J.B. Straubel | | | | Mgmt | For | Against | Against |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 5 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against |
| 6 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 7 | Shareholder Proposal Regarding Key Person Risk Report | | ShrHoldr | Against | Against | For |
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Tesla, Inc. | | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| TSLA | CUSIP 88160R101 | | | | 08/04/2022 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Ira Ehrenpreis | | | | Mgmt | For | Against | Against |
| 2 | Elect Kathleen Wilson-Thompson | | Mgmt | For | Against | Against |
| 3 | Reduce Director Terms from Three Years to Two Years | | Mgmt | For | For | For |
| 4 | Elimination of Supermajority Requirement | | Mgmt | For | For | For |
| 5 | Increase in Authorized Common Stock | | Mgmt | For | For | For |
| 6 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 7 | Shareholder Proposal Regarding Proxy Access | | ShrHoldr | Against | For | Against |
| 8 | Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment and Discrimination Policies | | ShrHoldr | Against | For | Against |
| 9 | Shareholder Proposal Regarding Board Diversity Aligned with Customer Base and Regional Operations | | ShrHoldr | Against | Against | For |
| 10 | Shareholder Proposal Regarding Report on The Impact of Mandatory Arbitration Policies | | ShrHoldr | Against | For | Against |
| 11 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | | ShrHoldr | Against | For | Against |
| 12 | Shareholder Proposal Regarding Policy on Freedom of Association | | ShrHoldr | Against | For | Against |
| 13 | Shareholder Proposal Regarding Report on Ending Child Labor | | ShrHoldr | Against | Against | For |
| 14 | Shareholder Proposal Regarding Water Risk Exposure | | ShrHoldr | Against | For | Against |
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Tradeweb Markets Inc. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| TW | CUSIP 892672106 | | | | 05/15/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Troy Dixon | | | | Mgmt | For | For | For |
| 1.2 | Elect Scott Ganeles | | | | Mgmt | For | For | For |
| 1.3 | Elect Catherine Johnson | | | Mgmt | For | For | For |
| 1.4 | Elect Murray Roos | | | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | For |
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Transdigm Group Incorporated | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| TDG | CUSIP 893641100 | | | | 03/09/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect David A. Barr | | | | Mgmt | For | For | For |
| 1.2 | Elect Jane Cronin | | | | Mgmt | For | For | For |
| 1.3 | Elect Mervin Dunn | | | | Mgmt | For | Withhold | Against |
| 1.4 | Elect Michael Graff | | | | Mgmt | For | Withhold | Against |
| 1.5 | Elect Sean P. Hennessy | | | Mgmt | For | Withhold | Against |
| 1.6 | Elect W. Nicholas Howley | | | Mgmt | For | For | For |
| 1.7 | Elect Gary E. McCullough | | | Mgmt | For | Withhold | Against |
| 1.8 | Elect Michele Santana | | | Mgmt | For | For | For |
| 1.9 | Elect Robert J. Small | | | | Mgmt | For | Withhold | Against |
| 1.10 | Elect John Staer | | | | Mgmt | For | For | For |
| 1.11 | Elect Kevin Stein | | | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | N/A | 1 Year | N/A |
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Uber Technologies, Inc. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| UBER | CUSIP 90353T100 | | | | 05/08/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Ronald D. Sugar | | | | Mgmt | For | For | For |
| 2 | Elect Revathi Advaithi | | | | Mgmt | For | For | For |
| 3 | Elect Ursula M. Burns | | | | Mgmt | For | For | For |
| 4 | Elect Robert A. Eckert | | | Mgmt | For | For | For |
| 5 | Elect Amanda Ginsberg | | | Mgmt | For | For | For |
| 6 | Elect Dara Khosrowshahi | | | Mgmt | For | For | For |
| 7 | Elect Wan Ling Martello | | | Mgmt | For | For | For |
| 8 | Elect John A. Thain | | | | Mgmt | For | For | For |
| 9 | Elect David Trujillo | | | | Mgmt | For | For | For |
| 10 | Elect Alexander R. Wynaendts | | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 12 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 13 | Shareholder Proposal Regarding Third-Party Audit on Driver Health and Safety | | ShrHoldr | Against | Against | For |
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Zebra Technologies Corporation | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| ZBRA | CUSIP 989207105 | | | | 05/11/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect William J Burns | | | | Mgmt | For | For | For |
| 2 | Elect Linda M. Connly | | | | Mgmt | For | For | For |
| 3 | Elect Anders Gustafsson | | | Mgmt | For | For | For |
| 4 | Elect Janice M. Roberts | | | Mgmt | For | Against | Against |
| 5 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 6 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 7 | Ratification of Auditor | | | | Mgmt | For | For | For |
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Zendesk, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| ZEN | CUSIP 98936J101 | | | | 08/17/2022 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Michael Frandsen | | | | Mgmt | For | For | For |
| 2 | Elect Brandon Gayle | | | | Mgmt | For | For | For |
| 3 | Elect Ronald J. Pasek | | | Mgmt | For | For | For |
| 4 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 6 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
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Zendesk, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| ZEN | CUSIP 98936J101 | | | | 09/19/2022 | | Voted | |
| Meeting Type | | | | | | | | |
| Special | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Permira/H&F Transaction | | | Mgmt | For | For | For |
| 2 | Advisory Vote on Golden Parachutes | | Mgmt | For | Against | Against |
| 3 | Right to Adjourn Meeting | | | Mgmt | For | Against | Against |
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ZoomInfo Technologies Inc. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| ZI | CUSIP 98980F104 | | | | 05/17/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Todd Crockett | | | | Mgmt | For | Withhold | Against |
| 1.2 | Elect Patrick R. McCarter | | | Mgmt | For | For | For |
| 1.3 | Elect D. Randall Winn | | | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
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| | | | | | | | | | |
Fund Name : Neuberger Berman Next Generation Connected Consumer ETF |
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7/1/2022 - 6/30/2023 | | | | | | | | | |
