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SD Filing
CommScope Holding (COMM) SDConflict minerals disclosure
Filed: 21 May 21, 12:06pm
Conflict Minerals Report of CommScope Holding Company, Inc.
For the Calendar Year Ended December 31, 2020
Pursuant to Rule 13p-1 Under The Securities Exchange Act of 1934
CommScope Holding Company, Inc. presents this Conflict Minerals Report for the reporting period of January 1, 2020 to
December 31, 2020 pursuant to Rule 13p-1 under the Securities Exchange Act of 1934 and associated guidance issued by the Securities and Exchange Commission. Unless otherwise specified or unless the context otherwise requires, references to “CommScope,” “we,” “us” or “our” refer to CommScope Holding Company, Inc. and its consolidated subsidiaries.
Overview of our Conflict Minerals Program
CommScope is a leading global provider of infrastructure solutions for communication networks. In 2014, our leaders defined a sustainability philosophy on corporate responsibility that embraces our core company values. In keeping with our values and supporting our efforts to respect people and our planet, we expect our suppliers to conduct their worldwide operations in a socially and environmentally responsible manner and source raw materials only from reputable organizations pursuant to our Conflict Minerals Policy (the “Policy”) and following the Organisation for Economic Co-operation and Development (“OECD”) due diligence framework, third edition. The Policy is available on our website at https://www.commscope.com/Docs/Corporate-Responsibility/Supplier-Responsibility/CommScope_Conflict_Minerals_Policy.pdf.
CommScope Products
Conflict minerals in the form of tin, tantalum, tungsten and gold were necessary to the functionality or production of certain products we manufactured or contracted to have manufactured during 2020 within our operating segments as follows:
| • | Broadband Networks – Provides an end-to-end product portfolio serving the telco and cable provider broadband market including converged cable access platform, passive optical networking, video systems, access technologies, fiber and coaxial cable, fiber and copper connectivity and hardened closures. |
| • | Outdoor Wireless Networks - Focuses on the macro and metro cell markets and includes base station antennas, RF filters, tower connectivity, microwave antennas, metro cell products, cabinets, steel, accessories, Spectrum Access Systems and Comsearch. |
| • | Venue and Campus Networks - Targets both public and private networks for campuses, venues, data centers and buildings and combines Wi-Fi and switching, distributed antenna systems, licensed and unlicensed small cells and enterprise fiber and copper infrastructure. |
| • | Home Networks - Subscriber-based solutions that support broadband and video applications including devices that provide residential connectivity to a service provider’s network, such as digital subscriber line and cable modems and telephony and data gateways that incorporate routing and Wi-Fi functionality. Video offerings include set top boxes that support cable, satellite and Internet Protocol television content delivery and include products such as digital video recorders, high definition set top boxes and hybrid set top devices. |
Reasonable Country of Origin Inquiry
We conducted a reasonable country of origin inquiry (“RCOI”) and due diligence on the source and chain of custody using the Responsible Minerals Initiative (“RMI”) Conflict Minerals Reporting Template (“CMRT”) to determine whether any of the necessary conflict minerals in our 2020 products originated in the Democratic Republic of the Congo (“DRC”) and the adjoining countries (the “Covered Countries”), or were conflict minerals from recycled or scrap sources. The term “conflict minerals” comes from Rule 13p-1 under the Securities Exchange Act of 1934, as amended, and is defined as columbite-tantalite, also known as coltan (from which tantalum is derived); cassiterite (tin); gold; wolframite (tungsten); or their derivatives; or any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the DRC or any of the Covered Countries. To make the RCOI determination, we engaged our suppliers to identify the smelters and refiners (“facilities”) of necessary conflict minerals that may have been contained in our products and reviewed available information on the sourcing of conflict minerals by facilities, including information about the facilities provided by RMI regarding processors of conflict minerals.
| • | Identifying relevant in scope suppliers from our Enterprise Resource Planning software for inclusion in the RCOI Conflict Mineral survey. These suppliers provided materials, parts, components containing necessary conflict minerals. |
| • | Performing risk assessments or collecting data from suppliers using the RMI CMRT which included questions about the location or mine of origin from in scope suppliers. |
| • | Requiring, as part of the survey and our accompanying communications, that, when requested, suppliers provide a statement indicating that conflict minerals are not in use in the supplied parts or complete the CMRT. The CMRT is used to provide CommScope information from the vendors’ supply chains regarding facilities and the origin of necessary conflict minerals processed at these facilities. |
| • | If needed, following up with suppliers to clarify, update or complete information reported to us through the CMRT or their statement. Responses requiring follow-up included issues with completeness, consistency, supplier’s completeness of facility data, traceability, and indicating conflict minerals were not used in their products when assessed high risk as containing conflict minerals. |
We have communicated to suppliers that we expect all materials supplied to CommScope to be free of conflict minerals from facilities that directly or indirectly support the illegal armed groups in the DRC region. However, continuing to source from conformant facilities from the Covered Countries is acceptable.
RCOI Conflict Minerals Status
We have determined with respect to our products containing necessary conflict minerals that we know or have reason to believe that some of the necessary conflict minerals originated or may have originated in the Covered Countries.
