UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22747
ALPS SERIES TRUST
(Exact name of registrant as specified in charter)
1290 Broadway, Suite 1000, Denver, Colorado 80203
(Address of principal executive offices) (Zip code)
Patrick Rogers
ALPS Series Trust
1290 Broadway, Suite 1000
Denver, CO 80203
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: (303) 623-2577
Date of fiscal year end: September 30
Date of reporting period: July 1, 2021 - June 30, 2022
Item 1 – Proxy Voting Record.
Beacon Accelerated Return Strategy Fund
Beacon Planned Return Strategy Fund
There is no proxy voting activity for the funds, as the funds did not hold any votable positions during the reporting period.
Carret Kansas Tax-Exempt Bond Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Clarkston Founders Fund
Clarkston Fund
Clarkston Partners Fund
Investment Company Report
| Meeting Date Range: | 01-Jul-2021 - 30-Jun-2022 | Report Date: | 8/15/2022 | ||
| Page 1 of 144 | |||||
| Clarkston Founders Fund | |||||
| AFFILIATED MANAGERS GROUP, INC. | |||||
| Security: | 008252108 | Agenda Number: | 935612514 | ||
| Ticker: | AMG | Meeting Type: | Annual | ||
| ISIN: | US0082521081 | Meeting Date: | 5/27/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1a. | Election of Director to serve until the 2023 Annual Meeting of Stockholders: Karen L. Alvingham | Mgmt | For | For | |
| 1b. | Election of Director to serve until the 2023 Annual Meeting of Stockholders: Tracy A. Atkinson | Mgmt | For | For | |
| 1c. | Election of Director to serve until the 2023 Annual Meeting of Stockholders: Dwight D. Churchill | Mgmt | For | For | |
| 1d. | Election of Director to serve until the 2023 Annual Meeting of Stockholders: Jay C. Horgen | Mgmt | For | For | |
| 1e. | Election of Director to serve until the 2023 Annual Meeting of Stockholders: Reuben Jeffery III | Mgmt | For | For | |
| 1f. | Election of Director to serve until the 2023 Annual Meeting of Stockholders: Félix V. Matos Rodríguez | Mgmt | For | For | |
| 1g. | Election of Director to serve until the 2023 Annual Meeting of Stockholders: Tracy P. Palandjian | Mgmt | For | For | |
| 1h. | Election of Director to serve until the 2023 Annual Meeting of Stockholders: David C. Ryan | Mgmt | For | For | |
| 2. | To approve, by a non-binding advisory vote, the compensation of the Company's named executive officers. | Mgmt | For | For | |
| 3. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year. | Mgmt | For | For | |
| Clarkston Founders Fund | |||||
| ALTICE USA, INC. | |||||
| Security: | 02156K103 | Agenda Number: | 935638885 | ||
| Ticker: | ATUS | Meeting Type: | Annual | ||
| ISIN: | US02156K1034 | Meeting Date: | 6/15/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1a. | Election of Director: Patrick Drahi | Mgmt | For | For | |
| 1b. | Election of Director: Gerrit Jan Bakker | Mgmt | For | For | |
| 1c. | Election of Director: David Drahi | Mgmt | For | For | |
| 1d. | Election of Director: Dexter Goei | Mgmt | For | For | |
| 1e. | Election of Director: Mark Mullen | Mgmt | For | For | |
| 1f. | Election of Director: Dennis Okhuijsen | Mgmt | For | For | |
| 1g. | Election of Director: Susan Schnabel | Mgmt | For | For | |
| 1h. | Election of Director: Charles Stewart | Mgmt | For | For | |
| 1i. | Election of Director: Raymond Svider | Mgmt | For | For | |
| 2. | To approve, in an advisory vote, the compensation of Altice USA's named executive officers. | Mgmt | For | For | |
| 3. | To approve Amendment No. 1 to the Amended & Restated Altice USA 2017 Long Term Incentive Plan. | Mgmt | For | For | |
| 4. | To ratify the appointment of the Company's Independent Registered Public Accounting Firm for 2022. | Mgmt | For | For | |
| Clarkston Founders Fund | |||||
| ANHEUSER-BUSCH INBEV SA | |||||
| Security: | 03524A108 | Agenda Number: | 935586365 | ||
| Ticker: | BUD | Meeting Type: | Annual | ||
| ISIN: | US03524A1088 | Meeting Date: | 4/27/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | a. Special report by the Board of Directors on the authorised capital, drawn up in accordance with Article 7:199 of the ...(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
| 5. | Approval of the statutory annual accounts Proposed resolution: approving the statutory annual accounts relating to the accounting year ended on 31 December 2021. (see reverse side for additional text). | Mgmt | For | For | |
| 6. | Discharge to the directors Proposed resolution: granting discharge to the directors for the performance of their duties during the accounting year ended on 31 December 2021. | Mgmt | For | For | |
| 7. | Discharge to the statutory auditor Proposed resolution: granting discharge to the statutory auditor for the performance of his duties during the accounting year ended on 31 December 2021. | Mgmt | For | For | |
| 8A. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Martin J. Barrington, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. | Mgmt | For | For | |
| 8B. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. William F. Gifford, Jr., for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. | Mgmt | For | For | |
| 8C. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Alejandro Santo Domingo Dávila, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. | Mgmt | For | For | |
| 8D. | Proposed resolution: acknowledging the resignation of Mr. Roberto Thompson Motta as director and, upon proposal from the ....(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
| 9. | Appointment of statutory auditor and remuneration Proposed resolution: renewing, upon recommendation of the Audit ...(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
| 10. | Remuneration policy Proposed resolution: approving the remuneration policy drafted in accordance with article 7:89/1 of the Belgian Code of Companies and Associations. The 2021 annual report containing the remuneration policy is available on the Company's website. | Mgmt | For | For | |
| 11. | Remuneration report Proposed resolution: approving the remuneration report for the financial year 2021. The 2021 annual report containing the remuneration report is available on the Company's website. | Mgmt | For | For | |
| 12. | Filings Proposed resolution: without prejudice to other delegations of powers to the extent applicable, granting powers to Jan Vandermeersch, Global Legal Director Corporate, with power to substitute, to proceed to (i) the signing of the restated articles of association and their filings with the clerk's office of the Enterprise Court of Brussels as a result of the approval of the resolutions referred to in item 1 above, and (ii) any other filings and publication formalities in relation to the above resolutions. | Mgmt | For | For | |
| Clarkston Founders Fund | |||||
| BROWN & BROWN, INC. | |||||
| Security: | 115236101 | Agenda Number: | 935567125 | ||
| Ticker: | BRO | Meeting Type: | Annual | ||
| ISIN: | US1152361010 | Meeting Date: | 5/4/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | ||||
| 1 | J. Hyatt Brown | Mgmt | For | For | |
| 2 | Hugh M. Brown | Mgmt | For | For | |
| 3 | J. Powell Brown | Mgmt | For | For | |
| 4 | Lawrence L. Gellerstedt | Mgmt | For | For | |
| 5 | James C. Hays | Mgmt | For | For | |
| 6 | Theodore J. Hoepner | Mgmt | For | For | |
| 7 | James S. Hunt | Mgmt | For | For | |
| 8 | Toni Jennings | Mgmt | For | For | |
| 9 | Timothy R.M. Main | Mgmt | For | For | |
| 10 | H. Palmer Proctor, Jr. | Mgmt | For | For | |
| 11 | Wendell S. Reilly | Mgmt | For | For | |
| 12 | Chilton D. Varner | Mgmt | For | For | |
| 2. | To ratify the appointment of Deloitte & Touche LLP as Brown & Brown, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2022. | Mgmt | For | For | |
| 3. | To approve, on an advisory basis, the compensation of named executive officers. | Mgmt | For | For | |
| Clarkston Founders Fund | |||||
| C.H. ROBINSON WORLDWIDE, INC. | |||||
| Security: | 12541W209 | Agenda Number: | 935569763 | ||
| Ticker: | CHRW | Meeting Type: | Annual | ||
| ISIN: | US12541W2098 | Meeting Date: | 5/5/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Scott P. Anderson | Mgmt | For | For | |
| 1B. | Election of Director: Robert C. Biesterfeld, Jr. | Mgmt | For | For | |
| 1C. | Election of Director: Kermit R. Crawford | Mgmt | For | For | |
| 1D. | Election of Director: Timothy C. Gokey | Mgmt | For | For | |
| 1E. | Election of Director: Mark A. Goodburn | Mgmt | For | For | |
| 1F. | Election of Director: Mary J. Steele Guilfoile | Mgmt | For | For | |
| 1G. | Election of Director: Jodee A. Kozlak | Mgmt | For | For | |
| 1H. | Election of Director: Henry J. Maier | Mgmt | For | For | |
| 1I. | Election of Director: James B. Stake | Mgmt | For | For | |
| 1J. | Election of Director: Paula C. Tolliver | Mgmt | For | For | |
| 1K. | Election of Director: Henry W. "Jay" Winship | Mgmt | For | For | |
| 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | For | For | |
| 3. | Ratification of the selection of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Mgmt | For | For | |
| 4. | To approve the C.H. Robinson Worldwide, Inc. 2022 Equity Incentive Plan. | Mgmt | For | For | |
| Clarkston Founders Fund | |||||
| CDK GLOBAL, INC. | |||||
| Security: | 12508E101 | Agenda Number: | 935499346 | ||
| Ticker: | CDK | Meeting Type: | Annual | ||
| ISIN: | US12508E1010 | Meeting Date: | 11/11/2021 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Leslie A. Brun | Mgmt | For | For | |
| 1B. | Election of Director: Willie A. Deese | Mgmt | For | For | |
| 1C. | Election of Director: Amy J. Hillman | Mgmt | For | For | |
| 1D. | Election of Director: Brian M. Krzanich | Mgmt | For | For | |
| 1E. | Election of Director: Stephen A. Miles | Mgmt | For | For | |
| 1F. | Election of Director: Robert E. Radway | Mgmt | For | For | |
| 1G. | Election of Director: Stephen F. Schuckenbrock | Mgmt | For | For | |
| 1H. | Election of Director: Frank S. Sowinski | Mgmt | For | For | |
| 1I. | Election of Director: Eileen J. Voynick | Mgmt | For | For | |
| 2. | Advisory vote to approve the compensation of the Named Executive Officers. | Mgmt | For | For | |
| 3. | Advisory vote to approve the frequency of holding an advisory vote on executive compensation. | Mgmt | 1 Year | For | |
| 4. | Approve the CDK Global, Inc. 2014 Omnibus Award Plan (as amended and restated effective as of November 11, 2021). | Mgmt | For | For | |
| 5. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2022. | Mgmt | For | For | |
| Clarkston Founders Fund | |||||
| CHANGE HEALTHCARE INC | |||||
| Security: | 15912K100 | Agenda Number: | 935551211 | ||
| Ticker: | CHNG | Meeting Type: | Annual | ||
| ISIN: | US15912K1007 | Meeting Date: | 3/29/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Neil E. de Crescenzo | Mgmt | For | For | |
| 1B. | Election of Director: Howard L. Lance | Mgmt | For | For | |
| 1C. | Election of Director: Nella Domenici | Mgmt | For | For | |
| 1D. | Election of Director: Nicholas L. Kuhar | Mgmt | For | For | |
| 1E. | Election of Director: Diana McKenzie | Mgmt | For | For | |
| 1F. | Election of Director: Bansi Nagji | Mgmt | For | For | |
| 1G. | Election of Director: Philip M. Pead | Mgmt | For | For | |
| 1H. | Election of Director: Phillip W. Roe | Mgmt | For | For | |
| 1I. | Election of Director: Neil P. Simpkins | Mgmt | For | For | |
| 1J. | Election of Director: Robert J. Zollars | Mgmt | For | For | |
| 2. | Advisory Vote to Approve Executive Compensation(Say-on-Pay) | Mgmt | For | For | |
| 3. | Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for Fiscal 2022 | Mgmt | For | For | |
| Clarkston Founders Fund | |||||
| CLARIVATE PLC | |||||
| Security: | G21810109 | Agenda Number: | 935609543 | ||
| Ticker: | CLVT | Meeting Type: | Annual | ||
| ISIN: | JE00BJJN4441 | Meeting Date: | 5/5/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Jerre Stead | Mgmt | For | For | |
| 1B. | Election of Director: Valeria Alberola | Mgmt | For | For | |
| 1C. | Election of Director: Michael Angelakis | Mgmt | For | For | |
| 1D. | Election of Director: Jane Okun Bomba | Mgmt | For | For | |
| 1E. | Election of Director: Usama N. Cortas | Mgmt | For | For | |
| 1F. | Election of Director: Konstantin Gilis | Mgmt | For | For | |
| 1G. | Election of Director: Balakrishnan S. Iyer | Mgmt | For | For | |
| 1H. | Election of Director: Adam T. Levyn | Mgmt | For | For | |
| 1I. | Election of Director: Anthony Munk | Mgmt | For | For | |
| 1J. | Election of Director: Richard W. Roedel | Mgmt | For | For | |
| 1K. | Election of Director: Andrew Snyder | Mgmt | For | For | |
| 1L. | Election of Director: Sheryl von Blucher | Mgmt | For | For | |
| 1M. | Election of Director: Roxane White | Mgmt | For | For | |
| 2. | AUTHORIZATION TO REPURCHASE ORDINARY SHARES IN OPEN-MARKET TRANSACTIONS. | Mgmt | For | For | |
| 3. | AUTHORIZATION TO REPURCHASE ORDINARY SHARES FROM ANY SHAREHOLDER PARTY TO THAT CERTAIN REGISTRATION RIGHTS AGREEMENT WITH THE COMPANY DATED AS OF OCTOBER 1, 2020, AS AMENDED. | Mgmt | For | For | |
| 4. | AUTHORIZATION TO REPURCHASE 5.25% SERIES A MANDATORY CONVERTIBLE PREFERRED SHARES IN OPEN-MARKET TRANSACTIONS. | Mgmt | For | For | |
| 5. | APPROVAL, ON AN ADVISORY, NON- BINDING BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | |
| 6. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Mgmt | For | For | |
| Clarkston Founders Fund | |||||
| FEDEX CORPORATION | |||||
| Security: | 31428X106 | Agenda Number: | 935484016 | ||
| Ticker: | FDX | Meeting Type: | Annual | ||
| ISIN: | US31428X1063 | Meeting Date: | 9/27/2021 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: MARVIN R. ELLISON | Mgmt | For | For | |
| 1B. | Election of Director: SUSAN PATRICIA GRIFFITH | Mgmt | For | For | |
| 1C. | Election of Director: KIMBERLY A. JABAL | Mgmt | For | For | |
| 1D. | Election of Director: SHIRLEY ANN JACKSON | Mgmt | For | For | |
| 1E. | Election of Director: R. BRAD MARTIN | Mgmt | For | For | |
| 1F. | Election of Director: JOSHUA COOPER RAMO | Mgmt | For | For | |
| 1G. | Election of Director: SUSAN C. SCHWAB | Mgmt | For | For | |
| 1H. | Election of Director: FREDERICK W. SMITH | Mgmt | For | For | |
| 1I. | Election of Director: DAVID P. STEINER | Mgmt | For | For | |
| IJ. | Election of Director: RAJESH SUBRAMANIAM | Mgmt | For | For | |
| 1K. | Election of Director: PAUL S. WALSH | Mgmt | For | For | |
| 2. | Advisory vote to approve named executive officer compensation. | Mgmt | Against | Against | |
| 3. | Ratify the appointment of Ernst & Young LLP as FedEx's independent registered public accounting firm for fiscal year 2022. | Mgmt | For | For | |
| 4. | Stockholder proposal regarding independent board chairman. | Shr | For | Against | |
| 5. | Stockholder proposal regarding report on alignment between company values and electioneering contributions. | Shr | For | Against | |
| 6. | Stockholder proposal regarding lobbying activity and expenditure report. | Shr | For | Against | |
| 7. | Stockholder proposal regarding assessing inclusion in the workplace. | Shr | Against | For | |
| 8. | Stockholder proposal regarding shareholder ratification of termination pay. | Shr | For | Against | |
| Clarkston Founders Fund | |||||
| FRANKLIN RESOURCES, INC. | |||||
| Security: | 354613101 | Agenda Number: | 935539861 | ||
| Ticker: | BEN | Meeting Type: | Annual | ||
| ISIN: | US3546131018 | Meeting Date: | 2/23/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Mariann Byerwalter | Mgmt | For | For | |
| 1B. | Election of Director: Alexander S. Friedman | Mgmt | For | For | |
| 1C. | Election of Director: Gregory E. Johnson | Mgmt | For | For | |
| 1D. | Election of Director: Jennifer M. Johnson | Mgmt | For | For | |
| 1E. | Election of Director: Rupert H. Johnson, Jr. | Mgmt | For | For | |
| 1F. | Election of Director: John Y. Kim | Mgmt | For | For | |
| 1G. | Election of Director: Karen M. King | Mgmt | For | For | |
| 1H. | Election of Director: Anthony J. Noto | Mgmt | For | For | |
| 1I. | Election of Director: John W. Thiel | Mgmt | For | For | |
| 1J. | Election of Director: Seth H. Waugh | Mgmt | For | For | |
| 1K. | Election of Director: Geoffrey Y. Yang | Mgmt | For | For | |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2022. | Mgmt | For | For | |
| Clarkston Founders Fund | |||||
| IAA, INC. | |||||
| Security: | 449253103 | Agenda Number: | 935648533 | ||
| Ticker: | IAA | Meeting Type: | Annual | ||
| ISIN: | US4492531037 | Meeting Date: | 6/15/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1a. | Election of Director to serve until 2023 annual meeting: Brian Bales | Mgmt | For | For | |
| 1b. | Election of Director to serve until 2023 annual meeting: Bill Breslin | Mgmt | For | For | |
| 1c. | Election of Director to serve until 2023 annual meeting: Gail Evans | Mgmt | For | For | |
| 1d. | Election of Director to serve until 2023 annual meeting: Sue Gove | Mgmt | For | For | |
| 1e. | Election of Director to serve until 2023 annual meeting: Olaf Kastner | Mgmt | For | For | |
| 1f. | Election of Director to serve until 2023 annual meeting: John P. Larson | Mgmt | For | For | |
| 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | For | For | |
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2023. | Mgmt | For | For | |
| Clarkston Founders Fund | |||||
| LPL FINANCIAL HOLDINGS INC. | |||||
| Security: | 50212V100 | Agenda Number: | 935587242 | ||
| Ticker: | LPLA | Meeting Type: | Annual | ||
| ISIN: | US50212V1008 | Meeting Date: | 5/18/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Dan H. Arnold | Mgmt | For | For | |
| 1B. | Election of Director: Edward C. Bernard | Mgmt | For | For | |
| 1C. | Election of Director: H. Paulett Eberhart | Mgmt | For | For | |
| 1D. | Election of Director: William F. Glavin Jr. | Mgmt | For | For | |
| 1E. | Election of Director: Allison H. Mnookin | Mgmt | For | For | |
| 1F. | Election of Director: Anne M. Mulcahy | Mgmt | For | For | |
| 1G. | Election of Director: James S. Putnam | Mgmt | For | For | |
| 1H. | Election of Director: Richard P. Schifter | Mgmt | For | For | |
| 1I. | Election of Director: Corey E. Thomas | Mgmt | For | For | |
| 2. | Ratify the appointment of Deloitte & Touche LLP by the Audit Committee of the Board of Directors as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Mgmt | For | For | |
| 3. | Approve, in an advisory vote, the compensation paid to the Company's named executive officers. | Mgmt | For | For | |
| Clarkston Founders Fund | |||||
| MOLSON COORS BEVERAGE COMPANY | |||||
| Security: | 60871R209 | Agenda Number: | 935598031 | ||
| Ticker: | TAP | Meeting Type: | Annual | ||
| ISIN: | US60871R2094 | Meeting Date: | 5/18/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | ||||
| 1 | Roger G. Eaton | Mgmt | For | For | |
| 2 | Charles M. Herington | Mgmt | For | For | |
| 3 | H. Sanford Riley | Mgmt | For | For | |
| 2. | To approve, on an advisory basis, the compensation of Molson Coors Beverage Company's named executive officers. | Mgmt | For | For | |
| Clarkston Founders Fund | |||||
| NIELSEN HOLDINGS PLC | |||||
| Security: | G6518L108 | Agenda Number: | 935583143 | ||
| Ticker: | NLSN | Meeting Type: | Annual | ||
| ISIN: | GB00BWFY5505 | Meeting Date: | 5/17/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: James A. Attwood, Jr. | Mgmt | For | For | |
| 1B. | Election of Director: Thomas H. Castro | Mgmt | For | For | |
| 1C. | Election of Director: Guerrino De Luca | Mgmt | For | For | |
| 1D. | Election of Director: Karen M. Hoguet | Mgmt | For | For | |
| 1E. | Election of Director: David Kenny | Mgmt | For | For | |
| 1F. | Election of Director: Janice Marinelli Mazza | Mgmt | For | For | |
| 1G. | Election of Director: Jonathan F. Miller | Mgmt | For | For | |
| 1H. | Election of Director: Stephanie Plaines | Mgmt | For | For | |
| 1I. | Election of Director: Nancy Tellem | Mgmt | For | For | |
| 1J. | Election of Director: Lauren Zalaznick | Mgmt | For | For | |
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2022. | Mgmt | For | For | |
| 3. | To reappoint Ernst & Young LLP as our UK statutory auditor to audit our UK statutory annual accounts for the year ending December 31, 2022. | Mgmt | For | For | |
| 4. | To authorize the Audit Committee to determine the compensation of our UK statutory auditor. | Mgmt | For | For | |
| 5. | To approve on a non-binding, advisory basis the compensation of our named executive officers as disclosed in the proxy statement. | Mgmt | For | For | |
| 6. | To approve on a non-binding, advisory basis the Directors' Compensation Report for the year ended December 31, 2021. | Mgmt | For | For | |
| 7. | To authorize the Board of Directors to allot equity securities. | Mgmt | For | For | |
| 8. | To authorize the Board of Directors to allot equity securities without rights of pre-emption. | Mgmt | For | For | |
| 9. | To authorize the Board of Directors to allot equity securities without rights of pre-emption in connection with an acquisition or specified capital investment. | Mgmt | For | For | |
| 10. | To approve of forms of share repurchase contracts and share repurchase counterparties. | Mgmt | For | For | |
| Clarkston Founders Fund | |||||
| PAYCHEX, INC. | |||||
| Security: | 704326107 | Agenda Number: | 935489725 | ||
| Ticker: | PAYX | Meeting Type: | Annual | ||
| ISIN: | US7043261079 | Meeting Date: | 10/14/2021 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: B. Thomas Golisano | Mgmt | For | For | |
| 1B. | Election of Director: Thomas F. Bonadio | Mgmt | For | For | |
| 1C. | Election of Director: Joseph G. Doody | Mgmt | For | For | |
| 1D. | Election of Director: David J.S. Flaschen | Mgmt | For | For | |
| 1E. | Election of Director: Pamela A. Joseph | Mgmt | For | For | |
| 1F. | Election of Director: Martin Mucci | Mgmt | For | For | |
| 1G. | Election of Director: Kevin A. Price | Mgmt | For | For | |
| 1H. | Election of Director: Joseph M. Tucci | Mgmt | For | For | |
| 1I. | Election of Director: Joseph M. Velli | Mgmt | For | For | |
| 1J. | Election of Director: Kara Wilson | Mgmt | For | For | |
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | |
| 3. | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | |
| Clarkston Founders Fund | |||||
| POST HOLDINGS, INC. | |||||
| Security: | 737446104 | Agenda Number: | 935528767 | ||
| Ticker: | POST | Meeting Type: | Annual | ||
| ISIN: | US7374461041 | Meeting Date: | 1/27/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | ||||
| 1 | Gregory L. Curl | Mgmt | For | For | |
| 2 | Ellen F. Harshman | Mgmt | For | For | |
| 3 | David P. Skarie | Mgmt | For | For | |
| 2. | Ratification of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending September 30, 2022. | Mgmt | For | For | |
| 3. | Advisory approval of the Company's executive compensation. | Mgmt | Against | Against | |
| 4. | Approval of the Post Holdings, Inc. 2021 Long-Term Incentive Plan. | Mgmt | For | For | |
| Clarkston Founders Fund | |||||
| STERICYCLE, INC. | |||||
| Security: | 858912108 | Agenda Number: | 935598411 | ||
| Ticker: | SRCL | Meeting Type: | Annual | ||
| ISIN: | US8589121081 | Meeting Date: | 5/26/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Robert S. Murley | Mgmt | For | For | |
| 1B. | Election of Director: Cindy J. Miller | Mgmt | For | For | |
| 1C. | Election of Director: Brian P. Anderson | Mgmt | For | For | |
| 1D. | Election of Director: Lynn D. Bleil | Mgmt | For | For | |
| 1E. | Election of Director: Thomas F. Chen | Mgmt | For | For | |
| 1F. | Election of Director: J. Joel Hackney, Jr. | Mgmt | For | For | |
| 1G. | Election of Director: Stephen C. Hooley | Mgmt | For | For | |
| 1H. | Election of Director: Kay G. Priestly | Mgmt | For | For | |
| 1I. | Election of Director: James L. Welch | Mgmt | For | For | |
| 2. | Advisory vote to approve executive compensation | Mgmt | For | For | |
| 3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2022 | Mgmt | For | For | |
| 4. | Stockholder proposal entitled Special Shareholder Meeting Improvement | Shr | Against | For | |
| 5. | Stockholder proposal related to a civil rights audit | Shr | Against | For | |
| Clarkston Founders Fund | |||||
| SYSCO CORPORATION | |||||
| Security: | 871829107 | Agenda Number: | 935501519 | ||
| Ticker: | SYY | Meeting Type: | Annual | ||
| ISIN: | US8718291078 | Meeting Date: | 11/19/2021 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Daniel J. Brutto | Mgmt | For | For | |
| 1B. | Election of Director: John M. Cassaday | Mgmt | For | For | |
| 1C. | Election of Director: Larry C. Glasscock | Mgmt | For | For | |
| 1D. | Election of Director: Bradley M. Halverson | Mgmt | For | For | |
| 1E. | Election of Director: John M. Hinshaw | Mgmt | For | For | |
| 1F. | Election of Director: Kevin P. Hourican | Mgmt | For | For | |
| 1G. | Election of Director: Hans-Joachim Koerber | Mgmt | For | For | |
| 1H. | Election of Director: Stephanie A. Lundquist | Mgmt | For | For | |
| 1I. | Election of Director: Edward D. Shirley | Mgmt | For | For | |
| 1J. | Election of Director: Sheila G. Talton | Mgmt | For | For | |
| 2. | To approve, by advisory vote, the compensation paid to Sysco's named executive officers, as disclosed in Sysco's 2021 proxy statement. | Mgmt | For | For | |
| 3. | To ratify the appointment of Ernst & Young LLP as Sysco's independent registered public accounting firm for fiscal 2022. | Mgmt | For | For | |
| 4. | To consider a stockholder proposal, if properly presented at the meeting, requesting that Sysco issue a report annually disclosing its greenhouse gas emissions targets. | Shr | For | ||
| Clarkston Founders Fund | |||||
| THE CHARLES SCHWAB CORPORATION | |||||
| Security: | 808513105 | Agenda Number: | 935587836 | ||
| Ticker: | SCHW | Meeting Type: | Annual | ||
| ISIN: | US8085131055 | Meeting Date: | 5/17/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: John K. Adams, Jr. | Mgmt | For | For | |
| 1B. | Election of Director: Stephen A. Ellis | Mgmt | For | For | |
| 1C. | Election of Director: Brian M. Levitt | Mgmt | For | For | |
| 1D. | Election of Director: Arun Sarin | Mgmt | For | For | |
| 1E. | Election of Director: Charles R. Schwab | Mgmt | For | For | |
| 1F. | Election of Director: Paula A. Sneed | Mgmt | For | For | |
| 2. | Approval of amendments to Certificate of Incorporation and Bylaws to declassify the board of directors. | Mgmt | For | For | |
| 3. | Ratification of the selection of Deloitte & Touche LLP as independent auditors. | Mgmt | For | For | |
| 4. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |
| 5. | Approval of the 2022 Stock Incentive Plan. | Mgmt | For | For | |
| 6. | Approval of the board's proposal to amend Bylaws to adopt proxy access. | Mgmt | For | For | |
| 7. | Stockholder Proposal requesting amendment to Bylaws to adopt proxy access. | Shr | Against | For | |
| 8. | Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying. | Shr | For | Against | |
| Clarkston Founders Fund | |||||
| US FOODS HOLDING CORP. | |||||
| Security: | 912008109 | Agenda Number: | 935611485 | ||
| Ticker: | USFD | Meeting Type: | Contested Annual | ||
| ISIN: | US9120081099 | Meeting Date: | 5/18/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | ||||
| 1 | Cheryl A. Bachelder | Mgmt | For | For | |
| 2 | Court D. Carruthers | Mgmt | For | For | |
| 3 | Robert M. Dutkowsky | Mgmt | For | For | |
| 4 | Marla Gottschalk | Mgmt | For | For | |
| 5 | Sunil Gupta | Mgmt | For | For | |
| 6 | Carl Andrew Pforzheimer | Mgmt | For | For | |
| 7 | Quentin Roach | Mgmt | For | For | |
| 8 | Pietro Satriano | Mgmt | Withheld | Against | |
| 9 | David M. Tehle | Mgmt | For | For | |
| 10 | Ann E. Ziegler | Mgmt | For | For | |
| 2. | Approval, on an advisory basis, of the compensation paid to our named executive officers | Mgmt | For | For | |
| 3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2022 | Mgmt | For | For | |
| 4. | Consideration of a shareholder proposal, if properly presented at the Annual Meeting | Shr | For | ||
| Clarkston Founders Fund | |||||
| WILLIS TOWERS WATSON PLC | |||||
| Security: | G96629103 | Agenda Number: | 935625939 | ||
| Ticker: | WTW | Meeting Type: | Annual | ||
| ISIN: | IE00BDB6Q211 | Meeting Date: | 6/8/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1a. | Election of Director: Dame Inga Beale | Mgmt | For | For | |
| 1b. | Election of Director: Fumbi Chima | Mgmt | For | For | |
| 1c. | Election of Director: Michael Hammond | Mgmt | For | For | |
| 1d. | Election of Director: Carl Hess | Mgmt | For | For | |
| 1e. | Election of Director: Brendan O'Neill | Mgmt | For | For | |
| 1f. | Election of Director: Linda Rabbitt | Mgmt | For | For | |
| 1g. | Election of Director: Paul Reilly | Mgmt | For | For | |
| 1h. | Election of Director: Michelle Swanback | Mgmt | For | For | |
| 1i. | Election of Director: Paul Thomas | Mgmt | For | For | |
| 2. | Ratify, on an advisory basis, the appointment of (i) Deloitte & Touche LLP to audit our financial statements and (ii) Deloitte Ireland LLP to audit our Irish Statutory Accounts, and authorize, in a binding vote, the Board, acting through the Audit and Risk Committee, to fix the independent auditors' remuneration. | Mgmt | For | For | |
| 3. | Approve, on an advisory basis, the named executive officer compensation. | Mgmt | For | For | |
| 4. | Renew the Board's existing authority to issue shares under Irish law. | Mgmt | For | For | |
| 5. | Renew the Board's existing authority to opt out of statutory pre-emption rights under Irish law. | Mgmt | For | For | |
| 6. | Approve the creation of distributable profits by the reduction and cancellation of the Company's share premium account. | Mgmt | For | For | |
| 7. | Amend and restate the Willis Towers Watson Public Limited Company 2012 Equity Incentive Plan, including to increase the number of shares authorized for issuance under the 2012 Plan. | Mgmt | For | For | |
| Clarkston Fund | |||||
| AFFILIATED MANAGERS GROUP, INC. | |||||
| Security: | 008252108 | Agenda Number: | 935612514 | ||
| Ticker: | AMG | Meeting Type: | Annual | ||
| ISIN: | US0082521081 | Meeting Date: | 5/27/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1a. | Election of Director to serve until the 2023 Annual Meeting of Stockholders: Karen L. Alvingham | Mgmt | For | For | |
| 1b. | Election of Director to serve until the 2023 Annual Meeting of Stockholders: Tracy A. Atkinson | Mgmt | For | For | |
| 1c. | Election of Director to serve until the 2023 Annual Meeting of Stockholders: Dwight D. Churchill | Mgmt | For | For | |
| 1d. | Election of Director to serve until the 2023 Annual Meeting of Stockholders: Jay C. Horgen | Mgmt | For | For | |
| 1e. | Election of Director to serve until the 2023 Annual Meeting of Stockholders: Reuben Jeffery III | Mgmt | For | For | |
| 1f. | Election of Director to serve until the 2023 Annual Meeting of Stockholders: Félix V. Matos Rodríguez | Mgmt | For | For | |
| 1g. | Election of Director to serve until the 2023 Annual Meeting of Stockholders: Tracy P. Palandjian | Mgmt | For | For | |
| 1h. | Election of Director to serve until the 2023 Annual Meeting of Stockholders: David C. Ryan | Mgmt | For | For | |
| 2. | To approve, by a non-binding advisory vote, the compensation of the Company's named executive officers. | Mgmt | For | For | |
| 3. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year. | Mgmt | For | For | |
| Clarkston Fund | |||||
| ALTICE USA, INC. | |||||
| Security: | 02156K103 | Agenda Number: | 935638885 | ||
| Ticker: | ATUS | Meeting Type: | Annual | ||
| ISIN: | US02156K1034 | Meeting Date: | 6/15/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1a. | Election of Director: Patrick Drahi | Mgmt | For | For | |
| 1b. | Election of Director: Gerrit Jan Bakker | Mgmt | For | For | |
| 1c. | Election of Director: David Drahi | Mgmt | For | For | |
| 1d. | Election of Director: Dexter Goei | Mgmt | For | For | |
| 1e. | Election of Director: Mark Mullen | Mgmt | For | For | |
| 1f. | Election of Director: Dennis Okhuijsen | Mgmt | For | For | |
| 1g. | Election of Director: Susan Schnabel | Mgmt | For | For | |
| 1h. | Election of Director: Charles Stewart | Mgmt | For | For | |
| 1i. | Election of Director: Raymond Svider | Mgmt | For | For | |
| 2. | To approve, in an advisory vote, the compensation of Altice USA's named executive officers. | Mgmt | For | For | |
| 3. | To approve Amendment No. 1 to the Amended & Restated Altice USA 2017 Long Term Incentive Plan. | Mgmt | For | For | |
| 4. | To ratify the appointment of the Company's Independent Registered Public Accounting Firm for 2022. | Mgmt | For | For | |
| Clarkston Fund | |||||
| AMERICAN EXPRESS COMPANY | |||||
| Security: | 025816109 | Agenda Number: | 935569484 | ||
| Ticker: | AXP | Meeting Type: | Annual | ||
| ISIN: | US0258161092 | Meeting Date: | 5/3/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director for a term of one year: Thomas J. Baltimore | Mgmt | For | For | |
| 1B. | Election of Director for a term of one year: Charlene Barshefsky | Mgmt | For | For | |
| 1C. | Election of Director for a term of one year: John J. Brennan | Mgmt | For | For | |
| 1D. | Election of Director for a term of one year: Peter Chernin | Mgmt | For | For | |
| 1E. | Election of Director for a term of one year: Ralph de la Vega | Mgmt | For | For | |
| 1F. | Election of Director for a term of one year: Michael O. Leavitt | Mgmt | For | For | |
| 1G. | Election of Director for a term of one year: Theodore J. Leonsis | Mgmt | For | For | |
| 1H. | Election of Director for a term of one year: Karen L. Parkhill | Mgmt | For | For | |
| 1I. | Election of Director for a term of one year: Charles E. Phillips | Mgmt | For | For | |
| 1J. | Election of Director for a term of one year: Lynn A. Pike | Mgmt | For | For | |
| 1K. | Election of Director for a term of one year: Stephen J. Squeri | Mgmt | For | For | |
| 1L. | Election of Director for a term of one year: Daniel L. Vasella | Mgmt | For | For | |
| 1M. | Election of Director for a term of one year: Lisa W. Wardell | Mgmt | For | For | |
| 1N. | Election of Director for a term of one year: Christopher D. Young | Mgmt | For | For | |
| 2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2022. | Mgmt | For | For | |
| 3. | Approval, on an advisory basis, of the Company's executive compensation. | Mgmt | For | For | |
| 4. | Shareholder Proposal Relating to Independent Board Chairman. | Shr | Against | For | |
| Clarkston Fund | |||||
| ANHEUSER-BUSCH INBEV SA | |||||
| Security: | 03524A108 | Agenda Number: | 935586365 | ||
| Ticker: | BUD | Meeting Type: | Annual | ||
| ISIN: | US03524A1088 | Meeting Date: | 4/27/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | a. Special report by the Board of Directors on the authorised capital, drawn up in accordance with Article 7:199 of the ...(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
| 5. | Approval of the statutory annual accounts Proposed resolution: approving the statutory annual accounts relating to the accounting year ended on 31 December 2021. (see reverse side for additional text). | Mgmt | For | For | |
| 6. | Discharge to the directors Proposed resolution: granting discharge to the directors for the performance of their duties during the accounting year ended on 31 December 2021. | Mgmt | For | For | |
| 7. | Discharge to the statutory auditor Proposed resolution: granting discharge to the statutory auditor for the performance of his duties during the accounting year ended on 31 December 2021. | Mgmt | For | For | |
| 8A. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Martin J. Barrington, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. | Mgmt | For | For | |
| 8B. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. William F. Gifford, Jr., for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. | Mgmt | For | For | |
| 8C. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Alejandro Santo Domingo Dávila, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. | Mgmt | For | For | |
| 8D. | Proposed resolution: acknowledging the resignation of Mr. Roberto Thompson Motta as director and, upon proposal from the ....(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
| 9. | Appointment of statutory auditor and remuneration Proposed resolution: renewing, upon recommendation of the Audit ...(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
| 10. | Remuneration policy Proposed resolution: approving the remuneration policy drafted in accordance with article 7:89/1 of the Belgian Code of Companies and Associations. The 2021 annual report containing the remuneration policy is available on the Company's website. | Mgmt | For | For | |
| 11. | Remuneration report Proposed resolution: approving the remuneration report for the financial year 2021. The 2021 annual report containing the remuneration report is available on the Company's website. | Mgmt | For | For | |
| 12. | Filings Proposed resolution: without prejudice to other delegations of powers to the extent applicable, granting powers to Jan Vandermeersch, Global Legal Director Corporate, with power to substitute, to proceed to (i) the signing of the restated articles of association and their filings with the clerk's office of the Enterprise Court of Brussels as a result of the approval of the resolutions referred to in item 1 above, and (ii) any other filings and publication formalities in relation to the above resolutions. | Mgmt | For | For | |
| Clarkston Fund | |||||
| BROWN & BROWN, INC. | |||||
| Security: | 115236101 | Agenda Number: | 935567125 | ||
| Ticker: | BRO | Meeting Type: | Annual | ||
| ISIN: | US1152361010 | Meeting Date: | 5/4/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | ||||
| 1 | J. Hyatt Brown | Mgmt | For | For | |
| 2 | Hugh M. Brown | Mgmt | For | For | |
| 3 | J. Powell Brown | Mgmt | For | For | |
| 4 | Lawrence L. Gellerstedt | Mgmt | For | For | |
| 5 | James C. Hays | Mgmt | For | For | |
| 6 | Theodore J. Hoepner | Mgmt | For | For | |
| 7 | James S. Hunt | Mgmt | For | For | |
| 8 | Toni Jennings | Mgmt | For | For | |
| 9 | Timothy R.M. Main | Mgmt | For | For | |
| 10 | H. Palmer Proctor, Jr. | Mgmt | For | For | |
| 11 | Wendell S. Reilly | Mgmt | For | For | |
| 12 | Chilton D. Varner | Mgmt | For | For | |
| 2. | To ratify the appointment of Deloitte & Touche LLP as Brown & Brown, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2022. | Mgmt | For | For | |
| 3. | To approve, on an advisory basis, the compensation of named executive officers. | Mgmt | For | For | |
| Clarkston Fund | |||||
| C.H. ROBINSON WORLDWIDE, INC. | |||||
| Security: | 12541W209 | Agenda Number: | 935569763 | ||
| Ticker: | CHRW | Meeting Type: | Annual | ||
| ISIN: | US12541W2098 | Meeting Date: | 5/5/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Scott P. Anderson | Mgmt | For | For | |
| 1B. | Election of Director: Robert C. Biesterfeld, Jr. | Mgmt | For | For | |
| 1C. | Election of Director: Kermit R. Crawford | Mgmt | For | For | |
| 1D. | Election of Director: Timothy C. Gokey | Mgmt | For | For | |
| 1E. | Election of Director: Mark A. Goodburn | Mgmt | For | For | |
| 1F. | Election of Director: Mary J. Steele Guilfoile | Mgmt | For | For | |
| 1G. | Election of Director: Jodee A. Kozlak | Mgmt | For | For | |
| 1H. | Election of Director: Henry J. Maier | Mgmt | For | For | |
| 1I. | Election of Director: James B. Stake | Mgmt | For | For | |
| 1J. | Election of Director: Paula C. Tolliver | Mgmt | For | For | |
| 1K. | Election of Director: Henry W. "Jay" Winship | Mgmt | For | For | |
| 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | For | For | |
| 3. | Ratification of the selection of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Mgmt | For | For | |
| 4. | To approve the C.H. Robinson Worldwide, Inc. 2022 Equity Incentive Plan. | Mgmt | For | For | |
| Clarkston Fund | |||||
| CAPITAL ONE FINANCIAL CORPORATION | |||||
| Security: | 14040H105 | Agenda Number: | 935565501 | ||
| Ticker: | COF | Meeting Type: | Annual | ||
| ISIN: | US14040H1059 | Meeting Date: | 5/5/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Richard D. Fairbank | Mgmt | For | For | |
| 1B. | Election of Director: Ime Archibong | Mgmt | For | For | |
| 1C. | Election of Director: Christine Detrick | Mgmt | For | For | |
| 1D. | Election of Director: Ann Fritz Hackett | Mgmt | For | For | |
| 1E. | Election of Director: Peter Thomas Killalea | Mgmt | For | For | |
| 1F. | Election of Director: Cornelis "Eli" Leenaars | Mgmt | For | For | |
| 1G. | Election of Director: François Locoh-Donou | Mgmt | For | For | |
| 1H. | Election of Director: Peter E. Raskind | Mgmt | For | For | |
| 1I. | Election of Director: Eileen Serra | Mgmt | For | For | |
| 1J. | Election of Director: Mayo A. Shattuck III | Mgmt | For | For | |
| 1K. | Election of Director: Bradford H. Warner | Mgmt | For | For | |
| 1L. | Election of Director: Catherine G. West | Mgmt | For | For | |
| 1M. | Election of Director: Craig Anthony Williams | Mgmt | For | For | |
| 2. | Advisory approval of Capital One's 2021 Named Executive Officer compensation. | Mgmt | For | For | |
| 3. | Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2022. | Mgmt | For | For | |
| Clarkston Fund | |||||
| CLARIVATE PLC | |||||
| Security: | G21810109 | Agenda Number: | 935609543 | ||
| Ticker: | CLVT | Meeting Type: | Annual | ||
| ISIN: | JE00BJJN4441 | Meeting Date: | 5/5/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Jerre Stead | Mgmt | For | For | |
| 1B. | Election of Director: Valeria Alberola | Mgmt | For | For | |
| 1C. | Election of Director: Michael Angelakis | Mgmt | For | For | |
| 1D. | Election of Director: Jane Okun Bomba | Mgmt | For | For | |
| 1E. | Election of Director: Usama N. Cortas | Mgmt | For | For | |
| 1F. | Election of Director: Konstantin Gilis | Mgmt | For | For | |
| 1G. | Election of Director: Balakrishnan S. Iyer | Mgmt | For | For | |
| 1H. | Election of Director: Adam T. Levyn | Mgmt | For | For | |
| 1I. | Election of Director: Anthony Munk | Mgmt | For | For | |
| 1J. | Election of Director: Richard W. Roedel | Mgmt | For | For | |
| 1K. | Election of Director: Andrew Snyder | Mgmt | For | For | |
| 1L. | Election of Director: Sheryl von Blucher | Mgmt | For | For | |
| 1M. | Election of Director: Roxane White | Mgmt | For | For | |
| 2. | AUTHORIZATION TO REPURCHASE ORDINARY SHARES IN OPEN-MARKET TRANSACTIONS. | Mgmt | For | For | |
| 3. | AUTHORIZATION TO REPURCHASE ORDINARY SHARES FROM ANY SHAREHOLDER PARTY TO THAT CERTAIN REGISTRATION RIGHTS AGREEMENT WITH THE COMPANY DATED AS OF OCTOBER 1, 2020, AS AMENDED. | Mgmt | For | For | |
| 4. | AUTHORIZATION TO REPURCHASE 5.25% SERIES A MANDATORY CONVERTIBLE PREFERRED SHARES IN OPEN-MARKET TRANSACTIONS. | Mgmt | For | For | |
| 5. | APPROVAL, ON AN ADVISORY, NON- BINDING BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | |
| 6. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Mgmt | For | For | |
| Clarkston Fund | |||||
| FEDEX CORPORATION | |||||
| Security: | 31428X106 | Agenda Number: | 935484016 | ||
| Ticker: | FDX | Meeting Type: | Annual | ||
| ISIN: | US31428X1063 | Meeting Date: | 9/27/2021 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: MARVIN R. ELLISON | Mgmt | For | For | |
| 1B. | Election of Director: SUSAN PATRICIA GRIFFITH | Mgmt | For | For | |
| 1C. | Election of Director: KIMBERLY A. JABAL | Mgmt | For | For | |
| 1D. | Election of Director: SHIRLEY ANN JACKSON | Mgmt | For | For | |
| 1E. | Election of Director: R. BRAD MARTIN | Mgmt | For | For | |
| 1F. | Election of Director: JOSHUA COOPER RAMO | Mgmt | For | For | |
| 1G. | Election of Director: SUSAN C. SCHWAB | Mgmt | For | For | |
| 1H. | Election of Director: FREDERICK W. SMITH | Mgmt | For | For | |
| 1I. | Election of Director: DAVID P. STEINER | Mgmt | For | For | |
| IJ. | Election of Director: RAJESH SUBRAMANIAM | Mgmt | For | For | |
| 1K. | Election of Director: PAUL S. WALSH | Mgmt | For | For | |
| 2. | Advisory vote to approve named executive officer compensation. | Mgmt | Against | Against | |
| 3. | Ratify the appointment of Ernst & Young LLP as FedEx's independent registered public accounting firm for fiscal year 2022. | Mgmt | For | For | |
| 4. | Stockholder proposal regarding independent board chairman. | Shr | For | Against | |
| 5. | Stockholder proposal regarding report on alignment between company values and electioneering contributions. | Shr | For | Against | |
| 6. | Stockholder proposal regarding lobbying activity and expenditure report. | Shr | For | Against | |
| 7. | Stockholder proposal regarding assessing inclusion in the workplace. | Shr | Against | For | |
| 8. | Stockholder proposal regarding shareholder ratification of termination pay. | Shr | For | Against | |
| Clarkston Fund | |||||
| FRANKLIN RESOURCES, INC. | |||||
| Security: | 354613101 | Agenda Number: | 935539861 | ||
| Ticker: | BEN | Meeting Type: | Annual | ||
| ISIN: | US3546131018 | Meeting Date: | 2/23/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Mariann Byerwalter | Mgmt | For | For | |
| 1B. | Election of Director: Alexander S. Friedman | Mgmt | For | For | |
| 1C. | Election of Director: Gregory E. Johnson | Mgmt | For | For | |
| 1D. | Election of Director: Jennifer M. Johnson | Mgmt | For | For | |
| 1E. | Election of Director: Rupert H. Johnson, Jr. | Mgmt | For | For | |