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Aritzia Inc. | | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| ATZ | CUSIP 04045U102 | | | | 06/28/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | Canada | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Brian Hill | | | | Mgmt | For | For | For |
| 1.2 | Elect Jennifer Wong | | | | Mgmt | For | For | For |
| 1.3 | Elect Aldo Bensadoun | | | Mgmt | For | For | For |
| 1.4 | Elect John E. Currie | | | | Mgmt | For | For | For |
| 1.5 | Elect Daniel Habashi | | | | Mgmt | For | For | For |
| 1.6 | Elect David Labistour | | | | Mgmt | For | For | For |
| 1.7 | Elect John Montalbano | | | Mgmt | For | For | For |
| 1.8 | Elect Marni Payne | | | | Mgmt | For | For | For |
| 1.9 | Elect Glen T. Senk | | | | Mgmt | For | For | For |
| 1.10 | Elect Marcia Smith | | | | Mgmt | For | For | For |
| 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
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Aritzia Inc. | | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| ATZ | CUSIP 04045U102 | | | | 07/06/2022 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | Canada | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Brian Hill | | | | Mgmt | For | For | For |
| 1.2 | Elect Jennifer Wong | | | | Mgmt | For | For | For |
| 1.3 | Elect Aldo Bensadoun | | | Mgmt | For | For | For |
| 1.4 | Elect John E. Currie | | | | Mgmt | For | For | For |
| 1.5 | Elect Daniel Habashi | | | | Mgmt | For | For | For |
| 1.6 | Elect David Labistour | | | | Mgmt | For | For | For |
| 1.7 | Elect John Montalbano | | | Mgmt | For | For | For |
| 1.8 | Elect Marni Payne | | | | Mgmt | For | For | For |
| 1.9 | Elect Glen T. Senk | | | | Mgmt | For | For | For |
| 1.10 | Elect Marcia Smith | | | | Mgmt | For | For | For |
| 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
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Basic-Fit N.V | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| BFIT | CINS N10058100 | | | | 04/24/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Agenda Item | | | N/A | N/A | N/A | N/A |
| 4 | Non-Voting Agenda Item | | | N/A | N/A | N/A | N/A |
| 5 | Non-Voting Agenda Item | | | N/A | N/A | N/A | N/A |
| 6 | Remuneration Report | | | | Mgmt | For | For | For |
| 7 | Accounts and Reports | | | Mgmt | For | For | For |
| 8 | Ratification of Management Board Acts | | Mgmt | For | For | For |
| 9 | Ratification of Supervisory Board Acts | | Mgmt | For | For | For |
| 10 | Non-Voting Agenda Item | | | N/A | N/A | N/A | N/A |
| 11 | Elect Joelle Frijters to the Supervisory Board | | Mgmt | For | For | For |
| 12 | Elect Jan L. van Nieuwenhuizen to the Supervisory Board | | Mgmt | For | For | For |
| 13 | Elect Herman Rutgers to the Supervisory Board | | Mgmt | For | For | For |
| 14 | Elect Hans Willemse to the Supervisory Board | | Mgmt | For | For | For |
| 15 | Issuance of Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| 16 | Authority to Suppress Preemptive Rights | | Mgmt | For | For | For |
| 17 | Authority to Repurchase Shares | | | Mgmt | For | For | For |
| 18 | Appointment of Auditor | | | Mgmt | For | For | For |
| 19 | Non-Voting Agenda Item | | | N/A | N/A | N/A | N/A |
| 20 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
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BECLE S.A.B. De C.V. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| CUERVO | CINS P0929Y106 | | | | 04/28/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 2 | Accounts and Reports | | | Mgmt | For | Abstain | Against |
| 3 | Report on Tax Compliance | | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | | Mgmt | For | Abstain | Against |
| 5 | Authority to Repurchase Shares | | | Mgmt | For | Abstain | Against |
| 6 | Report on Share Repurchase Program | | Mgmt | For | Abstain | Against |
| 7 | Election of Directors; Election of Board's Secretary; Election of CEO | | Mgmt | For | Abstain | Against |
| 8 | Election of Audit and Corporate Governance Committee Chair | | Mgmt | For | Abstain | Against |
| 9 | Directors' Fees; Audit and Corporate Governance Committee Member's Fees; Secretary Fees | | Mgmt | For | Abstain | Against |
| 10 | Amendments to Articles | | | Mgmt | For | Abstain | Against |
| 11 | Granting of Powers | | | | Mgmt | For | Abstain | Against |
| 12 | Election of Meeting Delegates | | | Mgmt | For | For | For |
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Cedar Fair, L.P. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| FUN | CUSIP 150185106 | | | | 05/24/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Nina Barton | | | | Mgmt | For | For | For |
| 1.2 | Elect Matthew A. Ouimet | | | Mgmt | For | For | For |
| 1.3 | Elect Richard A. Zimmerman | | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
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Chipotle Mexican Grill, Inc. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| CMG | CUSIP 169656105 | | | | 05/25/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Albert S. Baldocchi | | | Mgmt | For | For | For |
| 2 | Elect Matthew Carey | | | | Mgmt | For | For | For |
| 3 | Elect Gregg L. Engles | | | | Mgmt | For | For | For |
| 4 | Elect Patricia D. Fili-Krushel | | | Mgmt | For | For | For |
| 5 | Elect Mauricio Gutierrez | | | Mgmt | For | For | For |
| 6 | Elect Robin Hickenlooper | | | Mgmt | For | For | For |
| 7 | Elect Scott H. Maw | | | | Mgmt | For | For | For |
| 8 | Elect Brian Niccol | | | | Mgmt | For | For | For |
| 9 | Elect Mary A. Winston | | | Mgmt | For | For | For |
| 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 11 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 12 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 13 | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | | ShrHoldr | Against | For | Against |
| 14 | Shareholder Proposal Regarding Policy on Freedom of Association | | ShrHoldr | Against | For | Against |
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Compagnie Des Alpes | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| CDA | CINS F2005P158 | | | | 03/09/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Mix | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 4 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 5 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 6 | Accounts and Reports; Non Tax-Deductible Expenses | | Mgmt | For | For | For |
| 7 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| 8 | Allocation of Profits/Dividends | | | Mgmt | For | For | For |
| 9 | Special Auditors Report on Regulated Agreements | | Mgmt | For | For | For |
