UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-22545
CENTRE FUNDS
(Exact name of registrant as specified in charter)
48 Wall Street, Suite 1100, New York, New York 10005
(Address of principal executive offices) (Zip code)
James A. Abate
48 Wall Street, Suite 1100
New York, New York 10005
(Name and address of agent for service)
Registrant’s telephone number, including area code: (212) 918-4707
Date of fiscal year end: September 30
Date of reporting period: July 1, 2020 - June 30, 2021
Item 1 – Proxy Voting Record.
CENTRE AMERICAN SELECT EQUITY FUND
Vote Summary
| THE J. M. SMUCKER COMPANY | |||||||||||||||
| Security | 832696405 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SJM | Meeting Date | 19-Aug-2020 | ||||||||||||
| ISIN | US8326964058 | Agenda | 935244599 - Management | ||||||||||||
| Record Date | 22-Jun-2020 | Holding Recon Date | 22-Jun-2020 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 18-Aug-2020 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | Election of Director whose term of office will expire in 2021: Susan E. Chapman-Hughes | Management | For | For | None | ||||||||||
| 1B. | Election of Director whose term of office will expire in 2021: Paul J. Dolan | Management | For | For | None | ||||||||||
| 1C. | Election of Director whose term of office will expire in 2021: Jay L. Henderson | Management | For | For | None | ||||||||||
| 1D. | Election of Director whose term of office will expire in 2021: Kirk L. Perry | Management | For | For | None | ||||||||||
| 1E. | Election of Director whose term of office will expire in 2021: Sandra Pianalto | Management | For | For | None | ||||||||||
| 1F. | Election of Director whose term of office will expire in 2021: Nancy Lopez Russell | Management | For | For | None | ||||||||||
| 1G. | Election of Director whose term of office will expire in 2021: Alex Shumate | Management | For | For | None | ||||||||||
| 1H. | Election of Director whose term of office will expire in 2021: Mark T. Smucker | Management | For | For | None | ||||||||||
| 1I. | Election of Director whose term of office will expire in 2021: Richard K. Smucker | Management | For | For | None | ||||||||||
| 1J. | Election of Director whose term of office will expire in 2021: Timothy P. Smucker | Management | For | For | None | ||||||||||
| 1K. | Election of Director whose term of office will expire in 2021: Jodi L. Taylor | Management | For | For | None | ||||||||||
| 1L. | Election of Director whose term of office will expire in 2021: Dawn C. Willoughby | Management | For | For | None | ||||||||||
| 2. | Ratification of appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the 2021 fiscal year. | Management | For | For | None | ||||||||||
| 3. | Advisory approval of the Company's executive compensation. | Management | For | For | None | ||||||||||
| 4. | Approval of The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan. | Management | For | For | None | ||||||||||
| MAXIM INTEGRATED PRODUCTS, INC. | |||||||||||||||
| Security | 57772K101 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | MXIM | Meeting Date | 08-Oct-2020 | ||||||||||||
| ISIN | US57772K1016 | Agenda | 935270455 - Management | ||||||||||||
| Record Date | 31-Aug-2020 | Holding Recon Date | 31-Aug-2020 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 07-Oct-2020 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of July 12, 2020 (as it may be amended from time to time, the "Merger Agreement"), by and among Analog Devices, Inc. ("Analog Devices"), Magneto Corp., a Delaware corporation and wholly- owned subsidiary of Analog Devices, and Maxim Integrated Products, Inc. ("Maxim" and, this proposal, the "Maxim merger proposal"). | Management | For | For | None | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Maxim's named executive officers that is based on or otherwise relates to the transactions contemplated by the Merger Agreement (the "Maxim compensation proposal"). | Management | For | For | None | ||||||||||
| 3. | To adjourn the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the Maxim merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Maxim stockholders (the "Maxim adjournment proposal"). | Management | For | For | None | ||||||||||
| THE PROCTER & GAMBLE COMPANY | |||||||||||||||
| Security | 742718109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PG | Meeting Date | 13-Oct-2020 | ||||||||||||
| ISIN | US7427181091 | Agenda | 935264969 - Management | ||||||||||||
| Record Date | 14-Aug-2020 | Holding Recon Date | 14-Aug-2020 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 12-Oct-2020 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | ELECTION OF DIRECTOR: Francis S. Blake | Management | For | For | None | ||||||||||
| 1B. | ELECTION OF DIRECTOR: Angela F. Braly | Management | For | For | None | ||||||||||
| 1C. | ELECTION OF DIRECTOR: Amy L. Chang | Management | For | For | None | ||||||||||
| 1D. | ELECTION OF DIRECTOR: Joseph Jimenez | Management | For | For | None | ||||||||||
| 1E. | ELECTION OF DIRECTOR: Debra L. Lee | Management | For | For | None | ||||||||||
| 1F. | ELECTION OF DIRECTOR: Terry J. Lundgren | Management | For | For | None | ||||||||||
| 1G. | ELECTION OF DIRECTOR: Christine M. McCarthy | Management | For | For | None | ||||||||||
| 1H. | ELECTION OF DIRECTOR: W. James McNerney, Jr. | Management | For | For | None | ||||||||||
| 1I. | ELECTION OF DIRECTOR: Nelson Peltz | Management | For | For | None | ||||||||||
| 1J. | ELECTION OF DIRECTOR: David S. Taylor | Management | For | For | None | ||||||||||
| 1K. | ELECTION OF DIRECTOR: Margaret C. Whitman | Management | For | For | None | ||||||||||
| 1L. | ELECTION OF DIRECTOR: Patricia A. Woertz | Management | For | For | None | ||||||||||
| 2. | Ratify Appointment of the Independent Registered Public Accounting Firm. | Management | For | For | None | ||||||||||
| 3. | Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote). | Management | For | For | None | ||||||||||
| 4. | Approval of The Procter & Gamble Company International Stock Ownership Plan, As Amended and Restated. | Management | For | For | None | ||||||||||
| 5. | Shareholder Proposal - Report on Efforts to Eliminate Deforestation. | Shareholder | For | Against | None | ||||||||||
| 6. | Shareholder Proposal - Annual Report on Diversity. | Shareholder | For | Against | None | ||||||||||
| MAXIM INTEGRATED PRODUCTS, INC. | |||||||||||||||
| Security | 57772K101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MXIM | Meeting Date | 05-Nov-2020 | ||||||||||||
| ISIN | US57772K1016 | Agenda | 935275506 - Management | ||||||||||||
| Record Date | 11-Sep-2020 | Holding Recon Date | 11-Sep-2020 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 04-Nov-2020 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | Election of Director: William P. Sullivan | Management | For | For | None | ||||||||||
| 1B. | Election of Director: Tunc Doluca | Management | For | For | None | ||||||||||
| 1C. | Election of Director: Tracy C. Accardi | Management | For | For | None | ||||||||||
| 1D. | Election of Director: James R. Bergman | Management | For | For | None | ||||||||||
| 1E. | Election of Director: Joseph R. Bronson | Management | For | For | None | ||||||||||
| 1F. | Election of Director: Robert E. Grady | Management | For | For | None | ||||||||||
| 1G. | Election of Director: Mercedes Johnson | Management | For | For | None | ||||||||||
| 1H. | Election of Director: William D. Watkins | Management | For | For | None | ||||||||||
| 1I. | Election of Director: MaryAnn Wright | Management | For | For | None | ||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as Maxim Integrated's independent registered public accounting firm for the fiscal year ending June 26, 2021. | Management | For | For | None | ||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | None | ||||||||||
| THE HAIN CELESTIAL GROUP, INC. | |||||||||||||||
| Security | 405217100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | HAIN | Meeting Date | 24-Nov-2020 | ||||||||||||
| ISIN | US4052171000 | Agenda | 935283630 - Management | ||||||||||||
| Record Date | 28-Sep-2020 | Holding Recon Date | 28-Sep-2020 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 23-Nov-2020 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1a. | Election of Director: Richard A. Beck | Management | For | For | None | ||||||||||
| 1b. | Election of Director: Celeste A. Clark | Management | For | For | None | ||||||||||
| 1c. | Election of Director: Dean Hollis | Management | For | For | None | ||||||||||
| 1d. | Election of Director: Shervin J. Korangy | Management | For | For | None | ||||||||||
| 1e. | Election of Director: Mark L. Schiller | Management | For | For | None | ||||||||||
| 1f. | Election of Director: Michael B. Sims | Management | For | For | None | ||||||||||
| 1g. | Election of Director: Glenn W. Welling | Management | For | For | None | ||||||||||
| 1h. | Election of Director: Dawn M. Zier | Management | For | For | None | ||||||||||
| 2. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | None | ||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP to act as registered independent accountants of the Company for the fiscal year ending June 30, 2021. | Management | For | For | None | ||||||||||
| MICROSOFT CORPORATION | |||||||||||||||
| Security | 594918104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MSFT | Meeting Date | 02-Dec-2020 | ||||||||||||
| ISIN | US5949181045 | Agenda | 935284478 - Management | ||||||||||||
| Record Date | 08-Oct-2020 | Holding Recon Date | 08-Oct-2020 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 01-Dec-2020 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | Election of Director: Reid G. Hoffman | Management | For | For | None | ||||||||||
| 1B. | Election of Director: Hugh F. Johnston | Management | For | For | None | ||||||||||
| 1C. | Election of Director: Teri L. List-Stoll | Management | For | For | None | ||||||||||
| 1D. | Election of Director: Satya Nadella | Management | For | For | None | ||||||||||
| 1E. | Election of Director: Sandra E. Peterson | Management | For | For | None | ||||||||||
| 1F. | Election of Director: Penny S. Pritzker | Management | For | For | None | ||||||||||
| 1G. | Election of Director: Charles W. Scharf | Management | For | For | None | ||||||||||
| 1H. | Election of Director: Arne M. Sorenson | Management | For | For | None | ||||||||||
| 1I. | Election of Director: John W. Stanton | Management | For | For | None | ||||||||||
| 1J. | Election of Director: John W. Thompson | Management | For | For | None | ||||||||||
| 1K. | Election of Director: Emma N. Walmsley | Management | For | For | None | ||||||||||
| 1L. | Election of Director: Padmasree Warrior | Management | For | For | None | ||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | None | ||||||||||
| 3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Management | For | For | None | ||||||||||
| 4. | Shareholder Proposal - Report on Employee Representation on Board of Directors. | Shareholder | For | Against | None | ||||||||||
| VISA INC. | |||||||||||||||
| Security | 92826C839 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | V | Meeting Date | 26-Jan-2021 | ||||||||||||
| ISIN | US92826C8394 | Agenda | 935315576 - Management | ||||||||||||
| Record Date | 27-Nov-2020 | Holding Recon Date | 27-Nov-2020 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 25-Jan-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | Election of Director: Lloyd A. Carney | Management | For | For | None | ||||||||||
| 1B. | Election of Director: Mary B. Cranston | Management | For | For | None | ||||||||||
| 1C. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | For | None | ||||||||||
| 1D. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | None | ||||||||||
| 1E. | Election of Director: Ramon Laguarta | Management | For | For | None | ||||||||||
| 1F. | Election of Director: John F. Lundgren | Management | For | For | None | ||||||||||
| 1G. | Election of Director: Robert W. Matschullat | Management | For | For | None | ||||||||||
| 1H. | Election of Director: Denise M. Morrison | Management | For | For | None | ||||||||||
| 1I. | Election of Director: Suzanne Nora Johnson | Management | For | For | None | ||||||||||
| 1J. | Election of Director: Linda J. Rendle | Management | For | For | None | ||||||||||
| 1K. | Election of Director: John A. C. Swainson | Management | For | For | None | ||||||||||
| 1L. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | None | ||||||||||
| 2. | Approval, on an advisory basis, of compensation paid to our named executive officers. | Management | For | For | None | ||||||||||
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | None | ||||||||||
| 4. | Approval of the Visa Inc. 2007 Equity Incentive Compensation Plan, as amended and restated. | Management | For | For | None | ||||||||||
| 5. | Approval of an amendment to our Certificate of Incorporation to enable the adoption of a special meeting right for Class A common stockholders. | Management | For | For | None | ||||||||||
| 6. | To vote on a stockholder proposal requesting stockholders' right to act by written consent, if properly presented. | Shareholder | For | Against | None | ||||||||||
| 7. | To vote on a stockholder proposal to amend our principles of executive compensation program, if properly presented. | Shareholder | For | Against | None | ||||||||||
| APPLE INC. | |||||||||||||||
| Security | 037833100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | AAPL | Meeting Date | 23-Feb-2021 | ||||||||||||
| ISIN | US0378331005 | Agenda | 935323167 - Management | ||||||||||||
| Record Date | 28-Dec-2020 | Holding Recon Date | 28-Dec-2020 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 22-Feb-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | Election of Director: James Bell | Management | For | For | None | ||||||||||
| 1B. | Election of Director: Tim Cook | Management | For | For | None | ||||||||||
| 1C. | Election of Director: Al Gore | Management | For | For | None | ||||||||||
| 1D. | Election of Director: Andrea Jung | Management | For | For | None | ||||||||||
| 1E. | Election of Director: Art Levinson | Management | For | For | None | ||||||||||
| 1F. | Election of Director: Monica Lozano | Management | For | For | None | ||||||||||
| 1G. | Election of Director: Ron Sugar | Management | For | For | None | ||||||||||
| 1H. | Election of Director: Sue Wagner | Management | For | For | None | ||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2021. | Management | For | For | None | ||||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | None | ||||||||||
| 4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments". | Shareholder | For | Against | None | ||||||||||
| 5. | A shareholder proposal entitled "Shareholder Proposal to Improve Executive Compensation Program". | Shareholder | For | Against | None | ||||||||||
| THE WALT DISNEY COMPANY | |||||||||||||||
| Security | 254687106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | DIS | Meeting Date | 09-Mar-2021 | ||||||||||||
| ISIN | US2546871060 | Agenda | 935328206 - Management | ||||||||||||
| Record Date | 11-Jan-2021 | Holding Recon Date | 11-Jan-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 08-Mar-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | Election of Director: Susan E. Arnold | Management | For | For | None | ||||||||||
| 1B. | Election of Director: Mary T. Barra | Management | For | For | None | ||||||||||
| 1C. | Election of Director: Safra A. Catz | Management | For | For | None | ||||||||||
| 1D. | Election of Director: Robert A. Chapek | Management | For | For | None | ||||||||||
| 1E. | Election of Director: Francis A. deSouza | Management | For | For | None | ||||||||||
| 1F. | Election of Director: Michael B.G. Froman | Management | For | For | None | ||||||||||
| 1G. | Election of Director: Robert A. Iger | Management | For | For | None | ||||||||||
| 1H. | Election of Director: Maria Elena Lagomasino | Management | For | For | None | ||||||||||
| 1I. | Election of Director: Mark G. Parker | Management | For | For | None | ||||||||||
| 1J. | Election of Director: Derica W. Rice | Management | For | For | None | ||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2021. | Management | For | For | None | ||||||||||
| 3. | To approve the advisory resolution on executive compensation. | Management | For | For | None | ||||||||||
