UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-23029
Principal Exchange-Traded Funds
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(Exact name of registrant as specified in charter)
711 High Street, Des Moines, Iowa 50392
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(Address of principal executive offices)(Zip code)
LAURA B. LATHAM
Principal Financial Group
Des Moines, Iowa 50392
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(Name and address of agent for service)
Registrant's telephone number, including area code: 515-247-5419
Date of fiscal year end: 06/30
Date of reporting period: 07/01/2020 - 06/30/2021
FORM N-PX
ICA File Number: 811-23029
Registrant Name: Principal Exchange-Traded Funds
Reporting Period: 07/01/2020 - 06/30/2021
Principal Active Global Dividend Income ETF
| APPLE INC. Meeting Date: FEB 23, 2021 Record Date: DEC 28, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AAPL Security ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Andrea Jung | Management | For | For |
| 1e | Elect Director Art Levinson | Management | For | For |
| 1f | Elect Director Monica Lozano | Management | For | For |
| 1g | Elect Director Ron Sugar | Management | For | For |
| 1h | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | For |
| 5 | Improve Principles of Executive Compensation Program | Shareholder | Against | Against |
| BRIDGESTONE CORP. Meeting Date: MAR 26, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 5108 Security ID: J04578126 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
| 2 | Amend Articles to Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles - Clarify Director Authority on Board Meetings | Management | For | For |
| 3.1 | Elect Director Ishibashi, Shuichi | Management | For | For |
| 3.2 | Elect Director Higashi, Masahiro | Management | For | For |
| 3.3 | Elect Director Scott Trevor Davis | Management | For | For |
| 3.4 | Elect Director Okina, Yuri | Management | For | For |
| 3.5 | Elect Director Masuda, Kenichi | Management | For | For |
| 3.6 | Elect Director Yamamoto, Kenzo | Management | For | For |
| 3.7 | Elect Director Terui, Keiko | Management | For | For |
| 3.8 | Elect Director Sasa, Seiichi | Management | For | For |
| 3.9 | Elect Director Shiba, Yojiro | Management | For | For |
| 3.10 | Elect Director Suzuki, Yoko | Management | For | For |
| 3.11 | Elect Director Hara, Hideo | Management | For | For |
| 3.12 | Elect Director Yoshimi, Tsuyoshi | Management | For | For |
| BROADRIDGE FINANCIAL SOLUTIONS, INC. Meeting Date: NOV 19, 2020 Record Date: SEP 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BR Security ID: 11133T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Pamela L. Carter | Management | For | For |
| 1c | Elect Director Richard J. Daly | Management | For | For |
| 1d | Elect Director Robert N. Duelks | Management | For | For |
| 1e | Elect Director Timothy C. Gokey | Management | For | For |
| 1f | Elect Director Brett A. Keller | Management | For | For |
| 1g | Elect Director Maura A. Markus | Management | For | For |
| 1h | Elect Director Thomas J. Perna | Management | For | For |
| 1i | Elect Director Alan J. Weber | Management | For | For |
| 1j | Elect Director Amit K. Zavery | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
| COLOPLAST A/S Meeting Date: DEC 03, 2020 Record Date: NOV 26, 2020 Meeting Type: ANNUAL | ||||
| Ticker: COLO.B Security ID: K16018192 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Approve Remuneration of Directors in the Amount of DKK 1.35 Million for Chairman, DKK 787,500 for Deputy Chairman, and DKK 450,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 6.1 | Approve Update of the Company's Overall Guidelines for Incentive Pay to the Executive Management | Management | For | For |
| 6.2.1 | Amend Corporate Purpose | Management | For | For |
| 6.2.2 | Amend Articles Re: Electronic General Meetings | Management | For | Against |
| 6.3 | Instruct Board to Complete an Assessment of the Ability of the Company to Publish Country-by-Country Tax Reporting in line with the Global Reporting Initiative's Standard (GRI 207: Tax 2019) starting from Financial Year 2021/22 | Shareholder | For | For |
| 7.1 | Reelect Lars Soren Rasmussen as Director | Management | For | For |
| 7.2 | Reelect Niels Peter Louis-Hansen as Director | Management | For | For |
| 7.3 | Reelect Birgitte Nielsen as Director | Management | For | For |
| 7.4 | Reelect Carsten Hellmann as Director | Management | For | For |
| 7.5 | Reelect Jette Nygaard-Andersen as Director | Management | For | For |
| 7.6 | Elect Marianne Wiinholt as New Director | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 9 | Other Business | Management | None | None |
| CSL LIMITED Meeting Date: OCT 14, 2020 Record Date: OCT 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CSL Security ID: Q3018U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2a | Elect Bruce Brook as Director | Management | For | For |
| 2b | Elect Carolyn Hewson as Director | Management | For | For |
| 2c | Elect Pascal Soriot as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Grant of Performance Share Units to Paul Perreault | Management | For | Against |
| DIAGEO PLC Meeting Date: SEP 28, 2020 Record Date: SEP 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: DGE Security ID: G42089113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Melissa Bethell as Director | Management | For | For |
| 6 | Re-elect Javier Ferran as Director | Management | For | For |
| 7 | Re-elect Susan Kilsby as Director | Management | For | For |
| 8 | Re-elect Lady Mendelsohn as Director | Management | For | For |
| 9 | Re-elect Ivan Menezes as Director | Management | For | For |
| 10 | Re-elect Kathryn Mikells as Director | Management | For | For |
| 11 | Re-elect Alan Stewart as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Amend Diageo 2001 Share Incentive Plan | Management | For | For |
| 17 | Approve Diageo 2020 Sharesave Plan | Management | For | For |
| 18 | Approve Diageo Deferred Bonus Share Plan | Management | For | For |
| 19 | Authorise the Company to Establish International Share Plans | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 23 | Adopt New Articles of Association | Management | For | For |
| 24 | Authorise 2019 Share Buy-backs and Employee Benefit and Share Ownership Trust Transactions | Management | For | For |
| ENERGIZER HOLDINGS, INC. Meeting Date: FEB 01, 2021 Record Date: DEC 04, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ENR Security ID: 29272W109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carlos Abrams-Rivera | Management | For | For |
| 1b | Elect Director Bill G. Armstrong | Management | For | For |
| 1c | Elect Director Cynthia J. Brinkley | Management | For | For |
| 1d | Elect Director Rebecca Frankiewicz | Management | For | For |
| 1e | Elect Director Alan R. Hoskins | Management | For | For |
| 1f | Elect Director Kevin J. Hunt | Management | For | For |
| 1g | Elect Director James C. Johnson | Management | For | For |
| 1h | Elect Director Mark S. LaVigne | Management | For | For |
| 1i | Elect Director Patrick J. Moore | Management | For | For |
| 1j | Elect Director Nneka L. Rimmer | Management | For | For |
| 1k | Elect Director Robert V. Vitale | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EXPERIAN PLC Meeting Date: JUL 22, 2020 Record Date: JUL 20, 2020 Meeting Type: ANNUAL | ||||
| Ticker: EXPN Security ID: G32655105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Re-elect Dr Ruba Borno as Director | Management | For | For |
| 5 | Re-elect Brian Cassin as Director | Management | For | For |
| 6 | Re-elect Caroline Donahue as Director | Management | For | For |
| 7 | Re-elect Luiz Fleury as Director | Management | For | For |
| 8 | Re-elect Deirdre Mahlan as Director | Management | For | For |
| 9 | Re-elect Lloyd Pitchford as Director | Management | For | For |
| 10 | Re-elect Mike Rogers as Director | Management | For | For |
| 11 | Re-elect George Rose as Director | Management | For | For |
| 12 | Re-elect Kerry Williams as Director | Management | For | For |
| 13 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| JAMES HARDIE INDUSTRIES PLC Meeting Date: NOV 05, 2020 Record Date: NOV 04, 2020 Meeting Type: ANNUAL | ||||
| Ticker: JHX Security ID: G4253H119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve the Remuneration Report | Management | For | For |
| 3a | Elect Moe Nozari as Director | Management | For | For |
| 3b | Elect Nigel Stein as Director | Management | For | For |
| 3c | Elect Harold Wiens as Director | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Approve the Grant of Fiscal Year 2021 Return on Capital Employed Restricted Stock Units to Jack Truong | Management | For | For |
| 6 | Approve the Grant of Fiscal Year 2021 Relative Total Shareholder Return Restricted Stock Units to Jack Truong | Management | For | For |
| 7 | Approve Renewal of Authority for Director to Issues Shares without Pre-emptive Rights | Management | For | For |
| 8 | Approve the Amendments to the Company's Articles of Association | Management | For | Against |
| 9 | Approve 2020 Non-Executive Director Equity Plan and Issuance of Shares Thereunder | Management | None | For |
| LAM RESEARCH CORPORATION Meeting Date: NOV 03, 2020 Record Date: SEP 04, 2020 Meeting Type: ANNUAL | ||||
| Ticker: LRCX Security ID: 512807108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sohail U. Ahmed | Management | For | For |
| 1.2 | Elect Director Timothy M. Archer | Management | For | For |
| 1.3 | Elect Director Eric K. Brandt | Management | For | For |
| 1.4 | Elect Director Michael R. Cannon | Management | For | For |
| 1.5 | Elect Director Catherine P. Lego | Management | For | For |
| 1.6 | Elect Director Bethany J. Mayer | Management | For | For |
| 1.7 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1.8 | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | For |
| 1.9 | Elect Director Leslie F. Varon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MEDTRONIC PLC Meeting Date: DEC 11, 2020 Record Date: OCT 15, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MDT Security ID: G5960L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Craig Arnold | Management | For | For |
| 1c | Elect Director Scott C. Donnelly | Management | For | For |
| 1d | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1e | Elect Director Randall J. Hogan, III | Management | For | For |
| 1f | Elect Director Michael O. Leavitt | Management | For | For |
| 1g | Elect Director James T. Lenehan | Management | For | For |
| 1h | Elect Director Kevin E. Lofton | Management | For | For |
| 1i | Elect Director Geoffrey S. Martha | Management | For | For |
| 1j | Elect Director Elizabeth G. Nabel | Management | For | For |
| 1k | Elect Director Denise M. O'Leary | Management | For | For |
| 1l | Elect Director Kendall J. Powell | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For |
| 6 | Authorize Overseas Market Purchases of Ordinary Shares | Management | For | For |
| MICROCHIP TECHNOLOGY INCORPORATED Meeting Date: AUG 18, 2020 Record Date: JUN 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MCHP Security ID: 595017104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steve Sanghi | Management | For | For |
| 1.2 | Elect Director Matthew W. Chapman | Management | For | For |
| 1.3 | Elect Director L.B. Day | Management | For | For |
| 1.4 | Elect Director Esther L. Johnson | Management | For | For |
| 1.5 | Elect Director Wade F. Meyercord | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MICROSOFT CORPORATION Meeting Date: DEC 02, 2020 Record Date: OCT 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MSFT Security ID: 594918104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.2 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.3 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.4 | Elect Director Satya Nadella | Management | For | For |
| 1.5 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.6 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.7 | Elect Director Charles W. Scharf | Management | For | For |
| 1.8 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.9 | Elect Director John W. Stanton | Management | For | For |
| 1.10 | Elect Director John W. Thompson | Management | For | For |
| 1.11 | Elect Director Emma N. Walmsley | Management | For | For |
| 1.12 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| NIKE, INC. Meeting Date: SEP 17, 2020 Record Date: JUL 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: NKE Security ID: 654106103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1b | Elect Director Peter B. Henry | Management | For | For |
| 1c | Elect Director Michelle A. Peluso | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Political Contributions Disclosure | Shareholder | Against | For |
| RUBIS SCA Meeting Date: DEC 09, 2020 Record Date: DEC 07, 2020 Meeting Type: SPECIAL | ||||
| Ticker: RUI Security ID: F7686C152 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 2 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 3 | Amend Article 56 of Bylaws Re: General Management Rights on Company Income | Management | For | For |
| 4 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| STARBUCKS CORPORATION Meeting Date: MAR 17, 2021 Record Date: JAN 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SBUX Security ID: 855244109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard E. Allison, Jr. | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer *Withdrawn Resolution* | Management | None | None |
| 1c | Elect Director Andrew Campion | Management | For | For |
| 1d | Elect Director Mary N. Dillon | Management | For | For |
| 1e | Elect Director Isabel Ge Mahe | Management | For | For |
| 1f | Elect Director Mellody Hobson | Management | For | For |
| 1g | Elect Director Kevin R. Johnson | Management | For | For |
| 1h | Elect Director Jorgen Vig Knudstorp | Management | For | For |
| 1i | Elect Director Satya Nadella | Management | For | For |
| 1j | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1k | Elect Director Clara Shih | Management | For | For |
| 1l | Elect Director Javier G. Teruel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
| TE CONNECTIVITY LTD. Meeting Date: MAR 10, 2021 Record Date: FEB 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TEL Security ID: H84989104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Pierre R. Brondeau | Management | For | For |
| 1b | Elect Director Terrence R. Curtin | Management | For | For |
| 1c | Elect Director Carol A. (John) Davidson | Management | For | For |
| 1d | Elect Director Lynn A. Dugle | Management | For | For |
| 1e | Elect Director William A. Jeffrey | Management | For | For |
| 1f | Elect Director David M. Kerko *Withdrawn Resolution* | Management | None | None |
| 1g | Elect Director Thomas J. Lynch | Management | For | For |
| 1h | Elect Director Heath A. Mitts | Management | For | For |
| 1i | Elect Director Yong Nam | Management | For | For |
| 1j | Elect Director Daniel J. Phelan | Management | For | For |
| 1k | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1l | Elect Director Mark C. Trudeau | Management | For | For |
| 1m | Elect Director Dawn C. Willoughby | Management | For | For |
| 1n | Elect Director Laura H. Wright | Management | For | For |
| 2 | Elect Board Chairman Thomas J. Lynch | Management | For | For |
| 3a | Elect Daniel J. Phelan as Member of Management Development and Compensation Committee | Management | For | For |
| 3b | Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee | Management | For | For |
| 3c | Elect Mark C. Trudeau as Member of Management Development and Compensation Committee | Management | For | For |
| 3d | Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee | Management | For | For |
| 4 | Designate Rene Schwarzenbach as Independent Proxy | Management | For | For |
| 5.1 | Accept Annual Report for Fiscal Year Ended September 25, 2020 | Management | For | For |
| 5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 25, 2020 | Management | For | For |
| 5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 25, 2020 | Management | For | For |
| 6 | Approve Discharge of Board and Senior Management | Management | For | For |
| 7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021 | Management | For | For |
| 7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | For |
| 7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Approve the Increase in Maximum Aggregate Remuneration of Executive Management | Management | For | For |
| 10 | Approve Maximum Aggregate Remuneration of Board of Directors | Management | For | For |
| 11 | Approve Allocation of Available Earnings at September 25, 2020 | Management | For | For |
| 12 | Approve Declaration of Dividend | Management | For | For |
| 13 | Approve Reduction in Share Capital via Cancelation of Shares | Management | For | For |
| 14 | Amend Non-Qualified Employee Stock Purchase Plan | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Adjourn Meeting | Management | For | For |
| VISA INC. Meeting Date: JAN 26, 2021 Record Date: NOV 27, 2020 Meeting Type: ANNUAL | ||||
| Ticker: V Security ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Ramon Laguarta | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Denise M. Morrison | Management | For | For |
| 1i | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1j | Elect Director Linda J. Rendle | Management | For | For |
| 1k | Elect Director John A. C. Swainson | Management | For | For |
| 1l | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Amend Principles of Executive Compensation Program | Shareholder | Against | Against |
Principal Active Income ETF
| ABBOTT LABORATORIES Meeting Date: APR 23, 2021 Record Date: FEB 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ABT Security ID: 002824100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.3 | Elect Director Sally E. Blount | Management | For | For |
| 1.4 | Elect Director Robert B. Ford | Management | For | For |
| 1.5 | Elect Director Michelle A. Kumbier | Management | For | For |
| 1.6 | Elect Director Darren W. McDew | Management | For | For |
| 1.7 | Elect Director Nancy McKinstry | Management | For | For |
| 1.8 | Elect Director William A. Osborn | Management | For | For |
| 1.9 | Elect Director Michael F. Roman | Management | For | For |
| 1.10 | Elect Director Daniel J. Starks | Management | For | For |
| 1.11 | Elect Director John G. Stratton | Management | For | For |
| 1.12 | Elect Director Glenn F. Tilton | Management | For | For |
| 1.13 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4a | Adopt Majority Voting Standard for Amendments of the Articles of Incorporation and Effect Other Ministerial Changes | Management | For | For |
| 4b | Adopt Majority Voting Standard for Certain Extraordinary Transactions | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Report on Racial Justice | Shareholder | Against | For |
| 7 | Require Independent Board Chair | Shareholder | Against | Against |
| ACUSHNET HOLDINGS CORP. Meeting Date: JUN 07, 2021 Record Date: APR 14, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GOLF Security ID: 005098108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Maher | Management | For | Withhold |
| 1.2 | Elect Director Yoon Soo (Gene) Yoon | Management | For | Withhold |
| 1.3 | Elect Director Jennifer Estabrook | Management | For | Withhold |
| 1.4 | Elect Director Gregory Hewett | Management | For | For |
| 1.5 | Elect Director Sean Sullivan | Management | For | For |
| 1.6 | Elect Director Steven Tishman | Management | For | For |
| 1.7 | Elect Director Walter (Wally) Uihlein | Management | For | Withhold |
| 1.8 | Elect Director Keun Chang (Kevin) Yoon | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AIR PRODUCTS AND CHEMICALS, INC. Meeting Date: JAN 28, 2021 Record Date: NOV 30, 2020 Meeting Type: ANNUAL | ||||
| Ticker: APD Security ID: 009158106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan K. Carter | Management | For | For |
| 1b | Elect Director Charles I. Cogut | Management | For | For |
| 1c | Elect Director Lisa A. Davis | Management | For | For |
| 1d | Elect Director Chadwick C. Deaton | Management | For | For |
| 1e | Elect Director Seifollah (Seifi) Ghasemi | Management | For | For |
| 1f | Elect Director David H. Y. Ho | Management | For | For |
| 1g | Elect Director Edward L. Monser | Management | For | For |
| 1h | Elect Director Matthew H. Paull | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ALABAMA POWER COMPANY Meeting Date: APR 23, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: APRDN Security ID: 010392462 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Angus R. Cooper, III | Management | For | Did Not Vote |
| 1b | Elect Director Mark A. Crosswhite | Management | For | Did Not Vote |
| 1c | Elect Director O.B. Grayson Hall, Jr. | Management | For | Did Not Vote |
| 1d | Elect Director Anthony A. Joseph | Management | For | Did Not Vote |
| 1e | Elect Director Robert D. Powers | Management | For | Did Not Vote |
| 1f | Elect Director Catherine J. Randall | Management | For | Did Not Vote |
| 1g | Elect Director R. Mitchell Shackleford, III | Management | For | Did Not Vote |
| 1h | Elect Director Selwyn M. Vickers | Management | For | Did Not Vote |
| 1i | Elect Director Phillip M. Webb | Management | For | Did Not Vote |
| ALEXANDRIA REAL ESTATE EQUITIES, INC. Meeting Date: MAY 18, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ARE Security ID: 015271109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joel S. Marcus | Management | For | For |
| 1.2 | Elect Director Steven R. Hash | Management | For | For |
| 1.3 | Elect Director James P. Cain | Management | For | Against |
| 1.4 | Elect Director Maria C. Freire | Management | For | Against |
| 1.5 | Elect Director Jennifer Friel Goldstein | Management | For | For |
| 1.6 | Elect Director Richard H. Klein | Management | For | For |
| 1.7 | Elect Director Michael A. Woronoff | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ALLETE, INC. Meeting Date: MAY 11, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ALE Security ID: 018522300 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kathryn W. Dindo | Management | For | For |
| 1b | Elect Director George G. Goldfarb | Management | For | For |
| 1c | Elect Director James J. Hoolihan | Management | For | For |
| 1d | Elect Director Heidi E. Jimmerson | Management | For | For |
| 1e | Elect Director Madeleine W. Ludlow | Management | For | For |
| 1f | Elect Director Susan K. Nestegard | Management | For | For |
| 1g | Elect Director Douglas C. Neve | Management | For | For |
| 1h | Elect Director Barbara A. Nick | Management | For | For |
| 1i | Elect Director Bethany M. Owen | Management | For | For |
| 1j | Elect Director Robert P. Powers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| APPLE INC. Meeting Date: FEB 23, 2021 Record Date: DEC 28, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AAPL Security ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Andrea Jung | Management | For | For |
| 1e | Elect Director Art Levinson | Management | For | For |
| 1f | Elect Director Monica Lozano | Management | For | For |
| 1g | Elect Director Ron Sugar | Management | For | For |
| 1h | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | For |
| 5 | Improve Principles of Executive Compensation Program | Shareholder | Against | Against |
| APPLIED MATERIALS, INC. Meeting Date: MAR 11, 2021 Record Date: JAN 14, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AMAT Security ID: 038222105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rani Borkar | Management | For | For |
| 1b | Elect Director Judy Bruner | Management | For | For |
| 1c | Elect Director Xun (Eric) Chen | Management | For | For |
| 1d | Elect Director Aart J. de Geus | Management | For | For |
| 1e | Elect Director Gary E. Dickerson | Management | For | For |
| 1f | Elect Director Thomas J. Iannotti | Management | For | For |
| 1g | Elect Director Alexander A. Karsner | Management | For | For |
| 1h | Elect Director Adrianna C. Ma | Management | For | For |
| 1i | Elect Director Yvonne McGill | Management | For | For |
| 1j | Elect Director Scott A. McGregor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Improve Executive Compensation Program and Policy | Shareholder | Against | Against |
| BANK OF HAWAII CORPORATION Meeting Date: APR 30, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BOH Security ID: 062540109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director S. Haunani Apoliona | Management | For | For |
| 1.2 | Elect Director Mark A. Burak | Management | For | For |
| 1.3 | Elect Director John C. Erickson | Management | For | For |
| 1.4 | Elect Director Joshua D. Feldman | Management | For | For |
| 1.5 | Elect Director Peter S. Ho | Management | For | For |
| 1.6 | Elect Director Michelle E. Hulst | Management | For | For |
| 1.7 | Elect Director Kent T. Lucien | Management | For | For |
| 1.8 | Elect Director Alicia E. Moy | Management | For | For |
| 1.9 | Elect Director Victor K. Nichols | Management | For | For |
| 1.10 | Elect Director Barbara J. Tanabe | Management | For | For |
| 1.11 | Elect Director Dana M. Tokioka | Management | For | For |
| 1.12 | Elect Director Raymond P. Vara, Jr. | Management | For | For |
| 1.13 | Elect Director Robert W. Wo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BCE INC. Meeting Date: APR 29, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BCE Security ID: 05534B760 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mirko Bibic | Management | For | For |
| 1.2 | Elect Director David F. Denison | Management | For | For |
| 1.3 | Elect Director Robert P. Dexter | Management | For | For |
| 1.4 | Elect Director Ian Greenberg | Management | For | For |
| 1.5 | Elect Director Katherine Lee | Management | For | For |
| 1.6 | Elect Director Monique F. Leroux | Management | For | For |
| 1.7 | Elect Director Sheila A. Murray | Management | For | For |
| 1.8 | Elect Director Gordon M. Nixon | Management | For | For |
| 1.9 | Elect Director Louis P. Pagnutti | Management | For | For |
| 1.10 | Elect Director Calin Rovinescu | Management | For | For |
| 1.11 | Elect Director Karen Sheriff | Management | For | For |
| 1.12 | Elect Director Robert C. Simmonds | Management | For | For |
| 1.13 | Elect Director Jennifer Tory | Management | For | For |
| 1.14 | Elect Director Cornell Wright | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| BLACKROCK, INC. Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BLK Security ID: 09247X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bader M. Alsaad | Management | For | For |
| 1b | Elect Director Pamela Daley | Management | For | For |
| 1c | Elect Director Jessica P. Einhorn | Management | For | For |
| 1d | Elect Director Laurence D. Fink | Management | For | For |
| 1e | Elect Director William E. Ford | Management | For | For |
| 1f | Elect Director Fabrizio Freda | Management | For | For |
| 1g | Elect Director Murry S. Gerber | Management | For | For |
| 1h | Elect Director Margaret 'Peggy' L. Johnson | Management | For | For |
| 1i | Elect Director Robert S. Kapito | Management | For | For |
| 1j | Elect Director Cheryl D. Mills | Management | For | For |
| 1k | Elect Director Gordon M. Nixon | Management | For | For |
| 1l | Elect Director Charles H. Robbins | Management | For | For |
| 1m | Elect Director Marco Antonio Slim Domit | Management | For | For |
| 1n | Elect Director Hans E. Vestberg | Management | For | For |
| 1o | Elect Director Susan L. Wagner | Management | For | For |
| 1p | Elect Director Mark Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 4a | Provide Right to Call Special Meeting | Management | For | For |
| 4b | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4c | Amend Charter to Eliminate Provisions that are No Longer Applicable and Make Other Technical Revisions | Management | For | For |
| 5 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| BROADRIDGE FINANCIAL SOLUTIONS, INC. Meeting Date: NOV 19, 2020 Record Date: SEP 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BR Security ID: 11133T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Pamela L. Carter | Management | For | For |
| 1c | Elect Director Richard J. Daly | Management | For | For |
| 1d | Elect Director Robert N. Duelks | Management | For | For |
| 1e | Elect Director Timothy C. Gokey | Management | For | For |
| 1f | Elect Director Brett A. Keller | Management | For | For |
| 1g | Elect Director Maura A. Markus | Management | For | For |
| 1h | Elect Director Thomas J. Perna | Management | For | For |
| 1i | Elect Director Alan J. Weber | Management | For | For |
| 1j | Elect Director Amit K. Zavery | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
| CHEVRON CORPORATION Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CVX Security ID: 166764100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director John B. Frank | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director Marillyn A. Hewson | Management | For | For |
| 1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1g | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1h | Elect Director Dambisa F. Moyo | Management | For | For |
| 1i | Elect Director Debra Reed-Klages | Management | For | For |
| 1j | Elect Director Ronald D. Sugar | Management | For | For |
| 1k | Elect Director D. James Umpleby, III | Management | For | For |
| 1l | Elect Director Michael K. Wirth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Scope 3 Emissions | Shareholder | Against | For |
| 5 | Report on Impacts of Net Zero 2050 Scenario | Shareholder | Against | For |
| 6 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 8 | Require Independent Board Chair | Shareholder | Against | Against |
| 9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| CHUBB LIMITED Meeting Date: MAY 20, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CB Security ID: H1467J104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Allocate Disposable Profit | Management | For | For |
| 2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | Management | For | For |
| 3 | Approve Discharge of Board of Directors | Management | For | For |
| 4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Statutory Auditor | Management | For | For |
| 4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm | Management | For | For |
| 4.3 | Ratify BDO AG (Zurich) as Special Audit Firm | Management | For | For |
| 5.1 | Elect Director Evan G. Greenberg | Management | For | For |
| 5.2 | Elect Director Michael P. Connors | Management | For | For |
| 5.3 | Elect Director Michael G. Atieh | Management | For | For |
| 5.4 | Elect Director Sheila P. Burke | Management | For | For |
| 5.5 | Elect Director Mary Cirillo | Management | For | For |
| 5.6 | Elect Director Robert J. Hugin | Management | For | For |
| 5.7 | Elect Director Robert W. Scully | Management | For | For |
| 5.8 | Elect Director Eugene B. Shanks, Jr. | Management | For | For |
| 5.9 | Elect Director Theodore E. Shasta | Management | For | For |
| 5.10 | Elect Director David H. Sidwell | Management | For | For |
| 5.11 | Elect Director Olivier Steimer | Management | For | For |
| 5.12 | Elect Director Luis Tellez | Management | For | For |
| 5.13 | Elect Director Frances F. Townsend | Management | For | For |
| 6 | Elect Evan G. Greenberg as Board Chairman | Management | For | Against |
| 7.1 | Elect Michael P. Connors as Member of the Compensation Committee | Management | For | For |
| 7.2 | Elect Mary Cirillo as Member of the Compensation Committee | Management | For | For |
| 7.3 | Elect Frances F. Townsend as Member of the Compensation Committee | Management | For | For |
| 8 | Designate Homburger AG as Independent Proxy | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Approve CHF 86,557,222.50 Reduction in Share Capital via Cancellation in Nominal Value of CHF 24.15 each | Management | For | For |
| 11.1 | Approve the Maximum Aggregate Remuneration of Directors | Management | For | For |
| 11.2 | Approve Remuneration of Executive Management in the Amount of USD 48 Million for Fiscal 2022 | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Transact Other Business (Voting) | Management | For | Against |
| COLUMBIA BANKING SYSTEM, INC. Meeting Date: MAY 26, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: COLB Security ID: 197236102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Craig D. Eerkes | Management | For | For |
| 1b | Elect Director Laura Alvarez Schrag | Management | For | For |
| 1c | Elect Director Ford Elsaesser | Management | For | For |
| 1d | Elect Director Mark A. Finkelstein | Management | For | For |
| 1e | Elect Director Eric S. Forrest | Management | For | For |
| 1f | Elect Director Thomas M. Hulbert | Management | For | For |
| 1g | Elect Director Michelle M. Lantow | Management | For | For |
| 1h | Elect Director Randal L. Lund | Management | For | For |
| 1i | Elect Director Tracy Mack-Askew | Management | For | For |
| 1j | Elect Director S. Mae Fujita Numata | Management | For | For |
| 1k | Elect Director Elizabeth W. Seaton | Management | For | For |
| 1l | Elect Director Clint E. Stein | Management | For | For |
| 1m | Elect Director Janine T. Terrano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| COMCAST CORPORATION Meeting Date: JUN 02, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CMCSA Security ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Naomi M. Bergman | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Risks Posed by the Failing to Prevent Workplace Sexual Harassment | Shareholder | Against | Against |
| COSTCO WHOLESALE CORPORATION Meeting Date: JAN 21, 2021 Record Date: NOV 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: COST Security ID: 22160K105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Susan L. Decker | Management | For | For |
| 1.2 | Elect Director Kenneth D. Denman | Management | For | For |
| 1.3 | Elect Director Richard A. Galanti | Management | For | For |
| 1.4 | Elect Director W. Craig Jelinek | Management | For | For |
| 1.5 | Elect Director Sally Jewell | Management | For | For |
| 1.6 | Elect Director Charles T. Munger | Management | For | For |
| 1.7 | Elect Director Jeffrey S. Raikes | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CULLEN/FROST BANKERS, INC. Meeting Date: APR 28, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CFR Security ID: 229899109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carlos Alvarez | Management | For | For |
| 1.2 | Elect Director Chris M. Avery | Management | For | For |
| 1.3 | Elect Director Anthony R. (Tony) Chase | Management | For | For |
| 1.4 | Elect Director Cynthia J. Comparin | Management | For | For |
| 1.5 | Elect Director Samuel G. Dawson | Management | For | For |
| 1.6 | Elect Director Crawford H. Edwards | Management | For | For |
| 1.7 | Elect Director Patrick B. Frost | Management | For | For |
| 1.8 | Elect Director Phillip D. Green | Management | For | For |
| 1.9 | Elect Director David J. Haemisegger | Management | For | For |
| 1.10 | Elect Director Karen E. Jennings | Management | For | For |
| 1.11 | Elect Director Charles W. Matthews | Management | For | Against |
| 1.12 | Elect Director Ida Clement Steen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DEERE & COMPANY Meeting Date: FEB 24, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: DE Security ID: 244199105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tamra A. Erwin | Management | For | For |
| 1b | Elect Director Alan C. Heuberger | Management | For | For |
| 1c | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1d | Elect Director Dipak C. Jain | Management | For | For |
| 1e | Elect Director Michael O. Johanns | Management | For | For |
| 1f | Elect Director Clayton M. Jones | Management | For | For |
| 1g | Elect Director John C. May | Management | For | For |
| 1h | Elect Director Gregory R. Page | Management | For | For |
| 1i | Elect Director Sherry M. Smith | Management | For | For |
| 1j | Elect Director Dmitri L. Stockton | Management | For | For |
| 1k | Elect Director Sheila G. Talton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| DIGITAL REALTY TRUST, INC. Meeting Date: JUN 03, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DLR Security ID: 253868103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Laurence A. Chapman | Management | For | Against |
| 1b | Elect Director Alexis Black Bjorlin | Management | For | For |
| 1c | Elect Director VeraLinn "Dash" Jamieson | Management | For | For |
| 1d | Elect Director Kevin J. Kennedy | Management | For | For |
| 1e | Elect Director William G. LaPerch | Management | For | Against |
| 1f | Elect Director Jean F.H.P. Mandeville | Management | For | For |
| 1g | Elect Director Afshin Mohebbi | Management | For | For |
| 1h | Elect Director Mark R. Patterson | Management | For | Against |
| 1i | Elect Director Mary Hogan Preusse | Management | For | Against |
| 1j | Elect Director Dennis E. Singleton | Management | For | For |
| 1k | Elect Director A. William Stein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EAST WEST BANCORP, INC. Meeting Date: MAY 27, 2021 Record Date: MAR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EWBC Security ID: 27579R104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Molly Campbell | Management | For | For |
| 1.2 | Elect Director Iris S. Chan | Management | For | For |
| 1.3 | Elect Director Archana Deskus | Management | For | For |
| 1.4 | Elect Director Rudolph I. Estrada | Management | For | For |
| 1.5 | Elect Director Paul H. Irving | Management | For | For |
| 1.6 | Elect Director Jack C. Liu | Management | For | For |
| 1.7 | Elect Director Dominic Ng | Management | For | For |
| 1.8 | Elect Director Lester M. Sussman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| EOG RESOURCES, INC. Meeting Date: APR 29, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EOG Security ID: 26875P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Janet F. Clark | Management | For | For |
| 1b | Elect Director Charles R. Crisp | Management | For | For |
| 1c | Elect Director Robert P. Daniels | Management | For | For |
| 1d | Elect Director James C. Day | Management | For | For |
| 1e | Elect Director C. Christopher Gaut | Management | For | For |
| 1f | Elect Director Michael T. Kerr | Management | For | For |
| 1g | Elect Director Julie J. Robertson | Management | For | For |
| 1h | Elect Director Donald F. Textor | Management | For | For |
| 1i | Elect Director William R. Thomas | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EVERSOURCE ENERGY Meeting Date: MAY 05, 2021 Record Date: MAR 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ES Security ID: 30040W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cotton M. Cleveland | Management | For | For |
| 1.2 | Elect Director James S. DiStasio | Management | For | For |
| 1.3 | Elect Director Francis A. Doyle | Management | For | For |
| 1.4 | Elect Director Linda Dorcena Forry | Management | For | For |
| 1.5 | Elect Director Gregory M. Jones | Management | For | For |
| 1.6 | Elect Director James J. Judge | Management | For | For |
| 1.7 | Elect Director John Y. Kim | Management | For | For |
| 1.8 | Elect Director Kenneth R. Leibler | Management | For | For |
| 1.9 | Elect Director David H. Long | Management | For | For |
| 1.10 | Elect Director William C. Van Faasen | Management | For | For |
| 1.11 | Elect Director Frederica M. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche as Auditors | Management | For | For |
| EXXON MOBIL CORPORATION Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: PROXY CONTEST | ||||
| Ticker: XOM Security ID: 30231G102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (Blue Proxy Card) | ||||
| 1.1 | Elect Director Michael J. Angelakis | Management | For | Did Not Vote |
| 1.2 | Elect Director Susan K. Avery | Management | For | Did Not Vote |
| 1.3 | Elect Director Angela F. Braly | Management | For | Did Not Vote |
| 1.4 | Elect Director Ursula M. Burns | Management | For | Did Not Vote |
| 1.5 | Elect Director Kenneth C. Frazier | Management | For | Did Not Vote |
| 1.6 | Elect Director Joseph L. Hooley | Management | For | Did Not Vote |
| 1.7 | Elect Director Steven A. Kandarian | Management | For | Did Not Vote |
| 1.8 | Elect Director Douglas R. Oberhelman | Management | For | Did Not Vote |
| 1.9 | Elect Director Samuel J. Palmisano | Management | For | Did Not Vote |
| 1.10 | Elect Director Jeffrey W. Ubben | Management | For | Did Not Vote |
| 1.11 | Elect Director Darren W. Woods | Management | For | Did Not Vote |
| 1.12 | Elect Director Wan Zulkiflee | Management | For | Did Not Vote |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Require Independent Board Chair | Shareholder | Against | Did Not Vote |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Did Not Vote |
| 6 | Issue Audited Report on Financial Impacts of IEA's Net Zero 2050 Scenario | Shareholder | Against | Did Not Vote |
| 7 | Report on Costs and Benefits of Environmental-Related Expenditures | Shareholder | Against | Did Not Vote |
| 8 | Report on Political Contributions | Shareholder | Against | Did Not Vote |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | Did Not Vote |
| 10 | Report on Corporate Climate Lobbying Aligned with Paris Agreement | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (White Proxy Card) | ||||
| 1.1 | Elect Director Gregory J. Goff | Shareholder | For | For |
| 1.2 | Elect Director Kaisa Hietala | Shareholder | For | For |
| 1.3 | Elect Director Alexander A. Karsner | Shareholder | For | For |
| 1.4 | Elect Director Anders Runevad | Shareholder | For | Withhold |
| 1.5 | Management Nominee Michael J. Angelakis | Shareholder | For | For |
| 1.6 | Management Nominee Susan K. Avery | Shareholder | For | For |
| 1.7 | Management Nominee Angela F. Braly | Shareholder | For | For |
| 1.8 | Management Nominee Ursula M. Burns | Shareholder | For | For |
| 1.9 | Management Nominee Kenneth C. Frazier | Shareholder | For | For |
| 1.10 | Management Nominee Joseph L. Hooley | Shareholder | For | For |
| 1.11 | Management Nominee Jeffrey W. Ubben | Shareholder | For | For |
| 1.12 | Management Nominee Darren W. Woods | Shareholder | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
| 4 | Require Independent Board Chair | Shareholder | None | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | None | For |
| 6 | Issue Audited Report on Financial Impacts of IEA's Net Zero 2050 Scenario | Shareholder | None | For |
| 7 | Report on Costs and Benefits of Environmental-Related Expenditures | Shareholder | None | Against |
| 8 | Report on Political Contributions | Shareholder | None | For |
| 9 | Report on Lobbying Payments and Policy | Shareholder | None | For |
| 10 | Report on Corporate Climate Lobbying Aligned with Paris Agreement | Shareholder | None | For |
| FIDELITY NATIONAL FINANCIAL, INC. Meeting Date: JUN 16, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FNF Security ID: 31620R303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raymond R. Quirk | Management | For | For |
| 1.2 | Elect Director Sandra D. Morgan | Management | For | For |
| 1.3 | Elect Director Heather H. Murren | Management | For | For |
| 1.4 | Elect Director John D. Rood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HASBRO, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HAS Security ID: 418056107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth A. Bronfin | Management | For | For |
| 1.2 | Elect Director Michael R. Burns | Management | For | For |
| 1.3 | Elect Director Hope F. Cochran | Management | For | For |
| 1.4 | Elect Director Lisa Gersh | Management | For | For |
| 1.5 | Elect Director Brian D. Goldner | Management | For | For |
| 1.6 | Elect Director Tracy A. Leinbach | Management | For | For |
| 1.7 | Elect Director Edward M. Philip | Management | For | For |
| 1.8 | Elect Director Laurel J. Richie | Management | For | For |
| 1.9 | Elect Director Richard S. Stoddart | Management | For | For |
| 1.10 | Elect Director Mary Beth West | Management | For | For |
| 1.11 | Elect Director Linda K. Zecher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| HOLLYFRONTIER CORPORATION Meeting Date: MAY 12, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HFC Security ID: 436106108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anne-Marie N. Ainsworth | Management | For | For |
| 1b | Elect Director Anna C. Catalano | Management | For | For |
| 1c | Elect Director Leldon E. Echols | Management | For | For |
| 1d | Elect Director Manuel J. Fernandez | Management | For | For |
| 1e | Elect Director Michael C. Jennings | Management | For | For |
| 1f | Elect Director R. Craig Knocke | Management | For | For |
| 1g | Elect Director Robert J. Kostelnik | Management | For | For |
| 1h | Elect Director James H. Lee | Management | For | For |
| 1i | Elect Director Franklin Myers | Management | For | For |
| 1j | Elect Director Michael E. Rose | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | For |
| HONEYWELL INTERNATIONAL INC. Meeting Date: MAY 21, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HON Security ID: 438516106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Darius Adamczyk | Management | For | For |
| 1B | Elect Director Duncan B. Angove | Management | For | For |
| 1C | Elect Director William S. Ayer | Management | For | For |
| 1D | Elect Director Kevin Burke | Management | For | For |
| 1E | Elect Director D. Scott Davis | Management | For | For |
| 1F | Elect Director Deborah Flint | Management | For | For |
| 1G | Elect Director Judd Gregg | Management | For | For |
| 1H | Elect Director Grace D. Lieblein | Management | For | For |
| 1I | Elect Director Raymond T. Odierno | Management | For | For |
| 1J | Elect Director George Paz | Management | For | For |
| 1K | Elect Director Robin L. Washington | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| HORMEL FOODS CORPORATION Meeting Date: JAN 26, 2021 Record Date: NOV 27, 2020 Meeting Type: ANNUAL | ||||
| Ticker: HRL Security ID: 440452100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Prama Bhatt | Management | For | For |
| 1b | Elect Director Gary C. Bhojwani | Management | For | For |
| 1c | Elect Director Terrell K. Crews | Management | For | For |
| 1d | Elect Director Stephen M. Lacy | Management | For | For |
| 1e | Elect Director Elsa A. Murano | Management | For | For |
| 1f | Elect Director Susan K. Nestegard | Management | For | For |
| 1g | Elect Director William A. Newlands | Management | For | For |
| 1h | Elect Director Christopher J. Policinski | Management | For | For |
| 1i | Elect Director Jose Luis Prado | Management | For | For |
| 1j | Elect Director Sally J. Smith | Management | For | For |
| 1k | Elect Director James P. Snee | Management | For | For |
| 1l | Elect Director Steven A. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| JOHNSON & JOHNSON Meeting Date: APR 22, 2021 Record Date: FEB 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: JNJ Security ID: 478160104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary C. Beckerle | Management | For | For |
| 1b | Elect Director D. Scott Davis | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Jennifer A. Doudna | Management | For | For |
| 1e | Elect Director Alex Gorsky | Management | For | For |
| 1f | Elect Director Marillyn A. Hewson | Management | For | For |
| 1g | Elect Director Hubert Joly | Management | For | For |
| 1h | Elect Director Mark B. McClellan | Management | For | For |
| 1i | Elect Director Anne M. Mulcahy | Management | For | For |
| 1j | Elect Director Charles Prince | Management | For | For |
| 1k | Elect Director A. Eugene Washington | Management | For | For |
| 1l | Elect Director Mark A. Weinberger | Management | For | For |
| 1m | Elect Director Nadja Y. West | Management | For | For |
| 1n | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics | Shareholder | Against | For |
| 5 | Require Independent Board Chair | Shareholder | Against | For |
| 6 | Report on Civil Rights Audit | Shareholder | Against | Against |
| 7 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
| JPMORGAN CHASE & CO. Meeting Date: MAY 18, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: JPM Security ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director Stephen B. Burke | Management | For | For |
| 1c | Elect Director Todd A. Combs | Management | For | For |
| 1d | Elect Director James S. Crown | Management | For | For |
| 1e | Elect Director James Dimon | Management | For | For |
| 1f | Elect Director Timothy P. Flynn | Management | For | For |
| 1g | Elect Director Mellody Hobson | Management | For | For |
| 1h | Elect Director Michael A. Neal | Management | For | For |
| 1i | Elect Director Phebe N. Novakovic | Management | For | For |
| 1j | Elect Director Virginia M. Rometty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | For |
| 6 | Report on Racial Equity Audit | Shareholder | Against | Against |
| 7 | Require Independent Board Chair | Shareholder | Against | For |
| 8 | Report on Congruency Political Analysis and Electioneering Expenditures | Shareholder | Against | For |
| LCI INDUSTRIES Meeting Date: MAY 20, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LCII Security ID: 50189K103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James F. Gero | Management | For | For |
| 1b | Elect Director Frank J. Crespo | Management | For | For |
| 1c | Elect Director Brendan J. Deely | Management | For | For |
| 1d | Elect Director Ronald J. Fenech | Management | For | For |
| 1e | Elect Director Tracy D. Graham | Management | For | For |
| 1f | Elect Director Virginia L. Henkels | Management | For | For |
| 1g | Elect Director Jason D. Lippert | Management | For | For |
| 1h | Elect Director Stephanie K. Mains | Management | For | For |
| 1i | Elect Director Kieran M. O'Sullivan | Management | For | For |
| 1j | Elect Director David A. Reed | Management | For | For |
| 1k | Elect Director John A. Sirpilla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| LINCOLN ELECTRIC HOLDINGS, INC. Meeting Date: APR 22, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LECO Security ID: 533900106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Curtis E. Espeland | Management | For | For |
| 1.2 | Elect Director Patrick P. Goris | Management | For | For |
| 1.3 | Elect Director Stephen G. Hanks | Management | For | For |
| 1.4 | Elect Director Michael F. Hilton | Management | For | For |
| 1.5 | Elect Director G. Russell Lincoln | Management | For | For |
| 1.6 | Elect Director Kathryn Jo Lincoln | Management | For | For |
| 1.7 | Elect Director William E. MacDonald, III | Management | For | For |
| 1.8 | Elect Director Christopher L. Mapes | Management | For | For |
| 1.9 | Elect Director Phillip J. Mason | Management | For | For |
| 1.10 | Elect Director Ben P. Patel | Management | For | For |
| 1.11 | Elect Director Hellene S. Runtagh | Management | For | For |
| 1.12 | Elect Director Kellye L. Walker | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MAGNA INTERNATIONAL INC. Meeting Date: MAY 06, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MG Security ID: 559222401 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Peter G. Bowie | Management | For | For |
| 1B | Elect Director Mary S. Chan | Management | For | For |
| 1C | Elect Director V. Peter Harder | Management | For | For |
| 1D | Elect Director Seetarama S. Kotagiri | Management | For | For |
| 1E | Elect Director Kurt J. Lauk | Management | For | For |
| 1F | Elect Director Robert F. MacLellan | Management | For | For |
| 1G | Elect Director Mary Lou Maher | Management | For | For |
| 1H | Elect Director Cynthia A. Niekamp | Management | For | For |
| 1I | Elect Director William A. Ruh | Management | For | For |
| 1J | Elect Director Indira V. Samarasekera | Management | For | For |
| 1K | Elect Director Lisa S. Westlake | Management | For | For |
| 1L | Elect Director William L. Young | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| MARATHON PETROLEUM CORPORATION Meeting Date: APR 28, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MPC Security ID: 56585A102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Abdulaziz F. Alkhayyal | Management | For | For |
| 1b | Elect Director Jonathan Z. Cohen | Management | For | For |
| 1c | Elect Director Michael J. Hennigan | Management | For | For |
| 1d | Elect Director Frank M. Semple | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Shareholder | Against | For |
| MEDICAL PROPERTIES TRUST, INC. Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MPW Security ID: 58463J304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward K. Aldag, Jr. | Management | For | For |
| 1.2 | Elect Director G. Steven Dawson | Management | For | For |
| 1.3 | Elect Director R. Steven Hamner | Management | For | For |
| 1.4 | Elect Director Caterina A. Mozingo | Management | For | For |
| 1.5 | Elect Director Elizabeth N. Pitman | Management | For | For |
| 1.6 | Elect Director C. Reynolds Thompson, III | Management | For | For |
| 1.7 | Elect Director D. Paul Sparks, Jr. | Management | For | For |
| 1.8 | Elect Director Michael G. Stewart | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MEDTRONIC PLC Meeting Date: DEC 11, 2020 Record Date: OCT 15, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MDT Security ID: G5960L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Craig Arnold | Management | For | For |
| 1c | Elect Director Scott C. Donnelly | Management | For | For |
| 1d | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1e | Elect Director Randall J. Hogan, III | Management | For | For |
| 1f | Elect Director Michael O. Leavitt | Management | For | For |
| 1g | Elect Director James T. Lenehan | Management | For | For |
| 1h | Elect Director Kevin E. Lofton | Management | For | For |
| 1i | Elect Director Geoffrey S. Martha | Management | For | For |
| 1j | Elect Director Elizabeth G. Nabel | Management | For | For |
| 1k | Elect Director Denise M. O'Leary | Management | For | For |
| 1l | Elect Director Kendall J. Powell | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For |
| 6 | Authorize Overseas Market Purchases of Ordinary Shares | Management | For | For |
| MERCK & CO., INC. Meeting Date: MAY 25, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MRK Security ID: 58933Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Mary Ellen Coe | Management | For | For |
| 1c | Elect Director Pamela J. Craig | Management | For | For |
| 1d | Elect Director Kenneth C. Frazier | Management | For | For |
| 1e | Elect Director Thomas H. Glocer | Management | For | For |
| 1f | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
| 1g | Elect Director Stephen L. Mayo | Management | For | For |
| 1h | Elect Director Paul B. Rothman | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Christine E. Seidman | Management | For | For |
| 1k | Elect Director Inge G. Thulin | Management | For | For |
| 1l | Elect Director Kathy J. Warden | Management | For | For |
| 1m | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Report on Access to COVID-19 Products | Shareholder | Against | For |
| MICROCHIP TECHNOLOGY INCORPORATED Meeting Date: AUG 18, 2020 Record Date: JUN 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MCHP Security ID: 595017104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steve Sanghi | Management | For | For |
| 1.2 | Elect Director Matthew W. Chapman | Management | For | For |
| 1.3 | Elect Director L.B. Day | Management | For | For |
| 1.4 | Elect Director Esther L. Johnson | Management | For | For |
| 1.5 | Elect Director Wade F. Meyercord | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NORDSON CORPORATION Meeting Date: MAR 02, 2021 Record Date: JAN 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NDSN Security ID: 655663102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. DeFord | Management | For | For |
| 1.2 | Elect Director Arthur L. George, Jr. | Management | For | For |
| 1.3 | Elect Director Frank M. Jaehnert | Management | For | For |
| 1.4 | Elect Director Ginger M. Jones | Management | For | For |
| 1.5 | Elect Director Jennifer A. Parmentier | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| PACCAR INC Meeting Date: APR 27, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PCAR Security ID: 693718108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark C. Pigott | Management | For | For |
| 1.2 | Elect Director Dame Alison J. Carnwath | Management | For | For |
| 1.3 | Elect Director Franklin L. Feder | Management | For | For |
| 1.4 | Elect Director R. Preston Feight | Management | For | For |
| 1.5 | Elect Director Beth E. Ford | Management | For | For |
| 1.6 | Elect Director Kirk S. Hachigian | Management | For | For |
| 1.7 | Elect Director Roderick C. McGeary | Management | For | For |
| 1.8 | Elect Director John M. Pigott | Management | For | For |
| 1.9 | Elect Director Ganesh Ramaswamy | Management | For | For |
| 1.10 | Elect Director Mark A. Schulz | Management | For | For |
| 1.11 | Elect Director Gregory M. E. Spierkel | Management | For | For |
| 2 | Adopt Simple Majority Vote | Shareholder | Against | For |
| PACKAGING CORPORATION OF AMERICA Meeting Date: MAY 04, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PKG Security ID: 695156109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
| 1.2 | Elect Director Duane C. Farrington | Management | For | For |
| 1.3 | Elect Director Donna A. Harman | Management | For | For |
| 1.4 | Elect Director Mark W. Kowlzan | Management | For | For |
| 1.5 | Elect Director Robert C. Lyons | Management | For | For |
| 1.6 | Elect Director Thomas P. Maurer | Management | For | For |
| 1.7 | Elect Director Samuel M. Mencoff | Management | For | For |
| 1.8 | Elect Director Roger B. Porter | Management | For | For |
| 1.9 | Elect Director Thomas S. Souleles | Management | For | For |
| 1.10 | Elect Director Paul T. Stecko | Management | For | For |
| 1.11 | Elect Director James D. Woodrum | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PACWEST BANCORP Meeting Date: MAY 11, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PACW Security ID: 695263103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tanya M. Acker | Management | For | For |
| 1b | Elect Director Paul R. Burke | Management | For | For |
| 1c | Elect Director Craig A. Carlson | Management | For | For |
| 1d | Elect Director John M. Eggemeyer, III | Management | For | For |
| 1e | Elect Director C. William Hosler | Management | For | For |
| 1f | Elect Director Susan E. Lester | Management | For | For |
| 1g | Elect Director Roger H. Molvar | Management | For | For |
| 1h | Elect Director Daniel B. Platt | Management | For | For |
| 1i | Elect Director Robert A. Stine | Management | For | For |
| 1j | Elect Director Paul W. Taylor | Management | For | For |
| 1k | Elect Director Matthew P. Wagner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| PFIZER INC. Meeting Date: APR 22, 2021 Record Date: FEB 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PFE Security ID: 717081103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald E. Blaylock | Management | For | For |
| 1.2 | Elect Director Albert Bourla | Management | For | For |
| 1.3 | Elect Director Susan Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Joseph J. Echevarria | Management | For | For |
| 1.5 | Elect Director Scott Gottlieb | Management | For | For |
| 1.6 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.7 | Elect Director Susan Hockfield | Management | For | For |
| 1.8 | Elect Director Dan R. Littman | Management | For | For |
| 1.9 | Elect Director Shantanu Narayen | Management | For | For |
| 1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.11 | Elect Director James Quincey | Management | For | For |
| 1.12 | Elect Director James C. Smith | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Report on Political Contributions and Expenditures | Shareholder | Against | For |
| 6 | Report on Access to COVID-19 Products | Shareholder | Against | For |
| PS BUSINESS PARKS, INC. Meeting Date: MAY 04, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PSB Security ID: 69360J578 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 3 | Change State of Incorporation from California to Maryland | Management | For | For |
| PS BUSINESS PARKS, INC. Meeting Date: MAY 04, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PSB Security ID: 69360J628 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 3 | Change State of Incorporation from California to Maryland | Management | For | For |
| SAP SE Meeting Date: MAY 12, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SAP Security ID: 803054204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.85 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | For |
| 6.a | Elect Qi Lu to the Supervisory Board | Management | For | For |
| 6.b | Elect Rouven Westphal to the Supervisory Board | Management | For | For |
| 7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 100 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 8 | Amend Corporate Purpose | Management | For | For |
| 9 | Amend Articles Re: Proof of Entitlement | Management | For | For |
| SNAP-ON INCORPORATED Meeting Date: APR 29, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SNA Security ID: 833034101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David C. Adams | Management | For | For |
| 1.2 | Elect Director Karen L. Daniel | Management | For | For |
| 1.3 | Elect Director Ruth Ann M. Gillis | Management | For | For |
| 1.4 | Elect Director James P. Holden | Management | For | For |
| 1.5 | Elect Director Nathan J. Jones | Management | For | For |
| 1.6 | Elect Director Henry W. Knueppel | Management | For | For |
| 1.7 | Elect Director W. Dudley Lehman | Management | For | For |
| 1.8 | Elect Director Nicholas T. Pinchuk | Management | For | For |
| 1.9 | Elect Director Gregg M. Sherrill | Management | For | For |
| 1.10 | Elect Director Donald J. Stebbins | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| STARBUCKS CORPORATION Meeting Date: MAR 17, 2021 Record Date: JAN 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SBUX Security ID: 855244109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard E. Allison, Jr. | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer *Withdrawn Resolution* | Management | None | None |
| 1c | Elect Director Andrew Campion | Management | For | For |
| 1d | Elect Director Mary N. Dillon | Management | For | For |
| 1e | Elect Director Isabel Ge Mahe | Management | For | For |
| 1f | Elect Director Mellody Hobson | Management | For | For |
| 1g | Elect Director Kevin R. Johnson | Management | For | For |
| 1h | Elect Director Jorgen Vig Knudstorp | Management | For | For |
| 1i | Elect Director Satya Nadella | Management | For | For |
| 1j | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1k | Elect Director Clara Shih | Management | For | For |
| 1l | Elect Director Javier G. Teruel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
| TELEFLEX INCORPORATED Meeting Date: APR 30, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TFX Security ID: 879369106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Candace H. Duncan | Management | For | For |
| 1b | Elect Director Stephen K. Klasko | Management | For | For |
| 1c | Elect Director Stuart A. Randle | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | None | For |
| THE HOME DEPOT, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HD Security ID: 437076102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Manuel Kadre | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | For |
| 5 | Report on Political Contributions Congruency Analysis | Shareholder | Against | For |
| 6 | Report on Prison Labor in the Supply Chain | Shareholder | Against | Against |
| THE INTERPUBLIC GROUP OF COMPANIES, INC. Meeting Date: MAY 27, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IPG Security ID: 460690100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joceyln Carter-Miller | Management | For | For |
| 1.2 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1.3 | Elect Director Dawn Hudson | Management | For | For |
| 1.4 | Elect Director Philippe Krakowsky | Management | For | For |
| 1.5 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.6 | Elect Director Patrick Q. Moore | Management | For | For |
| 1.7 | Elect Director Michael I. Roth | Management | For | For |
| 1.8 | Elect Director Linda S. Sanford | Management | For | For |
| 1.9 | Elect Director David M. Thomas | Management | For | For |
| 1.10 | Elect Director E. Lee Wyatt, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| TRACTOR SUPPLY COMPANY Meeting Date: MAY 06, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TSCO Security ID: 892356106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.2 | Elect Director Joy Brown | Management | For | For |
| 1.3 | Elect Director Ricardo Cardenas | Management | For | For |
| 1.4 | Elect Director Denise L. Jackson | Management | For | For |
| 1.5 | Elect Director Thomas A. Kingsbury | Management | For | For |
| 1.6 | Elect Director Ramkumar Krishnan | Management | For | For |
| 1.7 | Elect Director Edna K. Morris | Management | For | For |
| 1.8 | Elect Director Mark J. Weikel | Management | For | For |
| 1.9 | Elect Director Harry A. Lawton, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| TYSON FOODS, INC. Meeting Date: FEB 11, 2021 Record Date: DEC 14, 2020 Meeting Type: ANNUAL | ||||
| Ticker: TSN Security ID: 902494103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John Tyson | Management | For | For |
| 1b | Elect Director Les R. Baledge | Management | For | For |
| 1c | Elect Director Gaurdie E. Banister, Jr. | Management | For | For |
| 1d | Elect Director Dean Banks | Management | For | For |
| 1e | Elect Director Mike Beebe | Management | For | For |
| 1f | Elect Director Maria Claudia Borras | Management | For | For |
| 1g | Elect Director David J. Bronczek | Management | For | For |
| 1h | Elect Director Mikel A. Durham | Management | For | For |
| 1i | Elect Director Jonathan D. Mariner | Management | For | For |
| 1j | Elect Director Kevin M. McNamara | Management | For | For |
| 1k | Elect Director Cheryl S. Miller | Management | For | For |
| 1l | Elect Director Jeffrey K. Schomburger | Management | For | For |
| 1m | Elect Director Robert Thurber | Management | For | For |
| 1n | Elect Director Barbara A. Tyson | Management | For | For |
| 1o | Elect Director Noel White | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Report on Human Rights Due Diligence | Shareholder | Against | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| U.S. BANCORP Meeting Date: APR 20, 2021 Record Date: FEB 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: USB Security ID: 902973304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Warner L. Baxter | Management | For | For |
| 1b | Elect Director Dorothy J. Bridges | Management | For | For |
| 1c | Elect Director Elizabeth L. Buse | Management | For | For |
| 1d | Elect Director Andrew Cecere | Management | For | For |
| 1e | Elect Director Kimberly N. Ellison-Taylor | Management | For | For |
| 1f | Elect Director Kimberly J. Harris | Management | For | For |
| 1g | Elect Director Roland A. Hernandez | Management | For | For |
| 1h | Elect Director Olivia F. Kirtley | Management | For | For |
| 1i | Elect Director Karen S. Lynch | Management | For | For |
| 1j | Elect Director Richard P. McKenney | Management | For | For |
| 1k | Elect Director Yusuf I. Mehdi | Management | For | For |
| 1l | Elect Director John P. Wiehoff | Management | For | For |
| 1m | Elect Director Scott W. Wine | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VF CORPORATION Meeting Date: JUL 28, 2020 Record Date: MAY 29, 2020 Meeting Type: ANNUAL | ||||
| Ticker: VFC Security ID: 918204108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard T. Carucci | Management | For | For |
| 1.2 | Elect Director Juliana L. Chugg | Management | For | For |
| 1.3 | Elect Director Benno Dorer | Management | For | For |
| 1.4 | Elect Director Mark S. Hoplamazian | Management | For | For |
| 1.5 | Elect Director Laura W. Lang | Management | For | For |
| 1.6 | Elect Director W. Alan McCollough | Management | For | For |
| 1.7 | Elect Director W. Rodney McMullen | Management | For | For |
| 1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.9 | Elect Director Steven E. Rendle | Management | For | For |
| 1.10 | Elect Director Carol L. Roberts | Management | For | For |
| 1.11 | Elect Director Matthew J. Shattock | Management | For | For |
| 1.12 | Elect Director Veronica B. Wu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| WASHINGTON TRUST BANCORP, INC. Meeting Date: APR 27, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WASH Security ID: 940610108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Constance A. Howes | Management | For | For |
| 1.2 | Elect Director Joseph J. MarcAurele | Management | For | For |
| 1.3 | Elect Director Edwin J. Santos | Management | For | For |
| 1.4 | Elect Director Lisa M. Stanton | Management | For | For |
| 2 | Authorize New Class of Preferred Stock | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WEC ENERGY GROUP, INC. Meeting Date: MAY 06, 2021 Record Date: FEB 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WEC Security ID: 92939U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Curt S. Culver | Management | For | For |
| 1.2 | Elect Director Danny L. Cunningham | Management | For | For |
| 1.3 | Elect Director William M. Farrow, III | Management | For | For |
| 1.4 | Elect Director J. Kevin Fletcher | Management | For | For |
| 1.5 | Elect Director Cristina A. Garcia-Thomas | Management | For | For |
| 1.6 | Elect Director Maria C. Green | Management | For | For |
| 1.7 | Elect Director Gale E. Klappa | Management | For | For |
| 1.8 | Elect Director Thomas K. Lane | Management | For | For |
| 1.9 | Elect Director Ulice Payne, Jr. | Management | For | For |
| 1.10 | Elect Director Mary Ellen Stanek | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WHITING PETROLEUM CORPORATION Meeting Date: MAY 11, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WLL Security ID: 966387508 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Janet L. Carrig | Management | For | For |
| 1.2 | Elect Director Susan M. Cunningham | Management | For | For |
| 1.3 | Elect Director Paul J. Korus | Management | For | For |
| 1.4 | Elect Director Kevin S. McCarthy | Management | For | For |
| 1.5 | Elect Director Lynn A. Peterson | Management | For | For |
| 1.6 | Elect Director Daniel J. Rice, IV | Management | For | For |
| 1.7 | Elect Director Anne Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| XCEL ENERGY INC. Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: XEL Security ID: 98389B100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lynn Casey | Management | For | For |
| 1b | Elect Director Ben Fowke | Management | For | For |
| 1c | Elect Director Robert Frenzel | Management | For | For |
| 1d | Elect Director Netha Johnson | Management | For | For |
| 1e | Elect Director Patricia Kampling | Management | For | For |
| 1f | Elect Director George Kehl | Management | For | For |
| 1g | Elect Director Richard O'Brien | Management | For | For |
| 1h | Elect Director Charles Pardee | Management | For | For |
| 1i | Elect Director Christopher Policinski | Management | For | For |
| 1j | Elect Director James Prokopanko | Management | For | For |
| 1k | Elect Director David Westerlund | Management | For | For |
| 1l | Elect Director Kim Williams | Management | For | For |
| 1m | Elect Director Timothy Wolf | Management | For | For |
| 1n | Elect Director Daniel Yohannes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Costs and Benefits of Climate-Related Activities | Shareholder | Against | Against |
Principal Contrarian Value Index ETF
| CONAGRA BRANDS, INC. Meeting Date: SEP 23, 2020 Record Date: AUG 03, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CAG Security ID: 205887102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anil Arora | Management | For | For |
| 1b | Elect Director Thomas "Tony" K. Brown | Management | For | For |
| 1c | Elect Director Sean M. Connolly | Management | For | For |
| 1d | Elect Director Joie A. Gregor | Management | For | For |
| 1e | Elect Director Rajive Johri | Management | For | For |
| 1f | Elect Director Richard H. Lenny | Management | For | For |
| 1g | Elect Director Melissa Lora | Management | For | For |
| 1h | Elect Director Ruth Ann Marshall | Management | For | For |
| 1i | Elect Director Craig P. Omtvedt | Management | For | For |
| 1j | Elect Director Scott Ostfeld | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CONSTELLATION BRANDS, INC. Meeting Date: JUL 21, 2020 Record Date: MAY 22, 2020 Meeting Type: ANNUAL | ||||
| Ticker: STZ Security ID: 21036P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christy Clark | Management | For | For |
| 1.2 | Elect Director Jennifer M. Daniels | Management | For | For |
| 1.3 | Elect Director Jerry Fowden | Management | For | Withhold |
| 1.4 | Elect Director Ernesto M. Hernandez | Management | For | For |
| 1.5 | Elect Director Susan Somersille Johnson | Management | For | For |
| 1.6 | Elect Director James A. Locke, III | Management | For | Withhold |
| 1.7 | Elect Director Jose Manuel Madero Garza | Management | For | For |
| 1.8 | Elect Director Daniel J. McCarthy | Management | For | For |
| 1.9 | Elect Director William A. Newlands | Management | For | For |
| 1.10 | Elect Director Richard Sands | Management | For | For |
| 1.11 | Elect Director Robert Sands | Management | For | For |
| 1.12 | Elect Director Judy A. Schmeling | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EQT CORPORATION Meeting Date: JUL 23, 2020 Record Date: JUN 29, 2020 Meeting Type: SPECIAL | ||||
| Ticker: EQT Security ID: 26884L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| FEDEX CORPORATION Meeting Date: SEP 21, 2020 Record Date: JUL 27, 2020 Meeting Type: ANNUAL | ||||
| Ticker: FDX Security ID: 31428X106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marvin R. Ellison | Management | For | For |
| 1b | Elect Director Susan Patricia Griffith | Management | For | For |
| 1c | Elect Director John C. (Chris) Inglis | Management | For | For |
| 1d | Elect Director Kimberly A. Jabal | Management | For | For |
| 1e | Elect Director Shirley Ann Jackson | Management | For | For |
| 1f | Elect Director R. Brad Martin | Management | For | For |
| 1g | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1h | Elect Director Susan C. Schwab | Management | For | For |
| 1i | Elect Director Frederick W. Smith | Management | For | For |
| 1j | Elect Director David P. Steiner | Management | For | For |
| 1k | Elect Director Rajesh Subramaniam | Management | For | For |
| 1l | Elect Director Paul S. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst &Young LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Report on Political Contributions Disclosure | Shareholder | Against | For |
| 6 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 8 | Report on Integrating ESG Metrics Into Executive Compensation Program | Shareholder | Against | Against |
| MCKESSON CORPORATION Meeting Date: JUL 29, 2020 Record Date: JUN 01, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MCK Security ID: 58155Q103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Dominic J. Caruso | Management | For | For |
| 1b | Elect Director N. Anthony Coles | Management | For | For |
| 1c | Elect Director M. Christine Jacobs | Management | For | For |
| 1d | Elect Director Donald R. Knauss | Management | For | For |
| 1e | Elect Director Marie L. Knowles | Management | For | For |
| 1f | Elect Director Bradley E. Lerman | Management | For | For |
| 1g | Elect Director Maria Martinez | Management | For | For |
| 1h | Elect Director Edward A. Mueller | Management | For | For |
| 1i | Elect Director Susan R. Salka | Management | For | For |
| 1j | Elect Director Brian S. Tyler | Management | For | For |
| 1k | Elect Director Kenneth E. Washington | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Report on the Statement on the Purpose of a Corporation | Shareholder | Against | Against |
| PERSPECTA INC. Meeting Date: AUG 05, 2020 Record Date: JUN 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PRSP Security ID: 715347100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sanju K. Bansal | Management | For | For |
| 1b | Elect Director Sondra L. Barbour | Management | For | For |
| 1c | Elect Director John M. Curtis | Management | For | For |
| 1d | Elect Director Lisa S. Disbrow | Management | For | For |
| 1e | Elect Director Glenn A. Eisenberg | Management | For | For |
| 1f | Elect Director Pamela O. Kimmet | Management | For | For |
| 1g | Elect Director Ramzi M. Musallam | Management | For | For |
| 1h | Elect Director Philip O. Nolan | Management | For | For |
| 1i | Elect Director Betty J. Sapp | Management | For | For |
| 1j | Elect Director Michael E. Ventling | Management | For | For |
| 2 | Ratify Deloitte & Touche as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| QORVO, INC. Meeting Date: AUG 04, 2020 Record Date: JUN 11, 2020 Meeting Type: ANNUAL | ||||
| Ticker: QRVO Security ID: 74736K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ralph G. Quinsey | Management | For | For |
| 1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
| 1.3 | Elect Director Jeffery R. Gardner | Management | For | For |
| 1.4 | Elect Director John R. Harding | Management | For | For |
| 1.5 | Elect Director David H. Y. Ho | Management | For | For |
| 1.6 | Elect Director Roderick D. Nelson | Management | For | For |
| 1.7 | Elect Director Walden C. Rhines | Management | For | For |
| 1.8 | Elect Director Susan L. Spradley | Management | For | For |
| 1.9 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| RALPH LAUREN CORPORATION Meeting Date: JUL 30, 2020 Record Date: JUN 01, 2020 Meeting Type: ANNUAL | ||||
| Ticker: RL Security ID: 751212101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank A. Bennack, Jr. | Management | For | For |
| 1.2 | Elect Director Michael A. George | Management | For | For |
| 1.3 | Elect Director Hubert Joly | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE J. M. SMUCKER COMPANY Meeting Date: AUG 19, 2020 Record Date: JUN 22, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SJM Security ID: 832696405 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan E. Chapman-Hughes | Management | For | For |
| 1b | Elect Director Paul J. Dolan | Management | For | For |
| 1c | Elect Director Jay L. Henderson | Management | For | For |
| 1d | Elect Director Kirk L. Perry | Management | For | For |
| 1e | Elect Director Sandra Pianalto | Management | For | For |
| 1f | Elect Director Nancy Lopez Russell | Management | For | For |
| 1g | Elect Director Alex Shumate | Management | For | For |
| 1h | Elect Director Mark T. Smucker | Management | For | For |
| 1i | Elect Director Richard K. Smucker | Management | For | For |
| 1j | Elect Director Timothy P. Smucker | Management | For | For |
| 1k | Elect Director Jodi L. Taylor | Management | For | For |
| 1l | Elect Director Dawn C. Willoughby | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| VIASAT, INC. Meeting Date: SEP 03, 2020 Record Date: JUL 10, 2020 Meeting Type: ANNUAL | ||||
| Ticker: VSAT Security ID: 92552V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark Dankberg | Management | For | For |
| 1b | Elect Director Varsha Rao | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
Principal Healthcare Innovators Index ETF
| 10X GENOMICS, INC. Meeting Date: JUN 11, 2021 Record Date: APR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TXG Security ID: 88025U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bryan E. Roberts | Management | For | Against |
| 1b | Elect Director Kimberly J. Popovits | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 1LIFE HEALTHCARE, INC. Meeting Date: JUN 03, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ONEM Security ID: 68269G107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce W. Dunlevie | Management | For | Withhold |
| 1.2 | Elect Director David P. Kennedy | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 9 METERS BIOPHARMA, INC. Meeting Date: JUN 22, 2021 Record Date: MAY 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NMTR Security ID: 654405109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark Sirgo | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Mayer Hoffman McCann P.C. as Auditors | Management | For | For |
| ACADIA PHARMACEUTICALS INC. Meeting Date: JUN 22, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ACAD Security ID: 004225108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen R. Biggar | Management | For | For |
| 1.2 | Elect Director Julian C. Baker | Management | For | For |
| 1.3 | Elect Director Daniel B. Soland | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACCELERATE DIAGNOSTICS, INC. Meeting Date: MAY 07, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AXDX Security ID: 00430H102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas D. Brown | Management | For | Withhold |
| 1.2 | Elect Director Louise L. Francesconi | Management | For | Withhold |
| 1.3 | Elect Director Mark C. Miller | Management | For | For |
| 1.4 | Elect Director John Patience | Management | For | Withhold |
| 1.5 | Elect Director Jack Phillips | Management | For | For |
| 1.6 | Elect Director Jack Schuler | Management | For | For |
| 1.7 | Elect Director Matthew W. Strobeck | Management | For | For |
| 1.8 | Elect Director Frank J.M. ten Brink | Management | For | For |
| 1.9 | Elect Director Charles Watts | Management | For | Withhold |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| ACCELERON PHARMA INC. Meeting Date: JUN 16, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: XLRN Security ID: 00434H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Habib J. Dable | Management | For | For |
| 1b | Elect Director Terrence C. Kearney | Management | For | For |
| 1c | Elect Director Karen L. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ADAPTHEALTH CORP. Meeting Date: MAR 03, 2021 Record Date: JAN 04, 2021 Meeting Type: SPECIAL | ||||
| Ticker: AHCO Security ID: 00653Q102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Class A Common Stock Upon Conversion of Series C Preferred Stock | Management | For | For |
| ADAPTIVE BIOTECHNOLOGIES CORPORATION Meeting Date: JUN 11, 2021 Record Date: APR 14, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ADPT Security ID: 00650F109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michelle Griffin | Management | For | Withhold |
| 1.2 | Elect Director Peter Neupert | Management | For | Withhold |
| 1.3 | Elect Director Leslie Trigg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ADMA BIOLOGICS, INC. Meeting Date: MAY 27, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ADMA Security ID: 000899104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Steven A. Elms | Management | For | For |
| 1b | Elect Director Adam S. Grossman | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| ADVERUM BIOTECHNOLOGIES, INC. Meeting Date: MAY 12, 2021 Record Date: APR 14, 2021 Meeting Type: PROXY CONTEST | ||||
| Ticker: ADVM Security ID: 00773U108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Proxy Card) | ||||
| 1.1 | Elect Director Dawn Svoronos | Management | For | Did Not Vote |
| 1.2 | Elect Director Reed V. Tuckson | Management | For | Did Not Vote |
| 1.3 | Elect Director Thomas Woiwode | Management | For | Did Not Vote |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Green Proxy Card) | ||||
| 1.1 | Elect Director Jean Bennet | Shareholder | For | For |
| 1.2 | Elect Director Jodi Cook | Shareholder | For | For |
| 1.3 | Elect Director Herbert Hughes | Shareholder | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | None | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Against |
| AERIE PHARMACEUTICALS, INC. Meeting Date: JUN 17, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AERI Security ID: 00771V108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mechiel (Michael) M. du Toit | Management | For | For |
| 1.2 | Elect Director David W. Gryska | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| AGENUS INC. Meeting Date: JUN 15, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AGEN Security ID: 00847G705 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Allison M. Jeynes-Ellis | Management | For | For |
| 1.2 | Elect Director Wadih Jordan | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| AGILE THERAPEUTICS, INC. Meeting Date: JUN 08, 2021 Record Date: APR 14, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AGRX Security ID: 00847L100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Al Altomari | Management | For | Withhold |
| 1.2 | Elect Director John Hubbard | Management | For | Withhold |
| 1.3 | Elect Director James P. Tursi | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AGIOS PHARMACEUTICALS, INC. Meeting Date: MAR 25, 2021 Record Date: FEB 08, 2021 Meeting Type: SPECIAL | ||||
| Ticker: AGIO Security ID: 00847X104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Sale of Company Assets | Management | For | For |
| AGIOS PHARMACEUTICALS, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AGIO Security ID: 00847X104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kaye Foster | Management | For | For |
| 1.2 | Elect Director Maykin Ho | Management | For | For |
| 1.3 | Elect Director John M. Maraganore | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AKEBIA THERAPEUTICS, INC. Meeting Date: JUN 02, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AKBA Security ID: 00972D105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven C. Gilman | Management | For | Withhold |
| 1.2 | Elect Director Cynthia Smith | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AKERO THERAPEUTICS, INC. Meeting Date: JUN 01, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AKRO Security ID: 00973Y108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Seth L. Harrison | Management | For | Withhold |
| 1.2 | Elect Director Graham Walmsley | Management | For | Withhold |
| 1.3 | Elect Director Yuan Xu | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ALBIREO PHARMA, INC. Meeting Date: JUN 17, 2021 Record Date: APR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ALBO Security ID: 01345P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald H.W. Cooper | Management | For | For |
| 1.2 | Elect Director Anne Klibanski | Management | For | For |
| 1.3 | Elect Director Stephanie S. Okey | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ALDEYRA THERAPEUTICS, INC. Meeting Date: JUN 08, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ALDX Security ID: 01438T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ben Bronstein | Management | For | Withhold |
| 1.2 | Elect Director Nancy Miller-Rich | Management | For | Withhold |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ALECTOR, INC. Meeting Date: JUN 17, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ALEC Security ID: 014442107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tillman Gerngross | Management | For | Withhold |
| 1.2 | Elect Director Richard Scheller | Management | For | Withhold |
| 1.3 | Elect Director Louis J. Lavigne, Jr. | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ALKERMES PLC Meeting Date: JUN 14, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ALKS Security ID: G01767105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Daglio, Jr. | Management | For | For |
| 1.2 | Elect Director Nancy L. Snyderman | Management | For | For |
| 1.3 | Elect Director Frank Anders 'Andy' Wilson | Management | For | For |
| 1.4 | Elect Director Nancy J. Wysenski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| ALLAKOS INC. Meeting Date: MAY 25, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ALLK Security ID: 01671P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel Janney | Management | For | Withhold |
| 1.2 | Elect Director Robert E. Andreatta | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ALLOGENE THERAPEUTICS, INC. Meeting Date: JUN 10, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ALLO Security ID: 019770106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John DeYoung | Management | For | Withhold |
| 1b | Elect Director Franz Humer | Management | For | Withhold |
| 1c | Elect Director Joshua Kazam | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ALNYLAM PHARMACEUTICALS, INC. Meeting Date: MAY 18, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ALNY Security ID: 02043Q107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Dennis A. Ausiello | Management | For | For |
| 1b | Elect Director Olivier Brandicourt | Management | For | For |
| 1c | Elect Director Marsha H. Fanucci | Management | For | For |
| 1d | Elect Director David E.I. Pyott | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AMICUS THERAPEUTICS, INC. Meeting Date: JUN 10, 2021 Record Date: APR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FOLD Security ID: 03152W109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Craig A. Wheeler | Management | For | For |
| 1.2 | Elect Director Burke W. Whitman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMNEAL PHARMACEUTICALS, INC. Meeting Date: MAY 05, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AMRX Security ID: 03168L105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Emily Peterson Alva | Management | For | For |
| 1b | Elect Director J. Kevin Buchi | Management | For | Against |
| 1c | Elect Director Jeff George | Management | For | Against |
| 1d | Elect Director John Kiely | Management | For | Against |
| 1e | Elect Director Paul Meister | Management | For | Against |
| 1f | Elect Director Ted Nark | Management | For | Against |
| 1g | Elect Director Chintu Patel | Management | For | For |
| 1h | Elect Director Chirag Patel | Management | For | For |
| 1i | Elect Director Gautam Patel | Management | For | For |
| 1j | Elect Director Shlomo Yanai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Charter to Remove References to Class B-1 Common Stock | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AMYRIS, INC. Meeting Date: AUG 14, 2020 Record Date: JUN 17, 2020 Meeting Type: SPECIAL | ||||
| Ticker: AMRS Security ID: 03236M200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Common Stock Upon Exercise by Foris Ventures, LLC of Its Option to Convert All or Portion of Its Outstanding Secured Indebtedness Under the Loan Agreement Amendment | Management | For | For |
| 2 | Approve Issuance of Common Stock Upon Conversion of Series E Convertible Preferred Stock | Management | For | For |
| AMYRIS, INC. Meeting Date: MAY 28, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AMRS Security ID: 03236M200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip Eykerman | Management | For | Withhold |
| 1.2 | Elect Director Frank Kung | Management | For | Withhold |
| 1.3 | Elect Director John Melo | Management | For | For |
| 1.4 | Elect Director Julie Spencer Washington | Management | For | For |
| 2 | Ratify Macias Gini & O'Connell LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| ANAPTYSBIO, INC. Meeting Date: JUN 17, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ANAB Security ID: 032724106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis Fenton | Management | For | Withhold |
| 1.2 | Elect Director James N. Topper | Management | For | Withhold |
| 1.3 | Elect Director Oleg Nodelman | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| APELLIS PHARMACEUTICALS, INC. Meeting Date: JUN 01, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: APLS Security ID: 03753U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul Fonteyne | Management | For | Withhold |
| 1.2 | Elect Director Stephanie Monaghan O'Brien | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| APPLIED MOLECULAR TRANSPORT INC. Meeting Date: MAY 18, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AMTI Security ID: 03824M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randall Mrsny | Management | For | Withhold |
| 1.2 | Elect Director Aaron VanDevender | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| APPLIED THERAPEUTICS, INC. Meeting Date: JUN 03, 2021 Record Date: APR 07, 2021 Meeting Type: ANNUAL | ||||
| Ticker: APLT Security ID: 03828A101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joel S. Marcus | Management | For | Withhold |
| 1.2 | Elect Director Jay S. Skyler | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AQUESTIVE THERAPEUTICS, INC. Meeting Date: JUN 15, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AQST Security ID: 03843E104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Santo J. Costa | Management | For | Withhold |
| 1b | Elect Director Julie Krop | Management | For | For |
| 1c | Elect Director Marco Taglietti | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ARCTURUS THERAPEUTICS HOLDINGS INC. Meeting Date: JUN 18, 2021 Record Date: APR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ARCT Security ID: 03969T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter C. Farrell | Management | For | Withhold |
| 1.2 | Elect Director Joseph E. Payne | Management | For | For |
| 1.3 | Elect Director Andy Sassine | Management | For | For |
| 1.4 | Elect Director James Barlow | Management | For | Withhold |
| 1.5 | Elect Director Edward W. Holmes | Management | For | For |
| 1.6 | Elect Director Magda Marquet | Management | For | Withhold |
| 1.7 | Elect Director Karah Parschauer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ARCUS BIOSCIENCES, INC. Meeting Date: JUN 03, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RCUS Security ID: 03969F109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Terry Rosen | Management | For | Withhold |
| 1b | Elect Director Kathryn Falberg | Management | For | Withhold |
| 1c | Elect Director Jennifer Jarrett | Management | For | Withhold |
| 1d | Elect Director Michael Quigley | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ARDELYX, INC. Meeting Date: JUN 16, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ARDX Security ID: 039697107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William Bertrand, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Onaiza Cadoret-Manier | Management | For | Withhold |
| 1.3 | Elect Director Jan Lundberg | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ARENA PHARMACEUTICALS, INC. Meeting Date: JUN 11, 2021 Record Date: APR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ARNA Security ID: 040047607 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jayson Dallas | Management | For | For |
| 1.2 | Elect Director Oliver Fetzer | Management | For | For |
| 1.3 | Elect Director Kieran T. Gallahue | Management | For | For |
| 1.4 | Elect Director Jennifer Jarrett | Management | For | For |
| 1.5 | Elect Director Katharine Knobil | Management | For | For |
| 1.6 | Elect Director Amit D. Munshi | Management | For | For |
| 1.7 | Elect Director Garry A. Neil | Management | For | For |
| 1.8 | Elect Director Tina S. Nova | Management | For | For |
| 1.9 | Elect Director Nawal Ouzren | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ARROWHEAD PHARMACEUTICALS, INC. Meeting Date: MAR 18, 2021 Record Date: JAN 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ARWR Security ID: 04280A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher Anzalone | Management | For | For |
| 1.2 | Elect Director Marianne De Backer | Management | For | For |
| 1.3 | Elect Director Mauro Ferrari | Management | For | For |
| 1.4 | Elect Director Douglass Given | Management | For | For |
| 1.5 | Elect Director Oye Olukotun | Management | For | For |
| 1.6 | Elect Director Michael S. Perry | Management | For | For |
| 1.7 | Elect Director William Waddill | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Rose, Snyder & Jacobs LLP as Auditors | Management | For | For |
| ARVINAS, INC. Meeting Date: JUN 08, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ARVN Security ID: 04335A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wendy Dixon | Management | For | Withhold |
| 1.2 | Elect Director Edward Kennedy, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Bradley Margus | Management | For | Withhold |
| 1.4 | Elect Director Briggs Morrison | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ASSEMBLY BIOSCIENCES, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ASMB Security ID: 045396108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anthony E. Altig | Management | For | For |
| 1b | Elect Director Gina Consylman | Management | For | For |
| 1c | Elect Director Richard D. DiMarchi | Management | For | For |
| 1d | Elect Director Myron Z. Holubiak | Management | For | For |
| 1e | Elect Director Lisa R. Johnson-Pratt | Management | For | For |
| 1f | Elect Director Susan Mahony | Management | For | For |
| 1g | Elect Director John G. McHutchison | Management | For | For |
| 1h | Elect Director William R. Ringo, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ATARA BIOTHERAPEUTICS, INC. Meeting Date: JUN 08, 2021 Record Date: APR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ATRA Security ID: 046513107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric L. Dobmeier | Management | For | Withhold |
| 1.2 | Elect Director William K. Heiden | Management | For | Withhold |
| 1.3 | Elect Director Beth Seidenberg | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ATHENEX, INC. Meeting Date: JUN 18, 2021 Record Date: APR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ATNX Security ID: 04685N103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephanie Davis | Management | For | Withhold |
| 1.2 | Elect Director Benson Kwan Hung Tsang | Management | For | Withhold |
| 1.3 | Elect Director Jinn Wu | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ATRICURE, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ATRC Security ID: 04963C209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael H. Carrel | Management | For | For |
| 1b | Elect Director Mark A. Collar | Management | For | For |
| 1c | Elect Director Daniel P. Florin | Management | For | For |
| 1d | Elect Director Regina E. Groves | Management | For | For |
| 1e | Elect Director B. Kristine Johnson | Management | For | For |
| 1f | Elect Director Karen N. Prange | Management | For | For |
| 1g | Elect Director Sven A. Wehrwein | Management | For | For |
| 1h | Elect Director Robert S. White | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AVANOS MEDICAL, INC. Meeting Date: APR 29, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AVNS Security ID: 05350V106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gary D. Blackford | Management | For | For |
| 1b | Elect Director Patrick J. O'Leary | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| AVIDITY BIOSCIENCES, INC. Meeting Date: JUN 16, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RNA Security ID: 05370A108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carsten Boess | Management | For | Withhold |
| 1.2 | Elect Director Sarah Boyce | Management | For | Withhold |
| 1.3 | Elect Director Troy Wilson | Management | For | Withhold |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| AVROBIO, INC. Meeting Date: JUN 10, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AVRO Security ID: 05455M100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce Booth | Management | For | Withhold |
| 1.2 | Elect Director Phillip B. Donenberg | Management | For | Withhold |
| 1.3 | Elect Director Geoff MacKay | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AXOGEN, INC. Meeting Date: MAY 10, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AXGN Security ID: 05463X106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Karen Zaderej | Management | For | For |
| 1.2 | Elect Director Gregory Freitag | Management | For | For |
| 1.3 | Elect Director Quentin Blackford | Management | For | For |
| 1.4 | Elect Director Mark Gold | Management | For | For |
| 1.5 | Elect Director Alan Levine | Management | For | For |
| 1.6 | Elect Director Guido Neels | Management | For | For |
| 1.7 | Elect Director Paul Thomas | Management | For | For |
| 1.8 | Elect Director Amy Wendell | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| AXONICS, INC. Meeting Date: JUN 23, 2021 Record Date: APR 27, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AXNX Security ID: 05465P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Raymond W. Cohen | Management | For | For |
| 1b | Elect Director Robert E. McNamara | Management | For | Against |
| 1c | Elect Director Michael H. Carrel | Management | For | Against |
| 1d | Elect Director Nancy Snyderman | Management | For | Against |
| 1e | Elect Director Jane E. Kiernan | Management | For | For |
| 1f | Elect Director David M. Demski | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AXSOME THERAPEUTICS, INC. Meeting Date: JUN 04, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AXSM Security ID: 05464T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Herriot Tabuteau | Management | For | Withhold |
| 1.2 | Elect Director Mark Coleman | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AYTU BIOPHARMA, INC. Meeting Date: MAY 21, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AYTU Security ID: 054754874 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joshua R. Disbrow | Management | For | For |
| 1.2 | Elect Director Gary V. Cantrell | Management | For | Withhold |
| 1.3 | Elect Director Carl C. Dockery | Management | For | Withhold |
| 1.4 | Elect Director John Donofrio, Jr. | Management | For | Withhold |
| 1.5 | Elect Director Michael Macaluso | Management | For | Withhold |
| 1.6 | Elect Director Beth Hecht | Management | For | For |
| 1.7 | Elect Director Steven J. Boyd | Management | For | For |
| 1.8 | Elect Director Jerry McLaughlin | Management | For | For |
| 2 | Ratify Plante & Moran, PLLC as Auditors | Management | For | For |
| AYTU BIOSCIENCE, INC. Meeting Date: MAR 18, 2021 Record Date: FEB 05, 2021 Meeting Type: SPECIAL | ||||
| Ticker: AYTU Security ID: 054754874 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Change Company Name to Aytu Biopharma, Inc. | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| BEAM THERAPEUTICS, INC. Meeting Date: JUN 09, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BEAM Security ID: 07373V105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kristina Burow | Management | For | Against |
| 1b | Elect Director Graham Cooper | Management | For | Against |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| BIOCRYST PHARMACEUTICALS, INC. Meeting Date: MAY 25, 2021 Record Date: MAR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BCRX Security ID: 09058V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nancy J. Hutson | Management | For | For |
| 1.2 | Elect Director Robert A. Ingram | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| BIODELIVERY SCIENCES INTERNATIONAL, INC. Meeting Date: JUL 23, 2020 Record Date: JUN 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BDSI Security ID: 09060J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratification of Declassification and Adoption of Majority Voting for Director Elections | Management | For | For |
| 2aa | Elect Director Peter S. Greenleaf | Management | For | For |
| 2ab | Elect Director Todd C. Davis | Management | For | For |
| 2ac | Elect Director Mark A. Sirgo | Management | For | For |
| 2ad | Elect Director Kevin Kotler | Management | For | For |
| 2ae | Elect Director William Mark Watson | Management | For | For |
| 2af | Elect Director Vanila Singh | Management | For | For |
| 2ag | Elect Director Jeffrey Bailey | Management | For | For |
| 2ba | Elect Director Peter S. Greenleaf | Management | For | For |
| 2bb | Elect Director Todd C. Davis | Management | For | For |
| 2bc | Elect Director Mark A. Sirgo | Management | For | For |
| 2bd | Elect Director Kevin Kotler | Management | For | For |
| 2be | Elect Director William Mark Watson | Management | For | For |
| 2bf | Elect Director Vanila Singh | Management | For | For |
| 2bg | Elect Director Jeffrey Bailey | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| BIOHAVEN PHARMACEUTICAL HOLDING COMPANY LTD. Meeting Date: MAY 05, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BHVN Security ID: G11196105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Julia P. Gregory | Management | For | Against |
| 1b | Elect Director Michael T. Heffernan | Management | For | Against |
| 1c | Elect Director Robert J. Hugin | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BIOLIFE SOLUTIONS, INC. Meeting Date: JUN 18, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BLFS Security ID: 09062W204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Rice | Management | For | For |
| 1.2 | Elect Director Raymond W. Cohen | Management | For | For |
| 1.3 | Elect Director Andrew Hinson | Management | For | For |
| 1.4 | Elect Director Joseph Schick | Management | For | For |
| 1.5 | Elect Director Amy DuRoss | Management | For | For |
| 1.6 | Elect Director Rachel Ellingson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| BIOMARIN PHARMACEUTICAL INC. Meeting Date: MAY 25, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BMRN Security ID: 09061G101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Elizabeth McKee Anderson | Management | For | For |
| 1.3 | Elect Director Willard Dere | Management | For | For |
| 1.4 | Elect Director Michael Grey | Management | For | Withhold |
| 1.5 | Elect Director Elaine J. Heron | Management | For | For |
| 1.6 | Elect Director Maykin Ho | Management | For | For |
| 1.7 | Elect Director Robert J. Hombach | Management | For | For |
| 1.8 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.9 | Elect Director Richard A. Meier | Management | For | For |
| 1.10 | Elect Director David E.I. Pyott | Management | For | For |
| 1.11 | Elect Director Dennis J. Slamon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| BIOXCEL THERAPEUTICS, INC. Meeting Date: JUN 11, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BTAI Security ID: 09075P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Vimal Mehta | Management | For | For |
| 1.2 | Elect Director Peter Mueller | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| BLACK DIAMOND THERAPEUTICS, INC. Meeting Date: JUN 18, 2021 Record Date: APR 21, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BDTX Security ID: 09203E105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alexander Mayweg | Management | For | Withhold |
| 1.2 | Elect Director Rajeev Shah | Management | For | Withhold |
| 1.3 | Elect Director Robert A. Ingram | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BLUEBIRD BIO, INC. Meeting Date: JUN 15, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BLUE Security ID: 09609G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John O. Agwunobi | Management | For | Against |
| 1b | Elect Director Daniel S. Lynch | Management | For | For |
| 1c | Elect Director William R. Sellers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BLUEPRINT MEDICINES CORPORATION Meeting Date: JUN 02, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BPMC Security ID: 09627Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George D. Demetri | Management | For | Withhold |
| 1.2 | Elect Director Lynn Seely | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BRIDGEBIO PHARMA, INC. Meeting Date: JAN 19, 2021 Record Date: DEC 08, 2020 Meeting Type: SPECIAL | ||||
| Ticker: BBIO Security ID: 10806X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with the Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| BRIDGEBIO PHARMA, INC. Meeting Date: JUN 17, 2021 Record Date: MAY 07, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BBIO Security ID: 10806X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric Aguiar | Management | For | Withhold |
| 1.2 | Elect Director Ali Satvat | Management | For | Withhold |
| 1.3 | Elect Director Jennifer E. Cook | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| BROOKDALE SENIOR LIVING INC. Meeting Date: JUN 17, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BKD Security ID: 112463104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jordan R. Asher | Management | For | For |
| 1.2 | Elect Director Lucinda M. Baier | Management | For | For |
| 1.3 | Elect Director Marcus E. Bromley | Management | For | For |
| 1.4 | Elect Director Frank M. Bumstead | Management | For | For |
| 1.5 | Elect Director Victoria L. Freed | Management | For | For |
| 1.6 | Elect Director Rita Johnson-Mills | Management | For | For |
| 1.7 | Elect Director Guy P. Sansone | Management | For | For |
| 1.8 | Elect Director Denise W. Warren | Management | For | For |
| 1.9 | Elect Director Lee S. Wielansky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CANTEL MEDICAL CORP. Meeting Date: APR 29, 2021 Record Date: APR 01, 2021 Meeting Type: SPECIAL | ||||
| Ticker: CMD Security ID: 138098108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| CARA THERAPEUTICS, INC. Meeting Date: JUN 03, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CARA Security ID: 140755109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harrison M. Bains, Jr. | Management | For | For |
| 1.2 | Elect Director Susan Shiff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CARDIOVASCULAR SYSTEMS, INC. Meeting Date: NOV 11, 2020 Record Date: SEP 14, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CSII Security ID: 141619106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martha Goldberg Aronson | Management | For | For |
| 1b | Elect Director William Cohn | Management | For | For |
| 1c | Elect Director Stephen Stenbeck | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CAREDX, INC. Meeting Date: JUN 15, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CDNA Security ID: 14167L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George W. Bickerstaff, III | Management | For | For |
| 1.2 | Elect Director Grace E. Colon | Management | For | For |
| 1.3 | Elect Director Ralph Snyderman | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| CASTLE BIOSCIENCES, INC. Meeting Date: JUN 10, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CSTL Security ID: 14843C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mara G. Aspinall | Management | For | Withhold |
| 1.2 | Elect Director Daniel M. Bradbury | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| CATALYST PHARMACEUTICALS, INC. Meeting Date: AUG 20, 2020 Record Date: JUN 22, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CPRX Security ID: 14888U101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick J. McEnany | Management | For | For |
| 1.2 | Elect Director Philip H. Coelho | Management | For | Against |
| 1.3 | Elect Director Charles B. O'Keeffe | Management | For | For |
| 1.4 | Elect Director David S. Tierney | Management | For | For |
| 1.5 | Elect Director Donald A. Denkhaus | Management | For | For |
| 1.6 | Elect Director Richard J. Daly | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Extension of the Shareholder Rights Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 7 | Other Business | Management | For | Against |
| CELLDEX THERAPEUTICS, INC. Meeting Date: JUN 17, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CLDX Security ID: 15117B202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Karen L. Shoos | Management | For | For |
| 1.2 | Elect Director Anthony S. Marucci | Management | For | For |
| 1.3 | Elect Director Keith L. Brownlie | Management | For | For |
| 1.4 | Elect Director Herbert J. Conrad | Management | For | For |
| 1.5 | Elect Director James J. Marino | Management | For | For |
| 1.6 | Elect Director Harry H. Penner, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CERUS CORPORATION Meeting Date: JUN 02, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CERS Security ID: 157085101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel N. Swisher, Jr. | Management | For | For |
| 1.2 | Elect Director Frank Witney | Management | For | For |
| 1.3 | Elect Director Eric Bjerkholt | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CHEMOCENTRYX, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CCXI Security ID: 16383L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas J. Schall | Management | For | For |
| 1b | Elect Director Joseph M. Feczko | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CLOVIS ONCOLOGY, INC. Meeting Date: JUN 23, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CLVS Security ID: 189464100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick J. Mahaffy | Management | For | For |
| 1.2 | Elect Director Robert W. Azelby | Management | For | For |
| 1.3 | Elect Director Thorlef Spickschen | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| COLLEGIUM PHARMACEUTICAL, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: COLL Security ID: 19459J104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rita Balice-Gordon | Management | For | For |
| 1.2 | Elect Director Garen Bohlin | Management | For | For |
| 1.3 | Elect Director Gwen Melincoff | Management | For | For |
| 1.4 | Elect Director Theodore Schroeder | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| COMMUNITY HEALTH SYSTEMS, INC. Meeting Date: MAY 11, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CYH Security ID: 203668108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John A. Clerico | Management | For | For |
| 1b | Elect Director Michael Dinkins | Management | For | For |
| 1c | Elect Director James S. Ely, III | Management | For | For |
| 1d | Elect Director John A. Fry | Management | For | For |
| 1e | Elect Director Tim L. Hingtgen | Management | For | For |
| 1f | Elect Director Elizabeth T. Hirsch | Management | For | For |
| 1g | Elect Director William Norris Jennings | Management | For | For |
| 1h | Elect Director K. Ranga Krishnan | Management | For | For |
| 1i | Elect Director Julia B. North | Management | For | For |
| 1j | Elect Director Wayne T. Smith | Management | For | For |
| 1k | Elect Director H. James Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CONMED CORPORATION Meeting Date: MAY 19, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CNMD Security ID: 207410101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Bronson | Management | For | For |
| 1.2 | Elect Director Brian P. Concannon | Management | For | For |
| 1.3 | Elect Director LaVerne Council | Management | For | For |
| 1.4 | Elect Director Charles M. Farkas | Management | For | For |
| 1.5 | Elect Director Martha Goldberg Aronson | Management | For | For |
| 1.6 | Elect Director Curt R. Hartman | Management | For | For |
| 1.7 | Elect Director Jerome J. Lande | Management | For | For |
| 1.8 | Elect Director Barbara J. Schwarzentraub | Management | For | For |
| 1.9 | Elect Director Mark E. Tryniski | Management | For | For |
| 1.10 | Elect Director John L. Workman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CONSTELLATION PHARMACEUTICALS, INC. Meeting Date: JUN 02, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CNST Security ID: 210373106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott N. Braunstein | Management | For | Withhold |
| 1.2 | Elect Director Mark A. Goldsmith | Management | For | Withhold |
| 1.3 | Elect Director Jigar Raythatha | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CORBUS PHARMACEUTICALS HOLDINGS, INC. Meeting Date: JUN 17, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CRBP Security ID: 21833P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yuval Cohen | Management | For | For |
| 1.2 | Elect Director Alan Holmer | Management | For | For |
| 1.3 | Elect Director Avery W. (Chip) Catlin | Management | For | For |
| 1.4 | Elect Director Peter Salzmann | Management | For | For |
| 1.5 | Elect Director John K. Jenkins | Management | For | For |
| 1.6 | Elect Director Rachelle S. Jacques | Management | For | For |
| 2 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | Against |
| CORTEXYME, INC. Meeting Date: JUN 16, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CRTX Security ID: 22053A107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen S. Dominy | Management | For | Withhold |
| 1.2 | Elect Director David A. Lamond | Management | For | Withhold |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CRISPR THERAPEUTICS AG Meeting Date: JUN 10, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CRSP Security ID: H17182108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Treatment of Net Loss | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4a | Reelect Director Rodger Novak | Management | For | For |
| 4b | Reelect Director Samarth Kulkarni | Management | For | For |
| 4c | Reelect Director Ali Behbahani | Management | For | Against |
| 4d | Reelect Director Bradley Bolzon | Management | For | For |
| 4e | Reelect Director Simeon J. George | Management | For | For |
| 4f | Reelect Director John T. Greene | Management | For | For |
| 4g | Reelect Director Katherine A. High | Management | For | For |
| 4h | Reelect Director Douglas A. Treco | Management | For | For |
| 4i | Elect Director H Edward Fleming, Jr. | Management | For | For |
| 5a | Reelect Ali Behbahani as Member of the Compensation Committee | Management | For | Against |
| 5b | Reelect Simeon J. George as Member of the Compensation Committee | Management | For | For |
| 5c | Reelect John T. Greene as Member of the Compensation Committee | Management | For | For |
| 6a | Approve Remuneration of Directors in the Amount of USD 507,000 | Management | For | For |
| 6b | Approve Remuneration of Directors in the Amount of USD 11,738,100 | Management | For | Against |
| 6c | Approve Remuneration of Executive Committee in the Amount of USD 3,514,207 | Management | For | Against |
| 6d | Approve Remuneration of Executive Committee in the Amount of USD 2,693,933 | Management | For | Against |
| 6e | Approve Remuneration of Executive Committee in the Amount of USD 55,827,593 | Management | For | Against |
| 7 | Approve Increase in Conditional Share Capital for Employee Equity Plans | Management | For | Against |
| 8 | Approve Increase in Size of Board | Management | For | For |
| 9 | Approve CHF 1,179,509 Increase in Authorized Capital | Management | For | Against |
| 10 | Designate Marius Meier as Independent Proxy | Management | For | For |
| 11 | Ratify Ernst & Young LLP as Auditor and Ernst & Young AG as Statutory Auditor | Management | For | For |
| CRYOLIFE, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CRY Security ID: 228903100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas F. Ackerman | Management | For | For |
| 1.2 | Elect Director Daniel J. Bevevino | Management | For | For |
| 1.3 | Elect Director Marna P. Borgstrom | Management | For | For |
| 1.4 | Elect Director James W. Bullock | Management | For | For |
| 1.5 | Elect Director Jeffrey H. Burbank | Management | For | For |
| 1.6 | Elect Director J. Patrick Mackin | Management | For | For |
| 1.7 | Elect Director Ronald D. McCall | Management | For | For |
| 1.8 | Elect Director Harvey Morgan | Management | For | For |
| 1.9 | Elect Director Jon W. Salveson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CYMABAY THERAPEUTICS, INC. Meeting Date: JUN 10, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CBAY Security ID: 23257D103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Janet Dorling | Management | For | For |
| 1.2 | Elect Director Caroline Loewy | Management | For | For |
| 1.3 | Elect Director Sujal Shah | Management | For | For |
| 1.4 | Elect Director Kurt von Emster | Management | For | For |
| 1.5 | Elect Director Thomas G. Wiggans | Management | For | For |
| 1.6 | Elect Director Robert J. Wills | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| CYTOKINETICS, INCORPORATED Meeting Date: MAY 12, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CYTK Security ID: 23282W605 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert I. Blum | Management | For | For |
| 1.2 | Elect Director Robert M. Califf | Management | For | For |
| 1.3 | Elect Director Sandford D. Smith | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CYTOMX THERAPEUTICS, INC. Meeting Date: JUN 16, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CTMX Security ID: 23284F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James R. Meyers | Management | For | Against |
| 1b | Elect Director Halley Gilbert | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DECIPHERA PHARMACEUTICALS, INC. Meeting Date: JUN 23, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DCPH Security ID: 24344T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James A. Bristol | Management | For | Withhold |
| 1.2 | Elect Director Frank S. Friedman | Management | For | Withhold |
| 1.3 | Elect Director Ron Squarer | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| DENALI THERAPEUTICS INC. Meeting Date: JUN 02, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DNLI Security ID: 24823R105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas Cole | Management | For | Withhold |
| 1.2 | Elect Director Jay Flatley | Management | For | Withhold |
| 1.3 | Elect Director Marc Tessier-Lavigne | Management | For | Withhold |
| 1.4 | Elect Director Nancy A. Thornberry | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DENTSPLY SIRONA INC. Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: XRAY Security ID: 24906P109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Eric K. Brandt | Management | For | For |
| 1b | Elect Director Donald M. Casey, Jr. | Management | For | For |
| 1c | Elect Director Willie A. Deese | Management | For | For |
| 1d | Elect Director Betsy D. Holden | Management | For | For |
| 1e | Elect Director Clyde R. Hosein | Management | For | For |
| 1f | Elect Director Arthur D. Kowaloff | Management | For | For |
| 1g | Elect Director Harry M. Jansen Kraemer, Jr. | Management | For | For |
| 1h | Elect Director Gregory T. Lucier | Management | For | For |
| 1i | Elect Director Leslie F. Varon | Management | For | For |
| 1j | Elect Director Janet S. Vergis | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DICERNA PHARMACEUTICALS, INC. Meeting Date: JUN 03, 2021 Record Date: APR 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DRNA Security ID: 253031108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Douglas M. Fambrough, III | Management | For | For |
| 1b | Elect Director J. Kevin Buchi | Management | For | For |
| 1c | Elect Director Stephen Doberstein | Management | For | For |
| 1d | Elect Director Martin Freed | Management | For | For |
| 1e | Elect Director Patrick M. Gray | Management | For | For |
| 1f | Elect Director Stephen J. Hoffman | Management | For | For |