| 10 | Elect Antoine Saintoyant | | | Mgmt | For | Against | Against |
| 11 | Elect Caisse dEpargne Rhone-Alpes (Alain Denizot) | | Mgmt | For | For | For |
| 12 | Ratification of the Co-option of Gisele Rossat-Mignod | | Mgmt | For | For | For |
| 13 | Ratification of the Co-option of Paul-Francois Fournier | | Mgmt | For | Against | Against |
| 14 | Elect Stephanie Fougou | | | Mgmt | For | For | For |
| 15 | 2022 Remuneration of Dominique Marcel, Chair | | Mgmt | For | For | For |
| 16 | 2022 Remuneration of Dominique Thillaud, CEO | | Mgmt | For | Against | Against |
| 17 | 2022 Remuneration of Loic Bonhoure, Deputy CEO | | Mgmt | For | Against | Against |
| 18 | 2023 Remuneration Policy (Dominique Marcel, Former Chair Until October 31, 2022) | | Mgmt | For | For | For |
| 19 | 2023 Remuneration Policy (Gisele Rossat-Mignod, Chair From November 1, 2022) | | Mgmt | For | For | For |
| 20 | 2023 Remuneration Policy (CEO) | | | Mgmt | For | Against | Against |
| 21 | 2023 Remuneration Policy (Deputy CEO) | | Mgmt | For | Against | Against |
| 22 | 2023 Remuneration Policy (Board of Directors) | | Mgmt | For | For | For |
| 23 | 2022 Remuneration Report | | | Mgmt | For | Against | Against |
| 24 | Authority to Repurchase and Reissue Shares | | Mgmt | For | For | For |
| 25 | Authority to Cancel Shares and Reduce Capital | | Mgmt | For | For | For |
| 26 | Authority to Issue Restricted Shares | | Mgmt | For | For | For |
| 27 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | | Mgmt | For | For | For |
| 28 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 29 | Authority to Issue Shares and/or Convertible Debt Through Private Placement | | Mgmt | For | Against | Against |
| 30 | Greenshoe | | | | | Mgmt | For | Against | Against |
| 31 | Authority to Increase Capital in Consideration for Contributions In Kind | | Mgmt | For | Against | Against |
| 32 | Authority to Increase Capital Through Capitalisations | | Mgmt | For | For | For |
| 33 | Employee Stock Purchase Plan | | | Mgmt | For | For | For |
| 34 | Global Ceiling on Capital Increases and Debt Issuances | | Mgmt | For | For | For |
| 35 | Amendments to Articles Regarding Corporate Mission | | Mgmt | For | For | For |
| 36 | Amendment to Articles Regarding Corporate Purpose | | Mgmt | For | For | For |
| 37 | Amendments to Articles Regarding Directors' Share Ownership Requirements | | Mgmt | For | For | For |
| 38 | Amendment to Articles Addressing Multiple Issues | | Mgmt | For | For | For |
| 39 | Authorisation of Legal Formalities | | Mgmt | For | For | For |
| 40 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 41 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 42 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 43 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
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Coursera, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| COUR | CUSIP 22266M104 | | | | 05/23/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Amanda M. Clark | | | | Mgmt | For | For | For |
| 1.2 | Elect Christopher D. McCarthy | | | Mgmt | For | For | For |
| 1.3 | Elect Andrew Y. Ng | | | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 3 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 4 | Ratification of Auditor | | | | Mgmt | For | For | For |
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Crocs, Inc. | | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| CROX | CUSIP 227046109 | | | | 06/20/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Thomas J. Smach | | | | Mgmt | For | For | For |
| 1.2 | Elect Beth J. Kaplan | | | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
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Dollar Tree, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| DLTR | CUSIP 256746108 | | | | 06/13/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Richard W. Dreiling | | | Mgmt | For | For | For |
| 2 | Elect Cheryl W. Grise | | | | Mgmt | For | For | For |
| 3 | Elect Daniel J. Heinrich | | | Mgmt | For | For | For |
| 4 | Elect Paul C. Hilal | | | | Mgmt | For | For | For |
| 5 | Elect Edward J. Kelly, III | | | Mgmt | For | For | For |
| 6 | Elect Mary A. Laschinger | | | Mgmt | For | For | For |
| 7 | Elect Jeffrey G. Naylor | | | Mgmt | For | For | For |
| 8 | Elect Winnie Y. Park | | | | Mgmt | For | For | For |
| 9 | Elect Bertram L. Scott | | | Mgmt | For | For | For |
| 10 | Elect Stephanie P. Stahl | | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 12 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 13 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 14 | Shareholder Proposal Regarding Report on Workforce Practices and Financial Returns | | ShrHoldr | Against | Against | For |
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DraftKings Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| DKNG | CUSIP 26142V105 | | | | 05/15/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Jason D. Robins | | | | Mgmt | For | For | For |
| 1.2 | Elect Harry E. Sloan | | | | Mgmt | For | For | For |
| 1.3 | Elect Matthew Kalish | | | | Mgmt | For | For | For |
| 1.4 | Elect Paul Liberman | | | | Mgmt | For | For | For |
| 1.5 | Elect Woodrow H. Levin | | | Mgmt | For | Withhold | Against |
| 1.6 | Elect Jocelyn Moore | | | | Mgmt | For | Withhold | Against |
| 1.7 | Elect Ryan R. Moore | | | | Mgmt | For | Withhold | Against |
| 1.8 | Elect Valerie A. Mosley | | | Mgmt | For | Withhold | Against |
| 1.9 | Elect Steven J. Murray | | | Mgmt | For | Withhold | Against |
| 1.10 | Elect Marni M. Walden | | | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
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Essilorluxottica | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| EL | CINS F31665106 | | | | 05/17/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Mix | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 4 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 5 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 6 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 7 | Accounts and Reports; Non Tax-Deductible Expenses | | Mgmt | For | For | For |
| 8 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| 9 | Allocations of Losses/Dividends | | | Mgmt | For | For | For |
| 10 | Ratification of Co-option of Mario Notari | | Mgmt | For | For | For |
| 11 | Special Auditors Report on Regulated Agreements | | Mgmt | For | For | For |
| 12 | 2022 Remuneration Report | | | Mgmt | For | For | For |
| 13 | 2022 Remuneration of Leonardo Del Vecchio, Chair (until June 27, 2022) | | Mgmt | For | For | For |