Conflict Minerals Due Diligence Measures
Our conflict minerals due diligence process is based on the OECD’s Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, including the Supplement on Tin, Tantalum and Tungsten and the Supplement on Gold (Third Edition 2016), a recognized due diligence framework. We conducted due diligence measures on the source and chain of custody of our conflict minerals to determine whether these conflict minerals originated in the DRC or any of the Covered Countries and financed or benefited non-state armed groups in any of these countries.
Design of our Due Diligence Measures
The design of our due diligence measures is specific to our downstream position in the minerals supply chain and the OECD recommendations for downstream actors that have no direct relationships to facilities. As a member of RMI, we evaluate all facilities reported by suppliers against the RMI Smelter Database and the RMI RCOI Data to determine facility validity and country of origin.
The design of our due diligence process includes the following steps:
(1) | Establishment of strong internal company management systems, including the following: |
| • | Conflict Minerals Policy. |
| • | Cross-functional Team that includes Procurement, Quality, Product Compliance, and Legal, with executive management support. |
| • | Conflict minerals process document as part of our ISO 9001/TL9000 Quality Management System “Due Diligence Process for Reporting of Conflict Minerals.” |
| • | Identification and assessment of conflict minerals risks in our supply chain. |
| • | Design and implementation of strategies to respond to conflict minerals risks identified. |
| • | Supplier agreement language that includes supplier responsible minerals requirements. |
| • | Utilization of a conflict mineral management system that includes data storage, analysis and reporting. |
| • | Employees and external parties having access to an ethics reporting system, the CommAlert Line (866-277-2410), and may report via the website https://commalert.alertline.com or email CommScope’s Corporate Ethics Officer at ethics@commscope.com. |
| • | Contribution to independent third-party audits of the due diligence practices of conflict minerals facilities by participating in industry organizations. |
| • | Reporting on our conflict minerals supply chain due diligence activities. |
(2) | Design and implementation of a strategy to respond to identified risks |
As a downstream supplier, we do not assess the due diligence practices of facilities. We assess supplier responses against internally established criteria for completeness, consistency and risk. We contact suppliers that provided incomplete, inaccurate or untraceable information to correct and/or obtain additional information. Unresponsive suppliers are identified and forwarded to the Procurement team for further review. Each unresponsive supplier is indicated in a report provided to the Conflict Minerals Corporate Management Team for supplier review to determine if alternative sourcing will be pursued. We encourage in scope suppliers to urge facilities in their supply chain to join the Responsible Minerals Assurance Process (“RMAP”). We evaluate all facilities reported by suppliers against the RMI Smelter Database and the RMI RCOI Data to determine facility validity and country of origin.
(3) | Support of industry organizations to carry out independent third-party audits of facilities’ due diligence practices |
We support the industry initiative that conducts audits of facilities’ due diligence activities and we encourage our suppliers to source from facilities that participate in the RMAP. As a downstream supplier, we do not have a direct relationship with conflict minerals facilities and do not perform or direct audits of these entities within our supply chain. As a member of RMI, we utilized information made available by RMI concerning independent third-party audits of facilities and country of origin.
(4) | Annual reporting through this Conflict Minerals Report. |
Future Goals to Mitigate Risk
We are committed to continuously improving our RCOI and due diligence process and intend to take the following steps in 2021:
| (1) | Continue participation in RMI to drive the improvement of industry tools, resources and traceability programs. |
| (2) | Continue to educate our suppliers and clearly communicate our expectations of our conflict minerals requirements. |
| (3) | Review and follow-up with suppliers on reported unknown, incorrect and high-risk facilities. |
| (4) | As applicable, review unresponsive or high-risk suppliers to determine if alternative sourcing is available. |
Due Diligence Results
We had a response rate of 97% to our supplier RCOI and due diligence performed for facilities indicated by suppliers as having sources in the Covered Countries is as follows:
Based on the RMI RCOI Data as of January 29, 2021, 47 smelters or refiners were identified as sourcing from the Covered Countries. All were listed on the RMI Conflict-Free Smelter list.
Two suppliers indicated a gold smelter located in Uganda. According to the RMI Smelter database, the smelter RMAP Audit status is “Outreach Required.” Detailed sourcing information is not available at this time. CommScope and RMI continue to urge this smelter to participate in the program.
Overall, of the 331 unique smelters identified by our suppliers and verified against RMI known facilities, 237 are listed as “Conformant” by RMI and 22 are “Active” based on the RMI Smelter database as of March 3, 2021.
Table 1: Countries of Origin and Facilities Used to Process Conflict Minerals in CommScope Products
The following list represents the facilities provided by suppliers, verified against RMI known facilities.