| 1F. | Election of Director: John Y. Kim | Mgmt | For | For | |
| 1G. | Election of Director: Karen M. King | Mgmt | For | For | |
| 1H. | Election of Director: Anthony J. Noto | Mgmt | For | For | |
| 1I. | Election of Director: John W. Thiel | Mgmt | For | For | |
| 1J. | Election of Director: Seth H. Waugh | Mgmt | For | For | |
| 1K. | Election of Director: Geoffrey Y. Yang | Mgmt | For | For | |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2022. | Mgmt | For | For | |
| Clarkston Fund | |||||
| GENERAL ELECTRIC COMPANY | |||||
| Security: | 369604301 | Agenda Number: | 935567480 | ||
| Ticker: | GE | Meeting Type: | Annual | ||
| ISIN: | US3696043013 | Meeting Date: | 5/4/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Stephen Angel | Mgmt | For | For | |
| 1B. | Election of Director: Sébastien Bazin | Mgmt | For | For | |
| 1C. | Election of Director: Ashton Carter | Mgmt | For | For | |
| 1D. | Election of Director: H. Lawrence Culp, Jr. | Mgmt | For | For | |
| 1E. | Election of Director: Francisco D'Souza | Mgmt | For | For | |
| 1F. | Election of Director: Edward Garden | Mgmt | For | For | |
| 1G. | Election of Director: Isabella Goren | Mgmt | For | For | |
| 1H. | Election of Director: Thomas Horton | Mgmt | For | For | |
| 1I. | Election of Director: Risa Lavizzo-Mourey | Mgmt | For | For | |
| 1J. | Election of Director: Catherine Lesjak | Mgmt | For | For | |
| 1K. | Election of Director: Tomislav Mihaljevic | Mgmt | For | For | |
| 1L. | Election of Director: Paula Rosput Reynolds | Mgmt | For | For | |
| 1M. | Election of Director: Leslie Seidman | Mgmt | For | For | |
| 2. | Advisory Approval of Our Named Executives' Compensation | Mgmt | For | For | |
| 3. | Ratification of Deloitte as Independent Auditor for 2022 | Mgmt | For | For | |
| 4. | Approval of the 2022 Long-Term Incentive Plan | Mgmt | For | For | |
| 5. | Require the Cessation of Stock Option and Bonus Programs | Shr | Against | For | |
| 6. | Require Shareholder Ratification of Termination Pay | Shr | Against | For | |
| 7. | Require the Board Nominate an Employee Representative Director | Shr | Against | For | |
| Clarkston Fund | |||||
| LPL FINANCIAL HOLDINGS INC. | |||||
| Security: | 50212V100 | Agenda Number: | 935587242 | ||
| Ticker: | LPLA | Meeting Type: | Annual | ||
| ISIN: | US50212V1008 | Meeting Date: | 5/18/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Dan H. Arnold | Mgmt | For | For | |
| 1B. | Election of Director: Edward C. Bernard | Mgmt | For | For | |
| 1C. | Election of Director: H. Paulett Eberhart | Mgmt | For | For | |
| 1D. | Election of Director: William F. Glavin Jr. | Mgmt | For | For | |
| 1E. | Election of Director: Allison H. Mnookin | Mgmt | For | For | |
| 1F. | Election of Director: Anne M. Mulcahy | Mgmt | For | For | |
| 1G. | Election of Director: James S. Putnam | Mgmt | For | For | |
| 1H. | Election of Director: Richard P. Schifter | Mgmt | For | For | |
| 1I. | Election of Director: Corey E. Thomas | Mgmt | For | For | |
| 2. | Ratify the appointment of Deloitte & Touche LLP by the Audit Committee of the Board of Directors as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Mgmt | For | For | |
| 3. | Approve, in an advisory vote, the compensation paid to the Company's named executive officers. | Mgmt | For | For | |
| Clarkston Fund | |||||
| MASTERCARD INCORPORATED | |||||
| Security: | 57636Q104 | Agenda Number: | 935635942 | ||
| Ticker: | MA | Meeting Type: | Annual | ||
| ISIN: | US57636Q1040 | Meeting Date: | 6/21/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1a. | Election of Director: Merit E. Janow | Mgmt | For | For | |
| 1b. | Election of Director: Candido Bracher | Mgmt | For | For | |
| 1c. | Election of Director: Richard K. Davis | Mgmt | For | For | |
| 1d. | Election of Director: Julius Genachowski | Mgmt | For | For | |
| 1e. | Election of Director: Choon Phong Goh | Mgmt | For | For | |
| 1f. | Election of Director: Oki Matsumoto | Mgmt | For | For | |
| 1g. | Election of Director: Michael Miebach | Mgmt | For | For | |
| 1h. | Election of Director: Youngme Moon | Mgmt | For | For | |
| 1i. | Election of Director: Rima Qureshi | Mgmt | For | For | |
| 1j. | Election of Director: Gabrielle Sulzberger | Mgmt | For | For | |
| 1k. | Election of Director: Jackson Tai | Mgmt | For | For | |
| 1l. | Election of Director: Harit Talwar | Mgmt | For | For | |
| 1m. | Election of Director: Lance Uggla | Mgmt | For | For | |
| 2. | Advisory approval of Mastercard's executive compensation. | Mgmt | For | For | |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2022. | Mgmt | For | For | |
| 4. | Approval of an amendment to Mastercard's Certificate of Incorporation to enable adoption of a stockholders' right to call special meetings of stockholders. | Mgmt | For | For | |
| 5. | Consideration of a stockholder proposal on the right to call special meetings of stockholders. | Shr | Against | For | |
| 6. | Consideration of a stockholder proposal requesting Board approval of certain political contributions. | Shr | Against | For | |
| 7. | Consideration of a stockholder proposal requesting charitable donation disclosure. | Shr | Against | For | |
| 8. | Consideration of a stockholder proposal requesting a report on "ghost guns". | Shr | Against | For | |
| Clarkston Fund | |||||
| MICROSOFT CORPORATION | |||||
| Security: | 594918104 | Agenda Number: | 935505480 | ||
| Ticker: | MSFT | Meeting Type: | Annual | ||
| ISIN: | US5949181045 | Meeting Date: | 11/30/2021 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Reid G. Hoffman | Mgmt | For | For | |
| 1B. | Election of Director: Hugh F. Johnston | Mgmt | For | For | |
| 1C. | Election of Director: Teri L. List | Mgmt | For | For | |
| 1D. | Election of Director: Satya Nadella | Mgmt | For | For | |
| 1E. | Election of Director: Sandra E. Peterson | Mgmt | For | For | |
| 1F. | Election of Director: Penny S. Pritzker | Mgmt | For | For | |
| 1G. | Election of Director: Carlos A. Rodriguez | Mgmt | For | For | |
| 1H. | Election of Director: Charles W. Scharf | Mgmt | For | For | |
| 1I. | Election of Director: John W. Stanton | Mgmt | For | For | |
| 1J. | Election of Director: John W. Thompson | Mgmt | Against | Against | |
| 1K. | Election of Director: Emma N. Walmsley | Mgmt | For | For | |
| 1L. | Election of Director: Padmasree Warrior | Mgmt | For | For | |
| 2. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |
| 3. | Approve Employee Stock Purchase Plan. | Mgmt | For | For | |
| 4. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2022. | Mgmt | For | For | |
| 5. | Shareholder Proposal - Report on median pay gaps across race and gender. | Shr | Against | For | |
| 6. | Shareholder Proposal - Report on effectiveness of workplace sexual harassment policies. | Shr | For | Against | |
| 7. | Shareholder Proposal - Prohibition on sales of facial recognition technology to all government entities. | Shr | Against | For | |
| 8. | Shareholder Proposal - Report on implementation of the Fair Chance Business Pledge. | Shr | Against | For | |
| 9. | Shareholder Proposal - Report on how lobbying activities align with company policies. | Shr | Against | For | |
| Clarkston Fund | |||||
| MOLSON COORS BEVERAGE COMPANY | |||||
| Security: | 60871R209 | Agenda Number: | 935598031 | ||
| Ticker: | TAP | Meeting Type: | Annual | ||
| ISIN: | US60871R2094 | Meeting Date: | 5/18/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | ||||
| 1 | Roger G. Eaton | Mgmt | For | For | |
| 2 | Charles M. Herington | Mgmt | For | For | |
| 3 | H. Sanford Riley | Mgmt | For | For | |
| 2. | To approve, on an advisory basis, the compensation of Molson Coors Beverage Company's named executive officers. | Mgmt | For | For | |
| Clarkston Fund | |||||
| NIELSEN HOLDINGS PLC | |||||
| Security: | G6518L108 | Agenda Number: | 935583143 | ||
| Ticker: | NLSN | Meeting Type: | Annual | ||
| ISIN: | GB00BWFY5505 | Meeting Date: | 5/17/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: James A. Attwood, Jr. | Mgmt | For | For | |
| 1B. | Election of Director: Thomas H. Castro | Mgmt | For | For | |
| 1C. | Election of Director: Guerrino De Luca | Mgmt | For | For | |
| 1D. | Election of Director: Karen M. Hoguet | Mgmt | For | For | |
| 1E. | Election of Director: David Kenny | Mgmt | For | For | |
| 1F. | Election of Director: Janice Marinelli Mazza | Mgmt | For | For | |
| 1G. | Election of Director: Jonathan F. Miller | Mgmt | For | For | |
| 1H. | Election of Director: Stephanie Plaines | Mgmt | For | For | |
| 1I. | Election of Director: Nancy Tellem | Mgmt | For | For | |
| 1J. | Election of Director: Lauren Zalaznick | Mgmt | For | For | |
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2022. | Mgmt | For | For | |
| 3. | To reappoint Ernst & Young LLP as our UK statutory auditor to audit our UK statutory annual accounts for the year ending December 31, 2022. | Mgmt | For | For | |
| 4. | To authorize the Audit Committee to determine the compensation of our UK statutory auditor. | Mgmt | For | For | |
| 5. | To approve on a non-binding, advisory basis the compensation of our named executive officers as disclosed in the proxy statement. | Mgmt | For | For | |
| 6. | To approve on a non-binding, advisory basis the Directors' Compensation Report for the year ended December 31, 2021. | Mgmt | For | For | |
| 7. | To authorize the Board of Directors to allot equity securities. | Mgmt | For | For | |
| 8. | To authorize the Board of Directors to allot equity securities without rights of pre-emption. | Mgmt | For | For | |
| 9. | To authorize the Board of Directors to allot equity securities without rights of pre-emption in connection with an acquisition or specified capital investment. | Mgmt | For | For | |
| 10. | To approve of forms of share repurchase contracts and share repurchase counterparties. | Mgmt | For | For | |
| Clarkston Fund | |||||
| PAYCHEX, INC. | |||||
| Security: | 704326107 | Agenda Number: | 935489725 | ||
| Ticker: | PAYX | Meeting Type: | Annual | ||
| ISIN: | US7043261079 | Meeting Date: | 10/14/2021 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: B. Thomas Golisano | Mgmt | For | For | |
| 1B. | Election of Director: Thomas F. Bonadio | Mgmt | For | For | |
| 1C. | Election of Director: Joseph G. Doody | Mgmt | For | For | |
| 1D. | Election of Director: David J.S. Flaschen | Mgmt | For | For | |
| 1E. | Election of Director: Pamela A. Joseph | Mgmt | For | For | |
| 1F. | Election of Director: Martin Mucci | Mgmt | For | For | |
| 1G. | Election of Director: Kevin A. Price | Mgmt | For | For | |
| 1H. | Election of Director: Joseph M. Tucci | Mgmt | For | For | |
| 1I. | Election of Director: Joseph M. Velli | Mgmt | For | For | |
| 1J. | Election of Director: Kara Wilson | Mgmt | For | For | |
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | |
| 3. | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | |
| Clarkston Fund | |||||
| POST HOLDINGS, INC. | |||||
| Security: | 737446104 | Agenda Number: | 935528767 | ||
| Ticker: | POST | Meeting Type: | Annual | ||
| ISIN: | US7374461041 | Meeting Date: | 1/27/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | ||||
| 1 | Gregory L. Curl | Mgmt | For | For | |
| 2 | Ellen F. Harshman | Mgmt | For | For | |
| 3 | David P. Skarie | Mgmt | For | For | |
| 2. | Ratification of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending September 30, 2022. | Mgmt | For | For | |
| 3. | Advisory approval of the Company's executive compensation. | Mgmt | Against | Against | |
| 4. | Approval of the Post Holdings, Inc. 2021 Long-Term Incentive Plan. | Mgmt | For | For | |
| Clarkston Fund | |||||
| SYSCO CORPORATION | |||||
| Security: | 871829107 | Agenda Number: | 935501519 | ||
| Ticker: | SYY | Meeting Type: | Annual | ||
| ISIN: | US8718291078 | Meeting Date: | 11/19/2021 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Daniel J. Brutto | Mgmt | For | For | |
| 1B. | Election of Director: John M. Cassaday | Mgmt | For | For | |
| 1C. | Election of Director: Larry C. Glasscock | Mgmt | For | For | |
| 1D. | Election of Director: Bradley M. Halverson | Mgmt | For | For | |
| 1E. | Election of Director: John M. Hinshaw | Mgmt | For | For | |
| 1F. | Election of Director: Kevin P. Hourican | Mgmt | For | For | |
| 1G. | Election of Director: Hans-Joachim Koerber | Mgmt | For | For | |
| 1H. | Election of Director: Stephanie A. Lundquist | Mgmt | For | For | |
| 1I. | Election of Director: Edward D. Shirley | Mgmt | For | For | |
| 1J. | Election of Director: Sheila G. Talton | Mgmt | For | For | |
| 2. | To approve, by advisory vote, the compensation paid to Sysco's named executive officers, as disclosed in Sysco's 2021 proxy statement. | Mgmt | For | For | |
| 3. | To ratify the appointment of Ernst & Young LLP as Sysco's independent registered public accounting firm for fiscal 2022. | Mgmt | For | For | |
| 4. | To consider a stockholder proposal, if properly presented at the meeting, requesting that Sysco issue a report annually disclosing its greenhouse gas emissions targets. | Shr | For | ||
| Clarkston Fund | |||||
| THE CHARLES SCHWAB CORPORATION | |||||
| Security: | 808513105 | Agenda Number: | 935587836 | ||
| Ticker: | SCHW | Meeting Type: | Annual | ||
| ISIN: | US8085131055 | Meeting Date: | 5/17/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: John K. Adams, Jr. | Mgmt | For | For | |
| 1B. | Election of Director: Stephen A. Ellis | Mgmt | For | For | |
| 1C. | Election of Director: Brian M. Levitt | Mgmt | For | For | |
| 1D. | Election of Director: Arun Sarin | Mgmt | For | For | |
| 1E. | Election of Director: Charles R. Schwab | Mgmt | For | For | |
| 1F. | Election of Director: Paula A. Sneed | Mgmt | For | For | |
| 2. | Approval of amendments to Certificate of Incorporation and Bylaws to declassify the board of directors. | Mgmt | For | For | |
| 3. | Ratification of the selection of Deloitte & Touche LLP as independent auditors. | Mgmt | For | For | |
| 4. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |
| 5. | Approval of the 2022 Stock Incentive Plan. | Mgmt | For | For | |
| 6. | Approval of the board's proposal to amend Bylaws to adopt proxy access. | Mgmt | For | For | |
| 7. | Stockholder Proposal requesting amendment to Bylaws to adopt proxy access. | Shr | Against | For | |
| 8. | Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying. | Shr | For | Against | |
| Clarkston Fund | |||||
| THE WALT DISNEY COMPANY | |||||
| Security: | 254687106 | Agenda Number: | 935544317 | ||
| Ticker: | DIS | Meeting Type: | Annual | ||
| ISIN: | US2546871060 | Meeting Date: | 3/9/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Susan E. Arnold | Mgmt | For | For | |
| 1B. | Election of Director: Mary T. Barra | Mgmt | For | For | |
| 1C. | Election of Director: Safra A. Catz | Mgmt | For | For | |
| 1D. | Election of Director: Amy L. Chang | Mgmt | For | For | |
| 1E. | Election of Director: Robert A. Chapek | Mgmt | For | For | |
| 1F. | Election of Director: Francis A. deSouza | Mgmt | For | For | |
| 1G. | Election of Director: Michael B.G. Froman | Mgmt | For | For | |
| 1H. | Election of Director: Maria Elena Lagomasino | Mgmt | For | For | |
| 1I. | Election of Director: Calvin R. McDonald | Mgmt | For | For | |
| 1J. | Election of Director: Mark G. Parker | Mgmt | For | For | |
| 1K. | Election of Director: Derica W. Rice | Mgmt | For | For | |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal 2022. | Mgmt | For | For | |
| 3. | Consideration of an advisory vote to approve executive compensation. | Mgmt | For | For | |
| 4. | Shareholder proposal, if properly presented at the meeting, requesting an annual report disclosing information regarding lobbying policies and activities. | Shr | Against | For | |
| 5. | Shareholder proposal, if properly presented at the meeting, requesting amendment of the Company's governing documents to lower the stock ownership threshold to call a special meeting of shareholders. | Shr | For | Against | |
| 6. | Shareholder proposal, if properly presented at the meeting, requesting a diligence report evaluating human rights impacts. | Shr | Against | For | |
| 7. | Shareholder proposal, if properly presented at the meeting, requesting a report on both median and adjusted pay gaps across race and gender. | Shr | For | Against | |
| 8. | Shareholder proposal, if properly presented at the meeting, requesting a workplace non- discrimination audit and report. | Shr | Against | For | |
| Clarkston Fund | |||||
| US FOODS HOLDING CORP. | |||||
| Security: | 912008109 | Agenda Number: | 935611485 | ||
| Ticker: | USFD | Meeting Type: | Contested Annual | ||
| ISIN: | US9120081099 | Meeting Date: | 5/18/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | ||||
| 1 | Cheryl A. Bachelder | Mgmt | For | For | |
| 2 | Court D. Carruthers | Mgmt | For | For | |
| 3 | Robert M. Dutkowsky | Mgmt | For | For | |
| 4 | Marla Gottschalk | Mgmt | For | For | |
| 5 | Sunil Gupta | Mgmt | For | For | |
| 6 | Carl Andrew Pforzheimer | Mgmt | For | For | |
| 7 | Quentin Roach | Mgmt | For | For | |
| 8 | Pietro Satriano | Mgmt | Withheld | Against | |
| 9 | David M. Tehle | Mgmt | For | For | |
| 10 | Ann E. Ziegler | Mgmt | For | For | |
| 2. | Approval, on an advisory basis, of the compensation paid to our named executive officers | Mgmt | For | For | |
| 3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2022 | Mgmt | For | For | |
| 4. | Consideration of a shareholder proposal, if properly presented at the Annual Meeting | Shr | For | ||
| Clarkston Fund | |||||
| WILLIS TOWERS WATSON PLC | |||||
| Security: | G96629103 | Agenda Number: | 935625939 | ||
| Ticker: | WTW | Meeting Type: | Annual | ||
| ISIN: | IE00BDB6Q211 | Meeting Date: | 6/8/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1a. | Election of Director: Dame Inga Beale | Mgmt | For | For | |
| 1b. | Election of Director: Fumbi Chima | Mgmt | For | For | |
| 1c. | Election of Director: Michael Hammond | Mgmt | For | For | |
| 1d. | Election of Director: Carl Hess | Mgmt | For | For | |
| 1e. | Election of Director: Brendan O'Neill | Mgmt | For | For | |
| 1f. | Election of Director: Linda Rabbitt | Mgmt | For | For | |
| 1g. | Election of Director: Paul Reilly | Mgmt | For | For | |
| 1h. | Election of Director: Michelle Swanback | Mgmt | For | For | |
| 1i. | Election of Director: Paul Thomas | Mgmt | For | For | |
| 2. | Ratify, on an advisory basis, the appointment of (i) Deloitte & Touche LLP to audit our financial statements and (ii) Deloitte Ireland LLP to audit our Irish Statutory Accounts, and authorize, in a binding vote, the Board, acting through the Audit and Risk Committee, to fix the independent auditors' remuneration. | Mgmt | For | For | |
| 3. | Approve, on an advisory basis, the named executive officer compensation. | Mgmt | For | For | |
| 4. | Renew the Board's existing authority to issue shares under Irish law. | Mgmt | For | For | |
| 5. | Renew the Board's existing authority to opt out of statutory pre-emption rights under Irish law. | Mgmt | For | For | |
| 6. | Approve the creation of distributable profits by the reduction and cancellation of the Company's share premium account. | Mgmt | For | For | |
| 7. | Amend and restate the Willis Towers Watson Public Limited Company 2012 Equity Incentive Plan, including to increase the number of shares authorized for issuance under the 2012 Plan. | Mgmt | For | For | |
| Clarkston Partners Fund | |||||
| AFFILIATED MANAGERS GROUP, INC. | |||||
| Security: | 008252108 | Agenda Number: | 935612514 | ||
| Ticker: | AMG | Meeting Type: | Annual | ||
| ISIN: | US0082521081 | Meeting Date: | 5/27/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1a. | Election of Director to serve until the 2023 Annual Meeting of Stockholders: Karen L. Alvingham | Mgmt | For | For | |
| 1b. | Election of Director to serve until the 2023 Annual Meeting of Stockholders: Tracy A. Atkinson | Mgmt | For | For | |
| 1c. | Election of Director to serve until the 2023 Annual Meeting of Stockholders: Dwight D. Churchill | Mgmt | For | For | |
| 1d. | Election of Director to serve until the 2023 Annual Meeting of Stockholders: Jay C. Horgen | Mgmt | For | For | |
| 1e. | Election of Director to serve until the 2023 Annual Meeting of Stockholders: Reuben Jeffery III | Mgmt | For | For | |
| 1f. | Election of Director to serve until the 2023 Annual Meeting of Stockholders: Félix V. Matos Rodríguez | Mgmt | For | For | |
| 1g. | Election of Director to serve until the 2023 Annual Meeting of Stockholders: Tracy P. Palandjian | Mgmt | For | For | |
| 1h. | Election of Director to serve until the 2023 Annual Meeting of Stockholders: David C. Ryan | Mgmt | For | For | |
| 2. | To approve, by a non-binding advisory vote, the compensation of the Company's named executive officers. | Mgmt | For | For | |
| 3. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year. | Mgmt | For | For | |
| Clarkston Partners Fund | |||||
| ALTICE USA, INC. | |||||
| Security: | 02156K103 | Agenda Number: | 935638885 | ||
| Ticker: | ATUS | Meeting Type: | Annual | ||
| ISIN: | US02156K1034 | Meeting Date: | 6/15/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1a. | Election of Director: Patrick Drahi | Mgmt | For | For | |
| 1b. | Election of Director: Gerrit Jan Bakker | Mgmt | For | For | |
| 1c. | Election of Director: David Drahi | Mgmt | For | For | |
| 1d. | Election of Director: Dexter Goei | Mgmt | For | For | |
| 1e. | Election of Director: Mark Mullen | Mgmt | For | For | |
| 1f. | Election of Director: Dennis Okhuijsen | Mgmt | For | For | |
| 1g. | Election of Director: Susan Schnabel | Mgmt | For | For | |
| 1h. | Election of Director: Charles Stewart | Mgmt | For | For | |
| 1i. | Election of Director: Raymond Svider | Mgmt | For | For | |
| 2. | To approve, in an advisory vote, the compensation of Altice USA's named executive officers. | Mgmt | For | For | |
| 3. | To approve Amendment No. 1 to the Amended & Restated Altice USA 2017 Long Term Incentive Plan. | Mgmt | For | For | |
| 4. | To ratify the appointment of the Company's Independent Registered Public Accounting Firm for 2022. | Mgmt | For | For | |
| Clarkston Partners Fund | |||||
| ARTISAN PARTNERS ASSET MANAGEMENT INC | |||||
| Security: | 04316A108 | Agenda Number: | 935609593 | ||
| Ticker: | APAM | Meeting Type: | Annual | ||
| ISIN: | US04316A1088 | Meeting Date: | 6/2/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | ||||
| 1 | Jennifer A. Barbetta | Mgmt | For | For | |
| 2 | Matthew R. Barger | Mgmt | For | For | |
| 3 | Eric R. Colson | Mgmt | For | For | |
| 4 | Tench Coxe | Mgmt | For | For | |
| 5 | Stephanie G. DiMarco | Mgmt | For | For | |
| 6 | Jeffrey A. Joerres | Mgmt | For | For | |
| 7 | Saloni S. Multani | Mgmt | For | For | |
| 8 | Andrew A. Ziegler | Mgmt | For | For | |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Mgmt | For | For | |
| 3. | Advisory Vote on Frequency of Executive Compensation Advisory Vote. | Mgmt | 1 Year | For | |
| 4. | Ratification of the Appointment of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2022. | Mgmt | For | For | |
| Clarkston Partners Fund | |||||
| BROWN & BROWN, INC. | |||||
| Security: | 115236101 | Agenda Number: | 935567125 | ||
| Ticker: | BRO | Meeting Type: | Annual | ||
| ISIN: | US1152361010 | Meeting Date: | 5/4/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | ||||
| 1 | J. Hyatt Brown | Mgmt | For | For | |
| 2 | Hugh M. Brown | Mgmt | For | For | |
| 3 | J. Powell Brown | Mgmt | For | For | |
| 4 | Lawrence L. Gellerstedt | Mgmt | For | For | |
| 5 | James C. Hays | Mgmt | For | For | |
| 6 | Theodore J. Hoepner | Mgmt | For | For | |
| 7 | James S. Hunt | Mgmt | For | For | |
| 8 | Toni Jennings | Mgmt | For | For | |
| 9 | Timothy R.M. Main | Mgmt | For | For | |
| 10 | H. Palmer Proctor, Jr. | Mgmt | For | For | |
| 11 | Wendell S. Reilly | Mgmt | For | For | |
| 12 | Chilton D. Varner | Mgmt | For | For | |
| 2. | To ratify the appointment of Deloitte & Touche LLP as Brown & Brown, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2022. | Mgmt | For | For | |
| 3. | To approve, on an advisory basis, the compensation of named executive officers. | Mgmt | For | For | |
| Clarkston Partners Fund | |||||
| C.H. ROBINSON WORLDWIDE, INC. | |||||
| Security: | 12541W209 | Agenda Number: | 935569763 | ||
| Ticker: | CHRW | Meeting Type: | Annual | ||
| ISIN: | US12541W2098 | Meeting Date: | 5/5/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Scott P. Anderson | Mgmt | For | For | |
| 1B. | Election of Director: Robert C. Biesterfeld, Jr. | Mgmt | For | For | |
| 1C. | Election of Director: Kermit R. Crawford | Mgmt | For | For | |
| 1D. | Election of Director: Timothy C. Gokey | Mgmt | For | For | |
| 1E. | Election of Director: Mark A. Goodburn | Mgmt | For | For | |
| 1F. | Election of Director: Mary J. Steele Guilfoile | Mgmt | For | For | |
| 1G. | Election of Director: Jodee A. Kozlak | Mgmt | For | For | |
| 1H. | Election of Director: Henry J. Maier | Mgmt | For | For | |
| 1I. | Election of Director: James B. Stake | Mgmt | For | For | |
| 1J. | Election of Director: Paula C. Tolliver | Mgmt | For | For | |
| 1K. | Election of Director: Henry W. "Jay" Winship | Mgmt | For | For | |
| 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | For | For | |
| 3. | Ratification of the selection of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Mgmt | For | For | |
| 4. | To approve the C.H. Robinson Worldwide, Inc. 2022 Equity Incentive Plan. | Mgmt | For | For | |
| Clarkston Partners Fund | |||||
| CDK GLOBAL, INC. | |||||
| Security: | 12508E101 | Agenda Number: | 935499346 | ||
| Ticker: | CDK | Meeting Type: | Annual | ||
| ISIN: | US12508E1010 | Meeting Date: | 11/11/2021 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Leslie A. Brun | Mgmt | For | For | |
| 1B. | Election of Director: Willie A. Deese | Mgmt | For | For | |
| 1C. | Election of Director: Amy J. Hillman | Mgmt | For | For | |
| 1D. | Election of Director: Brian M. Krzanich | Mgmt | For | For | |
| 1E. | Election of Director: Stephen A. Miles | Mgmt | For | For | |
| 1F. | Election of Director: Robert E. Radway | Mgmt | For | For | |
| 1G. | Election of Director: Stephen F. Schuckenbrock | Mgmt | For | For | |
| 1H. | Election of Director: Frank S. Sowinski | Mgmt | For | For | |
| 1I. | Election of Director: Eileen J. Voynick | Mgmt | For | For | |
| 2. | Advisory vote to approve the compensation of the Named Executive Officers. | Mgmt | For | For | |
| 3. | Advisory vote to approve the frequency of holding an advisory vote on executive compensation. | Mgmt | 1 Year | For | |
| 4. | Approve the CDK Global, Inc. 2014 Omnibus Award Plan (as amended and restated effective as of November 11, 2021). | Mgmt | For | For | |
| 5. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2022. | Mgmt | For | For | |
| Clarkston Partners Fund | |||||
| CHANGE HEALTHCARE INC | |||||
| Security: | 15912K100 | Agenda Number: | 935551211 | ||
| Ticker: | CHNG | Meeting Type: | Annual | ||
| ISIN: | US15912K1007 | Meeting Date: | 3/29/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Neil E. de Crescenzo | Mgmt | For | For | |
| 1B. | Election of Director: Howard L. Lance | Mgmt | For | For | |
| 1C. | Election of Director: Nella Domenici | Mgmt | For | For | |
| 1D. | Election of Director: Nicholas L. Kuhar | Mgmt | For | For | |
| 1E. | Election of Director: Diana McKenzie | Mgmt | For | For | |
| 1F. | Election of Director: Bansi Nagji | Mgmt | For | For | |
| 1G. | Election of Director: Philip M. Pead | Mgmt | For | For | |
| 1H. | Election of Director: Phillip W. Roe | Mgmt | For | For | |
| 1I. | Election of Director: Neil P. Simpkins | Mgmt | For | For | |
| 1J. | Election of Director: Robert J. Zollars | Mgmt | For | For | |
| 2. | Advisory Vote to Approve Executive Compensation(Say-on-Pay) | Mgmt | For | For | |
| 3. | Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for Fiscal 2022 | Mgmt | For | For | |
| Clarkston Partners Fund | |||||
| CLARIVATE PLC | |||||
| Security: | G21810109 | Agenda Number: | 935609543 | ||
| Ticker: | CLVT | Meeting Type: | Annual | ||
| ISIN: | JE00BJJN4441 | Meeting Date: | 5/5/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Jerre Stead | Mgmt | For | For | |
| 1B. | Election of Director: Valeria Alberola | Mgmt | For | For | |
| 1C. | Election of Director: Michael Angelakis | Mgmt | For | For | |
| 1D. | Election of Director: Jane Okun Bomba | Mgmt | For | For | |
| 1E. | Election of Director: Usama N. Cortas | Mgmt | For | For | |
| 1F. | Election of Director: Konstantin Gilis | Mgmt | For | For | |
| 1G. | Election of Director: Balakrishnan S. Iyer | Mgmt | For | For | |
| 1H. | Election of Director: Adam T. Levyn | Mgmt | For | For | |
| 1I. | Election of Director: Anthony Munk | Mgmt | For | For | |
| 1J. | Election of Director: Richard W. Roedel | Mgmt | For | For | |
| 1K. | Election of Director: Andrew Snyder | Mgmt | For | For | |
| 1L. | Election of Director: Sheryl von Blucher | Mgmt | For | For | |
| 1M. | Election of Director: Roxane White | Mgmt | For | For | |
| 2. | AUTHORIZATION TO REPURCHASE ORDINARY SHARES IN OPEN-MARKET TRANSACTIONS. | Mgmt | For | For | |
| 3. | AUTHORIZATION TO REPURCHASE ORDINARY SHARES FROM ANY SHAREHOLDER PARTY TO THAT CERTAIN REGISTRATION RIGHTS AGREEMENT WITH THE COMPANY DATED AS OF OCTOBER 1, 2020, AS AMENDED. | Mgmt | For | For | |
| 4. | AUTHORIZATION TO REPURCHASE 5.25% SERIES A MANDATORY CONVERTIBLE PREFERRED SHARES IN OPEN-MARKET TRANSACTIONS. | Mgmt | For | For | |
| 5. | APPROVAL, ON AN ADVISORY, NON- BINDING BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | |
| 6. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Mgmt | For | For | |
| Clarkston Partners Fund | |||||
| ENERPAC TOOL GROUP CORP | |||||
| Security: | 292765104 | Agenda Number: | 935534429 | ||
| Ticker: | EPAC | Meeting Type: | Annual | ||
| ISIN: | US2927651040 | Meeting Date: | 1/25/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | ||||
| 1 | Alfredo Altavilla | Mgmt | For | For | |
| 2 | Judy L. Altmaier | Mgmt | For | For | |
| 3 | J. Palmer Clarkson | Mgmt | For | For | |
| 4 | Danny L. Cunningham | Mgmt | For | For | |
| 5 | E. James Ferland | Mgmt | For | For | |
| 6 | Richard D. Holder | Mgmt | For | For | |
| 7 | Sidney S. Simmons | Mgmt | For | For | |
| 8 | Paul E. Sternlieb | Mgmt | For | For | |
| 2. | Ratification of Ernst & Young LLP as the Company's independent auditor for the fiscal year ending August 31, 2022. | Mgmt | For | For | |
| 3. | Advisory vote to approve the compensation of our named executive officers. | Mgmt | For | For | |
| Clarkston Partners Fund | |||||
| FRANKLIN RESOURCES, INC. | |||||
| Security: | 354613101 | Agenda Number: | 935539861 | ||
| Ticker: | BEN | Meeting Type: | Annual | ||
| ISIN: | US3546131018 | Meeting Date: | 2/23/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Mariann Byerwalter | Mgmt | For | For | |
| 1B. | Election of Director: Alexander S. Friedman | Mgmt | For | For | |
| 1C. | Election of Director: Gregory E. Johnson | Mgmt | For | For | |
| 1D. | Election of Director: Jennifer M. Johnson | Mgmt | For | For | |
| 1E. | Election of Director: Rupert H. Johnson, Jr. | Mgmt | For | For | |
| 1F. | Election of Director: John Y. Kim | Mgmt | For | For | |
| 1G. | Election of Director: Karen M. King | Mgmt | For | For | |
| 1H. | Election of Director: Anthony J. Noto | Mgmt | For | For | |
| 1I. | Election of Director: John W. Thiel | Mgmt | For | For | |
| 1J. | Election of Director: Seth H. Waugh | Mgmt | For | For | |
| 1K. | Election of Director: Geoffrey Y. Yang | Mgmt | For | For | |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2022. | Mgmt | For | For | |
| Clarkston Partners Fund | |||||
| HILLENBRAND, INC. | |||||
| Security: | 431571108 | Agenda Number: | 935537021 | ||
| Ticker: | HI | Meeting Type: | Annual | ||
| ISIN: | US4315711089 | Meeting Date: | 2/10/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | ||||
| 1 | Gary L. Collar* | Mgmt | For | For | |
| 2 | F. Joseph Loughrey* | Mgmt | For | For | |
| 3 | Joy M. Greenway* | Mgmt | For | For | |
| 4 | Dennis W. Pullin* | Mgmt | For | For | |
| 5 | Kimberly K. Ryan** | Mgmt | For | For | |
| 6 | Inderpreet Sawhney** | Mgmt | For | For | |
| 2. | To approve, by a non-binding advisory vote, the compensation paid by the Company to its Named Executive Officers. | Mgmt | For | For | |
| 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2022. | Mgmt | For | For | |
| Clarkston Partners Fund | |||||
| IAA, INC. | |||||
| Security: | 449253103 | Agenda Number: | 935648533 | ||
| Ticker: | IAA | Meeting Type: | Annual | ||
| ISIN: | US4492531037 | Meeting Date: | 6/15/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1a. | Election of Director to serve until 2023 annual meeting: Brian Bales | Mgmt | For | For | |
| 1b. | Election of Director to serve until 2023 annual meeting: Bill Breslin | Mgmt | For | For | |
| 1c. | Election of Director to serve until 2023 annual meeting: Gail Evans | Mgmt | For | For | |
| 1d. | Election of Director to serve until 2023 annual meeting: Sue Gove | Mgmt | For | For | |
| 1e. | Election of Director to serve until 2023 annual meeting: Olaf Kastner | Mgmt | For | For | |
| 1f. | Election of Director to serve until 2023 annual meeting: John P. Larson | Mgmt | For | For | |
| 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | For | For | |
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2023. | Mgmt | For | For | |
| Clarkston Partners Fund | |||||
| JOHN WILEY & SONS, INC. | |||||
| Security: | 968223206 | Agenda Number: | 935486084 | ||
| Ticker: | JWA | Meeting Type: | Annual | ||
| ISIN: | US9682232064 | Meeting Date: | 9/30/2021 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | ||||
| 1 | Beth Birnbaum | Mgmt | For | For | |
| 2 | David C. Dobson | Mgmt | For | For | |
| 3 | Mariana Garavaglia | Mgmt | For | For | |
| 2. | Ratification of the appointment of KPMG LLP as independent accountants for the fiscal year ending April 30, 2022. | Mgmt | For | For | |
| 3. | Approval, on an advisory basis, of the compensation of the named executive officers. | Mgmt | For | For | |
| Clarkston Partners Fund | |||||
| LPL FINANCIAL HOLDINGS INC. | |||||
| Security: | 50212V100 | Agenda Number: | 935587242 | ||
| Ticker: | LPLA | Meeting Type: | Annual | ||
| ISIN: | US50212V1008 | Meeting Date: | 5/18/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Dan H. Arnold | Mgmt | For | For | |
| 1B. | Election of Director: Edward C. Bernard | Mgmt | For | For | |
| 1C. | Election of Director: H. Paulett Eberhart | Mgmt | For | For | |
| 1D. | Election of Director: William F. Glavin Jr. | Mgmt | For | For | |
| 1E. | Election of Director: Allison H. Mnookin | Mgmt | For | For | |
| 1F. | Election of Director: Anne M. Mulcahy | Mgmt | For | For | |
| 1G. | Election of Director: James S. Putnam | Mgmt | For | For | |
| 1H. | Election of Director: Richard P. Schifter | Mgmt | For | For | |
| 1I. | Election of Director: Corey E. Thomas | Mgmt | For | For | |
| 2. | Ratify the appointment of Deloitte & Touche LLP by the Audit Committee of the Board of Directors as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Mgmt | For | For | |
| 3. | Approve, in an advisory vote, the compensation paid to the Company's named executive officers. | Mgmt | For | For | |
| Clarkston Partners Fund | |||||
| MOLSON COORS BEVERAGE COMPANY | |||||
| Security: | 60871R209 | Agenda Number: | 935598031 | ||
| Ticker: | TAP | Meeting Type: | Annual | ||
| ISIN: | US60871R2094 | Meeting Date: | 5/18/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | ||||
| 1 | Roger G. Eaton | Mgmt | For | For | |
| 2 | Charles M. Herington | Mgmt | For | For | |
| 3 | H. Sanford Riley | Mgmt | For | For | |
| 2. | To approve, on an advisory basis, the compensation of Molson Coors Beverage Company's named executive officers. | Mgmt | For | For | |
| Clarkston Partners Fund | |||||
| NIELSEN HOLDINGS PLC | |||||
| Security: | G6518L108 | Agenda Number: | 935583143 | ||
| Ticker: | NLSN | Meeting Type: | Annual | ||
| ISIN: | GB00BWFY5505 | Meeting Date: | 5/17/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: James A. Attwood, Jr. | Mgmt | For | For | |
| 1B. | Election of Director: Thomas H. Castro | Mgmt | For | For | |
| 1C. | Election of Director: Guerrino De Luca | Mgmt | For | For | |
| 1D. | Election of Director: Karen M. Hoguet | Mgmt | For | For | |
| 1E. | Election of Director: David Kenny | Mgmt | For | For | |
| 1F. | Election of Director: Janice Marinelli Mazza | Mgmt | For | For | |
| 1G. | Election of Director: Jonathan F. Miller | Mgmt | For | For | |
| 1H. | Election of Director: Stephanie Plaines | Mgmt | For | For | |
| 1I. | Election of Director: Nancy Tellem | Mgmt | For | For | |
| 1J. | Election of Director: Lauren Zalaznick | Mgmt | For | For | |
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2022. | Mgmt | For | For | |
| 3. | To reappoint Ernst & Young LLP as our UK statutory auditor to audit our UK statutory annual accounts for the year ending December 31, 2022. | Mgmt | For | For | |
| 4. | To authorize the Audit Committee to determine the compensation of our UK statutory auditor. | Mgmt | For | For | |
| 5. | To approve on a non-binding, advisory basis the compensation of our named executive officers as disclosed in the proxy statement. | Mgmt | For | For | |
| 6. | To approve on a non-binding, advisory basis the Directors' Compensation Report for the year ended December 31, 2021. | Mgmt | For | For | |
| 7. | To authorize the Board of Directors to allot equity securities. | Mgmt | For | For | |
| 8. | To authorize the Board of Directors to allot equity securities without rights of pre-emption. | Mgmt | For | For | |
| 9. | To authorize the Board of Directors to allot equity securities without rights of pre-emption in connection with an acquisition or specified capital investment. | Mgmt | For | For | |
| 10. | To approve of forms of share repurchase contracts and share repurchase counterparties. | Mgmt | For | For | |
| Clarkston Partners Fund | |||||
| POST HOLDINGS, INC. | |||||
| Security: | 737446104 | Agenda Number: | 935528767 | ||
| Ticker: | POST | Meeting Type: | Annual | ||
| ISIN: | US7374461041 | Meeting Date: | 1/27/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | ||||
| 1 | Gregory L. Curl | Mgmt | For | For | |
| 2 | Ellen F. Harshman | Mgmt | For | For | |
| 3 | David P. Skarie | Mgmt | For | For | |
| 2. | Ratification of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending September 30, 2022. | Mgmt | For | For | |
| 3. | Advisory approval of the Company's executive compensation. | Mgmt | Against | Against | |
| 4. | Approval of the Post Holdings, Inc. 2021 Long-Term Incentive Plan. | Mgmt | For | For | |
| Clarkston Partners Fund | |||||
| STERICYCLE, INC. | |||||
| Security: | 858912108 | Agenda Number: | 935598411 | ||
| Ticker: | SRCL | Meeting Type: | Annual | ||
| ISIN: | US8589121081 | Meeting Date: | 5/26/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Robert S. Murley | Mgmt | For | For | |
| 1B. | Election of Director: Cindy J. Miller | Mgmt | For | For | |
| 1C. | Election of Director: Brian P. Anderson | Mgmt | For | For | |
| 1D. | Election of Director: Lynn D. Bleil | Mgmt | For | For | |
| 1E. | Election of Director: Thomas F. Chen | Mgmt | For | For | |
| 1F. | Election of Director: J. Joel Hackney, Jr. | Mgmt | For | For | |
| 1G. | Election of Director: Stephen C. Hooley | Mgmt | For | For | |
| 1H. | Election of Director: Kay G. Priestly | Mgmt | For | For | |
| 1I. | Election of Director: James L. Welch | Mgmt | For | For | |
| 2. | Advisory vote to approve executive compensation | Mgmt | For | For | |
| 3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2022 | Mgmt | For | For | |
| 4. | Stockholder proposal entitled Special Shareholder Meeting Improvement | Shr | Against | For | |
| 5. | Stockholder proposal related to a civil rights audit | Shr | Against | For | |
| Clarkston Partners Fund | |||||
| SYSCO CORPORATION | |||||
| Security: | 871829107 | Agenda Number: | 935501519 | ||
| Ticker: | SYY | Meeting Type: | Annual | ||
| ISIN: | US8718291078 | Meeting Date: | 11/19/2021 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Daniel J. Brutto | Mgmt | For | For | |
| 1B. | Election of Director: John M. Cassaday | Mgmt | For | For | |
| 1C. | Election of Director: Larry C. Glasscock | Mgmt | For | For | |
| 1D. | Election of Director: Bradley M. Halverson | Mgmt | For | For | |
| 1E. | Election of Director: John M. Hinshaw | Mgmt | For | For | |
| 1F. | Election of Director: Kevin P. Hourican | Mgmt | For | For | |
| 1G. | Election of Director: Hans-Joachim Koerber | Mgmt | For | For | |
| 1H. | Election of Director: Stephanie A. Lundquist | Mgmt | For | For | |
| 1I. | Election of Director: Edward D. Shirley | Mgmt | For | For | |
| 1J. | Election of Director: Sheila G. Talton | Mgmt | For | For | |
| 2. | To approve, by advisory vote, the compensation paid to Sysco's named executive officers, as disclosed in Sysco's 2021 proxy statement. | Mgmt | For | For | |
| 3. | To ratify the appointment of Ernst & Young LLP as Sysco's independent registered public accounting firm for fiscal 2022. | Mgmt | For | For | |
| 4. | To consider a stockholder proposal, if properly presented at the meeting, requesting that Sysco issue a report annually disclosing its greenhouse gas emissions targets. | Shr | For | ||
| Clarkston Partners Fund | |||||
| US FOODS HOLDING CORP. | |||||
| Security: | 912008109 | Agenda Number: | 935611485 | ||
| Ticker: | USFD | Meeting Type: | Contested Annual | ||
| ISIN: | US9120081099 | Meeting Date: | 5/18/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | ||||
| 1 | Cheryl A. Bachelder | Mgmt | For | For | |
| 2 | Court D. Carruthers | Mgmt | For | For | |
| 3 | Robert M. Dutkowsky | Mgmt | For | For | |
| 4 | Marla Gottschalk | Mgmt | For | For | |
| 5 | Sunil Gupta | Mgmt | For | For | |
| 6 | Carl Andrew Pforzheimer | Mgmt | For | For | |
| 7 | Quentin Roach | Mgmt | For | For | |
| 8 | Pietro Satriano | Mgmt | Withheld | Against | |
| 9 | David M. Tehle | Mgmt | For | For | |
| 10 | Ann E. Ziegler | Mgmt | For | For | |
| 2. | Approval, on an advisory basis, of the compensation paid to our named executive officers | Mgmt | For | For | |
| 3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2022 | Mgmt | For | For | |
| 4. | Consideration of a shareholder proposal, if properly presented at the Annual Meeting | Shr | For | ||
| Clarkston Partners Fund | |||||
| WILLIS TOWERS WATSON PLC | |||||
| Security: | G96629103 | Agenda Number: | 935625939 | ||
| Ticker: | WTW | Meeting Type: | Annual | ||
| ISIN: | IE00BDB6Q211 | Meeting Date: | 6/8/2022 | ||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1a. | Election of Director: Dame Inga Beale | Mgmt | For | For | |
| 1b. | Election of Director: Fumbi Chima | Mgmt | For | For | |
| 1c. | Election of Director: Michael Hammond | Mgmt | For | For | |
| 1d. | Election of Director: Carl Hess | Mgmt | For | For | |
| 1e. | Election of Director: Brendan O'Neill | Mgmt | For | For | |
| 1f. | Election of Director: Linda Rabbitt | Mgmt | For | For | |
| 1g. | Election of Director: Paul Reilly | Mgmt | For | For | |
| 1h. | Election of Director: Michelle Swanback | Mgmt | For | For | |
| 1i. | Election of Director: Paul Thomas | Mgmt | For | For | |
| 2. | Ratify, on an advisory basis, the appointment of (i) Deloitte & Touche LLP to audit our financial statements and (ii) Deloitte Ireland LLP to audit our Irish Statutory Accounts, and authorize, in a binding vote, the Board, acting through the Audit and Risk Committee, to fix the independent auditors' remuneration. | Mgmt | For | For | |
| 3. | Approve, on an advisory basis, the named executive officer compensation. | Mgmt | For | For | |
| 4. | Renew the Board's existing authority to issue shares under Irish law. | Mgmt | For | For | |
| 5. | Renew the Board's existing authority to opt out of statutory pre-emption rights under Irish law. | Mgmt | For | For | |
| 6. | Approve the creation of distributable profits by the reduction and cancellation of the Company's share premium account. | Mgmt | For | For | |
| 7. | Amend and restate the Willis Towers Watson Public Limited Company 2012 Equity Incentive Plan, including to increase the number of shares authorized for issuance under the 2012 Plan. | Mgmt | For | For | |
Polen DDJ Opportunistic High Yield Fund
| Company | CUSIP | Meeting Date | Proxy Issue | Vote Cast |
| CWT Travel Holdings | N/A- Private Security | 12/10/2021 | Election of board of directors | For |
| Specialty Steel Holdco, Inc. | N/A- Private Security | 2/7/2022 | Annual election of Directors and confirmation of the director’s actions over the last year | For |
| Morgan Stanley Institutional Liquidity | 61747C491 | 2/25/2022 | Election of the Trustees of the Trust | For |
| Skillsoft Corp | 83066P200 | 3/31/2022 | Issuance of class A common stock | For |
| Skillsoft Corp | 83066P200 | 3/31/2022 | Approval of adjournment of the Special Meeting | For |
| Skillsoft Corp | 83066P200 | 6/23/2022 | Election of board of directors | For |
| Skillsoft Corp | 83066P200 | 6/23/2022 | Ratify Ernst & Young LLP as Auditors | For |
Hillman Value Fund
Vote Summary
| MICROSOFT CORPORATION | |||||