| 1g | Elect Director Adam M. Koppel | Management | For | Against |
| 1h | Elect Director Marc D. Kozin | Management | For | For |
| 1i | Elect Director Cynthia Smith | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DYNAVAX TECHNOLOGIES CORPORATION Meeting Date: MAY 28, 2021 Record Date: APR 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DVAX Security ID: 268158201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Francis R. Cano | Management | For | For |
| 1.2 | Elect Director Peter Paradiso | Management | For | For |
| 1.3 | Elect Director Peggy V. Phillips | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EDITAS MEDICINE, INC. Meeting Date: JUN 03, 2021 Record Date: APR 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EDIT Security ID: 28106W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Meeta Chatterjee | Management | For | For |
| 1.2 | Elect Director Andrew Hirsch | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ELANCO ANIMAL HEALTH INCORPORATED Meeting Date: MAY 19, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ELAN Security ID: 28414H103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William F. Doyle | Management | For | For |
| 1b | Elect Director Art A. Garcia | Management | For | Against |
| 1c | Elect Director Denise Scots-Knight | Management | For | Against |
| 1d | Elect Director Jeffrey N. Simmons | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| EMERGENT BIOSOLUTIONS INC. Meeting Date: MAY 20, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EBS Security ID: 29089Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jerome Hauer | Management | For | For |
| 1b | Elect Director Robert Kramer | Management | For | For |
| 1c | Elect Director Marvin White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| ENANTA PHARMACEUTICALS, INC. Meeting Date: MAR 02, 2021 Record Date: JAN 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ENTA Security ID: 29251M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kristine Peterson | Management | For | For |
| 1.2 | Elect Director Terry C. Vance | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ENDO INTERNATIONAL PLC Meeting Date: JUN 10, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ENDP Security ID: G30401106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark G. Barberio | Management | For | For |
| 1b | Elect Director Jennifer M. Chao | Management | For | For |
| 1c | Elect Director Blaise Coleman | Management | For | For |
| 1d | Elect Director Shane M. Cooke | Management | For | For |
| 1e | Elect Director Nancy J. Hutson | Management | For | For |
| 1f | Elect Director Michael Hyatt | Management | For | For |
| 1g | Elect Director William P. Montague | Management | For | For |
| 1h | Elect Director M. Christine Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 4 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For |
| 5 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| EPIZYME, INC. Meeting Date: JUN 11, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EPZM Security ID: 29428V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Grant Bogle | Management | For | For |
| 1.2 | Elect Director Kevin T. Conroy | Management | For | Withhold |
| 1.3 | Elect Director Carl Goldfischer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| EQUILLIUM, INC. Meeting Date: MAY 26, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EQ Security ID: 29446K106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel M. Bradbury | Management | For | Withhold |
| 1.2 | Elect Director Martha J. Demski | Management | For | Withhold |
| 1.3 | Elect Director Mark Pruzanski | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ESPERION THERAPEUTICS, INC. Meeting Date: MAY 27, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ESPR Security ID: 29664W105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey Berkowitz | Management | For | For |
| 1b | Elect Director Antonio M. Gotto, Jr. | Management | For | For |
| 1c | Elect Director Nicole Vitullo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EVOFEM BIOSCIENCES, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EVFM Security ID: 30048L104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kim P. Kamdar | Management | For | Withhold |
| 1.2 | Elect Director Colin Rutherford | Management | For | Withhold |
| 1.3 | Elect Director Lisa Rarick | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| EVOLENT HEALTH, INC. Meeting Date: JUN 10, 2021 Record Date: APR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EVH Security ID: 30050B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Eliminate Supermajority Vote Requirements | Management | For | For |
| 3a | Elect Director Craig Barbarosh | Management | For | For |
| 3b | Elect Director Kim Keck | Management | For | For |
| 3c | Elect Director Cheryl Scott | Management | For | For |
| 3d | Elect Director Frank Williams | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| EXACT SCIENCES CORPORATION Meeting Date: JUL 23, 2020 Record Date: JUN 01, 2020 Meeting Type: ANNUAL | ||||
| Ticker: EXAS Security ID: 30063P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eli Casdin | Management | For | For |
| 1.2 | Elect Director James E. Doyle | Management | For | For |
| 1.3 | Elect Director Freda Lewis-Hall | Management | For | For |
| 1.4 | Elect Director Kathleen G. Sebelius | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| EXACT SCIENCES CORPORATION Meeting Date: JUN 30, 2021 Record Date: MAY 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EXAS Security ID: 30063P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul Clancy | Management | For | For |
| 1.2 | Elect Director Pierre Jacquet | Management | For | For |
| 1.3 | Elect Director Daniel Levangie | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| FATE THERAPEUTICS, INC. Meeting Date: JUN 02, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FATE Security ID: 31189P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert Hershberg | Management | For | For |
| 1.2 | Elect Director Michael Lee | Management | For | For |
| 1.3 | Elect Director William H. Rastetter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| FIBROGEN, INC. Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FGEN Security ID: 31572Q808 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James A. Schoeneck | Management | For | For |
| 1b | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1c | Elect Director Maykin Ho | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| FLEXION THERAPEUTICS, INC. Meeting Date: JUN 24, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FLXN Security ID: 33938J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael D. Clayman | Management | For | Withhold |
| 1.2 | Elect Director Elizabeth Kwo | Management | For | For |
| 1.3 | Elect Director Ann Merrifield | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FLUIDIGM CORPORATION Meeting Date: MAY 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FLDM Security ID: 34385P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gerhard F. Burbach | Management | For | For |
| 1.2 | Elect Director Carlos Paya | Management | For | For |
| 1.3 | Elect Director Ana K. Stankovic | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| FORMA THERAPEUTICS HOLDINGS, INC. Meeting Date: JUN 17, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FMTX Security ID: 34633R104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Selwyn M. Vickers | Management | For | For |
| 1.2 | Elect Director Wayne A.I. Frederick | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| FULGENT GENETICS, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FLGT Security ID: 359664109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ming Hsieh | Management | For | For |
| 1.2 | Elect Director John Bolger | Management | For | For |
| 1.3 | Elect Director Yun Yen | Management | For | For |
| 1.4 | Elect Director Linda Marsh | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| G1 THERAPEUTICS, INC. Meeting Date: JUN 17, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GTHX Security ID: 3621LQ109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John E. (Jack) Bailey, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Willie A. Deese | Management | For | Withhold |
| 1.3 | Elect Director Cynthia L. Schwalm | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| GLAUKOS CORPORATION Meeting Date: JUN 03, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GKOS Security ID: 377322102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas W. Burns | Management | For | Withhold |
| 1.2 | Elect Director Leana S. Wen | Management | For | For |
| 1.3 | Elect Director Marc A. Stapley | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GLOBAL BLOOD THERAPEUTICS, INC. Meeting Date: JUN 17, 2021 Record Date: APR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GBT Security ID: 37890U108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott W. Morrison | Management | For | Withhold |
| 1.2 | Elect Director Deval L. Patrick | Management | For | Withhold |
| 1.3 | Elect Director Mark L. Perry | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| GOSSAMER BIO, INC. Meeting Date: JUN 09, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GOSS Security ID: 38341P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Russell Cox | Management | For | Withhold |
| 1.2 | Elect Director Renee Gala | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| GUARDANT HEALTH, INC. Meeting Date: JUN 16, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GH Security ID: 40131M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Helmy Eltoukhy | Management | For | Withhold |
| 1b | Elect Director AmirAli Talasaz | Management | For | Withhold |
| 1c | Elect Director Bahija Jallal | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| HALOZYME THERAPEUTICS, INC. Meeting Date: MAY 05, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HALO Security ID: 40637H109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jean-Pierre Bizzari | Management | For | For |
| 1.2 | Elect Director James M. Daly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HEALTHEQUITY, INC. Meeting Date: JUN 24, 2021 Record Date: APR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HQY Security ID: 42226A107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert Selander | Management | For | For |
| 1.2 | Elect Director Jon Kessler | Management | For | For |
| 1.3 | Elect Director Stephen Neeleman | Management | For | For |
| 1.4 | Elect Director Frank Corvino | Management | For | For |
| 1.5 | Elect Director Adrian Dillon | Management | For | For |
| 1.6 | Elect Director Evelyn Dilsaver | Management | For | For |
| 1.7 | Elect Director Debra McCowan | Management | For | For |
| 1.8 | Elect Director Stuart Parker | Management | For | For |
| 1.9 | Elect Director Ian Sacks | Management | For | For |
| 1.10 | Elect Director Gayle Wellborn | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HERON THERAPEUTICS, INC. Meeting Date: JUN 17, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HRTX Security ID: 427746102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Barry Quart | Management | For | For |
| 1b | Elect Director Stephen Davis | Management | For | For |
| 1c | Elect Director Craig Johnson | Management | For | For |
| 1d | Elect Director Kimberly Manhard | Management | For | For |
| 1e | Elect Director Christian Waage | Management | For | For |
| 2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| HESKA CORPORATION Meeting Date: MAY 05, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HSKA Security ID: 42805E306 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Antin | Management | For | For |
| 1.2 | Elect Director Stephen L. Davis | Management | For | For |
| 1.3 | Elect Director Mark F. Furlong | Management | For | For |
| 1.4 | Elect Director Joachim A. Hasenmaier | Management | For | For |
| 1.5 | Elect Director Scott W. Humphrey | Management | For | For |
| 1.6 | Elect Director Sharon J. Larson | Management | For | For |
| 1.7 | Elect Director David E. Sveen | Management | For | For |
| 1.8 | Elect Director Kevin S. Wilson | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HOMOLOGY MEDICINES, INC. Meeting Date: JUN 17, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FIXX Security ID: 438083107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew R. Patterson | Management | For | Withhold |
| 1.2 | Elect Director Mary Thistle | Management | For | Withhold |
| 1.3 | Elect Director Arthur O. Tzianabos | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| HORIZON THERAPEUTICS PUBLIC LIMITED COMPANY Meeting Date: APR 29, 2021 Record Date: FEB 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HZNP Security ID: G46188101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William F. Daniel | Management | For | For |
| 1b | Elect Director H. Thomas Watkins | Management | For | For |
| 1c | Elect Director Pascale Witz | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Market Purchases or Overseas Market Purchases of Ordinary Shares | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| IGM BIOSCIENCES, INC. Meeting Date: JUN 24, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IGMS Security ID: 449585108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kathleen Behrens | Management | For | Withhold |
| 1.2 | Elect Director Michael Loberg | Management | For | Withhold |
| 1.3 | Elect Director Christina Teng Topsoe | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| IMMUNIC, INC. Meeting Date: JUN 10, 2021 Record Date: APR 14, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IMUX Security ID: 4525EP101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel Vitt | Management | For | Withhold |
| 1.2 | Elect Director Duane Nash | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Baker Tilly Virchow Krause, LLP as Auditors | Management | For | For |
| IMMUNITYBIO, INC. Meeting Date: JUN 10, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IBRX Security ID: 45256X103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick Soon-Shiong | Management | For | Withhold |
| 1.2 | Elect Director Richard Adcock | Management | For | For |
| 1.3 | Elect Director Michael D. Blaszyk | Management | For | For |
| 1.4 | Elect Director John Owen Brennan | Management | For | For |
| 1.5 | Elect Director Wesley Clark | Management | For | For |
| 1.6 | Elect Director Cheryl L. Cohen | Management | For | Withhold |
| 1.7 | Elect Director Linda Maxwell | Management | For | For |
| 1.8 | Elect Director Christobel Selecky | Management | For | For |
| 1.9 | Elect Director Barry J. Simon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| IMMUNOGEN, INC. Meeting Date: JUN 16, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IMGN Security ID: 45253H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Stephen C. McCluski | Management | For | For |
| 2.2 | Elect Director Richard J. Wallace | Management | For | For |
| 2.3 | Elect Director Mark Goldberg | Management | For | For |
| 2.4 | Elect Director Dean J. Mitchell | Management | For | For |
| 2.5 | Elect Director Kristine Peterson | Management | For | For |
| 2.6 | Elect Director Mark J. Enyedy | Management | For | For |
| 2.7 | Elect Director Stuart A. Arbuckle | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| INARI MEDICAL, INC. Meeting Date: MAY 27, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NARI Security ID: 45332Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William Hoffman | Management | For | Withhold |
| 1.2 | Elect Director Donald B. Milder | Management | For | Withhold |
| 1.3 | Elect Director Geoff Pardo | Management | For | Withhold |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| INMUNE BIO INC. Meeting Date: JUN 01, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: INMB Security ID: 45782T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edgardo Baracchini | Management | For | Withhold |
| 1.2 | Elect Director J. Kelly Ganjei | Management | For | Withhold |
| 1.3 | Elect Director Scott Juda | Management | For | For |
| 1.4 | Elect Director Tim Schroeder | Management | For | Withhold |
| 1.5 | Elect Director David Szymkowski | Management | For | For |
| 1.6 | Elect Director Raymond J. Tesi | Management | For | For |
| 1.7 | Elect Director Marcia Allen | Management | For | Withhold |
| 2 | Ratify Marcum LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| INOGEN, INC. Meeting Date: MAY 10, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: INGN Security ID: 45780L104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Scott Greer | Management | For | Withhold |
| 1.2 | Elect Director Heather Rider | Management | For | Withhold |
| 1.3 | Elect Director Kristen Miranda | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INOVIO PHARMACEUTICALS, INC. Meeting Date: MAY 13, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: INO Security ID: 45773H201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Joseph Kim | Management | For | For |
| 1.2 | Elect Director Simon X. Benito | Management | For | For |
| 1.3 | Elect Director Ann C. Miller | Management | For | For |
| 1.4 | Elect Director Jay P. Shepard | Management | For | For |
| 1.5 | Elect Director David B. Weiner | Management | For | For |
| 1.6 | Elect Director Wendy L. Yarno | Management | For | For |
| 1.7 | Elect Director Lota S. Zoth | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INSMED INCORPORATED Meeting Date: MAY 12, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: INSM Security ID: 457669307 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David R. Brennan | Management | For | For |
| 1.2 | Elect Director Leo Lee | Management | For | For |
| 1.3 | Elect Director Carol A. Schafer | Management | For | For |
| 1.4 | Elect Director Melvin Sharoky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| INSPIRE MEDICAL SYSTEMS, INC. Meeting Date: APR 29, 2021 Record Date: MAR 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: INSP Security ID: 457730109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marilyn Carlson Nelson | Management | For | Withhold |
| 1.2 | Elect Director Jerry C. Griffin | Management | For | Withhold |
| 1.3 | Elect Director Casey M. Tansey | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INTELLIA THERAPEUTICS, INC. Meeting Date: JUN 23, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NTLA Security ID: 45826J105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Fred Cohen | Management | For | Withhold |
| 1.2 | Elect Director Jean-Francois Formela | Management | For | Withhold |
| 1.3 | Elect Director Frank Verwiel | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INTERCEPT PHARMACEUTICALS, INC. Meeting Date: MAY 27, 2021 Record Date: APR 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ICPT Security ID: 45845P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paolo Fundaro | Management | For | For |
| 1b | Elect Director Jerome Durso | Management | For | For |
| 1c | Elect Director Srinivas Akkaraju | Management | For | For |
| 1d | Elect Director Luca Benatti | Management | For | For |
| 1e | Elect Director Daniel Bradbury | Management | For | For |
| 1f | Elect Director Keith Gottesdiener | Management | For | For |
| 1g | Elect Director Nancy Miller-Rich | Management | For | For |
| 1h | Elect Director Mark Pruzanski | Management | For | For |
| 1i | Elect Director Dagmar Rosa-Bjorkeson | Management | For | For |
| 1j | Elect Director Gino Santini | Management | For | For |
| 1k | Elect Director Glenn Sblendorio | Management | For | For |
| 2 | Approve Stock Option Exchange Program | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| INTERSECT ENT, INC. Meeting Date: JUN 03, 2021 Record Date: APR 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: XENT Security ID: 46071F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kieran T. Gallahue | Management | For | For |
| 1.2 | Elect Director Thomas A. West | Management | For | For |
| 1.3 | Elect Director Teresa L. Kline | Management | For | For |
| 1.4 | Elect Director Cynthia L. Lucchese | Management | For | For |
| 1.5 | Elect Director Dana G. Mead, Jr. | Management | For | For |
| 1.6 | Elect Director Neil A. Hattangadi | Management | For | For |
| 1.7 | Elect Director Elisabeth Sandoval-Little | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INTRA-CELLULAR THERAPIES, INC. Meeting Date: JUN 21, 2021 Record Date: APR 28, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ITCI Security ID: 46116X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Rawlins | Management | For | For |
| 1.2 | Elect Director Joel S. Marcus | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INVITAE CORPORATION Meeting Date: OCT 01, 2020 Record Date: AUG 19, 2020 Meeting Type: SPECIAL | ||||
| Ticker: NVTA Security ID: 46185L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Issuance of Shares for a Private Placement Issuance of Warrants to Purchase Invitae Common Stock in Connection with a Term Loan Facility | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| INVITAE CORPORATION Meeting Date: JUN 07, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NVTA Security ID: 46185L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kimber D. Lockhart | Management | For | For |
| 1b | Elect Director Chitra Nayak | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| IONIS PHARMACEUTICALS, INC. Meeting Date: JUN 02, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IONS Security ID: 462222100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brett Monia | Management | For | For |
| 1.2 | Elect Director Frederick T. Muto | Management | For | Withhold |
| 1.3 | Elect Director Peter N. Reikes | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| IOVANCE BIOTHERAPEUTICS, INC. Meeting Date: JUN 11, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IOVA Security ID: 462260100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Iain Dukes | Management | For | For |
| 1.2 | Elect Director Maria Fardis | Management | For | For |
| 1.3 | Elect Director Athena Countouriotis | Management | For | For |
| 1.4 | Elect Director Ryan Maynard | Management | For | For |
| 1.5 | Elect Director Merrill A. McPeak | Management | For | For |
| 1.6 | Elect Director Wayne P. Rothbaum | Management | For | For |
| 1.7 | Elect Director Michael Weiser | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| IRHYTHM TECHNOLOGIES, INC. Meeting Date: JUN 18, 2021 Record Date: APR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IRTC Security ID: 450056106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cathleen Noel Bairey Merz | Management | For | For |
| 1.2 | Elect Director Mark J. Rubash | Management | For | Withhold |
| 1.3 | Elect Director Renee Budig | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| JOUNCE THERAPEUTICS, INC. Meeting Date: JUN 18, 2021 Record Date: APR 21, 2021 Meeting Type: ANNUAL | ||||
| Ticker: JNCE Security ID: 481116101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Duncan Higgons | Management | For | Withhold |
| 1.2 | Elect Director Robert Iannone | Management | For | Withhold |
| 1.3 | Elect Director Luisa Salter-Cid | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| KADMON HOLDINGS, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KDMN Security ID: 48283N106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harlan W. Waksal | Management | For | For |
| 1.2 | Elect Director Tasos G. Konidaris | Management | For | Withhold |
| 1.3 | Elect Director Eugene Bauer | Management | For | Withhold |
| 1.4 | Elect Director Cynthia Schwalm | Management | For | Withhold |
| 1.5 | Elect Director David E. Cohen | Management | For | Withhold |
| 1.6 | Elect Director Arthur Kirsch | Management | For | For |
| 1.7 | Elect Director Nancy Miller-Rich | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| KALA PHARMACEUTICALS, INC. Meeting Date: JUN 17, 2021 Record Date: APR 21, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KALA Security ID: 483119103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew I. Koven | Management | For | Withhold |
| 1.2 | Elect Director Gregory D. Perry | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| KARUNA THERAPEUTICS, INC. Meeting Date: JUN 16, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KRTX Security ID: 48576A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Christopher J. Coughlin | Management | For | Withhold |
| 1b | Elect Director James Healy | Management | For | Withhold |
| 1c | Elect Director Jeffrey Jonas | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| KARYOPHARM THERAPEUTICS INC. Meeting Date: MAY 21, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KPTI Security ID: 48576U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Deepika R. Pakianathan | Management | For | For |
| 1.2 | Elect Director Richard Paulson | Management | For | For |
| 1.3 | Elect Director Chen Schor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| KINIKSA PHARMACEUTICALS, LTD. Meeting Date: JUN 29, 2021 Record Date: APR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KNSA Security ID: G5269C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Felix J. Baker | Management | For | Withhold |
| 1b | Elect Director Tracey L. McCain | Management | For | Withhold |
| 1c | Elect Director Kimberly J. Popovits | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| KODIAK SCIENCES INC. Meeting Date: JUN 07, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KOD Security ID: 50015M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Felix J. Baker | Management | For | Withhold |
| 1.2 | Elect Director Victor Perlroth | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| KRYSTAL BIOTECH, INC. Meeting Date: MAY 21, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KRYS Security ID: 501147102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Suma M. Krishnan | Management | For | Withhold |
| 1.2 | Elect Director Julian S. Gangolli | Management | For | Withhold |
| 2 | Ratify Mayer Hoffman McCann P.C. as Auditors | Management | For | For |
| KURA ONCOLOGY, INC. Meeting Date: JUN 22, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KURA Security ID: 50127T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Troy E. Wilson | Management | For | Withhold |
| 1.2 | Elect Director Faheem Hasnain | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LANNETT COMPANY, INC. Meeting Date: JAN 27, 2021 Record Date: DEC 03, 2020 Meeting Type: ANNUAL | ||||
| Ticker: LCI Security ID: 516012101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick G. LePore | Management | For | For |
| 1.2 | Elect Director John C. Chapman | Management | For | For |
| 1.3 | Elect Director Timothy C. Crew | Management | For | For |
| 1.4 | Elect Director David Drabik | Management | For | For |
| 1.5 | Elect Director Jeffrey Farber | Management | For | For |
| 1.6 | Elect Director Melissa Rewolinski | Management | For | For |
| 1.7 | Elect Director Paul Taveira | Management | For | For |
| 2 | Ratify Grant Thornton, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| LIGAND PHARMACEUTICALS INCORPORATED Meeting Date: DEC 15, 2020 Record Date: NOV 05, 2020 Meeting Type: SPECIAL | ||||
| Ticker: LGND Security ID: 53220K504 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Omnibus Stock Plan | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| LIGAND PHARMACEUTICALS INCORPORATED Meeting Date: JUN 04, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LGND Security ID: 53220K504 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jason M. Aryeh | Management | For | For |
| 1.2 | Elect Director Sarah Boyce | Management | For | For |
| 1.3 | Elect Director Todd C. Davis | Management | For | For |
| 1.4 | Elect Director Nancy R. Gray | Management | For | For |
| 1.5 | Elect Director John L. Higgins | Management | For | For |
| 1.6 | Elect Director John W. Kozarich | Management | For | For |
| 1.7 | Elect Director John L. LaMattina | Management | For | For |
| 1.8 | Elect Director Sunil Patel | Management | For | For |
| 1.9 | Elect Director Stephen L. Sabba | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MACROGENICS, INC. Meeting Date: MAY 13, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MGNX Security ID: 556099109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth Galbraith | Management | For | For |
| 1.2 | Elect Director Scott Jackson | Management | For | For |
| 1.3 | Elect Director David Stump | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MADRIGAL PHARMACEUTICALS, INC. Meeting Date: JUN 17, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MDGL Security ID: 558868105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rebecca Taub | Management | For | For |
| 1.2 | Elect Director Fred B. Craves | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Other Business | Management | For | Against |
| MAGELLAN HEALTH, INC. Meeting Date: MAR 31, 2021 Record Date: FEB 12, 2021 Meeting Type: SPECIAL | ||||
| Ticker: MGLN Security ID: 559079207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| MANNKIND CORPORATION Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MNKD Security ID: 56400P706 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James S. Shannon | Management | For | For |
| 1.2 | Elect Director Michael E. Castagna | Management | For | For |
| 1.3 | Elect Director Ronald J. Consiglio | Management | For | For |
| 1.4 | Elect Director Michael A. Friedman | Management | For | For |
| 1.5 | Elect Director Jennifer Grancio | Management | For | For |
| 1.6 | Elect Director Anthony Hooper | Management | For | For |
| 1.7 | Elect Director Sabrina Kay | Management | For | For |
| 1.8 | Elect Director Kent Kresa | Management | For | For |
| 1.9 | Elect Director Christine Mundkur | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MARINUS PHARMACEUTICALS, INC. Meeting Date: MAY 26, 2021 Record Date: MAR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MRNS Security ID: 56854Q200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Austin | Management | For | For |
| 1.2 | Elect Director Michael R. Dougherty | Management | For | For |
| 1.3 | Elect Director Elan Ezickson | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| MEDICINOVA, INC. Meeting Date: JUN 16, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MNOV Security ID: 58468P206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yuichi Iwaki | Management | For | For |
| 1.2 | Elect Director Kazuko Matsuda | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| MEDNAX, INC. Meeting Date: SEP 09, 2020 Record Date: JUL 02, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MD Security ID: 58502B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Karey D. Barker | Management | For | For |
| 1.2 | Elect Director Waldemar A. Carlo | Management | For | Withhold |
| 1.3 | Elect Director Paul G. Gabos | Management | For | For |
| 1.4 | Elect Director Manuel Kadre | Management | For | Withhold |
| 1.5 | Elect Director Thomas A. McEachin | Management | For | For |
| 1.6 | Elect Director Roger J. Medel | Management | For | For |
| 1.7 | Elect Director Mark S. Ordan | Management | For | For |
| 1.8 | Elect Director Michael A. Rucker | Management | For | For |
| 1.9 | Elect Director Guy P. Sansone | Management | For | For |
| 1.10 | Elect Director John M. Starcher, Jr. | Management | For | For |
| 1.11 | Elect Director Shirley A. Weis | Management | For | For |
| 2 | Change Company Name to Pediatrix Medical Group, Inc. | Management | For | For |
| 3 | Amend Articles of Incorporation to Change Company Name of MEDNAX Services, Inc., a Subsidiary of the Company, to PMG Services, Inc. | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| MEDNAX, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MD Security ID: 58502B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Karey D. Barker | Management | For | For |
| 1.2 | Elect Director Waldemar A. Carlo | Management | For | For |
| 1.3 | Elect Director Paul G. Gabos | Management | For | For |
| 1.4 | Elect Director Manuel Kadre | Management | For | For |
| 1.5 | Elect Director Thomas A. McEachin | Management | For | For |
| 1.6 | Elect Director Roger J. Medel | Management | For | For |
| 1.7 | Elect Director Mark S. Ordan | Management | For | For |
| 1.8 | Elect Director Michael A. Rucker | Management | For | For |
| 1.9 | Elect Director Guy P. Sansone | Management | For | For |
| 1.10 | Elect Director John M. Starcher, Jr. | Management | For | For |
| 1.11 | Elect Director Shirley A. Weis | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MERIT MEDICAL SYSTEMS, INC. Meeting Date: JUN 17, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MMSI Security ID: 589889104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Fred P. Lampropoulos | Management | For | For |
| 1b | Elect Director A. Scott Anderson | Management | For | For |
| 1c | Elect Director Lynne M. Ward | Management | For | For |
| 1d | Elect Director Stephen C. Evans | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MERSANA THERAPEUTICS, INC. Meeting Date: JUN 11, 2021 Record Date: APR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MRSN Security ID: 59045L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Willard H. Dere | Management | For | Withhold |
| 1.2 | Elect Director Martin H. Huber | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MIRATI THERAPEUTICS, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MRTX Security ID: 60468T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles M. Baum | Management | For | For |
| 1.2 | Elect Director Bruce L.A. Carter | Management | For | For |
| 1.3 | Elect Director Julie M. Cherrington | Management | For | For |
| 1.4 | Elect Director Aaron I. Davis | Management | For | Withhold |
| 1.5 | Elect Director Henry J. Fuchs | Management | For | For |
| 1.6 | Elect Director Michael Grey | Management | For | Withhold |
| 1.7 | Elect Director Faheem Hasnain | Management | For | For |
| 1.8 | Elect Director Craig Johnson | Management | For | For |
| 1.9 | Elect Director Maya Martinez-Davis | Management | For | For |
| 1.10 | Elect Director Shalini Sharp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| MODERNA, INC. Meeting Date: APR 28, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MRNA Security ID: 60770K107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert Langer | Management | For | Withhold |
| 1.2 | Elect Director Elizabeth Nabel | Management | For | Withhold |
| 1.3 | Elect Director Elizabeth Tallett | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MODIVCARE INC. Meeting Date: JUN 15, 2021 Record Date: APR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MODV Security ID: 60783X104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Todd J. Carter | Management | For | For |
| 1b | Elect Director Frank J. Wright | Management | For | For |
| 1c | Elect Director Garth Graham | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| MYRIAD GENETICS, INC. Meeting Date: DEC 04, 2020 Record Date: OCT 07, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MYGN Security ID: 62855J104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rashmi Kumar | Management | For | For |
| 1.2 | Elect Director Dennis H. Langer | Management | For | For |
| 1.3 | Elect Director Lee N. Newcomer | Management | For | For |
| 2 | Amend Restricted Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MYRIAD GENETICS, INC. Meeting Date: JUN 03, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MYGN Security ID: 62855J104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director S. Louise Phanstiel | Management | For | For |
| 1b | Elect Director Daniel M. Skovronsky | Management | For | For |
| 1c | Elect Director Daniel K. Spiegelman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NANOSTRING TECHNOLOGIES, INC. Meeting Date: JUN 16, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NSTG Security ID: 63009R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Elisha W. Finney | Management | For | For |
| 1b | Elect Director Gregory Norden | Management | For | For |
| 1c | Elect Director Janet George | Management | For | For |
| 1d | Elect Director Charles P. Waite | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NANTKWEST, INC. Meeting Date: MAR 08, 2021 Record Date: JAN 29, 2021 Meeting Type: SPECIAL | ||||
| Ticker: NK Security ID: 63016Q102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with the Merger | Management | For | For |
| 2 | Approve Merger Agreement | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| NATERA, INC. Meeting Date: MAY 25, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NTRA Security ID: 632307104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roelof Botha | Management | For | Withhold |
| 1.2 | Elect Director Steven L. Chapman | Management | For | Withhold |
| 1.3 | Elect Director Todd Cozzens | Management | For | Withhold |
| 1.4 | Elect Director Matthew Rabinowitz | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NATUS MEDICAL INCORPORATED Meeting Date: JUN 16, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NTUS Security ID: 639050103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ilan Daskal | Management | For | For |
| 1b | Elect Director Lisa Wipperman Heine | Management | For | For |
| 1c | Elect Director Jonathan A. Kennedy | Management | For | For |
| 1d | Elect Director Joshua H. Levine | Management | For | For |
| 1e | Elect Director Barbara R. Paul | Management | For | For |
| 1f | Elect Director Alice D. Schroeder | Management | For | For |
| 1g | Elect Director Thomas J. Sullivan | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| NEKTAR THERAPEUTICS Meeting Date: JUN 10, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NKTR Security ID: 640268108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeff Ajer | Management | For | For |
| 1b | Elect Director Robert B. Chess | Management | For | For |
| 1c | Elect Director Roy A. Whitfield | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NEOGENOMICS, INC. Meeting Date: MAY 27, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NEO Security ID: 64049M209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Douglas M. VanOort | Management | For | For |
| 1b | Elect Director Mark W. Mallon | Management | For | For |
| 1c | Elect Director Lynn A. Tetrault | Management | For | For |
| 1d | Elect Director Bruce K. Crowther | Management | For | For |
| 1e | Elect Director Alison L. Hannah | Management | For | For |
| 1f | Elect Director Kevin C. Johnson | Management | For | For |
| 1g | Elect Director Stephen M. Kanovsky | Management | For | For |
| 1h | Elect Director Michael A. Kelly | Management | For | For |
| 1i | Elect Director Rachel A. Stahler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| NEVRO CORP. Meeting Date: MAY 25, 2021 Record Date: MAR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NVRO Security ID: 64157F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael DeMane | Management | For | For |
| 1.2 | Elect Director Frank Fischer | Management | For | For |
| 1.3 | Elect Director Shawn T McCormick | Management | For | For |
| 1.4 | Elect Director Kevin O'Boyle | Management | For | For |
| 1.5 | Elect Director Karen Prange | Management | For | For |
| 1.6 | Elect Director Brad Vale | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NEXTCURE, INC. Meeting Date: JUN 24, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NXTC Security ID: 65343E108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Elaine V. Jones | Management | For | Against |
| 1b | Elect Director Chau Q. Khuong | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NGM BIOPHARMACEUTICALS, INC. Meeting Date: JUN 08, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NGM Security ID: 62921N105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jin-Long Chen | Management | For | Withhold |
| 1b | Elect Director Roger M. Perlmutter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NOVAVAX, INC. Meeting Date: JUN 17, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NVAX Security ID: 670002401 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Douglas | Management | For | For |
| 1b | Elect Director Margaret G. McGlynn | Management | For | For |
| 1c | Elect Director David M. Mott | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify April 2020 Equity Awards | Management | For | For |
| 5 | Ratify June 2020 Equity Awards | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NUVASIVE, INC. Meeting Date: MAY 18, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NUVA Security ID: 670704105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Vickie L. Capps | Management | For | For |
| 1.2 | Elect Director John A. DeFord | Management | For | For |
| 1.3 | Elect Director R. Scott Huennekens | Management | For | For |
| 1.4 | Elect Director Siddhartha C. Kadia | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| OCULAR THERAPEUTIX, INC. Meeting Date: JUN 18, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OCUL Security ID: 67576A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Antony Mattessich | Management | For | Withhold |
| 1.2 | Elect Director Charles Warden | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ODONATE THERAPEUTICS, INC. Meeting Date: JUN 24, 2021 Record Date: MAY 07, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ODT Security ID: 676079106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin Tang | Management | For | For |
| 1.2 | Elect Director Aaron Davis | Management | For | Against |
| 1.3 | Elect Director Craig Johnson | Management | For | For |
| 1.4 | Elect Director Laura Johnson | Management | For | For |
| 1.5 | Elect Director Robert Rosen | Management | For | For |
| 2 | Ratify Baker Tilly US, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| OMEROS CORPORATION Meeting Date: JUN 11, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OMER Security ID: 682143102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas F. Bumol | Management | For | For |
| 1b | Elect Director Gregory A. Demopulos | Management | For | For |
| 1c | Elect Director Leroy E. Hood | Management | For | Against |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ONCONOVA THERAPEUTICS, INC. Meeting Date: APR 30, 2021 Record Date: JAN 12, 2021 Meeting Type: SPECIAL | ||||
| Ticker: ONTX Security ID: 68232V405 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Reduce Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| OPKO HEALTH, INC. Meeting Date: JUN 24, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OPK Security ID: 68375N103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Phillip Frost | Management | For | For |
| 1.2 | Elect Director Jane H. Hsiao | Management | For | For |
| 1.3 | Elect Director Steven D. Rubin | Management | For | Withhold |
| 1.4 | Elect Director Jon R. Cohen | Management | For | For |
| 1.5 | Elect Director Robert S. Fishel | Management | For | For |
| 1.6 | Elect Director Richard M. Krasno | Management | For | For |
| 1.7 | Elect Director Prem A. Lachman | Management | For | For |
| 1.8 | Elect Director Richard A. Lerner | Management | For | For |
| 1.9 | Elect Director Roger J. Medel | Management | For | For |
| 1.10 | Elect Director John A. Paganelli | Management | For | Withhold |
| 1.11 | Elect Director Richard C. Pfenniger, Jr. | Management | For | For |
| 1.12 | Elect Director Alice Lin-Tsing Yu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| OPTION CARE HEALTH, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OPCH Security ID: 68404L201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John J. Arlotta | Management | For | For |
| 1.2 | Elect Director Elizabeth Q. Betten | Management | For | For |
| 1.3 | Elect Director David W. Golding | Management | For | For |
| 1.4 | Elect Director Harry M. Jansen Kraemer, Jr. | Management | For | For |
| 1.5 | Elect Director Alan Nielsen | Management | For | For |
| 1.6 | Elect Director R. Carter Pate | Management | For | For |
| 1.7 | Elect Director John C. Rademacher | Management | For | For |
| 1.8 | Elect Director Nitin Sahney | Management | For | For |
| 1.9 | Elect Director Timothy Sullivan | Management | For | For |
| 1.10 | Elect Director Mark Vainisi | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| ORASURE TECHNOLOGIES, INC. Meeting Date: MAY 18, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OSUR Security ID: 68554V108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Celano | Management | For | For |
| 1b | Elect Director James A. Datin | Management | For | For |
| 1c | Elect Director Lelio Marmora | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ORTHOFIX MEDICAL INC. Meeting Date: JUN 21, 2021 Record Date: APR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OFIX Security ID: 68752M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Catherine M. Burzik | Management | For | For |
| 1.2 | Elect Director Jason M. Hannon | Management | For | For |
| 1.3 | Elect Director James F. Hinrichs | Management | For | For |
| 1.4 | Elect Director Alexis V. Lukianov | Management | For | For |
| 1.5 | Elect Director Lilly Marks | Management | For | For |
| 1.6 | Elect Director Michael E. Paolucci | Management | For | For |
| 1.7 | Elect Director Jon C. Serbousek | Management | For | For |
| 1.8 | Elect Director John E. Sicard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ORTHOPEDIATRICS CORP. Meeting Date: JUN 02, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KIDS Security ID: 68752L100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bernie B. Berry, III | Management | For | Withhold |
| 1.2 | Elect Director Stephen F. Burns | Management | For | Withhold |
| 1.3 | Elect Director Marie C. Infante | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| OVID THERAPEUTICS INC. Meeting Date: JUN 10, 2021 Record Date: APR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OVID Security ID: 690469101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Barbara Duncan | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| OWENS & MINOR, INC. Meeting Date: APR 29, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OMI Security ID: 690732102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Aster Angagaw | Management | For | For |
| 1.2 | Elect Director Mark A. Beck | Management | For | For |
| 1.3 | Elect Director Gwendolyn M. Bingham | Management | For | For |
| 1.4 | Elect Director Robert J. Henkel | Management | For | For |
| 1.5 | Elect Director Stephen W. Klemash | Management | For | For |
| 1.6 | Elect Director Mark F. McGettrick | Management | For | For |
| 1.7 | Elect Director Edward A. Pesicka | Management | For | For |
| 1.8 | Elect Director Michael C. Riordan | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PACIFIC BIOSCIENCES OF CALIFORNIA, INC. Meeting Date: AUG 04, 2020 Record Date: JUN 15, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PACB Security ID: 69404D108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christian O. Henry | Management | For | For |
| 1.2 | Elect Director John F. Milligan | Management | For | For |
| 1.3 | Elect Director Lucy Shapiro | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| PACIFIC BIOSCIENCES OF CALIFORNIA, INC. Meeting Date: JUN 16, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PACB Security ID: 69404D108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randy Livingston | Management | For | For |
| 1.2 | Elect Director Marshall Mohr | Management | For | For |
| 1.3 | Elect Director Hannah A. Valantine | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PACIRA BIOSCIENCES, INC. Meeting Date: JUN 08, 2021 Record Date: APR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PCRX Security ID: 695127100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laura Brege | Management | For | For |
| 1.2 | Elect Director Mark I. Froimson | Management | For | For |
| 1.3 | Elect Director Mark A. Kronenfeld | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| PENUMBRA, INC. Meeting Date: JUN 02, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PEN Security ID: 70975L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Adam Elsesser | Management | For | Withhold |
| 1.2 | Elect Director Harpreet Grewal | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PERSONALIS, INC. Meeting Date: MAY 14, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PSNL Security ID: 71535D106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John West | Management | For | Withhold |
| 1.2 | Elect Director Alan Colowick | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| PETIQ, INC. Meeting Date: JUN 29, 2021 Record Date: APR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PETQ Security ID: 71639T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ronald Kennedy | Management | For | Withhold |
| 1b | Elect Director Sheryl Oloughlin | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PRECIGEN, INC. Meeting Date: JUN 10, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PGEN Security ID: 74017N105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Randal Kirk | Management | For | For |
| 1b | Elect Director Cesar Alvarez | Management | For | Against |
| 1c | Elect Director Steven Frank | Management | For | For |
| 1d | Elect Director Vinita Gupta | Management | For | For |
| 1e | Elect Director Fred Hassan | Management | For | For |
| 1f | Elect Director Jeffrey Kindler | Management | For | For |
| 1g | Elect Director Dean Mitchell | Management | For | For |
| 1h | Elect Director Helen Sabzevari | Management | For | For |
| 1i | Elect Director Robert Shapiro | Management | For | For |
| 1j | Elect Director James Turley | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PROGYNY, INC. Meeting Date: JUN 02, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PGNY Security ID: 74340E103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roger Holstein | Management | For | For |
| 1.2 | Elect Director Jeff Park | Management | For | Withhold |
| 1.3 | Elect Director David Schlanger | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PROTAGONIST THERAPEUTICS, INC. Meeting Date: MAY 27, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PTGX Security ID: 74366E102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sarah A. O'Dowd | Management | For | For |
| 1.2 | Elect Director William D. Waddill | Management | For | Withhold |
| 1.3 | Elect Director Lewis T. "Rusty" Williams | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PROVENTION BIO, INC. Meeting Date: JUL 15, 2020 Record Date: MAY 22, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PRVB Security ID: 74374N102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ashleigh Palmer | Management | For | For |
| 1.2 | Elect Director Jeffrey Bluestone | Management | For | For |
| 1.3 | Elect Director Avery Catlin | Management | For | For |
| 1.4 | Elect Director Sean Doherty | Management | For | For |
| 1.5 | Elect Director Wayne Pisano | Management | For | Withhold |
| 1.6 | Elect Director Nancy Wysenski | Management | For | For |
| 2 | Ratify EisnerAmper LLP as Auditor | Management | For | For |
| PROVENTION BIO, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PRVB Security ID: 74374N102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ashleigh Palmer | Management | For | For |
| 1.2 | Elect Director Jeffrey Bluestone | Management | For | For |
| 1.3 | Elect Director Avery Catlin | Management | For | For |
| 1.4 | Elect Director Sean Doherty | Management | For | Withhold |
| 1.5 | Elect Director Wayne Pisano | Management | For | Withhold |
| 1.6 | Elect Director Nancy Wysenski | Management | For | Withhold |
| 1.7 | Elect Director John Jenkins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| PTC THERAPEUTICS, INC. Meeting Date: JUN 08, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PTCT Security ID: 69366J200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Emma Reeve | Management | For | For |
| 1.2 | Elect Director Michael Schmertzler | Management | For | For |
| 1.3 | Elect Director Glenn D. Steele, Jr. | Management | For | For |
| 1.4 | Elect Director Mary Smith | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PUMA BIOTECHNOLOGY, INC. Meeting Date: JUN 15, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PBYI Security ID: 74587V107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan H. Auerbach | Management | For | For |
| 1.2 | Elect Director Ann C. Miller | Management | For | For |
| 1.3 | Elect Director Michael P. Miller | Management | For | For |
| 1.4 | Elect Director Jay M. Moyes | Management | For | For |
| 1.5 | Elect Director Adrian M. Senderowicz | Management | For | For |
| 1.6 | Elect Director Brian Stuglik | Management | For | For |
| 1.7 | Elect Director Troy E. Wilson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Auerbach Warrant Amendment to Extend the Terms of the Warrant Issued to Alan H. Auerbach | Management | For | Against |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| QUANTERIX CORPORATION Meeting Date: JUN 24, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: QTRX Security ID: 74766Q101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin D. Madaus | Management | For | Withhold |
| 1.2 | Elect Director Laurie J. Olson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| RADIUS HEALTH, INC. Meeting Date: JUN 09, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RDUS Security ID: 750469207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Owen Hughes | Management | For | Against |
| 1b | Elect Director G. Kelly Martin | Management | For | Against |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| RADNET, INC. Meeting Date: JUN 10, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RDNT Security ID: 750491102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Howard G. Berger | Management | For | For |
| 1.2 | Elect Director Christine N. Gordon | Management | For | For |
| 1.3 | Elect Director Laura P. Jacobs | Management | For | For |
| 1.4 | Elect Director Lawrence L. Levitt | Management | For | For |
| 1.5 | Elect Director Gregory E. Spurlock | Management | For | For |
| 1.6 | Elect Director David L. Swartz | Management | For | For |
| 1.7 | Elect Director Ruth V. Wilson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| REATA PHARMACEUTICALS, INC. Meeting Date: JUN 10, 2021 Record Date: APR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RETA Security ID: 75615P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William D. McClellan, Jr. | Management | For | Withhold |
| 1.2 | Elect Director William E. Rose | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| REGENXBIO INC. Meeting Date: JUN 04, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RGNX Security ID: 75901B107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Luke M. Beshar | Management | For | Withhold |
| 1.2 | Elect Director Kenneth T. Mills | Management | For | Withhold |
| 1.3 | Elect Director David C. Stump | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Certificate of Incorporation to Add Federal Forum Selection Provision | Management | For | For |
| RELMADA THERAPEUTICS, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RLMD Security ID: 75955J402 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Glasspool | Management | For | Withhold |
| 1.2 | Elect Director Paul Kelly | Management | For | For |
| 2 | Ratify Marcum LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| REVANCE THERAPEUTICS, INC. Meeting Date: MAY 05, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RVNC Security ID: 761330109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Angus C. Russell | Management | For | Withhold |
| 1.2 | Elect Director Julian S. Gangolli | Management | For | Withhold |
| 1.3 | Elect Director Olivia C. Ware | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| REVOLUTION MEDICINES, INC. Meeting Date: JUN 22, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RVMD Security ID: 76155X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth McKee Anderson | Management | For | Withhold |
| 1.2 | Elect Director Neil Exter | Management | For | Withhold |
| 1.3 | Elect Director Flavia Borellini | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| RHYTHM PHARMACEUTICALS, INC. Meeting Date: JUN 09, 2021 Record Date: APR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RYTM Security ID: 76243J105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stuart A. Arbuckle | Management | For | Withhold |
| 1.2 | Elect Director Christophe R. Jean | Management | For | Withhold |
| 1.3 | Elect Director Lynn A. Tetrault | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| RIGEL PHARMACEUTICALS, INC. Meeting Date: MAY 18, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RIGL Security ID: 766559603 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregg A. Lapointe | Management | For | For |
| 1.2 | Elect Director Brian L. Kotzin | Management | For | For |
| 1.3 | Elect Director Gary A. Lyons | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ROCKET PHARMACEUTICALS, INC. Meeting Date: JUN 14, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RCKT Security ID: 77313F106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Roderick Wong | Management | For | Withhold |
| 1b | Elect Director Carsten Boess | Management | For | For |
| 1c | Elect Director Pedro Granadillo | Management | For | Withhold |
| 1d | Elect Director Gotham Makker | Management | For | Withhold |
| 1e | Elect Director Gaurav Shah | Management | For | Withhold |
| 1f | Elect Director David P. Southwell | Management | For | Withhold |
| 1g | Elect Director Naveen Yalamanchi | Management | For | Withhold |
| 1h | Elect Director Elisabeth Bjork | Management | For | For |
| 2 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SAGE THERAPEUTICS, INC. Meeting Date: JUN 10, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SAGE Security ID: 78667J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth (Liz) Barrett | Management | For | Withhold |
| 1.2 | Elect Director Geno Germano | Management | For | Withhold |
| 1.3 | Elect Director Steven Paul | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| SANGAMO THERAPEUTICS, INC. Meeting Date: MAY 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SGMO Security ID: 800677106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert F. Carey | Management | For | For |
| 1.2 | Elect Director Kenneth J. Hillan | Management | For | For |
| 1.3 | Elect Director Alexander D. Macrae | Management | For | For |
| 1.4 | Elect Director John H. Markels | Management | For | For |
| 1.5 | Elect Director James R. Meyers | Management | For | For |
| 1.6 | Elect Director H. Stewart Parker | Management | For | For |
| 1.7 | Elect Director Saira Ramasastry | Management | For | For |
| 1.8 | Elect Director Karen L. Smith | Management | For | For |
| 1.9 | Elect Director Joseph S. Zakrzewski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SAREPTA THERAPEUTICS, INC. Meeting Date: JUN 03, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SRPT Security ID: 803607100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard J. Barry | Management | For | For |
| 1.2 | Elect Director M. Kathleen Behrens | Management | For | For |
| 1.3 | Elect Director Claude Nicaise | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| SATSUMA PHARMACEUTICALS, INC. Meeting Date: JUN 01, 2021 Record Date: APR 07, 2021 Meeting Type: ANNUAL | ||||
| Ticker: STSA Security ID: 80405P107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rajeev Shah | Management | For | Withhold |
| 1.2 | Elect Director Ken Takanashi | Management | For | Withhold |
| 1.3 | Elect Director Thomas Soloway | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| SEAGEN INC. Meeting Date: MAY 14, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SGEN Security ID: 81181C104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Felix J. Baker | Management | For | For |
| 1b | Elect Director Clay B. Siegall | Management | For | For |
| 1c | Elect Director Nancy A. Simonian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SERES THERAPEUTICS, INC. Meeting Date: JUN 16, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MCRB Security ID: 81750R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory Behar | Management | For | Withhold |
| 1.2 | Elect Director Paul R. Biondi | Management | For | Withhold |
| 1.3 | Elect Director Kurt C. Graves | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SHOCKWAVE MEDICAL, INC. Meeting Date: JUN 25, 2021 Record Date: APR 28, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SWAV Security ID: 82489T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Antoine Papiernik | Management | For | Withhold |
| 1.2 | Elect Director Sara Toyloy | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SIENTRA, INC. Meeting Date: JUN 10, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SIEN Security ID: 82621J105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald Menezes | Management | For | For |
| 1.2 | Elect Director Philippe A. Schaison | Management | For | Withhold |
| 1.3 | Elect Director Keith J. Sullivan | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| SILK ROAD MEDICAL, INC. Meeting Date: JUL 08, 2020 Record Date: MAY 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SILK Security ID: 82710M100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Erica J. Rogers | Management | For | Against |
| 1b | Elect Director Jack W. Lasersohn | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SILK ROAD MEDICAL, INC. Meeting Date: JUN 17, 2021 Record Date: APR 21, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SILK Security ID: 82710M100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin J. Ballinger | Management | For | For |
| 1.2 | Elect Director Tony M. Chou | Management | For | Withhold |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SMILEDIRECTCLUB, INC. Meeting Date: JUN 03, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SDC Security ID: 83192H106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alexander Fenkell | Management | For | Withhold |
| 1.2 | Elect Director William H. Frist | Management | For | Withhold |
| 1.3 | Elect Director Richard F. Wallman | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SORRENTO THERAPEUTICS, INC. Meeting Date: OCT 16, 2020 Record Date: AUG 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SRNE Security ID: 83587F202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Henry Ji | Management | For | For |
| 1b | Elect Director Dorman Followwill | Management | For | Withhold |
| 1c | Elect Director Kim D. Janda | Management | For | For |
| 1d | Elect Director David Lemus | Management | For | For |
| 1e | Elect Director Jaisim Shah | Management | For | For |
| 1f | Elect Director Robin L. Smith | Management | For | For |
| 1g | Elect Director Yue Alexander Wu | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Grant of Stock Options to Henry Ji | Management | For | Against |
| SPECTRUM PHARMACEUTICALS, INC. Meeting Date: JUN 17, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SPPI Security ID: 84763A108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William L. Ashton | Management | For | For |
| 1.2 | Elect Director Nora E. Brennan | Management | For | For |
| 1.3 | Elect Director Seth H.Z. Fischer | Management | For | For |
| 1.4 | Elect Director Joseph W. Turgeon | Management | For | For |
| 1.5 | Elect Director Jeffrey L. Vacirca | Management | For | For |
| 1.6 | Elect Director Dolatrai M. Vyas | Management | For | For |
| 1.7 | Elect Director Bernice R. Welles | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors *Withdrawn* | Management | None | None |
| SPRINGWORKS THERAPEUTICS, INC. Meeting Date: MAY 20, 2021 Record Date: APR 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SWTX Security ID: 85205L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Freda Lewis-Hall | Management | For | Withhold |
| 1.2 | Elect Director Jeffrey Schwartz | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| STAAR SURGICAL COMPANY Meeting Date: JUN 24, 2021 Record Date: APR 27, 2021 Meeting Type: ANNUAL | ||||
| Ticker: STAA Security ID: 852312305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen C. Farrell | Management | For | For |
| 1.2 | Elect Director Thomas G. Frinzi | Management | For | For |
| 1.3 | Elect Director Gilbert H. Kliman | Management | For | For |
| 1.4 | Elect Director Caren Mason | Management | For | For |
| 1.5 | Elect Director Louis E. Silverman | Management | For | For |
| 1.6 | Elect Director Elizabeth Yeu | Management | For | For |
| 1.7 | Elect Director K. Peony Yu | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SURGERY PARTNERS, INC. Meeting Date: MAY 26, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SGRY Security ID: 86881A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Clifford G. Adlerz | Management | For | Withhold |
| 1.2 | Elect Director J. Eric Evans | Management | For | Withhold |
| 1.3 | Elect Director Andrew T. Kaplan | Management | For | Withhold |
| 1.4 | Elect Director Blair E. Hendrix | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| TACTILE SYSTEMS TECHNOLOGY, INC. Meeting Date: MAY 17, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TCMD Security ID: 87357P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William Burke | Management | For | For |
| 1.2 | Elect Director Sheri Dodd | Management | For | For |
| 1.3 | Elect Director Raymond Huggenberger | Management | For | For |
| 1.4 | Elect Director Deepti Jain | Management | For | For |
| 1.5 | Elect Director Richard Nigon | Management | For | For |
| 1.6 | Elect Director Daniel Reuvers | Management | For | For |
| 1.7 | Elect Director Kevin Roche | Management | For | For |
| 1.8 | Elect Director Peter Soderberg | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TANDEM DIABETES CARE, INC. Meeting Date: MAY 18, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TNDM Security ID: 875372203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Dick P. Allen | Management | For | For |
| 1b | Elect Director Rebecca B. Robertson | Management | For | For |
| 1c | Elect Director Rajwant "Raj" S. Sodhi | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TELADOC HEALTH, INC. Meeting Date: OCT 29, 2020 Record Date: SEP 08, 2020 Meeting Type: SPECIAL | ||||
| Ticker: TDOC Security ID: 87918A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| TELADOC HEALTH, INC. Meeting Date: MAY 17, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TDOC Security ID: 87918A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Christopher Bischoff | Management | For | For |
| 1b | Elect Director Karen L. Daniel | Management | For | For |
| 1c | Elect Director Sandra L. Fenwick | Management | For | For |
| 1d | Elect Director William H. Frist | Management | For | For |
| 1e | Elect Director Jason Gorevic | Management | For | For |
| 1f | Elect Director Catherine A. Jacobson | Management | For | For |
| 1g | Elect Director Thomas G. McKinley | Management | For | For |
| 1h | Elect Director Kenneth H. Paulus | Management | For | For |
| 1i | Elect Director David Shedlarz | Management | For | For |
| 1j | Elect Director Mark Douglas Smith | Management | For | For |
| 1k | Elect Director David B. Snow, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TENET HEALTHCARE CORPORATION Meeting Date: MAY 06, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: THC Security ID: 88033G407 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ronald A. Rittenmeyer | Management | For | For |
| 1b | Elect Director J. Robert Kerrey | Management | For | For |
| 1c | Elect Director James L. Bierman | Management | For | For |
| 1d | Elect Director Richard W. Fisher | Management | For | For |
| 1e | Elect Director Meghan M. FitzGerald | Management | For | For |
| 1f | Elect Director Cecil D. Haney | Management | For | For |
| 1g | Elect Director Christopher S. Lynch | Management | For | For |
| 1h | Elect Director Richard J. Mark | Management | For | For |
| 1i | Elect Director Tammy Romo | Management | For | For |
| 1j | Elect Director Saumya Sutaria | Management | For | For |
| 1k | Elect Director Nadja Y. West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| TG THERAPEUTICS, INC. Meeting Date: JUN 16, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TGTX Security ID: 88322Q108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurence N. Charney | Management | For | Withhold |
| 1.2 | Elect Director Yann Echelard | Management | For | Withhold |
| 1.3 | Elect Director William J. Kennedy | Management | For | Withhold |
| 1.4 | Elect Director Kenneth Hoberman | Management | For | Withhold |
| 1.5 | Elect Director Daniel Hume | Management | For | Withhold |
| 1.6 | Elect Director Sagar Lonial | Management | For | Withhold |
| 1.7 | Elect Director Michael S. Weiss | Management | For | Withhold |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| THERAPEUTICSMD, INC. Meeting Date: MAY 27, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TXMD Security ID: 88338N107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tommy G. Thompson | Management | For | For |
| 1.2 | Elect Director Robert G. Finizio | Management | For | For |
| 1.3 | Elect Director Paul M. Bisaro | Management | For | For |
| 1.4 | Elect Director J. Martin Carroll | Management | For | For |
| 1.5 | Elect Director Cooper C. Collins | Management | For | For |
| 1.6 | Elect Director Karen L. Ling | Management | For | For |
| 1.7 | Elect Director Jules A. Musing | Management | For | For |
| 1.8 | Elect Director Gail K. Naughton | Management | For | For |
| 1.9 | Elect Director Angus C. Russell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Non-Executive Stock Option Exchange Program | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| THERAVANCE BIOPHARMA, INC. Meeting Date: APR 27, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TBPH Security ID: G8807B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eran Broshy | Management | For | For |
| 1.2 | Elect Director Laurie Smaldone Alsup | Management | For | For |
| 1.3 | Elect Director Burton G. Malkiel | Management | For | For |
| 2 | Ratify Appointment of Deepika R. Pakianathan as Director | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TIVITY HEALTH, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TVTY Security ID: 88870R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Richard M. Ashworth | Management | For | For |
| 1B | Elect Director Sara J. Finley | Management | For | For |
| 1C | Elect Director Robert J. Greczyn, Jr. | Management | For | For |
| 1D | Elect Director Beth M. Jacob | Management | For | For |
| 1E | Elect Director Bradley S. Karro | Management | For | For |
| 1F | Elect Director Erin L. Russell | Management | For | For |
| 1G | Elect Director Anthony M. Sanfilippo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| TONIX PHARMACEUTICALS HOLDING CORP. Meeting Date: MAR 26, 2021 Record Date: FEB 09, 2021 Meeting Type: SPECIAL | ||||
| Ticker: TNXP Security ID: 890260706 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| TONIX PHARMACEUTICALS HOLDING CORP. Meeting Date: MAY 07, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TNXP Security ID: 890260706 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Seth Lederman | Management | For | For |
| 1.2 | Elect Director Richard Bagger | Management | For | For |
| 1.3 | Elect Director Margaret Smith Bell | Management | For | For |
| 1.4 | Elect Director Daniel Goodman | Management | For | For |
| 1.5 | Elect Director David Grange | Management | For | For |
| 1.6 | Elect Director Adeoye Olukotun | Management | For | For |
| 1.7 | Elect Director James Treco | Management | For | For |
| 2 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| TRANSLATE BIO, INC. Meeting Date: JUN 16, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TBIO Security ID: 89374L104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Owen Hughes | Management | For | Withhold |
| 1.2 | Elect Director Ronald C. Renaud, Jr. | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| TRAVERE THERAPEUTICS, INC. Meeting Date: MAY 14, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TVTX Security ID: 89422G107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen Aselage | Management | For | For |
| 1.2 | Elect Director Roy D. Baynes | Management | For | For |
| 1.3 | Elect Director Suzanne Bruhn | Management | For | For |
| 1.4 | Elect Director Tim Coughlin | Management | For | For |
| 1.5 | Elect Director Eric Dube | Management | For | For |
| 1.6 | Elect Director Gary Lyons | Management | For | For |
| 1.7 | Elect Director Jeffrey Meckler | Management | For | For |
| 1.8 | Elect Director John A. Orwin | Management | For | For |
| 1.9 | Elect Director Sandra Poole | Management | For | For |
| 1.10 | Elect Director Ron Squarer | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| TREVENA, INC. Meeting Date: MAY 13, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TRVN Security ID: 89532E109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marvin H. Johnson, Jr. | Management | For | For |
| 1.2 | Elect Director Jake R. Nunn | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| TRICIDA, INC. Meeting Date: JUN 10, 2021 Record Date: APR 14, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TCDA Security ID: 89610F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kathryn Falberg | Management | For | Withhold |
| 1.2 | Elect Director Gerrit Klaerner | Management | For | Withhold |
| 1.3 | Elect Director Klaus R. Veitinger | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Stock Option Exchange Program | Management | For | Against |
| TURNING POINT THERAPEUTICS, INC. Meeting Date: JUN 02, 2021 Record Date: APR 07, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TPTX Security ID: 90041T108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Simeon J. George | Management | For | Withhold |
| 1.2 | Elect Director Carol Gallagher | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TWIST BIOSCIENCE CORPORATION Meeting Date: FEB 03, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: TWST Security ID: 90184D100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Emily M. Leproust | Management | For | Withhold |
| 1.2 | Elect Director William Banyai | Management | For | Withhold |
| 1.3 | Elect Director Robert Chess | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ULTRAGENYX PHARMACEUTICAL INC. Meeting Date: JUN 24, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RARE Security ID: 90400D108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Deborah Dunsire | Management | For | For |
| 1b | Elect Director Michael Narachi | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UNIQURE N.V. Meeting Date: DEC 01, 2020 Record Date: NOV 03, 2020 Meeting Type: SPECIAL | ||||
| Ticker: QURE Security ID: N90064101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Robert Gut as Non-Executive Director | Management | For | For |
| UNIQURE N.V. Meeting Date: JUN 16, 2021 Record Date: MAY 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: QURE Security ID: N90064101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Management Board | Management | For | For |
| 3 | Elect Director David Meek | Management | For | For |
| 4 | Elect Director Paula Soteropoulos | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Grant Board Authority to Issue Shares and Options | Management | For | Against |
| 7 | Grant Board Authority to Issue Shares and Restrict/Exclude Preemptive Rights | Management | For | Against |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
| 10 | Increase Authorized Common Stock | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UNITY BIOTECHNOLOGY, INC. Meeting Date: JUN 24, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: UBX Security ID: 91381U101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Keith R. Leonard, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Kristina M. Burow | Management | For | Withhold |
| 1.3 | Elect Director Margo R. Roberts | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| VAPOTHERM, INC. Meeting Date: JUN 22, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VAPO Security ID: 922107107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lori Knowles | Management | For | For |
| 1.2 | Elect Director Mary Beth Moynihan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| VAREX IMAGING CORPORATION Meeting Date: FEB 11, 2021 Record Date: DEC 18, 2020 Meeting Type: ANNUAL | ||||
| Ticker: VREX Security ID: 92214X106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Timothy E. Guertin | Management | For | For |
| 1b | Elect Director Walter M Rosebrough, Jr. | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VAXART, INC. Meeting Date: JUN 16, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VXRT Security ID: 92243A200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Wheadon | Management | For | For |
| 1.2 | Elect Director Karen J. Wilson | Management | For | For |
| 1.3 | Elect Director Todd C. Davis | Management | For | For |
| 1.4 | Elect Director Michael J. Finney | Management | For | Withhold |
| 1.5 | Elect Director Andrei Floroiu | Management | For | For |
| 1.6 | Elect Director Robert A. Yedid | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VAXCYTE, INC. Meeting Date: JUN 02, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PCVX Security ID: 92243G108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rob Hopfner | Management | For | Withhold |
| 1.2 | Elect Director Patrick Heron | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| VERACYTE, INC. Meeting Date: JUN 07, 2021 Record Date: APR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VCYT Security ID: 92337F107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Muna Bhanji | Management | For | For |
| 1.2 | Elect Director John L. Bishop | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VERASTEM, INC. Meeting Date: MAY 18, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VSTM Security ID: 92337C104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gina Consylman | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VERICEL CORPORATION Meeting Date: APR 28, 2021 Record Date: MAR 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VCEL Security ID: 92346J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Zerbe | Management | For | For |
| 1.2 | Elect Director Alan L. Rubino | Management | For | For |
| 1.3 | Elect Director Heidi Hagen | Management | For | For |
| 1.4 | Elect Director Steven C. Gilman | Management | For | For |
| 1.5 | Elect Director Kevin F. McLaughlin | Management | For | For |
| 1.6 | Elect Director Paul K. Wotton | Management | For | For |
| 1.7 | Elect Director Dominick C. Colangelo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VIKING THERAPEUTICS, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VKTX Security ID: 92686J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian Lian | Management | For | Withhold |
| 1.2 | Elect Director Lawson Macartney | Management | For | Withhold |
| 2 | Ratify Marcum LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| VIR BIOTECHNOLOGY, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VIR Security ID: 92764N102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert Nelsen | Management | For | Withhold |
| 1b | Elect Director Robert Perez | Management | For | Withhold |
| 1c | Elect Director Phillip Sharp | Management | For | Withhold |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| XENCOR, INC. Meeting Date: JUN 24, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: XNCR Security ID: 98401F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bassil I. Dahiyat | Management | For | For |
| 1.2 | Elect Director Ellen G. Feigal | Management | For | For |
| 1.3 | Elect Director Kevin C. Gorman | Management | For | For |
| 1.4 | Elect Director Kurt A. Gustafson | Management | For | For |
| 1.5 | Elect Director Yujiro S. Hata | Management | For | For |
| 1.6 | Elect Director A. Bruce Montgomery | Management | For | For |
| 1.7 | Elect Director Richard J. Ranieri | Management | For | For |
| 1.8 | Elect Director Dagmar Rosa-Bjorkeson | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Y-MABS THERAPEUTICS, INC. Meeting Date: JUN 10, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: YMAB Security ID: 984241109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas Gad | Management | For | Withhold |
| 1.2 | Elect Director Claus Juan Moller-San Pedro | Management | For | Withhold |
| 1.3 | Elect Director Johan Wedell-Wedellsborg | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ZIMMER BIOMET HOLDINGS, INC. Meeting Date: MAY 14, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ZBH Security ID: 98956P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Christopher B. Begley | Management | For | For |
| 1b | Elect Director Betsy J. Bernard | Management | For | For |
| 1c | Elect Director Michael J. Farrell | Management | For | For |
| 1d | Elect Director Robert A. Hagemann | Management | For | For |
| 1e | Elect Director Bryan C. Hanson | Management | For | For |
| 1f | Elect Director Arthur J. Higgins | Management | For | For |
| 1g | Elect Director Maria Teresa Hilado | Management | For | For |
| 1h | Elect Director Syed Jafry | Management | For | For |
| 1i | Elect Director Sreelakshmi Kolli | Management | For | For |
| 1j | Elect Director Michael W. Michelson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Amend Deferred Compensation Plan | Management | For | For |
| 7 | Provide Right to Call Special Meeting | Management | For | For |
| ZIOPHARM ONCOLOGY, INC. Meeting Date: DEC 15, 2020 Record Date: OCT 29, 2020 Meeting Type: PROXY CONTEST | ||||
| Ticker: ZIOP Security ID: 98973P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (Green Proxy Card) | ||||
| 1 | Revoke Consent to Approve the Bylaw Restoration | Shareholder | For | Did Not Vote |
| 2.1 | Revoke Consent to Remove Scott Braunstein as Director | Shareholder | For | Did Not Vote |
| 2.2 | Revoke Consent to Remove J. Kevin Buchi as Director | Shareholder | For | Did Not Vote |
| 2.3 | Revoke Consent to Remove Elan Z. Ezickson as Director | Shareholder | For | Did Not Vote |
| 2.4 | Revoke Consent to Remove Scott Tarriff as Director | Shareholder | For | Did Not Vote |
| 2.5 | Revoke Consent to Remove Any Person Elected or Appointed to the Board During the Consent Solicitation | Shareholder | For | Did Not Vote |
| 3 | Revoke Consent to Amend Bylaws to Provide Stockholders the Exclusive Ability to Fill Any Newly Created Vacancies on the Board | Shareholder | For | Did Not Vote |
| 4 | Revoke Consent to Amend Bylaws to Provide Stockholders the Exclusive Ability to Fix Size of the Board at Seven Directors | Shareholder | For | Did Not Vote |
| 5.1 | Revoke Consent to Elect Robert Postma as Director | Shareholder | For | Did Not Vote |
| 5.2 | Revoke Consent to Elect Jaime Vieser as Director | Shareholder | For | Did Not Vote |
| 5.3 | Revoke Consent to Elect Holger Weis as Director | Shareholder | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (White Proxy Card) | ||||
| 1 | Consent to Approve the Bylaw Restoration | Shareholder | For | For |
| 2.1 | Consent to Remove Scott Braunstein as Director | Shareholder | For | Abstain |
| 2.2 | Consent to Remove J. Kevin Buchi as Director | Shareholder | For | Against |
| 2.3 | Consent to Remove Elan Z. Ezickson as Director | Shareholder | For | For |
| 2.4 | Consent to Remove Scott Tarriff as Director | Shareholder | For | For |
| 2.5 | Consent to Remove Any Person Elected or Appointed to the Board During the Consent Solicitation | Shareholder | For | Against |
| 3 | Consent to Amend Bylaws to Provide Stockholders the Exclusive Ability to Fill Any Newly Created Vacancies on the Board | Shareholder | For | Against |
| 4 | Consent to Amend Bylaws to Provide Stockholders the Exclusive Ability to Fix Size of the Board at Seven Directors | Shareholder | For | Against |
| 5.1 | Consent to Elect Robert Postma as Director | Shareholder | For | Against |
| 5.2 | Consent to Elect Jaime Vieser as Director | Shareholder | For | For |
| 5.3 | Consent to Elect Holger Weis as Director | Shareholder | For | For |
| ZIOPHARM ONCOLOGY, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ZIOP Security ID: 98973P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher Bowden | Management | For | For |
| 1.2 | Elect Director Heidi Hagen | Management | For | For |
| 1.3 | Elect Director James Huang | Management | For | For |
| 1.4 | Elect Director Robert W. Postma | Management | For | For |
| 1.5 | Elect Director Mary Thistle | Management | For | For |
| 1.6 | Elect Director Jaime Vieser | Management | For | For |
| 1.7 | Elect Director Holger Weis | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| ZOGENIX, INC. Meeting Date: MAY 27, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ZGNX Security ID: 98978L204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James B. Breitmeyer | Management | For | For |
| 1b | Elect Director Stephen J. Farr | Management | For | For |
| 1c | Elect Director Mary E. Stutts | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Increase Authorized Common Stock | Management | For | For |
Principal International Adaptive Multi-Factor ETF
| ADEVINTA ASA Meeting Date: JUN 29, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ADE Security ID: R0000V110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 5 | Approve Company's Corporate Governance Statement | Management | For | Did Not Vote |
| 6 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 7 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 8a | Reelect Orla Noonan (Chairman) as Director | Management | For | Did Not Vote |
| 8b | Reelect Fernando Abril-Martorell Hernandez as Director | Management | For | Did Not Vote |
| 8c | Reelect Peter Brooks-Johnson as Director | Management | For | Did Not Vote |
| 8d | Reelect Sophie Javary as Director | Management | For | Did Not Vote |
| 8e | Reelect Kristin Skogen Lund as Director | Management | For | Did Not Vote |
| 8f | Elect Julia Jaekel as New Director | Management | For | Did Not Vote |
| 8g | Elect Michael Nilles as New Director | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Directors in the Amount of NOK 1.45 Million for Chairman and NOK 750,000 for the Other Directors; Approve Committee Fees | Management | For | Did Not Vote |
| 10 | Elect Ole E. Dahl as Member of Nominating Committee | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
| 12 | Approve Creation of NOK 24.5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 13 | Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 7.5 Billion; Approve Creation of NOK 24.5 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| 14 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 15 | Amend eBay Classified Closing Articles Re: Shareholder Rights | Management | For | Did Not Vote |
| AROUNDTOWN SA Meeting Date: JUN 30, 2021 Record Date: JUN 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AT1 Security ID: L0269F109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Board's Report | Management | None | None |
| 2 | Receive Auditor's Report | Management | None | None |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Consolidated Financial Statements | Management | For | For |
| 5 | Approve Allocation of Income | Management | For | For |
| 6 | Approve Discharge of Directors | Management | For | For |
| 7 | Renew Appointment of KPMG Luxembourg as Auditor | Management | For | For |
| 8 | Approve Dividends of EUR 0.22 Per Share | Management | For | For |
| 9 | Approve Remuneration Report | Management | For | Against |
| 10 | Approve Remuneration Policy | Management | For | Against |
| 11 | Approve Share Repurchase | Management | For | Against |
| ASCENDAS REAL ESTATE INVESTMENT TRUST Meeting Date: JUN 16, 2021 Record Date: Meeting Type: EXTRAORDINARY SHAREHOLDERS | ||||
| Ticker: A17U Security ID: Y0205X103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of 75 Percent of the Total Issued Share Capital of Ascendas Fusion 5 Pte. Ltd. as an Interested Person Transaction | Management | For | For |
| 2 | Approve Issuance of Consideration Units | Management | For | For |
| BRENNTAG SE Meeting Date: JUN 10, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: BNR Security ID: D12459117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.35 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| 6 | Approve Remuneration Policy for the Management Board | Management | For | For |
| 7.1 | Approve Remuneration of Supervisory Board | Management | For | For |
| 7.2 | Approve Remuneration Policy for the Supervisory Board | Management | For | For |
| BUREAU VERITAS SA Meeting Date: JUN 25, 2021 Record Date: JUN 23, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: BVI Security ID: F96888114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.36 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Reelect Ana Giros Calpe as Director | Management | For | For |
| 6 | Reelect Lucia Sinapi-Thomas as Director | Management | For | For |
| 7 | Reelect Andre Francois-Poncet as Director | Management | For | For |
| 8 | Reelect Jerome Michiels as Director | Management | For | For |
| 9 | Elect Julie Avrane-Chopard as Director | Management | For | For |
| 10 | Ratify Appointment of Christine Anglade-Pirzadeh as Director | Management | For | For |
| 11 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 12 | Approve Compensation of Aldo Cardoso, Chairman of the Board | Management | For | For |
| 13 | Approve Compensation of Didier Michaud-Daniel, CEO | Management | For | Against |
| 14 | Approve Remuneration Policy of Directors | Management | For | For |
| 15 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 16 | Approve Remuneration Policy of CEO | Management | For | For |
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19, 21-24 and 26 at EUR 16.2 Million | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 16.2 Million | Management | For | For |
| 20 | Authorize Capitalization of Reserves of Up to EUR 16.2 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 22 | Authorize Capital Increase of Up to EUR 5.4 Million for Future Exchange Offers | Management | For | For |
| 23 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5.4 Million | Management | For | For |
| 24 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Qualified Investors, up to Aggregate Nominal Amount of EUR 5.4 Million | Management | For | For |
| 25 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 26 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 19 and 23-25 | Management | For | For |
| 27 | Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 28 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 29 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 30 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 31 | Amend Article 10 of Bylaws Re: Identification of Shareholders | Management | For | For |
| 32 | Amend Article 15 of Bylaws Re: Written Consultation | Management | For | For |
| 33 | Amend Article 17 of Bylaws Re: Age Limit of Chairman of the Board | Management | For | For |
| 34 | Amend Article 19 of Bylaws Re: Age Limit of CEO | Management | For | For |
| 35 | Amend Article 22 of Bylaws Re: Designation of Alternate Auditor | Management | For | For |
| 36 | Amend Articles of Bylaws to Comply with Legal Changes | Management | For | For |
| 37 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| COCA-COLA HBC AG Meeting Date: JUN 22, 2021 Record Date: JUN 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CCH Security ID: H1512E100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Approve Allocation of Income | Management | For | For |
| 2.2 | Approve Dividend from Reserves | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1.1 | Re-elect Anastassis David as Director and as Board Chairman | Management | For | For |
| 4.1.2 | Re-elect Zoran Bogdanovic as Director | Management | For | For |
| 4.1.3 | Re-elect Charlotte Boyle as Director and as Member of the Remuneration Committee | Management | For | For |
| 4.1.4 | Re-elect Reto Francioni as Director and as Member of the Remuneration Committee | Management | For | For |
| 4.1.5 | Re-elect Olusola David-Borha as Director | Management | For | For |
| 4.1.6 | Re-elect William Douglas III as Director | Management | For | For |
| 4.1.7 | Re-elect Anastasios Leventis as Director | Management | For | For |
| 4.1.8 | Re-elect Christodoulos Leventis as Director | Management | For | For |
| 4.1.9 | Re-elect Alexandra Papalexopoulou as Director | Management | For | For |
| 4.1.A | Re-elect Ryan Rudolph as Director | Management | For | For |
| 4.1.B | Re-elect Anna Diamantopoulou as Director and as Member of the Remuneration Committee | Management | For | For |
| 4.2 | Elect Bruno Pietracci as Director | Management | For | For |
| 4.3 | Elect Henrique Braun as Director | Management | For | For |
| 5 | Designate Ines Poeschel as Independent Proxy | Management | For | For |
| 6.1 | Reappoint PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 6.2 | Advisory Vote on Reappointment of the Independent Registered Public Accounting Firm PricewaterhouseCoopers SA for UK Purposes | Management | For | For |
| 7 | Approve UK Remuneration Report | Management | For | Against |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Approve Swiss Remuneration Report | Management | For | Against |
| 10.1 | Approve Maximum Aggregate Amount of Remuneration for Directors | Management | For | For |
| 10.2 | Approve Maximum Aggregate Amount of Remuneration for the Operating Committee | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| COMPAGNIE DE SAINT-GOBAIN SA Meeting Date: JUN 03, 2021 Record Date: JUN 01, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: SGO Security ID: F80343100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.33 per Share | Management | For | For |
| 4 | Elect Benoit Bazin as Director | Management | For | For |
| 5 | Reelect Pamela Knapp as Director | Management | For | For |
| 6 | Reelect Agnes Lemarchand as Director | Management | For | For |
| 7 | Reelect Gilles Schnepp as Director | Management | For | For |
| 8 | Reelect Sibylle Daunis as Representative of Employee Shareholders to the Board | Management | For | For |
| 9 | Approve Compensation of Pierre-Andre de Chalendar, Chairman and CEO | Management | For | Against |
| 10 | Approve Compensation of Benoit Bazin, Vice-CEO | Management | For | Against |
| 11 | Approve Compensation of Corporate Officers | Management | For | For |
| 12 | Approve Remuneration Policy of Chairman and CEO Until 30 June 2021 | Management | For | For |
| 13 | Approve Remuneration Policy of Vice-CEO Until 30 June 2021 | Management | For | For |
| 14 | Approve Remuneration Policy of CEO Since 1 July 2021 | Management | For | For |
| 15 | Approve Remuneration Policy of Chairman of the Board Since 1 July 2021 | Management | For | For |
| 16 | Approve Remuneration Policy of Directors | Management | For | For |
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 426 Million | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 213 Million | Management | For | For |
| 20 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 213 Million | Management | For | For |
| 21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 23 | Authorize Capitalization of Reserves of Up to EUR 106 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 24 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 26 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| DELIVERY HERO SE Meeting Date: JUN 16, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: DHER Security ID: D1T0KZ103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 3.1 | Approve Discharge of Supervisory Board Member Martin Enderle for Fiscal Year 2020 | Management | For | For |
| 3.2 | Approve Discharge of Supervisory Board Member Hilary Gosher for Fiscal Year 2020 | Management | For | For |
| 3.3 | Approve Discharge of Supervisory Board Member Patrick Kolek for Fiscal Year 2020 | Management | For | For |
| 3.4 | Approve Discharge of Supervisory Board Member Bjoern Ljungberg for Fiscal Year 2020 | Management | For | For |
| 3.5 | Approve Discharge of Supervisory Board Member Vera Stachowiak for Fiscal Year 2020 | Management | For | For |
| 3.6 | Approve Discharge of Supervisory Board Member Christian Graf von Hardenberg for Fiscal Year 2020 | Management | For | For |
| 3.7 | Approve Discharge of Supervisory Board Member Jeanette Gorgas for Fiscal Year 2020 | Management | For | For |
| 3.8 | Approve Discharge of Supervisory Board Member Nils Engvall for Fiscal Year 2020 | Management | For | For |
| 3.9 | Approve Discharge of Supervisory Board Member Gabriella Ardbo for Fiscal Year 2020 | Management | For | For |
| 3.10 | Approve Discharge of Supervisory Board Member Gerald Taylor for Fiscal Year 2020 | Management | For | For |
| 4 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | For |
| 5 | Approve Remuneration Policy | Management | For | For |
| 6 | Approve Remuneration of Supervisory Board | Management | For | For |
| 7 | Approve Creation of EUR 13.7 Million Pool of Capital without Preemptive Rights | Management | For | Against |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 14 Million Pool of Capital to Guarantee Conversion Rights; Amend 2019 Resolution | Management | For | Against |
| 9 | Approve Creation of EUR 6.9 Million Pool of Capital for Employee Stock Purchase Plan | Management | For | For |
| 10 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 5 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
| 11 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 12 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| ENTAIN PLC Meeting Date: JUN 25, 2021 Record Date: JUN 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ENT Security ID: G3167C109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Elect David Satz as Director | Management | For | For |
| 6 | Elect Robert Hoskin as Director | Management | For | For |
| 7 | Elect Stella David as Director | Management | For | For |
| 8 | Elect Vicky Jarman as Director | Management | For | For |
| 9 | Elect Mark Gregory as Director | Management | For | For |
| 10 | Re-elect Rob Wood as Director | Management | For | For |
| 11 | Re-elect Jette Nygaard-Andersen as Director | Management | For | For |
| 12 | Re-elect Barry Gibson as Director | Management | For | For |
| 13 | Re-elect Peter Isola as Director | Management | For | For |
| 14 | Re-elect Pierre Bouchut as Director | Management | For | For |
| 15 | Re-elect Virginia McDowell as Director | Management | For | For |
| 16 | Approve Increase in Aggregate Fees Payable to Non-executive Directors | Management | For | For |
| 17 | Approve Increase in Size of Board | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Shares | Management | For | For |
| EVRAZ PLC Meeting Date: JUN 15, 2021 Record Date: JUN 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EVR Security ID: G33090104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Alexander Abramov as Director | Management | For | Against |
| 4 | Re-elect Alexander Frolov as Director | Management | For | For |
| 5 | Re-elect Eugene Shvidler as Director | Management | For | For |
| 6 | Re-elect Eugene Tenenbaum as Director | Management | For | For |
| 7 | Re-elect Karl Gruber as Director | Management | For | For |
| 8 | Re-elect Deborah Gudgeon as Director | Management | For | For |
| 9 | Re-elect Alexander Izosimov as Director | Management | For | For |
| 10 | Re-elect Sir Michael Peat as Director | Management | For | For |
| 11 | Elect Stephen Odell as Director | Management | For | For |
| 12 | Elect James Rutherford as Director | Management | For | For |
| 13 | Elect Sandra Stash as Director | Management | For | For |
| 14 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| FRESNILLO PLC Meeting Date: JUN 24, 2021 Record Date: JUN 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FRES Security ID: G371E2108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Alejandro Bailleres as Director | Management | For | Against |
| 5 | Re-elect Juan Bordes as Director | Management | For | For |
| 6 | Re-elect Arturo Fernandez as Director | Management | For | For |
| 7 | Re-elect Fernando Ruiz as Director | Management | For | Against |
| 8 | Elect Eduardo Cepeda as Director | Management | For | For |
| 9 | Re-elect Charles Jacobs as Director | Management | For | For |
| 10 | Re-elect Barbara Laguera as Director | Management | For | For |
| 11 | Re-elect Alberto Tiburcio as Director | Management | For | For |
| 12 | Re-elect Dame Judith Macgregor as Director | Management | For | For |
| 13 | Re-elect Georgina Kessel as Director | Management | For | For |
| 14 | Re-elect Guadalupe de la Vega as Director | Management | For | For |
| 15 | Elect Hector Rangel as Director | Management | For | For |
| 16 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 23 | Adopt New Articles of Association | Management | For | For |
| IBERDROLA SA Meeting Date: JUN 17, 2021 Record Date: JUN 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IBE Security ID: E6165F166 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated and Standalone Management Reports | Management | For | For |
| 3 | Approve Non-Financial Information Statement | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5 | Amend Articles Re: Update of the Name of the Governance and Sustainability System and Incorporation of Other Technical Improvements | Management | For | For |
| 6 | Amend Article 10 to Reflect Changes in Capital | Management | For | For |
| 7 | Amend Articles Re: New Regulations Regarding Long-Term Involvement of Shareholders | Management | For | For |
| 8 | Amend Articles Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | For |
| 9 | Amend Article 32 Re: Climate Action Plan | Management | For | For |
| 10 | Amend Articles Re: Meetings of Board of Directors and its Committees | Management | For | For |
| 11 | Amend Articles Re: Annual Financial and Non-Financial Information | Management | For | For |
| 12 | Amend Articles Re: Technical Improvements | Management | For | For |
| 13 | Amend Articles of General Meeting Regulations Re: Update of the Name of the Governance and Sustainability System and Incorporation of Other Technical Improvements | Management | For | For |
| 14 | Amend Articles of General Meeting Regulations Re: New Regulations Regarding Long-Term Involvement of Shareholders | Management | For | For |
| 15 | Amend Articles of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | For |
| 16 | Approve Remuneration Policy | Management | For | For |
| 17 | Approve Allocation of Income and Dividends | Management | For | For |
| 18 | Approve Scrip Dividends | Management | For | For |
| 19 | Approve Scrip Dividends | Management | For | For |
| 20 | Reelect Juan Manuel Gonzalez Serna as Director | Management | For | For |
| 21 | Reelect Francisco Martinez Corcoles as Director | Management | For | For |
| 22 | Ratify Appointment of and Elect Angel Jesus Acebes Paniagua as Director | Management | For | For |
| 23 | Fix Number of Directors at 14 | Management | For | For |
| 24 | Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 30 Billion and Issuance of Notes up to EUR 6 Billion | Management | For | For |
| 25 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 26 | Advisory Vote on Remuneration Report | Management | For | For |
| 27 | Advisory Vote on Company's Climate Action Plan | Management | For | For |
| ILIAD Meeting Date: JUN 02, 2021 Record Date: MAY 31, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ILD Security ID: F4958P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 3 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | Against |
| 5 | Renew Appointment of Deloitte & Associes as Auditor | Management | For | For |
| 6 | Renew Appointment of BEAS as Alternate Auditor | Management | For | For |
| 7 | Reelect Xavier Niel as Director | Management | For | For |
| 8 | Reelect Bertille Burel as Director | Management | For | Against |
| 9 | Reelect Virginie Calmels as Director | Management | For | Against |
| 10 | Elect Esther Gaide as Director | Management | For | For |
| 11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 350,000 | Management | For | For |
| 12 | Approve Compensation Report | Management | For | For |
| 13 | Approve Compensation of Xavier Niel, Vice-CEO Until March 16, 2020 | Management | For | For |
| 14 | Approve Compensation of Xavier Niel, Chairman of the Board Since March 16, 2020 | Management | For | For |
| 15 | Approve Compensation of Maxime Lombardini, Chairman of the Board Until March 16, 2020 | Management | For | For |
| 16 | Approve Compensation of Thomas Reynaud, CEO | Management | For | Against |
| 17 | Approve Compensation of Rani Assaf, Vice-CEO | Management | For | Against |
| 18 | Approve Compensation of Antoine Levavasseur, Vice-CEO | Management | For | Against |
| 19 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 20 | Approve Remuneration Policy of CEO | Management | For | For |
| 21 | Approve Remuneration Policy of Vice-CEOs | Management | For | For |
| 22 | Approve Remuneration Policy of Directors | Management | For | For |
| 23 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 24 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | Against |
| 25 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to 20 Percent of Issued Capital | Management | For | Against |
| 26 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements | Management | For | Against |
| 27 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
| 28 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 29 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 30 | Authorize Capital Increase of Up to EUR 2 Million for Future Exchange Offers | Management | For | Against |
| 31 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 32 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 33 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 34 | Amend Article 28 of Bylaws Re: Quorum and Votes at General Meetings | Management | For | For |
| 35 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| INFORMA PLC Meeting Date: JUN 03, 2021 Record Date: JUN 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: INF Security ID: G4770L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect John Rishton as Director | Management | For | For |
| 2 | Re-elect Stephen Carter as Director | Management | For | For |
| 3 | Re-elect Stephen Davidson as Director | Management | For | Against |
| 4 | Re-elect David Flaschen as Director | Management | For | For |
| 5 | Re-elect Mary McDowell as Director | Management | For | For |
| 6 | Elect Patrick Martell as Director | Management | For | For |
| 7 | Re-elect Helen Owers as Director | Management | For | For |
| 8 | Re-elect Gill Whitehead as Director | Management | For | For |
| 9 | Re-elect Gareth Wright as Director | Management | For | For |
| 10 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 11 | Approve Remuneration Report | Management | For | Against |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| KINGFISHER PLC Meeting Date: JUN 30, 2021 Record Date: JUN 28, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KGF Security ID: G5256E441 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Catherine Bradley as Director | Management | For | For |
| 5 | Elect Tony Buffin as Director | Management | For | For |
| 6 | Re-elect Claudia Arney as Director | Management | For | For |
| 7 | Re-elect Bernard Bot as Director | Management | For | For |
| 8 | Re-elect Jeff Carr as Director | Management | For | For |
| 9 | Re-elect Andrew Cosslett as Director | Management | For | For |
| 10 | Re-elect Thierry Garnier as Director | Management | For | For |
| 11 | Re-elect Sophie Gasperment as Director | Management | For | For |
| 12 | Re-elect Rakhi Goss-Custard as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| LA FRANCAISE DES JEUX SA Meeting Date: JUN 16, 2021 Record Date: JUN 14, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: FDJ Security ID: F55896108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.90 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Ratify Appointment of Francoise Gri as Director | Management | For | For |
| 6 | Renew Appointment of Deloitte & Associes as Auditor | Management | For | For |
| 7 | Acknowledge End of Mandate of BEAS as Alternate Auditor and Decision Not to Renew | Management | For | For |
| 8 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 9 | Approve Compensation of Stephane Pallez, Chairman and CEO | Management | For | For |
| 10 | Approve Compensation of Charles Lantieri, Vice-CEO | Management | For | For |
| 11 | Approve Remuneration Policy of Corporate Officers | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Amend Article 16 of Bylaws Re: Written Consultation | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 20 Percent of Issued Capital | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 10 Percent of Issued Capital | Management | For | For |
| 16 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to 10 Percent of Issued Capital | Management | For | For |
| 17 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 19 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
| 20 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 23 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| NEXI SPA Meeting Date: JUN 21, 2021 Record Date: JUN 10, 2021 Meeting Type: EXTRAORDINARY SHAREHOLDERS | ||||
| Ticker: NEXI Security ID: T6S18J104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger by Incorporation of SIA SpA into Nexi SpA | Management | For | For |
| ORPEA SA Meeting Date: JUN 24, 2021 Record Date: JUN 22, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ORP Security ID: F69036105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.90 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Olivier Lecomte as Director | Management | For | For |
| 6 | Reelect Bernadette Danet-Chevallier as Director | Management | For | For |
| 7 | Reelect Olivier Lecomte as Director | Management | For | For |
| 8 | Approve Amendment of Remuneration Policy for 2020 of Yves Le Masne, CEO | Management | For | For |
| 9 | Approve Amendment of Remuneration Policy for 2018 of Jean-Claude Brdenk, Vice-CEO Until 31 December 2020 | Management | For | For |
| 10 | Approve Amendment of Remuneration Policy for 2019 of Jean-Claude Brdenk, Vice-CEO Until 31 December 2020 | Management | For | For |
| 11 | Approve Amendment of Remuneration Policy for 2020 of Jean-Claude Brdenk, Vice-CEO Until 31 December 2020 | Management | For | For |
| 12 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 13 | Approve Compensation of Philippe Charrier, Chairman of the Board | Management | For | For |
| 14 | Approve Compensation of Yves Le Masne, CEO | Management | For | For |
| 15 | Approve Compensation of Jean-Claude Brdenk, Vice-CEO Until 31 December 2020 | Management | For | Against |
| 16 | Approve Remuneration Policy of Directors | Management | For | For |
| 17 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 18 | Approve Remuneration Policy of CEO | Management | For | For |
| 19 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million | Management | For | For |
| 22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8,078,915 | Management | For | For |
| 23 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 8,078,915 | Management | For | For |
| 24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 21-23 and 25 | Management | For | For |
| 25 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 26 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 28 | Ratify Amendments of Bylaws to Comply with Legal Changes | Management | For | For |
| 29 | Amend Article 24 and 25 of Bylaws Re: General Meetings | Management | For | For |
| 30 | Amend Articles of Bylaws to Comply with Legal Changes | Management | For | Against |
| 31 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| QIAGEN NV Meeting Date: JUN 29, 2021 Record Date: JUN 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: QGEN Security ID: N72482123 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5.a | Reelect Metin Colpan to Supervisory Board | Management | For | For |
| 5.b | Reelect Thomas Ebeling to Supervisory Board | Management | For | For |
| 5.c | Reelect Toralf Haag to Supervisory Board | Management | For | For |
| 5.d | Reelect Ross L. Levine to Supervisory Board | Management | For | For |
| 5.e | Reelect Elaine Mardis to Supervisory Board | Management | For | For |
| 5.f | Reelect Lawrence A. Rosen to Supervisory Board | Management | For | For |
| 5.g | Reelect Elizabeth E. Tallett to Supervisory Board | Management | For | For |
| 6.a | Reelect Thierry Bernard to Management Board | Management | For | For |
| 6.b | Reelect Roland Sackers to Management Board | Management | For | For |
| 7 | Approve Remuneration Policy for Management Board | Management | For | For |
| 8.a | Approve Partial Amendment of Remuneration Policy for Supervisory Board | Management | For | For |
| 8.b | Approve Remuneration of Supervisory Board | Management | For | For |
| 9 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
| 10.a | Grant Board Authority to Issue Shares | Management | For | For |
| 10.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 10.c | Authorize Board to Exclude Preemptive Rights from Share Issuances in Connection to Mergers, Acquisitions or Strategic Alliances | Management | For | Against |
| 11 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 12 | Amend Articles of Association in Connection with Changes to Dutch Law | Management | For | For |
| RED ELECTRICA CORP. SA Meeting Date: JUN 28, 2021 Record Date: JUN 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: REE Security ID: E42807110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Non-Financial Information Statement | Management | For | For |
| 5 | Approve Discharge of Board | Management | For | For |
| 6.1 | Elect Marcos Vaquer Caballeria as Director | Management | For | For |
| 6.2 | Elect Elisenda Malaret Garcia as Director | Management | For | For |
| 6.3 | Elect Jose Maria Abad Hernandez as Director | Management | For | For |
| 6.4 | Ratify Appointment of and Elect Ricardo Garcia Herrera as Director | Management | For | For |
| 7.1 | Amend Articles Re: Corporate Purpose, Nationality and Registered Office | Management | For | For |
| 7.2 | Amend Articles Re: Share Capital and Shareholders' Preferential Subscription Rights | Management | For | For |
| 7.3 | Amend Articles Re: General Meetings, Meeting Types, Quorum, Right to Information and Attendance, Constitution, Deliberations and Remote Voting | Management | For | For |
| 7.4 | Amend Articles Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | For |
| 7.5 | Amend Articles Re: Board, Audit Committee, Appointment and Remuneration Committee and Sustainability Committee | Management | For | For |
| 7.6 | Amend Articles Re: Annual Accounts | Management | For | For |
| 8.1 | Amend Articles of General Meeting Regulations Re: Purpose and Validity of the Regulations, and Advertising | Management | For | For |
| 8.2 | Amend Article 2 of General Meeting Regulations Re: Corporate Website | Management | For | For |
| 8.3 | Amend Articles of General Meeting Regulations Re: Competences and Meeting Types | Management | For | For |
| 8.4 | Amend Articles of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | For |
| 8.5 | Amend Articles of General Meeting Regulations Re: Quorum, Chairman of the General Meeting, Constitution, Deliberation, Adoption of Resolutions and Publicity | Management | For | For |
| 9.1 | Approve Remuneration Report | Management | For | For |
| 9.2 | Approve Remuneration of Directors | Management | For | For |
| 9.3 | Approve Long-Term Incentive Plan | Management | For | For |
| 9.4 | Approve Remuneration Policy | Management | For | For |
| 10 | Renew Appointment of KPMG Auditores as Auditor | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 12 | Receive Corporate Governance Report | Management | None | None |
| 13 | Receive Amendments to Board of Directors Regulations | Management | None | None |
| SCOR SE Meeting Date: JUN 30, 2021 Record Date: JUN 28, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: SCR Security ID: F15561677 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 1.80 per Share | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 5 | Approve Compensation of Denis Kessler, Chairman and CEO | Management | For | Against |
| 6 | Approve Remuneration Policy of Directors | Management | For | For |
| 7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.775 Million | Management | For | For |
| 8 | Approve Remuneration Policy of Denis Kessler, Chairman and CEO | Management | For | Against |
| 9 | Reelect Denis Kessler as Director | Management | For | For |
| 10 | Reelect Claude Tendil as Director | Management | For | Against |
| 11 | Reelect Bruno Pfister as Director | Management | For | Against |
| 12 | Elect Patricia Lacoste as Director | Management | For | For |
| 13 | Elect Laurent Rousseau as Director | Management | For | For |
| 14 | Ratify Appointment of Adrien Couret as Director | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 588,347,051 | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 147,086,759 | Management | For | For |
| 19 | Approve Issuance of Equity or Equity-Linked Securities for up to 10 Percent of Issued Capital for Private Placements | Management | For | For |
| 20 | Authorize Capital Increase of Up to EUR 147,086,759 for Future Exchange Offers | Management | For | For |
| 21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 22 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 17 to 19 | Management | For | For |
| 23 | Authorize Issuance of Warrants (Bons 2021 Contingents) without Preemptive Rights Reserved for a Category of Persons up to Aggregate Nominal Amount of EUR 300 Million Re: Contingent Capital | Management | For | For |
| 24 | Authorize Issuance of Warrants (AOF 2021) without Preemptive Rights Reserved for a Category of Persons up to Aggregate Nominal Amount of EUR 300 Million Re: Ancillary Own-Fund | Management | For | For |
| 25 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 26 | Authorize up to 1.5 Million Shares for Use in Stock Option Plans | Management | For | For |
| 27 | Authorize Issuance of up to 3 Million Shares for Use in Restricted Stock Plans | Management | For | For |
| 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 29 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 17-24, 26 and 28 at EUR 770,880,186 | Management | For | For |
| 30 | Amend Articles of Bylaws to Comply with Legal Changes | Management | For | For |
| 31 | Amend Article 16 of Bylaws Re: Corporate Governance | Management | For | For |
| 32 | Amend Article 10 of Bylaws Re: Directors Length of Term | Management | For | For |
| 33 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SONOVA HOLDING AG Meeting Date: JUN 15, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: SOON Security ID: H8024W106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 3.20 per Share | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1.1 | Reelect Robert Spoerry as Director and Board Chairman | Management | For | For |
| 4.1.2 | Reelect Lynn Bleil as Director | Management | For | For |
| 4.1.3 | Reelect Lukas Braunschweiler as Director | Management | For | For |
| 4.1.4 | Reelect Stacy Seng as Director | Management | For | For |
| 4.1.5 | Reelect Ronald van der Vis as Director | Management | For | For |
| 4.1.6 | Reelect Jinlong Wang as Director | Management | For | For |
| 4.1.7 | Reelect Adrian Widmer as Director | Management | For | For |
| 4.2.1 | Elect Gregory Behar as Director | Management | For | Against |
| 4.2.2 | Elect Roland Diggelmann as Director | Management | For | For |
| 4.3 | Reappoint Stacy Seng as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.4.1 | Appoint Lukas Braunschweiler as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.4.2 | Appoint Roland Diggelmann as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.5 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 4.6 | Designate Keller KLG as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 3.1 Million | Management | For | For |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 15.8 Million | Management | For | For |
| 6 | Approve CHF 61,299 Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
| SUEZ SA Meeting Date: JUN 30, 2021 Record Date: JUN 28, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SEV Security ID: F6327G101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.65 per Share | Management | For | For |
| 4 | Ratify Appointment of Bertrand Meunier as Director | Management | For | For |
| 5 | Ratify Appointment of Jacques Richier as Director | Management | For | For |
| 6 | Ratify Appointment of Anthony R. Coscia as Director | Management | For | For |
| 7 | Ratify Appointment of Philippe Petitcolin as Director | Management | For | For |
| 8 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 9 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 10 | Approve Compensation of Jean-Louis Chaussade, Chairman of the Board Until May 12, 2020 | Management | For | For |
| 11 | Approve Compensation of Philippe Varin, Chairman of the Board From May 12, 2020 Until December 31, 2020 | Management | For | For |
| 12 | Approve Compensation of Bertrand Camus, CEO | Management | For | For |
| 13 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 14 | Approve Remuneration Policy of CEO | Management | For | For |
| 15 | Approve Remuneration Policy of Directors | Management | For | For |
| 16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| TELE2 AB Meeting Date: JUN 28, 2021 Record Date: JUN 17, 2021 Meeting Type: EXTRAORDINARY SHAREHOLDERS | ||||
| Ticker: TEL2.B Security ID: W95878166 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2.1 | Designate Marianne Nilsson as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 2.2 | Designate John Hernander as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Approve Extra Dividends of SEK 3.00 Per Share | Management | For | Did Not Vote |
| TESCO PLC Meeting Date: JUN 25, 2021 Record Date: JUN 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TSCO Security ID: G8T67X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect John Allan as Director | Management | For | For |
| 6 | Re-elect Melissa Bethell as Director | Management | For | For |
| 7 | Re-elect Stewart Gilliland as Director | Management | For | For |
| 8 | Re-elect Steve Golsby as Director | Management | For | For |
| 9 | Re-elect Byron Grote as Director | Management | For | For |
| 10 | Re-elect Ken Murphy as Director | Management | For | For |
| 11 | Re-elect Simon Patterson as Director | Management | For | For |
| 12 | Re-elect Alison Platt as Director | Management | For | For |
| 13 | Re-elect Lindsey Pownall as Director | Management | For | For |
| 14 | Elect Bertrand Bodson as Director | Management | For | For |
| 15 | Elect Thierry Garnier as Director | Management | For | For |
| 16 | Elect Imran Nawaz as Director | Management | For | For |
