Strategy Shares Newfound/ReSolve Robust Momentum ETF (ROMO)
Filed: 30 Aug 21, 2:37pm
UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number -- 811- 22497
STRATEGY SHARES
(Exact name of registrant as specified in charter)
36 North New York Avenue
Huntington, NY 11743
(Address of principal executive offices) (Zip code)
The Corporation Trust Company
Corporate Trust Center
1209 Orange Street
Wilmington, DE 19801
(Name and address of agent for service)
Registrant’s telephone number, including area code: (631) 629-4237
Date of fiscal year end: April 30
Date of reporting period: July 1, 2020 – June 30, 2021
ITEM 1. PROXY VOTING RECORD:
Item 1, For each Fund as indicated contains the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve-month period ended June 30, 2021 with respect to which the Registrant was entitled to vote:
| (a) | The name of the issuer of the portfolio security; |
| (b) | The exchange ticker symbol of the portfolio security; |
| (c) | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; |
| (d) | The shareholder meeting date; |
| (e) | A brief identification of the matter voted on; |
| (f) | Whether the matter was proposed by the issuer or by a security holder; |
| (g) | Whether the Registrant cast its vote on the matter; |
| (h) | How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
| (i) | Whether the Registrant cast its vote for or against management. |
| Registrant: Strategy Shares | Fund Name - | BioShares ETF | ||||||
| Investment Company 1940 Act File # 811-22497 | ||||||||
| Reporting Period: July 1, 2020 - June 30, 2021 | ||||||||
| N-PX Form Requirements | ||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Type & Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
| The Fund has not commenced operations as of June 30, 2021 | ||||||||
| Registrant: Strategy Shares | Fund Name - | Day Hagan/Ned Davis Research Smart Sector ETF | ||||||
| Investment Compnay 1940 Act File # 811-22497 | ||||||||
| Reporting Period: July 1, 2020 - June 30, 2021 | ||||||||
| N-PX Form Requirements | ||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Type & Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
| No proxies were received or voted during the reporting period ended June 30, 2021 | ||||||||
| Registrant: Strategy Shares | Fund Name - | Strategy Shares Drawbridge Dynamic Allocation ETF | ||||||
| Investment Company 1940 Act File # 811-22497 | ||||||||
| Reporting Period: July 1, 2020 - June 30, 2021 | ||||||||
| N-PX Form Requirements | ||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Type & Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
| The Fund has not commenced operations as of June 30, 2021 | ||||||||
| Registrant: Strategy Shares | Fund Name - | Strategy Shares Gold-Hedged Bond ETF | ||||||
| Investment Compnay 1940 Act File # 811-22497 | ||||||||
| Reporting Period: July 1, 2020 - June 30, 2021 | ||||||||
| N-PX Form Requirements | ||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Type & Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
| No proxies were received or voted during the reporting period ended June 30, 2021 | ||||||||
| The Fund commenced operations on May 17, 2021 | ||||||||
| Registrant: Strategy Shares | Fund Name - | Strategy Shares Nasdaq 7 HANDL™ Index ETF | ||||||
| Investment Compnay 1940 Act File # 811-22497 | ||||||||
| Reporting Period: July 1, 2020 - June 30, 2021 | ||||||||
| N-PX Form Requirements | ||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Type & Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
| No proxies were received or voted during the reporting period ended June 30, 2021 | ||||||||
| Registrant: Strategy Shares | Fund Name - | Strategy Shares Nasdaq 5 HANDL Index ETF | ||||||
| Investment Company 1940 Act File # 811-22497 | ||||||||
| Reporting Period: July 1, 2020 - June 30, 2021 | ||||||||
| N-PX Form Requirements | ||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Type & Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
| The Fund has not commenced operations as of June 30, 2021 | ||||||||
| Registrant: Strategy Shares | Fund Name - | Strategy Shares Newfound/ReSolve Robust Momentum ETF | ||||||
| Investment Compnay 1940 Act File # 811-22497 | ||||||||
| Reporting Period: July 1, 2020 - June 30, 2021 | ||||||||
| N-PX Form Requirements | ||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Type & Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
| No proxies were received or voted during the reporting period ended June 30, 2021 | ||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant): Strategy Shares
By (Signature and Title) ___/s/ Jerry Szilagyi _____________________
Jerry Szilagyi, President & Principal Executive Officer
Date: August 30, 2021