| Security | 594918104 | Meeting Type | Annual | ||
| Ticker Symbol | MSFT | Meeting Date | 30-Nov-2021 | ||
| ISIN | US5949181045 | Agenda | 935505480 - Management | ||
| Record Date | 30-Sep-2021 | Holding Recon Date | 30-Sep-2021 | ||
| City / | Country | / | United States | Vote Deadline Date | 29-Nov-2021 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 2. | 14A Executive Compensation | Management | For | For | For | For | For |
| 3. | Adopt Employee Stock Purchase Plan | Management | For | For | For | For | For |
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For |
| 5. | S/H Proposal - Report on Pay Disparity | Shareholder | Against | Against | For | Against | For |
| 6. | S/H Proposal - Human Rights Related | Shareholder | For | Against | Against | For | For |
| Comments: Additional reporting on the management and mitigation of harassment is warranted | |||||||
| 7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For |
| 8. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For |
| 9. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | Against | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 19,500 | 0 | 11-Nov-2021 | 11-Nov-2021 |
| BECTON, DICKINSON AND COMPANY | |||||
| Security | 075887109 | Meeting Type | Annual | ||
| Ticker Symbol | BDX | Meeting Date | 25-Jan-2022 | ||
| ISIN | US0758871091 | Agenda | 935535128 - Management | ||
| Record Date | 06-Dec-2021 | Holding Recon Date | 06-Dec-2021 | ||
| City / | Country | / | United States | Vote Deadline Date | 24-Jan-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For |
| 3. | 14A Executive Compensation | Management | For | For | For | For | For |
| 4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For |
| Comments: A 15% threshold for calling a special meeting is appropriate | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 24,000 | 0 | 23-Dec-2021 | 23-Dec-2021 |
| EMERSON ELECTRIC CO. | |||||
| Security | 291011104 | Meeting Type | Annual | ||
| Ticker Symbol | EMR | Meeting Date | 01-Feb-2022 | ||
| ISIN | US2910111044 | Agenda | 935533299 - Management | ||
| Record Date | 23-Nov-2021 | Holding Recon Date | 23-Nov-2021 | ||
| City / | Country | / | United States | Vote Deadline Date | 31-Jan-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||
| 1. | Election of Directors | Management | |||||||
| 1 | J. B. Bolten | For | For | For | For | For | |||
| 2 | W. H. Easter III | For | For | For | For | For | |||
| 3 | S. L. Karsanbhai | For | For | For | For | For | |||
| 4 | L. M. Lee | For | For | For | For | For | |||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||
| 3. | 14A Executive Compensation | Management | For | For | For | For | For | ||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 66,000 | 0 | 11-Jan-2022 | 11-Jan-2022 |
| COMPASS MINERALS INTERNATIONAL, INC. | |||||
| Security | 20451N101 | Meeting Type | Annual | ||
| Ticker Symbol | CMP | Meeting Date | 24-Feb-2022 | ||
| ISIN | US20451N1019 | Agenda | 935540371 - Management | ||
| Record Date | 27-Dec-2021 | Holding Recon Date | 27-Dec-2021 | ||
| City / | Country | / | United States | Vote Deadline Date | 23-Feb-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 2. | 14A Executive Compensation | Management | For | For | For | For | For |
| 3. | Amend Stock Compensation Plan | Management | For | For | For | For | For |
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 104,000 | 0 | 26-Jan-2022 | 26-Jan-2022 |
| DISCOVERY, INC. | |||||
| Security | 25470F104 | Meeting Type | Special | ||
| Ticker Symbol | DISCA | Meeting Date | 11-Mar-2022 | ||
| ISIN | US25470F1049 | Agenda | 935550930 - Management | ||
| Record Date | 18-Jan-2022 | Holding Recon Date | 18-Jan-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 10-Mar-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1A. | Approve Merger Agreement | Management | For | For | For | For | For |
| 1B. | Authorize Common Stock Increase | Management | For | For | For | For | For |
| 1C. | Miscellaneous Corporate Actions | Management | For | For | For | For | For |
| 1D. | Declassify Board | Management | For | For | For | For | For |
| 1E. | Miscellaneous Corporate Actions | Management | For | For | For | For | For |
| 2. | Stock Issuance | Management | For | For | For | For | For |
| 3. | 14A Executive Compensation | Management | Against | For | Against | Against | For |
| Comments: Concerning pay practices | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 223,000 | 0 | 28-Feb-2022 | 28-Feb-2022 |
| DISCOVERY, INC. | |||||
| Security | 25470F104 | Meeting Type | Annual | ||
| Ticker Symbol | DISCA | Meeting Date | 08-Apr-2022 | ||
| ISIN | US25470F1049 | Agenda | 935566096 - Management | ||
| Record Date | 04-Mar-2022 | Holding Recon Date | 04-Mar-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 07-Apr-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||
| 1. | Election of Directors | Management | |||||||
| 1 | Paul A. Gould | For | For | For | For | For | |||
| 2 | Kenneth W. Lowe | For | For | For | For | For | |||
| 3 | Daniel E. Sanchez | For | For | For | For | For | |||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||
| 3. | Approve Stock Compensation Plan | Management | For | For | For | For | For | ||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 223,000 | 0 | 18-Mar-2022 | 18-Mar-2022 |
| THE BANK OF NEW YORK MELLON CORPORATION | |||||
| Security | 064058100 | Meeting Type | Annual | ||
| Ticker Symbol | BK | Meeting Date | 12-Apr-2022 | ||
| ISIN | US0640581007 | Agenda | 935554015 - Management | ||
| Record Date | 16-Feb-2022 | Holding Recon Date | 16-Feb-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 11-Apr-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 2. | 14A Executive Compensation | Management | For | For | For | For | For |
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For |
| 4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For |
| Comments: A 10% threshold for calling a special meeting is appropriate | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 110,000 | 0 | 22-Mar-2022 | 22-Mar-2022 |
| MAGELLAN MIDSTREAM PARTNERS, L.P. | |||||
| Security | 559080106 | Meeting Type | Annual | ||
| Ticker Symbol | MMP | Meeting Date | 21-Apr-2022 | ||
| ISIN | US5590801065 | Agenda | 935554748 - Management | ||
| Record Date | 10-Feb-2022 | Holding Recon Date | 10-Feb-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 20-Apr-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 2. | 14A Executive Compensation | Management | For | For | For | For | For |
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 141,000 | 0 | 17-Mar-2022 | 17-Mar-2022 |
| RAYTHEON TECHNOLOGIES | |||||
| Security | 75513E101 | Meeting Type | Annual | ||
| Ticker Symbol | RTX | Meeting Date | 25-Apr-2022 | ||
| ISIN | US75513E1010 | Agenda | 935559673 - Management | ||
| Record Date | 01-Mar-2022 | Holding Recon Date | 01-Mar-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 22-Apr-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1M. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 2. | 14A Executive Compensation | Management | For | For | For | For | For |
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For |
| 4. | Approve Charter Amendment | Management | For | For | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 76,187 | 0 | 23-Mar-2022 | 23-Mar-2022 |
| WELLS FARGO & COMPANY | |||||
| Security | 949746101 | Meeting Type | Annual | ||
| Ticker Symbol | WFC | Meeting Date | 26-Apr-2022 | ||
| ISIN | US9497461015 | Agenda | 935558594 - Management | ||
| Record Date | 25-Feb-2022 | Holding Recon Date | 25-Feb-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 25-Apr-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1M. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1N. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 2. | 14A Executive Compensation | Management | For | For | For | For | For |
| 3. | Approve Stock Compensation Plan | Management | For | For | For | For | For |
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For |
| 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For |
| 6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For |
| 7. | S/H Proposal - Human Rights Related | Shareholder | Against | Against | For | Against | For |
| 8. | S/H Proposal - Human Rights Related | Shareholder | Against | Against | For | Against | For |
| 9. | S/H Proposal - Environmental | Shareholder | Against | Against | For | Against | For |
| 10. | S/H Proposal - Human Rights Related | Shareholder | For | Against | Against | For | For |
| Comments: Current reporting does not provide sufficient information concerning risk | |||||||
| 11. | S/H Proposal - Report on Charitable Contributions | Shareholder | Against | Against | For | Against | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 26,000 | 0 | 07-Apr-2022 | 07-Apr-2022 |
| KELLOGG COMPANY | |||||
| Security | 487836108 | Meeting Type | Annual | ||
| Ticker Symbol | K | Meeting Date | 29-Apr-2022 | ||
| ISIN | US4878361082 | Agenda | 935557720 - Management | ||
| Record Date | 01-Mar-2022 | Holding Recon Date | 01-Mar-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 28-Apr-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 2. | 14A Executive Compensation | Management | For | For | For | For | For |
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For |
| 4. | Approve Stock Compensation Plan | Management | For | For | For | For | For |
| 5. | S/H Proposal - Executive Compensation | Shareholder | Against | Against | For | Against | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 110,000 | 0 | 09-Apr-2022 | 09-Apr-2022 |
| THE BOEING COMPANY | |||||
| Security | 097023105 | Meeting Type | Annual | ||
| Ticker Symbol | BA | Meeting Date | 29-Apr-2022 | ||
| ISIN | US0970231058 | Agenda | 935558621 - Management | ||
| Record Date | 28-Feb-2022 | Holding Recon Date | 28-Feb-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 28-Apr-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 2. | 14A Executive Compensation | Management | Against | For | Against | Against | For |
| Comments: Concerning pay practices; Poor compensation structure/performance conditions | |||||||
| 3. | Adopt Employee Stock Purchase Plan | Management | For | For | For | For | For |
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For |
| 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For |
| 6. | S/H Proposal - Report on Charitable Contributions | Shareholder | Against | Against | For | Against | For |
| 7. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For |
| Comments: A 10% threshold for calling a special meeting is appropriate | |||||||
| 8. | S/H Proposal - Corporate Governance | Shareholder | For | For | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 33,000 | 0 | 08-Apr-2022 | 08-Apr-2022 |
| ASML HOLDINGS N.V. | |||||
| Security | N07059210 | Meeting Type | Annual | ||
| Ticker Symbol | ASML | Meeting Date | 29-Apr-2022 | ||
| ISIN | USN070592100 | Agenda | 935599449 - Management | ||
| Record Date | 01-Apr-2022 | Holding Recon Date | 01-Apr-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 20-Apr-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 3A | Approve Remuneration of Directors and Auditors | Management | Against | For | Against | Against | For |
| Comments: Excessive termination agreement | |||||||
| 3B | Adopt Accounts for Past Year | Management | For | For | For | For | For |
| 3D | Dividends | Management | For | For | For | For | For |
| 4A | Approve Director Liability Insurance | Management | For | For | For | For | For |
| 4B | Approve Director Liability Insurance | Management | For | For | For | For | For |
| 5 | Miscellaneous Corporate Actions | Management | For | For | For | For | For |
| 6 | Approve Remuneration of Directors and Auditors | Management | For | For | For | For | For |
| 8D | Elect Supervisory Board Member | Management | For | For | For | For | For |
| 8E | Elect Supervisory Board Member | Management | For | For | For | For | For |
| 8F | Elect Supervisory Board Member | Management | For | For | For | For | For |
| 9 | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For |
| 11 | Approve Charter Amendment | Management | For | For | For | For | For |
| 12A | Stock Issuance | Management | For | For | For | For | For |
| 12B | Eliminate Pre-Emptive Rights | Management | For | For | For | For | For |
| 13 | Authorize Directors to Repurchase Shares | Management | For | For | For | For | For |
| 14 | Miscellaneous Corporate Actions | Management | For | For | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 10,000 | 0 | 08-Apr-2022 | 08-Apr-2022 |
| BRISTOL-MYERS SQUIBB COMPANY | |||||
| Security | 110122108 | Meeting Type | Annual | ||
| Ticker Symbol | BMY | Meeting Date | 03-May-2022 | ||
| ISIN | US1101221083 | Agenda | 935571782 - Management | ||
| Record Date | 14-Mar-2022 | Holding Recon Date | 14-Mar-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 02-May-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1A) | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1B) | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1C) | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1D) | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1E) | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1F) | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1G) | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1H) | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1I) | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1J) | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 2. | 14A Executive Compensation | Management | For | For | For | For | For |
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For |
| 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For |
| 5. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Against | For | Against | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 93,000 | 0 | 08-Apr-2022 | 08-Apr-2022 |
| GENERAL DYNAMICS CORPORATION | |||||
| Security | 369550108 | Meeting Type | Annual | ||
| Ticker Symbol | GD | Meeting Date | 04-May-2022 | ||
| ISIN | US3695501086 | Agenda | 935569876 - Management | ||
| Record Date | 09-Mar-2022 | Holding Recon Date | 09-Mar-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 03-May-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For |
| 3. | 14A Executive Compensation | Management | For | For | For | For | For |
| 4. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Against | For | Against | For |
| 5. | S/H Proposal - Human Rights Related | Shareholder | Against | Against | For | Against | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 31,000 | 0 | 16-Apr-2022 | 16-Apr-2022 |
| GSK PLC | |||||
| Security | 37733W105 | Meeting Type | Annual | ||
| Ticker Symbol | GSK | Meeting Date | 04-May-2022 | ||
| ISIN | US37733W1053 | Agenda | 935586377 - Management | ||
| Record Date | 17-Mar-2022 | Holding Recon Date | 17-Mar-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 27-Apr-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1. | Adopt Accounts for Past Year | Management | For | For | For | For | For |
| 2. | Adopt Accounts for Past Year | Management | For | For | For | For | For |
| 3. | Adopt Accounts for Past Year | Management | For | For | For | For | For |
| 4. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 5. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 6. | Election of Directors (Full Slate) | Management | For | For | For | For | For |
| 7. | Election of Directors (Full Slate) | Management | For | For | For | For | For |
| 8. | Election of Directors (Full Slate) | Management | For | For | For | For | For |
| 9. | Election of Directors (Full Slate) | Management | For | For | For | For | For |
| 10. | Election of Directors (Full Slate) | Management | For | For | For | For | For |
| 11. | Election of Directors (Full Slate) | Management | For | For | For | For | For |
| 12. | Election of Directors (Full Slate) | Management | For | For | For | For | For |
| 13. | Election of Directors (Full Slate) | Management | For | For | For | For | For |
| 14. | Election of Directors (Full Slate) | Management | For | For | For | For | For |
| 15. | Election of Directors (Full Slate) | Management | For | For | For | For | For |
| 16. | Election of Directors (Full Slate) | Management | For | For | For | For | For |
| 17. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For |
| 18. | Approve Remuneration of Directors and Auditors | Management | For | For | For | For | For |
| 19. | Miscellaneous Corporate Actions | Management | For | For | For | For | For |
| 20. | Allot Securities | Management | For | For | For | For | For |
| 21. | Eliminate Pre-Emptive Rights | Management | For | For | For | For | For |
| 22. | Eliminate Pre-Emptive Rights | Management | For | For | For | For | For |
| 23. | Stock Repurchase Plan | Management | For | For | For | For | For |
| 24. | Miscellaneous Corporate Actions | Management | For | For | For | For | For |
| 25. | Miscellaneous Corporate Actions | Management | For | For | For | For | For |
| 26. | Adopt Stock Option Plan | Management | For | For | For | For | For |
| 27. | Approve Stock Compensation Plan | Management | For | For | For | For | For |
| 28. | Approve Article Amendments | Management | For | For | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 160,000 | 0 | 06-Apr-2022 | 06-Apr-2022 |
| GENERAL DYNAMICS CORPORATION | |||||
| Security | 369550108 | Meeting Type | Annual | ||
| Ticker Symbol | GD | Meeting Date | 04-May-2022 | ||
| ISIN | US3695501086 | Agenda | 935608921 - Management | ||
| Record Date | 09-Mar-2022 | Holding Recon Date | 09-Mar-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 03-May-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For |
| 3. | 14A Executive Compensation | Management | For | For | For | For | For |
| 4. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Against | For | Against | For |
| 5. | S/H Proposal - Human Rights Related | Shareholder | Against | Against | For | Against | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 31,000 | 0 | 16-Apr-2022 | 16-Apr-2022 |
| T. ROWE PRICE GROUP, INC. | |||||
| Security | 74144T108 | Meeting Type | Annual | ||
| Ticker Symbol | TROW | Meeting Date | 10-May-2022 | ||
| ISIN | US74144T1088 | Agenda | 935576871 - Management | ||
| Record Date | 01-Mar-2022 | Holding Recon Date | 01-Mar-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 09-May-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1M. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 2. | 14A Executive Compensation | Management | For | For | For | For | For |
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 50,000 | 0 | 19-Apr-2022 | 19-Apr-2022 |
| CVS HEALTH CORPORATION | |||||
| Security | 126650100 | Meeting Type | Annual | ||
| Ticker Symbol | CVS | Meeting Date | 11-May-2022 | ||
| ISIN | US1266501006 | Agenda | 935576972 - Management | ||
| Record Date | 14-Mar-2022 | Holding Recon Date | 14-Mar-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 10-May-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For |
| 3. | 14A Executive Compensation | Management | For | For | For | For | For |
| 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For |
| 5. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Against | For | Against | For |
| 6. | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | Shareholder | Against | Against | For | Against | For |
| 7. | S/H Proposal - Health Issues | Shareholder | For | Against | Against | For | For |
| Comments: Adoption could help mitigate human capital management-related risks | |||||||
| 8. | S/H Proposal - Health Issues | Shareholder | Against | Against | For | Against | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 65,000 | 0 | 22-Apr-2022 | 22-Apr-2022 |
| SIMON PROPERTY GROUP, INC. | |||||
| Security | 828806109 | Meeting Type | Annual | ||
| Ticker Symbol | SPG | Meeting Date | 11-May-2022 | ||
| ISIN | US8288061091 | Agenda | 935577429 - Management | ||
| Record Date | 15-Mar-2022 | Holding Recon Date | 15-Mar-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 10-May-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 2. | 14A Executive Compensation | Management | For | For | For | For | For |
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 50,000 | 0 | 15-Apr-2022 | 15-Apr-2022 |
| VERIZON COMMUNICATIONS INC. | |||||
| Security | 92343V104 | Meeting Type | Annual | ||
| Ticker Symbol | VZ | Meeting Date | 12-May-2022 | ||
| ISIN | US92343V1044 | Agenda | 935575704 - Management | ||
| Record Date | 14-Mar-2022 | Holding Recon Date | 14-Mar-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 11-May-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 2. | 14A Executive Compensation | Management | For | For | For | For | For |
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For |
| 4. | S/H Proposal - Report on Charitable Contributions | Shareholder | Against | Against | For | Against | For |
| 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For |
| 6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For |
| 7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 125,000 | 0 | 23-Apr-2022 | 23-Apr-2022 |
| ZIMMER BIOMET HOLDINGS, INC. | |||||
| Security | 98956P102 | Meeting Type | Annual | ||
| Ticker Symbol | ZBH | Meeting Date | 13-May-2022 | ||
| ISIN | US98956P1021 | Agenda | 935568139 - Management | ||
| Record Date | 14-Mar-2022 | Holding Recon Date | 14-Mar-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 12-May-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For |
| 3. | 14A Executive Compensation | Management | Against | For | Against | Against | For |
| Comments: Pay and performance disconnect | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 47,000 | 0 | 24-Apr-2022 | 24-Apr-2022 |
| NORDSTROM, INC. | |||||
| Security | 655664100 | Meeting Type | Annual | ||
| Ticker Symbol | JWN | Meeting Date | 18-May-2022 | ||
| ISIN | US6556641008 | Agenda | 935580539 - Management | ||
| Record Date | 09-Mar-2022 | Holding Recon Date | 09-Mar-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 17-May-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For |
| 3. | 14A Executive Compensation | Management | For | For | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 240,000 | 0 | 26-Apr-2022 | 26-Apr-2022 |
| AT&T INC. | |||||
| Security | 00206R102 | Meeting Type | Annual | ||
| Ticker Symbol | T | Meeting Date | 19-May-2022 | ||
| ISIN | US00206R1023 | Agenda | 935579409 - Management | ||
| Record Date | 21-Mar-2022 | Holding Recon Date | 21-Mar-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 18-May-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1M. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For |
| 3. | 14A Executive Compensation | Management | For | For | For | For | For |
| 4. | S/H Proposal - Executive Compensation | Shareholder | Against | Against | For | Against | For |
| 5. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Against | For | Against | For |
| 6. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | Against | For |
| 7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 230,000 | 0 | 29-Apr-2022 | 29-Apr-2022 |
| THE WESTERN UNION COMPANY | |||||
| Security | 959802109 | Meeting Type | Annual | ||
| Ticker Symbol | WU | Meeting Date | 19-May-2022 | ||
| ISIN | US9598021098 | Agenda | 935585591 - Management | ||
| Record Date | 23-Mar-2022 | Holding Recon Date | 23-Mar-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 18-May-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 2. | 14A Executive Compensation | Management | For | For | For | For | For |
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For |
| 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 325,000 | 0 | 03-May-2022 | 03-May-2022 |
| MERCK & CO., INC. | |||||
| Security | 58933Y105 | Meeting Type | Annual | ||
| Ticker Symbol | MRK | Meeting Date | 24-May-2022 | ||
| ISIN | US58933Y1055 | Agenda | 935591570 - Management | ||
| Record Date | 25-Mar-2022 | Holding Recon Date | 25-Mar-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 23-May-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1M. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1N. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 2. | 14A Executive Compensation | Management | For | For | For | For | For |
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For |
| 4. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Against | For | Against | For |
| 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For |
| 6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 90,000 | 0 | 03-May-2022 | 03-May-2022 |
| META PLATFORMS, INC. | |||||
| Security | 30303M102 | Meeting Type | Annual | ||
| Ticker Symbol | FB | Meeting Date | 25-May-2022 | ||
| ISIN | US30303M1027 | Agenda | 935601559 - Management | ||
| Record Date | 01-Apr-2022 | Holding Recon Date | 01-Apr-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 24-May-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||
| 1. | Election of Directors | Management | |||||||
| 1 | Peggy Alford | For | For | For | For | For | |||
| 2 | Marc L. Andreessen | For | For | For | For | For | |||
| 3 | Andrew W. Houston | For | For | For | For | For | |||
| 4 | Nancy Killefer | For | For | For | For | For | |||
| 5 | Robert M. Kimmitt | For | For | For | For | For | |||
| 6 | Sheryl K. Sandberg | For | For | For | For | For | |||
| 7 | Tracey T. Travis | For | For | For | For | For | |||
| 8 | Tony Xu | For | For | For | For | For | |||
| 9 | Mark Zuckerberg | For | For | For | For | For | |||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||
| 3. | 14A Executive Compensation | Management | For | For | For | For | For | ||
| 4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||
| Comments: Allowing one vote per share generally operates as a safeguard for common shareholders | |||||||||
| 5. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Against | For | Against | For | ||
| 6. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||
| Comments: Disclosure will help shareholders assess the risks involved in the Company's use of concealment clauses | |||||||||
| 7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||
| 8. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||
| Comments: Additional disclosure concerning content enforcement policies is warranted | |||||||||
| 9. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||
| 10. | S/H Proposal - Human Rights Related | Shareholder | For | Against | Against | For | For | ||
| Comments: Additional human rights disclosure warranted | |||||||||
| 11. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||
| Comments: Increased disclosure will provide shareholders assurance that the Company is managing associated risks | |||||||||
| 12. | S/H Proposal - Human Rights Related | Shareholder | Against | Against | For | Against | For | ||
| 13. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For | ||
| 14. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For | ||
| Comments: Given ongoing governance concerns, an independent assessment is warranted | |||||||||
| 15. | S/H Proposal - Report on Charitable Contributions | Shareholder | Against | Against | For | Against | For | ||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 31,000 | 0 | 07-May-2022 | 07-May-2022 |
| AMAZON.COM, INC. | |||||
| Security | 023135106 | Meeting Type | Annual | ||
| Ticker Symbol | AMZN | Meeting Date | 25-May-2022 | ||
| ISIN | US0231351067 | Agenda | 935609288 - Management | ||
| Record Date | 31-Mar-2022 | Holding Recon Date | 31-Mar-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 24-May-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For |
| 3. | 14A Executive Compensation | Management | Against | For | Against | Against | For |
| Comments: Grants are excessive; Pay and performance disconnect | |||||||
| 4. | Approve Reverse Stock Split | Management | For | For | For | For | For |
| 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For |
| 6. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For |
| Comments: An assessment of the Company's customer due diligence could benefit shareholders | |||||||
| 7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For |
| 8. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For |
| 9. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For |
| 10. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For |
| Comments: Disclosure will help shareholders assess the risks involved in the Company's use of concealment clauses | |||||||
| 11. | S/H Proposal - Report on Charitable Contributions | Shareholder | Against | Against | For | Against | For |
| 12. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For |
| Comments: Additional disclosure could help mitigate regulatory and reputational risks | |||||||
| 13. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For |
| Comments: Additional disclosure concerning freedom of association and collective bargaining is warranted | |||||||
| 14. | S/H Proposal - Research Renewable Energy | Shareholder | Against | Against | For | Against | For |
| 15. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For |
| 16. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For |
| Comments: Additional, independent scrutiny on the Company's working conditions is warranted | |||||||
| 17. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For |
| 18. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | Abstain | For |
| Comments: Proposal withdrawn by proponent | |||||||
| 19. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For |
| Comments: Additional disclosure on the financial and operational risks associated with the use of Rekognition would benefit shareholders | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 2,100 | 0 | 06-May-2022 | 06-May-2022 |
| PLAINS ALL AMERICAN PIPELINE, L.P. | |||||
| Security | 726503105 | Meeting Type | Annual | ||
| Ticker Symbol | PAA | Meeting Date | 25-May-2022 | ||
| ISIN | US7265031051 | Agenda | 935617033 - Management | ||
| Record Date | 28-Mar-2022 | Holding Recon Date | 28-Mar-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 24-May-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | ||
| 1. | Election of Directors | Management | |||||||
| 1 | Victor Burk | For | For | For | For | For | |||
| 2 | Kevin S McCarthy | For | For | For | For | For | |||
| 3 | Harry N. Pefanis | For | For | For | For | For | |||
| 4 | Gary R. Petersen | For | For | For | For | For | |||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For | ||
| 3. | 14A Executive Compensation | Management | For | For | For | For | For | ||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 610,000 | 0 | 03-May-2022 | 03-May-2022 |
| DUPONT DE NEMOURS, INC. | |||||
| Security | 26614N102 | Meeting Type | Annual | ||
| Ticker Symbol | DD | Meeting Date | 26-May-2022 | ||
| ISIN | US26614N1028 | Agenda | 935594449 - Management | ||
| Record Date | 31-Mar-2022 | Holding Recon Date | 31-Mar-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 25-May-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 2. | 14A Executive Compensation | Management | For | For | For | For | For |
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For |
| 4. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Against | For | Against | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 88,000 | 0 | 07-May-2022 | 07-May-2022 |
| ALPHABET INC. | |||||
| Security | 02079K305 | Meeting Type | Annual | ||
| Ticker Symbol | GOOGL | Meeting Date | 01-Jun-2022 | ||
| ISIN | US02079K3059 | Agenda | 935618578 - Management | ||
| Record Date | 05-Apr-2022 | Holding Recon Date | 05-Apr-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 31-May-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For |
| 3. | Amend Stock Option Plan | Management | For | For | For | For | For |
| 4. | Approve Charter Amendment | Management | Against | For | Against | Against | For |
| Comments: Requested increase is excessive; Sufficient shares available | |||||||
| 5. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | Against | For |
| 6. | S/H Proposal - Environmental | Shareholder | For | Against | Against | For | For |
| Comments: Additional reporting would provide shareholders with assurance that Company funds were being spent in a manner that furthered its stated objective | |||||||
| 7. | S/H Proposal - Environmental | Shareholder | For | Against | Against | For | For |
| Comments: Additional disclosure will provide assurance to shareholders that the Company is managing physical climate risks | |||||||
| 8. | S/H Proposal - Environmental | Shareholder | For | Against | Against | For | For |
| Comments: Additional disclosure of water management would benefit shareholders and stakeholders | |||||||
| 9. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For |
| Comments: The requested audit would help to identify and mitigate potentially significant risks | |||||||
| 10. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For |
| Comments: Disclosure will help shareholders assess the risks involved in the Company's use of concealment clauses | |||||||
| 11. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For |
| Comments: Allowing one vote per share generally operates as a safeguard for common shareholders | |||||||
| 12. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | Against | For |
| 13. | S/H Proposal - Human Rights Related | Shareholder | Against | Against | For | Against | For |
| 14. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For |
| Comments: Given ongoing controversies, enhanced disclosure on data privacy and security is warranted | |||||||
| 15. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For |
| Comments: Additional disclosure could help mitigate regulatory and reputational risks | |||||||
| 16. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For |
| Comments: An independent assessment of human rights impacts could benefit the Company and shareholders | |||||||
| 17. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For |
| 18. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For |
| 19. | S/H Proposal - Environmental | Shareholder | Against | Against | For | Against | For |
| 20. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | Against | For |
| 21. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For |
| Comments: Additional disclosure on how the Company is mitigating risks related of its sales to militaries is warranted | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 2,800 | 0 | 13-May-2022 | 13-May-2022 |
| SALESFORCE, INC. | |||||
| Security | 79466L302 | Meeting Type | Annual | ||
| Ticker Symbol | CRM | Meeting Date | 09-Jun-2022 | ||
| ISIN | US79466L3024 | Agenda | 935626258 - Management | ||
| Record Date | 14-Apr-2022 | Holding Recon Date | 14-Apr-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 08-Jun-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1m. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 2. | Amend Stock Compensation Plan | Management | For | For | For | For | For |
| 3. | Amend Employee Stock Purchase Plan | Management | For | For | For | For | For |
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For |
| 5. | 14A Executive Compensation | Management | For | For | For | For | For |
| 6. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Against | For | Against | For |
| 7. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | For | For |
| Comments: The requested audit would help to identify and mitigate potentially significant risks | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 30,600 | 0 | 21-May-2022 | 21-May-2022 |
| BIOGEN INC. | |||||
| Security | 09062X103 | Meeting Type | Annual | ||
| Ticker Symbol | BIIB | Meeting Date | 15-Jun-2022 | ||
| ISIN | US09062X1037 | Agenda | 935631728 - Management | ||
| Record Date | 21-Apr-2022 | Holding Recon Date | 21-Apr-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 14-Jun-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | For | For |
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | For | For |
| 3. | 14A Executive Compensation | Management | For | For | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 29,100 | 0 | 26-May-2022 | 26-May-2022 |
| GSK PLC | |||||
| Security | 37733W105 | Meeting Type | Annual | ||
| Ticker Symbol | GSK | Meeting Date | 06-Jul-2022 | ||
| ISIN | US37733W1053 | Agenda | 935675112 - Management | ||
| Record Date | 27-May-2022 | Holding Recon Date | 27-May-2022 | ||
| City / | Country | / | United States | Vote Deadline Date | 29-Jun-2022 |
| SEDOL(s) | Quick Code | ||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation |
| 1. | Miscellaneous Corporate Actions | Management | For | For | For | For | For |
| 2. | Miscellaneous Corporate Actions | Management | For | For | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 138226.1 | 138226.1 | 138226.1 | UMB BANK, N.A. | 160,000 | 0 | 14-Jun-2022 | 14-Jun-2022 |
Seven Canyons Strategic Global Fund
| Meeting Date Range: 01-Jul-2021 To 30-Jun-2022 | ||||||||||||
| Selected Accounts | ||||||||||||
| FIDUS INVESTMENT CORPORATION | ||||||||||||
| Security: | 316500107 | Meeting Type: | Annual | |||||||||
| Ticker: | FDUS | Meeting Date: | 14-Jul-2021 | |||||||||
| ISIN | US3165001070 | Vote Deadline Date: | 13-Jul-2021 | |||||||||
| Agenda | 935440254 | Management | Total Ballot Shares: | 50865 | ||||||||
| Last Vote Date: | 19-May-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | None | |||||||||
| 1 | Charles D. Hyman | 50865 | 0 | 0 | 0 | |||||||
| 2 | To approve a proposal to authorize the Company, subject to the approval of the Company's Board of Directors, to sell or otherwise issue shares of its common stock during the next year at a price below the Company's then current net asset value per share, subject to certain conditions as set forth in the proxy statement (including that the cumulative number of shares sold pursuant to such authority does not exceed 25% of its then outstanding common stock immediately prior to each such sale). | For | None | 50865 | 0 | 0 | 0 | |||||
| HYPERA SA | ||||||||||||
| Security: | P5230A101 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
| Ticker: | Meeting Date: | 30-Jul-2021 | ||||||||||
| ISIN | BRHYPEACNOR0 | Vote Deadline Date: | 20-Jul-2021 | |||||||||
| Agenda | 714427160 | Management | Total Ballot Shares: | 97000 | ||||||||
| Last Vote Date: | 08-Jul-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET (DEPENDANT UPON THE AVAILABILITY AND USAGE OF THE REMOTE VOTING PLATFORM). ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | None | None | Non Voting | ||||||||
| 3 | RESOLVE ON THE PROTOCOL AND JUSTIFICATION FOR THE MERGER OF DARWIN PRESTACAO DE SERVICOS DE MARKETING LTDA. INTO HYPERA S.A. ENTERED INTO ON JUNE 30, 2021 MERGER PROTOCOL BY THE MANAGEMENTS OF THE COMPANY AND ITS SUBSIDIARY, DARWIN PRESTACAO DE SERVICOS DE MARKETING LTDA., A LIMITED LIABILITY COMPANY, ENROLLED WITH THE CNPJ UNDER 37.423.244.0001.97, WITH ITS ARTICLES OF ASSOCIATION REGISTERED WITH THE BOARD OF TRADE OF THE STATE OF SAO PAULO UNDER NIRE 35.236.074.911, WITH REGISTERED OFFICE IN THE CITY OF SAO PAULO, STATE OF SAO PAULO, AT AVENIDA MAGALHAES DE CASTRO, 4,800, 24TH FLOOR, SUITE 241, ROOM A, EDIFICIO | For | None | 97000 | 0 | 0 | 0 | |||||
| CONTINENTAL TOWER, CIDADE JARDIM, ZIP CODE 05676 120 DARWIN, WHICH SETS FORTH THE TERMS AND CONDITIONS OF THE PROPOSAL FOR THE MERGER OF DARWIN INTO THE COMPANY THE MERGER, PURSUANT TO ARTICLE 223 ET SEQ. OF THE BRAZILIAN CORPORATIONS LAW | ||||||||||||
| 4 | RESOLVE ON THE RATIFICATION OF THE ENGAGEMENT OF RSM BRASIL AUDITORES INDEPENDENTES S.S, A SIMPLE COMPANY, WITH HEAD OFFICES IN THE CITY OF SAO PAULO, STATE OF SAO PAULO, AT AVENIDA MARQUES DE SAO VICENTE, 182, 2ND FLOOR, SUITE 23, VARZEA DA BARRA FUNDA, ZIP CODE 01139 000, ENROLLED WITH THE CNPJ UNDER 16.549.480.0001.84 AND REGISTERED WITH THE CRC SP UNDER NO. 2SP030.002 O.7, AS THE RESPONSIBLE FOR THE ISSUANCE OF THE APPRAISAL REPORT RELATED TO DARWINS NET EQUITY APPRAISAL REPORT | For | None | 97000 | 0 | 0 | 0 | |||||
| 5 | RESOLVE ON THE APPRAISAL REPORT FOR THE PURPOSES OF THE MERGER | For | None | 97000 | 0 | 0 | 0 | |||||
| 6 | RESOLVE ON THE MERGER, WITH EFFECTS FROM JULY 31, 2021, PURSUANT TO THE MERGER PROTOCOL, WITHOUT INCREASE TO THE COMPANY'S CAPITAL STOCK, CONSIDERING THAT THE TOTALITY OF DARWINS QUOTAS IS HELD BY THE COMPANY, PURSUANT TO THE MANAGEMENTS PROPOSAL | For | None | 97000 | 0 | 0 | 0 | |||||
| MANORAMA INDUSTRIES LTD | ||||||||||||
| Security: | Y5S53A105 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
| Ticker: | Meeting Date: | 03-Aug-2021 | ||||||||||
| ISIN | INE00VM01010 | Vote Deadline Date: | 28-Jul-2021 | |||||||||
| Agenda | 714474967 | Management | Total Ballot Shares: | 43800 | ||||||||
| Last Vote Date: | 20-Jul-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | ISSUE OF EQUITY SHARES OF THE COMPANY ON PREFERENTIAL BASIS | For | None | 27000 | 0 | 0 | 0 | |||||
| GRANULES INDIA LTD | ||||||||||||
| Security: | Y2849A135 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 05-Aug-2021 | ||||||||||
| ISIN | INE101D01020 | Vote Deadline Date: | 30-Jul-2021 | |||||||||
| Agenda | 714474513 | Management | Total Ballot Shares: | 160673 | ||||||||
| Last Vote Date: | 26-Jul-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | TO CONSIDER AND ADOPT (A) THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021 AND THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS THEREON; AND (B) THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021 AND THE REPORT OF AUDITORS THEREON AND IN THIS REGARD, PASS THE FOLLOWING RESOLUTIONS AS ORDINARY RESOLUTIONS: (A) "RESOLVED THAT THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON LAID BEFORE THIS MEETING, BE AND ARE HEREBY CONSIDERED AND ADOPTED." (B) "RESOLVED THAT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021 AND THE REPORT OF AUDITORS THEREON LAID BEFORE THIS MEETING, BE AND ARE HEREBY CONSIDERED AND ADOPTED." | For | None | 81861 | 0 | 0 | 0 | |||||
| 2 | TO DECLARE A FINAL DIVIDEND OF 75 PAISA PER EQUITY SHARE AND TO APPROVE AND RATIFY THE INTERIM DIVIDEND OF 75 PAISA PER EQUITY SHARE, ALREADY PAID DURING THE YEAR FOR THE YEAR ENDED MARCH 31, 2021 AND, IN THIS REGARD, PASS THE FOLLOWING RESOLUTIONS AS AN ORDINARY RESOLUTIONS: (A) "RESOLVED THAT A FINAL DIVIDEND AT THE RATE OF 75 | For | None | 81861 | 0 | 0 | 0 | |||||
| PAISA PER EQUITY SHARE OF INR 1/- (ONE RUPEE) EACH FULLY PAID-UP OF THE COMPANY BE AND IS HEREBY DECLARED FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021 AND THE SAME BE PAID AS RECOMMENDED BY THE BOARD OF DIRECTORS OF THE COMPANY, OUT OF THE PROFITS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021." (B) "RESOLVED THAT PURSUANT TO THE RECOMMENDATION OF THE BOARD OF DIRECTORS, INTERIM DIVIDEND OF 75 PAISA PER EQUITY SHARE PAID DURING THE FY 2020-21 BE AND IS HEREBY APPROVED AND RATIFIED." | ||||||||||||
| 3 | TO APPOINT A DIRECTOR IN PLACE OF MR. HARSHA CHIGURUPATI (DIN: 01606477), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, SEEKS RE-APPOINTMENT AND IN THIS REGARD, PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 152 OF THE COMPANIES ACT, 2013, MR. HARSHA CHIGURUPATI (DIN: 01606477), WHO RETIRES BY ROTATION AT THIS MEETING BE AND IS HEREBY APPOINTED AS A DIRECTOR OF THE COMPANY, LIABLE TO RETIRE BY ROTATION." | For | None | 81861 | 0 | 0 | 0 | |||||
| 4 | 14 JUL 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
| AAVAS FINANCIERS LTD | ||||||||||||
| Security: | Y0R7TT104 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 10-Aug-2021 | ||||||||||
| ISIN | INE216P01012 | Vote Deadline Date: | 04-Aug-2021 | |||||||||
| Agenda | 714489259 | Management | Total Ballot Shares: | 36212 | ||||||||
| Last Vote Date: | 26-Jul-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | TO CONSIDER AND ADOPT: (A) THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021 TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON; AND (B) THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021 TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | For | None | 28712 | 0 | 0 | 0 | |||||
| 2 | TO APPOINT A DIRECTOR IN PLACE OF MR. NISHANT SHARMA (DIN: 03117012), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | For | None | 28712 | 0 | 0 | 0 | |||||
| 3 | TO APPOINT A DIRECTOR IN PLACE OF MR. VIVEK VIG (DIN: 01117418), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | For | None | 28712 | 0 | 0 | 0 | |||||
| 4 | TO REAPPOINT MRS. KALPANA IYER (DIN: 01874130) AS AN INDEPENDENT DIRECTOR OF THE COMPANY | For | None | 28712 | 0 | 0 | 0 | |||||
| 5 | TO APPROVE INCREASE IN THE BORROWING POWERS IN EXCESS OF PAID-UP SHARE CAPITAL, FREE RESERVES AND SECURITIES PREMIUM OF THE COMPANY UNDER SECTION 180(1)(C) OF THE COMPANIES ACT, 2013 | For | None | 28712 | 0 | 0 | 0 | |||||
| 6 | TO APPROVE CREATION OF CHARGES ON ASSETS OF THE COMPANY UNDER SECTION 180(1)(A) OF THE COMPANIES ACT, 2013 TO SECURE BORROWINGS MADE/TO BE MADE UNDER SECTION 180(1)(C) OF THE COMPANIES ACT, 2013 | For | None | 28712 | 0 | 0 | 0 | |||||
| 7 | TO APPROVE ISSUANCE OF NON- CONVERTIBLE DEBENTURES, IN ONE OR MORE TRANCHES/ISSUANCES ON PRIVATE PLACEMENT BASIS | For | None | 28712 | 0 | 0 | 0 | |||||