| 17 | Elect Karen Whitworth as Director | Management | For | For |
| 18 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise Issue of Equity | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 26 | Approve Long-Term Incentive Plan | Management | For | For |
| 27 | Approve Savings-Related Share Option Scheme | Management | For | For |
| 28 | Adopt New Articles of Association | Management | For | For |
| VIVENDI SE Meeting Date: JUN 22, 2021 Record Date: JUN 18, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: VIV Security ID: F97982106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
| 5 | Advisory Vote on Exceptional Distribution Project in kind of a Majority of the Capital of Universal Music Group N.V. to the Shareholders of Vivendi SE | Management | For | For |
| 6 | Exceptional Distribution in kind of Shares of Universal Music Group N.V. to the Shareholders of Vivendi SE | Management | For | For |
| 7 | Approve Compensation Report | Management | For | Against |
| 8 | Approve Compensation of Yannick Bollore, Chairman of the Supervisory Board | Management | For | Against |
| 9 | Approve Compensation of Arnaud de Puyfontaine, Chairman of the Management Board | Management | For | Against |
| 10 | Approve Compensation of Gilles Alix, Management Board Member | Management | For | Against |
| 11 | Approve Compensation of Cedric de Bailliencourt, Management Board Member | Management | For | Against |
| 12 | Approve Compensation of Frederic Crepin, Management Board Member | Management | For | Against |
| 13 | Approve Compensation of Simon Gillham, Management Board Member | Management | For | Against |
| 14 | Approve Compensation of Herve Philippe, Management Board Member | Management | For | Against |
| 15 | Approve Compensation of Stephane Roussel, Management Board Member | Management | For | Against |
| 16 | Approve Remuneration Policy of Supervisory Board Members and Chairman | Management | For | Against |
| 17 | Approve Remuneration Policy of Chairman of the Management Board | Management | For | Against |
| 18 | Approve Remuneration Policy of Management Board Members | Management | For | Against |
| 19 | Reelect Veronique Driot-Argentin as Supervisory Board Member | Management | For | For |
| 20 | Reelect Sandrine Le Bihan as Representative of Employee Shareholders to the Board | Management | For | For |
| 21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 22 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 23 | Authorize Specific Buyback Program and Cancellation of Repurchased Share | Management | For | Against |
| 24 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 655 Million | Management | For | For |
| 25 | Authorize Capitalization of Reserves of Up to EUR 327,5 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 26 | Authorize Capital Increase of up to 5 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 27 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 29 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries | Management | For | For |
| 30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| VOLVO AB Meeting Date: JUN 29, 2021 Record Date: JUN 18, 2021 Meeting Type: SPECIAL | ||||
| Ticker: VOLV.B Security ID: 928856301 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2.1 | Designate Erik Sjoman as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 2.2 | Designate Martin Jonasson as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Approve Special Dividends of SEK 9.50 Per Share | Management | For | Did Not Vote |
| WENDEL SE Meeting Date: JUN 29, 2021 Record Date: JUN 25, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: MF Security ID: F98370103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses and Dividends of EUR 2.90 per Share | Management | For | For |
| 4 | Approve Transaction with Corporate Officers | Management | For | For |
| 5 | Approve Transaction with Wendel-Participations SE | Management | For | For |
| 6 | Reelect Nicolas ver Hulst as Supervisory Board Member | Management | For | Against |
| 7 | Reelect Priscilla de Moustier as Supervisory Board Member | Management | For | Against |
| 8 | Reelect Benedicte Coste as Supervisory Board Member | Management | For | Against |
| 9 | Elect Francois de Mitry as Supervisory Board Member | Management | For | Against |
| 10 | Approve Remuneration Policy of Chairman of the Management Board | Management | For | For |
| 11 | Approve Remuneration Policy of Management Board Members | Management | For | For |
| 12 | Approve Remuneration Policy of Supervisory Board Members | Management | For | For |
| 13 | Approve Compensation Report of Management Board Members and Supervisory Board Members | Management | For | For |
| 14 | Approve Compensation of Andre Francois-Poncet, Chairman of the Management Board | Management | For | For |
| 15 | Approve Compensation of David Darmon, Management Board Member | Management | For | For |
| 16 | Approve Compensation of Bernard Gautier, Management Board Member Until Sept. 9, 2019 | Management | For | For |
| 17 | Approve Compensation of Nicolas ver Hulst, Chairman of the Supervisory Board | Management | For | For |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees and Employees of International Subsidiaries | Management | For | For |
| 20 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 21 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| WHITBREAD PLC Meeting Date: JUN 17, 2021 Record Date: JUN 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WTB Security ID: G9606P197 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Abstain |
| 3 | Elect Kal Atwal as Director | Management | For | For |
| 4 | Elect Fumbi Chima as Director | Management | For | For |
| 5 | Re-elect David Atkins as Director | Management | For | For |
| 6 | Re-elect Horst Baier as Director | Management | For | For |
| 7 | Re-elect Alison Brittain as Director | Management | For | For |
| 8 | Re-elect Nicholas Cadbury as Director | Management | For | For |
| 9 | Re-elect Adam Crozier as Director | Management | For | For |
| 10 | Re-elect Frank Fiskers as Director | Management | For | For |
| 11 | Re-elect Richard Gillingwater as Director | Management | For | For |
| 12 | Re-elect Chris Kennedy as Director | Management | For | For |
| 13 | Re-elect Louise Smalley as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Approve Sharesave Plan | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| WM MORRISON SUPERMARKETS PLC Meeting Date: JUN 10, 2021 Record Date: JUN 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MRW Security ID: G62748119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Andrew Higginson as Director | Management | For | For |
| 5 | Re-elect David Potts as Director | Management | For | For |
| 6 | Re-elect Trevor Strain as Director | Management | For | For |
| 7 | Re-elect Michael Gleeson as Director | Management | For | For |
| 8 | Re-elect Rooney Anand as Director | Management | For | For |
| 9 | Elect Susanne Given as Director | Management | For | For |
| 10 | Re-elect Kevin Havelock as Director | Management | For | For |
| 11 | Elect Lyssa McGowan as Director | Management | For | For |
| 12 | Elect Jeremy Townsend as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 20 | Adopt New Articles of Association | Management | For | For |
| WOOLWORTHS GROUP LIMITED Meeting Date: JUN 18, 2021 Record Date: JUN 16, 2021 Meeting Type: SPECIAL | ||||
| Ticker: WOW Security ID: Q98418108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Approve the Demerger | Management | For | For |
| 1b | Approve Capital Reduction | Management | For | For |
| 2 | Approve Employee Incentive | Management | For | For |
| WPP PLC Meeting Date: JUN 09, 2021 Record Date: JUN 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WPP Security ID: G9788D103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Compensation Committee Report | Management | For | For |
| 4 | Elect Angela Ahrendts as Director | Management | For | For |
| 5 | Elect Tom Ilube as Director | Management | For | For |
| 6 | Elect Ya-Qin Zhang as Director | Management | For | For |
| 7 | Re-elect Jacques Aigrain as Director | Management | For | For |
| 8 | Re-elect Sandrine Dufour as Director | Management | For | For |
| 9 | Re-elect Tarek Farahat as Director | Management | For | For |
| 10 | Re-elect Roberto Quarta as Director | Management | For | For |
| 11 | Re-elect Mark Read as Director | Management | For | For |
| 12 | Re-elect John Rogers as Director | Management | For | For |
| 13 | Re-elect Cindy Rose as Director | Management | For | For |
| 14 | Re-elect Nicole Seligman as Director | Management | For | For |
| 15 | Re-elect Sally Susman as Director | Management | For | For |
| 16 | Re-elect Keith Weed as Director | Management | For | For |
| 17 | Re-elect Jasmine Whitbread as Director | Management | For | For |
| 18 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise Issue of Equity | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 24 | Adopt New Articles of Association | Management | For | For |
Principal International Multi-Factor ETF
| 1&1 DRILLISCH AG Meeting Date: MAY 26, 2021 Record Date: MAY 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DRI Security ID: D5934B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.05 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Ralph Dommermuth for Fiscal Year 2020 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Markus Huhn for Fiscal Year 2020 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Alessandro Nava for Fiscal Year 2020 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Kurt Dobitsch for Fiscal Year 2020 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Kai-Uwe Ricke for Fiscal Year 2020 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Michael Scheeren for Fiscal Year 2020 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Claudia Borgas-Herold for Fiscal Year 2020 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Vlasios Choulidis for Fiscal Year 2020 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Norbert Lang for Fiscal Year 2020 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| 6 | Elect Matthias Baldermann to the Supervisory Board | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | Against |
| 8 | Approve Remuneration of Supervisory Board | Management | For | For |
| 9 | Amend Articles Re: Proof of Entitlement | Management | For | For |
| 10 | Change Company Name to 1&1 AG | Management | For | For |
| A2A SPA Meeting Date: APR 29, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: A2A Security ID: T0579B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Allocation of Income | Management | For | For |
| 2.1 | Approve Remuneration Policy | Management | For | For |
| 2.2 | Approve Second Section of the Remuneration Report | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 1 | Approve Merger by Incorporation of A2A Telecommunications Srl into A2A SpA | Management | For | For |
| 2 | Approve Merger by Incorporation of Suncity Energy Srl into A2A SpA | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| AALBERTS NV Meeting Date: MAY 27, 2021 Record Date: APR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AALB Security ID: N00089271 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Annual Report | Management | None | None |
| 3.a | Approve Remuneration Report | Management | For | Against |
| 3.b | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4.a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4.b | Approve Dividends of EUR 0.60 Per Share | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Elect L. (Lieve) Declercq to Supervisory Board | Management | For | For |
| 8 | Reelect A.R. (Arno) Monincx to Management Board | Management | For | For |
| 9 | Adopt Revised Remuneration Policy for Management Board | Management | For | For |
| 10 | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
| 11 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Ratify Deloitte Accountants B.V. as Auditors | Management | For | For |
| 14 | Other Business (Non-Voting) | Management | None | None |
| 15 | Close Meeting | Management | None | None |
| ABB LTD. Meeting Date: MAR 25, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ABBN Security ID: H0010V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of CHF 0.80 per Share | Management | For | For |
| 5 | Approve CHF 13.8 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | Management | For | For |
| 6 | Approve Creation of CHF 24 Million Pool of Capital without Preemptive Rights | Management | For | Against |
| 7.1 | Approve Remuneration of Directors in the Amount of CHF 4.4 Million | Management | For | For |
| 7.2 | Approve Remuneration of Executive Committee in the Amount of CHF 40 Million | Management | For | For |
| 8.1 | Reelect Gunnar Brock as Director | Management | For | For |
| 8.2 | Reelect David Constable as Director | Management | For | For |
| 8.3 | Reelect Frederico Curado as Director | Management | For | For |
| 8.4 | Reelect Lars Foerberg as Director | Management | For | For |
| 8.5 | Reelect Jennifer Xin-Zhe Li as Director | Management | For | For |
| 8.6 | Reelect Geraldine Matchett as Director | Management | For | For |
| 8.7 | Reelect David Meline as Director | Management | For | For |
| 8.8 | Reelect Satish Pai as Director | Management | For | For |
| 8.9 | Reelect Jacob Wallenberg as Director | Management | For | For |
| 8.10 | Reelect Peter Voser as Director and Board Chairman | Management | For | For |
| 9.1 | Appoint David Constable as Member of the Compensation Committee | Management | For | For |
| 9.2 | Appoint Frederico Curado as Member of the Compensation Committee | Management | For | For |
| 9.3 | Appoint Jennifer Xin-Zhe Li as Member of the Compensation Committee | Management | For | For |
| 10 | Designate Hans Zehnder as Independent Proxy | Management | For | For |
| 11 | Ratify KPMG AG as Auditors | Management | For | For |
| 12 | Transact Other Business (Voting) | Management | For | Against |
| ABC-MART, INC. Meeting Date: MAY 27, 2021 Record Date: FEB 28, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2670 Security ID: J00056101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 85 | Management | For | For |
| 2.1 | Elect Director Noguchi, Minoru | Management | For | For |
| 2.2 | Elect Director Katsunuma, Kiyoshi | Management | For | For |
| 2.3 | Elect Director Kojima, Jo | Management | For | For |
| 2.4 | Elect Director Kikuchi, Takashi | Management | For | For |
| 2.5 | Elect Director Hattori, Kiichiro | Management | For | For |
| 3.1 | Elect Director and Audit Committee Member Matsuoka, Tadashi | Management | For | For |
| 3.2 | Elect Director and Audit Committee Member Sugahara, Taio | Management | For | For |
| 3.3 | Elect Director and Audit Committee Member Toyoda, Ko | Management | For | For |
| ACCOR SA Meeting Date: APR 29, 2021 Record Date: APR 27, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: AC Security ID: F00189120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses | Management | For | For |
| 4 | Approve Compensation of Corporate Officers | Management | For | For |
| 5 | Approve Compensation of Sebastien Bazin, Chairman and CEO | Management | For | Against |
| 6 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 7 | Approve Remuneration Policy of Directors | Management | For | For |
| 8 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 10 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of 50 Percent of Issued Capital | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of 10 Percent of Issued Capital | Management | For | For |
| 13 | Approve Issuance of Equity or Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year Reserved for Specific Beneficiaries | Management | For | For |
| 14 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 16 | Authorize Capitalization of Reserves of Up to 50 Percent of Issued Capital for Bonus Issue or Increase in Par Value | Management | For | For |
| 17 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 11-16 at 50 Percent of the Share Capital and Under Items 12-15 at 10 Percent of Issued Capital | Management | For | For |
| 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 19 | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Some Employees | Management | For | For |
| 20 | Amend Article 1 of Bylaws to Comply with Legal Changes | Management | For | For |
| 21 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Management | For | Against |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ACEA SPA Meeting Date: APR 22, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ACE Security ID: T0040K106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3.1 | Approve Remuneration Policy | Management | For | Against |
| 3.2 | Approve Second Section of the Remuneration Report | Management | For | Against |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| ACKERMANS & VAN HAAREN NV Meeting Date: MAY 25, 2021 Record Date: MAY 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ACKB Security ID: B01165156 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| 2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| 3 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.35 per Share | Management | For | For |
| 4.1 | Approve Discharge of Alexia Bertrand as Director | Management | For | For |
| 4.2 | Approve Discharge of Luc Bertrand as Director | Management | For | For |
| 4.3 | Approve Discharge of Marion Debruyne BV (Marion Debruyne) as Director | Management | For | For |
| 4.4 | Approve Discharge of Jacques Delen as Director | Management | For | For |
| 4.5 | Approve Discharge of Pierre Macharis as Director | Management | For | For |
| 4.6 | Approve Discharge of Julien Pestiaux as Director | Management | For | For |
| 4.7 | Approve Discharge of Thierry van Baren as Director | Management | For | For |
| 4.8 | Approve Discharge of Menlo Park BV (Victoria Vandeputte) as Director | Management | For | For |
| 4.9 | Approve Discharge of Frederic van Haaren as Director | Management | For | For |
| 4.10 | Approve Discharge of Pierre Willaert as Director | Management | For | For |
| 5 | Approve Discharge of Auditors | Management | For | For |
| 6.1 | Reelect Luc Bertrand as Director | Management | For | Against |
| 6.2 | Reelect Alexia Bertrand as Director | Management | For | Against |
| 6.3 | Reelect Frederic van Haaren as Director | Management | For | Against |
| 7 | Approve Remuneration Report | Management | For | Against |
| 8 | Approve Remuneration Policy | Management | For | Against |
| ACOM CO., LTD. Meeting Date: JUN 23, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 8572 Security ID: J00105106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 3 | Management | For | For |
| 2.1 | Elect Director Kinoshita, Shigeyoshi | Management | For | Against |
| 2.2 | Elect Director Kinoshita, Masataka | Management | For | Against |
| 2.3 | Elect Director Uchida, Tomomi | Management | For | For |
| 2.4 | Elect Director Kiribuchi, Takashi | Management | For | For |
| 2.5 | Elect Director Naruse, Hiroshi | Management | For | For |
| 2.6 | Elect Director Osawa, Masakazu | Management | For | For |
| 3.1 | Elect Director and Audit Committee Member Fukumoto, Kazuo | Management | For | For |
| 3.2 | Elect Director and Audit Committee Member Ishikawa, Masahide | Management | For | For |
| 3.3 | Elect Director and Audit Committee Member Akiyama, Takuji | Management | For | Against |
| 4 | Elect Alternate Director and Audit Committee Member Shimbo, Hitoshi | Management | For | For |
| ACS ACTIVIDADES DE CONSTRUCCION Y SERVICIOS SA Meeting Date: MAY 06, 2021 Record Date: APR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ACS Security ID: E7813W163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 1.2 | Approve Allocation of Income | Management | For | For |
| 2 | Approve Non-Financial Information Statement | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4.1 | Reelect Carmen Fernandez Rozado as Director | Management | For | For |
| 4.2 | Reelect Jose Eladio Seco Dominguez as Director | Management | For | For |
| 5 | Advisory Vote on Remuneration Report | Management | For | Against |
| 6 | Approve Scrip Dividends and Approve Reduction in Share Capital via Amortization of Treasury Shares | Management | For | For |
| 7 | Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 9 | Receive Amendments to Board of Directors Regulations | Management | None | None |
| ADECCO GROUP AG Meeting Date: APR 08, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ADEN Security ID: H00392318 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 2.50 per Share | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1 | Approve Remuneration of Directors in the Amount of CHF 5.1 Million | Management | For | For |
| 4.2 | Approve Remuneration of Executive Committee in the Amount of CHF 32 Million | Management | For | For |
| 5.1.1 | Reelect Jean-Christophe Deslarzes as Director and Board Chairman | Management | For | For |
| 5.1.2 | Reelect Ariane Gorin as Director | Management | For | For |
| 5.1.3 | Reelect Alexander Gut as Director | Management | For | For |
| 5.1.4 | Reelect Didier Lamouche as Director | Management | For | For |
| 5.1.5 | Reelect David Prince as Director | Management | For | For |
| 5.1.6 | Reelect Kathleen Taylor as Director | Management | For | For |
| 5.1.7 | Reelect Regula Wallimann as Director | Management | For | For |
| 5.1.8 | Elect Rachel Duan as Director | Management | For | For |
| 5.2.1 | Reappoint Kathleen Taylor as Member of the Compensation Committee | Management | For | For |
| 5.2.2 | Reappoint Didier Lamouche as Member of the Compensation Committee | Management | For | For |
| 5.2.3 | Appoint Rachel Duan as Member of the Compensation Committee | Management | For | For |
| 5.3 | Designate Keller KLG as Independent Proxy | Management | For | For |
| 5.4 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 6 | Approve Creation of CHF 815,620 Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
| ADEVINTA ASA Meeting Date: OCT 29, 2020 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: ADE Security ID: R0000V110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | None |
| 2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 4 | Approve Issuance of Shares in Connection with Acquisition of eBay Classifieds Group; Approve Article Amendments; Approve Instructions for Nominating Committee | Management | For | Did Not Vote |
| ADIDAS AG Meeting Date: AUG 11, 2020 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ADS Security ID: D0066B185 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Amend Articles Re: Electronic Participation | Management | For | For |
| 6 | Elect Christian Klein to the Supervisory Board | Management | For | For |
| 7 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
| ADIDAS AG Meeting Date: MAY 12, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ADS Security ID: D0066B185 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.00 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Elect Jackie Joyner-Kersee to the Supervisory Board | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Amend Articles Re: Information for Registration in the Share Register | Management | For | For |
| 9 | Approve Creation of EUR 50 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 10 | Approve Creation of EUR 20 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 11 | Cancel Authorized Capital 2016 | Management | For | For |
| 12 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 13 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 14 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | For |
| ADMIRAL GROUP PLC Meeting Date: APR 30, 2021 Record Date: APR 28, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ADM Security ID: G0110T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Jayaprakasa Rangaswami as Director | Management | For | For |
| 6 | Elect Milena Mondini-de-Focatiis as Director | Management | For | For |
| 7 | Re-elect Geraint Jones as Director | Management | For | For |
| 8 | Re-elect Annette Court as Director | Management | For | For |
| 9 | Re-elect Jean Park as Director | Management | For | For |
| 10 | Re-elect George Manning Rountree as Director | Management | For | For |
| 11 | Re-elect Owen Clarke as Director | Management | For | For |
| 12 | Re-elect Justine Roberts as Director | Management | For | For |
| 13 | Re-elect Andrew Crossley as Director | Management | For | For |
| 14 | Re-elect Michael Brierley as Director | Management | For | For |
| 15 | Re-elect Karen Green as Director | Management | For | For |
| 16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Amend Discretionary Free Share Scheme | Management | For | For |
| 19 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 20 | Authorise Issue of Equity | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 23 | Approve Matters Relating to the Relevant Distributions | Management | None | For |
| 24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ADVANTEST CORP. Meeting Date: JUN 23, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6857 Security ID: J00210104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yoshida, Yoshiaki | Management | For | For |
| 1.2 | Elect Director Karatsu, Osamu | Management | For | For |
| 1.3 | Elect Director Urabe, Toshimitsu | Management | For | For |
| 1.4 | Elect Director Nicholas Benes | Management | For | For |
| 1.5 | Elect Director Tsukakoshi, Soichi | Management | For | For |
| 1.6 | Elect Director Fujita, Atsushi | Management | For | For |
| 1.7 | Elect Director Tsukui, Koichi | Management | For | For |
| 1.8 | Elect Director Douglas Lefever | Management | For | For |
| 2.1 | Elect Director and Audit Committee Member Kurita, Yuichi | Management | For | For |
| 2.2 | Elect Director and Audit Committee Member Namba, Koichi | Management | For | For |
| 3 | Elect Alternate Director and Audit Committee Member Karatsu, Osamu | Management | For | For |
| 4 | Approve Compensation Ceiling for Directors Who Are Not Audit Committee Members | Management | For | For |
| 5 | Approve Performance Share Plan and Restricted Stock Plan | Management | For | For |
| ADYEN NV Meeting Date: FEB 12, 2021 Record Date: JAN 15, 2021 Meeting Type: SPECIAL | ||||
| Ticker: ADYEN Security ID: N3501V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting and Announcements | Management | None | None |
| 2 | Elect Alexander Matthey to Management Board | Management | For | For |
| 3 | Elect Caoimhe Treasa Keogan to Supervisory Board | Management | For | For |
| 4 | Close Meeting | Management | None | None |
| ADYEN NV Meeting Date: JUN 03, 2021 Record Date: MAY 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ADYEN Security ID: N3501V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2.b | Approve Remuneration Report | Management | For | For |
| 2.c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Reelect Ingo Jeroen Uytdehaage to Management Board | Management | For | For |
| 6 | Reelect Delfin Rueda Arroyo to Supervisory Board | Management | For | For |
| 7 | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
| 8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Ratify PwC as Auditors | Management | For | For |
| AENA S.M.E. SA Meeting Date: OCT 29, 2020 Record Date: OCT 23, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AENA Security ID: E526K0106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Non-Financial Information Statement | Management | For | For |
| 5 | Approve Reclassification of Voluntary Reserves to Capitalization Reserves | Management | For | For |
| 6 | Approve Discharge of Board | Management | For | For |
| 7.1 | Reelect Amancio Lopez Seijas as Director | Management | For | For |
| 7.2 | Reelect Jaime Terceiro Lomba as Director | Management | For | For |
| 7.3 | Elect Irene Cano Piquero as Director | Management | For | For |
| 7.4 | Elect Francisco Javier Marin San Andres as Director | Management | For | For |
| 8 | Authorize Share Repurchase Program | Management | For | For |
| 9 | Advisory Vote on Remuneration Report | Management | For | For |
| 10 | Approve Principles for Climate Change Action and Environmental Governance | Management | For | For |
| 11 | Approve Instructions to the Board to Present the Climate Action Plan at the 2021 AGM and Updated Climate Action Reports at the AGM that May be Held as from 2022 (Inclusive) and to Submit them to a Consultative Vote as a Separate Agenda Item | Shareholder | Against | For |
| 12 | Add New Article 50 bis | Shareholder | Against | For |
| 13 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| AENA S.M.E. SA Meeting Date: APR 27, 2021 Record Date: APR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AENA Security ID: E526K0106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Treatment of Net Loss | Management | For | For |
| 4 | Approve Non-Financial Information Statement | Management | For | For |
| 5 | Approve Discharge of Board | Management | For | For |
| 6 | Ratify Appointment of and Elect Juan Rio Cortes as Director | Management | For | For |
| 7.1 | Amend Articles Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | For |
| 7.2 | Amend Articles Re: Board Competences and Board Committees | Management | For | For |
| 7.3 | Amend Articles Re: Board Committees, Remuneration and Climate Action Plan | Management | For | For |
| 8 | Amend Articles of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | For |
| 9 | Advisory Vote on Remuneration Report | Management | For | For |
| 10 | Advisory Vote on Company's Climate Action Plan | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| AGL ENERGY LIMITED Meeting Date: OCT 07, 2020 Record Date: OCT 05, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AGL Security ID: Q01630195 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3a | Elect Peter Botten as Director | Management | For | Against |
| 3b | Elect Mark Bloom as Director | Management | For | For |
| 4 | Approve Grant of Performance Rights under the AGL Long Term Incentive Plan to Brett Redman | Management | For | Against |
| 5 | Approve Termination Benefits for Eligible Senior Executives | Management | For | For |
| 6 | Approve Reinsertion of Proportional Takeover Provisions | Management | For | For |
| 7a | Approve the Amendments to the Company's Constitution | Shareholder | Against | Against |
| 7b | Approve Coal Closure Dates | Shareholder | Against | Against |
| AIA GROUP LIMITED Meeting Date: MAY 20, 2021 Record Date: MAY 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 1299 Security ID: Y002A1105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Lee Yuan Siong as Director | Management | For | For |
| 4 | Elect Chung-Kong Chow as Director | Management | For | For |
| 5 | Elect John Barrie Harrison as Director | Management | For | For |
| 6 | Elect Lawrence Juen-Yee Lau as Director | Management | For | For |
| 7 | Elect Cesar Velasquez Purisima as Director | Management | For | For |
| 8 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| AIR LIQUIDE SA Meeting Date: MAY 04, 2021 Record Date: APR 30, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: AI Security ID: F01764103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.75 per Share and an Extra of EUR 0.27 per Share to Long Term Registered Shares | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Reelect Xavier Huillard as Director | Management | For | For |
| 6 | Elect Pierre Breber as Director | Management | For | For |
| 7 | Elect Aiman Ezzat as Director | Management | For | For |
| 8 | Elect Bertrand Dumazy as Director | Management | For | For |
| 9 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of the New Transactions | Management | For | For |
| 10 | Approve Compensation of Benoit Potier | Management | For | For |
| 11 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 12 | Approve Remuneration Policy of Corporate Officers | Management | For | For |
| 13 | Approve Remuneration Policy of Directors | Management | For | For |
| 14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 470 Million | Management | For | For |
| 16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| AIRBUS SE Meeting Date: APR 14, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AIR Security ID: N0280G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.1 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 2.2 | Receive Report on Business and Financial Statements | Management | None | None |
| 2.3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 3 | Discussion of Agenda Items | Management | None | None |
| 4.1 | Adopt Financial Statements | Management | For | For |
| 4.2 | Approve Discharge of Non-Executive Members of the Board of Directors | Management | For | For |
| 4.3 | Approve Discharge of Executive Members of the Board of Directors | Management | For | For |
| 4.4 | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | For |
| 4.5 | Approve Implementation of Remuneration Policy | Management | For | For |
| 4.6 | Reelect Rene Obermann as Non-Executive Director | Management | For | For |
| 4.7 | Reelect Amparo Moraleda as Non-Executive Director | Management | For | For |
| 4.8 | Reelect Victor Chu as Non-Executive Director | Management | For | For |
| 4.9 | Reelect Jean-Pierre Clamadieu as Non-Executive Director | Management | For | For |
| 4.10 | Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans | Management | For | For |
| 4.11 | Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding | Management | For | For |
| 4.12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 4.13 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 5 | Close Meeting | Management | None | None |
| ALFA LAVAL AB Meeting Date: APR 27, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ALFA Security ID: W04008152 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 7b | Approve Allocation of Income and Dividends of SEK 5.50 Per Share | Management | For | Did Not Vote |
| 7c1 | Approve Discharge of CEO Tom Erixon | Management | For | Did Not Vote |
| 7c2 | Approve Discharge of Board Member and Chairman Dennis Jonsson | Management | For | Did Not Vote |
| 7c3 | Approve Discharge of Board Member Maria Moraeus Hanssen | Management | For | Did Not Vote |
| 7c4 | Approve Discharge of Board Member Henrik Lange | Management | For | Did Not Vote |
| 7c5 | Approve Discharge of Board Member Ray Mauritsson | Management | For | Did Not Vote |
| 7c6 | Approve Discharge of Board Member Helene Mellquist | Management | For | Did Not Vote |
| 7c7 | Approve Discharge of Board Member Finn Rausing | Management | For | Did Not Vote |
| 7c8 | Approve Discharge of Board Member Jorn Rausing | Management | For | Did Not Vote |
| 7c9 | Approve Discharge of Board Member Ulf Wiinberg | Management | For | Did Not Vote |
| 7c10 | Approve Discharge of Former Board Member and Chairman Anders Narvinger | Management | For | Did Not Vote |
| 7c11 | Approve Discharge of Board Member Anna Ohlsson-Leijon | Management | For | Did Not Vote |
| 7c12 | Approve Discharge of Employee Representative Bror Garcia Lantz | Management | For | Did Not Vote |
| 7c13 | Approve Discharge of Employee Representative Susanne Jonsson | Management | For | Did Not Vote |
| 7c14 | Approve Discharge of Employee Representative Henrik Nielsen | Management | For | Did Not Vote |
| 7c15 | Approve Discharge of Deputy Employee Representative Leif Norkvist | Management | For | Did Not Vote |
| 7c16 | Approve Discharge of Deputy Employee Representative Stefan Sandell | Management | For | Did Not Vote |
| 7c17 | Approve Discharge of Deputy Employee Representative Johnny Hulthen | Management | For | Did Not Vote |
| 8 | Approve Remuneration Report | Management | For | Did Not Vote |
| 9.1 | Determine Number of Directors (9) and Deputy Directors (0) of Board | Management | For | Did Not Vote |
| 9.2 | Fix Number of Auditors (2) and Deputy Auditors (2) | Management | For | Did Not Vote |
| 10.1 | Approve Remuneration of Directors in the Amount of SEK 1.85 Million to the Chairman and SEK 615,000 to Other Directors | Management | For | Did Not Vote |
| 10.2 | Approve Remuneration of Committee Work | Management | For | Did Not Vote |
| 10.3 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 11.1 | Reelect Maria Moraeus Hanssen as Director | Management | For | Did Not Vote |
| 11.2 | Reelect Dennis Jonsson as Director | Management | For | Did Not Vote |
| 11.3 | Reelect Henrik Lange as Director | Management | For | Did Not Vote |
| 11.4 | Reelect Ray Mauritsson as Director | Management | For | Did Not Vote |
| 11.5 | Reelect Helene Mellquist as Director | Management | For | Did Not Vote |
| 11.6 | Reelect Finn Rausing as Director | Management | For | Did Not Vote |
| 11.7 | Reelect Jorn Rausing as Director | Management | For | Did Not Vote |
| 11.8 | Reelect Ulf Wiinberg as Director | Management | For | Did Not Vote |
| 11.9 | Elect Lilian Fossum Biner as New Director | Management | For | Did Not Vote |
| 11.10 | Reelect Dennis Jonsson as Board Chairman | Management | For | Did Not Vote |
| 11.11 | Ratify Staffan Landen as Auditor | Management | For | Did Not Vote |
| 11.12 | Ratify Karoline Tedevall as Auditor | Management | For | Did Not Vote |
| 11.13 | Ratify Henrik Jonzen as Deputy Auditor | Management | For | Did Not Vote |
| 11.14 | Ratify Andreas Mast as Deputy Auditor | Management | For | Did Not Vote |
| 12 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 13 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 14 | Amend Articles Re: Proxies; Postal Voting | Management | For | Did Not Vote |
| 15 | Close Meeting | Management | None | None |
| ALIMENTATION COUCHE-TARD INC. Meeting Date: SEP 16, 2020 Record Date: JUL 20, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ATD.B Security ID: 01626P403 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2.1 | Elect Director Alain Bouchard | Management | For | For |
| 2.2 | Elect Director Melanie Kau | Management | For | For |
| 2.3 | Elect Director Jean Bernier | Management | For | For |
| 2.4 | Elect Director Eric Boyko | Management | For | For |
| 2.5 | Elect Director Jacques D'Amours | Management | For | For |
| 2.6 | Elect Director Janice L. Fields | Management | For | For |
| 2.7 | Elect Director Richard Fortin | Management | For | For |
| 2.8 | Elect Director Brian Hannasch | Management | For | For |
| 2.9 | Elect Director Marie Josee Lamothe | Management | For | For |
| 2.10 | Elect Director Monique F. Leroux | Management | For | For |
| 2.11 | Elect Director Real Plourde | Management | For | For |
| 2.12 | Elect Director Daniel Rabinowicz | Management | For | For |
| 2.13 | Elect Director Louis Tetu | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | SP 1: Integrate ESG Criteria into in Establishing Executive Compensation | Shareholder | Against | Against |
| 5 | SP 2: Determine that a Director is Independent or Non-Independent Be Disclosed in Management Circular | Shareholder | Against | Against |
| 6 | SP 3: Adopt a Responsible Employment Policy While Ensuring Its Employees a Living Wage | Shareholder | Against | Against |
| ALLIANZ SE Meeting Date: MAY 05, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ALV Security ID: D03080112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 9.60 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Approve Remuneration Policy | Management | For | For |
| 6 | Approve Remuneration of Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Supervisory Board Term of Office | Management | For | For |
| AMUNDI SA Meeting Date: MAY 10, 2021 Record Date: MAY 06, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: AMUN Security ID: F0300Q103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.90 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Approve Compensation Report | Management | For | For |
| 6 | Approve Compensation of Yves Perrier, CEO | Management | For | For |
| 7 | Approve Remuneration Policy of Directors | Management | For | For |
| 8 | Approve Remuneration Policy of CEO, Until May 10, 2021 | Management | For | For |
| 9 | Approve Remuneration Policy of CEO, Until Dec. 31, 2021 | Management | For | For |
| 10 | Approve Remuneration Policy of Chairman of the Board, Until May 10, 2021 | Management | For | For |
| 11 | Approve Remuneration Policy of Chairman of the Board, Until Dec. 31, 2021 | Management | For | For |
| 12 | Advisory Vote on the Aggregate Remuneration Granted in 2021 to Senior Management, Responsible Officers and Regulated Risk-Takers | Management | For | For |
| 13 | Ratify Appointement of Michele Guibert as Director | Management | For | Against |
| 14 | Reelect Michele Guibert as Director | Management | For | Against |
| 15 | Reelect William Kadouch-Chassaing as Director | Management | For | Against |
| 16 | Reelect Michel Mathieu as Director | Management | For | Against |
| 17 | Acknowledge End of Mandate of Henri Buecher as Director | Management | For | For |
| 18 | Elect Patrice Gentie as Director | Management | For | Against |
| 19 | Acknowledge End of Mandate of Ernst & Young as Auditor | Management | For | For |
| 20 | Appoint Mazars as Auditor | Management | For | For |
| 21 | Acknowledge End of Mandate of Picarle et Associes as Alternate Auditor and Decision Not to Replace | Management | For | For |
| 22 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 23 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 10 Percent of Issued Capital | Management | For | For |
| 24 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 26 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Some Employees and Corporate Officers | Management | For | For |
| 27 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 28 | Amend Article 19 of Bylaws Re: Participation to General Meetings of Shareholders | Management | For | For |
| 29 | Amend Article of Bylaws to Comply with Legal Changes | Management | For | For |
| 30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ANDRITZ AG Meeting Date: JUL 07, 2020 Record Date: JUN 27, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ANDR Security ID: A11123105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Approve Remuneration of Supervisory Board Members | Management | For | For |
| 6 | Ratify KPMG Austria GmbH as Auditors for Fiscal 2020 | Management | For | For |
| 7 | Elect Wolfgang Bernhard as Supervisory Board Member | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | Against |
| 9 | Approve Stock Option Plan for Key Employees | Management | For | For |
| ANHEUSER-BUSCH INBEV SA/NV Meeting Date: APR 28, 2021 Record Date: APR 14, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ABI Security ID: B639CJ108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| A1 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | Against |
| B2 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| B3 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| B4 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| B5 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.50 per Share | Management | For | For |
| B6 | Approve Discharge of Directors | Management | For | For |
| B7 | Approve Discharge of Auditors | Management | For | For |
| B8a | Reelect Martin J. Barrington as Director | Management | For | Against |
| B8b | Reelect William F. Gifford, Jr. as Director | Management | For | Against |
| B8c | Reelect Alejandro Santo Domingo Davila as Director | Management | For | Against |
| B9 | Approve Remuneration policy | Management | For | Against |
| B10 | Approve Remuneration Report | Management | For | Against |
| B11 | Approve Change-of-Control Clause Re: Revolving Credit and Swingline Facilities Agreement | Management | For | For |
| C12 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| ARCELORMITTAL SA Meeting Date: JUN 08, 2021 Record Date: MAY 25, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: MT Security ID: L0302D210 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| I | Approve Consolidated Financial Statements | Management | For | For |
| II | Approve Financial Statements | Management | For | For |
| III | Approve Dividends of USD 0.30 Per Share | Management | For | For |
| IV | Approve Allocation of Income | Management | For | For |
| V | Approve Remuneration Policy | Management | For | For |
| VI | Approve Remuneration Report | Management | For | For |
| VII | Approve Remuneration of the Directors, Members and Chairs of the Audit and Risk Committee and Members and Chairs of the Other Committee | Management | For | For |
| VIII | Approve Discharge of Directors | Management | For | For |
| IX | Reelect Karyn Ovelmen as Director | Management | For | For |
| X | Reelect Tye Burt as Director | Management | For | For |
| XI | Elect Clarissa Lins as Director | Management | For | For |
| XII | Approve Share Repurchase | Management | For | For |
| XIII | Renew Appointment of Deloitte Audit as Auditor | Management | For | For |
| XIV | Approve Share Plan Grant, Restricted Share Unit Plan and Performance Unit Plan under the Executive Office PSU Plan and ArcelorMittal Equity Plan | Management | For | For |
| I | Approve Reduction in Share Capital through Cancellation of Shares and Amend Articles 5.1 and 5.2 of the Articles of Association | Management | For | For |
| ARKEMA SA Meeting Date: MAY 20, 2021 Record Date: MAY 18, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: AKE Security ID: F0392W125 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.50 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Elect Thierry Pilenko as Director | Management | For | For |
| 6 | Elect Bpifrance Investissement as Director | Management | For | For |
| 7 | Elect Ilse Henne as Director | Management | For | For |
| 8 | Approve Remuneration Policy of Directors | Management | For | For |
| 9 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 10 | Approve Compensation of Corporate Officers | Management | For | For |
| 11 | Approve Compensation of Chairman and CEO | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 14 | Amend Bylaws to Comply with Legal Changes | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| AROUNDTOWN SA Meeting Date: DEC 15, 2020 Record Date: DEC 01, 2020 Meeting Type: SPECIAL | ||||
| Ticker: AT1 Security ID: L0269F109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Dividends | Management | For | For |
| ASAHI GROUP HOLDINGS LTD. Meeting Date: MAR 25, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 2502 Security ID: J02100113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 53 | Management | For | For |
| 2.1 | Elect Director Koji, Akiyoshi | Management | For | For |
| 2.2 | Elect Director Katsuki, Atsushi | Management | For | For |
| 2.3 | Elect Director Taemin Park | Management | For | For |
| 2.4 | Elect Director Tanimura, Keizo | Management | For | For |
| 2.5 | Elect Director Kosaka, Tatsuro | Management | For | For |
| 2.6 | Elect Director Shingai, Yasushi | Management | For | For |
| 2.7 | Elect Director Christina L. Ahmadjian | Management | For | For |
| 2.8 | Elect Director Kitagawa, Ryoichi | Management | For | For |
| 3 | Appoint Statutory Auditor Kawakami, Yutaka | Management | For | For |
| ASHTEAD GROUP PLC Meeting Date: SEP 08, 2020 Record Date: SEP 04, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AHT Security ID: G05320109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Paul Walker as Director | Management | For | For |
| 5 | Re-elect Brendan Horgan as Director | Management | For | For |
| 6 | Re-elect Michael Pratt as Director | Management | For | For |
| 7 | Re-elect Angus Cockburn as Director | Management | For | For |
| 8 | Re-elect Lucinda Riches as Director | Management | For | For |
| 9 | Re-elect Tanya Fratto as Director | Management | For | For |
| 10 | Re-elect Lindsley Ruth as Director | Management | For | For |
| 11 | Elect Jill Easterbrook as Director | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 19 | Approve Reduction of Capital | Management | For | For |
| ASM INTERNATIONAL NV Meeting Date: MAY 17, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ASM Security ID: N07045201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Dividends of EUR 2.00 Per Share | Management | For | For |
| 6 | Approve Discharge of Management Board | Management | For | For |
| 7 | Approve Discharge of Supervisory Board | Management | For | For |
| 8 | Elect Paul Verhagen to Management Board | Management | For | For |
| 9 | Elect Stefanie Kahle-Galonske to Supervisory Board | Management | For | For |
| 10 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
| 11a | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
| 11b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Amend Articles Re: Provision to Cover the Absence or Inability to Act of All Members of the Supervisory Board | Management | For | For |
| 14 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 15 | Other Business (Non-Voting) | Management | None | None |
| 16 | Close Meeting | Management | None | None |
| ASML HOLDING NV Meeting Date: APR 29, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ASML Security ID: N07059202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3.a | Approve Remuneration Report | Management | For | For |
| 3.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.c | Receive Clarification on Company's Reserves and Dividend Policy | Management | None | None |
| 3.d | Approve Dividends of EUR 2.75 Per Share | Management | For | For |
| 4.a | Approve Discharge of Management Board | Management | For | For |
| 4.b | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Approve Number of Shares for Management Board | Management | For | For |
| 6 | Approve Certain Adjustments to the Remuneration Policy for Management Board | Management | For | For |
| 7 | Approve Certain Adjustments to the Remuneration Policy for Supervisory Board | Management | For | For |
| 8 | Receive Information on the Composition of the Management Board | Management | None | None |
| 9.a | Elect B. Conix to Supervisory Board | Management | For | For |
| 9.b | Receive Information on the Composition of the Supervisory Board | Management | None | None |
| 10 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
| 11.a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | Management | For | For |
| 11.b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.a | Management | For | For |
| 11.c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | Management | For | For |
| 11.d | Authorize Board to Exclude Preemptive Rights from Share Issuances under 11.c | Management | For | For |
| 12.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12.b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 14 | Other Business (Non-Voting) | Management | None | None |
| 15 | Close Meeting | Management | None | None |
| ASR NEDERLAND NV Meeting Date: MAY 19, 2021 Record Date: APR 21, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ASRNL Security ID: N0709G103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2.c | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 2.d | Approve Remuneration Report | Management | For | For |
| 3.a | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 3.c | Approve Dividends of EUR 2.04 Per Share | Management | For | For |
| 4.a | Approve Discharge of Executive Board | Management | For | For |
| 4.b | Approve Discharge of Supervisory Board | Management | For | For |
| 5.a | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
| 5.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 5.c | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6.a | Approve Cancellation of Repurchased Shares | Management | For | For |
| 6.b | Amend Articles Re: Cancellation of Repurchased Shares | Management | For | For |
| 7 | Allow Questions | Management | None | None |
| 8.a | Acknowledge Resignation of Kick van der Pol as Supervisory Board Member | Management | None | None |
| 9 | Close Meeting | Management | None | None |
| ASSA ABLOY AB Meeting Date: NOV 24, 2020 Record Date: NOV 16, 2020 Meeting Type: SPECIAL | ||||
| Ticker: ASSA.B Security ID: W0817X204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5.1 | Designate Axel Martensson as Inspector of Minutes of Meeting | Management | For | For |
| 5.2 | Designate Marianne Nilsson as Inspector of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Approve Extra Dividends of SEK 1.85 Per Share | Management | For | For |
| 8 | Close Meeting | Management | None | None |
| ASSA ABLOY AB Meeting Date: APR 28, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ASSA.B Security ID: W0817X204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2a | Designate Johan Hjertonsson as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 2b | Designate Liselott Ledin as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6a | Receive Financial Statements and Statutory Reports | Management | None | None |
| 6b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
| 7a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 7b | Approve Allocation of Income and Dividends of SEK 3.90 Per Share | Management | For | Did Not Vote |
| 7c.1 | Approve Discharge of Board Chairman Lars Renstrom | Management | For | Did Not Vote |
| 7c.2 | Approve Discharge of Carl Douglas | Management | For | Did Not Vote |
| 7c.3 | Approve Discharge of Eva Karlsson | Management | For | Did Not Vote |
| 7c.4 | Approve Discharge of Birgitta Klasen | Management | For | Did Not Vote |
| 7c.5 | Approve Discharge of Lena Olving | Management | For | Did Not Vote |
| 7c.6 | Approve Discharge of Sofia Schorling Hogberg | Management | For | Did Not Vote |
| 7c.7 | Approve Discharge of Jan Svensson | Management | For | Did Not Vote |
| 7c.8 | Approve Discharge of Joakim Weidemanis | Management | For | Did Not Vote |
| 7c.9 | Approve Discharge of Employee Representative Rune Hjalm | Management | For | Did Not Vote |
| 7c.10 | Approve Discharge of Employee Representative Mats Persson | Management | For | Did Not Vote |
| 7c.11 | Approve Discharge of Employee Representative Bjarne Johansson | Management | For | Did Not Vote |
| 7c.12 | Approve Discharge of Employee Representative Nadja Wikstrom | Management | For | Did Not Vote |
| 7c.13 | Approve Discharge of President Nico Delvaux | Management | For | Did Not Vote |
| 8 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 9a | Approve Remuneration of Directors in the Amount of SEK 2.7 million for Chairman, SEK 1 Million for Vice Chairman and SEK 800,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 9b | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 10 | Reelect Lars Renstrom (Chairman), Carl Douglas (Vice Chair), Eva Karlsson, , Lena Olving, Sofia Schorling Hogberg and Joakim Weidemanis as Directors; Elect Johan Hjertonsson and Susanne Pahlen Aklundh as New Directors | Management | For | Did Not Vote |
| 11 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 12 | Approve Remuneration Report | Management | For | Did Not Vote |
| 13 | Authorize Class B Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 14 | Approve Performance Share Matching Plan LTI 2021 | Management | For | Did Not Vote |
| ASSICURAZIONI GENERALI SPA Meeting Date: APR 26, 2021 Record Date: APR 15, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: G Security ID: T05040109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Approve Allocation of Income | Management | For | For |
| 2a | Amend Company Bylaws Re: Articles 8.1, 8.4, 8.5, 8.6, and 8.7 | Management | For | For |
| 2b | Amend Company Bylaws Re: Article 9.1 | Management | For | For |
| 3a | Approve Remuneration Policy | Management | For | For |
| 3b | Approve Second Section of the Remuneration Report | Management | For | For |
| 4a | Approve Group Long Term Incentive Plan | Management | For | For |
| 4b | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Group Long Term Incentive Plan | Management | For | For |
| 4c | Authorize Board to Increase Capital to Service Group Long Term Incentive Plan | Management | For | For |
| ASSOCIATED BRITISH FOODS PLC Meeting Date: DEC 04, 2020 Record Date: DEC 02, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ABF Security ID: G05600138 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Emma Adamo as Director | Management | For | For |
| 4 | Re-elect Graham Allan as Director | Management | For | For |
| 5 | Re-elect John Bason as Director | Management | For | For |
| 6 | Re-elect Ruth Cairnie as Director | Management | For | For |
| 7 | Re-elect Wolfhart Hauser as Director | Management | For | For |
| 8 | Re-elect Michael McLintock as Director | Management | For | For |
| 9 | Re-elect Richard Reid as Director | Management | For | For |
| 10 | Re-elect George Weston as Director | Management | For | For |
| 11 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 12 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Political Donations and Expenditure | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 17 | Adopt New Articles of Association | Management | For | For |
| ASTELLAS PHARMA, INC. Meeting Date: JUN 18, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 4503 Security ID: J03393105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hatanaka, Yoshihiko | Management | For | For |
| 1.2 | Elect Director Yasukawa, Kenji | Management | For | For |
| 1.3 | Elect Director Okamura, Naoki | Management | For | For |
| 1.4 | Elect Director Sekiyama, Mamoru | Management | For | For |
| 1.5 | Elect Director Kawabe, Hiroshi | Management | For | For |
| 1.6 | Elect Director Ishizuka, Tatsuro | Management | For | For |
| 1.7 | Elect Director Tanaka, Takashi | Management | For | For |
| 2 | Elect Director and Audit Committee Member Shibumura, Haruko | Management | For | For |
| ASTRAZENECA PLC Meeting Date: MAY 11, 2021 Record Date: MAY 07, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AZN Security ID: G0593M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5a | Re-elect Leif Johansson as Director | Management | For | For |
| 5b | Re-elect Pascal Soriot as Director | Management | For | For |
| 5c | Re-elect Marc Dunoyer as Director | Management | For | For |
| 5d | Re-elect Philip Broadley as Director | Management | For | For |
| 5e | Elect Euan Ashley as Director | Management | For | For |
| 5f | Re-elect Michel Demare as Director | Management | For | For |
| 5g | Re-elect Deborah DiSanzo as Director | Management | For | For |
| 5h | Elect Diana Layfield as Director | Management | For | For |
| 5i | Re-elect Sheri McCoy as Director | Management | For | For |
| 5j | Re-elect Tony Mok as Director | Management | For | For |
| 5k | Re-elect Nazneen Rahman as Director | Management | For | For |
| 5l | Re-elect Marcus Wallenberg as Director | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | Against |
| 8 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 9 | Authorise Issue of Equity | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 14 | Amend Performance Share Plan | Management | For | Against |
| ASTRAZENECA PLC Meeting Date: MAY 11, 2021 Record Date: MAY 07, 2021 Meeting Type: SPECIAL | ||||
| Ticker: AZN Security ID: G0593M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of Alexion Pharmaceuticals, Inc. | Management | For | For |
| ASX LIMITED Meeting Date: SEP 30, 2020 Record Date: SEP 29, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ASX Security ID: Q0604U105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 3a | Elect Damian Roche as Director | Management | For | For |
| 3b | Elect Rob Woods as Director | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Approve Grant of Performance Rights to Dominic Stevens | Management | For | For |
| ATLANTIA SPA Meeting Date: OCT 30, 2020 Record Date: OCT 21, 2020 Meeting Type: SPECIAL | ||||
| Ticker: ATL Security ID: T05404107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director | Management | For | For |
| 1 | Approve Cancellation of Capital Authorization Approved on August 8, 2013; Amend Company Bylaws Re: Article 6 | Management | For | For |
| 2 | Amend Company Bylaws Re: Articles 6, 20, 23, and 32 | Management | For | For |
| 3 | Approve Partial and Proportional Demerger Plan of Atlantia SpA in Favor of Autostrade Concessioni e Costruzioni SpA; Amend Company Bylaws Re: Article 6 | Management | For | For |
| ATLAS COPCO AB Meeting Date: NOV 26, 2020 Record Date: NOV 18, 2020 Meeting Type: SPECIAL | ||||
| Ticker: ATCO.A Security ID: W1R924161 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | For |
| 2 | Prepare and Approve List of Shareholders | Management | For | For |
| 3 | Approve Agenda of Meeting | Management | For | For |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 6 | Approve Special Dividends of SEK 3.50 Per Share | Management | For | For |
| 7 | Amend Articles Re: Editorial Changes; Collection of Proxies and Postal Voting | Management | For | For |
| 8 | Close Meeting | Management | None | None |
| ATLAS COPCO AB Meeting Date: APR 27, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ATCO.A Security ID: W1R924161 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Opening of Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7.a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 7.b1 | Approve Discharge of Staffan Bohman | Management | For | Did Not Vote |
| 7.b2 | Approve Discharge of Tina Donikowski | Management | For | Did Not Vote |
| 7.b3 | Approve Discharge of Johan Forssell | Management | For | Did Not Vote |
| 7.b4 | Approve Discharge of Anna Ohlsson-Leijon | Management | For | Did Not Vote |
| 7.b5 | Approve Discharge of Mats Rahmstrom | Management | For | Did Not Vote |
| 7.b6 | Approve Discharge of Gordon Riske | Management | For | Did Not Vote |
| 7.b7 | Approve Discharge of Hans Straberg | Management | For | Did Not Vote |
| 7.b8 | Approve Discharge of Peter Wallenberg Jr | Management | For | Did Not Vote |
| 7.b9 | Approve Discharge of Sabine Neuss | Management | For | Did Not Vote |
| 7.b10 | Approve Discharge of Mikael Bergstedt | Management | For | Did Not Vote |
| 7.b11 | Approve Discharge of Benny Larsson | Management | For | Did Not Vote |
| 7.b12 | Approve Discharge of President Mats Rahmstrom | Management | For | Did Not Vote |
| 7.c | Approve Allocation of Income and Dividends of SEK 7.30 Per Share | Management | For | Did Not Vote |
| 7.d | Approve Record Date for Dividend Payment | Management | For | Did Not Vote |
| 8.a | Determine Number of Members (8) and Deputy Members of Board (0) | Management | For | Did Not Vote |
| 8.b | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 9.a1 | Reelect Staffan Bohman as Director | Management | For | Did Not Vote |
| 9.a2 | Reelect Tina Donikowski as Director | Management | For | Did Not Vote |
| 9.a3 | Reelect Johan Forssell as Director | Management | For | Did Not Vote |
| 9.a4 | Reelect Anna Ohlsson-Leijon as Director | Management | For | Did Not Vote |
| 9.a5 | Reelect Mats Rahmstrom as Director | Management | For | Did Not Vote |
| 9.a6 | Reelect Gordon Riske as Director | Management | For | Did Not Vote |
| 9.a7 | Reelect Hans Straberg as Director | Management | For | Did Not Vote |
| 9.a8 | Reelect Peter Wallenberg Jr as Director | Management | For | Did Not Vote |
| 9.b | Reelect Hans Straberg as Board Chairman | Management | For | Did Not Vote |
| 9.c | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 10.a | Approve Remuneration of Directors in the Amount of SEK 2.6 Million to Chair and SEK 825,000 to Other Directors; Approve Remuneration for Committee Work; Approve Delivering Part of Remuneration in form of Synthetic Shares | Management | For | Did Not Vote |
| 10.b | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 11.a | Approve Remuneration Report | Management | For | Did Not Vote |
| 11.b | Approve Stock Option Plan 2021 for Key Employees | Management | For | Did Not Vote |
| 12.a | Acquire Class A Shares Related to Personnel Option Plan for 2021 | Management | For | Did Not Vote |
| 12.b | Acquire Class A Shares Related to Remuneration of Directors in the Form of Synthetic Shares | Management | For | Did Not Vote |
| 12.c | Transfer Class A Shares Related to Personnel Option Plan for 2021 | Management | For | Did Not Vote |
| 12.d | Sell Class A Shares to Cover Costs Related to Synthetic Shares to the Board | Management | For | Did Not Vote |
| 12.e | Sell Class A to Cover Costs in Relation to the Personnel Option Plans for 2016, 2017 and 2018 | Management | For | Did Not Vote |
| 13 | Close Meeting | Management | None | None |
| ATOS SE Meeting Date: OCT 27, 2020 Record Date: OCT 23, 2020 Meeting Type: SPECIAL | ||||
| Ticker: ATO Security ID: F06116101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Discussion About Medium-Term Orientation of the Company | Management | For | For |
| 2 | Elect Edouard Philippe as Director | Management | For | For |
| 3 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| AUCKLAND INTERNATIONAL AIRPORT LTD. Meeting Date: OCT 22, 2020 Record Date: OCT 20, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AIA Security ID: Q06213146 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Julia Hoare as Director | Management | For | For |
| 2 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
| AURIZON HOLDINGS LIMITED Meeting Date: OCT 14, 2020 Record Date: OCT 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AZJ Security ID: Q0695Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2a | Elect Sarah Ryan as Director | Management | For | For |
| 2b | Elect Lyell Strambi as Director | Management | For | For |
| 3 | Approve Grant of Performance Rights to Andrew Harding | Management | For | For |
| 4 | Approve Potential Termination Benefits | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| AUSTRALIA & NEW ZEALAND BANKING GROUP LIMITED Meeting Date: DEC 16, 2020 Record Date: DEC 14, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ANZ Security ID: Q09504137 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2a | Elect Ilana Rachel Atlas as Director | Management | For | For |
| 2b | Elect John Thomas Macfarlane as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Grant of Performance Rights to Shayne C Elliot | Management | For | For |
| 5 | Approve the Amendments to the Company's Constitution | Shareholder | Against | Against |
| 6 | Approve Transition Planning Disclosure | Shareholder | Against | Against |
| AVAST PLC Meeting Date: MAY 06, 2021 Record Date: MAY 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AVST Security ID: G0713S109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect John Schwarz as Director | Management | For | For |
| 5 | Re-elect Ondrej Vlcek as Director | Management | For | For |
| 6 | Re-elect Philip Marshall as Director | Management | For | For |
| 7 | Re-elect Pavel Baudis as Director | Management | For | For |
| 8 | Re-elect Eduard Kucera as Director | Management | For | For |
| 9 | Re-elect Warren Finegold as Director | Management | For | For |
| 10 | Re-elect Maggie Chan Jones as Director | Management | For | For |
| 11 | Re-elect Tamara Minick-Scokalo as Director | Management | For | For |
| 12 | Re-elect Belinda Richards as Director | Management | For | For |
| 13 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Approve Employee Benefit Trust | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| AVIVA PLC Meeting Date: MAY 06, 2021 Record Date: MAY 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AV Security ID: G0683Q109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Climate-Related Financial Disclosure | Management | For | For |
| 5 | Approve Final Dividend | Management | For | For |
| 6 | Elect Mohit Joshi as Director | Management | For | For |
| 7 | Elect Pippa Lambert as Director | Management | For | For |
| 8 | Elect Jim McConville as Director | Management | For | For |
| 9 | Re-elect Amanda Blanc as Director | Management | For | For |
| 10 | Re-elect Patricia Cross as Director | Management | For | For |
| 11 | Re-elect George Culmer as Director | Management | For | For |
| 12 | Re-elect Patrick Flynn as Director | Management | For | For |
| 13 | Re-elect Belen Romana Garcia as Director | Management | For | For |
| 14 | Re-elect Michael Mire as Director | Management | For | For |
| 15 | Re-elect Jason Windsor as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 22 | Authorise Issue of Equity in Relation to Any Issuance of SII Instruments | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Any Issuance of SII Instruments | Management | For | For |
| 24 | Approve Annual Bonus Plan | Management | For | For |
| 25 | Approve Long Term Incentive Plan | Management | For | For |
| 26 | Approve All-Employee Share Plan | Management | For | For |
| 27 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 28 | Authorise Market Purchase of 8 3/4 % Preference Shares | Management | For | For |
| 29 | Authorise Market Purchase of 8 3/8 % Preference Shares | Management | For | For |
| 30 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| AXA SA Meeting Date: APR 29, 2021 Record Date: APR 27, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: CS Security ID: F06106102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.43 per Share | Management | For | For |
| 4 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 5 | Approve Compensation of Denis Duverne, Chairman of the Board | Management | For | For |
| 6 | Approve Compensation of Thomas Buberl, CEO | Management | For | Against |
| 7 | Approve Amendment of Remuneration Policy of CEO Re: GM 2019 and 2020 | Management | For | For |
| 8 | Approve Remuneration Policy of CEO | Management | For | For |
| 9 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 10 | Approve Remuneration Policy of Directors | Management | For | For |
| 11 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 12 | Reelect Ramon de Oliveira as Director | Management | For | For |
| 13 | Elect Guillaume Faury as Director | Management | For | For |
| 14 | Elect Ramon Fernandez as Director | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million | Management | For | For |
| 19 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million | Management | For | For |
| 20 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 21 | Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers | Management | For | For |
| 22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 23 | Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million | Management | For | For |
| 24 | Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion | Management | For | For |
| 25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 26 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 27 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 28 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| AXFOOD AB Meeting Date: MAR 24, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AXFO Security ID: W1051R119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2.1 | Designate Sussi Kvart as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 2.2 | Designate Martin Gartner as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Approve Remuneration Report | Management | For | Did Not Vote |
| 8 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9.1 | Approve Discharge of Board Chairman Mia Brunell Livfors | Management | For | Did Not Vote |
| 9.2 | Approve Discharge of Board Member Stina Andersson | Management | For | Did Not Vote |
| 9.3 | Approve Discharge of Board Member Fabian Bengtsson | Management | For | Did Not Vote |
| 9.4 | Approve Discharge of Board Member Caroline Berg | Management | For | Did Not Vote |
| 9.5 | Approve Discharge of Board Member Christer Aberg | Management | For | Did Not Vote |
| 9.6 | Approve Discharge of Board Member Christian Luiga | Management | For | Did Not Vote |
| 9.7 | Approve Discharge of Board Member Jesper Lien | Management | For | Did Not Vote |
| 9.8 | Approve Discharge of Board Member Lars Olofsson | Management | For | Did Not Vote |
| 9.9 | Approve Discharge of Employee Representative Anders Helsing | Management | For | Did Not Vote |
| 9.10 | Approve Discharge of Employee Representative Michael Sjoren | Management | For | Did Not Vote |
| 9.11 | Approve Discharge of Employee Representative Lars Ostberg | Management | For | Did Not Vote |
| 9.12 | Approve Discharge of CEO Klas Balkow | Management | For | Did Not Vote |
| 10 | Approve Allocation of Income and Dividends of SEK 7.50 Per Share | Management | For | Did Not Vote |
| 11 | Determine Number of Members (7) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 12.1 | Approve Remuneration of Directors in the Amount of SEK 750,000 for Chairman and SEK 475,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 12.2 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 13.1 | Reelect Mia Brunell Livfors as Director | Management | For | Did Not Vote |
| 13.2 | Reelect Stina Andersson as Director | Management | For | Did Not Vote |
| 13.3 | Reelect Fabian Bengtsson as Director | Management | For | Did Not Vote |
| 13.4 | Reelect Caroline Berg as Director | Management | For | Did Not Vote |
| 13.5 | Reelect Christer Aberg as Director | Management | For | Did Not Vote |
| 13.6 | Reelect Christian Luiga as Director | Management | For | Did Not Vote |
| 13.7 | Elect Peter Ruzicka as New Director | Management | For | Did Not Vote |
| 13.8 | Reelect Mia Brunell Livfors as Board Chairman | Management | For | Did Not Vote |
| 14 | Authorize Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 15.1 | Approve Performance Share Matching Plan for Key Employees | Management | For | Did Not Vote |
| 15.2 | Approve Equity Plan Financing | Management | For | Did Not Vote |
| 16 | Amend Articles Re: Corporate Purpose; Postal Ballots | Management | For | Did Not Vote |
| AZRIELI GROUP LTD. Meeting Date: NOV 09, 2020 Record Date: OCT 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AZRG Security ID: M1571Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Reelect Danna Azrieli Hakim as Director | Management | For | For |
| 1.2 | Reelect Sharon Rachelle Azrieli as Director | Management | For | For |
| 1.3 | Reelect Naomi Sara Azrieli as Director | Management | For | For |
| 1.4 | Reelect Menachem Einan as Director | Management | For | Against |
| 1.5 | Reelect Tzipora Carmon as Director | Management | For | For |
| 1.6 | Reelect Oran Dror as Director | Management | For | For |
| 1.7 | Reelect Dan Yitshak Gillerman as Director | Management | For | For |
| 2 | Reappoint Deloitte Brightman Almagor Zohar as Auditors | Management | For | Against |
| 3 | Discuss Financial Statements and the Report of the Board for 2017 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
| B&M EUROPEAN VALUE RETAIL SA Meeting Date: DEC 03, 2020 Record Date: NOV 19, 2020 Meeting Type: SPECIAL | ||||
| Ticker: BME Security ID: L1175H106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Article 5, 6, 9 24, and 28 of the Articles of Association | Management | For | For |
| 2 | Approve Dematerialisation of Shares | Management | For | For |
| 3 | Amend Article 8 Re: Transparency Disclosures for Acquisitions and Disposals of Shares Over Certain Thresholds | Management | For | For |
| 4 | Amend Article 35 Re: Insert Additional Article 35 to Include Provisions for Regulation of Takeovers, Squeeze-Out and Sell-Out Rights | Management | For | For |
| BABCOCK INTERNATIONAL GROUP PLC Meeting Date: AUG 04, 2020 Record Date: JUL 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BAB Security ID: G0689Q152 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Ruth Cairnie as Director | Management | For | For |
| 5 | Re-elect Sir David Omand as Director | Management | For | For |
| 6 | Re-elect Victoire de Margerie as Director | Management | For | For |
| 7 | Re-elect Lucy Dimes as Director | Management | For | For |
| 8 | Re-elect Myles Lee as Director | Management | For | For |
| 9 | Re-elect Kjersti Wiklund as Director | Management | For | For |
| 10 | Re-elect Archie Bethel as Director | Management | For | For |
| 11 | Re-elect Franco Martinelli as Director | Management | For | For |
| 12 | Elect Russ Houlden as Director | Management | For | For |
| 13 | Elect Carl-Peter Forster as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BAE SYSTEMS PLC Meeting Date: MAY 06, 2021 Record Date: MAY 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BA Security ID: G06940103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Thomas Arseneault as Director | Management | For | For |
| 5 | Re-elect Sir Roger Carr as Director | Management | For | For |
| 6 | Re-elect Dame Elizabeth Corley as Director | Management | For | For |
| 7 | Re-elect Bradley Greve as Director | Management | For | For |
| 8 | Re-elect Jane Griffiths as Director | Management | For | For |
| 9 | Re-elect Christopher Grigg as Director | Management | For | For |
| 10 | Re-elect Stephen Pearce as Director | Management | For | For |
| 11 | Re-elect Nicole Piasecki as Director | Management | For | For |
| 12 | Re-elect Ian Tyler as Director | Management | For | For |
| 13 | Re-elect Charles Woodburn as Director | Management | For | For |
| 14 | Elect Nicholas Anderson as Director | Management | For | For |
| 15 | Elect Dame Carolyn Fairbairn as Director | Management | For | For |
| 16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 23 | Amend Articles of Association | Management | For | For |
| BANCA MEDIOLANUM SPA Meeting Date: APR 15, 2021 Record Date: APR 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BMED Security ID: T1R88K108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Allocation of Income | Management | For | For |
| 2.1 | Approve Remuneration Policy | Management | For | Against |
| 2.2 | Approve Second Section of the Remuneration Report | Management | For | For |
| 2.3 | Approve Severance Payments Policy | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | Against |
| 4.1 | Fix Number of Directors | Shareholder | None | For |
| 4.2 | Fix Board Terms for Directors | Shareholder | None | For |
| 4.3.1 | Slate 1 Submitted by Ennio Doris, Lina Tombolato, Massimo Doris, Annalisa Doris, and FINPROG ITALIA SpA | Shareholder | None | Against |
| 4.3.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
| 4.4 | Approve Remuneration of Directors | Shareholder | None | Against |
| 5.1.1 | Slate 1 Submitted by Ennio Doris, Lina Tombolato, Massimo Doris, Annalisa Doris, and FINPROG ITALIA SpA | Shareholder | None | Against |
| 5.1.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
| 5.2 | Approve Internal Auditors' Remuneration | Shareholder | None | Against |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| BANCO BILBAO VIZCAYA ARGENTARIA SA Meeting Date: APR 19, 2021 Record Date: APR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BBVA Security ID: E11805103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 1.2 | Approve Non-Financial Information Statement | Management | For | For |
| 1.3 | Approve Treatment of Net Loss | Management | For | For |
| 1.4 | Approve Discharge of Board | Management | For | For |
| 2.1 | Reelect Jose Miguel Andres Torrecillas as Director | Management | For | For |
| 2.2 | Reelect Jaime Felix Caruana Lacorte as Director | Management | For | For |
| 2.3 | Reelect Belen Garijo Lopez as Director | Management | For | For |
| 2.4 | Reelect Jose Maldonado Ramos as Director | Management | For | For |
| 2.5 | Reelect Ana Cristina Peralta Moreno as Director | Management | For | For |
| 2.6 | Reelect Juan Pi Llorens as Director | Management | For | For |
| 2.7 | Reelect Jan Paul Marie Francis Verplancke as Director | Management | For | For |
| 3 | Approve Dividends | Management | For | For |
| 4 | Approve Special Dividends | Management | For | For |
| 5 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 8 Billion | Management | For | For |
| 6 | Approve Reduction in Share Capital via Amortization of Treasury Shares | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Fix Maximum Variable Compensation Ratio | Management | For | For |
| 9 | Renew Appointment of KPMG Auditores as Auditor | Management | For | For |
| 10 | Amend Article 21 Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | For |
| 11 | Amend Article 5 of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | For |
| 12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 13 | Advisory Vote on Remuneration Report | Management | For | For |
| BANCO SANTANDER SA Meeting Date: OCT 26, 2020 Record Date: OCT 21, 2020 Meeting Type: SPECIAL | ||||
| Ticker: SAN Security ID: E19790109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income and Dividends | Management | For | For |
| 2.A | Fix Number of Directors at 15 | Management | For | For |
| 2.B | Elect Ramon Martin Chavez Marquez as Director | Management | For | For |
| 3.A | Approve Company's Balance Sheet as of June 30, 2020 | Management | For | For |
| 3.B | Approve Bonus Share Issue | Management | For | For |
| 4 | Approve Distribution of Share Issuance Premium | Management | For | For |
| 5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| BANCO SANTANDER SA Meeting Date: MAR 25, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SAN Security ID: E19790109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.A | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 1.B | Approve Non-Financial Information Statement | Management | For | For |
| 1.C | Approve Discharge of Board | Management | For | For |
| 2 | Approve Treatment of Net Loss | Management | For | For |
| 3.A | Fix Number of Directors at 15 | Management | For | For |
| 3.B | Ratify Appointment of and Elect Gina Lorenza Diez Barroso as Director | Management | For | For |
| 3.C | Reelect Homaira Akbari as Director | Management | For | For |
| 3.D | Reelect Alvaro Antonio Cardoso de Souza as Director | Management | For | For |
| 3.E | Reelect Javier Botin-Sanz de Sautuola y O'Shea as Director | Management | For | For |
| 3.F | Reelect Ramiro Mato Garcia-Ansorena as Director | Management | For | For |
| 3.G | Reelect Bruce Carnegie-Brown as Director | Management | For | For |
| 4 | Ratify Appointment of PricewaterhouseCoopers as Auditor | Management | For | For |
| 5.A | Amend Articles Re: Non-Convertible Debentures | Management | For | For |
| 5.B | Amend Article 20 Re: Competences of General Meetings | Management | For | For |
| 5.C | Amend Articles Re: Shareholders' Participation at General Meetings | Management | For | For |
| 5.D | Amend Articles Re: Remote Voting | Management | For | For |
| 6.A | Amend Article 2 of General Meeting Regulations Re: Issuance of Debentures | Management | For | For |
| 6.B | Amend Article 2 of General Meeting Regulations Re: Share-Based Compensation | Management | For | For |
| 6.C | Amend Article 8 of General Meeting Regulations Re: Proxy Representation | Management | For | For |
| 6.D | Amend Article 20 of General Meeting Regulations Re: Remote Voting | Management | For | For |
| 6.E | Amend Article 26 of General Meeting Regulations Re: Publication of Resolutions | Management | For | For |
| 7 | Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | For |
| 10 | Fix Maximum Variable Compensation Ratio | Management | For | For |
| 11.A | Approve Deferred Multiyear Objectives Variable Remuneration Plan | Management | For | For |
| 11.B | Approve Deferred and Conditional Variable Remuneration Plan | Management | For | For |
| 11.C | Approve Digital Transformation Award | Management | For | For |
| 11.D | Approve Buy-out Policy | Management | For | For |
| 11.E | Approve Employee Stock Purchase Plan | Management | For | For |
| 12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 13 | Advisory Vote on Remuneration Report | Management | For | For |
| BANK OF MONTREAL Meeting Date: APR 07, 2021 Record Date: FEB 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BMO Security ID: 063671101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Janice M. Babiak | Management | For | For |
| 1.2 | Elect Director Sophie Brochu | Management | For | For |
| 1.3 | Elect Director Craig W. Broderick | Management | For | For |
| 1.4 | Elect Director George A. Cope | Management | For | For |
| 1.5 | Elect Director Stephen Dent | Management | For | For |
| 1.6 | Elect Director Christine A. Edwards | Management | For | For |
| 1.7 | Elect Director Martin S. Eichenbaum | Management | For | For |
| 1.8 | Elect Director David E. Harquail | Management | For | For |
| 1.9 | Elect Director Linda S. Huber | Management | For | For |
| 1.10 | Elect Director Eric R. La Fleche | Management | For | For |
| 1.11 | Elect Director Lorraine Mitchelmore | Management | For | For |
| 1.12 | Elect Director Madhu Ranganathan | Management | For | For |
| 1.13 | Elect Director Darryl White | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Advisory Vote on Executive Compensation Approach | Management | For | For |
| A | Issue a Report Describing a Clear Plan to Make the Greenhouse Gas Footprint of the Company, Including the Portfolio on Lending Practices, Carbon Neutral | Shareholder | Against | Against |
| BANKINTER SA Meeting Date: APR 21, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BKT Security ID: E2116H880 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Non-Financial Information Statement | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Approve Allocation of Income and Dividends | Management | For | For |
| 5.1 | Amend Article 18 Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | For |
| 5.2 | Amend Articles Re: Board Committees | Management | For | For |
| 5.3 | Amend Article 41 Re: Payment of Dividends | Management | For | For |
| 6 | Amend Article 10 of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | For |
| 7 | Renew Appointment of PricewaterhouseCoopers as Auditor | Management | For | For |
| 8.1 | Elect Cristina Garcia-Peri Alvarez as Director | Management | For | For |
| 8.2 | Reelect Pedro Guerrero Guerrero as Director | Management | For | For |
| 8.3 | Reelect Marcelino Botin-Sanz de Sautuola y Naveda as Director | Management | For | For |
| 8.4 | Reelect Fernando Maria Masaveu Herrero as Director | Management | For | For |
| 8.5 | Fix Number of Directors at 11 | Management | For | For |
| 9 | Approve Restricted Capitalization Reserve | Management | For | For |
| 10.1 | Approve Remuneration Policy | Management | For | For |
| 10.2 | Approve Delivery of Shares under FY 2020 Variable Pay Scheme | Management | For | For |
| 10.3 | Fix Maximum Variable Compensation Ratio | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 12 | Advisory Vote on Remuneration Report | Management | For | For |
| 13 | Receive Amendments to Board of Directors Regulations | Management | None | None |
| BANQUE CANTONALE VAUDOISE Meeting Date: APR 29, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: BCVN Security ID: H04825354 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 3.60 per Share | Management | For | For |
| 4.1 | Approve Fixed Remuneration of Directors in the Amount of CHF 1.4 Million | Management | For | For |
| 4.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 5.9 Million | Management | For | For |
| 4.3 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 3.4 Million | Management | For | For |
| 4.4 | Approve Long-Term Variable Remuneration of Executive Committee in Form of 12,631 Shares | Management | For | For |
| 5 | Approve Discharge of Board and Senior Management | Management | For | For |
| 6 | Elect Pierre-Alain Urech as Director | Management | For | For |
| 7 | Designate Christophe Wilhelm as Independent Proxy | Management | For | For |
| 8 | Ratify KPMG AG as Auditors | Management | For | For |
| 9 | Transact Other Business (Voting) | Management | For | Against |
| BARCLAYS PLC Meeting Date: MAY 05, 2021 Record Date: APR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BARC Security ID: G08036124 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Julia Wilson as Director | Management | For | For |
| 4 | Re-elect Mike Ashley as Director | Management | For | For |
| 5 | Re-elect Tim Breedon as Director | Management | For | For |
| 6 | Re-elect Mohamed A. El-Erian as Director | Management | For | For |
| 7 | Re-elect Dawn Fitzpatrick as Director | Management | For | For |
| 8 | Re-elect Mary Francis as Director | Management | For | For |
| 9 | Re-elect Crawford Gillies as Director | Management | For | For |
| 10 | Re-elect Brian Gilvary as Director | Management | For | For |
| 11 | Re-elect Nigel Higgins as Director | Management | For | For |
| 12 | Re-elect Tushar Morzaria as Director | Management | For | For |
| 13 | Re-elect Diane Schueneman as Director | Management | For | For |
| 14 | Re-elect James Staley as Director | Management | For | For |
| 15 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 16 | Authorise the Board Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Issue of Equity in Relation to the Issuance of Contingent Equity Conversion Notes | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 25 | Approve Long Term Incentive Plan | Management | For | For |
| 26 | Amend Share Value Plan | Management | For | For |
| 27 | Approve Scrip Dividend Program | Management | For | For |
| 28 | Adopt New Articles of Association | Management | For | For |
| 29 | Approve Market Forces Requisitioned Resolution | Shareholder | Against | Against |
| BARRATT DEVELOPMENTS PLC Meeting Date: OCT 14, 2020 Record Date: OCT 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BDEV Security ID: G08288105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Re-elect John Allan as Director | Management | For | For |
| 5 | Re-elect David Thomas as Director | Management | For | For |
| 6 | Re-elect Steven Boyes as Director | Management | For | For |
| 7 | Re-elect Jessica White as Director | Management | For | For |
| 8 | Re-elect Richard Akers as Director | Management | For | For |
| 9 | Re-elect Nina Bibby as Director | Management | For | For |
| 10 | Re-elect Jock Lennox as Director | Management | For | For |
| 11 | Re-elect Sharon White as Director | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 19 | Adopt New Articles of Association | Management | For | For |
| BARRICK GOLD CORPORATION Meeting Date: MAY 04, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: GOLD Security ID: 067901108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director D. Mark Bristow | Management | For | For |
| 1.2 | Elect Director Gustavo A. Cisneros | Management | For | For |
| 1.3 | Elect Director Christopher L. Coleman | Management | For | For |
| 1.4 | Elect Director J. Michael Evans | Management | For | For |
| 1.5 | Elect Director Brian L. Greenspun | Management | For | For |
| 1.6 | Elect Director J. Brett Harvey | Management | For | For |
| 1.7 | Elect Director Anne N. Kabagambe | Management | For | For |
| 1.8 | Elect Director Andrew J. Quinn | Management | For | For |
| 1.9 | Elect Director M. Loreto Silva | Management | For | For |
| 1.10 | Elect Director John L. Thornton | Management | For | For |
| 2 | Approve Pricewaterhousecoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Approve Reduction in Stated Capital | Management | For | For |
| BASF SE Meeting Date: APR 29, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: BAS Security ID: D06216317 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.30 per Share | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | For |
| 6 | Elect Liming Chen to the Supervisory Board | Management | For | For |
| BAYER AG Meeting Date: APR 27, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: BAYN Security ID: D0712D163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.00 per Share for Fiscal Year 2020 | Management | For | For |
| 2 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 4.1 | Elect Fei-Fei Li to the Supervisory Board | Management | For | For |
| 4.2 | Elect Alberto Weisser to the Supervisory Board | Management | For | For |
| 5 | Approve Remuneration of Supervisory Board | Management | For | For |
| 6 | Ratify Deloitte GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| BCE INC. Meeting Date: APR 29, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BCE Security ID: 05534B760 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mirko Bibic | Management | For | For |
| 1.2 | Elect Director David F. Denison | Management | For | For |
| 1.3 | Elect Director Robert P. Dexter | Management | For | For |
| 1.4 | Elect Director Ian Greenberg | Management | For | For |
| 1.5 | Elect Director Katherine Lee | Management | For | For |
| 1.6 | Elect Director Monique F. Leroux | Management | For | For |
| 1.7 | Elect Director Sheila A. Murray | Management | For | For |
| 1.8 | Elect Director Gordon M. Nixon | Management | For | For |
| 1.9 | Elect Director Louis P. Pagnutti | Management | For | For |
| 1.10 | Elect Director Calin Rovinescu | Management | For | For |
| 1.11 | Elect Director Karen Sheriff | Management | For | For |
| 1.12 | Elect Director Robert C. Simmonds | Management | For | For |
| 1.13 | Elect Director Jennifer Tory | Management | For | For |
| 1.14 | Elect Director Cornell Wright | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| BECHTLE AG Meeting Date: JUN 15, 2021 Record Date: MAY 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BC8 Security ID: D0873U103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.35 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| 6 | Approve EUR 84 Million Capitalization of Reserves for Bonus Issue of Shares | Management | For | For |
| 7 | Approve Creation of EUR 18.9 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million; Approve Creation of EUR 6.3 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9 | Approve Remuneration Policy | Management | For | For |
| 10 | Approve Remuneration of Supervisory Board | Management | For | For |
| 11 | Approve Affiliation Agreement with Bechtle E-Commerce Holding AG | Management | For | For |
| BEIJER REF AB Meeting Date: MAR 03, 2021 Record Date: FEB 23, 2021 Meeting Type: SPECIAL | ||||
| Ticker: BEIJ.B Security ID: W14029107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Determine Number of Members (6) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 7.1 | Elect Kate Swann as New Director | Management | For | Did Not Vote |
| 7.2 | Elect Albert Gustafsson as New Director | Management | For | Did Not Vote |
| 7.3 | Elect Per Bertland as New Director | Management | For | Did Not Vote |
| 8 | Elect Kate Swann as New Board Chairperson | Management | For | Did Not Vote |
| 9 | Close Meeting | Management | None | None |
| BEIJER REF AB Meeting Date: APR 15, 2021 Record Date: APR 07, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BEIJ.B Security ID: W14029107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | For |
| 2 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 3 | Prepare and Approve List of Shareholders | Management | None | None |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 7.b | Approve Allocation of Income and Dividends of SEK 3 Per Share | Management | For | For |
| 7.c | Approve Remuneration Report | Management | For | For |
| 7.d | Approve Discharge of Board and President | Management | For | For |
| 8 | Determine Number of Members (7) and Deputy Members of Board (0) | Management | For | For |
| 9 | Approve Remuneration of Directors in the Amount of SEK 775,000 for Chairman and SEK 375,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 10 | Approve Remuneration of Auditors | Management | For | For |
| 11.a | Reelect Kate Swann as Director | Management | For | Against |
| 11.b | Reelect Joen Magnusson as Director | Management | For | Against |
| 11.c | Reelect Albert Gustafsson as Director | Management | For | Against |
| 11.d | Reelect Per Bertland as Director | Management | For | For |
| 11.e | Reelect Frida Norrbom Sams as Director | Management | For | For |
| 11.f | Elect Kerstin Lindvall as New Director | Management | For | For |
| 11.g | Elect William Striebe as New Director | Management | For | Against |
| 12 | Elect Kate Swann as Board Chair | Management | For | Against |
| 13 | Ratify Deloitte as Auditors | Management | For | For |
| 14 | Approve 3:1 Stock Split | Management | For | For |
| 15 | Amend Articles Re: Collecting of Proxies and Postal Voting | Management | For | For |
| 16 | Approve Equity Plan Financing | Management | For | For |
| 17 | Approve Stock Option Plan for Key Employees; Authorize Share Repurchase Program to Finance Equity Plan; Authorize Transfer of up to 2.3 Million Class B Shares in Connection with Incentive Program | Management | For | For |
| 18 | Close Meeting | Management | None | None |
| BERKELEY GROUP HOLDINGS PLC Meeting Date: SEP 04, 2020 Record Date: SEP 02, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BKG Security ID: G1191G120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Glyn Barker as Director | Management | For | For |
| 4 | Re-elect Rob Perrins as Director | Management | For | For |
| 5 | Re-elect Richard Stearn as Director | Management | For | For |
| 6 | Re-elect Karl Whiteman as Director | Management | For | For |
| 7 | Re-elect Sean Ellis as Director | Management | For | For |
| 8 | Re-elect Sir John Armitt as Director | Management | For | For |
| 9 | Re-elect Dame Alison Nimmo as Director | Management | For | For |
| 10 | Re-elect Veronica Wadley as Director | Management | For | For |
| 11 | Re-elect Adrian Li as Director | Management | For | For |
| 12 | Re-elect Andy Myers as Director | Management | For | For |
| 13 | Re-elect Diana Brightmore-Armour as Director | Management | For | For |
| 14 | Re-elect Justin Tibaldi as Director | Management | For | For |
| 15 | Re-elect Paul Vallone as Director | Management | For | For |
| 16 | Re-elect Peter Vernon as Director | Management | For | For |
| 17 | Re-elect Rachel Downey as Director | Management | For | For |
| 18 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise Issue of Equity | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BHP GROUP LIMITED Meeting Date: OCT 14, 2020 Record Date: OCT 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BHP Security ID: Q1498M100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Appoint Ernst & Young as Auditor of the Company | Management | For | For |
| 3 | Authorize the Risk and Audit Committee to Fix Remuneration of the Auditors | Management | For | For |
| 4 | Approve General Authority to Issue Shares in BHP Group Plc | Management | For | For |
| 5 | Approve General Authority to Issue Shares in BHP Group Plc for Cash | Management | For | For |
| 6 | Approve the Repurchase of Shares in BHP Group Plc | Management | For | For |
| 7 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
| 8 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
| 9 | Approve Grant of Awards to Mike Henry | Management | For | For |
| 10 | Approve Leaving Entitlements | Management | For | For |
| 11 | Elect Xiaoqun Clever as Director | Management | For | For |
| 12 | Elect Gary Goldberg as Director | Management | For | For |
| 13 | Elect Mike Henry as Director | Management | For | For |
| 14 | Elect Christine O'Reilly as Director | Management | For | For |
| 15 | Elect Dion Weisler as Director | Management | For | For |
| 16 | Elect Terry Bowen as Director | Management | For | For |
| 17 | Elect Malcolm Broomhead as Director | Management | For | For |
| 18 | Elect Ian Cockerill as Director | Management | For | For |
| 19 | Elect Anita Frew as Director | Management | For | For |
| 20 | Elect Susan Kilsby as Director | Management | For | For |
| 21 | Elect John Mogford as Director | Management | For | For |
| 22 | Elect Ken MacKenzie as Director | Management | For | For |
| 23 | Amend Constitution of BHP Group Limited | Shareholder | Against | Against |
| 24 | Adopt Interim Cultural Heritage Protection Measures | Shareholder | Against | Against |
| 25 | Approve Suspension of Memberships of Industry Associations where COVID-19 Related Advocacy is Inconsistent with Paris Agreement Goals | Shareholder | Against | Against |
| BHP GROUP PLC Meeting Date: OCT 15, 2020 Record Date: OCT 13, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BHP Security ID: G10877127 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 4 | Authorise Issue of Equity | Management | For | For |
| 5 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 6 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 7 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
| 8 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
| 9 | Approve Grant of Awards under the Group's Incentive Plans to Mike Henry | Management | For | For |
| 10 | Approve Leaving Entitlements | Management | For | For |
| 11 | Elect Xiaoqun Clever as Director | Management | For | For |
| 12 | Elect Gary Goldberg as Director | Management | For | For |
| 13 | Elect Mike Henry as Director | Management | For | For |
| 14 | Elect Christine O'Reilly as Director | Management | For | For |
| 15 | Elect Dion Weisler as Director | Management | For | For |
| 16 | Re-elect Terry Bowen as Director | Management | For | For |
| 17 | Re-elect Malcolm Broomhead as Director | Management | For | For |
| 18 | Re-elect Ian Cockerill as Director | Management | For | For |
| 19 | Re-elect Anita Frew as Director | Management | For | For |
| 20 | Re-elect Susan Kilsby as Director | Management | For | For |
| 21 | Re-elect John Mogford as Director | Management | For | For |
| 22 | Re-elect Ken MacKenzie as Director | Management | For | For |
| 23 | Amend Constitution of BHP Group Limited | Shareholder | Against | Against |
| 24 | Adopt Interim Cultural Heritage Protection Measures | Shareholder | Against | Against |
| 25 | Approve Suspension of Memberships of Industry Associations where COVID-19 Related Advocacy is Inconsistent with Paris Agreement Goals | Shareholder | Against | Against |
| BKW AG Meeting Date: MAY 07, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: BKW Security ID: H10053108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Approve Discharge of Board of Directors | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of CHF 2.40 per Share | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 1.4 Million | Management | For | For |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 9.8 Million | Management | For | For |
| 6.1.1 | Reelect Hartmut Geldmacher as Director | Management | For | For |
| 6.1.2 | Reelect Kurt Schaer as Director | Management | For | For |
| 6.1.3 | Reelect Roger Baillod as Director | Management | For | For |
| 6.1.4 | Reelect Carole Ackermann as Director | Management | For | For |
| 6.1.5 | Reelect Rebecca Guntern as Director | Management | For | For |
| 6.1.6 | Elect Petra Denkas Director | Management | For | For |
| 6.2 | Elect Roger Baillod as Board Chairman | Management | For | For |
| 6.3.1 | Appoint Roger Baillod as Member of the Compensation and Nomination Committee | Management | For | For |
| 6.3.2 | Reappoint Hartmut Geldmacher as Member of the Compensation and Nomination Committee | Management | For | Against |
| 6.3.3 | Reappoint Andreas Rickenbacher as Member of the Compensation and Nomination Committee | Management | For | Against |
| 6.4 | Designate Andreas Byland as Independent Proxy | Management | For | For |
| 6.5 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
| BNP PARIBAS SA Meeting Date: MAY 18, 2021 Record Date: MAY 16, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: BNP Security ID: F1058Q238 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.11 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Reelect Pierre Andre de Chalendar as Director | Management | For | For |
| 7 | Reelect Rajna Gibson Brandon as Director | Management | For | For |
| 8 | Elect Christian Noyer as Director | Management | For | For |
| 9 | Elect Juliette Brisac as Representative of Employee Shareholders to the Board | Management | For | For |
| A | Elect Isabelle Coron as Representative of Employee Shareholders to the Board | Management | Against | Against |
| B | Elect Cecile Besse Advani as Representative of Employee Shareholders to the Board | Management | Against | Against |
| C | Elect Dominique Potier as Representative of Employee Shareholders to the Board | Management | Against | Against |
| 10 | Approve Remuneration Policy of Directors | Management | For | For |
| 11 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 12 | Approve Remuneration Policy of CEO and Vice-CEO | Management | For | Against |
| 13 | Approve Compensation of Corporate Officers | Management | For | For |
| 14 | Approve Compensation of Jean Lemierre, Chairman of the Board | Management | For | For |
| 15 | Approve Compensation of Jean-Laurent Bonnafe, CEO | Management | For | For |
| 16 | Approve Compensation of Philippe Bordenave, Vice-CEO | Management | For | For |
| 17 | Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Management | For | For |
| 18 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.4 Million | Management | For | For |
| 19 | Set Limit for the Variable Remuneration of Executives and Specific Employees | Management | For | For |
| 20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BOLLORE SA Meeting Date: MAY 26, 2021 Record Date: MAY 24, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: BOL Security ID: F10659260 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.06 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 5 | Reelect Dominique Heriard Dubreuil as Director | Management | For | For |
| 6 | Reelect Alexandre Picciotto as Director | Management | For | For |
| 7 | Authorize Repurchase of Up to 9.88 Percent of Issued Share Capital | Management | For | Against |
| 8 | Approve Compensation Report | Management | For | Against |
| 9 | Approve Compensation of Cyrille Bollore, Chairman and CEO | Management | For | Against |
| 10 | Approve Remuneration Policy of Directors | Management | For | For |
| 11 | Approve Remuneration Policy of Chairman and CEO | Management | For | Against |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | Management | For | Against |
| 13 | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 16 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BORAL LIMITED Meeting Date: OCT 27, 2020 Record Date: OCT 25, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BLD Security ID: Q16969109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2.1 | Elect Kathryn Fagg as Director | Management | For | For |
| 2.2 | Elect Paul Rayner as Director | Management | For | For |
| 2.3 | Elect Rob Sindel as Director | Management | For | For |
| 2.4 | Elect Deborah O'Toole as Director | Management | For | For |
| 2.5 | Elect Ryan Stokes as Director | Management | For | Against |
| 2.6 | ***Withdrawn Resolution*** Elect Richard Richards as Director | Management | None | None |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Grant of LTI Rights to Zlatko Todorcevski | Management | For | For |
| 5 | Approve Grant of Fixed Equity Rights to Zlatko Todorcevski | Management | For | For |
| BOUYGUES SA Meeting Date: SEP 04, 2020 Record Date: SEP 02, 2020 Meeting Type: SPECIAL | ||||
| Ticker: EN Security ID: F11487125 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Dividends of EUR 1.70 per Share | Management | For | For |
| 2 | Approve Remuneration Policy of Corporate Officers | Management | For | Against |
| 3 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BOUYGUES SA Meeting Date: APR 22, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: EN Security ID: F11487125 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.70 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 5 | Approve Remuneration Policy of Executive Corporate Officers | Management | For | For |
| 6 | Approve Remuneration Policy of Directors | Management | For | For |
| 7 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 8 | Approve Compensation of Martin Bouygues, Chairman and CEO | Management | For | Against |
| 9 | Approve Compensation of Olivier Bouygues, Vice-CEO | Management | For | Against |
| 10 | Approve Compensation of Philippe Marien, Vice-CEO | Management | For | For |
| 11 | Approve Compensation of Olivier Roussat, Vice-CEO | Management | For | Against |
| 12 | Reelect Martin Bouygues as Director | Management | For | For |
| 13 | Elect Pascaline de Dreuzy as Director | Management | For | For |
| 14 | Renew Appointment of Ernst & Young Audit as Auditor | Management | For | For |
| 15 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | Against |
| 16 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | Management | For | Against |
| 18 | Authorize Capitalization of Reserves of Up to EUR 4 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 85 Million | Management | For | Against |
| 20 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 75 Million | Management | For | Against |
| 21 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
| 22 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 24 | Authorize Capital Increase of Up to EUR 85 Million for Future Exchange Offers | Management | For | Against |
| 25 | Authorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for up to EUR 85 Million | Management | For | Against |
| 26 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 27 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
| 28 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 29 | Authorize up to 0.125 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Retirement | Management | For | For |
| 30 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Management | For | Against |
| 31 | Amend Article 13 of Bylaws Re: Chairman's Age Limit | Management | For | For |
| 32 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BP PLC Meeting Date: MAY 12, 2021 Record Date: MAY 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BP Security ID: G12793108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3.a | Elect Murray Auchincloss as Director | Management | For | For |
| 3.b | Elect Tushar Morzaria as Director | Management | For | For |
| 3.c | Elect Karen Richardson as Director | Management | For | For |
| 3.d | Elect Dr Johannes Teyssen as Director | Management | For | For |
| 3.e | Re-elect Bernard Looney as Director | Management | For | For |
| 3.f | Re-elect Pamela Daley as Director | Management | For | For |
| 3.g | Re-elect Helge Lund as Director | Management | For | For |
| 3.h | Re-elect Melody Meyer as Director | Management | For | For |
| 3.i | Re-elect Paula Reynolds as Director | Management | For | For |
| 3.j | Re-elect Sir John Sawers as Director | Management | For | For |
| 4 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 7 | Approve Scrip Dividend Programme | Management | For | For |
| 8 | Authorise Issue of Equity | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 13 | Approve Shareholder Resolution on Climate Change Targets | Shareholder | Against | Against |
| BRAMBLES LIMITED Meeting Date: OCT 08, 2020 Record Date: OCT 06, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BXB Security ID: Q6634U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect John Patrick Mullen as Director | Management | For | For |
| 4 | Elect Nora Lia Scheinkestel as Director | Management | For | For |
| 5 | Elect Kenneth Stanley McCall as Director | Management | For | For |
| 6 | Elect Tahira Hassan as Director | Management | For | For |
| 7 | Elect Nessa O'Sullivan as Director | Management | For | For |
| 8 | Approve Brambles Limited MyShare Plan | Management | For | For |
| 9 | Approve Participation of Graham Chipchase in the Performance Share Plan | Management | For | For |
| 10 | Approve Participation of Nessa O'Sullivan in the Performance Share Plan | Management | For | For |
| 11 | Approve Participation of Nessa O'Sullivan in the MyShare Plan | Management | For | For |
| 12 | Approve Extension of On-Market Share Buy-Backs | Management | For | For |
| BRENNTAG SE Meeting Date: JUN 10, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: BNR Security ID: D12459117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.35 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| 6 | Approve Remuneration Policy for the Management Board | Management | For | For |
| 7.1 | Approve Remuneration of Supervisory Board | Management | For | For |
| 7.2 | Approve Remuneration Policy for the Supervisory Board | Management | For | For |
| BRIDGESTONE CORP. Meeting Date: MAR 26, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 5108 Security ID: J04578126 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
| 2 | Amend Articles to Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles - Clarify Director Authority on Board Meetings | Management | For | For |
| 3.1 | Elect Director Ishibashi, Shuichi | Management | For | For |
| 3.2 | Elect Director Higashi, Masahiro | Management | For | For |
| 3.3 | Elect Director Scott Trevor Davis | Management | For | For |
| 3.4 | Elect Director Okina, Yuri | Management | For | For |
| 3.5 | Elect Director Masuda, Kenichi | Management | For | For |
| 3.6 | Elect Director Yamamoto, Kenzo | Management | For | For |
| 3.7 | Elect Director Terui, Keiko | Management | For | For |
| 3.8 | Elect Director Sasa, Seiichi | Management | For | For |
| 3.9 | Elect Director Shiba, Yojiro | Management | For | For |
| 3.10 | Elect Director Suzuki, Yoko | Management | For | For |
| 3.11 | Elect Director Hara, Hideo | Management | For | For |
| 3.12 | Elect Director Yoshimi, Tsuyoshi | Management | For | For |
| BRITISH AMERICAN TOBACCO PLC Meeting Date: APR 28, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BATS Security ID: G1510J102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 5 | Re-elect Luc Jobin as Director | Management | For | For |
| 6 | Re-elect Jack Bowles as Director | Management | For | For |
| 7 | Re-elect Tadeu Marroco as Director | Management | For | For |
| 8 | Re-elect Sue Farr as Director | Management | For | For |
| 9 | Re-elect Jeremy Fowden as Director | Management | For | Abstain |
| 10 | Re-elect Dr Marion Helmes as Director | Management | For | For |
| 11 | Re-elect Holly Keller Koeppel as Director | Management | For | For |
| 12 | Re-elect Savio Kwan as Director | Management | For | For |
| 13 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
| 14 | Elect Karen Guerra as Director | Management | For | For |
| 15 | Elect Darrell Thomas as Director | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BROOKFIELD ASSET MANAGEMENT INC. Meeting Date: JUN 11, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BAM.A Security ID: 112585104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director M. Elyse Allan | Management | For | For |
| 1.2 | Elect Director Angela F. Braly | Management | For | For |
| 1.3 | Elect Director Janice Fukakusa | Management | For | For |
| 1.4 | Elect Director Maureen Kempston Darkes | Management | For | For |
| 1.5 | Elect Director Frank J. McKenna | Management | For | For |
| 1.6 | Elect Director Hutham S. Olayan | Management | For | For |
| 1.7 | Elect Director Seek Ngee Huat | Management | For | For |
| 1.8 | Elect Director Diana L. Taylor | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| BROTHER INDUSTRIES, LTD. Meeting Date: JUN 23, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6448 Security ID: 114813108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Koike, Toshikazu | Management | For | For |
| 1.2 | Elect Director Sasaki, Ichiro | Management | For | For |
| 1.3 | Elect Director Ishiguro, Tadashi | Management | For | For |
| 1.4 | Elect Director Tada, Yuichi | Management | For | For |
| 1.5 | Elect Director Ikeda, Kazufumi | Management | For | For |
| 1.6 | Elect Director Kuwabara, Satoru | Management | For | For |
| 1.7 | Elect Director Takeuchi, Keisuke | Management | For | For |
| 1.8 | Elect Director Shirai, Aya | Management | For | For |
| 1.9 | Elect Director Uchida, Kazunari | Management | For | For |
| 1.10 | Elect Director Hidaka, Naoki | Management | For | For |
| 1.11 | Elect Director Miyaki, Masahiko | Management | For | For |
| 2 | Approve Annual Bonus | Management | For | For |
| 3 | Approve Deep Discount Stock Option Plan | Management | For | For |
| BT GROUP PLC Meeting Date: JUL 16, 2020 Record Date: JUL 14, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BT.A Security ID: G16612106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Re-elect Jan du Plessis as Director | Management | For | For |
| 5 | Re-elect Philip Jansen as Director | Management | For | For |
| 6 | Re-elect Simon Lowth as Director | Management | For | For |
| 7 | Re-elect Iain Conn as Director | Management | For | For |
| 8 | Re-elect Isabel Hudson as Director | Management | For | For |
| 9 | Re-elect Mike Inglis as Director | Management | For | For |
| 10 | Re-elect Matthew Key as Director | Management | For | For |
| 11 | Re-elect Allison Kirkby as Director | Management | For | For |
| 12 | Elect Adel Al-Saleh as Director | Management | For | For |
| 13 | Elect Sir Ian Cheshire as Director | Management | For | For |
| 14 | Elect Leena Nair as Director | Management | For | For |
| 15 | Elect Sara Weller as Director | Management | For | For |
| 16 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 23 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 24 | Approve Employee Sharesave Plan | Management | For | For |
| 25 | Approve International Employee Sharesave Plan | Management | For | For |
| 26 | Approve Employee Stock Purchase Plan | Management | For | For |
| 27 | Approve Restricted Share Plan | Management | For | For |
| 28 | Approve Deferred Bonus Plan | Management | For | For |
| 29 | Adopt New Articles of Association | Management | For | For |
| BUNZL PLC Meeting Date: APR 21, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BNZL Security ID: G16968110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Peter Ventress as Director | Management | For | For |
| 4 | Re-elect Frank van Zanten as Director | Management | For | For |
| 5 | Re-elect Richard Howes as Director | Management | For | For |
| 6 | Re-elect Vanda Murray as Director | Management | For | For |
| 7 | Re-elect Lloyd Pitchford as Director | Management | For | For |
| 8 | Re-elect Stephan Nanninga as Director | Management | For | For |
| 9 | Elect Vin Murria as Director | Management | For | For |
| 10 | Elect Maria Fernanda Mejia as Director | Management | For | For |
| 11 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Approve Remuneration Policy | Management | For | For |
| 14 | Approve Remuneration Report | Management | For | For |
| 15 | Amend Long-Term Incentive Plan | Management | For | For |
| 16 | Approve US Employee Stock Purchase Plan | Management | For | For |
| 17 | Amend Savings Related Share Option Scheme | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 23 | Adopt New Articles of Association | Management | For | For |
| BUREAU VERITAS SA Meeting Date: JUN 25, 2021 Record Date: JUN 23, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: BVI Security ID: F96888114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.36 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Reelect Ana Giros Calpe as Director | Management | For | For |
| 6 | Reelect Lucia Sinapi-Thomas as Director | Management | For | For |
| 7 | Reelect Andre Francois-Poncet as Director | Management | For | For |
| 8 | Reelect Jerome Michiels as Director | Management | For | For |
| 9 | Elect Julie Avrane-Chopard as Director | Management | For | For |
| 10 | Ratify Appointment of Christine Anglade-Pirzadeh as Director | Management | For | For |
| 11 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 12 | Approve Compensation of Aldo Cardoso, Chairman of the Board | Management | For | For |
| 13 | Approve Compensation of Didier Michaud-Daniel, CEO | Management | For | Against |
| 14 | Approve Remuneration Policy of Directors | Management | For | For |
| 15 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 16 | Approve Remuneration Policy of CEO | Management | For | For |
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19, 21-24 and 26 at EUR 16.2 Million | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 16.2 Million | Management | For | For |
| 20 | Authorize Capitalization of Reserves of Up to EUR 16.2 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 22 | Authorize Capital Increase of Up to EUR 5.4 Million for Future Exchange Offers | Management | For | For |
| 23 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5.4 Million | Management | For | For |
| 24 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Qualified Investors, up to Aggregate Nominal Amount of EUR 5.4 Million | Management | For | For |
| 25 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 26 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 19 and 23-25 | Management | For | For |
| 27 | Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 28 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 29 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 30 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 31 | Amend Article 10 of Bylaws Re: Identification of Shareholders | Management | For | For |
| 32 | Amend Article 15 of Bylaws Re: Written Consultation | Management | For | For |
| 33 | Amend Article 17 of Bylaws Re: Age Limit of Chairman of the Board | Management | For | For |
| 34 | Amend Article 19 of Bylaws Re: Age Limit of CEO | Management | For | For |
| 35 | Amend Article 22 of Bylaws Re: Designation of Alternate Auditor | Management | For | For |
| 36 | Amend Articles of Bylaws to Comply with Legal Changes | Management | For | For |
| 37 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BUZZI UNICEM SPA Meeting Date: NOV 19, 2020 Record Date: NOV 10, 2020 Meeting Type: SPECIAL | ||||
| Ticker: BZU Security ID: T2320M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Conversion of Saving Shares into Ordinary Shares; Amend Bylaws Re: Articles 5, 7, 8, 25, and 28 | Management | For | For |
| 1 | Authorize Extraordinary Dividend | Management | For | For |
| BUZZI UNICEM SPA Meeting Date: MAY 07, 2021 Record Date: APR 28, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BZU Security ID: T2320M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 4.1 | Approve Remuneration Policy | Management | For | Against |
| 4.2 | Approve Second Section of the Remuneration Report | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| CALBEE, INC. Meeting Date: JUN 23, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2229 Security ID: J05190103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
| 2.1 | Elect Director Ito, Shuji | Management | For | For |
| 2.2 | Elect Director Ehara, Makoto | Management | For | For |
| 2.3 | Elect Director Kikuchi, Koichi | Management | For | For |
| 2.4 | Elect Director Mogi, Yuzaburo | Management | For | For |
| 2.5 | Elect Director Takahara, Takahisa | Management | For | For |
| 2.6 | Elect Director Fukushima, Atsuko | Management | For | For |
| 2.7 | Elect Director Miyauchi, Yoshihiko | Management | For | For |
| 2.8 | Elect Director Sylvia Dong | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Mataichi, Yoshio | Management | For | For |
| 4 | Approve Annual Bonus | Management | For | For |
| CANADIAN IMPERIAL BANK OF COMMERCE Meeting Date: APR 08, 2021 Record Date: FEB 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CM Security ID: 136069101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles J. G. Brindamour | Management | For | For |
| 1.2 | Elect Director Nanci E. Caldwell | Management | For | For |
