UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
| Neuberger Berman ETF Trust |
| (Exact name of registrant as specified in its charter) |
| Delaware | See below |
| (State of incorporation or organization) | (I.R.S. Employer Identification No.) |
1290 Avenue of the Americas, New York, New York 10104-0002
(Address of principal executive offices)
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be so registered
| Name of each exchange on which each class is to be registered | I.R.S. Employer Identification Number |
Shares of Beneficial Interest, $0.001 par value per share of Neuberger Berman Short Duration Income ETF | NYSE Arca, Inc. | 13-6866919 |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. ⌧
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐
Securities Act registration statement or Regulation A offering statement file number to which this form relates: 333-261613
Securities to be registered pursuant to Section 12(g) of the Act: None
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1: Description of Registrant’s Securities to be Registered.
A description of the shares of beneficial interest, $0.001 par value per share, of the Neuberger Berman Short Duration Income ETF, a series of Neuberger Berman ETF Trust (the “Trust”) to be registered hereunder, is set forth in Post-Effective Amendment No. 15 to the Trust’s Registration Statement on Form N-1A (Commission File Nos. 333-261613; 811-23761), filed on March 22, 2024, which description is incorporated herein by reference as filed with the Securities and Exchange Commission. Any form of amendment or supplement to the Registration Statement that is subsequently filed is hereby also incorporated by reference herein.
Item 2: Exhibits.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.
| Neuberger Berman ETF Trust |
| |
| Date: | June 18, 2024 |
| | | |
| | By:
| /s/ Joseph V. Amato |
| | Name:
| Joseph V. Amato |
| | Title:
| President and Chief Executive Officer |
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