UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number ___811-22691________________
F/m Funds Trust
(Exact name of registrant as specified in charter)
225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246
(Address of principal executive offices) (Zip code)
Bernard Brick
c/o Ultimus Fund Solutions, LLC, 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246
(Name and address of agent for service)
Registrant's telephone number, including area code: (513) 587-3400
Date of fiscal year end: June 30 and August 31
Date of reporting period: July 1, 2022 - June 30, 2023
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Oakhurst Fixed Income Fund
The Fund held no securities entitled to vote at a meeting of shareholders during the reporting period (July 1, 2022 through June 30, 2023).
Oakhurst Short Duration Bond Fund
The Fund held no securities entitled to vote at a meeting of shareholders during the reporting period (July 1, 2022 through June 30, 2023).
Oakhurst Short Duration High Yield Credit Fund
The Fund held no securities entitled to vote at a meeting of shareholders during the reporting period (July 1, 2022 through June 30, 2023).
F/m Investments Large Cap Focused Fund
The securities entitled to vote at a meeting of shareholders during the reporting period (July 1, 2022 through June 30, 2023) are listed below.
| ORACLE CORP. | ||||
| ISIN | BRORCLBDR007 | Meeting Date | 16-Nov-22 | |
| Ticker | ORCL | Deadline Date | 15-Nov-22 | |
| Country | United States | Record Date | 19-Sep-22 | |
| Blocking | No | Vote Date | 12-Nov-22 | |
| Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt | |
| 1.1 | Elect Awo Ablo | Management | For | For | For | |
| 1.2 | Elect Jeffrey S. Berg | Management | For | For | For | |
| 1.3 | Elect Michael J. Boskin | Management | For | For | For | |
| 1.4 | Elect Safra A. Catz | Management | For | Withhold | Against | |
| 1.5 | Elect Bruce R. Chizen | Management | For | For | For | |
| 1.6 | Elect George H. Conrades | Management | For | Withhold | Against | |
| 1.7 | Elect Lawrence J. Ellison | Management | For | For | For | |
| 1.8 | Elect Rona Fairhead | Management | For | For | For | |
| 1.9 | Elect Jeffrey O. Henley | Management | For | For | For | |
| 1.10 | Elect Renée J. James | Management | For | For | For | |
| 1.11 | Elect Charles W. Moorman IV | Management | For | Withhold | Against | |
| 1.12 | Elect Leon E. Panetta | Management | For | Withhold | Against | |
| 1.13 | Elect William G. Parrett | Management | For | For | For | |
| 1.14 | Elect Naomi O. Seligman | Management | For | Withhold | Against | |
| 1.15 | Elect Vishal Sikka | Management | For | For | For | |
| 2. | Advisory Vote on Executive Compensation | Management | For | Against | Against | |
| 3. | Ratification of Auditor | Management | For | For | For |
| 13-Jul-23 | 1 of 23 |
| MICROSOFT CORPORATION | ||||
| ISIN | CA59516M1041 | Meeting Date | 13-Dec-22 | |
| Ticker | MSFT | Deadline Date | 12-Dec-22 | |
| Country | United States | Record Date | 12-Oct-22 | |
| Blocking | No | Vote Date | 09-Dec-22 | |
| Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt | |
| 1a. | Elect Reid G. Hoffman | Management | For | For | For | |
| 1b. | Elect Hugh F. Johnston | Management | For | For | For | |
| 1c. | Elect Teri L. List | Management | For | For | For | |
| 1d. | Elect Satya Nadella | Management | For | For | For | |
| 1e. | Elect Sandra E. Peterson | Management | For | For | For | |
| 1f. | Elect Penny S. Pritzker | Management | For | For | For | |
| 1g. | Elect Carlos A. Rodriguez | Management | For | For | For | |
| 1h. | Elect Charles W. Scharf | Management | For | For | For | |
| 1i. | Elect John W. Stanton | Management | For | For | For | |
| 1j. | Elect John W. Thompson | Management | For | For | For | |
| 1k. | Elect Emma N. Walmsley | Management | For | For | For | |
| 1l. | Elect Padmasree Warrior | Management | For | For | For | |
| 2. | Advisory Vote on Executive Compensation | Management | For | Against | Against | |
| 3. | Ratification of Auditor | Management | For | For | For | |
| 4. | Shareholder Proposal Regarding Cost Benefit Analysis of Global Diversity and Inclusion Efforts | Shareholder | Against | Against | For | |
| 5. | Shareholder Proposal Regarding Report on Hiring Practices | Shareholder | Against | Against | For | |