| 1.3 | Elect Director Michelle L. Collins | Management | For | For |
| 1.4 | Elect Director Patrick D. Daniel | Management | For | For |
| 1.5 | Elect Director Luc Desjardins | Management | For | For |
| 1.6 | Elect Director Victor G. Dodig | Management | For | For |
| 1.7 | Elect Director Kevin J. Kelly | Management | For | For |
| 1.8 | Elect Director Christine E. Larsen | Management | For | For |
| 1.9 | Elect Director Nicholas D. Le Pan | Management | For | For |
| 1.10 | Elect Director Mary Lou Maher | Management | For | For |
| 1.11 | Elect Director Jane L. Peverett | Management | For | For |
| 1.12 | Elect Director Katharine B. Stevenson | Management | For | For |
| 1.13 | Elect Director Martine Turcotte | Management | For | For |
| 1.14 | Elect Director Barry L. Zubrow | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | SP 1: Produce a Report on Loans Made by the Bank in Support of the Circular Economy | Shareholder | Against | Against |
| CANADIAN NATIONAL RAILWAY COMPANY Meeting Date: APR 27, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CNR Security ID: 136375102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Shauneen Bruder | Management | For | For |
| 1B | Elect Director Julie Godin | Management | For | For |
| 1C | Elect Director Denise Gray | Management | For | For |
| 1D | Elect Director Justin M. Howell | Management | For | For |
| 1E | Elect Director Kevin G. Lynch | Management | For | For |
| 1F | Elect Director Margaret A. McKenzie | Management | For | For |
| 1G | Elect Director James E. O'Connor | Management | For | For |
| 1H | Elect Director Robert Pace | Management | For | For |
| 1I | Elect Director Robert L. Phillips | Management | For | For |
| 1J | Elect Director Jean-Jacques Ruest | Management | For | For |
| 1K | Elect Director Laura Stein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Management Advisory Vote on Climate Change | Management | For | For |
| 5 | SP 1: Institute a New Safety-Centered Bonus System | Shareholder | Against | Against |
| 6 | SP 2: Require the CN Police Service to Cede Criminal Investigation of All Workplace Deaths and Serious Injuries and Instead Request the Independent Police Forces in Canada and the US to Do Such Investigations | Shareholder | Against | Against |
| CANADIAN NATURAL RESOURCES LIMITED Meeting Date: MAY 06, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CNQ Security ID: 136385101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Catherine M. Best | Management | For | For |
| 1.2 | Elect Director M. Elizabeth Cannon | Management | For | For |
| 1.3 | Elect Director N. Murray Edwards | Management | For | For |
| 1.4 | Elect Director Christopher L. Fong | Management | For | For |
| 1.5 | Elect Director Gordon D. Giffin | Management | For | For |
| 1.6 | Elect Director Wilfred A. Gobert | Management | For | For |
| 1.7 | Elect Director Steve W. Laut | Management | For | For |
| 1.8 | Elect Director Tim S. McKay | Management | For | For |
| 1.9 | Elect Director Frank J. McKenna | Management | For | For |
| 1.10 | Elect Director David A. Tuer | Management | For | For |
| 1.11 | Elect Director Annette M. Verschuren | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| CANADIAN PACIFIC RAILWAY LIMITED Meeting Date: APR 21, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: CP Security ID: 13645T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 3.1 | Elect Director John Baird | Management | For | For |
| 3.2 | Elect Director Isabelle Courville | Management | For | For |
| 3.3 | Elect Director Keith E. Creel | Management | For | For |
| 3.4 | Elect Director Gillian (Jill) H. Denham | Management | For | For |
| 3.5 | Elect Director Edward R. Hamberger | Management | For | For |
| 3.6 | Elect Director Rebecca MacDonald | Management | For | For |
| 3.7 | Elect Director Edward L. Monser | Management | For | For |
| 3.8 | Elect Director Matthew H. Paull | Management | For | For |
| 3.9 | Elect Director Jane L. Peverett | Management | For | For |
| 3.10 | Elect Director Andrea Robertson | Management | For | For |
| 3.11 | Elect Director Gordon T. Trafton | Management | For | For |
| 4 | Approve Share Split | Management | For | For |
| 5 | SP: Hold an Annual Non-Binding Advisory Vote on Climate Change | Shareholder | For | For |
| CANADIAN TIRE CORPORATION LIMITED Meeting Date: MAY 13, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CTC.A Security ID: 136681202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Diana Chant | Management | For | For |
| 1.2 | Elect Director Norman Jaskolka | Management | For | For |
| 1.3 | Elect Director Cynthia Trudell | Management | For | For |
| CAPGEMINI SE Meeting Date: MAY 20, 2021 Record Date: MAY 18, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: CAP Security ID: F4973Q101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.95 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Compensation of Paul Hermelin, Chairman and CEO Until 20 May 2020 | Management | For | For |
| 6 | Approve Compensation of Aiman Ezzat, Vice-CEO Until 20 May 2020 | Management | For | For |
| 7 | Approve Compensation of Paul Hermelin, Chairman of the Board Since 20 May 2020 | Management | For | For |
| 8 | Approve Compensation of Aiman Ezzat, CEO Since 20 May 2020 | Management | For | For |
| 9 | Approve Compensation of Corporate Officers | Management | For | For |
| 10 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 11 | Approve Remuneration Policy of CEO | Management | For | For |
| 12 | Approve Remuneration Policy of Directors | Management | For | For |
| 13 | Reelect Patrick Pouyanne as Director | Management | For | For |
| 14 | Elect Tanja Rueckert as Director | Management | For | For |
| 15 | Elect Kurt Sievers as Director | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Amend Articles 12 of Bylaws to Comply with Legal Changes | Management | For | For |
| 18 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers | Management | For | For |
| 19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| CAPITALAND COMMERCIAL TRUST Meeting Date: SEP 29, 2020 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: C61U Security ID: Y1091N100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Trust Deed Amendments | Management | For | For |
| CAPITALAND COMMERCIAL TRUST Meeting Date: SEP 29, 2020 Record Date: Meeting Type: COURT | ||||
| Ticker: C61U Security ID: Y1091N100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Proposed Trust Scheme | Management | For | For |
| CAPITALAND INTEGRATED COMMERCIAL TRUST Meeting Date: APR 14, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: C38U Security ID: Y1100L160 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Report of the Trustee, Statement by the Manager, and Audited Financial Statements and Auditors' Report | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 4 | Authorize Unit Repurchase Program | Management | For | For |
| CAPITALAND LTD. Meeting Date: APR 27, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: C31 Security ID: Y10923103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve First and Final Dividend | Management | For | For |
| 3 | Approve Directors' Remuneration | Management | For | For |
| 4a | Elect Anthony Lim Weng Kin as Director | Management | For | For |
| 4b | Elect Goh Swee Chen as Director | Management | For | For |
| 4c | Elect Stephen Lee Ching Yen as Director | Management | For | For |
| 5 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 7 | Approve Grant of Awards and Issuance of Shares Under the CapitaLand Performance Share Plan 2020 and CapitaLand Restricted Share Plan 2020 | Management | For | For |
| 8 | Authorize Share Repurchase Program | Management | For | For |
| 9 | Approve Stephen Lee Ching Yen to Continue Office as an Independent Director Pursuant to Rule 210(5)(d)(iii)(A) of the Listing Manual of the SGX-ST | Management | For | For |
| 10 | Approve Stephen Lee Ching Yen to Continue Office as an Independent Director Pursuant to Rule 210(5)(d)(iii)(B) of the Listing Manual of the SGX-ST | Management | For | For |
| CAPITALAND MALL TRUST Meeting Date: SEP 29, 2020 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: C38U Security ID: Y1100L160 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Trust Deed Amendments | Management | For | For |
| 2 | Approve Proposed Merger of Capitaland Mall Trust and Capitaland Commercial Trust | Management | For | For |
| 3 | Approve Issuance of Consideration Units of Capitaland Mall Trust to the Holders of Units in Capitaland Commercial Trust | Management | For | For |
| CENOVUS ENERGY INC. Meeting Date: DEC 15, 2020 Record Date: NOV 09, 2020 Meeting Type: SPECIAL | ||||
| Ticker: CVE Security ID: 15135U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Shares and Warrants in Connection with the Acquisition of Husky Energy Inc. | Management | For | For |
| CENOVUS ENERGY INC. Meeting Date: MAY 12, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CVE Security ID: 15135U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2.1 | Elect Director Keith M. Casey | Management | For | For |
| 2.2 | Elect Director Canning K.N. Fok | Management | For | Withhold |
| 2.3 | Elect Director Jane E. Kinney | Management | For | For |
| 2.4 | Elect Director Harold (Hal) N. Kvisle | Management | For | For |
| 2.5 | Elect Director Eva L. Kwok | Management | For | For |
| 2.6 | Elect Director Keith A. MacPhail | Management | For | For |
| 2.7 | Elect Director Richard J. Marcogliese | Management | For | For |
| 2.8 | Elect Director Claude Mongeau | Management | For | For |
| 2.9 | Elect Director Alexander J. Pourbaix | Management | For | For |
| 2.10 | Elect Director Wayne E. Shaw | Management | For | For |
| 2.11 | Elect Director Frank J. Sixt | Management | For | Withhold |
| 2.12 | Elect Director Rhonda I. Zygocki | Management | For | For |
| 3 | Re-approve Shareholder Rights Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| CENTRAL JAPAN RAILWAY CO. Meeting Date: JUN 23, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 9022 Security ID: J05523105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 65 | Management | For | For |
| CENTRICA PLC Meeting Date: AUG 20, 2020 Record Date: AUG 18, 2020 Meeting Type: SPECIAL | ||||
| Ticker: CNA Security ID: G2018Z143 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Sale of Direct Energy Group to NRG Energy, Inc. | Management | For | For |
| CHUBU ELECTRIC POWER CO., INC. Meeting Date: JUN 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 9502 Security ID: J06510101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Management | For | For |
| 2.1 | Elect Director Katsuno, Satoru | Management | For | For |
| 2.2 | Elect Director Hayashi, Kingo | Management | For | For |
| 2.3 | Elect Director Mizutani, Hitoshi | Management | For | For |
| 2.4 | Elect Director Ito, Hisanori | Management | For | For |
| 2.5 | Elect Director Ihara, Ichiro | Management | For | For |
| 2.6 | Elect Director Otani, Shinya | Management | For | For |
| 2.7 | Elect Director Hashimoto, Takayuki | Management | For | For |
| 2.8 | Elect Director Shimao, Tadashi | Management | For | For |
| 2.9 | Elect Director Kurihara, Mitsue | Management | For | For |
| 3 | Approve Trust-Type Equity Compensation Plan | Management | For | For |
| 4 | Amend Articles to Decommission Hamaoka Nuclear Power Station | Shareholder | Against | Against |
| 5 | Amend Articles to Establish Committee to Review Nuclear Accident Evacuation Plan | Shareholder | Against | Against |
| 6 | Amend Articles to Ban Reprocessing of Spent Nuclear Fuels | Shareholder | Against | Against |
| 7 | Amend Articles to Add Provisions on Ethical Principles in Electric Power Generation | Shareholder | Against | Against |
| CHUGAI PHARMACEUTICAL CO., LTD. Meeting Date: MAR 23, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 4519 Security ID: J06930101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
| 2.1 | Elect Director Oku, Masayuki | Management | For | For |
| 2.2 | Elect Director Ichimaru, Yoichiro | Management | For | For |
| 2.3 | Elect Director Christoph Franz | Management | For | For |
| 2.4 | Elect Director William N. Anderson | Management | For | For |
| 2.5 | Elect Director James H. Sabry | Management | For | For |
| 3 | Appoint Statutory Auditor Ohashi, Yoshiaki | Management | For | For |
| CIMIC GROUP LIMITED Meeting Date: APR 14, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CIM Security ID: Q2424E105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve Remuneration Report | Management | For | For |
| 3.1 | Elect Russell Chenu as Director | Management | For | For |
| 3.2 | Elect Peter Sassenfeld as Director | Management | For | For |
| 3.3 | Elect Kathryn Spargo as Director | Management | For | For |
| 4 | Approve the Amendments to the Company's Constitution | Management | For | Against |
| CK ASSET HOLDINGS LIMITED Meeting Date: MAY 13, 2021 Record Date: MAY 07, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 1113 Security ID: G2177B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Ip Tak Chuen, Edmond as Director | Management | For | For |
| 3.2 | Elect Chow Wai Kam, Raymond as Director | Management | For | For |
| 3.3 | Elect Woo Chia Ching, Grace as Director | Management | For | For |
| 3.4 | Elect Chow Nin Mow, Albert as Director | Management | For | Against |
| 3.5 | Elect Donald Jeffrey Roberts as Director | Management | For | Against |
| 3.6 | Elect Stephen Edward Bradley as Director | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | Against |
| 5.1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5.2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| CK ASSET HOLDINGS LIMITED Meeting Date: MAY 13, 2021 Record Date: MAY 07, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 1113 Security ID: G2177B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Share Purchase Agreement, Proposed Acquisition and Grant of Specific Mandate to Allot and Issue Consideration Shares | Management | For | For |
| 2 | Approve Share Buy-back Offer and Related Transactions | Management | For | For |
| 3 | Approve Whitewash Waiver and Related Transactions | Management | For | For |
| CK HUTCHISON HOLDINGS LIMITED Meeting Date: DEC 18, 2020 Record Date: DEC 14, 2020 Meeting Type: SPECIAL | ||||
| Ticker: 1 Security ID: G21765105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Second Tranche Transactions Under the Share Purchase Agreements and Related Transactions | Management | For | For |
| 2 | Elect Wong Kwai Lam as Director | Management | For | For |
| CK HUTCHISON HOLDINGS LIMITED Meeting Date: MAY 13, 2021 Record Date: MAY 07, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 1 Security ID: G21765105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Ip Tak Chuen, Edmond as Director | Management | For | For |
| 3b | Elect Lai Kai Ming, Dominic as Director | Management | For | For |
| 3c | Elect Lee Yeh Kwong, Charles as Director | Management | For | For |
| 3d | Elect George Colin Magnus as Director | Management | For | For |
| 3e | Elect Paul Joseph Tighe as Director | Management | For | For |
| 3f | Elect Wong Yick-ming, Rosanna as Director | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5.1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5.2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| CK INFRASTRUCTURE HOLDINGS LIMITED Meeting Date: MAY 12, 2021 Record Date: MAY 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 1038 Security ID: G2178K100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Ip Tak Chuen, Edmond as Director | Management | For | For |
| 3.2 | Elect Fok Kin Ning, Canning as Director | Management | For | Against |
| 3.3 | Elect Andrew John Hunter as Director | Management | For | For |
| 3.4 | Elect Cheong Ying Chew, Henry as Director | Management | For | Against |
| 3.5 | Elect Barrie Cook as Director | Management | For | For |
| 3.6 | Elect Lee Pui Ling, Angelina as Director | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | Against |
| 5.1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5.2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| COCA-COLA AMATIL LTD. Meeting Date: APR 16, 2021 Record Date: APR 14, 2021 Meeting Type: COURT | ||||
| Ticker: CCL Security ID: Q2594P146 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement in Relation to the Proposed Acquisition of the Company by Coca-Cola European Partners plc Through CCEP Australia Pty Ltd | Management | For | For |
| COCA-COLA HBC AG Meeting Date: JUN 22, 2021 Record Date: JUN 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CCH Security ID: H1512E100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Approve Allocation of Income | Management | For | For |
| 2.2 | Approve Dividend from Reserves | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1.1 | Re-elect Anastassis David as Director and as Board Chairman | Management | For | For |
| 4.1.2 | Re-elect Zoran Bogdanovic as Director | Management | For | For |
| 4.1.3 | Re-elect Charlotte Boyle as Director and as Member of the Remuneration Committee | Management | For | For |
| 4.1.4 | Re-elect Reto Francioni as Director and as Member of the Remuneration Committee | Management | For | For |
| 4.1.5 | Re-elect Olusola David-Borha as Director | Management | For | For |
| 4.1.6 | Re-elect William Douglas III as Director | Management | For | For |
| 4.1.7 | Re-elect Anastasios Leventis as Director | Management | For | For |
| 4.1.8 | Re-elect Christodoulos Leventis as Director | Management | For | For |
| 4.1.9 | Re-elect Alexandra Papalexopoulou as Director | Management | For | For |
| 4.1.A | Re-elect Ryan Rudolph as Director | Management | For | For |
| 4.1.B | Re-elect Anna Diamantopoulou as Director and as Member of the Remuneration Committee | Management | For | For |
| 4.2 | Elect Bruno Pietracci as Director | Management | For | For |
| 4.3 | Elect Henrique Braun as Director | Management | For | For |
| 5 | Designate Ines Poeschel as Independent Proxy | Management | For | For |
| 6.1 | Reappoint PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 6.2 | Advisory Vote on Reappointment of the Independent Registered Public Accounting Firm PricewaterhouseCoopers SA for UK Purposes | Management | For | For |
| 7 | Approve UK Remuneration Report | Management | For | Against |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Approve Swiss Remuneration Report | Management | For | Against |
| 10.1 | Approve Maximum Aggregate Amount of Remuneration for Directors | Management | For | For |
| 10.2 | Approve Maximum Aggregate Amount of Remuneration for the Operating Committee | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| COLES GROUP LIMITED Meeting Date: NOV 05, 2020 Record Date: NOV 03, 2020 Meeting Type: ANNUAL | ||||
| Ticker: COL Security ID: Q26203408 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2.1 | Elect Paul O'Malley as Director | Management | For | For |
| 2.2 | Elect David Cheesewright as Director | Management | For | For |
| 2.3 | Elect Wendy Stops as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Grant of STI Shares to Steven Cain | Management | For | For |
| 5 | Approve Grant of Performance Rights to Steven Cain | Management | For | For |
| COMMERZBANK AG Meeting Date: MAY 18, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CBK Security ID: D172W1279 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 4 | Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for the 2022 Interim Financial Statements until the 2022 AGM | Management | For | For |
| 6.1 | Elect Helmut Gottschalk to the Supervisory Board | Management | For | For |
| 6.2 | Elect Burkhard Keese to the Supervisory Board | Management | For | For |
| 6.3 | Elect Daniela Mattheus to the Supervisory Board | Management | For | For |
| 6.4 | Elect Caroline Seifert to the Supervisory Board | Management | For | For |
| 6.5 | Elect Frank Westhoff to the Supervisory Board | Management | For | For |
| 7 | Approve Affiliation Agreement with CommerzVentures GmbH | Management | For | For |
| COMMONWEALTH BANK OF AUSTRALIA Meeting Date: OCT 13, 2020 Record Date: OCT 11, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CBA Security ID: Q26915100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2a | Elect Rob Whitfield as Director | Management | For | For |
| 2b | Elect Simon Moutter as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | Against |
| 4 | Approve Grant of Restricted Share Units and Performance Rights to Matt Comyn | Management | For | Against |
| 5 | Approve the Amendments to the Company's Constitution | Shareholder | Against | Against |
| COMPAGNIE DE SAINT-GOBAIN SA Meeting Date: JUN 03, 2021 Record Date: JUN 01, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: SGO Security ID: F80343100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.33 per Share | Management | For | For |
| 4 | Elect Benoit Bazin as Director | Management | For | For |
| 5 | Reelect Pamela Knapp as Director | Management | For | For |
| 6 | Reelect Agnes Lemarchand as Director | Management | For | For |
| 7 | Reelect Gilles Schnepp as Director | Management | For | For |
| 8 | Reelect Sibylle Daunis as Representative of Employee Shareholders to the Board | Management | For | For |
| 9 | Approve Compensation of Pierre-Andre de Chalendar, Chairman and CEO | Management | For | Against |
| 10 | Approve Compensation of Benoit Bazin, Vice-CEO | Management | For | Against |
| 11 | Approve Compensation of Corporate Officers | Management | For | For |
| 12 | Approve Remuneration Policy of Chairman and CEO Until 30 June 2021 | Management | For | For |
| 13 | Approve Remuneration Policy of Vice-CEO Until 30 June 2021 | Management | For | For |
| 14 | Approve Remuneration Policy of CEO Since 1 July 2021 | Management | For | For |
| 15 | Approve Remuneration Policy of Chairman of the Board Since 1 July 2021 | Management | For | For |
| 16 | Approve Remuneration Policy of Directors | Management | For | For |
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 426 Million | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 213 Million | Management | For | For |
| 20 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 213 Million | Management | For | For |
| 21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 23 | Authorize Capitalization of Reserves of Up to EUR 106 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 24 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 26 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| COMPAGNIE FINANCIERE RICHEMONT SA Meeting Date: SEP 09, 2020 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: CFR Security ID: H25662182 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 1.00 per Registered A Share and CHF 0.10 per Registered B Share | Management | For | For |
| 3 | Approve Creation of CHF 24.2 Million Pool of Conditional Capital to Cover Exercise of Warrants | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5.1 | Reelect Johann Rupert as Director and Board Chairman | Management | For | Against |
| 5.2 | Reelect Josua Malherbe as Director | Management | For | Against |
| 5.3 | Reelect Nikesh Arora as Director | Management | For | Against |
| 5.4 | Reelect Nicolas Bos as Director | Management | For | Against |
| 5.5 | Reelect Clay Brendish as Director | Management | For | For |
| 5.6 | Reelect Jean-Blaise Eckert as Director | Management | For | Against |
| 5.7 | Reelect Burkhart Grund as Director | Management | For | Against |
| 5.8 | Reelect Keyu Jin as Director | Management | For | For |
| 5.9 | Reelect Jerome Lambert as Director | Management | For | For |
| 5.10 | Reelect Ruggero Magnoni as Director | Management | For | Against |
| 5.11 | Reelect Jeff Moss as Director | Management | For | For |
| 5.12 | Reelect Vesna Nevistic as Director | Management | For | For |
| 5.13 | Reelect Guillaume Pictet as Director | Management | For | For |
| 5.14 | Reelect Alan Quasha as Director | Management | For | Against |
| 5.15 | Reelect Maria Ramos as Director | Management | For | For |
| 5.16 | Reelect Anton Rupert as Director | Management | For | Against |
| 5.17 | Reelect Jan Rupert as Director | Management | For | Against |
| 5.18 | Reelect Gary Saage as Director | Management | For | Against |
| 5.19 | Reelect Cyrille Vigneron as Director | Management | For | Against |
| 5.20 | Elect Wendy Luhabe as Director | Management | For | For |
| 6.1 | Reappoint Clay Brendish as Member of the Compensation Committee | Management | For | For |
| 6.2 | Reappoint Keyu Jin as Member of the Compensation Committee | Management | For | For |
| 6.3 | Reappoint Guillaume Pictet as Member of the Compensation Committee | Management | For | For |
| 6.4 | Reappoint Maria Ramos as Member of the Compensation Committee | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
| 8 | Designate Etude Gampert Demierre Moreno as Independent Proxy | Management | For | For |
| 9.1 | Approve Remuneration of Directors in the Amount of CHF 6.7 Million | Management | For | For |
| 9.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 15.8 Million | Management | For | For |
| 9.3 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 38.3 Million | Management | For | Against |
| 10 | Transact Other Business (Voting) | Management | For | Against |
| COMPAGNIE FINANCIERE RICHEMONT SA Meeting Date: NOV 17, 2020 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: CFR Security ID: H25662182 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Creation of CHF 24.2 Million Pool of Conditional Capital to Cover Exercise of Warrants | Management | For | For |
| 2 | Transact Other Business (Voting) | Management | For | Against |
| COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN SCA Meeting Date: MAY 21, 2021 Record Date: MAY 19, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ML Security ID: F61824144 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of EUR 2.30 per Share | Management | For | Did Not Vote |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentionning the Absence of New Transactions | Management | For | Did Not Vote |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
| 6 | Approve Remuneration Policy of General Managers | Management | For | Did Not Vote |
| 7 | Approve Remuneration Policy of Supervisory Board Members | Management | For | Did Not Vote |
| 8 | Approve Compensation Report of Corporate Officers | Management | For | Did Not Vote |
| 9 | Approve Compensation of Florent Menegaux, General Manager | Management | For | Did Not Vote |
| 10 | Approve Compensation of Yves Chapo, Manager | Management | For | Did Not Vote |
| 11 | Approve Compensation of Michel Rollier, Chairman of Supervisory Board | Management | For | Did Not Vote |
| 12 | Ratify Appointment of Jean-Michel Severino as Supervisory Board Member | Management | For | Did Not Vote |
| 13 | Elect Wolf-Henning Scheider as Supervisory Board Member | Management | For | Did Not Vote |
| 14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 15 | Amend Article 30 of Bylaws Re: Financial Rights of General Partners | Management | For | Did Not Vote |
| 16 | Amend Article 12 of Bylaws Re: Manager Remuneration | Management | For | Did Not Vote |
| 17 | Authorize Filing of Required Documents/Other Formalities | Management | For | Did Not Vote |
| COMPUTERSHARE LIMITED Meeting Date: NOV 11, 2020 Record Date: NOV 09, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CPU Security ID: Q2721E105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Elect Joseph Velli as Director | Management | For | For |
| 3 | Elect Abi Cleland as Director | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | Against |
| 5a | Approve Grant of Performance Rights and Share Appreciation Rights to Stuart Irving | Management | For | Against |
| 5b | ***Withdrawn Resolution*** Approve Grant of Share Appreciation Rights to Stuart Irving | Management | None | None |
| COMSYS HOLDINGS CORP. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 1721 Security ID: J5890P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 45 | Management | For | For |
| 2.1 | Elect Director Kagaya, Takashi | Management | For | For |
| 2.2 | Elect Director Sato, Kenichi | Management | For | For |
| 2.3 | Elect Director Omura, Yoshihisa | Management | For | For |
| 2.4 | Elect Director Tamamura, Satoshi | Management | For | For |
| 2.5 | Elect Director Kumagai, Hitoshi | Management | For | For |
| 2.6 | Elect Director Ozaki, Hidehiko | Management | For | For |
| 2.7 | Elect Director Noike, Hideyuki | Management | For | For |
| 2.8 | Elect Director Uchide, Kunihiko | Management | For | For |
| 2.9 | Elect Director Kitaguchi, Takaya | Management | For | For |
| 3.1 | Elect Director and Audit Committee Member Yasunaga, Atsushi | Management | For | For |
| 3.2 | Elect Director and Audit Committee Member Miyashita, Masahiko | Management | For | For |
| 3.3 | Elect Director and Audit Committee Member Nakatogawa, Kenichi | Management | For | For |
| 3.4 | Elect Director and Audit Committee Member Kawana, Koichi | Management | For | For |
| 3.5 | Elect Director and Audit Committee Member Asai, Hiroyuki | Management | For | For |
| 3.6 | Elect Director and Audit Committee Member Yamamoto, Hideo | Management | For | Against |
| 4 | Approve Stock Option Plan | Management | For | For |
| CONSTELLATION SOFTWARE INC. Meeting Date: AUG 05, 2020 Record Date: JUL 02, 2020 Meeting Type: SPECIAL | ||||
| Ticker: CSU Security ID: 21037X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Billowits | Management | For | Withhold |
| 1.2 | Elect Director Donna Parr | Management | For | For |
| 1.3 | Elect Director Andrew Pastor | Management | For | Withhold |
| 1.4 | Elect Director Barry Symons | Management | For | Withhold |
| CONTINENTAL AG Meeting Date: JUL 14, 2020 Record Date: JUN 22, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CON Security ID: D16212140 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.00 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Elmar Degenhart for Fiscal 2019 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Hans-Juergen Duensing for Fiscal 2019 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Frank Jourdan for Fiscal 2019 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Christian Koetz for Fiscal 2019 | Management | For | For |
| 3.5 | Approve Discharge of Management Board Member Helmut Matschi for Fiscal 2019 | Management | For | For |
| 3.6 | Approve Discharge of Management Board Member Ariane Reinhart for Fiscal 2019 | Management | For | For |
| 3.7 | Approve Discharge of Management Board Member Wolfgang Schaefer for Fiscal 2019 | Management | For | For |
| 3.8 | Approve Discharge of Management Board Member Nikolai Setzer for Fiscal 2019 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2019 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Hasan Allak for Fiscal 2019 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Christiane Benner for Fiscal 2019 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal 2019 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Francesco Grioli for Fiscal 2019 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Peter Gutzmer for Fiscal 2019 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal 2019 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Satish Khatu for Fiscal 2019 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Isabel Knauf for Fiscal 2019 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2019 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Sabine Neuss for Fiscal 2019 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Rolf Nonnenmacher for Fiscal 2019 | Management | For | For |
| 4.13 | Approve Discharge of Supervisory Board Member Dirk Nordmann for Fiscal 2019 | Management | For | For |
| 4.14 | Approve Discharge of Supervisory Board Member Lorenz Pfau for Fiscal 2019 | Management | For | For |
| 4.15 | Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal 2019 | Management | For | For |
| 4.16 | Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal 2019 | Management | For | For |
| 4.17 | Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler-Thumann for Fiscal 2019 | Management | For | For |
| 4.18 | Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal 2019 | Management | For | For |
| 4.19 | Approve Discharge of Supervisory Board Member Stefan Scholz for Fiscal 2019 | Management | For | For |
| 4.20 | Approve Discharge of Supervisory Board Member Gudrun Valten for Fiscal 2019 | Management | For | For |
| 4.21 | Approve Discharge of Supervisory Board Member Kirsten Voerkel for Fiscal 2019 | Management | For | For |
| 4.22 | Approve Discharge of Supervisory Board Member Elke Volkmann for Fiscal 2019 | Management | For | For |
| 4.23 | Approve Discharge of Supervisory Board Member Erwin Woerle for Fiscal 2019 | Management | For | For |
| 4.24 | Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal 2019 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| CONTINENTAL AG Meeting Date: APR 29, 2021 Record Date: APR 07, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CON Security ID: D16212140 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Nikolai Setzer for Fiscal Year 2020 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Elmar Degenhart for Fiscal Year 2020 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Hans-Juergen Duensing for Fiscal Year 2020 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Frank Jourdan for Fiscal Year 2020 | Management | For | For |
| 3.5 | Approve Discharge of Management Board Member Christian Koetz for Fiscal Year 2020 | Management | For | For |
| 3.6 | Approve Discharge of Management Board Member Helmut Matschi for Fiscal Year 2020 | Management | For | For |
| 3.7 | Approve Discharge of Management Board Member Ariane Reinhart for Fiscal Year 2020 | Management | For | For |
| 3.8 | Approve Discharge of Management Board Member Wolfgang Schaefer for Fiscal Year 2020 | Management | For | For |
| 3.9 | Approve Discharge of Management Board Member Andreas Wolf for Fiscal Year 2020 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal Year 2020 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Hasan Allak for Fiscal Year 2020 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Christiane Benner for Fiscal Year 2020 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal Year 2020 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Francesco Grioli for Fiscal Year 2020 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal Year 2020 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Satish Khatu for Fiscal Year 2020 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Isabel Knauf for Fiscal Year 2020 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Sabine Neuss for Fiscal Year 2020 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Rolf Nonnenmacher for Fiscal Year 2020 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Dirk Nordmann for Fiscal Year 2020 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Lorenz Pfau for Fiscal Year 2020 | Management | For | For |
| 4.13 | Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal Year 2020 | Management | For | For |
| 4.14 | Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal Year 2020 | Management | For | For |
| 4.15 | Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler-Thumann for Fiscal Year 2020 | Management | For | For |
| 4.16 | Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal Year 2020 | Management | For | For |
| 4.17 | Approve Discharge of Supervisory Board Member Stefan Scholz for Fiscal Year 2020 | Management | For | For |
| 4.18 | Approve Discharge of Supervisory Board Member Kirsten Voerkelfor Fiscal Year 2020 | Management | For | For |
| 4.19 | Approve Discharge of Supervisory Board Member Elke Volkmann for Fiscal Year 2020 | Management | For | For |
| 4.20 | Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal Year 2020 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| 6 | Amend Articles of Association | Management | For | For |
| 7 | Approve Spin-Off and Takeover Agreement with Vitesco Technologies Group Aktiengesellschaft | Management | For | For |
| CONVATEC GROUP PLC Meeting Date: MAY 07, 2021 Record Date: MAY 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CTEC Security ID: G23969101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Dr John McAdam as Director | Management | For | For |
| 5 | Re-elect Karim Bitar as Director | Management | For | For |
| 6 | Re-elect Frank Schulkes as Director | Management | For | For |
| 7 | Re-elect Margaret Ewing as Director | Management | For | For |
| 8 | Re-elect Brian May as Director | Management | For | For |
| 9 | Re-elect Rick Anderson as Director | Management | For | For |
| 10 | Re-elect Dr Regina Benjamin as Director | Management | For | For |
| 11 | Re-elect Sten Scheibye as Director | Management | For | For |
| 12 | Elect Heather Mason as Director | Management | For | For |
| 13 | Elect Constantin Coussios as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| COSMOS PHARMACEUTICAL CORP. Meeting Date: AUG 21, 2020 Record Date: MAY 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 3349 Security ID: J08959108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
| 2.1 | Elect Director Uno, Masateru | Management | For | Against |
| 2.2 | Elect Director Yokoyama, Hideaki | Management | For | Against |
| 2.3 | Elect Director Iwashita, Masahiro | Management | For | For |
| 2.4 | Elect Director Takemori, Motoi | Management | For | For |
| 2.5 | Elect Director Shibata, Futoshi | Management | For | For |
| 2.6 | Elect Director Uno, Yukitaka | Management | For | For |
| COVIVIO SA Meeting Date: APR 20, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: COV Security ID: F2R22T119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 3.60 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 6 | Approve Remuneration Policy of CEO | Management | For | For |
| 7 | Approve Remuneration Policy of Vice-CEOs | Management | For | For |
| 8 | Approve Remuneration Policy of Directors | Management | For | For |
| 9 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 10 | Approve Compensation of Jean Laurent, Chairman of the Board | Management | For | For |
| 11 | Approve Compensation of Christophe Kullmann, CEO | Management | For | For |
| 12 | Approve Compensation of Olivier Esteve, Vice-CEO | Management | For | For |
| 13 | Approve Compensation of Dominique Ozanne, Vice-CEO | Management | For | For |
| 14 | Reelect Sylvie Ouziel as Director | Management | For | For |
| 15 | Reelect Jean-Luc Biamonti as Director | Management | For | For |
| 16 | Reelect Predica as Director | Management | For | For |
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18 | Authorize Capitalization of Reserves of Up to EUR 28 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 70 Million | Management | For | For |
| 21 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 28 Million | Management | For | For |
| 22 | Authorize Capital Increase of Up to 10 Percent of Issued Share Capital for Future Exchange Offers | Management | For | For |
| 23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 24 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 25 | Amend Articles 8 and 10 of Bylaws Re. Shareholding Disclosure Thresholds and Shares | Management | For | For |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| CREDIT SUISSE GROUP AG Meeting Date: NOV 27, 2020 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: CSGN Security ID: H3698D419 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income and Dividends of CHF 0.14 per Share | Management | For | For |
| 2.1 | Additional Voting Instructions - Shareholder Proposals (Voting) | Management | Against | Against |
| 2.2 | Additional Voting Instructions - Board of Directors Proposals (Voting) | Management | For | Against |
| CREDIT SUISSE GROUP AG Meeting Date: APR 30, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: CSGN Security ID: H3698D419 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Remuneration Report | Management | For | For |
| 1.2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management [Item Withdrawn] | Management | None | Abstain |
| 3 | Approve Allocation of Income and Dividends of CHF 0.10 per Share | Management | For | For |
| 4 | Approve Creation of CHF 5 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 5.1.a | Elect Antonio Horta-Osorio as Director and Board Chairman | Management | For | For |
| 5.1.b | Reelect Iris Bohnet as Director | Management | For | For |
| 5.1.c | Reelect Christian Gellerstad as Director | Management | For | For |
| 5.1.d | Reelect Andreas Gottschling as Director | Management | For | For |
| 5.1.e | Reelect Michael Klein as Director | Management | For | For |
| 5.1.f | Reelect Shan Li as Director | Management | For | For |
| 5.1.g | Reelect Seraina Macia as Director | Management | For | For |
| 5.1.h | Reelect Richard Meddings as Director | Management | For | For |
| 5.1.i | Reelect Kai Nargolwala as Director | Management | For | For |
| 5.1.j | Reelect Ana Pessoa as Director | Management | For | For |
| 5.1.k | Reelect Severin Schwan as Director | Management | For | For |
| 5.1.l | Elect Clare Brady as Director | Management | For | For |
| 5.1.m | Elect Blythe Masters as Director | Management | For | For |
| 5.2.1 | Reappoint Iris Bohnet as Member of the Compensation Committee | Management | For | For |
| 5.2.2 | Reappoint Christian Gellerstad as Member of the Compensation Committee | Management | For | For |
| 5.2.3 | Reappoint Michael Klein as Member of the Compensation Committee | Management | For | For |
| 5.2.4 | Reappoint Kai Nargolwala as Member of the Compensation Committee | Management | For | For |
| 5.2.5 | Appoint Blythe Masters as Member of the Compensation Committee | Management | For | For |
| 6.1 | Approve Remuneration of Directors in the Amount of CHF 12 Million | Management | For | For |
| 6.2.1 | Approve Short-Term Variable Remuneration of Executive Committee in the Amount of CHF 15.7 Million [Item Withdrawn] | Management | None | Abstain |
| 6.2.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 31 Million | Management | For | For |
| 6.2.3 | Approve Long-Term Variable Remuneration of Executive Committee in the Amount of CHF 25.1 Million [Item Withdrawn] | Management | None | Abstain |
| 7.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 7.2 | Ratify BDO AG as Special Auditors | Management | For | For |
| 7.3 | Designate Keller KLG as Independent Proxy | Management | For | For |
| 8.1 | Additional Voting Instructions - Shareholder Proposals (Voting) | Management | Against | Against |
| 8.2 | Additional Voting Instructions - Board of Directors Proposals (Voting) | Management | For | Against |
| CRH PLC Meeting Date: FEB 09, 2021 Record Date: FEB 07, 2021 Meeting Type: SPECIAL | ||||
| Ticker: CRH Security ID: G25508105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Migration of the Migrating Shares to Euroclear Bank's Central Securities Depository | Management | For | For |
| 2 | Adopt New Articles of Association | Management | For | For |
| 3 | Authorise Company to Take All Actions to Implement the Migration | Management | For | For |
| 4 | Adopt New Articles of Association Re: Article 51(d) | Management | For | For |
| 5 | Approve Capital Reorganisation | Management | For | For |
| 6 | Amend Articles of Association | Management | For | For |
| CRH PLC Meeting Date: APR 29, 2021 Record Date: APR 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CRH Security ID: G25508105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4a | Re-elect Richie Boucher as Director | Management | For | For |
| 4b | Elect Caroline Dowling as Director | Management | For | For |
| 4c | Elect Richard Fearon as Director | Management | For | For |
| 4d | Re-elect Johan Karlstrom as Director | Management | For | For |
| 4e | Re-elect Shaun Kelly as Director | Management | For | For |
| 4f | Elect Lamar McKay as Director | Management | For | For |
| 4g | Re-elect Albert Manifold as Director | Management | For | For |
| 4h | Re-elect Gillian Platt as Director | Management | For | For |
| 4i | Re-elect Mary Rhinehart as Director | Management | For | For |
| 4j | Re-elect Siobhan Talbot as Director | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Ratify Deloitte Ireland LLP as Auditors | Management | For | For |
| 7 | Authorise Issue of Equity | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 11 | Authorise Reissuance of Treasury Shares | Management | For | For |
| 12 | Approve Scrip Dividend | Management | For | For |
| 13 | Approve Savings-Related Share Option Schemes | Management | For | For |
| 14 | Approve Cancellation of Share Premium Account | Management | For | For |
| CSL LIMITED Meeting Date: OCT 14, 2020 Record Date: OCT 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CSL Security ID: Q3018U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2a | Elect Bruce Brook as Director | Management | For | For |
| 2b | Elect Carolyn Hewson as Director | Management | For | For |
| 2c | Elect Pascal Soriot as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Grant of Performance Share Units to Paul Perreault | Management | For | Against |
| DAI NIPPON PRINTING CO., LTD. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 7912 Security ID: J10584142 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 32 | Management | For | For |
| 2.1 | Elect Director Kitajima, Yoshitoshi | Management | For | For |
| 2.2 | Elect Director Kitajima, Yoshinari | Management | For | For |
| 2.3 | Elect Director Miya, Kenji | Management | For | For |
| 2.4 | Elect Director Yamaguchi, Masato | Management | For | For |
| 2.5 | Elect Director Inoue, Satoru | Management | For | For |
| 2.6 | Elect Director Hashimoto, Hirofumi | Management | For | For |
| 2.7 | Elect Director Kuroyanagi, Masafumi | Management | For | For |
| 2.8 | Elect Director Miyama, Minako | Management | For | For |
| 2.9 | Elect Director Miyajima, Tsukasa | Management | For | For |
| 2.10 | Elect Director Tomizawa, Ryuichi | Management | For | For |
| 2.11 | Elect Director Sasajima, Kazuyuki | Management | For | For |
| 2.12 | Elect Director Morita, Ikuo | Management | For | For |
| 3 | Appoint Statutory Auditor Ishii, Taeko | Management | For | For |
| DAIICHI SANKYO CO., LTD. Meeting Date: JUN 21, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 4568 Security ID: J11257102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 13.5 | Management | For | For |
| 2.1 | Elect Director Manabe, Sunao | Management | For | For |
| 2.2 | Elect Director Kimura, Satoru | Management | For | For |
| 2.3 | Elect Director Otsuki, Masahiko | Management | For | For |
| 2.4 | Elect Director Hirashima, Shoji | Management | For | For |
| 2.5 | Elect Director Uji, Noritaka | Management | For | For |
| 2.6 | Elect Director Fukui, Tsuguya | Management | For | For |
| 2.7 | Elect Director Kama, Kazuaki | Management | For | For |
| 2.8 | Elect Director Nohara, Sawako | Management | For | For |
| 2.9 | Elect Director Okuzawa, Hiroyuki | Management | For | For |
| 3 | Appoint Statutory Auditor Watanabe, Masako | Management | For | For |
| 4 | Approve Annual Bonus | Management | For | For |
| 5 | Approve Fixed Cash Compensation Ceiling for Directors, Annual Bonus Ceiling, and Restricted Stock Plan | Management | For | For |
| 6 | Approve Compensation Ceiling for Statutory Auditors | Management | For | For |
| 7 | Approve Trust-Type Equity Compensation Plan | Management | For | For |
| DAIKIN INDUSTRIES LTD. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6367 Security ID: J10038115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 80 | Management | For | For |
| 2.1 | Elect Director Inoue, Noriyuki | Management | For | For |
| 2.2 | Elect Director Togawa, Masanori | Management | For | For |
| 2.3 | Elect Director Kawada, Tatsuo | Management | For | For |
| 2.4 | Elect Director Makino, Akiji | Management | For | For |
| 2.5 | Elect Director Torii, Shingo | Management | For | For |
| 2.6 | Elect Director Arai, Yuko | Management | For | For |
| 2.7 | Elect Director Tayano, Ken | Management | For | For |
| 2.8 | Elect Director Minaka, Masatsugu | Management | For | For |
| 2.9 | Elect Director Matsuzaki, Takashi | Management | For | For |
| 2.10 | Elect Director Kanwal Jeet Jawa | Management | For | For |
| 2.11 | Elect Director Mineno, Yoshihiro | Management | For | For |
| 3 | Appoint Statutory Auditor Yano, Ryu | Management | For | Against |
| 4 | Appoint Alternate Statutory Auditor Ono, Ichiro | Management | For | For |
| 5 | Approve Deep Discount Stock Option Plan | Management | For | For |
| DAIMLER AG Meeting Date: MAR 31, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: DAI Security ID: D1668R123 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.35 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5.1 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | For |
| 5.2 | Ratify KPMG AG as Auditors for the 2022 Interim Financial Statements until the 2022 AGM | Management | For | For |
| 5.3 | Ratify KPMG AG as Auditors of the Final Balance Sheets Required under the German Reorganization Act | Management | For | For |
| 6.1 | Elect Elizabeth Centoni to the Supervisory Board | Management | For | For |
| 6.2 | Elect Ben van Beurden to the Supervisory Board | Management | For | For |
| 6.3 | Elect Martin Brudermueller to the Supervisory Board | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Amend Articles Re: Supervisory Board Meetings and Resolutions | Management | For | For |
| 9 | Amend Articles Re: Place of Jurisdiction | Management | For | For |
| DAITO TRUST CONSTRUCTION CO., LTD. Meeting Date: JUN 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 1878 Security ID: J11151107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 251 | Management | For | For |
| 2.1 | Elect Director Kobayashi, Katsuma | Management | For | For |
| 2.2 | Elect Director Kawai, Shuji | Management | For | For |
| 2.3 | Elect Director Takeuchi, Kei | Management | For | For |
| 2.4 | Elect Director Sato, Koji | Management | For | For |
| 2.5 | Elect Director Uchida, Kanitsu | Management | For | For |
| 2.6 | Elect Director Tate, Masafumi | Management | For | For |
| 2.7 | Elect Director Mori, Yoshihiro | Management | For | For |
| 2.8 | Elect Director Yamaguchi, Toshiaki | Management | For | For |
| 2.9 | Elect Director Sasaki, Mami | Management | For | For |
| 2.10 | Elect Director Shoda, Takashi | Management | For | For |
| 2.11 | Elect Director Iritani, Atsushi | Management | For | For |
| 3.1 | Appoint Statutory Auditor Uno, Masayasu | Management | For | For |
| 3.2 | Appoint Statutory Auditor Matsushita, Masa | Management | For | For |
| 3.3 | Appoint Statutory Auditor Kobayashi, Kenji | Management | For | For |
| 4 | Appoint Ernst & Young ShinNihon LLC as New External Audit Firm | Management | For | For |
| DAIWA HOUSE INDUSTRY CO., LTD. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 1925 Security ID: J11508124 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 66 | Management | For | For |
| 2.1 | Elect Director Yoshii, Keiichi | Management | For | For |
| 2.2 | Elect Director Kosokabe, Takeshi | Management | For | For |
| 2.3 | Elect Director Otomo, Hirotsugu | Management | For | For |
| 2.4 | Elect Director Urakawa, Tatsuya | Management | For | For |
| 2.5 | Elect Director Dekura, Kazuhito | Management | For | For |
| 2.6 | Elect Director Ariyoshi, Yoshinori | Management | For | For |
| 2.7 | Elect Director Shimonishi, Keisuke | Management | For | For |
| 2.8 | Elect Director Ichiki, Nobuya | Management | For | For |
| 2.9 | Elect Director Murata, Yoshiyuki | Management | For | For |
| 2.10 | Elect Director Kimura, Kazuyoshi | Management | For | For |
| 2.11 | Elect Director Shigemori, Yutaka | Management | For | For |
| 2.12 | Elect Director Yabu, Yukiko | Management | For | For |
| 2.13 | Elect Director Kuwano, Yukinori | Management | For | For |
| 2.14 | Elect Director Seki, Miwa | Management | For | For |
| 3.1 | Appoint Statutory Auditor Maeda, Tadatoshi | Management | For | For |
| 3.2 | Appoint Statutory Auditor Kishimoto, Tatsuji | Management | For | For |
| 4 | Approve Annual Bonus | Management | For | For |
| DAIWA SECURITIES GROUP INC. Meeting Date: JUN 23, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 8601 Security ID: J11718111 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hibino, Takashi | Management | For | For |
| 1.2 | Elect Director Nakata, Seiji | Management | For | For |
| 1.3 | Elect Director Matsui, Toshihiro | Management | For | For |
| 1.4 | Elect Director Tashiro, Keiko | Management | For | For |
| 1.5 | Elect Director Ogino, Akihiko | Management | For | For |
| 1.6 | Elect Director Hanaoka, Sachiko | Management | For | For |
| 1.7 | Elect Director Kawashima, Hiromasa | Management | For | For |
| 1.8 | Elect Director Ogasawara, Michiaki | Management | For | Against |
| 1.9 | Elect Director Takeuchi, Hirotaka | Management | For | For |
| 1.10 | Elect Director Nishikawa, Ikuo | Management | For | For |
| 1.11 | Elect Director Kawai, Eriko | Management | For | For |
| 1.12 | Elect Director Nishikawa, Katsuyuki | Management | For | For |
| 1.13 | Elect Director Iwamoto, Toshio | Management | For | For |
| 1.14 | Elect Director Murakami, Yumiko | Management | For | For |
| DANONE SA Meeting Date: APR 29, 2021 Record Date: APR 27, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: BN Security ID: F12033134 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.94 per Share | Management | For | For |
| 4 | Reelect Guido Barilla as Director | Management | For | For |
| 5 | Reelect Cecile Cabanis as Director | Management | For | For |
| 6 | Reelect Michel Landel as Director | Management | For | For |
| 7 | Reelect Serpil Timuray as Director | Management | For | For |
| 8 | Ratify Appointment of Gilles Schnepp as Director | Management | For | For |
| 9 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 10 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 11 | Approve Compensation of Emmanuel Faber, Chairman and CEO | Management | For | For |
| 12 | Approve Remuneration Policy of Corporate Officers | Management | For | For |
| 13 | Approve Remuneration of Directors Aggregate Amount of EUR 1.25 Million | Management | For | For |
| 14 | Approve Remuneration Policy of Directors | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights with Binding Priority Right up to Aggregate Nominal Amount of EUR 17 Million | Management | For | For |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 19 | Authorize Capital Increase of Up to EUR 17 Million for Future Exchange Offers | Management | For | For |
| 20 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 21 | Authorize Capitalization of Reserves of Up to EUR 43 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 24 | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 25 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 27 | Approve Remuneration Policy of Executive Corporate Officers | Management | For | For |
| 28 | Approve Compensation Report of Emmanuel Faber, Chairman and CEO Until 14 March 2021 | Management | For | For |
| 29 | Request Directors to Present to Shareholders the Following: Strategic Vision for the Group; Position on Corporate Purpose; Approach to Environmental Matters; Opinion on Companys Governance Organization | Shareholder | None | None |
| DANSKE BANK A/S Meeting Date: MAR 16, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DANSKE Security ID: K22272114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of DKK 2 Per Share | Management | For | For |
| 4.a | Reelect Martin Blessing as Director | Management | For | For |
| 4.b | Reelect Lars-Erik Brenoe as Director | Management | For | For |
| 4.c | Reelect Karsten Dybvad as Director | Management | For | For |
| 4.d | Reelect Raija-Leena Hankonen as Director | Management | For | For |
| 4.e | Reelect Bente Avnung Landsnes as Director | Management | For | For |
| 4.f | Reelect Jan Thorsgaard Nielsen as Director | Management | For | Abstain |
| 4.g | Reelect Carol Sergeant as Director | Management | For | For |
| 4.h | Reelect Gerrit Zalm as Director | Management | For | For |
| 4.i | Elect Topi Manner as Director | Management | For | For |
| 4.j | Elect Lars Wismann as New Director | Shareholder | Abstain | Abstain |
| 5 | Ratify Deloitte as Auditors | Management | For | For |
| 6.a | Approve Creation of DKK 1.72 Billion Pool of Capital with Preemptive Rights | Management | For | For |
| 6.b | Approve Creation of DKK 1.5 Billion Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Authorize Share Repurchase Program | Management | For | For |
| 8 | Approve Remuneration Report (Advisory Vote) | Management | For | For |
| 9 | Approve Remuneration of Directors in the Amount of DKK 2.6 Million for Chairman, DKK 1.3 Million for Vice Chair and DKK 660,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 10 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
| 11 | Approve Indemnification of Directors and Officers as of the 2020 Annual General Meeting until the 2022 Annual General Meeting | Management | For | For |
| 12.1 | Criminal Complaint and Legal Proceedings Against Danske Bank's Board of Directors, Executive Leadership Team, Other Former and Current Members of Management, External Auditors as well as Signing Auditors | Shareholder | Against | Against |
| 13 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| 14 | Other Business | Management | None | None |
| DASSAULT SYSTEMES SA Meeting Date: MAY 26, 2021 Record Date: MAY 24, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: DSY Security ID: F2457H472 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.56 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Approve Remuneration Policy of Corporate Officers | Management | For | Against |
| 6 | Approve Compensation of Charles Edelstenne, Chairman of the Board | Management | For | For |
| 7 | Approve Compensation of Bernard Charles, Vice Chairman of the Board and CEO | Management | For | Against |
| 8 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 9 | Reelect Odile Desforges as Director | Management | For | For |
| 10 | Reelect Soumitra Dutta as Director | Management | For | For |
| 11 | Ratify Appointment of Pascal Daloz as Interim Director | Management | For | For |
| 12 | Authorize Repurchase of Up to 5 Million Issued Share Capital | Management | For | For |
| 13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 12 Million | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 12 Million | Management | For | For |
| 16 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 12 Million | Management | For | For |
| 17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 14-16 | Management | For | For |
| 18 | Authorize Capitalization of Reserves of Up to EUR 12 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 20 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees and Corporate Officers of International Subsidiaries | Management | For | For |
| 23 | Approve 5-for-1 Stock Split | Management | For | For |
| 24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| DAVIDE CAMPARI-MILANO NV Meeting Date: APR 08, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CPR Security ID: N24565108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Annual Report (Non-Voting) | Management | None | None |
| 2.b | Approve Remuneration Report | Management | For | For |
| 2.c | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 2.d | Adopt Financial Statements | Management | For | For |
| 3.a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 3.b | Approve Dividends | Management | For | For |
| 4.a | Approve Discharge of Executive Directors | Management | For | For |
| 4.b | Approve Discharge of Non-Executive Directors | Management | For | For |
| 5 | Approve Employee Share Ownership Plan | Management | For | For |
| 6 | Approve Extra Mile Bonus Plan | Management | For | For |
| 7 | Approve Stock Option Plan | Management | For | Against |
| 8 | Authorize Repurchase of Shares | Management | For | For |
| 9 | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | For |
| DBS GROUP HOLDINGS LTD. Meeting Date: MAR 30, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: D05 Security ID: Y20246107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Directors' Remuneration | Management | For | For |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect Piyush Gupta as Director | Management | For | For |
| 6 | Elect Punita Lal as Director | Management | For | For |
| 7 | Elect Anthony Lim Weng Kin as Director | Management | For | For |
| 8 | Approve Grant of Awards and Issuance of Shares Under the DBSH Share Plan | Management | For | For |
| 9 | Approve Grant of Awards and Issuance of Shares Under the California Sub-Plan to the DBSH Share Plan | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 11 | Approve Issuance of Shares Pursuant to the DBSH Scrip Dividend Scheme | Management | For | For |
| 12 | Authorize Share Repurchase Program | Management | For | For |
| DCC PLC Meeting Date: FEB 04, 2021 Record Date: FEB 02, 2021 Meeting Type: SPECIAL | ||||
| Ticker: DCC Security ID: G2689P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Migration of the Migrating Shares to Euroclear Bank's Central Securities Depository | Management | For | For |
| 2 | Adopt New Articles of Association | Management | For | For |
| 3 | Authorise Company to Take All Actions to Implement the Migration | Management | For | For |
| DE'LONGHI SPA Meeting Date: DEC 15, 2020 Record Date: DEC 04, 2020 Meeting Type: SPECIAL | ||||
| Ticker: DLG Security ID: T3508H102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Dividend Distribution | Management | For | For |
| DE'LONGHI SPA Meeting Date: APR 21, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DLG Security ID: T3508H102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Allocation of Income | Management | For | For |
| 2.1 | Approve Remuneration Policy | Management | For | Against |
| 2.2 | Approve Second Section of the Remuneration Report | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Against |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| DENTSU GROUP, INC. Meeting Date: MAR 26, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 4324 Security ID: J1207N108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yamamoto, Toshihiro | Management | For | For |
| 1.2 | Elect Director Sakurai, Shun | Management | For | For |
| 1.3 | Elect Director Timothy Andree | Management | For | For |
| 1.4 | Elect Director Igarashi, Hiroshi | Management | For | For |
| 1.5 | Elect Director Soga, Arinobu | Management | For | For |
| 1.6 | Elect Director Nick Priday | Management | For | For |
| 1.7 | Elect Director Wendy Clark | Management | For | For |
| 1.8 | Elect Director Matsui, Gan | Management | For | For |
| DERWENT LONDON PLC Meeting Date: MAY 14, 2021 Record Date: MAY 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DLN Security ID: G27300105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Claudia Arney as Director | Management | For | For |
| 5 | Re-elect Lucinda Bell as Director | Management | For | For |
| 6 | Elect Mark Breuer as Director | Management | For | For |
| 7 | Re-elect Richard Dakin as Director | Management | For | For |
| 8 | Re-elect Simon Fraser as Director | Management | For | For |
| 9 | Re-elect Nigel George as Director | Management | For | For |
| 10 | Re-elect Helen Gordon as Director | Management | For | For |
| 11 | Elect Emily Prideaux as Director | Management | For | For |
| 12 | Re-elect David Silverman as Director | Management | For | For |
| 13 | Re-elect Cilla Snowball as Director | Management | For | For |
| 14 | Re-elect Paul Williams as Director | Management | For | For |
| 15 | Re-elect Damian Wisniewski as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Adopt New Articles of Association | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| DEUTSCHE BANK AG Meeting Date: MAY 27, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: DBK Security ID: D18190898 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2.1 | Approve Discharge of Management Board Member Christian Sewing for Fiscal Year 2020 | Management | For | For |
| 2.2 | Approve Discharge of Management Board Member Karl von Rohr for Fiscal Year 2020 | Management | For | For |
| 2.3 | Approve Discharge of Management Board Member Fabrizio Campelli for Fiscal Year 2020 | Management | For | For |
| 2.4 | Approve Discharge of Management Board Member Frank Kuhnke for Fiscal Year 2020 | Management | For | For |
| 2.5 | Approve Discharge of Management Board Member Bernd Leukert for Fiscal Year 2020 | Management | For | For |
| 2.6 | Approve Discharge of Management Board Member Stuart Lewis for Fiscal Year 2020 | Management | For | For |
| 2.7 | Approve Discharge of Management Board Member James von Moltke for Fiscal Year 2020 | Management | For | For |
| 2.8 | Approve Discharge of Management Board Member Alexander von zur Muehlen (from August 1, 2020) for Fiscal Year 2020 | Management | For | For |
| 2.9 | Approve Discharge of Management Board Member Christiana Riley for Fiscal Year 2020 | Management | For | For |
| 2.10 | Approve Discharge of Management Board Member Stefan Simon (from August 1, 2020) for Fiscal Year 2020 | Management | For | For |
| 2.11 | Approve Discharge of Management Board Member Werner Steinmueller (until July 31, 2020) for Fiscal Year 2020 | Management | For | For |
| 3.1 | Approve Discharge of Supervisory Board Member Paul Achleitner for Fiscal Year 2020 | Management | For | For |
| 3.2 | Approve Discharge of Supervisory Board Member Detlef Polaschek for Fiscal Year 2020 | Management | For | For |
| 3.3 | Approve Discharge of Supervisory Board Member Ludwig Blomeyer - Bartenstein for Fiscal Year 2020 | Management | For | For |
| 3.4 | Approve Discharge of Supervisory Board Member Frank Bsirske for Fiscal Year 2020 | Management | For | For |
| 3.5 | Approve Discharge of Supervisory Board Member Mayree Clark for Fiscal Year 2020 | Management | For | For |
| 3.6 | Approve Discharge of Supervisory Board Member Jan Duscheck for Fiscal Year 2020 | Management | For | For |
| 3.7 | Approve Discharge of Supervisory Board Member Gerhard Eschelbeck for Fiscal Year 2020 | Management | For | For |
| 3.8 | Approve Discharge of Supervisory Board Member Sigmar Gabriel (from March 11, 2020) for Fiscal Year 2020 | Management | For | For |
| 3.9 | Approve Discharge of Supervisory Board Member Katherine Garrett-Cox (until May 20, 2020) for Fiscal Year 2020 | Management | For | For |
| 3.10 | Approve Discharge of Supervisory Board Member Timo Heider for Fiscal Year 2020 | Management | For | For |
| 3.11 | Approve Discharge of Supervisory Board Member Martina Klee Fiscal Year 2020 | Management | For | For |
| 3.12 | Approve Discharge of Supervisory Board Member Henriette Mark for Fiscal Year 2020 | Management | For | For |
| 3.13 | Approve Discharge of Supervisory Board Member Gabriele Platscher for Fiscal Year 2020 | Management | For | For |
| 3.14 | Approve Discharge of Supervisory Board Member Bernd Rose for Fiscal Year 2020 | Management | For | For |
| 3.15 | Approve Discharge of Supervisory Board Member Gerd Schuetz for Fiscal Year 2020 | Management | For | For |
| 3.16 | Approve Discharge of Supervisory Board Member Stephan Szukalski for Fiscal Year 2020 | Management | For | For |
| 3.17 | Approve Discharge of Supervisory Board Member John Thain for Fiscal Year 2020 | Management | For | For |
| 3.18 | Approve Discharge of Supervisory Board Member Michele Trogni for Fiscal Year 2020 | Management | For | For |
| 3.19 | Approve Discharge of Supervisory Board Member Dagmar Valcarcel for Fiscal Year 2020 | Management | For | For |
| 3.20 | Approve Discharge of Supervisory Board Member Theodor Weimer (from May 20, 2020) for Fiscal Year 2020 | Management | For | For |
| 3.21 | Approve Discharge of Supervisory Board Member Norbert Winkeljohann for Fiscal Year 2020 | Management | For | For |
| 4 | Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| 5 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 6 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 7 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Approve Remuneration of Supervisory Board | Management | For | For |
| 10 | Approve Creation of EUR 512 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 11 | Approve Creation of EUR 2 Billion Pool of Capital with Preemptive Rights | Management | For | For |
| 12 | Approve Affiliation Agreement with VOEB-ZVD Processing GmbH | Management | For | For |
| 13 | Elect Frank Witter to the Supervisory Board | Management | For | For |
| DEUTSCHE BOERSE AG Meeting Date: MAY 19, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: DB1 Security ID: D1882G119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.00 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5.1 | Elect Karl-Heinz Floether to the Supervisory Board | Management | For | For |
| 5.2 | Elect Andreas Gottschling to the Supervisory Board | Management | For | For |
| 5.3 | Elect Martin Jetter to the Supervisory Board | Management | For | For |
| 5.4 | Elect Barbara Lambert to the Supervisory Board | Management | For | For |
| 5.5 | Elect Michael Ruediger to the Supervisory Board | Management | For | For |
| 5.6 | Elect Charles Stonehill to the Supervisory Board | Management | For | For |
| 5.7 | Elect Clara-Christina Streit to the Supervisory Board | Management | For | For |
| 5.8 | Elect Chong Lee Tan to the Supervisory Board | Management | For | For |
| 6 | Approve Creation of EUR 19 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Amend Articles Re: AGM Location | Management | For | For |
| 9 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| DEUTSCHE POST AG Meeting Date: AUG 27, 2020 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: DPW Security ID: D19225107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.15 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | Management | For | For |
| 6.1 | Elect Joerg Kukies to the Supervisory Board | Management | For | For |
| 6.2 | Elect Lawrence Rosen to the Supervisory Board | Management | For | For |
| 7 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 12 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 40 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9.1 | Amend Articles Re: Online Participation | Management | For | For |
| 9.2 | Amend Articles Re: Interim Dividend | Management | For | For |
| DEUTSCHE POST AG Meeting Date: MAY 06, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: DPW Security ID: D19225107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.35 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| 6.1 | Elect Ingrid Deltenre to the Supervisory Board | Management | For | For |
| 6.2 | Elect Katja Windt to the Supervisory Board | Management | For | For |
| 6.3 | Elect Nikolaus von Bomhard to the Supervisory Board | Management | For | For |
| 7 | Approve Creation of EUR 130 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 9 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 10 | Approve Remuneration Policy | Management | For | For |
| 11 | Approve Remuneration of Supervisory Board | Management | For | For |
| DEUTSCHE TELEKOM AG Meeting Date: APR 01, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: DTE Security ID: D2035M136 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5.1 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| 5.2 | Ratify PricewaterhouseCoopers GmbH as Auditors for the 2021 Interim Financial Statements | Management | For | For |
| 5.3 | Ratify PricewaterhouseCoopers GmbH as Auditors for the First Quarter of Fiscal Year 2021 | Management | For | For |
| 5.4 | Ratify PricewaterhouseCoopers GmbH as Auditors for the Third Quarter of Fiscal Year 2021 and First Quarter of Fiscal Year 2022 | Management | For | For |
| 6 | Elect Helga Jung to the Supervisory Board | Management | For | For |
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 9 | Approve Remuneration Policy | Management | For | Against |
| 10 | Approve Remuneration of Supervisory Board | Management | For | For |
| 11 | Amend Articles Re: Shareholders' Right to Participation during the Virtual Meeting | Shareholder | Against | For |
| DIAGEO PLC Meeting Date: SEP 28, 2020 Record Date: SEP 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: DGE Security ID: G42089113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Melissa Bethell as Director | Management | For | For |
| 6 | Re-elect Javier Ferran as Director | Management | For | For |
| 7 | Re-elect Susan Kilsby as Director | Management | For | For |
| 8 | Re-elect Lady Mendelsohn as Director | Management | For | For |
| 9 | Re-elect Ivan Menezes as Director | Management | For | For |
| 10 | Re-elect Kathryn Mikells as Director | Management | For | For |
| 11 | Re-elect Alan Stewart as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Amend Diageo 2001 Share Incentive Plan | Management | For | For |
| 17 | Approve Diageo 2020 Sharesave Plan | Management | For | For |
| 18 | Approve Diageo Deferred Bonus Share Plan | Management | For | For |
| 19 | Authorise the Company to Establish International Share Plans | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 23 | Adopt New Articles of Association | Management | For | For |
| 24 | Authorise 2019 Share Buy-backs and Employee Benefit and Share Ownership Trust Transactions | Management | For | For |
| DIRECT LINE INSURANCE GROUP PLC Meeting Date: MAY 13, 2021 Record Date: MAY 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DLG Security ID: G2871V114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Danuta Gray as Director | Management | For | For |
| 5 | Re-elect Mark Gregory as Director | Management | For | For |
| 6 | Re-elect Tim Harris as Director | Management | For | For |
| 7 | Re-elect Penny James as Director | Management | For | For |
| 8 | Re-elect Sebastian James as Director | Management | For | For |
| 9 | Elect Adrian Joseph as Director | Management | For | For |
| 10 | Re-elect Fiona McBain as Director | Management | For | For |
| 11 | Re-elect Gregor Stewart as Director | Management | For | For |
| 12 | Re-elect Richard Ward as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 21 | Authorise Issue of Equity in Relation to an Issue of RT1 Instruments | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Relation to an Issue of RT1 Instruments | Management | For | For |
| DKSH HOLDING AG Meeting Date: MAR 18, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: DKSH Security ID: H2012M121 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 1.95 per Share | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1 | Approve Remuneration of Directors in the Amount of CHF 2.8 Million | Management | For | For |
| 4.2 | Approve Remuneration of Executive Committee in the Amount of CHF 18.5 Million | Management | For | For |
| 5.1.1 | Reelect Wolfgang Baier as Director | Management | For | For |
| 5.1.2 | Reelect Jack Clemons as Director | Management | For | For |
| 5.1.3 | Reelect Marco Gadola as Director | Management | For | For |
| 5.1.4 | Reelect Frank Gulich as Director | Management | For | For |
| 5.1.5 | Reelect Adrian Keller as Director | Management | For | For |
| 5.1.6 | Reelect Andreas Keller as Director | Management | For | For |
| 5.1.7 | Reelect Annette Koehler as Director | Management | For | For |
| 5.1.8 | Reelect Hans Tanner as Director | Management | For | For |
| 5.1.9 | Reelect Eunice Zehnder-Lai as Director | Management | For | For |
| 5.2 | Reelect Marco Gadola as Board Chairman | Management | For | For |
| 5.3.1 | Reappoint Frank Gulich as Member of the Nomination and Compensation Committee | Management | For | Against |
| 5.3.2 | Reappoint Adrian Keller as Member of the Nomination and Compensation Committee | Management | For | Against |
| 5.3.3 | Reappoint Eunice Zehnder-Lai as Member of the Nomination and Compensation Committee | Management | For | For |
| 6 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 7 | Designate Ernst Widmer as Independent Proxy | Management | For | For |
| 8 | Transact Other Business (Voting) | Management | For | Against |
| DOLLARAMA INC. Meeting Date: JUN 09, 2021 Record Date: APR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DOL Security ID: 25675T107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Joshua Bekenstein | Management | For | For |
| 1B | Elect Director Gregory David | Management | For | For |
| 1C | Elect Director Elisa D. Garcia C. | Management | For | For |
| 1D | Elect Director Stephen Gunn | Management | For | For |
| 1E | Elect Director Kristin Mugford | Management | For | For |
| 1F | Elect Director Nicholas Nomicos | Management | For | For |
| 1G | Elect Director Neil Rossy | Management | For | For |
| 1H | Elect Director Samira Sakhia | Management | For | For |
| 1I | Elect Director Huw Thomas | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | SP 1: Production of an Annual Report on Risks to Human Rights Arising Out of the Use of Third-Party Employment Agencies | Shareholder | Against | Against |
| DS SMITH PLC Meeting Date: SEP 08, 2020 Record Date: SEP 06, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SMDS Security ID: G2848Q123 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Gareth Davis as Director | Management | For | For |
| 5 | Re-elect Miles Roberts as Director | Management | For | For |
| 6 | Re-elect Adrian Marsh as Director | Management | For | For |
| 7 | Elect Celia Baxter as Director | Management | For | For |
| 8 | Elect Geoff Drabble as Director | Management | For | For |
| 9 | Elect Alina Kessel as Director | Management | For | For |
| 10 | Re-elect David Robbie as Director | Management | For | For |
| 11 | Re-elect Louise Smalley as Director | Management | For | For |
| 12 | Re-elect Rupert Soames as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Sharesave Plan | Management | For | For |
| 16 | Approve Stock Purchase Plan | Management | For | For |
| 17 | Approve the French Schedule to the Performance Share Plan | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| DSV PANALPINA A/S Meeting Date: MAR 15, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DSV Security ID: K3186P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration of Directors | Management | For | For |
| 5 | Approve Allocation of Income and Dividends of DKK 4.00 Per Share | Management | For | For |
| 6.1 | Reelect Thomas Plenborg as Director | Management | For | For |
| 6.2 | Reelect Annette Sadolin as Director | Management | For | Abstain |
| 6.3 | Reelect Birgit Norgaard as Director | Management | For | For |
| 6.4 | Reelect Jorgen Moller as Director | Management | For | For |
| 6.5 | Reelect Malou Aamund as Director | Management | For | For |
| 6.6 | Reelect Beat Walti as Director | Management | For | For |
| 6.7 | Reelect Niels Smedegaard as Director | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 8.1 | Approve DKK 6 Million Reduction in Share Capital via Share Cancellation | Management | For | For |
| 8.2 | Authorize Share Repurchase Program | Management | For | For |
| 8.3 | Allow Shareholder Meetings to be Held by Electronic Means Only | Management | For | For |
| 8.4 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
| 8.5 | Reporting on Climate-Related Financial Risks and Opportunities | Shareholder | For | For |
| 9 | Other Business | Management | None | None |
| DUFRY AG Meeting Date: OCT 06, 2020 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: DUFN Security ID: H2082J107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Yves Gerster as Chairman of the Meeting | Management | For | For |
| 2 | Approve CHF 125 Million Capital Increase with Preemptive Rights | Management | For | For |
| 3 | Approve Increase in Size of Board to Eleven Members | Management | For | For |
| 4 | Elect Ranjan Sen as Director | Management | For | For |
| 5 | Amend Articles Re: Annulment of the Contribution in Kind Clause | Management | For | For |
| 6 | Transact Other Business (Voting) | Management | For | Against |
| EISAI CO., LTD. Meeting Date: JUN 18, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 4523 Security ID: J12852117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Naito, Haruo | Management | For | Against |
| 1.2 | Elect Director Kato, Yasuhiko | Management | For | For |
| 1.3 | Elect Director Bruce Aronson | Management | For | For |
| 1.4 | Elect Director Tsuchiya, Yutaka | Management | For | For |
| 1.5 | Elect Director Kaihori, Shuzo | Management | For | For |
| 1.6 | Elect Director Murata, Ryuichi | Management | For | For |
| 1.7 | Elect Director Uchiyama, Hideyo | Management | For | For |
| 1.8 | Elect Director Hayashi, Hideki | Management | For | For |
| 1.9 | Elect Director Miwa, Yumiko | Management | For | For |
| 1.10 | Elect Director Ike, Fumihiko | Management | For | For |
| 1.11 | Elect Director Kato, Yoshiteru | Management | For | For |
| 1.12 | Elect Director Miura, Ryota | Management | For | For |
| ELISA OYJ Meeting Date: APR 08, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ELISA Security ID: X1949T102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Prepare and Approve List of Shareholders | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 1.95 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration Report (Advisory Vote) | Management | For | Against |
| 11 | Approve Remuneration of Directors in the Amount of EUR 126,000 for Chairman, EUR 84,000 for Vice Chairman and the Chairman of the Committees, and EUR 69,000 for Other Directors; Approve Meeting Fees | Management | For | For |
| 12 | Fix Number of Directors at Eights | Management | For | For |
| 13 | Reelect Clarisse Berggardh (Vice Chair), Kim Ignatius, Topi Manner, Eva-Lotta Sjostedt, Seija Turunen, Anssi Vanjoki (Chair) and Antti Vasara as Directors; Elect Maher Chebbo as New Director | Management | For | For |
| 14 | Approve Remuneration of Auditors | Management | For | For |
| 15 | Ratify KPMG as Auditors | Management | For | For |
| 16 | Authorize Share Repurchase Program | Management | For | For |
| 17 | Approve Issuance of up to 15 Million Shares without Preemptive Rights | Management | For | For |
| 18 | Close Meeting | Management | None | None |
| EMMI AG Meeting Date: APR 15, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: EMMN Security ID: H2217C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board of Directors | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 13.00 per Share | Management | For | For |
| 4.1 | Approve Fixed Remuneration of Directors in the Amount of CHF 1.1 Million | Management | For | For |
| 4.2 | Approve Fixed Remuneration of the Agricultural Council in the Amount of CHF 40,000 | Management | For | For |
| 4.3 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 5.5 Million | Management | For | For |
| 4.4 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 1.1 Million | Management | For | For |
| 5.1.1 | Reelect Konrad Graber as Director and Board Chairman | Management | For | For |
| 5.1.2 | Reelect Thomas Oehen-Buehlmann as Director | Management | For | For |
| 5.1.3 | Reelect Monique Bourquin as Director | Management | For | For |
| 5.1.4 | Reelect Christina Johansson as Director | Management | For | For |
| 5.1.5 | Reelect Alexandra Quillet as Director | Management | For | For |
| 5.1.6 | Reelect Franz Steiger as Director | Management | For | For |
| 5.1.7 | Reelect Diana Strebel as Director | Management | For | For |
| 5.2.1 | Elect Dominik Buergy as Director | Management | For | For |
| 5.2.2 | Elect Thomas Grueter as Director | Management | For | For |
| 5.3.1 | Reappoint Konrad Graber as Member of the Personnel and Compensation Committee | Management | For | Against |
| 5.3.2 | Reappoint Monique Bourquin as Member of the Personnel and Compensation Committee | Management | For | For |
| 5.3.3 | Reappoint Thomas Oehen-Buehlmann as Member of the Personnel and Compensation Committee | Management | For | Against |
| 6 | Ratify KPMG AG as Auditors | Management | For | For |
| 7 | Designate Pascal Engelberger as Independent Proxy | Management | For | For |
| 8 | Transact Other Business (Voting) | Management | For | Against |
| EMPIRE COMPANY LIMITED Meeting Date: SEP 10, 2020 Record Date: JUL 20, 2020 Meeting Type: ANNUAL | ||||
| Ticker: EMP.A Security ID: 291843407 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| EMS-CHEMIE HOLDING AG Meeting Date: AUG 08, 2020 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: EMSN Security ID: H22206199 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 3.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3.2.1 | Approve Remuneration of Board of Directors in the Amount of CHF 898,000 | Management | For | For |
| 3.2.2 | Approve Remuneration of Executive Committee in the Amount of CHF 2.7 Million | Management | For | Against |
| 4 | Approve Allocation of Income and Ordinary Dividends of CHF 15.60 per Share and a Special Dividend of CHF 4.40 per Share | Management | For | For |
| 5 | Approve Discharge of Board and Senior Management | Management | For | For |
| 6.1.1 | Reelect Bernhard Merki as Director, Board Chairman, and Member of the Compensation Committee | Management | For | For |
| 6.1.2 | Reelect Magdelena Martullo as Director | Management | For | For |
| 6.1.3 | Reelect Joachim Streu as Director and Member of the Compensation Committee | Management | For | For |
| 6.1.4 | Reelect Christoph Maeder as Director and Member of the Compensation Committee | Management | For | For |
| 6.2 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 6.3 | Designate Robert Daeppen as Independent Proxy | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
| ENAGAS SA Meeting Date: MAY 26, 2021 Record Date: MAY 21, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ENG Security ID: E41759106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Non-Financial Information Statement | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5.1 | Elect Natalia Fabra Portela as Director | Management | For | For |
| 5.2 | Elect Maria Teresa Arcos Sanchez as Director | Management | For | For |
| 6.1 | Amend Article 7 Re: Accounting Records and Identity of Shareholders | Management | For | For |
| 6.2 | Amend Articles 18 and 27 Re: Attendance, Proxies and Voting at General Meetings | Management | For | For |
| 6.3 | Add Article 27 bis Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | For |
| 6.4 | Amend Articles Re: Board | Management | For | For |
| 6.5 | Amend Articles Re: Annual Accounts | Management | For | For |
| 7.1 | Amend Article 4 of General Meeting Regulations Re: Powers of the General Meeting | Management | For | For |
| 7.2 | Amend Articles of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | For |
| 7.3 | Amend Article 16 of General Meeting Regulations Re: Publicity | Management | For | For |
| 8 | Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 5 Billion | Management | For | For |
| 9 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 1 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital | Management | For | For |
| 10 | Approve Remuneration Policy | Management | For | For |
| 11 | Advisory Vote on Remuneration Report | Management | For | For |
| 12 | Receive Amendments to Board of Directors Regulations | Management | None | None |
| 13 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| ENBRIDGE INC. Meeting Date: MAY 05, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ENB Security ID: 29250N105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pamela L. Carter | Management | For | For |
| 1.2 | Elect Director Marcel R. Coutu | Management | For | For |
| 1.3 | Elect Director Susan M. Cunningham | Management | For | For |
| 1.4 | Elect Director Gregory L. Ebel | Management | For | For |
| 1.5 | Elect Director J. Herb England | Management | For | For |
| 1.6 | Elect Director Gregory J. Goff | Management | For | For |
| 1.7 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
| 1.8 | Elect Director Teresa S. Madden | Management | For | For |
| 1.9 | Elect Director Al Monaco | Management | For | For |
| 1.10 | Elect Director Stephen S. Poloz | Management | For | For |
| 1.11 | Elect Director Dan C. Tutcher | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ENEL SPA Meeting Date: MAY 20, 2021 Record Date: MAY 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ENEL Security ID: T3679P115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 4 | Approve Long-Term Incentive Plan | Management | For | For |
| 5.1 | Approve Remuneration Policy | Management | For | For |
| 5.2 | Approve Second Section of the Remuneration Report | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| ENEOS HOLDINGS, INC. Meeting Date: JUN 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 5020 Security ID: J29699105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 11 | Management | For | For |
| 2.1 | Elect Director Sugimori, Tsutomu | Management | For | For |
| 2.2 | Elect Director Ota, Katsuyuki | Management | For | For |
| 2.3 | Elect Director Yokoi, Yoshikazu | Management | For | For |
| 2.4 | Elect Director Iwase, Junichi | Management | For | For |
| 2.5 | Elect Director Yatabe, Yasushi | Management | For | For |
| 2.6 | Elect Director Hosoi, Hiroshi | Management | For | For |
| 2.7 | Elect Director Murayama, Seiichi | Management | For | For |
| 2.8 | Elect Director Saito, Takeshi | Management | For | For |
| 2.9 | Elect Director Ota, Hiroko | Management | For | For |
| 2.10 | Elect Director Miyata, Yoshiiku | Management | For | For |
| 2.11 | Elect Director Kudo, Yasumi | Management | For | For |
| 3.1 | Elect Director and Audit Committee Member Nishimura, Shingo | Management | For | For |
| 3.2 | Elect Director and Audit Committee Member Mitsuya, Yuko | Management | For | For |
| ENI SPA Meeting Date: MAY 12, 2021 Record Date: MAY 03, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ENI Security ID: T3643A145 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Authorize Use of Available Reserves for Interim Dividend Distribution | Management | For | For |
| 4 | Appoint Marcella Caradonna as Internal Statutory Auditor | Shareholder | None | For |
| 5 | Appoint Roberto Maglio as Alternate Internal Statutory Auditor | Shareholder | None | For |
| 6 | Authorize Share Repurchase Program | Management | For | For |
| 7 | Approve Second Section of the Remuneration Report | Management | For | Against |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| ENTAIN PLC Meeting Date: JUN 25, 2021 Record Date: JUN 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ENT Security ID: G3167C109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Elect David Satz as Director | Management | For | For |
| 6 | Elect Robert Hoskin as Director | Management | For | For |
| 7 | Elect Stella David as Director | Management | For | For |
| 8 | Elect Vicky Jarman as Director | Management | For | For |
| 9 | Elect Mark Gregory as Director | Management | For | For |
| 10 | Re-elect Rob Wood as Director | Management | For | For |
| 11 | Re-elect Jette Nygaard-Andersen as Director | Management | For | For |
| 12 | Re-elect Barry Gibson as Director | Management | For | For |
| 13 | Re-elect Peter Isola as Director | Management | For | For |
| 14 | Re-elect Pierre Bouchut as Director | Management | For | For |
| 15 | Re-elect Virginia McDowell as Director | Management | For | For |
| 16 | Approve Increase in Aggregate Fees Payable to Non-executive Directors | Management | For | For |
| 17 | Approve Increase in Size of Board | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Shares | Management | For | For |
| EPIROC AB Meeting Date: NOV 27, 2020 Record Date: NOV 19, 2020 Meeting Type: SPECIAL | ||||
| Ticker: EPI.A Security ID: W25918116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2.a | Designate Petra Hedengran as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 2.b | Designate Mikael Wiberg as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Approve Special Dividends of SEK 1.20 Per Share | Management | For | Did Not Vote |
| 7 | Amend Articles of Association Re: Company Name; Participation at General Meetings | Management | For | Did Not Vote |
| EPIROC AB Meeting Date: APR 28, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EPI.A Security ID: W25918116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2.a | Designate Petra Hedengran (Investor AB) as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 2.b | Designate Mikael Wiberg (Alecta) as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7.a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 7.b1 | Approve Discharge of Lennart Evrell | Management | For | Did Not Vote |
| 7.b2 | Approve Discharge of Johan Forssell | Management | For | Did Not Vote |
| 7.b3 | Approve Discharge of Helena Hedblom (as Board Member) | Management | For | Did Not Vote |
| 7.b4 | Approve Discharge of Jeane Hull | Management | For | Did Not Vote |
| 7.b5 | Approve Discharge of Ronnie Leten | Management | For | Did Not Vote |
| 7.b6 | Approve Discharge of Per Lindberg (as Board Member) | Management | For | Did Not Vote |
| 7.b7 | Approve Discharge of Ulla Litzen | Management | For | Did Not Vote |
| 7.b8 | Approve Discharge of Sigurd Mareels | Management | For | Did Not Vote |
| 7.b9 | Approve Discharge of Astrid Skarheim Onsum | Management | For | Did Not Vote |
| 7.b10 | Approve Discharge of Anders Ullberg | Management | For | Did Not Vote |
| 7.b11 | Approve Discharge of Niclas Bergstrom | Management | For | Did Not Vote |
| 7.b12 | Approve Discharge of Gustav El Rachidi | Management | For | Did Not Vote |
| 7.b13 | Approve Discharge of Kristina Kanestad | Management | For | Did Not Vote |
| 7.b14 | Approve Discharge of Bengt Lindgren | Management | For | Did Not Vote |
| 7.b15 | Approve Discharge of Daniel Rundgren | Management | For | Did Not Vote |
| 7.b16 | Approve Discharge of Helena Hedblom (as CEO) | Management | For | Did Not Vote |
| 7.b17 | Approve Discharge of Per Lindberg (as CEO) | Management | For | Did Not Vote |
| 7.c | Approve Allocation of Income and Dividends of SEK 2.50 Per Share | Management | For | Did Not Vote |
| 7.d | Approve Remuneration Report | Management | For | Did Not Vote |
| 8.a | Determine Number of Members (9) and Deputy Members of Board | Management | For | Did Not Vote |
| 8.b | Determine Number of Auditors (1) and Deputy Auditors | Management | For | Did Not Vote |
| 9.a1 | Reelect Lennart Evrell as Director | Management | For | Did Not Vote |
| 9.a2 | Reelect Johan Forssell as Director | Management | For | Did Not Vote |
| 9.a3 | Reelect Helena Hedblom as Director | Management | For | Did Not Vote |
| 9.a4 | Reelect Jeane Hull as Director | Management | For | Did Not Vote |
| 9.a5 | Reelect Ronnie Leten as Director | Management | For | Did Not Vote |
| 9.a6 | Reelect Ulla Litzen as Director | Management | For | Did Not Vote |
| 9.a7 | Reelect Sigurd Mareels as Director | Management | For | Did Not Vote |
| 9.a8 | Reelect Astrid Skarheim Onsum as Director | Management | For | Did Not Vote |
| 9.a9 | Reelect Anders Ullberg as Director | Management | For | Did Not Vote |
| 9.b | Reelect Ronnie Leten as Board Chairman | Management | For | Did Not Vote |
| 9.c | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 10.a | Approve Remuneration of Directors in the Amount of SEK 2.13 Million for Chair and SEK 665,000 for Other Directors; Approve Partly Remuneration in Synthetic Shares; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 10.b | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 11 | Approve Stock Option Plan 2021 for Key Employees | Management | For | Did Not Vote |
| 12.a | Approve Equity Plan Financing Through Repurchase of Class A Shares | Management | For | Did Not Vote |
| 12.b | Approve Repurchase of Shares to Pay 50 Percent of Director's Remuneration in Synthetic Shares | Management | For | Did Not Vote |
| 12.c | Approve Equity Plan Financing Through Transfer of Class A Shares to Participants | Management | For | Did Not Vote |
| 12.d | Approve Sale of Class A Shares to Finance Director Remuneration in Synthetic Shares | Management | For | Did Not Vote |
| 12.e | Approve Sale of Class A Shares to Finance Stock Option Plan 2016, 2017 and 2018 | Management | For | Did Not Vote |
| 13 | Approve 2:1 Stock Split; Approve SEK 250 Million Reduction in Share Capital via Share Cancellation; Approve Capitalization of Reserves of SEK 250 Million | Management | For | Did Not Vote |
| EQT AB Meeting Date: JUN 02, 2021 Record Date: MAY 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EQT Security ID: W3R27C102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3.a | Designate Jacob Wallenberg as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 3.b | Designate Magnus Billing as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive President's Report | Management | None | None |
| 8 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 10 | Approve Allocation of Income and Dividends of SEK 2.40 Per Share | Management | For | Did Not Vote |
| 11.a | Approve Discharge of Edith Cooper | Management | For | Did Not Vote |
| 11.b | Approve Discharge of Johan Forssell | Management | For | Did Not Vote |
| 11.c | Approve Discharge of Conni Jonsson | Management | For | Did Not Vote |
| 11.d | Approve Discharge of Nicola Kimm | Management | For | Did Not Vote |
| 11.e | Approve Discharge of Diony Lebot | Management | For | Did Not Vote |
| 11.f | Approve Discharge of Gordon Orr | Management | For | Did Not Vote |
| 11.g | Approve Discharge of Finn Rausing | Management | For | Did Not Vote |
| 11.h | Approve Discharge of Peter Wallenberg Jr | Management | For | Did Not Vote |
| 11.i | Approve Discharge of Christian Sinding, CEO | Management | For | Did Not Vote |
| 12.a | Determine Number of Members (8) and Deputy Members of Board (0) | Management | For | Did Not Vote |
| 12.b | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 13.a | Approve Remuneration of Directors in the Amount of EUR 275,000 for Chairman and EUR 125,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 13.b | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14.a | Reelect Conni Jonsson as Director | Management | For | Did Not Vote |
| 14.b | Reelect Edith Cooper as Director | Management | For | Did Not Vote |
| 14.c | Reelect Johan Forssell as Director | Management | For | Did Not Vote |
| 14.d | Reelect Nicola Kimm as Director | Management | For | Did Not Vote |
| 14.e | Reelect Diony Lebot as Director | Management | For | Did Not Vote |
| 14.f | Reelect Gordon Orr as Director | Management | For | Did Not Vote |
| 14.g | Elect Margo Cook as New Director | Management | For | Did Not Vote |
| 14.h | Elect Marcus Wallenberg as New Director | Management | For | Did Not Vote |
| 14.i | Reelect Conni Jonsson as Board Chairperson | Management | For | Did Not Vote |
| 15 | Ratify KPMG as Auditor | Management | For | Did Not Vote |
| 16 | Approve Remuneration Report | Management | For | Did Not Vote |
| 17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 18 | Approve Issuance of up to 10 Percent of Share Capital without Preemptive Rights | Management | For | Did Not Vote |
| 19 | Close Meeting | Management | None | None |
| EQUINOR ASA Meeting Date: MAY 11, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: EQNR Security ID: R2R90P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Registration of Attending Shareholders and Proxies | Management | None | None |
| 3 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of USD 0.12 Per Share | Management | For | Did Not Vote |
| 7 | Authorize Board to Distribute Dividends | Management | For | Did Not Vote |
| 8 | Instruct Company to Set Short, Medium, and Long-Term Targets for Greenhouse Gas (GHG) Emissions of the Companys Operations and the Use of Energy Products | Shareholder | Against | Did Not Vote |
| 9 | Instruct Company to Report Key Information on both Climate Risk and Nature Risk | Shareholder | Against | Did Not Vote |
| 10 | Instruct Company to Stop all Exploration Activity and Test Drilling for Fossil Energy Resources | Shareholder | Against | Did Not Vote |
| 11 | Instruct Board to Present a Strategy for Real Business Transformation to Sustainable Energy Production | Shareholder | Against | Did Not Vote |
| 12 | Instruct Company to Stop all Oil and Gas Exploration in the Norwegian Sector of the Barents Sea | Shareholder | Against | Did Not Vote |
| 13 | Instruct Company to Spin-Out Equinors Renewable Energy Business in Wind and Solar Power to a Separate Company NewCo | Shareholder | Against | Did Not Vote |
| 14 | Instruct Company to Divest all Non-Petroleum-Related Business Overseas and to Consider Withdrawing from all Petroleum-Related Business Overseas | Shareholder | Against | Did Not Vote |
| 15 | Instruct Company that all Exploration for New Oil and Gas Discoveries is Discontinued, that Equinor Multiplies its Green Investments, Improves its EGS Profile and Reduces its Risk for Future Lawsuits | Shareholder | Against | Did Not Vote |
| 16 | Instruct Board to Act to Avoid Big Losses Overseas, Receive Specific Answers with Regards to Safety Incidents and get the Audits Evaluation of Improved Quality Assurance and Internal Control | Shareholder | Against | Did Not Vote |
| 17 | Instruct Board to include Nuclear in Equinors Portfolio | Shareholder | Against | Did Not Vote |
| 18 | Approve Company's Corporate Governance Statement | Management | For | Did Not Vote |
| 19.1 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 19.2 | Approve Remuneration Statement (Advisory) | Management | For | Did Not Vote |
| 20 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 21 | Approve Remuneration of Directors in the Amount of NOK 133,100 for Chairman, NOK 70,200 for Deputy Chairman and NOK 49,300 for Other Directors; Approve Remuneration for Deputy Directors | Management | For | Did Not Vote |
| 22 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
| 23 | Approve Equity Plan Financing | Management | For | Did Not Vote |
| 24 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| ERSTE GROUP BANK AG Meeting Date: NOV 10, 2020 Record Date: OCT 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: EBS Security ID: A19494102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Ratify PwC as Auditors for Fiscal 2021 | Management | For | For |
| 6.1 | Approve Decrease in Size of Supervisory Board to Twelve Members | Management | For | For |
| 6.2 | Reelect Maximilian Hardegg as Supervisory Board Member | Management | For | Against |
| 6.3 | Elect Friedrich Santner as Supervisory Board Member | Management | For | For |
| 6.4 | Elect Andras Simor as Supervisory Board Member | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | Against |
| 8 | Amend Articles Re: Electronic Participation in the General Meeting | Management | For | Against |
| ERSTE GROUP BANK AG Meeting Date: MAY 19, 2021 Record Date: MAY 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EBS Security ID: A19494102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Ratify PwC Wirtschaftspruefung GmbH as Auditors for Fiscal Year 2022 | Management | For | For |
| 6 | Elect Michael Schuster as Supervisory Board Member | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Approve Remuneration Report | Management | For | For |
| 9 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital for Trading Purposes | Management | For | For |
| 10 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Key Employees | Management | For | For |
| 11 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| ESSILORLUXOTTICA SA Meeting Date: MAY 21, 2021 Record Date: MAY 19, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: EL Security ID: F31665106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.23 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 6 | Approve Compensation of Leonardo Del Vecchio, Chairman and CEO Until Dec. 17, 2020 and Chairman of the Board Since Dec. 17, 2020 | Management | For | For |
| 7 | Approve Compensation of Hubert Sagnieres, Vice-Chairman and Vice-CEO Until Dec. 17, 2020 and Vice-Chairman of the Board Since Dec. 17, 2020 | Management | For | For |
| 8 | Approve Remuneration Policy of Corporate Officers, Since Jan. 1, 2020 Until the General Assembly | Management | For | For |
| 9 | Approve Remuneration Policy of Corporate Officers, Since the General Assembly | Management | For | Against |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Amend Bylaws to Comply with Legal Changes | Management | For | For |
| 12 | Amend Article 13 of Bylaws Re: Directors Length of Term | Management | For | For |
| 13 | Amend Article 15, 16 and 23 of Bylaws Re: Board Deliberation | Management | For | For |
| 14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize up to 2.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 5 Percent of Issued Capital | Management | For | For |
| 17 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 19 | Reelect Leonardo Del Vecchio as Director | Management | For | For |
| 20 | Reelect Romolo Bardin as Director | Management | For | For |
| 21 | Reelect Juliette Favre as Director | Management | For | For |
| 22 | Reelect Francesco Milleri as Director | Management | For | For |
| 23 | Reelect Paul du Saillant as Director | Management | For | For |
| 24 | Reelect Cristina Scocchia as Director | Management | For | For |
| 25 | Elect Jean-Luc Biamonti as Director | Management | For | For |
| 26 | Elect Marie-Christine Coisne as Director | Management | For | For |
| 27 | Elect Jose Gonzalo as Director | Management | For | For |
| 28 | Elect Swati Piramal as Director | Management | For | For |
| 29 | Elect Nathalie von Siemens as Director | Management | For | For |
| 30 | Elect Andrea Zappia as Director | Management | For | For |
| 31 | Directors Length of Term, Pursuant Item 12 | Management | For | For |
| 32 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ESSITY AB Meeting Date: OCT 28, 2020 Record Date: OCT 20, 2020 Meeting Type: SPECIAL | ||||
| Ticker: ESSITY.B Security ID: W3R06F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | For |
| 2 | Prepare and Approve List of Shareholders | Management | For | For |
| 3.a | Designate Anders Oscarsson as Inspector of Minutes of Meeting | Management | For | For |
| 3.b | Designate Madeleine Wallmark as Inspector of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Approve Agenda of Meeting | Management | For | For |
| 6 | Approve Dividends of SEK 6.25 Per Share | Management | For | For |
| ESSITY AB Meeting Date: MAR 25, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ESSITY.B Security ID: W3R06F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | For |
| 2.1 | Designate Madeleine Wallmark as Inspector of Minutes of Meeting | Management | For | For |
| 2.2 | Designate Anders Oscarsson as Inspector of Minutes of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Approve Agenda of Meeting | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 7.b | Approve Allocation of Income and Dividends of SEK 6.75 Per Share | Management | For | For |
| 7.c1 | Approve Discharge of Board Member Ewa Bjorling | Management | For | For |
| 7.c2 | Approve Discharge of Board Member Par Boman | Management | For | For |
| 7.c3 | Approve Discharge of Board Member Maija-Liisa Friman | Management | For | For |
| 7.c4 | Approve Discharge of Board Member Annemarie Gardshol | Management | For | For |
| 7.c5 | Approve Discharge of Board Member Magnus Groth | Management | For | For |
| 7.c6 | Approve Discharge of Board Member Susanna Lind | Management | For | For |
| 7.c7 | Approve Discharge of Board Member Bert Nordberg | Management | For | For |
| 7.c8 | Approve Discharge of Board Member Louise Svanberg | Management | For | For |
| 7.c9 | Approve Discharge of Board Member Orjan Svensson | Management | For | For |
| 7.c10 | Approve Discharge of Board Member Lars Rebien Sorensen | Management | For | For |
| 7.c11 | Approve Discharge of Board Member Barbara Milian Thoralfsson | Management | For | For |
| 7.c12 | Approve Discharge of Board Member Niclas Thulin | Management | For | For |
| 7.c13 | Approve Discharge of President and Board Member Magnus Groth | Management | For | For |
| 8 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | For |
| 9 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | For |
| 10.a | Approve Remuneration of Directors in the Amount of SEK 2.4 Million for Chairman and SEK 815,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 10.b | Approve Remuneration of Auditors | Management | For | For |
| 11.a | Reelect Ewa Bjorling as Director | Management | For | For |
| 11.b | Reelect Par Boman as Director | Management | For | Against |
| 11.c | Reelect Annemarie Gardshol as Director | Management | For | For |
| 11.d | Reelect Magnus Groth as Director | Management | For | For |
| 11.e | Reelect Bert Nordberg as Director | Management | For | For |
| 11.f | Reelect Louise Svanberg as Director | Management | For | For |
| 11.g | Reelect Lars Rebien Sorensen as Director | Management | For | For |
| 11.h | Reelect Barbara M. Thoralfsson as Director | Management | For | For |
| 11.i | Elect Torbjorn Loof as New Director | Management | For | For |
| 12 | Reelect Par Boman as Board Chairman | Management | For | Against |
| 13 | Ratify Ernst & Young as Auditors | Management | For | For |
| 14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 15 | Approve Remuneration Report | Management | For | For |
| 16.a | Authorize Share Repurchase Program | Management | For | For |
| 16.b | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 17 | Amend Articles of Association Re: Editorial Changes; Proxies and Postal Ballot | Management | For | For |
| EVOLUTION MINING LIMITED Meeting Date: NOV 26, 2020 Record Date: NOV 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: EVN Security ID: Q3647R147 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | None | For |
| 2 | Approve the Spill Resolution | Management | None | Against |
| 3 | Elect Jason Attew as Director | Management | For | For |
| 4 | Elect Peter Smith as Director | Management | For | For |
| 5 | Elect Victoria (Vicky) Binns as Director | Management | For | For |
| 6 | Elect James (Jim) Askew as Director | Management | For | For |
| 7 | Elect Thomas (Tommy) McKeith as Director | Management | For | Against |
| 8 | Elect Andrea Hall as Director | Management | For | For |
| 9 | Approve Issuance of Performance Rights to Jacob (Jake) Klein | Management | For | For |
| 10 | Approve Issuance of Performance Rights to Lawrence (Lawrie) Conway | Management | For | For |
| 11 | Approve Employee Share Option and Performance Rights Plan | Management | For | For |
| EVONIK INDUSTRIES AG Meeting Date: JUN 02, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: EVK Security ID: D2R90Y117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.15 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | For |
| 6.1 | Elect Werner Fuhrmann to the Supervisory Board | Management | For | For |
| 6.2 | Elect Cedrik Neike to the Supervisory Board | Management | For | For |
| EVRAZ PLC Meeting Date: JUN 15, 2021 Record Date: JUN 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EVR Security ID: G33090104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Alexander Abramov as Director | Management | For | Against |
| 4 | Re-elect Alexander Frolov as Director | Management | For | For |
| 5 | Re-elect Eugene Shvidler as Director | Management | For | For |
| 6 | Re-elect Eugene Tenenbaum as Director | Management | For | For |
| 7 | Re-elect Karl Gruber as Director | Management | For | For |
| 8 | Re-elect Deborah Gudgeon as Director | Management | For | For |
| 9 | Re-elect Alexander Izosimov as Director | Management | For | For |
| 10 | Re-elect Sir Michael Peat as Director | Management | For | For |
| 11 | Elect Stephen Odell as Director | Management | For | For |
| 12 | Elect James Rutherford as Director | Management | For | For |
| 13 | Elect Sandra Stash as Director | Management | For | For |
| 14 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| EXOR NV Meeting Date: MAY 27, 2021 Record Date: APR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EXO Security ID: N3140A107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2.b | Approve Remuneration Report | Management | For | Against |
| 2.c | Adopt Financial Statements | Management | For | For |
| 2.e | Approve Dividends of EUR 0.43 Per Share | Management | For | For |
| 3.a | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | For |
| 4.a | Approve Discharge of Executive Directors | Management | For | For |
| 4.b | Approve Discharge of Non-Executive Directors | Management | For | For |
| 5 | Elect Ajaypal Banga as Non-Executive Director | Management | For | For |
| 6.a | Authorize Repurchase of Shares | Management | For | For |
| 6.b | Approve Cancellation of Repurchased Shares | Management | For | For |
| 6.c | Grant Board Authority to Issue Shares | Management | For | Against |
| 6.d | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | Against |
| 6.e | Grant Board Authority to Issue Special Voting Shares A without Preemptive Rights | Management | For | Against |
| FAIRFAX FINANCIAL HOLDINGS LIMITED Meeting Date: APR 15, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FFH Security ID: 303901102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony F. Griffiths | Management | For | For |
| 1.2 | Elect Director Robert J. Gunn | Management | For | For |
| 1.3 | Elect Director David L. Johnston | Management | For | For |
| 1.4 | Elect Director Karen L. Jurjevich | Management | For | For |
| 1.5 | Elect Director R. William McFarland | Management | For | For |
| 1.6 | Elect Director Christine N. McLean | Management | For | For |
| 1.7 | Elect Director Timothy R. Price | Management | For | For |
| 1.8 | Elect Director Brandon W. Sweitzer | Management | For | For |
| 1.9 | Elect Director Lauren C. Templeton | Management | For | For |
| 1.10 | Elect Director Benjamin P. Watsa | Management | For | For |
| 1.11 | Elect Director V. Prem Watsa | Management | For | For |
| 1.12 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| FAST RETAILING CO., LTD. Meeting Date: NOV 26, 2020 Record Date: AUG 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 9983 Security ID: J1346E100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Amend Business Lines | Management | For | For |
| 2.1 | Elect Director Yanai, Tadashi | Management | For | For |
| 2.2 | Elect Director Hambayashi, Toru | Management | For | For |
| 2.3 | Elect Director Hattori, Nobumichi | Management | For | For |
| 2.4 | Elect Director Shintaku, Masaaki | Management | For | For |
| 2.5 | Elect Director Nawa, Takashi | Management | For | For |
| 2.6 | Elect Director Ono, Naotake | Management | For | For |
| 2.7 | Elect Director Okazaki, Takeshi | Management | For | For |
| 2.8 | Elect Director Yanai, Kazumi | Management | For | For |
| 2.9 | Elect Director Yanai, Koji | Management | For | For |
| 3.1 | Appoint Statutory Auditor Shinjo, Masaaki | Management | For | For |
| 3.2 | Appoint Statutory Auditor Kaneko, Keiko | Management | For | For |
| 3.3 | Appoint Statutory Auditor Mori, Masakatsu | Management | For | Against |
| FERGUSON PLC Meeting Date: JUL 29, 2020 Record Date: JUL 27, 2020 Meeting Type: SPECIAL | ||||
| Ticker: FERG Security ID: G3421J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt New Articles of Association | Management | For | For |
| FERGUSON PLC Meeting Date: DEC 03, 2020 Record Date: DEC 01, 2020 Meeting Type: ANNUAL | ||||
| Ticker: FERG Security ID: G3421J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Bill Brundage as Director | Management | For | For |
| 5 | Re-elect Tessa Bamford as Director | Management | For | For |
| 6 | Re-elect Geoff Drabble as Director | Management | For | For |
| 7 | Re-elect Catherine Halligan as Director | Management | For | For |
| 8 | Re-elect Kevin Murphy as Director | Management | For | For |
| 9 | Re-elect Alan Murray as Director | Management | For | For |
| 10 | Re-elect Tom Schmitt as Director | Management | For | For |
| 11 | Re-elect Dr Nadia Shouraboura as Director | Management | For | For |
| 12 | Re-elect Jacqueline Simmonds as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| FIELMANN AG Meeting Date: JUL 09, 2020 Record Date: JUN 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: FIE Security ID: D2617N114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Ratify Deloitte GmbH as Auditors for Fiscal 2020 | Management | For | For |
| 6 | Elect Mark Binz, Hans-Georg Frey, Carolina Mueller-Moehl, Joachim Oltersdorf, Marie-Christine Ostermann, Pier Righi, Sarna Roeser, Hans-Otto Schrader as Supervisory Board Members (Bundled) | Management | For | Against |
| 7 | Amend Articles Re: Participation Right | Management | For | For |
| FINECOBANK SPA Meeting Date: APR 28, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: FBK Security ID: T4R999104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Elect Alessandra Pasini as Director | Management | For | For |
| 4 | Appoint Internal Statutory Auditors | Management | For | For |
| 5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Second Section of the Remuneration Report | Management | For | For |
| 8 | Approve 2021 Incentive System for Employees | Management | For | For |
| 9 | Approve 2021-2023 Long Term Incentive Plan for Employees | Management | For | For |
| 10 | Approve 2021 Incentive System for Personal Financial Advisors | Management | For | For |
| 11 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service the 2021 PFA System | Management | For | For |
| 1 | Authorize Board to Increase Capital to Service 2021 Incentive System | Management | For | For |
| 2 | Authorize Board to Increase Capital to Service 2020 Incentive System | Management | For | For |
| 3 | Authorize Board to Increase Capital to Service 2021-2023 Long Term Incentive Plan | Management | For | For |
| FORTESCUE METALS GROUP LTD. Meeting Date: NOV 11, 2020 Record Date: NOV 09, 2020 Meeting Type: ANNUAL | ||||
| Ticker: FMG Security ID: Q39360104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Elect Andrew Forrest as Director | Management | For | For |
| 3 | Elect Mark Barnaba as Director | Management | For | For |
| 4 | Elect Penny Bingham-Hall as Director | Management | For | For |
| 5 | Elect Jennifer Morris as Director | Management | For | For |
| 6 | Approve Grant of Performance Rights to Elizabeth Gaines | Management | For | Against |
| 7 | Approve Renewal of Proportional Takeover Approval Provisions | Management | For | For |
| FORTIS INC. Meeting Date: MAY 06, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FTS Security ID: 349553107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tracey C. Ball | Management | For | For |
| 1.2 | Elect Director Pierre J. Blouin | Management | For | For |
| 1.3 | Elect Director Paul J. Bonavia | Management | For | For |
| 1.4 | Elect Director Lawrence T. Borgard | Management | For | For |
| 1.5 | Elect Director Maura J. Clark | Management | For | For |
| 1.6 | Elect Director Margarita K. Dilley | Management | For | For |
| 1.7 | Elect Director Julie A. Dobson | Management | For | For |
| 1.8 | Elect Director Lisa L. Durocher | Management | For | For |
| 1.9 | Elect Director Douglas J. Haughey | Management | For | For |
| 1.10 | Elect Director David G. Hutchens | Management | For | For |
| 1.11 | Elect Director Gianna M. Manes | Management | For | For |
| 1.12 | Elect Director Jo Mark Zurel | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| FORTUM OYJ Meeting Date: APR 28, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FORTUM Security ID: X2978Z118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Prepare and Approve List of Shareholders | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 1.12 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration Report (Advisory Vote) | Management | For | For |
| 11 | Approve Remuneration of Directors in the Amount of EUR 77,200 for Chair, EUR 57,500 for Deputy Chair and EUR 40,400 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | For |
| 12 | Fix Number of Directors at Seven | Management | For | For |
| 13 | Reelect Essimari Kairisto, Anja McAlister (Deputy Chair), Teppo Paavola, Veli-Matti Reinikkala (Chair), Philipp Rosler and Annette Stube as Directors; Elect Luisa Delgado as New Director | Management | For | For |
| 14 | Approve Remuneration of Auditors | Management | For | For |
| 15 | Ratify Deloitte as Auditors | Management | For | For |
| 16 | Authorize Share Repurchase Program | Management | For | For |
| 17 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 18 | Approve Charitable Donations | Management | For | For |
| 19 | Close Meeting | Management | None | None |
| FRESENIUS MEDICAL CARE AG & CO. KGAA Meeting Date: AUG 27, 2020 Record Date: AUG 05, 2020 Meeting Type: ANNUAL | ||||
| Ticker: FME Security ID: D2734Z107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal 2019 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
| 3 | Approve Discharge of Personally Liable Partner for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | Management | For | For |
| 6 | Approve Remuneration Policy for the Management Board | Management | For | For |
| 7 | Approve Remuneration Policy for the Supervisory Board | Management | For | For |
| 8 | Approve Creation of Two Pools of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 9 | Amend Articles Re: Proof of Entitlement | Management | For | For |
| FRESENIUS MEDICAL CARE AG & CO. KGAA Meeting Date: MAY 20, 2021 Record Date: APR 28, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FME Security ID: D2734Z107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year 2020 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 1.34 per Share | Management | For | For |
| 3 | Approve Discharge of Personally Liable Partner for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| 6.1 | Elect Dieter Schenk to the Supervisory Board | Management | For | For |
| 6.2 | Elect Rolf Classon to the Supervisory Board and to the Joint Committee | Management | For | For |
| 6.3 | Elect Gregory Sorensen to the Supervisory Board | Management | For | For |
| 6.4 | Elect Dorothea Wenzel to the Supervisory Board and to the Joint Committee | Management | For | For |
| 6.5 | Elect Pascale Witz to the Supervisory Board | Management | For | For |
| 6.6 | Elect Gregor Zuend to the Supervisory Board | Management | For | For |
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| FRESENIUS SE & CO. KGAA Meeting Date: AUG 28, 2020 Record Date: AUG 06, 2020 Meeting Type: ANNUAL | ||||
| Ticker: FRE Security ID: D27348263 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal 2019 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 0.84 per Share | Management | For | For |
| 3 | Approve Discharge of Personally Liable Partner for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | Management | For | For |
| 6 | Amend Articles Re: Proof of Entitlement | Management | For | For |
| FRESENIUS SE & CO. KGAA Meeting Date: MAY 21, 2021 Record Date: APR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FRE Security ID: D27348263 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year 2020 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 0.88 per Share | Management | For | For |