| 14 | 2022 Remuneration of Francesco Milleri, CEO (Until June 27, 2022) and Chair and CEO (Since June 28, 2022) | | Mgmt | For | Against | Against |
| 15 | 2022 Remuneration of Paul du Saillant, Deputy CEO | | Mgmt | For | Against | Against |
| 16 | 2023 Remuneration Policy (Board of Directors) | | Mgmt | For | For | For |
| 17 | 2023 Remuneration Policy (Chair and CEO) | | Mgmt | For | Against | Against |
| 18 | 2023 Remuneration Policy (Deputy CEO) | | Mgmt | For | Against | Against |
| 19 | Authority to Repurchase and Reissue Shares | | Mgmt | For | For | For |
| 20 | Authority to Cancel Shares and Reduce Capital | | Mgmt | For | For | For |
| 21 | Authority to Increase Capital Through Capitalisations | | Mgmt | For | For | For |
| 22 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | | Mgmt | For | For | For |
| 23 | Authority to Issue Shares and/or Convertible Debt Through Private Placement | | Mgmt | For | For | For |
| 24 | Employee Stock Purchase Plan | | | Mgmt | For | For | For |
| 25 | Authorisation of Legal Formalities | | Mgmt | For | For | For |
| 26 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 27 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
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Keurig Dr Pepper Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| KDP | CUSIP 49271V100 | | | | 06/12/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Robert J. Gamgort | | | Mgmt | For | For | For |
| 2 | Elect Oray Boston | | | | Mgmt | For | For | For |
| 3 | Elect Olivier Goudet | | | | Mgmt | For | For | For |
| 4 | Elect Peter Harf | | | | Mgmt | For | For | For |
| 5 | Elect Juliette Hickman | | | Mgmt | For | For | For |
| 6 | Elect Paul S. Michaels | | | Mgmt | For | For | For |
| 7 | Elect Pamela H. Patsley | | | Mgmt | For | For | For |
| 8 | Elect Lubomira Rochet | | | Mgmt | For | For | For |
| 9 | Elect Debra A. Sandler | | | Mgmt | For | For | For |
| 10 | Elect Robert S. Singer | | | Mgmt | For | For | For |
| 11 | Elect Larry D. Young | | | | Mgmt | For | For | For |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 13 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | For |
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Las Vegas Sands Corp. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| LVS | CUSIP 517834107 | | | | 05/11/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Robert Glen Goldstein | | | Mgmt | For | For | For |
| 1.2 | Elect Patrick Dumont | | | | Mgmt | For | For | For |
| 1.3 | Elect Irwin Chafetz | | | | Mgmt | For | For | For |
| 1.4 | Elect Micheline Chau | | | | Mgmt | For | Withhold | Against |
| 1.5 | Elect Charles Daniel Forman | | | Mgmt | For | For | For |
| 1.6 | Elect Nora M. Jordan | | | | Mgmt | For | Withhold | Against |
| 1.7 | Elect Lewis Kramer | | | | Mgmt | For | Withhold | Against |
| 1.8 | Elect David F. Levi | | | | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 5 | Shareholder Proposal Regarding Disclosure of a Board Diversity and Skills Matrix | | ShrHoldr | Against | For | Against |
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Li Ning Company Limited | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| 2331 | CINS G5496K124 | | | | 06/14/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | Cayman Islands | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | | Mgmt | For | For | For |
| 5 | Elect WANG Yajuan | | | | Mgmt | For | For | For |
| 6 | Elect WANG Ya Fei | | | | Mgmt | For | Against | Against |
| 7 | Elect Bunny CHAN Chung Bun | | | Mgmt | For | Against | Against |
| 8 | Directors' Fees | | | | Mgmt | For | For | For |
| 9 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 10 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| 11 | Authority to Repurchase Shares | | | Mgmt | For | For | For |
| 12 | Amendments to Articles | | | Mgmt | For | Against | Against |
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Li Ning Company Limited | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| 2331 | CINS G5496K124 | | | | 06/14/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Special | Cayman Islands | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 3 | Adoption of the 2023 Share Option Scheme and Termination of the 2014 Share Option Scheme | | Mgmt | For | Against | Against |
| 4 | Adoption of the 2023 Share Award Scheme | | Mgmt | For | Against | Against |
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Marriott International, Inc. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| MAR | CUSIP 571903202 | | | | 05/12/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Anthony G. Capuano | | | Mgmt | For | For | For |
| 2 | Elect Isabella D. Goren | | | Mgmt | For | For | For |
| 3 | Elect Deborah Marriott Harrison | | | Mgmt | For | For | For |
| 4 | Elect Frederick A. Henderson | | | Mgmt | For | For | For |
| 5 | Elect Eric Hippeau | | | | Mgmt | For | For | For |
| 6 | Elect Lauren R. Hobart | | | Mgmt | For | For | For |
| 7 | Elect Debra L. Lee | | | | Mgmt | For | For | For |
| 8 | Elect Aylwin B. Lewis | | | | Mgmt | For | For | For |
| 9 | Elect David S. Marriott | | | Mgmt | For | For | For |
| 10 | Elect Margaret M. McCarthy | | | Mgmt | For | For | For |
| 11 | Elect Grant F. Reid | | | | Mgmt | For | For | For |
| 12 | Elect Horacio D. Rozanski | | | Mgmt | For | For | For |
| 13 | Elect Susan C. Schwab | | | Mgmt | For | For | For |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 16 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 17 | Approval of the 2023 Stock and Cash Incentive Plan | | Mgmt | For | For | For |
| 18 | Shareholder Proposal Regarding Transparency Report on Congruency of Partnerships with Globalist Organizations | | ShrHoldr | Against | Against | For |
| 19 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | | ShrHoldr | Against | Against | For |
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Match Group, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| MTCH | CUSIP 57667L107 | | | | 06/22/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Sharmistha Dubey | | | Mgmt | For | For | For |
| 2 | Elect Ann L. McDaniel | | | Mgmt | For | For | For |
| 3 | Elect Thomas J. McInerney | | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 5 | Ratification of Auditor | | | | Mgmt | For | For | For |
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McDonald's Corporation | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| MCD | CUSIP 580135101 | | | | 05/25/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Anthony G. Capuano | | | Mgmt | For | For | For |
| 2 | Elect Kareem Daniel | | | | Mgmt | For | For | For |
| 3 | Elect Lloyd H. Dean | | | | Mgmt | For | For | For |