| 8 | TO APPROVE "EQUITY STOCK OPTION PLAN FOR EMPLOYEES 2021" ("ESOP-2021") OF AAVAS FINANCIERS LIMITED | For | None | 28712 | 0 | 0 | 0 | |||||
| METROPOLIS HEALTHCARE LTD | ||||||||||||
| Security: | Y59774110 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 11-Aug-2021 | ||||||||||
| ISIN | INE112L01020 | Vote Deadline Date: | 05-Aug-2021 | |||||||||
| Agenda | 714489083 | Management | Total Ballot Shares: | 15500 | ||||||||
| Last Vote Date: | 26-Jul-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021 TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS THEREON AND THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021 TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | For | None | 11500 | 0 | 0 | 0 | |||||
| 2 | TO CONFIRM THE PAYMENT OF INTERIM DIVIDEND OF RS. 8 PER EQUITY SHARE FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021 | For | None | 11500 | 0 | 0 | 0 | |||||
| 3 | TO APPOINT A DIRECTOR IN PLACE OF DR. SUSHIL KANUBHAI SHAH (DIN: 00179918), WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE- APPOINTMENT | For | None | 11500 | 0 | 0 | 0 | |||||
| 4 | TO RATIFY THE REMUNERATION PAYABLE TO M/S. JOSHI APTE & ASSOCIATES, COST AUDITORS OF THE COMPANY FOR THE FINANCIAL YEAR 2021-2022 | For | None | 11500 | 0 | 0 | 0 | |||||
| 5 | TO APPROVE THE RE-APPOINTMENT OF MS. AMEERA SUSHIL SHAH (DIN:00208095) AS MANAGING DIRECTOR OF THE COMPANY | For | None | 11500 | 0 | 0 | 0 | |||||
| 6 | APPROVAL TO APPOINT MR. HEMANT SACHDEV (DIN: 01635195) AS A NON- EXECUTIVE NON-INDEPENDENT DIRECTOR OF THE COMPANY | For | None | 11500 | 0 | 0 | 0 | |||||
| IENERGIZER LIMITED | ||||||||||||
| Security: | G47461101 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 13-Aug-2021 | ||||||||||
| ISIN | GG00B54NMG96 | Vote Deadline Date: | 09-Aug-2021 | |||||||||
| Agenda | 714504378 | Management | Total Ballot Shares: | 593022 | ||||||||
| Last Vote Date: | 29-Jul-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 324818 | 0 | 0 | 0 | |||||
| 2 | RATIFY GRANT THORNTON AS AUDITORS AND AUTHORISE THEIR REMUNERATION | For | None | 324818 | 0 | 0 | 0 | |||||
| 3 | RE-ELECT CHRIS DE PUTRON AS DIRECTOR | For | None | 324818 | 0 | 0 | 0 | |||||
| 4 | RE-ELECT MARK DE LA RUE AS DIRECTOR | For | None | 324818 | 0 | 0 | 0 | |||||
| PERFECT MEDICAL HEALTH MANAGEMENT LIMITED | ||||||||||||
| Security: | G7013H105 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 13-Aug-2021 | ||||||||||
| ISIN | KYG7013H1056 | Vote Deadline Date: | 06-Aug-2021 | |||||||||
| Agenda | 714474765 | Management | Total Ballot Shares: | 1520000 | ||||||||
| Last Vote Date: | 26-Jul-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS:https://www1.hkexnews.hk/listedco/listconews/sehk/ 2021/0713/2021071300454.pdf AND https://www1.hkexnews.hk/listedco/listconews/sehk/2021/07 13/2021071300460.pdf | None | None | Non Voting | ||||||||
| 3 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 MARCH 2021 AND THE REPORTS OF THE DIRECTORS AND AUDITOR OF THE COMPANY | For | None | 904000 | 0 | 0 | 0 | |||||
| 4 | TO APPROVE AND DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 MARCH 2021 WITH A SCRIP DIVIDEND OPTION | For | None | 904000 | 0 | 0 | 0 | |||||
| 5 | TO APPROVE AND DECLARE A SPECIAL DIVIDEND FOR THE YEAR ENDED 31 MARCH 2021 WITH A SCRIP DIVIDEND OPTION | For | None | 904000 | 0 | 0 | 0 | |||||
| 6 | TO RE-ELECT MS. HSU WAI MAN, HELEN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 904000 | 0 | 0 | 0 | |||||
| 7 | TO RE-ELECT MR. CHI CHI HUNG, KENNETH AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 904000 | 0 | 0 | 0 | |||||
| 8 | TO RE-ELECT MS. CHO YI PING AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 904000 | 0 | 0 | 0 | |||||
| 9 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS OF THE COMPANY | For | None | 904000 | 0 | 0 | 0 | |||||
| 10 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | For | None | 904000 | 0 | 0 | 0 | |||||
| 11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION (THE "ISSUE MANDATE") AS SET OUT IN ITEM 6 OF THE NOTICE OF THE MEETING | For | None | 904000 | 0 | 0 | 0 | |||||
| 12 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION (THE "REPURCHASE MANDATE") AS SET OUT IN ITEM 7 OF THE NOTICE OF THE MEETING | For | None | 904000 | 0 | 0 | 0 | |||||
| 13 | TO APPROVE THE ADDITION TO THE ISSUE MANDATE THE NUMBER OF SHARES REPURCHASED BY THE COMPANY UNDER THE REPURCHASE MANDATE AS SET OUT IN ITEM 8 OF THE NOTICE OF THE MEETING | For | None | 904000 | 0 | 0 | 0 | |||||
| 14 | TO ADOPT A NEW SHARE OPTION SCHEME | For | None | 904000 | 0 | 0 | 0 | |||||
| AU SMALL FINANCE BANK LTD | ||||||||||||
| Security: | Y0R772123 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 17-Aug-2021 | ||||||||||
| ISIN | INE949L01017 | Vote Deadline Date: | 11-Aug-2021 | |||||||||
| Agenda | 714501598 | Management | Total Ballot Shares: | 37900 | ||||||||
| Last Vote Date: | 29-Jul-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | TO ADOPT THE AUDITED FINANCIAL STATEMENTS OF THE BANK FOR THE FINANCIAL YEAR ENDED ON 31ST MARCH 2021 AND THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS THEREON | For | None | 37900 | 0 | 0 | 0 | |||||
| 2 | TO APPOINT A DIRECTOR IN PLACE OF MR. UTTAM TIBREWAL (DIN: 01024940), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, HAS OFFERED HIMSELF FOR RE- APPOINTMENT | For | None | 37900 | 0 | 0 | 0 | |||||
| 3 | TO APPOINT JOINT STATUTORY AUDITORS OF THE BANK AND TO FIX THEIR REMUNERATION | For | None | 37900 | 0 | 0 | 0 | |||||
| 4 | TO ISSUE DEBT SECURITIES/BONDS/OTHER PERMISSIBLE INSTRUMENTS, IN ONE OR MORE TRANCHES | For | None | 37900 | 0 | 0 | 0 | |||||
| 5 | TO RAISE FUNDS THROUGH ISSUE OF EQUITY SHARES AND/OR ANY OTHER INSTRUMENTS OR SECURITIES REPRESENTING EITHER EQUITY SHARES AND/OR CONVERTIBLE SECURITIES LINKED TO EQUITY SHARES INCLUDING THROUGH QUALIFIED INSTITUTIONS PLACEMENT OR SUCH OTHER PERMISSIBLE MODE OR COMBINATIONS THEREOF | For | None | 37900 | 0 | 0 | 0 | |||||
| KASPI.KZ JSC | ||||||||||||
| Security: | 48581R205 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
| Ticker: | Meeting Date: | 25-Aug-2021 | ||||||||||
| ISIN | US48581R2058 | Vote Deadline Date: | 12-Aug-2021 | |||||||||
| Agenda | 714521033 | Management | Total Ballot Shares: | 5000 | ||||||||
| Last Vote Date: | 09-Aug-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 26 AUG 2021. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | None | None | Non Voting | ||||||||
| 2 | APPROVAL OF THE AGENDA OF THE EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS OF JSC KASPI.KZ | For | None | 5000 | 0 | 0 | 0 | |||||
| 3 | DISTRIBUTION OF DIVIDENDS ON COMMON SHARES OF JSC KASPI.KZ AND APPROVAL OF THE DIVIDEND AMOUNT PER SHARE | For | None | 5000 | 0 | 0 | 0 | |||||
| 4 | PLEASE NOTE THAT THE VOTING OPTIONS 'YES' MEANS 'FAVOUR' AND 'NO' MEANS 'AGAINST' FOR RESOLUTION NUMBER 3. THANK YOU | None | None | Non Voting | ||||||||
| 5 | AS A HOLDER OF THE DEPOSITARY RECEIPTS, I HEREBY CERTIFY THAT I HAVE COMPLIED WITH THE REQUIREMENTS OF CLAUSE 5 OF ARTICLE 17 OF THE LAW OF THE REPUBLIC OF KAZAKHSTAN "ON BANKS AND BANKING ACTIVITY IN THE REPUBLIC OF KAZAKHSTAN" AND REPRESENT THAT I AM NOT A LEGAL ENTITY INCORPORATED IN OR HAVING SHAREHOLDER(S) (PARTICIPANT(S)) INCORPORATED IN, OR AN INDIVIDUAL WHICH PARTICIPATES (AS A PRINCIPAL OR A SHAREHOLDER) IN LEGAL ENTITIES INCORPORATED IN ANY "OFFSHORE ZONES" INCLUDED IN THE LIST OF WHICH IS SET BY THE AUTHORIZED BODY OF THE REPUBLIC OF KAZAKHSTAN ON REGULATION OF BANKING ACTIVITY IN THE REPUBLIC OF KAZAKHSTAN PURSUANT TO CLAUSE 5 OF ARTICLE 17 OF THE LAW OF THE REPUBLIC OF KAZAKHSTAN "ON BANKS AND BANKING | For | None | 5000 | 0 | 0 | 0 | |||||
| ACTIVITIES". FOR PARTICIPATION OF BNY MELLON IN EXTRAORDINARY GENERAL MEETING OF JSC KASPI.KZ IN FAVOR OF HOLDER, HOLDER ENTITLES BNY MELLON TO DISCLOSE INFORMATION ABOUT HOLDER IN CENTRAL SECURITIES DEPOSITARY OF REPUBLIC OF KAZAKHSTAN AND REGISTER OF SHAREHOLDERS OF JSC KASPI.KZ | ||||||||||||
| GTPL HATHWAY LTD | ||||||||||||
| Security: | Y2R47D106 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 27-Aug-2021 | ||||||||||
| ISIN | INE869I01013 | Vote Deadline Date: | 23-Aug-2021 | |||||||||
| Agenda | 714521057 | Management | Total Ballot Shares: | 737337 | ||||||||
| Last Vote Date: | 09-Aug-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | RESOLVED THAT THE AUDITED STANDALONE FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON, AS CIRCULATED TO THE MEMBERS, BE AND ARE HEREBY CONSIDERED AND ADOPTED | For | None | 447700 | 0 | 0 | 0 | |||||
| 2 | RESOLVED THAT THE AUDITED CONSOLIDATED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021 AND THE REPORT OF THE AUDITORS THEREON, AS CIRCULATED TO THE MEMBERS, BE AND ARE HEREBY CONSIDERED AND ADOPTED | For | None | 447700 | 0 | 0 | 0 | |||||
| 3 | TO DECLARE A DIVIDEND ON EQUITY SHARES FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021: DIVIDEND AT THE RATE OF INR 4.00/- (FOUR RUPEES ONLY) PER EQUITY SHARE OF INR 10/- (TEN RUPEES) | For | None | 447700 | 0 | 0 | 0 | |||||
| 4 | TO APPOINT MR. ANIRUDHSINH JADEJA (DIN: 00461390), WHO RETIRES BY ROTATION AS A DIRECTOR | For | None | 447700 | 0 | 0 | 0 | |||||
| 5 | TO RE-APPOINT MR. AMIT SHAH (DIN: 02450422) AS A WHOLE-TIME DIRECTOR | For | None | 447700 | 0 | 0 | 0 | |||||
| 6 | TO RE-APPOINT MR. BHARAT B. CHOVATIA (DIN: 00271613) AS AN INDEPENDENT DIRECTOR | For | None | 447700 | 0 | 0 | 0 | |||||
| 7 | TO RE-APPOINT MR. FALGUN SHAH (DIN: 02567618) AS AN INDEPENDENT DIRECTOR | For | None | 447700 | 0 | 0 | 0 | |||||
| 8 | TO RE-APPOINT MR. KUNAL CHANDRA (DIN: 07617184) AS AN INDEPENDENT DIRECTOR | For | None | 447700 | 0 | 0 | 0 | |||||
| 9 | TO RATIFY THE REMUNERATION OF COST AUDITORS FOR THE FINANCIAL YEAR ENDING MARCH 31, 2022 | For | None | 447700 | 0 | 0 | 0 | |||||
| M3 TECHNOLOGY INC | ||||||||||||
| Security: | Y613MD100 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
| Ticker: | Meeting Date: | 09-Sep-2021 | ||||||||||
| ISIN | TW0006799000 | Vote Deadline Date: | 02-Sep-2021 | |||||||||
| Agenda | 714588716 | Management | Total Ballot Shares: | 316000 | ||||||||
| Last Vote Date: | 27-Aug-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | TO DISCUSS NEW SHARE ISSUANCE AND UNDERWIRTING BEFORE LISTING AND THE ORIGINAL SHAREHOLDERS WAIVING ALL SUBSCRIPTIONS | For | None | 101000 | 0 | 0 | 0 | |||||
| 2 | EXTRAORDINARY MOTIONS | Abstain | None | 101000 | 0 | 0 | 0 | |||||
| KILPEST INDIA LTD | ||||||||||||
| Security: | Y4788U106 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 22-Sep-2021 | ||||||||||
| ISIN | INE994E01018 | Vote Deadline Date: | 16-Sep-2021 | |||||||||
| Agenda | 714614446 | Management | Total Ballot Shares: | 36871 | ||||||||
| Last Vote Date: | 08-Sep-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021 TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND INDEPENDENT AUDITORS THEREON | For | None | 22718 | 0 | 0 | 0 | |||||
| 2 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021 TOGETHER WITH THE REPORT OF THE BOARD OF DIRECTORS AND INDEPENDENT AUDITORS THEREON | For | None | 22718 | 0 | 0 | 0 | |||||
| 3 | TO APPOINT A DIRECTOR IN PLACE OF MR. NIKHIL KUBER DUBEY (DIN: 00538049) WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | For | None | 22718 | 0 | 0 | 0 | |||||
| 4 | RESOLVED THAT PURSUANT TO THE RECOMMENDATION MADE BY THE BOARD OF DIRECTORS, DIVIDEND FOR THE YEAR ENDED 31ST MARCH 2021, AT THE RATE OF RE 1.00 PER EQUITY SHARE, ON THE PAID UP EQUITY SHARE CAPITAL OF THE COMPANY, BE AND IS HEREBY DECLARED OUT OF THE CURRENT PROFITS OF THE COMPANY, AND THE SAME BE PAID SUBJECT TO THE APPROVAL OF THE MEMBERS TO THOSE SHAREHOLDERS WHOSE NAMES APPEAR ON THE REGISTER OF MEMBERS AS ON THE DATE OF BOOK CLOSING | For | None | 22718 | 0 | 0 | 0 | |||||
| RADICO KHAITAN LTD | ||||||||||||
| Security: | Y7174A147 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 28-Sep-2021 | ||||||||||
| ISIN | INE944F01028 | Vote Deadline Date: | 22-Sep-2021 | |||||||||
| Agenda | 714624548 | Management | Total Ballot Shares: | 109000 | ||||||||
| Last Vote Date: | 08-Sep-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED STANDALONE AND CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021 TOGETHER WITH THE REPORTS OF BOARD OF DIRECTORS AND AUDITORS THEREON AND IN THIS REGARD, TO CONSIDER AND IF THOUGHT FIT, TO PASS, WITH OR WITHOUT MODIFICATION(S), THE FOLLOWING RESOLUTION AS ORDINARY RESOLUTION: "RESOLVED THAT THE AUDITED STANDALONE AND CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON, AS CIRCULATED TO THE MEMBERS, BE AND ARE HEREBY RECEIVED, CONSIDERED AND ADOPTED | For | None | 109000 | 0 | 0 | 0 | |||||
| 2 | TO DECLARE DIVIDEND ON EQUITY SHARES OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021 AND IN THIS REGARD, TO CONSIDER AND IF THOUGHT FIT, TO PASS, WITH OR WITHOUT MODIFICATION(S), THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT A DIVIDEND @ INR 2.40 PER EQUITY SHARE OF FACE VALUE OF INR 2/- EACH OF THE COMPANY, AS RECOMMENDED BY THE BOARD OF DIRECTORS, BE AND IS HEREBY DECLARED AND THE SAME BE PAID OUT OF THE PROFITS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021 | For | None | 109000 | 0 | 0 | 0 | |||||
| 3 | TO RE-APPOINT MR. ABHISHEK KHAITAN, WHO RETIRES BY ROTATION AS A DIRECTOR AND IN THIS REGARD, TO CONSIDER AND IF THOUGHT FIT, TO PASS, WITH OR WITHOUT MODIFICATION(S), THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT IN ACCORDANCE WITH THE PROVISIONS OF SECTION 152 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013, MR. ABHISHEK KHAITAN (DIN: 00772865), WHO RETIRES BY ROTATION AND BEING ELIGIBLE OFFERS HIMSELF FOR THE RE- APPOINTMENT, BE AND IS HEREBY RE- APPOINTED AS A DIRECTOR OF THE COMPANY, LIABLE TO RETIRED BY ROTATION | For | None | 109000 | 0 | 0 | 0 | |||||
| 4 | TO APPOINT M/ S. WALKER CHANDIOK & CO LLP, CHARTERED ACCOUNTANTS, AS THE STATUTORY AUDITOR OF THE COMPANY AND IN THIS REGARD TO CONSIDER AND IF THOUGHT FIT, TO PASS, WITH OR WITHOUT MODIFICATION(S), THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION. "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 139 AND SECTION 142 OF THE COMPANIES ACT, 2013 READ WITH RULE 3 OF THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 READ WITH RULES MADE THEREUNDER (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE- ENACTMENT THEREOF FOR THE TIME BEING IN FORCE), THE CONSENT OF THE MEMBERS BE AND IS HEREBY ACCORDED, TO APPOINT M/S. WALKER CHANDIOK & CO LLP, CHARTERED ACCOUNTANTS (FIRM REGISTRATION NO. 001076N/N500013), AS STATUTORY AUDITOR OF THE COMPANY FOR A PERIOD OF 5 CONSECUTIVE FINANCIAL YEARS STARTING FROM FINANCIAL YEAR 2021-22 AND THAT THEY SHALL HOLD OFFICE FROM THE CONCLUSION OF THIS ANNUAL GENERAL MEETING (AGM) UNTIL THE CONCLUSION OF 42ND AGM OF THE COMPANY, ON SUCH | For | None | 109000 | 0 | 0 | 0 | |||||
| REMUNERATION AS MAY BE MUTUALLY AGREED BETWEEN THE BOARD OF DIRECTOR AND THE STATUTORY AUDITORS. RESOLVED FURTHER THAT DR. LALIT KHAITAN, CHAIRMAN & MANAGING DIRECTOR, MR. ABHISHEK KHAITAN, MANAGING DIRECTOR, MR. DILIP KUMAR BANTHIYA, CHIEF FINANCIAL OFFICER, AND MR. DINESH KUMAR GUPTA, VICE PRESIDENT-LEGAL & COMPANY SECRETARY, BE AND IS HEREBY SEVERALLY AUTHORISED TO DO ALL SUCH ACTS, DEEDS AND THINGS AS MAY BE REQUIRED TO GIVE EFFECT TO THIS RESOLUTION INCLUDING FILING OF REQUISITE E-FORMS WITH THE REGISTRAR OF COMPANIES | ||||||||||||
| 5 | TO APPROVE THE PAYMENTS OF REMUNERATION TO MR. ABHISHEK KHAITAN, MANAGING DIRECTOR AND PROMOTER OF THE COMPANY AND IN THIS REGARD TO CONSIDER AND IF THOUGHT FIT, TO PASS, WITH OR WITHOUT MODIFICATION(S), THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION. "RESOLVED THAT PURSUANT TO THE PROVISIONS OF REGULATION 17(6)(E) OF THE SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 ('SEBI LISTING REGULATIONS, 2015) AND OTHER APPLICABLE REGULATIONS, AND SUBJECT TO THE MAXIMUM REMUNERATION APPROVED BY THE MEMBERS AT THE 33RD ANNUAL GENERAL MEETING HELD ON SEPTEMBER 29, 2017, APPROVAL OF THE MEMBERS BE AND IS HEREBY ACCORDED FOR PAYMENT OF REMUNERATION TO MR. ABHISHEK KHAITAN, MANAGING DIRECTOR AND PROMOTER OF THE COMPANY AS PER THE REGULATION 17(6)(E) OF THE SEBI LISTING REGULATIONS, 2015, W.E.F. 1ST APRIL, 2019 FOR THE REMAINING TENURE | For | None | 109000 | 0 | 0 | 0 | |||||
| OF HIS APPOINTMENT I.E., UPTO FEBRUARY 19, 2023. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS OF THE COMPANY BE AND ARE HEREBY SEVERALLY AUTHORISED TO DO ALL ACTS, DEEDS AND THINGS, NECESSARY AND EXPEDIENT TO GIVE EFFECT TO THIS RESOLUTION | ||||||||||||
| 6 | TO RATIFY THE REMUNERATION OF COST AUDITORS FOR THE FINANCIAL YEAR 2021- 22 AND, IN THIS REGARD, TO CONSIDER AND IF THOUGHT FIT, TO PASS, WITH OR WITHOUT MODIFICATION(S), THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 148 AND ALL OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 READ WITH THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014, AS MAY BE AMENDED FROM TIME TO TIME, REMUNERATION PAYABLE TO MR. R. KRISHNAN (MEMBERSHIP NO. 7799), COST ACCOUNTANT, APPOINTED BY THE BOARD OF DIRECTORS OF THE COMPANY, TO CONDUCT AUDIT OF THE COST RECORDS OF THE COMPANY FOR THE FINANCIAL YEAR 2021-22, AMOUNTING TO INR 110,000/- (RUPEES ONE LAKH TEN THOUSAND ONLY) APART FROM REIMBURSEMENT OF ACTUAL EXPENSES TO BE INCURRED BY HIM IN CONNECTION WITH CONDUCTING THE AFORESAID AUDIT, BE AND IS HEREBY CONFIRMED, RECTIFIED AND APPROVED. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS BE AND IS HEREBY AUTHORIZED TO DO ALL ACTS, DEEDS, MATTERS AND THINGS AS MAY BE DEEMED NECESSARY TO GIVE EFFECT TO THIS RESOLUTION | For | None | 109000 | 0 | 0 | 0 | |||||
| ARMAN FINANCIAL SERVICES LTD | ||||||||||||
| Security: | Y0204S113 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 29-Sep-2021 | ||||||||||
| ISIN | INE109C01017 | Vote Deadline Date: | 23-Sep-2021 | |||||||||
| Agenda | 714631327 | Management | Total Ballot Shares: | 138934 | ||||||||
| Last Vote Date: | 14-Sep-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | TO CONSIDER AND ADOPT: A. THE AUDITED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021, THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON; AND B. THE AUDITED CONSOLIDATED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021 | For | None | 112501 | 0 | 0 | 0 | |||||
| 2 | TO APPOINT A DIRECTOR IN PLACE OF MR. AAKASH PATEL (DIN-02778878) WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR REAPPOINTMENT | For | None | 112501 | 0 | 0 | 0 | |||||
| 3 | TO APPOINT A DIRECTOR IN PLACE OF MRS. RITABEN PATEL (DIN- 00011818) WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HERSELF FOR REAPPOINTMENT | For | None | 112501 | 0 | 0 | 0 | |||||
| 4 | RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 139 & 142 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 READ WITH RULES FRAMED THEREUNDER, APPOINTMENT PROCEDURE AND ELIGIBILITY CRITERIA PRESCRIBED UNDER THE RBI GUIDELINES (REF.NO.DOS.CO.ARG/ SEC.01/08.91.001/2021-22) DATED APRIL 27, 2021 AND SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 "SEBI LISTING REGULATIONS" AS AMENDED FROM TIME TO TIME INCLUDING ANY STATUTORY MODIFICATION(S) OR AMENDMENT(S) THERETO OR REENACTMENT(S) THEREOF FOR THE TIME BEING IN FORCE, M/S TALATI & TALATI LLP, CHARTERED ACCOUNTANTS, (FIRM REGISTRATION NO. 110758W/ | For | None | 112501 | 0 | 0 | 0 | |||||
| W100377) BE AND ARE HEREBY APPOINTED AS STATUTORY AUDITORS OF THE COMPANY EFFECTIVE FROM THE CONCLUSION THIS ANNUAL GENERAL MEETING TILL THE CONCLUSION OF 32ND ANNUAL GENERAL MEETING TO BE HELD IN CALENDAR YEAR 2024 (FOR FY 2021-22 TO FY 2023-24) ON SUCH TERMS INCLUDING REMUNERATION, REIMBURSEMENT OF EXPENSES (IF ANY) AS MAY BE FIXED AND DETERMINED BY THE BOARD OF DIRECTORS OF THE COMPANY." "RESOLVED FURTHER THAT THE BOARD OF DIRECTORS BE AND ARE HEREBY AUTHORISED TO DO ALL ACTS AND TAKE ALL SUCH STEPS AS MAY BE NECESSARY, PROPER OR EXPEDIENT TO GIVE EFFECT TO THIS RESOLUTION | ||||||||||||
| 5 | REAPPOINTMENT OF MR. JAYENDRA PATEL (DIN-00011814) AS MANAGING DIRECTOR FOR THE PERIOD OF 5 YEARS | For | None | 112501 | 0 | 0 | 0 | |||||
| 6 | PRIVATE PLACEMENT OF NON-CONVERTIBLE DEBENTURES | For | None | 112501 | 0 | 0 | 0 | |||||
| 7 | ISSUANCE OF SECURITIES THROUGH QUALIFIED INSTITUTIONS PLACEMENT FOR AN AGGREGATE AMOUNT NOT EXCEEDING INR 125 CRORES (RUPEES ONE HUNDRED AND TWENTY FIVE CRORES ONLY) | For | None | 112501 | 0 | 0 | 0 | |||||
| 8 | APPOINTMENT OF MR. YASH KAUSHIK SHAH (DIN -02155636) AS AN INDEPENDENT DIRECTOR | For | None | 112501 | 0 | 0 | 0 | |||||
| 9 | 09 SEP 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTIONS 2 AND 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
| MANORAMA INDUSTRIES LTD | ||||||||||||
| Security: | Y5S53A105 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 29-Sep-2021 | ||||||||||
| ISIN | INE00VM01010 | Vote Deadline Date: | 23-Sep-2021 | |||||||||
| Agenda | 714632189 | Management | Total Ballot Shares: | 43800 | ||||||||
| Last Vote Date: | 14-Sep-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021, TOGETHER WITH THE REPORT OF THE BOARD OF DIRECTORS AND THE AUDITORS THEREON | For | None | 27000 | 0 | 0 | 0 | |||||
| 2 | TO APPOINT A DIRECTOR IN PLACE OF MR. SHREY ASHISH SARAF, (DIN: 07907037), EXECUTIVE DIRECTOR WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | For | None | 27000 | 0 | 0 | 0 | |||||
| 3 | TO APPOINT MR. NIPUN SUMANLAL MEHTA (DIN: 00255831) AS NON-EXECUTIVE AND INDEPENDENT DIRECTOR OF THE COMPANY | For | None | 27000 | 0 | 0 | 0 | |||||
| 4 | TO APPOINT MR. MUDIT KUMAR SINGH (DIN: 03276749) AS NON-EXECUTIVE AND INDEPENDENT DIRECTOR OF THE COMPANY | For | None | 27000 | 0 | 0 | 0 | |||||
| 5 | APPROVAL OF MANORAMA INDUSTRIES LIMITED EMPLOYEE STOCK OPTION PLAN 2021 ("MIL ESOP 2021" | For | None | 27000 | 0 | 0 | 0 | |||||
| 6 | APPROVAL FOR EXTENSION MANORAMA INDUSTRIES LIMITED EMPLOYEE STOCK OPTION PLAN 2021 ("MIL ESOP 2021") TO THE EMPLOYEES OF GROUP COMPANY INCLUDING EXISTING AND FUTURE SUBSIDIARY COMPANY(IES), OF ASSOCIATE COMPANY, WHETHER IN INDIA OR OUTSIDE INDIA | For | None | 27000 | 0 | 0 | 0 | |||||
| 7 | APPROVAL FOR RELATED PARTY TRANSACTION WITH MANORAMA AFRICA LIMITED | For | None | 27000 | 0 | 0 | 0 | |||||
| 8 | TO RATIFY THE REMUNERATION PAYABLE TO M/S. S N & CO, COST ACCOUNTANTS, APPOINTED AS COST AUDITORS OF THE COMPANY FOR FINANCIAL YEAR 2021-22 | For | None | 27000 | 0 | 0 | 0 | |||||
| VIGO SYSTEM S.A. | ||||||||||||
| Security: | X9797H104 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
| Ticker: | Meeting Date: | 18-Oct-2021 | ||||||||||
| ISIN | PLVIGOS00015 | Vote Deadline Date: | 01-Oct-2021 | |||||||||
| Agenda | 714679353 | Management | Total Ballot Shares: | 5893 | ||||||||
| Last Vote Date: | 28-Sep-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS IN THIS MARKET. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 2 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 3 | OPENING OF THE EXTRAORDINARY GENERAL MEETING | None | None | Non Voting | ||||||||
| 4 | ELECTION OF THE CHAIRMAN OF THE EXTRAORDINARY GENERAL MEETING | For | None | 3000 | 0 | 0 | 0 | |||||
| 5 | CONFIRMATION THAT THE EXTRAORDINARY GENERAL MEETING AND ITS VALIDITY HAVE BEEN CONVENED THE ABILITY TO ADOPT RESOLUTIONS | For | None | 3000 | 0 | 0 | 0 | |||||
| 6 | ADOPTION OF THE AGENDA OF THE EXTRAORDINARY GENERAL MEETING | For | None | 3000 | 0 | 0 | 0 | |||||
| 7 | ELECTION OF THE RETURNING COMMITTEE | For | None | 3000 | 0 | 0 | 0 | |||||
| 8 | ADOPTION OF A RESOLUTION ON ESTABLISHMENT OF THE INCENTIVE PROGRAM | For | None | 3000 | 0 | 0 | 0 | |||||
| 9 | ADOPTION OF A RESOLUTION ON ADOPTION REGULATIONS OF THE INCENTIVE PROGRAM | For | None | 3000 | 0 | 0 | 0 | |||||
| 10 | ADOPTION OF A RESOLUTION ON THE ISSUE OF SERIES A SUBSCRIPTION WARRANTS AND SERIES B WITH THE DEPRIVATION OF THE PRE-EMPTIVE RIGHTS OF THE EXISTING SHAREHOLDERS SERIES A AND SERIES B SUBSCRIPTION WARRANTS IN FULL | For | None | 3000 | 0 | 0 | 0 | |||||
| 11 | CONDITIONAL INCREASING THE SHARE CAPITAL BY ISSUING SERIES E SHARES WITH DEPRIVATION THE PRE-EMPTIVE RIGHTS OF THE EXISTING SHAREHOLDERS OF SERIES E SHARES IN FULL | For | None | 3000 | 0 | 0 | 0 | |||||
| 12 | ADOPTION OF A RESOLUTION ON CHANGES OF THE COMPANY'S ARTICLES OF ASSOCIATION | For | None | 3000 | 0 | 0 | 0 | |||||
| 13 | RESOLUTION ON ESTABLISHING A RESERVE CAPITAL AND ITS ALLOCATION FOR THE PURPOSES OF FINANCING BY THE COMPANY OF TAKING UP SHARES UNDER THE INCENTIVE PROGRAM | For | None | 3000 | 0 | 0 | 0 | |||||
| 14 | RESOLUTION ON THE PRINCIPLES OF FINANCING BY THE COMPANY FOR THE ACQUISITION OF THE COMPANY'S SHARES UNDER THE PROGRAM INCENTIVE | For | None | 3000 | 0 | 0 | 0 | |||||
| 15 | ADOPTION OF A RESOLUTION ON CONSENT TO THE CONCLUSION BY THE COMPANY OF LOAN AGREEMENTS WITH MEMBERS OF THE COMPANY'S MANAGEMENT BOARD | For | None | 3000 | 0 | 0 | 0 | |||||
| 16 | ADOPTION OF A RESOLUTION ON CHANGES TO THE REMUNERATION POLICY FOR THE MANAGEMENT BOARD AND THE SUPERVISORY BOARD OF THE SUPERVISORY BOARD OF THE COMPANY ADOPTED BY THE RESOLUTION NO. 19/25/06/2020 OF THE ORDINARY GENERAL MEETING COMPANY MEETING OF JUNE 25, 2020 | For | None | 3000 | 0 | 0 | 0 | |||||
| 17 | ADOPTION OF A RESOLUTION ON THE APPROVAL OF CHANGES AND THE CONSOLIDATED TEXT OF THE REGULATIONS OF THE SUPERVISORY BOARD SUPERVISORY BOARD OF THE COMPANY | For | None | 3000 | 0 | 0 | 0 | |||||
| 18 | PRESENTATION BY THE MANAGEMENT BOARD OF THE REPORT ON THE APPLICATION OF THE BEST PRACTICES OF COMPANIES WSE LISTED IN 2021 | For | None | 3000 | 0 | 0 | 0 | |||||
| 19 | CLOSING OF THE EXTRAORDINARY GENERAL MEETING | None | None | Non Voting | ||||||||
| 20 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
| MNF GROUP LTD | ||||||||||||
| Security: | Q64863105 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 09-Nov-2021 | ||||||||||
| ISIN | AU000000MNF0 | Vote Deadline Date: | 04-Nov-2021 | |||||||||
| Agenda | 714725542 | Management | Total Ballot Shares: | 2112828 | ||||||||
| Last Vote Date: | 21-Oct-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 4, 5 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | ||||||||
| 2 | REMUNERATION REPORT | For | None | 112828 | 0 | 0 | 0 | |||||
| 3 | RE-ELECTION OF MR MICHAEL BOORNE AS DIRECTOR | For | None | 112828 | 0 | 0 | 0 | |||||
| 4 | ELECTION OF MS ANNE WARD AS DIRECTOR | For | None | 112828 | 0 | 0 | 0 | |||||
| 5 | MNF GROUP LIMITED EQUITY INCENTIVE PLAN | For | None | 112828 | 0 | 0 | 0 | |||||
| 6 | ISSUE OF UNLISTED OPTIONS TO DIRECTOR MR RENE SUGO UNDER THE MNF GROUP LIMITED EQUITY INCENTIVE PLAN | For | None | 112828 | 0 | 0 | 0 | |||||
| 7 | CHANGE OF AUDITOR: SUBJECT TO THE AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION (ASIC) CONSENTING TO THE RESIGNATION OF MNSA PTY LTD AS AUDITOR OF THE COMPANY THAT, HAVING CONSENTED IN WRITING AND BEEN DULY NOMINATED IN | For | None | 112828 | 0 | 0 | 0 | |||||
| ACCORDANCE WITH SECTION 328B OF THE CORPORATIONS ACT AND FOR ALL OTHER PURPOSES, DELOITTE TOUCHE TOHMATSU BE APPOINTED AS AUDITOR OF THE COMPANY WITH EFFECT FROM THE LATER OF THE CONCLUSION OF THE 2021 ANNUAL GENERAL MEETING AND THE DAY ON WHICH ASIC CONSENT IS GIVEN | ||||||||||||
| 8 | SPECIAL RESOLUTION - CHANGE OF COMPANY NAME: THAT FOR THE PURPOSES OF SECTION 157(1) OF THE CORPORATIONS ACT AND ALL OTHER PURPOSES, APPROVAL IS GIVEN THAT THE NAME OF THE COMPANY BE CHANGED FROM MNF GROUP LIMITED TO SYMBIO HOLDINGS LIMITED | For | None | 112828 | 0 | 0 | 0 | |||||
| NATIONAL ATOMIC COMPANY KAZATOMPROM JSC | ||||||||||||
| Security: | 63253R201 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
| Ticker: | Meeting Date: | 10-Nov-2021 | ||||||||||
| ISIN | US63253R2013 | Vote Deadline Date: | 19-Oct-2021 | |||||||||
| Agenda | 714717230 | Management | Total Ballot Shares: | 37000 | ||||||||
| Last Vote Date: | 06-Oct-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 2 | ON THE COMPOSITION OF THE BOARD OF DIRECTORS OF NAC KAZATOMPROM JSC: 1. TO TERMINATE THE POWERS OF GALYMZHAN PIRMATOV, A MEMBER OF THE BOARD OF DIRECTORS OF NAC KAZATOMPROM JSC, AHEAD OF SCHEDULE FROM SEPTEMBER 3, 2021. 2. TO ELECT MAZHIT SHARIPOV, A CHAIR OF THE MANAGEMENT BOARD OF NAC KAZATOMPROM JSC AS A MEMBER OF THE BOARD OF DIRECTORS OF NATIONAL ATOMIC COMPANY KAZATOMPROM JSC FOR A PERIOD UNTIL THE EXPIRATION OF THE TERM OF OFFICE OF THE BOARD OF DIRECTORS OF NAC KAZATOMPROM JSC AS A WHOLE | For | None | 37000 | 0 | 0 | 0 | |||||
| TCS GROUP HOLDING PLC | ||||||||||||
| Security: | 87238U203 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 19-Nov-2021 | ||||||||||
| ISIN | US87238U2033 | Vote Deadline Date: | 10-Nov-2021 | |||||||||
| Agenda | 714844835 | Management | Total Ballot Shares: | 6000 | ||||||||
| Last Vote Date: | 03-Nov-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | APPOINTMENT OF CHAIRPERSON OF THE MEETING | For | None | 6000 | 0 | 0 | 0 | |||||
| 2 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LIMITED, CYPRUS AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS IN ACCORDANCE WITH THEIR TERMS OF ENGAGEMENT | For | None | 6000 | 0 | 0 | 0 | |||||
| 3 | TO RE-APPOINT MR MARTIN COCKER AS A DIRECTOR OF THE COMPANY | For | None | 6000 | 0 | 0 | 0 | |||||
| 4 | TO RE-APPOINT MR. ASHLEY DUNSTER AS A DIRECTOR OF THE COMPANY | For | None | 6000 | 0 | 0 | 0 | |||||
| 5 | TO RE-APPOINT MR. PAVEL FEDOROV AS A DIRECTOR OF THE COMPANY | For | None | 6000 | 0 | 0 | 0 | |||||
| 6 | TO RE-APPOINT MS MARIA GORDON AS A DIRECTOR OF THE COMPANY | For | None | 6000 | 0 | 0 | 0 | |||||
| 7 | TO RE-APPOINT MS MARGARITA HADJITOFI AS A DIRECTOR OF THE COMPANY | For | None | 6000 | 0 | 0 | 0 | |||||
| 8 | TO RE-APPOINT MR. NICHOLAS HUBER AS A DIRECTOR OF THE COMPANY | For | None | 6000 | 0 | 0 | 0 | |||||
| 9 | TO RE-APPOINT MR. NITIN SAIGAL AS A DIRECTOR OF THE COMPANY | For | None | 6000 | 0 | 0 | 0 | |||||
| 10 | TO APPROVE THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | For | None | 6000 | 0 | 0 | 0 | |||||
| 11 | TO AUTHORISE THE BOARD OF DIRECTORS TO BUY BACK ANY ORDINARY SHARES, OR INTERESTS IN ORDINARY SHARES INCLUDING GLOBAL DEPOSITORY RECEIPTS, IN THE COMPANY | For | None | 6000 | 0 | 0 | 0 | |||||
| 12 | TO INCREASE THE COMPANY'S SHARE CAPITAL | For | None | 6000 | 0 | 0 | 0 | |||||
| 13 | MAJORITY RESOLUTION - WAIVER OF PRE- EMPTION RIGHTS | For | None | 6000 | 0 | 0 | 0 | |||||
| 14 | AUTHORITY TO THE DIRECTORS TO ISSUE AND ALLOT SHARES | For | None | 6000 | 0 | 0 | 0 | |||||
| 15 | AMENDMENT OF ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 6000 | 0 | 0 | 0 | |||||
| KASPI.KZ JSC | ||||||||||||
| Security: | 48581R205 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
| Ticker: | Meeting Date: | 24-Nov-2021 | ||||||||||
| ISIN | US48581R2058 | Vote Deadline Date: | 11-Nov-2021 | |||||||||
| Agenda | 714899967 | Management | Total Ballot Shares: | 4000 | ||||||||
| Last Vote Date: | 11-Nov-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | APPROVAL OF THE AGENDA OF THE EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS OF JSC KASPI.KZ | For | None | 4000 | 0 | 0 | 0 | |||||
| 2 | DISTRIBUTION OF DIVIDENDS ON COMMON SHARES OF JSC KASPI.KZ AND APPROVAL OF THE DIVIDEND AMOUNT PER SHARE | For | None | 4000 | 0 | 0 | 0 | |||||
| 3 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 25 NOV 2021. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | None | None | Non Voting | ||||||||
| AAVAS FINANCIERS LTD | ||||||||||||
| Security: | Y0R7TT104 | Meeting Type: | Other Meeting | |||||||||
| Ticker: | Meeting Date: | 02-Dec-2021 | ||||||||||
| ISIN | INE216P01012 | Vote Deadline Date: | 29-Nov-2021 | |||||||||
| Agenda | 714860524 | Management | Total Ballot Shares: | 36212 | ||||||||
| Last Vote Date: | 03-Nov-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | None | None | Non Voting | ||||||||
| 2 | TO APPROVE THE APPOINTMENT OF M/S. WALKER CHANDIOK & CO LLP, CHARTERED ACCOUNTANTS AS THE STATUTORY AUDITORS OF THE COMPANY AND TO FIX THEIR REMUNERATION | For | None | 28712 | 0 | 0 | 0 | |||||
| EVOLUTION PETROLEUM CORPORATION | ||||||||||||
| Security: | 30049A107 | Meeting Type: | Annual | |||||||||
| Ticker: | EPM | Meeting Date: | 09-Dec-2021 | |||||||||
| ISIN | US30049A1079 | Vote Deadline Date: | 08-Dec-2021 | |||||||||
| Agenda | 935511697 | Management | Total Ballot Shares: | 84000 | ||||||||
| Last Vote Date: | 03-Nov-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | None | |||||||||
| 1 | Edward J. DiPaolo | 84000 | 0 | 0 | 0 | |||||||
| 2 | William E. Dozier | 84000 | 0 | 0 | 0 | |||||||
| 3 | Marjorie A. Hargrave | 84000 | 0 | 0 | 0 | |||||||
| 4 | Robert S. Herlin | 84000 | 0 | 0 | 0 | |||||||
| 5 | Kelly W. Loyd | 84000 | 0 | 0 | 0 | |||||||
| 2 | Ratification of the appointment of Moss Adams LLP as the Company's independent registered public accounting firm for fiscal year ending June 30, 2022. | For | None | 84000 | 0 | 0 | 0 | |||||
| 3 | Approval, in a non-binding advisory vote, of the compensation of the Company's named executive officers. | For | None | 84000 | 0 | 0 | 0 | |||||
| OTC MARKETS GROUP INC | ||||||||||||
| Security: | 67106F108 | Meeting Type: | Annual | |||||||||
| Ticker: | OTCM | Meeting Date: | 09-Dec-2021 | |||||||||
| ISIN | US67106F1084 | Vote Deadline Date: | 08-Dec-2021 | |||||||||
| Agenda | 935525468 | Management | Total Ballot Shares: | 14000 | ||||||||
| Last Vote Date: | 02-Dec-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | Election of Class I Director: Neal Wolkoff | For | None | 14000 | 0 | 0 | 0 | |||||
| 2 | Election of Class I Director: Louisa Serene Schneider | For | None | 14000 | 0 | 0 | 0 | |||||
| 3 | Approve an amendment to the Company's Certificate of Incorporation to increase the number of authorized shares of our Class A Common Stock, par value $0.01 per share, from 14,000,000 to 17,000,000. | For | None | 14000 | 0 | 0 | 0 | |||||
| 4 | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | For | None | 14000 | 0 | 0 | 0 | |||||
| TRISTEL PLC | ||||||||||||
| Security: | G9101V103 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 13-Dec-2021 | ||||||||||
| ISIN | GB00B07RVT99 | Vote Deadline Date: | 09-Dec-2021 | |||||||||
| Agenda | 714924912 | Management | Total Ballot Shares: | 43000 | ||||||||
| Last Vote Date: | 02-Dec-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | TO RECEIVE AND ADOPT THE ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 30 JUNE 2021 AND THE DIRECTORS' AND AUDITORS' REPORTS THEREON | For | None | 43000 | 0 | 0 | 0 | |||||
| 2 | TO DECLARE A FINAL DIVIDEND OF 3.93 PENCE PER SHARE IN RESPECT OF THE YEAR ENDED 30 JUNE 2021 | For | None | 43000 | 0 | 0 | 0 | |||||
| 3 | TO RE-ELECT BRUNO HOLTHOF AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | For | None | 43000 | 0 | 0 | 0 | |||||
| 4 | TO RE-ELECT PAUL SWINNEY AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | For | None | 43000 | 0 | 0 | 0 | |||||
| 5 | TO RE-ELECT ELIZABETH DIXON AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | For | None | 43000 | 0 | 0 | 0 | |||||
| 6 | TO RE-ELECT BART LEEMANS AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | For | None | 43000 | 0 | 0 | 0 | |||||
| 7 | TO RE-ELECT DAVID ORR AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | For | None | 43000 | 0 | 0 | 0 | |||||
| 8 | TO RE-ELECT TOM JENKINS AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | For | None | 43000 | 0 | 0 | 0 | |||||
| 9 | TO RE-ELECT ISABEL NAPPER AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | For | None | 43000 | 0 | 0 | 0 | |||||
| 10 | TO RE-ELECT CAROLINE STEPHENS AS E DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | For | None | 43000 | 0 | 0 | 0 | |||||
| 11 | TO RE-APPOINT KPMG LLP AS AUDITORS TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 43000 | 0 | 0 | 0 | |||||
| 12 | THAT UNDER SECTION 551 OF THE COMPANIES ACT 2006 (THE "ACT") THE DIRECTORS OF THE COMPANY ARE GENERALLY AND UNCONDITIONALLY AUTHORISED IN ACCORDANCE WITH THAT SECTION TO ALLOT SHARES IN THE COMPANY | For | None | 43000 | 0 | 0 | 0 | |||||
| 13 | THAT SUBJECT TO THE PASSING OF RESOLUTION NUMBERED 12, THE DIRECTORS OF THE COMPANY ARE EMPOWERED IN ACCORDANCE WITH THOSE SECTIONS TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560 (1), (2) AND (3) OF THE ACT) | For | None | 43000 | 0 | 0 | 0 | |||||
| 14 | THAT THE COMPANY IS GENERALLY AND UNCONDITIONALLY AUTHORISED IN ACCORDANCE WITH SECTION 701 OF THE ACT TO MAKE MARKET PURCHASES | For | None | 43000 | 0 | 0 | 0 | |||||
| 15 | THAT THE COMPANY IS GENERALLY AND UNCONDITIONALLY AUTHORISED IN ACCORDANCE WITH SECTION 693A OF THE ACT TO MAKE ONE OR MORE OFF MARKET PURCHASES OF ORDINARY SHARES | For | None | 43000 | 0 | 0 | 0 | |||||
| FUTURE PLC | ||||||||||||
| Security: | G37005132 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 03-Feb-2022 | ||||||||||
| ISIN | GB00BYZN9041 | Vote Deadline Date: | 31-Jan-2022 | |||||||||
| Agenda | 714982483 | Management | Total Ballot Shares: | 64500 | ||||||||
| Last Vote Date: | 16-Dec-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 64500 | 0 | 0 | 0 | |||||
| 2 | APPROVE FINAL DIVIDEND | For | None | 64500 | 0 | 0 | 0 | |||||
| 3 | APPROVE REMUNERATION REPORT | For | None | 64500 | 0 | 0 | 0 | |||||
| 4 | RE-ELECT RICHARD HUNTINGFORD AS DIRECTOR | For | None | 64500 | 0 | 0 | 0 | |||||
| 5 | RE-ELECT ZILLAH BYNG-THORNE AS DIRECTOR | For | None | 64500 | 0 | 0 | 0 | |||||
| 6 | RE-ELECT MEREDITH AMDUR AS DIRECTOR | For | None | 64500 | 0 | 0 | 0 | |||||
| 7 | RE-ELECT MARK BROOKER AS DIRECTOR | For | None | 64500 | 0 | 0 | 0 | |||||
| 8 | RE-ELECT HUGO DRAYTON AS DIRECTOR | For | None | 64500 | 0 | 0 | 0 | |||||
| 9 | RE-ELECT ROB HATTRELL AS DIRECTOR | For | None | 64500 | 0 | 0 | 0 | |||||
| 10 | ELECT PENNY LADKIN-BRAND AS DIRECTOR | For | None | 64500 | 0 | 0 | 0 | |||||
| 11 | RE-ELECT ALAN NEWMAN AS DIRECTOR | For | None | 64500 | 0 | 0 | 0 | |||||
| 12 | ELECT ANGLEA SEYMOUR-JACKSON AS DIRECTOR | For | None | 64500 | 0 | 0 | 0 | |||||
| 13 | REAPPOINT DELOITTE LLP AS AUDITORS | For | None | 64500 | 0 | 0 | 0 | |||||
| 14 | AUTHORISE THE AUDIT AND RISK COMMITTEE TO FIX REMUNERATION OF AUDITORS | For | None | 64500 | 0 | 0 | 0 | |||||
| 15 | AUTHORISE ISSUE OF EQUITY | For | None | 64500 | 0 | 0 | 0 | |||||
| 16 | AUTHORISE UK POLITICAL DONATIONS AND EXPENDITURE | For | None | 64500 | 0 | 0 | 0 | |||||
| 17 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | For | None | 64500 | 0 | 0 | 0 | |||||
| 18 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | For | None | 64500 | 0 | 0 | 0 | |||||
| 19 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | For | None | 64500 | 0 | 0 | 0 | |||||
| 20 | 16 DEC 2021: PLEASE NOTE THAT DUE TO COVID-19 PANDEMIC, SHAREHOLDERS' PHYSICAL ATTENDANCE MAY NOT BE POSSIBLE AT THE MEETING. ELECTRONIC AND PROXY VOTING ARE ENCOURAGED. THANK YOU | None | None | Non Voting | ||||||||
| 21 | 16 DEC 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
| GRANULES INDIA LTD | ||||||||||||
| Security: | Y2849A135 | Meeting Type: | Other Meeting | |||||||||
| Ticker: | Meeting Date: | 24-Feb-2022 | ||||||||||
| ISIN | INE101D01020 | Vote Deadline Date: | 21-Feb-2022 | |||||||||
| Agenda | 715101820 | Management | Total Ballot Shares: | 120673 | ||||||||
| Last Vote Date: | 28-Jan-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | None | None | Non Voting | ||||||||
| 2 | TO APPOINT DR. SAUMEN CHAKRABORTY (DIN: 06471520), AS NONEXECUTIVE INDEPENDENT DIRECTOR OF THE COMPANY FOR INITIAL TERM OF 5 (FIVE) YEARS PURSUANT TO PROVISIONS OF SECTION 149, 150 AND 152 OF THE COMPANIES ACT, 2013 | For | None | 81861 | 0 | 0 | 0 | |||||
| 3 | TO APPOINT MRS. SUCHARITA RAO PALEPU (DIN: 07807717), AS NONEXECUTIVE INDEPENDENT DIRECTOR OF THE COMPANY FOR INITIAL TERM OF 5 (FIVE) YEARS PURSUANT TO PROVISIONS OF SECTION 149, 150 AND 152 OF THE COMPANIES ACT, 2013 | For | None | 81861 | 0 | 0 | 0 | |||||
| 4 | TO APPOINT DR. KANDIRAJU VENKATA SITARAM RAO (DIN:08874100), AS EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF 5 (FIVE) YEARS AND TO DESIGNATE HIM AS JOINT MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER (CEO) PURSUANT TO PROVISIONS OF SECTION 196, 197 AND 203 OF THE COMPANIES ACT, 2013 | For | None | 81861 | 0 | 0 | 0 | |||||
| VICTORIAN PLUMBING GROUP PLC | ||||||||||||
| Security: | G9345Z100 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 24-Feb-2022 | ||||||||||
| ISIN | GB00BNVVHD43 | Vote Deadline Date: | 21-Feb-2022 | |||||||||
| Agenda | 715101995 | Management | Total Ballot Shares: | 167000 | ||||||||
| Last Vote Date: | 28-Jan-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | TO RECEIVE AND ADOPT THE COMPANYS ANNUAL ACCOUNTS FOR 2021 | For | None | 167000 | 0 | 0 | 0 | |||||
| 2 | TO REAPPOINT ERNST AND YOUNG LLP AS THE COMPANYS AUDITOR | For | None | 167000 | 0 | 0 | 0 | |||||
| 3 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE COMPANYS AUDITORS | For | None | 167000 | 0 | 0 | 0 | |||||
| 4 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | For | None | 167000 | 0 | 0 | 0 | |||||
| 5 | TO APPROVE THE DIRECTORS REMUNERATION POLICY | For | None | 167000 | 0 | 0 | 0 | |||||
| 6 | TO RE-ELECT AS A DIRECTOR PHILIP BOWCOCK | For | None | 167000 | 0 | 0 | 0 | |||||
| 7 | TO RE-ELECT AS A DIRECTOR MARK RADCLIFFE | For | None | 167000 | 0 | 0 | 0 | |||||
| 8 | TO RE-ELECT AS A DIRECTOR PAUL MEEHAN | For | None | 167000 | 0 | 0 | 0 | |||||
| 9 | TO RE-ELECT AS A DIRECTOR DAMIAN SANDER | For | None | 167000 | 0 | 0 | 0 | |||||
| 10 | TO RE-ELECT AS A DIRECTOR KATH SMITH | For | None | 167000 | 0 | 0 | 0 | |||||
| 11 | TO AUTHORISE THE DIRECTORS TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT RELEVANT SECURITIES | For | None | 167000 | 0 | 0 | 0 | |||||
| 12 | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | For | None | 167000 | 0 | 0 | 0 | |||||
| 13 | TO AUTHORISE THE DIRECTORS TO DISAPPLY ADDITIONAL PRE-EMPTION RIGHTS | For | None | 167000 | 0 | 0 | 0 | |||||
| 14 | TO AUTHORISE THE DIRECTORS TO MAKE MARKET PURCHASES | For | None | 167000 | 0 | 0 | 0 | |||||
| HYUNDAI EZWEL CO. LTD. | ||||||||||||
| Security: | Y2R9HR103 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 24-Mar-2022 | ||||||||||
| ISIN | KR7090850009 | Vote Deadline Date: | 14-Mar-2022 | |||||||||
| Agenda | 715190497 | Management | Total Ballot Shares: | 269804 | ||||||||
| Last Vote Date: | 25-Feb-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | APPROVAL OF FINANCIAL STATEMENT | For | None | 111000 | 0 | 0 | 0 | |||||
| 2 | APPROVAL OF LIMIT OF REMUNERATION FOR DIRECTORS | For | None | 111000 | 0 | 0 | 0 | |||||
| CHONGQING ZAISHENG TECHNOLOGY CO LTD | ||||||||||||
| Security: | Y1R020109 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 31-Mar-2022 | ||||||||||
| ISIN | CNE100001V29 | Vote Deadline Date: | 28-Mar-2022 | |||||||||
| Agenda | 715242486 | Management | Total Ballot Shares: | 391100 | ||||||||
| Last Vote Date: | 15-Mar-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | 2021 WORK REPORT OF THE BOARD OF DIRECTORS | For | None | 191100 | 0 | 0 | 0 | |||||
| 2 | 2021 WORK REPORT OF THE SUPERVISORY COMMITTEE | For | None | 191100 | 0 | 0 | 0 | |||||
| 3 | 2021 WORK REPORT OF INDEPENDENT DIRECTORS | For | None | 191100 | 0 | 0 | 0 | |||||
| 4 | CONFIRMATION OF 2021 ANNUAL REPORT AND ITS SUMMARY | For | None | 191100 | 0 | 0 | 0 | |||||
| 5 | 2021 ANNUAL ACCOUNTS AND 2022 FINANCIAL BUDGET REPORT | For | None | 191100 | 0 | 0 | 0 | |||||
| 6 | 2021 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED): CNY1.05000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES): NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):4.000000 | For | None | 191100 | 0 | 0 | 0 | |||||
| 7 | 2021 CONNECTED TRANSACTIONS AND 2022 ESTIMATED CONTINUING CONNECTED TRANSACTIONS | For | None | 191100 | 0 | 0 | 0 | |||||
| 8 | 2021 SPECIAL REPORT ON THE DEPOSIT AND USE OF RAISED FUNDS | For | None | 191100 | 0 | 0 | 0 | |||||
| 9 | DETERMINATION OF 2021 REMUNERATION FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT | For | None | 191100 | 0 | 0 | 0 | |||||
| 10 | APPLICATION FOR COMPREHENSIVE CREDIT LINE TO BANKS BY THE COMPANY AND SUBSIDIARIES AND RELEVANT MATTERS | For | None | 191100 | 0 | 0 | 0 | |||||
| 11 | PROVISION OF JOINT AND SEVERAL GUARANTEE FOR WHOLLY OWNED SUBSIDIARIES' APPLICATION FOR BANK COMPREHENSIVE CREDIT LINE | For | None | 191100 | 0 | 0 | 0 | |||||
| 12 | REAPPOINTMENT OF AUDIT FIRM | For | None | 191100 | 0 | 0 | 0 | |||||
| 13 | REPORT ON THE USE OF PREVIOUSLY RAISED FUNDS | For | None | 191100 | 0 | 0 | 0 | |||||
| 14 | EXTENSION OF THE VALID PERIOD OF THE RESOLUTION ON PUBLIC ISSUANCE OF A- SHARE CONVERTIBLE BONDS | For | None | 191100 | 0 | 0 | 0 | |||||
| 15 | CHANGE OF THE COMPANY'S REGISTERED CAPITAL AND AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION | For | None | 191100 | 0 | 0 | 0 | |||||
| 16 | AMENDMENTS TO SOME PROVISIONS IN RELEVANT SYSTEMS | For | None | 191100 | 0 | 0 | 0 | |||||
| THERMADOR GROUPE SA | ||||||||||||
| Security: | F91651194 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
| Ticker: | Meeting Date: | 04-Apr-2022 | ||||||||||
| ISIN | FR0013333432 | Vote Deadline Date: | 30-Mar-2022 | |||||||||
| Agenda | 715210112 | Management | Total Ballot Shares: | 4000 | ||||||||
| Last Vote Date: | 09-Mar-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | None | None | Non Voting | ||||||||
| 2 | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | None | None | Non Voting | ||||||||
| 3 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 4 | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | None | None | Non Voting | ||||||||