| 4. | Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Shareholder | For | Against | None | ||||||||||
| 5. | Shareholder proposal requesting non- management employees on director nominee candidate lists. | Shareholder | For | Against | None | ||||||||||
| ADOBE INC | |||||||||||||||
| Security | 00724F101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ADBE | Meeting Date | 20-Apr-2021 | ||||||||||||
| ISIN | US00724F1012 | Agenda | 935343412 - Management | ||||||||||||
| Record Date | 22-Feb-2021 | Holding Recon Date | 22-Feb-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 19-Apr-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | Election of Director for a term of one year: Amy Banse | Management | For | For | None | ||||||||||
| 1B. | Election of Director for a term of one year: Melanie Boulden | Management | For | For | None | ||||||||||
| 1C. | Election of Director for a term of one year: Frank Calderoni | Management | For | For | None | ||||||||||
| 1D. | Election of Director for a term of one year: James Daley | Management | For | For | None | ||||||||||
| 1E. | Election of Director for a term of one year: Laura Desmond | Management | For | For | None | ||||||||||
| 1F. | Election of Director for a term of one year: Shantanu Narayen | Management | For | For | None | ||||||||||
| 1G. | Election of Director for a term of one year: Kathleen Oberg | Management | For | For | None | ||||||||||
| 1H. | Election of Director for a term of one year: Dheeraj Pandey | Management | For | For | None | ||||||||||
| 1I. | Election of Director for a term of one year: David Ricks | Management | For | For | None | ||||||||||
| 1J. | Election of Director for a term of one year: Daniel Rosensweig | Management | For | For | None | ||||||||||
| 1K. | Election of Director for a term of one year: John Warnock | Management | For | For | None | ||||||||||
| 2. | Approve the Adobe Inc. 2019 Equity Incentive Plan, as amended, to increase the available share reserve by 6 million shares. | Management | For | For | None | ||||||||||
| 3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 3, 2021. | Management | For | For | None | ||||||||||
| 4. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | None | ||||||||||
| BANK OF AMERICA CORPORATION | |||||||||||||||
| Security | 060505104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BAC | Meeting Date | 20-Apr-2021 | ||||||||||||
| ISIN | US0605051046 | Agenda | 935345670 - Management | ||||||||||||
| Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 19-Apr-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | Election of Director: Sharon L. Allen | Management | For | For | None | ||||||||||
| 1B. | Election of Director: Susan S. Bies | Management | For | For | None | ||||||||||
| 1C. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | None | ||||||||||
| 1D. | Election of Director: Pierre J.P. de Weck | Management | For | For | None | ||||||||||
| 1E. | Election of Director: Arnold W. Donald | Management | For | For | None | ||||||||||
| 1F. | Election of Director: Linda P. Hudson | Management | For | For | None | ||||||||||
| 1G. | Election of Director: Monica C. Lozano | Management | For | For | None | ||||||||||
| 1H. | Election of Director: Thomas J. May | Management | For | For | None | ||||||||||
| 1I. | Election of Director: Brian T. Moynihan | Management | For | For | None | ||||||||||
| 1J. | Election of Director: Lionel L. Nowell III | Management | For | For | None | ||||||||||
| 1K. | Election of Director: Denise L. Ramos | Management | For | For | None | ||||||||||
| 1L. | Election of Director: Clayton S. Rose | Management | For | For | None | ||||||||||
| 1M. | Election of Director: Michael D. White | Management | For | For | None | ||||||||||
| 1N. | Election of Director: Thomas D. Woods | Management | For | For | None | ||||||||||
| 1O. | Election of Director: R. David Yost | Management | For | For | None | ||||||||||
| 1P. | Election of Director: Maria T. Zuber | Management | For | For | None | ||||||||||
| 2. | Approving our executive compensation (an advisory, nonbinding "Say on Pay" resolution). | Management | For | For | None | ||||||||||
| 3. | Ratifying the appointment of our independent registered public accounting firm for 2021. | Management | For | For | None | ||||||||||
| 4. | Amending and restating the Bank of America Corporation Key Employee Equity Plan. | Management | For | For | None | ||||||||||
| 5. | Shareholder proposal requesting amendments to our proxy access by law. | Shareholder | For | Against | None | ||||||||||
| 6. | Shareholder proposal requesting amendments to allow shareholders to act by written consent. | Shareholder | For | Against | None | ||||||||||
| 7. | Shareholder proposal requesting a change in organizational form. | Shareholder | For | Against | None | ||||||||||
| 8. | Shareholder proposal requesting a racial equity audit. | Shareholder | For | Against | None | ||||||||||
| OLIN CORPORATION | |||||||||||||||
| Security | 680665205 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | OLN | Meeting Date | 22-Apr-2021 | ||||||||||||
| ISIN | US6806652052 | Agenda | 935342422 - Management | ||||||||||||
| Record Date | 26-Feb-2021 | Holding Recon Date | 26-Feb-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 21-Apr-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | Election of Director: Heidi S. Alderman | Management | For | For | None | ||||||||||
| 1B. | Election of Director: Beverley A. Babcock | Management | For | For | None | ||||||||||
| 1C. | Election of Director: Gray G. Benoist | Management | For | For | None | ||||||||||
| 1D. | Election of Director: C. Robert Bunch | Management | For | For | None | ||||||||||
| 1E. | Election of Director: Scott D. Ferguson | Management | For | For | None | ||||||||||
| 1F. | Election of Director: W. Barnes Hauptfuhrer | Management | For | For | None | ||||||||||
| 1G. | Election of Director: John M. B. O'Connor | Management | For | For | None | ||||||||||
| 1H. | Election of Director: Earl L. Shipp | Management | For | For | None | ||||||||||
| 1I. | Election of Director: Scott M. Sutton | Management | For | For | None | ||||||||||
| 1J. | Election of Director: William H. Weideman | Management | For | For | None | ||||||||||
| 1K. | Election of Director: Carol A. Williams | Management | For | For | None | ||||||||||
| 2. | Approval of the Olin Corporation 2021 Long Term Incentive Plan. | Management | For | For | None | ||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | None | ||||||||||
| 4. | Ratification of the appointment of independent registered public accounting firm. | Management | For | For | None | ||||||||||
| THE AES CORPORATION | |||||||||||||||
| Security | 00130H105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | AES | Meeting Date | 22-Apr-2021 | ||||||||||||
| ISIN | US00130H1059 | Agenda | 935343397 - Management | ||||||||||||
| Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 21-Apr-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | Election of Director: Janet G. Davidson | Management | For | For | None | ||||||||||
| 1B. | Election of Director: Andrés R. Gluski | Management | For | For | None | ||||||||||
| 1C. | Election of Director: Tarun Khanna | Management | For | For | None | ||||||||||
| 1D. | Election of Director: Holly K. Koeppel | Management | For | For | None | ||||||||||
| 1E. | Election of Director: Julia M. Laulis | Management | For | For | None | ||||||||||
| 1F. | Election of Director: James H. Miller | Management | For | For | None | ||||||||||
| 1G. | Election of Director: Alain Monié | Management | For | For | None | ||||||||||
| 1H. | Election of Director: John B. Morse, Jr. | Management | For | For | None | ||||||||||
| 1I. | Election of Director: Moisés Naím | Management | For | For | None | ||||||||||
| 1J. | Election of Director: Teresa M. Sebastian | Management | For | For | None | ||||||||||
| 2. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | None | ||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as the independent auditor of the Company for fiscal year 2021. | Management | For | For | None | ||||||||||
| 4. | To vote on a non-binding Stockholder proposal seeking to adopt a by-law to subject any by-law or charter amendments to a Stockholder vote. | Shareholder | For | Against | None | ||||||||||
| JOHNSON & JOHNSON | |||||||||||||||
| Security | 478160104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | JNJ | Meeting Date | 22-Apr-2021 | ||||||||||||
| ISIN | US4781601046 | Agenda | 935345214 - Management | ||||||||||||
| Record Date | 23-Feb-2021 | Holding Recon Date | 23-Feb-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 21-Apr-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | Election of Director: Mary C. Beckerle | Management | For | For | None | ||||||||||
| 1B. | Election of Director: D. Scott Davis | Management | For | For | None | ||||||||||
| 1C. | Election of Director: Ian E. L. Davis | Management | For | For | None | ||||||||||
| 1D. | Election of Director: Jennifer A. Doudna | Management | For | For | None | ||||||||||
| 1E. | Election of Director: Alex Gorsky | Management | For | For | None | ||||||||||
| 1F. | Election of Director: Marillyn A. Hewson | Management | For | For | None | ||||||||||
| 1G. | Election of Director: Hubert Joly | Management | For | For | None | ||||||||||
| 1H. | Election of Director: Mark B. McClellan | Management | For | For | None | ||||||||||
| 1I. | Election of Director: Anne M. Mulcahy | Management | For | For | None | ||||||||||
| 1J. | Election of Director: Charles Prince | Management | For | For | None | ||||||||||
| 1K. | Election of Director: A. Eugene Washington | Management | For | For | None | ||||||||||
| 1L. | Election of Director: Mark A. Weinberger | Management | For | For | None | ||||||||||
| 1M. | Election of Director: Nadja Y. West | Management | For | For | None | ||||||||||
| 1N. | Election of Director: Ronald A. Williams | Management | For | For | None | ||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | None | ||||||||||
| 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021. | Management | For | For | None | ||||||||||
| 4. | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. | Shareholder | For | Against | None | ||||||||||
| 5. | Independent Board Chair. | Shareholder | For | Against | None | ||||||||||
| 6. | Civil Rights Audit. | Shareholder | For | Against | None | ||||||||||
| 7. | Executive Compensation Bonus Deferral. | Shareholder | For | Against | None | ||||||||||
| ABBOTT LABORATORIES | |||||||||||||||
| Security | 002824100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ABT | Meeting Date | 23-Apr-2021 | ||||||||||||
| ISIN | US0028241000 | Agenda | 935345125 - Management | ||||||||||||
| Record Date | 24-Feb-2021 | Holding Recon Date | 24-Feb-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 22-Apr-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | R.J. Alpern | For | For | None | |||||||||||
| 2 | R.S. Austin | For | For | None | |||||||||||
| 3 | S.E. Blount | For | For | None | |||||||||||
| 4 | R.B. Ford | For | For | None | |||||||||||
| 5 | M.A. Kumbier | For | For | None | |||||||||||
| 6 | D.W. McDew | For | For | None | |||||||||||
| 7 | N. McKinstry | For | For | None | |||||||||||
| 8 | W.A. Osborn | For | For | None | |||||||||||
| 9 | M.F. Roman | For | For | None | |||||||||||
| 10 | D.J. Starks | For | For | None | |||||||||||
| 11 | J.G. Stratton | For | For | None | |||||||||||
| 12 | G.F. Tilton | For | For | None | |||||||||||
| 13 | M.D. White | For | For | None | |||||||||||
| 2. | Ratification of Ernst & Young LLP as Auditors. | Management | For | For | None | ||||||||||
| 3. | Say on Pay - An Advisory Vote to Approve Executive Compensation. | Management | For | For | None | ||||||||||
| 4A. | Amendments to the Articles of Incorporation to Eliminate Statutory Supermajority Voting Standards for: Amendments to the Articles of Incorporation. | Management | For | For | None | ||||||||||
| 4B. | Amendments to the Articles of Incorporation to Eliminate Statutory Supermajority Voting Standards for: Approval of Certain Extraordinary Transactions. | Management | For | For | None | ||||||||||
| 5. | Shareholder Proposal - Lobbying Disclosure. | Shareholder | For | Against | None | ||||||||||
| 6. | Shareholder Proposal - Report on Racial Justice. | Shareholder | For | Against | None | ||||||||||
| 7. | Shareholder Proposal - Independent Board Chairman. | Shareholder | For | Against | None | ||||||||||
| THE WILLIAMS COMPANIES, INC. | |||||||||||||||
| Security | 969457100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | WMB | Meeting Date | 27-Apr-2021 | ||||||||||||
| ISIN | US9694571004 | Agenda | 935351572 - Management | ||||||||||||
| Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 26-Apr-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | Election of Director: Alan S. Armstrong | Management | For | For | None | ||||||||||
| 1B. | Election of Director: Stephen W. Bergstrom | Management | For | For | None | ||||||||||
| 1C. | Election of Director: Nancy K. Buese | Management | For | For | None | ||||||||||
| 1D. | Election of Director: Stephen I. Chazen | Management | For | For | None | ||||||||||
| 1E. | Election of Director: Charles I. Cogut | Management | For | For | None | ||||||||||
| 1F. | Election of Director: Michael A. Creel | Management | For | For | None | ||||||||||
| 1G. | Election of Director: Stacey H. Doré | Management | For | For | None | ||||||||||
| 1H. | Election of Director: Vicki L. Fuller | Management | For | For | None | ||||||||||
| 1I. | Election of Director: Peter A. Ragauss | Management | For | For | None | ||||||||||
| 1J. | Election of Director: Rose M. Robeson | Management | For | For | None | ||||||||||
| 1K. | Election of Director: Scott D. Sheffield | Management | For | For | None | ||||||||||
| 1L. | Election of Director: Murray D. Smith | Management | For | For | None | ||||||||||
| 1M. | Election of Director: William H. Spence | Management | For | For | None | ||||||||||
| 2. | Approval, by nonbinding advisory vote, of the Company's executive compensation. | Management | For | For | None | ||||||||||
| 3. | Ratification of Ernst & Young LLP as independent auditors for 2021. | Management | For | For | None | ||||||||||
| BERKSHIRE HATHAWAY INC. | |||||||||||||||
| Security | 084670702 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BRKB | Meeting Date | 01-May-2021 | ||||||||||||
| ISIN | US0846707026 | Agenda | 935351128 - Management | ||||||||||||
| Record Date | 03-Mar-2021 | Holding Recon Date | 03-Mar-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 30-Apr-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Warren E. Buffett | For | For | None | |||||||||||
| 2 | Charles T. Munger | For | For | None | |||||||||||
| 3 | Gregory E. Abel | For | For | None | |||||||||||
| 4 | Howard G. Buffett | For | For | None | |||||||||||
| 5 | Stephen B. Burke | For | For | None | |||||||||||
| 6 | Kenneth I. Chenault | For | For | None | |||||||||||
| 7 | Susan L. Decker | For | For | None | |||||||||||
| 8 | David S. Gottesman | For | For | None | |||||||||||
| 9 | Charlotte Guyman | For | For | None | |||||||||||
| 10 | Ajit Jain | For | For | None | |||||||||||
| 11 | Thomas S. Murphy | For | For | None | |||||||||||
| 12 | Ronald L. Olson | For | For | None | |||||||||||
| 13 | Walter Scott, Jr. | For | For | None | |||||||||||
| 14 | Meryl B. Witmer | For | For | None | |||||||||||
| 2. | Shareholder proposal regarding the reporting of climate-related risks and opportunities. | Shareholder | For | Against | None | ||||||||||
| 3. | Shareholder proposal regarding diversity and inclusion reporting. | Shareholder | For | Against | None | ||||||||||
| BARRICK GOLD CORPORATION | |||||||||||||||
| Security | 067901108 | Meeting Type | Annual and Special Meeting | ||||||||||||
| Ticker Symbol | GOLD | Meeting Date | 04-May-2021 | ||||||||||||
| ISIN | CA0679011084 | Agenda | 935373148 - Management | ||||||||||||
| Record Date | 05-Mar-2021 | Holding Recon Date | 05-Mar-2021 | ||||||||||||
| City / | Country | / | Canada | Vote Deadline Date | 29-Apr-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1 | DIRECTOR | Management | |||||||||||||
| 1 | D. M. Bristow | For | For | None | |||||||||||
| 2 | G. A. Cisneros | For | For | None | |||||||||||
| 3 | C. L. Coleman | For | For | None | |||||||||||
| 4 | J. M. Evans | For | For | None | |||||||||||
| 5 | B. L. Greenspun | For | For | None | |||||||||||