| 4 | Elect Catherine Engelbert | | | Mgmt | For | For | For |
| 5 | Elect Margaret H. Georgiadis | | | Mgmt | For | For | For |
| 6 | Elect Enrique Hernandez, Jr. | | | Mgmt | For | For | For |
| 7 | Elect Christopher Kempczinski | | | Mgmt | For | For | For |
| 8 | Elect Richard H. Lenny | | | Mgmt | For | For | For |
| 9 | Elect John Mulligan | | | | Mgmt | For | For | For |
| 10 | Elect Jennifer Taubert | | | | Mgmt | For | For | For |
| 11 | Elect Paul S. Walsh | | | | Mgmt | For | For | For |
| 12 | Elect Amy Weaver | | | | Mgmt | For | For | For |
| 13 | Elect Miles D. White | | | | Mgmt | For | For | For |
| 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 15 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 16 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 17 | Shareholder Proposal Regarding Policy on Use of Medically-Important Antibiotics in the Beef and Pork Supply Chain | | ShrHoldr | Against | Against | For |
| 18 | Shareholder Proposal Regarding Compliance With WHO Guidelines on Medically-Important Antimicrobials in Supply Chain | | ShrHoldr | Against | Against | For |
| 19 | Shareholder Proposal Regarding Report on Corporate Operations with China | | ShrHoldr | Against | Against | For |
| 20 | Shareholder Proposal Regarding Civil Rights Audit | | ShrHoldr | Against | Against | For |
| 21 | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | Against | For | Against |
| 22 | Shareholder Proposal Regarding Transparency Report on Global Public Policy And Political Influence | | ShrHoldr | Against | Against | For |
| 23 | Shareholder Proposal Regarding Disclosure of Animal Welfare Indicators | | ShrHoldr | Against | Against | For |
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Mister Spex SE | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| MRX | CINS D5S4HU102 | | | | 05/26/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Agenda Item | | | N/A | N/A | N/A | N/A |
| 3 | Ratify Dirk Graber | | | | Mgmt | For | For | For |
| 4 | Ratify Mirko Caspar | | | | Mgmt | For | For | For |
| 5 | Ratify Sebastian Dehnen | | | Mgmt | For | For | For |
| 6 | Ratify Maren Kroll | | | | Mgmt | For | For | For |
| 7 | Ratify Peter Williams | | | | Mgmt | For | For | For |
| 8 | Ratify Nicola Brandolese | | | Mgmt | For | For | For |
| 9 | Ratify Tobias Krauss | | | | Mgmt | For | For | For |
| 10 | Ratify Birgit Kretschmer | | | Mgmt | For | For | For |
| 11 | Ratify Pietro Luigi Longo | | | Mgmt | For | For | For |
| 12 | Ratify Stuart Paterson | | | | Mgmt | For | For | For |
| 13 | Ratify Nicole Srock.Stanley | | | Mgmt | For | For | For |
| 14 | Appointment of Auditor for Fiscal Year 2023 | | Mgmt | For | For | For |
| 15 | Appointment of Auditor for Interim Statements until 2024 AGM | | Mgmt | For | For | For |
| 16 | Elect Stuart Paterson as Supervisory Board Member | | Mgmt | For | For | For |
| 17 | Management Board Remuneration Policy | | Mgmt | For | For | For |
| 18 | Remuneration Report | | | | Mgmt | For | For | For |
| 19 | Amendments to Articles (Virtual AGM) | | Mgmt | For | For | For |
| 20 | Amendments to Articles (Supervisory Board Participation) | | Mgmt | For | Against | Against |
| 21 | Amendments to Articles (Time Limits of Questions at Shareholder Meetings) | | Mgmt | For | For | For |
| 22 | Stock Option Plan; Increase in Conditional Capital | | Mgmt | For | For | For |
| 23 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 24 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 25 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 26 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
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Moncler SPA | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| MONC | CINS T6730E110 | | | | 04/18/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 4 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 5 | Accounts and Reports | | | Mgmt | For | For | For |
| 6 | Allocation of Profits/Dividends | | | Mgmt | For | For | For |
| 7 | Remuneration Report | | | | Mgmt | For | Against | Against |
| 8 | Authority to Repurchase and Reissue Shares | | Mgmt | For | For | For |
| 9 | Non-Voting Agenda Item | | | N/A | N/A | N/A | N/A |
| 10 | List Presented by Double R S.r.l. | | Mgmt | N/A | N/A | N/A |
| 11 | List Presented by Group of Institutional Investors Representing 1.4% of Share Capital | | Mgmt | N/A | For | N/A |
| 12 | Election of the Chair of the Statutory Auditor Board | | Mgmt | For | For | For |
| 13 | Statutory Auditors' Fees | | | Mgmt | For | For | For |
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Nike, Inc. | | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| NKE | CUSIP 654106103 | | | | 09/09/2022 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Alan B. Graf, Jr. | | | | Mgmt | For | For | For |
| 2 | Elect Peter B. Henry | | | | Mgmt | For | For | For |
| 3 | Elect Michelle A. Peluso | | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 5 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 6 | Amendment to the Employee Stock Purchase Plan | | Mgmt | For | For | For |
| 7 | Shareholder Proposal Regarding Policy to Pause Sourcing of Raw Materials from China | | ShrHoldr | Against | Against | For |
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Ocado Group Plc | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| OCDO | CINS G6718L106 | | | | 05/02/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Accounts and Reports | | | | Mgmt | For | For | For |
| 2 | Remuneration Report | | | | Mgmt | For | For | For |
| 3 | Elect Richard Haythornthwaite | | | Mgmt | For | For | For |
| 4 | Elect Tim Steiner | | | | Mgmt | For | For | For |
| 5 | Elect Stephen Daintith | | | Mgmt | For | For | For |
| 6 | Elect Neill Abrams | | | | Mgmt | For | For | For |
| 7 | Elect Mark A. Richardson | | | Mgmt | For | For | For |
| 8 | Elect Luke Jensen | | | | Mgmt | For | For | For |
| 9 | Elect Jorn Rausing | | | | Mgmt | For | For | For |
| 10 | Elect Andrew J. Harrison | | | Mgmt | For | For | For |
| 11 | Elect Emma Lloyd | | | | Mgmt | For | For | For |
| 12 | Elect Julie Southern | | | | Mgmt | For | Against | Against |
| 13 | Elect John Martin | | | | Mgmt | For | For | For |
| 14 | Elect Michael Sherman | | | Mgmt | For | For | For |
| 15 | Elect Nadia Shouraboura | | | Mgmt | For | For | For |
| 16 | Elect Julia M. Brown | | | | Mgmt | For | For | For |
| 17 | Appointment of Auditor | | | Mgmt | For | For | For |
| 18 | Authority to Set Auditor's Fees | | | Mgmt | For | For | For |
| 19 | Authorisation of Political Donations | | Mgmt | For | For | For |