List of facilities | |||
Smelter/Refinery Name | Conflict Mineral | Location | RMI ID |
8853 S.p.A. | Gold | ITALY | CID002763 |
Abington Reldan Metals, LLC | Gold | UNITED STATES OF AMERICA | CID002708 |
Advanced Chemical Company | Gold | UNITED STATES OF AMERICA | CID000015 |
African Gold Refinery | Gold | UGANDA | CID003185 |
Aida Chemical Industries Co., Ltd. | Gold | JAPAN | CID000019 |
Al Etihad Gold Refinery DMCC | Gold | UNITED ARAB EMIRATES | CID002560 |
Alexy Metals | Gold | UNITED STATES OF AMERICA | CID003500 |
Allgemeine Gold-und Silberscheideanstalt A.G. | Gold | GERMANY | CID000035 |
Almalyk Mining and Metallurgical Complex (AMMC) | Gold | UZBEKISTAN | CID000041 |
AngloGold Ashanti Corrego do Sitio Mineracao | Gold | BRAZIL | CID000058 |
Argor-Heraeus S.A. | Gold | SWITZERLAND | CID000077 |
Asahi Pretec Corp. | Gold | JAPAN | CID000082 |
Asahi Refining Canada Ltd. | Gold | CANADA | CID000924 |
Asahi Refining USA Inc. | Gold | UNITED STATES OF AMERICA | CID000920 |
Asaka Riken Co., Ltd. | Gold | JAPAN | CID000090 |
Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Gold | TURKEY | CID000103 |
AU Traders and Refiners | Gold | SOUTH AFRICA | CID002850 |
Augmont Enterprises Private Limited | Gold | INDIA | CID003461 |
Aurubis AG | Gold | GERMANY | CID000113 |
List of facilities | |||
Smelter/Refinery Name | Conflict Mineral | Location | RMI ID |
Bangalore Refinery | Gold | INDIA | CID002863 |
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Gold | PHILIPPINES | CID000128 |
Boliden AB | Gold | SWEDEN | CID000157 |
C. Hafner GmbH + Co. KG | Gold | GERMANY | CID000176 |
C.I Metales Procesados Industriales SAS | Gold | COLOMBIA | CID003421 |
Caridad | Gold | MEXICO | CID000180 |
CCR Refinery - Glencore Canada Corporation | Gold | CANADA | CID000185 |
Cendres + Metaux S.A. | Gold | SWITZERLAND | CID000189 |
CGR Metalloys Pvt Ltd. | Gold | INDIA | CID003382 |
Chimet S.p.A. | Gold | ITALY | CID000233 |
Chugai Mining | Gold | JAPAN | CID000264 |
Daye Non-Ferrous Metals Mining Ltd. | Gold | CHINA | CID000343 |
Degussa Sonne / Mond Goldhandel GmbH | Gold | GERMANY | CID002867 |
Dijllah Gold Refinery FZC | Gold | UNITED ARAB EMIRATES | CID003348 |
DODUCO Contacts and Refining GmbH | Gold | GERMANY | CID000362 |
Dowa | Gold | JAPAN | CID000401 |
DSC (Do Sung Corporation) | Gold | KOREA, REPUBLIC OF | CID000359 |
Eco-System Recycling Co., Ltd. East Plant | Gold | JAPAN | CID000425 |
Eco-System Recycling Co., Ltd. North Plant | Gold | JAPAN | CID003424 |
Eco-System Recycling Co., Ltd. West Plant | Gold | JAPAN | CID003425 |
Emerald Jewel Industry India Limited (Unit 1) | Gold | INDIA | CID003487 |
Emerald Jewel Industry India Limited (Unit 2) | Gold | INDIA | CID003488 |
Emerald Jewel Industry India Limited (Unit 3) | Gold | INDIA | CID003489 |
Emerald Jewel Industry India Limited (Unit 4) | Gold | INDIA | CID003490 |
Emirates Gold DMCC | Gold | UNITED ARAB EMIRATES | CID002561 |
Fidelity Printers and Refiners Ltd. | Gold | ZIMBABWE | CID002515 |
Fujairah Gold FZC | Gold | UNITED ARAB EMIRATES | CID002584 |
GCC Gujrat Gold Centre Pvt. Ltd. | Gold | INDIA | CID002852 |
Geib Refining Corporation | Gold | UNITED STATES OF AMERICA | CID002459 |
Gold Coast Refinery | Gold | GHANA | CID003186 |
Gold Refinery of Zijin Mining Group Co., Ltd. | Gold | CHINA | CID002243 |
Great Wall Precious Metals Co., Ltd. of CBPM | Gold | CHINA | CID001909 |
Guangdong Jinding Gold Limited | Gold | CHINA | CID002312 |
Guoda Safina High-Tech Environmental Refinery Co., Ltd. | Gold | CHINA | CID000651 |
Hangzhou Fuchunjiang Smelting Co., Ltd. | Gold | CHINA | CID000671 |
Heimerle + Meule GmbH | Gold | GERMANY | CID000694 |
Heraeus Germany GmbH Co. KG | Gold | GERMANY | CID000711 |
Heraeus Metals Hong Kong Ltd. | Gold | CHINA | CID000707 |
Hunan Chenzhou Mining Co., Ltd. | Gold | CHINA | CID000767 |
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | Gold | CHINA | CID000773 |
HwaSeong CJ CO., LTD. | Gold | KOREA, REPUBLIC OF | CID000778 |