| 6 | J. B. Harvey | For | For | None | |||||||||||
| 7 | A. N. Kabagambe | For | For | None | |||||||||||
| 8 | A. J. Quinn | For | For | None | |||||||||||
| 9 | M. L. Silva | For | For | None | |||||||||||
| 10 | J. L. Thornton | For | For | None | |||||||||||
| 2 | Resolution approving the appointment of PricewaterhouseCoopers LLP as the auditor of Barrick and authorizing the directors to fix its remuneration | Management | For | For | None | ||||||||||
| 3 | Advisory resolution on approach to executive compensation | Management | For | For | None | ||||||||||
| 4 | Special resolution approving the capital reduction in order to enable the Return of Capital | Management | For | For | None | ||||||||||
| BUNGE LIMITED | |||||||||||||||
| Security | G16962105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BG | Meeting Date | 05-May-2021 | ||||||||||||
| ISIN | BMG169621056 | Agenda | 935349375 - Management | ||||||||||||
| Record Date | 08-Mar-2021 | Holding Recon Date | 08-Mar-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 04-May-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | Election of Director: Sheila Bair | Management | For | For | None | ||||||||||
| 1B. | Election of Director: Carol M. Browner | Management | For | For | None | ||||||||||
| 1C. | Election of Director: Paul Fribourg | Management | For | For | None | ||||||||||
| 1D. | Election of Director: J. Erik Fyrwald | Management | For | For | None | ||||||||||
| 1E. | Election of Director: Gregory A. Heckman | Management | For | For | None | ||||||||||
| 1F. | Election of Director: Bernardo Hees | Management | For | For | None | ||||||||||
| 1G. | Election of Director: Kathleen Hyle | Management | For | For | None | ||||||||||
| 1H. | Election of Director: Henry W. Winship | Management | For | For | None | ||||||||||
| 1I. | Election of Director: Mark N. Zenuk | Management | For | For | None | ||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | None | ||||||||||
| 3. | To appoint Deloitte & Touche LLP as Bunge Limited's independent auditors for the fiscal year ending December 31, 2021 and to authorize the audit committee of the Board of Directors to determine the independent auditors' fees. | Management | For | For | None | ||||||||||
| 4. | Amendment to the Bunge Limited 2017 Non-Employee Director Equity Incentive Plan to increase the number of authorized shares by 200,000 shares. | Management | For | For | None | ||||||||||
| 5. | Shareholder proposal regarding a report on the soy supply chain. | Shareholder | For | For | None | ||||||||||
| 6. | Shareholder proposal regarding simple majority vote. | Shareholder | For | Against | None | ||||||||||
| ARCHER-DANIELS-MIDLAND COMPANY | |||||||||||||||
| Security | 039483102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ADM | Meeting Date | 06-May-2021 | ||||||||||||
| ISIN | US0394831020 | Agenda | 935362400 - Management | ||||||||||||
| Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 05-May-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | Election of Director: M.S. Burke | Management | For | For | None | ||||||||||
| 1B. | Election of Director: T. Colbert | Management | For | For | None | ||||||||||
| 1C. | Election of Director: T.K. Crews | Management | For | For | None | ||||||||||
| 1D. | Election of Director: P. Dufour | Management | For | For | None | ||||||||||
| 1E. | Election of Director: D.E. Felsinger | Management | For | For | None | ||||||||||
| 1F. | Election of Director: S.F. Harrison | Management | For | For | None | ||||||||||
| 1G. | Election of Director: J.R. Luciano | Management | For | For | None | ||||||||||
| 1H. | Election of Director: P.J. Moore | Management | For | For | None | ||||||||||
| 1I. | Election of Director: F.J. Sanchez | Management | For | For | None | ||||||||||
| 1J. | Election of Director: D.A. Sandler | Management | For | For | None | ||||||||||
| 1K. | Election of Director: L.Z. Schlitz | Management | For | For | None | ||||||||||
| 1L. | Election of Director: K.R. Westbrook | Management | For | For | None | ||||||||||
| 2. | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2021. | Management | For | For | None | ||||||||||
| 3. | Advisory Vote on Executive Compensation. | Management | For | For | None | ||||||||||
| 4. | Stockholder Proposal Regarding Shareholder Aggregation for Proxy Access. | Shareholder | For | Against | None | ||||||||||
| EASTMAN CHEMICAL COMPANY | |||||||||||||||
| Security | 277432100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | EMN | Meeting Date | 06-May-2021 | ||||||||||||
| ISIN | US2774321002 | Agenda | 935370572 - Management | ||||||||||||
| Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 05-May-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1a. | Election of Director: HUMBERTO P. ALFONSO | Management | For | For | None | ||||||||||
| 1b. | Election of Director: VANESSA L. ALLEN SUTHERLAND | Management | For | For | None | ||||||||||
| 1c. | Election of Director: BRETT D. BEGEMANN | Management | For | For | None | ||||||||||
| 1d. | Election of Director: MARK J. COSTA | Management | For | For | None | ||||||||||
| 1e. | Election of Director: EDWARD L. DOHENY II | Management | For | For | None | ||||||||||
| 1f. | Election of Director: JULIE F. HOLDER | Management | For | For | None | ||||||||||
| 1g. | Election of Director: RENÉE J. HORNBAKER | Management | For | For | None | ||||||||||
| 1h. | Election of Director: KIM ANN MINK | Management | For | For | None | ||||||||||
| 1i. | Election of Director: JAMES J. O'BRIEN | Management | For | For | None | ||||||||||
| 1j. | Election of Director: DAVID W. RAISBECK | Management | For | For | None | ||||||||||
| 1k. | Election of Director: CHARLES K. STEVENS III | Management | For | For | None | ||||||||||
| 2. | Advisory Approval of Executive Compensation as Disclosed in Proxy Statement | Management | For | For | None | ||||||||||
| 3. | Approve the 2021 Omnibus Stock Compensation Plan | Management | For | For | None | ||||||||||
| 4. | Ratify Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For | None | ||||||||||
| 5. | Advisory Vote on Stockholder Proposal Requesting that the Board of Directors Take Steps Necessary to Permit Stockholders to Act by Written Consent | Shareholder | For | Against | None | ||||||||||
| CIMAREX ENERGY CO. | |||||||||||||||
| Security | 171798101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | XEC | Meeting Date | 12-May-2021 | ||||||||||||
| ISIN | US1717981013 | Agenda | 935359097 - Management | ||||||||||||
| Record Date | 16-Mar-2021 | Holding Recon Date | 16-Mar-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1.1 | Election of Class I Director: Kathleen A. Hogenson | Management | For | For | None | ||||||||||
| 1.2 | Election of Class I Director: Lisa A. Stewart | Management | For | For | None | ||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | None | ||||||||||
| 3. | Approve Amended and Restated 2019 Equity Incentive Plan. | Management | For | For | None | ||||||||||
| 4. | Proposal to amend and restate our Certificate of Incorporation to provide for the annual election of all directors. | Management | For | For | None | ||||||||||
| 5. | Ratify the appointment of KPMG LLP as our independent auditors for 2021. | Management | For | For | None | ||||||||||
| KINDER MORGAN, INC. | |||||||||||||||
| Security | 49456B101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | KMI | Meeting Date | 12-May-2021 | ||||||||||||
| ISIN | US49456B1017 | Agenda | 935365420 - Management | ||||||||||||
| Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | Election of Director for a one year term expiring in 2022: Richard D. Kinder | Management | For | For | None | ||||||||||
| 1B. | Election of Director for a one year term expiring in 2022: Steven J. Kean | Management | For | For | None | ||||||||||
| 1C. | Election of Director for a one year term expiring in 2022: Kimberly A. Dang | Management | For | For | None | ||||||||||
| 1D. | Election of Director for a one year term expiring in 2022: Ted A. Gardner | Management | For | For | None | ||||||||||
| 1E. | Election of Director for a one year term expiring in 2022: Anthony W. Hall, Jr. | Management | For | For | None | ||||||||||
| 1F. | Election of Director for a one year term expiring in 2022: Gary L. Hultquist | Management | For | For | None | ||||||||||
| 1G. | Election of Director for a one year term expiring in 2022: Ronald L. Kuehn, Jr. | Management | For | For | None | ||||||||||
| 1H. | Election of Director for a one year term expiring in 2022: Deborah A. Macdonald | Management | For | For | None | ||||||||||
| 1I. | Election of Director for a one year term expiring in 2022: Michael C. Morgan | Management | For | For | None | ||||||||||
| 1J. | Election of Director for a one year term expiring in 2022: Arthur C. Reichstetter | Management | For | For | None | ||||||||||
| 1K. | Election of Director for a one year term expiring in 2022: C. Park Shaper | Management | For | For | None | ||||||||||
| 1L. | Election of Director for a one year term expiring in 2022: William A. Smith | Management | For | For | None | ||||||||||
| 1M. | Election of Director for a one year term expiring in 2022: Joel V. Staff | Management | For | For | None | ||||||||||
| 1N. | Election of Director for a one year term expiring in 2022: Robert F. Vagt | Management | For | For | None | ||||||||||
| 1O. | Election of Director for a one year term expiring in 2022: Perry M. Waughtal | Management | For | For | None | ||||||||||
| 2. | Approval of the Kinder Morgan, Inc. 2021 Amended and Restated Stock Incentive Plan. | Management | For | For | None | ||||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | None | ||||||||||
| 4. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | None | ||||||||||
| VERIZON COMMUNICATIONS INC. | |||||||||||||||
| Security | 92343V104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | VZ | Meeting Date | 13-May-2021 | ||||||||||||
| ISIN | US92343V1044 | Agenda | 935364846 - Management | ||||||||||||
| Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1a. | Election of Director: Shellye L. Archambeau | Management | For | For | None | ||||||||||
| 1b. | Election of Director: Roxanne S. Austin | Management | For | For | None | ||||||||||
| 1c. | Election of Director: Mark T. Bertolini | Management | For | For | None | ||||||||||
| 1d. | Election of Director: Melanie L. Healey | Management | For | For | None | ||||||||||
| 1e. | Election of Director: Clarence Otis, Jr. | Management | For | For | None | ||||||||||
| 1f. | Election of Director: Daniel H. Schulman | Management | For | For | None | ||||||||||
| 1g. | Election of Director: Rodney E. Slater | Management | For | For | None | ||||||||||
| 1h. | Election of Director: Hans E. Vestberg | Management | For | For | None | ||||||||||
| 1i. | Election of Director: Gregory G. Weaver | Management | For | For | None | ||||||||||
| 2 | Advisory Vote to Approve Executive Compensation | Management | For | For | None | ||||||||||
| 3 | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | None | ||||||||||
| 4 | Shareholder Action by Written Consent | Shareholder | For | Against | None | ||||||||||
| 5 | Amend Clawback Policy | Shareholder | For | Against | None | ||||||||||
| 6 | Shareholder Ratification of Annual Equity Awards | Shareholder | For | Against | None | ||||||||||
| INTEL CORPORATION | |||||||||||||||
| Security | 458140100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | INTC | Meeting Date | 13-May-2021 | ||||||||||||
| ISIN | US4581401001 | Agenda | 935369012 - Management | ||||||||||||
| Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | Election of Director: Patrick P. Gelsinger | Management | For | For | None | ||||||||||
| 1B. | Election of Director: James J. Goetz | Management | For | For | None | ||||||||||
| 1C. | Election of Director: Alyssa Henry | Management | For | For | None | ||||||||||
| 1D. | Election of Director: Omar Ishrak | Management | For | For | None | ||||||||||
| 1E. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | None | ||||||||||
| 1F. | Election of Director: Tsu-Jae King Liu | Management | For | For | None | ||||||||||
| 1G. | Election of Director: Gregory D. Smith | Management | For | For | None | ||||||||||
| 1H. | Election of Director: Dion J. Weisler | Management | For | For | None | ||||||||||
| 1I. | Election of Director: Frank D. Yeary | Management | For | For | None | ||||||||||
| 2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | None | ||||||||||
| 3. | Advisory vote to approve executive compensation of our listed officers. | Management | For | For | None | ||||||||||
| 4. | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting. | Shareholder | For | Against | None | ||||||||||
| 5. | Stockholder proposal requesting a report on median pay gaps across race and gender, if properly presented at the meeting. | Shareholder | For | Against | None | ||||||||||
| 6. | Stockholder proposal requesting a report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting. | Shareholder | For | Against | None | ||||||||||
| WEYERHAEUSER COMPANY | |||||||||||||||
| Security | 962166104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | WY | Meeting Date | 14-May-2021 | ||||||||||||
| ISIN | US9621661043 | Agenda | 935372297 - Management | ||||||||||||
| Record Date | 18-Mar-2021 | Holding Recon Date | 18-Mar-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 13-May-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | Election of Director: Mark A. Emmert | Management | For | For | None | ||||||||||
| 1B. | Election of Director: Rick R. Holley | Management | For | For | None | ||||||||||
| 1C. | Election of Director: Sara Grootwassink Lewis | Management | For | For | None | ||||||||||
| 1D. | Election of Director: Deidra C. Merriwether | Management | For | For | None | ||||||||||
| 1E. | Election of Director: Al Monaco | Management | For | For | None | ||||||||||
| 1F. | Election of Director: Nicole W. Piasecki | Management | For | For | None | ||||||||||
| 1G. | Election of Director: Lawrence A. Selzer | Management | For | For | None | ||||||||||
| 1H. | Election of Director: Devin W. Stockfish | Management | For | For | None | ||||||||||
| 1I. | Election of Director: Kim Williams | Management | For | For | None | ||||||||||
| 2. | Approval, on an advisory basis, of the compensation of the named executive officers. | Management | For | For | None | ||||||||||
| 3. | Ratification of selection of independent registered public accounting firm for 2021. | Management | For | For | None | ||||||||||
| JPMORGAN CHASE & CO. | |||||||||||||||
| Security | 46625H100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | JPM | Meeting Date | 18-May-2021 | ||||||||||||
| ISIN | US46625H1005 | Agenda | 935372285 - Management | ||||||||||||
| Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | Election of Director: Linda B. Bammann | Management | For | For | None | ||||||||||
| 1B. | Election of Director: Stephen B. Burke | Management | For | For | None | ||||||||||
| 1C. | Election of Director: Todd A. Combs | Management | For | For | None | ||||||||||
| 1D. | Election of Director: James S. Crown | Management | For | For | None | ||||||||||
| 1E. | Election of Director: James Dimon | Management | For | For | None | ||||||||||
| 1F. | Election of Director: Timothy P. Flynn | Management | For | For | None | ||||||||||
| 1G. | Election of Director: Mellody Hobson | Management | For | For | None | ||||||||||
| 1H. | Election of Director: Michael A. Neal | Management | For | For | None | ||||||||||
| 1I. | Election of Director: Phebe N. Novakovic | Management | For | For | None | ||||||||||
| 1J. | Election of Director: Virginia M. Rometty | Management | For | For | None | ||||||||||
| 2. | Advisory resolution to approve executive compensation. | Management | For | For | None | ||||||||||
| 3. | Approval of Amended and Restated Long- Term Incentive Plan effective May 18, 2021. | Management | For | For | None | ||||||||||
| 4. | Ratification of independent registered public accounting firm. | Management | For | For | None | ||||||||||
| 5. | Improve shareholder written consent. | Shareholder | For | Against | None | ||||||||||
| 6. | Racial equity audit and report. | Shareholder | For | Against | None | ||||||||||
| 7. | Independent board chairman. | Shareholder | For | Against | None | ||||||||||
| 8. | Political and electioneering expenditure congruency report. | Shareholder | For | Against | None | ||||||||||
| KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC | |||||||||||||||
| Security | 499049104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | KNX | Meeting Date | 18-May-2021 | ||||||||||||
| ISIN | US4990491049 | Agenda | 935377336 - Management | ||||||||||||
| Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Gary Knight | For | For | None | |||||||||||
| 2 | Kathryn Munro | For | For | None | |||||||||||
| 2. | Conduct an advisory, non-binding vote to approve executive compensation. | Management | For | For | None | ||||||||||
| 3. | Ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | None | ||||||||||
| 4. | Vote on a stockholder proposal regarding simple majority vote. | Shareholder | For | Against | None | ||||||||||
| THE HOME DEPOT, INC. | |||||||||||||||
| Security | 437076102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | HD | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | US4370761029 | Agenda | 935365874 - Management | ||||||||||||
| Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | Election of Director: Gerard J. Arpey | Management | For | For | None | ||||||||||
| 1B. | Election of Director: Ari Bousbib | Management | For | For | None | ||||||||||
| 1C. | Election of Director: Jeffery H. Boyd | Management | For | For | None | ||||||||||
| 1D. | Election of Director: Gregory D. Brenneman | Management | For | For | None | ||||||||||
| 1E. | Election of Director: J. Frank Brown | Management | For | For | None | ||||||||||
| 1F. | Election of Director: Albert P. Carey | Management | For | For | None | ||||||||||
| 1G. | Election of Director: Helena B. Foulkes | Management | For | For | None | ||||||||||
| 1H. | Election of Director: Linda R. Gooden | Management | For | For | None | ||||||||||
| 1I. | Election of Director: Wayne M. Hewett | Management | For | For | None | ||||||||||
| 1J. | Election of Director: Manuel Kadre | Management | For | For | None | ||||||||||
| 1K. | Election of Director: Stephanie C. Linnartz | Management | For | For | None | ||||||||||
| 1L. | Election of Director: Craig A. Menear | Management | For | For | None | ||||||||||
| 2. | Ratification of the Appointment of KPMG LLP. | Management | For | For | None | ||||||||||
| 3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay"). | Management | For | For | None | ||||||||||
| 4. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right. | Shareholder | For | Against | None | ||||||||||
| 5. | Shareholder Proposal Regarding Political Contributions Congruency Analysis. | Shareholder | For | Against | None | ||||||||||
| 6. | Shareholder Proposal Regarding Report on Prison Labor in the Supply Chain. | Shareholder | For | Against | None | ||||||||||
| MOHAWK INDUSTRIES, INC. | |||||||||||||||
| Security | 608190104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MHK | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | US6081901042 | Agenda | 935372918 - Management | ||||||||||||
| Record Date | 25-Mar-2021 | Holding Recon Date | 25-Mar-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | Election of Director for a term of three years: Bruce C. Bruckmann | Management | For | For | None | ||||||||||
| 1B. | Election of Director for a term of three years: John M. Engquist | Management | For | For | None | ||||||||||
| 2. | The ratification of the selection of KPMG LLP as the Company's independent registered public accounting firm. | Management | For | For | None | ||||||||||
| 3. | Advisory vote to approve executive compensation, as disclosed in the Company's Proxy Statement for the 2021 Annual Meeting of Stockholders. | Management | For | For | None | ||||||||||
| THE MOSAIC COMPANY | |||||||||||||||
| Security | 61945C103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MOS | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | US61945C1036 | Agenda | 935377348 - Management | ||||||||||||
| Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | Election of Director: Cheryl K. Beebe | Management | For | For | None | ||||||||||
| 1B. | Election of Director: Oscar P. Bernardes | Management | For | For | None | ||||||||||
| 1C. | Election of Director: Gregory L. Ebel | Management | For | For | None | ||||||||||
| 1D. | Election of Director: Timothy S. Gitzel | Management | For | For | None | ||||||||||
| 1E. | Election of Director: Denise C. Johnson | Management | For | For | None | ||||||||||
| 1F. | Election of Director: Emery N. Koenig | Management | For | For | None | ||||||||||
| 1G. | Election of Director: James ("Joc") C. O'Rourke | Management | For | For | None | ||||||||||
| 1H. | Election of Director: David T. Seaton | Management | For | For | None | ||||||||||
| 1I. | Election of Director: Steven M. Seibert | Management | For | For | None | ||||||||||
| 1J. | Election of Director: Luciano Siani Pires | Management | For | For | None | ||||||||||
| 1K. | Election of Director: Gretchen H. Watkins | Management | For | For | None | ||||||||||
| 1L. | Election of Director: Kelvin R. Westbrook | Management | For | For | None | ||||||||||
| 2. | Ratification of the appointment of KPMG LLP as Mosaic's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | None | ||||||||||
| 3. | An advisory vote to approve the compensation of our named executive officers as disclosed in the accompanying Proxy Statement. | Management | For | For | None | ||||||||||
| 4. | Stockholder proposal relating to adoption of written consent right. | Shareholder | For | Against | None | ||||||||||
| EXXON MOBIL CORPORATION | |||||||||||||||
| Security | 30231G102 | Meeting Type | Contested-Annual | ||||||||||||
| Ticker Symbol | XOM | Meeting Date | 26-May-2021 | ||||||||||||
| ISIN | US30231G1022 | Agenda | 935352005 - Management | ||||||||||||
| Record Date | 10-Mar-2021 | Holding Recon Date | 10-Mar-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Michael J. Angelakis | For | For | None | |||||||||||
| 2 | Susan K. Avery | For | For | None | |||||||||||
| 3 | Angela F. Braly | For | For | None | |||||||||||
| 4 | Ursula M. Burns | For | For | None | |||||||||||
| 5 | Kenneth C. Frazier | For | For | None | |||||||||||
| 6 | Joseph L. Hooley | For | For | None | |||||||||||
| 7 | Steven A. Kandarian | For | For | None | |||||||||||
| 8 | Douglas R. Oberhelman | For | For | None | |||||||||||
| 9 | Samuel J. Palmisano | For | For | None | |||||||||||
| 10 | Jeffrey W. Ubben | For | For | None | |||||||||||
| 11 | Darren W. Woods | For | For | None | |||||||||||
| 12 | Wan Zulkiflee | For | For | None | |||||||||||
| 2. | Ratification of Independent Auditors. | Management | For | For | None | ||||||||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | None | ||||||||||
| 4. | Independent Chairman. | Shareholder | For | Against | None | ||||||||||
| 5. | Special Shareholder Meetings. | Shareholder | For | Against | None | ||||||||||
| 6. | Report on Scenario Analysis. | Shareholder | For | Against | None | ||||||||||
| 7. | Report on Environmental Expenditures. | Shareholder | For | Against | None | ||||||||||
| 8. | Report on Political Contributions. | Shareholder | For | Against | None | ||||||||||
| 9. | Report on Lobbying. | Shareholder | For | Against | None | ||||||||||
| 10. | Report on Climate Lobbying. | Shareholder | For | Against | None | ||||||||||
| EXXON MOBIL CORPORATION | |||||||||||||||
| Security | 30231G102 | Meeting Type | Contested-Annual | ||||||||||||
| Ticker Symbol | XOM | Meeting Date | 26-May-2021 | ||||||||||||
| ISIN | US30231G1022 | Agenda | 935352017 - Opposition | ||||||||||||
| Record Date | 10-Mar-2021 | Holding Recon Date | 10-Mar-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Gregory J. Goff | None | |||||||||||||
| 2 | Kaisa Hietala | None | |||||||||||||
| 3 | Alexander A. Karsner | None | |||||||||||||
| 4 | Anders Runevad | None | |||||||||||||
| 5 | MGT NOM. M.J. Angelakis | None | |||||||||||||
| 6 | MGT NOM. Susan K. Avery | None | |||||||||||||
| 7 | MGT NOM. Angela F Braly | None | |||||||||||||
| 8 | MGT NOM. Ursula M Burns | None | |||||||||||||
| 9 | MGT NOM. K. C. Frazier | None | |||||||||||||
| 10 | MGT NOM. J. L. Hooley | None | |||||||||||||
| 11 | MGT NOM. J. W. Ubben | None | |||||||||||||
| 12 | MGT NOM. D. W. Woods | None | |||||||||||||
| 2. | Company proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm to audit the Company's financial statements for 2021. | Management | None | ||||||||||||
| 3. | Company proposal to approve, on an advisory basis, the compensation of the Company's Named Executive Officers. | Management | None | ||||||||||||
| 4. | Independent Chairman | Management | None | ||||||||||||
| 5. | Special Shareholder Meetings | Management | None | ||||||||||||
| 6. | Report on Scenario Analysis | Management | None | ||||||||||||
| 7. | Report on Environment Expenditures | Management | None | ||||||||||||
| 8. | Report on Political Contributions | Management | None | ||||||||||||
| 9. | Report on Lobbying | Management | None | ||||||||||||
| 10. | Report on Climate Lobbying | Management | None | ||||||||||||
| EXXON MOBIL CORPORATION | |||||||||||||||
| Security | 30231G102 | Meeting Type | Contested-Annual | ||||||||||||
| Ticker Symbol | XOM | Meeting Date | 26-May-2021 | ||||||||||||
| ISIN | US30231G1022 | Agenda | 935378338 - Management | ||||||||||||
| Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Michael J. Angelakis | For | For | None | |||||||||||
| 2 | Susan K. Avery | For | For | None | |||||||||||
| 3 | Angela F. Braly | For | For | None | |||||||||||
| 4 | Ursula M. Burns | For | For | None | |||||||||||
| 5 | Kenneth C. Frazier | For | For | None | |||||||||||
| 6 | Joseph L. Hooley | For | For | None | |||||||||||
| 7 | Steven A. Kandarian | For | For | None | |||||||||||
| 8 | Douglas R. Oberhelman | For | For | None | |||||||||||
| 9 | Samuel J. Palmisano | For | For | None | |||||||||||
| 10 | Jeffrey W. Ubben | For | For | None | |||||||||||
| 11 | Darren W. Woods | For | For | None | |||||||||||
| 12 | Wan Zulkiflee | For | For | None | |||||||||||
| 2. | Ratification of Independent Auditors. | Management | For | For | None | ||||||||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | None | ||||||||||
| 4. | Independent Chairman. | Shareholder | For | Against | None | ||||||||||
| 5. | Special Shareholder Meetings. | Shareholder | For | Against | None | ||||||||||
| 6. | Report on Scenario Analysis. | Shareholder | For | Against | None | ||||||||||
| 7. | Report on Environmental Expenditures. | Shareholder | For | Against | None | ||||||||||
| 8. | Report on Political Contributions. | Shareholder | For | Against | None | ||||||||||
| 9. | Report on Lobbying. | Shareholder | For | Against | None | ||||||||||
| 10. | Report on Climate Lobbying. | Shareholder | For | Against | None | ||||||||||
| EXXON MOBIL CORPORATION | |||||||||||||||
| Security | 30231G102 | Meeting Type | Contested-Annual | ||||||||||||
| Ticker Symbol | XOM | Meeting Date | 26-May-2021 | ||||||||||||
| ISIN | US30231G1022 | Agenda | 935378338 - Management | ||||||||||||
| Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Michael J. Angelakis | None | |||||||||||||
| 2 | Susan K. Avery | None | |||||||||||||
| 3 | Angela F. Braly | None | |||||||||||||
| 4 | Ursula M. Burns | None | |||||||||||||
| 5 | Kenneth C. Frazier | None | |||||||||||||
| 6 | Joseph L. Hooley | None | |||||||||||||
| 7 | Steven A. Kandarian | None | |||||||||||||
| 8 | Douglas R. Oberhelman | None | |||||||||||||
| 9 | Samuel J. Palmisano | None | |||||||||||||
| 10 | Jeffrey W. Ubben | None | |||||||||||||
| 11 | Darren W. Woods | None | |||||||||||||
| 12 | Wan Zulkiflee | None | |||||||||||||
| 2. | Ratification of Independent Auditors. | Management | None | ||||||||||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | None | ||||||||||||
| 4. | Independent Chairman. | Shareholder | None | ||||||||||||
| 5. | Special Shareholder Meetings. | Shareholder | None | ||||||||||||
| 6. | Report on Scenario Analysis. | Shareholder | None | ||||||||||||
| 7. | Report on Environmental Expenditures. | Shareholder | None | ||||||||||||
| 8. | Report on Political Contributions. | Shareholder | None | ||||||||||||
| 9. | Report on Lobbying. | Shareholder | None | ||||||||||||
| 10. | Report on Climate Lobbying. | Shareholder | None | ||||||||||||
| EXXON MOBIL CORPORATION | |||||||||||||||
| Security | 30231G102 | Meeting Type | Contested-Annual | ||||||||||||
| Ticker Symbol | XOM | Meeting Date | 26-May-2021 | ||||||||||||
| ISIN | US30231G1022 | Agenda | 935381020 - Opposition | ||||||||||||
| Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Gregory J. Goff | None | |||||||||||||
| 2 | Kaisa Hietala | None | |||||||||||||
| 3 | Alexander A. Karsner | None | |||||||||||||
| 4 | Anders Runevad | None | |||||||||||||
| 5 | MGT NOM. M.J. Angelakis | None | |||||||||||||
| 6 | MGT NOM. Susan K. Avery | None | |||||||||||||
| 7 | MGT NOM. Angela F Braly | None | |||||||||||||
| 8 | MGT NOM. Ursula M Burns | None | |||||||||||||
| 9 | MGT NOM. K. C. Frazier | None | |||||||||||||
| 10 | MGT NOM. J. L. Hooley | None | |||||||||||||
| 11 | MGT NOM. J. W. Ubben | None | |||||||||||||
| 12 | MGT NOM. D. W. Woods | None | |||||||||||||
| 2. | Company proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm to audit the Company's financial statements for 2021. | Management | None | ||||||||||||
| 3. | Company proposal to approve, on an advisory basis, the compensation of the Company's Named Executive Officers. | Management | None | ||||||||||||
| 4. | Independent Chairman | Management | None | ||||||||||||
| 5. | Special Shareholder Meetings | Management | None | ||||||||||||
| 6. | Report on Scenario Analysis | Management | None | ||||||||||||
| 7. | Report on Environment Expenditures | Management | None | ||||||||||||
| 8. | Report on Political Contributions | Management | None | ||||||||||||
| 9. | Report on Lobbying | Management | None | ||||||||||||
| 10. | Report on Climate Lobbying | Management | None | ||||||||||||
| CHEVRON CORPORATION | |||||||||||||||
| Security | 166764100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CVX | Meeting Date | 26-May-2021 | ||||||||||||
| ISIN | US1667641005 | Agenda | 935390132 - Management | ||||||||||||
| Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | Election of Director: Wanda M. Austin | Management | For | For | None | ||||||||||
| 1B. | Election of Director: John B. Frank | Management | For | For | None | ||||||||||
| 1C. | Election of Director: Alice P. Gast | Management | For | For | None | ||||||||||
| 1D. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | None | ||||||||||
| 1E. | Election of Director: Marillyn A. Hewson | Management | For | For | None | ||||||||||
| 1F. | Election of Director: Jon M. Huntsman Jr. | Management | For | For | None | ||||||||||
| 1G. | Election of Director: Charles W. Moorman IV | Management | For | For | None | ||||||||||
| 1H. | Election of Director: Dambisa F. Moyo | Management | For | For | None | ||||||||||
| 1I. | Election of Director: Debra Reed-Klages | Management | For | For | None | ||||||||||
| 1J. | Election of Director: Ronald D. Sugar | Management | For | For | None | ||||||||||
| 1K. | Election of Director: D. James Umpleby III | Management | For | For | None | ||||||||||
| 1L. | Election of Director: Michael K. Wirth | Management | For | For | None | ||||||||||
| 2. | Ratification of Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. | Management | For | For | None | ||||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | None | ||||||||||
| 4. | Reduce Scope 3 Emissions. | Shareholder | For | Against | None | ||||||||||
| 5. | Report on Impacts of Net Zero 2050 Scenario. | Shareholder | For | Against | None | ||||||||||
| 6. | Shift to Public Benefit Corporation. | Shareholder | For | Against | None | ||||||||||
| 7. | Report on Lobbying. | Shareholder | For | Against | None | ||||||||||
| 8. | Independent Chair. | Shareholder | For | Against | None | ||||||||||
| 9. | Special Meetings. | Shareholder | For | Against | None | ||||||||||
| FACEBOOK, INC. | |||||||||||||||
| Security | 30303M102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | FB | Meeting Date | 26-May-2021 | ||||||||||||
| ISIN | US30303M1027 | Agenda | 935395891 - Management | ||||||||||||
| Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Peggy Alford | For | For | None | |||||||||||
| 2 | Marc L. Andreessen | For | For | None | |||||||||||
| 3 | Andrew W. Houston | For | For | None | |||||||||||
