UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 2, 2023
Rithm Capital Corp.
(Exact name of registrant as specified in its charter)
| | Delaware
| |
| | (State or other jurisdiction of incorporation) | |
001-35777
| | 45-3449660
|
| (Commission File Number) | | (IRS Employer Identification No.) |
| | | |
799 Broadway
New York, New York | | 10003
|
| (Address of principal executive offices) | | (Zip Code) |
Registrant’s telephone number, including area code (212) 850-7770
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class: | Trading Symbol: | Name of each exchange on which registered: |
Common Stock, $0.01 par value per share
| RITM
| New York Stock Exchange
|
7.50% Series A Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock
| RITM PR A
| New York Stock Exchange
|
7.125% Series B Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock
| RITM PR B
| New York Stock Exchange
|
6.375% Series C Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock
| RITM PR C
| New York Stock Exchange
|
7.00% Fixed-Rate Reset Series D Cumulative Redeemable Preferred Stock
| RITM PR D | New York Stock Exchange
|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act ☐
On October 2, 2023, Rithm Capital Corp. (“Rithm”) issued a press release announcing that it entered into a definitive agreement with Computershare Limited (ASX: CPU) to acquire Computershare Mortgage Services Inc. and certain affiliated companies, including Specialized Loan Servicing LLC. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and the information contained therein is incorporated by reference into this Item 7.01.
The information contained in the press release is being furnished, not filed, pursuant to this Item 7.01. Accordingly, such information will not be incorporated by reference into any filing filed by Rithm under the Securities Act of 1933 or the Securities Exchange Act of 1934, unless specifically identified therein as being incorporated by reference therein. The furnishing of the information in this Current Report on Form 8-K with respect to the press release is not intended to, and does not, constitute a determination or admission by Rithm that such information is material or complete, or that investors should consider this information before making an investment decision with respect to any security of Rithm.
| Financial Statements and Exhibits. |
(d) Exhibits.
| |
| Press Release, dated as of October 2, 2023. |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |
| * | Schedules (or similar attachments) have been omitted from this filing pursuant to Item 601(a)(5) of Regulation S-K. A copy of any omitted schedule will be furnished to the SEC upon request. |
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
RITHM CAPITAL CORP.
(Registrant)
By:/s/ Nicola Santoro, Jr.
Name: Nicola Santoro, Jr.Title: Chief Financial Officer and Chief Accounting Officer
Dated: October 2, 2023