| 5 | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | None | None | Non Voting | ||||||||
| 6 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal- officiel.gouv.fr/balo/document/202202252200325-24 | None | None | Non Voting | ||||||||
| 7 | APPROVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 4000 | 0 | 0 | 0 | |||||
| 8 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 4000 | 0 | 0 | 0 | |||||
| 9 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 2.00 PER SHARE | For | None | 4000 | 0 | 0 | 0 | |||||
| 10 | RE-ELECT GUILLAUME ROBIN AS DIRECTOR | For | None | 4000 | 0 | 0 | 0 | |||||
| 11 | ELECT PHILIPPE BORIES AS DIRECTOR | For | None | 4000 | 0 | 0 | 0 | |||||
| 12 | ELECT JEROME CHABAUDIE AS DIRECTOR | For | None | 4000 | 0 | 0 | 0 | |||||
| 13 | ELECT MARION GRANGER AS DIRECTOR | For | None | 4000 | 0 | 0 | 0 | |||||
| 14 | ELECT BERTRAND CHEVALIER AS DIRECTOR | For | None | 4000 | 0 | 0 | 0 | |||||
| 15 | APPROVE COMPENSATION OF GUILLAUME ROBIN, CHAIRMAN AND CEO | For | None | 4000 | 0 | 0 | 0 | |||||
| 16 | APPROVE COMPENSATION OF PATRICIA MAVIGNER, VICE-CEO | For | None | 4000 | 0 | 0 | 0 | |||||
| 17 | APPROVE REMUNERATION POLICY OF DIRECTORS | For | None | 4000 | 0 | 0 | 0 | |||||
| 18 | APPROVE COMPENSATION REPORT | For | None | 4000 | 0 | 0 | 0 | |||||
| 19 | APPROVE REMUNERATION POLICY OF GUILLAUME ROBIN, CHAIRMAN AND CEO | For | None | 4000 | 0 | 0 | 0 | |||||
| 20 | APPROVE REMUNERATION POLICY OF PATRICIA MAVIGNER, VICE-CEO | For | None | 4000 | 0 | 0 | 0 | |||||
| 21 | APPROVE REMUNERATION OF DIRECTORS IN THE AGGREGATE AMOUNT OF EUR 175,000 | For | None | 4000 | 0 | 0 | 0 | |||||
| 22 | APPROVE AUDITORS' SPECIAL REPORT ON RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF NEW TRANSACTIONS | For | None | 4000 | 0 | 0 | 0 | |||||
| 23 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | For | None | 4000 | 0 | 0 | 0 | |||||
| 24 | AUTHORIZE CAPITALIZATION OF RESERVES OF UP TO EUR 2 MILLION FOR BONUS ISSUE OR INCREASE IN PAR VALUE | For | None | 4000 | 0 | 0 | 0 | |||||
| 25 | AUTHORIZE FILING OF REQUIRED DOCUMENTS/OTHER FORMALITIES | For | None | 4000 | 0 | 0 | 0 | |||||
| 26 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
| REVENIO GROUP CORPORATION | ||||||||||||
| Security: | X7354Z103 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 08-Apr-2022 | ||||||||||
| ISIN | FI0009010912 | Vote Deadline Date: | 31-Mar-2022 | |||||||||
| Agenda | 715269622 | Management | Total Ballot Shares: | 70705 | ||||||||
| Last Vote Date: | 26-Mar-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | None | None | Non Voting | ||||||||
| 2 | A POWER OF ATTORNEY (POA) IS REQUIRED TO APPOINT A REPRESENTATIVE TO ATTEND THE MEETING AND LODGE YOUR VOTING INSTRUCTIONS. IF YOU APPOINT A FINNISH SUB CUSTODIAN BANK, NO POA IS REQUIRED (UNLESS THE SHAREHOLDER IS FINNISH). | None | None | Non Voting | ||||||||
| 3 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 4 | OPENING OF THE MEETING | None | None | Non Voting | ||||||||
| 5 | CALLING THE MEETING TO ORDER | None | None | Non Voting | ||||||||
| 6 | ELECTION OF PERSON TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING OF VOTES | None | None | Non Voting | ||||||||
| 7 | RECORDING OF THE LEGALITY OF THE MEETING | None | None | Non Voting | ||||||||
| 8 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | None | None | Non Voting | ||||||||
| 9 | PRESENTATION OF THE FINANCIAL STATEMENT, THE REPORT OF THE BOARD OF DIRECTORS, AND THE AUDITOR'S REPORT FOR THE YEAR 2021 | None | None | Non Voting | ||||||||
| 10 | ADOPTION OF THE FINANCIAL STATEMENTS | For | None | 9605 | 0 | 0 | 0 | |||||
| 11 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.34 PER SHARE | For | None | 9605 | 0 | 0 | 0 | |||||
| 12 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR FROM LIABILITY | For | None | 9605 | 0 | 0 | 0 | |||||
| 13 | HANDLING OF THE REMUNERATION REPORT FOR GOVERNING BODIES | For | None | 9605 | 0 | 0 | 0 | |||||
| 14 | RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND ON THE GROUNDS FOR COMPENSATION OF TRAVEL EXPENSES | For | None | 9605 | 0 | 0 | 0 | |||||
| 15 | FIX NUMBER OF DIRECTORS AT FIVE | For | None | 9605 | 0 | 0 | 0 | |||||
| 16 | ELECT PEKKA TAMMELA, ANN-CHRISTINE SUNDELL, ARNE BOYE NIELSEN, BILL OSTMAN AND RIAD SHERIF AS DIRECTORS | For | None | 9605 | 0 | 0 | 0 | |||||
| 17 | RESOLUTION ON THE REMUNERATION OF THE AUDITOR | For | None | 9605 | 0 | 0 | 0 | |||||
| 18 | RATIFY DELOITTE AS AUDITOR | For | None | 9605 | 0 | 0 | 0 | |||||
| 19 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE ACQUISITION OF OWN SHARES | For | None | 9605 | 0 | 0 | 0 | |||||
| 20 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON A SHARE ISSUE AND ON GRANTING STOCK OPTIONS AND OTHER SPECIAL RIGHTS ENTITLING TO SHARES | For | None | 9605 | 0 | 0 | 0 | |||||
| 21 | CLOSING THE MEETING | None | None | Non Voting | ||||||||
| 22 | 18 MAR 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
| 23 | 18 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT AND MODIFICATION OF TEXT OF RESOLUTIONS 8,12,13,15. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
| SHOP APOTHEKE EUROPE NV | ||||||||||||
| Security: | N7975Z103 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 14-Apr-2022 | ||||||||||
| ISIN | NL0012044747 | Vote Deadline Date: | 29-Mar-2022 | |||||||||
| Agenda | 715224666 | Management | Total Ballot Shares: | 2600 | ||||||||
| Last Vote Date: | 09-Mar-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 2 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 3 | OPEN MEETING | None | None | Non Voting | ||||||||
| 4 | RECEIVE REPORT OF MANAGEMENT BOARD | None | None | Non Voting | ||||||||
| 5 | DISCUSSION ON COMPANY'S CORPORATE GOVERNANCE STRUCTURE | None | None | Non Voting | ||||||||
| 6 | RECEIVE REPORT REGARDING THE PROGRESS AND ACHIEVEMENTS OF THE COMPANY'S ESG ACTIVITIES | None | None | Non Voting | ||||||||
| 7 | APPROVE REMUNERATION REPORT | For | None | 2600 | 0 | 0 | 0 | |||||
| 8 | RECEIVE REPORT OF AUDITORS | None | None | Non Voting | ||||||||
| 9 | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 2600 | 0 | 0 | 0 | |||||
| 10 | RECEIVE EXPLANATION ON COMPANY'S RESERVES AND DIVIDEND POLICY | None | None | Non Voting | ||||||||
| 11 | APPROVE ALLOCATION OF INCOME | For | None | 2600 | 0 | 0 | 0 | |||||
| 12 | APPROVE DISCHARGE OF MANAGEMENT BOARD | For | None | 2600 | 0 | 0 | 0 | |||||
| 13 | APPROVE DISCHARGE OF SUPERVISORY BOARD | For | None | 2600 | 0 | 0 | 0 | |||||
| 14 | RATIFY MAZARS ACCOUNTANTS N.V. AS AUDITORS | For | None | 2600 | 0 | 0 | 0 | |||||
| 15 | ELECT JASKA DE BAKKER TO SUPERVISORY BOARD | For | None | 2600 | 0 | 0 | 0 | |||||
| 16 | AMEND STOCK OPTION PLAN | For | None | 2600 | 0 | 0 | 0 | |||||
| 17 | ADOPT AMENDED REMUNERATION POLICY FOR MANAGEMENT BOARD | For | None | 2600 | 0 | 0 | 0 | |||||
| 18 | ADOPT AMENDED REMUNERATION POLICY FOR SUPERVISORY BOARD | For | None | 2600 | 0 | 0 | 0 | |||||
| 19 | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 0.07 PERCENT OF ISSUED CAPITAL IN CONNECTION WITH THE 2019 ESOP | For | None | 2600 | 0 | 0 | 0 | |||||
| 20 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | For | None | 2600 | 0 | 0 | 0 | |||||
| 21 | ALLOW QUESTIONS | None | None | Non Voting | ||||||||
| 22 | CLOSE MEETING | None | None | Non Voting | ||||||||
| 23 | 11 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
| SCHOELLER-BLECKMANN OILFIELD EQUIPMENT AG | ||||||||||||
| Security: | A7362J104 | Meeting Type: | Ordinary General Meeting | |||||||||
| Ticker: | Meeting Date: | 28-Apr-2022 | ||||||||||
| ISIN | AT0000946652 | Vote Deadline Date: | 19-Apr-2022 | |||||||||
| Agenda | 715309337 | Management | Total Ballot Shares: | 82700 | ||||||||
| Last Vote Date: | 18-Apr-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. | None | None | Non Voting | ||||||||
| 2 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 3 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | None | None | Non Voting | ||||||||
| 4 | APPROVE ALLOCATION OF INCOME | For | None | 8800 | 0 | 0 | 0 | |||||
| 5 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 | For | None | 8800 | 0 | 0 | 0 | |||||
| 6 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | For | None | 8800 | 0 | 0 | 0 | |||||
| 7 | RATIFY AUDITORS FOR FISCAL YEAR 2022 | For | None | 8800 | 0 | 0 | 0 | |||||
| 8 | ELECT SUPERVISORY BOARD MEMBER | For | None | 8800 | 0 | 0 | 0 | |||||
| 9 | APPROVE REMUNERATION REPORT | For | None | 8800 | 0 | 0 | 0 | |||||
| 10 | APPROVE REMUNERATION POLICY | For | None | 8800 | 0 | 0 | 0 | |||||
| 11 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | For | None | 8800 | 0 | 0 | 0 | |||||
| PAREX RESOURCES INC. | ||||||||||||
| Security: | 69946Q104 | Meeting Type: | Annual and Special Meeting | |||||||||
| Ticker: | PARXF | Meeting Date: | 12-May-2022 | |||||||||
| ISIN | CA69946Q1046 | Vote Deadline Date: | 09-May-2022 | |||||||||
| Agenda | 935596986 | Management | Total Ballot Shares: | 17700 | ||||||||
| Last Vote Date: | 29-Apr-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | To fix the number of directors to be elected at the Meeting at nine (9). | For | None | 17700 | 0 | 0 | 0 | |||||
| 2 | DIRECTOR | For | None | |||||||||
| 1 | Lisa Colnett | 17700 | 0 | 0 | 0 | |||||||
| 2 | Sigmund Cornelius | 17700 | 0 | 0 | 0 | |||||||
| 3 | Robert Engbloom | 17700 | 0 | 0 | 0 | |||||||
| 4 | Wayne Foo | 17700 | 0 | 0 | 0 | |||||||
| 5 | G.R. (Bob) MacDougall | 17700 | 0 | 0 | 0 | |||||||
| 6 | Glenn McNamara | 17700 | 0 | 0 | 0 | |||||||
| 7 | Imad Mohsen | 17700 | 0 | 0 | 0 | |||||||
| 8 | Carmen Sylvain | 17700 | 0 | 0 | 0 | |||||||
| 9 | Paul Wright | 17700 | 0 | 0 | 0 | |||||||
| 3 | To appoint PricewaterhouseCoopers LLP, Chartered Professional Accountants, as the auditors of Parex for the ensuing year and to authorize the directors of the Company to fix their remuneration as such. | For | None | 17700 | 0 | 0 | 0 | |||||
| 4 | To consider an advisory, non-binding resolution (a "Say on Pay" vote) on the Company's approach to executive compensation described in the Management Information Circular of the Company dated March 30, 2022. | For | None | 17700 | 0 | 0 | 0 | |||||
| FLATEXDEGIRO AG | ||||||||||||
| Security: | D3690M106 | Meeting Type: | Ordinary General Meeting | |||||||||
| Ticker: | Meeting Date: | 17-May-2022 | ||||||||||
| ISIN | DE000FTG1111 | Vote Deadline Date: | 05-May-2022 | |||||||||
| Agenda | 715394007 | Management | Total Ballot Shares: | 270029 | ||||||||
| Last Vote Date: | 29-Apr-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | None | None | Non Voting | ||||||||
| 3 | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. | None | None | Non Voting | ||||||||
| 4 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH | None | None | Non Voting | ||||||||
| ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. | ||||||||||||
| 5 | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | None | None | Non Voting | ||||||||
| 6 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
| 7 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | None | None | Non Voting | ||||||||
| 8 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 | For | None | 30700 | 0 | 0 | 0 | |||||
| 9 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | For | None | 30700 | 0 | 0 | 0 | |||||
| 10 | RATIFY BDO AG AS AUDITORS FOR FISCAL YEAR 2022 AND FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS FOR THE FIRST HALF OF FISCAL YEAR 2022 | For | None | 30700 | 0 | 0 | 0 | |||||
| 11 | APPROVE REMUNERATION REPORT | For | None | 30700 | 0 | 0 | 0 | |||||
| 12 | APPROVE INCREASE IN SIZE OF BOARD TO FOUR MEMBERS | For | None | 30700 | 0 | 0 | 0 | |||||
| 13 | ELECT AYGUEL OEZKAN TO THE SUPERVISORY BOARD | For | None | 30700 | 0 | 0 | 0 | |||||
| 14 | APPROVE REMUNERATION OF SUPERVISORY BOARD | For | None | 30700 | 0 | 0 | 0 | |||||
| 15 | 08 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE OF THE RECORD DATE FROM 09 MAY 2022 TO 10 MAY 2022 AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
| 16 | 08 APR 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | None | None | Non Voting | ||||||||
| RUSH ENTERPRISES, INC. | ||||||||||||
| Security: | 781846209 | Meeting Type: | Annual | |||||||||
| Ticker: | RUSHA | Meeting Date: | 17-May-2022 | |||||||||
| ISIN | US7818462092 | Vote Deadline Date: | 16-May-2022 | |||||||||
| Agenda | 935586175 | Management | Total Ballot Shares: | 7200 | ||||||||
| Last Vote Date: | 09-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | None | |||||||||
| 1 | W. M. Rusty Rush | 7200 | 0 | 0 | 0 | |||||||
| 2 | Thomas A. Akin | 7200 | 0 | 0 | 0 | |||||||
| 3 | Raymond J. Chess | 7200 | 0 | 0 | 0 | |||||||
| 4 | William H. Cary | 7200 | 0 | 0 | 0 | |||||||
| 5 | Dr. Kennon H. Guglielmo | 7200 | 0 | 0 | 0 | |||||||
| 6 | Elaine Mendoza | 7200 | 0 | 0 | 0 | |||||||
| 7 | Troy A. Clarke | 7200 | 0 | 0 | 0 | |||||||
| 2 | Proposal to ratify the appointment of ERNST & YOUNG LLP as the Company's independent registered public accounting firm for the 2022 fiscal year. | For | None | 7200 | 0 | 0 | 0 | |||||
| GAMMA COMMUNICATIONS PLC | ||||||||||||
| Security: | G371B3109 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 19-May-2022 | ||||||||||
| ISIN | GB00BQS10J50 | Vote Deadline Date: | 16-May-2022 | |||||||||
| Agenda | 715477320 | Management | Total Ballot Shares: | 278634 | ||||||||
| Last Vote Date: | 09-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 16758 | 0 | 0 | 0 | |||||
| 2 | APPROVE FINAL DIVIDEND | For | None | 16758 | 0 | 0 | 0 | |||||
| 3 | APPROVE REMUNERATION REPORT | For | None | 16758 | 0 | 0 | 0 | |||||
| 4 | REAPPOINT DELOITTE LLP AS AUDITORS AND AUTHORISE THEIR REMUNERATION | For | None | 16758 | 0 | 0 | 0 | |||||
| 5 | RE-ELECT RICHARD LAST AS DIRECTOR | For | None | 16758 | 0 | 0 | 0 | |||||
| 6 | RE-ELECT ANDREW TAYLOR AS DIRECTOR | For | None | 16758 | 0 | 0 | 0 | |||||
| 7 | RE-ELECT ANDREW BELSHAW AS DIRECTOR | For | None | 16758 | 0 | 0 | 0 | |||||
| 8 | RE-ELECT CHARLOTTA GINMAN AS DIRECTOR | For | None | 16758 | 0 | 0 | 0 | |||||
| 9 | RE-ELECT MARTIN LEA AS DIRECTOR | For | None | 16758 | 0 | 0 | 0 | |||||
| 10 | RE-ELECT HENRIETTA MARSH AS DIRECTOR | For | None | 16758 | 0 | 0 | 0 | |||||
| 11 | RE-ELECT XAVIER ROBERT AS DIRECTOR | For | None | 16758 | 0 | 0 | 0 | |||||
| 12 | ELECT WILLIAM CASTELL AS DIRECTOR | For | None | 16758 | 0 | 0 | 0 | |||||
| 13 | AUTHORISE ISSUE OF EQUITY | For | None | 16758 | 0 | 0 | 0 | |||||
| 14 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | For | None | 16758 | 0 | 0 | 0 | |||||
| 15 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | For | None | 16758 | 0 | 0 | 0 | |||||
| 16 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | For | None | 16758 | 0 | 0 | 0 | |||||
| MOMO.COM INC | ||||||||||||
| Security: | Y265B6106 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 20-May-2022 | ||||||||||
| ISIN | TW0008454000 | Vote Deadline Date: | 12-May-2022 | |||||||||
| Agenda | 715513479 | Management | Total Ballot Shares: | 5400 | ||||||||
| Last Vote Date: | 09-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | 2021 BUSINESS REPORT AND FINANCIAL STATEMENT | For | None | 5400 | 0 | 0 | 0 | |||||
| 2 | DISTRIBUTION OF EARNINGS FOR 2021.PROPOSED CASH DIVIDEND: TWD 13 PER SHARE. | For | None | 5400 | 0 | 0 | 0 | |||||
| 3 | NEW COMMON SHARE ISSUANCE THROUGH THE INCREASE OF CAPITAL BY CAPITALIZATION OF EARNINGS AND CAPITAL SURPLUS. PROPOSED STOCK DIVIDEND : 100 SHARES PER 1,000 SHARES. PROPOSED BONUS ISSUE : 100 SHARES PER 1,000 SHARES. | For | None | 5400 | 0 | 0 | 0 | |||||
| 4 | AMENDMENTS TO THE COMPANYS ARTICLES OF INCORPORATION. | For | None | 5400 | 0 | 0 | 0 | |||||
| 5 | AMENDMENTS TO THE COMPANYS REGULATIONS AND PROCEDURES OF SHAREHOLDERS MEETING. | For | None | 5400 | 0 | 0 | 0 | |||||
| 6 | AMENDMENTS TO THE COMPANYS PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS. | For | None | 5400 | 0 | 0 | 0 | |||||
| 7 | TO RELEASE THE BOARD OF DIRECTORS FROM NON-COMPETITION RESTRICTIONS : JEFF KU | For | None | 5400 | 0 | 0 | 0 | |||||
| 8 | TO RELEASE THE BOARD OF DIRECTORS FROM NON-COMPETITION RESTRICTIONS : JAMIE LIN | For | None | 5400 | 0 | 0 | 0 | |||||
| 9 | TO RELEASE THE BOARD OF DIRECTORS FROM NON-COMPETITION RESTRICTIONS : MAO-HSIUNG, HUANG | For | None | 5400 | 0 | 0 | 0 | |||||
| SMARTCRAFT ASA | ||||||||||||
| Security: | R7T54K113 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 20-May-2022 | ||||||||||
| ISIN | NO0011008971 | Vote Deadline Date: | 12-May-2022 | |||||||||
| Agenda | 715574819 | Management | Total Ballot Shares: | 1415339 | ||||||||
| Last Vote Date: | 11-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | None | None | Non Voting | ||||||||
| 2 | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF ATTORNEY (POA) IN PLACE, AN INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED. | None | None | Non Voting | ||||||||
| 3 | TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT IN THE LOCAL MARKET, THE LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE. | None | None | Non Voting | ||||||||
| 4 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 5 | ELECT CHAIRMAN OF MEETING; DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | For | None | 146839 | 0 | 0 | 0 | |||||
| 6 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | For | None | 146839 | 0 | 0 | 0 | |||||
| 7 | APPROVE NOTICE OF MEETING AND AGENDA | For | None | 146839 | 0 | 0 | 0 | |||||
| 8 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 146839 | 0 | 0 | 0 | |||||
| 9 | APPROVE REMUNERATION OF AUDITORS | For | None | 146839 | 0 | 0 | 0 | |||||
| 10 | RECEIVE CORPORATE GOVERNANCE STATEMENT | None | None | Non Voting | ||||||||
| 11 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF NOK 350,000 FOR CHAIR AND NOK 175,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK | For | None | 146839 | 0 | 0 | 0 | |||||
| 12 | APPROVE REMUNERATION OF NOMINATION COMMITTEE | For | None | 146839 | 0 | 0 | 0 | |||||
| 13 | APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT | For | None | 146839 | 0 | 0 | 0 | |||||
| 14 | APPROVE REMUNERATION STATEMENT (ADVISORY) | For | None | 146839 | 0 | 0 | 0 | |||||
| 15 | APPROVE ISSUANCE OF SHARES IN CONNECTION WITH INCENTIVE PLAN | For | None | 146839 | 0 | 0 | 0 | |||||
| 16 | APPROVE CREATION OF UP TO 10 PERCENT OF SHARES WITHOUT PREEMPTIVE RIGHTS | For | None | 146839 | 0 | 0 | 0 | |||||
| 17 | CHANGE LOCATION OF REGISTERED OFFICE | For | None | 146839 | 0 | 0 | 0 | |||||
| BASLER AG | ||||||||||||
| Security: | D0629N106 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 23-May-2022 | ||||||||||
| ISIN | DE0005102008 | Vote Deadline Date: | 13-May-2022 | |||||||||
| Agenda | 715493374 | Management | Total Ballot Shares: | 14600 | ||||||||
| Last Vote Date: | 09-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 2 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | None | None | Non Voting | ||||||||
| 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.62 PER SHARE | For | None | 2000 | 0 | 0 | 0 | |||||
| 4 | APPROVE DISCHARGE OF THE MANAGEMENT BOARD: DIETMAR LEY | For | None | 2000 | 0 | 0 | 0 | |||||
| 5 | APPROVE DISCHARGE OF THE MANAGEMENT BOARD: ALEXANDER TEMME | For | None | 2000 | 0 | 0 | 0 | |||||
| 6 | APPROVE DISCHARGE OF THE MANAGEMENT BOARD: ARNDT BAKE | For | None | 2000 | 0 | 0 | 0 | |||||
| 7 | APPROVE DISCHARGE OF THE MANAGEMENT BOARD: HARDY MEHL | For | None | 2000 | 0 | 0 | 0 | |||||
| 8 | APPROVE DISCHARGE OF THE SUPERVISORY BOARD: NORBERT BASLER | For | None | 2000 | 0 | 0 | 0 | |||||
| 9 | APPROVE DISCHARGE OF THE SUPERVISORY BOARD: ECKART KOTTKAMP | For | None | 2000 | 0 | 0 | 0 | |||||
| 10 | APPROVE DISCHARGE OF THE SUPERVISORY BOARD: HORST W. GARBRECHT | For | None | 2000 | 0 | 0 | 0 | |||||
| 11 | APPROVE DISCHARGE OF THE SUPERVISORY BOARD: MIRJA STEINKAMP | For | None | 2000 | 0 | 0 | 0 | |||||
| 12 | APPROVE DISCHARGE OF THE SUPERVISORY BOARD: DOROTHEA BRANDES | For | None | 2000 | 0 | 0 | 0 | |||||
| 13 | APPROVE DISCHARGE OF THE SUPERVISORY BOARD: MARCO GRIMM | For | None | 2000 | 0 | 0 | 0 | |||||
| 14 | RATIFY BDO AG AS AUDITORS FOR FISCAL YEAR 2022 | For | None | 2000 | 0 | 0 | 0 | |||||
| 15 | ELECT LENNART SCHULENBURG TO THE SUPERVISORY BOARD | For | None | 2000 | 0 | 0 | 0 | |||||
| 16 | ELECT HORST GARBRECHT TO THE SUPERVISORY BOARD | For | None | 2000 | 0 | 0 | 0 | |||||
| 17 | APPROVE REMUNERATION REPORT | For | None | 2000 | 0 | 0 | 0 | |||||
| 18 | APPROVE REMUNERATION OF SUPERVISORY BOARD | For | None | 2000 | 0 | 0 | 0 | |||||
| 19 | APPROVE EUR 21 MILLION CAPITALIZATION OF RESERVES FOR A 1:2 BONUS ISSUE | For | None | 2000 | 0 | 0 | 0 | |||||
| 20 | APPROVE CREATION OF EUR 15.8 MILLION POOL OF AUTHORIZED CAPITAL WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | For | None | 2000 | 0 | 0 | 0 | |||||
| 21 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL | None | None | Non Voting | ||||||||
| 22 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE | None | None | Non Voting | ||||||||
| 23 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
| 24 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 728941 DUE TO RECEIVED SPLITTING OF RESOLUTIONS 3 AND 4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | None | None | Non Voting | ||||||||
| M3 TECHNOLOGY INC | ||||||||||||
| Security: | Y613MD100 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 26-May-2022 | ||||||||||
| ISIN | TW0006799000 | Vote Deadline Date: | 18-May-2022 | |||||||||
| Agenda | 715543282 | Management | Total Ballot Shares: | 382100 | ||||||||
| Last Vote Date: | 09-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | THE 2021 FINANCIAL STATEMENTS, CONSOLIDATED FINANCIAL STATEMENTS AND BUSINESS REPORTS. | For | None | 60600 | 0 | 0 | 0 | |||||
| 2 | THE 2021 PROFIT DISTRIBUTION.PROPOSED CASH DIVIDEND:TWD 3 PER SHARE. | For | None | 60600 | 0 | 0 | 0 | |||||
| 3 | THE REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL. | For | None | 60600 | 0 | 0 | 0 | |||||
| 4 | THE REVISION TO THE RULES OF SHAREHOLDER MEETING. | For | None | 60600 | 0 | 0 | 0 | |||||
| 5 | THE REVISION TO THE ARTICLES OF INCORPORATION. | For | None | 60600 | 0 | 0 | 0 | |||||
| 6 | THE PROPOSAL OF THE ISSUANCE OF YEAR 2022 RESTRICTED STOCKS FOR EMPLOYEE. | For | None | 60600 | 0 | 0 | 0 | |||||
| KASPI.KZ JSC | ||||||||||||
| Security: | 48581R205 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 27-May-2022 | ||||||||||
| ISIN | US48581R2058 | Vote Deadline Date: | 16-May-2022 | |||||||||
| Agenda | 715631102 | Management | Total Ballot Shares: | 4000 | ||||||||
| Last Vote Date: | 13-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | APPROVAL OF THE AGENDA | For | None | 4000 | 0 | 0 | 0 | |||||
| 2 | APPROVAL OF JSC KASPI.KZ'S 2021 ANNUAL AUDITED ACCOUNTS | For | None | 4000 | 0 | 0 | 0 | |||||
| 3 | APPROVAL OF THE PROCEDURE TO DISTRIBUTE JSC KASPI.KZ'S NET INCOME FOR THE YEAR 2021 AND THE AMOUNT OF DIVIDEND PER COMMON SHARE OF JSC KASPI.KZ | For | None | 4000 | 0 | 0 | 0 | |||||
| 4 | INFORMATION ON SHAREHOLDERS' APPEALS ON JSC KASPI.KZ'S AND ITS OFFICERS' ACTIONS AND RESULTS OF CONSIDERATION THEREOF IN 2021 | For | None | 4000 | 0 | 0 | 0 | |||||
| 5 | APPROVAL OF THE AMOUNT AND TERMS OF JSC KASPI.KZ'S MEMBERS OF THE BOARD OF DIRECTORS' REMUNERATION AND REIMBURSEMENT OF THEIR EXPENSES INCURRED WHILE PERFORMING THEIR DUTIES | For | None | 4000 | 0 | 0 | 0 | |||||
| 6 | APPOINTMENT OF THE EXTERNAL AUDITOR TO AUDIT JSC KASPI.KZ'S FINANCIAL STATEMENTS | For | None | 4000 | 0 | 0 | 0 | |||||
| 7 | DETERMINATION OF THE NUMBER AND THE TERM OF POWERS AND ELECTION OF MEMBERS OF JSC KASPI.KZ'S COUNTING COMMISSION | For | None | 4000 | 0 | 0 | 0 | |||||
| 8 | PLEASE NOTE THAT THE VOTING OPTIONS 'YES' MEANS 'FAVOUR' AND 'NO' MEANS 'AGAINST' FOR RESOLUTION NUMBER 8. THANK YOU | None | None | Non Voting | ||||||||
| 9 | AS A HOLDER OF THE DEPOSITARY RECEIPTS, I HEREBY CERTIFY THAT I HAVE COMPLIED WITH THE REQUIREMENTS OF CLAUSE 5 OF ARTICLE 17 OF THE LAW OF THE REPUBLIC OF KAZAKHSTAN "ON BANKS AND BANKING ACTIVITY IN THE REPUBLIC OF KAZAKHSTAN" AND REPRESENT THAT I AM NOT A LEGAL ENTITY INCORPORATED IN OR HAVING SHAREHOLDER(S) (PARTICIPANT(S)) INCORPORATED IN, OR AN INDIVIDUAL WHICH PARTICIPATES (AS A PRINCIPAL OR A SHAREHOLDER) IN LEGAL ENTITIES INCORPORATED IN ANY "OFFSHORE ZONES" INCLUDED IN THE LIST OF WHICH IS SET BY THE AUTHORIZED BODY OF THE REPUBLIC OF KAZAKHSTAN ON REGULATION OF BANKING ACTIVITY IN THE REPUBLIC OF KAZAKHSTAN PURSUANT TO CLAUSE 5 OF ARTICLE 17 OF THE LAW OF THE REPUBLIC OF KAZAKHSTAN "ON BANKS AND BANKING ACTIVITIES". FOR PARTICIPATION OF BNY MELLON IN ANNUAL GENERAL MEETING OF JSC KASPI.KZ IN FAVOR OF HOLDER, HOLDER ENTITLES BNY MELLON TO DISCLOSE INFORMATION ABOUT HOLDER IN CENTRAL SECURITIES DEPOSITARY OF REPUBLIC OF KAZAKHSTAN AND REGISTER OF SHAREHOLDERS OF JSC KASPI.KZ | For | None | 4000 | 0 | 0 | 0 | |||||
| 10 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 30 MAY 2022. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | None | None | Non Voting | ||||||||
| INTER CARS S.A. | ||||||||||||
| Security: | X3964A109 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 31-May-2022 | ||||||||||
| ISIN | PLINTCS00010 | Vote Deadline Date: | 13-May-2022 | |||||||||
| Agenda | 715580343 | Management | Total Ballot Shares: | 44084 | ||||||||
| Last Vote Date: | 09-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS IN THIS MARKET. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
| 2 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
| 3 | OPENING OF THE GENERAL MEETING | None | None | Non Voting | ||||||||
| 4 | ELECTION OF THE CHAIRMAN OF THE GENERAL MEETING | For | None | 14084 | 0 | 0 | 0 | |||||
| 5 | CONFIRMATION THAT THE MEETING HAS BEEN PROPERLY CONVENED AND IS CAPABLE OF ADOPTING RESOLUTIONS | For | None | 14084 | 0 | 0 | 0 | |||||
| 6 | ADOPTION OF THE AGENDA | For | None | 14084 | 0 | 0 | 0 | |||||
| 7 | ACKNOWLEDGMENT THE SUPERVISORY BOARD'S REPORT ON THE ACTIVITIES OF THE SUPERVISORY BOARD IN 2021 ALONG WITH THE ASSESSMENTS MADE IN ACCORDANCE WITH THE PRINCIPLES CONTAINED IN THE SET OF BEST PRACTICES OF WSE LISTED COMPANIES 2021 | For | None | 14084 | 0 | 0 | 0 | |||||
| 8 | ACKNOWLEDGMENT THE SUPERVISORY BOARDS REPORT ON THE ASSESSMENT OF THE COMPANY'S FINANCIAL STATEMENTS FOR 2021, THE MANAGEMENT BOARDS REPORT ON THE COMPANY'S ACTIVITIES IN 2021 AND THE MANAGEMENT BOARDS MOTION ON THE DISTRIBUTION OF THE COMPANY'S NET PROFIT FOR 2021 | For | None | 14084 | 0 | 0 | 0 | |||||
| 9 | CONSIDERATION AND APPROVAL OF THE MANAGEMENT BOARD'S REPORT ON THE OPERATIONS OF THE INTER CARS, S.A. CAPITAL GROUP FOR 2021, PREPARED TOGETHER WITH THE MANAGEMENT BOARD'S REPORT ON THE COMPANY'S ACTIVITIES FOR 2021 | For | None | 14084 | 0 | 0 | 0 | |||||
| 10 | EXAMINATION AND APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS FOR 2021 | For | None | 14084 | 0 | 0 | 0 | |||||
| 11 | REVIEW AND APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS OF THE INTER CARS S.A. CAPITAL GROUP FOR THE YEAR 2021 | For | None | 14084 | 0 | 0 | 0 | |||||
| 12 | ADOPTION OF A RESOLUTION ON THE DISTRIBUTION OF THE COMPANY'S PROFIT | For | None | 14084 | 0 | 0 | 0 | |||||
| 13 | GRANTING DISCHARGE TO MEMBERS OF THE MANAGEMENT BOARD FOR THE PERFORMANCE OF THEIR DUTIES | For | None | 14084 | 0 | 0 | 0 | |||||
| 14 | GRANTING DISCHARGE TO MEMBERS OF THE SUPERVISORY BOARD FOR THE PERFORMANCE OF THEIR DUTIES | For | None | 14084 | 0 | 0 | 0 | |||||
| 15 | ADOPTION OF A RESOLUTION ON THE REPORT ON THE REMUNERATION OF MEMBERS OF THE MANAGEMENT BOARD AND SUPERVISORY BOARD OF INTER CARS S.A. WITH ITS REGISTERED OFFICE IN WARSAW | For | None | 14084 | 0 | 0 | 0 | |||||
| 16 | ADOPTION OF A RESOLUTION ON THE DETERMINATION OF THE REMUNERATION OF THE SUPERVISORY BOARD MEMBERS | For | None | 14084 | 0 | 0 | 0 | |||||
| 17 | ADOPTION OF A RESOLUTION ON THE DETERMINATION OF REMUNERATION FOR MEMBERS OF THE SUPERVISORY BOARD'S AUDIT COMMITTEE AND OTHER SUPERVISORY BOARD COMMITTEES | For | None | 14084 | 0 | 0 | 0 | |||||
| 18 | CLOSING OF THE MEETING | None | None | Non Voting | ||||||||
| 19 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
| 20 | 13 MAY 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE FROM 15 MAY 2022 TO 13 MAY 2022. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
| BOKU INC | ||||||||||||
| Security: | U7744C106 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 01-Jun-2022 | ||||||||||
| ISIN | USU7744C1063 | Vote Deadline Date: | 26-May-2022 | |||||||||
| Agenda | 715620351 | Management | Total Ballot Shares: | 203000 | ||||||||
| Last Vote Date: | 13-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | RE-ELECTION OF RICHARD HARGREAVES AS A CLASS II DIRECTOR OF THE COMPANY | For | None | 203000 | 0 | 0 | 0 | |||||
| 2 | RE-ELECTION OF STEWART ROBERTS AS A CLASS II DIRECTOR OF THE COMPANY | For | None | 203000 | 0 | 0 | 0 | |||||
| 3 | REAPPOINTMENT OF BDO LLP AS AUDITOR OF THE COMPANY | For | None | 203000 | 0 | 0 | 0 | |||||
| 4 | AUTHORISE THE COMPANY'S AUDIT COMMITTEE TO DETERMINE BDO'S REMUNERATION | For | None | 203000 | 0 | 0 | 0 | |||||
| 5 | APPROVE THE DIRECTORS' REMUNERATION REPORT SET OUT ON PAGES 41-46 (INCLUSIVE) IN THE ANNUAL REPORT FOR THE YEAR ENDED 31 DECEMBER 2021 | For | None | 203000 | 0 | 0 | 0 | |||||
| OOMA INC | ||||||||||||
| Security: | 683416101 | Meeting Type: | Annual | |||||||||
| Ticker: | OOMA | Meeting Date: | 01-Jun-2022 | |||||||||
| ISIN | US6834161019 | Vote Deadline Date: | 31-May-2022 | |||||||||
| Agenda | 935618489 | Management | Total Ballot Shares: | 16000 | ||||||||
| Last Vote Date: | 13-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | None | |||||||||
| 1 | Peter Goettner | 16000 | 0 | 0 | 0 | |||||||
| 2 | Eric Stang | 16000 | 0 | 0 | 0 | |||||||
| 3 | Jenny Yeh | 16000 | 0 | 0 | 0 | |||||||
| 2 | To ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for its fiscal year ending January 31, 2023. | For | None | 16000 | 0 | 0 | 0 | |||||
| 3 | To approve a non-binding advisory vote on the compensation of our named executive officers as described in the Proxy Statement. | For | None | 16000 | 0 | 0 | 0 | |||||
| VA-Q-TEC AG | ||||||||||||
| Security: | D8T66F105 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 02-Jun-2022 | ||||||||||
| ISIN | DE0006636681 | Vote Deadline Date: | 23-May-2022 | |||||||||
| Agenda | 715531807 | Management | Total Ballot Shares: | 470300 | ||||||||
| Last Vote Date: | 13-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | None | None | Non Voting | ||||||||
| 3 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | None | None | Non Voting | ||||||||
| 4 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 | For | None | 16000 | 0 | 0 | 0 | |||||
| 5 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | For | None | 16000 | 0 | 0 | 0 | |||||
| 6 | RATIFY ROEDL PARTNER GMBH AS AUDITORS FOR FISCAL YEAR 2022 | For | None | 16000 | 0 | 0 | 0 | |||||
| 7 | APPROVE REMUNERATION REPORT | For | None | 16000 | 0 | 0 | 0 | |||||
| 8 | APPROVE CREATION OF EUR 6.7 MILLION POOL OF AUTHORIZED CAPITAL WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | For | None | 16000 | 0 | 0 | 0 | |||||
| 9 | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | None | None | Non Voting | ||||||||
| 10 | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | None | None | Non Voting | ||||||||
| 11 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS | None | None | Non Voting | ||||||||
| NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL | ||||||||||||
| 12 | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | None | None | Non Voting | ||||||||
| 13 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
| HELIOS TECHNOLOGIES, INC. | ||||||||||||
| Security: | 42328H109 | Meeting Type: | Annual | |||||||||
| Ticker: | HLIO | Meeting Date: | 07-Jun-2022 | |||||||||
| ISIN | US42328H1095 | Vote Deadline Date: | 06-Jun-2022 | |||||||||
| Agenda | 935614532 | Management | Total Ballot Shares: | 3500 | ||||||||
| Last Vote Date: | 13-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | Election of Director to serve until 2025 annual meeting: Diana Sacchi | For | None | 3500 | 0 | 0 | 0 | |||||
| 2 | Election of Director to serve until 2025 annual meeting: Douglas Britt | For | None | 3500 | 0 | 0 | 0 | |||||
| 3 | Election of Director to serve until 2025 annual meeting: Philippe Lemaitre | For | None | 3500 | 0 | 0 | 0 | |||||
| 4 | Proposal to ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the year ended December 31, 2022. | For | None | 3500 | 0 | 0 | 0 | |||||
| 5 | Approval, on an advisory basis, of the compensation of our named executive officers. | For | None | 3500 | 0 | 0 | 0 | |||||
| GTPL HATHWAY LTD | ||||||||||||
| Security: | Y2R47D106 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 10-Jun-2022 | ||||||||||
| ISIN | INE869I01013 | Vote Deadline Date: | 06-Jun-2022 | |||||||||
| Agenda | 715689999 | Management | Total Ballot Shares: | 1040437 | ||||||||
| Last Vote Date: | 26-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | "RESOLVED THAT THE AUDITED STANDALONE FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON, AS CIRCULATED TO THE MEMBERS, BE AND ARE HEREBY CONSIDERED AND ADOPTED." | For | None | 526000 | 0 | 0 | 0 | |||||
| 2 | "RESOLVED THAT THE AUDITED CONSOLIDATED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022 AND THE REPORT OF THE AUDITORS THEREON, AS CIRCULATED TO THE MEMBERS, BE AND ARE HEREBY CONSIDERED AND ADOPTED." | For | None | 526000 | 0 | 0 | 0 | |||||
| 3 | "RESOLVED THAT A DIVIDEND AT THE RATE OF INR 4.00/- (FOUR RUPEES ONLY) PER EQUITY SHARE OF INR 10/- (TEN RUPEES) EACH FULLY PAID-UP OF THE COMPANY, AS RECOMMENDED BY THE BOARD OF DIRECTORS, BE AND IS HEREBY DECLARED FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022 AND THE SAME BE PAID OUT OF THE PROFITS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022." | For | None | 526000 | 0 | 0 | 0 | |||||
| 4 | "RESOLVED THAT IN ACCORDANCE WITH THE PROVISIONS OF SECTION 152 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013, MR. AMIT SHAH (DIN: 02450422), WHO RETIRES BY ROTATION AT THIS MEETING, BE AND IS HEREBY APPOINTED AS A DIRECTOR OF THE COMPANY." | For | None | 526000 | 0 | 0 | 0 | |||||
| 5 | "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 139 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013, M/S DELOITTE HASKINS & SELLS, CHARTERED ACCOUNTANTS (FIRM REGISTRATION NO. 117365W) BE AND ARE HEREBY APPOINTED AS STATUTORY AUDITORS OF THE COMPANY, IN PLACE OF M/S KHIMJI KUNVERJI & CO. LLP, CHARTERED ACCOUNTANTS (FIRM REGISTRATION NO. 105146W/W100621), THE RETIRING STATUTORY AUDITORS, TO HOLD OFFICE FROM THE CONCLUSION OF THIS ANNUAL GENERAL MEETING ("AGM") TILL THE CONCLUSION OF THE TWENTY FIRST AGM OF THE COMPANY ON SUCH REMUNERATION AS SHALL BE FIXED BY THE BOARD OF DIRECTORS OF THE COMPANY." | For | None | 526000 | 0 | 0 | 0 | |||||
| 6 | "RESOLVED THAT IN ACCORDANCE WITH THE PROVISIONS OF SECTION 196, 197 AND 203 READ WITH SCHEDULE V, AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF FOR THE TIME BEING IN FORCE), APPROVAL OF THE MEMBERS BE AND IS HEREBY ACCORDED TO RE-APPOINT MR. ANIRUDHSINH JADEJA (DIN: 00461390) AS A MANAGING DIRECTOR OF THE COMPANY, FOR A PERIOD OF 3 (THREE) YEARS, ON EXPIRY OF HIS PRESENT TERM OF OFFICE I.E. WITH EFFECT FROM DECEMBER 8, 2022 ON THE TERMS AND CONDITIONS INCLUDING REMUNERATION AS SET OUT IN THE STATEMENT ANNEXED TO THE NOTICE CONVENING THIS MEETING, WITH A LIBERTY TO THE BOARD OF DIRECTORS (HEREINAFTER REFERRED TO AS "THE BOARD" WHICH TERM SHALL BE DEEMED TO INCLUDE NOMINATION AND REMUNERATION COMMITTEE OF THE BOARD) TO ALTER AND VARY THE TERMS AND CONDITIONS OF THE SAID RE-APPOINTMENT AND / OR | For | None | 526000 | 0 | 0 | 0 | |||||
| REMUNERATION AS IT MAY DEEM FIT SUBJECT TO THE SAME NOT EXCEEDING THE OVERALL LIMITS OF THE MANAGERIAL REMUNERATION AS PRESCRIBED UNDER THE COMPANIES ACT, 2013 OR ANY STATUTORY MODIFICATION OR RE- ENACTMENT THEREOF, FOR THE TIME BEING FORCE AND AS AGREED BY AND BETWEEN THE BOARD OF DIRECTORS AND MR. ANIRUDHSINH JADEJA WITHOUT ANY FURTHER REFERENCE TO THE COMPANY IN GENERAL MEETING, TO OBTAIN FURTHER APPROVAL FROM MEMBERS; RESOLVED FURTHER THAT NOTWITHSTANDING ANYTHING CONTAINED TO THE CONTRARY IN THE COMPANIES ACT, 2013, WHEREIN ANY FINANCIAL YEAR THE COMPANY HAS NO PROFITS OR INADEQUATE PROFIT, MR. ANIRUDHSINH JADEJA WILL BE PAID MINIMUM REMUNERATION AS STATED IN THE EXPLANATORY STATEMENT OR SUCH REMUNERATION AS MAY BE APPROVED BY THE BOARD WITHIN THE CEILING LIMIT PRESCRIBED UNDER SCHEDULE V OF THE COMPANIES ACT, 2013 OR ANY MODIFICATION OR RE-ENACTMENT THEREOF; RESOLVED FURTHER THAT THE BOARD OF DIRECTORS BE AND IS HEREBY AUTHORISED TO DO ALL ACTS AND TAKE ALL SUCH STEPS AS MAY BE DEEMED NECESSARY, PROPER OR EXPEDIENT TO GIVE EFFECT TO THIS RESOLUTION." | ||||||||||||
| 7 | "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 149, 152 READ WITH SCHEDULE IV AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 ("THE ACT") AND THE COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULES, 2014 AND THE APPLICABLE PROVISIONS OF THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE- ENACTMENT(S) THEREOF, FOR THE TIME BEING IN FORCE), MRS. DIVYA MOMAYA (DIN: | For | None | 526000 | 0 | 0 | 0 | |||||
| 00365757), WHO WAS APPOINTED AS AN ADDITIONAL DIRECTOR PURSUANT TO THE PROVISIONS OF SECTION 161(1) OF THE ACT AND THE ARTICLES OF ASSOCIATION OF THE COMPANY AND IN RESPECT OF WHOM THE COMPANY HAS RECEIVED A NOTICE IN WRITING UNDER SECTION 160 OF THE ACT FROM A MEMBER PROPOSING HER CANDIDATURE FOR THE OFFICE OF DIRECTOR, BE APPOINTED AS AN INDEPENDENT DIRECTOR, NOT LIABLE TO RETIRE BY ROTATION AND TO HOLD OFFICE FOR A TERM UP TO SEPTEMBER 27, 2024; RESOLVED FURTHER THAT THE BOARD OF DIRECTORS BE AND IS HEREBY AUTHORISED TO DO ALL ACTS AND TAKE ALL SUCH STEPS AS MAY BE NECESSARY, PROPER OR EXPEDIENT TO GIVE EFFECT TO THIS RESOLUTION." | ||||||||||||
| 8 | "RESOLVED THAT IN ACCORDANCE WITH THE PROVISIONS OF SECTION 148 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 READ WITH THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF, FOR THE TIME BEING IN FORCE), THE REMUNERATION, AS APPROVED BY THE BOARD OF DIRECTORS AND SET OUT IN THE STATEMENT ANNEXED TO THE NOTICE, TO BE PAID TO THE COST AUDITORS APPOINTED BY THE BOARD OF DIRECTORS, TO CONDUCT THE AUDIT OF COST RECORDS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING MARCH 31, 2023, BE AND IS HEREBY RATIFIED." | For | None | 526000 | 0 | 0 | 0 | |||||
| VIGO SYSTEM S.A. | ||||||||||||
| Security: | X9797H104 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 14-Jun-2022 | ||||||||||
| ISIN | PLVIGOS00015 | Vote Deadline Date: | 27-May-2022 | |||||||||
| Agenda | 715666713 | Management | Total Ballot Shares: | 2193 | ||||||||
| Last Vote Date: | 23-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS IN THIS MARKET. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 2 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 3 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
| 4 | OPENING OF THE MEETING OF AN ORDINARY GENERAL MEETING | None | None | Non Voting | ||||||||
| 5 | ELECTION OF THE CHAIRMAN OF THE ORDINARY GENERAL MEETING | For | None | 900 | 0 | 0 | 0 | |||||
| 6 | CONFIRMATION OF THE CORRECT CONVENING OFAN ORDINARY GENERAL MEETING AND ITS ABILITY TO ADOPT RESOLUTIONS | For | None | 900 | 0 | 0 | 0 | |||||
| 7 | ACCEPTING THE ORDER OF AN ORDINARY GENERAL MEETING | For | None | 900 | 0 | 0 | 0 | |||||
| 8 | SELECTION OF A RETURNING COMMISSION | For | None | 900 | 0 | 0 | 0 | |||||
| 9 | CONSIDERATION OF THE MANAGEMENT BOARD'S REPORT ON THE COMPANY'S ACTIVITIES IN THE YEAR ROTARY 2021 AND THE COMPANY'S FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2021, AS WELL AS THE MANAGEMENT BOARD'S APPLICATION REGARDING THE NON -PAYMENT OF DIVIDENDS AND THE ALLOCATION OF ALL PROFIT FOR THE FINANCIAL YEAR 2021 FOR THE COMPANY'S SPARE CAPITAL | For | None | 900 | 0 | 0 | 0 | |||||
| 10 | CONSIDERATION OF THE REPORT OF THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2021 TAKING INTO ACCOUNT THE ASSESSMENT OF THE MANAGEMENT BOARD REPORT ON THE COMPANY'S ACTIVITIES IN THE 2021 FINANCIAL YEAR AND THE COMPANY'S FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2021 IN TERMS OF THEIR COMPLIANCE WITH BOOKS AND DOCUMENTS, AS WELL AS WITH THE FACTS, AS WELL AS THE MANAGEMENT BOARD'S APPLICATION AS TO THE FAILURE TO PAY DIVIDENDS AND THE PURPOSE OF ALL PROFIT FOR THE FINANCIAL YEAR 2021 FOR THE COMPANY'S SPARE CAPITAL, IN ACCORDANCE WITH THE REQUIREMENTS OF GOOD PRACTICES OF COMPANIES LISTED ON THE STOCK EXCHANGE | For | None | 900 | 0 | 0 | 0 | |||||
| 11 | ADOPTION OF A RESOLUTION ON THE APPROVAL OF THE BOARD REPORT OF COMPANY'S ACTIVITIES IN THE FINANCIAL YEAR 2021 | For | None | 900 | 0 | 0 | 0 | |||||
| 12 | ADOPTION OF A RESOLUTION ON THE APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2021 | For | None | 900 | 0 | 0 | 0 | |||||
| 13 | ADOPTION OF A RESOLUTION ON THE APPROVAL OF THE COMPANY'S SUPERVISORY BOARD REPORT FOR THE FINANCIAL YEAR 2021 | For | None | 900 | 0 | 0 | 0 | |||||
| 14 | ADOPTION OF A RESOLUTION ON THE DIVISION OF PROFIT FOR THE FINANCIAL YEAR 2021 AND DIVIDEND PAYMENT | For | None | 900 | 0 | 0 | 0 | |||||
| 15 | ADOPTION OF RESOLUTIONS ON GRANTING DISCHARGE TO BOARD MEMBERS COMPANIES WHO SERVED AS IN THE FINANCIAL YEAR 2021 | For | None | 900 | 0 | 0 | 0 | |||||
| 16 | ADOPTION OF RESOLUTIONS ON GRANTING DISCHARGE TO MEMBERS OF THE COMPANY'S SUPERVISORY BOARD WHO SERVED AS A FINANCIAL YEAR 2021 | For | None | 900 | 0 | 0 | 0 | |||||
| 17 | CONSIDERATION AND DISCUSSION ON THE REPORT OF THE SUPERVISORY BOARD FR. REMUNERATION OF MEMBERS OF THE MANAGEMENT BOARD AND SUPERVISORY BOARD IN 2021 | For | None | 900 | 0 | 0 | 0 | |||||
| 18 | CHANGE IN THE COMPANY'S STATUTE | For | None | 900 | 0 | 0 | 0 | |||||
| 19 | CLOSING OF AN ORDINARY GENERAL MEETING | None | None | Non Voting | ||||||||
| GK SOFTWARE SE | ||||||||||||
| Security: | D2759R105 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 15-Jun-2022 | ||||||||||
| ISIN | DE0007571424 | Vote Deadline Date: | 07-Jun-2022 | |||||||||
| Agenda | 715624424 | Management | Total Ballot Shares: | 52530 | ||||||||
| Last Vote Date: | 13-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 2 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | None | None | Non Voting | ||||||||
| 3 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | For | None | 2000 | 0 | 0 | 0 | |||||
| 4 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 | For | None | 2000 | 0 | 0 | 0 | |||||
| 5 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | For | None | 2000 | 0 | 0 | 0 | |||||
| 6 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2022 | For | None | 2000 | 0 | 0 | 0 | |||||
| 7 | APPROVE REMUNERATION REPORT | For | None | 2000 | 0 | 0 | 0 | |||||
| 8 | ELECT PHILIP REIMANN TO THE SUPERVISORY BOARD | For | None | 2000 | 0 | 0 | 0 | |||||
| 9 | ELECT THOMAS BLEIER TO THE SUPERVISORY BOARD | For | None | 2000 | 0 | 0 | 0 | |||||
| 10 | ELECT HERBERT ZINN TO THE SUPERVISORY BOARD | For | None | 2000 | 0 | 0 | 0 | |||||
| 11 | ELECT ALEXANDER KNAUER AS ALTERNATE SUPERVISORY BOARD MEMBER | For | None | 2000 | 0 | 0 | 0 | |||||
| 12 | ELECT JOERG SCHROEDER AS ALTERNATE SUPERVISORY BOARD MEMBER | For | None | 2000 | 0 | 0 | 0 | |||||
| 13 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. | None | None | Non Voting | ||||||||
| 14 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE. | None | None | Non Voting | ||||||||
| 15 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | None | None | Non Voting | ||||||||
| 16 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
| MANORAMA INDUSTRIES LTD | ||||||||||||
| Security: | Y5S53A105 | Meeting Type: | Other Meeting | |||||||||
| Ticker: | Meeting Date: | 16-Jun-2022 | ||||||||||
| ISIN | INE00VM01010 | Vote Deadline Date: | 13-Jun-2022 | |||||||||
| Agenda | 715664694 | Management | Total Ballot Shares: | 57800 | ||||||||
| Last Vote Date: | 23-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | TO CONSIDER AND APPROVE RE- DESIGNATION OF MR. KEDARNATH AGARWAL AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 27000 | 0 | 0 | 0 | |||||
| 2 | TO CONSIDER AND APPROVE RE- APPOINTMENT OF MRS. VINITA SARAF AS CHAIRPERSON AND MANAGING DIRECTOR OF THE COMPANY | For | None | 27000 | 0 | 0 | 0 | |||||
| 3 | TO CONSIDER AND APPROVE DESIGNATING MR. GAUTAM KUMAR PAL AS A WHOLE TIME DIRECTOR OF THE COMPANY | For | None | 27000 | 0 | 0 | 0 | |||||
| 4 | TO CONSIDER AND APPROVE APPOINTMENT OF MS. VENI MOCHERLA AS AN INDEPENDENT DIRECTOR OF THE COMPANY | For | None | 27000 | 0 | 0 | 0 | |||||
| 5 | TO CONSIDER AND APPROVE DESIGNATING MR. SHREY SARAF AS A WHOLE TIME DIRECTOR OF THE COMPANY | For | None | 27000 | 0 | 0 | 0 | |||||
| 6 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU. | None | None | Non Voting | ||||||||
| MY E.G.SERVICES BERHAD | ||||||||||||
| Security: | Y6147P116 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 23-Jun-2022 | ||||||||||
| ISIN | MYQ0138OO006 | Vote Deadline Date: | 16-Jun-2022 | |||||||||
| Agenda | 715584909 | Management | Total Ballot Shares: | 12705700 | ||||||||
| Last Vote Date: | 13-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | TO APPROVE THE FINAL SINGLE-TIER DIVIDEND: 1.03 SEN PER ORDINARY SHARE | For | None | 1581300 | 0 | 0 | 0 | |||||