| 20 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| 21 | Authority to Issue Shares w/ Preemptive Rights (In Connection With Rights Issue Only) | | Mgmt | For | For | For |
| 22 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| 23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | | Mgmt | For | For | For |
| 24 | Authority to Repurchase Shares | | | Mgmt | For | For | For |
| 25 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | For | For |
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Overstock.com, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| OSTK | CUSIP 690370101 | | | | 05/18/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Allison H. Abraham | | | Mgmt | For | For | For |
| 2 | Elect William B. Nettles, Jr. | | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 5 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 6 | Amendment to the 2005 Equity Incentive Plan | | Mgmt | For | For | For |
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Peloton Interactive, Inc. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| PTON | CUSIP 70614W100 | | | | 12/06/2022 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Karen Boone | | | | Mgmt | For | Against | Against |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | For |
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Soho House & Co Inc. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| SHCO | CUSIP 586001109 | | | | 06/21/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Mark D. Ein | | | | Mgmt | For | For | For |
| 2 | Elect Yusef D. Jackson | | | Mgmt | For | For | For |
| 3 | Elect Ben Schwerin | | | | Mgmt | For | For | For |
| 4 | Elect Bippy Siegal | | | | Mgmt | For | Withhold | Against |
| 5 | Elect Alice Delahunt | | | | Mgmt | For | For | For |
| 6 | Ratification of Auditor | | | | Mgmt | For | For | For |
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Spotify Technology S.A. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| SPOT | CUSIP L8681T102 | | | | 03/29/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Accounts and Reports | | | | Mgmt | For | For | For |
| 2 | Allocation of Profits/Dividends | | | Mgmt | For | For | For |
| 3 | Ratification of Board Acts | | | Mgmt | For | For | For |
| 4 | Elect Daniel Ek | | | | Mgmt | For | For | For |
| 5 | Elect Martin Lorentzon | | | Mgmt | For | For | For |
| 6 | Elect Shishir S. Mehrotra | | | Mgmt | For | For | For |
| 7 | Elect Christopher P. Marshall | | | Mgmt | For | Against | Against |
| 8 | Elect Barry McCarthy | | | | Mgmt | For | For | For |
| 9 | Elect Heidi O'Neill | | | | Mgmt | For | For | For |
| 10 | Elect Theodore A. Sarandos | | | Mgmt | For | For | For |
| 11 | Elect Thomas O. Staggs | | | Mgmt | For | For | For |
| 12 | Elect Mona K. Sutphen | | | Mgmt | For | For | For |
| 13 | Elect Padmasree Warrior | | | Mgmt | For | For | For |
| 14 | Appointment of Auditor | | | Mgmt | For | For | For |
| 15 | Directors' Remuneration | | | Mgmt | For | For | For |
| 16 | Authorization of Legal Formalities | | Mgmt | For | For | For |
| 17 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
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Starbucks Corporation | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| SBUX | CUSIP 855244109 | | | | 03/23/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Richard E. Allison, Jr. | | | Mgmt | For | For | For |
| 2 | Elect Andrew Campion | | | Mgmt | For | For | For |
| 3 | Elect Beth E. Ford | | | | Mgmt | For | For | For |
| 4 | Elect Mellody Hobson | | | | Mgmt | For | For | For |
| 5 | Elect Jorgen Vig Knudstorp | | | Mgmt | For | For | For |
| 6 | Elect Satya Nadella | | | | Mgmt | For | For | For |
| 7 | Elect Laxman Narasimhan | | | Mgmt | For | For | For |
| 8 | Elect Howard Schultz | | | | Mgmt | For | For | For |
| 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 10 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 11 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 12 | Shareholder Proposal Regarding Report On Plant-based Milk Pricing | | ShrHoldr | Against | Against | For |
| 13 | Shareholder Proposal Regarding CEO Succession Planning | | ShrHoldr | Against | For | Against |
| 14 | Shareholder Proposal Regarding Report on Corporate Operations with China | | ShrHoldr | Against | Against | For |
| 15 | Shareholder Proposal Regarding Third-Party Assessment of Freedom of Association | | ShrHoldr | Against | For | Against |
| 16 | Shareholder Proposal Regarding Formation of Corporate Sustainability Committee | | ShrHoldr | Against | Against | For |
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The Allstate Corporation | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| ALL | CUSIP 020002101 | | | | 05/23/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Donald E. Brown | | | | Mgmt | For | For | For |
| 2 | Elect Kermit R. Crawford | | | Mgmt | For | For | For |
| 3 | Elect Richard T. Hume | | | Mgmt | For | For | For |
| 4 | Elect Margaret M. Keane | | | Mgmt | For | For | For |
| 5 | Elect Siddharth N. Mehta | | | Mgmt | For | For | For |
| 6 | Elect Jacques P. Perold | | | Mgmt | For | For | For |
| 7 | Elect Andrea Redmond | | | Mgmt | For | For | For |
| 8 | Elect Gregg M. Sherrill | | | Mgmt | For | For | For |
| 9 | Elect Judith A. Sprieser | | | Mgmt | For | For | For |
| 10 | Elect Perry M. Traquina | | | Mgmt | For | For | For |
| 11 | Elect Monica Turner | | | | Mgmt | For | For | For |
| 12 | Elect Thomas J. Wilson | | | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 14 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 15 | Ratification of Auditor | | | | Mgmt | For | For | For |
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The Home Depot, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| HD | CUSIP 437076102 | | | | 05/18/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Gerard J. Arpey | | | | Mgmt | For | For | For |
| 2 | Elect Ari Bousbib | | | | Mgmt | For | For | For |
| 3 | Elect Jeffery H. Boyd | | | | Mgmt | For | For | For |
| 4 | Elect Gregory D. Brenneman | | | Mgmt | For | For | For |
| 5 | Elect J. Frank Brown | | | | Mgmt | For | For | For |
| 6 | Elect Albert P. Carey | | | | Mgmt | For | For | For |
| 7 | Elect Edward P. Decker | | | Mgmt | For | For | For |
| 8 | Elect Linda R. Gooden | | | Mgmt | For | For | For |
| 9 | Elect Wayne M. Hewett | | | Mgmt | For | For | For |
| 10 | Elect Manuel Kadre | | | | Mgmt | For | For | For |
| 11 | Elect Stephanie C. Linnartz | | | Mgmt | For | For | For |
| 12 | Elect Paula Santilli | | | | Mgmt | For | For | For |