Industrial Refining Company | Gold | BELGIUM | CID002587 |
List of facilities | |||
Smelter/Refinery Name | Conflict Mineral | Location | RMI ID |
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | Gold | CHINA | CID000801 |
International Precious Metal Refiners | Gold | UNITED ARAB EMIRATES | CID002562 |
Ishifuku Metal Industry Co., Ltd. | Gold | JAPAN | CID000807 |
Istanbul Gold Refinery | Gold | TURKEY | CID000814 |
Italpreziosi | Gold | ITALY | CID002765 |
JALAN & Company | Gold | INDIA | CID002893 |
Japan Mint | Gold | JAPAN | CID000823 |
Jiangxi Copper Co., Ltd. | Gold | CHINA | CID000855 |
JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Gold | RUSSIAN FEDERATION | CID000927 |
JSC Novosibirsk Refinery | Gold | RUSSIAN FEDERATION | CID000493 |
JSC Uralelectromed | Gold | RUSSIAN FEDERATION | CID000929 |
JX Nippon Mining & Metals Co., Ltd. | Gold | JAPAN | CID000937 |
K.A. Rasmussen | Gold | NORWAY | CID003497 |
Kaloti Precious Metals | Gold | UNITED ARAB EMIRATES | CID002563 |
Kazakhmys Smelting LLC | Gold | KAZAKHSTAN | CID000956 |
Kazzinc | Gold | KAZAKHSTAN | CID000957 |
Kennecott Utah Copper LLC | Gold | UNITED STATES OF AMERICA | CID000969 |
KGHM Polska Miedz Spolka Akcyjna | Gold | POLAND | CID002511 |
Kojima Chemicals Co., Ltd. | Gold | JAPAN | CID000981 |
Korea Zinc Co., Ltd. | Gold | KOREA, REPUBLIC OF | CID002605 |
Kundan Care Products Ltd. | Gold | INDIA | CID003463 |
Kyrgyzaltyn JSC | Gold | KYRGYZSTAN | CID001029 |
Kyshtym Copper-Electrolytic Plant ZAO | Gold | RUSSIAN FEDERATION | CID002865 |
L'azurde Company For Jewelry | Gold | SAUDI ARABIA | CID001032 |
Lingbao Gold Co., Ltd. | Gold | CHINA | CID001056 |
Lingbao Jinyuan Tonghui Refinery Co., Ltd. | Gold | CHINA | CID001058 |
L'Orfebre S.A. | Gold | ANDORRA | CID002762 |
LS-NIKKO Copper Inc. | Gold | KOREA, REPUBLIC OF | CID001078 |
LT Metal Ltd. | Gold | KOREA, REPUBLIC OF | CID000689 |
Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | Gold | CHINA | CID001093 |
Marsam Metals | Gold | BRAZIL | CID002606 |
Materion | Gold | UNITED STATES OF AMERICA | CID001113 |
Matsuda Sangyo Co., Ltd. | Gold | JAPAN | CID001119 |
MD Overseas | Gold | INDIA | CID003548 |
Metal Concentrators SA (Pty) Ltd. | Gold | SOUTH AFRICA | CID003575 |
Metallix Refining Inc. | Gold | UNITED STATES OF AMERICA | CID003557 |
Metalor Technologies (Hong Kong) Ltd. | Gold | CHINA | CID001149 |
Metalor Technologies (Singapore) Pte., Ltd. | Gold | SINGAPORE | CID001152 |
Metalor Technologies (Suzhou) Ltd. | Gold | CHINA | CID001147 |
List of facilities | |||
Smelter/Refinery Name | Conflict Mineral | Location | RMI ID |
Metalor Technologies S.A. | Gold | SWITZERLAND | CID001153 |
Metalor USA Refining Corporation | Gold | UNITED STATES OF AMERICA | CID001157 |
Metalurgica Met-Mex Penoles S.A. De C.V. | Gold | MEXICO | CID001161 |
Mitsubishi Materials Corporation | Gold | JAPAN | CID001188 |
Mitsui Mining and Smelting Co., Ltd. | Gold | JAPAN | CID001193 |
MMTC-PAMP India Pvt., Ltd. | Gold | INDIA | CID002509 |
Modeltech Sdn Bhd | Gold | MALAYSIA | CID002857 |
Morris and Watson | Gold | NEW ZEALAND | CID002282 |
Moscow Special Alloys Processing Plant | Gold | RUSSIAN FEDERATION | CID001204 |
Nadir Metal Rafineri San. Ve Tic. A.S. | Gold | TURKEY | CID001220 |
Navoi Mining and Metallurgical Combinat | Gold | UZBEKISTAN | CID001236 |
NH Recytech Company | Gold | KOREA, REPUBLIC OF | CID003189 |
Nihon Material Co., Ltd. | Gold | JAPAN | CID001259 |
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Gold | AUSTRIA | CID002779 |
Ohura Precious Metal Industry Co., Ltd. | Gold | JAPAN | CID001325 |
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | Gold | RUSSIAN FEDERATION | CID001326 |
PAMP S.A. | Gold | SWITZERLAND | CID001352 |
Pease & Curren | Gold | UNITED STATES OF AMERICA | CID002872 |
Penglai Penggang Gold Industry Co., Ltd. | Gold | CHINA | CID001362 |
Planta Recuperadora de Metales SpA | Gold | CHILE | CID002919 |
Prioksky Plant of Non-Ferrous Metals | Gold | RUSSIAN FEDERATION | CID001386 |