| 6. | Shareholder Proposal Regarding Managing Climate Risk in Employee Retirement Options | Shareholder | Against | Against | For | |
| 7. | Shareholder Proposal Regarding Report on Government Shareholder Use of Technology | Against | For | Against | ||
| 8. | Shareholder Proposal Regarding Risks of Developing Military Weapons | Shareholder | Against | Against | For | |
| 9. | Shareholder Proposal Regarding Report on Tax Transparency | Shareholder | Against | For | Against |
| 13-Jul-23 | 2 of 23 |
| PALO ALTO NETWORKS INC | ||||
| ISIN | US6974351057 | Meeting Date | 13-Dec-22 | |
| Ticker | PANW | Deadline Date | 12-Dec-22 | |
| Country | United States | Record Date | 14-Oct-22 | |
| Blocking | No | Vote Date | 09-Dec-22 | |
| Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt | |
| 1a. | Elect Helene D. Gayle | Management | For | For | For | |
| 1b. | Elect James J. Goetz | Management | For | For | For | |
| 2. | Ratification of Auditor | Management | For | For | For | |
| 3. | Advisory Vote on Executive Compensation | Management | For | For | For | |
| 4. | Amendment to the 2021 Equity Incentive Plan | Management | For | For | For |
| 13-Jul-23 | 3 of 23 |
| APPLE INC | ||||
| ISIN | ARDEUT116183 | Meeting Date | 10-Mar-23 | |
| Ticker | AAPL | Deadline Date | 09-Mar-23 | |
| Country | United States | Record Date | 09-Jan-23 | |
| Blocking | No | Vote Date | 06-Mar-23 | |
| Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt | |
| 1a. | Elect James A. Bell | Management | For | For | For | |
| 1b. | Elect Timothy D. Cook | Management | For | For | For | |
| 1c. | Elect Albert A. Gore | Management | For | For | For | |
| 1d. | Elect Alex Gorsky | Management | For | For | For | |
| 1e. | Elect Andrea Jung | Management | For | For | For | |
| 1f. | Elect Arthur D. Levinson | Management | For | For | For | |
| 1g. | Elect Monica C. Lozano | Management | For | For | For | |
| 1h. | Elect Ronald D. Sugar | Management | For | For | For | |
| 1i. | Elect Susan L. Wagner | Management | For | For | For | |
| 2. | Ratification of Auditor | Management | For | For | For | |
| 3. | Advisory Vote on Executive Compensation | Management | For | For | For | |
| 4. | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year | For | |
| 5. | Shareholder Proposal Regarding Civil Rights Audit | Shareholder | Against | Against | For | |
| 6. | Shareholder Proposal Regarding Report on Corporate Operations with China | Shareholder | Against | Against | For | |
| 7. | Shareholder Proposal Regarding Shareholder Engagement with the Board | Shareholder | Against | Against | For | |
| 8. | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | Against | For | |
| 9. | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against | For |
| 13-Jul-23 | 4 of 23 |
| BROADCOM INC | ||||
| ISIN | US11135F2002 | Meeting Date | 03-Apr-23 | |
| Ticker | AVGO | Deadline Date | 31-Mar-23 | |
| Country | United States | Record Date | 06-Feb-23 | |
| Blocking | No | Vote Date | 28-Mar-23 | |
| Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt | |
| 1a. | Elect Diane M. Bryant | Management | For | For | For | |
| 1b. | Elect Gayla J. Delly | Management | For | For | For | |
| 1c. | Elect Raul J. Fernandez | Management | For | For | For | |
| 1d. | Elect Eddy W. Hartenstein | Management | For | For | For | |
| 1e. | Elect Check Kian Low | Management | For | For | For | |
| 1f. | Elect Justine F. Page | Management | For | For | For | |
| 1g. | Elect Henry S. Samueli | Management | For | For | For | |
| 1h. | Elect Hock E. Tan | Management | For | For | For | |
| 1i. | Elect Harry L. You | Management | For | Against | Against | |
| 2. | Ratification of Auditor | Management | For | For | For | |
| 3. | Amendment to the 2012 Stock Incentive Plan | Management | For | For | For | |
| 4. | Advisory Vote on Executive Compensation | Management | For | Against | Against | |
| 5. | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year | For |
| 13-Jul-23 | 5 of 23 |
| BANK OF AMERICA CORP. | ||||
| ISIN | US0609007507 | Meeting Date | 25-Apr-23 | |
| Ticker | BAC | Deadline Date | 24-Apr-23 | |
| Country | United States | Record Date | 01-Mar-23 | |
| Blocking | No | Vote Date | 21-Apr-23 | |
| Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt | |
| 1a. | Elect Sharon L. Allen | Management | For | For | For | |