| 13 | Elect Caryn Seidman-Becker | | | Mgmt | For | For | For |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 16 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 17 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | | ShrHoldr | Against | Against | For |
| 18 | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | Against | For | Against |
| 19 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | | ShrHoldr | Against | Against | For |
| 20 | Shareholder Proposal Regarding Rescission of Majority-Supported Shareholder Proposal | | ShrHoldr | Against | Against | For |
| 21 | Shareholder Proposal Regarding Public Positions on Political Speech | | ShrHoldr | Against | Against | For |
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The RealReal, Inc | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| REAL | CUSIP 88339P101 | | | | 06/14/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Cartha Coleman | | | | Mgmt | For | For | For |
| 1.2 | Elect Karen W. Katz | | | | Mgmt | For | For | For |
| 1.3 | Elect Carol A. Melton | | | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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The Simply Good Foods Company | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| SMPL | CUSIP 82900L102 | | | | 01/19/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Clayton C. Daley, Jr. | | | Mgmt | For | For | For |
| 2 | Elect Nomi P. Ghez | | | | Mgmt | For | For | For |
| 3 | Elect Michelle P. Goolsby | | | Mgmt | For | For | For |
| 4 | Elect James M. Kilts | | | | Mgmt | For | For | For |
| 5 | Elect Robert G. Montgomery | | | Mgmt | For | For | For |
| 6 | Elect Brian K. Ratzan | | | | Mgmt | For | For | For |
| 7 | Elect David W. Ritterbush | | | Mgmt | For | For | For |
| 8 | Elect Joseph E. Scalzo | | | Mgmt | For | For | For |
| 9 | Elect Joseph J. Schena | | | Mgmt | For | For | For |
| 10 | Elect David J. West | | | | Mgmt | For | For | For |
| 11 | Elect James D. White | | | | Mgmt | For | For | For |
| 12 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 13 | Approval of Exclusive Forum Provisions | | Mgmt | For | Against | Against |
| 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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The TJX Companies, Inc. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| TJX | CUSIP 872540109 | | | | 06/06/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Jose B. Alvarez | | | | Mgmt | For | For | For |
| 2 | Elect Alan M. Bennett | | | | Mgmt | For | For | For |
| 3 | Elect Rosemary T. Berkery | | | Mgmt | For | For | For |
| 4 | Elect David T. Ching | | | | Mgmt | For | For | For |
| 5 | Elect C. Kim Goodwin | | | | Mgmt | For | For | For |
| 6 | Elect Ernie Herrman | | | | Mgmt | For | For | For |
| 7 | Elect Amy B. Lane | | | | Mgmt | For | For | For |
| 8 | Elect Carol Meyrowitz | | | | Mgmt | For | For | For |
| 9 | Elect Jackwyn L. Nemerov | | | Mgmt | For | For | For |
| 10 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 12 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 13 | Shareholder Proposal Regarding Report on Supply Chain Due Diligence | | ShrHoldr | Against | Against | For |
| 14 | Shareholder Proposal Regarding Report on Human Rights Risks from Supply Chain Employee Misclassification | | ShrHoldr | Against | Against | For |
| 15 | Shareholder Proposal Regarding Paid Sick Leave | | ShrHoldr | Against | For | Against |
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The Walt Disney Company | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| DIS | CUSIP 254687106 | | | | 04/03/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Mary T. Barra | | | | Mgmt | For | For | For |
| 2 | Elect Safra A. Catz | | | | Mgmt | For | For | For |
| 3 | Elect Amy L. Chang | | | | Mgmt | For | For | For |
| 4 | Elect Francis A. deSouza | | | Mgmt | For | For | For |
| 5 | Elect Carolyn N. Everson | | | Mgmt | For | For | For |
| 6 | Elect Michael B.G. Froman | | | Mgmt | For | For | For |
| 7 | Elect Robert A. Iger | | | | Mgmt | For | For | For |
| 8 | Elect Maria Elena Lagomasino | | | Mgmt | For | For | For |
| 9 | Elect Calvin R. McDonald | | | Mgmt | For | For | For |
| 10 | Elect Mark G. Parker | | | | Mgmt | For | For | For |
| 11 | Elect Derica W. Rice | | | | Mgmt | For | For | For |
| 12 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 14 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 15 | Shareholder Proposal Regarding Report on Corporate Operations with China | | ShrHoldr | Against | Against | For |
| 16 | Shareholder Proposal Regarding Charitable Contributions Disclosure | | ShrHoldr | Against | Against | For |
| 17 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | | ShrHoldr | Against | Against | For |
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T-Mobile US, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| TMUS | CUSIP 872590104 | | | | 06/16/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Andre Almeida | | | | Mgmt | For | For | For |
| 1.2 | Elect Marcelo Claure | | | | Mgmt | For | For | For |
| 1.3 | Elect Srikant M. Datar | | | Mgmt | For | For | For |
| 1.4 | Elect Srinivasan Gopalan | | | Mgmt | For | For | For |
| 1.5 | Elect Timotheus Hottges | | | Mgmt | For | For | For |
| 1.6 | Elect Christian P. Illek | | | Mgmt | For | For | For |
| 1.7 | Elect Raphael Kubler | | | | Mgmt | For | For | For |
| 1.8 | Elect Thorsten Langheim | | | Mgmt | For | For | For |
| 1.9 | Elect Dominique Leroy | | | Mgmt | For | For | For |
| 1.10 | Elect Letitia A. Long | | | | Mgmt | For | For | For |
| 1.11 | Elect G. Michael Sievert | | | Mgmt | For | For | For |
| 1.12 | Elect Teresa A. Taylor | | | Mgmt | For | For | For |
| 1.13 | Elect Kelvin R. Westbrook | | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against |
| 5 | Approval of the 2023 Incentive Award Plan | | Mgmt | For | For | For |
| 6 | Amendment to the 2014 Employee Stock Purchase Plan | | Mgmt | For | For | For |
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Toast, Inc. | | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| TOST | CUSIP 888787108 | | | | 06/08/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Kent Bennett | | | | Mgmt | For | For | For |
| 2 | Elect Susan E. Chapman-Hughes | | Mgmt | For | For | For |
| 3 | Elect Mark J. Hawkins | | | Mgmt | For | For | For |
| 4 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Ulta Beauty, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| ULTA | CUSIP 90384S303 | | | | 06/01/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Michelle L. Collins | | | Mgmt | For | For | For |
| 2 | Elect Patricia Little | | | | Mgmt | For | For | For |