PT Aneka Tambang (Persero) Tbk | Gold | INDONESIA | CID001397 |
PX Precinox S.A. | Gold | SWITZERLAND | CID001498 |
QG Refining, LLC | Gold | UNITED STATES OF AMERICA | CID003324 |
Rand Refinery (Pty) Ltd. | Gold | SOUTH AFRICA | CID001512 |
Refinery of Seemine Gold Co., Ltd. | Gold | CHINA | CID000522 |
REMONDIS PMR B.V. | Gold | NETHERLANDS | CID002582 |
Royal Canadian Mint | Gold | CANADA | CID001534 |
SAAMP | Gold | FRANCE | CID002761 |
Sabin Metal Corp. | Gold | UNITED STATES OF AMERICA | CID001546 |
Safimet S.p.A | Gold | ITALY | CID002973 |
SAFINA A.S. | Gold | CZECHIA | CID002290 |
Sai Refinery | Gold | INDIA | CID002853 |
Samduck Precious Metals | Gold | KOREA, REPUBLIC OF | CID001555 |
Samwon Metals Corp. | Gold | KOREA, REPUBLIC OF | CID001562 |
Sancus ZFS (L’Orfebre, SA) | Gold | COLOMBIA | CID003529 |
SAXONIA Edelmetalle GmbH | Gold | GERMANY | CID002777 |
Sellem Industries Ltd. | Gold | MAURITANIA | CID003540 |
SEMPSA Joyeria Plateria S.A. | Gold | SPAIN | CID001585 |
Shandong Gold Smelting Co., Ltd. | Gold | CHINA | CID001916 |
List of facilities | |||
Smelter/Refinery Name | Conflict Mineral | Location | RMI ID |
Shandong Humon Smelting Co., Ltd. | Gold | CHINA | CID002525 |
Shandong Tiancheng Biological Gold Industrial Co., Ltd. | Gold | CHINA | CID001619 |
Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | Gold | CHINA | CID001622 |
Shenzhen Zhonghenglong Real Industry Co., Ltd. | Gold | CHINA | CID002527 |
Shirpur Gold Refinery Ltd. | Gold | INDIA | CID002588 |
Sichuan Tianze Precious Metals Co., Ltd. | Gold | CHINA | CID001736 |
Singway Technology Co., Ltd. | Gold | TAIWAN, PROVINCE OF CHINA | CID002516 |
SOE Shyolkovsky Factory of Secondary Precious Metals | Gold | RUSSIAN FEDERATION | CID001756 |
Solar Applied Materials Technology Corp. | Gold | TAIWAN, PROVINCE OF CHINA | CID001761 |
Sovereign Metals | Gold | INDIA | CID003383 |
State Research Institute Center for Physical Sciences and Technology | Gold | LITHUANIA | CID003153 |
Sudan Gold Refinery | Gold | SUDAN | CID002567 |
Sumitomo Metal Mining Co., Ltd. | Gold | JAPAN | CID001798 |
SungEel HiMetal Co., Ltd. | Gold | KOREA, REPUBLIC OF | CID002918 |
T.C.A S.p.A | Gold | ITALY | CID002580 |
Tanaka Kikinzoku Kogyo K.K. | Gold | JAPAN | CID001875 |
Tokuriki Honten Co., Ltd. | Gold | JAPAN | CID001938 |
Tongling Nonferrous Metals Group Co., Ltd. | Gold | CHINA | CID001947 |
TOO Tau-Ken-Altyn | Gold | KAZAKHSTAN | CID002615 |
Torecom | Gold | KOREA, REPUBLIC OF | CID001955 |
TSK Pretech | Gold | KOREA, REPUBLIC OF | CID003195 |
Umicore Precious Metals Thailand | Gold | THAILAND | CID002314 |
Umicore S.A. Business Unit Precious Metals Refining | Gold | BELGIUM | CID001980 |
United Precious Metal Refining, Inc. | Gold | UNITED STATES OF AMERICA | CID001993 |
Valcambi S.A. | Gold | SWITZERLAND | CID002003 |
Western Australian Mint (T/a The Perth Mint) | Gold | AUSTRALIA | CID002030 |
WIELAND Edelmetalle GmbH | Gold | GERMANY | CID002778 |
Yamakin Co., Ltd. | Gold | JAPAN | CID002100 |
Yokohama Metal Co., Ltd. | Gold | JAPAN | CID002129 |
Yunnan Copper Industry Co., Ltd. | Gold | CHINA | CID000197 |
Zhongyuan Gold Smelter of Zhongjin Gold Corporation | Gold | CHINA | CID002224 |
Asaka Riken Co., Ltd. | Tantalum | JAPAN | CID000092 |
Changsha South Tantalum Niobium Co., Ltd. | Tantalum | CHINA | CID000211 |
D Block Metals, LLC | Tantalum | UNITED STATES OF AMERICA | CID002504 |
Exotech Inc. | Tantalum | UNITED STATES OF AMERICA | CID000456 |
F&X Electro-Materials Ltd. | Tantalum | CHINA | CID000460 |
FIR Metals & Resource Ltd. | Tantalum | CHINA | CID002505 |
Global Advanced Metals Aizu | Tantalum | JAPAN | CID002558 |
Global Advanced Metals Boyertown | Tantalum | UNITED STATES OF AMERICA | CID002557 |
H.C. Starck Hermsdorf GmbH | Tantalum | GERMANY | CID002547 |
List of facilities | |||
Smelter/Refinery Name | Conflict Mineral | Location | RMI ID |
H.C. Starck Inc. | Tantalum | UNITED STATES OF AMERICA | CID002548 |
