ClearBridge Energy Midstream Opportunity Fund Form 4 Change in insider ownership

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

PRUDENTIAL FINANCIAL INC

(Last)

(First)

(Middle)

751 BROAD ST

(Street)

NEWARK

07102

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
ClearBridge Energy Midstream Opportunity Fund Inc. [ EMO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/09/2024

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Series M Mandatory Redeemable Preferred Stock (EMO)⁽¹⁾	09/09/2024		J		314,286⁽²⁾	A	$35	314,286	I⁽³⁾	By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Series N Mandatory Redeemable Preferred Stock (EMO)⁽¹⁾	09/09/2024		J		457,143⁽⁴⁾	A	$35	457,143	I⁽³⁾	By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Series R Mandatory Redeemable Preferred Stock (EMO)⁽¹⁾	09/09/2024		J		285,715⁽⁵⁾	A	$35	285,715	I⁽³⁾	By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Series L Mandatory Redeemable Preferred Stock (EMO)	09/09/2024		J		166,667⁽⁶⁾	D	$30	0	I⁽³⁾	By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Series L Mandatory Redeemable Preferred Stock (EMO)	09/09/2024		J		142,858⁽⁶⁾	A	$35	142,858	I⁽³⁾	By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

1. Name and Address of Reporting Person^*

PRUDENTIAL FINANCIAL INC

(Last)

(First)

(Middle)

751 BROAD ST

(Street)

NEWARK

07102

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

PRUDENTIAL INSURANCE CO OF AMERICA

(Last)

(First)

(Middle)

751 BROAD STREET

(Street)

NEWARK

07102

(City)

(State)

(Zip)

Explanation of Responses:

1. Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and CEM.

2. EMO Series M shares issued shares in exchange for CTR Series E Mandatory Redeemable Preferred Stock.

3. Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.

4. EMO Series N shares issued in exchange for CEM Series I Mandatory Redeemable Preferred Stock.

5. EMO Series R shares issued in exchange for CEM Series M Mandatory Redeemable Preferred Stock.

6. EMO Series L share exchange on 9/9/2024 in connection with a change to the applicable Liquidation Preference.

	Prudential Financial, Inc., By: /s/ Richard Baker, Second Vice President	09/11/2024
	The Prudential Insurance Company of America, By: /s/ Brian Lemons, Vice President	09/11/2024
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

ClearBridge Energy Midstream Opportunity Fund (EMO) Form 4Change in insider ownership