| 3 | Elect Heidi G. Petz | | | | Mgmt | For | For | For |
| 4 | Elect Michael C. Smith | | | Mgmt | For | For | For |
| 5 | Repeal of Classified Board | | | Mgmt | For | For | For |
| 6 | Elimination of Supermajority Requirement to Remove Directors | | Mgmt | For | For | For |
| 7 | Elimination of Supermajority Requirements for Amendments to Certificate of Incorporation | | Mgmt | For | For | For |
| 8 | Elimination of Supermajority Requirements for Amendments to Bylaws | | Mgmt | For | For | For |
| 9 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 11 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
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Walmart Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| WMT | CUSIP 931142103 | | | | 05/31/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Cesar Conde | | | | Mgmt | For | For | For |
| 2 | Elect Timothy P. Flynn | | | Mgmt | For | For | For |
| 3 | Elect Sarah J. Friar | | | | Mgmt | For | For | For |
| 4 | Elect Carla A. Harris | | | | Mgmt | For | For | For |
| 5 | Elect Thomas W. Horton | | | Mgmt | For | For | For |
| 6 | Elect Marissa A. Mayer | | | Mgmt | For | For | For |
| 7 | Elect C. Douglas McMillon | | | Mgmt | For | For | For |
| 8 | Elect Gregory B. Penner | | | Mgmt | For | For | For |
| 9 | Elect Randall L. Stephenson | | | Mgmt | For | For | For |
| 10 | Elect S. Robson Walton | | | Mgmt | For | For | For |
| 11 | Elect Steuart L. Walton | | | Mgmt | For | For | For |
| 12 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 15 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | | ShrHoldr | Against | Against | For |
| 16 | Shareholder Proposal Regarding Human Rights Due Diligence Process Report | | ShrHoldr | Against | Against | For |
| 17 | Shareholder Proposal Regarding Racial Equity Audit | | ShrHoldr | Against | For | Against |
| 18 | Shareholder Proposal Regarding Racial and Gender Layoff Diversity Report | | ShrHoldr | Against | Against | For |
| 19 | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | | ShrHoldr | Against | For | Against |
| 20 | Shareholder Proposal Regarding Report on Risks from Abortion-Related Information Requests | | ShrHoldr | Against | Against | For |
| 21 | Shareholder Proposal Regarding Report on Corporate Operations with China | | ShrHoldr | Against | Against | For |
| 22 | Shareholder Proposal Regarding Third-Party Audit of Policies on Workplace Safety and Violence | | ShrHoldr | Against | For | Against |
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Warby Parker Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| WRBY | CUSIP 93403J106 | | | | 06/08/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Dave Gilboa | | | | Mgmt | For | For | For |
| 1.2 | Elect Youngme E. Moon | | | Mgmt | For | For | For |
| 1.3 | Elect Ronald A. Williams | | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 3 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
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Wix.com Ltd. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| WIX | CUSIP M98068105 | | | | 12/19/2022 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Avishai Abrahami | | | | Mgmt | For | For | For |
| 2 | Elect Diane Greene | | | | Mgmt | For | For | For |
| 3 | Elect Mark Tluszcz | | | | Mgmt | For | For | For |
| 4 | Compensation Policy - Executives | | Mgmt | For | Against | Against |
| 5 | Confirmation of Non-Controlling Shareholder | | Mgmt | N/A | For | N/A |
| 6 | Compensation Policy - Directors | | | Mgmt | For | For | For |
| 7 | Confirmation of Non-Controlling Shareholder | | Mgmt | N/A | For | N/A |
| 8 | NED Compensation Plan | | | Mgmt | For | For | For |
| 9 | Option Exchange of Non-Executive Employees | | Mgmt | For | Against | Against |
| 10 | Appointment of Auditor | | | Mgmt | For | For | For |
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ZhongAn Online P & C Insurance Co Ltd | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| 6060 | CINS Y989DF109 | | | | 06/15/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | China | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 2 | Directors' Report | | | | Mgmt | For | For | For |
| 3 | Supervisors' Report | | | | Mgmt | For | For | For |
| 4 | Accounts and Reports | | | Mgmt | For | For | For |
| 5 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 6 | 2023-2025 Three-Year Capital Planning Report | | Mgmt | For | For | For |
| 7 | Amendments to Articles | | | Mgmt | For | For | For |
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ZhongAn Online P & C Insurance Co Ltd | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| 6060 | CINS Y989DF109 | | | | 12/29/2022 | | Voted | |
| Meeting Type | | | | | | | | |
| Special | China | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | N/A | N/A | N/A | N/A |
| 2 | Auto Co-Insurance Cooperation Agreement | | Mgmt | For | For | For |
| 3 | Board Authorization To Execute the Auto Co-insurance Cooperation Agreement | | Mgmt | For | For | For |
| 4 | Approval of the Adjustment to Directors Allowance | | Mgmt | For | For | For |
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Zoetis Inc. | | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| ZTS | CUSIP 98978V103 | | | | 05/18/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Paul M. Bisaro | | | | Mgmt | For | For | For |
| 2 | Elect Vanessa Broadhurst | | | Mgmt | For | For | For |
| 3 | Elect Frank A. D'Amelio | | | Mgmt | For | For | For |
| 4 | Elect Michael B. McCallister | | | Mgmt | For | For | For |
| 5 | Elect Gregory Norden | | | | Mgmt | For | For | For |
| 6 | Elect Louise M. Parent | | | Mgmt | For | For | For |
| 7 | Elect Kristin C. Peck | | | | Mgmt | For | For | For |
| 8 | Elect Robert W. Scully | | | Mgmt | For | For | For |
| 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 10 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 11 | Amendment Regarding Ownership Threshold for Shareholders to Call a Special Meeting | | Mgmt | For | For | For |
| 12 | Shareholder Proposal Regarding Right to Call Special Meeting | | ShrHoldr | Against | Against | For |
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Zuora, Inc. | | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | Meeting Status |
| ZUO | CUSIP 98983V106 | | | | 06/27/2023 | | Voted | |
| Meeting Type | | | | | | | | |
| Annual | | | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Omar P. Abbosh | | | | Mgmt | For | For | For |
| 1.2 | Elect Sarah R. Bond | | | | Mgmt | For | Withhold | Against |
| 1.3 | Elect Jason Pressman | | | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
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