Hengyang King Xing Lifeng New Materials Co., Ltd. | Tantalum | CHINA | CID002492 |
Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | Tantalum | CHINA | CID002512 |
Jiangxi Tuohong New Raw Material | Tantalum | CHINA | CID002842 |
JiuJiang JinXin Nonferrous Metals Co., Ltd. | Tantalum | CHINA | CID000914 |
Jiujiang Tanbre Co., Ltd. | Tantalum | CHINA | CID000917 |
Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | Tantalum | CHINA | CID002506 |
KEMET de Mexico | Tantalum | MEXICO | CID002539 |
LSM Brasil S.A. | Tantalum | BRAZIL | CID001076 |
Meta Materials | Tantalum | NORTH MACEDONIA, REPUBLIC OF | CID002847 |
Metallurgical Products India Pvt., Ltd. | Tantalum | INDIA | CID001163 |
Mineracao Taboca S.A. | Tantalum | BRAZIL | CID001175 |
Mitsui Mining and Smelting Co., Ltd. | Tantalum | JAPAN | CID001192 |
Ningxia Orient Tantalum Industry Co., Ltd. | Tantalum | CHINA | CID001277 |
NPM Silmet AS | Tantalum | ESTONIA | CID001200 |
QuantumClean | Tantalum | UNITED STATES OF AMERICA | CID001508 |
Resind Industria e Comercio Ltda. | Tantalum | BRAZIL | CID002707 |
Solikamsk Magnesium Works OAO | Tantalum | RUSSIAN FEDERATION | CID001769 |
Taki Chemical Co., Ltd. | Tantalum | JAPAN | CID001869 |
TANIOBIS Co., Ltd. | Tantalum | THAILAND | CID002544 |
TANIOBIS GmbH | Tantalum | GERMANY | CID002545 |
TANIOBIS Japan Co., Ltd. | Tantalum | JAPAN | CID002549 |
TANIOBIS Smelting GmbH & Co. KG | Tantalum | GERMANY | CID002550 |
Telex Metals | Tantalum | UNITED STATES OF AMERICA | CID001891 |
Ulba Metallurgical Plant JSC | Tantalum | KAZAKHSTAN | CID001969 |
XIMEI RESOURCES (GUANGDONG) LIMITED | Tantalum | CHINA | CID000616 |
XinXing HaoRong Electronic Material Co., Ltd. | Tantalum | CHINA | CID002508 |
Yanling Jincheng Tantalum & Niobium Co., Ltd. | Tantalum | CHINA | CID001522 |
Alpha | Tin | UNITED STATES OF AMERICA | CID000292 |
An Vinh Joint Stock Mineral Processing Company | Tin | VIET NAM | CID002703 |
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | Tin | CHINA | CID000228 |
Chifeng Dajingzi Tin Industry Co., Ltd. | Tin | CHINA | CID003190 |
China Tin Group Co., Ltd. | Tin | CHINA | CID001070 |
CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | Tin | BRAZIL | CID003486 |
CRM Synergies | Tin | SPAIN | CID003524 |
CV Ayi Jaya | Tin | INDONESIA | CID002570 |
CV Venus Inti Perkasa | Tin | INDONESIA | CID002455 |
Dongguan CiEXPO Environmental Engineering Co., Ltd. | Tin | CHINA | CID003356 |
Dowa | Tin | JAPAN | CID000402 |
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Tin | VIET NAM | CID002572 |
List of facilities | |||
Smelter/Refinery Name | Conflict Mineral | Location | RMI ID |
EM Vinto | Tin | BOLIVIA | CID000438 |
Estanho de Rondonia S.A. | Tin | BRAZIL | CID000448 |
Fenix Metals | Tin | POLAND | CID000468 |
Gejiu City Fuxiang Industry and Trade Co., Ltd. | Tin | CHINA | CID003410 |
Gejiu Fengming Metallurgy Chemical Plant | Tin | CHINA | CID002848 |
Gejiu Kai Meng Industry and Trade LLC | Tin | CHINA | CID000942 |
Gejiu Non-Ferrous Metal Processing Co., Ltd. | Tin | CHINA | CID000538 |
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | Tin | CHINA | CID001908 |
Gejiu Zili Mining And Metallurgy Co., Ltd. | Tin | CHINA | CID000555 |
Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | Tin | CHINA | CID003116 |
HuiChang Hill Tin Industry Co., Ltd. | Tin | CHINA | CID002844 |
Jiangxi New Nanshan Technology Ltd. | Tin | CHINA | CID001231 |
Luna Smelter, Ltd. | Tin | RWANDA | CID003387 |
Ma'anshan Weitai Tin Co., Ltd. | Tin | CHINA | CID003379 |
Magnu's Minerais Metais e Ligas Ltda. | Tin | BRAZIL | CID002468 |
Malaysia Smelting Corporation (MSC) | Tin | MALAYSIA | CID001105 |
Melt Metais e Ligas S.A. | Tin | BRAZIL | CID002500 |
Metallic Resources, Inc. | Tin | UNITED STATES OF AMERICA | CID001142 |
Metallo Belgium N.V. | Tin | BELGIUM | CID002773 |
Metallo Spain S.L.U. | Tin | SPAIN | CID002774 |
Mineracao Taboca S.A. | Tin | BRAZIL | CID001173 |
Minsur | Tin | PERU | CID001182 |
