Phillips 66 Form 3 / Joseph Scott Pruitt ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Pruitt Joseph Scott

(Last)

(First)

(Middle)

2331 CITYWEST BLVD.

(Street)

HOUSTON

77042

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
08/04/2021

3. Issuer Name and Ticker or Trading Symbol
Phillips 66 [ PSX ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Vice President and Controller

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	18,831⁽¹⁾	D
Common Stock	3,826.246	I	By Phillips 66 Savings Plan

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Employee Stock Option (Right to Buy)	⁽²⁾	02/07/2027	Common Stock	1,200	78.475	D
Employee Stock Option (Right to Buy)	⁽²⁾	02/06/2028	Common Stock	3,000	94.85	D
Employee Stock Option (Right to Buy)	⁽³⁾	02/05/2029	Common Stock	3,700	94.9675	D
Employee Stock Option (Right to Buy)	⁽⁴⁾	02/04/2030	Common Stock	4,200	89.57	D
Employee Stock Option (Right to Buy)	⁽⁵⁾	02/09/2031	Common Stock	9,000	74.7	D

Explanation of Responses:

1. Includes 7,449 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant and 10,040 RSUs that settle on the second anniversary of the date of grant.

2. The stock options are fully vested and exercisable.

3. The stock options are currently exercisable with respect to 2,466 shares of common stock. The remaining stock options vest February 5, 2022.

4. The stock options are currently exercisable with respect to 1,400 shares of common stock. The remaining stock options vest in two equal installments beginning on February 4, 2022.

5. The stock options become exercisable in three equal annual installments beginning on February 9, 2022.

Remarks:

	Amanda K. Maki, Attorney-in-Fact	08/05/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Phillips 66 (PSX) Form 3Phillips 66 / Joseph Scott Pruitt ownership change