| 4 | Nancy Killefer | For | For | None | |||||||||||
| 5 | Robert M. Kimmitt | For | For | None | |||||||||||
| 6 | Sheryl K. Sandberg | For | For | None | |||||||||||
| 7 | Peter A. Thiel | For | For | None | |||||||||||
| 8 | Tracey T. Travis | For | For | None | |||||||||||
| 9 | Mark Zuckerberg | For | For | None | |||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | None | ||||||||||
| 3. | To approve an amendment to the director compensation policy. | Management | For | For | None | ||||||||||
| 4. | A shareholder proposal regarding dual class capital structure. | Shareholder | For | Against | None | ||||||||||
| 5. | A shareholder proposal regarding an independent chair. | Shareholder | For | Against | None | ||||||||||
| 6. | A shareholder proposal regarding child exploitation. | Shareholder | For | Against | None | ||||||||||
| 7. | A shareholder proposal regarding human/civil rights expert on board. | Shareholder | For | Against | None | ||||||||||
| 8. | A shareholder proposal regarding platform misuse. | Shareholder | For | Against | None | ||||||||||
| 9. | A shareholder proposal regarding public benefit corporation. | Shareholder | For | Against | None | ||||||||||
| AMAZON.COM, INC. | |||||||||||||||
| Security | 023135106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | AMZN | Meeting Date | 26-May-2021 | ||||||||||||
| ISIN | US0231351067 | Agenda | 935397592 - Management | ||||||||||||
| Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | Election of Director: Jeffrey P. Bezos | Management | For | For | None | ||||||||||
| 1B. | Election of Director: Keith B. Alexander | Management | For | For | None | ||||||||||
| 1C. | Election of Director: Jamie S. Gorelick | Management | For | For | None | ||||||||||
| 1D. | Election of Director: Daniel P. Huttenlocher | Management | For | For | None | ||||||||||
| 1E. | Election of Director: Judith A. McGrath | Management | For | For | None | ||||||||||
| 1F. | Election of Director: Indra K. Nooyi | Management | For | For | None | ||||||||||
| 1G. | Election of Director: Jonathan J. Rubinstein | Management | For | For | None | ||||||||||
| 1H. | Election of Director: Thomas O. Ryder | Management | For | For | None | ||||||||||
| 1I. | Election of Director: Patricia Q. Stonesifer | Management | For | For | None | ||||||||||
| 1J. | Election of Director: Wendell P. Weeks | Management | For | For | None | ||||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For | None | ||||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | None | ||||||||||
| 4. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE. | Shareholder | For | Against | None | ||||||||||
| 5. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY. | Shareholder | For | Against | None | ||||||||||
| 6. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY. | Shareholder | For | Against | None | ||||||||||
| 7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA. | Shareholder | For | Against | None | ||||||||||
| 8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS. | Shareholder | For | Against | None | ||||||||||
| 9. | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT. | Shareholder | For | Against | None | ||||||||||
| 10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY. | Shareholder | For | Against | None | ||||||||||
| 11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK. | Shareholder | For | Against | None | ||||||||||
| 12. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | Shareholder | For | Against | None | ||||||||||
| 13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING. | Shareholder | For | Against | None | ||||||||||
| 14. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES. | Shareholder | For | Against | None | ||||||||||
| APA CORPORATION | |||||||||||||||
| Security | 03743Q108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | APA | Meeting Date | 27-May-2021 | ||||||||||||
| ISIN | US03743Q1085 | Agenda | 935379443 - Management | ||||||||||||
| Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1. | Election of Director: Annell R. Bay | Management | For | For | None | ||||||||||
| 2. | Election of Director: John J. Christmann IV | Management | For | For | None | ||||||||||
| 3. | Election of Director: Juliet S. Ellis | Management | For | For | None | ||||||||||
| 4. | Election of Director: Chansoo Joung | Management | For | For | None | ||||||||||
| 5. | Election of Director: John E. Lowe | Management | For | For | None | ||||||||||
| 6. | Election of Director: H. Lamar McKay | Management | For | For | None | ||||||||||
| 7. | Election of Director: William C. Montgomery | Management | For | For | None | ||||||||||
| 8. | Election of Director: Amy H. Nelson | Management | For | For | None | ||||||||||
| 9. | Election of Director: Daniel W. Rabun | Management | For | For | None | ||||||||||
| 10. | Election of Director: Peter A. Ragauss | Management | For | For | None | ||||||||||
| 11. | Ratification of Ernst & Young LLP as APA's Independent Auditors. | Management | For | For | None | ||||||||||
| 12. | Advisory Vote to Approve Compensation of APA's Named Executive Officers. | Management | For | For | None | ||||||||||
| 13. | Approval of the Apache Charter Amendment. | Management | For | For | None | ||||||||||
| LYONDELLBASELL INDUSTRIES N.V. | |||||||||||||||
| Security | N53745100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | LYB | Meeting Date | 28-May-2021 | ||||||||||||
| ISIN | NL0009434992 | Agenda | 935393518 - Management | ||||||||||||
| Record Date | 30-Mar-2021 | Holding Recon Date | 30-Mar-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | Election of Director: Jacques Aigrain | Management | For | For | None | ||||||||||
| 1B. | Election of Director: Lincoln Benet | Management | For | For | None | ||||||||||
| 1C. | Election of Director: Jagjeet (Jeet) Bindra | Management | For | For | None | ||||||||||
| 1D. | Election of Director: Robin Buchanan | Management | For | For | None | ||||||||||
| 1E. | Election of Director: Anthony (Tony) Chase | Management | For | For | None | ||||||||||
| 1F. | Election of Director: Stephen Cooper | Management | For | For | None | ||||||||||
| 1G. | Election of Director: Nance Dicciani | Management | For | For | None | ||||||||||
| 1H. | Election of Director: Robert (Bob) Dudley | Management | For | For | None | ||||||||||
| 1I. | Election of Director: Claire Farley | Management | For | For | None | ||||||||||
| 1J. | Election of Director: Michael Hanley | Management | For | For | None | ||||||||||
| 1K. | Election of Director: Albert Manifold | Management | For | For | None | ||||||||||
| 1L. | Election of Director: Bhavesh (Bob) Patel | Management | For | For | None | ||||||||||
| 2. | Discharge of Directors from Liability. | Management | For | For | None | ||||||||||
| 3. | Adoption of 2020 Dutch Statutory Annual Accounts. | Management | For | For | None | ||||||||||
| 4. | Appointment of PricewaterhouseCoopers Accountants N.V. as the Auditor of our 2021 Dutch Statutory Annual Accounts. | Management | For | For | None | ||||||||||
| 5. | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm. | Management | For | For | None | ||||||||||
| 6. | Advisory Vote Approving Executive Compensation (Say-on-Pay). | Management | For | For | None | ||||||||||
| 7. | Authorization to Conduct Share Repurchases. | Management | For | For | None | ||||||||||
| 8. | Cancellation of Shares. | Management | For | For | None | ||||||||||
| 9. | Amendment and Restatement of Long Term Incentive Plan. | Management | For | For | None | ||||||||||
| 10. | Amendment and Restatement of Employee Stock Purchase Plan. | Management | For | For | None | ||||||||||
| SOUTHERN COPPER CORPORATION | |||||||||||||||
| Security | 84265V105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SCCO | Meeting Date | 28-May-2021 | ||||||||||||
| ISIN | US84265V1052 | Agenda | 935403395 - Management | ||||||||||||
| Record Date | 09-Apr-2021 | Holding Recon Date | 09-Apr-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 27-May-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | G. Larrea Mota-Velasco | For | For | None | |||||||||||
| 2 | O. Gonzalez Rocha | For | For | None | |||||||||||
| 3 | V. Ariztegui Andreve | For | For | None | |||||||||||
| 4 | E. Sanchez Mejorada | For | For | None | |||||||||||
| 5 | L. Contreras Lerdo de T | For | For | None | |||||||||||
| 6 | X. Garcia de Quevedo T. | For | For | None | |||||||||||
| 7 | R. Mac Gregor Anciola | For | For | None | |||||||||||
| 8 | L. M. Palomino Bonilla | For | For | None | |||||||||||
| 9 | G Perezalonso Cifuentes | For | For | None | |||||||||||
| 10 | C. Ruiz Sacristan | For | For | None | |||||||||||
| 2. | Ratify the Audit Committee's selection of Galaz, Yamazaki, Ruiz Urquiza S.C., a member firm of Deloitte Touche Tohmatsu Limited, as our independent accountants for 2021. | Management | For | For | None | ||||||||||
| 3. | Approve by, non-binding vote, executive compensation. | Management | For | For | None | ||||||||||
| 4. | Vote on a stockholder proposal on independent chair, if properly presented to the meeting. | Shareholder | For | Against | None | ||||||||||
| LYONDELLBASELL INDUSTRIES N.V. | |||||||||||||||
| Security | N53745100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | LYB | Meeting Date | 28-May-2021 | ||||||||||||
| ISIN | NL0009434992 | Agenda | 935432815 - Management | ||||||||||||
| Record Date | 30-Apr-2021 | Holding Recon Date | 30-Apr-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | Election of Director: Jacques Aigrain | Management | For | For | None | ||||||||||
| 1B. | Election of Director: Lincoln Benet | Management | For | For | None | ||||||||||
| 1C. | Election of Director: Jagjeet (Jeet) Bindra | Management | For | For | None | ||||||||||
| 1D. | Election of Director: Robin Buchanan | Management | For | For | None | ||||||||||
| 1E. | Election of Director: Anthony (Tony) Chase | Management | For | For | None | ||||||||||
| 1F. | Election of Director: Stephen Cooper | Management | For | For | None | ||||||||||
| 1G. | Election of Director: Nance Dicciani | Management | For | For | None | ||||||||||
| 1H. | Election of Director: Robert (Bob) Dudley | Management | For | For | None | ||||||||||
| 1I. | Election of Director: Claire Farley | Management | For | For | None | ||||||||||
| 1J. | Election of Director: Michael Hanley | Management | For | For | None | ||||||||||
| 1K. | Election of Director: Albert Manifold | Management | For | For | None | ||||||||||
| 1L. | Election of Director: Bhavesh (Bob) Patel | Management | For | For | None | ||||||||||
| 2. | Discharge of Directors from Liability. | Management | For | For | None | ||||||||||
| 3. | Adoption of 2020 Dutch Statutory Annual Accounts. | Management | For | For | None | ||||||||||
| 4. | Appointment of PricewaterhouseCoopers Accountants N.V. as the Auditor of our 2021 Dutch Statutory Annual Accounts. | Management | For | For | None | ||||||||||
| 5. | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm. | Management | For | For | None | ||||||||||
| 6. | Advisory Vote Approving Executive Compensation (Say-on-Pay). | Management | For | For | None | ||||||||||
| 7. | Authorization to Conduct Share Repurchases. | Management | For | For | None | ||||||||||
| 8. | Cancellation of Shares. | Management | For | For | None | ||||||||||
| 9. | Amendment and Restatement of Long Term Incentive Plan. | Management | For | For | None | ||||||||||
| 10. | Amendment and Restatement of Employee Stock Purchase Plan. | Management | For | For | None | ||||||||||
| ALPHABET INC. | |||||||||||||||
| Security | 02079K305 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2021 | ||||||||||||
| ISIN | US02079K3059 | Agenda | 935406264 - Management | ||||||||||||
| Record Date | 06-Apr-2021 | Holding Recon Date | 06-Apr-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 01-Jun-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | Election of Director: Larry Page | Management | For | For | None | ||||||||||
| 1B. | Election of Director: Sergey Brin | Management | For | For | None | ||||||||||
| 1C. | Election of Director: Sundar Pichai | Management | For | For | None | ||||||||||
| 1D. | Election of Director: John L. Hennessy | Management | For | For | None | ||||||||||
| 1E. | Election of Director: Frances H. Arnold | Management | For | For | None | ||||||||||
| 1F. | Election of Director: L. John Doerr | Management | For | For | None | ||||||||||
| 1G. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | None | ||||||||||
| 1H. | Election of Director: Ann Mather | Management | For | For | None | ||||||||||
| 1I. | Election of Director: Alan R. Mulally | Management | For | For | None | ||||||||||
| 1J. | Election of Director: K. Ram Shriram | Management | For | For | None | ||||||||||
| 1K. | Election of Director: Robin L. Washington | Management | For | For | None | ||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | None | ||||||||||
| 3. | Approval of Alphabet's 2021 Stock Plan. | Management | For | For | None | ||||||||||
| 4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | For | Against | None | ||||||||||
| 5. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | For | Against | None | ||||||||||
| 6. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | For | Against | None | ||||||||||
| 7. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | For | Against | None | ||||||||||
| 8. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting. | Shareholder | For | Against | None | ||||||||||
| 9. | A stockholder proposal regarding a report on charitable contributions, if properly presented at the meeting. | Shareholder | For | Against | None | ||||||||||
| 10. | A stockholder proposal regarding a report on risks related to anticompetitive practices, if properly presented at the meeting. | Shareholder | For | Against | None | ||||||||||
| 11. | A stockholder proposal regarding a transition to a public benefit corporation, if properly presented at the meeting. | Shareholder | For | Against | None | ||||||||||
| NVIDIA CORPORATION | |||||||||||||||
| Security | 67066G104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NVDA | Meeting Date | 03-Jun-2021 | ||||||||||||
| ISIN | US67066G1040 | Agenda | 935402343 - Management | ||||||||||||
| Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 02-Jun-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | Election of Director: Robert K. Burgess | Management | For | For | None | ||||||||||
| 1B. | Election of Director: Tench Coxe | Management | For | For | None | ||||||||||
| 1C. | Election of Director: John O. Dabiri | Management | For | For | None | ||||||||||
| 1D. | Election of Director: Persis S. Drell | Management | For | For | None | ||||||||||
| 1E. | Election of Director: Jen-Hsun Huang | Management | For | For | None | ||||||||||
| 1F. | Election of Director: Dawn Hudson | Management | For | For | None | ||||||||||
| 1G. | Election of Director: Harvey C. Jones | Management | For | For | None | ||||||||||
| 1H. | Election of Director: Michael G. McCaffery | Management | For | For | None | ||||||||||
| 1I. | Election of Director: Stephen C. Neal | Management | For | For | None | ||||||||||
| 1J. | Election of Director: Mark L. Perry | Management | For | For | None | ||||||||||
| 1K. | Election of Director: A. Brooke Seawell | Management | For | For | None | ||||||||||
| 1L. | Election of Director: Aarti Shah | Management | For | For | None | ||||||||||
| 1M. | Election of Director: Mark A. Stevens | Management | For | For | None | ||||||||||
| 2. | Approval of our executive compensation. | Management | For | For | None | ||||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. | Management | For | For | None | ||||||||||
| 4. | Approval of an amendment to our charter to increase the number of authorized shares of common stock from 2 billion shares to 4 billion shares. | Management | For | For | None | ||||||||||
| UNITEDHEALTH GROUP INCORPORATED | |||||||||||||||
| Security | 91324P102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | UNH | Meeting Date | 07-Jun-2021 | ||||||||||||
| ISIN | US91324P1021 | Agenda | 935414879 - Management | ||||||||||||
| Record Date | 09-Apr-2021 | Holding Recon Date | 09-Apr-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 04-Jun-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1A. | Election of Director: Richard T. Burke | Management | For | For | None | ||||||||||
| 1B. | Election of Director: Timothy P. Flynn | Management | For | For | None | ||||||||||
