SCHEDULE 14A
(RULE 14a-101)
Information Required in Proxy Statement
Schedule 14A Information
Proxy Statement Pursuant to Section 14(a) of the
Securities Exchange Act of 1934
| Filed by the Registrant | x |
| Filed by a Party other than the Registrant | o |
Check the appropriate box:
| o | Preliminary Proxy Statement |
| o | Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
| o | Definitive Proxy Statement |
| x | Definitive Additional Materials |
| o | Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 |
Capitala Finance Corp.
(Name of Registrant as Specified in Its Charter)
Name of Person(s) Filing Proxy Statement if other than the Registrant)
Payment of Filing Fee (Check the appropriate box):
| x | No fee required. |
| o | Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. |
| (1) | Title of each class of securities to which transaction applies: | |
| (2) | Aggregate number of securities to which transaction applies: | |
| (3) | Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (Set forth the amount on which the filing fee is calculated and state how it was determined): | |
| (4) | Proposed maximum aggregate value of transaction: | |
| (5) | Total fee paid: | |
| o | Fee paid previously with preliminary materials. |
| o | Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the form or schedule and the date of its filing. |
| (1) | Amount previously Paid: | |
| (2) | Form, schedule or registration statement No.: | |
| (3) | Filing party: | |
| (4) | Date filed: | |
**** IMPORTANT ****
**** PLEASE VOTE TODAY****
Dear Fellow Stockholder:
Enclosed you will find an additional proxy voting form relating to Capitala Finance Corp’s Special Meeting of Stockholders to be held on May 27, 2021.
Because we have not yet heard from you, we are sending you this reminder notice and we urge you to vote your shares immediately.
As a stockholder, you have the right to vote over the Internet or by telephone, and we are asking you to do so now to save Capitala Finance Corp. further expense and to ensure that your vote is counted. Instructions on how to vote over the telephone or Internet are enclosed in this package.
Your shares cannot be represented at the Special Meeting with respect to any matters to be voted upon unless you either sign and return the enclosed voting form or vote by telephone or over the Internet. We strongly encourage you to exercise your right to vote today.
Thank you for your investment in Capitala Finance Corp. and for voting your shares. If you have questions or need help voting your shares, please call our proxy solicitation firm, Morrow Sodali LLC at 1-800-267-0201.
Sincerely yours,
Joseph B. Alala, III
Chairman and Chief Executive Officer