| 2 | TO APPROVE THE PAYMENT OF DIRECTORS' FEES AND BENEFITS TO THE DIRECTORS OF THE COMPANY AND ITS SUBSIDIARIES AMOUNTING TO RM717,000 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 | For | None | 1581300 | 0 | 0 | 0 | |||||
| 3 | TO RE-ELECT WONG THEAN SOON | For | None | 1581300 | 0 | 0 | 0 | |||||
| 4 | TO RE-ELECT WONG KOK CHAU | For | None | 1581300 | 0 | 0 | 0 | |||||
| 5 | TO RE-ELECT DATO' MOHD JEFFREY BIN JOAKIM | For | None | 1581300 | 0 | 0 | 0 | |||||
| 6 | TO RE-ELECT MOHAINI BINTI MOHD YUSOF | For | None | 1581300 | 0 | 0 | 0 | |||||
| 7 | TO RE-APPOINT MESSRS CROWE MALAYSIA PLT AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 1581300 | 0 | 0 | 0 | |||||
| 8 | TO APPROVE THE PROPOSED RENEWAL OF AUTHORITY FOR PURCHASE OF OWN SHARES BY THE COMPANY | For | None | 1581300 | 0 | 0 | 0 | |||||
| 9 | TO APPROVE THE PROPOSED AUTHORITY TO ALLOT AND ISSUE SHARES BY DIRECTORS PURSUANT TO SECTIONS 75 AND 76 OF THE COMPANIES ACT 2016 | For | None | 1581300 | 0 | 0 | 0 | |||||
| 10 | TO APPROVE THE PROPOSED RENEWAL OF AUTHORITY FOR DIRECTORS TO ALLOT AND ISSUE SHARES IN RELATION TO THE DIVIDEND REINVESTMENT PLAN | For | None | 1581300 | 0 | 0 | 0 | |||||
| PRESTIGE INTERNATIONAL INC. | ||||||||||||
| Security: | J6401L105 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 23-Jun-2022 | ||||||||||
| ISIN | JP3833620002 | Vote Deadline Date: | 21-Jun-2022 | |||||||||
| Agenda | 715753097 | Management | Total Ballot Shares: | 627700 | ||||||||
| Last Vote Date: | 14-Jun-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | Please reference meeting materials. | None | None | Non Voting | ||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | For | None | 73000 | 0 | 0 | 0 | |||||
| 3 | Appoint a Director Tamagami, Shinichi | For | None | 73000 | 0 | 0 | 0 | |||||
| 4 | Appoint a Director Sekine, Hiroshi | For | None | 73000 | 0 | 0 | 0 | |||||
| 5 | Appoint a Director Yoshida, Nao | For | None | 73000 | 0 | 0 | 0 | |||||
| 6 | Appoint a Director Iwase, Kanako | For | None | 73000 | 0 | 0 | 0 | |||||
| 7 | Appoint a Director Seki, Toshiaki | For | None | 73000 | 0 | 0 | 0 | |||||
| KOUKANDEKIRUKUN,INC. | ||||||||||||
| Security: | J36405108 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 24-Jun-2022 | ||||||||||
| ISIN | JP3286350008 | Vote Deadline Date: | 16-Jun-2022 | |||||||||
| Agenda | 715745444 | Management | Total Ballot Shares: | 59800 | ||||||||
| Last Vote Date: | 14-Jun-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Amend Business Lines, Approve Minor Revisions | For | None | 13500 | 0 | 0 | 0 | |||||
| 2 | Appoint a Director Kurihara, Masaru | For | None | 13500 | 0 | 0 | 0 | |||||
| 3 | Appoint a Director Sakai, Katsunori | For | None | 13500 | 0 | 0 | 0 | |||||
| 4 | Appoint a Director Sato, Koji | For | None | 13500 | 0 | 0 | 0 | |||||
| 5 | Appoint a Director Yoshino, Noboru | For | None | 13500 | 0 | 0 | 0 | |||||
| WIRTUALNA POLSKA HOLDING S.A. | ||||||||||||
| Security: | X980FL112 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 24-Jun-2022 | ||||||||||
| ISIN | PLWRTPL00027 | Vote Deadline Date: | 08-Jun-2022 | |||||||||
| Agenda | 715708686 | Management | Total Ballot Shares: | 36786 | ||||||||
| Last Vote Date: | 02-Jun-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS IN THIS MARKET. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 2 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 3 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
| 4 | OPENING OF THE GENERAL MEETING | None | None | Non Voting | ||||||||
| 5 | ELECTION OF THE CHAIRMAN OF THE ORDINARY GENERAL MEETING | For | None | 11208 | 0 | 0 | 0 | |||||
| 6 | CONFIRMATION THAT THE ORDINARY GENERAL MEETING HAS BEEN PROPERLY CONVENED AND IS CAPABLE OF ADOPTING RESOLUTIONS | For | None | 11208 | 0 | 0 | 0 | |||||
| 7 | ADOPTION OF THE AGENDA OF THE ORDINARY GENERAL MEETING | For | None | 11208 | 0 | 0 | 0 | |||||
| 8 | PRESENTATION BY THE MANAGEMENT BOARD THE SEPARATE FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2021 | For | None | 11208 | 0 | 0 | 0 | |||||
| 9 | PRESENTATION BY THE MANAGEMENT BOARD THE CONSOLIDATED FINANCIAL STATEMENTS OF THE WIRTUALNA POLSKA CAPITAL GROUP HOLDING S.A. FOR THE YEAR ENDED DECEMBER 31, 2021 TOGETHER WITH THE MANAGEMENT BOARD'S REPORT ON | For | None | 11208 | 0 | 0 | 0 | |||||
| 10 | PRESENTATION BY THE MANAGEMENT BOARD THE MANAGEMENT BOARD'S MOTION TO COVER THE COMPANY'S LOSS FOR THE FINANCIAL YEAR 2021 AND ITS INTENDED USE THE COMPANY'S PREVIOUS YEARS' PROFITS | For | None | 11208 | 0 | 0 | 0 | |||||
| 11 | CONSIDERATION REPORTS OF THE SUPERVISORY BOARD OF THE COMPANY ON THE RESULTS OF THE ASSESSMENT OF THE SEPARATE FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2021 OF THE CONSOLIDATED FINANCIAL STATEMENTS OF THE WIRTUALNA POLSKA CAPITAL GROUP HOLDING S.A. FOR THE YEAR ENDED DECEMBER 31, 2021 TOGETHER WITH THE MANAGEMENT BOARD'S | For | None | 11208 | 0 | 0 | 0 | |||||
| 12 | REPORTS ON THE ACTIVITIES OF THE SUPERVISORY BOARD AND THE AUDIT COMMITTEE OF THE SUPERVISORY BOARD COMPANIES IN THE FINANCIAL YEAR 2021 | For | None | 11208 | 0 | 0 | 0 | |||||
| 13 | ASSESSMENT OF THE SITUATION OF THE COMPANY, THE MANNER OF FULFILLING THE DISCLOSURE OBLIGATIONS BY THE COMPANY AND SPONSORSHIP, CHARITY AND OTHER ACTIVITIES OF A SIMILAR NATURE DURING THE YEAR ROTARY 2021 | For | None | 11208 | 0 | 0 | 0 | |||||
| 14 | EXAMINATION AND APPROVAL OF THE SEPARATE FINANCIAL STATEMENTS OF THE COMPANY FOR THE ENDED YEAR DECEMBER 31, 2021 | For | None | 11208 | 0 | 0 | 0 | |||||
| 15 | EXAMINATION AND APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS OF THE CAPITAL GROUP WIRTUALNA POLSKA HOLDING S.A. FOR THE YEAR ENDED DECEMBER 31, 2021 AND THE REPORTS OF THE MANAGEMENT BOARD ON THE ACTIVITIES OF THE COMPANY AND THE WIRTUALNA POLSKA HOLDING S.A. CAPITAL GROUP. FOR THE PERIOD OF 3 AND 12 MONTHS ENDED ON DECEMBER 31, 2021 | For | None | 11208 | 0 | 0 | 0 | |||||
| 16 | ADOPTION OF A RESOLUTION ON THE ALLOCATION OF THE COMPANY'S PROFIT FOR 2021 | For | None | 11208 | 0 | 0 | 0 | |||||
| 17 | ADOPTION OF RESOLUTIONS ON THE ACKNOWLEDGMENT OF THE FULFILLMENT OF DUTIES BY MEMBERS OF THE MANAGEMENT BOARD OF THE COMPANY THEIR DUTIES IN THE FINANCIAL YEAR 2021 | For | None | 11208 | 0 | 0 | 0 | |||||
| 18 | ADOPTION OF RESOLUTIONS ON THE ACKNOWLEDGMENT OF THE FULFILLMENT OF DUTIES BY MEMBERS OF THE COMPANY'S SUPERVISORY BOARD IN THE FINANCIAL YEAR 2021 | For | None | 11208 | 0 | 0 | 0 | |||||
| 19 | ADOPTION OF A RESOLUTION ON CHANGES TO THE REMUNERATION POLICY FOR MEMBERS OF THE MANAGEMENT BOARD AND SUPERVISORY BOARD WIRTUALNA POLSKA HOLDING SP KA AKCYJNA WITH ITS SEAT IN WARSAW | For | None | 11208 | 0 | 0 | 0 | |||||
| 20 | ADOPTION OF A RESOLUTION ON CHANGING THE REMUNERATION OF MEMBERS OF THE COMPANY'S SUPERVISORY BOARD | For | None | 11208 | 0 | 0 | 0 | |||||
| 21 | ADOPTION OF A RESOLUTION ON THE REPORT ON THE REMUNERATION OF MEMBERS OF THE MANAGEMENT BOARD AND THE SUPERVISORY BOARD OF THE COMPANY'S SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2021 | For | None | 11208 | 0 | 0 | 0 | |||||
| 22 | FREE APPLICATIONS | For | None | 11208 | 0 | 0 | 0 | |||||
| 23 | CLOSING OF THE ORDINARY GENERAL MEETING | None | None | Non Voting | ||||||||
| OISIX RA DAICHI INC. | ||||||||||||
| Security: | J60236106 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 28-Jun-2022 | ||||||||||
| ISIN | JP3174190003 | Vote Deadline Date: | 26-Jun-2022 | |||||||||
| Agenda | 715747359 | Management | Total Ballot Shares: | 127300 | ||||||||
| Last Vote Date: | 14-Jun-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | Please reference meeting materials. | None | None | Non Voting | ||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Establish the Articles Related to Shareholders Meeting Held without Specifying a Venue | For | None | 17000 | 0 | 0 | 0 | |||||
| 3 | Appoint a Director Takashima, Kohei | For | None | 17000 | 0 | 0 | 0 | |||||
| 4 | Appoint a Director Tsutsumi, Yusuke | For | None | 17000 | 0 | 0 | 0 | |||||
| 5 | Appoint a Director Ozaki, Hiroyuki | For | None | 17000 | 0 | 0 | 0 | |||||
| 6 | Appoint a Director Matsumoto, Kohei | For | None | 17000 | 0 | 0 | 0 | |||||
| 7 | Appoint a Director Hanada, Mitsuyo | For | None | 17000 | 0 | 0 | 0 | |||||
| 8 | Appoint a Director Tanaka, Hitoshi | For | None | 17000 | 0 | 0 | 0 | |||||
| 9 | Appoint a Director Watabe, Junko | For | None | 17000 | 0 | 0 | 0 | |||||
| 10 | Appoint a Director Sakurai, Wakako | For | None | 17000 | 0 | 0 | 0 | |||||
| 11 | Appoint a Director Kowaki, Misato | For | None | 17000 | 0 | 0 | 0 | |||||
| 12 | Appoint a Corporate Auditor Kobayashi, Kumi | For | None | 17000 | 0 | 0 | 0 | |||||
Seven Canyons World Innovators Fund
| Meeting Date Range: 01-Jul-2021 To 30-Jun-2022 | ||||||||||||
| Selected Accounts | ||||||||||||
| ABCAM PLC | ||||||||||||
| Security: | G0060R118 | Meeting Type: | Ordinary General Meeting | |||||||||
| Ticker: | Meeting Date: | 01-Jul-2021 | ||||||||||
| ISIN | GB00B6774699 | Vote Deadline Date: | 25-Jun-2021 | |||||||||
| Agenda | 714268100 | Management | Total Ballot Shares: | 150000 | ||||||||
| Last Vote Date: | 14-Jun-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | APPROVE REMUNERATION POLICY | For | None | 150000 | 0 | 0 | 0 | |||||
| 2 | APPROVE PROFITABLE GROWTH INCENTIVE PLAN | For | None | 150000 | 0 | 0 | 0 | |||||
| 3 | AUTHORISE ISSUE OF EQUITY | For | None | 150000 | 0 | 0 | 0 | |||||
| 4 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | For | None | 150000 | 0 | 0 | 0 | |||||
| 5 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | For | None | 150000 | 0 | 0 | 0 | |||||
| 6 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | For | None | 150000 | 0 | 0 | 0 | |||||
| 7 | 04 JUNE 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
| TRAINLINE PLC | ||||||||||||
| Security: | G8992Y119 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 01-Jul-2021 | ||||||||||
| ISIN | GB00BKDTK925 | Vote Deadline Date: | 25-Jun-2021 | |||||||||
| Agenda | 714256131 | Management | Total Ballot Shares: | 800000 | ||||||||
| Last Vote Date: | 20-Jun-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | TO RECEIVE AND APPROVE THE AUDITED ACCOUNTS FOR THE YEAR ENDED 28 FEBRUARY 2021 TOGETHER WITH THE STRATEGIC REPORT DIRECTORS REPORT AND AUDITORS REPORT | For | None | 800000 | 0 | 0 | 0 | |||||
| 2 | TO RECEIVE AND APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 28 FEBRUARY 2021 | For | None | 800000 | 0 | 0 | 0 | |||||
| 3 | TO RE-ELECT BRIAN MCBRIDE AS A DIRECTOR | For | None | 800000 | 0 | 0 | 0 | |||||
| 4 | TO RE-ELECT DUNCAN TATTON-BROWN AS A DIRECTOR | For | None | 800000 | 0 | 0 | 0 | |||||
| 5 | TO RE-ELECT KJERSTI WIKLUND AS A DIRECTOR | For | None | 800000 | 0 | 0 | 0 | |||||
| 6 | TO RE-ELECT SHAUN MCCABE AS A DIRECTOR | For | None | 800000 | 0 | 0 | 0 | |||||
| 7 | TO ELECT ANDY PHILLIPPS AS A DIRECTOR | For | None | 800000 | 0 | 0 | 0 | |||||
| 8 | TO ELECT JENNIFER DUVALIER AS A DIRECTOR | For | None | 800000 | 0 | 0 | 0 | |||||
| 9 | TO ELECT JODY FORD AS A DIRECTOR | For | None | 800000 | 0 | 0 | 0 | |||||
| 10 | TO APPOINT PWC LLP AS AUDITORS OF THE COMPANY | For | None | 800000 | 0 | 0 | 0 | |||||
| 11 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS | For | None | 800000 | 0 | 0 | 0 | |||||
| 12 | TO AUTHORISE POLITICAL DONATIONS | For | None | 800000 | 0 | 0 | 0 | |||||
| 13 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES UNDER SECTION 551 COMPANIES ACT 2006 | For | None | 800000 | 0 | 0 | 0 | |||||
| 14 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS UNDER SECTION 570 COMPANIES ACT 2006 UP TO 5 PERCENT OF SHARE CAPITAL | For | None | 800000 | 0 | 0 | 0 | |||||
| 15 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS UNDER SECTION 570 COMPANIES ACT 2006 UP TO AN ADDITIONAL 5 PERCENT OF SHARE CAPITAL TO FINANCE ACQUISITIONS AND CAPITAL INVESTMENT | For | None | 800000 | 0 | 0 | 0 | |||||
| 16 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN ORDINARY SHARES | For | None | 800000 | 0 | 0 | 0 | |||||
| 17 | TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS ON NOT LESS THAN 14 CLEAR DAYS NOTICE | For | None | 800000 | 0 | 0 | 0 | |||||
| SMAREGI,INC. | ||||||||||||
| Security: | J75654103 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 28-Jul-2021 | ||||||||||
| ISIN | JP3400110007 | Vote Deadline Date: | 20-Jul-2021 | |||||||||
| Agenda | 714458002 | Management | Total Ballot Shares: | 50000 | ||||||||
| Last Vote Date: | 15-Jul-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | Appoint a Director Yamamoto, Hiroshi | For | None | 50000 | 0 | 0 | 0 | |||||
| 2 | Appoint a Director Minato, Ryutaro | For | None | 50000 | 0 | 0 | 0 | |||||
| 3 | Appoint a Director Miyazaki, Ryuhei | For | None | 50000 | 0 | 0 | 0 | |||||
| 4 | Appoint a Director Takamadate, Kohei | For | None | 50000 | 0 | 0 | 0 | |||||
| 5 | Appoint a Director Asada, Shinji | For | None | 50000 | 0 | 0 | 0 | |||||
| 6 | Approve Adoption of the Restricted-Share Compensation and the Performance-based Stock Compensation to be received by Directors | For | None | 50000 | 0 | 0 | 0 | |||||
| EROAD LTD | ||||||||||||
| Security: | Q3601T105 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 30-Jul-2021 | ||||||||||
| ISIN | NZERDE0001S5 | Vote Deadline Date: | 26-Jul-2021 | |||||||||
| Agenda | 714426031 | Management | Total Ballot Shares: | 1300000 | ||||||||
| Last Vote Date: | 08-Jul-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | THAT GRAHAM STUART BE RE-ELECTED AS A DIRECTOR OF EROAD | For | None | 1300000 | 0 | 0 | 0 | |||||
| 2 | THAT THE NON-EXECUTIVE ANNUAL REMUNERATION POOL BE INCREASED FROM NZD500,000 TO NZD850,000, TO BE DIVIDED AMONG THE DIRECTORS AS THEY CONSIDER APPROPRIATE | For | None | 1300000 | 0 | 0 | 0 | |||||
| 3 | THAT THE DIRECTORS BE AUTHORISED TO FIX THE FEES AND EXPENSES OF KPMG AS THE AUDITOR OF EROAD | For | None | 1300000 | 0 | 0 | 0 | |||||
| EROAD LTD | ||||||||||||
| Security: | Q3601T105 | Meeting Type: | Special General Meeting | |||||||||
| Ticker: | Meeting Date: | 30-Jul-2021 | ||||||||||
| ISIN | NZERDE0001S5 | Vote Deadline Date: | 26-Jul-2021 | |||||||||
| Agenda | 714478030 | Management | Total Ballot Shares: | 1300000 | ||||||||
| Last Vote Date: | 20-Jul-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | ACQUISITION OF CORETEX | For | None | 1300000 | 0 | 0 | 0 | |||||
| 2 | ISSUE OF SHARES TO CORETEX VENDORS | For | None | 1300000 | 0 | 0 | 0 | |||||
| 3 | ISSUE OF CAPITAL RAISING SHARES TO INVESTORS | For | None | 1300000 | 0 | 0 | 0 | |||||
| 4 | 15 JUL 2021: VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL "2 AND 3" AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE ABSTAIN) FOR THE RELEVANT PROPOSAL ITEMS | None | None | Non Voting | ||||||||
| 5 | 15 JUL 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
| NAKED WINES PLC | ||||||||||||
| Security: | G6361W102 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 05-Aug-2021 | ||||||||||
| ISIN | GB00B021F836 | Vote Deadline Date: | 30-Jul-2021 | |||||||||
| Agenda | 714425306 | Management | Total Ballot Shares: | 700000 | ||||||||
| Last Vote Date: | 08-Jul-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | RECEIPT OF ANNUAL REPORT AND ACCOUNTS | For | None | 700000 | 0 | 0 | 0 | |||||
| 2 | RE-ELECTION OF RETIRING DIRECTOR: NICHOLAS DEVLIN | For | None | 700000 | 0 | 0 | 0 | |||||
| 3 | RE-ELECTION OF RETIRING DIRECTOR: JUSTIN APTHORP | For | None | 700000 | 0 | 0 | 0 | |||||
| 4 | ELECTION OF DIRECTOR: SHAWN TABAK | For | None | 700000 | 0 | 0 | 0 | |||||
| 5 | ELECTION OF DIRECTOR: DARRYL RAWLINGS | For | None | 700000 | 0 | 0 | 0 | |||||
| 6 | APPOINTMENT OF AUDITOR: DELOITTE LLP | For | None | 700000 | 0 | 0 | 0 | |||||
| 7 | REMUNERATION OF AUDITOR | For | None | 700000 | 0 | 0 | 0 | |||||
| 8 | DIRECTORS' AUTHORITY TO ALLOT SHARES | For | None | 700000 | 0 | 0 | 0 | |||||
| 9 | DISAPPLICATION OF PRE-EMPTION RIGHTS | For | None | 700000 | 0 | 0 | 0 | |||||
| 10 | COMPANY'S AUTHORITY TO PURCHASE ITS OWN SHARES | For | None | 700000 | 0 | 0 | 0 | |||||
| 11 | AMENDMENTS TO ARTICLES OF ASSOCIATION - DIRECTORS' FEES | For | None | 700000 | 0 | 0 | 0 | |||||
| 12 | DIRECTORS' REMUNERATION REPORT | For | None | 700000 | 0 | 0 | 0 | |||||
| NAPSTER GROUP PLC | ||||||||||||
| Security: | G6374U101 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 12-Aug-2021 | ||||||||||
| ISIN | GB00BD2YHN21 | Vote Deadline Date: | 06-Aug-2021 | |||||||||
| Agenda | 714493880 | Management | Total Ballot Shares: | 28253583 | ||||||||
| Last Vote Date: | 26-Jul-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2019 | For | None | 28253583 | 0 | 0 | 0 | |||||
| 2 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR THE YEAR ENDED 28 DECEMBER 2020 | For | None | 28253583 | 0 | 0 | 0 | |||||
| 3 | RE-ELECT SIMON COLE AS DIRECTOR | For | None | 28253583 | 0 | 0 | 0 | |||||
| 4 | RE-ELECT STEVEN HANCOCK AS DIRECTOR | For | None | 28253583 | 0 | 0 | 0 | |||||
| 5 | RE-ELECT ANTHONY MATCHETT AS DIRECTOR | For | None | 28253583 | 0 | 0 | 0 | |||||
| 6 | ELECT PETER READ AS DIRECTOR | For | None | 28253583 | 0 | 0 | 0 | |||||
| 7 | ELECT LANSING DAVIS AS DIRECTOR | For | None | 28253583 | 0 | 0 | 0 | |||||
| 8 | APPOINT BDO LLP AS AUDITORS | For | None | 28253583 | 0 | 0 | 0 | |||||
| 9 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | For | None | 28253583 | 0 | 0 | 0 | |||||
| 10 | AUTHORISE ISSUE OF EQUITY | For | None | 28253583 | 0 | 0 | 0 | |||||
| 11 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | For | None | 28253583 | 0 | 0 | 0 | |||||
| CATAPULT GROUP INTERNATIONAL LTD | ||||||||||||
| Security: | Q2159P101 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 20-Aug-2021 | ||||||||||
| ISIN | AU000000CAT9 | Vote Deadline Date: | 16-Aug-2021 | |||||||||
| Agenda | 714491987 | Management | Total Ballot Shares: | 1700000 | ||||||||
| Last Vote Date: | 26-Jul-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 4, 5, 6.A, 6.B, 7.A TO 7.G, 9 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | ||||||||
| 2 | ELECTION OF MR THOMAS BOGAN AS A DIRECTOR | For | None | 1700000 | 0 | 0 | 0 | |||||
| 3 | RE-ELECTION OF MR JAMES ORLANDO AS A DIRECTOR | For | None | 1700000 | 0 | 0 | 0 | |||||
| 4 | ADOPTION OF THE REMUNERATION REPORT | For | None | 1700000 | 0 | 0 | 0 | |||||
| 5 | RATIFICATION OF PRIOR ISSUE OF SHARES UNDER THE PLACEMENT | For | None | 1700000 | 0 | 0 | 0 | |||||
| 6 | ISSUE OF PLACEMENT SHARES TO MR THOMAS BOGAN | For | None | 1700000 | 0 | 0 | 0 | |||||
| 7 | ISSUE OF PLACEMENT SHARES TO MS MICHELLE GUTHRIE | For | None | 1700000 | 0 | 0 | 0 | |||||
| 8 | DIRECTOR SALARY SACRIFICE FOR DR ADIR SHIFFMAN | For | None | 1700000 | 0 | 0 | 0 | |||||
| 9 | DIRECTOR SALARY SACRIFICE FOR MR THOMAS BOGAN | For | None | 1700000 | 0 | 0 | 0 | |||||
| 10 | DIRECTOR SALARY SACRIFICE FOR MS MICHELLE GUTHRIE | For | None | 1700000 | 0 | 0 | 0 | |||||
| 11 | DIRECTOR SALARY SACRIFICE FOR MR SHAUN HOLTHOUSE | For | None | 1700000 | 0 | 0 | 0 | |||||
| 12 | DIRECTOR SALARY SACRIFICE FOR MR JAMES ORLANDO | For | None | 1700000 | 0 | 0 | 0 | |||||
| 13 | DIRECTOR SALARY SACRIFICE FOR MR IGOR VAN DE GRIENDT | For | None | 1700000 | 0 | 0 | 0 | |||||
| 14 | DIRECTOR SALARY SACRIFICE FOR NEW DIRECTORS | For | None | 1700000 | 0 | 0 | 0 | |||||
| 15 | APPOINT ERNST & YOUNG AS NEW AUDITOR | For | None | 1700000 | 0 | 0 | 0 | |||||
| 16 | NON-EXECUTIVE DIRECTOR REMUNERATION | For | None | 1700000 | 0 | 0 | 0 | |||||
| GRUPO ROTOPLAS SAB DE CV | ||||||||||||
| Security: | P49842100 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
| Ticker: | Meeting Date: | 20-Aug-2021 | ||||||||||
| ISIN | MX01AG050009 | Vote Deadline Date: | 16-Aug-2021 | |||||||||
| Agenda | 714519557 | Management | Total Ballot Shares: | 4005801 | ||||||||
| Last Vote Date: | 09-Aug-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 618883 DUE TO SPLITTING OF RESOLUTION 1. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | ||||||||
| 2 | AMEND CORPORATE PURPOSE | For | None | 4005801 | 0 | 0 | 0 | |||||
| 3 | AMEND ARTICLES RE: REMOTE BOARD MEETINGS | For | None | 4005801 | 0 | 0 | 0 | |||||
| 4 | ELECT XAVIER GARCIA DE QUEVEDO TOPETE AS DIRECTOR | For | None | 4005801 | 0 | 0 | 0 | |||||
| 5 | APPOINT LEGAL REPRESENTATIVES | For | None | 4005801 | 0 | 0 | 0 | |||||
| 6 | APPROVE MINUTES OF MEETING | For | None | 4005801 | 0 | 0 | 0 | |||||
| SKITUDE HOLDING AS | ||||||||||||
| Security: | R7T89X114 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 01-Sep-2021 | ||||||||||
| ISIN | NO0010781560 | Vote Deadline Date: | 26-Aug-2021 | |||||||||
| Agenda | 714593820 | Management | Total Ballot Shares: | 1983425 | ||||||||
| Last Vote Date: | 27-Aug-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | None | None | Non Voting | ||||||||
| 2 | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF ATTORNEY (POA) IN PLACE, AN INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED. | None | None | Non Voting | ||||||||
| 3 | TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT IN THE LOCAL MARKET, THE LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE. | None | None | Non Voting | ||||||||
| 4 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 5 | OPEN MEETING REGISTRATION OF ATTENDING SHAREHOLDERS AND PROXIES | None | None | Non Voting | ||||||||
| 6 | ELECT CHAIRMAN OF MEETING DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | For | None | 1983425 | 0 | 0 | 0 | |||||
| 7 | APPROVE NOTICE OF MEETING AND AGENDA | For | None | 1983425 | 0 | 0 | 0 | |||||
| 8 | ACCEPT CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 1983425 | 0 | 0 | 0 | |||||
| 9 | APPROVE REMUNERATION OF AUDITORS | For | None | 1983425 | 0 | 0 | 0 | |||||
| 10 | APPROVE REMUNERATION OF DIRECTORS | For | None | 1983425 | 0 | 0 | 0 | |||||
| 11 | ESTABLISHMENT OF A NOMINATION COMMITTEE | For | None | 1983425 | 0 | 0 | 0 | |||||
| 12 | AMEND ARTICLES RE NOMINATION COMMITTEE | For | None | 1983425 | 0 | 0 | 0 | |||||
| 13 | AMEND ARTICLES RE BOARD COMPOSITION | For | None | 1983425 | 0 | 0 | 0 | |||||
| FENIX OUTDOOR INTERNATIONAL AG | ||||||||||||
| Security: | H2467A101 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
| Ticker: | Meeting Date: | 02-Sep-2021 | ||||||||||
| ISIN | CH0242214887 | Vote Deadline Date: | 23-Aug-2021 | |||||||||
| Agenda | 714537199 | Management | Total Ballot Shares: | 40000 | ||||||||
| Last Vote Date: | 12-Aug-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. | None | None | Non Voting | ||||||||
| 2 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | None | None | Non Voting | ||||||||
| 3 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | None | None | Non Voting | ||||||||
| 4 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
| 5 | APPROVAL OF DIVIDEND AS PROPOSED IN INVITATION: RESERVE FROM CAPITAL CONTRIBUTION AS PER 2021-06-30 TEUR 360 003. THE BOARD OF DIRECTORS PROPOSES THE DISTRIBUTION OF A DIVIDEND IN THE AMOUNT OF EUR 0,89/SEK 9,00 PER SHARE OF CATEGORY B AND EUR 0,089/SEK 0,90 PER SHARE OF CATEGORY A FROM THE RESERVE FROM CAPITAL CONTRIBUTION. IN TOTAL EUR 11 981 011. THE PROPOSED DIVIDEND IS SUBJECT TO THE AUDITORS CONFIRMATION | For | None | 40000 | 0 | 0 | 0 | |||||
| JDC GROUP AG | ||||||||||||
| Security: | D04287104 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 02-Sep-2021 | ||||||||||
| ISIN | DE000A0B9N37 | Vote Deadline Date: | 25-Aug-2021 | |||||||||
| Agenda | 714504683 | Management | Total Ballot Shares: | 227158 | ||||||||
| Last Vote Date: | 29-Jul-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | None | None | Non Voting | ||||||||
| 2 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
| 3 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL | None | None | Non Voting | ||||||||
| 4 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE | None | None | Non Voting | ||||||||
| 5 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 617250 DUE TO RECEIPT OF CHANGE IN NAME OF RESOLUTION 6. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | None | None | Non Voting | ||||||||
| 6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2020 | None | None | Non Voting | ||||||||
| 7 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | For | None | 227158 | 0 | 0 | 0 | |||||
| 8 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2020 | For | None | 227158 | 0 | 0 | 0 | |||||
| 9 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2020 | For | None | 227158 | 0 | 0 | 0 | |||||
| 10 | RATIFY DR. MERSCHMEIER & PARTNER GMBH AS AUDITORS FOR FISCAL 2021 | For | None | 227158 | 0 | 0 | 0 | |||||
| 11 | ELECT CLAUDIA HAAS TO THE SUPERVISORY BOARD | For | None | 227158 | 0 | 0 | 0 | |||||
| 12 | APPROVE CREATION OF EUR 6.56 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | For | None | 227158 | 0 | 0 | 0 | |||||
| 13 | APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES; APPROVE CREATION OF EUR 420,000 POOL OF CONDITIONAL CAPITAL TO GUARANTEE CONVERSION RIGHTS | For | None | 227158 | 0 | 0 | 0 | |||||
| ARENA EVENTS GROUP PLC | ||||||||||||
| Security: | G0R21A106 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 10-Sep-2021 | ||||||||||
| ISIN | GB00BF0HYJ24 | Vote Deadline Date: | 06-Sep-2021 | |||||||||
| Agenda | 714539600 | Management | Total Ballot Shares: | 10000000 | ||||||||
| Last Vote Date: | 12-Aug-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 10000000 | 0 | 0 | 0 | |||||
| 2 | RE-ELECT KENNETH HANNA AS DIRECTOR | For | None | 10000000 | 0 | 0 | 0 | |||||
| 3 | RE-ELECT GREGORY LAWLESS AS DIRECTOR | For | None | 10000000 | 0 | 0 | 0 | |||||
| 4 | RE-ELECT IAN METCALFE AS DIRECTOR | For | None | 10000000 | 0 | 0 | 0 | |||||
| 5 | RE-ELECT STEPHEN TROWBRIDGE AS DIRECTOR | For | None | 10000000 | 0 | 0 | 0 | |||||
| 6 | RE-ELECT HENRY TURCAN AS DIRECTOR | For | None | 10000000 | 0 | 0 | 0 | |||||
| 7 | APPOINT BDO LLP AS AUDITORS | For | None | 10000000 | 0 | 0 | 0 | |||||
| 8 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | For | None | 10000000 | 0 | 0 | 0 | |||||
| 9 | AUTHORISE ISSUE OF EQUITY | For | None | 10000000 | 0 | 0 | 0 | |||||
| 10 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | For | None | 10000000 | 0 | 0 | 0 | |||||
| 11 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | For | None | 10000000 | 0 | 0 | 0 | |||||
| EDREAMS ODIGEO | ||||||||||||
| Security: | L2841H108 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 22-Sep-2021 | ||||||||||
| ISIN | LU1048328220 | Vote Deadline Date: | 16-Sep-2021 | |||||||||
| Agenda | 714589011 | Management | Total Ballot Shares: | 400000 | ||||||||
| Last Vote Date: | 14-Sep-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 2 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 23 SEP 2021 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU | None | None | Non Voting | ||||||||
| 3 | APPROVAL OF THE INDIVIDUAL AND CONSOLIDATED ANNUAL ACCOUNTS CORRESPONDING TO THE FINANCIAL YEAR ENDED 31 MARCH 2021 | For | None | 400000 | 0 | 0 | 0 | |||||
| 4 | APPROVAL OF THE INDIVIDUAL AND CONSOLIDATED MANAGEMENT REPORTS CORRESPONDING TO THE FINANCIAL YEAR ENDED 31 MARCH 2021 | For | None | 400000 | 0 | 0 | 0 | |||||
| 5 | APPROVAL OF THE BOARD OF DIRECTORS MANAGEMENT AND ACTIONS DURING THE FINANCIAL YEAR ENDED 31 MARCH 2021 | For | None | 400000 | 0 | 0 | 0 | |||||
| 6 | APPROVAL OF THE PROPOSED APPLICATION OF RESULTS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2021 | For | None | 400000 | 0 | 0 | 0 | |||||
| 7 | APPROVAL OF THE APPOINTMENT OF ERNST AND YOUNG, S.L. AS AUDITORS | For | None | 400000 | 0 | 0 | 0 | |||||
| 8 | WITH REGARD TO THE FOLLOWING ARTICLES OF THE BYLAWS: MEANS, TO INCREASE FLEXIBILITY IN THE PROCESS OF APPOINTING THE CHAIRMAN OF THE MEETING AND TO REGULATE THE MINIMUM NUMBER OF SHARES THAT ALLOW SHAREHOLDERS TO ATTEND THE GENERAL SHAREHOLDERS MEETING, EITHER PHYSICALLY OR USING REMOTE TELECOMMUNICATIONS MEANS AMENDMENT TO ARTICLE 10 (SHAREHOLDERS MEETINGS), SECTION 10.1 (ATTENDANCE AND VOTING BY PROXY) TO INTRODUCE THE POSSIBILITY OF HOLDING THE MEETING EXCLUSIVELY BY TELEMATICS | For | None | 400000 | 0 | 0 | 0 | |||||
| 9 | WITH REGARD TO THE FOLLOWING ARTICLES OF THE BYLAWS: AMENDMENT TO ARTICLE 11 (BOARD OF DIRECTORS. RESPONSIBILITIES), TO EXCLUDE THE POSSIBILITY OF APPOINTING LEGAL PERSONS AS DIRECTORS | For | None | 400000 | 0 | 0 | 0 | |||||
| 10 | WITH REGARD TO THE FOLLOWING ARTICLES OF THE BYLAWS: AMENDMENT TO ARTICLE 13 (REMUNERATION), TO ADJUST IT TO THE NEW WORDING OF THE SPANISH COMPANIES ACT AND OTHER TECHNICAL IMPROVEMENTS | For | None | 400000 | 0 | 0 | 0 | |||||
| 11 | WITH REGARD TO THE FOLLOWING ARTICLES OF THE REGULATIONS OF THE GENERAL MEETING OF THE COMPANY: (VOTING ON PROPOSED RESOLUTIONS), ARTICLE 33 (MINUTES OF THE GENERAL MEETING) AND THE INTRODUCTION INTO THE SAME REGULATIONS OF AN ADDITIONAL PROVISION (TELEMATIC ATTENDANCE AT THE GENERAL MEETING), IN ORDER TO REGULATE THE TELEMATIC ATTENDANCE AT THE GENERAL SHAREHOLDERS MEETING, TO INTRODUCE THE POSSIBILITY OF HOLDING THE MEETING EXCLUSIVELY BY TELEMATIC MEANS, AND TO INCREASE FLEXIBILITY IN THE APPOINTMENT OF THE CHAIRMAN OF THE MEETING. AMENDMENT | For | None | 400000 | 0 | 0 | 0 | |||||
| TO ARTICLE 9 (CALL NOTICE), ARTICLE 14 (THIRD PARTIES AT THE GENERAL MEETING), ARTICLE 15 (REPRESENTATION), ARTICLE 18 (PLANNING, RESOURCES AND MEETING VENUE), ARTICLE 20 (OFFICERS OF THE GENERAL MEETING), ARTICLE 22 (SHAREHOLDER REGISTER), ARTICLE 29 | ||||||||||||
| 12 | WITH REGARD TO THE FOLLOWING ARTICLES OF THE REGULATIONS OF THE GENERAL MEETING OF THE COMPANY: AMENDMENT TO ARTICLE 13 (RIGHT OF ATTENDANCE) TO REGULATE THE MINIMUM NUMBER OF SHARES THAT ALLOW SHAREHOLDERS TO ATTEND THE GENERAL SHAREHOLDERS MEETING, EITHER PHYSICALLY OR USING REMOTE TELECOMMUNICATIONS MEANS | For | None | 400000 | 0 | 0 | 0 | |||||
| 13 | WITH REGARD TO THE FOLLOWING ARTICLES OF THE REGULATIONS OF THE GENERAL MEETING OF THE COMPANY: AMENDMENT TO ARTICLE 17 (REPRESENTATION THROUGH FINANCIAL INTERMEDIARIES) AND ARTICLE 28 (REMOTE VOTING), TO ADJUST THEM TO THE NEW WORDING OF THE SPANISH COMPANIES LAW AND OTHER TECHNICAL IMPROVEMENTS | For | None | 400000 | 0 | 0 | 0 | |||||
| 14 | THE SHARE CAPITAL BY UP TO HALF OF THE CURRENT SHARE CAPITAL, ON ONE OR MORE OCCASIONS AND AT THE TIME AND IN THE AMOUNT THAT IT CONSIDERS APPROPRIATE, WITH THE POWER TO EXCLUDE THE PRE-EMPTIVE SUBSCRIPTION RIGHT AUTHORISATION TO THE BOARD OF DIRECTORS IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE 297.1.B) OF THE SPANISH COMPANIES ACT SO THAT, WITHIN A MAXIMUM OF FIVE YEARS AND IF IT THINKS FIT, IT MAY INCREASE | For | None | 400000 | 0 | 0 | 0 | |||||
| 15 | SUBSCRIPTION OR ACQUISITION OF SHARES, FOR A MAXIMUM AMOUNT SUCH THAT THE NOMINAL AMOUNT DOES NOT EXCEED HALF THE SHARE CAPITAL AMOUNT AT THE DATE THE AUTHORIZATION IS GRANTED, AS WELL AS THE FACULTY TO INCREASE CAPITAL BY THE AMOUNT NECESSARY AND THE FACULTY TO EXCLUDE, WHERE APPROPRIATE, THE PRE- EMPTIVE SUBSCRIPTION RIGHT AUTHORISATION TO THE BOARD OF DIRECTORS TO, WITHIN A MAXIMUM OF FIVE YEARS, ISSUE BONDS, DEBENTURES AND OTHER FIXED INCOME SECURITIES, CONVERTIBLE AND/OR EXCHANGED FOR SHARES, AS WELL AS WARRANTS AND OTHER ANALOGUE VALUES THAT MIGHT GIVE RISE TO, DIRECTLY OR INDIRECTLY, THE | For | None | 400000 | 0 | 0 | 0 | |||||
| 16 | AUTHORISATION TO THE BOARD OF DIRECTORS FOR, WITHIN A MAXIMUM OF FIVE YEARS, THE DERIVATIVE ACQUISITION OF ITS OWN SHARES DIRECTLY OR THROUGH GROUP COMPANIES AND FOR THE SUBSEQUENT DISPOSAL OF THEM, WITH A MAXIMUM OF TEN PERCENT (10%) OF THE CAPITAL | For | None | 400000 | 0 | 0 | 0 | |||||
| 17 | DELEGATION OF POWERS TO FORMALIZE, NOTARIZE AND IMPLEMENT THE RESOLUTIONS ADOPTED | For | None | 400000 | 0 | 0 | 0 | |||||
| 18 | CONSULTATIVE VOTE ON THE ANNUAL DIRECTOR REMUNERATION REPORT CORRESPONDING TO THE FINANCIAL YEAR ENDED 31 MARCH 2021 | For | None | 400000 | 0 | 0 | 0 | |||||
| 19 | 27 AUG 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST | None | None | Non Voting | ||||||||
| SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| 20 | 27 AUG 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
| AO WORLD PLC | ||||||||||||
| Security: | G0403D107 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 29-Sep-2021 | ||||||||||
| ISIN | GB00BJTNFH41 | Vote Deadline Date: | 23-Sep-2021 | |||||||||
| Agenda | 714492434 | Management | Total Ballot Shares: | 3000000 | ||||||||
| Last Vote Date: | 26-Jul-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 3000000 | 0 | 0 | 0 | |||||
| 2 | APPROVE REMUNERATION REPORT | For | None | 3000000 | 0 | 0 | 0 | |||||
| 3 | APPROVE REMUNERATION POLICY | For | None | 3000000 | 0 | 0 | 0 | |||||
| 4 | RE-ELECT GEOFF COOPER AS DIRECTOR | For | None | 3000000 | 0 | 0 | 0 | |||||
| 5 | RE-ELECT JOHN ROBERTS AS DIRECTOR | For | None | 3000000 | 0 | 0 | 0 | |||||
| 6 | RE-ELECT MARK HIGGINS AS DIRECTOR | For | None | 3000000 | 0 | 0 | 0 | |||||
| 7 | RE-ELECT CHRIS HOPKINSON AS DIRECTOR | For | None | 3000000 | 0 | 0 | 0 | |||||
| 8 | RE-ELECT MARISA CASSONI AS DIRECTOR | For | None | 3000000 | 0 | 0 | 0 | |||||
| 9 | RE-ELECT SHAUN MCCABE AS DIRECTOR | For | None | 3000000 | 0 | 0 | 0 | |||||
| 10 | RE-ELECT LUISA DELGADO AS DIRECTOR | For | None | 3000000 | 0 | 0 | 0 | |||||
| 11 | REAPPOINT KPMG LLP AS AUDITORS | For | None | 3000000 | 0 | 0 | 0 | |||||
| 12 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | For | None | 3000000 | 0 | 0 | 0 | |||||
| 13 | AUTHORISE ISSUE OF EQUITY | For | None | 3000000 | 0 | 0 | 0 | |||||
| 14 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | For | None | 3000000 | 0 | 0 | 0 | |||||
| 15 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | For | None | 3000000 | 0 | 0 | 0 | |||||
| 16 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | For | None | 3000000 | 0 | 0 | 0 | |||||
| 17 | AUTHORISE UK POLITICAL DONATIONS AND EXPENDITURE | For | None | 3000000 | 0 | 0 | 0 | |||||
| 18 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | For | None | 3000000 | 0 | 0 | 0 | |||||
| AUDINATE GROUP LTD | ||||||||||||
| Security: | Q0646U105 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 20-Oct-2021 | ||||||||||
| ISIN | AU000000AD88 | Vote Deadline Date: | 14-Oct-2021 | |||||||||
| Agenda | 714670824 | Management | Total Ballot Shares: | 500000 | ||||||||
| Last Vote Date: | 23-Sep-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4.A, 4.B AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | ||||||||
| 2 | RE-ELECTION OF DIRECTOR - ALISON LEDGER | For | None | 500000 | 0 | 0 | 0 | |||||
| 3 | RE-ELECTION OF DIRECTOR - TIM FINLAYSON | For | None | 500000 | 0 | 0 | 0 | |||||
| 4 | REMUNERATION REPORT | For | None | 500000 | 0 | 0 | 0 | |||||
| 5 | ISSUE OF PERFORMANCE RIGHTS- AIDAN WILLIAMS | For | None | 500000 | 0 | 0 | 0 | |||||
| 6 | PRO-RATA VESTING OF PERFORMANCE RIGHTS- AIDAN WILLIAMS | For | None | 500000 | 0 | 0 | 0 | |||||
| ATOMO DIAGNOSTICS LTD | ||||||||||||
| Security: | Q0611N102 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 28-Oct-2021 | ||||||||||
| ISIN | AU0000080327 | Vote Deadline Date: | 22-Oct-2021 | |||||||||
| Agenda | 714703457 | Management | Total Ballot Shares: | 10652698 | ||||||||
| Last Vote Date: | 06-Oct-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | ELECTION OF DIRECTOR: DR CURT LABELLE | For | None | 10652698 | 0 | 0 | 0 | |||||
| 2 | ELECTION OF DIRECTOR: DEBORAH NEFF | For | None | 10652698 | 0 | 0 | 0 | |||||
| 3 | REMUNERATION REPORT | For | None | 10652698 | 0 | 0 | 0 | |||||
| 4 | ISSUE OF OPTIONS TO MANAGING DIRECTOR & CEO | For | None | 10652698 | 0 | 0 | 0 | |||||
| 5 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3 AND 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | ||||||||
| MNF GROUP LTD | ||||||||||||
| Security: | Q64863105 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 09-Nov-2021 | ||||||||||
| ISIN | AU000000MNF0 | Vote Deadline Date: | 04-Nov-2021 | |||||||||
| Agenda | 714725542 | Management | Total Ballot Shares: | 2112828 | ||||||||
| Last Vote Date: | 21-Oct-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 4, 5 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | ||||||||
| 2 | REMUNERATION REPORT | For | None | 2000000 | 0 | 0 | 0 | |||||
| 3 | RE-ELECTION OF MR MICHAEL BOORNE AS DIRECTOR | For | None | 2000000 | 0 | 0 | 0 | |||||
| 4 | ELECTION OF MS ANNE WARD AS DIRECTOR | For | None | 2000000 | 0 | 0 | 0 | |||||
| 5 | MNF GROUP LIMITED EQUITY INCENTIVE PLAN | For | None | 2000000 | 0 | 0 | 0 | |||||
| 6 | ISSUE OF UNLISTED OPTIONS TO DIRECTOR MR RENE SUGO UNDER THE MNF GROUP LIMITED EQUITY INCENTIVE PLAN | For | None | 2000000 | 0 | 0 | 0 | |||||
| 7 | CHANGE OF AUDITOR: SUBJECT TO THE AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION (ASIC) CONSENTING TO THE RESIGNATION OF MNSA PTY LTD AS AUDITOR OF THE COMPANY THAT, HAVING CONSENTED IN WRITING AND BEEN DULY NOMINATED IN | For | None | 2000000 | 0 | 0 | 0 | |||||
| ACCORDANCE WITH SECTION 328B OF THE CORPORATIONS ACT AND FOR ALL OTHER PURPOSES, DELOITTE TOUCHE TOHMATSU BE APPOINTED AS AUDITOR OF THE COMPANY WITH EFFECT FROM THE LATER OF THE CONCLUSION OF THE 2021 ANNUAL GENERAL MEETING AND THE DAY ON WHICH ASIC CONSENT IS GIVEN | ||||||||||||
| 8 | SPECIAL RESOLUTION - CHANGE OF COMPANY NAME: THAT FOR THE PURPOSES OF SECTION 157(1) OF THE CORPORATIONS ACT AND ALL OTHER PURPOSES, APPROVAL IS GIVEN THAT THE NAME OF THE COMPANY BE CHANGED FROM MNF GROUP LIMITED TO SYMBIO HOLDINGS LIMITED | For | None | 2000000 | 0 | 0 | 0 | |||||
| GRUPO ROTOPLAS SAB DE CV | ||||||||||||
| Security: | P49842100 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
| Ticker: | Meeting Date: | 12-Nov-2021 | ||||||||||
| ISIN | MX01AG050009 | Vote Deadline Date: | 09-Nov-2021 | |||||||||
| Agenda | 714842487 | Management | Total Ballot Shares: | 4005801 | ||||||||
| Last Vote Date: | 28-Oct-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | REVIEW AND, WHERE APPROPRIATE, APPROVAL OF THE PROPOSAL OF THE BOARD OF DIRECTORS TO REIMBURSE CAPITAL TO THE SHAREHOLDERS OF THE COMPANY THROUGH A DECREASE IN SHARE CAPITAL | For | None | 4005801 | 0 | 0 | 0 | |||||
| 2 | APPOINTMENT OF SPECIAL DELEGATES | For | None | 4005801 | 0 | 0 | 0 | |||||
| 3 | PREPARATION, READING AND APPROVAL, WHERE APPROPRIATE, OF THE MINUTES OF THE MEETING | For | None | 4005801 | 0 | 0 | 0 | |||||
| GENETIC SIGNATURES LTD | ||||||||||||
| Security: | Q4330L124 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 19-Nov-2021 | ||||||||||
| ISIN | AU000000GSS4 | Vote Deadline Date: | 15-Nov-2021 | |||||||||
| Agenda | 714760419 | Management | Total Ballot Shares: | 1300000 | ||||||||
| Last Vote Date: | 21-Oct-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | ||||||||
| 2 | RE-ELECTION OF DIRECTOR - MR MICHAEL AICHER | For | None | 1300000 | 0 | 0 | 0 | |||||
| 3 | REMUNERATION REPORT | For | None | 1300000 | 0 | 0 | 0 | |||||
| 4 | ELECTION OF A DIRECTOR - DR NEIL GUNN | For | None | 1300000 | 0 | 0 | 0 | |||||
| 5 | APPROVAL FOR THE ISSUE OF OPTIONS TO A DIRECTOR, DR NEIL GUNN | For | None | 1300000 | 0 | 0 | 0 | |||||
| ELMO SOFTWARE LTD | ||||||||||||
| Security: | Q3463W105 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 23-Nov-2021 | ||||||||||
| ISIN | AU000000ELO3 | Vote Deadline Date: | 18-Nov-2021 | |||||||||
| Agenda | 714792581 | Management | Total Ballot Shares: | 600000 | ||||||||
| Last Vote Date: | 28-Oct-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 3 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | ||||||||
| 2 | RE-ELECTION OF DIRECTOR - KATE HILL | For | None | 600000 | 0 | 0 | 0 | |||||
| 3 | ADOPTION OF REMUNERATION REPORT | For | None | 600000 | 0 | 0 | 0 | |||||
| 4 | NON-EXECUTIVE DIRECTOR EQUITY PLAN | For | None | 600000 | 0 | 0 | 0 | |||||
| 5 | APPOINTMENT OF GRANT THORNTON AUDIT PTY LTD AS AUDITOR | For | None | 600000 | 0 | 0 | 0 | |||||
| SKYFII LTD | ||||||||||||
| Security: | Q8513N104 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 23-Nov-2021 | ||||||||||
| ISIN | AU000000SKF3 | Vote Deadline Date: | 18-Nov-2021 | |||||||||
| Agenda | 714795450 | Management | Total Ballot Shares: | 13939393 | ||||||||
| Last Vote Date: | 28-Oct-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 5 TO 9 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | ||||||||
| 2 | REMUNERATION REPORT | For | None | 13939393 | 0 | 0 | 0 | |||||
| 3 | RE-ELECTION OF A DIRECTOR - MR ANDREW JOHNSON | For | None | 13939393 | 0 | 0 | 0 | |||||
| 4 | ELECTION OF A DIRECTOR - MS KIRSTY RANKIN | For | None | 13939393 | 0 | 0 | 0 | |||||
| 5 | ELECTION OF A DIRECTOR - MR JOHN RANKIN | For | None | 13939393 | 0 | 0 | 0 | |||||
| 6 | REFRESH OF EXECUTIVE OPTION PLAN | For | None | 13939393 | 0 | 0 | 0 | |||||
| 7 | REFRESH OF EMPLOYEE SHARE PLAN | For | None | 13939393 | 0 | 0 | 0 | |||||
| 8 | APPROVAL OF GRANT OF OPTIONS TO DIRECTOR - MR WAYNE ARTHUR | For | None | 13939393 | 0 | 0 | 0 | |||||
| 9 | APPROVAL OF GRANT OF OPTIONS TO DIRECTOR - MR JOHN RANKIN | For | None | 13939393 | 0 | 0 | 0 | |||||
| 10 | APPROVAL OF ADDITIONAL PLACEMENT CAPACITY | For | None | 13939393 | 0 | 0 | 0 | |||||
| THUNDERBIRD ENTERTAINMENT GROUP INC. | ||||||||||||
| Security: | 88605U107 | Meeting Type: | Annual and Special Meeting | |||||||||
| Ticker: | THBRF | Meeting Date: | 06-Dec-2021 | |||||||||
| ISIN | CA88605U1075 | Vote Deadline Date: | 01-Dec-2021 | |||||||||
| Agenda | 935519580 | Management | Total Ballot Shares: | 2300000 | ||||||||
| Last Vote Date: | 17-Nov-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | To set the number of directors to be elected at the Meeting at five (5). | For | None | 2300000 | 0 | 0 | 0 | |||||
| 2 | DIRECTOR | For | None | |||||||||
| Frank Giustra | 2300000 | 0 | 0 | 0 | ||||||||
| Marni Wieshofer | 2300000 | 0 | 0 | 0 | ||||||||
| Azim Jamal | 2300000 | 0 | 0 | 0 | ||||||||
| J. Twiner McCarron | 2300000 | 0 | 0 | 0 | ||||||||
| Linda Michaelson | 2300000 | 0 | 0 | 0 | ||||||||
| 3 | Resolved to appoint PricewaterhouseCoopers LLP, Chartered Professional Accountants of Vancouver, British Columbia as the auditor for the Company, to hold office until the next annual general meeting of the shareholders at a remuneration to be fixed by the Board of Directors. | For | None | 2300000 | 0 | 0 | 0 | |||||
| 4 | Resolved to re-approve the Company's Stock Option Plan dated November 1, 2018 as more particularly described under the heading "Particulars of Other Matters to be Acted Upon - Re-Approval of Stock Option Plan" in the accompanying management information circular. | For | None | 2300000 | 0 | 0 | 0 | |||||
| 5 | Resolved to ratify, approve and adopt the Company's the 2021 Equity Incentive Compensation Plan as more particularly described under the heading "Particulars of Other Matters to be Acted Upon -Approval of 2021 Equity Incentive Compensation Plan" in the accompanying management information circular. | For | None | 2300000 | 0 | 0 | 0 | |||||
| ARENA EVENTS GROUP PLC | ||||||||||||
| Security: | G0R21A106 | Meeting Type: | Court Meeting | |||||||||
| Ticker: | Meeting Date: | 07-Dec-2021 | ||||||||||
| ISIN | GB00BF0HYJ24 | Vote Deadline Date: | 02-Dec-2021 | |||||||||
| Agenda | 714907738 | Management | Total Ballot Shares: | 10000000 | ||||||||
| Last Vote Date: | 17-Nov-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | APPROVE SCHEME OF ARRANGEMENT | For | None | 10000000 | 0 | 0 | 0 | |||||
| 2 | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR ISSUERS AGENT | None | None | Non Voting | ||||||||
| ARENA EVENTS GROUP PLC | ||||||||||||
| Security: | G0R21A106 | Meeting Type: | Ordinary General Meeting | |||||||||
| Ticker: | Meeting Date: | 07-Dec-2021 | ||||||||||
| ISIN | GB00BF0HYJ24 | Vote Deadline Date: | 02-Dec-2021 | |||||||||
| Agenda | 714906332 | Management | Total Ballot Shares: | 10000000 | ||||||||
| Last Vote Date: | 17-Nov-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | APPROVE MATTERS RELATING TO THE RECOMMENDED CASH OFFER FOR ARENA EVENTS GROUP PLC BY THETA BIDCO LIMITED | For | None | 10000000 | 0 | 0 | 0 | |||||
| 2 | APPROVE RE-REGISTRATION OF THE COMPANY AS A PRIVATE LIMITED COMPANY BY THE NAME OF ARENA EVENTS GROUP LIMITED AMEND ARTICLES OF ASSOCIATION | For | None | 10000000 | 0 | 0 | 0 | |||||
| 3 | 15 NOV 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
| SKITUDE HOLDING AS | ||||||||||||
| Security: | R7T89X114 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
| Ticker: | Meeting Date: | 07-Dec-2021 | ||||||||||
| ISIN | NO0010781560 | Vote Deadline Date: | 01-Dec-2021 | |||||||||
| Agenda | 714957644 | Management | Total Ballot Shares: | 1806919 | ||||||||
| Last Vote Date: | 02-Dec-2021 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | None | None | Non Voting | ||||||||
| 2 | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF ATTORNEY (POA) IN PLACE, AN INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED. | None | None | Non Voting | ||||||||
| 3 | TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT IN THE LOCAL MARKET, THE LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE. | None | None | Non Voting | ||||||||
| 4 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 5 | OPENING OF THE GENERAL MEETING BY THE CHAIR. REGISTRATION OF MEETING SHAREHOLDERS | For | None | 1806919 | 0 | 0 | 0 | |||||
| 6 | ELECTION OF A MEETING CHAIRPERSON AND PERSON TO CO SIGN THE MINUTES TOGETHER WITH THE CHAIRPERSON | For | None | 1806919 | 0 | 0 | 0 | |||||