| 1C. | Election of Director: Stephen J. Hemsley | Management | For | For | None | ||||||||||
| 1D. | Election of Director: Michele J. Hooper | Management | For | For | None | ||||||||||
| 1E. | Election of Director: F. William McNabb III | Management | For | For | None | ||||||||||
| 1F. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | For | For | None | ||||||||||
| 1G. | Election of Director: John H. Noseworthy, M.D. | Management | For | For | None | ||||||||||
| 1H. | Election of Director: Gail R. Wilensky, Ph.D. | Management | For | For | None | ||||||||||
| 1I. | Election of Director: Andrew Witty | Management | For | For | None | ||||||||||
| 2. | Advisory approval of the Company's executive compensation. | Management | For | For | None | ||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021. | Management | For | For | None | ||||||||||
| 4. | Approval of an amendment to the UnitedHealth Group 1993 Employee Stock Purchase Plan. | Management | For | For | None | ||||||||||
| 5. | If properly presented at the 2021 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting a reduction of the share ownership threshold for calling a special meeting of shareholders. | Shareholder | For | Against | None | ||||||||||
| FREEPORT-MCMORAN INC. | |||||||||||||||
| Security | 35671D857 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | FCX | Meeting Date | 08-Jun-2021 | ||||||||||||
| ISIN | US35671D8570 | Agenda | 935412762 - Management | ||||||||||||
| Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 07-Jun-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||||||
| 1.1 | Election of Director: David P. Abney | Management | For | For | None | ||||||||||
| 1.2 | Election of Director: Richard C. Adkerson | Management | For | For | None | ||||||||||
| 1.3 | Election of Director: Robert W. Dudley | Management | For | For | None | ||||||||||
| 1.4 | Election of Director: Lydia H. Kennard | Management | For | For | None | ||||||||||
| 1.5 | Election of Director: Dustan E. McCoy | Management | For | For | None | ||||||||||
| 1.6 | Election of Director: John J. Stephens | Management | For | For | None | ||||||||||
| 1.7 | Election of Director: Frances Fragos Townsend | Management | For | For | None | ||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | None | ||||||||||
| 3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | None | ||||||||||
CENTRE GLOBAL INFRASTRUCTURE FUND
Vote Summary
| ENEL AMERICAS S.A. | ||||||||||
| Security | 29274F104 | Meeting Type | Special | |||||||
| Ticker Symbol | ENIA | Meeting Date | 18-Dec-2020 | |||||||
| ISIN | US29274F1049 | Agenda | 935305296 - Management | |||||||
| Record Date | 13-Nov-2020 | Holding Recon Date | 13-Nov-2020 | |||||||
| City / | Country | / | United States | Vote Deadline Date | 15-Dec-2020 | |||||
| SEDOL(s) | Quick Code | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | |||||
| 1. | Approve the Chilean Merger, in accordance with rules under Title IX of Law No. 18,046 (the "Chilean Corporations Act") and Title IX of the Chilean Corporation Regulations (Reglamento de Sociedades Anónimas), pursuant to which following (i) the spin-off of EGP Central and South America as Enel Rinnovabili Srl (the "Spin-Off") and (ii) the merger of Enel Rinnovabili with and into EGP Américas SpA (the "Cross-Border Merger"), EGP Américas will be merged into Enel Américas and Enel ...(due to space limits, see proxy material for full proposal). | Management | For | None | ||||||
| 2. | Approve the Chilean Merger as a related party transaction under Title XVI of the Chilean Corporations Act. The Chilean Merger will be subject to, among other conditions, the conditions precedent that (i) the Spin-Off has been declared effective; (ii) the Cross-Border Merger has been approved; and (iii) the Cross-Border Merger has been declared effective. The Spin-Off and the Cross-Border Merger are preparatory transactions that are conditions precedent to the Chilean Merger and are part ...(due to space limits, see proxy material for full proposal). | Management | For | None | ||||||
| 3. | Approve the proposed amendments to the Enel Américas bylaws (estatutos) (i) to remove the majority of the limitations and restrictions set forth under Title XII of DL 3,500, including, among other things, the 65% share ownership limitation by any single shareholder and (ii) to reflect agreements related to the Chilean Merger. If approved by the requisite shareholder votes, the effectiveness of parts (i) and (ii) will be conditioned on approvals of Items 1 and 2. | Management | For | None | ||||||
| 4. | Authorize the Board to undertake all actions necessary to carry out the Chilean Merger, the Chilean Merger as a related party transaction and the bylaw amendments, including the registration of the new Enel Américas common shares with the Chilean Financial Market Commission and any other action related to the Chilean Merger, whether in Chile or elsewhere. | Management | For | None | ||||||
| AMERICAN ELECTRIC POWER COMPANY, INC. | ||||||||||
| Security | 025537101 | Meeting Type | Annual | |||||||
| Ticker Symbol | AEP | Meeting Date | 20-Apr-2021 | |||||||
| ISIN | US0255371017 | Agenda | 935342749 - Management | |||||||
| Record Date | 22-Feb-2021 | Holding Recon Date | 22-Feb-2021 | |||||||
| City / | Country | / | United States | Vote Deadline Date | 19-Apr-2021 | |||||
| SEDOL(s) | Quick Code | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | |||||
| 1A. | Election of Director: Nicholas K. Akins | Management | For | For | None | |||||
| 1B. | Election of Director: David J. Anderson | Management | For | For | None | |||||
| 1C. | Election of Director: J. Barnie Beasley, Jr. | Management | For | For | None | |||||
| 1D. | Election of Director: Art A. Garcia | Management | For | For | None | |||||
| 1E. | Election of Director: Linda A. Goodspeed | Management | For | For | None | |||||
| 1F. | Election of Director: Thomas E. Hoaglin | Management | For | For | None | |||||
| 1G. | Election of Director: Sandra Beach Lin | Management | For | For | None | |||||
| 1H. | Election of Director: Margaret M. McCarthy | Management | For | For | None | |||||
| 1I. | Election of Director: Stephen S. Rasmussen | Management | For | For | None | |||||
| 1J. | Election of Director: Oliver G. Richard III | Management | For | For | None | |||||
| 1K. | Election of Director: Daryl Roberts | Management | For | For | None | |||||
| 1L. | Election of Director: Sara Martinez Tucker | Management | For | For | None | |||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | None | |||||
| 3. | Advisory approval of the Company's executive compensation. | Management | For | For | None | |||||
| PUBLIC SERVICE ENTERPRISE GROUP INC. | ||||||||||
| Security | 744573106 | Meeting Type | Annual | |||||||
| Ticker Symbol | PEG | Meeting Date | 20-Apr-2021 | |||||||
| ISIN | US7445731067 | Agenda | 935350734 - Management | |||||||
| Record Date | 19-Feb-2021 | Holding Recon Date | 19-Feb-2021 | |||||||
| City / | Country | / | United States | Vote Deadline Date | 19-Apr-2021 | |||||
| SEDOL(s) | Quick Code | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | |||||
| 1A. | Election of Director: Ralph Izzo | Management | For | For | None | |||||
| 1B. | Election of Director: Shirley Ann Jackson | Management | For | For | None | |||||
| 1C. | Election of Director: Willie A. Deese | Management | For | For | None | |||||
| 1D. | Election of Director: David Lilley | Management | For | For | None | |||||
| 1E. | Election of Director: Barry H. Ostrowsky | Management | For | For | None | |||||
| 1F. | Election of Director: Scott G. Stephenson | Management | For | For | None | |||||
| 1G. | Election of Director: Laura A. Sugg | Management | For | For | None | |||||
| 1H. | Election of Director: John P. Surma | Management | For | For | None | |||||
| 1I. | Election of Director: Susan Tomasky | Management | For | For | None | |||||
| 1J. | Election of Director: Alfred W. Zollar | Management | For | For | None | |||||
| 2. | Advisory vote on the approval of executive compensation. | Management | For | For | None | |||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as Independent Auditor for the year 2021. | Management | For | For | None | |||||
| 4. | Approval of the 2021 Equity Compensation Plan for Outside Directors. | Management | For | For | None | |||||
| 5. | Approval of the 2021 Long-Term Incentive Plan. | Management | For | For | None | |||||
| THE AES CORPORATION | ||||||||||
| Security | 00130H105 | Meeting Type | Annual | |||||||
| Ticker Symbol | AES | Meeting Date | 22-Apr-2021 | |||||||
| ISIN | US00130H1059 | Agenda | 935343397 - Management | |||||||
| Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||||
| City / | Country | / | United States | Vote Deadline Date | 21-Apr-2021 | |||||
| SEDOL(s) | Quick Code | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | |||||
| 1A. | Election of Director: Janet G. Davidson | Management | For | For | None | |||||
| 1B. | Election of Director: Andrés R. Gluski | Management | For | For | None | |||||
| 1C. | Election of Director: Tarun Khanna | Management | For | For | None | |||||
| 1D. | Election of Director: Holly K. Koeppel | Management | For | For | None | |||||
| 1E. | Election of Director: Julia M. Laulis | Management | For | For | None | |||||
| 1F. | Election of Director: James H. Miller | Management | For | For | None | |||||
| 1G. | Election of Director: Alain Monié | Management | For | For | None | |||||
| 1H. | Election of Director: John B. Morse, Jr. | Management | For | For | None | |||||
| 1I. | Election of Director: Moisés Naím | Management | For | For | None | |||||
| 1J. | Election of Director: Teresa M. Sebastian | Management | For | For | None | |||||
| 2. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | None | |||||
| 3. | To ratify the appointment of Ernst & Young LLP as the independent auditor of the Company for fiscal year 2021. | Management | For | For | None | |||||
| 4. | To vote on a non-binding Stockholder proposal seeking to adopt a by-law to subject any by-law or charter amendments to a Stockholder vote. | Shareholder | For | Against | None | |||||
| EXELON CORPORATION | ||||||||||
| Security | 30161N101 | Meeting Type | Annual | |||||||
| Ticker Symbol | EXC | Meeting Date | 27-Apr-2021 | |||||||
| ISIN | US30161N1019 | Agenda | 935347597 - Management | |||||||
| Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||||
| City / | Country | / | United States | Vote Deadline Date | 26-Apr-2021 | |||||
| SEDOL(s) | Quick Code | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | |||||
| 1A. | Election of Director: Anthony Anderson | Management | For | For | None | |||||
| 1B. | Election of Director: Ann Berzin | Management | For | For | None | |||||
| 1C. | Election of Director: Laurie Brlas | Management | For | For | None | |||||
| 1D. | Election of Director: Marjorie Rodgers Cheshire | Management | For | For | None | |||||
| 1E. | Election of Director: Christopher Crane | Management | For | For | None | |||||
| 1F. | Election of Director: Yves de Balmann | Management | For | For | None | |||||
| 1G. | Election of Director: Linda Jojo | Management | For | For | None | |||||
| 1H. | Election of Director: Paul Joskow | Management | For | For | None | |||||
| 1I. | Election of Director: Robert Lawless | Management | For | For | None | |||||
| 1J. | Election of Director: John Richardson | Management | For | For | None | |||||
| 1K. | Election of Director: Mayo Shattuck III | Management | For | For | None | |||||
| 1L. | Election of Director: John Young | Management | For | For | None | |||||
| 2. | Advisory approval of executive compensation. | Management | For | For | None | |||||
| 3. | Ratification of PricewaterhouseCoopers LLP as Exelon's Independent Auditor for 2021. | Management | For | For | None | |||||
| 4. | A shareholder proposal requesting a report on the impact of Exelon plans involving electric vehicles and charging stations with regard to child labor outside the United States. | Shareholder | For | Against | None | |||||
| THE WILLIAMS COMPANIES, INC. | ||||||||||
| Security | 969457100 | Meeting Type | Annual | |||||||
| Ticker Symbol | WMB | Meeting Date | 27-Apr-2021 | |||||||
| ISIN | US9694571004 | Agenda | 935351572 - Management | |||||||
| Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||||
| City / | Country | / | United States | Vote Deadline Date | 26-Apr-2021 | |||||
| SEDOL(s) | Quick Code | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | |||||
| 1A. | Election of Director: Alan S. Armstrong | Management | For | For | None | |||||
| 1B. | Election of Director: Stephen W. Bergstrom | Management | For | For | None | |||||
| 1C. | Election of Director: Nancy K. Buese | Management | For | For | None | |||||
| 1D. | Election of Director: Stephen I. Chazen | Management | For | For | None | |||||
| 1E. | Election of Director: Charles I. Cogut | Management | For | For | None | |||||
| 1F. | Election of Director: Michael A. Creel | Management | For | For | None | |||||
| 1G. | Election of Director: Stacey H. Doré | Management | For | For | None | |||||
| 1H. | Election of Director: Vicki L. Fuller | Management | For | For | None | |||||
| 1I. | Election of Director: Peter A. Ragauss | Management | For | For | None | |||||
| 1J. | Election of Director: Rose M. Robeson | Management | For | For | None | |||||
| 1K. | Election of Director: Scott D. Sheffield | Management | For | For | None | |||||
| 1L. | Election of Director: Murray D. Smith | Management | For | For | None | |||||
| 1M. | Election of Director: William H. Spence | Management | For | For | None | |||||
| 2. | Approval, by nonbinding advisory vote, of the Company's executive compensation. | Management | For | For | None | |||||
| 3. | Ratification of Ernst & Young LLP as independent auditors for 2021. | Management | For | For | None | |||||
| HCA HEALTHCARE, INC. | ||||||||||
| Security | 40412C101 | Meeting Type | Annual | |||||||
| Ticker Symbol | HCA | Meeting Date | 28-Apr-2021 | |||||||
| ISIN | US40412C1018 | Agenda | 935354237 - Management | |||||||
| Record Date | 08-Mar-2021 | Holding Recon Date | 08-Mar-2021 | |||||||
| City / | Country | / | United States | Vote Deadline Date | 27-Apr-2021 | |||||
| SEDOL(s) | Quick Code | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | |||||
| 1A. | Election of Director: Thomas F. Frist III | Management | For | For | None | |||||
| 1B. | Election of Director: Samuel N. Hazen | Management | For | For | None | |||||
| 1C. | Election of Director: Meg G. Crofton | Management | For | For | None | |||||
| 1D. | Election of Director: Robert J. Dennis | Management | For | For | None | |||||
| 1E. | Election of Director: Nancy-Ann DeParle | Management | For | For | None | |||||
| 1F. | Election of Director: William R. Frist | Management | For | For | None | |||||
| 1G. | Election of Director: Charles O. Holliday, Jr | Management | For | For | None | |||||
| 1H. | Election of Director: Michael W. Michelson | Management | For | For | None | |||||
| 1I. | Election of Director: Wayne J. Riley, M.D. | Management | For | For | None | |||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | None | |||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | None | |||||
| 4. | Stockholder proposal, if properly presented at the meeting, requesting that the Board of Directors take the steps necessary to allow stockholders to act by written consent. | Shareholder | For | Against | None | |||||
| 5. | Stockholder proposal, if properly presented at the meeting, requesting a report on the feasibility of increasing the impact of quality metrics on executive compensation. | Shareholder | For | Against | None | |||||
| ENEL AMERICAS S.A. | ||||||||||
| Security | 29274F104 | Meeting Type | Annual | |||||||
| Ticker Symbol | ENIA | Meeting Date | 29-Apr-2021 | |||||||
| ISIN | US29274F1049 | Agenda | 935391766 - Management | |||||||
| Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||||||
| City / | Country | / | United States | Vote Deadline Date | 26-Apr-2021 | |||||
| SEDOL(s) | Quick Code | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | |||||
| 1. | Approval of the Annual Report, Balance Sheet, Financial Statements and Reports of the External Auditors and Account Inspectors for the year ended December 31, 2020. | Management | For | None | ||||||
| 2. | Distribution of profits for the year and payment of dividends. | Management | For | None | ||||||