| 1b. | Elect José E. Almeida | Management | For | For | For | |
| 1c. | Elect Frank P. Bramble, Sr. | Management | For | For | For | |
| 1d. | Elect Pierre J. P. de Weck | Management | For | For | For | |
| 1e. | Elect Arnold W. Donald | Management | For | For | For | |
| 1f. | Elect Linda P. Hudson | Management | For | For | For | |
| 1g. | Elect Monica C. Lozano | Management | For | For | For | |
| 1h. | Elect Brian T. Moynihan | Management | For | For | For | |
| 1i. | Elect Lionel L. Nowell, III | Management | For | For | For | |
| 1j. | Elect Denise L. Ramos | Management | For | For | For | |
| 1k. | Elect Clayton S. Rose | Management | For | For | For | |
| 1l. | Elect Michael D. White | Management | For | For | For | |
| 1m. | Elect Thomas D. Woods | Management | For | For | For | |
| 1n. | Elect Maria T. Zuber | Management | For | Against | Against | |
| 2. | Advisory Vote on Executive Compensation | Management | For | Against | Against | |
| 3. | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year | For | |
| 4. | Ratification of Auditor | Management | For | For | For | |
| 5. | Amendment to the Bank of America Corporation Equity Plan | Management | For | For | For | |
| 6. | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For | Against | |
| 7. | Shareholder Proposal Regarding Severance Approval Policy | Shareholder | Against | Against | For | |
| 8. | Shareholder Proposal Regarding Report on Absolute GHG Targets and Alignment with Paris Agreement | Shareholder | Against | Against | For | |
| 9. | Shareholder Proposal Regarding Transition Plan Report for Financing Activities | Shareholder | Against | Against | For | |
| 10. | Shareholder Proposal Regarding Fossil Fuel Lending and Underwriting Policy | Shareholder | Against | Against | For | |
| 11. | Shareholder Proposal Regarding a Racial Equity Audit | Shareholder | Against | For | Against |
| 13-Jul-23 | 6 of 23 |
| LATTICE SEMICONDUCTOR CORP. | ||||
| ISIN | US5184151042 | Meeting Date | 05-May-23 | |
| Ticker | LSCC | Deadline Date | 04-May-23 | |
| Country | United States | Record Date | 10-Mar-23 | |
| Blocking | No | Vote Date | 01-May-23 | |
| Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt | |
| 1.1 | Elect James R. Anderson | Management | For | For | For | |
| 1.2 | Elect Robin A. Abrams | Management | For | For | For | |
| 1.3 | Elect Douglas Bettinger | Management | For | For | For | |
| 1.4 | Elect Mark E. Jensen | Management | For | For | For | |
| 1.5 | Elect James P. Lederer | Management | For | For | For | |
| 1.6 | Elect David Jeffrey Richardson | Management | For | For | For | |
| 1.7 | Elect Elizabeth M. Schwarting | Management | For | For | For | |
| 1.8 | Elect Raejeanne Skillern | Management | For | For | For | |
| 2. | Ratification of Auditor | Management | For | For | For | |
| 3. | Advisory Vote on Executive Compensation | Management | For | For | For | |
| 4. | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year | For | |
| 5. | Approval of the 2023 Equity Incentive Plan | Management | For | For | For |
| 13-Jul-23 | 7 of 23 |
| FORD MOTOR CO. | ||||
| ISIN | US3453704070 | Meeting Date | 11-May-23 | |
| Ticker | FDMTP | Deadline Date | 10-May-23 | |
| Country | United States | Record Date | 15-Mar-23 | |
| Blocking | No | Vote Date | 07-May-23 | |
| Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt | |
| 1a. | Elect Kimberly A. Casiano | Management | For | For | For | |
| 1b. | Elect Alexandra Ford English | Management | For | For | For | |
| 1c. | Elect James D. Farley, Jr. | Management | For | For | For | |
| 1d. | Elect Henry Ford III | Management | For | Against | Against | |
| 1e. | Elect William Clay Ford, Jr. | Management | For | For | For | |
| 1f. | Elect William W. Helman IV | Management | For | For | For | |
| 1g. | Elect Jon M. Huntsman, Jr. | Management | For | For | For | |
| 1h. | Elect William E. Kennard | Management | For | Against | Against | |
| 1i. | Elect John C. May | Management | For | For | For | |
| 1j. | Elect Beth E. Mooney | Management | For | For | For | |
| 1k. | Elect Lynn M. Vojvodich Radakovich | Management | For | For | For | |
| 1l. | Elect John L. Thornton | Management | For | For | For | |
| 1m. | Elect John B. Veihmeyer | Management | For | For | For | |
| 1n. | Elect John S. Weinberg | Management | For | For | For | |