| 3 | Approve Discharge of Personally Liable Partner for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8.1 | Elect Michael Albrecht to the Supervisory Board | Management | For | For |
| 8.2 | Elect Michael Diekmann to the Supervisory Board | Management | For | For |
| 8.3 | Elect Wolfgang Kirsch to the Supervisory Board | Management | For | For |
| 8.4 | Elect Iris Loew-Friedrich to the Supervisory Board | Management | For | For |
| 8.5 | Elect Klaus-Peter Mueller to the Supervisory Board | Management | For | For |
| 8.6 | Elect Hauke Stars to the Supervisory Board | Management | For | For |
| 9.1 | Elect Michael Diekmann as Member of the Joint Committee | Management | For | For |
| 9.2 | Elect Hauke Stars as Member of the Joint Committee | Management | For | For |
| FRESNILLO PLC Meeting Date: JUN 24, 2021 Record Date: JUN 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FRES Security ID: G371E2108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Alejandro Bailleres as Director | Management | For | Against |
| 5 | Re-elect Juan Bordes as Director | Management | For | For |
| 6 | Re-elect Arturo Fernandez as Director | Management | For | For |
| 7 | Re-elect Fernando Ruiz as Director | Management | For | Against |
| 8 | Elect Eduardo Cepeda as Director | Management | For | For |
| 9 | Re-elect Charles Jacobs as Director | Management | For | For |
| 10 | Re-elect Barbara Laguera as Director | Management | For | For |
| 11 | Re-elect Alberto Tiburcio as Director | Management | For | For |
| 12 | Re-elect Dame Judith Macgregor as Director | Management | For | For |
| 13 | Re-elect Georgina Kessel as Director | Management | For | For |
| 14 | Re-elect Guadalupe de la Vega as Director | Management | For | For |
| 15 | Elect Hector Rangel as Director | Management | For | For |
| 16 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 23 | Adopt New Articles of Association | Management | For | For |
| FUJIFILM HOLDINGS CORP. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 4901 Security ID: J14208102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 52.5 | Management | For | For |
| 2.1 | Elect Director Sukeno, Kenji | Management | For | For |
| 2.2 | Elect Director Goto, Teiichi | Management | For | For |
| 2.3 | Elect Director Tamai, Koichi | Management | For | For |
| 2.4 | Elect Director Iwasaki, Takashi | Management | For | For |
| 2.5 | Elect Director Ishikawa, Takatoshi | Management | For | For |
| 2.6 | Elect Director Okada, Junji | Management | For | For |
| 2.7 | Elect Director Kawada, Tatsuo | Management | For | For |
| 2.8 | Elect Director Kitamura, Kunitaro | Management | For | For |
| 2.9 | Elect Director Eda, Makiko | Management | For | For |
| 2.10 | Elect Director Shimada, Takashi | Management | For | For |
| 2.11 | Elect Director Higuchi, Masayuki | Management | For | For |
| 3 | Appoint Statutory Auditor Kawasaki, Motoko | Management | For | For |
| 4 | Approve Restricted Stock Plan and Performance Share Plan | Management | For | For |
| 5 | Approve Career Achievement Bonus for Director | Management | For | For |
| FUJITSU LTD. Meeting Date: JUN 28, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6702 Security ID: J15708159 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tokita, Takahito | Management | For | For |
| 1.2 | Elect Director Furuta, Hidenori | Management | For | For |
| 1.3 | Elect Director Isobe, Takeshi | Management | For | For |
| 1.4 | Elect Director Yamamoto, Masami | Management | For | For |
| 1.5 | Elect Director Mukai, Chiaki | Management | For | For |
| 1.6 | Elect Director Abe, Atsushi | Management | For | For |
| 1.7 | Elect Director Kojo, Yoshiko | Management | For | For |
| 1.8 | Elect Director Scott Callon | Management | For | For |
| 1.9 | Elect Director Sasae, Kenichiro | Management | For | For |
| 2 | Appoint Statutory Auditor Hirose, Yoichi | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Namba, Koichi | Management | For | For |
| 4 | Approve Compensation Ceiling for Directors | Management | For | For |
| 5 | Approve Performance Share Plan | Management | For | For |
| GALP ENERGIA SGPS SA Meeting Date: APR 23, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GALP Security ID: X3078L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify Co-option of Andrew Richard Dingley Brown as Director | Management | For | For |
| 2 | Approve Individual and Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Appraise Management of Company and Approve Vote of Confidence to Board of Directors | Management | For | For |
| 5 | Appraise Supervision of Company and Approve Vote of Confidence to Fiscal Council | Management | For | For |
| 6 | Appraise Work Performed by Statutory Auditor and Approve Vote of Confidence to Statutory Auditor | Management | For | For |
| 7 | Approve Statement on Remuneration Policy | Management | For | For |
| 8 | Authorize Repurchase and Reissuance of Shares and Bonds | Management | For | For |
| GEA GROUP AG Meeting Date: NOV 26, 2020 Record Date: NOV 04, 2020 Meeting Type: ANNUAL | ||||
| Ticker: G1A Security ID: D28304109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.43 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
| 6 | Elect Annette Koehler to the Supervisory Board | Management | For | For |
| 7 | Approve Affiliation Agreement with GEA Internal Services GmbH | Management | For | For |
| 8.1 | Amend Articles Re: Proof of Entitlement | Management | For | For |
| 8.2 | Amend Articles Re: Electronic Participation in the General Meeting and Absentee Vote | Management | For | For |
| 8.3 | Amend Articles Re: Supervisory Board Meetings and Resolutions | Management | For | For |
| 8.4 | Amend Articles Re: Advanced Payment | Management | For | For |
| 9 | Approve Creation of EUR 130 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 10 | Approve Creation of EUR 52 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 11 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million; Approve Creation of EUR 52 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| GEA GROUP AG Meeting Date: APR 30, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: G1A Security ID: D28304109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.85 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | For |
| 6.1 | Elect Juergen Fleischer to the Supervisory Board | Management | For | For |
| 6.2 | Elect Colin Hall to the Supervisory Board | Management | For | For |
| 6.3 | Elect Klaus Helmrich to the Supervisory Board | Management | For | For |
| 6.4 | Elect Annette Koehler to the Supervisory Board | Management | For | For |
| 6.5 | Elect Holly Lei to the Supervisory Board | Management | For | For |
| 6.6 | Elect Molly Zhang to the Supervisory Board | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Approve Remuneration of Supervisory Board | Management | For | For |
| 9 | Amend Articles Re: Supervisory Board Term of Office | Management | For | For |
| 10 | Approve Creation of EUR 52 Million Pool of Authorized Capital I with Preemptive Rights | Management | For | For |
| 11 | Approve Creation of EUR 52 Million Pool of Authorized Capital II with Partial Exclusion of Preemptive Rights | Management | For | For |
| 12 | Approve Creation of EUR 52 Million Pool of Authorized Capital III with Partial Exclusion of Preemptive Rights | Management | For | For |
| 13 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million; Approve Creation of EUR 52 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| GEBERIT AG Meeting Date: APR 14, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: GEBN Security ID: H2942E124 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 11.40 per Share | Management | For | For |
| 3 | Approve Discharge of Board of Directors | Management | For | For |
| 4.1.1 | Reelect Albert Baehny as Director and Board Chairman | Management | For | For |
| 4.1.2 | Reelect Felix Ehrat as Director | Management | For | For |
| 4.1.3 | Reelect Werner Karlen as Director | Management | For | For |
| 4.1.4 | Reelect Bernadette Koch as Director | Management | For | For |
| 4.1.5 | Reelect Eunice Zehnder-Lai as Director | Management | For | For |
| 4.1.6 | Elect Thomas Bachmann as Director | Management | For | For |
| 4.2.1 | Reappoint Werner Karlen as Member of the Compensation Committee | Management | For | For |
| 4.2.2 | Reappoint Eunice Zehnder-Lai as Member of the Compensation Committee | Management | For | For |
| 4.2.3 | Appoint Thomas Bachmann as Member of the Compensation Committee | Management | For | For |
| 5 | Designate Roger Mueller as Independent Proxy | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 7.1 | Approve Remuneration Report | Management | For | For |
| 7.2 | Approve Remuneration of Directors in the Amount of CHF 2.4 Million | Management | For | For |
| 7.3 | Approve Remuneration of Executive Committee in the Amount of CHF 11.5 Million | Management | For | For |
| 8 | Approve CHF 116,709 Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | Management | For | For |
| 9 | Transact Other Business (Voting) | Management | For | Against |
| GECINA SA Meeting Date: APR 22, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GFC Security ID: F4268U171 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Transfer of Revaluation Surplus of Transferred Assets to Specific Reserves Account | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 5.30 per Share | Management | For | For |
| 5 | Approve Stock Dividend Program | Management | For | For |
| 6 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transaction | Management | For | For |
| 7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 700,000 | Management | For | For |
| 8 | Approve Compensation of Corporate Officers | Management | For | For |
| 9 | Approve Compensation of Bernard Carayon, Chairman of the Board Until Apr. 23, 2020 | Management | For | For |
| 10 | Approve Compensation of Jerome Brunel, Chairman of the Board Since Apr. 23, 2020 | Management | For | For |
| 11 | Approve Compensation of CEO | Management | For | For |
| 12 | Approve Remuneration Policy of Board Members | Management | For | For |
| 13 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 14 | Approve Remuneration Policy of CEO | Management | For | For |
| 15 | Ratify Appointment of Carole Le Gall as Censor | Management | For | For |
| 16 | Reelect Laurence Danon Arnaud as Director | Management | For | For |
| 17 | Reelect Ivanhoe Cambridge as Director | Management | For | For |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| GENMAB A/S Meeting Date: APR 13, 2021 Record Date: APR 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GMAB Security ID: K3967W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | For |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 4 | Approve Remuneration Report (Advisory Vote) | Management | For | For |
| 5.a | Reelect Deirdre P. Connelly as Director | Management | For | For |
| 5.b | Reelect Pernille Erenbjerg as Director | Management | For | For |
| 5.c | Reelect Rolf Hoffmann as Director | Management | For | For |
| 5.d | Reelect Paolo Paoletti as Director | Management | For | For |
| 5.e | Reelect Jonathan Peacock as Director | Management | For | For |
| 5.f | Reelect Anders Gersel Pedersen as Director | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 7.a | Approve Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 900,000 for Vice Chairman, and DKK 600,000 for Other Directors (if item 7.b is Approved); Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | Against |
| 7.b | Amendment to Remuneration Policy for Board of Directors and Executive Management (base fee multiplier for Chair and Deputy Chair) | Management | For | For |
| 7.c | Adoption of amended Remuneration Policy for Board of Directors and Executive Management (certain other changes) | Management | For | For |
| 7.d | Authorize Share Repurchase Program | Management | For | For |
| 7.e | Approve Creation of DKK 5.5 Million Pool of Capital with Preemptive Rights; Approve Creation of DKK 5.5 Million Pool of Capital without Preemptive Rights; Maximum Increase in Share Capital under Both Authorizations up to DKK 5.5 Million | Management | For | For |
| 7.f | Approve Issuance of Warrants without Preemptive Rights; Approve Creation of DKK 750,000 Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 7.g | Allow Shareholder Meetings to be Held by Electronic Means Only | Management | For | For |
| 8 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| 9 | Other Business | Management | None | None |
| GENTING SINGAPORE LIMITED Meeting Date: APR 15, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: G13 Security ID: Y2692C139 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Jonathan Asherson as Director | Management | For | For |
| 4 | Elect Tan Wah Yeow as Director | Management | For | For |
| 5 | Elect Hauw Sze Shiung Winston as Director | Management | For | For |
| 6 | Approve Directors' Fees | Management | For | For |
| 7 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Renewal of Mandate for Interested Person Transactions | Management | For | For |
| 9 | Authorize Share Repurchase Program | Management | For | For |
| GEORGE WESTON LIMITED Meeting Date: MAY 11, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WN Security ID: 961148509 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paviter S. Binning | Management | For | For |
| 1.2 | Elect Director Andrew A. Ferrier | Management | For | For |
| 1.3 | Elect Director Nancy H.O. Lockhart | Management | For | For |
| 1.4 | Elect Director Sarabjit S. Marwah | Management | For | For |
| 1.5 | Elect Director Gordon M. Nixon | Management | For | For |
| 1.6 | Elect Director J. Robert S. Prichard | Management | For | For |
| 1.7 | Elect Director Christi Strauss | Management | For | For |
| 1.8 | Elect Director Barbara Stymiest | Management | For | For |
| 1.9 | Elect Director Galen G. Weston | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| GETINGE AB Meeting Date: APR 20, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GETI.B Security ID: W3443C107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 4 | Prepare and Approve List of Shareholders | Management | For | For |
| 5 | Approve Agenda of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Receive Board's and Board Committee's Reports | Management | None | None |
| 9 | Receive CEO Report | Management | None | None |
| 10 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 11 | Approve Allocation of Income and Dividends of SEK 3 Per Share | Management | For | For |
| 12.a | Approve Discharge of Carl Bennet | Management | For | For |
| 12.b | Approve Discharge of Johan Bygge | Management | For | For |
| 12.c | Approve Discharge of Cecilia Daun Wennborg | Management | For | For |
| 12.d | Approve Discharge of Barbro Friden | Management | For | For |
| 12.e | Approve Discharge of Dan Frohm | Management | For | For |
| 12.f | Approve Discharge of Sofia Hasselberg | Management | For | For |
| 12.g | Approve Discharge of Johan Malmquist | Management | For | For |
| 12.h | Approve Discharge of Malin Persson | Management | For | For |
| 12.i | Approve Discharge of Johan Stern | Management | For | For |
| 12.j | Approve Discharge of Mattias Perjos | Management | For | For |
| 12.k | Approve Discharge of Rickard Karlsson | Management | For | For |
| 12.l | Approve Discharge of Ake Larsson | Management | For | For |
| 12.m | Approve Discharge of Peter Jormalm | Management | For | For |
| 12.n | Approve Discharge of Fredrik Brattborn | Management | For | For |
| 13.a | Determine Number of Members (10) and Deputy Members (0) of Board | Management | For | For |
| 13.b | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | For |
| 14.a | Approve Remuneration of Directors in the Aggregate Amount of SEK 6.5 Million; Approve Remuneration for Committee Work | Management | For | For |
| 14.b | Approve Remuneration of Auditors | Management | For | For |
| 15.a | Reelect Carl Bennet as Director | Management | For | Against |
| 15.b | Reelect Johan Bygge as Director | Management | For | Against |
| 15.c | Reelect Cecilia Daun Wennborg as Director | Management | For | Against |
| 15.d | Reelect Barbro Friden as Director | Management | For | For |
| 15.e | Reelect Dan Frohm as Director | Management | For | Against |
| 15.f | Reelect Sofia Hasselberg as Director | Management | For | For |
| 15.g | Reelect Johan Malmquist as Director | Management | For | Against |
| 15.h | Reelect Mattias Perjos as Director | Management | For | For |
| 15.i | Reelect Malin Persson as Director | Management | For | For |
| 15.j | Elect Kristian Samuelsson as New Director | Management | For | For |
| 15.k | Reelect Johan Malmquist as Board Chairman | Management | For | Against |
| 16 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 17 | Approve Remuneration Report | Management | For | Against |
| 18 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Against |
| 19 | Close Meeting | Management | None | None |
| GLAXOSMITHKLINE PLC Meeting Date: MAY 05, 2021 Record Date: APR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GSK Security ID: G3910J112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Sir Jonathan Symonds as Director | Management | For | For |
| 4 | Re-elect Dame Emma Walmsley as Director | Management | For | For |
| 5 | Re-elect Charles Bancroft as Director | Management | For | For |
| 6 | Re-elect Vindi Banga as Director | Management | For | For |
| 7 | Re-elect Dr Hal Barron as Director | Management | For | For |
| 8 | Re-elect Dr Vivienne Cox as Director | Management | For | For |
| 9 | Re-elect Lynn Elsenhans as Director | Management | For | For |
| 10 | Re-elect Dr Laurie Glimcher as Director | Management | For | For |
| 11 | Re-elect Dr Jesse Goodman as Director | Management | For | For |
| 12 | Re-elect Iain Mackay as Director | Management | For | For |
| 13 | Re-elect Urs Rohner as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| GOODMAN GROUP Meeting Date: NOV 19, 2020 Record Date: NOV 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: GMG Security ID: Q4229W132 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Appoint KPMG as Auditors of Goodman Logistics (HK) Limited and Authorize the Board to Fix Their Remuneration | Management | For | For |
| 2a | Elect Stephen Johns as Director of Goodman Limited | Management | For | For |
| 2b | Elect Stephen Johns as Director of Goodman Logistics (HK) Ltd | Management | For | For |
| 3 | Elect Mark Johnson as Director | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Approve Issuance of Performance Rights to Gregory Goodman | Management | For | Against |
| 6 | Approve Issuance of Performance Rights to Danny Peeters | Management | For | Against |
| 7 | Approve Issuance of Performance Rights to Anthony Rozic | Management | For | Against |
| GREAT-WEST LIFECO INC. Meeting Date: MAY 06, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: GWO Security ID: 39138C106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Decrease in Size of Board from 22 to 19 | Management | For | For |
| 2.1 | Elect Director Michael R. Amend | Management | For | For |
| 2.2 | Elect Director Deborah J. Barrett | Management | For | For |
| 2.3 | Elect Director Robin A. Bienfait | Management | For | For |
| 2.4 | Elect Director Heather E. Conway | Management | For | For |
| 2.5 | Elect Director Marcel R. Coutu | Management | For | For |
| 2.6 | Elect Director Andre Desmarais | Management | For | For |
| 2.7 | Elect Director Paul Desmarais, Jr. | Management | For | Withhold |
| 2.8 | Elect Director Gary A. Doer | Management | For | For |
| 2.9 | Elect Director David G. Fuller | Management | For | For |
| 2.10 | Elect Director Claude Genereux | Management | For | For |
| 2.11 | Elect Director Elizabeth C. Lempres | Management | For | For |
| 2.12 | Elect Director Paula B. Madoff | Management | For | For |
| 2.13 | Elect Director Paul A. Mahon | Management | For | For |
| 2.14 | Elect Director Susan J. McArthur | Management | For | For |
| 2.15 | Elect Director R. Jeffrey Orr | Management | For | For |
| 2.16 | Elect Director T. Timothy Ryan | Management | For | For |
| 2.17 | Elect Director Gregory D. Tretiak | Management | For | For |
| 2.18 | Elect Director Siim A. Vanaselja | Management | For | For |
| 2.19 | Elect Director Brian E. Walsh | Management | For | For |
| 3 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 5 | Amend Stock Option Plan | Management | For | For |
| 6 | Amend By-Laws | Management | For | For |
| GRENKE AG Meeting Date: AUG 06, 2020 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: GLJ Security ID: D2854Z135 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.80 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
| 6 | Elect Jens Roennberg to the Supervisory Board | Management | For | For |
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 8 | Amend Articles Re: Participation and Voting Right | Management | For | For |
| GROUPE BRUXELLES LAMBERT SA Meeting Date: APR 27, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GBLB Security ID: B4746J115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
| 2.1 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2.2 | Adopt Financial Statements | Management | For | For |
| 3 | Approve Discharge of Directors | Management | For | For |
| 4 | Approve Discharge of Auditors | Management | For | For |
| 5.1 | Receive Information on Resignation of Gerard Lamarche as Director | Management | None | None |
| 5.2 | Elect Jacques Veyrat as Independent Director | Management | For | For |
| 5.3.1 | Reelect Claude Genereux as Director | Management | For | Against |
| 5.3.2 | Reelect Jocelyn Lefebvre as Director | Management | For | Against |
| 5.3.3 | Reelect Agnes Touraine as Independent Director | Management | For | For |
| 6.1 | Receive Information on Resignation of Deloitte as Auditor | Management | None | None |
| 6.2 | Ratify PricewaterhouseCoopers as Auditors and Approve Auditors' Remuneration | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8.1 | Approve Stock Option Plan Grants | Management | For | Against |
| 8.2 | Approve Stock Option Plan | Management | For | For |
| 8.3 | Receive Special Board Report Re: Article 7:227 of the Company Code with Respect to the Guarantees in Item 8.4 | Management | For | For |
| 8.4 | Approve Guarantee to Acquire Shares under Stock Option Plan | Management | For | For |
| 9 | Transact Other Business | Management | None | None |
| GRUPO CATALANA OCCIDENTE SA Meeting Date: OCT 29, 2020 Record Date: OCT 22, 2020 Meeting Type: SPECIAL | ||||
| Ticker: GCO Security ID: E5701Q116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income and Dividends | Management | For | For |
| 2 | Authorize Share Repurchase Program | Management | For | For |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| H. LUNDBECK A/S Meeting Date: MAR 23, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LUN Security ID: K4406L129 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of DKK 2.50 Per Share | Management | For | For |
| 4 | Approve Remuneration Report (Advisory Vote) | Management | For | Against |
| 5 | Set Number of Members of Board up to Eight; Amend Articles Accordingly | Management | For | For |
| 6.1 | Reelect Lars Soren Rasmussen as Director | Management | For | For |
| 6.2 | Reelect Lene Skole-Sorensen as Director | Management | For | For |
| 6.3 | Reelect Lars Erik Holmqvist as Director | Management | For | Abstain |
| 6.4 | Reelect Jeffrey Berkowitz as Director | Management | For | For |
| 6.5 | Reelect Jeremy Max Levin as Director | Management | For | Abstain |
| 6.6 | Elect Santiago Arroyo as New Director | Management | For | For |
| 7 | Approve Remuneration of Directors in the Amount of DKK 1.2 million for Chairman, DKK 800,000 for Vice Chairman and DKK 400,000 for Other Directors; Approve Fees for Committee Work | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 9.1 | Authorize Share Repurchase Program | Management | For | For |
| 9.2 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Against |
| 9.3 | Allow Shareholder Meetings to be Held by Electronic Means Only | Management | For | Against |
| 9.4.a | Adopt English as Corporate Language; Amend Articles Accordingly | Management | For | For |
| 9.4.b | Change Language of the Company's General Meetings to English at Board's Discretion; Amend Articles Accordingly | Management | For | For |
| 9.4.c | Prepare Documents in Connection with General Meetings in English; Amend Articles Accordingly | Management | For | For |
| 9.4.d | Approve Company Announcements in English; Amend Articles Accordingly | Management | For | For |
| 9.5 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| 10 | Other Business | Management | None | None |
| HAKUHODO DY HOLDINGS, INC. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2433 Security ID: J19174101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
| 2 | Amend Articles to Make Technical Changes | Management | For | For |
| 3.1 | Elect Director Toda, Hirokazu | Management | For | For |
| 3.2 | Elect Director Mizushima, Masayuki | Management | For | For |
| 3.3 | Elect Director Yajima, Hirotake | Management | For | For |
| 3.4 | Elect Director Nishioka, Masanori | Management | For | For |
| 3.5 | Elect Director Ebana, Akihiko | Management | For | For |
| 3.6 | Elect Director Nakatani, Yoshitaka | Management | For | For |
| 3.7 | Elect Director Matsuda, Noboru | Management | For | For |
| 3.8 | Elect Director Hattori, Nobumichi | Management | For | For |
| 3.9 | Elect Director Yamashita, Toru | Management | For | For |
| HANG SENG BANK LTD. Meeting Date: MAY 26, 2021 Record Date: MAY 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 11 Security ID: Y30327103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Louisa Cheang as Director | Management | For | For |
| 2b | Elect Margaret W H Kwan as Director | Management | For | For |
| 2c | Elect Irene Y L Lee as Director | Management | For | For |
| 2d | Elect Peter T S Wong as Director | Management | For | Against |
| 3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Adopt New Articles of Association | Management | For | For |
| HEIDELBERGCEMENT AG Meeting Date: MAY 06, 2021 Record Date: APR 14, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HEI Security ID: D31709104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 2.20 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Bernd Scheifele for Fiscal Year 2020 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Dominik von Achten for Fiscal Year 2020 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Lorenz Naeger for Fiscal Year 2020 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Kevin Gluskie for Fiscal Year 2020 | Management | For | For |
| 3.5 | Approve Discharge of Management Board Member Hakan Gurdal for Fiscal Year 2020 | Management | For | For |
| 3.6 | Approve Discharge of Management Board Member Ernest Jelito for Fiscal Year 2020 | Management | For | For |
| 3.7 | Approve Discharge of Management Board Member Jon Morrish for Fiscal Year 2020 | Management | For | For |
| 3.8 | Approve Discharge of Management Board Member Christopher Ward for Fiscal Year 2020 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal Year 2020 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal Year 2020 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Barbara Breuninger for Fiscal Year 2020 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Birgit Jochens for Fiscal Year 2020 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal Year 2020 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal Year 2020 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Luka Mucic for Fiscal Year 2020 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Ines Ploss for Fiscal Year 2020 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Peter Riedel for Fiscal Year 2020 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal Year 2020 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Margret Suckale for Fiscal Year 2020 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Marion Weissenberger-Eibl for Fiscal Year 2020 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Approve Remuneration of Supervisory Board | Management | For | For |
| 9 | Amend Articles Re: Proof of Entitlement | Management | For | For |
| 10 | Amend Articles Re: Dividend in Kind | Management | For | For |
| 11 | Amend Articles Re: Supervisory Board Term of Office | Management | For | For |
| 12 | Amend Affiliation Agreement with HeidelbergCement International Holding GmbH | Management | For | For |
| HELLA GMBH & CO. KGAA Meeting Date: SEP 25, 2020 Record Date: SEP 03, 2020 Meeting Type: ANNUAL | ||||
| Ticker: HLE Security ID: D3R112160 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal 2019/2020 | Management | For | For |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Personally Liable Partner for Fiscal 2019/2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019/2020 | Management | For | For |
| 5 | Approve Discharge of Shareholders' Committee for Fiscal 2019/2020 | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020/2021 | Management | For | For |
| HELLENIC TELECOMMUNICATIONS ORGANIZATION SA Meeting Date: JUN 09, 2021 Record Date: JUN 03, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HTO Security ID: X3258B102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports and Income Allocation | Management | For | For |
| 2 | Receive Audit Committee's Activity Report | Management | None | None |
| 3 | Approve Management of Company and Grant Discharge to Auditors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Remuneration of Directors and Members of Committees | Management | For | For |
| 6 | Approve Remuneration of Certain Board Members | Management | For | For |
| 7 | Advisory Vote on Remuneration Report | Management | For | For |
| 8 | Approve Director and Officer Liability Contracts | Management | For | For |
| 9 | Announcement on Related Party Transactions | Management | None | None |
| 10 | Approve Reduction in Issued Share Capital | Management | For | For |
| 11 | Approve Suitability Policy for Directors | Management | For | For |
| 12.1 | Elect Michael Tsamaz as Director | Shareholder | None | Abstain |
| 12.2 | Elect Charalampos Mazarakis as Director | Shareholder | None | Abstain |
| 12.3 | Elect Robert Hauber as Director | Shareholder | None | Abstain |
| 12.4 | Elect Kyra Orth as Director | Shareholder | None | Abstain |
| 12.5 | Elect Dominique Leroy as Director | Shareholder | None | Abstain |
| 12.6 | Elect Michael Wilkens as Director | Shareholder | None | Abstain |
| 12.7 | Elect Gregory Zarifopoulos as Director | Shareholder | None | Abstain |
| 12.8 | Elect Eelco Blok as Independent Director | Shareholder | None | For |
| 12.9 | Elect Dimitris Georgoutsos as Independent Director | Shareholder | None | For |
| 12.10 | Elect Catherine Dorlodot as Independent Director | Shareholder | None | For |
| 13 | Approve Type, Composition and Tenure of the Audit Committee | Shareholder | None | For |
| 14 | Authorize Board to Participate in Companies with Similar Business Interests | Management | For | For |
| 15 | Various Announcements | Management | None | None |
| HELLOFRESH SE Meeting Date: MAY 26, 2021 Record Date: MAY 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HFG Security ID: D3R2MA100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | For |
| 6.1 | Reelect John Rittenhouse to the Supervisory Board | Management | For | For |
| 6.2 | Reelect Ursula Radeke-Pietsch to the Supervisory Board | Management | For | For |
| 6.3 | Reelect Derek Zissman to the Supervisory Board | Management | For | For |
| 6.4 | Reelect Susanne Schroeter-Crossan to the Supervisory Board | Management | For | For |
| 6.5 | Reelect Stefan Smalla to the Supervisory Board | Management | For | For |
| 7 | Amend Corporate Purpose | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | Against |
| 9 | Approve Remuneration of Supervisory Board | Management | For | For |
| 10 | Approve Creation of EUR 13.6 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 11 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 17.4 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 12 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| HELVETIA HOLDING AG Meeting Date: APR 30, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: HELN Security ID: H3701P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 5.00 per Share | Management | For | For |
| 4.1 | Reelect Doris Schurter as Director and Board Chairman | Management | For | For |
| 4.2.1 | Reelect Beat Fellmann as Director | Management | For | For |
| 4.2.2 | Reelect Jean-Rene Fournier as Director | Management | For | For |
| 4.2.3 | Reelect Ivo Furrer as Director | Management | For | For |
| 4.2.4 | Reelect Hans Kuenzle as Director | Management | For | For |
| 4.2.5 | Reelect Christoph Lechner as Director | Management | For | For |
| 4.2.6 | Reelect Gabriela Payer as Director | Management | For | For |
| 4.2.7 | Reelect Thomas Schmueckli as Director | Management | For | For |
| 4.2.8 | Reelect Andreas von Planta as Director | Management | For | For |
| 4.2.9 | Reelect Regula Wallimann as Director | Management | For | For |
| 4.3.1 | Reappoint Jean-Rene Fournier as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.3.2 | Reappoint Gabriela Payer as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.3.3 | Reappoint Andreas von Planta as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.3.4 | Reappoint Regula Wallimann as Member of the Nomination and Compensation Committee | Management | For | For |
| 5.1 | Approve Fixed Remuneration of Directors in the Amount of CHF 3.1 Million | Management | For | For |
| 5.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 8.1 Million | Management | For | For |
| 5.3 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 3.5 Million | Management | For | For |
| 6 | Designate Schmuki Bachmann as Independent Proxy | Management | For | For |
| 7 | Ratify KPMG AG as Auditors | Management | For | For |
| 8 | Transact Other Business (Voting) | Management | For | Against |
| HENDERSON LAND DEVELOPMENT COMPANY LIMITED Meeting Date: JUN 01, 2021 Record Date: MAY 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 12 Security ID: Y31476107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Lam Ko Yin, Colin as Director | Management | For | For |
| 3.2 | Elect Lee Shau Kee as Director | Management | For | For |
| 3.3 | Elect Yip Ying Chee, John as Director | Management | For | For |
| 3.4 | Elect Fung Hau Chung, Andrew as Director | Management | For | For |
| 3.5 | Elect Ko Ping Keung as Director | Management | For | For |
| 3.6 | Elect Woo Ka Biu, Jackson as Director | Management | For | For |
| 3.7 | Elect Poon Chung Kwong as Director | Management | For | For |
| 4 | Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5A | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5B | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5C | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 6 | Adopt New Articles of Association | Management | For | For |
| HENNES & MAURITZ AB Meeting Date: MAY 06, 2021 Record Date: APR 28, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HM.B Security ID: W41422101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3.1 | Designate Jan Andersson as Inspector of Minutes of Meeting | Management | For | For |
| 3.2 | Designate Anders Oscarsson as Inspector of Minutes of Meeting | Management | For | For |
| 4 | Prepare and Approve List of Shareholders | Management | For | For |
| 5 | Approve Agenda of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8.b1 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 8.b2 | Approve Omission of Dividends and Sign Up to the Severance Guarantee Fund | Shareholder | None | Against |
| 8.c1 | Approve Discharge of Board Chairman Karl-Johan Persson | Management | For | For |
| 8.c2 | Approve Discharge of Board Chairman Stefan Persson, Until May 7, 2020 | Management | For | For |
| 8.c3 | Approve Discharge of Board Member Stina Bergfors | Management | For | For |
| 8.c4 | Approve Discharge of Board Member Anders Dahlvig | Management | For | For |
| 8.c5 | Approve Discharge of Board Member Danica Kragic Jensfelt | Management | For | For |
| 8.c6 | Approve Discharge of Board Member Lena Patriksson Keller | Management | For | For |
| 8.c7 | Approve Discharge of Board Member Christian Sievert | Management | For | For |
| 8.c8 | Approve Discharge of Board Member Erica Wiking Hager | Management | For | For |
| 8.c9 | Approve Discharge of Board Member Niklas Zennstrom | Management | For | For |
| 8.c10 | Approve Discharge of Board Member Ingrid Godin | Management | For | For |
| 8.c11 | Approve Discharge of Board Member Alexandra Rosenqvist | Management | For | For |
| 8.c12 | Approve Discharge of Deputy Board Member Helena Isberg | Management | For | For |
| 8.c13 | Approve Discharge of Deputy Board Member Margareta Welinder | Management | For | For |
| 8.c14 | Approve Discharge of CEO Helena Helmersson, From Jan. 30, 2020 | Management | For | For |
| 8.c15 | Approve Discharge of CEO Karl-Johan Persson, Until Jan. 29, 2020 | Management | For | For |
| 9.1 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | For |
| 9.2 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | For |
| 10.1 | Approve Remuneration of Directors in the Amount of SEK 1.7 Million for Chairman and SEK 650,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 10.2 | Approve Remuneration of Auditors | Management | For | For |
| 11.1 | Reelect Stina Bergfors as Director | Management | For | For |
| 11.2 | Reelect Anders Dahlvig as Director | Management | For | For |
| 11.3 | Reelect Danica Kragic Jensfelt as Director | Management | For | For |
| 11.4 | Reelect Lena Patriksson Keller as Director | Management | For | For |
| 11.5 | Reelect Karl-Johan Persson as Director | Management | For | For |
| 11.6 | Reelect Christian Sievert as Director | Management | For | Against |
| 11.7 | Reelect Erica Wiking Hager as Director | Management | For | For |
| 11.8 | Reelect Niklas Zennstrom as Director | Management | For | For |
| 11.9 | Reelect Karl-Johan Persson as Board Chairman | Management | For | For |
| 12 | Ratify Deloitte as Auditors | Management | For | For |
| 13.1 | Elect Karl-Johan Persson, Stefan Persson, Lottie Tham, Jan Andersson and Erik Durhan as Members of Nominating Committee | Management | For | For |
| 13.2 | Approve Procedures for Nominating Committee | Management | For | For |
| 14 | Approve Remuneration Report | Management | For | For |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 16 | Amend Articles Re: Collecting Proxies and Postal Voting | Management | For | For |
| 17 | Approve Annual Proxy Vote and Report on Climate Change Policy and Strategies | Shareholder | None | Against |
| 18 | Disclose Sustainability Targets to be Achieved in Order for Senior Executives to be Paid Variable Remuneration; Report on the Performance of Senior Executives on Sustainability Targets | Shareholder | None | Against |
| 19 | Close Meeting | Management | None | None |
| HERMES INTERNATIONAL SCA Meeting Date: MAY 04, 2021 Record Date: MAY 03, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: RMS Security ID: F48051100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of General Managers | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 4.55 per Share | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 7 | Approve Compensation of Corporate Officers | Management | For | Against |
| 8 | Approve Compensation of Axel Dumas, General Manager | Management | For | Against |
| 9 | Approve Compensation of Emile Hermes SARL, General Manager | Management | For | Against |
| 10 | Approve Compensation of Eric de Seynes, Chairman of the Supervisory Board | Management | For | For |
| 11 | Approve Remuneration Policy of General Managers | Management | For | Against |
| 12 | Approve Remuneration Policy of Supervisory Board Members | Management | For | For |
| 13 | Reelect Matthieu Dumas as Supervisory Board Member | Management | For | Against |
| 14 | Reelect Blaise Guerrand as Supervisory Board Member | Management | For | Against |
| 15 | Reelect Olympia Guerrand as Supervisory Board Member | Management | For | Against |
| 16 | Reelect Alexandre Viros as Supervisory Board Member | Management | For | For |
| 17 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 18 | Authorize Capitalization of Reserves of up to 40 Percent of Issued Capital for Bonus Issue or Increase in Par Value | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 40 Percent of Issued Capital | Management | For | Against |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 40 Percent of Issued Capital | Management | For | Against |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 22 | Approve Issuance of Equity or Equity-Linked Securities up to 20 Percent of Issued Capital Per Year for Private Placements | Management | For | Against |
| 23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 24 | Delegate Powers to the Management Board to Implement Spin-Off Agreements | Management | For | Against |
| 25 | Delegate Powers to the Management Board to Issue Shares in Connection with Item 24 Above | Management | For | Against |
| 26 | Amend Articles of Bylaws Re. Change of Corporate Form of Emile Hermes SARL | Management | For | For |
| 27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| HEXAGON AB Meeting Date: DEC 01, 2020 Record Date: NOV 23, 2020 Meeting Type: SPECIAL | ||||
| Ticker: HEXA.B Security ID: W40063104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5.1 | Designate Johannes Wingborg as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 5.2 | Designate Fredrik Skoglund as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Approve Dividends of EUR 0.62 Per Share | Management | For | Did Not Vote |
| 8 | Approve Performance Share Plan for Key Employees | Management | For | Did Not Vote |
| 9 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 10 | Close Meeting | Management | None | None |
| HEXAGON AB Meeting Date: APR 29, 2021 Record Date: APR 21, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HEXA.B Security ID: W40063104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4.1 | Designate Johannes Wingborg as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 4.2 | Designate Fredrik Skoglund as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6.a | Receive Financial Statements and Statutory Reports | Management | None | None |
| 6.b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
| 6.c | Receive the Board's Dividend Proposal | Management | None | None |
| 7.a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 7.b | Approve Allocation of Income and Dividends of EUR 0.65 Per Share | Management | For | Did Not Vote |
| 7.c1 | Approve Discharge of Gun Nilsson | Management | For | Did Not Vote |
| 7.c2 | Approve Discharge of Marta Schorling Andreen | Management | For | Did Not Vote |
| 7.c3 | Approve Discharge of John Brandon | Management | For | Did Not Vote |
| 7.c4 | Approve Discharge of Sofia Schorling Hogberg | Management | For | Did Not Vote |
| 7.c5 | Approve Discharge of Ulrika Francke | Management | For | Did Not Vote |
| 7.c6 | Approve Discharge of Henrik Henriksson | Management | For | Did Not Vote |
| 7.c7 | Approve Discharge of Patrick Soderlund | Management | For | Did Not Vote |
| 7.c8 | Approve Discharge of President Ola Rollen | Management | For | Did Not Vote |
| 8 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 9.1 | Approve Remuneration of Directors in the Amount of SEK 1.9 Million for Chairman, and SEK 645,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 9.2 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 10.1 | Reelect Marta Schorling Andreen as Director | Management | For | Did Not Vote |
| 10.2 | Reelect John Brandon as Director | Management | For | Did Not Vote |
| 10.3 | Reelect Sofia Schorling Hogberg as Director | Management | For | Did Not Vote |
| 10.4 | Reelect Ulrika Francke as Director | Management | For | Did Not Vote |
| 10.5 | Reelect Henrik Henriksson as Director | Management | For | Did Not Vote |
| 10.6 | Reelect Ola Rollen as Director | Management | For | Did Not Vote |
| 10.7 | Reelect Gun Nilsson as Director | Management | For | Did Not Vote |
| 10.8 | Reelect Patrick Soderlund as Director | Management | For | Did Not Vote |
| 10.9 | Reelect Gun Nilsson as Board Chairman | Management | For | Did Not Vote |
| 10.10 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 11 | Reelect Mikael Ekdahl (Chair), Caroline Forsberg and Anders Oscarsson, and Elect Jan Dworsky as Members of Nominating Committee | Management | For | Did Not Vote |
| 12 | Approve Remuneration Report | Management | For | Did Not Vote |
| 13 | Approve Performance Share Plan for Key Employees | Management | For | Did Not Vote |
| 14 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 15 | Approve Issuance of up to 10 Percent of Issued Shares without Preemptive Rights | Management | For | Did Not Vote |
| 16 | Approve 7:1 Stock Split; Amend Articles Accordingly; Set Minimum (1.4 Billion) and Maximum (5.6 Billion) Number of Shares; Proxies and Postal Voting | Management | For | Did Not Vote |
| HIKARI TSUSHIN, INC. Meeting Date: JUN 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 9435 Security ID: J1949F108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shigeta, Yasumitsu | Management | For | Against |
| 1.2 | Elect Director Wada, Hideaki | Management | For | Against |
| 1.3 | Elect Director Tamamura, Takeshi | Management | For | For |
| 1.4 | Elect Director Gido, Ko | Management | For | For |
| 1.5 | Elect Director Takahashi, Masato | Management | For | For |
| 2.1 | Elect Director and Audit Committee Member Watanabe, Masataka | Management | For | For |
| 2.2 | Elect Director and Audit Committee Member Takano, Ichiro | Management | For | For |
| 2.3 | Elect Director and Audit Committee Member Niimura, Ken | Management | For | For |
| HIKMA PHARMACEUTICALS PLC Meeting Date: APR 23, 2021 Record Date: APR 21, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HIK Security ID: G4576K104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 5 | Elect Douglas Hurt as Director | Management | For | For |
| 6 | Re-elect Said Darwazah as Director | Management | For | For |
| 7 | Re-elect Siggi Olafsson as Director | Management | For | For |
| 8 | Re-elect Mazen Darwazah as Director | Management | For | For |
| 9 | Re-elect Patrick Butler as Director | Management | For | For |
| 10 | Re-elect Ali Al-Husry as Director | Management | For | For |
| 11 | Re-elect Dr Pamela Kirby as Director | Management | For | For |
| 12 | Re-elect John Castellani as Director | Management | For | For |
| 13 | Re-elect Nina Henderson as Director | Management | For | For |
| 14 | Re-elect Cynthia Schwalm as Director | Management | For | For |
| 15 | Approve Remuneration Report | Management | For | For |
| 16 | Adopt New Articles of Association | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| HITACHI LTD. Meeting Date: JUL 30, 2020 Record Date: MAY 28, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 6501 Security ID: J20454112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ihara, Katsumi | Management | For | For |
| 1.2 | Elect Director Ravi Venkatesan | Management | For | For |
| 1.3 | Elect Director Cynthia Carroll | Management | For | For |
| 1.4 | Elect Director Joe Harlan | Management | For | For |
| 1.5 | Elect Director George Buckley | Management | For | For |
| 1.6 | Elect Director Louise Pentland | Management | For | For |
| 1.7 | Elect Director Mochizuki, Harufumi | Management | For | For |
| 1.8 | Elect Director Yamamoto, Takatoshi | Management | For | For |
| 1.9 | Elect Director Yoshihara, Hiroaki | Management | For | For |
| 1.10 | Elect Director Helmuth Ludwig | Management | For | For |
| 1.11 | Elect Director Seki, Hideaki | Management | For | For |
| 1.12 | Elect Director Nakanishi, Hiroaki | Management | For | For |
| 1.13 | Elect Director Higashihara, Toshiaki | Management | For | For |
| HITACHI LTD. Meeting Date: JUN 23, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6501 Security ID: J20454112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ihara, Katsumi | Management | For | For |
| 1.2 | Elect Director Ravi Venkatesan | Management | For | For |
| 1.3 | Elect Director Cynthia Carroll | Management | For | For |
| 1.4 | Elect Director Joe Harlan | Management | For | For |
| 1.5 | Elect Director George Buckley | Management | For | For |
| 1.6 | Elect Director Louise Pentland | Management | For | For |
| 1.7 | Elect Director Mochizuki, Harufumi | Management | For | For |
| 1.8 | Elect Director Yamamoto, Takatoshi | Management | For | For |
| 1.9 | Elect Director Yoshihara, Hiroaki | Management | For | For |
| 1.10 | Elect Director Helmuth Ludwig | Management | For | For |
| 1.11 | Elect Director Kojima, Keiji | Management | For | For |
| 1.12 | Elect Director Seki, Hideaki | Management | For | For |
| 1.13 | Elect Director Higashihara, Toshiaki | Management | For | For |
| HOCHTIEF AG Meeting Date: MAY 06, 2021 Record Date: APR 14, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HOT Security ID: D33134103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.93 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8.1 | Elect Pedro Jimenez to the Supervisory Board | Management | For | Against |
| 8.2 | Elect Angel Altozano to the Supervisory Board | Management | For | Against |
| 8.3 | Elect Beate Bell to the Supervisory Board | Management | For | Against |
| 8.4 | Elect Jose del Valle Perez to the Supervisory Board | Management | For | Against |
| 8.5 | Elect Francisco Sanz to the Supervisory Board | Management | For | Against |
| 8.6 | Elect Patricia Geibel-Conrad to the Supervisory Board | Management | For | Against |
| 8.7 | Elect Luis Miguelsanz to the Supervisory Board | Management | For | Against |
| 8.8 | Elect Christine Wolff to the Supervisory Board | Management | For | Against |
| HONDA MOTOR CO., LTD. Meeting Date: JUN 23, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 7267 Security ID: J22302111 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Adopt Board Structure with Three Committees - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Number of Directors - Amend Provisions on Director Titles | Management | For | For |
| 2.1 | Elect Director Mikoshiba, Toshiaki | Management | For | For |
| 2.2 | Elect Director Mibe, Toshihiro | Management | For | For |
| 2.3 | Elect Director Kuraishi, Seiji | Management | For | For |
| 2.4 | Elect Director Takeuchi, Kohei | Management | For | For |
| 2.5 | Elect Director Suzuki, Asako | Management | For | For |
| 2.6 | Elect Director Suzuki, Masafumi | Management | For | For |
| 2.7 | Elect Director Sakai, Kunihiko | Management | For | For |
| 2.8 | Elect Director Kokubu, Fumiya | Management | For | For |
| 2.9 | Elect Director Ogawa, Yoichiro | Management | For | For |
| 2.10 | Elect Director Higashi, Kazuhiro | Management | For | For |
| 2.11 | Elect Director Nagata, Ryoko | Management | For | For |
| HONG KONG EXCHANGES & CLEARING LTD. Meeting Date: APR 28, 2021 Record Date: APR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 388 Security ID: Y3506N139 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Nicholas Charles Allen as Director | Management | For | For |
| 2b | Elect Cheung Ming Ming, Anna as Director | Management | For | For |
| 2c | Elect Zhang Yichen as Director | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| HONGKONG LAND HOLDINGS LTD. Meeting Date: MAY 05, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: H78 Security ID: G4587L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Against |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Lord Powell of Bayswater as Director | Management | For | For |
| 4 | Elect Prijono Sugiarto as Director | Management | For | For |
| 5 | Re-elect James Watkins as Director | Management | For | For |
| 6 | Re-elect Percy Weatherall as Director | Management | For | For |
| 7 | Re-elect John Witt as Director | Management | For | Abstain |
| 8 | Ratify Auditors and Authorise Their Remuneration | Management | For | For |
| 9 | Authorise Issue of Equity | Management | For | For |
| HOPSON DEVELOPMENT HOLDINGS LIMITED Meeting Date: JUN 11, 2021 Record Date: JUN 07, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 754 Security ID: ADPV50494 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3A | Elect Xie Bao Xin as Director | Management | For | For |
| 3B | Elect Bao Wenge as Director | Management | For | Against |
| 3C | Elect Zhang Fan as Director | Management | For | For |
| 3D | Elect Ching Yu Lung as Director | Management | For | Against |
| 3E | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 3F | Elect Ip Wai Lun, William as Director | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5C | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| HOPSON DEVELOPMENT HOLDINGS LIMITED Meeting Date: JUN 29, 2021 Record Date: JUN 23, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 754 Security ID: G4600H119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2021 Framework Agreement, 2021-2023 Transactions and Related Transactions | Management | For | For |
| HOSHIZAKI CORP. Meeting Date: MAR 25, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 6465 Security ID: J23254105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sakamoto, Seishi | Management | For | For |
| 1.2 | Elect Director Kobayashi, Yasuhiro | Management | For | For |
| 1.3 | Elect Director Tomozoe, Masanao | Management | For | For |
| 1.4 | Elect Director Yoshimatsu, Masuo | Management | For | For |
| 1.5 | Elect Director Maruyama, Satoru | Management | For | For |
| 1.6 | Elect Director Kurimoto, Katsuhiro | Management | For | For |
| 1.7 | Elect Director Ieta, Yasushi | Management | For | For |
| 1.8 | Elect Director Yaguchi, Kyo | Management | For | For |
| 2.1 | Elect Director and Audit Committee Member Seko, Yoshihiko | Management | For | For |
| 2.2 | Elect Director and Audit Committee Member Tsuge, Satoe | Management | For | For |
| HOYA CORP. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 7741 Security ID: J22848105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Uchinaga, Yukako | Management | For | For |
| 1.2 | Elect Director Urano, Mitsudo | Management | For | For |
| 1.3 | Elect Director Kaihori, Shuzo | Management | For | For |
| 1.4 | Elect Director Yoshihara, Hiroaki | Management | For | For |
| 1.5 | Elect Director Abe, Yasuyuki | Management | For | For |
| 1.6 | Elect Director Suzuki, Hiroshi | Management | For | For |
| HSBC HOLDINGS PLC Meeting Date: MAY 28, 2021 Record Date: MAY 27, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HSBA Security ID: G4634U169 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3a | Elect James Forese as Director | Management | For | For |
| 3b | Elect Steven Guggenheimer as Director | Management | For | For |
| 3c | Elect Eileen Murray as Director | Management | For | For |
| 3d | Re-elect Irene Lee as Director | Management | For | For |
| 3e | Re-elect Jose Antonio Meade Kuribrena as Director | Management | For | For |
| 3f | Re-elect David Nish as Director | Management | For | For |
| 3g | Re-elect Noel Quinn as Director | Management | For | For |
| 3h | Re-elect Ewen Stevenson as Director | Management | For | For |
| 3i | Re-elect Jackson Tai as Director | Management | For | For |
| 3j | Re-elect Mark Tucker as Director | Management | For | For |
| 3k | Re-elect Pauline van der Meer Mohr as Director | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 7 | Authorise Issue of Equity | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 10 | Authorise Directors to Allot Any Repurchased Shares | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 12 | Authorise Issue of Equity in Relation to Contingent Convertible Securities | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities | Management | For | For |
| 14 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 15 | Approve Climate Change Resolution | Management | For | For |
| 16 | Find an Equitable Solution to the Unfair, Discriminatory but Legal Practice of Enforcing Clawback on Members of the Post 1974 Midland Section Defined Benefit Scheme | Shareholder | Against | Against |
| HUHTAMAKI OYJ Meeting Date: APR 22, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HUH1V Security ID: X33752100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Prepare and Approve List of Shareholders | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 0.92 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration Report (Advisory Vote) | Management | For | For |
| 11 | Approve Remuneration of Directors in the Amount of EUR 140,000 for Chairman, EUR 75,000 for Vice Chairman, and EUR 62,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | For |
| 12 | Fix Number of Directors at Seven | Management | For | For |
| 13 | Reelect Pekka Ala-Pietila (Chairman), Doug Baillie, William Barker, Anja Korhonen, Kerttu Tuomas (Vice Chairman), Sandra Turner and Ralf Wunderlich as Directors | Management | For | For |
| 14 | Approve Remuneration of Auditors | Management | For | For |
| 15 | Ratify KPMG as Auditors | Management | For | For |
| 16 | Authorize Share Repurchase Program | Management | For | For |
| 17 | Approve Issuance of up to 10 Million New Shares and Conveyance of up to 4 Million Shares without Preemptive Rights | Management | For | For |
| 18 | Close Meeting | Management | None | None |
| HULIC CO., LTD. Meeting Date: MAR 23, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 3003 Security ID: J23594112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 18.5 | Management | For | For |
| 2 | Amend Articles to Amend Business Lines | Management | For | Against |
| 3 | Appoint Statutory Auditor Okamoto, Masahiro | Management | For | For |
| HUSKY ENERGY INC. Meeting Date: DEC 15, 2020 Record Date: NOV 09, 2020 Meeting Type: SPECIAL | ||||
| Ticker: HSE Security ID: 448055103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition by Cenovus Energy Inc. | Management | For | For |
| HUSQVARNA AB Meeting Date: APR 14, 2021 Record Date: APR 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HUSQ.B Security ID: W4235G116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7.a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 7.b | Approve Allocation of Income and Dividends of SEK 2.40 Per Share | Management | For | Did Not Vote |
| 7.c1 | Approve Discharge of Board Member Tom Johnstone | Management | For | Did Not Vote |
| 7.c2 | Approve Discharge of Board Member Ulla Litzen | Management | For | Did Not Vote |
| 7.c3 | Approve Discharge of Board Member Katarina Martinson | Management | For | Did Not Vote |
| 7.c4 | Approve Discharge of Board Member Bertrand Neuschwander | Management | For | Did Not Vote |
| 7.c5 | Approve Discharge of Board Member Daniel Nodhall | Management | For | Did Not Vote |
| 7.c6 | Approve Discharge of Board Member Lars Pettersson | Management | For | Did Not Vote |
| 7.c7 | Approve Discharge of Board Member Christine Robins | Management | For | Did Not Vote |
| 7.c8 | Approve Discharge of CEO Henric Andersson | Management | For | Did Not Vote |
| 8.a | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 8.b | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Directors in the Amount of SEK 2.08 Million to Chairman and SEK 600,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | Did Not Vote |
| 10.a1 | Reelect Tom Johnstone as Director | Management | For | Did Not Vote |
| 10.a2 | Reelect Katarina Martinson as Director | Management | For | Did Not Vote |
| 10.a3 | Reelect Bertrand Neuschwander as Director | Management | For | Did Not Vote |
| 10.a4 | Reelect Daniel Nodhall as Director | Management | For | Did Not Vote |
| 10.a5 | Reelect Lars Pettersson as Director | Management | For | Did Not Vote |
| 10.a6 | Reelect Christine Robins as Director | Management | For | Did Not Vote |
| 10.a7 | Reelect Henric Andersson as Director | Management | For | Did Not Vote |
| 10.a8 | Elect Ingrid Bonde as New Director | Management | For | Did Not Vote |
| 10.b | Elect Tom Johnstone as Board Chairman | Management | For | Did Not Vote |
| 11.a | Ratify KPMG as Auditors | Management | For | Did Not Vote |
| 11.b | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12 | Approve Remuneration Report | Management | For | Did Not Vote |
| 13 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 14 | Approve Performance Share Incentive Program LTI 2021 | Management | For | Did Not Vote |
| 15 | Approve Equity Plan Financing | Management | For | Did Not Vote |
| 16 | Approve Issuance of 57.6 Million Class B Shares without Preemptive Rights | Management | For | Did Not Vote |
| 17 | Amend Articles Re: Participation at General Meetings | Management | For | Did Not Vote |
| 18 | Close Meeting | Management | None | None |
| HYDRO ONE LIMITED Meeting Date: MAY 26, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: H Security ID: 448811208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Cherie Brant | Management | For | For |
| 1B | Elect Director Blair Cowper-Smith | Management | For | For |
| 1C | Elect Director David Hay | Management | For | For |
| 1D | Elect Director Timothy Hodgson | Management | For | For |
| 1E | Elect Director Jessica McDonald | Management | For | For |
| 1F | Elect Director Stacey Mowbray | Management | For | For |
| 1G | Elect Director Mark Poweska | Management | For | For |
| 1H | Elect Director Russel Robertson | Management | For | For |
| 1I | Elect Director William Sheffield | Management | For | For |
| 1J | Elect Director Melissa Sonberg | Management | For | For |
| 1K | Elect Director Susan Wolburgh Jenah | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| IBERDROLA SA Meeting Date: JUN 17, 2021 Record Date: JUN 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IBE Security ID: E6165F166 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated and Standalone Management Reports | Management | For | For |
| 3 | Approve Non-Financial Information Statement | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5 | Amend Articles Re: Update of the Name of the Governance and Sustainability System and Incorporation of Other Technical Improvements | Management | For | For |
| 6 | Amend Article 10 to Reflect Changes in Capital | Management | For | For |
| 7 | Amend Articles Re: New Regulations Regarding Long-Term Involvement of Shareholders | Management | For | For |
| 8 | Amend Articles Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | For |
| 9 | Amend Article 32 Re: Climate Action Plan | Management | For | For |
| 10 | Amend Articles Re: Meetings of Board of Directors and its Committees | Management | For | For |
| 11 | Amend Articles Re: Annual Financial and Non-Financial Information | Management | For | For |
| 12 | Amend Articles Re: Technical Improvements | Management | For | For |
| 13 | Amend Articles of General Meeting Regulations Re: Update of the Name of the Governance and Sustainability System and Incorporation of Other Technical Improvements | Management | For | For |
| 14 | Amend Articles of General Meeting Regulations Re: New Regulations Regarding Long-Term Involvement of Shareholders | Management | For | For |
| 15 | Amend Articles of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | For |
| 16 | Approve Remuneration Policy | Management | For | For |
| 17 | Approve Allocation of Income and Dividends | Management | For | For |
| 18 | Approve Scrip Dividends | Management | For | For |
| 19 | Approve Scrip Dividends | Management | For | For |
| 20 | Reelect Juan Manuel Gonzalez Serna as Director | Management | For | For |
| 21 | Reelect Francisco Martinez Corcoles as Director | Management | For | For |
| 22 | Ratify Appointment of and Elect Angel Jesus Acebes Paniagua as Director | Management | For | For |
| 23 | Fix Number of Directors at 14 | Management | For | For |
| 24 | Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 30 Billion and Issuance of Notes up to EUR 6 Billion | Management | For | For |
| 25 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 26 | Advisory Vote on Remuneration Report | Management | For | For |
| 27 | Advisory Vote on Company's Climate Action Plan | Management | For | For |
| ICADE SA Meeting Date: APR 23, 2021 Record Date: APR 21, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ICAD Security ID: F4931M119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 4.01 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 6 | Reelect Olivier Fabas as Director | Management | For | Against |
| 7 | Reelect Olivier Mareuse as Director | Management | For | Against |
| 8 | Ratify Appointment of Antoine Saintoyant as Director | Management | For | Against |
| 9 | Ratify Appointment of Bernard Spitz as Director | Management | For | Against |
| 10 | Reelect Bernard Spitz as Director | Management | For | Against |
| 11 | Approve Remuneration Policy of Directors | Management | For | For |
| 12 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 13 | Approve Remuneration Policy of CEO and/or Corporate Officers | Management | For | For |
| 14 | Approve Compensation Report | Management | For | For |
| 15 | Approve Compensation of Frederic Thomas, Chairman of the Board | Management | For | For |
| 16 | Approve Compensation of Olivier Wigniolle, CEO | Management | For | For |
| 17 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
| 18 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 19 | Authorize Capitalization of Reserves of Up to EUR 15 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 38 Million | Management | For | For |
| 21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 20 | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 23 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ICL GROUP LTD. Meeting Date: OCT 14, 2020 Record Date: SEP 14, 2020 Meeting Type: SPECIAL | ||||
| Ticker: ICL Security ID: M53213100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approval Bridge Supply Agreement with Tamar Reservoir for the Purchase of Natural Gas by the Company Enable Editing | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
| IGM FINANCIAL INC. Meeting Date: MAY 07, 2021 Record Date: MAR 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IGM Security ID: 449586106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc A. Bibeau | Management | For | For |
| 1.2 | Elect Director Marcel R. Coutu | Management | For | For |
| 1.3 | Elect Director Andre Desmarais | Management | For | For |
| 1.4 | Elect Director Paul Desmarais, Jr. | Management | For | For |
| 1.5 | Elect Director Gary Doer | Management | For | For |
| 1.6 | Elect Director Susan Doniz | Management | For | For |
| 1.7 | Elect Director Claude Genereux | Management | For | For |
| 1.8 | Elect Director Sharon Hodgson | Management | For | For |
| 1.9 | Elect Director Sharon MacLeod | Management | For | For |
| 1.10 | Elect Director Susan J. McArthur | Management | For | For |
| 1.11 | Elect Director John S. McCallum | Management | For | For |
| 1.12 | Elect Director R. Jeffrey Orr | Management | For | For |
| 1.13 | Elect Director James O'Sullivan | Management | For | For |
| 1.14 | Elect Director Gregory D. Tretiak | Management | For | For |
| 1.15 | Elect Director Beth Wilson | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| ILIAD SA Meeting Date: JUL 21, 2020 Record Date: JUL 17, 2020 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ILD Security ID: F4958P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.60 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 5 | Approve Transaction with Holdco Re. Entertainment Convention | Management | For | Against |
| 6 | Approve Transaction with Cyril Poidatz Re. Tripartite Agreement | Management | For | Against |
| 7 | Reelect Cyril Poidatz as Director | Management | For | For |
| 8 | Reelect Thomas Reynaud as Director | Management | For | For |
| 9 | Elect Jacques Veyrat as Director | Management | For | For |
| 10 | Elect Celine Lazorthes as Director | Management | For | For |
| 11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 240,000 | Management | For | For |
| 12 | Approve Compensation Report | Management | For | For |
| 13 | Approve Compensation of Maxime Lombardini, Chairman of the Board | Management | For | For |
| 14 | Approve Compensation of Thomas Reynaud, CEO | Management | For | For |
| 15 | Approve Compensation of Xavier Niel, Vice-CEO | Management | For | For |
| 16 | Approve Compensation of Rani Assaf, Vice-CEO | Management | For | For |
| 17 | Approve Compensation of Antoine Levavasseur, Vice-CEO | Management | For | For |
| 18 | Approve Compensation of Alexis Bidinot, Vice-CEO Until Dec. 9, 2020 | Management | For | For |
| 19 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 20 | Approve Remuneration Policy of CEO | Management | For | Against |
| 21 | Approve Remuneration Policy of Vice-CEOs | Management | For | For |
| 22 | Approve Remuneration Policy of Directors | Management | For | For |
| 23 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 24 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 25 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
| 26 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 27 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 28 | Amend Article 13 of Bylaws Re: Board Composition | Management | For | For |
| 29 | Amend Article 17 of Bylaws Re: Board Meetings | Management | For | For |
| 30 | Amend Article 21 of Bylaws Re: Agreement Between Company and Director, CEO, Vice-CEo or Shareholder | Management | For | For |
| 31 | Amend Article 26 of Bylaws Re: Board Meetings - Powers | Management | For | For |
| 32 | Amend Article 27 of Bylaws Re: Board Meetings Attendance - Minutes | Management | For | For |
| 33 | Fix Nominal Value of Shares in Bylaws and Subsequent Capitalization of Reserves | Management | For | For |
| 34 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| IMPERIAL BRANDS PLC Meeting Date: FEB 03, 2021 Record Date: FEB 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IMB Security ID: G4720C107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve International Sharesave Plan | Management | For | For |
| 5 | Approve Long Term Incentive Plan | Management | For | For |
| 6 | Approve Deferred Share Bonus Plan | Management | For | For |
| 7 | Approve Final Dividend | Management | For | For |
| 8 | Elect Stefan Bomhard as Director | Management | For | For |
| 9 | Re-elect Susan Clark as Director | Management | For | For |
| 10 | Re-elect Therese Esperdy as Director | Management | For | For |
| 11 | Elect Alan Johnson as Director | Management | For | For |
| 12 | Elect Robert Kunze-Concewitz as Director | Management | For | For |
| 13 | Re-elect Simon Langelier as Director | Management | For | For |
| 14 | Elect Pierre-Jean Sivignon as Director | Management | For | For |
| 15 | Re-elect Steven Stanbrook as Director | Management | For | For |
| 16 | Re-elect Jonathan Stanton as Director | Management | For | For |
| 17 | Re-elect Oliver Tant as Director | Management | For | For |
| 18 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise Issue of Equity | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| IMPERIAL OIL LIMITED Meeting Date: MAY 04, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IMO Security ID: 453038408 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director D.W. (David) Cornhill | Management | For | For |
| 1B | Elect Director B.W. (Bradley) Corson | Management | For | For |
| 1C | Elect Director M.R. (Matthew) Crocker | Management | For | For |
| 1D | Elect Director K.T. (Krystyna) Hoeg | Management | For | For |
| 1E | Elect Director M.C. (Miranda) Hubbs | Management | For | For |
| 1F | Elect Director J.M. (Jack) Mintz | Management | For | For |
| 1G | Elect Director D.S. (David) Sutherland | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP be as Auditors | Management | For | For |
| 3 | Adopt a Corporate Wide Ambition to Achieve Net Zero Carbon Emissions | Shareholder | Against | For |
| INDUSTRIA DE DISENO TEXTIL SA Meeting Date: JUL 14, 2020 Record Date: JUL 09, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ITX Security ID: E6282J125 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Discharge of Board | Management | For | For |
| 3 | Approve Non-Financial Information Statement | Management | For | For |
| 4 | Approve Allocation of Income | Management | For | For |
| 5 | Approve Dividends Charged Against Unrestricted Reserves | Management | For | For |
| 6.a | Reelect Pontegadea Inversiones SL as Director | Management | For | For |
| 6.b | Reelect Denise Patricia Kingsmill as Director | Management | For | For |
| 6.c | Ratify Appointment of and Elect Anne Lange as Director | Management | For | For |
| 7 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 8.a | Amend Articles Re: Remote Attendance to General Meetings | Management | For | For |
| 8.b | Approve Restated Articles of Association | Management | For | For |
| 9.a | Amend Article 6 of General Meeting Regulations Re: Competences of General Meetings | Management | For | For |
| 9.b | Amend Articles of General Meeting Regulations Re: Remote Attendance | Management | For | For |
| 9.c | Approve Restated General Meeting Regulations | Management | For | For |
| 10 | Advisory Vote on Remuneration Report | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 12 | Receive Amendments to Board of Directors Regulations | Management | None | None |
| INFINEON TECHNOLOGIES AG Meeting Date: FEB 25, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: IFX Security ID: D35415104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.22 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Reinhard Ploss for Fiscal 2020 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Helmut Gassel for Fiscal 2020 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Jochen Hanebeck for Fiscal 2020 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Sven Schneider for Fiscal 2020 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Wolfgang Eder for Fiscal 2020 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Peter Bauer (until Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Xiaoqun Clever (from Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Johann Dechant for Fiscal 2020 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Herbert Diess (until Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Friedrich Eichiner (from Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Annette Engelfried for Fiscal 2020 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Peter Gruber for Fiscal 2020 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Gerhard Hobbach (until Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Hans-Ulrich Holdenried for Fiscal 2020 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Renate Koecher (until Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Susanne Lachenmann for Fiscal 2020 | Management | For | For |
| 4.13 | Approve Discharge of Supervisory Board Member Geraldine Picaud for Fiscal 2020 | Management | For | For |
| 4.14 | Approve Discharge of Supervisory Board Member Manfred Puffer for Fiscal 2020 | Management | For | For |
| 4.15 | Approve Discharge of Supervisory Board Member Melanie Riedl (from Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.16 | Approve Discharge of Supervisory Board Member Kerstin Schulzendorf for Fiscal 2020 | Management | For | For |
| 4.17 | Approve Discharge of Supervisory Board Member Juergen Scholz for Fiscal 2020 | Management | For | For |
| 4.18 | Approve Discharge of Supervisory Board Member Ulrich Spiesshofer (from Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.19 | Approve Discharge of Supervisory Board Member Margret Suckale (from Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.20 | Approve Discharge of Supervisory Board Member Eckart Suenner (until Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.21 | Approve Discharge of Supervisory Board Member Diana Vitale for Fiscal 2020 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2021 | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Approve Creation of EUR 30 Million Pool of Capital for Employee Stock Purchase Plan | Management | For | For |
| 9 | Amend Articles Re: Information for Registration in the Share Register | Management | For | For |
| 10 | Amend Articles Re: Supervisory Board's Rules of Procedure | Management | For | For |
| INFORMA PLC Meeting Date: DEC 23, 2020 Record Date: DEC 21, 2020 Meeting Type: SPECIAL | ||||
| Ticker: INF Security ID: G4770L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Policy | Management | For | Against |
| 2 | Adopt the Informa Equity Revitalisation Plan | Management | For | Against |
| ING GROEP NV Meeting Date: APR 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: INGA Security ID: N4578E595 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2A | Receive Report of Executive Board (Non-Voting) | Management | None | None |
| 2B | Receive Announcements on Sustainability | Management | None | None |
| 2C | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2D | Approve Remuneration Report | Management | For | For |
| 2E | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3A | Receive Explanation on Profit Retention and Distribution Policy | Management | None | None |
| 3B | Approve Dividends of EUR 0.12 Per Share | Management | For | For |
| 4A | Approve Discharge of Executive Board | Management | For | For |
| 4B | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Approve Increase Maximum Ratio Between Fixed and Variable Components of Remuneration | Management | For | For |
| 6 | Amend Articles Re: Implementation of the Dutch Management and Supervision of Legal Entities Act | Management | For | For |
| 7A | Reelect Steven van Rijswijk to Executive Board | Management | For | For |
| 7B | Elect Ljiljana Cortan to Executive Board | Management | For | For |
| 8A | Reelect Hans Wijers to Supervisory Board | Management | For | For |
| 8B | Reelect Margarete Haase to Supervisory Board | Management | For | For |
| 8C | Elect Lodewijk Hijmans van den Bergh to Supervisory Board | Management | For | For |
| 9A | Grant Board Authority to Issue Shares | Management | For | For |
| 9B | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| INPEX CORP. Meeting Date: MAR 25, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 1605 Security ID: J2467E101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 4800 for Class Ko Shares and JPY 12 for Ordinary Shares | Management | For | For |
| 2 | Amend Articles to Change Company Name | Management | For | For |
| 3.1 | Elect Director Kitamura, Toshiaki | Management | For | For |
| 3.2 | Elect Director Ueda, Takayuki | Management | For | For |
| 3.3 | Elect Director Ito, Seiya | Management | For | For |
| 3.4 | Elect Director Ikeda, Takahiko | Management | For | For |
| 3.5 | Elect Director Yajima, Shigeharu | Management | For | For |
| 3.6 | Elect Director Kittaka, Kimihisa | Management | For | For |
| 3.7 | Elect Director Sase, Nobuharu | Management | For | For |
| 3.8 | Elect Director Yamada, Daisuke | Management | For | For |
| 3.9 | Elect Director Yanai, Jun | Management | For | For |
| 3.10 | Elect Director Iio, Norinao | Management | For | For |
| 3.11 | Elect Director Nishimura, Atsuko | Management | For | For |
| 3.12 | Elect Director Kimura, Yasushi | Management | For | For |
| 3.13 | Elect Director Ogino, Kiyoshi | Management | For | For |
| 3.14 | Elect Director Nishikawa, Tomo | Management | For | For |
| 4 | Approve Annual Bonus | Management | For | For |
| INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA Meeting Date: SEP 07, 2020 Record Date: SEP 03, 2020 Meeting Type: ANNUAL | ||||
| Ticker: IAG Security ID: E67674106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Non-Financial Information Statement | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Reappoint Ernst & Young SL as Auditors | Management | For | For |
| 5 | Appoint KPMG Auditores SL as Auditors | Management | For | For |
| 6 | Approve Allocation of Income | Management | For | For |
| 7a | Re-elect Antonio Vazquez as Director | Management | For | For |
| 7b | Re-elect Margaret Ewing as Director | Management | For | For |
| 7c | Re-elect Javier Ferran as Director | Management | For | For |
| 7d | Re-elect Stephen Gunning as Director | Management | For | For |
| 7e | Re-elect Deborah Kerr as Director | Management | For | For |
| 7f | Re-elect Maria Fernanda Mejia as Director | Management | For | For |
| 7g | Re-elect Emilio Saracho as Director | Management | For | For |
| 7h | Re-elect Nicola Shaw as Director | Management | For | For |
| 7i | Re-elect Alberto Terol as Director | Management | For | For |
| 7j | Elect Luis Gallego as Director | Management | For | For |
| 7k | Elect Giles Agutter as Director | Management | For | For |
| 7l | Elect Robin Phillips as Director | Management | For | For |
| 7m | Fix Number of Directors | Management | For | For |
| 8 | Approve Remuneration Report | Management | For | Against |
| 9 | Amend Articles and the Sole Additional Provision of the Corporate Bylaws | Management | For | For |
| 10 | Approve Reduction in Share Capital by Reducing the Par Value of the Shares | Management | For | For |
| 11 | Authorise Market Purchase of Shares | Management | For | For |
| 12 | Authorise Issue of Equity | Management | For | For |
| 13 | Authorise Issue of Convertible Bonds, Debentures, Warrants, and Other Debt Securities | Management | For | For |
| 14 | Authorise Issue of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Pre-emptive Rights | Management | For | For |
| 15 | Approve Share Capital Increase | Management | For | For |
| 16 | Authorise Company to Call EGM with 15 Days' Notice | Management | For | For |
| 17 | Authorise Ratification of Approved Resolutions | Management | For | For |
| INTERTEK GROUP PLC Meeting Date: MAY 26, 2021 Record Date: MAY 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ITRK Security ID: G4911B108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | Against |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Lynda Clarizio as Director | Management | For | For |
| 6 | Elect Tamara Ingram as Director | Management | For | For |
| 7 | Elect Jonathan Timmis as Director | Management | For | For |
| 8 | Re-elect Andrew Martin as Director | Management | For | For |
| 9 | Re-elect Andre Lacroix as Director | Management | For | For |
| 10 | Re-elect Graham Allan as Director | Management | For | For |
| 11 | Re-elect Gurnek Bains as Director | Management | For | For |
| 12 | Re-elect Dame Makin as Director | Management | For | For |
| 13 | Re-elect Gill Rider as Director | Management | For | For |
| 14 | Re-elect Jean-Michel Valette as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 23 | Amend Articles of Association | Management | For | For |
| INTESA SANPAOLO SPA Meeting Date: APR 28, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ISP Security ID: T55067101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Approve Allocation of Income | Management | For | For |
| 2a | Approve Remuneration Policy | Management | For | For |
| 2b | Approve Second Section of the Remuneration Report | Management | For | For |
| 2c | Approve Fixed-Variable Compensation Ratio | Management | For | For |
| 2d | Approve Annual Incentive Plan | Management | For | For |
| 2e | Amend POP Long-Term Incentive Plan | Management | For | Against |
| 2f | Approve Director, Officer, and Internal Auditors Liability and Indemnity Insurance | Management | For | For |
| 3a | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Incentive Plan | Management | For | For |
| 3b | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 1 | Amend Company Bylaws | Management | For | For |
| INVESTOR AB Meeting Date: MAY 05, 2021 Record Date: APR 27, 2021 Meeting Type: ANNUAL | ||||
| Ticker: INVE.B Security ID: W48102128 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2a | Designate Marianne Nilsson as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 2b | Designate Ossian Ekdahl as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Remuneration Report | Management | For | Did Not Vote |
| 9a | Approve Discharge of Gunnar Brock | Management | For | Did Not Vote |
| 9b | Approve Discharge of Johan Forssell | Management | For | Did Not Vote |
| 9c | Approve Discharge of Magdalena Gerger | Management | For | Did Not Vote |
| 9d | Approve Discharge of Tom Johnstone | Management | For | Did Not Vote |
| 9e | Approve Discharge of Sara Mazur | Management | For | Did Not Vote |
| 9.f | Approve Discharge of Grace Reksten Skaugen | Management | For | Did Not Vote |
| 9g | Approve Discharge of Hans Straberg | Management | For | Did Not Vote |
| 9h | Approve Discharge of Lena Treschow Torell | Management | For | Did Not Vote |
| 9i | Approve Discharge of Jacob Wallenberg | Management | For | Did Not Vote |
| 9j | Approve Discharge of Marcus Wallenberg | Management | For | Did Not Vote |
| 10 | Approve Allocation of Income and Dividends of SEK 14.00 Per Share | Management | For | Did Not Vote |
| 11a | Determine Number of Members (11) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 11b | Determine Number of Auditors (1) and Deputy Auditors | Management | For | Did Not Vote |
| 12a | Approve Remuneration of Directors in the Amount of SEK 2.9 Million for Chairman, SEK 1.7 Million for Deputy Chairman and SEK 780,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 12b | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 13a | Reelect Gunnar Brock as Director | Management | For | Did Not Vote |
| 13.b | Reelect Johan Forssell as Director | Management | For | Did Not Vote |
| 13c | Reelect Magdalena Gerger as Director | Management | For | Did Not Vote |
| 13d | Reelect Tom Johnstone as Director | Management | For | Did Not Vote |
| 13e | Reelect Sara Mazur as Director | Management | For | Did Not Vote |
| 13f | Reelect Grace Reksten Skaugen as Director | Management | For | Did Not Vote |
| 13g | Reelect Hans Straberg as Director | Management | For | Did Not Vote |
| 13h | Reelect Jacob Wallenberg as Director | Management | For | Did Not Vote |
| 13i | Reelect Marcus Wallenberg as Director | Management | For | Did Not Vote |
| 13j | Elect Isabelle Kocher as New Director | Management | For | Did Not Vote |
| 13k | Elect Sven Nyman as New Director | Management | For | Did Not Vote |
| 14 | Reelect Jacob Wallenberg as Board Chairman | Management | For | Did Not Vote |
| 15 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 16a | Approve Performance Share Matching Plan (LTVR) for Employees in Investor | Management | For | Did Not Vote |
| 16b | Approve Performance Share Matching Plan (LTVR) for Employees in Patricia Industries | Management | For | Did Not Vote |
| 17a | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 17b | Approve Equity Plan (LTVR) Financing Through Transfer of Shares to Participants | Management | For | Did Not Vote |
| 18 | Amend Articles Re: Set Minimum (1.3 Billion) and Maximum (5.2 Billion) Number of Shares; Set Maximum (5.2 Billion) Number of Class A Shares; Set Maximum (5.2 Billion) Number of Class B Shares | Management | For | Did Not Vote |
| IPSEN SA Meeting Date: MAY 27, 2021 Record Date: MAY 25, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: IPN Security ID: F5362H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Reelect Antoine Flochel as Director | Management | For | Against |
| 6 | Reelect Margaret Liu as Director | Management | For | For |
| 7 | Reelect Carol Stuckley as Director | Management | For | For |
| 8 | Ratify Appointment David Loew as Director | Management | For | For |
| 9 | Reelect David Loew as Director | Management | For | For |
| 10 | Approve Remuneration Policy of Directors | Management | For | For |
| 11 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 12 | Approve Remuneration Policy of CEO and Executive Corporate Officers | Management | For | Against |
| 13 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 14 | Approve Compensation of Marc de Garidel, Chairman of the Board | Management | For | For |
| 15 | Approve Compensation of Aymeric Le Chatelier, CEO Until 30 June 2020 | Management | For | Against |
| 16 | Approve Compensation of David Loew, CEO Since 1 July 2020 | Management | For | Against |
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 19 | Authorize Capitalization of Reserves of up to 20 Percent of Issued Share Capital for Bonus Issue or Increase in Par Value | Management | For | For |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 20 Percent of Issued Share Capital | Management | For | For |
| 21 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 10 Percent of Issued Share Capital | Management | For | For |
| 22 | Approve Issuance of up to 10 Percent of Issued Capital Per Year for a Private Placement | Management | For | For |
| 23 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 20 to 22 | Management | For | For |
| 24 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 26 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
| 27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ISRAEL DISCOUNT BANK LTD. Meeting Date: AUG 04, 2020 Record Date: JUL 05, 2020 Meeting Type: ANNUAL | ||||
| Ticker: DSCT Security ID: 465074201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| 2 | Reappoint Ziv Haft & Co. and Somekh Chaikin as Joint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3.1 | Elect Shaul Kobrinsky as External Director | Management | For | For |
| 3.2 | Elect Iris Avner as External Director | Management | For | For |
| 3.3 | Elect Yaacov Lifshitz as External Director | Management | For | For |
| 3.4 | Elect Mona Bkheet as External Director | Management | For | Abstain |
| 4.1 | Reelect Aharon Abramovich as External Director | Management | For | For |
| 4.2 | Reelect Baruch Lederman as External Director | Management | For | For |
| 4.3 | Elect Danny Yamin as External Director | Management | For | Abstain |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
| ITALGAS SPA Meeting Date: APR 20, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: IG Security ID: T6R89Z103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3.1 | Approve Remuneration Policy | Management | For | For |
| 3.2 | Approve Second Section of the Remuneration Report | Management | For | For |
| 4 | Approve Co-Investment Plan | Management | For | For |
| 1 | Authorize Board to Increase Capital to Service Co-Investment Plan | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| ITOCHU CORP. Meeting Date: JUN 18, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 8001 Security ID: J2501P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 44 | Management | For | For |
| 2.1 | Elect Director Okafuji, Masahiro | Management | For | Against |
| 2.2 | Elect Director Suzuki, Yoshihisa | Management | For | For |
| 2.3 | Elect Director Ishii, Keita | Management | For | For |
| 2.4 | Elect Director Yoshida, Tomofumi | Management | For | For |
| 2.5 | Elect Director Fukuda, Yuji | Management | For | For |
| 2.6 | Elect Director Kobayashi, Fumihiko | Management | For | For |
| 2.7 | Elect Director Hachimura, Tsuyoshi | Management | For | For |
| 2.8 | Elect Director Muraki, Atsuko | Management | For | For |
| 2.9 | Elect Director Kawana, Masatoshi | Management | For | For |
| 2.10 | Elect Director Nakamori, Makiko | Management | For | For |
| 2.11 | Elect Director Ishizuka, Kunio | Management | For | For |
| 3.1 | Appoint Statutory Auditor Majima, Shingo | Management | For | For |
| 3.2 | Appoint Statutory Auditor Kikuchi, Masumi | Management | For | For |
| ITOCHU TECHNO-SOLUTIONS CORP. Meeting Date: JUN 17, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 4739 Security ID: J25022104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 32.5 | Management | For | For |
| 2 | Amend Articles to Change Location of Head Office | Management | For | For |
| 3.1 | Elect Director Tsuge, Ichiro | Management | For | For |
| 3.2 | Elect Director Eda, Hisashi | Management | For | For |
| 3.3 | Elect Director Seki, Mamoru | Management | For | For |
| 3.4 | Elect Director Iwasaki, Naoko | Management | For | For |
| 3.5 | Elect Director Motomura, Aya | Management | For | For |
| 3.6 | Elect Director Kajiwara, Hiroshi | Management | For | For |
| JAPAN AIRLINES CO., LTD. Meeting Date: JUN 17, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 9201 Security ID: J25979121 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ueki, Yoshiharu | Management | For | For |
| 1.2 | Elect Director Akasaka, Yuji | Management | For | For |
| 1.3 | Elect Director Shimizu, Shinichiro | Management | For | For |
| 1.4 | Elect Director Kikuyama, Hideki | Management | For | For |
| 1.5 | Elect Director Toyoshima, Ryuzo | Management | For | For |
| 1.6 | Elect Director Tsutsumi, Tadayuki | Management | For | For |
| 1.7 | Elect Director Kobayashi, Eizo | Management | For | For |
| 1.8 | Elect Director Hatchoji, Sonoko | Management | For | For |
| 1.9 | Elect Director Yanagi, Hiroyuki | Management | For | For |
| 2 | Appoint Statutory Auditor Kitada, Yuichi | Management | For | For |
| JAPAN EXCHANGE GROUP, INC. Meeting Date: JUN 16, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 8697 Security ID: J2740B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tsuda, Hiroki | Management | For | For |
| 1.2 | Elect Director Kiyota, Akira | Management | For | For |
| 1.3 | Elect Director Yamaji, Hiromi | Management | For | For |
| 1.4 | Elect Director Iwanaga, Moriyuki | Management | For | For |
| 1.5 | Elect Director Shizuka, Masaki | Management | For | For |
| 1.6 | Elect Director Christina Ahmadjian | Management | For | For |
| 1.7 | Elect Director Endo, Nobuhiro | Management | For | For |
| 1.8 | Elect Director Ogita, Hitoshi | Management | For | For |
| 1.9 | Elect Director Koda, Main | Management | For | For |
| 1.10 | Elect Director Kobayashi, Eizo | Management | For | For |
| 1.11 | Elect Director Takeno, Yasuzo | Management | For | For |
| 1.12 | Elect Director Minoguchi, Makoto | Management | For | For |
| 1.13 | Elect Director Mori, Kimitaka | Management | For | For |
| 1.14 | Elect Director Yoneda, Tsuyoshi | Management | For | For |
| JAPAN POST BANK CO., LTD. Meeting Date: JUN 17, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 7182 Security ID: J2800C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ikeda, Norito | Management | For | For |
| 1.2 | Elect Director Tanaka, Susumu | Management | For | For |
| 1.3 | Elect Director Masuda, Hiroya | Management | For | For |
| 1.4 | Elect Director Onodera, Atsuko | Management | For | For |
| 1.5 | Elect Director Ikeda, Katsuaki | Management | For | For |
| 1.6 | Elect Director Chubachi, Ryoji | Management | For | For |
| 1.7 | Elect Director Takeuchi, Keisuke | Management | For | For |
| 1.8 | Elect Director Kaiwa, Makoto | Management | For | For |
| 1.9 | Elect Director Aihara, Risa | Management | For | For |
| 1.10 | Elect Director Kawamura, Hiroshi | Management | For | For |
| 1.11 | Elect Director Yamamoto, Kenzo | Management | For | For |
| 1.12 | Elect Director Urushi, Shihoko | Management | For | For |
| JAPAN POST HOLDINGS CO. LTD. Meeting Date: JUN 18, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6178 Security ID: J2800D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Masuda, Hiroya | Management | For | For |
| 1.2 | Elect Director Ikeda, Norito | Management | For | For |
| 1.3 | Elect Director Kinugawa, Kazuhide | Management | For | For |
| 1.4 | Elect Director Senda, Tetsuya | Management | For | For |
| 1.5 | Elect Director Mimura, Akio | Management | For | For |
| 1.6 | Elect Director Ishihara, Kunio | Management | For | For |
| 1.7 | Elect Director Charles D. Lake II | Management | For | For |
| 1.8 | Elect Director Hirono, Michiko | Management | For | For |
| 1.9 | Elect Director Okamoto, Tsuyoshi | Management | For | For |
| 1.10 | Elect Director Koezuka, Miharu | Management | For | For |
| 1.11 | Elect Director Akiyama, Sakie | Management | For | For |
| 1.12 | Elect Director Kaiami, Makoto | Management | For | For |
| 1.13 | Elect Director Satake, Akira | Management | For | For |
| JAPAN POST INSURANCE CO., LTD. Meeting Date: JUN 16, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 7181 Security ID: J2800E107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Senda, Tetsuya | Management | For | For |
| 1.2 | Elect Director Ichikura, Noboru | Management | For | For |
| 1.3 | Elect Director Nara, Tomoaki | Management | For | For |
| 1.4 | Elect Director Masuda, Hiroya | Management | For | For |
| 1.5 | Elect Director Suzuki, Masako | Management | For | For |
| 1.6 | Elect Director Saito, Tamotsu | Management | For | For |
| 1.7 | Elect Director Yamada, Meyumi | Management | For | For |
| 1.8 | Elect Director Harada, Kazuyuki | Management | For | For |
| 1.9 | Elect Director Yamazaki, Hisashi | Management | For | For |
| JAPAN TOBACCO INC. Meeting Date: MAR 24, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 2914 Security ID: J27869106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 77 | Management | For | For |
| 2 | Elect Director Kitera, Masato | Management | For | For |
| JARDINE CYCLE & CARRIAGE LIMITED Meeting Date: APR 27, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: C07 Security ID: Y43703100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Directors' Fees for the Financial Year Ending December 31, 2021 | Management | For | For |
| 4a | Elect Lim Hwee Hua as Director | Management | For | For |
| 4b | Elect Benjamin Keswick as Director | Management | For | Against |
| 4c | Elect Stephen Gore as Director | Management | For | For |
| 5 | Elect Tan Yen Yen as Director | Management | For | For |
| 6 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7a | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | Against |
| 7b | Authorize Share Repurchase Program | Management | For | For |
| 7c | Approve Renewal of Mandate for Transactions with Related Parties | Management | For | For |
| 8a | Approve Lim Hwee Hua to Continue Office as Independent Director for Purposes of Rule 210(5)(d)(iii)(A) of the Listing Manual of SGX ST (Tier 1) | Management | For | For |
| 8b | Approve Lim Hwee Hua to Continue Office as Independent Director for Purposes of Rule 210(5)(d)(iii)(B) of the Listing Manual of SGX ST (Tier 2) | Management | For | For |
| JARDINE MATHESON HOLDINGS LTD. Meeting Date: MAY 06, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: J36 Security ID: G50736100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Against |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Graham Baker as Director | Management | For | For |
| 4 | Re-elect Alex Newbigging as Director | Management | For | For |
| 5 | Re-elect Y.K. Pang as Director | Management | For | For |
| 6 | Re-elect Percy Weatherall as Director | Management | For | Against |
| 7 | Ratify Auditors and Authorise Their Remuneration | Management | For | For |
| 8 | Authorise Issue of Equity | Management | For | For |
| JERONIMO MARTINS SGPS SA Meeting Date: NOV 26, 2020 Record Date: NOV 19, 2020 Meeting Type: SPECIAL | ||||
| Ticker: JMT Security ID: X40338109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Partial Distribution of Free Reserves | Management | For | For |
| JERONIMO MARTINS SGPS SA Meeting Date: APR 08, 2021 Record Date: MAR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: JMT Security ID: X40338109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Individual and Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Appraise Management and Supervision of Company and Approve Vote of Confidence to Corporate Bodies | Management | For | For |
| 4 | Approve Statement on Remuneration Policy | Management | For | For |
| JSR CORP. Meeting Date: JUN 17, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 4185 Security ID: J2856K106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
| 2.1 | Elect Director Eric Johnson | Management | For | For |
| 2.2 | Elect Director Kawahashi, Nobuo | Management | For | For |
| 2.3 | Elect Director Kawasaki, Koichi | Management | For | For |
| 2.4 | Elect Director Miyazaki, Hideki | Management | For | For |
| 2.5 | Elect Director Nakayama, Mika | Management | For | For |
| 2.6 | Elect Director Matsuda, Yuzuru | Management | For | For |
| 2.7 | Elect Director Sugata, Shiro | Management | For | For |
| 2.8 | Elect Director Seki, Tadayuki | Management | For | For |
| 2.9 | Elect Director David Robert Hale | Management | For | For |
| 3 | Appoint Statutory Auditor Kai, Junko | Management | For | For |
| 4.1 | Appoint Alternate Statutory Auditor Doi, Makoto | Management | For | For |
| 4.2 | Appoint Alternate Statutory Auditor Chiba, Akira | Management | For | For |
| 5 | Approve Performance Share Plan | Management | For | For |
| 6 | Approve Restricted Stock Plan | Management | For | For |
| 7 | Approve Transfer of Operations to Wholly Owned Subsidiary and Sale of That Subsidiary to ENEOS | Management | For | For |
| KAJIMA CORP. Meeting Date: JUN 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 1812 Security ID: J29223120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 29 | Management | For | For |
| 2.1 | Elect Director Oshimi, Yoshikazu | Management | For | For |
| 2.2 | Elect Director Kayano, Masayasu | Management | For | For |
| 2.3 | Elect Director Ishikawa, Hiroshi | Management | For | For |
| 2.4 | Elect Director Uchida, Ken | Management | For | For |
| 2.5 | Elect Director Hiraizumi, Nobuyuki | Management | For | For |
| 2.6 | Elect Director Amano, Hiromasa | Management | For | For |
| 2.7 | Elect Director Koshijima, Keisuke | Management | For | For |
| 2.8 | Elect Director Katsumi, Takeshi | Management | For | For |
| 2.9 | Elect Director Furukawa, Koji | Management | For | For |
| 2.10 | Elect Director Sakane, Masahiro | Management | For | For |
| 2.11 | Elect Director Saito, Kiyomi | Management | For | For |
| 2.12 | Elect Director Suzuki, Yoichi | Management | For | For |
| 3 | Appoint Statutory Auditor Suzuki, Kazushi | Management | For | For |
| KAKAKU.COM, INC. Meeting Date: JUN 17, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2371 Security ID: J29258100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
| 2.1 | Elect Director Hayashi, Kaoru | Management | For | For |
| 2.2 | Elect Director Hata, Shonosuke | Management | For | For |
| 2.3 | Elect Director Murakami, Atsuhiro | Management | For | For |
| 2.4 | Elect Director Yuki, Shingo | Management | For | For |
| 2.5 | Elect Director Miyazaki, Kanako | Management | For | For |
| 2.6 | Elect Director Kato, Tomoharu | Management | For | For |
| 2.7 | Elect Director Miyajima, Kazuyoshi | Management | For | For |
| 2.8 | Elect Director Kinoshita, Masayuki | Management | For | For |
| 2.9 | Elect Director Tada, Kazukuni | Management | For | For |
| 3 | Appoint Statutory Auditor Nemoto, Yuko | Management | For | For |
| 4 | Approve Deep Discount Stock Option Plan | Management | For | For |
| 5 | Approve Stock Option Plan | Management | For | For |
| KANSAI PAINT CO., LTD. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 4613 Security ID: J30255129 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
| 2.1 | Elect Director Mori, Kunishi | Management | For | For |
| 2.2 | Elect Director Furukawa, Hidenori | Management | For | For |
| 2.3 | Elect Director Takahara, Shigeki | Management | For | For |
| 2.4 | Elect Director Teraoka, Naoto | Management | For | For |
| 2.5 | Elect Director Nishibayashi, Hitoshi | Management | For | For |
| 2.6 | Elect Director Yoshikawa, Keiji | Management | For | For |
| 2.7 | Elect Director Ando, Tomoko | Management | For | For |
| 2.8 | Elect Director John P. Durkin | Management | For | For |
| 3.1 | Appoint Statutory Auditor Yoshida, Kazuhiro | Management | For | For |
| 3.2 | Appoint Statutory Auditor Yamamoto, Tokuo | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Nakai, Hiroe | Management | For | For |
| KAO CORP. Meeting Date: MAR 26, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 4452 Security ID: J30642169 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 70 | Management | For | For |
| 2.1 | Elect Director Sawada, Michitaka | Management | For | For |
| 2.2 | Elect Director Hasebe, Yoshihiro | Management | For | For |
| 2.3 | Elect Director Takeuchi, Toshiaki | Management | For | For |
| 2.4 | Elect Director Matsuda, Tomoharu | Management | For | For |
| 2.5 | Elect Director Kadonaga, Sonosuke | Management | For | For |
| 2.6 | Elect Director Shinobe, Osamu | Management | For | For |
| 2.7 | Elect Director Mukai, Chiaki | Management | For | For |
| 2.8 | Elect Director Hayashi, Nobuhide | Management | For | For |
| 3.1 | Appoint Statutory Auditor Kawashima, Sadanao | Management | For | For |
| 3.2 | Appoint Statutory Auditor Amano, Hideki | Management | For | For |
| 4 | Approve Trust-Type Equity Compensation Plan | Management | For | For |
| KBC GROUP SA/NV Meeting Date: MAY 06, 2021 Record Date: APR 22, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: KBC Security ID: B5337G162 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| 2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5a | Approve Allocation of Income | Management | For | For |
| 5b | Approve Allocation of Income and Dividends of EUR 0.44 per Share | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Approve Discharge of Directors | Management | For | For |
| 9 | Approve Discharge of Auditors | Management | For | For |
| 10 | Approve Auditors' Remuneration | Management | For | For |
| 11a | Elect Luc Popelier as Director | Management | For | Against |
| 11b | Elect Katelijn Callewaert as Director | Management | For | Against |
| 11c | Elect Philippe Vlerick as Director | Management | For | Against |
| 12 | Transact Other Business | Management | None | None |
| 1 | Receive Special Board Report Re: Article 7:154 of the Code of Companies and Associations | Management | None | None |
| 2 | Amend Articles Re: Replace Article 2, Paragraphs 1 to 4 | Management | For | For |
| 3 | Amend Articles Re: Delete Last Sentence of Article 3, Paragraph 1 | Management | For | For |
| 4 | Amend Articles Re: Delete Article 4, Paragraph 2 | Management | For | For |
| 5 | Amend Articles Re: Replace Article 8, Paragraph 3 | Management | For | For |
| 6 | Amend Articles Re: Replace Article 10 | Management | For | For |
| 7 | Amend Articles Re: Replace Article 12, Paragraphs 2 and 3 | Management | For | For |
| 8 | Amend Articles Re: Replace Article 13 | Management | For | For |
| 9 | Amend Articles Re: Add to Article 15, Last Paragraph | Management | For | For |
| 10 | Amend Articles Re: Replace Last Sentence of Article 16, Paragraph 1 | Management | For | For |
| 11 | Amend Articles Re: Add to Article 16, Last Paragraph | Management | For | For |
| 12 | Amend Articles Re: Replace Article 20, Paragraphs 2 to 4 | Management | For | For |
| 13 | Amend Articles Re: Replace Article 22 and Delete Last Paragraph | Management | For | For |
| 14 | Amend Articles Re: Add Sentence to Article 27, Paragraph 1 | Management | For | For |
| 15 | Amend Articles Re: Complete the First Sentence of Article 27, Paragraph 2 | Management | For | For |
| 16 | Amend Articles Re: Insert New Article 28bis | Management | For | For |
| 1 | Amend Articles Re: Add Sentence to Article 30 | Management | For | For |
| 18 | Amend Articles Re: Delete Article 32, Paragraph 3 | Management | For | For |
| 19 | Amend Articles Re: Completion of the First Sentence of Article 35 | Management | For | For |
| 20 | Amend Articles Re: Textual Change and Deletion of Article 36, Paragraphs 2 to 4 | Management | For | For |
| 21 | Amend Articles Re: Replace Article 41 | Management | For | For |
| 22 | Cancellation of Repurchased Shares | Management | For | For |
| 23 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| 24 | Authorize Implementation of Approved Resolutions | Management | For | For |
| 25 | Authorize Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| KDDI CORP. Meeting Date: JUN 23, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 9433 Security ID: J31843105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
| 2.1 | Elect Director Tanaka, Takashi | Management | For | For |
| 2.2 | Elect Director Takahashi, Makoto | Management | For | For |
| 2.3 | Elect Director Shoji, Takashi | Management | For | For |
| 2.4 | Elect Director Muramoto, Shinichi | Management | For | For |
| 2.5 | Elect Director Mori, Keiichi | Management | For | For |
| 2.6 | Elect Director Morita, Kei | Management | For | For |
| 2.7 | Elect Director Amamiya, Toshitake | Management | For | For |
| 2.8 | Elect Director Takeyama, Hirokuni | Management | For | For |
| 2.9 | Elect Director Yoshimura, Kazuyuki | Management | For | For |
| 2.10 | Elect Director Yamaguchi, Goro | Management | For | For |
| 2.11 | Elect Director Yamamoto, Keiji | Management | For | For |
| 2.12 | Elect Director Oyagi, Shigeo | Management | For | For |
| 2.13 | Elect Director Kano, Riyo | Management | For | For |
| 2.14 | Elect Director Goto, Shigeki | Management | For | For |
| 3 | Appoint Statutory Auditor Asahina, Yukihiro | Management | For | For |
| KERING SA Meeting Date: APR 22, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: KER Security ID: F5433L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 8 per Share | Management | For | For |
| 4 | Reelect Francois-Henri Pinault as Director | Management | For | Against |
| 5 | Reelect Jean-Francois Palus as Director | Management | For | Against |
| 6 | Reelect Financiere Pinault as Director | Management | For | For |
| 7 | Reelect Baudouin Prot as Director | Management | For | For |
| 8 | Approve Compensation of Corporate Officers | Management | For | For |
| 9 | Approve Compensation of Francois-Henri Pinault, Chairman and CEO | Management | For | For |
| 10 | Approve Compensation of Jean-Francois Palus, Vice-CEO | Management | For | For |
| 11 | Approve Remuneration Policy of Executive Corporate Officers | Management | For | For |
| 12 | Approve Remuneration Policy of Corporate Officers | Management | For | For |
| 13 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.4 Million | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | Management | For | For |
| 17 | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
| 19 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Qualified Investors or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
| 20 | Authorize Board to Set Issue Price for 5 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 18 and 19 | Management | For | For |
| 21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16, 18 and 19 | Management | For | For |
| 22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| KEYENCE CORP. Meeting Date: JUN 11, 2021 Record Date: MAR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6861 Security ID: J32491102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
| 2.1 | Elect Director Takizaki, Takemitsu | Management | For | For |
| 2.2 | Elect Director Nakata, Yu | Management | For | For |
| 2.3 | Elect Director Yamaguchi, Akiji | Management | For | For |
| 2.4 | Elect Director Miki, Masayuki | Management | For | For |
| 2.5 | Elect Director Yamamoto, Hiroaki | Management | For | For |
| 2.6 | Elect Director Yamamoto, Akinori | Management | For | For |
| 2.7 | Elect Director Taniguchi, Seiichi | Management | For | For |
| 2.8 | Elect Director Suenaga, Kumiko | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Yamamoto, Masaharu | Management | For | For |
| KINGFISHER PLC Meeting Date: JUN 30, 2021 Record Date: JUN 28, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KGF Security ID: G5256E441 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Catherine Bradley as Director | Management | For | For |
| 5 | Elect Tony Buffin as Director | Management | For | For |
| 6 | Re-elect Claudia Arney as Director | Management | For | For |
| 7 | Re-elect Bernard Bot as Director | Management | For | For |
| 8 | Re-elect Jeff Carr as Director | Management | For | For |
| 9 | Re-elect Andrew Cosslett as Director | Management | For | For |
| 10 | Re-elect Thierry Garnier as Director | Management | For | For |
| 11 | Re-elect Sophie Gasperment as Director | Management | For | For |
| 12 | Re-elect Rakhi Goss-Custard as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| KINNEVIK AB Meeting Date: AUG 19, 2020 Record Date: AUG 13, 2020 Meeting Type: SPECIAL | ||||
| Ticker: KINV.B Security ID: W5139V265 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | None | None |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7.a | Amend Articles Re: Equity-Related; Set Minimum (474 Million) and Maximum (1.9 Billion) Number of Shares; Share Classes | Management | For | Did Not Vote |
| 7.b | Approve 2:1 Stock Split | Management | For | Did Not Vote |
| 7.c | Amend Articles Re: Equity-Related; Set Minimum (237 Million) and Maximum (948 Million) Number of Shares; Share Classes | Management | For | Did Not Vote |
| 7.d | Approve SEK 13.9 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 7.e | Approve Capitalization of Reserves of SEK 13.9 Million for a Bonus Issue | Management | For | Did Not Vote |
| 8 | Close Meeting | Management | None | None |
| KINNEVIK AB Meeting Date: APR 29, 2021 Record Date: APR 21, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KINV.B Security ID: W5139V596 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | For |
| 2 | Prepare and Approve List of Shareholders | Management | For | For |
| 3 | Approve Agenda of Meeting | Management | For | For |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 9.a | Approve Discharge of Susanna Campbell | Management | For | For |
| 9.b | Approve Discharge of Dame Amelia Fawcett | Management | For | For |
| 9.c | Approve Discharge of Wilhelm Klingspor | Management | For | For |
| 9.d | Approve Discharge of Brian McBride | Management | For | For |
| 9.e | Approve Discharge of Henrik Poulsen | Management | For | For |
| 9.f | Approve Discharge of Cecilia Qvist | Management | For | For |
| 9.g | Approve Discharge of Charlotte Stromberg | Management | For | For |
| 9.h | Approve Discharge of Georgi Ganev | Management | For | For |
| 10 | Approve Remuneration Report | Management | For | Against |
| 11 | Determine Number of Members (6) and Deputy Members of Board | Management | For | For |
| 12.a | Approve Remuneration of Directors in the Aggregate Amount of SEK 4.8 Million | Management | For | For |
| 12.b | Approve Remuneration of Auditors | Management | For | For |
| 13.a | Reelect Susanna Campbell as Director | Management | For | For |
| 13.b | Reelect Brian McBride as Director | Management | For | For |
| 13.c | Reelect Cecilia Qvist as Director | Management | For | For |
| 13.d | Reelect Charlotte Stromberg as Director | Management | For | For |
| 13.e | Elect James Anderson as New Director | Management | For | For |
| 13.f | Elect Harald Mix as New Director | Management | For | For |
| 14 | Elect James Anderson as Board Chairman | Management | For | For |
| 15.a | Amend Articles Re: Auditor | Management | For | For |
| 15.b | Ratify KPMG as Auditors | Management | For | For |
| 16.a | Approve Nomination Committee Procedures | Management | For | For |
| 16.b | Elect Anders Oscarsson (Chairman), Hugo Stenbeck, Marie Klingspor, Lawrence Burns and Board Chairman James Anderson as Members of Nominating Committee | Management | For | For |
| 17.a | Amend Articles Re: Set Minimum (474 Million) and Maximum (1.9 Billion) Number of Shares | Management | For | For |
| 17.b | Approve 2:1 Stock Split | Management | For | For |
| 17.c | Amend Articles Re: Set Minimum (237 Million) and Maximum (948 Million) Number of Shares | Management | For | For |
| 17.d | Approve Reduction of Share Capital through Redemption of Shares | Management | For | For |
| 17.e | Approve Capitalization of Reserves of SEK 13.9 Million | Management | For | For |
| 17.f | Approve SEK 25,000 Reduction in Share Capital via Reduction of Par Value for Transfer to Unrestricted Equity | Management | For | For |
| 18 | Approve Special Dividends to Holders of Incentive Shares of Class D | Management | For | For |
| 19 | Approve Transfer of Own Class B Shares to Cover Costs for Outstanding Long-Term Incentive Plans | Management | For | For |
| 20.a | Authorize New Class of Common Stock of Class X | Management | For | For |
| 20.b | Approve Equity Plan Financing Through Issue of Class X Shares | Management | For | For |
| 20.c | Approve Equity Plan Financing Through Repurchase of Class X Shares | Management | For | For |
| KION GROUP AG Meeting Date: JUL 16, 2020 Record Date: JUN 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: KGX Security ID: D4S14D103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.04 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Ratify Deloitte GmbH as Auditors for Fiscal 2020 | Management | For | For |
| 6.1 | Elect Jiang Kui to the Supervisory Board | Management | For | Against |
| 6.2 | Elect Christina Reuter to the Supervisory Board | Management | For | For |
| 6.3 | Elect Hans Ring to the Supervisory Board | Management | For | For |
| 6.4 | Elect Xu Ping to the Supervisory Board | Management | For | Against |
| 7 | Approve Creation of EUR 11.8 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 11.8 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9 | Amend Corporate Purpose | Management | For | For |
| 10 | Amend Articles Re: Supervisory Board Remuneration | Management | For | For |
| 11 | Approve Affiliation Agreement with Dematic Holdings GmbH | Management | For | For |
| KION GROUP AG Meeting Date: MAY 11, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KGX Security ID: D4S14D103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.41 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Ratify Deloitte GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | Against |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 9 | Amend Articles Re: AGM Convocation; Participation and Voting Rights; Proof of Entitlement | Management | For | For |
| KIRKLAND LAKE GOLD LTD. Meeting Date: MAY 06, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KL Security ID: 49741E100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jonathan Gill | Management | For | For |
| 1b | Elect Director Peter Grosskopf | Management | For | For |
| 1c | Elect Director Ingrid Hibbard | Management | For | For |
| 1d | Elect Director Arnold Klassen | Management | For | For |
| 1e | Elect Director Elizabeth Lewis-Gray | Management | For | For |
| 1f | Elect Director Anthony Makuch | Management | For | For |
| 1g | Elect Director Barry Olson | Management | For | For |
| 1h | Elect Director Jeff Parr | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| KLEPIERRE SA Meeting Date: JUN 17, 2021 Record Date: JUN 15, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: LI Security ID: F5396X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses | Management | For | For |
| 4 | Approve Payment of EUR 1 per Share by Distribution of Equity Premiums | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 6 | Reelect David Simon as Supervisory Board Member | Management | For | Against |
| 7 | Reelect John Carrafiell as Supervisory Board Member | Management | For | For |
| 8 | Reelect Steven Fivel as Supervisory Board Member | Management | For | For |
| 9 | Reelect Robert Fowlds as Supervisory Board Member | Management | For | For |
| 10 | Approve Remuneration Policy of Chairman and Supervisory Board Members | Management | For | For |
| 11 | Approve Remuneration Policy of Chairman of the Management Board | Management | For | For |
| 12 | Approve Remuneration Policy of Management Board Members | Management | For | For |
| 13 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 14 | Approve Compensation of Chairman of the Supervisory Board | Management | For | For |
| 15 | Approve Compensation of Chairman of the Management Board | Management | For | For |
| 16 | Approve Compensation of CFO, Management Board Member | Management | For | For |
| 17 | Approve Compensation of COO, Management Board Member | Management | For | For |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 120 Million | Management | For | For |
| 21 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million | Management | For | For |
| 22 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 41 Million | Management | For | For |
| 23 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 20 to 22 | Management | For | For |
| 24 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 25 | Authorize Capitalization of Reserves of Up to EUR 100 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 26 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 20 to 25 at EUR 120 Million | Management | For | For |
| 27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| KONE OYJ Meeting Date: MAR 02, 2021 Record Date: FEB 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KNEBV Security ID: X4551T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 1.7475 per Class A Share and EUR 1.75 per Class B Share; Approve Extra Dividends of EUR 0.4975 per Class A Share and EUR 0.50 per Class B Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration Report (Advisory Vote) | Management | For | Against |
| 11 | Approve Remuneration of Directors in the Amount of EUR 220,000 for Chairman, EUR 125,000 for Vice Chairman, and EUR 110,000 for Other Directors | Management | For | Against |
| 12 | Fix Number of Directors at Eight | Management | For | For |
| 13 | Reelect Matti Alahuhta, Susan Duinhoven, Antti Herlin, Iiris Herlin, Jussi Herlin, Ravi Kant and Juhani Kaskeala as Directors; Elect Jennifer Xin-Zhe Li as New Director | Management | For | Against |
| 14 | Approve Remuneration of Auditors | Management | For | For |
| 15 | Elect One Auditor for the Term Ending on the Conclusion of AGM 2020 | Management | For | For |
| 16 | Ratify Ernst & Young as Auditors | Management | For | For |
| 17 | Authorize Share Repurchase Program | Management | For | For |
| 18 | Approve Issuance of Shares and Options without Preemptive Rights | Management | For | For |
| 19 | Close Meeting | Management | None | None |
| KONINKLIJKE AHOLD DELHAIZE NV Meeting Date: APR 14, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AD Security ID: N0074E105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5 | Approve Dividends of EUR 0.90 Per Share | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve Discharge of Management Board | Management | For | For |
| 8 | Approve Discharge of Supervisory Board | Management | For | For |
| 9 | Elect Jan Zijderveld to Supervisory Board | Management | For | For |
| 10 | Elect Bala Subramanian to Supervisory Board | Management | For | For |
| 11 | Ratify PricewaterhouseCoopers Accountants N.V as Auditors | Management | For | For |
| 12 | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
| 13 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 14 | Authorize Board to Acquire Common Shares | Management | For | For |
| 15 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 16 | Close Meeting | Management | None | None |
| KONINKLIJKE DSM NV Meeting Date: MAY 06, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DSM Security ID: N5017D122 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Amend Articles of Association | Management | For | For |