| 7 | APPROVAL OF THE NOTICE AND THE AGENDA | For | None | 1806919 | 0 | 0 | 0 | |||||
| 8 | THE COMPANY'S SHARE BASED INCENTIVE PROGRAM: AMENDMENTS AND NEW PROGRAMS: AMENDMENT OF THE OPTION PROGRAM FOR KEY EMPLOYEES ESTABLISHED 5 MARCH 2021 | For | None | 1806919 | 0 | 0 | 0 | |||||
| 9 | THE COMPANY'S SHARE BASED INCENTIVE PROGRAM: AMENDMENTS AND NEW PROGRAMS: IMPLEMENTATION OF NEW OPTION PROGRAM FOR KEY EMPLOYEES AND THE BOARD: THE NOVEMBER 2021 OPTION PLAN | For | None | 1806919 | 0 | 0 | 0 | |||||
| 10 | THE COMPANY'S SHARE BASED INCENTIVE PROGRAM: AMENDMENTS AND NEW PROGRAMS: IMPLEMENTATION OF NEW OPTION PROGRAM FOR THE BOARD: THE BOARD MEMBERS NOVEMBER 2021 OPTION PLAN | For | None | 1806919 | 0 | 0 | 0 | |||||
| 11 | THE COMPANY'S SHARE BASED INCENTIVE PROGRAM: AMENDMENTS AND NEW PROGRAMS: NEW SHARE PROGRAM FOR KEY EMPLOYEES OF CATALATE | For | None | 1806919 | 0 | 0 | 0 | |||||
| 12 | PROPOSAL TO AUTHORISATION ON THE BOARD TO THE CAPITAL INCREASE: AUTHORISATION FOR CAPITAL INCREASE TO FULFIL THE COMPANY'S INCENTIVE PROGRAMS | For | None | 1806919 | 0 | 0 | 0 | |||||
| 13 | PROPOSAL TO AUTHORISATION ON THE BOARD TO THE CAPITAL INCREASE: AUTHORISATION FOR CAPITAL INCREASE TO FUNDS ACQUISITION OF OTHER COMPANIES AND BUSINESSES | For | None | 1806919 | 0 | 0 | 0 | |||||
| 14 | PROPOSAL ON AUTHORISATION TO THE BOARD TO ACQUIRE THE COMPANY'S OWN SHARES | For | None | 1806919 | 0 | 0 | 0 | |||||
| 15 | NOMINATION TO ELECTION OF NEW MEMBERS TO THE NOMINATION COMMITTEE | For | None | 1806919 | 0 | 0 | 0 | |||||
| 16 | AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION | For | None | 1806919 | 0 | 0 | 0 | |||||
| 17 | NOMINATION TO ELECTION OF NEW MEMBERS OF THE BOARD | For | None | 1806919 | 0 | 0 | 0 | |||||
| 18 | PROPOSAL TO CHANGE THE COMPANY NAME | For | None | 1806919 | 0 | 0 | 0 | |||||
| CREEMA LTD. | ||||||||||||
| Security: | J7008F103 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
| Ticker: | Meeting Date: | 10-Feb-2022 | ||||||||||
| ISIN | JP3269770008 | Vote Deadline Date: | 02-Feb-2022 | |||||||||
| Agenda | 715103507 | Management | Total Ballot Shares: | 139300 | ||||||||
| Last Vote Date: | 28-Jan-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | Amend Articles to: Change Company Location | For | None | 139300 | 0 | 0 | 0 | |||||
| BLACKLINE SAFETY CORP. | ||||||||||||
| Security: | 092382100 | Meeting Type: | Annual and Special Meeting | |||||||||
| Ticker: | BLKLF | Meeting Date: | 22-Mar-2022 | |||||||||
| ISIN | CA0923821007 | Vote Deadline Date: | 17-Mar-2022 | |||||||||
| Agenda | 935554926 | Management | Total Ballot Shares: | 600000 | ||||||||
| Last Vote Date: | 09-Mar-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | To fix the number of directors of the Corporation to be elected at the Meeting at seven (7) directors. | For | None | 600000 | 0 | 0 | 0 | |||||
| 2 | DIRECTOR | For | None | |||||||||
| Cody Slater | 600000 | 0 | 0 | 0 | ||||||||
| Michael Hayduk | 600000 | 0 | 0 | 0 | ||||||||
| John Finbow | 600000 | 0 | 0 | 0 | ||||||||
| Robert Herdman | 600000 | 0 | 0 | 0 | ||||||||
| Brad Gilewich | 600000 | 0 | 0 | 0 | ||||||||
| Cheemin Bo-Linn | 600000 | 0 | 0 | 0 | ||||||||
| Barbara Holzapfel | 600000 | 0 | 0 | 0 | ||||||||
| 3 | The appointment of PricewaterhouseCoopers LLP as Auditors of the Corporation for the ensuing year and authorizing the Board of Directors of the Corporation to fix their remuneration. | For | None | 600000 | 0 | 0 | 0 | |||||
| 4 | To pass an ordinary resolution, as more particularly set forth in the Management Information Circular, approving an increase to the aggregate number of Common Shares that may be issued from treasury for grant under the Corporation's employee stock ownership plan. | For | None | 600000 | 0 | 0 | 0 | |||||
| ACSL LTD. | ||||||||||||
| Security: | J0353G107 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 25-Mar-2022 | ||||||||||
| ISIN | JP3394900009 | Vote Deadline Date: | 17-Mar-2022 | |||||||||
| Agenda | 715226153 | Management | Total Ballot Shares: | 50000 | ||||||||
| Last Vote Date: | 09-Mar-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | Approve Reduction of Stated Capital and Appropriation of Surplus | For | None | 50000 | 0 | 0 | 0 | |||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Establish the Articles Related to Shareholders Meeting held without specifying a venue | For | None | 50000 | 0 | 0 | 0 | |||||
| 3 | Appoint a Director Washiya, Satoshi | For | None | 50000 | 0 | 0 | 0 | |||||
| 4 | Appoint a Director Hayakawa, Kensuke | For | None | 50000 | 0 | 0 | 0 | |||||
| 5 | Appoint a Director Christopher Thomas Raabe | For | None | 50000 | 0 | 0 | 0 | |||||
| 6 | Appoint a Director Sugiyama, Masanori | For | None | 50000 | 0 | 0 | 0 | |||||
| 7 | Appoint a Director Shimazu, Tadaharu | For | None | 50000 | 0 | 0 | 0 | |||||
| 8 | Appoint a Corporate Auditor Ninomiya, Akira | For | None | 50000 | 0 | 0 | 0 | |||||
| 9 | Appoint a Corporate Auditor Shimada, Hideki | For | None | 50000 | 0 | 0 | 0 | |||||
| 10 | Appoint a Corporate Auditor Onogi, Takeshi | For | None | 50000 | 0 | 0 | 0 | |||||
| 11 | Approve Details of the Compensation to be received by Corporate Auditors | For | None | 50000 | 0 | 0 | 0 | |||||
| REVENIO GROUP CORPORATION | ||||||||||||
| Security: | X7354Z103 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 08-Apr-2022 | ||||||||||
| ISIN | FI0009010912 | Vote Deadline Date: | 31-Mar-2022 | |||||||||
| Agenda | 715269622 | Management | Total Ballot Shares: | 70705 | ||||||||
| Last Vote Date: | 26-Mar-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | None | None | Non Voting | ||||||||
| 2 | A POWER OF ATTORNEY (POA) IS REQUIRED TO APPOINT A REPRESENTATIVE TO ATTEND THE MEETING AND LODGE YOUR VOTING INSTRUCTIONS. IF YOU APPOINT A FINNISH SUB CUSTODIAN BANK, NO POA IS REQUIRED (UNLESS THE SHAREHOLDER IS FINNISH). | None | None | Non Voting | ||||||||
| 3 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 4 | OPENING OF THE MEETING | None | None | Non Voting | ||||||||
| 5 | CALLING THE MEETING TO ORDER | None | None | Non Voting | ||||||||
| 6 | ELECTION OF PERSON TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING OF VOTES | None | None | Non Voting | ||||||||
| 7 | RECORDING OF THE LEGALITY OF THE MEETING | None | None | Non Voting | ||||||||
| 8 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | None | None | Non Voting | ||||||||
| 9 | PRESENTATION OF THE FINANCIAL STATEMENT, THE REPORT OF THE BOARD OF DIRECTORS, AND THE AUDITOR'S REPORT FOR THE YEAR 2021 | None | None | Non Voting | ||||||||
| 10 | ADOPTION OF THE FINANCIAL STATEMENTS | For | None | 50000 | 0 | 0 | 0 | |||||
| 11 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.34 PER SHARE | For | None | 50000 | 0 | 0 | 0 | |||||
| 12 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR FROM LIABILITY | For | None | 50000 | 0 | 0 | 0 | |||||
| 13 | HANDLING OF THE REMUNERATION REPORT FOR GOVERNING BODIES | For | None | 50000 | 0 | 0 | 0 | |||||
| 14 | RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND ON THE GROUNDS FOR COMPENSATION OF TRAVEL EXPENSES | For | None | 50000 | 0 | 0 | 0 | |||||
| 15 | FIX NUMBER OF DIRECTORS AT FIVE | For | None | 50000 | 0 | 0 | 0 | |||||
| 16 | ELECT PEKKA TAMMELA, ANN-CHRISTINE SUNDELL, ARNE BOYE NIELSEN, BILL OSTMAN AND RIAD SHERIF AS DIRECTORS | For | None | 50000 | 0 | 0 | 0 | |||||
| 17 | RESOLUTION ON THE REMUNERATION OF THE AUDITOR | For | None | 50000 | 0 | 0 | 0 | |||||
| 18 | RATIFY DELOITTE AS AUDITOR | For | None | 50000 | 0 | 0 | 0 | |||||
| 19 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE ACQUISITION OF OWN SHARES | For | None | 50000 | 0 | 0 | 0 | |||||
| 20 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON A SHARE ISSUE AND ON GRANTING STOCK OPTIONS AND OTHER SPECIAL RIGHTS ENTITLING TO SHARES | For | None | 50000 | 0 | 0 | 0 | |||||
| 21 | CLOSING THE MEETING | None | None | Non Voting | ||||||||
| 22 | 18 MAR 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
| 23 | 18 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT AND MODIFICATION OF TEXT OF RESOLUTIONS 8,12,13,15. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
| LIME TECHNOLOGIES AB | ||||||||||||
| Security: | W5321Z116 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 26-Apr-2022 | ||||||||||
| ISIN | SE0011870195 | Vote Deadline Date: | 18-Apr-2022 | |||||||||
| Agenda | 715297986 | Management | Total Ballot Shares: | 150000 | ||||||||
| Last Vote Date: | 26-Mar-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | None | None | Non Voting | ||||||||
| 2 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | None | None | Non Voting | ||||||||
| 3 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
| 4 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
| 5 | OPENING OF THE MEETING | None | None | Non Voting | ||||||||
| 6 | ELECTION OF CHAIRMAN OF THE MEETING | None | None | Non Voting | ||||||||
| 7 | ELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES OF THE MEETING | None | None | Non Voting | ||||||||
| 8 | PREPARATION AND APPROVAL OF VOTING REGISTER | None | None | Non Voting | ||||||||
| 9 | APPROVAL OF AGENDA | None | None | Non Voting | ||||||||
| 10 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | None | None | Non Voting | ||||||||
| 11 | RESOLUTION: ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AS WELL AS THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | For | None | 122000 | 0 | 0 | 0 | |||||
| 12 | RESOLUTION: ON THE DISPOSITION OF THE COMPANY'S PROFIT AS SHOWN IN THE ADOPTED BALANCE SHEET | For | None | 122000 | 0 | 0 | 0 | |||||
| 13 | RESOLUTION: ON DISCHARGE FROM LIABILITY OF MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR | For | None | 122000 | 0 | 0 | 0 | |||||
| 14 | PRESENTATION OF THE REMUNERATION REPORT FOR APPROVAL | For | None | 122000 | 0 | 0 | 0 | |||||
| 15 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED: FIVE | For | None | 122000 | 0 | 0 | 0 | |||||
| 16 | DETERMINATION OF THE FEES TO BE PAID TO THE BOARD OF DIRECTORS | For | None | 122000 | 0 | 0 | 0 | |||||
| 17 | ELECTION OF BOARD OF DIRECTORS: MARLENE FORSELL, MALINRUIJSENAARS, ERIK SYREN, LARSSTUGEMO AND MARTIN HENRICSON | For | None | 122000 | 0 | 0 | 0 | |||||
| 18 | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS: MARTIN HENRICSON | For | None | 122000 | 0 | 0 | 0 | |||||
| 19 | DETERMINATION OF FEES TO BE PAID TO THE AUDITOR | For | None | 122000 | 0 | 0 | 0 | |||||
| 20 | ELECTION OF AUDITOR: PRICEWATERHOUSECOOPERS | For | None | 122000 | 0 | 0 | 0 | |||||
| 21 | RESOLUTION ON GUIDELINES FOR REMUNERATION TO THE SENIOR EXECUTIVES | For | None | 122000 | 0 | 0 | 0 | |||||
| 22 | RESOLUTION ON AUTHORISATION OF THE BOARD OF DIRECTORS TO ISSUE SHARES | For | None | 122000 | 0 | 0 | 0 | |||||
| 23 | RESOLUTION ON SHARE SAVING PROGRAM | For | None | 122000 | 0 | 0 | 0 | |||||
| 24 | RESOLUTION ON (A) ISSUE OF WARRANTS AND (B) APPROVAL OF TRANSFER OF THE WARRANTS | For | None | 122000 | 0 | 0 | 0 | |||||
| 25 | CLOSING OF THE MEETING | None | None | Non Voting | ||||||||
| 26 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
| 27 | 28 MAR 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | None | None | Non Voting | ||||||||
| 28 | 18 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT AND RECEIPT OF DIRECTOR AND AUDITOR NAMES. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
| FENIX OUTDOOR INTERNATIONAL AG | ||||||||||||
| Security: | H2467A101 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 27-Apr-2022 | ||||||||||
| ISIN | CH0242214887 | Vote Deadline Date: | 13-Apr-2022 | |||||||||
| Agenda | 715397003 | Management | Total Ballot Shares: | 14675 | ||||||||
| Last Vote Date: | 08-Apr-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | 08 APR 2022: AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | None | None | Non Voting | ||||||||
| 2 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 11875 | 0 | 0 | 0 | |||||
| 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 15.00 PER SHARE B AND SEK 1.50 PER SHARE A AND AN EXTRA DIVIDEND OF SEK 5.00 PER SHARE B AND SEK 0.5 PER SHARE A | For | None | 11875 | 0 | 0 | 0 | |||||
| 4 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | For | None | 11875 | 0 | 0 | 0 | |||||
| 5 | REELECT ULF GUSTAFSSON AS DIRECTOR | For | None | 11875 | 0 | 0 | 0 | |||||
| 6 | REELECT MATS OLSSON AS DIRECTOR | For | None | 11875 | 0 | 0 | 0 | |||||
| 7 | REELECT SEBASTIAN VON WALLWITZ AS DIRECTOR | For | None | 11875 | 0 | 0 | 0 | |||||
| 8 | REELECT SUSANNE NORDIN AS DIRECTOR | For | None | 11875 | 0 | 0 | 0 | |||||
| 9 | REELECT ROLF SCHMID AS DIRECTOR | For | None | 11875 | 0 | 0 | 0 | |||||
| 10 | REELECT MARTIN NORDIN AS DIRECTOR AND BOARD CHAIR | For | None | 11875 | 0 | 0 | 0 | |||||
| 11 | REAPPOINT ULF GUSTAFSSON AS MEMBER OF THE COMPENSATION COMMITTEE | For | None | 11875 | 0 | 0 | 0 | |||||
| 12 | REAPPOINT SUSANNE NORDIN AS MEMBER OF THE COMPENSATION COMMITTEE | For | None | 11875 | 0 | 0 | 0 | |||||
| 13 | DESIGNATE PHILIPPE MEYER AND LARS SANDBERG AS INDEPENDENT PROXIES | For | None | 11875 | 0 | 0 | 0 | |||||
| 14 | RATIFY ERNST YOUNG LTD AS AUDITORS | For | None | 11875 | 0 | 0 | 0 | |||||
| 15 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF EUR 1.6 MILLION | For | None | 11875 | 0 | 0 | 0 | |||||
| 16 | APPROVE FIXED REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF EUR 2.5 MILLION | For | None | 11875 | 0 | 0 | 0 | |||||
| 17 | APPROVE VARIABLE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF EUR 1.2 MILLION | For | None | 11875 | 0 | 0 | 0 | |||||
| 18 | 08 APR 2022: VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | None | None | Non Voting | ||||||||
| 19 | 08 APR 2022: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
| 20 | 08 APR 2022: VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
| 21 | 08 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
| MENTICE AB | ||||||||||||
| Security: | W5710V130 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 27-Apr-2022 | ||||||||||
| ISIN | SE0012673291 | Vote Deadline Date: | 19-Apr-2022 | |||||||||
| Agenda | 715314922 | Management | Total Ballot Shares: | 194333 | ||||||||
| Last Vote Date: | 18-Apr-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | None | None | Non Voting | ||||||||
| 2 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | None | None | Non Voting | ||||||||
| 3 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
| 4 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
| 5 | OPEN MEETING | None | None | Non Voting | ||||||||
| 6 | ELECT CHAIRMAN OF MEETING | None | None | Non Voting | ||||||||
| 7 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | None | None | Non Voting | ||||||||
| 8 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | None | None | Non Voting | ||||||||
| 9 | ACKNOWLEDGE PROPER CONVENING OF MEETING | None | None | Non Voting | ||||||||
| 10 | APPROVE AGENDA OF MEETING | None | None | Non Voting | ||||||||
| 11 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | None | None | Non Voting | ||||||||
| 12 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 168333 | 0 | 0 | 0 | |||||
| 13 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | For | None | 168333 | 0 | 0 | 0 | |||||
| 14 | APPROVE DISCHARGE OF LAWRENCED. HOWELL | For | None | 168333 | 0 | 0 | 0 | |||||
| 15 | APPROVE DISCHARGE OF DENIS GESTIN | For | None | 168333 | 0 | 0 | 0 | |||||
| 16 | APPROVE DISCHARGE OF GOSTA JOHANNESON | For | None | 168333 | 0 | 0 | 0 | |||||
| 17 | APPROVE DISCHARGE OF DAVID BALLARD | For | None | 168333 | 0 | 0 | 0 | |||||
| 18 | APPROVE DISCHARGE OF JOHANN KOSS | For | None | 168333 | 0 | 0 | 0 | |||||
| 19 | APPROVE DISCHARGE OF EOLA ANGGARD RUNSTEN | For | None | 168333 | 0 | 0 | 0 | |||||
| 20 | APPROVE DISCHARGE OF GORAN MALMBERG | For | None | 168333 | 0 | 0 | 0 | |||||
| 21 | APPROVE REMUNERATION OF DIRECTORS IN THE AGGREGATE AMOUNT OF SEK 1.3 MILLION APPROVE REMUNERATION OF AUDITORS | For | None | 168333 | 0 | 0 | 0 | |||||
| 22 | REELECT LAWRENCE D. HOWELL(CHAIR), DENIS GESTIN, GOSTA JOHANNESSON, DAVID BALLARD, JOHANN KOSS, EOLA ANGGARD RUNSTEN AS DIRECTORS ELECT MAGNUS NILSSON AS NEW DIRECTOR RATIFY KPMG AS AUDITORS | For | None | 168333 | 0 | 0 | 0 | |||||
| 23 | APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT | For | None | 168333 | 0 | 0 | 0 | |||||
| 24 | APPROVE ISSUANCE OF UP TO 10 PERCENT OF SHARE CAPITAL WITHOUT PREEMPTIVE RIGHTS | For | None | 168333 | 0 | 0 | 0 | |||||
| 25 | CLOSE MEETING | None | None | Non Voting | ||||||||
| CIBANCO SA INSTITUCION DE BANCA MULTIPLE | ||||||||||||
| Security: | P3515D148 | Meeting Type: | Bond Meeting | |||||||||
| Ticker: | Meeting Date: | 28-Apr-2022 | ||||||||||
| ISIN | MXCFFI0T0005 | Vote Deadline Date: | 25-Apr-2022 | |||||||||
| Agenda | 715431855 | Management | Total Ballot Shares: | 2003875 | ||||||||
| Last Vote Date: | 20-Apr-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | ESTABLISHMENT OF THE MEETING | For | None | 2003875 | 0 | 0 | 0 | |||||
| 2 | PROPOSAL, DISCUSSION AND, AS THE CASE MAY BE, APPROVAL OF THE F.1596 TRUSTS AUDITED FINANCIAL STATEMENTS FOR THE 2021 FISCAL PERIOD, PRIOR APPROVAL OF THE TECHNICAL COMMITTEE OF THE F.1596 TRUST | For | None | 2003875 | 0 | 0 | 0 | |||||
| 3 | ACCEPTANCE IF THE RESIGNATION OF MR. MANUEL ZEPEDA PAYERAS AS INDEPENDENT MEMBER, AND APPOINTMENT OF MRS. MARIA DEL MAR TORREBLANCA AS INDEPENDENT MEMBER OF THE TECHNICAL COMMITTEE OF TRUST F.1596, INCLUDING HER QUALIFICATION AS INDEPENDENT MEMBER | For | None | 2003875 | 0 | 0 | 0 | |||||
| 4 | APPOINTMENT AND RATIFICATION OF EACH OF THE MEMBERS OF THE TECHNICAL COMMITTEE OF THE F.1596 TRUST AND QUALIFY THE INDEPENDENCE OF EACH OF THE INDEPENDENT MEMBERS OF THE TECHNICAL COMMITTEE | For | None | 2003875 | 0 | 0 | 0 | |||||
| 5 | PROPOSAL, DISCUSSION AND, AS THE CASE MAY BE, APPROVAL OF THE MAXIMUM AMOUNT FOR THE REPURCHASE PLAN FOR THE PERIOD OF APRIL 30TH, 2022 TO APRIL 30TH, 2023 | For | None | 2003875 | 0 | 0 | 0 | |||||
| 6 | PROPOSAL, DISCUSSION AND, AS THE CASE MAY BE, APPROVAL TO AMEND CLAUSE FOUR OF THE MANAGEMENT AND OPERATION SERVICES AGREEMENT ENTERED INTO BETWEEN FIBRAHOTEL AND FIBRA HOTELERA, S.C. AWHOLLY OWNED SUBSIDIARY OF FIBRAHOTEL AS A RESULT OF A TRANSFER PRICING ANALYSIS. RESOLUTIONS THEREOF | For | None | 2003875 | 0 | 0 | 0 | |||||
| 7 | PROPOSAL, DISCUSSION AND, AS THE CASE MAY BE, APPROVAL TO IMPLEMENT A COMPENSATION PLAN FOR EMPLOYEES BASED ON CBFIS. RESOLUTIONS THEREOF | For | None | 2003875 | 0 | 0 | 0 | |||||
| 8 | PRESENTATION, DISCUSSION AND, AS THE CASE MAY BE, APPROVAL FOR THE TRUST F.1596 TO MAKE CERTAIN CO INVESTMENTS. RESOLUTIONS THEREOF | For | None | 2003875 | 0 | 0 | 0 | |||||
| 9 | APPOINTMENT OF DELEGATES TO EXECUTE THE RESOLUTIONS APPROVED IN THE MEETING | For | None | 2003875 | 0 | 0 | 0 | |||||
| PASON SYSTEMS INC. | ||||||||||||
| Security: | 702925108 | Meeting Type: | Annual | |||||||||
| Ticker: | PSYTF | Meeting Date: | 28-Apr-2022 | |||||||||
| ISIN | CA7029251088 | Vote Deadline Date: | 25-Apr-2022 | |||||||||
| Agenda | 935574447 | Management | Total Ballot Shares: | 154700 | ||||||||
| Last Vote Date: | 26-Mar-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | To vote for or against fixing the number of directors at six (6). | For | None | 154700 | 0 | 0 | 0 | |||||
| 2 | DIRECTOR | For | None | |||||||||
| Marcel Kessler | 154700 | 0 | 0 | 0 | ||||||||
| James B. Howe | 154700 | 0 | 0 | 0 | ||||||||
| Jon Faber | 154700 | 0 | 0 | 0 | ||||||||
| T. Jay Collins | 154700 | 0 | 0 | 0 | ||||||||
| Judi Hess | 154700 | 0 | 0 | 0 | ||||||||
| Laura Schwinn | 154700 | 0 | 0 | 0 | ||||||||
| 3 | Appointment of Deloitte LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | For | None | 154700 | 0 | 0 | 0 | |||||
| 4 | To vote for or against a non-binding, advisory ("Say on Pay") vote to Pason's approach to executive compensation. | For | None | 154700 | 0 | 0 | 0 | |||||
| SCHOELLER-BLECKMANN OILFIELD EQUIPMENT AG | ||||||||||||
| Security: | A7362J104 | Meeting Type: | Ordinary General Meeting | |||||||||
| Ticker: | Meeting Date: | 28-Apr-2022 | ||||||||||
| ISIN | AT0000946652 | Vote Deadline Date: | 19-Apr-2022 | |||||||||
| Agenda | 715309337 | Management | Total Ballot Shares: | 82700 | ||||||||
| Last Vote Date: | 18-Apr-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. | None | None | Non Voting | ||||||||
| 2 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 3 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | None | None | Non Voting | ||||||||
| 4 | APPROVE ALLOCATION OF INCOME | For | None | 60700 | 0 | 0 | 0 | |||||
| 5 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 | For | None | 60700 | 0 | 0 | 0 | |||||
| 6 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | For | None | 60700 | 0 | 0 | 0 | |||||
| 7 | RATIFY AUDITORS FOR FISCAL YEAR 2022 | For | None | 60700 | 0 | 0 | 0 | |||||
| 8 | ELECT SUPERVISORY BOARD MEMBER | For | None | 60700 | 0 | 0 | 0 | |||||
| 9 | APPROVE REMUNERATION REPORT | For | None | 60700 | 0 | 0 | 0 | |||||
| 10 | APPROVE REMUNERATION POLICY | For | None | 60700 | 0 | 0 | 0 | |||||
| 11 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | For | None | 60700 | 0 | 0 | 0 | |||||
| GRUPO HOTELERO SANTA FE SAB DE CV | ||||||||||||
| Security: | P49542106 | Meeting Type: | Ordinary General Meeting | |||||||||
| Ticker: | Meeting Date: | 29-Apr-2022 | ||||||||||
| ISIN | MX01HO090008 | Vote Deadline Date: | 26-Apr-2022 | |||||||||
| Agenda | 715447404 | Management | Total Ballot Shares: | 4000000 | ||||||||
| Last Vote Date: | 20-Apr-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 4000000 | 0 | 0 | 0 | |||||
| 2 | ACCEPT AUDIT AND CORPORATE PRACTICES COMMITTEES' REPORTS | For | None | 4000000 | 0 | 0 | 0 | |||||
| 3 | APPROVE ALLOCATION OF INCOME | For | None | 4000000 | 0 | 0 | 0 | |||||
| 4 | ELECT OR RATIFY DIRECTORS AND ALTERNATES, SECRETARY AND DEPUTY SECRETARY; APPROVE THEIR REMUNERATION | For | None | 4000000 | 0 | 0 | 0 | |||||
| 5 | ELECT CHAIRMEN AND MEMBERS OF AUDIT COMMITTEE AND CORPORATE PRACTICES COMMITTEE; APPROVE THEIR REMUNERATION | For | None | 4000000 | 0 | 0 | 0 | |||||
| 6 | ELECT OR RATIFY MEMBERS OF EXECUTIVE COMMITTEE; APPROVE THEIR REMUNERATION | For | None | 4000000 | 0 | 0 | 0 | |||||
| 7 | SET MAXIMUM AMOUNT OF SHARE REPURCHASE RESERVE | For | None | 4000000 | 0 | 0 | 0 | |||||
| 8 | APPROVE REPORT ON POLICIES AND MATTERS PERTAINING TO REPURCHASE OF SHARES | For | None | 4000000 | 0 | 0 | 0 | |||||
| 9 | AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | For | None | 4000000 | 0 | 0 | 0 | |||||
| 10 | 20 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 2 AND MEETING TYPE CHANGED FROM AGM TO OGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
| LECTRA SA | ||||||||||||
| Security: | F56028107 | Meeting Type: | MIX | |||||||||
| Ticker: | Meeting Date: | 29-Apr-2022 | ||||||||||
| ISIN | FR0000065484 | Vote Deadline Date: | 25-Apr-2022 | |||||||||
| Agenda | 715295552 | Management | Total Ballot Shares: | 209600 | ||||||||
| Last Vote Date: | 26-Mar-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | None | None | Non Voting | ||||||||
| 2 | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | None | None | Non Voting | ||||||||
| 3 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 4 | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | None | None | Non Voting | ||||||||
| 5 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 APPROVAL OF THE AMOUNT OF NON-DEDUCTIBLE EXPENSES | For | None | 170000 | 0 | 0 | 0 | |||||
| 6 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 | For | None | 170000 | 0 | 0 | 0 | |||||
| 7 | DISCHARGE GRANTED TO DIRECTORS | For | None | 170000 | 0 | 0 | 0 | |||||
| 8 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 AND SETTING OF THE DIVIDEND | For | None | 170000 | 0 | 0 | 0 | |||||
| 9 | APPROVAL OF THE INFORMATION RELATING TO THE REMUNERATION OF CORPORATE OFFICERS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 | For | None | 170000 | 0 | 0 | 0 | |||||
| 10 | APPROVAL OF THE FIXED AND VARIABLE COMPONENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID OR GRANTED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 TO MR. DANIEL HARARI, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | For | None | 170000 | 0 | 0 | 0 | |||||
| 11 | APPOINTMENT OF MR. ROSS MCINNES AS DIRECTOR | For | None | 170000 | 0 | 0 | 0 | |||||
| 12 | APPOINTMENT OF MRS. HELENE VIOT POIRIER AS DIRECTOR | For | None | 170000 | 0 | 0 | 0 | |||||
| 13 | SETTING OF THE OVERALL ANNUAL REMUNERATION AMOUNT OF THE DIRECTORS | For | None | 170000 | 0 | 0 | 0 | |||||
| 14 | APPROVAL OF THE REMUNERATION POLICY FOR MR. DANIEL HARARI, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, FOR THE FINANCIAL YEAR 2022 | For | None | 170000 | 0 | 0 | 0 | |||||
| 15 | APPROVAL OF THE REMUNERATION POLICY FOR THE DIRECTORS FOR THE FINANCIAL YEAR 2022 | For | None | 170000 | 0 | 0 | 0 | |||||
| 16 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES IN ORDER TO STIMULATE THE MARKET IN THE CONTEXT OF A LIQUIDITY CONTRACT | For | None | 170000 | 0 | 0 | 0 | |||||
| 17 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO GRANT SHARE SUBSCRIPTION OPTIONS | For | None | 170000 | 0 | 0 | 0 | |||||
| 18 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH A CAPITAL INCREASE RESERVED FOR MEMBERS OF THE COMPANY SAVINGS PLANS, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE LATTER, PURSUANT TO ARTICLE L.225-129-6 PARAGRAPH 2 OF THE FRENCH COMMERCIAL CODE | For | None | 170000 | 0 | 0 | 0 | |||||
| 19 | POWERS TO CARRY OUT FORMALITIES | For | None | 170000 | 0 | 0 | 0 | |||||
| 20 | 25 MAR 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal- officiel.gouv.fr/balo/document/202203232200604-35 AND PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 12. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
| 21 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
| 22 | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | None | None | Non Voting | ||||||||
| 24SEVENOFFICE GROUP AB | ||||||||||||
| Security: | W3062R104 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 11-May-2022 | ||||||||||
| ISIN | SE0010546911 | Vote Deadline Date: | 03-May-2022 | |||||||||
| Agenda | 715464587 | Management | Total Ballot Shares: | 400000 | ||||||||
| Last Vote Date: | 29-Apr-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | None | None | Non Voting | ||||||||
| 2 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | None | None | Non Voting | ||||||||
| 3 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
| 4 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
| 5 | OPEN MEETING ELECT CHAIRMAN OF MEETING | None | None | Non Voting | ||||||||
| 6 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | None | None | Non Voting | ||||||||
| 7 | APPROVE AGENDA OF MEETING | None | None | Non Voting | ||||||||
| 8 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | None | None | Non Voting | ||||||||
| 9 | ACKNOWLEDGE PROPER CONVENING OF MEETING | None | None | Non Voting | ||||||||
| 10 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | None | None | Non Voting | ||||||||
| 11 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 328100 | 0 | 0 | 0 | |||||
| 12 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | For | None | 328100 | 0 | 0 | 0 | |||||
| 13 | APPROVE DISCHARGE OF BOARD AND PRESIDENT | For | None | 328100 | 0 | 0 | 0 | |||||
| 14 | DETERMINE NUMBER OF MEMBERS (4)AND DEPUTY MEMBERS (0) OF BOARD DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | For | None | 328100 | 0 | 0 | 0 | |||||
| 15 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 100,000 FOR CHAIR AND SEK 65,000 FOR OTHER DIRECTORS APPROVE REMUNERATION OF AUDITORS | For | None | 328100 | 0 | 0 | 0 | |||||
| 16 | REELECT KARL-ANDERS GRONLAND (CHAIR) AND STAALE RISA (VICE CHAIR) AS DIRECTORS ELECT STAFFANHERBST AND KARIN LINDBERG AS NEW DIRECTORS RATIFY RSM STOCKHOLM AB AS AUDITORS | For | None | 328100 | 0 | 0 | 0 | |||||
| 17 | APPROVE ISSUANCE OF UP TO 10PERCENT OF ISSUED SHARES WITHOUT PREEMPTIVE RIGHTS | For | None | 328100 | 0 | 0 | 0 | |||||
| 18 | CLOSE MEETING | None | None | Non Voting | ||||||||
| CELLAVISION AB | ||||||||||||
| Security: | W2128U119 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 11-May-2022 | ||||||||||
| ISIN | SE0000683484 | Vote Deadline Date: | 03-May-2022 | |||||||||
| Agenda | 715421563 | Management | Total Ballot Shares: | 44113 | ||||||||
| Last Vote Date: | 29-Apr-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | None | None | Non Voting | ||||||||
| 2 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | None | None | Non Voting | ||||||||
| 3 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
| 4 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
| 5 | OPEN MEETING | None | None | Non Voting | ||||||||
| 6 | ELECT CHAIRMAN OF MEETING | None | None | Non Voting | ||||||||
| 7 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | None | None | Non Voting | ||||||||
| 8 | APPROVE AGENDA OF MEETING | None | None | Non Voting | ||||||||
| 9 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | None | None | Non Voting | ||||||||
| 10 | ACKNOWLEDGE PROPER CONVENING OF MEETING | None | None | Non Voting | ||||||||
| 11 | RECEIVE PRESIDENT'S REPORT | None | None | Non Voting | ||||||||
| 12 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | None | None | Non Voting | ||||||||
| 13 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 38213 | 0 | 0 | 0 | |||||
| 14 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 2 PER SHARE | For | None | 38213 | 0 | 0 | 0 | |||||
| 15 | APPROVE DISCHARGE OF BOARD AND PRESIDENT | For | None | 38213 | 0 | 0 | 0 | |||||
| 16 | DETERMINE NUMBER OF MEMBERS (5) AND DEPUTY MEMBERS (0) OF BOARD DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | For | None | 38213 | 0 | 0 | 0 | |||||
| 17 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 700,000 FOR CHAIRMAN AND SEK 260,000FOR OTHER DIRECTORS APPROVE REMUNERATION FOR COMMITTEE WORK APPROVE REMUNERATION OF AUDITORS | For | None | 38213 | 0 | 0 | 0 | |||||
| 18 | REELECT MIKAEL WORNING AS DIRECTOR | For | None | 38213 | 0 | 0 | 0 | |||||
| 19 | REELECT CHRISTER FAHRAEUS AS DIRECTOR | For | None | 38213 | 0 | 0 | 0 | |||||
| 20 | REELECT ASA HEDIN AS DIRECTOR | For | None | 38213 | 0 | 0 | 0 | |||||
| 21 | REELECT STEFAN WOLF AS DIRECTOR | For | None | 38213 | 0 | 0 | 0 | |||||
| 22 | ELECT ANN-CHARLOTTE JARLERYDAS NEW DIRECTOR | For | None | 38213 | 0 | 0 | 0 | |||||
| 23 | REELECT MIKAEL WORNING AS BOARD CHAIR | For | None | 38213 | 0 | 0 | 0 | |||||
| 24 | RATIFY KPMG AS AUDITORS | For | None | 38213 | 0 | 0 | 0 | |||||
| 25 | APPROVE PROCEDURES FOR NOMINATING COMMITTEE | For | None | 38213 | 0 | 0 | 0 | |||||
| 26 | APPROVE REMUNERATION REPORT | For | None | 38213 | 0 | 0 | 0 | |||||
| 27 | CLOSE MEETING | None | None | Non Voting | ||||||||
| 28 | 13 APR 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY | None | None | Non Voting | ||||||||
| IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| 29 | 13 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
| SURGICAL SCIENCE SWEDEN AB | ||||||||||||
| Security: | W89622125 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 12-May-2022 | ||||||||||
| ISIN | SE0014428512 | Vote Deadline Date: | 04-May-2022 | |||||||||
| Agenda | 715432984 | Management | Total Ballot Shares: | 114600 | ||||||||
| Last Vote Date: | 29-Apr-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | None | None | Non Voting | ||||||||
| 2 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | None | None | Non Voting | ||||||||
| 3 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
| 4 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
| 5 | OPEN MEETING | None | None | Non Voting | ||||||||
| 6 | ELECT CHAIRMAN OF MEETING | None | None | Non Voting | ||||||||
| 7 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | None | None | Non Voting | ||||||||
| 8 | APPROVE AGENDA OF MEETING | None | None | Non Voting | ||||||||
| 9 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | None | None | Non Voting | ||||||||
| 10 | ACKNOWLEDGE PROPER CONVENING OF MEETING | None | None | Non Voting | ||||||||
| 11 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | None | None | Non Voting | ||||||||
| 12 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 74200 | 0 | 0 | 0 | |||||
| 13 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | For | None | 74200 | 0 | 0 | 0 | |||||
| 14 | APPROVE DISCHARGE OF ROLAND BENGTSSON | For | None | 74200 | 0 | 0 | 0 | |||||
| 15 | APPROVE DISCHARGE OF THOMAS EKLUND | For | None | 74200 | 0 | 0 | 0 | |||||
| 16 | APPROVE DISCHARGE OF ELISABETH HANSSON | For | None | 74200 | 0 | 0 | 0 | |||||
| 17 | APPROVE DISCHARGE OF HENRIK FALCONER | For | None | 74200 | 0 | 0 | 0 | |||||
| 18 | APPROVE DISCHARGE OF TOMMY FORSELL | For | None | 74200 | 0 | 0 | 0 | |||||
| 19 | APPROVE DISCHARGE OF JAN BENGTSSON | For | None | 74200 | 0 | 0 | 0 | |||||
| 20 | APPROVE DISCHARGE OF CEO GISLI HENNERMARK | For | None | 74200 | 0 | 0 | 0 | |||||
| 21 | DETERMINE NUMBER OF MEMBERS (6) AND DEPUTY MEMBERS OF BOARD (0) | For | None | 74200 | 0 | 0 | 0 | |||||
| 22 | DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | For | None | 74200 | 0 | 0 | 0 | |||||
| 23 | APPROVE REMUNERATION OF DIRECTORS IN THE AGGREGATE AMOUNT OF SEK 1.05 MILLION APPROVE REMUNERATION FOR COMMITTEE WORK APPROVE REMUNERATION OF AUDITORS | For | None | 74200 | 0 | 0 | 0 | |||||
| 24 | REELECT ROLAND BENGTSSON AS DIRECTOR | For | None | 74200 | 0 | 0 | 0 | |||||
| 25 | REELECT THOMAS EKLUND AS DIRECTOR | For | None | 74200 | 0 | 0 | 0 | |||||
| 26 | REELECT ELISABETH HANSSON AS DIRECTOR | For | None | 74200 | 0 | 0 | 0 | |||||
| 27 | REELECT HENRIK FALCONER AS DIRECTOR | For | None | 74200 | 0 | 0 | 0 | |||||
| 28 | REELECT THOMMY FORSELL AS DIRECTOR | For | None | 74200 | 0 | 0 | 0 | |||||
| 29 | REELECT JAN BENGTSSON AS DIRECTOR | For | None | 74200 | 0 | 0 | 0 | |||||
| 30 | REELECT ROLAND BENGTSSON AS BOARD CHAIR | For | None | 74200 | 0 | 0 | 0 | |||||
| 31 | RATIFY KPMG AS AUDITORS | For | None | 74200 | 0 | 0 | 0 | |||||
| 32 | APPROVE WARRANT PLAN LTIP 2022 FOR KEY EMPLOYEES | For | None | 74200 | 0 | 0 | 0 | |||||
| 33 | APPROVE ISSUANCE OF UP TO 10 PERCENT OF ISSUED SHARES WITHOUT PREEMPTIVE RIGHTS | For | None | 74200 | 0 | 0 | 0 | |||||
| FLATEXDEGIRO AG | ||||||||||||
| Security: | D3690M106 | Meeting Type: | Ordinary General Meeting | |||||||||
| Ticker: | Meeting Date: | 17-May-2022 | ||||||||||
| ISIN | DE000FTG1111 | Vote Deadline Date: | 05-May-2022 | |||||||||
| Agenda | 715394007 | Management | Total Ballot Shares: | 270029 | ||||||||
| Last Vote Date: | 29-Apr-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | None | None | Non Voting | ||||||||
| 3 | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. | None | None | Non Voting | ||||||||
| 4 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH | None | None | Non Voting | ||||||||
| ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. | ||||||||||||
| 5 | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | None | None | Non Voting | ||||||||
| 6 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
| 7 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | None | None | Non Voting | ||||||||
| 8 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 | For | None | 185329 | 0 | 0 | 0 | |||||
| 9 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | For | None | 185329 | 0 | 0 | 0 | |||||
| 10 | RATIFY BDO AG AS AUDITORS FOR FISCAL YEAR 2022 AND FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS FOR THE FIRST HALF OF FISCAL YEAR 2022 | For | None | 185329 | 0 | 0 | 0 | |||||
| 11 | APPROVE REMUNERATION REPORT | For | None | 185329 | 0 | 0 | 0 | |||||
| 12 | APPROVE INCREASE IN SIZE OF BOARD TO FOUR MEMBERS | For | None | 185329 | 0 | 0 | 0 | |||||
| 13 | ELECT AYGUEL OEZKAN TO THE SUPERVISORY BOARD | For | None | 185329 | 0 | 0 | 0 | |||||
| 14 | APPROVE REMUNERATION OF SUPERVISORY BOARD | For | None | 185329 | 0 | 0 | 0 | |||||
| 15 | 08 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE OF THE RECORD DATE FROM 09 MAY 2022 TO 10 MAY 2022 AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
| 16 | 08 APR 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | None | None | Non Voting | ||||||||
| ABCAM PLC | ||||||||||||
| Security: | G0060R118 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 18-May-2022 | ||||||||||
| ISIN | GB00B6774699 | Vote Deadline Date: | 13-May-2022 | |||||||||
| Agenda | 715379904 | Management | Total Ballot Shares: | 218400 | ||||||||
| Last Vote Date: | 09-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | TO RECEIVE AND ADOPT THE REPORTS OF THE DIRECTORS AND THE FINANCIAL STATEMENTS FOR THE PERIOD ENDED 31 DECEMBER 2021 TOGETHER WITH THE INDEPENDENT AUDITORS REPORT | For | None | 178400 | 0 | 0 | 0 | |||||
| 2 | TO APPROVE THE ANNUAL REPORT ON DIRECTORS REMUNERATION FOR THE PERIOD ENDED 31 DECEMBER 2022 | For | None | 178400 | 0 | 0 | 0 | |||||
| 3 | TO APPROVE THE REMUNERATION POLICY | For | None | 178400 | 0 | 0 | 0 | |||||
| 4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR | For | None | 178400 | 0 | 0 | 0 | |||||
| 5 | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO FIX THE AUDITORS REMUNERATION | For | None | 178400 | 0 | 0 | 0 | |||||
| 6 | TO RE-ELECT PETER ALLEN AS A DIRECTOR OF THE COMPANY | For | None | 178400 | 0 | 0 | 0 | |||||
| 7 | TO RE-ELECT ALAN HIRZEL AS A DIRECTOR OF THE COMPANY | For | None | 178400 | 0 | 0 | 0 | |||||
| 8 | TO RE-ELECT MICHAEL BALDOCK AS A DIRECTOR OF THE COMPANY | For | None | 178400 | 0 | 0 | 0 | |||||
| 9 | TO RE-ELECT MARA ASPINALL AS A DIRECTOR OF THE COMPANY | For | None | 178400 | 0 | 0 | 0 | |||||
| 10 | TO RE-ELECT GILES KERR AS A DIRECTOR OF THE COMPANY | For | None | 178400 | 0 | 0 | 0 | |||||
| 11 | TO ELECT MARK CAPONE AS A DIRECTOR OF THE COMPANY | For | None | 178400 | 0 | 0 | 0 | |||||
| 12 | TO ELECT SALLY W CRAWFORD AS A DIRECTOR OF THE COMPANY | For | None | 178400 | 0 | 0 | 0 | |||||
| 13 | TO ELECT BESSIE LEE AS A DIRECTOR OF THE COMPANY | For | None | 178400 | 0 | 0 | 0 | |||||
| 14 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | For | None | 178400 | 0 | 0 | 0 | |||||
| 15 | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES ON A NON-PRE- EMPTIVE BASIS | For | None | 178400 | 0 | 0 | 0 | |||||
| 16 | TO AUTHORISE THE DIRECTORS TO ALLOT ADDITIONAL SECURITIES ON A NON-PRE- EMPTIVE BASIS IN CONNECTION WITH A TRANSACTION | For | None | 178400 | 0 | 0 | 0 | |||||
| 17 | TO AUTHORISE THE PURCHASE OF OWN SHARES BY THE COMPANY | For | None | 178400 | 0 | 0 | 0 | |||||
| 18 | 06 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
| NORDIC ENTERTAINMENT GROUP AB | ||||||||||||
| Security: | W5806J108 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 18-May-2022 | ||||||||||
| ISIN | SE0012116390 | Vote Deadline Date: | 10-May-2022 | |||||||||
| Agenda | 715494819 | Management | Total Ballot Shares: | 84000 | ||||||||
| Last Vote Date: | 09-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | None | None | Non Voting | ||||||||
| 2 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | None | None | Non Voting | ||||||||
| 3 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
| 4 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | None | None | Non Voting | ||||||||
| 5 | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST | None | None | Non Voting | ||||||||
| SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| 6 | ELECT CHAIRMAN OF MEETING | None | None | Non Voting | ||||||||
| 7 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | None | None | Non Voting | ||||||||
| 8 | APPROVE AGENDA OF MEETING | None | None | Non Voting | ||||||||
| 9 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | None | None | Non Voting | ||||||||
| 10 | ACKNOWLEDGE PROPER CONVENING OF MEETING | None | None | Non Voting | ||||||||
| 11 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | None | None | Non Voting | ||||||||
| 12 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 68300 | 0 | 0 | 0 | |||||
| 13 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | For | None | 68300 | 0 | 0 | 0 | |||||
| 14 | APPROVE DISCHARGE OF BOARD MEMBER PERNILLE ERENBJERG | For | None | 68300 | 0 | 0 | 0 | |||||
| 15 | APPROVE DISCHARGE OF BOARD MEMBER ANDERS BORG | For | None | 68300 | 0 | 0 | 0 | |||||
| 16 | APPROVE DISCHARGE OF BOARD MEMBER DAVID CHANCE | For | None | 68300 | 0 | 0 | 0 | |||||
| 17 | APPROVE DISCHARGE OF BOARD MEMBER SIMON DUFFY | For | None | 68300 | 0 | 0 | 0 | |||||
| 18 | APPROVE DISCHARGE OF BOARD MEMBER ANDREW HOUSE | For | None | 68300 | 0 | 0 | 0 | |||||
| 19 | APPROVE DISCHARGE OF BOARD MEMBER KRISTINA SCHAUMAN | For | None | 68300 | 0 | 0 | 0 | |||||
| 20 | APPROVE DISCHARGE OF BOARD MEMBER NATALIE TYDEMAN | For | None | 68300 | 0 | 0 | 0 | |||||
| 21 | APPROVE DISCHARGE OF CEO ANDERS JENSEN | For | None | 68300 | 0 | 0 | 0 | |||||
| 22 | APPROVE REMUNERATION REPORT | For | None | 68300 | 0 | 0 | 0 | |||||
| 23 | DETERMINE NUMBER OF MEMBERS (6) AND DEPUTY MEMBERS (0) OF BOARD | For | None | 68300 | 0 | 0 | 0 | |||||
| 24 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 1.57 MILLION FOR CHAIRMAN AND SEK 540,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK; APPROVE REMUNERATION OF AUDITORS | For | None | 68300 | 0 | 0 | 0 | |||||
| 25 | REELECT PERNILLE ERENBJERG AS DIRECTOR | For | None | 68300 | 0 | 0 | 0 | |||||
| 26 | REELECT ANDERS BORG AS DIRECTOR | For | None | 68300 | 0 | 0 | 0 | |||||
| 27 | REELECTAS SIMON DUFFY DIRECTOR | For | None | 68300 | 0 | 0 | 0 | |||||
| 28 | REELECT ANDREW HOUSE AS DIRECTOR | For | None | 68300 | 0 | 0 | 0 | |||||
| 29 | REELECT KRISTINA SCHAUMAN AS DIRECTOR | For | None | 68300 | 0 | 0 | 0 | |||||
| 30 | REELECT NATALIE TYDEMAN AS DIRECTOR | For | None | 68300 | 0 | 0 | 0 | |||||
| 31 | ELECT PERNILLE ERENBJERG AS BOARD CHAIRMAN | For | None | 68300 | 0 | 0 | 0 | |||||
| 32 | DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0); RATIFY KPMG AS AUDITORS | For | None | 68300 | 0 | 0 | 0 | |||||
| 33 | APPROVE NOMINATION COMMITTEE PROCEDURES | For | None | 68300 | 0 | 0 | 0 | |||||
| 34 | AUTHORIZE SHARE REPURCHASE PROGRAM | For | None | 68300 | 0 | 0 | 0 | |||||
| 35 | CHANGE COMPANY NAME TO VIAPLAY GROUP AB | For | None | 68300 | 0 | 0 | 0 | |||||
| 36 | APPROVE PERFORMANCE SHARE PLAN LTIP 2022 FOR KEY EMPLOYEES | For | None | 68300 | 0 | 0 | 0 | |||||
| 37 | APPROVE EQUITY PLAN FINANCING THROUGH ISSUANCE OF CLASS C SHARES | For | None | 68300 | 0 | 0 | 0 | |||||
| 38 | APPROVE EQUITY PLAN FINANCING THROUGH REPURCHASE OF CLASS C SHARES | For | None | 68300 | 0 | 0 | 0 | |||||
| 39 | APPROVE EQUITY PLAN FINANCING THROUGH TRANSFER OF CLASS B SHARES | For | None | 68300 | 0 | 0 | 0 | |||||
| 40 | APPROVE EQUITY SWAP AGREEMENT AS ALTERNATIVE EQUITY PLAN FINANCING | For | None | 68300 | 0 | 0 | 0 | |||||
| 41 | APPROVE EQUITY PLAN 2021 FINANCING THROUGH ISSUANCE OF CLASS C SHARES | For | None | 68300 | 0 | 0 | 0 | |||||
| 42 | APPROVE EQUITY PLAN 2021 FINANCING THROUGH REPURCHASE OF CLASS C SHARES | For | None | 68300 | 0 | 0 | 0 | |||||
| 43 | APPROVE EQUITY PLAN 2021 FINANCING THROUGH TRANSFER OF CLASS B SHARES | For | None | 68300 | 0 | 0 | 0 | |||||
| 44 | APPROVE EQUITY PLAN 2019 FINANCING THROUGH TRANSFER OF CLASS B SHARES | For | None | 68300 | 0 | 0 | 0 | |||||
| 45 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
| FEVERTREE DRINKS PLC | ||||||||||||
| Security: | G33929103 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 19-May-2022 | ||||||||||
| ISIN | GB00BRJ9BJ26 | Vote Deadline Date: | 16-May-2022 | |||||||||
| Agenda | 715531439 | Management | Total Ballot Shares: | 189200 | ||||||||
| Last Vote Date: | 09-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 150400 | 0 | 0 | 0 | |||||
| 2 | APPROVE REMUNERATION REPORT | For | None | 150400 | 0 | 0 | 0 | |||||
| 3 | APPROVE FINAL DIVIDEND | For | None | 150400 | 0 | 0 | 0 | |||||
| 4 | APPROVE SPECIAL DIVIDEND | For | None | 150400 | 0 | 0 | 0 | |||||
| 5 | RE-ELECT WILLIAM RONALD AS DIRECTOR | For | None | 150400 | 0 | 0 | 0 | |||||
| 6 | RE-ELECT TIMOTHY WARRILLOW AS DIRECTOR | For | None | 150400 | 0 | 0 | 0 | |||||
| 7 | RE-ELECT ANDREW BRANCHFLOWER AS DIRECTOR | For | None | 150400 | 0 | 0 | 0 | |||||
| 8 | RE-ELECT COLINE MCCONVILLE AS DIRECTOR | For | None | 150400 | 0 | 0 | 0 | |||||
| 9 | RE-ELECT KEVIN HAVELOCK AS DIRECTOR | For | None | 150400 | 0 | 0 | 0 | |||||
| 10 | RE-ELECT JEFF POPKIN AS DIRECTOR | For | None | 150400 | 0 | 0 | 0 | |||||
| 11 | RE-ELECT DOMENIC DE LORENZO AS DIRECTOR | For | None | 150400 | 0 | 0 | 0 | |||||
| 12 | ELECT LAURA HAGAN AS DIRECTOR | For | None | 150400 | 0 | 0 | 0 | |||||
| 13 | REAPPOINT BDO LLP AS AUDITORS | For | None | 150400 | 0 | 0 | 0 | |||||
| 14 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | For | None | 150400 | 0 | 0 | 0 | |||||
| 15 | AUTHORISE ISSUE OF EQUITY | For | None | 150400 | 0 | 0 | 0 | |||||
| 16 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | For | None | 150400 | 0 | 0 | 0 | |||||
| 17 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | For | None | 150400 | 0 | 0 | 0 | |||||
| GAMMA COMMUNICATIONS PLC | ||||||||||||
| Security: | G371B3109 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 19-May-2022 | ||||||||||
| ISIN | GB00BQS10J50 | Vote Deadline Date: | 16-May-2022 | |||||||||