| 2. | Ratification of Auditor | Management | For | For | For | |
| 3. | Advisory Vote on Executive Compensation | Management | For | For | For | |
| 4. | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year | For | |
| 5. | Approval of the 2023 Long-Term Incentive Plan | Management | For | Against | Against | |
| 6. | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For | Against | |
| 7. | Shareholder Proposal Regarding Child Labor Linked To Electric Vehicles | Shareholder | Against | Against | For | |
| 8. | Shareholder Proposal Regarding Transparency and Minimization of Animal Testing | Shareholder | Against | Against | For |
| 13-Jul-23 | 8 of 23 |
| ALIGN TECHNOLOGY, INC. | ||||
| ISIN | US0162551016 | Meeting Date | 17-May-23 | |
| Ticker | ALGN | Deadline Date | 16-May-23 | |
| Country | United States | Record Date | 23-Mar-23 | |
| Blocking | No | Vote Date | 13-May-23 | |
| Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt | |
| 1.1 | Elect Kevin J. Dallas | Management | For | For | For | |
| 1.2 | Elect Joseph M. Hogan | Management | For | For | For | |
| 1.3 | Elect Joseph Lacob | Management | For | For | For | |
| 1.4 | Elect C. Raymond Larkin, Jr. | Management | For | For | For | |
| 1.5 | Elect George J. Morrow | Management | For | For | For | |
| 1.6 | Elect Anne M. Myong | Management | For | For | For | |
| 1.7 | Elect Andrea L. Saia | Management | For | For | For | |
| 1.8 | Elect Susan E. Siegel | Management | For | For | For | |
| 2. | Amendment to Articles Regarding Officer Exculpation | Management | For | Against | Against | |
| 3. | Advisory Vote on Executive Compensation | Management | For | For | For | |
| 4. | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year | For | |
| 5. | Amendment to the 2005 Incentive Plan | Management | For | For | For | |
| 6. | Ratification of Auditor | Management | For | For | For |
| 13-Jul-23 | 9 of 23 |
| ADVANCED MICRO DEVICES INC. | ||||
| ISIN | ARBCOM4601M3 | Meeting Date | 18-May-23 | |
| Ticker | AMD | Deadline Date | 17-May-23 | |
| Country | United States | Record Date | 22-Mar-23 | |
| Blocking | No | Vote Date | 14-May-23 | |
| Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt | |
| 1a. | Elect Nora M. Denzel | Management | For | For | For | |
| 1b. | Elect D. Mark Durcan | Management | For | For | For | |
| 1c. | Elect Michael P. Gregoire | Management | For | For | For | |
| 1d. | Elect Joseph A. Householder | Management | For | For | For | |
| 1e. | Elect John W. Marren | Management | For | For | For | |
| 1f. | Elect Jon A. Olson | Management | For | For | For | |
| 1g. | Elect Lisa T. Su | Management | For | For | For | |
| 1h. | Elect Abhijit Y. Talwalkar | Management | For | For | For | |
| 1i. | Elect Elizabeth W. Vanderslice | Management | For | For | For | |
| 2. | Approval of the 2023 Equity Incentive Plan | Management | For | For | For | |
| 3. | Ratification of Auditor | Management | For | For | For | |
| 4. | Advisory Vote on Executive Compensation | Management | For | Against | Against | |
| 5. | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year | For |
| 13-Jul-23 | 10 of 23 |
| ZOETIS INC | ||||
| ISIN | US98978V1035 | Meeting Date | 18-May-23 | |
| Ticker | ZTS | Deadline Date | 17-May-23 | |
| Country | United States | Record Date | 24-Mar-23 | |
| Blocking | No | Vote Date | 14-May-23 | |
| Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt | |
| 1a. | Elect Paul M. Bisaro | Management | For | For | For | |
| 1b. | Elect Vanessa Broadhurst | Management | For | For | For | |
| 1c. | Elect Frank A. D’Amelio | Management | For | For | For | |
| 1d. | Elect Michael B. McCallister | Management | For | For | For | |
| 1e. | Elect Gregory Norden | Management | For | For | For | |
| 1f. | Elect Louise M. Parent | Management | For | For | For | |
| 1g. | Elect Kristin C. Peck | Management | For | For | For | |
| 1h. | Elect Robert W. Scully | Management | For | For | For | |
| 2. | Advisory Vote on Executive Compensation | Management | For | For | For | |
| 3. | Ratification of Auditor | Management | For | For | For | |
| 4. | Amendment Regarding Ownership Threshold for Shareholders to Call a Special Meeting | Management | For | Abstain | Against | |
| 5. | Shareholder Proposal Regarding Right to Call Special Meeting | Shareholder | Against | For | Against |