Mitsubishi Materials Corporation | Tin | JAPAN | CID001191 |
Modeltech Sdn Bhd | Tin | MALAYSIA | CID002858 |
Nghe Tinh Non-Ferrous Metals Joint Stock Company | Tin | VIET NAM | CID002573 |
Novosibirsk Processing Plant Ltd. | Tin | RUSSIAN FEDERATION | CID001305 |
O.M. Manufacturing (Thailand) Co., Ltd. | Tin | THAILAND | CID001314 |
O.M. Manufacturing Philippines, Inc. | Tin | PHILIPPINES | CID002517 |
Operaciones Metalurgicas S.A. | Tin | BOLIVIA | CID001337 |
Pongpipat Company Limited | Tin | MYANMAR | CID003208 |
Precious Minerals and Smelting Limited | Tin | INDIA | CID003409 |
PT Aries Kencana Sejahtera | Tin | INDONESIA | CID000309 |
PT Artha Cipta Langgeng | Tin | INDONESIA | CID001399 |
PT ATD Makmur Mandiri Jaya | Tin | INDONESIA | CID002503 |
PT Babel Inti Perkasa | Tin | INDONESIA | CID001402 |
PT Babel Surya Alam Lestari | Tin | INDONESIA | CID001406 |
PT Bangka Serumpun | Tin | INDONESIA | CID003205 |
PT Bukit Timah | Tin | INDONESIA | CID001428 |
PT Lautan Harmonis Sejahtera | Tin | INDONESIA | CID002870 |
PT Menara Cipta Mulia | Tin | INDONESIA | CID002835 |
PT Mitra Stania Prima | Tin | INDONESIA | CID001453 |
List of facilities | |||
Smelter/Refinery Name | Conflict Mineral | Location | RMI ID |
PT Mitra Sukses Globalindo | Tin | INDONESIA | CID003449 |
PT Prima Timah Utama | Tin | INDONESIA | CID001458 |
PT Rajawali Rimba Perkasa | Tin | INDONESIA | CID003381 |
PT Rajehan Ariq | Tin | INDONESIA | CID002593 |
PT Refined Bangka Tin | Tin | INDONESIA | CID001460 |
PT Stanindo Inti Perkasa | Tin | INDONESIA | CID001468 |
PT Timah Nusantara | Tin | INDONESIA | CID001486 |
PT Timah Tbk Kundur | Tin | INDONESIA | CID001477 |
PT Timah Tbk Mentok | Tin | INDONESIA | CID001482 |
PT Tinindo Inter Nusa | Tin | INDONESIA | CID001490 |
Resind Industria e Comercio Ltda. | Tin | BRAZIL | CID002706 |
Rui Da Hung | Tin | TAIWAN, PROVINCE OF CHINA | CID001539 |
Soft Metais Ltda. | Tin | BRAZIL | CID001758 |
Super Ligas | Tin | BRAZIL | CID002756 |
Thai Nguyen Mining and Metallurgy Co., Ltd. | Tin | VIET NAM | CID002834 |
Thaisarco | Tin | THAILAND | CID001898 |
Tin Technology & Refining | Tin | UNITED STATES OF AMERICA | CID003325 |
Tuyen Quang Non-Ferrous Metals Joint Stock Company | Tin | VIET NAM | CID002574 |
White Solder Metalurgia e Mineracao Ltda. | Tin | BRAZIL | CID002036 |
Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | Tin | CHINA | CID002158 |
Yunnan Tin Company Limited | Tin | CHINA | CID002180 |
Yunnan Yunfan Non-ferrous Metals Co., Ltd. | Tin | CHINA | CID003397 |
A.L.M.T. Corp. | Tungsten | JAPAN | CID000004 |
ACL Metais Eireli | Tungsten | BRAZIL | CID002833 |
Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | Tungsten | BRAZIL | CID003427 |
Artek LLC | Tungsten | RUSSIAN FEDERATION | CID003553 |
Asia Tungsten Products Vietnam Ltd. | Tungsten | VIET NAM | CID002502 |
Chenzhou Diamond Tungsten Products Co., Ltd. | Tungsten | CHINA | CID002513 |
China Molybdenum Tungsten Co., Ltd. | Tungsten | CHINA | CID002641 |
Chongyi Zhangyuan Tungsten Co., Ltd. | Tungsten | CHINA | CID000258 |
CNMC (Guangxi) PGMA Co., Ltd. | Tungsten | CHINA | CID000281 |
Cronimet Brasil Ltda | Tungsten | BRAZIL | CID003468 |
Fujian Ganmin RareMetal Co., Ltd. | Tungsten | CHINA | CID003401 |
Ganzhou Haichuang Tungsten Co., Ltd. | Tungsten | CHINA | CID002645 |
Ganzhou Huaxing Tungsten Products Co., Ltd. | Tungsten | CHINA | CID000875 |
Ganzhou Jiangwu Ferrotungsten Co., Ltd. | Tungsten | CHINA | CID002315 |
Ganzhou Seadragon W & Mo Co., Ltd. | Tungsten | CHINA | CID002494 |
GEM Co., Ltd. | Tungsten | CHINA | CID003417 |
Global Tungsten & Powders Corp. | Tungsten | UNITED STATES OF AMERICA | CID000568 |
Guangdong Xianglu Tungsten Co., Ltd. | Tungsten | CHINA | CID000218 |
List of facilities | |||
Smelter/Refinery Name | Conflict Mineral | Location | RMI ID |
H.C. Starck Tungsten GmbH | Tungsten | GERMANY | CID002541 |
Hunan Chenzhou Mining Co., Ltd. | Tungsten | CHINA | CID000766 |
Hunan Chunchang Nonferrous Metals Co., Ltd. | Tungsten | CHINA | CID000769 |