| 3. | DIRECTOR | Management | ||||||||
| 1 | Borja Acha B.* | For | For | None | ||||||
| 2 | Domingo Cruzat A.*# | For | For | None | ||||||
| 3 | Giulia Genuardi* | For | For | None | ||||||
| 4 | Patricio Gómez S.*# | For | For | None | ||||||
| 5 | Francesca Gostinelli* | For | For | None | ||||||
| 6 | Hernán Somerville S.*# | For | For | None | ||||||
| 7 | José Antonio Vargas L.* | For | For | None | ||||||
| 4. | Setting of the directors' compensation. | Management | For | None | ||||||
| 5. | Setting of the compensation of the members of the Directors Committee and determination of the committee's budget for the year 2021. | Management | For | None | ||||||
| 7. | Appointment of an external audit firm regulated by Title XXVIII of Law No. 18,045. | Management | For | None | ||||||
| 8. | Designation of Risk Rating Agencies. | Management | For | None | ||||||
| 9. | Approval of the Investment and Financing Policy. | Management | For | None | ||||||
| 13. | Other relevant matters that are of interest to and the competence of the Ordinary Shareholders' Meeting. | Management | For | None | ||||||
| 14. | Adoption of all other approvals necessary for the proper implementation of the adopted resolutions. | Management | For | None | ||||||
| AT&T INC. | ||||||||||
| Security | 00206R102 | Meeting Type | Annual | |||||||
| Ticker Symbol | T | Meeting Date | 30-Apr-2021 | |||||||
| ISIN | US00206R1023 | Agenda | 935347179 - Management | |||||||
| Record Date | 02-Mar-2021 | Holding Recon Date | 02-Mar-2021 | |||||||
| City / | Country | / | United States | Vote Deadline Date | 29-Apr-2021 | |||||
| SEDOL(s) | Quick Code | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | |||||
| 1A. | Election of Director: William E. Kennard | Management | For | For | None | |||||
| 1B. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | None | |||||
| 1C. | Election of Director: Scott T. Ford | Management | For | For | None | |||||
| 1D. | Election of Director: Glenn H. Hutchins | Management | For | For | None | |||||
| 1E. | Election of Director: Debra L. Lee | Management | For | For | None | |||||
| 1F. | Election of Director: Stephen J. Luczo | Management | For | For | None | |||||
| 1G. | Election of Director: Michael B. McCallister | Management | For | For | None | |||||
| 1H. | Election of Director: Beth E. Mooney | Management | For | For | None | |||||
| 1I. | Election of Director: Matthew K. Rose | Management | For | For | None | |||||
| 1J. | Election of Director: John T. Stankey | Management | For | For | None | |||||
| 1K. | Election of Director: Cynthia B. Taylor | Management | For | For | None | |||||
| 1L. | Election of Director: Geoffrey Y. Yang | Management | For | For | None | |||||
| 2. | Ratification of appointment of independent auditors. | Management | For | For | None | |||||
| 3. | Advisory approval of executive compensation. | Management | For | For | None | |||||
| 4. | Stockholder Right to Act by Written Consent. | Shareholder | For | Against | None | |||||
| EVERSOURCE ENERGY | ||||||||||
| Security | 30040W108 | Meeting Type | Annual | |||||||
| Ticker Symbol | ES | Meeting Date | 05-May-2021 | |||||||
| ISIN | US30040W1080 | Agenda | 935351774 - Management | |||||||
| Record Date | 10-Mar-2021 | Holding Recon Date | 10-Mar-2021 | |||||||
| City / | Country | / | United States | Vote Deadline Date | 04-May-2021 | |||||
| SEDOL(s) | Quick Code | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | |||||
| 1A. | Election of Trustee: Cotton M. Cleveland | Management | For | For | None | |||||
| 1B. | Election of Trustee: James S. DiStasio | Management | For | For | None | |||||
| 1C. | Election of Trustee: Francis A. Doyle | Management | For | For | None | |||||
| 1D. | Election of Trustee: Linda Dorcena Forry | Management | For | For | None | |||||
| 1E. | Election of Trustee: Gregory M. Jones | Management | For | For | None | |||||
| 1F. | Election of Trustee: James J. Judge | Management | For | For | None | |||||
| 1G. | Election of Trustee: John Y. Kim | Management | For | For | None | |||||
| 1H. | Election of Trustee: Kenneth R. Leibler | Management | For | For | None | |||||
| 1I. | Election of Trustee: David H. Long | Management | For | For | None | |||||
| 1J. | Election of Trustee: William C. Van Faasen | Management | For | For | None | |||||
| 1K. | Election of Trustee: Frederica M. Williams | Management | For | For | None | |||||
| 2. | Consider an advisory proposal approving the compensation of our Named Executive Officers. | Management | For | For | None | |||||
| 3. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Management | For | For | None | |||||
| DOMINION ENERGY, INC. | ||||||||||
| Security | 25746U109 | Meeting Type | Annual | |||||||
| Ticker Symbol | D | Meeting Date | 05-May-2021 | |||||||
| ISIN | US25746U1097 | Agenda | 935352853 - Management | |||||||
| Record Date | 05-Mar-2021 | Holding Recon Date | 05-Mar-2021 | |||||||
| City / | Country | / | United States | Vote Deadline Date | 04-May-2021 | |||||
| SEDOL(s) | Quick Code | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | |||||
| 1A. | Election of Director: James A. Bennett | Management | For | For | None | |||||
| 1B. | Election of Director: Robert M. Blue | Management | For | For | None | |||||
| 1C. | Election of Director: Helen E. Dragas | Management | For | For | None | |||||
| 1D. | Election of Director: James O. Ellis, Jr. | Management | For | For | None | |||||
| 1E. | Election of Director: D. Maybank Hagood | Management | For | For | None | |||||
| 1F. | Election of Director: Ronald W. Jibson | Management | For | For | None | |||||
| 1G. | Election of Director: Mark J. Kington | Management | For | For | None | |||||
| 1H. | Election of Director: Joseph M. Rigby | Management | For | For | None | |||||
| 1I. | Election of Director: Pamela J. Royal, M.D. | Management | For | For | None | |||||
| 1J. | Election of Director: Robert H. Spilman, Jr. | Management | For | For | None | |||||
| 1K. | Election of Director: Susan N. Story | Management | For | For | None | |||||
| 1L. | Election of Director: Michael E. Szymanczyk | Management | For | For | None | |||||
| 2. | Advisory Vote on Approval of Executive Compensation (Say on Pay). | Management | For | For | None | |||||
| 3. | Ratification of Appointment of Independent Auditor. | Management | For | For | None | |||||
| 4. | Shareholder Proposal Regarding a Report on Lobbying. | Shareholder | For | Against | None | |||||
| 5. | Shareholder Proposal Regarding a Policy to Require an Independent Chair. | Shareholder | For | Against | None | |||||
| 6. | Shareholder Proposal Regarding Proxy Access Shareholder Aggregation. | Shareholder | For | Against | None | |||||
| WEC ENERGY GROUP, INC. | ||||||||||
| Security | 92939U106 | Meeting Type | Annual | |||||||
| Ticker Symbol | WEC | Meeting Date | 06-May-2021 | |||||||
| ISIN | US92939U1060 | Agenda | 935346420 - Management | |||||||
| Record Date | 25-Feb-2021 | Holding Recon Date | 25-Feb-2021 | |||||||
| City / | Country | / | United States | Vote Deadline Date | 05-May-2021 | |||||
| SEDOL(s) | Quick Code | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | |||||
| 1A. | Election of Director: Curt S. Culver | Management | For | For | None | |||||
| 1B. | Election of Director: Danny L. Cunningham | Management | For | For | None | |||||
| 1C. | Election of Director: William M. Farrow III | Management | For | For | None | |||||
| 1D. | Election of Director: J. Kevin Fletcher | Management | For | For | None | |||||
| 1E. | Election of Director: Cristina A. Garcia- Thomas | Management | For | For | None | |||||
| 1F. | Election of Director: Maria C. Green | Management | For | For | None | |||||
| 1G. | Election of Director: Gale E. Klappa | Management | For | For | None | |||||
| 1H. | Election of Director: Thomas K. Lane | Management | For | For | None | |||||
| 1I. | Election of Director: Ulice Payne, Jr. | Management | For | For | None | |||||
| 1J. | Election of Director: Mary Ellen Stanek | Management | For | For | None | |||||
| 2. | Ratification of Deloitte & Touche LLP as Independent Auditors for 2021. | Management | For | For | None | |||||
| 3. | Approval of the Amendment and Restatement of the WEC Energy Group Omnibus Stock Incentive Plan. | Management | For | For | None | |||||
| 4. | Advisory Vote to Approve Executive Compensation of the Named Executive Officers. | Management | For | For | None | |||||
| DUKE ENERGY CORPORATION | ||||||||||
| Security | 26441C204 | Meeting Type | Annual | |||||||
| Ticker Symbol | DUK | Meeting Date | 06-May-2021 | |||||||
| ISIN | US26441C2044 | Agenda | 935359263 - Management | |||||||
| Record Date | 08-Mar-2021 | Holding Recon Date | 08-Mar-2021 | |||||||
| City / | Country | / | United States | Vote Deadline Date | 05-May-2021 | |||||
| SEDOL(s) | Quick Code | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Michael G. Browning | For | For | None | ||||||
| 2 | Annette K. Clayton | For | For | None | ||||||
| 3 | Theodore F. Craver, Jr. | For | For | None | ||||||
| 4 | Robert M. Davis | For | For | None | ||||||
| 5 | Caroline Dorsa | For | For | None | ||||||
| 6 | W. Roy Dunbar | For | For | None | ||||||
| 7 | Nicholas C. Fanandakis | For | For | None | ||||||
| 8 | Lynn J. Good | For | For | None | ||||||
| 9 | John T. Herron | For | For | None | ||||||
| 10 | E. Marie McKee | For | For | None | ||||||
| 11 | Michael J. Pacilio | For | For | None | ||||||
| 12 | Thomas E. Skains | For | For | None | ||||||
| 13 | William E. Webster, Jr. | For | For | None | ||||||
| 2. | Ratification of Deloitte & Touche LLP as Duke Energy's independent registered public accounting firm for 2021 | Management | For | For | None | |||||
| 3. | Advisory vote to approve Duke Energy's named executive officer compensation | Management | For | For | None | |||||
| 4. | Amendment to the Amended and Restated Certificate of Incorporation of Duke Energy Corporation to eliminate supermajority requirements | Management | For | For | None | |||||
| 5. | Shareholder proposal regarding independent board chair | Shareholder | For | Against | None | |||||
| 6. | Shareholder proposal regarding providing a semiannual report on Duke Energy's political contributions and expenditures | Shareholder | For | Against | None | |||||
| KINDER MORGAN, INC. | ||||||||||
| Security | 49456B101 | Meeting Type | Annual | |||||||
| Ticker Symbol | KMI | Meeting Date | 12-May-2021 | |||||||
| ISIN | US49456B1017 | Agenda | 935365420 - Management | |||||||
| Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||||
| City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | |||||
| SEDOL(s) | Quick Code | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | |||||
| 1A. | Election of Director for a one year term expiring in 2022: Richard D. Kinder | Management | For | For | None | |||||
| 1B. | Election of Director for a one year term expiring in 2022: Steven J. Kean | Management | For | For | None | |||||
| 1C. | Election of Director for a one year term expiring in 2022: Kimberly A. Dang | Management | For | For | None | |||||
| 1D. | Election of Director for a one year term expiring in 2022: Ted A. Gardner | Management | For | For | None | |||||
| 1E. | Election of Director for a one year term expiring in 2022: Anthony W. Hall, Jr. | Management | For | For | None | |||||
| 1F. | Election of Director for a one year term expiring in 2022: Gary L. Hultquist | Management | For | For | None | |||||
| 1G. | Election of Director for a one year term expiring in 2022: Ronald L. Kuehn, Jr. | Management | For | For | None | |||||
| 1H. | Election of Director for a one year term expiring in 2022: Deborah A. Macdonald | Management | For | For | None | |||||
| 1I. | Election of Director for a one year term expiring in 2022: Michael C. Morgan | Management | For | For | None | |||||
| 1J. | Election of Director for a one year term expiring in 2022: Arthur C. Reichstetter | Management | For | For | None | |||||
| 1K. | Election of Director for a one year term expiring in 2022: C. Park Shaper | Management | For | For | None | |||||
| 1L. | Election of Director for a one year term expiring in 2022: William A. Smith | Management | For | For | None | |||||
| 1M. | Election of Director for a one year term expiring in 2022: Joel V. Staff | Management | For | For | None | |||||
| 1N. | Election of Director for a one year term expiring in 2022: Robert F. Vagt | Management | For | For | None | |||||
| 1O. | Election of Director for a one year term expiring in 2022: Perry M. Waughtal | Management | For | For | None | |||||
| 2. | Approval of the Kinder Morgan, Inc. 2021 Amended and Restated Stock Incentive Plan. | Management | For | For | None | |||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | None | |||||
| 4. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | None | |||||
| AMERICAN WATER WORKS COMPANY, INC. | ||||||||||
| Security | 030420103 | Meeting Type | Annual | |||||||
| Ticker Symbol | AWK | Meeting Date | 12-May-2021 | |||||||
| ISIN | US0304201033 | Agenda | 935369074 - Management | |||||||
| Record Date | 17-Mar-2021 | Holding Recon Date | 17-Mar-2021 | |||||||
| City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | |||||
| SEDOL(s) | Quick Code | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | |||||
| 1A. | Election of Director: Jeffrey N. Edwards | Management | For | For | None | |||||
| 1B. | Election of Director: Martha Clark Goss | Management | For | For | None | |||||
| 1C. | Election of Director: Veronica M. Hagen | Management | For | For | None | |||||
| 1D. | Election of Director: Kimberly J. Harris | Management | For | For | None | |||||
| 1E. | Election of Director: Julia L. Johnson | Management | For | For | None | |||||
| 1F. | Election of Director: Patricia L. Kampling | Management | For | For | None | |||||
| 1G. | Election of Director: Karl F. Kurz | Management | For | For | None | |||||
| 1H. | Election of Director: Walter J. Lynch | Management | For | For | None | |||||
| 1I. | Election of Director: George MacKenzie | Management | For | For | None | |||||
| 1J. | Election of Director: James G. Stavridis | Management | For | For | None | |||||
| 1K. | Election of Director: Lloyd M. Yates | Management | For | For | None | |||||
| 2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | None | |||||
| 3. | Ratification of the appointment, by the Audit, Finance and Risk Committee of the Board of Directors, of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | None | |||||
| VERIZON COMMUNICATIONS INC. | ||||||||||
| Security | 92343V104 | Meeting Type | Annual | |||||||
| Ticker Symbol | VZ | Meeting Date | 13-May-2021 | |||||||
| ISIN | US92343V1044 | Agenda | 935364846 - Management | |||||||
| Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||||
| City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | |||||
| SEDOL(s) | Quick Code | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | |||||
| 1a. | Election of Director: Shellye L. Archambeau | Management | For | For | None | |||||
| 1b. | Election of Director: Roxanne S. Austin | Management | For | For | None | |||||
| 1c. | Election of Director: Mark T. Bertolini | Management | For | For | None | |||||
| 1d. | Election of Director: Melanie L. Healey | Management | For | For | None | |||||
| 1e. | Election of Director: Clarence Otis, Jr. | Management | For | For | None | |||||
| 1f. | Election of Director: Daniel H. Schulman | Management | For | For | None | |||||
| 1g. | Election of Director: Rodney E. Slater | Management | For | For | None | |||||
| 1h. | Election of Director: Hans E. Vestberg | Management | For | For | None | |||||
| 1i. | Election of Director: Gregory G. Weaver | Management | For | For | None | |||||
| 2 | Advisory Vote to Approve Executive Compensation | Management | For | For | None | |||||
| 3 | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | None | |||||
| 4 | Shareholder Action by Written Consent | Shareholder | For | Against | None | |||||
| 5 | Amend Clawback Policy | Shareholder | For | Against | None | |||||
| 6 | Shareholder Ratification of Annual Equity Awards | Shareholder | For | Against | None | |||||
| UNITI GROUP, INC. | ||||||||||
| Security | 91325V108 | Meeting Type | Annual | |||||||
| Ticker Symbol | UNIT | Meeting Date | 13-May-2021 | |||||||
| ISIN | US91325V1089 | Agenda | 935369947 - Management | |||||||
| Record Date | 12-Mar-2021 | Holding Recon Date | 12-Mar-2021 | |||||||
| City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | |||||
