UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22800
IVY HIGH INCOME OPPORTUNITIES FUND
(Exact Name as Specified in Charter)
6300 Lamar Avenue, Overland Park, Kansas 66202-4200
(Address of Principal Executive Office) (Zip Code)
Philip A. Shipp, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200
(Name and Address of Agent for Service)
Registrant’s Telephone Number, including Area Code: (913) 236-2000
Date of fiscal year end: September 30
Date of reporting period: July 1, 2019 to June 30, 2020
IVY HIGH INCOME OPPORTUNITIES FUND
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 10 Ivy High Income Opportunities Fund
ADVANZ PHARMA Corp.
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Meeting Date: | | 12/17/2019 | | Country: | | Canada | | Primary Security ID: | | 00775M104 |
Record Date: | | 11/18/2019 | | Meeting Type: | | Special | | Ticker: | | ADVZ |
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| | | | Shares Voted: | | 9,332 | | | | |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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| | Meeting for Limited Voting, Class A, B, and C Special Shareholders | | Mgmt | | | | | | |
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1 | | Approve Continuance of Company [Canada to Jersey] and Change Company Name to ADVANZ PHARMA Corp. Limited | | Mgmt | | For | | Refer | | For |
ADVANZ PHARMA Corp. Ltd.
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Meeting Date: | | 06/17/2020 | | Country: | | Jersey | | Primary Security ID: | | G01022105 |
Record Date: | | 05/11/2020 | | Meeting Type: | | Annual | | Ticker: | | CXRXF |
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| | | | Shares Voted: | | 9,332 | | | | |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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| | Meeting for Limited Voting Shareholders | | Mgmt | | | | | | |
| | | | | |
1a | | Elect Director Adeel Ahmad | | Mgmt | | For | | Refer | | Withhold |
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1b | | Elect Director Elmar Schnee | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Frances Cloud | | Mgmt | | For | | Refer | | Withhold |
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1d | | Elect Director Graeme Duncan | | Mgmt | | For | | Refer | | Withhold |
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1e | | Elect Director Maurice Chagnaud | | Mgmt | | For | | For | | For |
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2 | | Approve PricewaterhouseCoopers LLP (UK) as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
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3 | | Amend Articles of Association | | Mgmt | | For | | Refer | | Against |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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IVY HIGH INCOME OPPORTUNITIES FUND |
(Registrant) |
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By: | | /s/ Philip A. Shipp |
| | Philip A. Shipp, Assistant Secretary |
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Date: | | August 31, 2020 |
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By: | | /s/ Philip J. Sanders |
| | Philip J. Sanders, President and Principal Executive Officer |
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Date: | | August 31, 2020 |