| 3 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 6.a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 6.b | Approve Dividends of EUR 2.40 Per Share | Management | For | For |
| 7.a | Approve Discharge of Management Board | Management | For | For |
| 7.b | Approve Discharge of Supervisory Board | Management | For | For |
| 8 | Reelect Dimitri de Vreeze to Management Board | Management | For | For |
| 9.a | Reelect Frits van Paasschen to Supervisory Board | Management | For | For |
| 9.b | Reelect John Ramsay to Supervisory Board | Management | For | For |
| 9.c | Elect Carla Mahieu to Supervisory Board | Management | For | For |
| 9.d | Elect Corien M. Wortmann-Kool to Supervisory Board | Management | For | For |
| 10 | Ratify KPMG Accountants N.V as Auditors | Management | For | For |
| 11.a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | Management | For | For |
| 11.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Connection with a Rights Issue | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Approve Reduction in Share Capital through Cancellation of Shares | Management | For | For |
| 14 | Other Business (Non-Voting) | Management | None | None |
| 15 | Discuss Voting Results | Management | None | None |
| 16 | Close Meeting | Management | None | None |
| KONINKLIJKE PHILIPS NV Meeting Date: MAY 06, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PHIA Security ID: N7637U112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | President's Speech | Management | None | None |
| 2.a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2.c | Approve Dividends of EUR 0.85 Per Share | Management | For | For |
| 2.d | Approve Remuneration Report | Management | For | For |
| 2.e | Approve Discharge of Management Board | Management | For | For |
| 2.f | Approve Discharge of Supervisory Board | Management | For | For |
| 3 | Reelect Marnix van Ginneken to Management Board | Management | For | For |
| 4.a | Elect Chua Sock Koong to Supervisory Board | Management | For | For |
| 4.b | Elect Indra Nooyi to Supervisory Board | Management | For | For |
| 5.a | Grant Board Authority to Issue Shares | Management | For | For |
| 5.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 8 | Other Business (Non-Voting) | Management | None | None |
| KUBOTA CORP. Meeting Date: MAR 19, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 6326 Security ID: J36662138 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kimata, Masatoshi | Management | For | For |
| 1.2 | Elect Director Kitao, Yuichi | Management | For | For |
| 1.3 | Elect Director Yoshikawa, Masato | Management | For | For |
| 1.4 | Elect Director Kurosawa, Toshihiko | Management | For | For |
| 1.5 | Elect Director Watanabe, Dai | Management | For | For |
| 1.6 | Elect Director Matsuda, Yuzuru | Management | For | For |
| 1.7 | Elect Director Ina, Koichi | Management | For | For |
| 1.8 | Elect Director Shintaku, Yutaro | Management | For | For |
| 1.9 | Elect Director Arakane, Kumi | Management | For | For |
| 2 | Appoint Statutory Auditor Furusawa, Yuri | Management | For | For |
| 3 | Approve Compensation Ceiling for Directors | Management | For | For |
| 4 | Approve Annual Bonus | Management | For | For |
| KUEHNE + NAGEL INTERNATIONAL AG Meeting Date: SEP 02, 2020 Record Date: AUG 27, 2020 Meeting Type: SPECIAL | ||||
| Ticker: KNIN Security ID: H4673L145 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income and Dividends of CHF 4.00 per Share | Management | For | For |
| 2 | Transact Other Business (Voting) | Management | For | Against |
| KUEHNE + NAGEL INTERNATIONAL AG Meeting Date: MAY 04, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: KNIN Security ID: H4673L145 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 4.50 per Share | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1.1 | Reelect Dominik Buergy as Director | Management | For | For |
| 4.1.2 | Reelect Renato Fassbind as Director | Management | For | For |
| 4.1.3 | Reelect Karl Gernandt as Director | Management | For | For |
| 4.1.4 | Reelect David Kamenetzky as Director | Management | For | For |
| 4.1.5 | Reelect Klaus-Michael Kuehne as Director | Management | For | For |
| 4.1.6 | Reelect Hauke Stars as Director | Management | For | For |
| 4.1.7 | Reelect Martin Wittig as Director | Management | For | For |
| 4.1.8 | Reelect Joerg Wolle as Director | Management | For | For |
| 4.2 | Elect Tobias Staehelin as Director | Management | For | For |
| 4.3 | Reelect Joerg Wolle as Board Chairman | Management | For | For |
| 4.4.1 | Reappoint Karl Gernandt as Member of the Compensation Committee | Management | For | Against |
| 4.4.2 | Reappoint Klaus-Michael Kuehne as Member of the Compensation Committee | Management | For | Against |
| 4.4.3 | Reappoint Hauke Stars as Member of the Compensation Committee | Management | For | For |
| 4.5 | Designate Investarit AG as Independent Proxy | Management | For | For |
| 4.6 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | Against |
| 6.1 | Approve Remuneration of Directors in the Amount of CHF 5.5 Million | Management | For | Against |
| 6.2 | Approve Remuneration of Executive Committee in the Amount of CHF 22 Million | Management | For | Against |
| 7 | Transact Other Business (Voting) | Management | For | Against |
| L'OREAL SA Meeting Date: APR 20, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: OR Security ID: F58149133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 4 per Share and an Extra of EUR 0.40 per Share to Long Term Registered Shares | Management | For | For |
| 4 | Elect Nicolas Hieronimus as Director | Management | For | For |
| 5 | Elect Alexandre Ricard as Director | Management | For | For |
| 6 | Reelect Francoise Bettencourt Meyers as Director | Management | For | For |
| 7 | Reelect Paul Bulcke as Director | Management | For | For |
| 8 | Reelect Virginie Morgon as Director | Management | For | For |
| 9 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 10 | Approve Compensation of Jean-Paul Agon, Chairman and CEO | Management | For | For |
| 11 | Approve Remuneration Policy of Directors | Management | For | For |
| 12 | Approve Remuneration Policy of Jean-Paul Agon, Chairman and CEO Until April 30, 2021 | Management | For | For |
| 13 | Approve Remuneration Policy of Nicolas Hieronimus, CEO Since May 1, 2021 | Management | For | For |
| 14 | Approve Remuneration Policy of Jean-Paul Agon, Chairman of the Board Since May 1, 2021 | Management | For | Against |
| 15 | Approve Amendment of Employment Contract of Nicolas Hieronimus, CEO Since May 1, 2021 | Management | For | Against |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up a Maximum Nominal Share Capital value of EUR 156,764,042.40 | Management | For | For |
| 18 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
| 19 | Authorize Capital Increase of up to 2 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 22 | Amend Article 9.2 of Bylaws Re: Written Consultation | Management | For | For |
| 23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| LA FRANCAISE DES JEUX SA Meeting Date: JUN 16, 2021 Record Date: JUN 14, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: FDJ Security ID: F55896108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.90 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Ratify Appointment of Francoise Gri as Director | Management | For | For |
| 6 | Renew Appointment of Deloitte & Associes as Auditor | Management | For | For |
| 7 | Acknowledge End of Mandate of BEAS as Alternate Auditor and Decision Not to Renew | Management | For | For |
| 8 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 9 | Approve Compensation of Stephane Pallez, Chairman and CEO | Management | For | For |
| 10 | Approve Compensation of Charles Lantieri, Vice-CEO | Management | For | For |
| 11 | Approve Remuneration Policy of Corporate Officers | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Amend Article 16 of Bylaws Re: Written Consultation | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 20 Percent of Issued Capital | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 10 Percent of Issued Capital | Management | For | For |
| 16 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to 10 Percent of Issued Capital | Management | For | For |
| 17 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 19 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
| 20 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 23 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| LAFARGEHOLCIM LTD. Meeting Date: MAY 04, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: LHN Security ID: H4768E105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Approve Allocation of Income | Management | For | For |
| 3.2 | Approve Dividends of CHF 2.00 per Share from Capital Contribution Reserves | Management | For | For |
| 4.1 | Change Company Name to Holcim Ltd | Management | For | For |
| 4.2 | Change Location of Registered Office/Headquarters to Zug, Switzerland | Management | For | For |
| 5.1a | Reelect Beat Hess as Director and Board Chairman | Management | For | For |
| 5.1b | Reelect Philippe Block as Director | Management | For | For |
| 5.1c | Reelect Kim Fausing as Director | Management | For | For |
| 5.1d | Reelect Colin Hall as Director | Management | For | For |
| 5.1e | Reelect Naina Kidwai as Director | Management | For | For |
| 5.1f | Reelect Patrick Kron as Director | Management | For | For |
| 5.1g | Reelect Adrian Loader as Director | Management | For | For |
| 5.1h | Reelect Juerg Oleas as Director | Management | For | For |
| 5.1i | Reelect Claudia Ramirez as Director | Management | For | For |
| 5.1j | Reelect Hanne Sorensen as Director | Management | For | For |
| 5.1k | Reelect Dieter Spaelti as Director | Management | For | For |
| 5.2 | Elect Jan Jenisch as Director | Management | For | For |
| 5.3.1 | Reappoint Colin Hall as Member of the Nomination, Compensation and Governance Committee | Management | For | For |
| 5.3.2 | Reappoint Adrian Loader as Member of the Nomination, Compensation and Governance Committee | Management | For | For |
| 5.3.3 | Reappoint Claudia Ramirez as Member of the Nomination, Compensation and Governance Committee | Management | For | For |
| 5.3.4 | Appoint Hanne Sorensen as Member of the Nomination, Compensation and Governance Committee | Management | For | For |
| 5.4 | Appoint Dieter Spaelti as Member of the Nomination, Compensation and Governance Committee | Management | For | For |
| 5.5.1 | Ratify Deloitte AG as Auditors | Management | For | For |
| 5.5.2 | Designate Sabine Burkhalter Kaimakliotis as Independent Proxy | Management | For | For |
| 6.1 | Approve Remuneration of Directors in the Amount of CHF 5.2 Million | Management | For | For |
| 6.2 | Approve Remuneration of Executive Committee in the Amount of CHF 42.5 Million | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
| LANXESS AG Meeting Date: AUG 27, 2020 Record Date: AUG 05, 2020 Meeting Type: ANNUAL | ||||
| Ticker: LXS Security ID: D5032B102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.95 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Matthias Zachert for Fiscal 2019 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Anno Borkowsky for Fiscal 2019 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Hubert Fink for Fiscal 2019 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Michael Pontzen for Fiscal 2019 | Management | For | For |
| 3.5 | Approve Discharge of Management Board Member Rainier van Roessel for Fiscal 2019 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Matthias Wolfgruber for Fiscal 2019 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Birgit Bierther for Fiscal 2019 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Werner Czaplik for Fiscal 2019 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Hans-Dieter Gerriets for Fiscal 2019 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Heike Hanagarth for Fiscal 2019 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Friedrich Janssen for Fiscal 2019 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Pamela Knapp for Fiscal 2019 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Thomas Meiers for Fiscal 2019 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Lawrence Rosen for Fiscal 2019 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Ralf Sikorski for Fiscal 2019 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Manuela Strauch for Fiscal 2019 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Theo Walthie for Fiscal 2019 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | Management | For | For |
| 6.1 | Elect Matthias Wolfgruber to the Supervisory Board | Management | For | For |
| 6.2 | Elect Lawrence Rosen to the Supervisory Board | Management | For | For |
| 6.3 | Elect Hans Van Bylen to the Supervisory Board | Management | For | For |
| 6.4 | Elect Theo Walthie to the Supervisory Board | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Amend Articles Re: Proof of Entitlement | Management | For | For |
| LANXESS AG Meeting Date: MAY 19, 2021 Record Date: APR 27, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LXS Security ID: D5032B102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5.1 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| 5.2 | Ratify PricewaterhouseCoopers GmbH as Auditors for Half-Year and Quarterly Reports 2021 | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| LAWSON, INC. Meeting Date: MAY 25, 2021 Record Date: FEB 28, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2651 Security ID: J3871L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 75 | Management | For | For |
| 2.1 | Elect Director Takemasu, Sadanobu | Management | For | For |
| 2.2 | Elect Director Imada, Katsuyuki | Management | For | For |
| 2.3 | Elect Director Nakaniwa, Satoshi | Management | For | For |
| 2.4 | Elect Director Hayashi, Keiko | Management | For | For |
| 2.5 | Elect Director Iwamura, Miki | Management | For | For |
| 2.6 | Elect Director Suzuki, Satoko | Management | For | For |
| 2.7 | Elect Director Kikuchi, Kiyotaka | Management | For | For |
| 3 | Appoint Statutory Auditor Miyazaki, Jun | Management | For | For |
| LE LUNDBERGFORETAGEN AB Meeting Date: APR 15, 2021 Record Date: APR 07, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LUND.B Security ID: W54114108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2.A | Designate Carina Silberg as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 2.B | Designate Erik Brandstrom as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6.A | Receive Financial Statements and Statutory Reports | Management | None | None |
| 6.B | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
| 7.A | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 7.B1 | Approve Discharge of Board Chairman Mats Guldbrand | Management | For | Did Not Vote |
| 7.B2 | Approve Discharge of Board Member Carl Bennet | Management | For | Did Not Vote |
| 7.B3 | Approve Discharge of Board Member Lilian Fossum Biner | Management | For | Did Not Vote |
| 7.B4 | Approve Discharge of Board Member Louise Lindh | Management | For | Did Not Vote |
| 7.B5 | Approve Discharge of Board Member and CEO Fredrik Lundberg | Management | For | Did Not Vote |
| 7.B6 | Approve Discharge of Board Member Katarina Martinson | Management | For | Did Not Vote |
| 7.B7 | Approve Discharge of Board Member Sten Peterson | Management | For | Did Not Vote |
| 7.B8 | Approve Discharge of Board Member Lars Pettersson | Management | For | Did Not Vote |
| 7.B9 | Approve Discharge of Board Member Bo Selling | Management | For | Did Not Vote |
| 7.C | Approve Allocation of Income and Dividends of SEK 3.50 Per Share | Management | For | Did Not Vote |
| 8 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Directors in the Amount of SEK 870,000 for Chairman and SEK 290,000 for other Directors; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 10.A | Reelect Mats Guldbrand (Chairman) as Director | Management | For | Did Not Vote |
| 10.B | Reelect Carl Bennet as Director | Management | For | Did Not Vote |
| 10.C | Reelect Lilian Fossum Biner as Director | Management | For | Did Not Vote |
| 10.D | Reelect Louise Lindh as Director | Management | For | Did Not Vote |
| 10.E | Reelect Fredrik Lundberg as Director | Management | For | Did Not Vote |
| 10.F | Reelect Katarina Martinson as Director | Management | For | Did Not Vote |
| 10.G | Reelect Sten Peterson as Director | Management | For | Did Not Vote |
| 10.H | Reelect Lars Pettersson as Director | Management | For | Did Not Vote |
| 10.I | Reelect Bo Selling as Director | Management | For | Did Not Vote |
| 11.A | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 12 | Approve Remuneration Report | Management | For | Did Not Vote |
| 13 | Amend Articles of Association Re: Editorial Changes; Participation at General Meetings; Postal Voting; Share Registrar | Management | For | Did Not Vote |
| 14 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 15 | Close Meeting | Management | None | None |
| LEGAL & GENERAL GROUP PLC Meeting Date: MAY 20, 2021 Record Date: MAY 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LGEN Security ID: G54404127 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Ric Lewis as Director | Management | For | For |
| 4 | Elect Nilufer von Bismarck as Director | Management | For | For |
| 5 | Re-elect Henrietta Baldock as Director | Management | For | For |
| 6 | Re-elect Philip Broadley as Director | Management | For | For |
| 7 | Re-elect Jeff Davies as Director | Management | For | For |
| 8 | Re-elect Sir John Kingman as Director | Management | For | For |
| 9 | Re-elect Lesley Knox as Director | Management | For | For |
| 10 | Re-elect George Lewis as Director | Management | For | For |
| 11 | Re-elect Toby Strauss as Director | Management | For | For |
| 12 | Re-elect Nigel Wilson as Director | Management | For | For |
| 13 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Remuneration Report | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity in Connection with the Issue of Contingent Convertible Securities | Management | For | For |
| 18 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Contingent Convertible Securities | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Adopt New Articles of Association | Management | For | For |
| 24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| LEGRAND SA Meeting Date: MAY 26, 2021 Record Date: MAY 24, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: LR Security ID: F56196185 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.42 per Share | Management | For | For |
| 4 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 5 | Approve Compensation of Gilles Schnepp, Chairman of the Board Until 30 June 2020 | Management | For | For |
| 6 | Approve Compensation of Angeles Garcia-Poveda, Chairman of the Board Since 1 July 2020 | Management | For | For |
| 7 | Approve Compensation of Benoit Coquart, CEO | Management | For | For |
| 8 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 9 | Approve Remuneration Policy of CEO | Management | For | For |
| 10 | Approve Remuneration Policy of Board Members | Management | For | For |
| 11 | Reelect Annalisa Loustau Elia as Director | Management | For | For |
| 12 | Elect Jean-Marc Chery as Director | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 16 | Amend Article 12.4 of Bylaws Re: Vote Instructions | Management | For | For |
| 17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| LIFCO AB Meeting Date: APR 23, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LIFCO.B Security ID: W5321L141 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7.a | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7.b | Receive Group Consolidated Financial Statements and Statutory Reports | Management | None | None |
| 7.c | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
| 7.d | Receive Board's Dividend Proposal | Management | None | None |
| 8 | Receive Report of Board and Committees | Management | None | None |
| 9 | Receive President's Report | Management | None | None |
| 10 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 11 | Approve Allocation of Income and Dividends of SEK 6 Per Share | Management | For | For |
| 12.a | Approve Discharge of Carl Bennet | Management | For | For |
| 12.b | Approve Discharge of Ulrika Dellby | Management | For | For |
| 12.c | Approve Discharge of Dan Frohm | Management | For | For |
| 12.d | Approve Discharge of Erik Gabrielson | Management | For | For |
| 12.e | Approve Discharge of Ulf Grunander | Management | For | For |
| 12.f | Approve Discharge of Annika Espander Jansson | Management | For | For |
| 12.g | Approve Discharge of Anders Lindstrom | Management | For | For |
| 12.h | Approve Discharge of Anders Lorentzson | Management | For | For |
| 12.i | Approve Discharge of Johan Stern | Management | For | For |
| 12.j | Approve Discharge of Caroline af Ugglas | Management | For | For |
| 12.k | Approve Discharge of Axel Wachtmeister | Management | For | For |
| 12.l | Approve Discharge of Per Waldemarson | Management | For | For |
| 12.m | Approve Discharge of President Peter Wiberg | Management | For | For |
| 13 | Determine Number of Directors (10) and Deputy Directors (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | For |
| 14 | Approve Remuneration of Directors in the Amount of SEK 1.31 Million for Chairman and SEK 655,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | For |
| 15.a | Reelect Carl Bennet as Director | Management | For | For |
| 15.b | Reelect Ulrika Dellby as Director | Management | For | For |
| 15.c | Reelect Annika Espander Jansson as Director | Management | For | For |
| 15.d | Reelect Dan Frohm as Director | Management | For | For |
| 15.e | Reelect Erik Gabrielson as Director | Management | For | For |
| 15.f | Reelect Ulf Grunander as Director | Management | For | For |
| 15.g | Reelect Johan Stern as Director | Management | For | For |
| 15.h | Reelect Caroline af Ugglas as Director | Management | For | For |
| 15.i | Reelect Axel Wachtmeister as Director | Management | For | For |
| 15.j | Reelect Per Waldemarson as Director | Management | For | For |
| 15.k | Reelect Carl Bennet as Board Chairman | Management | For | For |
| 16 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 17 | Approve Instructions for Nominating Committee | Management | For | For |
| 18 | Approve Remuneration Report | Management | For | For |
| 19 | Approve 5:1 Stock Split; Amend Articles Accordingly: Set Minimum (250 Million) and Maximum (1 Billion) Number of Shares | Management | For | For |
| 20 | Close Meeting | Management | None | None |
| LIXIL CORP. Meeting Date: JUN 22, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 5938 Security ID: J3893W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Allow Virtual Only Shareholder Meetings | Management | For | Against |
| 2.1 | Elect Director Seto, Kinya | Management | For | For |
| 2.2 | Elect Director Matsumoto, Sachio | Management | For | For |
| 2.3 | Elect Director Hwa Jin Song Montesano | Management | For | For |
| 2.4 | Elect Director Uchibori, Tamio | Management | For | For |
| 2.5 | Elect Director Suzuki, Teruo | Management | For | For |
| 2.6 | Elect Director Nishiura, Yuji | Management | For | For |
| 2.7 | Elect Director Hamaguchi, Daisuke | Management | For | For |
| 2.8 | Elect Director Matsuzaki, Masatoshi | Management | For | For |
| 2.9 | Elect Director Konno, Shiho | Management | For | For |
| 2.10 | Elect Director Watahiki, Mariko | Management | For | For |
| LLOYDS BANKING GROUP PLC Meeting Date: MAY 20, 2021 Record Date: MAY 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LLOY Security ID: G5533W248 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Robin Budenberg as Director | Management | For | For |
| 3 | Re-elect William Chalmers as Director | Management | For | For |
| 4 | Re-elect Alan Dickinson as Director | Management | For | For |
| 5 | Re-elect Sarah Legg as Director | Management | For | For |
| 6 | Re-elect Lord Lupton as Director | Management | For | For |
| 7 | Re-elect Amanda Mackenzie as Director | Management | For | For |
| 8 | Re-elect Nick Prettejohn as Director | Management | For | For |
| 9 | Re-elect Stuart Sinclair as Director | Management | For | For |
| 10 | Re-elect Catherine Woods as Director | Management | For | For |
| 11 | Approve Remuneration Report | Management | For | For |
| 12 | Approve Final Dividend | Management | For | For |
| 13 | Appoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Deferred Bonus Plan | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-Emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise Market Purchase of Preference Shares | Management | For | For |
| 24 | Adopt New Articles of Association | Management | For | For |
| 25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| LOBLAW COMPANIES LIMITED Meeting Date: MAY 06, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: L Security ID: 539481101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paviter S. Binning | Management | For | For |
| 1.2 | Elect Director Scott B. Bonham | Management | For | For |
| 1.3 | Elect Director Warren Bryant | Management | For | For |
| 1.4 | Elect Director Christie J.B. Clark | Management | For | For |
| 1.5 | Elect Director Daniel Debow | Management | For | For |
| 1.6 | Elect Director William A. Downe | Management | For | For |
| 1.7 | Elect Director Janice Fukakusa | Management | For | For |
| 1.8 | Elect Director M. Marianne Harris | Management | For | For |
| 1.9 | Elect Director Claudia Kotchka | Management | For | For |
| 1.10 | Elect Director Beth Pritchard | Management | For | For |
| 1.11 | Elect Director Sarah Raiss | Management | For | For |
| 1.12 | Elect Director Galen G. Weston | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Prepare and Publish a Report Examining Capital and Risk Management Practices during the Pandemic, in terms of Balancing the Interests of Stakeholders and Monitoring/Assessing Actions that Could Cause Undue Reputational Risk | Shareholder | Against | Against |
| LONZA GROUP AG Meeting Date: MAY 06, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: LONN Security ID: H50524133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of CHF 3.00 per Share | Management | For | For |
| 5.1.1 | Reelect Werner Bauer as Director | Management | For | For |
| 5.1.2 | Reelect Albert Baehny as Director | Management | For | For |
| 5.1.3 | Reelect Dorothee Deuring as Director | Management | For | For |
| 5.1.4 | Reelect Angelica Kohlmann as Director | Management | For | For |
| 5.1.5 | Reelect Christoph Maeder as Director | Management | For | For |
| 5.1.6 | Reelect Barbara Richmond as Director | Management | For | For |
| 5.1.7 | Reelect Juergen Steinemann as Director | Management | For | For |
| 5.1.8 | Reelect Olivier Verscheure as Director | Management | For | For |
| 5.2 | Reelect Albert Baehny as Board Chairman | Management | For | For |
| 5.3.1 | Reappoint Angelica Kohlmann as Member of the Nomination and Compensation Committee | Management | For | For |
| 5.3.2 | Reappoint Christoph Maeder as Member of the Nomination and Compensation Committee | Management | For | For |
| 5.3.3 | Reappoint Juergen Steinemann as Member of the Nomination and Compensation Committee | Management | For | For |
| 6 | Ratify KPMG Ltd as Auditors | Management | For | For |
| 7 | Designate ThomannFischer as Independent Proxy | Management | For | For |
| 8 | Approve Remuneration of Directors in the Amount of CHF 2.7 Million | Management | For | For |
| 9.1 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 5.6 Million for the Period July 1, 2021 - June 30, 2022 | Management | For | For |
| 9.2 | Approve Variable Short-Term Remuneration of Executive Committee in the Amount of CHF 3.3 Million for Fiscal Year 2020 | Management | For | For |
| 9.3 | Approve Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 10.5 Million for Fiscal Year 2021 | Management | For | For |
| 10 | Approve Renewal of CHF 7.5 Million Pool of Authorized Capital without Preemptive Rights | Management | For | For |
| 11 | Transact Other Business (Voting) | Management | For | Against |
| LUNDIN ENERGY AB Meeting Date: MAR 30, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LUNE Security ID: W64566107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive President's Report | Management | None | None |
| 8 | Receive Financial Statements and Statutory Reports; Receive Board's Report | Management | None | None |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 10 | Approve Allocation of Income and Dividends of USD 1.80 Per Share | Management | For | Did Not Vote |
| 11.a | Approve Discharge of Board Member Peggy Bruzelius | Management | For | Did Not Vote |
| 11.b | Approve Discharge of Board Member C. Ashley Heppenstall | Management | For | Did Not Vote |
| 11.c | Approve Discharge of Board Chairman Ian H. Lundin | Management | For | Did Not Vote |
| 11.d | Approve Discharge of Board Member Lukas H. Lundin | Management | For | Did Not Vote |
| 11.e | Approve Discharge of Board Member Grace Reksten Skaugen | Management | For | Did Not Vote |
| 11.f | Approve Discharge of Board Member Torstein Sanness | Management | For | Did Not Vote |
| 11.g | Approve Discharge of Board Member and CEO Alex Schneiter | Management | For | Did Not Vote |
| 11.h | Approve Discharge of Board Member Jakob Thomasen | Management | For | Did Not Vote |
| 11.i | Approve Discharge of Board Member Cecilia Vieweg | Management | For | Did Not Vote |
| 12 | Approve Remuneration Report | Management | For | Did Not Vote |
| 13 | Receive Nomination Committee's Report | Management | None | None |
| 14 | Determine Number of Members (10) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 15 | Approve Remuneration of Directors in the Amount of USD 130,000 for the Chairman and USD 62,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 16.a | Reelect Peggy Bruzelius as Director | Management | For | Did Not Vote |
| 16.b | Reelect C. Ashley Heppenstall as Director | Management | For | Did Not Vote |
| 16.c | Reelect Ian H. Lundin as Director | Management | For | Did Not Vote |
| 16.d | Reelect Lukas H. Lundin as Director | Management | For | Did Not Vote |
| 16.e | Reelect Grace Reksten as Director | Management | For | Did Not Vote |
| 16.f | Reelect Torstein Sanness as Director | Management | For | Did Not Vote |
| 16.g | Reelect Alex Schneiter as Director | Management | For | Did Not Vote |
| 16.h | Reelect Jakob Thomasen as Director | Management | For | Did Not Vote |
| 16.i | Reelect Cecilia Vieweg as Director | Management | For | Did Not Vote |
| 16.j | Elect Adam I. Lundin as New Director | Management | For | Did Not Vote |
| 16.k | Reelect Ian H. Lundin as Board Chairman | Management | For | Did Not Vote |
| 17 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 18 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 19 | Approve Performance Share Plan LTIP 2021 | Management | For | Did Not Vote |
| 20 | Approve Equity Plan Financing of LTIP 2021 | Management | For | Did Not Vote |
| 21 | Approve Extra Remuneration for Alex Schneiter | Management | For | Did Not Vote |
| 22 | Approve Issuance of up to 28.5 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
| 23 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 24.a | Instruct Company to Align its Legal Defence Strategy with its Human Rights Policy | Shareholder | Against | Did Not Vote |
| 24.b | Instruct Company to Disclose All Current and Projected Direct and Indirect Costs Connected with the Legal Defence | Shareholder | Against | Did Not Vote |
| 25 | Close Meeting | Management | None | None |
| LVMH MOET HENNESSY LOUIS VUITTON SE Meeting Date: APR 15, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: MC Security ID: F58485115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 6.00 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 5 | Reelect Antoine Arnault as Director | Management | For | Against |
| 6 | Reelect Nicolas Bazire as Director | Management | For | Against |
| 7 | Reelect Charles de Croisset as Director | Management | For | Against |
| 8 | Reelect Yves-Thibault de Silguy as Director | Management | For | For |
| 9 | Appoint Olivier Lenel as Alternate Auditor | Management | For | For |
| 10 | Approve Amendment of Remuneration Policy of Directors Re: FY 2020 | Management | For | For |
| 11 | Approve Amendment of Remuneration Policy of Executive Corporate Officers Re: FY 2020 | Management | For | Against |
| 12 | Approve Compensation of Corporate Officers | Management | For | Against |
| 13 | Approve Compensation of Bernard Arnault, Chairman and CEO | Management | For | Against |
| 14 | Approve Compensation of Antonio Belloni, Vice-CEO | Management | For | Against |
| 15 | Approve Remuneration Policy of Directors | Management | For | For |
| 16 | Approve Remuneration Policy of Chairman and CEO | Management | For | Against |
| 17 | Approve Remuneration Policy of Vice-CEO | Management | For | Against |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Authorize Capitalization of Reserves of Up to EUR 20 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
| 22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | Against |
| 23 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 20 Million | Management | For | Against |
| 24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 25 | Authorize Capital Increase of Up to EUR 20 Million for Future Exchange Offers | Management | For | Against |
| 26 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 27 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
| 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 29 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 21-26 at EUR 20 Million | Management | For | For |
| 30 | Amend Article 22 of Bylaws Re: Auditors | Management | For | For |
| LVMH MOET HENNESSY LOUIS VUITTON SE Meeting Date: MAY 28, 2021 Record Date: MAY 26, 2021 Meeting Type: EXTRAORDINARY SHAREHOLDERS | ||||
| Ticker: MC Security ID: F58485115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| M&G PLC Meeting Date: MAY 26, 2021 Record Date: MAY 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MNG Security ID: G6107R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Clare Chapman as Director | Management | For | For |
| 4 | Elect Fiona Clutterbuck as Director | Management | For | For |
| 5 | Re-elect John Foley as Director | Management | For | For |
| 6 | Re-elect Clare Bousfield as Director | Management | For | For |
| 7 | Re-elect Clive Adamson as Director | Management | For | For |
| 8 | Re-elect Clare Thompson as Director | Management | For | For |
| 9 | Re-elect Massimo Tosato as Director | Management | For | For |
| 10 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 11 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 12 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 13 | Authorise Issue of Equity | Management | For | For |
| 14 | Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| MAGELLAN FINANCIAL GROUP LTD. Meeting Date: OCT 22, 2020 Record Date: OCT 20, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MFG Security ID: Q5713S107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve Remuneration Report | Management | For | For |
| 3a | Elect John Eales as Director | Management | For | For |
| 3b | Elect Robert Fraser as Director | Management | For | Against |
| 3c | Elect Karen Phin as Director | Management | For | For |
| MAGNA INTERNATIONAL INC. Meeting Date: MAY 06, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MG Security ID: 559222401 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Peter G. Bowie | Management | For | For |
| 1B | Elect Director Mary S. Chan | Management | For | For |
| 1C | Elect Director V. Peter Harder | Management | For | For |
| 1D | Elect Director Seetarama S. Kotagiri | Management | For | For |
| 1E | Elect Director Kurt J. Lauk | Management | For | For |
| 1F | Elect Director Robert F. MacLellan | Management | For | For |
| 1G | Elect Director Mary Lou Maher | Management | For | For |
| 1H | Elect Director Cynthia A. Niekamp | Management | For | For |
| 1I | Elect Director William A. Ruh | Management | For | For |
| 1J | Elect Director Indira V. Samarasekera | Management | For | For |
| 1K | Elect Director Lisa S. Westlake | Management | For | For |
| 1L | Elect Director William L. Young | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| MANULIFE FINANCIAL CORP. Meeting Date: MAY 06, 2021 Record Date: MAR 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MFC Security ID: 56501R106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicole S. Arnaboldi | Management | For | For |
| 1.2 | Elect Director Guy L.T. Bainbridge | Management | For | For |
| 1.3 | Elect Director Joseph P. Caron | Management | For | For |
| 1.4 | Elect Director John M. Cassaday | Management | For | For |
| 1.5 | Elect Director Susan F. Dabarno | Management | For | For |
| 1.6 | Elect Director Julie E. Dickson | Management | For | For |
| 1.7 | Elect Director Sheila S. Fraser | Management | For | For |
| 1.8 | Elect Director Roy Gori | Management | For | For |
| 1.9 | Elect Director Tsun-yan Hsieh | Management | For | For |
| 1.10 | Elect Director Donald R. Lindsay | Management | For | For |
| 1.11 | Elect Director John R.V. Palmer | Management | For | For |
| 1.12 | Elect Director C. James Prieur | Management | For | For |
| 1.13 | Elect Director Andrea S. Rosen | Management | For | For |
| 1.14 | Elect Director Leagh E. Turner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| MAPFRE SA Meeting Date: MAR 12, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MAP Security ID: E7347B107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Integrated Report for Fiscal Year 2020 Including Consolidated Non-Financial Information Statement | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5 | Reelect Ana Isabel Fernandez Alvarez as Director | Management | For | For |
| 6 | Reelect Francisco Jose Marco Orenes as Director | Management | For | For |
| 7 | Reelect Fernando Mata Verdejo as Director | Management | For | For |
| 8 | Amend Article 11 | Management | For | For |
| 9 | Add Article 8 bis | Management | For | For |
| 10 | Authorize Share Repurchase Program | Management | For | For |
| 11 | Advisory Vote on Remuneration Report | Management | For | Against |
| 12 | Renew Appointment of KPMG Auditores as Auditor | Management | For | For |
| 13 | Authorize Board to Delegate the Powers Conferred by the General Meeting in Favor of the Executive Committee | Management | For | For |
| 14 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 15 | Authorize Board to Clarify or Interpret Preceding Resolutions | Management | For | For |
| MEDIBANK PRIVATE LIMITED Meeting Date: NOV 12, 2020 Record Date: NOV 10, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MPL Security ID: Q5921Q109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Elect Tracey Batten as Director | Management | For | For |
| 3 | Elect Anna Bligh as Director | Management | For | For |
| 4 | Elect Mike Wilkins as Director | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| 6 | Approve Grant of Performance Rights to Craig Drummond | Management | For | For |
| MEDIOBANCA SPA Meeting Date: OCT 28, 2020 Record Date: OCT 19, 2020 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: MB Security ID: T10584117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Company Bylaws | Management | For | For |
| 2a | Approve Issuance of Convertible Bonds with Warrants Attached with Preemptive Rights | Management | For | For |
| 2b | Approve Issuance of Shares for a Private Placement Reserved to Italian and Non-Italian Professional Investors | Management | For | For |
| 2c | Authorize Board to Increase Capital to Service Performance Share Schemes | Management | For | For |
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Approve Allocation of Income | Management | For | For |
| 2a | Fix Number of Directors | Management | For | For |
| 2b.1 | Slate 1 Submitted by Management | Management | For | For |
| 2b.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Against |
| 2b.3 | Slate 3 Submitted by Bluebell Capital Partners Limited and Novator Capital Limited | Shareholder | None | Against |
| 2c | Approve Remuneration of Directors | Management | For | For |
| 3a.1 | Slate 1 Submitted by Banca Mediolanum SpA | Shareholder | None | Against |
| 3a.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
| 3a.3 | Slate 3 Submitted by Bluebell Capital Partners Limited and Novator Capital Limited | Shareholder | None | Against |
| 3b | Approve Internal Auditors' Remuneration | Shareholder | None | For |
| 4a | Approve Remuneration Policy | Management | For | For |
| 4b | Approve Second Section of the Remuneration Report | Management | For | For |
| 4c | Approve Severance Payments Policy | Management | For | For |
| 4d | Approve Performance Share Schemes | Management | For | For |
| 5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| MEDIPAL HOLDINGS CORP. Meeting Date: JUN 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 7459 Security ID: J4189T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Watanabe, Shuichi | Management | For | For |
| 1.2 | Elect Director Chofuku, Yasuhiro | Management | For | For |
| 1.3 | Elect Director Yoda, Toshihide | Management | For | For |
| 1.4 | Elect Director Sakon, Yuji | Management | For | For |
| 1.5 | Elect Director Hasegawa, Takuro | Management | For | For |
| 1.6 | Elect Director Watanabe, Shinjiro | Management | For | For |
| 1.7 | Elect Director Mimura, Koichi | Management | For | For |
| 1.8 | Elect Director Kasutani, Seiichi | Management | For | For |
| 1.9 | Elect Director Kagami, Mitsuko | Management | For | For |
| 1.10 | Elect Director Asano, Toshio | Management | For | For |
| 1.11 | Elect Director Shoji, Kuniko | Management | For | For |
| 1.12 | Elect Director Iwamoto, Hiroshi | Management | For | For |
| 2 | Appoint Statutory Auditor Toyoda, Tomoyasu | Management | For | For |
| MEIJI HOLDINGS CO., LTD. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2269 Security ID: J41729104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kawamura, Kazuo | Management | For | For |
| 1.2 | Elect Director Kobayashi, Daikichiro | Management | For | For |
| 1.3 | Elect Director Matsuda, Katsunari | Management | For | For |
| 1.4 | Elect Director Shiozaki, Koichiro | Management | For | For |
| 1.5 | Elect Director Furuta, Jun | Management | For | For |
| 1.6 | Elect Director Matsumura, Mariko | Management | For | For |
| 1.7 | Elect Director Kawata, Masaya | Management | For | For |
| 1.8 | Elect Director Kuboyama, Michiko | Management | For | For |
| 2.1 | Appoint Statutory Auditor Chida, Hiroaki | Management | For | For |
| 2.2 | Appoint Statutory Auditor Ono, Takayoshi | Management | For | For |
| 2.3 | Appoint Statutory Auditor Watanabe, Hajime | Management | For | For |
| 2.4 | Appoint Statutory Auditor Ando, Makoto | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Imamura, Makoto | Management | For | For |
| MERCK KGAA Meeting Date: APR 23, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MRK Security ID: D5357W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports for Fiscal Year 2020 | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.40 per Share | Management | For | For |
| 4 | Approve Discharge of Executive Board Fiscal Year 2020 | Management | For | For |
| 5 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 6 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | For |
| 7 | Amend Articles Re: Supervisory Board Approval of Transactions with Related Parties | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Approve Remuneration of Supervisory Board | Management | For | For |
| 10 | Approve Eleven Affiliation Agreements | Management | For | For |
| METRO INC. Meeting Date: JAN 26, 2021 Record Date: DEC 11, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MRU Security ID: 59162N109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Maryse Bertrand | Management | For | For |
| 1.2 | Elect Director Pierre Boivin | Management | For | For |
| 1.3 | Elect Director Francois J. Coutu | Management | For | For |
| 1.4 | Elect Director Michel Coutu | Management | For | For |
| 1.5 | Elect Director Stephanie Coyles | Management | For | For |
| 1.6 | Elect Director Claude Dussault | Management | For | For |
| 1.7 | Elect Director Russell Goodman | Management | For | For |
| 1.8 | Elect Director Marc Guay | Management | For | For |
| 1.9 | Elect Director Christian W.E. Haub | Management | For | For |
| 1.10 | Elect Director Eric R. La Fleche | Management | For | For |
| 1.11 | Elect Director Christine Magee | Management | For | For |
| 1.12 | Elect Director Line Rivard | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Amend By-Laws | Management | For | For |
| METSO OUTOTEC OYJ Meeting Date: APR 23, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MOCORP Security ID: X5404W104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Prepare and Approve List of Shareholders | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 0.20 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration Report (Advisory Vote) | Management | For | Against |
| 11 | Approve Remuneration of Directors in the Amount of EUR 150,000 for Chairman, EUR 80,000 for Vice Chairman, and EUR 65,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work | Management | For | For |
| 12 | Fix Number of Directors at Seven | Management | For | For |
| 13 | Reelect Klaus Cawen (Vice Chair), Christer Gardell, Antti Makinen, Ian W. Pearce, Kari Stadigh (Chair), Emanuela Speranza and Arja Talma as Directors | Management | For | Against |
| 14 | Approve Remuneration of Auditors | Management | For | For |
| 15 | Ratify Ernst & Young as Auditors | Management | For | For |
| 16 | Authorize Share Repurchase Program | Management | For | For |
| 17 | Approve Issuance of up to 82 Million Shares without Preemptive Rights | Management | For | For |
| 18 | Close Meeting | Management | None | None |
| MGM CHINA HOLDINGS LIMITED Meeting Date: MAY 27, 2021 Record Date: MAY 14, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2282 Security ID: G60744102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2A1 | Elect Chen Yau Wong as Director | Management | For | Against |
| 2A2 | Elect Daniel J. Taylor as Director | Management | For | For |
| 2A3 | Elect Ayesha Khanna Molino as Director | Management | For | For |
| 2A4 | Elect Sze Wan Patricia Lam as Director | Management | For | For |
| 2B | Elect Chee Ming Liu as Director | Management | For | For |
| 2C | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 3 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| MITSUBISHI CORP. Meeting Date: JUN 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 8058 Security ID: J43830116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 67 | Management | For | For |
| 2.1 | Elect Director Kobayashi, Ken | Management | For | For |
| 2.2 | Elect Director Kakiuchi, Takehiko | Management | For | For |
| 2.3 | Elect Director Masu, Kazuyuki | Management | For | For |
| 2.4 | Elect Director Murakoshi, Akira | Management | For | For |
| 2.5 | Elect Director Hirai, Yasuteru | Management | For | For |
| 2.6 | Elect Director Kashiwagi, Yutaka | Management | For | For |
| 2.7 | Elect Director Nishiyama, Akihiko | Management | For | For |
| 2.8 | Elect Director Saiki, Akitaka | Management | For | For |
| 2.9 | Elect Director Tatsuoka, Tsuneyoshi | Management | For | For |
| 2.10 | Elect Director Miyanaga, Shunichi | Management | For | For |
| 2.11 | Elect Director Akiyama, Sakie | Management | For | For |
| MITSUBISHI ELECTRIC CORP. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6503 Security ID: J43873116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sakuyama, Masaki | Management | For | For |
| 1.2 | Elect Director Sugiyama, Takeshi | Management | For | For |
| 1.3 | Elect Director Sagawa, Masahiko | Management | For | For |
| 1.4 | Elect Director Kawagoishi, Tadashi | Management | For | For |
| 1.5 | Elect Director Sakamoto, Takashi | Management | For | For |
| 1.6 | Elect Director Uruma, Kei | Management | For | For |
| 1.7 | Elect Director Masuda, Kuniaki | Management | For | For |
| 1.8 | Elect Director Yabunaka, Mitoji | Management | For | For |
| 1.9 | Elect Director Obayashi, Hiroshi | Management | For | For |
| 1.10 | Elect Director Watanabe, Kazunori | Management | For | For |
| 1.11 | Elect Director Koide, Hiroko | Management | For | For |
| 1.12 | Elect Director Oyamada, Takashi | Management | For | Against |
| MITSUBISHI ESTATE CO., LTD. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 8802 Security ID: J43916113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 19 | Management | For | For |
| 2.1 | Elect Director Sugiyama, Hirotaka | Management | For | For |
| 2.2 | Elect Director Yoshida, Junichi | Management | For | For |
| 2.3 | Elect Director Tanisawa, Junichi | Management | For | For |
| 2.4 | Elect Director Arimori, Tetsuji | Management | For | For |
| 2.5 | Elect Director Katayama, Hiroshi | Management | For | For |
| 2.6 | Elect Director Kubo, Hitoshi | Management | For | For |
| 2.7 | Elect Director Kato, Jo | Management | For | For |
| 2.8 | Elect Director Nishigai, Noboru | Management | For | For |
| 2.9 | Elect Director Okamoto, Tsuyoshi | Management | For | For |
| 2.10 | Elect Director Ebihara, Shin | Management | For | For |
| 2.11 | Elect Director Narukawa, Tetsuo | Management | For | For |
| 2.12 | Elect Director Shirakawa, Masaaki | Management | For | For |
| 2.13 | Elect Director Nagase, Shin | Management | For | For |
| 2.14 | Elect Director Egami, Setsuko | Management | For | Against |
| 2.15 | Elect Director Taka, Iwao | Management | For | For |
| MITSUBISHI HEAVY INDUSTRIES, LTD. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 7011 Security ID: J44002178 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 75 | Management | For | For |
| 2 | Amend Articles to Clarify Provisions on Alternate Directors Who Are Audit Committee Members | Management | For | For |
| 3.1 | Elect Director Miyanaga, Shunichi | Management | For | For |
| 3.2 | Elect Director Izumisawa, Seiji | Management | For | For |
| 3.3 | Elect Director Kozawa, Hisato | Management | For | For |
| 3.4 | Elect Director Kaguchi, Hitoshi | Management | For | For |
| 3.5 | Elect Director Shinohara, Naoyuki | Management | For | For |
| 3.6 | Elect Director Kobayashi, Ken | Management | For | For |
| 3.7 | Elect Director Hirano, Nobuyuki | Management | For | For |
| 4.1 | Elect Director and Audit Committee Member Tokunaga, Setsuo | Management | For | For |
| 4.2 | Elect Director and Audit Committee Member Unoura, Hiro | Management | For | For |
| 4.3 | Elect Director and Audit Committee Member Morikawa, Noriko | Management | For | For |
| 4.4 | Elect Director and Audit Committee Member Ii, Masako | Management | For | For |
| 5 | Elect Alternate Director and Audit Committee Member Oka, Nobuhiro | Management | For | For |
| MITSUBISHI UFJ FINANCIAL GROUP, INC. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 8306 Security ID: J44497105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 12.5 | Management | For | For |
| 2.1 | Elect Director Fujii, Mariko | Management | For | For |
| 2.2 | Elect Director Honda, Keiko | Management | For | For |
| 2.3 | Elect Director Kato, Kaoru | Management | For | For |
| 2.4 | Elect Director Kuwabara, Satoko | Management | For | For |
| 2.5 | Elect Director Toby S. Myerson | Management | For | For |
| 2.6 | Elect Director Nomoto, Hirofumi | Management | For | Against |
| 2.7 | Elect Director Shingai, Yasushi | Management | For | For |
| 2.8 | Elect Director Tsuji, Koichi | Management | For | For |
| 2.9 | Elect Director Tarisa Watanagase | Management | For | For |
| 2.10 | Elect Director Ogura, Ritsuo | Management | For | For |
| 2.11 | Elect Director Miyanaga, Kenichi | Management | For | For |
| 2.12 | Elect Director Mike, Kanetsugu | Management | For | For |
| 2.13 | Elect Director Araki, Saburo | Management | For | For |
| 2.14 | Elect Director Nagashima, Iwao | Management | For | For |
| 2.15 | Elect Director Hanzawa, Junichi | Management | For | For |
| 2.16 | Elect Director Kamezawa, Hironori | Management | For | For |
| 3 | Amend Articles to Disclose Plan Outlining Company's Business Strategy to Align Investments with Goals of Paris Agreement | Shareholder | Against | Against |
| 4 | Amend Articles to Add Provision on Early Submission of Annual Yuho Securities Report | Shareholder | Against | For |
| 5 | Amend Articles to Prohibit Officers and Employees of the Company from Committing Parental Child Abduction for Gaining Advantage in Custody Disputes | Shareholder | Against | Against |
| 6 | Amend Articles to Prohibit Provision of Financing and Other Inappropriate Transactions to Anti-Social Forces | Shareholder | Against | Against |
| 7 | Amend Articles to Establish Helpline for Whistle-Blowers | Shareholder | Against | Against |
| 8 | Appoint Shareholder Director Nominee Ino, Tatsuki | Shareholder | Against | Against |
| MITSUI & CO., LTD. Meeting Date: JUN 18, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 8031 Security ID: J44690139 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 45 | Management | For | For |
| 2.1 | Elect Director Yasunaga, Tatsuo | Management | For | For |
| 2.2 | Elect Director Hori, Kenichi | Management | For | For |
| 2.3 | Elect Director Uchida, Takakazu | Management | For | For |
| 2.4 | Elect Director Fujiwara, Hirotatsu | Management | For | For |
| 2.5 | Elect Director Omachi, Shinichiro | Management | For | For |
| 2.6 | Elect Director Kometani, Yoshio | Management | For | For |
| 2.7 | Elect Director Yoshikawa, Miki | Management | For | For |
| 2.8 | Elect Director Uno, Motoaki | Management | For | For |
| 2.9 | Elect Director Takemasu, Yoshiaki | Management | For | For |
| 2.10 | Elect Director Kobayashi, Izumi | Management | For | For |
| 2.11 | Elect Director Jenifer Rogers | Management | For | For |
| 2.12 | Elect Director Samuel Walsh | Management | For | For |
| 2.13 | Elect Director Uchiyamada, Takeshi | Management | For | For |
| 2.14 | Elect Director Egawa, Masako | Management | For | For |
| 3 | Appoint Statutory Auditor Mori, Kimitaka | Management | For | For |
| MITSUI FUDOSAN CO., LTD. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 8801 Security ID: J4509L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | Management | For | For |
| 2.1 | Elect Director Iwasa, Hiromichi | Management | For | For |
| 2.2 | Elect Director Komoda, Masanobu | Management | For | For |
| 2.3 | Elect Director Kitahara, Yoshikazu | Management | For | For |
| 2.4 | Elect Director Fujibayashi, Kiyotaka | Management | For | For |
| 2.5 | Elect Director Onozawa, Yasuo | Management | For | For |
| 2.6 | Elect Director Yamamoto, Takashi | Management | For | For |
| 2.7 | Elect Director Ueda, Takashi | Management | For | For |
| 2.8 | Elect Director Hamamoto, Wataru | Management | For | For |
| 2.9 | Elect Director Nogimori, Masafumi | Management | For | For |
| 2.10 | Elect Director Nakayama, Tsunehiro | Management | For | For |
| 2.11 | Elect Director Ito, Shinichiro | Management | For | For |
| 2.12 | Elect Director Kawai, Eriko | Management | For | For |
| 3 | Approve Annual Bonus | Management | For | For |
| MIZRAHI TEFAHOT BANK LTD. Meeting Date: OCT 15, 2020 Record Date: SEP 14, 2020 Meeting Type: SPECIAL | ||||
| Ticker: MZTF Security ID: M7031A135 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association Re: Indemnification and Insurance of Directors and Officers | Management | For | For |
| 2 | Approve Amended Exemption and Indemnification Agreements to Directors and Officers Who Are Controllers Affiliated and their Relatives and CEO (Pending Approval of Item 1) | Management | For | For |
| 3 | Approve Employment Terms of Moshe Larry, Incoming CEO | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
| MIZRAHI TEFAHOT BANK LTD. Meeting Date: DEC 24, 2020 Record Date: NOV 22, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MZTF Security ID: M7031A135 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| 2 | Reappoint Brightman, Almagor, Zohar & Co. as Auditors. Report on Fees Paid to the Auditor for 2018 | Management | For | For |
| 3 | Amend Articles Re: Directors (89.1 & 92) | Management | For | For |
| 4 | Reelect Joav-Asher Nachshon as Director (Pending Approval of Item 3) | Management | For | For |
| 5 | Elect Esteri Gilaz Ran as External Director | Management | For | For |
| 6 | Approve Amended Compensation Policy Re: Liability Insurance Policy | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
| MIZUHO FINANCIAL GROUP, INC. Meeting Date: JUN 23, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 8411 Security ID: J4599L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sakai, Tatsufumi | Management | For | For |
| 1.2 | Elect Director Imai, Seiji | Management | For | For |
| 1.3 | Elect Director Umemiya, Makoto | Management | For | For |
| 1.4 | Elect Director Wakabayashi, Motonori | Management | For | For |
| 1.5 | Elect Director Kaminoyama, Nobuhiro | Management | For | For |
| 1.6 | Elect Director Sato, Yasuhiro | Management | For | For |
| 1.7 | Elect Director Hirama, Hisaaki | Management | For | For |
| 1.8 | Elect Director Kainaka, Tatsuo | Management | For | For |
| 1.9 | Elect Director Kobayashi, Yoshimitsu | Management | For | For |
| 1.10 | Elect Director Sato, Ryoji | Management | For | For |
| 1.11 | Elect Director Tsukioka, Takashi | Management | For | For |
| 1.12 | Elect Director Yamamoto, Masami | Management | For | For |
| 1.13 | Elect Director Kobayashi, Izumi | Management | For | For |
| MONDI PLC Meeting Date: MAY 06, 2021 Record Date: MAY 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MNDI Security ID: G6258S107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Svein Richard Brandtzaeg as Director | Management | For | For |
| 5 | Elect Sue Clark as Director | Management | For | For |
| 6 | Elect Mike Powell as Director | Management | For | For |
| 7 | Elect Angela Strank as Director | Management | For | For |
| 8 | Re-elect Tanya Fratto as Director | Management | For | For |
| 9 | Re-elect Enoch Godongwana as Director | Management | For | For |
| 10 | Re-elect Andrew King as Director | Management | For | For |
| 11 | Re-elect Dominique Reiniche as Director | Management | For | For |
| 12 | Re-elect Philip Yea as Director | Management | For | For |
| 13 | Re-elect Stephen Young as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Adopt New Articles of Association | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| MS&AD INSURANCE GROUP HOLDINGS, INC. Meeting Date: JUN 28, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 8725 Security ID: J4687C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 80 | Management | For | For |
| 2.1 | Elect Director Karasawa, Yasuyoshi | Management | For | For |
| 2.2 | Elect Director Kanasugi, Yasuzo | Management | For | For |
| 2.3 | Elect Director Hara, Noriyuki | Management | For | For |
| 2.4 | Elect Director Higuchi, Tetsuji | Management | For | For |
| 2.5 | Elect Director Fukuda, Masahito | Management | For | For |
| 2.6 | Elect Director Endo, Takaoki | Management | For | For |
| 2.7 | Elect Director Bando, Mariko | Management | For | For |
| 2.8 | Elect Director Arima, Akira | Management | For | For |
| 2.9 | Elect Director Tobimatsu, Junichi | Management | For | For |
| 2.10 | Elect Director Rochelle Kopp | Management | For | For |
| 3.1 | Appoint Statutory Auditor Suto, Atsuko | Management | For | For |
| 3.2 | Appoint Statutory Auditor Uemura, Kyoko | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Meguro, Kozo | Management | For | For |
| 5 | Approve Director Retirement Bonus | Management | For | For |
| MTU AERO ENGINES AG Meeting Date: AUG 05, 2020 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: MTX Security ID: D5565H104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.04 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2020 | Management | For | For |
| 6 | Amend Articles Re: Online Participation | Management | For | For |
| MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG Meeting Date: APR 28, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: MUV2 Security ID: D55535104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 9.80 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Elect Carinne Knoche-Brouillon to the Supervisory Board | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Approve Creation of EUR 117.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 9.1 | Approve Affiliation Agreement with MR Beteiligungen 20. GmbH | Management | For | For |
| 9.2 | Approve Affiliation Agreement with MR Beteiligungen 21. GmbH | Management | For | For |
| 9.3 | Approve Affiliation Agreement with MR Beteiligungen 22. GmbH | Management | For | For |
| MURATA MANUFACTURING CO. LTD. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6981 Security ID: J46840104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
| 2.1 | Elect Director Murata, Tsuneo | Management | For | For |
| 2.2 | Elect Director Nakajima, Norio | Management | For | For |
| 2.3 | Elect Director Iwatsubo, Hiroshi | Management | For | For |
| 2.4 | Elect Director Ishitani, Masahiro | Management | For | For |
| 2.5 | Elect Director Miyamoto, Ryuji | Management | For | For |
| 2.6 | Elect Director Minamide, Masanori | Management | For | For |
| 2.7 | Elect Director Shigematsu, Takashi | Management | For | For |
| 2.8 | Elect Director Yasuda, Yuko | Management | For | For |
| 3 | Approve Restricted Stock Plan | Management | For | For |
| NAGACORP LTD. Meeting Date: FEB 26, 2021 Record Date: FEB 22, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 3918 Security ID: G6382M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Grant of Award in Respect of New Shares to Timothy Patrick McNally Pursuant to the Share Award Scheme and Related Transactions | Management | For | Against |
| 2 | Approve Grant of Award in Respect of New Shares to Chen Lip Keong Pursuant to the Share Award Scheme and Related Transactions | Management | For | Against |
| 3 | Approve Grant of Award in Respect of New Shares to Philip Lee Wai Tuck Pursuant to the Share Award Scheme and Related Transactions | Management | For | Against |
| 4 | Approve Grant of Award in Respect of New Shares to Lim Mun Kee Pursuant to the Share Award Scheme and Related Transactions | Management | For | Against |
| 5 | Approve Grant of Award in Respect of New Shares to Michael Lai Kai Jin Pursuant to the Share Award Scheme and Related Transactions | Management | For | Against |
| 6 | Approve Grant of Award in Respect of New Shares to Leong Choong Wah Pursuant to the Share Award Scheme and Related Transactions | Management | For | Against |
| NATIONAL AUSTRALIA BANK LIMITED Meeting Date: DEC 18, 2020 Record Date: DEC 16, 2020 Meeting Type: ANNUAL | ||||
| Ticker: NAB Security ID: Q65336119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2a | Elect David Armstrong as Director | Management | For | For |
| 2b | Elect Peeyush Gupta as Director | Management | For | For |
| 2c | Elect Ann Sherry as Director | Management | For | For |
| 2d | Elect Simon McKeon as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Grant of Performance Rights to Ross McEwan | Management | For | For |
| 5 | Approve Selective Buy-Back of 20 Million Preference Shares Associated with the National Income Securities (NIS Buy-back Scheme) | Management | For | For |
| 6a | Approve the Amendments to the Company's Constitution | Shareholder | Against | Against |
| 6b | Approve Transition Planning Disclosure | Shareholder | Against | Against |
| NATIONAL GRID PLC Meeting Date: JUL 27, 2020 Record Date: JUL 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: NG Security ID: G6S9A7120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Sir Peter Gershon as Director | Management | For | For |
| 4 | Re-elect John Pettigrew as Director | Management | For | For |
| 5 | Re-elect Andy Agg as Director | Management | For | For |
| 6 | Re-elect Nicola Shaw as Director | Management | For | For |
| 7 | Re-elect Mark Williamson as Director | Management | For | For |
| 8 | Re-elect Jonathan Dawson as Director | Management | For | For |
| 9 | Re-elect Therese Esperdy as Director | Management | For | For |
| 10 | Re-elect Paul Golby as Director | Management | For | For |
| 11 | Elect Liz Hewitt as Director | Management | For | For |
| 12 | Re-elect Amanda Mesler as Director | Management | For | For |
| 13 | Re-elect Earl Shipp as Director | Management | For | For |
| 14 | Re-elect Jonathan Silver as Director | Management | For | For |
| 15 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Approve Remuneration Report | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity | Management | For | For |
| 20 | Reapprove Share Incentive Plan | Management | For | For |
| 21 | Reapprove Sharesave Plan | Management | For | For |
| 22 | Approve Increase in Borrowing Limit | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 26 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| NATIONAL GRID PLC Meeting Date: APR 22, 2021 Record Date: APR 20, 2021 Meeting Type: SPECIAL | ||||
| Ticker: NG Security ID: G6S9A7120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of PPL WPD Investments Limited | Management | For | For |
| 2 | Approve Increase in Borrowing Limit Under the Company's Articles of Association | Management | For | For |
| NATURGY ENERGY GROUP SA Meeting Date: MAR 09, 2021 Record Date: MAR 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NTGY Security ID: E7S90S109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Consolidated Non-Financial Information Statement | Management | For | For |
| 4 | Approve Allocation of Income and Dividends | Management | For | For |
| 5 | Approve Discharge of Board | Management | For | For |
| 6 | Approve Remuneration Policy for FY 2021, 2022 and 2023 | Management | For | Against |
| 7 | Advisory Vote on Remuneration Report | Management | For | Against |
| 8 | Appoint KPMG Auditores as Auditor for FY 2021, 2022 and 2023 | Management | For | For |
| 9 | Receive Amendments to Board of Directors Regulations | Management | None | None |
| 10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| NATWEST GROUP PLC Meeting Date: APR 28, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NWG Security ID: G6422B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Howard Davies as Director | Management | For | For |
| 5 | Re-elect Alison Rose-Slade as Director | Management | For | For |
| 6 | Re-elect Katie Murray as Director | Management | For | For |
| 7 | Re-elect Frank Dangeard as Director | Management | For | For |
| 8 | Re-elect Patrick Flynn as Director | Management | For | For |
| 9 | Re-elect Morten Friis as Director | Management | For | For |
| 10 | Re-elect Robert Gillespie as Director | Management | For | For |
| 11 | Re-elect Yasmin Jetha as Director | Management | For | For |
| 12 | Re-elect Mike Rogers as Director | Management | For | For |
| 13 | Re-elect Mark Seligman as Director | Management | For | For |
| 14 | Re-elect Lena Wilson as Director | Management | For | For |
| 15 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 16 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Issue of Equity in Connection with Equity Convertible Notes | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with Equity Convertible Notes | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 23 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 25 | Authorise Off-Market Purchase of Ordinary Shares | Management | For | For |
| 26 | Authorise Off-Market Purchase of Preference Shares | Management | For | For |
| 27 | Adopt New Articles of Association | Management | For | For |
| 28 | Authorise Board to Offer Scrip Dividend | Management | For | For |
| NEC CORP. Meeting Date: JUN 22, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6701 Security ID: J48818207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Endo, Nobuhiro | Management | For | For |
| 1.2 | Elect Director Niino, Takashi | Management | For | For |
| 1.3 | Elect Director Morita, Takayuki | Management | For | For |
| 1.4 | Elect Director Ishiguro, Norihiko | Management | For | For |
| 1.5 | Elect Director Matsukura, Hajime | Management | For | For |
| 1.6 | Elect Director Nishihara, Moto | Management | For | For |
| 1.7 | Elect Director Seto, Kaoru | Management | For | For |
| 1.8 | Elect Director Iki, Noriko | Management | For | For |
| 1.9 | Elect Director Ito, Masatoshi | Management | For | For |
| 1.10 | Elect Director Nakamura, Kuniharu | Management | For | For |
| 1.11 | Elect Director Ota, Jun | Management | For | For |
| 1.12 | Elect Director Christina Ahmadjian | Management | For | For |
| 2 | Appoint Statutory Auditor Odake, Nobuhiro | Management | For | For |
| NEMETSCHEK SE Meeting Date: MAY 12, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NEM Security ID: D56134105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.30 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Kurt Dobitsch for Fiscal Year 2020 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Georg Nemetschek for Fiscal Year 2020 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Ruediger Herzog for Fiscal Year 2020 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Bill Krouch for Fiscal Year 2020 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | Against |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Approve Creation of EUR 11.6 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 700 Million; Approve Creation of EUR 11.6 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 10 | Amend Articles Re: Proof of Entitlement | Management | For | For |
| NESTLE SA Meeting Date: APR 15, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: NESN Security ID: H57312649 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.75 per Share | Management | For | For |
| 4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Management | For | For |
| 4.1.b | Reelect Ulf Schneider as Director | Management | For | For |
| 4.1.c | Reelect Henri de Castries as Director | Management | For | For |
| 4.1.d | Reelect Renato Fassbind as Director | Management | For | For |
| 4.1.e | Reelect Pablo Isla as Director | Management | For | For |
| 4.1.f | Reelect Ann Veneman as Director | Management | For | For |
| 4.1.g | Reelect Eva Cheng as Director | Management | For | For |
| 4.1.h | Reelect Patrick Aebischer as Director | Management | For | For |
| 4.1.i | Reelect Kasper Rorsted as Director | Management | For | For |
| 4.1.j | Reelect Kimberly Ross as Director | Management | For | For |
| 4.1.k | Reelect Dick Boer as Director | Management | For | For |
| 4.1.l | Reelect Dinesh Paliwal as Director | Management | For | For |
| 4.1.m | Reelect Hanne Jimenez de Mora as Director | Management | For | For |
| 4.2 | Elect Lindiwe Sibanda as Director | Management | For | For |
| 4.3.1 | Appoint Pablo Isla as Member of the Compensation Committee | Management | For | For |
| 4.3.2 | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | For | For |
| 4.3.3 | Appoint Dick Boer as Member of the Compensation Committee | Management | For | For |
| 4.3.4 | Appoint Kasper Rorsted as Member of the Compensation Committee | Management | For | For |
| 4.4 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 4.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Management | For | For |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 57.5 Million | Management | For | For |
| 6 | Approve CHF 6.6 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | Management | For | For |
| 7 | Approve Climate Action Plan | Management | For | For |
| 8 | Transact Other Business (Voting) | Management | Against | Against |
| NEWCREST MINING LTD. Meeting Date: NOV 11, 2020 Record Date: NOV 09, 2020 Meeting Type: ANNUAL | ||||
| Ticker: NCM Security ID: Q6651B114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2a | Elect Sally-Anne Layman as Director | Management | For | For |
| 2b | Elect Roger Higgins as Director | Management | For | For |
| 2c | Elect Gerard Bond as Director | Management | For | For |
| 3a | Approve Grant of Performance Rights to Sandeep Biswas | Management | For | For |
| 3b | Approve Grant of Performance Rights to Gerard Bond | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Approve Renewal of Proportional Takeover Bid Provisions in the Constitution | Management | For | For |
| 6 | Approve the Amendments to the Company's Constitution | Management | For | Against |
| NEXON CO., LTD. Meeting Date: MAR 25, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 3659 Security ID: J4914X104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Owen Mahoney | Management | For | For |
| 1.2 | Elect Director Uemura, Shiro | Management | For | For |
| 1.3 | Elect Director Patrick Soderlund | Management | For | For |
| 1.4 | Elect Director Kevin Mayer | Management | For | For |
| 2 | Approve Fixed Cash Compensation Ceiling for Directors Who Are Not Audit Committee Members | Management | For | For |
| 3 | Approve Deep Discount Stock Option Plan | Management | For | Against |
| 4 | Approve Deep Discount Stock Option Plan | Management | For | Against |
| 5 | Approve Stock Option Plan | Management | For | For |
| NEXT PLC Meeting Date: MAY 20, 2021 Record Date: MAY 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NXT Security ID: G6500M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Tom Hall as Director | Management | For | For |
| 4 | Re-elect Jonathan Bewes as Director | Management | For | For |
| 5 | Re-elect Tristia Harrison as Director | Management | For | For |
| 6 | Re-elect Amanda James as Director | Management | For | For |
| 7 | Re-elect Richard Papp as Director | Management | For | For |
| 8 | Re-elect Michael Roney as Director | Management | For | For |
| 9 | Re-elect Jane Shields as Director | Management | For | For |
| 10 | Re-elect Dame Dianne Thompson as Director | Management | For | For |
| 11 | Re-elect Lord Wolfson as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise Off-Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Adopt New Articles of Association | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| NGK INSULATORS, LTD. Meeting Date: JUN 28, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 5333 Security ID: J49076110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
| 2 | Amend Articles to Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Oshima, Taku | Management | For | For |
| 3.2 | Elect Director Kobayashi, Shigeru | Management | For | For |
| 3.3 | Elect Director Kanie, Hiroshi | Management | For | For |
| 3.4 | Elect Director Niwa, Chiaki | Management | For | For |
| 3.5 | Elect Director Iwasaki, Ryohei | Management | For | For |
| 3.6 | Elect Director Shindo, Hideaki | Management | For | For |
| 3.7 | Elect Director Kamano, Hiroyuki | Management | For | For |
| 3.8 | Elect Director Hamada, Emiko | Management | For | For |
| 3.9 | Elect Director Furukawa, Kazuo | Management | For | For |
| 4 | Appoint Statutory Auditor Saji, Nobumitsu | Management | For | For |
| 5 | Approve Deep Discount Stock Option Plan | Management | For | For |
| NH FOODS LTD. Meeting Date: JUN 24, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2282 Security ID: J4929Q102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hata, Yoshihide | Management | For | For |
| 1.2 | Elect Director Kito, Tetsuhiro | Management | For | For |
| 1.3 | Elect Director Ikawa, Nobuhisa | Management | For | For |
| 1.4 | Elect Director Maeda, Fumio | Management | For | For |
| 1.5 | Elect Director Kono, Yasuko | Management | For | For |
| 1.6 | Elect Director Iwasaki, Atsushi | Management | For | For |
| 1.7 | Elect Director Arase, Hideo | Management | For | For |
| 1.8 | Elect Director Kataoka, Masahito | Management | For | For |
| 2 | Appoint Statutory Auditor Miyagai, Sadanori | Management | For | For |
| NICHIREI CORP. Meeting Date: JUN 22, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2871 Security ID: J49764145 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 28 | Management | For | For |
| 2 | Amend Articles to Clarify Director Authority on Shareholder Meetings - Clarify Director Authority on Board Meetings | Management | For | For |
| 3 | Amend Articles to Authorize Board to Determine Income Allocation | Management | For | Against |
| 4.1 | Elect Director Otani, Kunio | Management | For | For |
| 4.2 | Elect Director Okushi, Kenya | Management | For | For |
| 4.3 | Elect Director Taguchi, Takumi | Management | For | For |
| 4.4 | Elect Director Kawasaki, Junji | Management | For | For |
| 4.5 | Elect Director Umezawa, Kazuhiko | Management | For | For |
| 4.6 | Elect Director Takenaga, Masahiko | Management | For | For |
| 4.7 | Elect Director Tanabe, Wataru | Management | For | For |
| 4.8 | Elect Director Uzawa, Shizuka | Management | For | For |
| 4.9 | Elect Director Wanibuchi, Mieko | Management | For | For |
| 4.10 | Elect Director Shoji, Kuniko | Management | For | For |
| 4.11 | Elect Director Nabeshima, Mana | Management | For | For |
| 5 | Appoint Statutory Auditor Kato, Tatsushi | Management | For | For |
| NIDEC CORP. Meeting Date: JUN 22, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6594 Security ID: J52968104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nagamori, Shigenobu | Management | For | For |
| 1.2 | Elect Director Seki, Jun | Management | For | For |
| 1.3 | Elect Director Sato, Teiichi | Management | For | For |
| 1.4 | Elect Director Shimizu, Osamu | Management | For | For |
| 2 | Approve Trust-Type Equity Compensation Plan | Management | For | For |
| NINE DRAGONS PAPER (HOLDINGS) LIMITED Meeting Date: DEC 07, 2020 Record Date: DEC 01, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 2689 Security ID: G65318100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a1 | Elect Cheung Yan as Director | Management | For | For |
| 3a2 | Elect Zhang Cheng Fei as Director | Management | For | For |
| 3a3 | Elect Lau Chun Shun as Director | Management | For | Against |
| 3a4 | Elect Tam Wai Chu, Maria as Director | Management | For | For |
| 3a5 | Elect Chen Kefu as Director | Management | For | For |
| 3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5b | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| NINE DRAGONS PAPER (HOLDINGS) LIMITED Meeting Date: MAY 25, 2021 Record Date: MAY 18, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 2689 Security ID: G65318100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Supplemental Agreement to the Recovered Paper and Recycled Pulp Agreement and Related Transactions | Management | For | For |
| NINE DRAGONS PAPER HOLDINGS LTD. Meeting Date: JUL 27, 2020 Record Date: JUL 21, 2020 Meeting Type: SPECIAL | ||||
| Ticker: 2689 Security ID: G65318100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Recovered Paper and Recycled Pulp Agreement, Proposed Annual Caps and Related Transactions | Management | For | For |
| NINTENDO CO., LTD. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 7974 Security ID: J51699106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 1410 | Management | For | For |
| 2.1 | Elect Director Furukawa, Shuntaro | Management | For | For |
| 2.2 | Elect Director Miyamoto, Shigeru | Management | For | For |
| 2.3 | Elect Director Takahashi, Shinya | Management | For | For |
| 2.4 | Elect Director Shiota, Ko | Management | For | For |
| 2.5 | Elect Director Shibata, Satoru | Management | For | For |
| 2.6 | Elect Director Chris Meledandri | Management | For | For |
| NIPPON SANSO HOLDINGS CORP. Meeting Date: JUN 18, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 4091 Security ID: J5545N100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 16 | Management | For | For |
| 2 | Amend Articles to Clarify Director Authority on Board Meetings | Management | For | For |
| 3.1 | Elect Director Hamada, Toshihiko | Management | For | For |
| 3.2 | Elect Director Ichihara, Yujiro | Management | For | For |
| 3.3 | Elect Director Nagata, Kenji | Management | For | For |
| 3.4 | Elect Director Thomas Scott Kallman | Management | For | For |
| 3.5 | Elect Director Eduardo Gil Elejoste | Management | For | For |
| 3.6 | Elect Director Yamada, Akio | Management | For | For |
| 3.7 | Elect Director Katsumaru, Mitsuhiro | Management | For | For |
| 3.8 | Elect Director Hara, Miri | Management | For | For |
| 3.9 | Elect Director Date, Hidefumi | Management | For | For |
| 4.1 | Appoint Statutory Auditor Tai, Junzo | Management | For | For |
| 4.2 | Appoint Statutory Auditor Hashimoto, Akihiro | Management | For | Against |
| NIPPON TELEGRAPH & TELEPHONE CORP. Meeting Date: JUN 24, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 9432 Security ID: J59396101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 55 | Management | For | For |
| 2 | Approve Trust-Type Equity Compensation Plan | Management | For | For |
| 3 | Approve Cash Compensation Ceiling for Directors and Compensation Ceiling Set Aside for Board Members Shareholding Association | Management | For | For |
| 4 | Remove Incumbent Director Shibutani, Naoki | Shareholder | Against | Against |
| NISSAN CHEMICAL CORP. Meeting Date: JUN 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 4021 Security ID: J56988108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 58 | Management | For | For |
| 2.1 | Elect Director Kinoshita, Kojiro | Management | For | For |
| 2.2 | Elect Director Yagi, Shinsuke | Management | For | For |
| 2.3 | Elect Director Miyazaki, Junichi | Management | For | For |
| 2.4 | Elect Director Honda, Takashi | Management | For | For |
| 2.5 | Elect Director Suzuki, Hitoshi | Management | For | For |
| 2.6 | Elect Director Yoshida, Hironori | Management | For | For |
| 2.7 | Elect Director Oe, Tadashi | Management | For | For |
| 2.8 | Elect Director Obayashi, Hidehito | Management | For | For |
| 2.9 | Elect Director Kataoka, Kazunori | Management | For | For |
| 2.10 | Elect Director Nakagawa, Miyuki | Management | For | For |
| 3 | Appoint Statutory Auditor Takemoto, Shuichi | Management | For | Against |
| 4 | Approve Trust-Type Equity Compensation Plan | Management | For | For |
| NISSHIN SEIFUN GROUP INC. Meeting Date: JUN 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2002 Security ID: J57633109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
| 2.1 | Elect Director Kemmoku, Nobuki | Management | For | For |
| 2.2 | Elect Director Mori, Akira | Management | For | For |
| 2.3 | Elect Director Iwasaki, Koichi | Management | For | For |
| 2.4 | Elect Director Odaka, Satoshi | Management | For | For |
| 2.5 | Elect Director Yamada, Takao | Management | For | For |
| 2.6 | Elect Director Koike, Yuji | Management | For | For |
| 2.7 | Elect Director Mimura, Akio | Management | For | For |
| 2.8 | Elect Director Fushiya, Kazuhiko | Management | For | For |
| 2.9 | Elect Director Nagai, Moto | Management | For | For |
| 2.10 | Elect Director Masujima, Naoto | Management | For | For |
| 3.1 | Elect Director and Audit Committee Member Ouchi, Sho | Management | For | For |
| 3.2 | Elect Director and Audit Committee Member Kawawa, Tetsuo | Management | For | For |
| 3.3 | Elect Director and Audit Committee Member Ito, Satoshi | Management | For | For |
| 3.4 | Elect Director and Audit Committee Member Tomita, Mieko | Management | For | For |
| 4 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
| NITORI HOLDINGS CO., LTD. Meeting Date: MAY 13, 2021 Record Date: FEB 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 9843 Security ID: J58214131 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nitori, Akio | Management | For | For |
| 1.2 | Elect Director Shirai, Toshiyuki | Management | For | For |
| 1.3 | Elect Director Sudo, Fumihiro | Management | For | For |
| 1.4 | Elect Director Matsumoto, Fumiaki | Management | For | For |
| 1.5 | Elect Director Takeda, Masanori | Management | For | For |
| 1.6 | Elect Director Abiko, Hiromi | Management | For | For |
| 1.7 | Elect Director Okano, Takaaki | Management | For | For |
| 1.8 | Elect Director Sakakibara, Sadayuki | Management | For | For |
| 1.9 | Elect Director Miyauchi, Yoshihiko | Management | For | For |
| 1.10 | Elect Director Yoshizawa, Naoko | Management | For | For |
| NITTO DENKO CORP. Meeting Date: JUN 18, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6988 Security ID: J58472119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 100 | Management | For | For |
| 2 | Approve Annual Bonus | Management | For | For |
| 3.1 | Elect Director Takasaki, Hideo | Management | For | For |
| 3.2 | Elect Director Todokoro, Nobuhiro | Management | For | For |
| 3.3 | Elect Director Miki, Yosuke | Management | For | For |
| 3.4 | Elect Director Iseyama, Yasuhiro | Management | For | For |
| 3.5 | Elect Director Furuse, Yoichiro | Management | For | For |
| 3.6 | Elect Director Hatchoji, Takashi | Management | For | For |
| 3.7 | Elect Director Fukuda, Tamio | Management | For | For |
| 3.8 | Elect Director Wong Lai Yong | Management | For | For |
| 3.9 | Elect Director Sawada, Michitaka | Management | For | For |
| 4 | Approve Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
| NN GROUP NV Meeting Date: MAY 20, 2021 Record Date: APR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NN Security ID: N64038107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Annual Report | Management | None | None |
| 3 | Approve Remuneration Report | Management | For | For |
| 4.A | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4.B | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4.C | Approve Dividends of EUR 2.33 Per Share | Management | For | For |
| 5.A | Approve Discharge of Executive Board | Management | For | For |
| 5.B | Approve Discharge of Supervisory Board | Management | For | For |
| 6.A | Elect Cecilia Reyes to Supervisory Board | Management | For | For |
| 6.B | Elect Rob Lelieveld to Supervisory Board | Management | For | For |
| 6.C | Elect Inga Beale to Supervisory Board | Management | For | For |
| 7 | Approve Increase Maximum Ratio Between Fixed and Variable Components of Remuneration | Management | For | For |
| 8.A.1 | Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 8.A.2 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 8.A.1 | Management | For | For |
| 8.B | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital in Connection with a Rights Issue | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Approve Reduction in Share Capital through Cancellation of Shares | Management | For | For |
| 11 | Close Meeting | Management | None | None |
| NOKIA OYJ Meeting Date: APR 08, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NOKIA Security ID: X61873133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Prepare and Approve List of Shareholders | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Treatment of Net Loss | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration Report (Advisory Vote) | Management | For | For |
| 11 | Approve Remuneration of Directors in the Amount of EUR 440,000 to Chair, EUR 185,000 to Vice Chair and EUR 160,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | For |
| 12 | Fix Number of Directors at Eight | Management | For | For |
| 13 | Reelect Sari Baldauf, Bruce Brown, Thomas Dannenfeldt, Jeanette Horan, Edward Kozel, Soren Skou, Carla Smits-Nusteling, and Kari Stadigh as Directors | Management | For | Against |
| 14 | Approve Remuneration of Auditors | Management | For | For |
| 15 | Ratify Deloitte as Auditors | Management | For | For |
| 16 | Authorize Share Repurchase Program | Management | For | For |
| 17 | Approve Issuance of up to 550 Million Shares without Preemptive Rights | Management | For | For |
| 18 | Close Meeting | Management | None | None |
| NOMURA HOLDINGS, INC. Meeting Date: JUN 21, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 8604 Security ID: J58646100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nagai, Koji | Management | For | For |
| 1.2 | Elect Director Okuda, Kentaro | Management | For | For |
| 1.3 | Elect Director Teraguchi, Tomoyuki | Management | For | For |
| 1.4 | Elect Director Ogawa, Shoji | Management | For | For |
| 1.5 | Elect Director Ishimura, Kazuhiko | Management | For | For |
| 1.6 | Elect Director Takahara, Takahisa | Management | For | For |
| 1.7 | Elect Director Shimazaki, Noriaki | Management | For | Against |
| 1.8 | Elect Director Sono, Mari | Management | For | Against |
| 1.9 | Elect Director Laura Simone Unger | Management | For | For |
| 1.10 | Elect Director Victor Chu | Management | For | For |
| 1.11 | Elect Director J.Christopher Giancarlo | Management | For | For |
| 1.12 | Elect Director Patricia Mosser | Management | For | For |
| NOMURA RESEARCH INSTITUTE LTD. Meeting Date: JUN 18, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 4307 Security ID: J5900F106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Konomoto, Shingo | Management | For | For |
| 1.2 | Elect Director Fukami, Yasuo | Management | For | For |
| 1.3 | Elect Director Momose, Hironori | Management | For | For |
| 1.4 | Elect Director Anzai, Hidenori | Management | For | For |
| 1.5 | Elect Director Ebato, Ken | Management | For | For |
| 1.6 | Elect Director Funakura, Hiroshi | Management | For | For |
| 1.7 | Elect Director Omiya, Hideaki | Management | For | For |
| 1.8 | Elect Director Sakata, Shinoi | Management | For | For |
| 1.9 | Elect Director Ohashi, Tetsuji | Management | For | For |
| 2 | Appoint Statutory Auditor Kosakai, Kenkichi | Management | For | For |
| NORDEA BANK ABP Meeting Date: MAR 24, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NDA.SE Security ID: X5S8VL105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Prepare and Approve List of Shareholders | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income; Authorize Board to Decide on the Distribution of Dividends of up to EUR 0.72 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration Report (Advisory Vote) | Management | For | For |
| 11 | Approve Remuneration of Directors in the Amount of EUR 312,000 for Chairman, EUR 150,800 for Vice Chairman, and EUR 98,800 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 12 | Determine Number of Members (10) and Deputy Members (0) of Board | Management | For | For |
| 13 | Reelect Torbjorn Magnusson (Chair), Nigel Hinshelwood, Birger Steen, Sarah Russell, Robin Lawther, Kari Jordan, Petra van Hoeken, John Maltby and Jonas Synnergren as Directors; Elect Claudia Dill as New Director | Management | For | Against |
| 14 | Approve Remuneration of Auditors | Management | For | For |
| 15 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 16 | Approve Issuance of Convertible Instruments without Preemptive Rights | Management | For | For |
| 17 | Authorize Share Repurchase Program in the Securities Trading Business | Management | For | For |
| 18 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 19 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares of Repurchased Shares | Management | For | For |
| 20 | Approve Issuance of up to 30 Million Shares without Preemptive Rights | Management | For | For |
| 21 | Close Meeting | Management | None | None |
| NORTHERN STAR RESOURCES LIMITED Meeting Date: NOV 25, 2020 Record Date: NOV 23, 2020 Meeting Type: ANNUAL | ||||
| Ticker: NST Security ID: Q6951U101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Approve FY20 Share Plan | Management | For | For |
| 3 | Approve Issuance of Performance Rights to Bill Beament | Management | For | For |
| 4 | Elect Peter O'Connor as Director | Management | For | For |
| 5 | Approve the Increase in Aggregate Remuneration of Non-Executive Directors | Management | For | For |
| 6 | Approve Issuance of Performance Rights to Raleigh Finlayson | Management | For | For |
| NOVARTIS AG Meeting Date: MAR 02, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: NOVN Security ID: H5820Q150 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 3.00 per Share | Management | For | For |
| 4 | Approve CHF 16.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 5 | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | Management | For | For |
| 6.1 | Approve Remuneration of Directors in the Amount of CHF 8.6 Million | Management | For | For |
| 6.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 91 Million | Management | For | For |
| 6.3 | Approve Remuneration Report | Management | For | For |
| 7.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | For | For |
| 7.2 | Reelect Nancy Andrews as Director | Management | For | For |
| 7.3 | Reelect Ton Buechner as Director | Management | For | For |
| 7.4 | Reelect Patrice Bula as Director | Management | For | For |
| 7.5 | Reelect Elizabeth Doherty as Director | Management | For | For |
| 7.6 | Reelect Ann Fudge as Director | Management | For | For |
| 7.7 | Reelect Bridgette Heller as Director | Management | For | For |
| 7.8 | Reelect Frans van Houten as Director | Management | For | For |
| 7.9 | Reelect Simon Moroney as Director | Management | For | For |
| 7.10 | Reelect Andreas von Planta as Director | Management | For | For |
| 7.11 | Reelect Charles Sawyers as Director | Management | For | For |
| 7.12 | Elect Enrico Vanni as Director | Management | For | For |
| 7.13 | Reelect William Winters as Director | Management | For | For |
| 8.1 | Reappoint Patrice Bula as Member of the Compensation Committee | Management | For | For |
| 8.2 | Reappoint Bridgette Heller as Member of the Compensation Committee | Management | For | For |
| 8.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Management | For | For |
| 8.4 | Reappoint William Winters as Member of the Compensation Committee | Management | For | For |
| 8.5 | Appoint Simon Moroney as Member of the Compensation Committee | Management | For | For |
| 9 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 10 | Designate Peter Zahn as Independent Proxy | Management | For | For |
| 11 | Amend Articles Re: Board of Directors Tenure | Management | For | For |
| 12 | Transact Other Business (Voting) | Management | For | Against |
| NOVO NORDISK A/S Meeting Date: MAR 25, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NOVO.B Security ID: K72807132 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of DKK 5.85 Per Share | Management | For | For |
| 4 | Approve Remuneration Report (Advisory Vote) | Management | For | For |
| 5.1 | Approve Remuneration of Directors for 2020 in the Aggregate Amount of DKK 17 Million | Management | For | For |
| 5.2 | Approve Remuneration of Directors for 2021 in the Amount of DKK 2.2 Million for the Chairman, DKK 1.47 Million for the Vice Chairman, and DKK 736,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 6.1 | Reelect Helge Lund as Director and Board Chairman | Management | For | For |
| 6.2 | Reelect Jeppe Christiansen as Director and Vice Chairman | Management | For | For |
| 6.3a | Reelect Laurence Debroux as Director | Management | For | For |
| 6.3b | Reelect Andreas Fibig as Director | Management | For | For |
| 6.3c | Reelect Sylvie Gregoire as Director | Management | For | For |
| 6.3d | Reelect Kasim Kutay as Director | Management | For | For |
| 6.3e | Reelect Martin Mackay as Director | Management | For | For |
| 6.3f | Elect Henrik Poulsen as New Director | Management | For | For |
| 7 | Ratify Deloitte as Auditors | Management | For | For |
| 8.1 | Approve DKK 8 Million Reduction in Share Capital via B Share Cancellation | Management | For | For |
| 8.2 | Authorize Share Repurchase Program | Management | For | For |
| 8.3a | Amend Articles Re: Delete Authorization to Increase Share Capital | Management | For | For |
| 8.3b | Approve Creation of DKK 46.2 Million Pool of Capital with Preemptive Rights; Approve Creation of DKK 46.2 Million Pool of Capital without Preemptive Rights; Maximum Increase in Share Capital under Both Authorizations up to DKK 46.2 Million | Management | For | For |
| 8.4a | Approve Indemnification of Members of the Board of Directors | Management | For | For |
| 8.4b | Approve Indemnification of Members of Executive Management | Management | For | For |
| 8.5 | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
| 8.6a | Allow Shareholder Meetings to be Held Partially or Fully by Electronic Means | Management | For | Against |
| 8.6b | Allow Electronic Distribution of Company Communication | Management | For | For |
| 8.6c | Amend Articles Re: Differentiation of Votes | Management | For | For |
| 8.7 | Initiate Plan for Changed Ownership | Shareholder | Against | Against |
| 9 | Other Business | Management | None | None |
| NOVOZYMES A/S Meeting Date: MAR 11, 2021 Record Date: MAR 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NZYM.B Security ID: K7317J133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of DKK 5.25 Per Share | Management | For | Did Not Vote |
| 4 | Approve Remuneration Report | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Directors in the Amount of DKK 1.53 Million for Chairman, DKK 1.02 Million for Vice Chairman and DKK 510,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 6 | Reelect Jorgen Buhl Rasmussen (Chair) as Director | Management | For | Did Not Vote |
| 7 | Reelect Cornelis de Jong (Vice Chair) as Director | Management | For | Did Not Vote |
| 8a | Reelect Heine Dalsgaard as Director | Management | For | Did Not Vote |
| 8b | Elect Sharon James as Director | Management | For | Did Not Vote |
| 8c | Reelect Kasim Kutay as Director | Management | For | Did Not Vote |
| 8d | Reelect Kim Stratton as Director | Management | For | Did Not Vote |
| 8e | Reelect Mathias Uhlen as Director | Management | For | Did Not Vote |
| 9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 10a | Approve Creation of DKK 56.4 Million Pool of Capital in B Shares without Preemptive Rights; DKK 56.4 Million Pool of Capital with Preemptive Rights; and Pool of Capital in Warrants without Preemptive Rights | Management | For | Did Not Vote |
| 10b | Approve DKK 6 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 10c | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 10d | Allow Shareholder Meetings to be Held by Electronic Means Only | Management | For | Did Not Vote |
| 10e | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 10f | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| 11 | Other Business | Management | None | None |
| NUTRIEN LTD. Meeting Date: MAY 17, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NTR Security ID: 67077M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher M. Burley | Management | For | For |
| 1.2 | Elect Director Maura J. Clark | Management | For | For |
| 1.3 | Elect Director Russell K. Girling | Management | For | For |
| 1.4 | Elect Director Miranda C. Hubbs | Management | For | For |
| 1.5 | Elect Director Raj S. Kushwaha | Management | For | For |
| 1.6 | Elect Director Alice D. Laberge | Management | For | For |
| 1.7 | Elect Director Consuelo E. Madere | Management | For | For |
| 1.8 | Elect Director Charles V. Magro - Withdrawn Resolution | Management | None | None |
| 1.9 | Elect Director Keith G. Martell | Management | For | For |
| 1.10 | Elect Director Aaron W. Regent | Management | For | For |
| 1.11 | Elect Director Mayo M. Schmidt | Management | For | For |
| 1.12 | Elect Director Nelson Luiz Costa Silva | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| OBAYASHI CORP. Meeting Date: JUN 24, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 1802 Security ID: J59826107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 16 | Management | For | For |
| 2.1 | Elect Director Obayashi, Takeo | Management | For | For |
| 2.2 | Elect Director Hasuwa, Kenji | Management | For | For |
| 2.3 | Elect Director Sato, Takehito | Management | For | For |
| 2.4 | Elect Director Kotera, Yasuo | Management | For | For |
| 2.5 | Elect Director Murata, Toshihiko | Management | For | For |
| 2.6 | Elect Director Sasagawa, Atsushi | Management | For | For |
| 2.7 | Elect Director Sato, Toshimi | Management | For | For |
| 2.8 | Elect Director Koizumi, Shinichi | Management | For | For |
| 2.9 | Elect Director Izumiya, Naoki | Management | For | For |
| 2.10 | Elect Director Kobayashi, Yoko | Management | For | For |
| 2.11 | Elect Director Orii, Masako | Management | For | For |
| 2.12 | Elect Director Kato, Hiroyuki | Management | For | For |
| 3 | Approve Compensation Ceiling for Directors | Management | For | For |
| 4 | Approve Trust-Type Equity Compensation Plan | Management | For | For |
| OIL SEARCH LTD. Meeting Date: APR 30, 2021 Record Date: APR 28, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OSH Security ID: Y64695110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3a | Elect Musje Werror as Director | Management | For | For |
| 3b | Elect Richard Lee as Director | Management | For | For |
| 3c | Elect Eileen Doyle as Director | Management | For | For |
| 3d | Elect Susan Cunningham as Director | Management | For | For |
| 3e | Elect Bakheet Al Katheeri as Director | Management | For | For |
| 4 | Approve Temporary Increase in the Maximum Number of Directors from 9 to 10 | Management | For | For |
| 5 | Elect Michael Utsler as Director | Management | For | For |
| 6 | Approve Grant of Restricted Shares, Alignment Rights and Performance Rights to Keiran Wulff | Management | For | Against |
| 7 | Approve Grant of Non-Executive Director Rights to Michael Utsler | Management | For | For |
| 8 | Approve Capital Protection | Shareholder | Against | Against |
| OJI HOLDINGS CORP. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 3861 Security ID: J6031N109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yajima, Susumu | Management | For | For |
| 1.2 | Elect Director Kaku, Masatoshi | Management | For | For |
| 1.3 | Elect Director Koseki, Yoshiki | Management | For | For |
| 1.4 | Elect Director Isono, Hiroyuki | Management | For | For |
| 1.5 | Elect Director Shindo, Fumio | Management | For | For |
| 1.6 | Elect Director Kamada, Kazuhiko | Management | For | For |
| 1.7 | Elect Director Ishida, Koichi | Management | For | For |
| 1.8 | Elect Director Aoki, Shigeki | Management | For | For |
| 1.9 | Elect Director Nara, Michihiro | Management | For | For |
| 1.10 | Elect Director Takata, Toshihisa | Management | For | For |
| 1.11 | Elect Director Ai, Sachiko | Management | For | For |
| 1.12 | Elect Director Nagai, Seiko | Management | For | For |
| 2.1 | Appoint Statutory Auditor Yamashita, Tomihiro | Management | For | For |
| 2.2 | Appoint Statutory Auditor Chimori, Hidero | Management | For | For |
| 2.3 | Appoint Statutory Auditor Sekiguchi, Noriko | Management | For | For |
| 3 | Approve Compensation Ceiling for Directors | Management | For | For |
| OLYMPUS CORP. Meeting Date: JUL 30, 2020 Record Date: MAY 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 7733 Security ID: J61240107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
| 2 | Amend Articles to Authorize Board to Determine Income Allocation | Management | For | For |
| 3.1 | Elect Director Takeuchi, Yasuo | Management | For | For |
| 3.2 | Elect Director Fujita, Sumitaka | Management | For | For |
| 3.3 | Elect Director Kaminaga, Susumu | Management | For | For |
| 3.4 | Elect Director Kikawa, Michijiro | Management | For | For |
| 3.5 | Elect Director Iwamura, Tetsuo | Management | For | For |
| 3.6 | Elect Director Masuda, Yasumasa | Management | For | For |
| 3.7 | Elect Director Natori, Katsuya | Management | For | For |
| 3.8 | Elect Director Iwasaki, Atsushi | Management | For | For |
| 3.9 | Elect Director David Robert Hale | Management | For | For |
| 3.10 | Elect Director Jimmy C. Beasley | Management | For | For |
| 3.11 | Elect Director Stefan Kaufmann | Management | For | For |
| 3.12 | Elect Director Koga, Nobuyuki | Management | For | For |
| OLYMPUS CORP. Meeting Date: JUN 24, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 7733 Security ID: J61240107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Takeuchi, Yasuo | Management | For | For |
| 1.2 | Elect Director Fujita, Sumitaka | Management | For | For |
| 1.3 | Elect Director Kaminaga, Susumu | Management | For | For |
| 1.4 | Elect Director Iwamura, Tetsuo | Management | For | For |
| 1.5 | Elect Director Masuda, Yasumasa | Management | For | For |
| 1.6 | Elect Director Iwasaki, Atsushi | Management | For | For |
| 1.7 | Elect Director David Robert Hale | Management | For | For |
| 1.8 | Elect Director Jimmy C. Beasley | Management | For | For |
| 1.9 | Elect Director Ichikawa, Sachiko | Management | For | For |
| 1.10 | Elect Director Stefan Kaufmann | Management | For | For |
| 1.11 | Elect Director Koga, Nobuyuki | Management | For | For |
| OMV AG Meeting Date: SEP 29, 2020 Record Date: SEP 19, 2020 Meeting Type: ANNUAL | ||||
| Ticker: OMV Security ID: A51460110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.75 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Approve Remuneration of Supervisory Board Members | Management | For | For |
| 6 | Ratify Ernst & Young as Auditors for Fiscal 2020 | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8.1 | Approve Long Term Incentive Plan 2020 for Key Employees | Management | For | For |
| 8.2 | Approve Equity Deferral Plan | Management | For | For |
| 9.1 | Elect Gertrude Tumpel-Gugerell as Supervisory Board Member | Management | For | For |
| 9.2 | Elect Wolfgang Berndt as Supervisory Board Member (In a Letter from Sept. 17, 2020, Mr. Berndt has Declared that He Will Not Stand for Election) | Management | For | For |
| 9.3 | Elect Mark Garrett as Supervisory Board Member | Shareholder | None | For |
| 10 | Approve Creation of EUR 32.7 Million Pool of Capital without Preemptive Rights to Guarantee Conversion Rights for Share Plans | Management | For | For |
| OMV AG Meeting Date: JUN 02, 2021 Record Date: MAY 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OMV Security ID: A51460110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.85 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Approve Remuneration of Supervisory Board Members | Management | For | For |
| 6 | Ratify Ernst & Young as Auditors for Fiscal Year 2021 | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8.1 | Approve Long Term Incentive Plan 2021 for Key Employees | Management | For | For |
| 8.2 | Approve Equity Deferral Plan | Management | For | For |
| 9 | Elect Saeed Al Mazrouei as Supervisory Board Member | Management | For | For |
| 10 | Approve Use of Repurchased Shares for Long Term Incentive Plans, Deferrals or Other Stock Ownership Plans | Management | For | For |
| ONEX CORPORATION Meeting Date: JUL 21, 2020 Record Date: MAY 22, 2020 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ONEX Security ID: 68272K103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3.1 | Elect Director William A. Etherington | Management | For | For |
| 3.2 | Elect Director Mitchell Goldhar | Management | For | For |
| 3.3 | Elect Director Arianna Huffington | Management | For | For |
| 3.4 | Elect Director Arni C. Thorsteinson | Management | For | For |
| 3.5 | Elect Director Beth A. Wilkinson | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 5 | Adopt By-Law No. 4 | Management | For | For |
| ONEX CORPORATION Meeting Date: MAY 13, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ONEX Security ID: 68272K103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3.1 | Elect Director Mitchell Goldhar | Management | For | For |
| 3.2 | Elect Director Arianna Huffington | Management | For | For |
| 3.3 | Elect Director Arni C. Thorsteinson | Management | For | For |
| 3.4 | Elect Director Beth A. Wilkinson | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ONO PHARMACEUTICAL CO., LTD. Meeting Date: JUN 17, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 4528 Security ID: J61546115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 27.5 | Management | For | For |
| 2.1 | Elect Director Sagara, Gyo | Management | For | For |
| 2.2 | Elect Director Tsujinaka, Toshihiro | Management | For | For |
| 2.3 | Elect Director Takino, Toichi | Management | For | For |
| 2.4 | Elect Director Ono, Isao | Management | For | For |
| 2.5 | Elect Director Idemitsu, Kiyoaki | Management | For | For |
| 2.6 | Elect Director Nomura, Masao | Management | For | For |
| 2.7 | Elect Director Okuno, Akiko | Management | For | For |
| 2.8 | Elect Director Nagae, Shusaku | Management | For | For |
| 3 | Appoint Statutory Auditor Tanisaka, Hironobu | Management | For | For |
| 4 | Approve Deep Discount Stock Option Plan | Management | For | For |
| OPEN TEXT CORPORATION Meeting Date: SEP 14, 2020 Record Date: AUG 05, 2020 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: OTEX Security ID: 683715106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director P. Thomas Jenkins | Management | For | For |
| 1.2 | Elect Director Mark J. Barrenechea | Management | For | For |
| 1.3 | Elect Director Randy Fowlie | Management | For | For |
| 1.4 | Elect Director David Fraser | Management | For | For |
| 1.5 | Elect Director Gail E. Hamilton | Management | For | For |
| 1.6 | Elect Director Robert (Bob) Hau | Management | For | For |
| 1.7 | Elect Director Stephen J. Sadler | Management | For | For |
| 1.8 | Elect Director Harmit Singh | Management | For | For |
| 1.9 | Elect Director Michael Slaunwhite | Management | For | For |
| 1.10 | Elect Director Katharine B. Stevenson | Management | For | For |
| 1.11 | Elect Director Deborah Weinstein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Amend Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Stock Option Plan | Management | For | For |
| ORANGE SA Meeting Date: MAY 18, 2021 Record Date: MAY 14, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ORA Security ID: F6866T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.90 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Reelect Bpifrance Participations as Director | Management | For | For |
| 6 | Renew Appointment of KPMG as Auditor | Management | For | For |
| 7 | Renew Appointment of Salustro Reydel as Alternate Auditor | Management | For | For |
| 8 | Appoint Deloitte as Auditor | Management | For | For |
| 9 | Appoint Beas as Alternate Auditor | Management | For | For |
| 10 | Ratify Change Location of Registered Office to 111 Quai du President Roosevelt, 92130 Issy-les-Moulineaux | Management | For | For |
| 11 | Approve Compensation Report | Management | For | For |
| 12 | Approve Compensation of Stephane Richard, Chairman and CEO | Management | For | For |
| 13 | Approve Compensation of Ramon Fernandez, Vice-CEO | Management | For | For |
| 14 | Approve Compensation of Gervais Pellissier, Vice-CEO | Management | For | For |
| 15 | Approve Remuneration Policy of the Chairman and CEO | Management | For | For |
| 16 | Approve Remuneration Policy of Vice-CEOs | Management | For | For |
| 17 | Approve Remuneration Policy of Directors | Management | For | For |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | Management | For | For |
| 20 | Allow Board to Use Delegations under Item 19 Above in the Event of a Public Tender Offer | Management | For | Against |
| 21 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
| 22 | Allow Board to Use Delegations under Item 21 Above in the Event of a Public Tender Offer | Management | For | Against |
| 23 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
| 24 | Allow Board to Use Delegations under Item 23 Above in the Event of a Public Tender Offer | Management | For | Against |
| 25 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 19-24 | Management | For | Against |
| 26 | Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers | Management | For | For |
| 27 | Allow Board to Use Delegations under Item 26 Above in the Event of a Public Tender Offer | Management | For | Against |
| 28 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 29 | Allow Board to Use Delegations under Item 28 Above in the Event of a Public Tender Offer | Management | For | Against |
| 30 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 3 Billion | Management | For | For |
| 31 | Authorize up to 0.07 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Some Employees and Executive Corporate Officers | Management | For | For |
| 32 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 33 | Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 34 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 35 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| A | Amending Item 31 of Current Meeting to Align the Allocation of Free Shares to the Group Employees with that of LTIP Incentives for Executives | Shareholder | Against | Against |
| B | Amend Article 13 of Bylaws Re: Plurality of Directorships | Shareholder | Against | Against |
| C | Access of Women to Positions of Responsibility and Equal Pay | Shareholder | None | None |
| ORIENTAL LAND CO., LTD. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 4661 Security ID: J6174U100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 13 | Management | For | For |
| 2 | Amend Articles to Reduce Directors' Term | Management | For | For |
| 3.1 | Elect Director Kagami, Toshio | Management | For | For |
| 3.2 | Elect Director Takano, Yumiko | Management | For | For |
| 3.3 | Elect Director Katayama, Yuichi | Management | For | For |
| 3.4 | Elect Director Yokota, Akiyoshi | Management | For | For |
| 3.5 | Elect Director Takahashi, Wataru | Management | For | For |
| 3.6 | Elect Director Kaneki, Yuichi | Management | For | For |
| 3.7 | Elect Director Kambara, Rika | Management | For | For |
| 3.8 | Elect Director Hanada, Tsutomu | Management | For | For |
| 3.9 | Elect Director Mogi, Yuzaburo | Management | For | For |
| 3.10 | Elect Director Yoshida, Kenji | Management | For | For |
| ORIGIN ENERGY LIMITED Meeting Date: OCT 20, 2020 Record Date: OCT 18, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ORG Security ID: Q71610101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Elect Maxine Brenner as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | Against |
| 4 | ***Withdrawn Resolution*** Approve Grant of Restricted Share Rights to Frank Calabria | Management | None | None |
| 5a | Approve the Amendments to the Company's Constitution | Shareholder | Against | Against |
| 5b | Approve Consent and Fracking | Shareholder | Against | Against |
| 5c | Approve Lobbying and COVID-19 Recovery | Shareholder | Against | Against |
| ORION OYJ Meeting Date: MAR 25, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ORNBV Security ID: X6002Y112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Prepare and Approve List of Shareholders | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 1.50 Per Share; Approve Charitable Donations of up to EUR 350,000 | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration Report (Advisory Vote) | Management | For | Against |
| 11 | Approve Remuneration of Directors in the Amount of EUR 90,000 for Chairman, EUR 55,000 for Vice Chairman and Chairmen of the Committees, and EUR 45,000 for Other Directors; Approve Meeting Fees | Management | For | For |
| 12 | Fix Number of Directors at Eight | Management | For | For |
| 13 | Reelect Mikael Silvennoinen (Chair), Kari Jussi Aho, Pia Kalsta, Ari Lehtoranta, Timo Maasilta, Hilpi Rautelin and Eija Ronkainen as Directors; Elect Veli-Matti Mattila as New Director | Management | For | For |
| 14 | Approve Remuneration of Auditors | Management | For | For |
| 15 | Ratify KPMG as Auditors | Management | For | For |
| 16 | Approve Issuance of up to 14 Million Class B Shares without Preemptive Rights | Management | For | For |
| 17 | Close Meeting | Management | None | None |
| ORIX CORP. Meeting Date: JUN 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 8591 Security ID: J61933123 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Amend Business Lines | Management | For | For |
| 2.1 | Elect Director Inoue, Makoto | Management | For | For |
| 2.2 | Elect Director Irie, Shuji | Management | For | For |
| 2.3 | Elect Director Taniguchi, Shoji | Management | For | For |
| 2.4 | Elect Director Matsuzaki, Satoru | Management | For | For |
| 2.5 | Elect Director Suzuki, Yoshiteru | Management | For | For |
| 2.6 | Elect Director Stan Koyanagi | Management | For | For |
| 2.7 | Elect Director Takenaka, Heizo | Management | For | For |
| 2.8 | Elect Director Michael Cusumano | Management | For | For |
| 2.9 | Elect Director Akiyama, Sakie | Management | For | For |
| 2.10 | Elect Director Watanabe, Hiroshi | Management | For | For |
| 2.11 | Elect Director Sekine, Aiko | Management | For | For |
| 2.12 | Elect Director Hodo, Chikatomo | Management | For | For |
| ORKLA ASA Meeting Date: APR 15, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ORK Security ID: R67787102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.75 Per Share | Management | For | Did Not Vote |
| 3 | Approve Guidelines for Incentive-Based Compensation for Executive Management | Management | For | Did Not Vote |
| 4 | Discuss Company's Corporate Governance Statement | Management | None | None |
| 5.1 | Authorize Repurchase of Shares for Use in Employee Incentive Programs | Management | For | Did Not Vote |
| 5.2 | Authorize Share Repurchase Program and Reissuance and/or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 6.1 | Reelect Stein Hagen as Director | Management | For | Did Not Vote |
| 6.2 | Reelect Ingrid Blank as Director | Management | For | Did Not Vote |
| 6.3 | Reelect Nils Selte as Director | Management | For | Did Not Vote |
| 6.4 | Reelect Liselott Kilaas as Director | Management | For | Did Not Vote |
| 6.5 | Reelect Peter Agnefjall as Director | Management | For | Did Not Vote |
| 6.6 | Reelect Anna Mossberg as Director | Management | For | Did Not Vote |
| 6.7 | Reelect Anders Kristiansen as Director | Management | For | Did Not Vote |
| 6.8 | Reelect Caroline Kjos as Deputy Director | Management | For | Did Not Vote |
| 7 | Elect Nils-Henrik Pettersson as Member of Nominating Committee | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| OTSUKA CORP. Meeting Date: MAR 26, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 4768 Security ID: J6243L115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 115 | Management | For | For |
| 2.1 | Elect Director Otsuka, Yuji | Management | For | For |
| 2.2 | Elect Director Katakura, Kazuyuki | Management | For | For |
| 2.3 | Elect Director Takahashi, Toshiyasu | Management | For | For |
| 2.4 | Elect Director Tsurumi, Hironobu | Management | For | For |
| 2.5 | Elect Director Saito, Hironobu | Management | For | For |
| 2.6 | Elect Director Yano, Katsuhiro | Management | For | For |
| 2.7 | Elect Director Sakurai, Minoru | Management | For | For |
| 2.8 | Elect Director Makino, Jiro | Management | For | For |
| 2.9 | Elect Director Saito, Tetsuo | Management | For | For |
| 2.10 | Elect Director Hamabe, Makiko | Management | For | For |
| 3 | Appoint Statutory Auditor Murata, Tatsumi | Management | For | For |
| 4 | Approve Director Retirement Bonus | Management | For | Against |
| 5 | Approve Statutory Auditor Retirement Bonus | Management | For | Against |
| OTSUKA HOLDINGS CO., LTD. Meeting Date: MAR 30, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 4578 Security ID: J63117105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Otsuka, Ichiro | Management | For | For |
| 1.2 | Elect Director Higuchi, Tatsuo | Management | For | For |
| 1.3 | Elect Director Matsuo, Yoshiro | Management | For | For |
| 1.4 | Elect Director Makino, Yuko | Management | For | For |
| 1.5 | Elect Director Takagi, Shuichi | Management | For | For |
| 1.6 | Elect Director Tobe, Sadanobu | Management | For | For |
| 1.7 | Elect Director Kobayashi, Masayuki | Management | For | For |
| 1.8 | Elect Director Tojo, Noriko | Management | For | For |
| 1.9 | Elect Director Inoue, Makoto | Management | For | For |
| 1.10 | Elect Director Matsutani, Yukio | Management | For | For |
| 1.11 | Elect Director Sekiguchi, Ko | Management | For | For |
| 1.12 | Elect Director Aoki, Yoshihisa | Management | For | For |
| 1.13 | Elect Director Mita, Mayo | Management | For | For |
| 2 | Appoint KPMG AZSA LLC as New External Audit Firm | Management | For | For |
| OVERSEA-CHINESE BANKING CORPORATION LIMITED Meeting Date: APR 29, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: O39 Security ID: Y64248209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2a | Elect Chua Kim Chiu as Director | Management | For | For |
| 2b | Elect Pramukti Surjaudaja as Director | Management | For | Against |
| 2c | Elect Tan Ngiap Joo as Director | Management | For | Against |
| 3 | Elect Andrew Khoo Cheng Hoe as Director | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5a | Approve Directors' Remuneration | Management | For | For |
| 5b | Approve Allotment and Issuance of Remuneration Shares to the Directors | Management | For | For |
| 6 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 8 | Approve Grant of Options and/or Rights and Issuance of Shares Pursuant to the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan | Management | For | Against |
| 9 | Approve Issuance of Shares Pursuant to the Oversea-Chinese Banking Corporation Limited Scrip Dividend Scheme | Management | For | For |
| 10 | Authorize Share Repurchase Program | Management | For | For |
| 11 | Approve OCBC Deferred Share Plan 2021 | Management | For | Against |
| PANASONIC CORP. Meeting Date: JUN 24, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6752 Security ID: J6354Y104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Adoption of Holding Company Structure and Transfer of Operations to Wholly Owned Subsidiary | Management | For | For |
| 2 | Amend Articles to Change Company Name - Amend Business Lines - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles | Management | For | For |
| 3.1 | Elect Director Tsuga, Kazuhiro | Management | For | For |
| 3.2 | Elect Director Sato, Mototsugu | Management | For | For |
| 3.3 | Elect Director Higuchi, Yasuyuki | Management | For | For |
| 3.4 | Elect Director Homma, Tetsuro | Management | For | For |
| 3.5 | Elect Director Tsutsui, Yoshinobu | Management | For | For |
| 3.6 | Elect Director Ota, Hiroko | Management | For | For |
| 3.7 | Elect Director Toyama, Kazuhiko | Management | For | For |
| 3.8 | Elect Director Noji, Kunio | Management | For | For |
| 3.9 | Elect Director Sawada, Michitaka | Management | For | For |
| 3.10 | Elect Director Umeda, Hirokazu | Management | For | For |
| 3.11 | Elect Director Laurence W.Bates | Management | For | For |
| 3.12 | Elect Director Kusumi, Yuki | Management | For | For |
| 3.13 | Elect Director Matsui, Shinobu | Management | For | For |
| 4 | Approve Compensation Ceiling for Directors | Management | For | For |
| PANDORA AS Meeting Date: MAR 11, 2021 Record Date: MAR 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PNDORA Security ID: K7681L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Remuneration Report (Advisory Vote) | Management | For | For |