| 13-Jul-23 | 11 of 23 |
| AMAZON.COM INC. | ||||
| ISIN | BRAMZOBDR002 | Meeting Date | 24-May-23 | |
| Ticker | AMZN | Deadline Date | 23-May-23 | |
| Country | United States | Record Date | 30-Mar-23 | |
| Blocking | No | Vote Date | 20-May-23 | |
| Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt | |
| 1a. | Elect Jeffrey P. Bezos | Management | For | For | For | |
| 1b. | Elect Andrew R. Jassy | Management | For | For | For | |
| 1c. | Elect Keith B. Alexander | Management | For | For | For | |
| 1d. | Elect Edith W. Cooper | Management | For | For | For | |
| 1e. | Elect Jamie S. Gorelick | Management | For | For | For | |
| 1f. | Elect Daniel P. Huttenlocher | Management | For | For | For | |
| 1g. | Elect Judith A. McGrath | Management | For | Against | Against | |
| 1h. | Elect Indra K. Nooyi | Management | For | For | For | |
| 1i. | Elect Jonathan J. Rubinstein | Management | For | For | For | |
| 1j. | Elect Patricia Q. Stonesifer | Management | For | For | For | |
| 1k. | Elect Wendell P. Weeks | Management | For | For | For | |
| 2. | Ratification of Auditor | Management | For | For | For | |
| 3. | Advisory Vote on Executive Compensation | Management | For | Against | Against | |
| 4. | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year | For | |
| 5. | Amendment to the 1997 Stock Incentive Plan | Management | For | For | For | |
| 6. | Shareholder Proposal Regarding Report on Climate Risk In Employee Retirement Default Options | Shareholder | Against | Against | For | |
| 7. | Shareholder Proposal Regarding Report on Customer Due Diligence | Shareholder | Against | For | Against | |
| 8. | Shareholder Proposal Regarding Report on Government Requests for Content and Product Removal | Shareholder | Against | Against | For | |
| 9. | Shareholder Proposal Regarding Report on Government Takedown Requests | Shareholder | Against | Against | For | |
| 10. | Shareholder Proposal Regarding Just Transition Reporting | Shareholder | Against | For | Against | |
| 11. | Shareholder Proposal Regarding Report on Tax Transparency | Shareholder | Against | For | Against | |
| 12. | Shareholder Proposal Regarding Lobbying Alignment with Climate Commitments | Shareholder | Against | Against | For | |
| 13. | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | Against | For | |
| 14. | Shareholder Proposal Regarding Cost Benefit Analysis of DEI Programs | Shareholder | Against | Against | For | |
| 15. | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | Shareholder | Against | For | Against | |
| 16. | Shareholder Proposal Regarding Third-Party Assessment of Freedom of Association | Shareholder | Against | For | Against | |
| 17. | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | Shareholder | Against | Against | For | |
| 18. | Shareholder Proposal Regarding Report Evaluating Animal Welfare Standards | Shareholder | Against | Against | For | |
| 19. | Shareholder Proposal Regarding Formation of Public Policy Committee | Shareholder | Against | Against | For | |
| 20. | Shareholder Proposal Regarding Hourly Associate Representation on the Board | Shareholder | Against | Against | For | |
| 21. | Shareholder Proposal Regarding Report on Working Conditions | Shareholder | Against | For | Against | |
| 22. | Shareholder Proposal Regarding Report on Plastic Packaging | Shareholder | Against | Against | For | |
| 23. | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | Shareholder | Against | For | Against |
| 13-Jul-23 | 12 of 23 |
| PENUMBRA INC | ||||
| ISIN | US70975L1070 | Meeting Date | 31-May-23 | |
| Ticker | PEN | Deadline Date | 30-May-23 | |
| Country | United States | Record Date | 06-Apr-23 | |
| Blocking | No | Vote Date | 27-May-23 | |
| Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt | |
| 1.1 | Elect Arani Bose | Management | For | For | For | |
| 1.2 | Elect Bridget O’Rourke | Management | For | For | For | |
| 1.3 | Elect Surbhi Sarna | Management | For | For | For | |
| 2. | Ratification of Auditor | Management | For | For | For | |
| 3. | Advisory Vote on Executive Compensation | Management | For | For | For | |
| 4. | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year | For |
| 13-Jul-23 | 13 of 23 |
| NETFLIX INC. | ||||
| ISIN | CAC2428P1439 | Meeting Date | 01-Jun-23 | |