| SEDOL(s) | Quick Code | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | |||||
| 1A. | Election of Director: Jennifer S. Banner | Management | For | For | None | |||||
| 1B. | Election of Director: Scott G. Bruce | Management | For | For | None | |||||
| 1C. | Election of Director: Francis X. ("Skip") Frantz | Management | For | For | None | |||||
| 1D. | Election of Director: Kenneth A. Gunderman | Management | For | For | None | |||||
| 1E. | Election of Director: Carmen Perez-Carlton | Management | For | For | None | |||||
| 1F. | Election of Director: David L. Solomon | Management | For | For | None | |||||
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | None | |||||
| 3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accountant for the year ending December 31, 2021. | Management | For | For | None | |||||
| CHENIERE ENERGY, INC. | ||||||||||
| Security | 16411R208 | Meeting Type | Annual | |||||||
| Ticker Symbol | LNG | Meeting Date | 13-May-2021 | |||||||
| ISIN | US16411R2085 | Agenda | 935404436 - Management | |||||||
| Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||||||
| City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | |||||
| SEDOL(s) | Quick Code | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | |||||
| 1A. | Election of Director: G. Andrea Botta | Management | For | For | None | |||||
| 1B. | Election of Director: Jack A. Fusco | Management | For | For | None | |||||
| 1C. | Election of Director: Vicky A. Bailey | Management | For | For | None | |||||
| 1D. | Election of Director: Nuno Brandolini | Management | For | For | None | |||||
| 1E. | Election of Director: David B. Kilpatrick | Management | For | For | None | |||||
| 1F. | Election of Director: Sean T. Klimczak | Management | For | For | None | |||||
| 1G. | Election of Director: Andrew Langham | Management | For | For | None | |||||
| 1H. | Election of Director: Donald F. Robillard, Jr | Management | For | For | None | |||||
| 1I. | Election of Director: Neal A. Shear | Management | For | For | None | |||||
| 1J. | Election of Director: Andrew J. Teno | Management | For | For | None | |||||
| 2. | Approve, on an advisory and non-binding basis, the compensation of the Company's named executive officers for 2020. | Management | For | For | None | |||||
| 3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | None | |||||
| SEMPRA ENERGY | ||||||||||
| Security | 816851109 | Meeting Type | Annual | |||||||
| Ticker Symbol | SRE | Meeting Date | 14-May-2021 | |||||||
| ISIN | US8168511090 | Agenda | 935366460 - Management | |||||||
| Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||||
| City / | Country | / | United States | Vote Deadline Date | 13-May-2021 | |||||
| SEDOL(s) | Quick Code | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | |||||
| 1A. | Election of Director: Alan L. Boeckmann | Management | For | For | None | |||||
| 1B. | Election of Director: Andrés Conesa | Management | For | For | None | |||||
| 1C. | Election of Director: Maria Contreras-Sweet | Management | For | For | None | |||||
| 1D. | Election of Director: Pablo A. Ferrero | Management | For | For | None | |||||
| 1E. | Election of Director: William D. Jones | Management | For | For | None | |||||
| 1F. | Election of Director: Jeffrey W. Martin | Management | For | For | None | |||||
| 1G. | Election of Director: Bethany J. Mayer | Management | For | For | None | |||||
| 1H. | Election of Director: Michael N. Mears | Management | For | For | None | |||||
| 1I. | Election of Director: Jack T. Taylor | Management | For | For | None | |||||
| 1J. | Election of Director: Cynthia L. Walker | Management | For | For | None | |||||
| 1K. | Election of Director: Cynthia J. Warner | Management | For | For | None | |||||
| 1L. | Election of Director: James C. Yardley | Management | For | For | None | |||||
| 2. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | None | |||||
| 3. | Advisory Approval of Our Executive Compensation. | Management | For | For | None | |||||
| 4. | Shareholder Proposal Requesting an Amendment to Our Proxy Access Bylaw to Eliminate the Shareholder Nominating Group Limit. | Shareholder | For | Against | None | |||||
| 5. | Shareholder Proposal Requesting a Report on Alignment of Our Lobbying Activities with the Paris Agreement. | Shareholder | For | Against | None | |||||
| KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC | ||||||||||
| Security | 499049104 | Meeting Type | Annual | |||||||
| Ticker Symbol | KNX | Meeting Date | 18-May-2021 | |||||||
| ISIN | US4990491049 | Agenda | 935377336 - Management | |||||||
| Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||||
| City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | |||||
| SEDOL(s) | Quick Code | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Gary Knight | For | For | None | ||||||
| 2 | Kathryn Munro | For | For | None | ||||||
| 2. | Conduct an advisory, non-binding vote to approve executive compensation. | Management | For | For | None | |||||
| 3. | Ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | None | |||||
| 4. | Vote on a stockholder proposal regarding simple majority vote. | Shareholder | For | Against | None | |||||
| UNIVERSAL HEALTH SERVICES, INC. | ||||||||||
| Security | 913903100 | Meeting Type | Annual | |||||||
| Ticker Symbol | UHS | Meeting Date | 19-May-2021 | |||||||
| ISIN | US9139031002 | Agenda | 935378059 - Management | |||||||
| Record Date | 25-Mar-2021 | Holding Recon Date | 25-Mar-2021 | |||||||
| City / | Country | / | United States | Vote Deadline Date | 18-May-2021 | |||||
| SEDOL(s) | Quick Code | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | |||||
| 2. | Proposal to ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | None | |||||
| XCEL ENERGY INC. | ||||||||||
| Security | 98389B100 | Meeting Type | Annual | |||||||
| Ticker Symbol | XEL | Meeting Date | 19-May-2021 | |||||||
| ISIN | US98389B1008 | Agenda | 935380321 - Management | |||||||
| Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||||
| City / | Country | / | United States | Vote Deadline Date | 18-May-2021 | |||||
| SEDOL(s) | Quick Code | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | |||||
| 1A. | Election of Director: Lynn Casey | Management | For | For | None | |||||
| 1B. | Election of Director: Ben Fowke | Management | For | For | None | |||||
| 1C. | Election of Director: Robert Frenzel | Management | For | For | None | |||||
| 1D. | Election of Director: Netha Johnson | Management | For | For | None | |||||
| 1E. | Election of Director: Patricia Kampling | Management | For | For | None | |||||
| 1F. | Election of Director: George Kehl | Management | For | For | None | |||||
| 1G. | Election of Director: Richard O'Brien | Management | For | For | None | |||||
| 1H. | Election of Director: Charles Pardee | Management | For | For | None | |||||
| 1I. | Election of Director: Christopher Policinski | Management | For | For | None | |||||
| 1J. | Election of Director: James Prokopanko | Management | For | For | None | |||||
| 1K. | Election of Director: David Westerlund | Management | For | For | None | |||||
| 1L. | Election of Director: Kim Williams | Management | For | For | None | |||||
| 1M. | Election of Director: Timothy Wolf | Management | For | For | None | |||||
| 1N. | Election of Director: Daniel Yohannes | Management | For | For | None | |||||
| 2. | Company proposal to approve, on an advisory basis, executive compensation. | Management | For | For | None | |||||
| 3. | Company proposal to ratify the appointment of Deloitte & Touche LLP as Xcel Energy Inc.'s independent registered public accounting firm for 2021. | Management | For | For | None | |||||
| 4. | Shareholder proposal regarding a report on the costs and benefits of Xcel Energy's voluntary climate-related activities. | Shareholder | For | Against | None | |||||
| NEXTERA ENERGY, INC. | ||||||||||
| Security | 65339F101 | Meeting Type | Annual | |||||||
| Ticker Symbol | NEE | Meeting Date | 20-May-2021 | |||||||
| ISIN | US65339F1012 | Agenda | 935378201 - Management | |||||||
| Record Date | 23-Mar-2021 | Holding Recon Date | 23-Mar-2021 | |||||||
| City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||||
| SEDOL(s) | Quick Code | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | |||||
| 1A. | Election of Director: Sherry S. Barrat | Management | For | For | None | |||||
| 1B. | Election of Director: James L. Camaren | Management | For | For | None | |||||
| 1C. | Election of Director: Kenneth B. Dunn | Management | For | For | None | |||||
| 1D. | Election of Director: Naren K. Gursahaney | Management | For | For | None | |||||
| 1E. | Election of Director: Kirk S. Hachigian | Management | For | For | None | |||||
| 1F. | Election of Director: Amy B. Lane | Management | For | For | None | |||||
| 1G. | Election of Director: David L. Porges | Management | For | For | None | |||||
| 1H. | Election of Director: James L. Robo | Management | For | For | None | |||||
| 1I. | Election of Director: Rudy E. Schupp | Management | For | For | None | |||||
| 1J. | Election of Director: John L. Skolds | Management | For | For | None | |||||
| 1K. | Election of Director: Lynn M. Utter | Management | For | For | None | |||||
| 1L. | Election of Director: Darryl L. Wilson | Management | For | For | None | |||||
| 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2021. | Management | For | For | None | |||||
| 3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement. | Management | For | For | None | |||||
| 4. | Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan. | Management | For | For | None | |||||
| 5. | A proposal entitled "Right to Act by Written Consent" to request action by written consent of shareholders. | Shareholder | For | Against | None | |||||
| DTE ENERGY COMPANY | ||||||||||
| Security | 233331107 | Meeting Type | Annual | |||||||
| Ticker Symbol | DTE | Meeting Date | 20-May-2021 | |||||||
| ISIN | US2333311072 | Agenda | 935381260 - Management | |||||||
| Record Date | 23-Mar-2021 | Holding Recon Date | 23-Mar-2021 | |||||||
| City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||||
| SEDOL(s) | Quick Code | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Gerard M. Anderson | For | For | None | ||||||
| 2 | David A. Brandon | For | For | None | ||||||
| 3 | Charles G. McClure, Jr. | For | For | None | ||||||
| 4 | Gail J. McGovern | For | For | None | ||||||
| 5 | Mark A. Murray | For | For | None | ||||||
| 6 | Gerardo Norcia | For | For | None | ||||||
| 7 | Ruth G. Shaw | For | For | None | ||||||
| 8 | Robert C. Skaggs, Jr. | For | For | None | ||||||
| 9 | David A. Thomas | For | For | None | ||||||
| 10 | Gary H. Torgow | For | For | None | ||||||
| 11 | James H. Vandenberghe | For | For | None | ||||||
| 12 | Valerie M. Williams | For | For | None | ||||||
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent auditors. | Management | For | For | None | |||||
| 3. | Provide a nonbinding vote to approve the Company's executive compensation. | Management | For | For | None | |||||
| 4. | Vote on a management proposal to amend and restate the Long-Term Incentive Plan to authorize additional shares. | Management | For | For | None | |||||
| 5. | Vote on a shareholder proposal to make additional disclosure of political contributions. | Shareholder | For | Against | None | |||||
| 6. | Vote on a shareholder proposal to publish a greenwashing audit. | Shareholder | For | Against | None | |||||
| THE SOUTHERN COMPANY | ||||||||||
| Security | 842587107 | Meeting Type | Annual | |||||||
| Ticker Symbol | SO | Meeting Date | 26-May-2021 | |||||||
| ISIN | US8425871071 | Agenda | 935388555 - Management | |||||||
| Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||||||
| City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||||
| SEDOL(s) | Quick Code | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | |||||
| 1A. | Election of Director: Janaki Akella | Management | For | For | None | |||||
| 1B. | Election of Director: Juanita Powell Baranco | Management | For | For | None | |||||
| 1C. | Election of Director: Henry A. Clark III | Management | For | For | None | |||||
| 1D. | Election of Director: Anthony F. Earley, Jr. | Management | For | For | None | |||||
| 1E. | Election of Director: Thomas A. Fanning | Management | For | For | None | |||||
| 1F. | Election of Director: David J. Grain | Management | For | For | None | |||||
| 1G. | Election of Director: Colette D. Honorable | Management | For | For | None | |||||
| 1H. | Election of Director: Donald M. James | Management | For | For | None | |||||
| 1I. | Election of Director: John D. Johns | Management | For | For | None | |||||
| 1J. | Election of Director: Dale E. Klein | Management | For | For | None | |||||
| 1K. | Election of Director: Ernest J. Moniz | Management | For | For | None | |||||
| 1L. | Election of Director: William G. Smith, Jr | Management | For | For | None | |||||
| 1M. | Election of Director: E. Jenner Wood III | Management | For | For | None | |||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | None | |||||
| 3. | Approve the 2021 Equity and Incentive Compensation Plan. | Management | For | For | None | |||||
| 4. | Ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for 2021. | Management | For | For | None | |||||
| 5. | Approve an amendment to the Restated Certificate of Incorporation to reduce the supermajority vote requirement to a majority vote requirement. | Management | For | For | None | |||||
| ONEOK, INC. | ||||||||||
| Security | 682680103 | Meeting Type | Annual | |||||||
| Ticker Symbol | OKE | Meeting Date | 26-May-2021 | |||||||
| ISIN | US6826801036 | Agenda | 935390726 - Management | |||||||
| Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||||||
| City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||||
| SEDOL(s) | Quick Code | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | |||||
| 1A. | Election of Director: Brian L. Derksen | Management | For | For | None | |||||
| 1B. | Election of Director: Julie H. Edwards | Management | For | For | None | |||||
| 1C. | Election of Director: John W. Gibson | Management | For | For | None | |||||
| 1D. | Election of Director: Mark W. Helderman | Management | For | For | None | |||||
| 1E. | Election of Director: Randall J. Larson | Management | For | For | None | |||||
| 1F. | Election of Director: Steven J. Malcolm | Management | For | For | None | |||||
| 1G. | Election of Director: Jim W. Mogg | Management | For | For | None | |||||
| 1H. | Election of Director: Pattye L. Moore | Management | For | For | None | |||||
| 1I. | Election of Director: Eduardo A. Rodriguez | Management | For | For | None | |||||
| 1J. | Election of Director: Gerald B. Smith | Management | For | For | None | |||||
| 1K. | Election of Director: Terry K. Spencer | Management | For | For | None | |||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2021. | Management | For | For | None | |||||
| 3. | An advisory vote to approve ONEOK, Inc.'s executive compensation. | Management | For | For | None | |||||
| T-MOBILE US, INC. | ||||||||||
| Security | 872590104 | Meeting Type | Annual | |||||||
| Ticker Symbol | TMUS | Meeting Date | 03-Jun-2021 | |||||||
| ISIN | US8725901040 | Agenda | 935400921 - Management | |||||||
| Record Date | 07-Apr-2021 | Holding Recon Date | 07-Apr-2021 | |||||||
| City / | Country | / | United States | Vote Deadline Date | 02-Jun-2021 | |||||
| SEDOL(s) | Quick Code | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Marcelo Claure | For | For | None | ||||||
| 2 | Srikant M. Datar | For | For | None | ||||||
| 3 | Bavan M. Holloway | For | For | None | ||||||
| 4 | Timotheus Höttges | For | For | None | ||||||
| 5 | Christian P. Illek | For | For | None | ||||||
| 6 | Raphael Kübler | For | For | None | ||||||
| 7 | Thorsten Langheim | For | For | None | ||||||
| 8 | Dominique Leroy | For | For | None | ||||||
| 9 | G. Michael Sievert | For | For | None | ||||||
| 10 | Teresa A. Taylor | For | For | None | ||||||
| 11 | Omar Tazi | For | For | None | ||||||
| 12 | Kelvin R. Westbrook | For | For | None | ||||||
| 13 | Michael Wilkens | For | For | None | ||||||
| 2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2021. | Management | For | For | None | |||||
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Centre Funds | |||
| By: | /s/James A. Abate | ||
| James A. Abate | |||
| President | |||
| (Principal Executive Officer) | |||
| Date: | July 21, 2021 | ||