| Agenda | 715477320 | Management | Total Ballot Shares: | 278634 | ||||||||
| Last Vote Date: | 09-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 229880 | 0 | 0 | 0 | |||||
| 2 | APPROVE FINAL DIVIDEND | For | None | 229880 | 0 | 0 | 0 | |||||
| 3 | APPROVE REMUNERATION REPORT | For | None | 229880 | 0 | 0 | 0 | |||||
| 4 | REAPPOINT DELOITTE LLP AS AUDITORS AND AUTHORISE THEIR REMUNERATION | For | None | 229880 | 0 | 0 | 0 | |||||
| 5 | RE-ELECT RICHARD LAST AS DIRECTOR | For | None | 229880 | 0 | 0 | 0 | |||||
| 6 | RE-ELECT ANDREW TAYLOR AS DIRECTOR | For | None | 229880 | 0 | 0 | 0 | |||||
| 7 | RE-ELECT ANDREW BELSHAW AS DIRECTOR | For | None | 229880 | 0 | 0 | 0 | |||||
| 8 | RE-ELECT CHARLOTTA GINMAN AS DIRECTOR | For | None | 229880 | 0 | 0 | 0 | |||||
| 9 | RE-ELECT MARTIN LEA AS DIRECTOR | For | None | 229880 | 0 | 0 | 0 | |||||
| 10 | RE-ELECT HENRIETTA MARSH AS DIRECTOR | For | None | 229880 | 0 | 0 | 0 | |||||
| 11 | RE-ELECT XAVIER ROBERT AS DIRECTOR | For | None | 229880 | 0 | 0 | 0 | |||||
| 12 | ELECT WILLIAM CASTELL AS DIRECTOR | For | None | 229880 | 0 | 0 | 0 | |||||
| 13 | AUTHORISE ISSUE OF EQUITY | For | None | 229880 | 0 | 0 | 0 | |||||
| 14 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | For | None | 229880 | 0 | 0 | 0 | |||||
| 15 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | For | None | 229880 | 0 | 0 | 0 | |||||
| 16 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | For | None | 229880 | 0 | 0 | 0 | |||||
| SMARTCRAFT ASA | ||||||||||||
| Security: | R7T54K113 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 20-May-2022 | ||||||||||
| ISIN | NO0011008971 | Vote Deadline Date: | 12-May-2022 | |||||||||
| Agenda | 715574819 | Management | Total Ballot Shares: | 1415339 | ||||||||
| Last Vote Date: | 11-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | None | None | Non Voting | ||||||||
| 2 | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF ATTORNEY (POA) IN PLACE, AN INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED. | None | None | Non Voting | ||||||||
| 3 | TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT IN THE LOCAL MARKET, THE LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE. | None | None | Non Voting | ||||||||
| 4 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 5 | ELECT CHAIRMAN OF MEETING; DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | For | None | 985000 | 0 | 0 | 0 | |||||
| 6 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | For | None | 985000 | 0 | 0 | 0 | |||||
| 7 | APPROVE NOTICE OF MEETING AND AGENDA | For | None | 985000 | 0 | 0 | 0 | |||||
| 8 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 985000 | 0 | 0 | 0 | |||||
| 9 | APPROVE REMUNERATION OF AUDITORS | For | None | 985000 | 0 | 0 | 0 | |||||
| 10 | RECEIVE CORPORATE GOVERNANCE STATEMENT | None | None | Non Voting | ||||||||
| 11 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF NOK 350,000 FOR CHAIR AND NOK 175,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK | For | None | 985000 | 0 | 0 | 0 | |||||
| 12 | APPROVE REMUNERATION OF NOMINATION COMMITTEE | For | None | 985000 | 0 | 0 | 0 | |||||
| 13 | APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT | For | None | 985000 | 0 | 0 | 0 | |||||
| 14 | APPROVE REMUNERATION STATEMENT (ADVISORY) | For | None | 985000 | 0 | 0 | 0 | |||||
| 15 | APPROVE ISSUANCE OF SHARES IN CONNECTION WITH INCENTIVE PLAN | For | None | 985000 | 0 | 0 | 0 | |||||
| 16 | APPROVE CREATION OF UP TO 10 PERCENT OF SHARES WITHOUT PREEMPTIVE RIGHTS | For | None | 985000 | 0 | 0 | 0 | |||||
| 17 | CHANGE LOCATION OF REGISTERED OFFICE | For | None | 985000 | 0 | 0 | 0 | |||||
| BASLER AG | ||||||||||||
| Security: | D0629N106 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 23-May-2022 | ||||||||||
| ISIN | DE0005102008 | Vote Deadline Date: | 13-May-2022 | |||||||||
| Agenda | 715493374 | Management | Total Ballot Shares: | 14600 | ||||||||
| Last Vote Date: | 09-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 2 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | None | None | Non Voting | ||||||||
| 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.62 PER SHARE | For | None | 10000 | 0 | 0 | 0 | |||||
| 4 | APPROVE DISCHARGE OF THE MANAGEMENT BOARD: DIETMAR LEY | For | None | 10000 | 0 | 0 | 0 | |||||
| 5 | APPROVE DISCHARGE OF THE MANAGEMENT BOARD: ALEXANDER TEMME | For | None | 10000 | 0 | 0 | 0 | |||||
| 6 | APPROVE DISCHARGE OF THE MANAGEMENT BOARD: ARNDT BAKE | For | None | 10000 | 0 | 0 | 0 | |||||
| 7 | APPROVE DISCHARGE OF THE MANAGEMENT BOARD: HARDY MEHL | For | None | 10000 | 0 | 0 | 0 | |||||
| 8 | APPROVE DISCHARGE OF THE SUPERVISORY BOARD: NORBERT BASLER | For | None | 10000 | 0 | 0 | 0 | |||||
| 9 | APPROVE DISCHARGE OF THE SUPERVISORY BOARD: ECKART KOTTKAMP | For | None | 10000 | 0 | 0 | 0 | |||||
| 10 | APPROVE DISCHARGE OF THE SUPERVISORY BOARD: HORST W. GARBRECHT | For | None | 10000 | 0 | 0 | 0 | |||||
| 11 | APPROVE DISCHARGE OF THE SUPERVISORY BOARD: MIRJA STEINKAMP | For | None | 10000 | 0 | 0 | 0 | |||||
| 12 | APPROVE DISCHARGE OF THE SUPERVISORY BOARD: DOROTHEA BRANDES | For | None | 10000 | 0 | 0 | 0 | |||||
| 13 | APPROVE DISCHARGE OF THE SUPERVISORY BOARD: MARCO GRIMM | For | None | 10000 | 0 | 0 | 0 | |||||
| 14 | RATIFY BDO AG AS AUDITORS FOR FISCAL YEAR 2022 | For | None | 10000 | 0 | 0 | 0 | |||||
| 15 | ELECT LENNART SCHULENBURG TO THE SUPERVISORY BOARD | For | None | 10000 | 0 | 0 | 0 | |||||
| 16 | ELECT HORST GARBRECHT TO THE SUPERVISORY BOARD | For | None | 10000 | 0 | 0 | 0 | |||||
| 17 | APPROVE REMUNERATION REPORT | For | None | 10000 | 0 | 0 | 0 | |||||
| 18 | APPROVE REMUNERATION OF SUPERVISORY BOARD | For | None | 10000 | 0 | 0 | 0 | |||||
| 19 | APPROVE EUR 21 MILLION CAPITALIZATION OF RESERVES FOR A 1:2 BONUS ISSUE | For | None | 10000 | 0 | 0 | 0 | |||||
| 20 | APPROVE CREATION OF EUR 15.8 MILLION POOL OF AUTHORIZED CAPITAL WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | For | None | 10000 | 0 | 0 | 0 | |||||
| 21 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL | None | None | Non Voting | ||||||||
| 22 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE | None | None | Non Voting | ||||||||
| 23 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
| 24 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 728941 DUE TO RECEIVED SPLITTING OF RESOLUTIONS 3 AND 4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | None | None | Non Voting | ||||||||
| CREEMA LTD. | ||||||||||||
| Security: | J7008F103 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 26-May-2022 | ||||||||||
| ISIN | JP3269770008 | Vote Deadline Date: | 18-May-2022 | |||||||||
| Agenda | 715639160 | Management | Total Ballot Shares: | 139300 | ||||||||
| Last Vote Date: | 13-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | For | None | 139300 | 0 | 0 | 0 | |||||
| 2 | Appoint a Director Marubayashi, Kotaro | For | None | 139300 | 0 | 0 | 0 | |||||
| 3 | Appoint a Director Ohashi, Yuki | For | None | 139300 | 0 | 0 | 0 | |||||
| 4 | Appoint a Director Karaki, Shintaro | For | None | 139300 | 0 | 0 | 0 | |||||
| VA-Q-TEC AG | ||||||||||||
| Security: | D8T66F105 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 02-Jun-2022 | ||||||||||
| ISIN | DE0006636681 | Vote Deadline Date: | 23-May-2022 | |||||||||
| Agenda | 715531807 | Management | Total Ballot Shares: | 470300 | ||||||||
| Last Vote Date: | 13-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | None | None | Non Voting | ||||||||
| 3 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | None | None | Non Voting | ||||||||
| 4 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 | For | None | 361200 | 0 | 0 | 0 | |||||
| 5 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | For | None | 361200 | 0 | 0 | 0 | |||||
| 6 | RATIFY ROEDL PARTNER GMBH AS AUDITORS FOR FISCAL YEAR 2022 | For | None | 361200 | 0 | 0 | 0 | |||||
| 7 | APPROVE REMUNERATION REPORT | For | None | 361200 | 0 | 0 | 0 | |||||
| 8 | APPROVE CREATION OF EUR 6.7 MILLION POOL OF AUTHORIZED CAPITAL WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | For | None | 361200 | 0 | 0 | 0 | |||||
| 9 | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | None | None | Non Voting | ||||||||
| 10 | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | None | None | Non Voting | ||||||||
| 11 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS | None | None | Non Voting | ||||||||
| NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL | ||||||||||||
| 12 | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | None | None | Non Voting | ||||||||
| 13 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
| WINFARM SA | ||||||||||||
| Security: | F4633A108 | Meeting Type: | MIX | |||||||||
| Ticker: | Meeting Date: | 03-Jun-2022 | ||||||||||
| ISIN | FR0014000P11 | Vote Deadline Date: | 27-May-2022 | |||||||||
| Agenda | 715573831 | Management | Total Ballot Shares: | 68131 | ||||||||
| Last Vote Date: | 13-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | None | None | Non Voting | ||||||||
| 2 | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | None | None | Non Voting | ||||||||
| 3 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 4 | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | None | None | Non Voting | ||||||||
| 5 | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 6 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
| 7 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://fr.ftp.opendatasoft.com/datadila/JO/BALO/pdf/2022/0 429/202204292201266.pdf | None | None | Non Voting | ||||||||
| 8 | APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON 31 DECEMBER 2021. APPROVAL OF NON- TAX DEDUCTIBLE EXPENSES AND CHARGES | For | None | 51631 | 0 | 0 | 0 | |||||
| 9 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2021 | For | None | 51631 | 0 | 0 | 0 | |||||
| 10 | ALLOCATION OF THE RESULT | For | None | 51631 | 0 | 0 | 0 | |||||
| 11 | STATUTORY AUDITORS' SPECIAL REPORT ON REGULATED AGREEMENTS. NO NEW AGREEMENTS | For | None | 51631 | 0 | 0 | 0 | |||||
| 12 | AUTHORIZATION TO BE GRANTED TO THE GENERAL MANAGEMENT TO HAVE THE COMPANY BUY BACK ITS OWN SHARES UNDER THE PROVISIONS OF ARTICLE L. 22- 10-62 OF THE FRENCH COMMERCIAL CODE | For | None | 51631 | 0 | 0 | 0 | |||||
| 13 | AUTHORIZATION TO BE GRANTED TO THE GENERAL MANAGEMENT TO CANCEL THE SHARES BOUGHT BACK BY THE COMPANY UNDER THE PROVISIONS OF ARTICLE L. 22- 10-62 OF THE FRENCH COMMERCIAL CODE | For | None | 51631 | 0 | 0 | 0 | |||||
| 14 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO DECIDE ON ONE OR MORE CAPITAL INCREASE(S) BY CAPITALISING RESERVES, PROFITS, PREMIUMS OR OTHER | For | None | 51631 | 0 | 0 | 0 | |||||
| 15 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES AND-OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR TO DEBT AND SECURITIES GIVING ACCESS TO THE SHARES CAPITAL TO BE ISSUED, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED | For | None | 51631 | 0 | 0 | 0 | |||||
| 16 | DELEGATION OF AUTHORITY TO BE GIVEN TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES AND/OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES AND/OR SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS BY OFFER TO THE PUBLIC | For | None | 51631 | 0 | 0 | 0 | |||||
| 17 | DELEGATION TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES AND/OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES AND/OR SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS BY A PRIVATE OFFER | For | None | 51631 | 0 | 0 | 0 | |||||
| 18 | DELEGATION OF AUTHORITY TO BE GIVEN TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OR TO DEBT SECURITIES, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF CATEGORY OF PERSONS | For | None | 51631 | 0 | 0 | 0 | |||||
| 19 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTOR TO INCREASE THE AMOUNT OF ISSUANCES IN THE EVENT OF OVERSUBSCRIPTION | For | None | 51631 | 0 | 0 | 0 | |||||
| 20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES AND-OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF MEMBERS OF A COMPANY SAVINGS PLAN IN ACCORDANCE WITH ARTICLE L. 3332-18 ET SEQ. OF THE FRENCH LABOUR CODE | For | None | 51631 | 0 | 0 | 0 | |||||
| 21 | HARMONIZATION OF ARTICLE 10-2 PARAGRAPH 1 'FORM OF EQUITY SECURITIES AND OTHER SECURITIES - IDENTIFICATION OF SHAREHOLDERS - CROSSING OF PARTICIPATION THRESHOLDS' OF THE COMPANY'S ARTICLES OF ASSOCIATION IN ORDER TO BRING IT INTO COMPLIANCE WITH THE PROVISIONS RELATING TO THE PROCEDURE FOR IDENTIFYING SHAREHOLDERS | For | None | 51631 | 0 | 0 | 0 | |||||
| 22 | DELEGATION TO BE GIVEN TO THE BOARD OF DIRECTORS WITH A VIEW TO HARMONIZING THE COMPANY'S ARTICLES OF ASSOCIATION WITH THE LEGISLATIVE AND REGULATORY PROVISIONS, | For | None | 51631 | 0 | 0 | 0 | |||||
| 23 | POWERS TO ACCOMPLISH FORMALITIES | For | None | 51631 | 0 | 0 | 0 | |||||
| ADVANCED MEDICAL SOLUTIONS GROUP PLC | ||||||||||||
| Security: | G0098X103 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 08-Jun-2022 | ||||||||||
| ISIN | GB0004536594 | Vote Deadline Date: | 02-Jun-2022 | |||||||||
| Agenda | 715596512 | Management | Total Ballot Shares: | 2609737 | ||||||||
| Last Vote Date: | 13-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | TO RECEIVE THE REPORT OF THE DIRECTORS AND THE FINANCIAL STATEMENTS THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2021 (TOGETHER WITH THE REPORT OF THE AUDITOR THEREOF) | For | None | 2128200 | 0 | 0 | 0 | |||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2021 | For | None | 2128200 | 0 | 0 | 0 | |||||
| 3 | TO REAPPOINT DELOITTE LLP AS AUDITOR AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 2128200 | 0 | 0 | 0 | |||||
| 4 | TO RE-ELECT PETER ALLEN AS A DIRECTOR OF THE COMPANY | For | None | 2128200 | 0 | 0 | 0 | |||||
| 5 | TO RE-ELECT GRAHAME COOK AS A DIRECTOR OF THE COMPANY | For | None | 2128200 | 0 | 0 | 0 | |||||
| 6 | TO ELECT DOUGLAS LE FORT AS A DIRECTOR OF THE COMPANY | For | None | 2128200 | 0 | 0 | 0 | |||||
| 7 | TO RE-ELECT CHRIS MEREDITH AS A DIRECTOR OF THE COMPANY | For | None | 2128200 | 0 | 0 | 0 | |||||
| 8 | TO RE-ELECT EDDIE JOHNSON AS A DIRECTOR OF THE COMPANY | For | None | 2128200 | 0 | 0 | 0 | |||||
| 9 | TO DECLARE A FINAL DIVIDEND OF 1.37P PER ORDINARY SHARE, PAYABLE ON 17 JUNE 2022 TO SHAREHOLDERS THE REGISTER AT CLOSE OF BUSINESS ON 27 MAY 2022 | For | None | 2128200 | 0 | 0 | 0 | |||||
| 10 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES IN ACCORDANCE WITH SECTION 551 OF THE COMPANIES ACT 2006 | For | None | 2128200 | 0 | 0 | 0 | |||||
| 11 | TO DISAPPLY PRE-EMPTION RIGHTS PURSUANT TO SECTION 570 OF THE COMPANIES ACT 2006 | For | None | 2128200 | 0 | 0 | 0 | |||||
| 12 | TO AUTHORISE THE DIRECTORS TO PURCHASE ISSUED SHARES OF THE COMPANY UNDER SECTION 701 OF THE COMPANIES ACT 2006 | For | None | 2128200 | 0 | 0 | 0 | |||||
| 13 | 06 MAY 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 6. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
| ARCURE SA | ||||||||||||
| Security: | F03719105 | Meeting Type: | MIX | |||||||||
| Ticker: | Meeting Date: | 09-Jun-2022 | ||||||||||
| ISIN | FR0013398997 | Vote Deadline Date: | 02-Jun-2022 | |||||||||
| Agenda | 715609686 | Management | Total Ballot Shares: | 189280 | ||||||||
| Last Vote Date: | 13-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | None | None | Non Voting | ||||||||
| 2 | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | None | None | Non Voting | ||||||||
| 3 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 4 | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | None | None | Non Voting | ||||||||
| 5 | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 6 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
| 7 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://fr.ftp.opendatasoft.com/datadila/JO/BALO/pdf/2022/0 504/202205042201371.pdf | None | None | Non Voting | ||||||||
| 8 | APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2021 | For | None | 178198 | 0 | 0 | 0 | |||||
| 9 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE SAID FISCAL YEAR, SHOWING A LOSS AMOUNTING TO EUR 1,847,071 | For | None | 178198 | 0 | 0 | 0 | |||||
| 10 | ALLOCATION OF THE RESULT FOR THE FISCAL YEAR ENDED ON DECEMBER 31,2021 | For | None | 178198 | 0 | 0 | 0 | |||||
| 11 | APPROVAL OF THE AGREEMENTS REFERRED TO IN ARTICLES L.225-86 AND SEQ OF THE FRENCH COMMERCIAL CODE | For | None | 178198 | 0 | 0 | 0 | |||||
| 12 | RENEWAL OF THE STATUTORY AUDITORS' TERMS OF OFFICE AND THE ALTERNATE AUDITOR'S TERM OF OFFICE | For | None | 178198 | 0 | 0 | 0 | |||||
| 13 | AUTHORISATION GRANTED TO THE EXECUTIVE COMMITTEE TO TRADE IN THE COMPANY'S SHARES | For | None | 178198 | 0 | 0 | 0 | |||||
| 14 | DELEGATION OF AUTHORITY GRANTED TO THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL, UP TO A MAXIMAL NOMINAL AMOUNT OF EUR 330,000.00, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED, BY ISSUING SHARES AND/OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL | For | None | 178198 | 0 | 0 | 0 | |||||
| 15 | DELEGATION OF AUTHORITY GRANTED TO THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL, UP TO A MAXIMAL AMOUNT OF EUR 330,000.00, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS, BY ISSUING SHARES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, BY A PUBLIC OFFER, OTHER THAN THOSE REFERRED TO IN I ARTICLE L. 411-2 OF FRENCH MONETARY AND FINANCIAL CODE | For | None | 178198 | 0 | 0 | 0 | |||||
| 16 | DELEGATION OF AUTHORITY GRANTED TO THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL, UP TO A MAXIMAL NOMINAL AMOUNT OF EUR 330,000, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS, BY ISSUING SHARES AND/OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, AS PART OF AN OFFER REFERRED TO IN I OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE | For | None | 178198 | 0 | 0 | 0 | |||||
| 17 | DELEGATION OF AUTHORITY GRANTED TO THE EXECUTIVE COMMITTEE TO ISSUE SHARES AND/OR SECURITIES GIVING IMMEDIATE OR FUTURE ACCESS TO THE SHARE CAPITAL, WITHOUT PREFERENTIAL SHAREHOLDERS' SUBSCRIPTION RIGHTS IN FAVOUR OF SPECIFIC CATEGORIES OF BENEFICIARIES | For | None | 178198 | 0 | 0 | 0 | |||||
| 18 | DELEGATION OF AUTHORITY GRANTED TO THE EXECUTIVE COMMITTEE TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN CASE OF SURPLUS DEMAND, WITH OR WITHOUT SUBSCRIPTION RIGHTS MAINTAINED | For | None | 178198 | 0 | 0 | 0 | |||||
| 19 | DELEGATION OF AUTHORITY GRANTED TO THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL, UP TO A MAXIMAL NOMINAL AMOUNT OF EUR 100,000.00, BY CAPITALISING RESERVES, PROFITS, PREMIUMS OR OTHER SUMS | For | None | 178198 | 0 | 0 | 0 | |||||
| 20 | OVERALL CEILING ON THE AUTHORISATIONS TO ISSUE SHARES AND/OR ANY SECURITIES GIVING ACCESS TO THE SHARE CAPITAL | For | None | 178198 | 0 | 0 | 0 | |||||
| 21 | DELEGATION OF AUTHORITY GRANTED TO THE EXECUTIVE COMMITTEE TO ISSUE AND GRANT FOUNDERS' SHARE SUBSCRIPTION WARRANTS FREE OF CHARGE, WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL ON THE DATE OF THE ISSUANCE | For | None | 178198 | 0 | 0 | 0 | |||||
| 22 | DELEGATION OF AUTHORITY GRANTED TO THE EXECUTIVE COMMITTEE TO ISSUE AND GRANT STOCK SUBSCRIPTION WARRANTS, WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL ON THE DATE OF THE ISSUANCE, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS | For | None | 178198 | 0 | 0 | 0 | |||||
| 23 | AUTHORISATION GRANTED TO THE EXECUTIVE COMMITTEE TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES | For | None | 178198 | 0 | 0 | 0 | |||||
| 24 | CAPITAL INCREASE PROPOSAL RESERVED FOR EMPLOYEES WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS FOR THESE LATTER | For | None | 178198 | 0 | 0 | 0 | |||||
| 25 | POWERS TO ACCOMPLISH FORMALITIES | For | None | 178198 | 0 | 0 | 0 | |||||
| GRUPO HOTELERO SANTA FE SAB DE CV | ||||||||||||
| Security: | P49542106 | Meeting Type: | Ordinary General Meeting | |||||||||
| Ticker: | Meeting Date: | 14-Jun-2022 | ||||||||||
| ISIN | MX01HO090008 | Vote Deadline Date: | 09-Jun-2022 | |||||||||
| Agenda | 715708446 | Management | Total Ballot Shares: | 4000000 | ||||||||
| Last Vote Date: | 02-Jun-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | AUTHORIZE INCREASE IN VARIABLE SHARE CAPITAL IN THE AMOUNT OF MXN 450 MILLION VIA SHARE ISSUANCE WITH PREEMPTIVE RIGHTS | For | None | 4000000 | 0 | 0 | 0 | |||||
| 2 | AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | For | None | 4000000 | 0 | 0 | 0 | |||||
| ESKER SA | ||||||||||||
| Security: | F3164D101 | Meeting Type: | MIX | |||||||||
| Ticker: | Meeting Date: | 15-Jun-2022 | ||||||||||
| ISIN | FR0000035818 | Vote Deadline Date: | 09-Jun-2022 | |||||||||
| Agenda | 715644832 | Management | Total Ballot Shares: | 17200 | ||||||||
| Last Vote Date: | 16-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | None | None | Non Voting | ||||||||
| 2 | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | None | None | Non Voting | ||||||||
| 3 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 4 | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | None | None | Non Voting | ||||||||
| 5 | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 6 | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | None | None | Non Voting | ||||||||
| 7 | APPROVAL OF THE COMPANY FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31ST 2021. APPROVAL OF THE EXPENSES AND CHARGES REFERRED TO IN ARTICLE 39-4 OF THE CODE | For | None | 13200 | 0 | 0 | 0 | |||||
| 8 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31ST 2021 | For | None | 13200 | 0 | 0 | 0 | |||||
| 9 | ALLOCATION OF INCOME FOR THE YEAR AMOUNTING TO EUR 8,023,542.81 AND DIVIDEND FIXATION OF EUR 0.60 PER SHARE | For | None | 13200 | 0 | 0 | 0 | |||||
| 10 | FIXING THE ANNUAL AMOUNT OF THE REMUNERATION ALLOCATED TO THE SUPERVISORY BOARD AT EUR 107,000.00 | For | None | 13200 | 0 | 0 | 0 | |||||
| 11 | APPROVAL OF AGREEMENTS REFERRED TO IN ARTICLES L.225-86 ET SEQ. OF THE FRENCH COMMERCIAL CODE | For | None | 13200 | 0 | 0 | 0 | |||||
| 12 | APPOINTMENT OF MR STEVE VANDENBERG AS A MEMBER OF THE SUPERVISORY BOARD OF THE COMPANY | For | None | 13200 | 0 | 0 | 0 | |||||
| 13 | AUTHORISATION AND POWERS TO BE CONFERRED ON THE EXECUTIVE BOARD FOR THE PURCHASE BY THE COMPANY OF ITS OWN SHARES PURSUANT TO ARTICLE L.225-209 OF THE FRENCH COMMERCIAL CODE | For | None | 13200 | 0 | 0 | 0 | |||||
| 14 | AUTHORISATION FOR THE EXECUTIVE BOARD TO CANCEL OWN SECURITIES | For | None | 13200 | 0 | 0 | 0 | |||||
| 15 | AUTHORISATION FOR THE EXECUTIVE BOARD TO GRANT FREE OF CHARGE EXISTING SHARES OR SHARES TO BE ISSUED FOR THE BENEFIT OF EMPLOYEES, SUBJECT IN THE LATTER CASE TO THE WAIVER BY SHAREHOLDERS OF THEIR PREFERENTIAL SUBSCRIPTION RIGHTS | For | None | 13200 | 0 | 0 | 0 | |||||
| 16 | AUTHORISATION FOR THE EXECUTIVE BOARD TO ALLOCATE FREE OF CHARGE EXISTING SHARES OR SHARES TO BE ISSUED FOR THE BENEFIT OF CORPORATE OFFI CERS, IN THE LATTER CASE ENTAILING WAIVER OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | For | None | 13200 | 0 | 0 | 0 | |||||
| 17 | POWER FOR FORMALITIES | For | None | 13200 | 0 | 0 | 0 | |||||
| 18 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://fr.ftp.opendatasoft.com/datadila/JO/BALO/pdf/2022/0 511/202205112201543.pdf | None | None | Non Voting | ||||||||
| 19 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
| GK SOFTWARE SE | ||||||||||||
| Security: | D2759R105 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 15-Jun-2022 | ||||||||||
| ISIN | DE0007571424 | Vote Deadline Date: | 07-Jun-2022 | |||||||||
| Agenda | 715624424 | Management | Total Ballot Shares: | 52530 | ||||||||
| Last Vote Date: | 13-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 2 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | None | None | Non Voting | ||||||||
| 3 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | For | None | 41730 | 0 | 0 | 0 | |||||
| 4 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 | For | None | 41730 | 0 | 0 | 0 | |||||
| 5 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | For | None | 41730 | 0 | 0 | 0 | |||||
| 6 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2022 | For | None | 41730 | 0 | 0 | 0 | |||||
| 7 | APPROVE REMUNERATION REPORT | For | None | 41730 | 0 | 0 | 0 | |||||
| 8 | ELECT PHILIP REIMANN TO THE SUPERVISORY BOARD | For | None | 41730 | 0 | 0 | 0 | |||||
| 9 | ELECT THOMAS BLEIER TO THE SUPERVISORY BOARD | For | None | 41730 | 0 | 0 | 0 | |||||
| 10 | ELECT HERBERT ZINN TO THE SUPERVISORY BOARD | For | None | 41730 | 0 | 0 | 0 | |||||
| 11 | ELECT ALEXANDER KNAUER AS ALTERNATE SUPERVISORY BOARD MEMBER | For | None | 41730 | 0 | 0 | 0 | |||||
| 12 | ELECT JOERG SCHROEDER AS ALTERNATE SUPERVISORY BOARD MEMBER | For | None | 41730 | 0 | 0 | 0 | |||||
| 13 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. | None | None | Non Voting | ||||||||
| 14 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE. | None | None | Non Voting | ||||||||
| 15 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | None | None | Non Voting | ||||||||
| 16 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
| BIKE24 HOLDING AG | ||||||||||||
| Security: | D1R2Z9103 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 21-Jun-2022 | ||||||||||
| ISIN | DE000A3CQ7F4 | Vote Deadline Date: | 13-Jun-2022 | |||||||||
| Agenda | 715638257 | Management | Total Ballot Shares: | 123600 | ||||||||
| Last Vote Date: | 13-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 2 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | None | None | Non Voting | ||||||||
| 3 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | For | None | 100600 | 0 | 0 | 0 | |||||
| 4 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 | For | None | 100600 | 0 | 0 | 0 | |||||
| 5 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | For | None | 100600 | 0 | 0 | 0 | |||||
| 6 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2022 | For | None | 100600 | 0 | 0 | 0 | |||||
| 7 | APPROVE REMUNERATION OF SUPERVISORY BOARD | For | None | 100600 | 0 | 0 | 0 | |||||
| 8 | APPROVE REMUNERATION POLICY | For | None | 100600 | 0 | 0 | 0 | |||||
| 9 | APPROVE REMUNERATION REPORT | For | None | 100600 | 0 | 0 | 0 | |||||
| 10 | APPROVE AFFILIATION AGREEMENT WITH BEST BIKE BRANDS GMBH | For | None | 100600 | 0 | 0 | 0 | |||||
| 11 | APPROVE AFFILIATION AGREEMENT WITH BIKE24 RETAIL GMBH | For | None | 100600 | 0 | 0 | 0 | |||||
| 12 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | None | None | Non Voting | ||||||||
| 13 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | None | None | Non Voting | ||||||||
| 14 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. | None | None | Non Voting | ||||||||
| 15 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE. | None | None | Non Voting | ||||||||
| 16 | 12 MAY 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
| HGEARS AG | ||||||||||||
| Security: | D3R2UV105 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 22-Jun-2022 | ||||||||||
| ISIN | DE000A3CMGN3 | Vote Deadline Date: | 14-Jun-2022 | |||||||||
| Agenda | 715647256 | Management | Total Ballot Shares: | 131900 | ||||||||
| Last Vote Date: | 16-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 2 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. | None | None | Non Voting | ||||||||
| 3 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE. | None | None | Non Voting | ||||||||
| 4 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.. | None | None | Non Voting | ||||||||
| 5 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | None | None | Non Voting | ||||||||
| 6 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 | For | None | 100000 | 0 | 0 | 0 | |||||
| 7 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | For | None | 100000 | 0 | 0 | 0 | |||||
| 8 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2022 | For | None | 100000 | 0 | 0 | 0 | |||||
| 9 | APPROVE REMUNERATION POLICY | For | None | 100000 | 0 | 0 | 0 | |||||
| 10 | APPROVE REMUNERATION OF SUPERVISORY BOARD | For | None | 100000 | 0 | 0 | 0 | |||||
| 11 | APPROVE REMUNERATION REPORT | For | None | 100000 | 0 | 0 | 0 | |||||
| 12 | APPROVE REDUCTION OF CONDITIONAL CAPITAL 2021/II TO EUR 547,900 | For | None | 100000 | 0 | 0 | 0 | |||||
| 13 | APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES APPROVE CREATION OF EUR 190,500 POOL OF CONDITIONAL CAPITAL 2022/I TO GUARANTEE CONVERSION RIGHTS | For | None | 100000 | 0 | 0 | 0 | |||||
| JCR PHARMACEUTICALS CO.,LTD. | ||||||||||||
| Security: | J2810U109 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 22-Jun-2022 | ||||||||||
| ISIN | JP3701000006 | Vote Deadline Date: | 20-Jun-2022 | |||||||||
| Agenda | 715710720 | Management | Total Ballot Shares: | 104900 | ||||||||
| Last Vote Date: | 02-Jun-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | Please reference meeting materials. | None | None | Non Voting | ||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Increase the Board of Directors Size | For | None | 93600 | 0 | 0 | 0 | |||||
| 3 | Appoint a Director Ashida, Shin | For | None | 93600 | 0 | 0 | 0 | |||||
| 4 | Appoint a Director Ashida, Toru | For | None | 93600 | 0 | 0 | 0 | |||||
| 5 | Appoint a Director Mathias Schmidt | For | None | 93600 | 0 | 0 | 0 | |||||
| 6 | Appoint a Director Sonoda, Hiroyuki | For | None | 93600 | 0 | 0 | 0 | |||||
| 7 | Appoint a Director Hiyama, Yoshio | For | None | 93600 | 0 | 0 | 0 | |||||
| 8 | Appoint a Director Ishikiriyama, Toshihiro | For | None | 93600 | 0 | 0 | 0 | |||||
| 9 | Appoint a Director Suetsuna, Takashi | For | None | 93600 | 0 | 0 | 0 | |||||
| 10 | Appoint a Director Yoda, Toshihide | For | None | 93600 | 0 | 0 | 0 | |||||
| 11 | Appoint a Director Hayashi, Yuko | For | None | 93600 | 0 | 0 | 0 | |||||
| 12 | Appoint a Director Atomi, Yutaka | For | None | 93600 | 0 | 0 | 0 | |||||
| 13 | Appoint a Director Philippe Fauchet | For | None | 93600 | 0 | 0 | 0 | |||||
| 14 | Approve Issuance of Share Acquisition Rights as Stock-Linked Compensation Type Stock Options for Directors and Executive Officers | For | None | 93600 | 0 | 0 | 0 | |||||
| 15 | Approve Disposal of Own Shares to a Third Party or Third Parties | For | None | 93600 | 0 | 0 | 0 | |||||
| KAONAVI,INC. | ||||||||||||
| Security: | J30665103 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 22-Jun-2022 | ||||||||||
| ISIN | JP3205900008 | Vote Deadline Date: | 14-Jun-2022 | |||||||||
| Agenda | 715707127 | Management | Total Ballot Shares: | 196000 | ||||||||
| Last Vote Date: | 02-Jun-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Transition to a Company with Supervisory Committee, Approve Minor Revisions, Set the Maximum Size of the Board of Directors | For | None | 158200 | 0 | 0 | 0 | |||||
| 2 | Appoint a Director who is not Audit and Supervisory Committee Member Sato, Hiroyuki | For | None | 158200 | 0 | 0 | 0 | |||||
| 3 | Appoint a Director who is not Audit and Supervisory Committee Member Yanagihashi, Hiroki | For | None | 158200 | 0 | 0 | 0 | |||||
| 4 | Appoint a Director who is not Audit and Supervisory Committee Member Hashimoto, Kimitaka | For | None | 158200 | 0 | 0 | 0 | |||||
| 5 | Appoint a Director who is not Audit and Supervisory Committee Member Kobayashi, Suguru | For | None | 158200 | 0 | 0 | 0 | |||||
| 6 | Appoint a Director who is Audit and Supervisory Committee Member Yamada, Hiroyuki | For | None | 158200 | 0 | 0 | 0 | |||||
| 7 | Appoint a Director who is Audit and Supervisory Committee Member Sai, Masumi | For | None | 158200 | 0 | 0 | 0 | |||||
| 8 | Appoint a Director who is Audit and Supervisory Committee Member Ikuta, Miyako | For | None | 158200 | 0 | 0 | 0 | |||||
| 9 | Approve Details of the Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | For | None | 158200 | 0 | 0 | 0 | |||||
| 10 | Approve Details of the Restricted-Stock Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | For | None | 158200 | 0 | 0 | 0 | |||||
| 11 | Approve Details of the Compensation to be received by Directors who are Audit and Supervisory Committee Members | For | None | 158200 | 0 | 0 | 0 | |||||
| 12 | Appoint Accounting Auditors | For | None | 158200 | 0 | 0 | 0 | |||||
| LINICAL CO.,LTD. | ||||||||||||
| Security: | J3903A109 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 23-Jun-2022 | ||||||||||
| ISIN | JP3974530002 | Vote Deadline Date: | 15-Jun-2022 | |||||||||
| Agenda | 715737245 | Management | Total Ballot Shares: | 575100 | ||||||||
| Last Vote Date: | 14-Jun-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Approve Minor Revisions | For | None | 469900 | 0 | 0 | 0 | |||||
| 2 | Appoint a Director Hatano, Kazuhiro | For | None | 469900 | 0 | 0 | 0 | |||||
| 3 | Appoint a Director Tsujimoto, Keigo | For | None | 469900 | 0 | 0 | 0 | |||||
| 4 | Appoint a Director Kawai, Jun | For | None | 469900 | 0 | 0 | 0 | |||||
| 5 | Appoint a Director Takahashi, Akihiro | For | None | 469900 | 0 | 0 | 0 | |||||
| 6 | Appoint a Director Miyazaki, Masaya | For | None | 469900 | 0 | 0 | 0 | |||||
| 7 | Appoint a Director Sakamoto, Isao | For | None | 469900 | 0 | 0 | 0 | |||||
| 8 | Appoint a Director Yamaguchi, Shiori | For | None | 469900 | 0 | 0 | 0 | |||||
| 9 | Appoint a Director Nogimori, Masafumi | For | None | 469900 | 0 | 0 | 0 | |||||
| 10 | Appoint a Director Osawa, Akio | For | None | 469900 | 0 | 0 | 0 | |||||
| 11 | Appoint a Substitute Corporate Auditor Shimomura, Kyoichi | For | None | 469900 | 0 | 0 | 0 | |||||
| MY E.G.SERVICES BERHAD | ||||||||||||
| Security: | Y6147P116 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 23-Jun-2022 | ||||||||||
| ISIN | MYQ0138OO006 | Vote Deadline Date: | 16-Jun-2022 | |||||||||
| Agenda | 715584909 | Management | Total Ballot Shares: | 12705700 | ||||||||
| Last Vote Date: | 13-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | TO APPROVE THE FINAL SINGLE-TIER DIVIDEND: 1.03 SEN PER ORDINARY SHARE | For | None | 5687300 | 0 | 0 | 0 | |||||
| 2 | TO APPROVE THE PAYMENT OF DIRECTORS' FEES AND BENEFITS TO THE DIRECTORS OF THE COMPANY AND ITS SUBSIDIARIES AMOUNTING TO RM717,000 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 | For | None | 5687300 | 0 | 0 | 0 | |||||
| 3 | TO RE-ELECT WONG THEAN SOON | For | None | 5687300 | 0 | 0 | 0 | |||||
| 4 | TO RE-ELECT WONG KOK CHAU | For | None | 5687300 | 0 | 0 | 0 | |||||
| 5 | TO RE-ELECT DATO' MOHD JEFFREY BIN JOAKIM | For | None | 5687300 | 0 | 0 | 0 | |||||
| 6 | TO RE-ELECT MOHAINI BINTI MOHD YUSOF | For | None | 5687300 | 0 | 0 | 0 | |||||
| 7 | TO RE-APPOINT MESSRS CROWE MALAYSIA PLT AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 5687300 | 0 | 0 | 0 | |||||
| 8 | TO APPROVE THE PROPOSED RENEWAL OF AUTHORITY FOR PURCHASE OF OWN SHARES BY THE COMPANY | For | None | 5687300 | 0 | 0 | 0 | |||||
| 9 | TO APPROVE THE PROPOSED AUTHORITY TO ALLOT AND ISSUE SHARES BY DIRECTORS PURSUANT TO SECTIONS 75 AND 76 OF THE COMPANIES ACT 2016 | For | None | 5687300 | 0 | 0 | 0 | |||||
| 10 | TO APPROVE THE PROPOSED RENEWAL OF AUTHORITY FOR DIRECTORS TO ALLOT AND ISSUE SHARES IN RELATION TO THE DIVIDEND REINVESTMENT PLAN | For | None | 5687300 | 0 | 0 | 0 | |||||
| PRESTIGE INTERNATIONAL INC. | ||||||||||||
| Security: | J6401L105 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 23-Jun-2022 | ||||||||||
| ISIN | JP3833620002 | Vote Deadline Date: | 21-Jun-2022 | |||||||||
| Agenda | 715753097 | Management | Total Ballot Shares: | 627700 | ||||||||
| Last Vote Date: | 14-Jun-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | Please reference meeting materials. | None | None | Non Voting | ||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | For | None | 441000 | 0 | 0 | 0 | |||||
| 3 | Appoint a Director Tamagami, Shinichi | For | None | 441000 | 0 | 0 | 0 | |||||
| 4 | Appoint a Director Sekine, Hiroshi | For | None | 441000 | 0 | 0 | 0 | |||||
| 5 | Appoint a Director Yoshida, Nao | For | None | 441000 | 0 | 0 | 0 | |||||
| 6 | Appoint a Director Iwase, Kanako | For | None | 441000 | 0 | 0 | 0 | |||||
| 7 | Appoint a Director Seki, Toshiaki | For | None | 441000 | 0 | 0 | 0 | |||||
| KOUKANDEKIRUKUN,INC. | ||||||||||||
| Security: | J36405108 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 24-Jun-2022 | ||||||||||
| ISIN | JP3286350008 | Vote Deadline Date: | 16-Jun-2022 | |||||||||
| Agenda | 715745444 | Management | Total Ballot Shares: | 59800 | ||||||||
| Last Vote Date: | 14-Jun-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Amend Business Lines, Approve Minor Revisions | For | None | 33200 | 0 | 0 | 0 | |||||
| 2 | Appoint a Director Kurihara, Masaru | For | None | 33200 | 0 | 0 | 0 | |||||
| 3 | Appoint a Director Sakai, Katsunori | For | None | 33200 | 0 | 0 | 0 | |||||
| 4 | Appoint a Director Sato, Koji | For | None | 33200 | 0 | 0 | 0 | |||||
| 5 | Appoint a Director Yoshino, Noboru | For | None | 33200 | 0 | 0 | 0 | |||||
| OISIX RA DAICHI INC. | ||||||||||||
| Security: | J60236106 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 28-Jun-2022 | ||||||||||
| ISIN | JP3174190003 | Vote Deadline Date: | 26-Jun-2022 | |||||||||
| Agenda | 715747359 | Management | Total Ballot Shares: | 127300 | ||||||||
| Last Vote Date: | 14-Jun-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | Please reference meeting materials. | None | None | Non Voting | ||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Establish the Articles Related to Shareholders Meeting Held without Specifying a Venue | For | None | 88100 | 0 | 0 | 0 | |||||
| 3 | Appoint a Director Takashima, Kohei | For | None | 88100 | 0 | 0 | 0 | |||||
| 4 | Appoint a Director Tsutsumi, Yusuke | For | None | 88100 | 0 | 0 | 0 | |||||
| 5 | Appoint a Director Ozaki, Hiroyuki | For | None | 88100 | 0 | 0 | 0 | |||||
| 6 | Appoint a Director Matsumoto, Kohei | For | None | 88100 | 0 | 0 | 0 | |||||
| 7 | Appoint a Director Hanada, Mitsuyo | For | None | 88100 | 0 | 0 | 0 | |||||
| 8 | Appoint a Director Tanaka, Hitoshi | For | None | 88100 | 0 | 0 | 0 | |||||
| 9 | Appoint a Director Watabe, Junko | For | None | 88100 | 0 | 0 | 0 | |||||
| 10 | Appoint a Director Sakurai, Wakako | For | None | 88100 | 0 | 0 | 0 | |||||
| 11 | Appoint a Director Kowaki, Misato | For | None | 88100 | 0 | 0 | 0 | |||||
| 12 | Appoint a Corporate Auditor Kobayashi, Kumi | For | None | 88100 | 0 | 0 | 0 | |||||
| MISTER SPEX SE | ||||||||||||
| Security: | D5S4HU102 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 30-Jun-2022 | ||||||||||
| ISIN | DE000A3CSAE2 | Vote Deadline Date: | 22-Jun-2022 | |||||||||
| Agenda | 715677502 | Management | Total Ballot Shares: | 200000 | ||||||||
| Last Vote Date: | 23-May-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | None | None | Non Voting | ||||||||
| 2 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | None | None | Non Voting | ||||||||
| 3 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. | None | None | Non Voting | ||||||||
| 4 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE. | None | None | Non Voting | ||||||||
| 5 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | None | None | Non Voting | ||||||||
| 6 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER DIRK GRABER FOR FISCAL YEAR 2021 | For | None | 163000 | 0 | 0 | 0 | |||||
| 7 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER MIRKO CASPAR FOR FISCAL YEAR 2021 | For | None | 163000 | 0 | 0 | 0 | |||||
| 8 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER SEBASTIAN DEHNEN (FROM JUNE 1, 2021) FOR FISCAL YEAR 2021 | For | None | 163000 | 0 | 0 | 0 | |||||
| 9 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER MAREN KROLL (FROM JUNE 1, 2021) FOR FISCAL YEAR 2021 | For | None | 163000 | 0 | 0 | 0 | |||||
| 10 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER PETER WILLIAMS FOR FISCAL YEAR 2021 | For | None | 163000 | 0 | 0 | 0 | |||||
| 11 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER NICOLA BRANDOLESE (FROM JUNE 15, 2021) FOR FISCAL YEAR 2021 | For | None | 163000 | 0 | 0 | 0 | |||||
| 12 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER TOBIAS KRAUSS FOR FISCAL YEAR 2021 | For | None | 163000 | 0 | 0 | 0 | |||||
| 13 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER BIRGIT KRETSCHMER (FROM JUNE 15, 2021) FOR FISCAL YEAR 2021 | For | None | 163000 | 0 | 0 | 0 | |||||
| 14 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER PIETRO LONGO (FROM MAY 20, 2021) FOR FISCAL YEAR 2021 | For | None | 163000 | 0 | 0 | 0 | |||||
| 15 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER STUART PATERSON (UNTIL JUNE 11, 2021) FOR FISCAL YEAR 2021 | For | None | 163000 | 0 | 0 | 0 | |||||
| 16 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER NICOLE SROCK-STANLEY (UNTIL JUNE 11, 2021) FOR FISCAL YEAR 2021 | For | None | 163000 | 0 | 0 | 0 | |||||
| 17 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JOCHEN KLUEPPEL (UNTIL JUNE 30, 2021) FOR FISCAL YEAR 2021 | For | None | 163000 | 0 | 0 | 0 | |||||
| 18 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER OLIVER BESTE (UNTIL JUNE 15, 2021) FOR FISCAL YEAR 2021 | For | None | 163000 | 0 | 0 | 0 | |||||
| 19 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MIKE EBELING (UNTIL JUNE 15, 2021) FOR FISCAL YEAR 2021 | For | None | 163000 | 0 | 0 | 0 | |||||
| 20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER NENAD MAROVAC (UNTIL JUNE 15, 2021) FOR FISCAL YEAR 2021 | For | None | 163000 | 0 | 0 | 0 | |||||
| 21 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER FRED PIET (UNTIL MAY 20, 2021) FOR FISCAL YEAR 2021 | For | None | 163000 | 0 | 0 | 0 | |||||
| 22 | RATIFY ERNST YOUNG GMBH AS AUDITORS FOR FISCAL YEAR 2022 | For | None | 163000 | 0 | 0 | 0 | |||||
| 23 | RATIFY ERNST YOUNG GMBH AS AUDITORS FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS UNTIL AGM 2023 | For | None | 163000 | 0 | 0 | 0 | |||||
| 24 | ELECT STUART PATERSON TO THE SUPERVISORY BOARD | For | None | 163000 | 0 | 0 | 0 | |||||
| 25 | ELECT PIETRO LONGO TO THE SUPERVISORY BOARD | For | None | 163000 | 0 | 0 | 0 | |||||
| 26 | APPROVE REMUNERATION POLICY | For | None | 163000 | 0 | 0 | 0 | |||||
| 27 | APPROVE REMUNERATION OF SUPERVISORY BOARD | For | None | 163000 | 0 | 0 | 0 | |||||
| 28 | APPROVE REMUNERATION REPORT | For | None | 163000 | 0 | 0 | 0 | |||||
| 29 | AMEND ARTICLES RE: PROOF OF ENTITLEMENT | For | None | 163000 | 0 | 0 | 0 | |||||
| 30 | APPROVE CREATION OF EUR 1.2 MILLION POOL OF AUTHORIZED CAPITAL FOR VIRTUAL STOCK OPTIONS | For | None | 163000 | 0 | 0 | 0 | |||||
| 31 | APPROVE CREATION OF EUR 1.6 MILLION POOL OF CONDITIONAL CAPITAL FOR VIRTUAL STOCK OPTIONS | For | None | 163000 | 0 | 0 | 0 | |||||
| 32 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | For | None | 163000 | 0 | 0 | 0 | |||||
| TRAINLINE PLC | ||||||||||||
| Security: | G8992Y119 | Meeting Type: | Annual General Meeting | |||||||||
| Ticker: | Meeting Date: | 30-Jun-2022 | ||||||||||
| ISIN | GB00BKDTK925 | Vote Deadline Date: | 27-Jun-2022 | |||||||||
| Agenda | 715715592 | Management | Total Ballot Shares: | 679600 | ||||||||
| Last Vote Date: | 02-Jun-2022 | |||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
| 1 | TO RECEIVE AND APPROVE THE AUDITED ACCOUNTS FOR THE YEAR ENDED 28 FEBRUARY 2022 TOGETHER WITH THE STRATEGIC REPORT DIRECTORS REPORT AND AUDITORS REPORT | For | None | 501800 | 0 | 0 | 0 | |||||
| 2 | TO RECEIVE AND APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 28 FEBRUARY 2022 | For | None | 501800 | 0 | 0 | 0 | |||||
| 3 | TO APPROVE THE DIRECTORS REMUNERATION POLICY | For | None | 501800 | 0 | 0 | 0 | |||||
| 4 | TO APPROVE AMENDMENTS TO THE TRAIN LINE PLC PERFORMANCE SHARE PLAN RULES | For | None | 501800 | 0 | 0 | 0 | |||||
| 5 | TO RE-ELECT ANDY PHILLIPPS AS A DIRECTOR | For | None | 501800 | 0 | 0 | 0 | |||||
| 6 | TO RE-ELECT BRIAN MCBRIDE AS A DIRECTOR | For | None | 501800 | 0 | 0 | 0 | |||||
| 7 | TO RE-ELECT DUNCAN TATTON-BROWN AS A DIRECTOR | For | None | 501800 | 0 | 0 | 0 | |||||
| 8 | TO RE-ELECT JENNIFER DUVALIER AS A DIRECTOR | For | None | 501800 | 0 | 0 | 0 | |||||
| 9 | TO RE-ELECT JODY FORD AS A DIRECTOR | For | None | 501800 | 0 | 0 | 0 | |||||
| 10 | TO RE-ELECT SHAUN MCCABE AS A DIRECTOR | For | None | 501800 | 0 | 0 | 0 | |||||
| 11 | TO RE-APPOINT PWC LLP AS AUDITORS OF THE COMPANY | For | None | 501800 | 0 | 0 | 0 | |||||
| 12 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS | For | None | 501800 | 0 | 0 | 0 | |||||
| 13 | TO AUTHORISE POLITICAL DONATIONS | For | None | 501800 | 0 | 0 | 0 | |||||
| 14 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES UNDER SECTION 551 COMPANIES ACT 2006 | For | None | 501800 | 0 | 0 | 0 | |||||
| 15 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS UNDER SECTION 570 COMPANIES ACT 2006 UP TO 5 PERCENT OF SHARE CAPITAL | For | None | 501800 | 0 | 0 | 0 | |||||
| 16 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS UNDER SECTION 570 COMPANIES ACT 2006 UP TO AN ADDITIONAL 5PERCENT OF SHARE CAPITAL TO FINANCE ACQUISITIONS AND CAPITAL INVESTMENT | For | None | 501800 | 0 | 0 | 0 | |||||
| 17 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN ORDINARY SHARES | For | None | 501800 | 0 | 0 | 0 | |||||
| 18 | TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS ON NOT LESS THAN 14 CLEAR DAYS NOTICE | For | None | 501800 | 0 | 0 | 0 | |||||
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| ALPS Series Trust | |||
| By: | /s/ Patrick Rogers | ||
| Patrick Rogers | |||
| Secretary | |||
| Date: | August 25, 2022 | ||
