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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14A
(RULE 14a-101)
INFORMATION REQUIRED IN PROXY STATEMENT
SCHEDULE 14A INFORMATION
PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE
SECURITIES EXCHANGE ACT OF 1934
Filed by the Registrant ☒
Filed by a Party other than the Registrant ☐
Check the appropriate box:
| ☐ | Preliminary Proxy Statement |
| ☐ | Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
| ☐ | Definitive Proxy Statement |
| ☒ | Definitive Additional Materials |
| ☐ | Soliciting Material Pursuant to Section 240.14a-12 |
TRIUMPH FINANCIAL, INC.
(Name of Registrant as Specified In Its Charter)
N/A
(Name of Person(s) Filing Proxy Statement, if other than Registrant)
Payment of Filing Fee (Check the appropriate box):
| ☒ | No fee required. |
| ☐ | Fee paid previously with preliminary materials. |
| ☐ | Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11. |
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P.O. BOX 8016, CARY, NC 27512-9903
Triumph Financial, Inc.
Important Notice Regarding the Availability of Proxy Materials
Stockholders Meeting to be held on
April 25, 2023
For Stockholders of record as of February 27, 2023
This communication presents only an overview of the more complete proxy materials that are available to you on the Internet. This is not a ballot. You cannot use this notice to vote your shares. We encourage you to access and review all of the important information contained in the proxy materials before voting.
To view the proxy materials, and to obtain directions to attend the meeting, go to: www.proxydocs.com/TFIN
To vote your proxy while visiting this site, you will need the 12 digit control number in the box below.
Under United States Securities and Exchange Commission rules, proxy materials do not have to be delivered in paper. Proxy materials can be distributed by making them available on the internet.
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For a convenient way to view proxy materials and VOTE go to www.proxydocs.com/TFIN
Have the 12 digit control number located in the shaded box above available when you access the website and follow the instructions.
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If you want to receive a paper or e-mail copy of the proxy material, you must request one. There is no charge to you for requesting a copy. In order to receive a paper package in time for this year’s meeting, you must make this request on or before April 14, 2023.
To order paper materials, use one of the following methods. |
INTERNET |
TELEPHONE |
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www.investorelections.com/TFIN
| (866) 648-8133
| paper@investorelections.com
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When requesting via the Internet or telephone you will need the 12 digit control number located in the shaded box above. | * If requesting material by e-mail, please send a blank e-mail with the 12 digit control number (located above) in the subject line. No other requests, instructions OR other inquiries should be included with your e-mail requesting material. | |||||||
Triumph Financial, Inc. |
Meeting Type: Annual Meeting of Stockholders |
Date: Tuesday, April 25, 2023 |
Time: 9:00 AM, Central Time |
Place: 3 Park Central, 12700 Park Central Drive, 15th Floor |
Dallas, TX 75251 |
SEE REVERSE FOR FULL AGENDA
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Triumph Financial, Inc.
Annual Meeting of Stockholders
THE BOARD OF DIRECTORS RECOMMENDS A VOTE:
FOR ON PROPOSALS 1, 2, 3 AND 4
| PROPOSAL | ||
| 1. | Election of Directors | |
| 1.01 Carlos M. Sepulveda, Jr. | ||
| 1.02 Aaron P. Graft | ||
| 1.03 Charles A. Anderson | ||
| 1.04 Harrison B. Barnes | ||
| 1.05 Debra A. Bradford | ||
| 1.06 Richard L. Davis | ||
| 1.07 Davis Deadman | ||
| 1.08 Laura K. Easley | ||
| 1.09 Maribess L. Miller | ||
| 1.10 Michael P. Rafferty | ||
| 1.11 C. Todd Sparks | ||
| 2. | Management Proposal Regarding Advisory Approval of the Company's Executive Compensation | |
| 3. | Management Proposal to Approve the Third Amendment to the Triumph Financial, Inc. 2014 Omnibus Incentive Plan | |
| 4. | Ratification of Selection of Independent Registered Public Accounting Firm. | |
| 5. | To transact any business as may properly come before the Annual Meeting or any adjournments or postponements. | |