Hunan Litian Tungsten Industry Co., Ltd. | Tungsten | CHINA | CID003182 |
Hydrometallurg, JSC | Tungsten | RUSSIAN FEDERATION | CID002649 |
Japan New Metals Co., Ltd. | Tungsten | JAPAN | CID000825 |
Jiangwu H.C. Starck Tungsten Products Co., Ltd. | Tungsten | CHINA | CID002551 |
Jiangxi Gan Bei Tungsten Co., Ltd. | Tungsten | CHINA | CID002321 |
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | Tungsten | CHINA | CID002313 |
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | Tungsten | CHINA | CID002318 |
Jiangxi Xinsheng Tungsten Industry Co., Ltd. | Tungsten | CHINA | CID002317 |
Jiangxi Yaosheng Tungsten Co., Ltd. | Tungsten | CHINA | CID002316 |
JSC "Kirovgrad Hard Alloys Plant" | Tungsten | RUSSIAN FEDERATION | CID003408 |
Kennametal Fallon | Tungsten | UNITED STATES OF AMERICA | CID000966 |
Kennametal Huntsville | Tungsten | UNITED STATES OF AMERICA | CID000105 |
KGETS Co., Ltd. | Tungsten | KOREA, REPUBLIC OF | CID003388 |
Lianyou Metals Co., Ltd. | Tungsten | TAIWAN, PROVINCE OF CHINA | CID003407 |
Malipo Haiyu Tungsten Co., Ltd. | Tungsten | CHINA | CID002319 |
Masan High-Tech Materials | Tungsten | VIET NAM | CID002543 |
Moliren Ltd. | Tungsten | RUSSIAN FEDERATION | CID002845 |
Niagara Refining LLC | Tungsten | UNITED STATES OF AMERICA | CID002589 |
NPP Tyazhmetprom LLC | Tungsten | RUSSIAN FEDERATION | CID003416 |
Philippine Chuangxin Industrial Co., Inc. | Tungsten | PHILIPPINES | CID002827 |
TANIOBIS Smelting GmbH & Co. KG | Tungsten | GERMANY | CID002542 |
Unecha Refractory metals plant | Tungsten | RUSSIAN FEDERATION | CID002724 |
Wolfram Bergbau und Hutten AG | Tungsten | AUSTRIA | CID002044 |
Woltech Korea Co., Ltd. | Tungsten | KOREA, REPUBLIC OF | CID002843 |
Xiamen Tungsten (H.C.) Co., Ltd. | Tungsten | CHINA | CID002320 |
Xiamen Tungsten Co., Ltd. | Tungsten | CHINA | CID002082 |
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | Tungsten | CHINA | CID002830 |
Countries of origin for these facilities are believed to include: Angola, Argentina, Armenia, Australia, Austria, Azerbaijan, Bahamas, Bangladesh, Belarus, Belgium, Benin, Bolivia, Botswana, Brazil, Brunei, Bulgaria, Burkina Faso, Burundi, Cameroon, Canada, Cayman Islands, Chile, China, Colombia, Costa Rica, Cote d'Ivoire, Croatia, Cuba, Cyprus, Czechia, Democratic Republic of the Congo, Denmark, Dominican Republic, Ecuador, Egypt, El Salvador, Eritrea, Estonia, Ethiopia, Fiji, Finland, France, French Guiana, Gabon, Gambia, Georgia, Germany, Ghana, Greece, Guatemala, Guinea, Guyana, Honduras, Hong Kong, Hungary, Iceland, India, Indonesia, Iran, Ireland, Israel, Italy, Ivory Coast, Japan, Jordan, Kazakhstan, Kazakhstan , Kenya, Kuwait, Kyrgyzstan, Laos, Latvia, Lebanon, Liberia, Libya, Liechtenstein, Lithuania, Luxembourg, Macau, Madagascar, Malaysia, Mali, Malta, Mauritania, Mauritius, Mexico, Monaco, Mongolia, Morocco, Mozambique, Myanmar, Namibia, Netherlands, New Caledonia, New Zealand, Nicaragua, Niger, Nigeria, Norway, Pakistan, Panama, Papua New Guinea, Paraguay, Peru, Philippines, Poland, Portugal, Puerto Rico, Qatar, Republic of Korea, Romania, Russia, Russian Federation, Rwanda, San Marino, Saudi Arabia, Senegal, Serbia, Sierra Leone, Singapore, Slovakia, Slovenia, Solomon Islands, Somaliland, South Africa, South Korea, Spain, St Vincent and Grenadines, Sudan, Suriname, Swaziland, Sweden, Switzerland, Taiwan, Tajikistan, Tanzania, Thailand, Togo, Trinidad and Tobago, Tunisia, Turkey, Uganda, Ukraine, United Arab Emirates, United Kingdom, United States of America, Uruguay, Uzbekistan, Venezuela, Vietnam, Yemen, Zambia, Zimbabwe.
Efforts to Determine the Conflict Minerals’ Mine or Location of Origin
Through our participation in the RMI and requiring our suppliers to complete the CMRT we have determined that seeking information about conflict mineral facilities in our supply chain represents the most reasonable effort we can make to determine the mines or locations of origin of the conflict minerals in our supply chain.