| Ticker | NFLX | Deadline Date | 31-May-23 | |
| Country | United States | Record Date | 06-Apr-23 | |
| Blocking | No | Vote Date | 28-May-23 | |
| Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt | |
| 1a. | Elect Mathias Döpfner | Management | For | Against | Against | |
| 1b. | Elect Reed Hastings | Management | For | For | For | |
| 1c. | Elect Jay Hoag | Management | For | Against | Against | |
| 1d. | Elect Ted Sarandos | Management | For | For | For | |
| 2. | Ratification of Auditor | Management | For | For | For | |
| 3. | Advisory Vote on Executive Compensation | Management | For | Against | Against | |
| 4. | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year | For | |
| 5. | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For | Against | |
| 6. | Shareholder Proposal Regarding Company Directors Serving on Multiple Boards | Shareholder | Against | Against | For | |
| 7. | Shareholder Proposal Regarding Report on Climate Risk in Employee Retirement Default Options | Shareholder | Against | Against | For | |
| 8. | Shareholder Proposal Regarding Policy on Freedom of Association | Shareholder | Against | For | Against |
| 13-Jul-23 | 14 of 23 |
| ULTA SALON COSMETICS & FRAGRANCE INC | ||||
| ISIN | US90384S3031 | Meeting Date | 01-Jun-23 | |
| Ticker | ULTA | Deadline Date | 31-May-23 | |
| Country | United States | Record Date | 04-Apr-23 | |
| Blocking | No | Vote Date | 28-May-23 | |
| Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt | |
| 1a. | Elect Michelle L. Collins | Management | For | For | For | |
| 1b. | Elect Patricia Little | Management | For | For | For | |
| 1c. | Elect Heidi G. Petz | Management | For | For | For | |
| 1d. | Elect Michael C. Smith | Management | For | For | For | |
| 2. | Repeal of Classified Board | Management | For | For | For | |
| 3. | Elimination of Supermajority Requirement to Remove Directors | Management | For | For | For | |
| 4. | Elimination of Supermajority Requirements for Amendments to Certificate of Incorporation | Management | For | For | For | |
| 5. | Elimination of Supermajority Requirements for Amendments to Bylaws | Management | For | For | For | |
| 6. | Ratification of Auditor | Management | For | For | For | |
| 7. | Advisory Vote on Executive Compensation | Management | For | For | For | |
| 8. | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year | For |
| 13-Jul-23 | 15 of 23 |
| SOLAREDGE TECHNOLOGIES INC | ||||
| ISIN | US83417M1045 | Meeting Date | 01-Jun-23 | |
| Ticker | SEDG | Deadline Date | 31-May-23 | |
| Country | United States | Record Date | 03-Apr-23 | |
| Blocking | No | Vote Date | 28-May-23 | |
| Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt | |
| 1a. | Elect Marcel Gani | Management | For | For | For | |
| 1b. | Elect Tal Payne | Management | For | For | For | |
| 2. | Ratification of Auditor | Management | For | For | For | |
| 3. | Advisory Vote on Executive Compensation | Management | For | For | For | |
| 4. | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year | For | |
| 5. | Repeal of Classified Board | Management | For | For | For | |
| 6. | Elimination of Supermajority Requirement | Management | For | For | For | |
| 7. | Amendment to Articles to Add Federal Forum Selection Clause | Management | For | Against | Against |
| 13-Jul-23 | 16 of 23 |
| ALPHABET INC | ||||
| ISIN | US02079K3059 | Meeting Date | 02-Jun-23 | |
| Ticker | GOOGL | Deadline Date | 01-Jun-23 | |
| Country | United States | Record Date | 04-Apr-23 | |
| Blocking | No | Vote Date | 29-May-23 | |
| Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt | |
| 1a. | Elect Larry Page | Management | for | For | For | |
| 1b. | Elect Sergey Brin | Management | for | For | For | |
| 1c. | Elect Sundar Pichai | Management | for | For | For | |
| 1d. | Elect John L. Hennessy | Management | for | Against | Against | |
| 1e. | Elect Frances H. Arnold | Management | for | For | For | |
| 1f. | Elect R. Martin Chavez | Management | for | For | For | |
| 1g. | Elect L. John Doerr | Management | for | Against | Against | |
| 1h. | Elect Roger W. Ferguson, Jr. | Management | for | For | For | |
| 1i. | Elect Ann Mather | Management | for | For | For | |
| 1j. | Elect K. Ram Shriram | Management | for | For | For | |
| 1k. | Elect Robin L. Washington | Management | for | For | For | |