| 4 | Approve Remuneration of Directors | Management | For | For |
| 5 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 6.1 | Reelect Peter A. Ruzicka (Chair) as Director | Management | For | For |
| 6.2 | Reelect Christian Frigast (Vice Chair) as Director | Management | For | For |
| 6.3 | Reelect Birgitta Stymne Goransson as Director | Management | For | For |
| 6.4 | Reelect Isabelle Parize as Director | Management | For | For |
| 6.5 | Reelect Catherine Spindler as Director | Management | For | For |
| 6.6 | Reelect Marianne Kirkegaard as Director | Management | For | For |
| 6.7 | Elect Heine Dalsgaard as New Director | Management | For | For |
| 6.8 | Elect Jan Zijderveld as New Director | Management | For | For |
| 7 | Ratify Ernst & Young as Auditor | Management | For | For |
| 8 | Approve Discharge of Management and Board | Management | For | For |
| 9.1 | Approve Creation of DKK 50 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 9.2 | Approve Creation of DKK 10 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 9.3 | Allow Shareholder Meetings to be Held by Electronic Means Only | Management | For | For |
| 9.4 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
| 9.5 | Authorize Board to Distribute Dividends of up to DKK 15 Per Share | Management | For | For |
| 9.6 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| 10 | Other Business | Management | None | None |
| PARK24 CO., LTD. Meeting Date: JAN 28, 2021 Record Date: OCT 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 4666 Security ID: J63581102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nishikawa, Koichi | Management | For | For |
| 1.2 | Elect Director Sasaki, Kenichi | Management | For | For |
| 1.3 | Elect Director Kawakami, Norifumi | Management | For | For |
| 1.4 | Elect Director Kawasaki, Keisuke | Management | For | For |
| 1.5 | Elect Director Yamanaka, Shingo | Management | For | For |
| 1.6 | Elect Director Oura, Yoshimitsu | Management | For | For |
| 1.7 | Elect Director Nagasaka, Takashi | Management | For | For |
| PARTNERS GROUP HOLDING AG Meeting Date: MAY 12, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: PGHN Security ID: H6120A101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 27.50 per Share | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Amend Articles Re: External Mandates for Members of the Board of Directors and Executive Committee | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | Against |
| 6.1 | Approve Short-Term Remuneration of Directors in the Amount of CHF 3 Million | Management | For | For |
| 6.2 | Approve Long-Term Remuneration of Directors in the Amount of CHF 3.8 Million | Management | For | For |
| 6.3 | Approve Technical Non-Financial Remuneration of Directors in the Amount of CHF 10.1 Million | Management | For | For |
| 6.4 | Approve Short-Term Remuneration of Executive Committee in the Amount of CHF 9 Million for Fiscal Year 2021 | Management | For | For |
| 6.5 | Approve Short-Term Remuneration of Executive Committee in the Amount of CHF 9 Million for Fiscal Year 2022 | Management | For | For |
| 6.6 | Approve Long-Term Remuneration of Executive Committee in the Amount of CHF 15.1 Million | Management | For | For |
| 6.7 | Approve Technical Non-Financial Remuneration of Executive Committee in the Amount of CHF 60,000 | Management | For | For |
| 7.1.1 | Elect Steffen Meister as Director and as Board Chairman | Management | For | For |
| 7.1.2 | Elect Marcel Erni as Director | Management | For | For |
| 7.1.3 | Elect Alfred Gantner as Director | Management | For | For |
| 7.1.4 | Elect Lisa Hook as Director | Management | For | For |
| 7.1.5 | Elect Joseph Landy as Director | Management | For | For |
| 7.1.6 | Elect Grace del Rosario-Castano as Director | Management | For | For |
| 7.1.7 | Elect Martin Strobel as Director | Management | For | For |
| 7.1.8 | Elect Urs Wietlisbach as Director | Management | For | For |
| 7.2.1 | Appoint Grace del Rosario-Castano as Member of the Nomination and Compensation Committee | Management | For | For |
| 7.2.2 | Appoint Lisa Hook as Member of the Nomination and Compensation Committee | Management | For | For |
| 7.2.3 | Appoint Martin Strobel as Member of the Nomination and Compensation Committee | Management | For | For |
| 7.3 | Designate Hotz & Goldmann as Independent Proxy | Management | For | For |
| 7.4 | Ratify KPMG AG as Auditors | Management | For | For |
| 8 | Transact Other Business (Voting) | Management | For | Against |
| PEARSON PLC Meeting Date: SEP 18, 2020 Record Date: SEP 16, 2020 Meeting Type: SPECIAL | ||||
| Ticker: PSON Security ID: G69651100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Remuneration Policy | Management | For | Against |
| PEARSON PLC Meeting Date: APR 30, 2021 Record Date: APR 28, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PSON Security ID: G69651100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Andy Bird as Director | Management | For | For |
| 4 | Re-elect Elizabeth Corley as Director | Management | For | For |
| 5 | Re-elect Sherry Coutu as Director | Management | For | For |
| 6 | Re-elect Sally Johnson as Director | Management | For | For |
| 7 | Re-elect Linda Lorimer as Director | Management | For | For |
| 8 | Re-elect Graeme Pitkethly as Director | Management | For | For |
| 9 | Re-elect Tim Score as Director | Management | For | For |
| 10 | Re-elect Sidney Taurel as Director | Management | For | For |
| 11 | Re-elect Lincoln Wallen as Director | Management | For | For |
| 12 | Approve Remuneration Report | Management | For | Against |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | Against |
| 20 | Adopt New Articles of Association | Management | For | For |
| PEMBINA PIPELINE CORPORATION Meeting Date: MAY 07, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PPL Security ID: 706327103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randall J. Findlay | Management | For | For |
| 1.2 | Elect Director Anne-Marie N. Ainsworth | Management | For | For |
| 1.3 | Elect Director Cynthia Carroll | Management | For | For |
| 1.4 | Elect Director Michael H. Dilger | Management | For | For |
| 1.5 | Elect Director Robert G. Gwin | Management | For | For |
| 1.6 | Elect Director Maureen E. Howe | Management | For | For |
| 1.7 | Elect Director Gordon J. Kerr | Management | For | For |
| 1.8 | Elect Director David M.B. LeGresley | Management | For | For |
| 1.9 | Elect Director Leslie A. O'Donoghue | Management | For | For |
| 1.10 | Elect Director Bruce D. Rubin | Management | For | For |
| 1.11 | Elect Director Henry W. Sykes | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| PERNOD RICARD SA Meeting Date: NOV 27, 2020 Record Date: NOV 25, 2020 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: RI Security ID: F72027109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles 35 and 36 of Bylaws Re: AGM and EGM Majority Votes | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 2.66 per Share | Management | For | For |
| 5 | Reelect Alexandre Ricard as Director | Management | For | Against |
| 6 | Reelect Cesar Giron as Director | Management | For | For |
| 7 | Reelect Wolfgang Colberg as Director | Management | For | For |
| 8 | Elect Virginie Fauvel as Director | Management | For | For |
| 9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.25 Million | Management | For | For |
| 10 | Approve Compensation of Alexandre Ricard, Chairman and CEO | Management | For | For |
| 11 | Approve Compensation of Corporate Officers | Management | For | For |
| 12 | Approve Remuneration Policy for Alexandre Ricard, Chairman and CEO | Management | For | For |
| 13 | Approve Remuneration Policy of Corporate Officers | Management | For | For |
| 14 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Change Location of Registered Office to 5, Cours Paul Ricard, 75008 Paris and Amend Article 4 of Bylaws Accordingly | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries | Management | For | For |
| 19 | Amend Article 21 of Bylaws Re: Board Members Deliberation via Written Consultation | Management | For | For |
| 20 | Amend Bylaws to Comply with Legal Changes | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| POLYMETAL INTERNATIONAL PLC Meeting Date: APR 26, 2021 Record Date: APR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: POLY Security ID: G7179S101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Ian Cockerill as Director | Management | For | For |
| 5 | Re-elect Vitaly Nesis as Director | Management | For | For |
| 6 | Re-elect Manuel (Ollie) De Sousa-Oliveira as Director | Management | For | For |
| 7 | Re-elect Konstantin Yanakov as Director | Management | For | For |
| 8 | Re-elect Giacomo Baizini as Director | Management | For | For |
| 9 | Re-elect Tracey Kerr as Director | Management | For | For |
| 10 | Re-elect Italia Boninelli as Director | Management | For | For |
| 11 | Re-elect Victor Flores as Director | Management | For | For |
| 12 | Re-elect Andrea Abt as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| POSTE ITALIANE SPA Meeting Date: MAY 28, 2021 Record Date: MAY 19, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: PST Security ID: T7S697106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Second Section of the Remuneration Report | Management | For | For |
| 5 | Approve Equity-Based Incentive Plans | Management | For | For |
| 6 | Approve Fixed-Variable Compensation Ratio for BancoPosta's Ring-Fenced Capital's Material Risk Takers | Management | For | For |
| 1 | Approve Changes to BancoPosta's Ring-Fenced Capital and Consequent Change in Regulations | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| POWER ASSETS HOLDINGS LIMITED Meeting Date: MAY 12, 2021 Record Date: MAY 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6 Security ID: Y7092Q109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Neil Douglas McGee as Director | Management | For | For |
| 3b | Elect Ralph Raymond Shea as Director | Management | For | For |
| 3c | Elect Wan Chi Tin as Director | Management | For | For |
| 3d | Elect Wu Ting Yuk, Anthony as Director | Management | For | Against |
| 4 | Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| POWER CORPORATION OF CANADA Meeting Date: MAY 14, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: POW Security ID: 739239101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pierre Beaudoin | Management | For | For |
| 1.2 | Elect Director Marcel R. Coutu | Management | For | For |
| 1.3 | Elect Director Andre Desmarais | Management | For | Withhold |
| 1.4 | Elect Director Paul Desmarais, Jr. | Management | For | Withhold |
| 1.5 | Elect Director Gary A. Doer | Management | For | For |
| 1.6 | Elect Director Anthony R. Graham | Management | For | For |
| 1.7 | Elect Director J. David A. Jackson | Management | For | For |
| 1.8 | Elect Director Sharon MacLeod | Management | For | For |
| 1.9 | Elect Director Paula B. Madoff | Management | For | For |
| 1.10 | Elect Director Isabelle Marcoux | Management | For | For |
| 1.11 | Elect Director Christian Noyer | Management | For | For |
| 1.12 | Elect Director R. Jeffrey Orr | Management | For | For |
| 1.13 | Elect Director T. Timothy Ryan, Jr. | Management | For | For |
| 1.14 | Elect Director Siim A. Vanaselja | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| PROXIMUS SA Meeting Date: APR 21, 2021 Record Date: APR 07, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PROX Security ID: B6951K109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| 2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| 3 | Receive Information Provided by the Joint Commission | Management | None | None |
| 4 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 5 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.20 per Share | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | Against |
| 8 | Approve Discharge of Members of the Board of Directors | Management | For | For |
| 9 | Approve Discharge of Members of the Board of Auditors | Management | For | For |
| 10 | Approve Discharge of Auditors | Management | For | For |
| 11 | Reelect Pierre Demuelenaere as Independent Director | Management | For | For |
| 12 | Reelect Karel De Gucht as Director as Proposed by the Belgian State | Management | For | For |
| 13 | Elect Ibrahim Ouassari as Director as Proposed by the Belgian State | Management | For | For |
| 14 | Acknowledge the Appointment of Dominique Guide and Renew the Mandate of Jan Debucquoy as Members of the Board of Auditors | Management | None | None |
| 15 | Transact Other Business | Management | None | None |
| PROXIMUS SA Meeting Date: APR 21, 2021 Record Date: APR 07, 2021 Meeting Type: SPECIAL | ||||
| Ticker: PROX Security ID: B6951K109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | Management | For | Against |
| 2 | Authorize Repurchase of Issued Share Capital | Management | For | Against |
| 3 | Authorize Implementation of Approved Resolutions and Filng of Required Documents/Formalities at Trade Registry | Management | For | For |
| PRUDENTIAL PLC Meeting Date: MAY 13, 2021 Record Date: MAY 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PRU Security ID: G72899100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Chua Sock Koong as Director | Management | For | For |
| 4 | Elect Ming Lu as Director | Management | For | For |
| 5 | Elect Jeanette Wong as Director | Management | For | For |
| 6 | Re-elect Shriti Vadera as Director | Management | For | For |
| 7 | Re-elect Jeremy Anderson as Director | Management | For | For |
| 8 | Re-elect Mark Fitzpatrick as Director | Management | For | For |
| 9 | Re-elect David Law as Director | Management | For | For |
| 10 | Re-elect Anthony Nightingale as Director | Management | For | For |
| 11 | Re-elect Philip Remnant as Director | Management | For | For |
| 12 | Re-elect Alice Schroeder as Director | Management | For | For |
| 13 | Re-elect James Turner as Director | Management | For | For |
| 14 | Re-elect Thomas Watjen as Director | Management | For | For |
| 15 | Re-elect Michael Wells as Director | Management | For | For |
| 16 | Re-elect Fields Wicker-Miurin as Director | Management | For | For |
| 17 | Re-elect Amy Yip as Director | Management | For | For |
| 18 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 21 | Authorise Issue of Equity | Management | For | For |
| 22 | Authorise Issue of Equity to Include Repurchased Shares | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 26 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| PRYSMIAN SPA Meeting Date: APR 28, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: PRY Security ID: T7630L105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Fix Number of Directors | Management | For | For |
| 4 | Fix Board Terms for Directors | Management | For | For |
| 5.1 | Slate 1 Submitted by Management | Management | For | For |
| 5.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Against |
| 6 | Approve Remuneration of Directors | Management | For | For |
| 7 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 8 | Amend Employee Stock Purchase Plan | Management | For | For |
| 9 | Approve Remuneration Policy | Management | For | For |
| 10 | Approve Second Section of the Remuneration Report | Management | For | For |
| 1 | Authorize the Convertibility of the Equity-Linked Bond; Approve Capital Increase Without Preemptive Rights to the Service the Conversion of Bonds | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| PUBLICIS GROUPE SA Meeting Date: MAY 26, 2021 Record Date: MAY 24, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: PUB Security ID: F7607Z165 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 6 | Reelect Maurice Levy as Supervisory Board Member | Management | For | For |
| 7 | Reelect Simon Badinter as Supervisory Board Member | Management | For | For |
| 8 | Reelect Jean Charest as Supervisory Board Member | Management | For | For |
| 9 | Approve Remuneration Policy of Chairman of Supervisory Board | Management | For | For |
| 10 | Approve Remuneration Policy of Supervisory Board Members | Management | For | For |
| 11 | Approve Remuneration Policy of Chairman of Management Board | Management | For | For |
| 12 | Approve Remuneration Policy of Michel-Alain Proch, Management Board Member | Management | For | For |
| 13 | Approve Remuneration Policy of Management Board Members | Management | For | For |
| 14 | Approve Compensation Report | Management | For | For |
| 15 | Approve Compensation of Maurice Levy, Chairman of Supervisory Board | Management | For | For |
| 16 | Approve Compensation of Arthur Sadoun, Chairman of the Management Board | Management | For | For |
| 17 | Approve Compensation of Jean-Michel Etienne, Management Board Member | Management | For | For |
| 18 | Approve Compensation of Anne-Gabrielle Heilbronner, Management Board Member | Management | For | For |
| 19 | Approve Compensation of Steve King, Management Board Member | Management | For | For |
| 20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 21 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 22 | Authorize up to 3 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 24 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 25 | Amend Bylaws to Comply with Legal Changes | Management | For | Against |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| QUEBECOR INC. Meeting Date: MAY 13, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: QBR.B Security ID: 748193208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Chantal Belanger | Management | For | For |
| 1.2 | Elect Director Lise Croteau | Management | For | For |
| 1.3 | Elect Director Normand Provost | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| RAIFFEISEN BANK INTERNATIONAL AG Meeting Date: OCT 20, 2020 Record Date: OCT 10, 2020 Meeting Type: ANNUAL | ||||
| Ticker: RBI Security ID: A7111G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Ratify Deloitte as Auditors for Fiscal 2021 | Management | For | For |
| 6.1 | Elect Erwin Hameseder as Supervisory Board Member | Management | For | Against |
| 6.2 | Elect Klaus Buchleitner as Supervisory Board Member | Management | For | Against |
| 6.3 | Elect Reinhard Mayr as Supervisory Board Member | Management | For | Against |
| 6.4 | Elect Heinz Konrad as Supervisory Board Member | Management | For | Against |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 9 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | Management | For | For |
| 10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | Against |
| 11 | Approve Creation of EUR 100.3 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Against |
| 12 | Amend Articles of Association | Management | For | Against |
| 13 | Approve Spin-Off Agreement with Raiffeisen Centrobank AG | Management | For | For |
| RAIFFEISEN BANK INTERNATIONAL AG Meeting Date: APR 22, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RBI Security ID: A7111G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Approve Remuneration of Supervisory Board Members | Management | For | For |
| 6 | Ratify Auditors for Fiscal Year 2022 | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| RAKUTEN GROUP, INC. Meeting Date: MAR 30, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 4755 Security ID: J64264104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Change Company Name | Management | For | For |
| 2.1 | Elect Director Mikitani, Hiroshi | Management | For | For |
| 2.2 | Elect Director Hosaka, Masayuki | Management | For | For |
| 2.3 | Elect Director Charles B. Baxter | Management | For | For |
| 2.4 | Elect Director Hyakuno, Kentaro | Management | For | For |
| 2.5 | Elect Director Kutaragi, Ken | Management | For | For |
| 2.6 | Elect Director Sarah J. M. Whitley | Management | For | For |
| 2.7 | Elect Director Mitachi, Takashi | Management | For | For |
| 2.8 | Elect Director Murai, Jun | Management | For | For |
| 2.9 | Elect Director John V. Roos | Management | For | For |
| RANDSTAD NV Meeting Date: MAR 23, 2021 Record Date: FEB 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RAND Security ID: N7291Y137 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2a | Receive Reports of Management Board and Supervisory Board (Non-Voting) | Management | None | None |
| 2b | Approve Remuneration Report | Management | For | For |
| 2c | Adopt Financial Statements | Management | For | For |
| 2d | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2e | Approve Regular Dividends of EUR 1.62 Per Share | Management | For | For |
| 2f | Approve Special Dividends of EUR 1.62 Per Share | Management | For | For |
| 3a | Approve Discharge of Management Board | Management | For | For |
| 3b | Approve Discharge of Supervisory Board | Management | For | For |
| 4 | Amend Remuneration Policy | Management | For | For |
| 5 | Elect Sander van't Noordende to Supervisory Board | Management | For | For |
| 6a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Preemptive Rights | Management | For | For |
| 6b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6c | Authorize Cancel Repurchase of Up to 10 Percent of Issued Share Capital under Item 6b | Management | For | For |
| 7 | Ratify Deloitte as Auditors | Management | For | For |
| 8 | Other Business (Non-Voting) | Management | None | None |
| 9 | Close Meeting | Management | None | None |
| RECKITT BENCKISER GROUP PLC Meeting Date: MAY 28, 2021 Record Date: MAY 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RKT Security ID: G74079107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Andrew Bonfield as Director | Management | For | For |
| 5 | Re-elect Jeff Carr as Director | Management | For | For |
| 6 | Re-elect Nicandro Durante as Director | Management | For | For |
| 7 | Re-elect Mary Harris as Director | Management | For | For |
| 8 | Re-elect Mehmood Khan as Director | Management | For | For |
| 9 | Re-elect Pam Kirby as Director | Management | For | For |
| 10 | Re-elect Sara Mathew as Director | Management | For | For |
| 11 | Re-elect Laxman Narasimhan as Director | Management | For | For |
| 12 | Re-elect Chris Sinclair as Director | Management | For | For |
| 13 | Re-elect Elane Stock as Director | Management | For | For |
| 14 | Elect Olivier Bohuon as Director | Management | For | For |
| 15 | Elect Margherita Della Valle as Director | Management | For | For |
| 16 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Adopt New Articles of Association | Management | For | For |
| 24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| RECORDATI SPA Meeting Date: DEC 17, 2020 Record Date: DEC 08, 2020 Meeting Type: SPECIAL | ||||
| Ticker: REC Security ID: T78458139 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Reverse Merger by Absorption of Rossini Investimenti SpA and Fimei SpA into Recordati SpA | Management | For | For |
| RECORDATI SPA Meeting Date: APR 20, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: REC Security ID: T78458139 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Approve Allocation of Income | Management | For | For |
| 2a | Approve Remuneration Policy | Management | For | For |
| 2b | Approve Second Section of the Remuneration Report | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | Against |
| 4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| RECRUIT HOLDINGS CO., LTD. Meeting Date: JUN 17, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6098 Security ID: J6433A101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Minegishi, Masumi | Management | For | For |
| 1.2 | Elect Director Idekoba, Hisayuki | Management | For | For |
| 1.3 | Elect Director Senaha, Ayano | Management | For | For |
| 1.4 | Elect Director Rony Kahan | Management | For | For |
| 1.5 | Elect Director Izumiya, Naoki | Management | For | For |
| 1.6 | Elect Director Totoki, Hiroki | Management | For | For |
| 2 | Appoint Alternate Statutory Auditor Tanaka, Miho | Management | For | For |
| 3 | Approve Trust-Type Equity Compensation Plan | Management | For | Against |
| 4 | Approve Stock Option Plan | Management | For | For |
| 5 | Amend Articles to Allow Virtual Only Shareholder Meetings | Management | For | Against |
| RED ELECTRICA CORP. SA Meeting Date: JUN 28, 2021 Record Date: JUN 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: REE Security ID: E42807110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Non-Financial Information Statement | Management | For | For |
| 5 | Approve Discharge of Board | Management | For | For |
| 6.1 | Elect Marcos Vaquer Caballeria as Director | Management | For | For |
| 6.2 | Elect Elisenda Malaret Garcia as Director | Management | For | For |
| 6.3 | Elect Jose Maria Abad Hernandez as Director | Management | For | For |
| 6.4 | Ratify Appointment of and Elect Ricardo Garcia Herrera as Director | Management | For | For |
| 7.1 | Amend Articles Re: Corporate Purpose, Nationality and Registered Office | Management | For | For |
| 7.2 | Amend Articles Re: Share Capital and Shareholders' Preferential Subscription Rights | Management | For | For |
| 7.3 | Amend Articles Re: General Meetings, Meeting Types, Quorum, Right to Information and Attendance, Constitution, Deliberations and Remote Voting | Management | For | For |
| 7.4 | Amend Articles Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | For |
| 7.5 | Amend Articles Re: Board, Audit Committee, Appointment and Remuneration Committee and Sustainability Committee | Management | For | For |
| 7.6 | Amend Articles Re: Annual Accounts | Management | For | For |
| 8.1 | Amend Articles of General Meeting Regulations Re: Purpose and Validity of the Regulations, and Advertising | Management | For | For |
| 8.2 | Amend Article 2 of General Meeting Regulations Re: Corporate Website | Management | For | For |
| 8.3 | Amend Articles of General Meeting Regulations Re: Competences and Meeting Types | Management | For | For |
| 8.4 | Amend Articles of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | For |
| 8.5 | Amend Articles of General Meeting Regulations Re: Quorum, Chairman of the General Meeting, Constitution, Deliberation, Adoption of Resolutions and Publicity | Management | For | For |
| 9.1 | Approve Remuneration Report | Management | For | For |
| 9.2 | Approve Remuneration of Directors | Management | For | For |
| 9.3 | Approve Long-Term Incentive Plan | Management | For | For |
| 9.4 | Approve Remuneration Policy | Management | For | For |
| 10 | Renew Appointment of KPMG Auditores as Auditor | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 12 | Receive Corporate Governance Report | Management | None | None |
| 13 | Receive Amendments to Board of Directors Regulations | Management | None | None |
| RELX PLC Meeting Date: APR 22, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: REL Security ID: G7493L105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 6 | Elect Paul Walker as Director | Management | For | For |
| 7 | Elect June Felix as Director | Management | For | For |
| 8 | Re-elect Erik Engstrom as Director | Management | For | For |
| 9 | Re-elect Wolfhart Hauser as Director | Management | For | For |
| 10 | Re-elect Charlotte Hogg as Director | Management | For | For |
| 11 | Re-elect Marike van Lier Lels as Director | Management | For | For |
| 12 | Re-elect Nick Luff as Director | Management | For | For |
| 13 | Re-elect Robert MacLeod as Director | Management | For | For |
| 14 | Re-elect Linda Sanford as Director | Management | For | For |
| 15 | Re-elect Andrew Sukawaty as Director | Management | For | For |
| 16 | Re-elect Suzanne Wood as Director | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| RESONA HOLDINGS, INC. Meeting Date: JUN 23, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 8308 Security ID: J6448E106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Higashi, Kazuhiro | Management | For | For |
| 1.2 | Elect Director Minami, Masahiro | Management | For | For |
| 1.3 | Elect Director Noguchi, Mikio | Management | For | For |
| 1.4 | Elect Director Kawashima, Takahiro | Management | For | For |
| 1.5 | Elect Director Matsui, Tadamitsu | Management | For | For |
| 1.6 | Elect Director Sato, Hidehiko | Management | For | For |
| 1.7 | Elect Director Baba, Chiharu | Management | For | For |
| 1.8 | Elect Director Iwata, Kimie | Management | For | For |
| 1.9 | Elect Director Egami, Setsuko | Management | For | For |
| 1.10 | Elect Director Ike, Fumihiko | Management | For | For |
| RESTAURANT BRANDS INTERNATIONAL INC. Meeting Date: JUN 16, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: QSR Security ID: 76131D103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alexandre Behring | Management | For | For |
| 1.2 | Elect Director Joao M. Castro-Neves | Management | For | For |
| 1.3 | Elect Director Maximilien de Limburg Stirum | Management | For | For |
| 1.4 | Elect Director Paul J. Fribourg | Management | For | For |
| 1.5 | Elect Director Neil Golden | Management | For | For |
| 1.6 | Elect Director Ali Hedayat | Management | For | For |
| 1.7 | Elect Director Golnar Khosrowshahi | Management | For | For |
| 1.8 | Elect Director Marc Lemann | Management | For | For |
| 1.9 | Elect Director Jason Melbourne | Management | For | For |
| 1.10 | Elect Director Giovanni (John) Prato | Management | For | For |
| 1.11 | Elect Director Daniel S. Schwartz | Management | For | For |
| 1.12 | Elect Director Carlos Alberto Sicupira | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| RHEINMETALL AG Meeting Date: MAY 11, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RHM Security ID: D65111102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 2.00 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Ratify Deloitte GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| 6.1 | Elect Ulrich Grillo to the Supervisory Board | Management | For | For |
| 6.2 | Elect Klaus-Guenter Vennemann to the Supervisory Board | Management | For | For |
| 6.3 | Elect Sahin Albayrak to the Supervisory Board | Management | For | For |
| 6.4 | Elect Britta Giesen to the Supervisory Board | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Approve Remuneration of Supervisory Board | Management | For | For |
| 9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 10 | Approve Creation of EUR 22.3 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 11 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 22.3 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 12 | Amend Corporate Purpose | Management | For | For |
| 13 | Amend Articles Re: Proof of Entitlement | Management | For | For |
| RICOH CO., LTD. Meeting Date: JUN 24, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 7752 Security ID: J64683105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 7.5 | Management | For | For |
| 2.1 | Elect Director Yamashita, Yoshinori | Management | For | For |
| 2.2 | Elect Director Inaba, Nobuo | Management | For | For |
| 2.3 | Elect Director Matsuishi, Hidetaka | Management | For | For |
| 2.4 | Elect Director Sakata, Seiji | Management | For | For |
| 2.5 | Elect Director Oyama, Akira | Management | For | For |
| 2.6 | Elect Director Iijima, Masami | Management | For | For |
| 2.7 | Elect Director Hatano, Mutsuko | Management | For | For |
| 2.8 | Elect Director Mori, Kazuhiro | Management | For | For |
| 2.9 | Elect Director Yoko, Keisuke | Management | For | For |
| 2.10 | Elect Director Tani, Sadafumi | Management | For | For |
| 3.1 | Appoint Statutory Auditor Sato, Shinji | Management | For | For |
| 3.2 | Appoint Statutory Auditor Ota, Yo | Management | For | For |
| RINNAI CORP. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 5947 Security ID: J65199101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 70 | Management | For | For |
| 2.1 | Elect Director Hayashi, Kenji | Management | For | For |
| 2.2 | Elect Director Naito, Hiroyasu | Management | For | For |
| 2.3 | Elect Director Narita, Tsunenori | Management | For | For |
| 2.4 | Elect Director Matsui, Nobuyuki | Management | For | For |
| 2.5 | Elect Director Kamio, Takashi | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Ishikawa, Yoshiro | Management | For | For |
| 4 | Approve Fixed Cash Compensation Ceiling and Annual Bonus Ceiling for Directors and Restricted Stock Plan | Management | For | For |
| RIO TINTO LIMITED Meeting Date: MAY 06, 2021 Record Date: MAY 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RIO Security ID: Q81437107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report for UK Law Purposes | Management | For | Against |
| 4 | Approve Remuneration Report for Australian Law Purposes | Management | For | Against |
| 5 | Elect Megan Clark as Director | Management | For | Against |
| 6 | Elect Hinda Gharbi as Director | Management | For | For |
| 7 | Elect Simon Henry as Director | Management | For | For |
| 8 | Elect Sam Laidlaw as Director | Management | For | For |
| 9 | Elect Simon McKeon as Director | Management | For | For |
| 10 | Elect Jennifer Nason as Director | Management | For | For |
| 11 | Elect Jakob Stausholm as Director | Management | For | For |
| 12 | Elect Simon Thompson as Director | Management | For | For |
| 13 | Elect Ngaire Woods as Director | Management | For | For |
| 14 | Appoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorize the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorize EU Political Donations and Expenditure | Management | For | For |
| 17 | Approve Renewal and Amendment to the Rio Tinto Global Employee Share Plan | Management | None | For |
| 18 | Approve the Renewal of Off-Market and On-Market Share Buy-back Authorities | Management | For | For |
| 19 | Approve Emissions Targets | Shareholder | For | For |
| 20 | Approve Climate-Related Lobbying | Shareholder | For | For |
| RIO TINTO PLC Meeting Date: APR 09, 2021 Record Date: APR 07, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RIO Security ID: G75754104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report for UK Law Purposes | Management | For | Against |
| 4 | Approve Remuneration Report for Australian Law Purposes | Management | For | Against |
| 5 | Re-elect Megan Clark as Director | Management | For | Against |
| 6 | Re-elect Hinda Gharbi as Director | Management | For | For |
| 7 | Re-elect Simon Henry as Director | Management | For | For |
| 8 | Re-elect Sam Laidlaw as Director | Management | For | For |
| 9 | Re-elect Simon McKeon as Director | Management | For | For |
| 10 | Re-elect Jennifer Nason as Director | Management | For | For |
| 11 | Re-elect Jakob Stausholm as Director | Management | For | For |
| 12 | Re-elect Simon Thompson as Director | Management | For | For |
| 13 | Re-elect Ngaire Woods as Director | Management | For | For |
| 14 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 17 | Approve Global Employee Share Plan | Management | None | For |
| 18 | Approve UK Share Plan | Management | For | For |
| 19 | Authorise Issue of Equity | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| RITCHIE BROS. AUCTIONEERS INCORPORATED Meeting Date: MAY 06, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RBA Security ID: 767744105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Erik Olsson | Management | For | For |
| 1b | Elect Director Ann Fandozzi | Management | For | For |
| 1c | Elect Director Beverley Anne Briscoe | Management | For | For |
| 1d | Elect Director Robert George Elton | Management | For | For |
| 1e | Elect Director J. Kim Fennell | Management | For | For |
| 1f | Elect Director Amy Guggenheim Shenkan | Management | For | For |
| 1g | Elect Director Sarah Raiss | Management | For | For |
| 1h | Elect Director Christopher Zimmerman | Management | For | For |
| 1i | Elect Director Adam DeWitt | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ROLLS-ROYCE HOLDINGS PLC Meeting Date: OCT 27, 2020 Record Date: OCT 23, 2020 Meeting Type: SPECIAL | ||||
| Ticker: RR Security ID: G76225104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorise Issue of Equity in Connection with the Rights Issue | Management | For | For |
| ROLLS-ROYCE HOLDINGS PLC Meeting Date: MAY 13, 2021 Record Date: MAY 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RR Security ID: G76225104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Sir Ian Davis as Director | Management | For | For |
| 5 | Re-elect Warren East as Director | Management | For | For |
| 6 | Elect Panos Kakoullis as Director | Management | For | For |
| 7 | Elect Paul Adams as Director | Management | For | For |
| 8 | Re-elect George Culmer as Director | Management | For | For |
| 9 | Re-elect Irene Dorner as Director | Management | For | For |
| 10 | Re-elect Beverly Goulet as Director | Management | For | For |
| 11 | Re-elect Lee Hsien Yang as Director | Management | For | For |
| 12 | Re-elect Nick Luff as Director | Management | For | For |
| 13 | Re-elect Sir Kevin Smith as Director | Management | For | For |
| 14 | Re-elect Dame Angela Strank as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Approve Incentive Plan | Management | For | For |
| 20 | Approve SharePurchase Plan | Management | For | For |
| 21 | Approve UK Sharesave Plan | Management | For | For |
| 22 | Approve International Sharesave Plan | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 25 | Adopt New Articles of Association | Management | For | For |
| ROYAL BANK OF CANADA Meeting Date: APR 08, 2021 Record Date: FEB 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RY Security ID: 780087102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew A. Chisholm | Management | For | For |
| 1.2 | Elect Director Jacynthe Cote | Management | For | For |
| 1.3 | Elect Director Toos N. Daruvala | Management | For | For |
| 1.4 | Elect Director David F. Denison | Management | For | For |
| 1.5 | Elect Director Cynthia Devine | Management | For | For |
| 1.6 | Elect Director David McKay | Management | For | For |
| 1.7 | Elect Director Kathleen Taylor | Management | For | For |
| 1.8 | Elect Director Maryann Turcke | Management | For | For |
| 1.9 | Elect Director Thierry Vandal | Management | For | For |
| 1.10 | Elect Director Bridget A. van Kralingen | Management | For | For |
| 1.11 | Elect Director Frank Vettese | Management | For | For |
| 1.12 | Elect Director Jeffery Yabuki | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | SP 1: Adopt Company-Wide, Quantitative, Time-bound Greenhouse Gas (GHG) Emissions Reduction Targets and Issue an Annual Report Discussing the Plans and Progress of Achieving Such Targerts | Shareholder | Against | Against |
| 5 | SP 2: Redefine the Bank's Purpose and Undertakings | Shareholder | Against | Against |
| 6 | SP 3: Produce a Report on Loans Made by the Bank in Support of the Circular Economy | Shareholder | Against | Against |
| 7 | SP 4: Adopt a Diversity Target Higher than 40% for the Composition of the Board of Directors for the Next Five Years | Shareholder | Against | Against |
| ROYAL DUTCH SHELL PLC Meeting Date: MAY 18, 2021 Record Date: MAY 14, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RDSA Security ID: G7690A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Jane Lute as Director | Management | For | For |
| 4 | Re-elect Ben van Beurden as Director | Management | For | For |
| 5 | Re-elect Dick Boer as Director | Management | For | For |
| 6 | Re-elect Neil Carson as Director | Management | For | For |
| 7 | Re-elect Ann Godbehere as Director | Management | For | For |
| 8 | Re-elect Euleen Goh as Director | Management | For | For |
| 9 | Re-elect Catherine Hughes as Director | Management | For | For |
| 10 | Re-elect Martina Hund-Mejean as Director | Management | For | For |
| 11 | Re-elect Sir Andrew Mackenzie as Director | Management | For | For |
| 12 | Elect Abraham Schot as Director | Management | For | For |
| 13 | Re-elect Jessica Uhl as Director | Management | For | For |
| 14 | Re-elect Gerrit Zalm as Director | Management | For | For |
| 15 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Approve the Shell Energy Transition Strategy | Management | For | For |
| 21 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Against |
| ROYAL KPN NV Meeting Date: SEP 10, 2020 Record Date: AUG 13, 2020 Meeting Type: SPECIAL | ||||
| Ticker: KPN Security ID: N4297B146 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Opportunity to Make Recommendations for the Appointment of a Member of the Supervisory Board | Management | None | None |
| 3 | Elect Alejandro Douglass Plater to Supervisory Board | Management | For | For |
| 4 | Close Meeting | Management | None | None |
| ROYAL KPN NV Meeting Date: APR 14, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KPN Security ID: N4297B146 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting and Announcements | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Adopt Financial Statements | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 6 | Approve Dividends of EUR 0.13 Per Share | Management | For | For |
| 7 | Approve Discharge of Management Board | Management | For | For |
| 8 | Approve Discharge of Supervisory Board | Management | For | For |
| 9 | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | For |
| 10 | Opportunity to Make Recommendations | Management | None | None |
| 11 | Elect E.J.C. Overbeek to Supervisory Board | Management | For | For |
| 12 | Elect G.J.A. van de Aast to Supervisory Board | Management | For | For |
| 13 | Announce Vacancies on the Supervisory Board | Management | None | None |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Approve Reduction in Share Capital through Cancellation of Shares | Management | For | For |
| 16 | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
| 17 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 18 | Other Business (Non-Voting) | Management | None | None |
| 19 | Close Meeting | Management | None | None |
| ROYAL UNIBREW A/S Meeting Date: APR 28, 2021 Record Date: APR 21, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RBREW Security ID: K8390X122 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of DKK 13.5 Per Share | Management | For | Did Not Vote |
| 5 | Approve Remuneration Report (Advisory Vote) | Management | For | Did Not Vote |
| 6 | Approve Remuneration of Directors in the Amount of DKK 1.1 Million for Chairman, DKK 665,000 for Vice Chairman and DKK 380,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 7.1 | Approve DKK 1.1 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 7.2 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 7.3 | Allow Shareholder Meetings to be Held by Electronic Means Only | Management | For | Did Not Vote |
| 7.4 | Approve Company Announcements in English | Management | For | Did Not Vote |
| 7.5 | Amend Articles Re: Attendance at General Meetings | Management | For | Did Not Vote |
| 8.a | Reelect Walther Thygesen as Director | Management | For | Did Not Vote |
| 8.b | Reelect Jais Valeur as Director | Management | For | Did Not Vote |
| 8.c | Reelect Christian Sagild as Director | Management | For | Did Not Vote |
| 8.d | Reelect Catharina Stackelberg-Hammaren as Director | Management | For | Did Not Vote |
| 8.e | Reelect Heidi Kleinbach-Sauter as Director | Management | For | Did Not Vote |
| 8.f | Elect Peter Ruzicka as New Director | Management | For | Did Not Vote |
| 8.g | Elect Torben Carlsen as New Director | Management | For | Did Not Vote |
| 9 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 10 | Other Business | Management | None | None |
| RSA INSURANCE GROUP PLC Meeting Date: JAN 18, 2021 Record Date: JAN 14, 2021 Meeting Type: SPECIAL | ||||
| Ticker: RSA Security ID: G7705H157 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Matters Relating to the Recommended Cash Acquisition of RSA Insurance Group plc by Regent Bidco Limited | Management | For | For |
| 2 | Approve Re-registration of the Company as a Private Limited Company by the Name of RSA Insurance Group Limited; Adopt New Articles of Association | Management | For | For |
| RSA INSURANCE GROUP PLC Meeting Date: JAN 18, 2021 Record Date: JAN 14, 2021 Meeting Type: COURT | ||||
| Ticker: RSA Security ID: G7705H157 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| RTL GROUP SA Meeting Date: APR 28, 2021 Record Date: APR 14, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RRTL Security ID: L80326108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Board's and Auditor's Reports | Management | None | None |
| 2.1 | Approve Financial Statements | Management | For | For |
| 2.2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 3.00 Per Share | Management | For | For |
| 4.1 | Approve Remuneration Report | Management | For | Against |
| 4.2 | Approve Remuneration of Directors | Management | For | For |
| 5.1 | Approve Discharge of Directors | Management | For | For |
| 5.2 | Approve Discharge of Auditors | Management | For | For |
| 6.1 | Elect Rolf Hellermann as Non-Executive Director | Management | For | For |
| 6.2 | Elect Pernille Erenbjerg as Non-Executive Director | Management | For | For |
| 6.3 | Reelect Thomas Rabe and Elmar Heggen as Executive Directors | Management | For | Against |
| 6.4 | Reelect Non-Executive Directors | Management | For | Against |
| 6.5 | Reelect James Singh as Non-Executive Director | Management | For | For |
| 6.6 | Renew Appointment of KPMG Luxembourg as Auditor | Management | For | For |
| 7 | Transact Other Business (Non-Voting) | Management | None | None |
| RUBIS SCA Meeting Date: DEC 09, 2020 Record Date: DEC 07, 2020 Meeting Type: SPECIAL | ||||
| Ticker: RUI Security ID: F7686C152 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 2 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 3 | Amend Article 56 of Bylaws Re: General Management Rights on Company Income | Management | For | For |
| 4 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| RUBIS SCA Meeting Date: JUN 10, 2021 Record Date: JUN 08, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: RUI Security ID: F7686C152 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.80 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Reelect Laure Grimonpret-Tahon as Supervisory Board Member | Management | For | For |
| 6 | Reelect Herve Claquin as Supervisory Board Member | Management | For | For |
| 7 | Reelect Erik Pointillart as Supervisory Board Member | Management | For | For |
| 8 | Elect Nils Christian Bergene as Supervisory Board Member | Management | For | For |
| 9 | Appoint CBA as Alternate Auditor | Management | For | For |
| 10 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 11 | Approve Compensation of Gilles Gobin, General Manager | Management | For | For |
| 12 | Approve Compensation of Sorgema SARL, General Manager | Management | For | For |
| 13 | Approve Compensation of Agena SAS, General Manager | Management | For | For |
| 14 | Approve Compensation of Olivier Heckenroth, Chairman of the Supervisory Board | Management | For | For |
| 15 | Approve Remuneration Policy of General Management | Management | For | For |
| 16 | Approve Remuneration Policy of Supervisory Board Members | Management | For | For |
| 17 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 240,000 | Management | For | For |
| 18 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 19 | Approve Transaction with Sorgema SARL | Management | For | For |
| 20 | Approve Transaction with Agena SAS | Management | For | For |
| 21 | Approve Transaction with Rubis Terminal SA Re: Loan Agreement | Management | For | For |
| 22 | Approve Transaction with Cube Storage Europe HoldCo LTD and RT Invest SA Re: Loan Agreement | Management | For | For |
| 23 | Approve Transaction with Rubis Terminal SA, Rubis Energie SAS and Rubis Energie SAS Re: Amendment to the Service Agreement | Management | For | For |
| 24 | Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 25 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 38 Million | Management | For | For |
| 26 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 25 and 30 | Management | For | For |
| 27 | Authorize Capital Increase of up to EUR 10 Million for Contributions in Kind | Management | For | For |
| 28 | Authorize Capital Increase of Up to EUR 6 Million for Future Exchange Offers | Management | For | For |
| 29 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 5.5 Million | Management | For | For |
| 30 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 24 to 29 at 40 Percent of Issued Share Capital | Management | For | For |
| 31 | Authorize up to 0.30 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 32 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 33 | Amend Article 24, 28, 30, 31 and 43 of Bylaws Re: Electronic Summoning, Participation to General Meetings, Deliberations, Remuneration and Auditors | Management | For | For |
| 34 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| RYMAN HEALTHCARE LIMITED Meeting Date: AUG 13, 2020 Record Date: AUG 11, 2020 Meeting Type: ANNUAL | ||||
| Ticker: RYM Security ID: Q8203F106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2.1 | Elect Paula Jeffs as Director | Management | For | For |
| 2.2 | Elect Claire Higgins as Director | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
| 4 | Approve the Increase in Maximum Aggregate Remuneration of Directors | Management | For | Against |
| SAFRAN SA Meeting Date: MAY 26, 2021 Record Date: MAY 24, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: SAF Security ID: F4035A557 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.43 per Share | Management | For | For |
| 4 | Approve Transaction with BNP Paribas | Management | For | For |
| 5 | Ratify Appointment of Olivier Andries as Director | Management | For | For |
| 6 | Reelect Helene Auriol Potier as Director | Management | For | For |
| 7 | Reelect Sophie Zurquiyah as Director | Management | For | For |
| 8 | Reelect Patrick Pelata as Director | Management | For | For |
| 9 | Elect Fabienne Lecorvaisier as Director | Management | For | For |
| 10 | Approve Compensation of Ross McInnes, Chairman of the Board | Management | For | For |
| 11 | Approve Compensation of Philippe Petitcolin, CEO | Management | For | For |
| 12 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 13 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 14 | Approve Remuneration Policy of CEO | Management | For | For |
| 15 | Approve Remuneration Policy of Directors | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Amend Article 7,9,11 and 12 of Bylaws Re: Preferred Shares A | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million | Management | For | For |
| 20 | Authorize Capital Increase of Up to EUR 8 Million for Future Exchange Offers | Management | For | For |
| 21 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 8 Million | Management | For | For |
| 22 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 18-21 | Management | For | For |
| 23 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million, Only In the Event of a Public Tender Offer | Management | For | Against |
| 24 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million, Only In the Event of a Public Tender Offer | Management | For | Against |
| 25 | Authorize Capital Increase of Up to EUR 8 Million for Future Exchange Offers, Only In the Event of a Public Tender Offer | Management | For | Against |
| 26 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 8 Million, Only In the Event of a Public Tender Offer | Management | For | Against |
| 27 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 23-26, Only In the Event of a Public Tender Offer | Management | For | Against |
| 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 29 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 30 | Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 31 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SANDS CHINA LTD. Meeting Date: MAY 21, 2021 Record Date: MAY 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 1928 Security ID: G7800X107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Robert Glen Goldstein as Director | Management | For | For |
| 2b | Elect Steven Zygmunt Strasser as Director | Management | For | For |
| 2c | Elect Kenneth Patrick Chung as Director | Management | For | For |
| 2d | Elect Chum Kwan Lock, Grant as Director | Management | For | For |
| 2e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 3 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| SANOFI Meeting Date: APR 30, 2021 Record Date: APR 28, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: SAN Security ID: F5548N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses and Dividends of EUR 3.20 per Share | Management | For | For |
| 4 | Ratify Appointment of Gilles Schnepp as Director | Management | For | For |
| 5 | Reelect Fabienne Lecorvaisier as Director | Management | For | For |
| 6 | Reelect Melanie Lee as Director | Management | For | For |
| 7 | Elect Barbara Lavernos as Director | Management | For | For |
| 8 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 9 | Approve Compensation of Serge Weinberg, Chairman of the Board | Management | For | For |
| 10 | Approve Compensation of Paul Hudson, CEO | Management | For | For |
| 11 | Approve Remuneration Policy of Directors | Management | For | For |
| 12 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 13 | Approve Remuneration Policy of CEO | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 997 Million | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million | Management | For | For |
| 18 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million | Management | For | For |
| 19 | Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion | Management | For | For |
| 20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 22 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 24 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 25 | Amend Article 13 of Bylaws Re: Written Consultation | Management | For | For |
| 26 | Amend Articles 14 and 17 of Bylaws Re: Board Powers and Censors | Management | For | For |
| 27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SANTOS LIMITED Meeting Date: APR 15, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: STO Security ID: Q82869118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2a | Elect Keith Spence as Director | Management | For | For |
| 2b | Elect Vanessa Guthrie as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Grant of Share Acquisition Rights to Kevin Gallagher | Management | For | For |
| 5 | Approve Renewal of Proportional Takeover Provisions for a Further Three Years | Management | For | For |
| 6a | Approve the Amendments to the Company's Constitution to Insert New Clause 32A | Shareholder | Against | Against |
| 6b | Approve Capital Protection | Shareholder | Against | Against |
| 6c | ***Withdrawn Resolution*** Approve the Amendments to the Company's Constitution to Insert New Clause 39(h) in Relation to the Annual Vote on Adoption of Climate Report | Shareholder | None | None |
| SAP SE Meeting Date: MAY 12, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SAP Security ID: D66992104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.85 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | For |
| 6.1 | Elect Qi Lu to the Supervisory Board | Management | For | For |
| 6.2 | Elect Rouven Westphal to the Supervisory Board | Management | For | For |
| 7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 100 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 8 | Amend Corporate Purpose | Management | For | For |
| 9 | Amend Articles Re: Proof of Entitlement | Management | For | For |
| SCENTRE GROUP Meeting Date: APR 08, 2021 Record Date: APR 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SCG Security ID: Q8351E109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Elect Carolyn Kay as Director | Management | For | For |
| 4 | Elect Margaret Seale as Director | Management | For | For |
| 5 | Elect Guy Russo as Director | Management | For | For |
| 6 | Approve Grant of Performance Rights to Peter Allen | Management | For | Against |
| SCHNEIDER ELECTRIC SE Meeting Date: APR 28, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: SU Security ID: F86921107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses and Dividends of EUR 2.60 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentionning the Absence of New Transactions | Management | For | For |
| 5 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 6 | Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO | Management | For | For |
| 7 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 8 | Approve Remuneration Policy of Directors | Management | For | For |
| 9 | Reelect Jean-Pascal Tricoire as Director | Management | For | For |
| 10 | Elect Anna Ohlsson-Leijon as Director | Management | For | For |
| 11 | Elect Thierry Jacquet as Representative of Employee Shareholders to the Board | Management | Against | Against |
| 12 | Elect Zennia Csikos as Representative of Employee Shareholders to the Board | Management | Against | Against |
| 13 | Reelect Xiaoyun Ma as Representative of Employee Shareholders to the Board | Management | For | For |
| 14 | Elect Malene Kvist Kristensen as Representative of Employee Shareholders to the Board | Management | Against | Against |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 224 Million | Management | For | For |
| 18 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 120 Million | Management | For | For |
| 19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-18 | Management | For | For |
| 20 | Authorize Capital Increase of up to 9.88 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 21 | Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 24 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 25 | Amend Article 13 of Bylaws Re: Editorial Change | Management | For | For |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SCHRODERS PLC Meeting Date: APR 29, 2021 Record Date: APR 27, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SDR Security ID: G78602136 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Michael Dobson as Director | Management | For | For |
| 5 | Re-elect Peter Harrison as Director | Management | For | For |
| 6 | Re-elect Richard Keers as Director | Management | For | For |
| 7 | Re-elect Ian King as Director | Management | For | For |
| 8 | Re-elect Sir Damon Buffini as Director | Management | For | For |
| 9 | Re-elect Rhian Davies as Director | Management | For | For |
| 10 | Re-elect Rakhi Goss-Custard as Director | Management | For | For |
| 11 | Re-elect Deborah Waterhouse as Director | Management | For | For |
| 12 | Re-elect Matthew Westerman as Director | Management | For | For |
| 13 | Re-elect Claire Howard as Director | Management | For | For |
| 14 | Re-elect Leonie Schroder as Director | Management | For | For |
| 15 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Non-Voting Ordinary Shares | Management | For | For |
| 20 | Adopt New Articles of Association | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| SCSK CORP. Meeting Date: JUN 23, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 9719 Security ID: J70081104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Amend Provisions on Director Titles | Management | For | For |
| 2.1 | Elect Director Tabuchi, Masao | Management | For | Against |
| 2.2 | Elect Director Tanihara, Toru | Management | For | Against |
| 2.3 | Elect Director Tamefusa, Koji | Management | For | For |
| 2.4 | Elect Director Fukunaga, Tetsuya | Management | For | For |
| 2.5 | Elect Director Kato, Kei | Management | For | For |
| 2.6 | Elect Director Haga, Bin | Management | For | For |
| 2.7 | Elect Director Matsuda, Kiyoto | Management | For | For |
| 2.8 | Elect Director Kubo, Tetsuya | Management | For | For |
| 3.1 | Elect Director and Audit Committee Member Anzai, Yasunori | Management | For | For |
| 3.2 | Elect Director and Audit Committee Member Yabuki, Kimitoshi | Management | For | For |
| 3.3 | Elect Director and Audit Committee Member Nakamura, Masaichi | Management | For | For |
| SEB SA Meeting Date: MAY 20, 2021 Record Date: MAY 18, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: SK Security ID: F82059100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.14 per Share | Management | For | For |
| 4 | Reelect Yseulys Costes as Director | Management | For | For |
| 5 | Reelect PEUGEOT INVEST ASSETS as Director | Management | For | For |
| 6 | Reelect Brigitte Forestier as Director | Management | For | For |
| 7 | Appoint Deloitte & Associes and KPMG as Auditors | Management | For | For |
| 8 | Approve Remuneration Policy of Executive Corporate Officers | Management | For | For |
| 9 | Approve Remuneration Policy of Directors | Management | For | For |
| 10 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 11 | Approve Compensation of Chairman and CEO | Management | For | Against |
| 12 | Approve Compensation of Vice-CEO | Management | For | Against |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5.5 Million | Management | For | Against |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5.5 Million | Management | For | Against |
| 17 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 5.5 Million | Management | For | Against |
| 18 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 15-17 at EUR 11 Million | Management | For | For |
| 19 | Authorize Capitalization of Reserves of Up to EUR 11 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 20 | Authorize up to 220,000 Shares for Use in Restricted Stock Plans with Performance Conditions Attached | Management | For | Against |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 22 | Amend Article 8 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | Against |
| 23 | Amend Bylaws to Comply with Legal Changes | Management | For | For |
| 24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SECOM CO., LTD. Meeting Date: JUN 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 9735 Security ID: J69972107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 85 | Management | For | For |
| 2.1 | Elect Director Iida, Makoto | Management | For | For |
| 2.2 | Elect Director Nakayama, Yasuo | Management | For | For |
| 2.3 | Elect Director Ozeki, Ichiro | Management | For | For |
| 2.4 | Elect Director Yoshida, Yasuyuki | Management | For | For |
| 2.5 | Elect Director Fuse, Tatsuro | Management | For | For |
| 2.6 | Elect Director Izumida, Tatsuya | Management | For | For |
| 2.7 | Elect Director Kurihara, Tatsushi | Management | For | For |
| 2.8 | Elect Director Hirose, Takaharu | Management | For | For |
| 2.9 | Elect Director Kawano, Hirobumi | Management | For | For |
| 2.10 | Elect Director Watanabe, Hajime | Management | For | For |
| 2.11 | Elect Director Hara, Miri | Management | For | For |
| 3 | Approve Restricted Stock Plan | Management | For | For |
| SECURITAS AB Meeting Date: DEC 09, 2020 Record Date: DEC 01, 2020 Meeting Type: SPECIAL | ||||
| Ticker: SECU.B Security ID: W7912C118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | For |
| 2 | Prepare and Approve List of Shareholders | Management | For | For |
| 3 | Approve Agenda of Meeting | Management | For | For |
| 4.1 | Designate Charlotte Kyller as Inspector of Minutes of Meeting | Management | For | For |
| 4.2 | Designate Axel Martensson as Inspector of Minutes of Meeting | Management | For | For |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 6 | Approve Dividends of SEK 4.80 Per Share | Management | For | For |
| 7 | Amend Articles of Association Re: Company Name; Participation at General Meetings; Share Registrar | Management | For | For |
| SECURITAS AB Meeting Date: MAY 05, 2021 Record Date: APR 27, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SECU.B Security ID: W7912C118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4.1 | Designate Charlotte Kyller as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 4.2 | Designate Axel Martensson as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6.a | Receive Financial Statements and Statutory Reports | Management | None | None |
| 6.b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
| 6.c | Receive Board's Proposal on Allocation of Income | Management | None | None |
| 7a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 7b | Approve Allocation of Income and Dividends of SEK 4.00 Per Share | Management | For | Did Not Vote |
| 7c | Approve May 12, 2021, as Record Date for Dividend Payment | Management | For | Did Not Vote |
| 7d.1 | Approve Discharge of Ingrid Bonde | Management | For | Did Not Vote |
| 7d.2 | Approve Discharge of John Brandon | Management | For | Did Not Vote |
| 7d.3 | Approve Discharge of Anders Boos | Management | For | Did Not Vote |
| 7d.4 | Approve Discharge of Fredrik Cappelen | Management | For | Did Not Vote |
| 7d.5 | Approve Discharge of Carl Douglas | Management | For | Did Not Vote |
| 7d.6 | Approve Discharge of Marie Ehrling | Management | For | Did Not Vote |
| 7d.7 | Approve Discharge of Sofia Schorling Hogberg | Management | For | Did Not Vote |
| 7d.8 | Approve Discharge of Dick Seger | Management | For | Did Not Vote |
| 7d.9 | Approve Discharge of Magnus Ahlqvist | Management | For | Did Not Vote |
| 8 | Determine Number of Directors (8) and Deputy Directors (0) of Board | Management | For | Did Not Vote |
| 9.a | Approve Remuneration of Directors in the Amount of SEK 2.4 Million for Chairman, and SEK 800,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 9.b | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 10.a | Reelect Ingrid Bonde, John Brandon, Fredrik Cappelen and Sofia Schorling Hogberg as Directors; Elect Gunilla Fransson, Harry Klagsbrun, Johan Menckel and Jan Svensson (Chairman) as New Directors | Management | For | Did Not Vote |
| 10.b | Elect Jan Svensson as Board Chairman | Management | For | Did Not Vote |
| 11 | Ratify Ernst&Young as Auditors | Management | For | Did Not Vote |
| 12 | Approve Remuneration Report | Management | For | Did Not Vote |
| 13 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 14 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 15 | Approve 2021 Incentive Scheme and Related Hedging Measures | Management | For | Did Not Vote |
| 16 | Approve Performance Share Program LTI 2021/2023 for Key Employees and Related Financing | Management | For | Did Not Vote |
| SEIKO EPSON CORP. Meeting Date: JUN 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6724 Security ID: J7030F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 31 | Management | For | For |
| 2.1 | Elect Director Usui, Minoru | Management | For | For |
| 2.2 | Elect Director Ogawa, Yasunori | Management | For | For |
| 2.3 | Elect Director Kubota, Koichi | Management | For | For |
| 2.4 | Elect Director Seki, Tatsuaki | Management | For | For |
| 2.5 | Elect Director Shigemoto, Taro | Management | For | For |
| 2.6 | Elect Director Omiya, Hideaki | Management | For | For |
| 2.7 | Elect Director Matsunaga, Mari | Management | For | For |
| 3 | Elect Director and Audit Committee Member Kawana, Masayuki | Management | For | For |
| 4 | Approve Annual Bonus | Management | For | For |
| SEKISUI CHEMICAL CO., LTD. Meeting Date: JUN 23, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 4204 Security ID: J70703137 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 24 | Management | For | For |
| 2.1 | Elect Director Koge, Teiji | Management | For | For |
| 2.2 | Elect Director Kato, Keita | Management | For | For |
| 2.3 | Elect Director Hirai, Yoshiyuki | Management | For | For |
| 2.4 | Elect Director Kamiyoshi, Toshiyuki | Management | For | For |
| 2.5 | Elect Director Kamiwaki, Futoshi | Management | For | For |
| 2.6 | Elect Director Shimizu, Ikusuke | Management | For | For |
| 2.7 | Elect Director Murakami, Kazuya | Management | For | For |
| 2.8 | Elect Director Kase, Yutaka | Management | For | For |
| 2.9 | Elect Director Oeda, Hiroshi | Management | For | For |
| 2.10 | Elect Director Ishikura, Yoko | Management | For | For |
| 3 | Appoint Statutory Auditor Taketomo, Hiroyuki | Management | For | For |
| SEKISUI HOUSE, LTD. Meeting Date: APR 27, 2021 Record Date: JAN 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 1928 Security ID: J70746136 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 39 | Management | For | For |
| 2 | Amend Articles to Amend Provisions on Number of Directors - Amend Provisions on Number of Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Nakai, Yoshihiro | Management | For | For |
| 3.2 | Elect Director Horiuchi, Yosuke | Management | For | For |
| 3.3 | Elect Director Nishida, Kumpei | Management | For | For |
| 3.4 | Elect Director Tanaka, Satoshi | Management | For | For |
| 3.5 | Elect Director Miura, Toshiharu | Management | For | For |
| 3.6 | Elect Director Ishii, Toru | Management | For | For |
| 3.7 | Elect Director Yoshimaru, Yukiko | Management | For | For |
| 3.8 | Elect Director Kitazawa, Toshifumi | Management | For | For |
| 3.9 | Elect Director Nakajima, Yoshimi | Management | For | For |
| 3.10 | Elect Director Takegawa, Keiko | Management | For | For |
| 4.1 | Appoint Statutory Auditor Ito, Midori | Management | For | For |
| 4.2 | Appoint Statutory Auditor Kobayashi, Takashi | Management | For | For |
| SEVEN & I HOLDINGS CO., LTD. Meeting Date: MAY 27, 2021 Record Date: FEB 28, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 3382 Security ID: J7165H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 51 | Management | For | For |
| 2.1 | Elect Director Isaka, Ryuichi | Management | For | For |
| 2.2 | Elect Director Goto, Katsuhiro | Management | For | For |
| 2.3 | Elect Director Ito, Junro | Management | For | For |
| 2.4 | Elect Director Yamaguchi, Kimiyoshi | Management | For | For |
| 2.5 | Elect Director Maruyama, Yoshimichi | Management | For | For |
| 2.6 | Elect Director Nagamatsu, Fumihiko | Management | For | For |
| 2.7 | Elect Director Kimura, Shigeki | Management | For | For |
| 2.8 | Elect Director Joseph M. DePinto | Management | For | For |
| 2.9 | Elect Director Tsukio, Yoshio | Management | For | For |
| 2.10 | Elect Director Ito, Kunio | Management | For | For |
| 2.11 | Elect Director Yonemura, Toshiro | Management | For | For |
| 2.12 | Elect Director Higashi, Tetsuro | Management | For | For |
| 2.13 | Elect Director Rudy, Kazuko | Management | For | For |
| 3 | Appoint Statutory Auditor Habano, Noriyuki | Management | For | For |
| SG HOLDINGS CO., LTD. Meeting Date: JUN 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 9143 Security ID: J7134P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kuriwada, Eiichi | Management | For | For |
| 1.2 | Elect Director Matsumoto, Hidekazu | Management | For | For |
| 1.3 | Elect Director Motomura, Masahide | Management | For | For |
| 1.4 | Elect Director Nakajima, Shunichi | Management | For | For |
| 1.5 | Elect Director Kawanago, Katsuhiro | Management | For | For |
| 1.6 | Elect Director Takaoka, Mika | Management | For | For |
| 1.7 | Elect Director Sagisaka, Osami | Management | For | For |
| 1.8 | Elect Director Akiyama, Masato | Management | For | For |
| 2.1 | Appoint Statutory Auditor Nakanishi, Takashi | Management | For | For |
| 2.2 | Appoint Statutory Auditor Tajima, Satoshi | Management | For | For |
| 2.3 | Appoint Statutory Auditor Okamura, Kenichiro | Management | For | For |
| 2.4 | Appoint Statutory Auditor Oshima, Yoshitaka | Management | For | For |
| SGS SA Meeting Date: MAR 23, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: SGSN Security ID: H7485A108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 80.00 per Share | Management | For | For |
| 4.1a | Reelect Calvin Grieder as Director | Management | For | For |
| 4.1b | Reelect Sami Atiya as Director | Management | For | For |
| 4.1c | Reelect Paul Desmarais as Director | Management | For | For |
| 4.1d | Reelect Ian Gallienne as Director | Management | For | For |
| 4.1e | Reelect Shelby du Pasquier as Director | Management | For | For |
| 4.1f | Reelect Kory Sorenson as Director | Management | For | For |
| 4.1g | Reelect Tobias Hartmann as Director | Management | For | For |
| 4.1h | Elect Janet Vergis as Director | Management | For | For |
| 4.2 | Reelect Calvin Grieder as Board Chairman | Management | For | For |
| 4.3.1 | Reappoint Ian Gallienne as Member of the Compensation Committee | Management | For | Against |
| 4.3.2 | Reappoint Shelby du Pasquier as Member of the Compensation Committee | Management | For | Against |
| 4.3.3 | Reappoint Kory Sorenson as Member of the Compensation Committee | Management | For | For |
| 4.4 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
| 4.5 | Designate Jeandin & Defacqz as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 2.3 Million | Management | For | For |
| 5.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 14 Million | Management | For | For |
| 5.3 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 3.1 Million | Management | For | For |
| 5.4 | Approve Long Term Incentive Plan for Executive Committee in the Amount of CHF 26 Million | Management | For | For |
| 6 | Approve CHF 70,700 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 7 | Approve Creation of CHF 500,000 Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Transact Other Business (Voting) | Management | For | Against |
| SHAW COMMUNICATIONS INC. Meeting Date: MAY 20, 2021 Record Date: APR 06, 2021 Meeting Type: SPECIAL | ||||
| Ticker: SJR.B Security ID: 82028K200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition by Rogers Communications Inc. | Management | For | For |
| SHIMANO, INC. Meeting Date: MAR 30, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 7309 Security ID: J72262108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 277.5 | Management | For | For |
| 2.1 | Elect Director Chia Chin Seng | Management | For | For |
| 2.2 | Elect Director Otsu, Tomohiro | Management | For | For |
| 2.3 | Elect Director Yoshida, Tamotsu | Management | For | For |
| 2.4 | Elect Director Ichijo, Kazuo | Management | For | For |
| 2.5 | Elect Director Katsumaru, Mitsuhiro | Management | For | For |
| 2.6 | Elect Director Sakakibara, Sadayuki | Management | For | For |
| SHIMIZU CORP. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 1803 Security ID: J72445117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 18 | Management | For | For |
| 2.1 | Elect Director Miyamoto, Yoichi | Management | For | For |
| 2.2 | Elect Director Inoue, Kazuyuki | Management | For | For |
| 2.3 | Elect Director Imaki, Toshiyuki | Management | For | For |
| 2.4 | Elect Director Yamaji, Toru | Management | For | For |
| 2.5 | Elect Director Handa, Kimio | Management | For | For |
| 2.6 | Elect Director Fujimura, Hiroshi | Management | For | For |
| 2.7 | Elect Director Ikeda, Kentaro | Management | For | For |
| 2.8 | Elect Director Shimizu, Motoaki | Management | For | For |
| 2.9 | Elect Director Iwamoto, Tamotsu | Management | For | For |
| 2.10 | Elect Director Kawada, Junichi | Management | For | For |
| 2.11 | Elect Director Tamura, Mayumi | Management | For | For |
| 2.12 | Elect Director Jozuka, Yumiko | Management | For | For |
| 3.1 | Appoint Statutory Auditor Watanabe, Hideto | Management | For | For |
| 3.2 | Appoint Statutory Auditor Ikenaga, Toshie | Management | For | For |
| SHIN-ETSU CHEMICAL CO., LTD. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 4063 Security ID: J72810120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 140 | Management | For | For |
| 2 | Amend Articles to Amend Provisions on Number of Directors - Reduce Directors' Term | Management | For | For |
| 3.1 | Elect Director Saito, Yasuhiko | Management | For | For |
| 3.2 | Elect Director Ueno, Susumu | Management | For | For |
| 3.3 | Elect Director Frank Peter Popoff | Management | For | For |
| 3.4 | Elect Director Miyazaki, Tsuyoshi | Management | For | For |
| 3.5 | Elect Director Fukui, Toshihiko | Management | For | For |
| 4 | Appoint Statutory Auditor Kagami, Mitsuko | Management | For | For |
| 5 | Approve Compensation Ceiling for Directors | Management | For | For |
| 6 | Approve Stock Option Plan | Management | For | For |
| 7 | Approve Stock Option Plan | Management | For | For |
| SHIONOGI & CO., LTD. Meeting Date: JUN 22, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 4507 Security ID: J74229105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 55 | Management | For | For |
| 2.1 | Elect Director Teshirogi, Isao | Management | For | For |
| 2.2 | Elect Director Sawada, Takuko | Management | For | For |
| 2.3 | Elect Director Ando, Keiichi | Management | For | For |
| 2.4 | Elect Director Ozaki, Hiroshi | Management | For | For |
| 2.5 | Elect Director Takatsuki, Fumi | Management | For | For |
| 3 | Appoint Statutory Auditor Fujiwara, Takaoki | Management | For | For |
| SHOPIFY INC. Meeting Date: MAY 26, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: SHOP Security ID: 82509L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Tobias Luetke | Management | For | For |
| 1B | Elect Director Robert Ashe | Management | For | For |
| 1C | Elect Director Gail Goodman | Management | For | For |
| 1D | Elect Director Colleen Johnston | Management | For | For |
| 1E | Elect Director Jeremy Levine | Management | For | For |
| 1F | Elect Director John Phillips | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | Against |
| 4 | Re-approve Long Term Incentive Plan | Management | For | Against |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| SIEMENS AG Meeting Date: JUL 09, 2020 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: SIE Security ID: D69671218 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Spin-Off and Takeover Agreement with Siemens Energy AG | Management | For | For |
| SIEMENS AG Meeting Date: FEB 03, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: SIE Security ID: D69671218 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019/20 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.50 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2019/20 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Roland Busch for Fiscal 2019/20 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Lisa Davis (until Feb. 29, 2020) for Fiscal 2019/20 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Klaus Helmrich for Fiscal 2019/20 | Management | For | For |
| 3.5 | Approve Discharge of Management Board Member Janina Kugel (until Jan. 31, 2020) for Fiscal 2019/20 | Management | For | For |
| 3.6 | Approve Discharge of Management Board Member Cedrik Neike for Fiscal 2019/20 | Management | For | For |
| 3.7 | Approve Discharge of Management Board Member Michael Sen (until March 31, 2020) for Fiscal 2019/20 | Management | For | For |
| 3.8 | Approve Discharge of Management Board Member Ralf Thomas for Fiscal 2019/20 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Jim Snabe for Fiscal 2019/20 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2019/20 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Werner Wenning for Fiscal 2019/20 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Werner Brandt for Fiscal 2019/20 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2019/20 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal 2019/20 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2019/20 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Robert Kensbock (until Sep. 25, 2020) for Fiscal 2019/20 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2019/20 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Juergen Kerner for Fiscal 2019/20 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2019/20 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Benoit Potier for Fiscal 2019/20 | Management | For | For |
| 4.13 | Approve Discharge of Supervisory Board Member Hagen Reimer for Fiscal 2019/20 | Management | For | For |
| 4.14 | Approve Discharge of Supervisory Board Member Norbert Reithofer for Fiscal 2019/20 | Management | For | For |
| 4.15 | Approve Discharge of Supervisory Board Member Nemat Shafik for Fiscal 2019/20 | Management | For | For |
| 4.16 | Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal 2019/20 | Management | For | For |
| 4.17 | Approve Discharge of Supervisory Board Member Michael Sigmund for Fiscal 2019/20 | Management | For | For |
| 4.18 | Approve Discharge of Supervisory Board Member Dorothea Simon for Fiscal 2019/20 | Management | For | For |
| 4.19 | Approve Discharge of Supervisory Board Member Matthias Zachert for Fiscal 2019/20 | Management | For | For |
| 4.20 | Approve Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal 2019/20 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2020/21 | Management | For | For |
| 6.1 | Elect Grazia Vittadini to the Supervisory Board | Management | For | For |
| 6.2 | Elect Kasper Rorsted to the Supervisory Board | Management | For | For |
| 6.3 | Reelect Jim Snabe to the Supervisory Board | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Approve Creation of EUR 90 Million Pool of Capital for Employee Stock Purchase Plan | Management | For | For |
| 9 | Amend Affiliation Agreement with Siemens Bank GmbH | Management | For | For |
| 10 | Amend Articles Re: Allow Shareholder Questions during the Virtual Meeting | Shareholder | Against | For |
| SIG COMBIBLOC GROUP AG Meeting Date: APR 21, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: SIGN Security ID: H76406117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 4 | Approve Dividends of CHF 0.42 per Share from Capital Contribution Reserves | Management | For | For |
| 5.1 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 5.2 | Approve Remuneration of Directors in the Amount of CHF 2.3 Million | Management | For | For |
| 5.3 | Approve Remuneration of Executive Committee in the Amount of CHF 17 Million | Management | For | For |
| 6.1.1 | Reelect Andreas Umbach as Director | Management | For | For |
| 6.1.2 | Reelect Werner Bauer as Director | Management | For | For |
| 6.1.3 | Reelect Wah-Hui Chu as Director | Management | For | For |
| 6.1.4 | Reelect Colleen Goggins as Director | Management | For | For |
| 6.1.5 | Reelect Mariel Hoch as Director | Management | For | For |
| 6.1.6 | Reelect Matthias Waehren as Director | Management | For | For |
| 6.1.7 | Reelect Nigel Wright as Director | Management | For | For |
| 6.1.8 | Elect Abdallah al Obeikan as Director | Management | For | For |
| 6.1.9 | Elect Martine Snels as Director | Management | For | For |
| 6.2 | Reelect Andreas Umbach as Board Chairman | Management | For | For |
| 6.3.1 | Reappoint Wah-Hui Chu as Member of the Compensation Committee | Management | For | For |
| 6.3.2 | Reappoint Colleen Goggins as Member of the Compensation Committee | Management | For | For |
| 6.3.3 | Reappoint Mariel Hoch as Member of the Compensation Committee | Management | For | For |
| 7 | Approve Creation of CHF 675,042 Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 8 | Amend Articles Re: Opting Out Clause | Management | For | For |
| 9 | Designate Keller KLG as Independent Proxy | Management | For | For |
| 10 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 11 | Transact Other Business (Voting) | Management | For | Against |
| SIGNIFY NV Meeting Date: OCT 27, 2020 Record Date: SEP 29, 2020 Meeting Type: SPECIAL | ||||
| Ticker: LIGHT Security ID: N8063K107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Francisco Javier van Engelen Sousa to Management Board | Management | For | For |
| SIKA AG Meeting Date: APR 20, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: SIKA Security ID: H7631K273 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 2.50 per Share | Management | For | For |
| 3 | Approve Discharge of Board of Directors | Management | For | For |
| 4.1.1 | Reelect Paul Haelg as Director | Management | For | For |
| 4.1.2 | Reelect Monika Ribar as Director | Management | For | For |
| 4.1.3 | Reelect Daniel Sauter as Director | Management | For | For |
| 4.1.4 | Reelect Christoph Tobler as Director | Management | For | For |
| 4.1.5 | Reelect Justin Howell as Director | Management | For | For |
| 4.1.6 | Reelect Thierry Vanlancker as Director | Management | For | For |
| 4.1.7 | Reelect Viktor Balli as Director | Management | For | For |
| 4.2 | Elect Paul Schuler as Director | Management | For | For |
| 4.3 | Reelect Paul Haelg as Board Chairman | Management | For | For |
| 4.4.1 | Appoint Daniel Sauter as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.4.2 | Appoint Justin Howell as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.4.3 | Appoint Thierry Vanlancker as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.5 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 4.6 | Designate Jost Windlin as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 5.2 | Approve Remuneration of Directors in the Amount of CHF 3.3 Million | Management | For | For |
| 5.3 | Approve Remuneration of Executive Committee in the Amount of CHF 21.5 Million | Management | For | For |
| 6 | Transact Other Business (Voting) | Management | For | Against |
| SINGAPORE AIRLINES LIMITED Meeting Date: JUL 27, 2020 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: C6L Security ID: Y7992P128 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2a | Elect Simon Cheong Sae Peng as Director | Management | For | For |
| 2b | Elect Goh Choon Phong as Director | Management | For | For |
| 2c | Elect Hsieh Tsun-yan as Director | Management | For | For |
| 3 | Approve Directors' Emoluments | Management | For | For |
| 4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 6 | Approve Grant of Awards and Issuance of Shares Under the SIA Performance Share Plan 2014 and the SIA Restricted Share Plan 2014 | Management | For | For |
| 7 | Approve Mandate for Interested Person Transactions | Management | For | For |
| 8 | Authorize Share Repurchase Program | Management | For | For |
| 9 | Approve Issuance of Additional Mandatory Convertible Bonds and Additional Conversion Shares | Management | For | For |
| SINGAPORE TELECOMMUNICATIONS LIMITED Meeting Date: JUL 30, 2020 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: Z74 Security ID: Y79985209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Chua Sock Koong as Director | Management | For | For |
| 4 | Elect Low Check Kian as Director | Management | For | For |
| 5 | Elect Lee Theng Kiat as Director | Management | For | For |
| 6 | Approve Directors' Fees | Management | For | For |
| 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 9 | Approve Grant of Awards and Issuance of Shares Under the Singtel Performance Share Plan 2012 | Management | For | For |
| 10 | Authorize Share Repurchase Program | Management | For | For |
| 11 | Amend Constitution | Management | For | For |
| SINO LAND COMPANY LIMITED Meeting Date: OCT 28, 2020 Record Date: OCT 21, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 83 Security ID: Y80267126 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Robert Ng Chee Siong as Director | Management | For | For |
| 3.2 | Elect Adrian David Li Man-kiu as Director | Management | For | Against |
| 3.3 | Elect Thomas Tang Wing Yung as Director | Management | For | Against |
| 3.4 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5.1 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| SKANDINAVISKA ENSKILDA BANKEN AB Meeting Date: MAR 30, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SEB.A Security ID: W25381141 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3.1 | Designate Ossian Ekdahl as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 3.2 | Designate Per Colleen as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9 | Approve Allocation of Income and Dividends of SEK 4.10 Per Share | Management | For | Did Not Vote |
| 10.1 | Approve Discharge of Johan H. Andresen | Management | For | Did Not Vote |
| 10.2 | Approve Discharge of Signhild Arnegard Hansen | Management | For | Did Not Vote |
| 10.3 | Approve Discharge of Anne-Catherine Berner | Management | For | Did Not Vote |
| 10.4 | Approve Discharge of Samir Brikho | Management | For | Did Not Vote |
| 10.5 | Approve Discharge of Winnie Fok | Management | For | Did Not Vote |
| 10.6 | Approve Discharge of Anna-Karin Glimstrom | Management | For | Did Not Vote |
| 10.7 | Approve Discharge of Annika Dahlberg | Management | For | Did Not Vote |
| 10.8 | Approve Discharge of Charlotta Lindholm | Management | For | Did Not Vote |
| 10.9 | Approve Discharge of Sven Nyman | Management | For | Did Not Vote |
| 10.10 | Approve Discharge of Magnus Olsson | Management | For | Did Not Vote |
| 10.11 | Approve Discharge of Lars Ottersgard | Management | For | Did Not Vote |
| 10.12 | Approve Discharge of Jesper Ovesen | Management | For | Did Not Vote |
| 10.13 | Approve Discharge of Helena Saxon | Management | For | Did Not Vote |
| 10.14 | Approve Discharge of Johan Torgeby (as Board Member) | Management | For | Did Not Vote |
| 10.15 | Approve Discharge of Marcus Wallenberg | Management | For | Did Not Vote |
| 10.16 | Approve Discharge of Hakan Westerberg | Management | For | Did Not Vote |
| 10.17 | Approve Discharge of Johan Torgeby (as President) | Management | For | Did Not Vote |
| 11 | Determine Number of Members (9) and Deputy Members of Board | Management | For | Did Not Vote |
| 12 | Determine Number of Auditors (1) and Deputy Auditors | Management | For | Did Not Vote |
| 13.1 | Approve Remuneration of Directors in the Amount of SEK 3.2 Million for Chairman, SEK 1 Million for Vice Chairman, and SEK 775,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 13.2 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14.1 | Reelect Signhild Arnegard Hansen as Director | Management | For | Did Not Vote |
| 14.2 | Reelect Anne-Catherine Berner as Director | Management | For | Did Not Vote |
| 14.3 | Reelect Winnie Fok as Director | Management | For | Did Not Vote |
| 14.4 | Reelect Sven Nyman as Director | Management | For | Did Not Vote |
| 14.5 | Reelect Lars Ottersgard as Director | Management | For | Did Not Vote |
| 14.6 | Reelect Jesper Ovesen as Director | Management | For | Did Not Vote |
| 14.7 | Reelect Helena Saxon as Director | Management | For | Did Not Vote |
| 14.8 | Reelect Johan Torgeby as Director | Management | For | Did Not Vote |
| 14.9 | Reelect Marcus Wallenberg as Director | Management | For | Did Not Vote |
| 14.10 | Reelect Marcus Wallenberg as Board Chairman | Management | For | Did Not Vote |
| 15 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 16 | Approve Remuneration Report | Management | For | Did Not Vote |
| 17.1 | Approve SEB All Employee Program 2021 for All Employees in Most of the Countries where SEB Operates | Management | For | Did Not Vote |
| 17.2 | Approve SEB Share Deferral Program 2021 for Group Executive Committee, Senior Managers and Key Employees | Management | For | Did Not Vote |
| 17.3 | Approve SEB Restricted Share Program 2021 for Some Employees in Certain Business Units | Management | For | Did Not Vote |
| 18.1 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 18.2 | Authorize Repurchase of Class A and/or Class C Shares and Reissuance of Repurchased Shares Inter Alia in for Capital Purposes and Long-Term Incentive Plans | Management | For | Did Not Vote |
| 18.3 | Approve Transfer of Class A Shares to Participants in 2021 Long-Term Equity Programs | Management | For | Did Not Vote |
| 19 | Approve Issuance of Convertibles without Preemptive Rights | Management | For | Did Not Vote |
| 20 | Approve Proposal Concerning the Appointment of Auditors in Foundations Without Own Management | Management | For | Did Not Vote |
| 21 | Amend Articles Re: Editorial Changes; Participation at General Meetings; Location of General Meetings; Attendance of Persons not being Shareholders at General Meetings | Management | For | Did Not Vote |
| 22.1 | The Bank Immediately shall Work for the Exclusion of Fossil Companies as Borrowers in the Bank | Shareholder | None | Did Not Vote |
| 22.2 | The Bank shall Exclude Fossil Fuels as Investment Objects | Shareholder | None | Did Not Vote |
| 23.1 | By 2025, the Bank will Only Finance those Companies and Projects that are in Line with what Science Requires for the World to Stay below 1.5 Degree Celsius | Shareholder | None | Did Not Vote |
| 23.2 | The Board of Directors of the Bank shall Report back on how this has been Implemented at the Latest at the 2022 AGM and thereafter Annually until it has been Fully Implemented | Shareholder | None | Did Not Vote |
| 24 | Close Meeting | Management | None | None |
| SKANSKA AB Meeting Date: OCT 22, 2020 Record Date: OCT 14, 2020 Meeting Type: SPECIAL | ||||
| Ticker: SKA.B Security ID: W83567110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Approve Dividends of SEK 3.25 Per Share | Management | For | Did Not Vote |
| SKF AB Meeting Date: MAR 25, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SKF.B Security ID: W84237143 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9 | Approve Allocation of Income and Dividends of SEK 6.50 Per Share | Management | For | Did Not Vote |
| 10.1 | Approve Discharge of Board Member Hans Straberg | Management | For | Did Not Vote |
| 10.2 | Approve Discharge of Board Member Hock Goh | Management | For | Did Not Vote |
| 10.3 | Approve Discharge of Board Member Alrik Danielson | Management | For | Did Not Vote |
| 10.4 | Approve Discharge of Board Member Ronnie Leten | Management | For | Did Not Vote |
| 10.5 | Approve Discharge of Board Member Barb Samardzich | Management | For | Did Not Vote |
| 10.6 | Approve Discharge of Board Member Colleen Repplier | Management | For | Did Not Vote |
| 10.7 | Approve Discharge of Board Member Hakan Buskhe | Management | For | Did Not Vote |
| 10.8 | Approve Discharge of Board Member Susanna Schneeberger | Management | For | Did Not Vote |
| 10.9 | Approve Discharge of Board Member Lars Wedenborn | Management | For | Did Not Vote |
| 10.10 | Approve Discharge of Board Member Jonny Hilbert | Management | For | Did Not Vote |
| 10.11 | Approve Discharge of Board Member Zarko Djurovic | Management | For | Did Not Vote |
| 10.12 | Approve Discharge of Board Member Kennet Carlsson | Management | For | Did Not Vote |
| 10.13 | Approve Discharge of Board Member Claes Palm | Management | For | Did Not Vote |
| 10.14 | Approve Discharge of CEO Alrik Danielson | Management | For | Did Not Vote |
| 11 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Directors in the Amount of SEK 2.3 Million for Chairman and SEK 750,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 13.1 | Reelect Hans Straberg as Director | Management | For | Did Not Vote |
| 13.2 | Reelect Hock Goh as Director | Management | For | Did Not Vote |
| 13.3 | Reelect Barb Samardzich as Director | Management | For | Did Not Vote |
| 13.4 | Reelect Colleen Repplier as Director | Management | For | Did Not Vote |
| 13.5 | Reelect Geert Follens as Director | Management | For | Did Not Vote |
| 13.6 | Reelect Hakan Buskhe as Director | Management | For | Did Not Vote |
| 13.7 | Reelect Susanna Schneeberger as Director | Management | For | Did Not Vote |
| 13.8 | Elect Rickard Gustafson as New Director | Management | For | Did Not Vote |
| 14 | Elect Hans Straberg as Board Chairman | Management | For | Did Not Vote |
| 15 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 16 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 17 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 18 | Amend Articles of Association Re: Collecting of Proxies; Advanced Voting; Editorial Changes | Management | For | Did Not Vote |
| 19 | Approve Remuneration Report | Management | For | Did Not Vote |
| 20 | Approve 2021 Performance Share Program | Management | For | Did Not Vote |
| SMC CORP. (JAPAN) Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6273 Security ID: J75734103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 300 | Management | For | For |
| 2.1 | Elect Director Takada, Yoshiki | Management | For | For |
| 2.2 | Elect Director Isoe, Toshio | Management | For | For |
| 2.3 | Elect Director Ota, Masahiro | Management | For | For |
| 2.4 | Elect Director Maruyama, Susumu | Management | For | For |
| 2.5 | Elect Director Samuel Neff | Management | For | For |
| 2.6 | Elect Director Doi, Yoshitada | Management | For | For |
| 2.7 | Elect Director Kaizu, Masanobu | Management | For | For |
| 2.8 | Elect Director Kagawa, Toshiharu | Management | For | For |
| 2.9 | Elect Director Iwata, Yoshiko | Management | For | For |
| 2.10 | Elect Director Miyazaki, Kyoichi | Management | For | For |
| SMURFIT KAPPA GROUP PLC Meeting Date: FEB 05, 2021 Record Date: FEB 03, 2021 Meeting Type: SPECIAL | ||||
| Ticker: SKG Security ID: G8248F104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Migration of the Migrating Shares to Euroclear Bank's Central Securities Depository | Management | For | For |
| 2 | Adopt New Articles of Association | Management | For | For |
| 3 | Authorise Company to Take All Actions to Implement the Migration | Management | For | For |
| SMURFIT KAPPA GROUP PLC Meeting Date: APR 30, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SKG Security ID: G8248F104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Kaisa Hietala as Director | Management | For | For |
| 6a | Re-elect Irial Finan as Director | Management | For | For |
| 6b | Re-elect Anthony Smurfit as Director | Management | For | For |
| 6c | Re-elect Ken Bowles as Director | Management | For | For |
| 6d | Re-elect Anne Anderson as Director | Management | For | For |
| 6e | Re-elect Frits Beurskens as Director | Management | For | For |
| 6f | Re-elect Carol Fairweather as Director | Management | For | For |
| 6g | Re-elect James Lawrence as Director | Management | For | For |
| 6h | Re-elect Dr Lourdes Melgar as Director | Management | For | For |
| 6i | Re-elect John Moloney as Director | Management | For | For |
| 6j | Re-elect Jorgen Rasmussen as Director | Management | For | For |
| 6k | Re-elect Gonzalo Restrepo as Director | Management | For | For |
| 7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Authorise Issue of Equity | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 11 | Authorise Market Purchase of Shares | Management | For | For |
| 12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 13 | Approve Increase in the Maximum Award Opportunity in the Rules of the 2018 Performance Share Plan | Management | For | For |
| SNAM SPA Meeting Date: FEB 02, 2021 Record Date: JAN 22, 2021 Meeting Type: SPECIAL | ||||
| Ticker: SRG Security ID: T8578N103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Company Bylaws Re: Article 2 | Management | For | For |
| 2 | Amend Company Bylaws Re: Article 12 | Management | For | For |
| 3 | Amend Company Bylaws Re: Articles 13 and 24 | Management | For | For |
| SNAM SPA Meeting Date: APR 28, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SRG Security ID: T8578N103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 4.1 | Approve Remuneration Policy | Management | For | For |
| 4.2 | Approve Second Section of the Remuneration Report | Management | For | For |
| 5 | Approve Proposed Changes to the 2020-2022 Long Term Share Incentive Plan | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| SOCIETE GENERALE SA Meeting Date: MAY 18, 2021 Record Date: MAY 14, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GLE Security ID: F8591M517 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses and Dividends of EUR 0.55 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 6 | Approve Remuneration Policy of CEO and Vice-CEOs | Management | For | For |
| 7 | Approve Remuneration Policy of Directors | Management | For | For |
| 8 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 9 | Approve Compensation of Lorenzo Bini Smaghi, Chairman of the Board | Management | For | For |
| 10 | Approve Compensation of Frederic Oudea, CEO | Management | For | For |
| 11 | Approve Compensation of Philippe Aymerich, Vice-CEO | Management | For | For |
| 12 | Approve Compensation of Severin Cabannes, Vice-CEO | Management | For | For |
| 13 | Approve Compensation of Philippe Heim, Vice-CEO | Management | For | For |
| 14 | Approve Compensation of Diony Lebot, Vice-CEO | Management | For | For |
| 15 | Approve the Aggregate Remuneration Granted in 2020 to Certain Senior Management, Responsible Officers, and Risk-Takers | Management | For | For |
| 16 | Reelect William Connelly as Director | Management | For | For |
| 17 | Reelect Lubomira Rochet as Director | Management | For | For |
| 18 | Reelect Alexandra Schaapveld as Director | Management | For | For |
| 19 | Elect Henri Poupart-Lafarge as Director | Management | For | For |
| 20 | Elect Helene Crinquant as Representative of Employee Shareholders to the Board | Management | None | Against |
| 21 | Elect Sebastien Wetter as Representative of Employee Shareholders to the Board | Management | None | For |
| 22 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
| 23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SODEXO SA Meeting Date: JAN 12, 2021 Record Date: JAN 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SW Security ID: F84941123 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Reelect Sophie Bellon as Director | Management | For | For |
| 5 | Reelect Nathalie Bellon-Szabo as Director | Management | For | For |
| 6 | Reelect Francoise Brougher as Director | Management | For | For |
| 7 | Elect Federico J Gonzalez Tejera as Director | Management | For | For |
| 8 | Renew Appointment of KPMG as Auditor | Management | For | For |
| 9 | Approve Compensation Reports of Corporate Officers | Management | For | For |
| 10 | Approve Compensation of Sophie Bellon, Chairman of the Board | Management | For | For |
| 11 | Approve Compensation of Denis Machuel, CEO | Management | For | For |
| 12 | Approve Remuneration Policy of Directors | Management | For | For |
| 13 | Approve Remuneration Policy for Chairman of the Board | Management | For | For |
| 14 | Approve Remuneration Policy for CEO | Management | For | For |
| 15 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SOFTBANK CORP. Meeting Date: JUN 22, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 9434 Security ID: J75963132 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Allow Virtual Only Shareholder Meetings | Management | For | Against |
| 2.1 | Elect Director Miyauchi, Ken | Management | For | For |
| 2.2 | Elect Director Miyakawa, Junichi | Management | For | For |
| 2.3 | Elect Director Shimba, Jun | Management | For | For |
| 2.4 | Elect Director Imai, Yasuyuki | Management | For | For |
| 2.5 | Elect Director Fujihara, Kazuhiko | Management | For | For |
| 2.6 | Elect Director Son, Masayoshi | Management | For | For |
| 2.7 | Elect Director Kawabe, Kentaro | Management | For | For |
| 2.8 | Elect Director Horiba, Atsushi | Management | For | For |
| 2.9 | Elect Director Kamigama, Takehiro | Management | For | For |
| 2.10 | Elect Director Oki, Kazuaki | Management | For | For |
| 2.11 | Elect Director Uemura, Kyoko | Management | For | For |
| 2.12 | Elect Director Hishiyama, Reiko | Management | For | For |
| 2.13 | Elect Director Koshi, Naomi | Management | For | For |
| 3 | Approve Cash Compensation Ceiling for Directors, Restricted Stock Plan and Stock Option Plan | Management | For | For |
| SOFTBANK GROUP CORP. Meeting Date: JUN 23, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 9984 Security ID: J7596P109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | Management | For | For |
| 2 | Amend Articles to Allow Virtual Only Shareholder Meetings - Amend Business Lines - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Number of Directors - Remove All Provisions on Advisory Positions | Management | For | Against |
| 3.1 | Elect Director Son, Masayoshi | Management | For | For |
| 3.2 | Elect Director Goto, Yoshimitsu | Management | For | For |
| 3.3 | Elect Director Miyauchi, Ken | Management | For | For |
| 3.4 | Elect Director Kawabe, Kentaro | Management | For | For |
| 3.5 | Elect Director Iijima, Masami | Management | For | For |
| 3.6 | Elect Director Matsuo, Yutaka | Management | For | For |
| 3.7 | Elect Director Lip-Bu Tan | Management | For | For |
| 3.8 | Elect Director Erikawa, Keiko | Management | For | For |
| 3.9 | Elect Director Kenneth A. Siegel | Management | For | For |
| 4.1 | Appoint Statutory Auditor Nakata, Yuji | Management | For | Against |
| 4.2 | Appoint Statutory Auditor Uno, Soichiro | Management | For | For |
| 4.3 | Appoint Statutory Auditor Otsuka, Keiichi | Management | For | For |
| 5 | Approve Compensation Ceiling for Statutory Auditors | Management | For | For |
| SOFTWAREONE HOLDING AG Meeting Date: MAY 20, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: SWON Security ID: H5682F102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 0.30 per Share from Foreign Capital Contribution Reserves | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5.1.a | Reelect Daniel von Stockar as Director | Management | For | For |
| 5.1.b | Reelect Jose Duarte as Director | Management | For | For |
| 5.1.c | Reelect Rene Gilli as Director | Management | For | For |
| 5.1.d | Reelect Timo Ihamuotila as Director | Management | For | For |
| 5.1.e | Reelect Peter Kurer as Director | Management | For | For |
| 5.1.f | Reelect Marie-Pierre Rogers as Director | Management | For | For |
| 5.1.g | Reelect Jean-Pierre Saad as Director | Management | For | For |
| 5.1.h | Elect Isabelle Romy as Director | Management | For | For |
| 5.1.i | Elect Adam Warby as Director | Management | For | For |
| 5.2 | Reelect Daniel von Stockar as Board Chairman | Management | For | For |
| 5.3.1 | Reappoint Marie-Pierre Rogers as Member of the Nomination and Compensation Committee | Management | For | For |
| 5.3.2 | Reappoint Peter Kurer as Member of the Nomination and Compensation Committee | Management | For | For |
| 5.3.3 | Reappoint Daniel von Stockar as Member of the Nomination and Compensation Committee | Management | For | For |
| 5.3.4 | Appoint Adam Warby as Member of the Nomination and Compensation Committee | Management | For | For |
| 5.4 | Designate Keller KLG as Independent Proxy | Management | For | For |
| 5.5 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 6.1 | Approve Remuneration of Directors in the Amount of CHF 1.8 Million | Management | For | For |
| 6.2 | Approve Remuneration of Executive Committee in the Amount of CHF 12 Million | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
| SOHGO SECURITY SERVICES CO., LTD. Meeting Date: JUN 24, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2331 Security ID: J7607Z104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 37 | Management | For | For |
| 2.1 | Elect Director Murai, Atsushi | Management | For | For |
| 2.2 | Elect Director Aoyama, Yukiyasu | Management | For | For |
| 2.3 | Elect Director Kayaki, Ikuji | Management | For | For |
| 2.4 | Elect Director Hokari, Hirohisa | Management | For | For |
| 2.5 | Elect Director Murai, Tsuyoshi | Management | For | For |
| 2.6 | Elect Director Nomura, Shigeki | Management | For | For |
| 2.7 | Elect Director Suzuki, Motohisa | Management | For | For |
| 2.8 | Elect Director Kishimoto, Koji | Management | For | For |
| 2.9 | Elect Director Kadowaki, Hideharu | Management | For | For |
| 2.10 | Elect Director Ando, Toyoaki | Management | For | For |
| 2.11 | Elect Director Suetsugu, Hirotomo | Management | For | For |
| 2.12 | Elect Director Ikenaga, Toshie | Management | For | For |
| 3 | Appoint Statutory Auditor Nakagawa, Yoshiaki | Management | For | For |
| SOMPO HOLDINGS, INC. Meeting Date: JUN 28, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 8630 Security ID: J7621A101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 90 | Management | For | For |
| 2.1 | Elect Director Sakurada, Kengo | Management | For | For |
| 2.2 | Elect Director Tsuji, Shinji | Management | For | For |
| 2.3 | Elect Director Teshima, Toshihiro | Management | For | For |
| 2.4 | Elect Director Scott Trevor Davis | Management | For | For |
| 2.5 | Elect Director Higashi, Kazuhiro | Management | For | For |
| 2.6 | Elect Director Nawa, Takashi | Management | For | For |
| 2.7 | Elect Director Shibata, Misuzu | Management | For | For |
| 2.8 | Elect Director Yamada, Meyumi | Management | For | For |
| 2.9 | Elect Director Yanagida, Naoki | Management | For | For |
| 2.10 | Elect Director Uchiyama, Hideyo | Management | For | For |
| 2.11 | Elect Director Endo, Isao | Management | For | For |
| 2.12 | Elect Director Ito, Kumi | Management | For | For |
| SONY GROUP CORP. Meeting Date: JUN 22, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6758 Security ID: J76379106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yoshida, Kenichiro | Management | For | For |
| 1.2 | Elect Director Totoki, Hiroki | Management | For | For |
| 1.3 | Elect Director Sumi, Shuzo | Management | For | For |
| 1.4 | Elect Director Tim Schaaff | Management | For | For |
| 1.5 | Elect Director Oka, Toshiko | Management | For | For |
| 1.6 | Elect Director Akiyama, Sakie | Management | For | For |
| 1.7 | Elect Director Wendy Becker | Management | For | For |
| 1.8 | Elect Director Hatanaka, Yoshihiko | Management | For | For |
| 1.9 | Elect Director Adam Crozier | Management | For | For |
| 1.10 | Elect Director Kishigami, Keiko | Management | For | For |
| 1.11 | Elect Director Joseph A. Kraft Jr | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | For |
| SPARK NEW ZEALAND LTD. Meeting Date: NOV 06, 2020 Record Date: NOV 04, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SPK Security ID: Q8619N107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Deloitte Limited as Auditor of the Company and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2 | Elect Paul Berriman as Director | Management | For | For |
| 3 | Elect Charles Sitch as Director | Management | For | For |
| SPECTRIS PLC Meeting Date: MAY 14, 2021 Record Date: MAY 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SXS Security ID: G8338K104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Karim Bitar as Director | Management | For | For |
| 5 | Re-elect Derek Harding as Director | Management | For | For |
| 6 | Re-elect Andrew Heath as Director | Management | For | For |
| 7 | Re-elect Ulf Quellmann as Director | Management | For | For |
| 8 | Re-elect William (Bill) Seeger as Director | Management | For | For |
| 9 | Re-elect Cathy Turner as Director | Management | For | For |
| 10 | Re-elect Kjersti Wiklund as Director | Management | For | For |
| 11 | Re-elect Mark Williamson as Director | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 19 | Adopt New Articles of Association | Management | For | For |
| STANDARD CHARTERED PLC Meeting Date: MAY 12, 2021 Record Date: MAY 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: STAN Security ID: G84228157 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Maria Ramos as Director | Management | For | For |
| 5 | Re-elect David Conner as Director | Management | For | For |
| 6 | Re-elect Byron Grote as Director | Management | For | For |
| 7 | Re-elect Andy Halford as Director | Management | For | For |
| 8 | Re-elect Christine Hodgson as Director | Management | For | For |
| 9 | Re-elect Gay Huey Evans as Director | Management | For | For |
| 10 | Re-elect Naguib Kheraj as Director | Management | For | For |
| 11 | Re-elect Phil Rivett as Director | Management | For | For |
| 12 | Re-elect David Tang as Director | Management | For | For |
| 13 | Re-elect Carlson Tong as Director | Management | For | For |
| 14 | Re-elect Jose Vinals as Director | Management | For | For |
| 15 | Re-elect Jasmine Whitbread as Director | Management | For | For |
| 16 | Re-elect Bill Winters as Director | Management | For | For |
| 17 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 20 | Approve Standard Chartered Share Plan | Management | For | For |
| 21 | Authorise Issue of Equity | Management | For | For |
| 22 | Extend the Authority to Allot Shares by Such Number of Shares Repurchased by the Company under the Authority Granted Pursuant to Resolution 27 | Management | For | For |
| 23 | Authorise Issue of Equity in Relation to Equity Convertible Additional Tier 1 Securities | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 25 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 26 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | Management | For | For |
| 27 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 28 | Authorise Market Purchase of Preference Shares | Management | For | For |
| 29 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| STOCKLAND Meeting Date: OCT 20, 2020 Record Date: OCT 18, 2020 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: SGP Security ID: Q8773B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Elect Kate McKenzie as Director | Management | For | For |
| 3 | Elect Tom Pockett as Director | Management | For | For |
| 4 | Elect Andrew Stevens as Director | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| 6 | Approve Renewal of Termination Benefits Framework | Management | For | For |
| STORA ENSO OYJ Meeting Date: MAR 19, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: STERV Security ID: X8T9CM113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Prepare and Approve List of Shareholders | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 0.30 Per Share | Management | For | For |
| 8A | Demand Minority Dividend | Management | Abstain | Abstain |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration Report (Advisory Vote) | Management | For | For |
| 11 | Approve Remuneration of Directors in the Amount of EUR 197,000 for Chairman, EUR 112,000 for Vice Chairman, and EUR 76,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 12 | Fix Number of Directors at Nine | Management | For | For |
| 13 | Reelect Elisabeth Fleuriot, Hock Goh, Mikko Helander, Christiane Kuehne, Antti Makinen (Chair), Richard Nilsson and Hakan Buskheand (Vice Chair) as Directors; Elect Helena Hedblom and Hans Sohlstrom as New Directors | Management | For | Against |
| 14 | Approve Remuneration of Auditors | Management | For | For |
| 15 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 16 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 17 | Approve Issuance of up to 2 Million Class R Shares without Preemptive Rights | Management | For | For |
| 18 | Decision Making Order | Management | None | None |
| 19 | Close Meeting | Management | None | None |
| STROEER SE & CO. KGAA Meeting Date: NOV 04, 2020 Record Date: OCT 13, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SAX Security ID: D8169G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 2.00 per Share | Management | For | For |
| 3 | Approve Discharge of Personally Liable Partner for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Ratify KPMG AG Wirtschaftspruefungsgesellschaft as Auditors for Fiscal 2020 | Management | For | For |
| 6.1 | Elect Barbara Liese-Bloch to the Supervisory Board | Management | For | For |
| 6.2 | Elect Karl-Georg Altenburg to the Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Proof of Entitlement | Management | For | For |
| 8 | Amend Articles Re: Online Participation in the General Meeting | Management | For | For |
| 9 | Approve Terms of Stock Option Plan 2015 | Management | For | Against |
| 10 | Approve Terms of Stock Option Plan 2019 | Management | For | Against |
| 11 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 12 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Against |
| 13 | Approve Remuneration of Supervisory Board | Management | For | For |
| SUGI HOLDINGS CO., LTD. Meeting Date: MAY 19, 2021 Record Date: FEB 28, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 7649 Security ID: J7687M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sakakibara, Eiichi | Management | For | For |
| 1.2 | Elect Director Sugiura, Katsunori | Management | For | For |
| 1.3 | Elect Director Sugiura, Shinya | Management | For | For |
| 1.4 | Elect Director Kamino, Shigeyuki | Management | For | For |
| 1.5 | Elect Director Hayama, Yoshiko | Management | For | For |
| 1.6 | Elect Director Hori, Michiko | Management | For | For |
| SUMITOMO DAINIPPON PHARMA CO., LTD. Meeting Date: JUN 24, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 4506 Security ID: J10542116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 14 | Management | For | For |
| 2 | Amend Articles to Change Company Name | Management | For | For |
| 3.1 | Elect Director Tada, Masayo | Management | For | For |
| 3.2 | Elect Director Nomura, Hiroshi | Management | For | For |
| 3.3 | Elect Director Odagiri, Hitoshi | Management | For | For |
| 3.4 | Elect Director Kimura, Toru | Management | For | For |
| 3.5 | Elect Director Ikeda, Yoshiharu | Management | For | For |
| 3.6 | Elect Director Atomi, Yutaka | Management | For | For |
| 3.7 | Elect Director Arai, Saeko | Management | For | For |
| 3.8 | Elect Director Endo, Nobuhiro | Management | For | For |
| 3.9 | Elect Director Usui, Minoru | Management | For | For |
| 4.1 | Appoint Statutory Auditor Oe, Yoshinori | Management | For | For |
| 4.2 | Appoint Statutory Auditor Fujii, Junsuke | Management | For | Against |
| 4.3 | Appoint Statutory Auditor Mochizuki, Mayumi | Management | For | For |
| 5 | Approve Compensation Ceiling for Directors | Management | For | For |
| SUMITOMO ELECTRIC INDUSTRIES LTD. Meeting Date: JUN 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 5802 Security ID: J77411114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 16 | Management | For | For |
| 2.1 | Elect Director Matsumoto, Masayoshi | Management | For | For |
| 2.2 | Elect Director Inoue, Osamu | Management | For | For |
| 2.3 | Elect Director Nishida, Mitsuo | Management | For | For |
| 2.4 | Elect Director Kasui, Yoshitomo | Management | For | For |
| 2.5 | Elect Director Nishimura, Akira | Management | For | For |
| 2.6 | Elect Director Hato, Hideo | Management | For | For |
| 2.7 | Elect Director Shirayama, Masaki | Management | For | For |
| 2.8 | Elect Director Kobayashi, Nobuyuki | Management | For | For |
| 2.9 | Elect Director Sato, Hiroshi | Management | For | For |
| 2.10 | Elect Director Tsuchiya, Michihiro | Management | For | For |
| 2.11 | Elect Director Christina Ahmadjian | Management | For | For |
| 2.12 | Elect Director Miyata, Yasuhiro | Management | For | For |
| 2.13 | Elect Director Sahashi, Toshiyuki | Management | For | For |
| 2.14 | Elect Director Watanabe, Katsuaki | Management | For | For |
| 2.15 | Elect Director Horiba, Atsushi | Management | For | For |
| 3 | Appoint Statutory Auditor Kijima, Tatsuo | Management | For | For |
| 4 | Approve Annual Bonus | Management | For | For |
| 5 | Approve Compensation Ceiling for Directors | Management | For | For |
| 6 | Approve Compensation Ceiling for Statutory Auditors | Management | For | For |
| SUMITOMO MITSUI FINANCIAL GROUP, INC. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 8316 Security ID: J7771X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 95 | Management | For | For |
| 2.1 | Elect Director Kunibe, Takeshi | Management | For | For |
| 2.2 | Elect Director Ota, Jun | Management | For | For |
| 2.3 | Elect Director Takashima, Makoto | Management | For | For |
| 2.4 | Elect Director Nakashima, Toru | Management | For | For |
| 2.5 | Elect Director Kudo, Teiko | Management | For | For |
| 2.6 | Elect Director Inoue, Atsuhiko | Management | For | For |
| 2.7 | Elect Director Isshiki, Toshihiro | Management | For | For |
| 2.8 | Elect Director Kawasaki, Yasuyuki | Management | For | For |
| 2.9 | Elect Director Matsumoto, Masayuki | Management | For | Against |
| 2.10 | Elect Director Arthur M. Mitchell | Management | For | For |
| 2.11 | Elect Director Yamazaki, Shozo | Management | For | For |
| 2.12 | Elect Director Kono, Masaharu | Management | For | For |
| 2.13 | Elect Director Tsutsui, Yoshinobu | Management | For | For |
| 2.14 | Elect Director Shimbo, Katsuyoshi | Management | For | For |
| 2.15 | Elect Director Sakurai, Eriko | Management | For | For |
| 3 | Amend Articles to Allow Virtual Only Shareholder Meetings | Management | For | Against |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. Meeting Date: JUN 23, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 8309 Security ID: J7772M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 75 | Management | For | For |
| 2.1 | Elect Director Takakura, Toru | Management | For | For |
| 2.2 | Elect Director Araumi, Jiro | Management | For | For |
| 2.3 | Elect Director Yamaguchi, Nobuaki | Management | For | For |
| 2.4 | Elect Director Oyama, Kazuya | Management | For | For |
| 2.5 | Elect Director Okubo, Tetsuo | Management | For | For |
| 2.6 | Elect Director Hashimoto, Masaru | Management | For | For |
| 2.7 | Elect Director Shudo, Kuniyuki | Management | For | For |
| 2.8 | Elect Director Tanaka, Koji | Management | For | For |
| 2.9 | Elect Director Matsushita, Isao | Management | For | For |
| 2.10 | Elect Director Saito, Shinichi | Management | For | Against |
| 2.11 | Elect Director Kawamoto, Hiroko | Management | For | Against |
| 2.12 | Elect Director Aso, Mitsuhiro | Management | For | For |
| 2.13 | Elect Director Kato, Nobuaki | Management | For | For |
| 2.14 | Elect Director Yanagi, Masanori | Management | For | For |
| 2.15 | Elect Director Kashima, Kaoru | Management | For | For |
| SUMITOMO REALTY & DEVELOPMENT CO., LTD. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 8830 Security ID: J77841112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 21 | Management | For | For |
| 2.1 | Elect Director Onodera, Kenichi | Management | For | For |
| 2.2 | Elect Director Nishima, Kojun | Management | For | For |
| 2.3 | Elect Director Takemura, Nobuaki | Management | For | For |
| 2.4 | Elect Director Kobayashi, Masato | Management | For | For |
| 2.5 | Elect Director Kato, Hiroshi | Management | For | For |
| 2.6 | Elect Director Katayama, Hisatoshi | Management | For | For |
| 2.7 | Elect Director Odai, Yoshiyuki | Management | For | For |
| 2.8 | Elect Director Ito, Koji | Management | For | For |
| 2.9 | Elect Director Izuhara, Yozo | Management | For | For |
| 2.10 | Elect Director Kemori, Nobumasa | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Uno, Kozo | Management | For | For |
| SUN LIFE FINANCIAL INC. Meeting Date: MAY 05, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SLF Security ID: 866796105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William D. Anderson | Management | For | For |
| 1.2 | Elect Director Deepak Chopra | Management | For | For |
| 1.3 | Elect Director Dean A. Connor | Management | For | For |
| 1.4 | Elect Director Stephanie L. Coyles | Management | For | For |
| 1.5 | Elect Director Martin J. G. Glynn | Management | For | For |
| 1.6 | Elect Director Ashok K. Gupta | Management | For | For |
| 1.7 | Elect Director M. Marianne Harris | Management | For | For |
| 1.8 | Elect Director David H. Y. Ho | Management | For | For |
| 1.9 | Elect Director James M. Peck | Management | For | For |
| 1.10 | Elect Director Scott F. Powers | Management | For | For |
| 1.11 | Elect Director Kevin D. Strain | Management | For | For |