| 2. | Ratification of Auditor | Management | for | For | For | |
| 3. | Amendment to the 2021 Stock Plan | Management | for | Against | Against | |
| 4. | Advisory Vote on Executive Compensation | Management | for | Against | Against | |
| 5. | Frequency of Advisory Vote on Executive Compensation | Management | THREE | 1 Year | N/A | |
| 6. | Shareholder Proposal Regarding Lobbying Report | Shareholder | against | For | Against | |
| 7. | Shareholder Proposal Regarding Congruency Report of Partnerships with Certain Organizations | Shareholder | against | Against | For | |
| 8. | Shareholder Proposal Regarding Lobbying Activity Alignment with Climate Commitments and the Paris Agreement | Shareholder | against | Against | For | |
| 9. | Shareholder Proposal Regarding Report on Risks from Abortion-Related Information Requests | Shareholder | against | For | Against | |
| 10. | Shareholder Proposal Regarding Report on Siting in Countries of Significant Human Rights Concern | Shareholder | against | Against | For | |
| 11. | Shareholder Proposal Regarding Human Rights Impact Assessment | Shareholder | against | For | Against | |
| 12. | Shareholder Proposal Regarding Algorithm Disclosures | Shareholder | against | For | Against | |
| 13. | Shareholder Proposal Regarding Alignment of YouTube Policies With Legislation | Shareholder | against | For | Against | |
| 14. | Shareholder Proposal Regarding Content Governance Report | Shareholder | against | Against | For | |
| 15. | Shareholder Proposal Regarding Assessment of Audit and Compliance Committee | Shareholder | against | For | Against | |
| 16. | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | Shareholder | against | For | Against | |
| 17. | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | Shareholder | against | Against | For | |
| 18. | Shareholder Proposal Regarding Recapitalization | Shareholder | against | For | Against |
| 13-Jul-23 | 17 of 23 |
| PALANTIR TECHNOLOGIES INC |
| ISIN | US69608A1088 | Meeting Date | 06-Jun-23 | |
| Ticker | PLTR | Deadline Date | 05-Jun-23 | |
| Country | United States | Record Date | 12-Apr-23 | |
| Blocking | No | Vote Date | 02-Jun-23 |
| Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt | |
| 1.1 | Elect Alexander C. Karp | Management | For | For | For | |
| 1.2 | Elect Stephen Cohen | Management | For | For | For | |
| 1.3 | Elect Peter A. Thiel | Management | For | For | For | |
| 1.4 | Elect Alexander Moore | Management | For | Withhold | Against | |
| 1.5 | Elect Alexandra Schiff | Management | For | Withhold | Against | |
| 1.6 | Elect Lauren Friedman Stat | Management | For | For | For | |
| 1.7 | Elect Eric Woersching | Management | For | For | For | |
| 2. | Ratification of Auditor | Management | For | For | For | |
| 3. | Advisory Vote on Executive Compensation | Management | For | Against | Against |
| 13-Jul-23 | 18 of 23 |
| DATADOG INC |
| ISIN | BRD1DGBDR001 | Meeting Date | 08-Jun-23 | |
| Ticker | DDOG | Deadline Date | 07-Jun-23 | |
| Country | United States | Record Date | 11-Apr-23 | |
| Blocking | No | Vote Date | 05-Jun-23 |
| Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt | |
| 1a. | Elect Olivier Pomel | Management | For | For | For | |
| 1b. | Elect Dev Ittycheria | Management | For | For | For | |
| 1c. | Elect Shardul Shah | Management | For | Withhold | Against | |
| 2. | Advisory Vote on Executive Compensation | Management | For | For | For | |
| 3. | Ratification of Auditor | Management | For | For | For |
| 13-Jul-23 | 19 of 23 |
| SALESFORCE INC |
| ISIN | ARBCOM4601J9 | Meeting Date | 08-Jun-23 | |
| Ticker | CRM | Deadline Date | 07-Jun-23 | |
| Country | United States | Record Date | 14-Apr-23 | |
| Blocking | No | Vote Date | 04-Jun-23 |
| Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt | |
| 1a. | Elect Marc R. Benioff | Management | For | For | For | |
| 1b. | Elect Laura Alber | Management | For | For | For | |
| 1c. | Elect Craig A. Conway | Management | For | For | For | |
| 1d. | Elect Arnold W. Donald | Management | For | For | For | |
| 1e. | Elect Parker Harris | Management | For | For | For | |
| 1f. | Elect Neelie Kroes | Management | For | For | For | |
| 1g. | Elect Sachin Mehra | Management | For | For | For | |
| 1h. | Elect G. Mason Morfit | Management | For | For | For | |
| 1i. | Elect Oscar Munoz | Management | For | For | For | |
| 1j. | Elect John V. Roos | Management | For | For | For | |
| 1k. | Elect Robin L. Washington | Management | For | For | For | |
| 1l. | Elect Maynard G. Webb | Management | For | For | For | |
| 1m. | Elect Susan D. Wojcicki | Management | For | For | For | |
| 2. | Amendment to the 2013 Equity Incentive Plan | Management | For | For | For | |
| 3. | Ratification of Auditor | Management | For | For | For | |
| 4. | Advisory Vote on Executive Compensation | Management | For | Against | Against | |
| 5. | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year | For | |
| 6. | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For | Against | |
| 7. | Shareholder Proposal Regarding Company Directors Serving on Multiple Boards | Shareholder | Against | Against | For |
| 13-Jul-23 | 20 of 23 |
| AUTODESK INC. |
| ISIN | US0527691069 | Meeting Date | 21-Jun-23 | |
| Ticker | ADSK | Deadline Date | 20-Jun-23 | |
| Country | United States | Record Date | 24-Apr-23 | |
| Blocking | No | Vote Date | 17-Jun-23 |
| Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt | |
| 1a. | Elect Andrew Anagnost | Management | For | For | For | |
| 1b. | Elect Karen Blasing | Management | For | For | For | |
| 1c. | Elect Reid French | Management | For | For | For | |
| 1d. | Elect Ayanna M. Howard | Management | For | For | For | |
| 1e. | Elect Blake J. Irving | Management | For | For | For | |
| 1f. | Elect Mary T. McDowell | Management | For | For | For | |
| 1g. | Elect Stephen D. Milligan | Management | For | For | For | |
| 1h. | Elect Lorrie M. Norrington | Management | For | Against | Against | |
| 1i. | Elect Elizabeth S. Rafael | Management | For | For | For | |
| 1j. | Elect Rami Rahim | Management | For | For | For | |
| 1k. | Elect Stacy J. Smith | Management | For | For | For | |
| 2. | Ratification of Auditor | Management | For | For | For | |
| 3. | Advisory Vote on Executive Compensation | Management | For | For | For | |
| 4. | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year | For |
| 13-Jul-23 | 21 of 23 |
| NVIDIA CORP |
| ISIN | BRNVDCBDR008 | Meeting Date | 22-Jun-23 | |
| Ticker | NVDA | Deadline Date | 21-Jun-23 | |
| Country | United States | Record Date | 24-Apr-23 | |
| Blocking | No | Vote Date | 18-Jun-23 |
| Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt | |
| 1a. | Elect Robert K. Burgess | Management | For | For | For | |
| 1b. | Elect Tench Coxe | Management | For | For | For | |
| 1c. | Elect John O. Dabiri | Management | For | For | For | |
| 1d. | Elect Persis S. Drell | Management | For | For | For | |
| 1e. | Elect Jen-Hsun Huang | Management | For | For | For | |
| 1f. | Elect Dawn Hudson | Management | For | For | For | |
| 1g. | Elect Harvey C. Jones | Management | For | For | For | |
| 1h. | Elect Michael G. McCaffery | Management | For | For | For | |
| 1i. | Elect Stephen C. Neal | Management | For | For | For | |
| 1j. | Elect Mark L. Perry | Management | For | For | For | |
| 1k. | Elect A. Brooke Seawell | Management | For | For | For | |
| 1l. | Elect Aarti Shah | Management | For | For | For | |
| 1m. | Elect Mark A. Stevens | Management | For | For | For | |
| 2. | Advisory Vote on Executive Compensation | Management | For | For | For | |
| 3. | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year | For | |
| 4. | Ratification of Auditor | Management | For | For | For |
| 13-Jul-23 | 22 of 23 |
| MONGODB INC |
| ISIN | US60937P1066 | Meeting Date | 27-Jun-23 | |
| Ticker | MDB | Deadline Date | 26-Jun-23 | |
| Country | United States | Record Date | 28-Apr-23 | |
| Blocking | No | Vote Date | 23-Jun-23 |
| Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt | |
| 1.1 | Elect Archana Agrawal | Management | For | For | For | |
| 1.2 | Elect Hope Cochran | Management | For | For | For | |
| 1.3 | Elect Dwight Merriman | Management | For | For | For | |
| 2. | Advisory Vote on Executive Compensation | Management | For | For | For | |
| 3. | Ratification of Auditor | Management | For | For | For |
| 13-Jul-23 | 23 of 23 |
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) F/m Funds Trust | ||||
By (Signature and Title)* |
| |||
| Matthew A. Swendiman, President | ||||
Date |
August 9, 2023 | |||
* Print the name and title of each signing officer under his or her signature.