| 1.12 | Elect Director Barbara G. Stymiest | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Amend Bylaw No. 1 Re: Maximum Board Compensation | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| SUNCOR ENERGY INC. Meeting Date: MAY 04, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SU Security ID: 867224107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patricia M. Bedient | Management | For | For |
| 1.2 | Elect Director John D. Gass | Management | For | For |
| 1.3 | Elect Director Russell (Russ) K. Girling | Management | For | For |
| 1.4 | Elect Director Jean Paul (JP) Gladu | Management | For | For |
| 1.5 | Elect Director Dennis M. Houston | Management | For | For |
| 1.6 | Elect Director Mark S. Little | Management | For | For |
| 1.7 | Elect Director Brian P. MacDonald | Management | For | For |
| 1.8 | Elect Director Maureen McCaw | Management | For | For |
| 1.9 | Elect Director Lorraine Mitchelmore | Management | For | For |
| 1.10 | Elect Director Eira M. Thomas | Management | For | For |
| 1.11 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| SUNDRUG CO., LTD. Meeting Date: JUN 26, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 9989 Security ID: J78089109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 35 | Management | For | For |
| SUNTORY BEVERAGE & FOOD LTD. Meeting Date: MAR 26, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 2587 Security ID: J78186103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 39 | Management | For | For |
| 2 | Amend Articles to Authorize Board to Determine Income Allocation | Management | For | For |
| 3.1 | Elect Director Saito, Kazuhiro | Management | For | For |
| 3.2 | Elect Director Kimura, Josuke | Management | For | For |
| 3.3 | Elect Director Shekhar Mundlay | Management | For | For |
| 3.4 | Elect Director Peter Harding | Management | For | For |
| 3.5 | Elect Director Aritake, Kazutomo | Management | For | For |
| 3.6 | Elect Director Inoue, Yukari | Management | For | For |
| 4.1 | Elect Director and Audit Committee Member Yamazaki, Yuji | Management | For | For |
| 4.2 | Elect Director and Audit Committee Member Uchida, Harumichi | Management | For | For |
| 4.3 | Elect Director and Audit Committee Member Masuyama, Mika | Management | For | For |
| 5 | Elect Alternate Director and Audit Committee Member Amitani, Mitsuhiro | Management | For | For |
| SVENSKA HANDELSBANKEN AB Meeting Date: MAR 24, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SHB.A Security ID: W9112U104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3.1 | Designate Carina Sverin as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 3.2 | Designate Carina Silberg as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9 | Approve Allocation of Income and Dividends of SEK 4.10 Per Share | Management | For | Did Not Vote |
| 10 | Approve Remuneration Report | Management | For | Did Not Vote |
| 11.1 | Approve Discharge of Board Member Jon Fredrik Baksaas | Management | For | Did Not Vote |
| 11.2 | Approve Discharge of Board Member Hans Biorck | Management | For | Did Not Vote |
| 11.3 | Approve Discharge of Board Chairman Par Boman | Management | For | Did Not Vote |
| 11.4 | Approve Discharge of Board Member Kerstin Hessius | Management | For | Did Not Vote |
| 11.5 | Approve Discharge of Board Member Lisa Kaae | Management | For | Did Not Vote |
| 11.6 | Approve Discharge of Board Member Fredrik Lundberg | Management | For | Did Not Vote |
| 11.7 | Approve Discharge of Board Member Ulf Riese | Management | For | Did Not Vote |
| 11.8 | Approve Discharge of Board Member Arja Taaveniku | Management | For | Did Not Vote |
| 11.9 | Approve Discharge of Board Member Carina Akerstrom | Management | For | Did Not Vote |
| 11.10 | Approve Discharge of Board Member Jan-Erik Hoog | Management | For | Did Not Vote |
| 11.11 | Approve Discharge of Board Member Ole Johansson | Management | For | Did Not Vote |
| 11.12 | Approve Discharge of Board Member Bente Rathe | Management | For | Did Not Vote |
| 11.13 | Approve Discharge of Board Member Charlotte Skog | Management | For | Did Not Vote |
| 11.14 | Approve Discharge of Employee Representative Anna Hjelmberg | Management | For | Did Not Vote |
| 11.15 | Approve Discharge of Employee Representative Lena Renstrom | Management | For | Did Not Vote |
| 11.16 | Approve Discharge of Employee Representative, Deputy Stefan Henricson | Management | For | Did Not Vote |
| 11.17 | Approve Discharge of Employee Representative, Deputy Charlotte Uriz | Management | For | Did Not Vote |
| 11.18 | Approve Discharge of President Carina Akerstrom | Management | For | Did Not Vote |
| 12 | Authorize Repurchase of up to 120 Million Class A and/or B Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 13 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 14 | Approve Issuance of Convertible Capital Instruments Corresponding to a Maximum of 198 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
| 15 | Amend Articles of Association Re: Postal Ballots; Editorial Changes | Management | For | Did Not Vote |
| 16 | Determine Number of Directors (9) | Management | For | Did Not Vote |
| 17 | Determine Number of Auditors (2) | Management | For | Did Not Vote |
| 18.1 | Approve Remuneration of Directors in the Amount of SEK 3.5 Million for Chairman, SEK 1 Million for Vice Chairman, and SEK 715,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 18.2 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 19.1 | Reelect Jon-Fredrik Baksaas as Director | Management | For | Did Not Vote |
| 19.2 | Elect Stina Bergfors as New Director | Management | For | Did Not Vote |
| 19.3 | Reelect Hans Biorck as Director | Management | For | Did Not Vote |
| 19.4 | Reelect Par Boman as Director | Management | For | Did Not Vote |
| 19.5 | Reelect Kerstin Hessius as Director | Management | For | Did Not Vote |
| 19.6 | Reelect Fredrik Lundberg as Director | Management | For | Did Not Vote |
| 19.7 | Reelect Ulf Riese as Director | Management | For | Did Not Vote |
| 19.8 | Reelect Arja Taaveniku as Director | Management | For | Did Not Vote |
| 19.9 | Reelect Carina Akerstrom as Director | Management | For | Did Not Vote |
| 20 | Reelect Par Boman as Chairman | Management | For | Did Not Vote |
| 21.1 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 21.2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 22 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 23 | Appoint Auditors in Foundations without Own Management | Management | For | Did Not Vote |
| 24 | Close Meeting | Management | None | None |
| SWEDBANK AB Meeting Date: FEB 15, 2021 Record Date: FEB 05, 2021 Meeting Type: SPECIAL | ||||
| Ticker: SWED.A Security ID: W94232100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Approve Dividends of SEK 4.35 Per Share | Management | For | Did Not Vote |
| 8 | Close Meeting | Management | None | None |
| SWEDBANK AB Meeting Date: MAR 25, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SWED.A Security ID: W94232100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7.a | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7.b | Receive Auditor's Report | Management | None | None |
| 8 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9 | Approve Allocation of Income and Dividends of SEK 2.90 Per Share | Management | For | Did Not Vote |
| 10.a | Approve Discharge of Bodil Eriksson as Ordinary Board Member Until 28 May 2020 | Management | For | Did Not Vote |
| 10.b | Approve Discharge of Mats Granryd as Ordinary Board Member Until 28 May 2020 | Management | For | Did Not Vote |
| 10.c | Approve Discharge of Bo Johansson as Ordinary Board Member Until 28 May 2020 | Management | For | Did Not Vote |
| 10.d | Approve Discharge of Magnus Uggla as Ordinary Board Member Until 28 May 2020 | Management | For | Did Not Vote |
| 10.e | Approve Discharge of Kerstin Hermansson as Ordinary Board Member | Management | For | Did Not Vote |
| 10.f | Approve Discharge of Josefin Lindstrand as Ordinary Board Member | Management | For | Did Not Vote |
| 10.g | Approve Discharge of Bo Magnusson as Ordinary Board Member and Deputy Chair | Management | For | Did Not Vote |
| 10.h | Approve Discharge of Anna Mossberg as Ordinary Board Member | Management | For | Did Not Vote |
| 10.i | Approve Discharge of Goran Persson as Ordinary Board Member and Chair | Management | For | Did Not Vote |
| 10.j | Approve Discharge of Bo Bengtsson as Ordinary Board Member as of 28 May 2020 | Management | For | Did Not Vote |
| 10.k | Approve Discharge of Goran Bengtsson as Ordinary Board Member as of 28 May 2020 | Management | For | Did Not Vote |
| 10.l | Approve Discharge of Hans Eckerstrom as Ordinary Board Member as of 28 May 2020 | Management | For | Did Not Vote |
| 10.m | Approve Discharge of Bengt Erik Lindgren as Ordinary Board Member as of 28 May 2020 | Management | For | Did Not Vote |
| 10.n | Approve Discharge of Biljana Pehrsson as Ordinary Board Member as of 28 May 2020 | Management | For | Did Not Vote |
| 10.o | Approve Discharge of Jens Henriksson, CEO | Management | For | Did Not Vote |
| 10.p | Approve Discharge of Camilla Linder as Ordinary Employee Representative until 28 May 2020, thereafter as Deputy Employee Representative | Management | For | Did Not Vote |
| 10.q | Approve Discharge of Roger Ljung as Ordinary Employee Representative | Management | For | Did Not Vote |
| 10.r | Approve Discharge of Henrik Joelsson as Deputy Employee Representative | Management | For | Did Not Vote |
| 10.s | Approve Discharge of Ake Skoglund as Deputy Employee Representative until 28 May 2020, thereafter as Ordinary Employee Representative | Management | For | Did Not Vote |
| 11 | Amend Articles Re: Editorial Changes; Number of Board Members; Collecting of Proxies and Advanced Voting; Participation at General Meetings | Management | For | Did Not Vote |
| 12 | Determine Number of Members (12) and Deputy Members of Board (0) | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Directors in the Amount of SEK 2.8 Million for Chairman, SEK 955,800 for Vice Chairman and SEK 653,400 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14.a | Elect Annika Creutzer as New Director | Management | For | Did Not Vote |
| 14.b | Elect Per Olof Nyman as New Director | Management | For | Did Not Vote |
| 14.c | Reelect Bo Bengtsson as Director | Management | For | Did Not Vote |
| 14.d | Reelect Goran Bengtsson as Director | Management | For | Did Not Vote |
| 14.e | Reelect Hans Eckerstrom as Director | Management | For | Did Not Vote |
| 14.f | Reelect Kerstin Hermansson as Director | Management | For | Did Not Vote |
| 14.g | Reelect Bengt Erik Lindgren as Director | Management | For | Did Not Vote |
| 14.h | Reelect Josefin Lindstrand as Director | Management | For | Did Not Vote |
| 14.i | Reelect Bo Magnusson as Director | Management | For | Did Not Vote |
| 14.j | Reelect Anna Mossberg as Director | Management | For | Did Not Vote |
| 14.k | Reelect Biljana Pehrsson as Director | Management | For | Did Not Vote |
| 14.l | Reelect Goran Persson as Director | Management | For | Did Not Vote |
| 15 | Elect Goran Persson as Board Chairman and Bo Magnusson as Vice Chairman | Management | For | Did Not Vote |
| 16 | Authorize Chairman of Board and Representatives of Five of Company's Largest Shareholders to Serve on Nominating Committee; Approve Nomination Committee Procedures | Management | For | Did Not Vote |
| 17 | Authorize Repurchase Authorization for Trading in Own Shares | Management | For | Did Not Vote |
| 18 | Authorize General Share Repurchase Program | Management | For | Did Not Vote |
| 19 | Approve Issuance of Convertibles without Preemptive Rights | Management | For | Did Not Vote |
| 20.a | Approve Common Deferred Share Bonus Plan (Eken 2021) | Management | For | Did Not Vote |
| 20.b | Approve Deferred Share Bonus Plan for Key Employees (IP 2021) | Management | For | Did Not Vote |
| 20.c | Approve Equity Plan Financing to Participants of 2021 and Previous Programs | Management | For | Did Not Vote |
| 21 | Approve Remuneration Report | Management | For | Did Not Vote |
| 22.a | Deliberation on Possible Legal Action Against Representatives | Shareholder | Against | Did Not Vote |
| 22.b | Request Compensation from Representatives for the Damage that the Investigation finds that Swedbank has Suffered | Shareholder | Against | Did Not Vote |
| 22.c | Engage a Law Firm, Chosen by Swedbank and Accepted by Therium Capital Management Nordic AS, to Carry Out the Investigation and Represent Swedbank as a Legal Counsel in the Action for Damages | Shareholder | Against | Did Not Vote |
| 22.d | Enter into a Third-Party Financing Agreement with Therium Capital Management Nordic AS | Shareholder | Against | Did Not Vote |
| 23.a1 | Swedbank Adopts Guidelines to Immediately Decline Loans to Projects Aiming at Extracting Fossil Fuels | Shareholder | None | Did Not Vote |
| 23.a2 | Swedbank Adopts Guidelines to Immediately Decline Loans to Companies whose Main Activity is to Extract Fossil Fuels (Excluding Specific Projects Focused on Activities Other than Fossil Fuel Extraction) | Shareholder | None | Did Not Vote |
| 23.b | Swedbank, before the AGM 2022, Reports its Exposure in Loans to Companies whose Main Activity is to Extract Fossil Energy | Shareholder | None | Did Not Vote |
| 24 | Close Meeting | Management | None | None |
| SWEDISH ORPHAN BIOVITRUM AB Meeting Date: MAY 04, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SOBI Security ID: W95637117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2.1 | Designate Petra Hedengran as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 2.2 | Designate Lennart Francke as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 9.1 | Approve Discharge of David Allsop | Management | For | Did Not Vote |
| 9.2 | Approve Discharge of Hakan Bjorklund | Management | For | Did Not Vote |
| 9.3 | Approve Discharge of Annette Clancy | Management | For | Did Not Vote |
| 9.4 | Approve Discharge of Matthew Gantz | Management | For | Did Not Vote |
| 9.5 | Approve Discharge of Lennart Johansson | Management | For | Did Not Vote |
| 9.6 | Approve Discharge of Helena Saxon | Management | For | Did Not Vote |
| 9.7 | Approve Discharge of Hans GCP Schikan | Management | For | Did Not Vote |
| 9.8 | Approve Discharge of Staffan Schuberg | Management | For | Did Not Vote |
| 9.9 | Approve Discharge of Elisabeth Svanberg | Management | For | Did Not Vote |
| 9.10 | Approve Discharge of Pia Axelson | Management | For | Did Not Vote |
| 9.11 | Approve Discharge of Erika Husing | Management | For | Did Not Vote |
| 9.12 | Approve Discharge of Kristin Strandberg | Management | For | Did Not Vote |
| 9.13 | Approve Discharge of Linda Larsson | Management | For | Did Not Vote |
| 9.14 | Approve Discharge of Katy Mazibuko | Management | For | Did Not Vote |
| 9.15 | Approve Discharge of Guido Oelkers (CEO) | Management | For | Did Not Vote |
| 10.1 | Approve Remuneration of Directors in the Amount of SEK 1.6 Million for Chairman, and SEK 515,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | Did Not Vote |
| 10.2 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 11.1 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 11.2 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 12.a | Reelect Hakan Bjorklund as Director | Management | For | Did Not Vote |
| 12.b | Reelect Annette Clancy as Director | Management | For | Did Not Vote |
| 12.c | Reelect Matthew Gantz as Director | Management | For | Did Not Vote |
| 12.d | Reelect Helena Saxon as Director | Management | For | Did Not Vote |
| 12.e | Reelect Staffan Schuberg as Director | Management | For | Did Not Vote |
| 12.f | Reelect Elisabeth Svanberg as Director | Management | For | Did Not Vote |
| 12.g | Elect Filippa Stenberg as New Director | Management | For | Did Not Vote |
| 12.h | Elect Anders Ullman as New Director | Management | For | Did Not Vote |
| 12.i | Reelect Hakan Bjorklund as Board Chairman | Management | For | Did Not Vote |
| 12.j | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 13 | Approve Remuneration Report | Management | For | Did Not Vote |
| 14 | Amend Articles Re: Proxies and Postal Voting; Participation at General Meeting; | Management | For | Did Not Vote |
| 15.a | Approve Long Term Incentive Program (Management Program); Approve Long Term Incentive Program (All Employee Program) | Management | For | Did Not Vote |
| 15.b | Approve Equity Plan Financing | Management | For | Did Not Vote |
| 15.c | Approve Alternative Equity Plan Financing | Management | For | Did Not Vote |
| 16 | Approve Creation of Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 17 | Approve Transfer of Shares in Connection with Previous Share Programs | Management | For | Did Not Vote |
| SWIRE PACIFIC LIMITED Meeting Date: MAY 13, 2021 Record Date: MAY 07, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 19 Security ID: Y83310105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect D P Cogman as Director | Management | For | Against |
| 1b | Elect M B Swire as Director | Management | For | For |
| 1c | Elect S C Swire as Director | Management | For | For |
| 1d | Elect M J Murray as Director | Management | For | Against |
| 2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| SWISS PRIME SITE AG Meeting Date: MAR 23, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: SPSN Security ID: H8403W107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of CHF 3.35 per Registered Share | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 1.8 Million | Management | For | For |
| 5.2 | Approve Fixed and Variable Remuneration of Executive Committee in the Amount of CHF 8.3 Million | Management | For | For |
| 6 | Approve Creation of CHF 107.1 Million Pool of Authorized Capital without Preemptive Rights | Management | For | For |
| 7.1.1 | Reelect Ton Buechner as Director | Management | For | For |
| 7.1.2 | Reelect Christopher Chambers as Director | Management | For | For |
| 7.1.3 | Reelect Barbara Frei-Spreiter as Director | Management | For | For |
| 7.1.4 | Reelect Gabrielle Nater-Bass as Director | Management | For | For |
| 7.1.5 | Reelect Mario Seris as Director | Management | For | For |
| 7.1.6 | Reelect Thomas Studhalter as Director | Management | For | For |
| 7.1.7 | Elect Barbara Knoflach as Director | Management | For | For |
| 7.2 | Reelect Ton Buechner as Board Chairman | Management | For | For |
| 7.3.1 | Reappoint Christopher Chambers as Member of the Nomination and Compensation Committee | Management | For | For |
| 7.3.2 | Reappoint Barbara Frei-Spreiter as Member of the Nomination and Compensation Committee | Management | For | For |
| 7.3.3 | Reappoint Gabrielle Nater-Bass as Member of the Nomination and Compensation Committee | Management | For | For |
| 7.4 | Designate Paul Wiesli as Independent Proxy | Management | For | For |
| 7.5 | Ratify KPMG AG as Auditors | Management | For | For |
| 8 | Transact Other Business (Voting) | Management | For | Against |
| SWISS RE AG Meeting Date: APR 16, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: SREN Security ID: H8431B109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Remuneration Report | Management | For | For |
| 1.2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 5.90 per Share | Management | For | For |
| 3 | Approve Variable Short-Term Remuneration of Executive Committee in the Amount of CHF 15.1 Million | Management | For | For |
| 4 | Approve Discharge of Board of Directors | Management | For | For |
| 5.1.a | Reelect Sergio Ermotti as Director and Board Chairman | Management | For | For |
| 5.1.b | Reelect Raymond Ch'ien as Director | Management | For | For |
| 5.1.c | Reelect Renato Fassbind as Director | Management | For | For |
| 5.1.d | Reelect Karen Gavan as Director | Management | For | For |
| 5.1.e | Reelect Joachim Oechslin as Director | Management | For | For |
| 5.1.f | Reelect Deanna Ong as Director | Management | For | For |
| 5.1.g | Reelect Jay Ralph as Director | Management | For | For |
| 5.1.h | Reelect Joerg Reinhardt as Director | Management | For | For |
| 5.1.i | Reelect Philip Ryan as Director | Management | For | For |
| 5.1.j | Reelect Paul Tucker as Director | Management | For | For |
| 5.1.k | Reelect Jacques de Vaucleroy as Director | Management | For | For |
| 5.1.l | Reelect Susan Wagner as Director | Management | For | For |
| 5.1.m | Reelect Larry Zimpleman as Director | Management | For | For |
| 5.2.1 | Reappoint Raymond Ch'ien as Member of the Compensation Committee | Management | For | For |
| 5.2.2 | Reappoint Renato Fassbind as Member of the Compensation Committee | Management | For | For |
| 5.2.3 | Reappoint Karen Gavan as Member of the Compensation Committee | Management | For | For |
| 5.2.4 | Reappoint Joerg Reinhardt as Member of the Compensation Committee | Management | For | For |
| 5.2.5 | Reappoint Jacques de Vaucleroy as Member of the Compensation Committee | Management | For | For |
| 5.3 | Designate Proxy Voting Services GmbH as Independent Proxy | Management | For | For |
| 5.4 | Ratify KPMG as Auditors | Management | For | For |
| 6.1 | Approve Remuneration of Directors in the Amount of CHF 10.3 Million | Management | For | For |
| 6.2 | Approve Fixed and Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 36.5 Million | Management | For | For |
| 7 | Approve Renewal of CHF 8.5 Million Pool of Authorized Share Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 8 | Transact Other Business (Voting) | Management | For | Against |
| SWISSCOM AG Meeting Date: MAR 31, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: SCMN Security ID: H8398N104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 22 per Share | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1 | Reelect Roland Abt as Director | Management | For | For |
| 4.2 | Reelect Alain Carrupt as Director | Management | For | For |
| 4.3 | Elect Guus Dekkers as Director | Management | For | For |
| 4.4 | Reelect Frank Esser as Director | Management | For | For |
| 4.5 | Reelect Barbara Frei as Director | Management | For | For |
| 4.6 | Reelect Sandra Lathion-Zweifel as Director | Management | For | For |
| 4.7 | Reelect Anna Mossberg as Director | Management | For | For |
| 4.8 | Reelect Michael Rechsteiner as Director | Management | For | For |
| 4.9 | Elect Michael Rechsteiner as Board Chairman | Management | For | For |
| 5.1 | Reappoint Roland Abt as Member of the Compensation Committee | Management | For | For |
| 5.2 | Reappoint Frank Esser as Member of the Compensation Committee | Management | For | For |
| 5.3 | Reappoint Barbara Frei as Member of the Compensation Committee | Management | For | For |
| 5.4 | Appoint Michael Rechsteiner as Member of the Compensation Committee | Management | For | For |
| 5.5 | Reappoint Renzo Simoni as Member of the Compensation Committee | Management | For | For |
| 6.1 | Approve Remuneration of Directors in the Amount of CHF 2.5 Million | Management | For | For |
| 6.2 | Approve Remuneration of Executive Committee in the Amount of CHF 8.7 Million | Management | For | For |
| 7 | Designate Reber Rechtsanwaelte as Independent Proxy | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 9 | Transact Other Business (Voting) | Management | For | Against |
| SYMRISE AG Meeting Date: MAY 05, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SY1 Security ID: D827A1108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.97 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| 6.1 | Elect Michael Koenig to the Supervisory Board | Management | For | Against |
| 6.2 | Elect Ursula Buck to the Supervisory Board | Management | For | For |
| 6.3 | Elect Bernd Hirsch to the Supervisory Board | Management | For | For |
| 6.4 | Elect Horst-Otto Gerberding to the Supervisory Board | Management | For | For |
| 6.5 | Elect Andrea Pfeifer to the Supervisory Board | Management | For | For |
| 6.6 | Elect Peter Vanacker to the Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Online Participation; Absentee Vote; Virtual General Meeting | Management | For | Against |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Approve Remuneration of Supervisory Board | Management | For | For |
| SYSMEX CORP. Meeting Date: JUN 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6869 Security ID: J7864H102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 36 | Management | For | For |
| 2.1 | Elect Director Ietsugu, Hisashi | Management | For | For |
| 2.2 | Elect Director Asano, Kaoru | Management | For | For |
| 2.3 | Elect Director Tachibana, Kenji | Management | For | For |
| 2.4 | Elect Director Matsui, Iwane | Management | For | For |
| 2.5 | Elect Director Kanda, Hiroshi | Management | For | For |
| 2.6 | Elect Director Yoshida, Tomokazu | Management | For | For |
| 2.7 | Elect Director Takahashi, Masayo | Management | For | For |
| 2.8 | Elect Director Ota, Kazuo | Management | For | For |
| 2.9 | Elect Director Fukumoto, Hidekazu | Management | For | For |
| 3 | Elect Alternate Director and Audit Committee Member Onishi, Koichi | Management | For | For |
| T&D HOLDINGS, INC. Meeting Date: JUN 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 8795 Security ID: J86796109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 24 | Management | For | For |
| 2.1 | Elect Director Uehara, Hirohisa | Management | For | For |
| 2.2 | Elect Director Morinaka, Kanaya | Management | For | For |
| 2.3 | Elect Director Nagata, Mitsuhiro | Management | For | For |
| 2.4 | Elect Director Ogo, Naoki | Management | For | For |
| 2.5 | Elect Director Watanabe, Kensaku | Management | For | For |
| 2.6 | Elect Director Soejima, Naoki | Management | For | For |
| 2.7 | Elect Director Kitahara, Mutsuro | Management | For | For |
| 3 | Elect Alternate Director and Audit Committee Member Shimma, Yuichiro | Management | For | For |
| TABCORP HOLDINGS LIMITED Meeting Date: OCT 20, 2020 Record Date: OCT 18, 2020 Meeting Type: ANNUAL | ||||
| Ticker: TAH Security ID: Q8815D101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2a | Elect Bruce Akhurst as Director | Management | For | For |
| 2b | Elect Anne Brennan as Director | Management | For | For |
| 2c | Elect David Gallop as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Grant of Performance Rights to David Attenborough | Management | For | Against |
| TAISEI CORP. Meeting Date: JUN 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 1801 Security ID: J79561148 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 65 | Management | For | For |
| 2.1 | Elect Director Yamauchi, Takashi | Management | For | For |
| 2.2 | Elect Director Aikawa, Yoshiro | Management | For | For |
| 2.3 | Elect Director Sakurai, Shigeyuki | Management | For | For |
| 2.4 | Elect Director Tanaka, Shigeyoshi | Management | For | For |
| 2.5 | Elect Director Yaguchi, Norihiko | Management | For | For |
| 2.6 | Elect Director Kimura, Hiroshi | Management | For | For |
| 2.7 | Elect Director Yamamoto, Atsushi | Management | For | For |
| 2.8 | Elect Director Teramoto, Yoshihiro | Management | For | For |
| 2.9 | Elect Director Nishimura, Atsuko | Management | For | For |
| 2.10 | Elect Director Murakami, Takao | Management | For | For |
| 2.11 | Elect Director Otsuka, Norio | Management | For | For |
| 2.12 | Elect Director Kokubu, Fumiya | Management | For | For |
| 3 | Appoint Statutory Auditor Miura, Masamitsu | Management | For | For |
| TAISHO PHARMACEUTICAL HOLDINGS CO., LTD. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 4581 Security ID: J79885109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
| 2.1 | Elect Director Uehara, Akira | Management | For | For |
| 2.2 | Elect Director Uehara, Shigeru | Management | For | For |
| 2.3 | Elect Director Uehara, Ken | Management | For | For |
| 2.4 | Elect Director Kuroda, Jun | Management | For | For |
| 2.5 | Elect Director Watanabe, Tetsu | Management | For | For |
| 2.6 | Elect Director Kitatani, Osamu | Management | For | For |
| 2.7 | Elect Director Kunibe, Takeshi | Management | For | For |
| 2.8 | Elect Director Uemura, Hiroyuki | Management | For | For |
| 3 | Appoint Statutory Auditor Ikoma, Takeshi | Management | For | For |
| 4 | Appoint Ernst & Young ShinNihon LLC as New External Audit Firm | Management | For | For |
| 5 | Approve Deep Discount Stock Option Plan | Management | For | For |
| TAKEDA PHARMACEUTICAL CO., LTD. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 4502 Security ID: J8129E108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 90 | Management | For | For |
| 2 | Amend Articles to Allow Virtual Only Shareholder Meetings | Management | For | For |
| 3.1 | Elect Director Christophe Weber | Management | For | For |
| 3.2 | Elect Director Iwasaki, Masato | Management | For | For |
| 3.3 | Elect Director Andrew Plump | Management | For | For |
| 3.4 | Elect Director Constantine Saroukos | Management | For | For |
| 3.5 | Elect Director Sakane, Masahiro | Management | For | For |
| 3.6 | Elect Director Olivier Bohuon | Management | For | For |
| 3.7 | Elect Director Jean-Luc Butel | Management | For | For |
| 3.8 | Elect Director Ian Clark | Management | For | For |
| 3.9 | Elect Director Fujimori, Yoshiaki | Management | For | For |
| 3.10 | Elect Director Steven Gillis | Management | For | For |
| 3.11 | Elect Director Kuniya, Shiro | Management | For | For |
| 3.12 | Elect Director Shiga, Toshiyuki | Management | For | For |
| 4 | Elect Director and Audit Committee Member Iijima, Masami | Management | For | For |
| 5 | Approve Annual Bonus | Management | For | For |
| TALANX AG Meeting Date: MAY 06, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: TLX Security ID: D82827110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Approve Remuneration Policy | Management | For | For |
| 6 | Approve Remuneration of Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Simple Majority Requirement for Passing Resolutions | Management | For | For |
| TAYLOR WIMPEY PLC Meeting Date: APR 22, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TW Security ID: G86954107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Irene Dorner as Director | Management | For | For |
| 4 | Re-elect Pete Redfern as Director | Management | For | For |
| 5 | Re-elect Chris Carney as Director | Management | For | For |
| 6 | Re-elect Jennie Daly as Director | Management | For | For |
| 7 | Re-elect Gwyn Burr as Director | Management | For | For |
| 8 | Re-elect Angela Knight as Director | Management | For | For |
| 9 | Re-elect Robert Noel as Director | Management | For | For |
| 10 | Re-elect Humphrey Singer as Director | Management | For | For |
| 11 | Elect Lord Jitesh Gadhia as Director | Management | For | For |
| 12 | Elect Scilla Grimble as Director | Management | For | For |
| 13 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Approve Remuneration Report | Management | For | For |
| 20 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 22 | Adopt New Articles of Association | Management | For | For |
| TC ENERGY CORPORATION Meeting Date: MAY 07, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TRP Security ID: 87807B107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephan Cretier | Management | For | For |
| 1.2 | Elect Director Michael R. Culbert | Management | For | For |
| 1.3 | Elect Director Susan C. Jones | Management | For | For |
| 1.4 | Elect Director Randy Limbacher | Management | For | For |
| 1.5 | Elect Director John E. Lowe | Management | For | For |
| 1.6 | Elect Director David MacNaughton | Management | For | For |
| 1.7 | Elect Director Francois L. Poirier | Management | For | For |
| 1.8 | Elect Director Una Power | Management | For | For |
| 1.9 | Elect Director Mary Pat Salomone | Management | For | For |
| 1.10 | Elect Director Indira V. Samarasekera | Management | For | For |
| 1.11 | Elect Director D. Michael G. Stewart | Management | For | For |
| 1.12 | Elect Director Siim A. Vanaselja | Management | For | For |
| 1.13 | Elect Director Thierry Vandal | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Amend By-law Number 1 | Management | For | For |
| TEAMVIEWER AG Meeting Date: JUN 15, 2021 Record Date: MAY 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TMV Security ID: D8T895100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 4.1 | Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| 4.2 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2022 until the Next AGM | Management | For | For |
| 5 | Approve Remuneration Policy | Management | For | For |
| 6 | Approve Remuneration of Supervisory Board | Management | For | For |
| TECHTRONIC INDUSTRIES CO., LTD. Meeting Date: MAY 14, 2021 Record Date: MAY 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 669 Security ID: Y8563B159 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Stephan Horst Pudwill as Director | Management | For | For |
| 3b | Elect Frank Chi Chung Chan as Director | Management | For | For |
| 3c | Elect Roy Chi Ping Chung as Director | Management | For | For |
| 3d | Elect Virginia Davis Wilmerding as Director | Management | For | For |
| 3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| TELE2 AB Meeting Date: SEP 11, 2020 Record Date: SEP 03, 2020 Meeting Type: SPECIAL | ||||
| Ticker: TEL2.B Security ID: W95878166 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Approve Extraordinary Dividends of SEK 3.50 Per Share | Management | For | Did Not Vote |
| 7.a | Approve Equity Plan Financing | Management | For | Did Not Vote |
| 7.b | Approve Alternative Equity Plan Financing | Management | For | Did Not Vote |
| 8 | Approve Performance Based Share Plan LTI 2020 for CEO Kjell Morten Johnsen | Management | For | Did Not Vote |
| TELECOM ITALIA SPA Meeting Date: MAR 31, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TIT Security ID: T92778108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Second Section of the Remuneration Report | Management | For | For |
| 5 | Fix Number of Directors | Management | For | For |
| 6 | Fix Board Terms for Directors | Management | For | For |
| 7.1 | Slate Submitted by Management | Management | For | For |
| 7.2 | Slate Submitted by a Group of Fund Managers and SICAVs | Shareholder | None | Against |
| 7-bis | Appoint Unelected Candidates Who Are Included in Properly Submitted Slates | Management | None | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| 9.1 | Slate Submitted by Vivendi SA | Shareholder | None | Against |
| 9.2 | Slate Submitted by a Group of Fund Managers and SICAVs | Shareholder | None | For |
| 9.3 | Slate Submitted by Cassa Depositi e Prestiti SpA | Shareholder | None | Against |
| 9-bis | Appoint Unelected Candidates Who Are Included in Properly Submitted Slates | Shareholder | None | For |
| 10.a | Appoint Angelo Rocco Bonissoni as Chairman of Internal Statutory Auditors | Shareholder | None | Against |
| 10.b | Appoint Francesco Fallacara as Chairman of Internal Statutory Auditors | Shareholder | None | For |
| 10.c | Appoint Franco Luciano Tutino as Chairman of Internal Statutory Auditors | Shareholder | None | For |
| 11 | Approve Internal Auditors' Remuneration | Shareholder | None | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| TELEFONAKTIEBOLAGET LM ERICSSON Meeting Date: MAR 30, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ERIC.B Security ID: W26049119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 7.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 7.3a | Approve Discharge of Board Chairman Ronnie Leten | Management | For | Did Not Vote |
| 7.3b | Approve Discharge of Board Member Helena Stjernholm | Management | For | Did Not Vote |
| 7.3c | Approve Discharge of Board Member Jacob Wallenberg | Management | For | Did Not Vote |
| 7.3d | Approve Discharge of Board Member Jon Fredrik Baksaas | Management | For | Did Not Vote |
| 7.3e | Approve Discharge of Board Member Jan Carlson | Management | For | Did Not Vote |
| 7.3f | Approve Discharge of Board Member Nora Denzel | Management | For | Did Not Vote |
| 7.3g | Approve Discharge of Board Member Borje Ekholm | Management | For | Did Not Vote |
| 7.3h | Approve Discharge of Board Member Eric A. Elzvik | Management | For | Did Not Vote |
| 7.3i | Approve Discharge of Board Member Kurt Jofs | Management | For | Did Not Vote |
| 7.3j | Approve Discharge of Board Member Kristin S. Rinne | Management | For | Did Not Vote |
| 7.3k | Approve Discharge of Employee Representative Torbjorn Nyman | Management | For | Did Not Vote |
| 7.3l | Approve Discharge of Employee Representative Kjell-Ake Soting | Management | For | Did Not Vote |
| 7.3m | Approve Discharge of Employee Representative Roger Svensson | Management | For | Did Not Vote |
| 7.3n | Approve Discharge of Deputy Employee Representative Per Holmberg | Management | For | Did Not Vote |
| 7.3o | Approve Discharge of Deputy Employee Representative Anders Ripa | Management | For | Did Not Vote |
| 7.3p | Approve Discharge of Deputy Employee Representative Loredana Roslund | Management | For | Did Not Vote |
| 7.3q | Approve Discharge of President Borje Ekholm | Management | For | Did Not Vote |
| 7.4 | Approve Allocation of Income and Dividends of SEK 2 Per Share | Management | For | Did Not Vote |
| 8 | Determine Number of Directors (10) and Deputy Directors (0) of Board | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Directors in the Amount of SEK 4.2 Million for Chairman and SEK 1.06 Million for Other Directors, Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 10.1 | Reelect Jon Fredrik Baksaas as Director | Management | For | Did Not Vote |
| 10.2 | Reelect Jan Carlson as Director | Management | For | Did Not Vote |
| 10.3 | Reelect Nora Denzel as Director | Management | For | Did Not Vote |
| 10.4 | Reelect Borje Ekholm as Director | Management | For | Did Not Vote |
| 10.5 | Reelect Eric A. Elzvik as Director | Management | For | Did Not Vote |
| 10.6 | Reelect Kurt Jofs as Director | Management | For | Did Not Vote |
| 10.7 | Reelect Ronnie Leten as Director | Management | For | Did Not Vote |
| 10.8 | Reelect Kristin S. Rinne as Director | Management | For | Did Not Vote |
| 10.9 | Reelect Helena Stjernholm as Director | Management | For | Did Not Vote |
| 10.10 | Reelect Jacob Wallenberg as Director | Management | For | Did Not Vote |
| 11 | Reelect Ronnie Leten as Board Chair | Management | For | Did Not Vote |
| 12 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 15 | Amend Articles Re: Editorial Changes; Collecting of Proxies and Postal Voting; Participation at General Meetings | Management | For | Did Not Vote |
| 16.1 | Approve Long-Term Variable Compensation Program 2021 (LTV 2021) | Management | For | Did Not Vote |
| 16.2 | Approve Equity Plan Financing of LTV 2021 | Management | For | Did Not Vote |
| 16.3 | Approve Alternative Equity Plan Financing of LTV 2021, if Item 16.2 is Not Approved | Management | For | Did Not Vote |
| 17 | Approve Equity Plan Financing of LTV 2020 | Management | For | Did Not Vote |
| 18 | Approve Equity Plan Financing of LTV 2018 and 2019 | Management | For | Did Not Vote |
| TELEFONICA DEUTSCHLAND HOLDING AG Meeting Date: MAY 20, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: O2D Security ID: D8T9CK101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.18 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5.1 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| 5.2 | Ratify PricewaterhouseCoopers GmbH as Auditors for the 2022 Interim Financial Statements Until the 2022 AGM | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | Against |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8.1 | Elect Stefanie Oeschger to the Supervisory Board | Management | For | For |
| 8.2 | Elect Ernesto Gardelliano to the Supervisory Board | Management | For | Against |
| 9 | Approve Creation of EUR 1.5 Billion Pool of Capital without Preemptive Rights | Management | For | Against |
| TELEFONICA SA Meeting Date: APR 22, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TEF Security ID: 879382109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 1.2 | Approve Non-Financial Information Statement | Management | For | For |
| 1.3 | Approve Discharge of Board | Management | For | For |
| 2 | Approve Treatment of Net Loss | Management | For | For |
| 3 | Renew Appointment of PricewaterhouseCoopers as Auditor | Management | For | For |
| 4.1 | Reelect Jose Maria Alvarez-Pallete Lopez as Director | Management | For | Against |
| 4.2 | Reelect Carmen Garcia de Andres as Director | Management | For | For |
| 4.3 | Reelect Ignacio Moreno Martinez as Director | Management | For | For |
| 4.4 | Reelect Francisco Jose Riberas Mera as Director | Management | For | Against |
| 5 | Approve Reduction in Share Capital via Amortization of Treasury Shares | Management | For | For |
| 6.1 | Approve Scrip Dividends | Management | For | For |
| 6.2 | Approve Scrip Dividends | Management | For | For |
| 7.1 | Amend Articles Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | For |
| 7.2 | Amend Articles Re: Possibility of Granting Proxies and Casting Votes Prior to the Meeting by Telephone | Management | For | For |
| 8.1 | Amend Articles of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | For |
| 8.2 | Amend Articles of General Meeting Regulations Re: Possibility of Granting Proxies and Casting Votes Prior to the Meeting by Telephone | Management | For | For |
| 9 | Approve Remuneration Policy | Management | For | For |
| 10 | Approve Restricted Stock Plan | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 12 | Advisory Vote on Remuneration Report | Management | For | For |
| TELEKOM AUSTRIA AG Meeting Date: SEP 24, 2020 Record Date: SEP 14, 2020 Meeting Type: ANNUAL | ||||
| Ticker: TKA Security ID: A8502A102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.23 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Approve Remuneration of Supervisory Board Members | Management | For | For |
| 6.1 | Elect Karin Exner-Woehrer as Supervisory Board Member | Management | For | Against |
| 6.2 | Elect Alejandro Jimenez as Supervisory Board Member | Management | For | Against |
| 7 | Ratify Ernst & Young as Auditors for Fiscal 2020 | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| TELEKOM AUSTRIA AG Meeting Date: MAY 14, 2021 Record Date: MAY 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TKA Security ID: A8502A102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.25 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Approve Remuneration of Supervisory Board Members | Management | For | For |
| 6.1 | Elect Peter Kollmann as Supervisory Board Member | Management | For | Against |
| 6.2 | Elect Peter Hagen as Supervisory Board Member | Management | For | For |
| 7 | Ratify Ernst & Young as Auditors for Fiscal Year 2021 | Management | For | For |
| 8 | Approve Remuneration Report | Management | For | For |
| 9.1 | New/Amended Proposals from Shareholders | Management | None | Against |
| 9.2 | New/Amended Proposals from Management and Supervisory Board | Management | None | Against |
| TELENET GROUP HOLDING NV Meeting Date: DEC 03, 2020 Record Date: NOV 19, 2020 Meeting Type: SPECIAL | ||||
| Ticker: TNET Security ID: B89957110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Intermediate Dividends of EUR 1.375 Per Share | Management | For | For |
| 2 | Authorize Implementation of Approved Resolutions | Management | For | For |
| TELENET GROUP HOLDING NV Meeting Date: APR 28, 2021 Record Date: APR 14, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TNET Security ID: B89957110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
| 2 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 3 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.375 per Share | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | Against |
| 5 | Approve Remuneration Policy | Management | For | Against |
| 6.a | Approve Discharge of Bert De Graeve (IDw Consult BV) as Director | Management | For | For |
| 6.b | Approve Discharge of Jo Van Biesbroeck (JoVB BV) as Director | Management | For | For |
| 6.c | Approve Discharge of Christiane Franck as Director | Management | For | For |
| 6.d | Approve Discharge of John Porter as Director | Management | For | For |
| 6.e | Approve Discharge of Charles H. Bracken as Director | Management | For | For |
| 6.f | Approve Discharge of Manuel Kohnstamm as Director | Management | For | For |
| 6.g | Approve Discharge of Severina Pascu as Director | Management | For | For |
| 6.h | Approve Discharge of Amy Blair as Director | Management | For | For |
| 6.i | Approve Discharge of Enrique Rodriguez as Director | Management | For | For |
| 7 | Approve Discharge of Auditors | Management | For | For |
| 8(a) | Reelect John Porter as Director | Management | For | For |
| 8(b) | Approve that the Mandate of the Director Appointed is not Remunerated | Management | For | For |
| 9 | Approve Change-of-Control Clause Re: Performance Shares, Share Option, and Restricted Share Plans | Management | For | Against |
| TELENOR ASA Meeting Date: MAY 27, 2021 Record Date: MAY 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TEL Security ID: R21882106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Registration of Attending Shareholders and Proxies | Management | None | None |
| 3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 5 | Receive Chairman's Report | Management | None | None |
| 6 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 9 Per Share | Management | For | Did Not Vote |
| 7 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 8 | Approve Company's Corporate Governance Statement | Management | For | Did Not Vote |
| 9 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 10 | Approve Equity Plan Financing | Management | For | Did Not Vote |
| 11.1 | Elect Bjorn Erik Naess as Member of Corporate Assembly | Management | For | Did Not Vote |
| 11.2 | Elect John Gordon Bernander as Member of Corporate Assembly | Management | For | Did Not Vote |
| 11.3 | Elect Heidi Finskas as Member of Corporate Assembly | Management | For | Did Not Vote |
| 11.4 | Elect Widar Salbuvik as Member of Corporate Assembly | Management | For | Did Not Vote |
| 11.5 | Elect Silvija Seres as Member of Corporate Assembly | Management | For | Did Not Vote |
| 11.6 | Elect Lisbeth Karin Naero as Member of Corporate Assembly | Management | For | Did Not Vote |
| 11.7 | Elect Trine Saether Romuld as Member of Corporate Assembly | Management | For | Did Not Vote |
| 11.8 | Elect Marianne Bergmann Roren as Member of Corporate Assembly | Management | For | Did Not Vote |
| 11.9 | Elect Maalfrid Brath as Member of Corporate Assembly | Management | For | Did Not Vote |
| 11.10 | Elect Kjetil Houg as Member of Corporate Assembly | Management | For | Did Not Vote |
| 11.11 | Elect Elin Myrmel-Johansen as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 11.12 | Elect Randi Marjamaa as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 11.13 | Elect Lars Tronsgaard as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 12.1 | Elect Jan Tore Fosund as Member of Nominating Committee | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Corporate Assembly and Nominating Committee | Management | For | Did Not Vote |
| 14 | Close Meeting | Management | None | None |
| TELUS CORPORATION Meeting Date: MAY 07, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: T Security ID: 87971M996 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. H. (Dick) Auchinleck | Management | For | For |
| 1.2 | Elect Director Raymond T. Chan | Management | For | For |
| 1.3 | Elect Director Hazel Claxton | Management | For | For |
| 1.4 | Elect Director Lisa de Wilde | Management | For | For |
| 1.5 | Elect Director Darren Entwistle | Management | For | For |
| 1.6 | Elect Director Thomas E. Flynn | Management | For | For |
| 1.7 | Elect Director Mary Jo Haddad | Management | For | For |
| 1.8 | Elect Director Kathy Kinloch | Management | For | For |
| 1.9 | Elect Director Christine Magee | Management | For | For |
| 1.10 | Elect Director John Manley | Management | For | For |
| 1.11 | Elect Director David Mowat | Management | For | For |
| 1.12 | Elect Director Marc Parent | Management | For | For |
| 1.13 | Elect Director Denise Pickett | Management | For | For |
| 1.14 | Elect Director W. Sean Willy | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Amend Deferred Share Unit Plan | Management | For | For |
| TENARIS SA Meeting Date: MAY 03, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TEN Security ID: L90272102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive and Approve Board's and Auditor's Reports Re: Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Dividends | Management | For | For |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Elect Directors (Bundled) | Management | For | Against |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Approve Remuneration Report | Management | For | Against |
| 9 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 10 | Allow Electronic Distribution of Company Documents to Shareholders | Management | For | For |
| TEVA PHARMACEUTICAL INDUSTRIES LIMITED Meeting Date: JUN 14, 2021 Record Date: MAY 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TEVA Security ID: M8769Q102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rosemary A. Crane | Management | For | For |
| 1b | Elect Director Abbas Hussain | Management | For | For |
| 1c | Elect Director Gerald M. Lieberman | Management | For | For |
| 1d | Elect Director Ronit Satchi-Fainaro | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Kesselman & Kesselman as Auditors | Management | For | For |
| THALES SA Meeting Date: MAY 06, 2021 Record Date: MAY 04, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: HO Security ID: F9156M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.76 per Share | Management | For | For |
| 4 | Reelect French State as Director | Management | For | For |
| 5 | Renew Appointment Ernst & Young Audit as Auditor | Management | For | For |
| 6 | Approve Amendment of Remuneration Policy of Chairman and CEO Re: FY 2019 | Management | For | For |
| 7 | Approve Amendment of Remuneration Policy of Chairman and CEO Re: FY 2020 | Management | For | For |
| 8 | Approve Compensation of Patrice Caine, Chairman and CEO | Management | For | For |
| 9 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 10 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 11 | Approve Remuneration Policy of Directors | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 15 | Reelect Bernard Fontana as Director | Management | For | Against |
| 16 | Elect Delphine Geny-Stephann as Director | Management | For | Against |
| 17 | Elect Anne Rigail as Director | Management | For | Against |
| 18 | Reelect Philippe Lepinay as Representative of Employee Shareholders to the Board | Management | For | For |
| THE BANK OF NOVA SCOTIA Meeting Date: APR 13, 2021 Record Date: FEB 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BNS Security ID: 064149107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nora A. Aufreiter | Management | For | For |
| 1.2 | Elect Director Guillermo E. Babatz | Management | For | For |
| 1.3 | Elect Director Scott B. Bonham | Management | For | For |
| 1.4 | Elect Director Lynn K. Patterson | Management | For | For |
| 1.5 | Elect Director Michael D. Penner | Management | For | For |
| 1.6 | Elect Director Brian J. Porter | Management | For | For |
| 1.7 | Elect Director Una M. Power | Management | For | For |
| 1.8 | Elect Director Aaron W. Regent | Management | For | For |
| 1.9 | Elect Director Calin Rovinescu | Management | For | For |
| 1.10 | Elect Director Susan L. Segal | Management | For | For |
| 1.11 | Elect Director L. Scott Thomson | Management | For | For |
| 1.12 | Elect Director Benita M. Warmbold | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| 4.4 | SP 1: Produce a Report on Loans Made by the Bank in Support of the Circular Economy | Shareholder | Against | Against |
| 4.5 | SP 2: Disclose the Compensation Ratio (Equity Ratio) Used by the Compensation Committee | Shareholder | Against | Against |
| 4.6 | SP 3: Set a Diversity Target of More than 40% of the Board Members for the Next Five Years | Shareholder | Against | Against |
| THE BRITISH LAND CO. PLC Meeting Date: JUL 29, 2020 Record Date: JUL 27, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BLND Security ID: G15540118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Simon Carter as Director | Management | For | For |
| 4 | Re-elect Lynn Gladden as Director | Management | For | For |
| 5 | Re-elect Chris Grigg as Director | Management | For | For |
| 6 | Re-elect Alastair Hughes as Director | Management | For | For |
| 7 | Re-elect William Jackson as Director | Management | For | For |
| 8 | Re-elect Nicholas Macpherson as Director | Management | For | For |
| 9 | Re-elect Preben Prebensen as Director | Management | For | For |
| 10 | Re-elect Tim Score as Director | Management | For | For |
| 11 | Re-elect Laura Wade-Gery as Director | Management | For | For |
| 12 | Re-elect Rebecca Worthington as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| THE TORONTO-DOMINION BANK Meeting Date: APR 01, 2021 Record Date: FEB 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TD Security ID: 891160509 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Amy W. Brinkley | Management | For | For |
| 1.2 | Elect Director Brian C. Ferguson | Management | For | For |
| 1.3 | Elect Director Colleen A. Goggins | Management | For | For |
| 1.4 | Elect Director Jean-Rene Halde | Management | For | For |
| 1.5 | Elect Director David E. Kepler | Management | For | For |
| 1.6 | Elect Director Brian M. Levitt | Management | For | For |
| 1.7 | Elect Director Alan N. MacGibbon | Management | For | For |
| 1.8 | Elect Director Karen E. Maidment | Management | For | For |
| 1.9 | Elect Director Bharat B. Masrani | Management | For | For |
| 1.10 | Elect Director Irene R. Miller | Management | For | For |
| 1.11 | Elect Director Nadir H. Mohamed | Management | For | For |
| 1.12 | Elect Director Claude Mongeau | Management | For | For |
| 1.13 | Elect Director Joe Natale | Management | For | For |
| 1.14 | Elect Director S. Jane Rowe | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| 4 | SP 1: Produce a Report on Loans Made by the Bank in Support of the Circular Economy | Shareholder | Against | Against |
| 5 | SP 2: Adopt a Diversity Target Higher than 40% for the Composition of the Board of Directors for the Next Five Years | Shareholder | Against | Against |
| TIS, INC. (JAPAN) Meeting Date: JUN 24, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 3626 Security ID: J8T622102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 24 | Management | For | For |
| 2 | Amend Articles to Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Kuwano, Toru | Management | For | For |
| 3.2 | Elect Director Okamoto, Yasushi | Management | For | For |
| 3.3 | Elect Director Adachi, Masahiko | Management | For | For |
| 3.4 | Elect Director Yanai, Josaku | Management | For | For |
| 3.5 | Elect Director Kitaoka, Takayuki | Management | For | For |
| 3.6 | Elect Director Shinkai, Akira | Management | For | For |
| 3.7 | Elect Director Sano, Koichi | Management | For | For |
| 3.8 | Elect Director Tsuchiya, Fumio | Management | For | For |
| 3.9 | Elect Director Mizukoshi, Naoko | Management | For | For |
| 4 | Approve Trust-Type Equity Compensation Plan | Management | For | For |
| TOHOKU ELECTRIC POWER CO., INC. Meeting Date: JUN 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 9506 Security ID: J85108108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
| 2.1 | Elect Director Masuko, Jiro | Management | For | For |
| 2.2 | Elect Director Higuchi, Kojiro | Management | For | For |
| 2.3 | Elect Director Okanobu, Shinichi | Management | For | For |
| 2.4 | Elect Director Yamamoto, Shunji | Management | For | For |
| 2.5 | Elect Director Abe, Toshinori | Management | For | For |
| 2.6 | Elect Director Kato, Isao | Management | For | For |
| 2.7 | Elect Director Ishiyama, Kazuhiro | Management | For | For |
| 2.8 | Elect Director Takano, Hiromitsu | Management | For | For |
| 2.9 | Elect Director Kondo, Shiro | Management | For | For |
| 2.10 | Elect Director Kamijo, Tsutomu | Management | For | For |
| 2.11 | Elect Director Kawanobe, Osamu | Management | For | For |
| 2.12 | Elect Director Nagai, Mikito | Management | For | For |
| 3.1 | Elect Director and Audit Committee Member Miyahara, Ikuko | Management | For | For |
| 3.2 | Elect Director and Audit Committee Member Ide, Akiko | Management | For | For |
| 4 | Amend Articles to Abandon Resumption of Operation of Nuclear Power Plants and Withdraw from Nuclear Power Generation Business | Shareholder | Against | Against |
| 5 | Amend Articles to Decommission Nuclear Power Reactors at Higashidori Nuclear Power Station and Onagawa Nuclear Power Station | Shareholder | Against | Against |
| 6 | Amend Articles to Add Provision Concerning Responsible Management of Radioactive Materials | Shareholder | Against | Against |
| 7 | Amend Articles to Add Provision Concerning Facility Investment Decision-Making Process | Shareholder | Against | Against |
| 8 | Amend Articles to Abolish Advisory Posts | Shareholder | Against | For |
| TOKIO MARINE HOLDINGS, INC. Meeting Date: JUN 28, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 8766 Security ID: J86298106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
| 2.1 | Elect Director Nagano, Tsuyoshi | Management | For | For |
| 2.2 | Elect Director Komiya, Satoru | Management | For | For |
| 2.3 | Elect Director Yuasa, Takayuki | Management | For | For |
| 2.4 | Elect Director Harashima, Akira | Management | For | For |
| 2.5 | Elect Director Okada, Kenji | Management | For | For |
| 2.6 | Elect Director Endo, Yoshinari | Management | For | For |
| 2.7 | Elect Director Hirose, Shinichi | Management | For | For |
| 2.8 | Elect Director Mimura, Akio | Management | For | For |
| 2.9 | Elect Director Egawa, Masako | Management | For | For |
| 2.10 | Elect Director Mitachi, Takashi | Management | For | For |
| 2.11 | Elect Director Endo, Nobuhiro | Management | For | For |
| 2.12 | Elect Director Katanozaka, Shinya | Management | For | For |
| 2.13 | Elect Director Osono, Emi | Management | For | For |
| 2.14 | Elect Director Moriwaki, Yoichi | Management | For | For |
| 3 | Approve Compensation Ceiling for Directors and Trust-Type Equity Compensation Plan | Management | For | For |
| TOKYO CENTURY CORP. Meeting Date: JUN 28, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 8439 Security ID: J8671Q103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 70 | Management | For | For |
| 2.1 | Elect Director Asada, Shunichi | Management | For | For |
| 2.2 | Elect Director Nogami, Makoto | Management | For | For |
| 2.3 | Elect Director Yukiya, Masataka | Management | For | For |
| 2.4 | Elect Director Yoshida, Masao | Management | For | For |
| 2.5 | Elect Director Higaki, Yukito | Management | For | For |
| 2.6 | Elect Director Nakamura, Akio | Management | For | For |
| 2.7 | Elect Director Asano, Toshio | Management | For | For |
| 2.8 | Elect Director Tanaka, Miho | Management | For | For |
| 2.9 | Elect Director Okada, Akihiko | Management | For | For |
| 2.10 | Elect Director Ogushi, Keiichiro | Management | For | For |
| 2.11 | Elect Director Baba, Koichi | Management | For | For |
| 2.12 | Elect Director Hirasaki, Tatsuya | Management | For | For |
| 2.13 | Elect Director Tamba, Toshihito | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Iwanaga, Toshihiko | Management | For | For |
| 4 | Approve Deep Discount Stock Option Plan | Management | For | For |
| TOKYO ELECTRIC POWER CO. HOLDINGS, INC. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 9501 Security ID: J86914108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kobayashi, Yoshimitsu | Management | For | Against |
| 1.2 | Elect Director Kunii, Hideko | Management | For | For |
| 1.3 | Elect Director Takaura, Hideo | Management | For | For |
| 1.4 | Elect Director Oyagi, Shigeo | Management | For | For |
| 1.5 | Elect Director Onishi, Shoichiro | Management | For | For |
| 1.6 | Elect Director Shinkawa, Asa | Management | For | For |
| 1.7 | Elect Director Kobayakawa, Tomoaki | Management | For | For |
| 1.8 | Elect Director Fubasami, Seiichi | Management | For | For |
| 1.9 | Elect Director Moriya, Seiji | Management | For | For |
| 1.10 | Elect Director Akimoto, Nobuhide | Management | For | For |
| 1.11 | Elect Director Makino, Shigenori | Management | For | For |
| 1.12 | Elect Director Yoshino, Shigehiro | Management | For | For |
| 1.13 | Elect Director Morishita, Yoshihito | Management | For | For |
| 2 | Amend Articles to Establish Committee on Treated Radioactive Water at Fukushima Daiichi Nuclear Power Plant | Shareholder | Against | Against |
| 3 | Amend Articles to Ban Resumption of Operation of Kashiwazaki Kariwa Nuclear Power Plant | Shareholder | Against | Against |
| 4 | Amend Articles to Add Provision on Compensation for Damages Related to Fukushima Daiichi Nuclear Power Plant Accident | Shareholder | Against | Against |
| 5 | Amend Articles to Add Provision on Health Care for Workers Engaged in Restoration Work at Fukushima Daiichi Nuclear Power Plant Accident Site | Shareholder | Against | Against |
| 6 | Amend Articles to Add Provision on Management and Disclosure of Materials Concerning Fukushima Daiichi Nuclear Power Plant Accident | Shareholder | Against | Against |
| 7 | Amend Articles to Abandon Power Supply Contract with Electric Companies Using Nuclear Power | Shareholder | Against | Against |
| 8 | Amend Articles to Add Provision on Promotion of Hydroelectric Power Generation | Shareholder | Against | Against |
| 9 | Amend Articles to Require Individual Compensation Disclosure for Directors and Executive Officers | Shareholder | Against | For |
| TOKYO ELECTRON LTD. Meeting Date: JUN 17, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 8035 Security ID: J86957115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tsuneishi, Tetsuo | Management | For | For |
| 1.2 | Elect Director Kawai, Toshiki | Management | For | For |
| 1.3 | Elect Director Sasaki, Sadao | Management | For | For |
| 1.4 | Elect Director Nunokawa, Yoshikazu | Management | For | For |
| 1.5 | Elect Director Nagakubo, Tatsuya | Management | For | For |
| 1.6 | Elect Director Sunohara, Kiyoshi | Management | For | For |
| 1.7 | Elect Director Ikeda, Seisu | Management | For | For |
| 1.8 | Elect Director Mitano, Yoshinobu | Management | For | For |
| 1.9 | Elect Director Charles Ditmars Lake II | Management | For | For |
| 1.10 | Elect Director Sasaki, Michio | Management | For | For |
| 1.11 | Elect Director Eda, Makiko | Management | For | For |
| 1.12 | Elect Director Ichikawa, Sachiko | Management | For | For |
| 2 | Appoint Statutory Auditor Wagai, Kyosuke | Management | For | For |
| 3 | Approve Annual Bonus | Management | For | For |
| 4 | Approve Deep Discount Stock Option Plan | Management | For | For |
| 5 | Approve Deep Discount Stock Option Plan | Management | For | For |
| 6 | Approve Compensation Ceiling for Directors | Management | For | For |
| TOKYO GAS CO., LTD. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 9531 Security ID: J87000113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
| 2 | Amend Articles to Amend Business Lines - Adopt Board Structure with Three Committees - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles - Authorize Board to Determine Income Allocation | Management | For | For |
| 3.1 | Elect Director Hirose, Michiaki | Management | For | For |
| 3.2 | Elect Director Uchida, Takashi | Management | For | For |
| 3.3 | Elect Director Nakajima, Isao | Management | For | For |
| 3.4 | Elect Director Saito, Hitoshi | Management | For | For |
| 3.5 | Elect Director Takami, Kazunori | Management | For | For |
| 3.6 | Elect Director Edahiro, Junko | Management | For | For |
| 3.7 | Elect Director Indo, Mami | Management | For | For |
| 3.8 | Elect Director Nohara, Sawako | Management | For | For |
| 3.9 | Elect Director Ono, Hiromichi | Management | For | For |
| 4 | Approve Transfer of Operations to Wholly Owned Subsidiary | Management | For | For |
| TOKYU CORP. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 9005 Security ID: J88720149 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
| 2.1 | Elect Director Nomoto, Hirofumi | Management | For | For |
| 2.2 | Elect Director Takahashi, Kazuo | Management | For | For |
| 2.3 | Elect Director Tomoe, Masao | Management | For | For |
| 2.4 | Elect Director Hoshino, Toshiyuki | Management | For | For |
| 2.5 | Elect Director Fujiwara, Hirohisa | Management | For | For |
| 2.6 | Elect Director Takahashi, Toshiyuki | Management | For | For |
| 2.7 | Elect Director Hamana, Setsu | Management | For | For |
| 2.8 | Elect Director Kanazashi, Kiyoshi | Management | For | For |
| 2.9 | Elect Director Watanabe, Isao | Management | For | For |
| 2.10 | Elect Director Konaga, Keiichi | Management | For | For |
| 2.11 | Elect Director Kanise, Reiko | Management | For | For |
| 2.12 | Elect Director Miyazaki, Midori | Management | For | For |
| 2.13 | Elect Director Shimada, Kunio | Management | For | For |
| 2.14 | Elect Director Shimizu, Hiroshi | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Matsumoto, Taku | Management | For | For |
| TOPPAN, INC. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 7911 Security ID: 890747108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Change Company Name - Amend Provisions on Number of Directors | Management | For | For |
| 2.1 | Elect Director Kaneko, Shingo | Management | For | For |
| 2.2 | Elect Director Maro, Hideharu | Management | For | For |
| 2.3 | Elect Director Okubo, Shinichi | Management | For | For |
| 2.4 | Elect Director Sakai, Kazunori | Management | For | For |
| 2.5 | Elect Director Kurobe, Takashi | Management | For | For |
| 2.6 | Elect Director Majima, Hironori | Management | For | For |
| 2.7 | Elect Director Noma, Yoshinobu | Management | For | For |
| 2.8 | Elect Director Toyama, Ryoko | Management | For | For |
| 2.9 | Elect Director Nakabayashi, Mieko | Management | For | For |
| 3 | Approve Compensation Ceiling for Directors | Management | For | For |
| TORAY INDUSTRIES, INC. Meeting Date: JUN 22, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 3402 Security ID: J89494116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 4.5 | Management | For | For |
| 2 | Elect Director Suga, Yasuo | Management | For | For |
| 3 | Appoint Statutory Auditor Tanaka, Yoshiyuki | Management | For | For |
| 4 | Approve Annual Bonus | Management | For | For |
| TOROMONT INDUSTRIES LTD. Meeting Date: MAY 05, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: TIH Security ID: 891102105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter J. Blake | Management | For | For |
| 1.2 | Elect Director Benjamin D. Cherniavsky | Management | For | For |
| 1.3 | Elect Director Jeffrey S. Chisholm | Management | For | For |
| 1.4 | Elect Director Cathryn E. Cranston | Management | For | For |
| 1.5 | Elect Director James W. Gill | Management | For | For |
| 1.6 | Elect Director Wayne S. Hill | Management | For | For |
| 1.7 | Elect Director Sharon L. Hodgson | Management | For | For |
| 1.8 | Elect Director Scott J. Medhurst | Management | For | For |
| 1.9 | Elect Director Robert M. Ogilvie | Management | For | For |
| 1.10 | Elect Director Katherine A. Rethy | Management | For | For |
| 1.11 | Elect Director Richard G. Roy | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | For |
| 5 | Re-approve Shareholder Rights Plan | Management | For | For |
| TOSOH CORP. Meeting Date: JUN 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 4042 Security ID: J90096132 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yamamoto, Toshinori | Management | For | For |
| 1.2 | Elect Director Tashiro, Katsushi | Management | For | For |
| 1.3 | Elect Director Kuwada, Mamoru | Management | For | For |
| 1.4 | Elect Director Adachi, Toru | Management | For | For |
| 1.5 | Elect Director Doi, Toru | Management | For | For |
| 1.6 | Elect Director Abe, Tsutomu | Management | For | For |
| 1.7 | Elect Director Miura, Keiichi | Management | For | For |
| 1.8 | Elect Director Hombo, Yoshihiro | Management | For | For |
| 1.9 | Elect Director Hidaka, Mariko | Management | For | For |
| 2 | Appoint Statutory Auditor Okayama, Makoto | Management | For | Against |
| 3.1 | Appoint Alternate Statutory Auditor Takahashi, Yojiro | Management | For | For |
| 3.2 | Appoint Alternate Statutory Auditor Nagao, Kenta | Management | For | For |
| TOTAL SE Meeting Date: MAY 28, 2021 Record Date: MAY 26, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: FP Security ID: F92124100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.64 per Share | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 6 | Reelect Patrick Pouyanne as Director | Management | For | Against |
| 7 | Reelect Anne-Marie Idrac as Director | Management | For | For |
| 8 | Elect Jacques Aschenbroich as Director | Management | For | For |
| 9 | Elect Glenn Hubbard as Director | Management | For | For |
| 10 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 11 | Approve Remuneration Policy of Directors | Management | For | For |
| 12 | Approve Compensation of Patrick Pouyanne, Chairman and CEO | Management | For | For |
| 13 | Approve Remuneration Policy of Chairman and CEO | Management | For | Against |
| 14 | Approve the Company's Sustainable Development and Energy Transition | Management | For | For |
| 15 | Change Company Name to TotalEnergies SE and Amend Article 2 of Bylaws Accordingly | Management | For | For |
| 16 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| TOYO SUISAN KAISHA, LTD. Meeting Date: JUN 24, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2875 Security ID: 892306101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
| 2.1 | Elect Director Tsutsumi, Tadasu | Management | For | For |
| 2.2 | Elect Director Imamura, Masanari | Management | For | For |
| 2.3 | Elect Director Sumimoto, Noritaka | Management | For | For |
| 2.4 | Elect Director Oki, Hitoshi | Management | For | For |
| 2.5 | Elect Director Makiya, Rieko | Management | For | For |
| 2.6 | Elect Director Mochizuki, Masahisa | Management | For | For |
| 2.7 | Elect Director Murakami, Osamu | Management | For | For |
| 2.8 | Elect Director Murayama, Ichiro | Management | For | For |
| 2.9 | Elect Director Hayama, Tomohide | Management | For | For |
| 2.10 | Elect Director Matsumoto, Chiyoko | Management | For | For |
| 2.11 | Elect Director Yachi, Hiroyasu | Management | For | For |
| 2.12 | Elect Director Mineki, Machiko | Management | For | For |
| 2.13 | Elect Director Yazawa, Kenichi | Management | For | For |
| 2.14 | Elect Director Chino, Isamu | Management | For | For |
| 2.15 | Elect Director Kobayashi, Tetsuya | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Ushijima, Tsutomu | Management | For | For |
| 4 | Approve Annual Bonus | Management | For | For |
| TOYOTA INDUSTRIES CORP. Meeting Date: JUN 10, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6201 Security ID: J92628106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Toyoda, Tetsuro | Management | For | For |
| 1.2 | Elect Director Onishi, Akira | Management | For | For |
| 1.3 | Elect Director Sasaki, Takuo | Management | For | For |
| 1.4 | Elect Director Mizuno, Yojiro | Management | For | For |
| 1.5 | Elect Director Ishizaki, Yuji | Management | For | For |
| 1.6 | Elect Director Sumi, Shuzo | Management | For | For |
| 1.7 | Elect Director Yamanishi, Kenichiro | Management | For | For |
| 1.8 | Elect Director Maeda, Masahiko | Management | For | For |
| 2 | Appoint Statutory Auditor Inagawa, Toru | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Furusawa, Hitoshi | Management | For | For |
| 4 | Approve Annual Bonus | Management | For | For |
| TOYOTA MOTOR CORP. Meeting Date: JUN 16, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 7203 Security ID: J92676113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Uchiyamada, Takeshi | Management | For | For |
| 1.2 | Elect Director Hayakawa, Shigeru | Management | For | For |
| 1.3 | Elect Director Toyoda, Akio | Management | For | For |
| 1.4 | Elect Director Kobayashi, Koji | Management | For | For |
| 1.5 | Elect Director James Kuffner | Management | For | For |
| 1.6 | Elect Director Kon, Kenta | Management | For | For |
| 1.7 | Elect Director Sugawara, Ikuro | Management | For | For |
| 1.8 | Elect Director Sir Philip Craven | Management | For | For |
| 1.9 | Elect Director Kudo, Teiko | Management | For | For |
| 2 | Appoint Alternate Statutory Auditor Sakai, Ryuji | Management | For | For |
| 3 | Amend Articles to Delete Provisions on Class AA Shares | Management | For | For |
| TOYOTA TSUSHO CORP. Meeting Date: JUN 24, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 8015 Security ID: J92719111 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 62 | Management | For | For |
| 2.1 | Elect Director Karube, Jun | Management | For | For |
| 2.2 | Elect Director Kashitani, Ichiro | Management | For | For |
| 2.3 | Elect Director Kondo, Takahiro | Management | For | For |
| 2.4 | Elect Director Tominaga, Hiroshi | Management | For | For |
| 2.5 | Elect Director Iwamoto, Hideyuki | Management | For | For |
| 2.6 | Elect Director Fujisawa, Kumi | Management | For | For |
| 2.7 | Elect Director Komoto, Kunihito | Management | For | For |
| 2.8 | Elect Director Didier Leroy | Management | For | For |
| 2.9 | Elect Director Inoue, Yukari | Management | For | For |
| 3 | Approve Annual Bonus | Management | For | For |
| TREASURY WINE ESTATES LIMITED Meeting Date: NOV 05, 2020 Record Date: NOV 03, 2020 Meeting Type: ANNUAL | ||||
| Ticker: TWE Security ID: Q9194S107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2a | Elect Antonia Korsanos as Director | Management | For | For |
| 2b | Elect Ed Chan as Director | Management | For | For |
| 2c | Elect Louisa Cheang as Director | Management | For | For |
| 2d | Elect Warwick Every-Burns as Director | Management | For | For |
| 2e | Elect Garry Hounsell as Director | Management | For | For |
| 2f | Elect Colleen Jay as Director | Management | For | For |
| 2g | Elect Lauri Shanahan as Director | Management | For | For |
| 2h | Elect Paul Rayner as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Grant of Performance Rights to Tim Ford | Management | For | For |
| TREND MICRO, INC. Meeting Date: MAR 25, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 4704 Security ID: J9298Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 153 | Management | For | For |
| 2 | Amend Articles to Reduce Directors' Term - Authorize Board to Determine Income Allocation | Management | For | Against |
| 3.1 | Elect Director Chang Ming-Jang | Management | For | For |
| 3.2 | Elect Director Eva Chen | Management | For | For |
| 3.3 | Elect Director Mahendra Negi | Management | For | For |
| 3.4 | Elect Director Omikawa, Akihiko | Management | For | For |
| 3.5 | Elect Director Nonaka, Ikujiro | Management | For | For |
| 3.6 | Elect Director Koga, Tetsuo | Management | For | For |
| 4.1 | Appoint Statutory Auditor Sempo, Masaru | Management | For | For |
| 4.2 | Appoint Statutory Auditor Hasegawa, Fumio | Management | For | For |
| 4.3 | Appoint Statutory Auditor Kameoka, Yasuo | Management | For | For |
| 4.4 | Appoint Statutory Auditor Fujita, Koji | Management | For | For |
| 5 | Approve Stock Option Plan | Management | For | For |
| TRYG A/S Meeting Date: DEC 18, 2020 Record Date: DEC 11, 2020 Meeting Type: SPECIAL | ||||
| Ticker: TRYG Security ID: K9640A110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Creation of DKK 37 Billion Pool of Capital with Preemptive Rights to Finance the Company's Participation in the Acquisition of RSA Insurance Group plc; Amend Articles Accordingly | Management | For | For |
| 2 | Approve Director Indemnification | Management | For | For |
| 3 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| TRYG A/S Meeting Date: MAR 26, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TRYG Security ID: K9640A110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of DKK 7.00 Per Share | Management | For | For |
| 4 | Approve Remuneration Report (Advisory Vote) | Management | For | For |
| 5 | Approve Remuneration of Directors in the Amount of DKK 1.17 Million for Chairman, DKK 780,000 for Vice Chairman, and DKK 390,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 6.a | Authorize Share Repurchase Program | Management | For | For |
| 6.b | Amend Articles Re: Amend Corporate Purpose | Management | For | For |
| 6.c | Allow Shareholder Meetings to be Held by Electronic Means Only | Management | For | Against |
| 6.d | Amend Articles Re: General Meeting Agenda | Management | For | For |
| 6.e | Approve Company Announcements in English; Amend Articles Accordingly | Management | For | For |
| 6.f | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Against |
| 7.1 | Reelect Jukka Pertola as Member of Board | Management | For | Abstain |
| 7.2 | Reelect Torben Nielsen as Member of Board | Management | For | For |
| 7.3 | Reelect Lene Skole as Member of Board | Management | For | For |
| 7.4 | Reelect Mari Thjomoe as Member of Board | Management | For | For |
| 7.5 | Reelect Carl-Viggo Ostlund as Member of Board | Management | For | For |
| 7.6 | Elect Lone Moller Olsen as New Member of Board | Management | For | For |
| 7.7 | Reelect Ida Sofie Jensen as Member of Board | Management | For | For |
| 7.8 | Reelect Claus Wistoft as Member of Board | Management | For | For |
| 7.9 | Reelect Karen Bladt as Member of Board | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers as Auditor | Management | For | For |
| 9 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| 10 | Other Business | Management | None | None |
| TSURUHA HOLDINGS, INC. Meeting Date: AUG 11, 2020 Record Date: MAY 15, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 3391 Security ID: J9348C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Amend Business Lines | Management | For | For |
| 2.1 | Elect Director Tsuruha, Tatsuru | Management | For | For |
| 2.2 | Elect Director Tsuruha, Jun | Management | For | For |
| 2.3 | Elect Director Goto, Teruaki | Management | For | For |
| 2.4 | Elect Director Ogawa, Hisaya | Management | For | For |
| 2.5 | Elect Director Mitsuhashi, Shinya | Management | For | For |
| 2.6 | Elect Director Murakami, Shoichi | Management | For | For |
| 2.7 | Elect Director Atsumi, Fumiaki | Management | For | For |
| 2.8 | Elect Director Abe, Mitsunobu | Management | For | For |
| 2.9 | Elect Director Okada, Motoya | Management | For | For |
| 2.10 | Elect Director Fujii, Fumiyo | Management | For | For |
| 2.11 | Elect Director Sato, Harumi | Management | For | For |
| 2.12 | Elect Director Yahata, Masahiro | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Yamazaki, Mikine | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | For |
| UBS GROUP AG Meeting Date: NOV 19, 2020 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: UBSG Security ID: H42097107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Extraordinary Dividend of USD 0.365 per Share | Management | For | For |
| 2 | Transact Other Business (Voting) | Management | For | Against |
| UBS GROUP AG Meeting Date: APR 08, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: UBSG Security ID: H42097107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of USD 0.37 per Share | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management for Fiscal Year 2020, excluding French Cross-Border Matter | Management | For | For |
| 5.1 | Reelect Axel Weber as Director and Board Chairman | Management | For | For |
| 5.2 | Reelect Jeremy Anderson as Director | Management | For | For |
| 5.3 | Reelect William Dudley as Director | Management | For | For |
| 5.4 | Reelect Reto Francioni as Director | Management | For | For |
| 5.5 | Reelect Fred Hu as Director | Management | For | For |
| 5.6 | Reelect Mark Hughes as Director | Management | For | For |
| 5.7 | Reelect Nathalie Rachou as Director | Management | For | For |
| 5.8 | Reelect Julie Richardson as Director | Management | For | For |
| 5.9 | Reelect Dieter Wemmer as Director | Management | For | For |
| 5.10 | Reelect Jeanette Wong as Director | Management | For | For |
| 6.1 | Elect Claudia Boeckstiegel as Director | Management | For | For |
| 6.2 | Elect Patrick Firmenich as Director | Management | For | For |
| 7.1 | Reappoint Julie Richardson as Member of the Compensation Committee | Management | For | For |
| 7.2 | Reappoint Reto Francioni as Member of the Compensation Committee | Management | For | For |
| 7.3 | Reappoint Dieter Wemmer as Member of the Compensation Committee | Management | For | For |
| 7.4 | Reappoint Jeanette Wong as Member of the Compensation Committee | Management | For | For |
| 8.1 | Approve Remuneration of Directors in the Amount of CHF 13 Million | Management | For | For |
| 8.2 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 85 Million | Management | For | For |
| 8.3 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million | Management | For | For |
| 9.1 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | Management | For | For |
| 9.2 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 9.3 | Ratify BDO AG as Special Auditors | Management | For | For |
| 10 | Amend Articles Re: Voting Majority for Board Resolutions | Management | For | For |
| 11 | Approve CHF 15.7 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | Management | For | For |
| 12 | Authorize Repurchase of up to CHF 4 Billion in Issued Share Capital | Management | For | For |
| 13 | Transact Other Business (Voting) | Management | None | Against |
| UCB SA Meeting Date: APR 29, 2021 Record Date: APR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: UCB Security ID: B93562120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| 2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.27 per Share | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Discharge of Directors | Management | For | For |
| 8 | Approve Discharge of Auditors | Management | For | For |
| 9.1.A | Elect Stefan Oschmann as Director | Management | For | For |
| 9.1.B | Indicate Stefan Oschmann as Independent Director | Management | For | For |
| 9.2 | Elect Fiona du Monceau as Director | Management | For | For |
| 9.3.A | Ratify the Co-optation of Susan Gasser as Independent Director | Management | For | For |
| 9.3.B | Elect Susan Gasser as Director | Management | For | For |
| 9.3.C | Indicate Susan Gasser as Independent Director | Management | For | For |
| 9.4.A | Elect Jonathan Peacock as Director | Management | For | For |
| 9.4.B | Indicate Jonathan Peacock as Independent Director | Management | For | For |
| 9.5.A | Reelect Albrecht De Graeve as Director | Management | For | For |
| 9.5.B | Indicate Albrecht De Graeve as Independent Director | Management | For | For |
| 9.6.A | Elect Viviane Monges as Director | Management | For | For |
| 9.6.B | Indicate Viviane Monges as Independent Director | Management | For | For |
| 10 | Ratify Mazars as Auditors | Management | For | For |
| 11 | Approve Long-Term Incentive Plans - Program of Free Allocation of Shares | Management | For | For |
| 12.1 | Approve Change-of-Control Clause Re: EMTN Program | Management | For | For |
| UNILEVER NV Meeting Date: SEP 21, 2020 Record Date: AUG 24, 2020 Meeting Type: SPECIAL | ||||
| Ticker: UNA Security ID: N8981F289 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles Re: Unification | Management | For | For |
| 2 | Approve Unification | Management | For | For |
| 3 | Approve Discharge of Executive Directors | Management | For | For |
| 4 | Approve Discharge of Non-Executive Directors | Management | For | For |
| UNILEVER PLC Meeting Date: OCT 12, 2020 Record Date: OCT 10, 2020 Meeting Type: SPECIAL | ||||
| Ticker: ULVR Security ID: G92087165 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Matters Relating to the Unification of the Unilever Group under a Single Parent Company | Management | For | For |
| UNILEVER PLC Meeting Date: OCT 12, 2020 Record Date: OCT 10, 2020 Meeting Type: COURT | ||||
| Ticker: ULVR Security ID: G92087165 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Cross-Border Merger between Unilever PLC and Unilever N.V. | Management | For | For |
| UNILEVER PLC Meeting Date: MAY 05, 2021 Record Date: MAY 03, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ULVR Security ID: G92087165 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Climate Transition Action Plan | Management | For | For |
| 5 | Re-elect Nils Andersen as Director | Management | For | For |
| 6 | Re-elect Laura Cha as Director | Management | For | For |
| 7 | Re-elect Dr Judith Hartmann as Director | Management | For | For |
| 8 | Re-elect Alan Jope as Director | Management | For | For |
| 9 | Re-elect Andrea Jung as Director | Management | For | For |
| 10 | Re-elect Susan Kilsby as Director | Management | For | For |
| 11 | Re-elect Strive Masiyiwa as Director | Management | For | For |
| 12 | Re-elect Youngme Moon as Director | Management | For | For |
| 13 | Re-elect Graeme Pitkethly as Director | Management | For | For |
| 14 | Re-elect John Rishton as Director | Management | For | For |
| 15 | Re-elect Feike Sijbesma as Director | Management | For | For |
| 16 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 19 | Approve SHARES Plan | Management | For | For |
| 20 | Authorise Issue of Equity | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 25 | Adopt New Articles of Association | Management | For | For |
| 26 | Approve Reduction of the Share Premium Account | Management | For | For |
| UNITED INTERNET AG Meeting Date: MAY 27, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: UTDI Security ID: D8542B125 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Ralph Dommermuth for Fiscal Year 2020 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Frank Krause for Fiscal Year 2020 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Martin Mildner for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| 6.1 | Elect Stefan Rasch to the Supervisory Board | Management | For | For |
| 6.2 | Elect Andreas Soeffing to the Supervisory Board | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | Against |
| 8 | Approve Remuneration of Supervisory Board | Management | For | For |
| UNITED OVERSEAS BANK LIMITED (SINGAPORE) Meeting Date: APR 30, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: U11 Security ID: Y9T10P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Approve Ernst & Young LLP as Auditors and Authorize Directors to Fix Their Remuneration | Management | For | For |
| 5 | Elect Wong Kan Seng as Director | Management | For | For |
| 6 | Elect Alvin Yeo Khirn Hai as Director | Management | For | For |
| 7 | Elect Chia Tai Tee as Director | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 9 | Approve Issuance of Shares Pursuant to the UOB Scrip Dividend Scheme | Management | For | For |
| 10 | Authorize Share Repurchase Program | Management | For | For |
| USS CO., LTD. Meeting Date: JUN 15, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 4732 Security ID: J9446Z105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 27.75 | Management | For | For |
| 2.1 | Elect Director Ando, Yukihiro | Management | For | For |
| 2.2 | Elect Director Seta, Dai | Management | For | For |
| 2.3 | Elect Director Yamanaka, Masafumi | Management | For | For |
| 2.4 | Elect Director Akase, Masayuki | Management | For | For |
| 2.5 | Elect Director Ikeda, Hiromitsu | Management | For | For |
| 2.6 | Elect Director Tamura, Hitoshi | Management | For | For |
| 2.7 | Elect Director Kato, Akihiko | Management | For | For |
| 2.8 | Elect Director Takagi, Nobuko | Management | For | For |
| 3.1 | Appoint Statutory Auditor Goto, Kenichi | Management | For | For |
| 3.2 | Appoint Statutory Auditor Miyake, Keiji | Management | For | For |
| 3.3 | Appoint Statutory Auditor Ogawa, Jun | Management | For | For |
| VALMET CORP. Meeting Date: MAR 23, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VALMT Security ID: X96478114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Prepare and Approve List of Shareholders | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 0.90 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration Report (Advisory Vote) | Management | For | Against |
| 11 | Approve Remuneration of Directors in the Amount of EUR 118,000 for Chairman, EUR 70,000 for Vice Chairman and EUR 56,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | For |
| 12 | Fix Number of Directors at Eight | Management | For | For |
| 13 | Reelect Aaro Cantell (Vice Chair), Pekka Kemppainen, Monika Maurer, Mikael Makinen (Chair), Eriikka Soderstrom, Tarja Tyni and Rogerio Ziviani as Directors; Elect Per Lindberg as New Director | Management | For | For |
| 14 | Approve Remuneration of Auditors | Management | For | For |
| 15 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 16 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 17 | Approve Issuance of up to 15 Million Shares without Preemptive Rights | Management | For | For |
| 18 | Close Meeting | Management | None | None |
| VEOLIA ENVIRONNEMENT SA Meeting Date: APR 22, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: VIE Security ID: F9686M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Non-Deductible Expenses | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 6 | Reelect Caisse des Depots et Consignations as Director | Management | For | For |
| 7 | Reelect Marion Guillou as Director | Management | For | For |
| 8 | Elect Pierre-Andre de Chalendar as Director | Management | For | For |
| 9 | Approve Amendment of the Economic Performance Criterion Related to the Acquisition of Performance Shares Allocated to the Chairman and CEO under Plan No. 1 | Management | For | Against |
| 10 | Approve Amendment of the Economic Performance Criterion Related to the Acquisition of Performance Shares Allocated to the Chairman and CEO under Plan No. 2 | Management | For | For |
| 11 | Approve Amendment of the Economic Performance Criterion Related to the Acquisition of Performance Shares Allocated to the Chairman and CEO under Plan No. 3 | Management | For | For |
| 12 | Approve Compensation of Antoine Frerot, Chairman and CEO | Management | For | Against |
| 13 | Approve Compensation of Corporate Officers | Management | For | For |
| 14 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 15 | Approve Remuneration Policy of Corporate Officers | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 868 Million | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 868 Million | Management | For | For |
| 19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 17 and 18 | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Employees and Corporate Officers, up to Aggregate Nominal Amount of EUR 17,358,340 | Management | For | For |
| 22 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 23 | Amend Article 11 of Bylaws Re: Employee Representative | Management | For | For |
| 24 | Amend Article 11.2 of Bylaws Re: Board Composition | Management | For | For |
| 25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| VERBUND AG Meeting Date: APR 20, 2021 Record Date: APR 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VER Security ID: A91460104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Ratify Deloitte as Auditors for Fiscal Year 2021 | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board Members | Management | For | For |
| 8.1 | New/Amended Proposals from Shareholders | Management | None | Against |
| 8.2 | New/Amended Proposals from Management and Supervisory Board | Management | None | Against |
| VESTAS WIND SYSTEMS A/S Meeting Date: APR 08, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VWS Security ID: K9773J128 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of DKK 8.45 Per Share | Management | For | For |
| 4 | Approve Remuneration Report (Advisory Vote) | Management | For | For |
| 5 | Approve Remuneration of Directors in the Amount of DKK 1.3 Million for Chairman, DKK 892,500 for Vice Chairman and DKK 446,250 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 6.a | Reelect Anders Runevad as Director | Management | For | For |
| 6.b | Reelect Bert Nordberg as Director | Management | For | For |
| 6.c | Reelect Bruce Grant as Director | Management | For | For |
| 6.d | Reelect Eva Merete Sofelde Berneke as Director | Management | For | For |
| 6.e | Reelect Helle Thorning-Schmidt as Director | Management | For | For |
| 6.f | Reelect Karl-Henrik Sundstrom as Director | Management | For | For |
| 6.g | Reelect Lars Josefsson as Director | Management | For | For |
| 6.h | Elect Kentaro Hosomi as New Director | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 8.1 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
| 8.2 | Amend Articles Re: Change Par Value from DKK 1 to DKK 0.01 or Multiples Thereof | Management | For | For |
| 8.3 | Approve Creation of DKK 20.2 Million Pool of Capital with Preemptive Rights; Approve Creation of DKK 20.2 Million Pool of Capital without Preemptive Rights; Maximum Increase in Share Capital under Both Authorizations up to DKK 20.2 Million | Management | For | For |
| 8.4 | Allow Shareholder Meetings to be Held by Electronic Means Only | Management | For | For |
| 8.5 | Allow Electronic Distribution of Company Communication | Management | For | For |
| 8.6 | Authorize Board to Decide on the Distribution of Extraordinary Dividends | Management | For | For |
| 8.7 | Authorize Share Repurchase Program | Management | For | For |
| 9 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| 10 | Other Business | Management | None | None |
| VICINITY CENTRES Meeting Date: NOV 12, 2020 Record Date: NOV 10, 2020 Meeting Type: ANNUAL | ||||
| Ticker: VCX Security ID: Q9395F102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve Remuneration Report | Management | For | For |
| 3a | Elect Peter Kahan as Director | Management | For | Against |
| 3b | Elect Karen Penrose as Director | Management | For | For |
| 4 | Approve Grant of Performance Rights and Restricted Rights to Grant Kelley | Management | For | Against |
| 5 | Ratify Past Issuance of Stapled Securities to Institutional Investors and Retail Securityholders | Management | For | For |
| VINCI SA Meeting Date: APR 08, 2021 Record Date: APR 06, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: DG Security ID: F5879X108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.04 per Share | Management | For | For |
| 4 | Reelect Yannick Assouad as Director | Management | For | For |
| 5 | Reelect Graziella Gavezotti as Director | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Remuneration Policy of Directors | Management | For | For |
| 8 | Approve Remuneration Policy of Xavier Huillard, Chairman and CEO | Management | For | For |
| 9 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 10 | Approve Compensation of Xavier Huillard, Chairman and CEO | Management | For | For |
| 11 | Approve Company's Environmental Transition Plan | Management | For | For |
| 12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 13 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | Management | For | For |
| 16 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 150 Million | Management | For | For |
| 17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 14-16 | Management | For | For |
| 18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 21 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| VISTRY GROUP PLC Meeting Date: JUL 14, 2020 Record Date: JUL 10, 2020 Meeting Type: SPECIAL | ||||
| Ticker: VTY Security ID: G9424B107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Bonus Issue | Management | For | For |
| 2 | Authorise Issue of Bonus Issue Shares | Management | For | For |
| VIVENDI SA Meeting Date: MAR 29, 2021 Record Date: MAR 25, 2021 Meeting Type: SPECIAL | ||||
| Ticker: VIV Security ID: F97982106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Article 20 of Bylaws Re: Allocation of Income and Dividends | Management | For | For |
| 2 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| VIVENDI SE Meeting Date: JUN 22, 2021 Record Date: JUN 18, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: VIV Security ID: F97982106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
| 5 | Advisory Vote on Exceptional Distribution Project in kind of a Majority of the Capital of Universal Music Group N.V. to the Shareholders of Vivendi SE | Management | For | For |
| 6 | Exceptional Distribution in kind of Shares of Universal Music Group N.V. to the Shareholders of Vivendi SE | Management | For | For |
| 7 | Approve Compensation Report | Management | For | Against |
| 8 | Approve Compensation of Yannick Bollore, Chairman of the Supervisory Board | Management | For | Against |
| 9 | Approve Compensation of Arnaud de Puyfontaine, Chairman of the Management Board | Management | For | Against |
| 10 | Approve Compensation of Gilles Alix, Management Board Member | Management | For | Against |
| 11 | Approve Compensation of Cedric de Bailliencourt, Management Board Member | Management | For | Against |
| 12 | Approve Compensation of Frederic Crepin, Management Board Member | Management | For | Against |
| 13 | Approve Compensation of Simon Gillham, Management Board Member | Management | For | Against |
| 14 | Approve Compensation of Herve Philippe, Management Board Member | Management | For | Against |
| 15 | Approve Compensation of Stephane Roussel, Management Board Member | Management | For | Against |
| 16 | Approve Remuneration Policy of Supervisory Board Members and Chairman | Management | For | Against |
| 17 | Approve Remuneration Policy of Chairman of the Management Board | Management | For | Against |
| 18 | Approve Remuneration Policy of Management Board Members | Management | For | Against |
| 19 | Reelect Veronique Driot-Argentin as Supervisory Board Member | Management | For | For |
| 20 | Reelect Sandrine Le Bihan as Representative of Employee Shareholders to the Board | Management | For | For |
| 21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 22 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 23 | Authorize Specific Buyback Program and Cancellation of Repurchased Share | Management | For | Against |
| 24 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 655 Million | Management | For | For |
| 25 | Authorize Capitalization of Reserves of Up to EUR 327,5 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 26 | Authorize Capital Increase of up to 5 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 27 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 29 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries | Management | For | For |
| 30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| VODAFONE GROUP PLC Meeting Date: JUL 28, 2020 Record Date: JUL 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: VOD Security ID: G93882192 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Jean-Francois van Boxmeer as Director | Management | For | For |
| 3 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 4 | Re-elect Nick Read as Director | Management | For | For |
| 5 | Re-elect Margherita Della Valle as Director | Management | For | For |
| 6 | Re-elect Sir Crispin Davis as Director | Management | For | For |
| 7 | Re-elect Michel Demare as Director | Management | For | For |
| 8 | Re-elect Dame Clara Furse as Director | Management | For | For |
| 9 | Re-elect Valerie Gooding as Director | Management | For | For |
| 10 | Re-elect Renee James as Director | Management | For | For |
| 11 | Re-elect Maria Amparo Moraleda Martinez as Director | Management | For | For |
| 12 | Re-elect Sanjiv Ahuja as Director | Management | For | For |
| 13 | Re-elect David Thodey as Director | Management | For | Against |
| 14 | Re-elect David Nish as Director | Management | For | For |
| 15 | Approve Final Dividend | Management | For | For |
| 16 | Approve Remuneration Policy | Management | For | For |
| 17 | Approve Remuneration Report | Management | For | For |
| 18 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise Issue of Equity | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 26 | Approve Share Incentive Plan | Management | For | For |
| VOLVO AB Meeting Date: MAR 31, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VOLV.B Security ID: 928856301 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2.1 | Designate Erik Sjoman as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 2.2 | Designate Martin Jonasson as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports; Receive President's Report | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of SEK 6 Per Share and an Extra Dividend of SEK 9 Per Share | Management | For | Did Not Vote |
| 9.1 | Approve Discharge of Matti Alahuhta | Management | For | Did Not Vote |
| 9.2 | Approve Discharge of Eckhard Cordes | Management | For | Did Not Vote |
| 9.3 | Approve Discharge of Eric Elzvik | Management | For | Did Not Vote |
| 9.4 | Approve Discharge of Kurt Jofs | Management | For | Did Not Vote |
| 9.5 | Approve Discharge of James W. Griffith | Management | For | Did Not Vote |
| 9.6 | Approve Discharge of Martin Lundstedt (as Board Member) | Management | For | Did Not Vote |
| 9.7 | Approve Discharge of Kathryn V. Marinello | Management | For | Did Not Vote |
| 9.8 | Approve Discharge of Martina Merz | Management | For | Did Not Vote |
| 9.9 | Approve Discharge of Hanne de Mora | Management | For | Did Not Vote |
| 9.10 | Approve Discharge of Helena Stjernholm | Management | For | Did Not Vote |
| 9.11 | Approve Discharge of Carl-Henric Svanberg | Management | For | Did Not Vote |
| 9.12 | Approve Discharge of Lars Ask (Employee Representative) | Management | For | Did Not Vote |
| 9.13 | Approve Discharge of Mats Henning (Employee Representative) | Management | For | Did Not Vote |
| 9.14 | Approve Discharge of Mikael Sallstrom (Employee Representative) | Management | For | Did Not Vote |
| 9.15 | Approve Discharge of Camilla Johansson (Deputy Employee Representative) | Management | For | Did Not Vote |
| 9.16 | Approve Discharge of Mari Larsson (Deputy Employee Representative) | Management | For | Did Not Vote |
| 9.17 | Approve Discharge of Martin Lundstedt (as CEO) | Management | For | Did Not Vote |
| 10.1 | Determine Number of Members (11) of Board | Management | For | Did Not Vote |
| 10.2 | Determine Number of Deputy Members (0) of Board | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of SEK 3.7 Million for Chairman and SEK 1.1 Million for Other Directors except CEO; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 12.1 | Reelect Matti Alahuhta as Director | Management | For | Did Not Vote |
| 12.2 | Reelect Eckhard Cordes as Director | Management | For | Did Not Vote |
| 12.3 | Reelect Eric Elzvik as Director | Management | For | Did Not Vote |
| 12.4 | Elect Martha Finn Brooks as New Director | Management | For | Did Not Vote |
| 12.5 | Reelect Kurt Jofs as Director | Management | For | Did Not Vote |
| 12.6 | Reelect Martin Lundstedt as Director | Management | For | Did Not Vote |
| 12.7 | Reelect Kathryn Marinello as Director | Management | For | Did Not Vote |
| 12.8 | Reelect Martina Merz as Director | Management | For | Did Not Vote |
| 12.9 | Reelect Hanne de Mora as Director | Management | For | Did Not Vote |
| 12.10 | Reelect Helena Stjernholm as Director | Management | For | Did Not Vote |
| 12.11 | Reelect Carl-Henric Svenberg as Director | Management | For | Did Not Vote |
| 13 | Reelect Carl-Henric Svanberg as Board Chairman | Management | For | Did Not Vote |
| 14.1 | Elect Bengt Kjell to Serve on Nomination Committee | Management | For | Did Not Vote |
| 14.2 | Elect Anders Oscarsson to Serve on Nomination Committee | Management | For | Did Not Vote |
| 14.3 | Elect Ramsay Brufer to Serve on Nomination Committee | Management | For | Did Not Vote |
| 14.4 | Elect Carine Smith Ihenacho to Serve on Nomination Committee | Management | For | Did Not Vote |
| 14.5 | Elect Chairman of the Board to Serve on Nomination Committee | Management | For | Did Not Vote |
| 15 | Approve Remuneration Report | Management | For | Did Not Vote |
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 17 | Amend Articles Re: Auditors | Management | For | Did Not Vote |
| 18 | Limit Contributions to Chalmers University of Technology Foundation to a Maximum of SEK 4 Million Per Year | Shareholder | None | Did Not Vote |
| VOLVO AB Meeting Date: JUN 29, 2021 Record Date: JUN 18, 2021 Meeting Type: SPECIAL | ||||
| Ticker: VOLV.B Security ID: 928856301 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2.1 | Designate Erik Sjoman as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 2.2 | Designate Martin Jonasson as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Approve Special Dividends of SEK 9.50 Per Share | Management | For | Did Not Vote |
| WARTSILA OYJ ABP Meeting Date: MAR 04, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WRT1V Security ID: X98155116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 0.20 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory) | Management | For | For |
| 11 | Approve Remuneration Report (Advisory Vote) | Management | For | Against |
| 12 | Approve Remuneration of Directors in the Amount of EUR 140,000 for Chairman, EUR 105,000 for Vice Chairman, and EUR 70,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work | Management | For | For |
| 13 | Fix Number of Directors at Eight | Management | For | For |
| 14 | Reelect Maarit Aarni-Sirvio, Karen Bomba, Karin Falk, Johan Forssell, Tom Johnstone (Chair), Risto Murto (Vice Chair) and Mats Rahmstrom as Directors; Elect Tiina Tuomela as New Director | Management | For | Against |
| 15 | Approve Remuneration of Auditors | Management | For | For |
| 16 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 17 | Authorize Share Repurchase Program | Management | For | For |
| 18 | Approve Issuance of up to 57 Million Shares without Preemptive Rights | Management | For | For |
| 19 | Close Meeting | Management | None | None |
| WELCIA HOLDINGS CO., LTD. Meeting Date: MAY 25, 2021 Record Date: FEB 28, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 3141 Security ID: J9505A108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ikeno, Takamitsu | Management | For | For |
| 1.2 | Elect Director Matsumoto, Tadahisa | Management | For | For |
| 1.3 | Elect Director Sato, Norimasa | Management | For | For |
| 1.4 | Elect Director Nakamura, Juichi | Management | For | For |
| 1.5 | Elect Director Okada, Motoya | Management | For | For |
| 1.6 | Elect Director Narita, Yukari | Management | For | For |
| 1.7 | Elect Director Nakai, Tomoko | Management | For | For |
| 1.8 | Elect Director Ishizuka, Kunio | Management | For | For |
| WESTPAC BANKING CORP. Meeting Date: DEC 11, 2020 Record Date: DEC 09, 2020 Meeting Type: ANNUAL | ||||
| Ticker: WBC Security ID: Q97417101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve Grant of Performance Share Rights to Peter King | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4a | Elect Peter Nash as Director | Management | For | For |
| 4b | Elect John McFarlane as Director | Management | For | For |
| 4c | Elect Christopher Lynch as Director | Management | For | For |
| 4d | Elect Michael Hawker as Director | Management | For | For |
| 5a | Elect Noel Davis as Director | Shareholder | Against | Against |
| 5b | Elect Paul Whitehead as Director | Shareholder | Against | Against |
| WOODSIDE PETROLEUM LTD. Meeting Date: APR 15, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WPL Security ID: 980228100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2a | Elect Christopher Haynes as Director | Management | For | For |
| 2b | Elect Richard Goyder as Director | Management | For | For |
| 2c | Elect Gene Tilbrook Goh as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Grant of Performance Rights to Peter Coleman | Management | For | For |
| 5a | Approve the Amendments to the Company's Constitution Proposed by Market Forces | Shareholder | Against | Against |
| 5b | Approve Capital Protection | Shareholder | Against | Against |
| 6 | ***Withdrawn Resolution*** Approve the Amendments to the Company's Constitution Proposed by the Australasian Centre for Corporate Responsibility (ACCR) | Shareholder | None | None |
| WOOLWORTHS GROUP LIMITED Meeting Date: JUN 18, 2021 Record Date: JUN 16, 2021 Meeting Type: SPECIAL | ||||
| Ticker: WOW Security ID: Q98418108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Approve the Demerger | Management | For | For |
| 1b | Approve Capital Reduction | Management | For | For |
| 2 | Approve Employee Incentive | Management | For | For |
| WPP PLC Meeting Date: JUN 09, 2021 Record Date: JUN 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WPP Security ID: G9788D103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Compensation Committee Report | Management | For | For |
| 4 | Elect Angela Ahrendts as Director | Management | For | For |
| 5 | Elect Tom Ilube as Director | Management | For | For |
| 6 | Elect Ya-Qin Zhang as Director | Management | For | For |
| 7 | Re-elect Jacques Aigrain as Director | Management | For | For |
| 8 | Re-elect Sandrine Dufour as Director | Management | For | For |
| 9 | Re-elect Tarek Farahat as Director | Management | For | For |
| 10 | Re-elect Roberto Quarta as Director | Management | For | For |
| 11 | Re-elect Mark Read as Director | Management | For | For |
| 12 | Re-elect John Rogers as Director | Management | For | For |
| 13 | Re-elect Cindy Rose as Director | Management | For | For |
| 14 | Re-elect Nicole Seligman as Director | Management | For | For |
| 15 | Re-elect Sally Susman as Director | Management | For | For |
| 16 | Re-elect Keith Weed as Director | Management | For | For |
| 17 | Re-elect Jasmine Whitbread as Director | Management | For | For |
| 18 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise Issue of Equity | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 24 | Adopt New Articles of Association | Management | For | For |
| XINYI GLASS HOLDINGS LTD. Meeting Date: MAY 28, 2021 Record Date: MAY 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 868 Security ID: G9828G108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3A1 | Elect Tung Ching Bor as Director | Management | For | For |
| 3A2 | Elect Sze Nang Sze as Director | Management | For | For |
| 3A3 | Elect Ng Ngan Ho as Director | Management | For | For |
| 3A4 | Elect Wong Ying Wai as Director | Management | For | For |
| 3A5 | Elect Tran Chuen Wah, John as Director | Management | For | For |
| 3B | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5A | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5B | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5C | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| YAKULT HONSHA CO., LTD. Meeting Date: JUN 23, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2267 Security ID: J95468120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Narita, Hiroshi | Management | For | For |
| 1.2 | Elect Director Wakabayashi, Hiroshi | Management | For | For |
| 1.3 | Elect Director Ishikawa, Fumiyasu | Management | For | For |
| 1.4 | Elect Director Ito, Masanori | Management | For | For |
| 1.5 | Elect Director Doi, Akifumi | Management | For | For |
| 1.6 | Elect Director Hayashida, Tetsuya | Management | For | For |
| 1.7 | Elect Director Hirano, Susumu | Management | For | For |
| 1.8 | Elect Director Imada, Masao | Management | For | For |
| 1.9 | Elect Director Yasuda, Ryuji | Management | For | For |
| 1.10 | Elect Director Fukuoka, Masayuki | Management | For | For |
| 1.11 | Elect Director Maeda, Norihito | Management | For | For |
| 1.12 | Elect Director Tobe, Naoko | Management | For | For |
| 1.13 | Elect Director Hirano, Koichi | Management | For | For |
| 1.14 | Elect Director Shimbo, Katsuyoshi | Management | For | For |
| 1.15 | Elect Director Nagasawa, Yumiko | Management | For | For |
| YAMATO HOLDINGS CO., LTD. Meeting Date: JUN 24, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 9064 Security ID: J96612114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yamauchi, Masaki | Management | For | For |
| 1.2 | Elect Director Nagao, Yutaka | Management | For | For |
| 1.3 | Elect Director Shibasaki, Kenichi | Management | For | For |
| 1.4 | Elect Director Kanda, Haruo | Management | For | For |
| 1.5 | Elect Director Mori, Masakatsu | Management | For | For |
| 1.6 | Elect Director Tokuno, Mariko | Management | For | For |
| 1.7 | Elect Director Kobayashi, Yoichi | Management | For | For |
| 1.8 | Elect Director Sugata, Shiro | Management | For | For |
| 1.9 | Elect Director Kuga, Noriyuki | Management | For | For |
| 2 | Appoint Statutory Auditor Yamashita, Takashi | Management | For | For |
| YARA INTERNATIONAL ASA Meeting Date: MAY 06, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: YAR Security ID: R9900C106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 20.00 Per Share | Management | For | Did Not Vote |
| 4 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 5 | Approve Company's Corporate Governance Statement | Management | For | Did Not Vote |
| 6 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 7 | Approve Remuneration of Directors in the Amount of NOK 690,000 for the Chairman, NOK 412,000 for the Vice Chairman, and NOK 363,000 for the Other Directors; Approve Committee Fees | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
| 9 | Approve NOK 22.8 Million Reduction in Share Capital via Share Cancellation and Redemption | Management | For | Did Not Vote |
| 10 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 11 | Amend Articles Re: Electronic General Meetings | Management | For | Did Not Vote |
| Z HOLDINGS CORP. Meeting Date: JUN 18, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 4689 Security ID: J9894K105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Allow Virtual Only Shareholder Meetings | Management | For | Against |
| 2.1 | Elect Director Kawabe, Kentaro | Management | For | For |
| 2.2 | Elect Director Idezawa, Takeshi | Management | For | For |
| 2.3 | Elect Director Jungho Shin | Management | For | For |
| 2.4 | Elect Director Ozawa, Takao | Management | For | For |
| 2.5 | Elect Director Masuda, Jun | Management | For | For |
| 2.6 | Elect Director Oketani, Taku | Management | For | For |
| 3 | Elect Director and Audit Committee Member Usumi, Yoshio | Management | For | For |
| ZOZO, INC. Meeting Date: JUN 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 3092 Security ID: J9893A108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 26 | Management | For | For |
| 2.1 | Elect Director Sawada, Kotaro | Management | For | For |
| 2.2 | Elect Director Yanagisawa, Koji | Management | For | For |
| 2.3 | Elect Director Hirose, Fuminori | Management | For | For |
| 2.4 | Elect Director Kawabe, Kentaro | Management | For | For |
| 2.5 | Elect Director Ozawa, Takao | Management | For | For |
| 2.6 | Elect Director Ono, Koji | Management | For | For |
| 2.7 | Elect Director Hotta, Kazunori | Management | For | For |
| 2.8 | Elect Director Saito, Taro | Management | For | For |
| 3 | Approve Restricted Stock Plan | Management | For | For |
| ZURICH INSURANCE GROUP AG Meeting Date: APR 07, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ZURN Security ID: H9870Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 20.00 per Share | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1a | Reelect Michel Lies as Director and Board Chairman | Management | For | For |
| 4.1b | Reelect Joan Amble as Director | Management | For | For |
| 4.1c | Reelect Catherine Bessant as Director | Management | For | For |
| 4.1d | Reelect Dame Carnwath as Director | Management | For | For |
| 4.1e | Reelect Christoph Franz as Director | Management | For | For |
| 4.1f | Reelect Michael Halbherr as Director | Management | For | For |
| 4.1g | Reelect Jeffrey Hayman as Director (pro-forma vote as Jeffrey Hayman is not available for appointment) | Management | For | For |
| 4.1h | Reelect Monica Maechler as Director | Management | For | For |
| 4.1i | Reelect Kishore Mahbubani as Director | Management | For | For |
| 4.1j | Reelect Jasmin Staiblin as Director | Management | For | For |
| 4.1k | Reelect Barry Stowe as Director | Management | For | For |
| 4.1l | Elect Sabine Keller-Busse as Director | Management | For | For |
| 4.2.1 | Reappoint Michel Lies as Member of the Compensation Committee | Management | For | For |
| 4.2.2 | Reappoint Catherine Bessant as Member of the Compensation Committee | Management | For | For |
| 4.2.3 | Reappoint Christoph Franz as Member of the Compensation Committee | Management | For | For |
| 4.2.4 | Reappoint Kishore Mahbubani as Member of the Compensation Committee | Management | For | For |
| 4.2.5 | Reappoint Jasmin Staiblin as Member of the Compensation Committee | Management | For | For |
| 4.2.6 | Appoint Sabine Keller-Busse as Member of the Compensation Committee | Management | For | For |
| 4.3 | Designate Keller KLG as Independent Proxy | Management | For | For |
| 4.4 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 5.9 Million | Management | For | For |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 79.8 Million | Management | For | For |
| 6 | Approve Extension of Existing Authorized Capital Pool of CHF 4.5 Million with Partial Exclusion of Preemptive Rights and Approve Amendment to Existing Conditional Capital Pool | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
Principal Investment Grade Corporate Active ETF
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Principal Millennials Index ETF
| ACTIVISION BLIZZARD, INC. Meeting Date: JUN 21, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ATVI Security ID: 00507V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Reveta Bowers | Management | For | For |
| 1b | Elect Director Robert Corti | Management | For | For |
| 1c | Elect Director Hendrik Hartong, III | Management | For | For |
| 1d | Elect Director Brian Kelly | Management | For | For |
| 1e | Elect Director Robert Kotick | Management | For | For |
| 1f | Elect Director Barry Meyer | Management | For | For |
| 1g | Elect Director Robert Morgado | Management | For | For |
| 1h | Elect Director Peter Nolan | Management | For | For |
| 1i | Elect Director Dawn Ostroff | Management | For | For |
| 1j | Elect Director Casey Wasserman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ADIDAS AG Meeting Date: AUG 11, 2020 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ADS Security ID: D0066B185 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Amend Articles Re: Electronic Participation | Management | For | For |
| 6 | Elect Christian Klein to the Supervisory Board | Management | For | For |
| 7 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
| ADIDAS AG Meeting Date: MAY 12, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ADS Security ID: D0066B185 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.00 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Elect Jackie Joyner-Kersee to the Supervisory Board | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Amend Articles Re: Information for Registration in the Share Register | Management | For | For |
| 9 | Approve Creation of EUR 50 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 10 | Approve Creation of EUR 20 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 11 | Cancel Authorized Capital 2016 | Management | For | For |
| 12 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 13 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 14 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | For |
| ADYEN NV Meeting Date: FEB 12, 2021 Record Date: JAN 15, 2021 Meeting Type: SPECIAL | ||||
| Ticker: ADYEN Security ID: N3501V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting and Announcements | Management | None | None |
| 2 | Elect Alexander Matthey to Management Board | Management | For | For |
| 3 | Elect Caoimhe Treasa Keogan to Supervisory Board | Management | For | For |
| 4 | Close Meeting | Management | None | None |
| ADYEN NV Meeting Date: JUN 03, 2021 Record Date: MAY 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ADYEN Security ID: N3501V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2.b | Approve Remuneration Report | Management | For | For |
| 2.c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Reelect Ingo Jeroen Uytdehaage to Management Board | Management | For | For |
| 6 | Reelect Delfin Rueda Arroyo to Supervisory Board | Management | For | For |
| 7 | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
| 8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Ratify PwC as Auditors | Management | For | For |
| AFREECATV CO., LTD. Meeting Date: MAR 30, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 067160 Security ID: Y63806106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Amend Articles of Incorporation (Issuance of Preferred Share) | Management | For | For |
| 2.2 | Amend Articles of Incorporation (Stock Option Grant) | Management | For | For |
| 2.3 | Amend Articles of Incorporation (Amend Record Date) | Management | For | For |
| 2.4 | Amend Articles of Incorporation Transfer Agent | Management | For | For |
| 2.5 | Amend Articles of Incorporation (Amendments Relating to Fiscal Year) | Management | For | For |
| 2.6 | Amend Articles of Incorporation (Issuance of Convertible Bonds) | Management | For | For |
| 2.7 | Amend Articles of Incorporation (Issuance of Bonds with Warrants) | Management | For | For |
| 2.8 | Amend Articles of Incorporation (Appointment of External Auditor) | Management | For | For |
| 3 | Approve Stock Option Grants | Management | For | For |
| 4 | Elect Jeong Jae-min as Outside Director | Management | For | For |
| 5 | Appoint Kim Seong-woo as Internal Auditor | Management | For | For |
| 6 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 7 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | For |
| ALIBABA GROUP HOLDING LIMITED Meeting Date: SEP 30, 2020 Record Date: AUG 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 9988 Security ID: 01609W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association | Management | For | For |
| 2.1 | Elect Maggie Wei Wu as Director | Management | For | Against |
| 2.2 | Elect Kabir Misra as Director | Management | For | Against |
| 2.3 | Elect Walter Teh Ming Kwauk as Director | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| AMC NETWORKS INC. Meeting Date: JUN 16, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AMCX Security ID: 00164V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leonard Tow | Management | For | For |
| 1.2 | Elect Director David E. Van Zandt | Management | For | For |
| 1.3 | Elect Director Carl E. Vogel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| AMERICAN EAGLE OUTFITTERS, INC. Meeting Date: JUN 03, 2021 Record Date: APR 07, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AEO Security ID: 02553E106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Janice E. Page | Management | For | For |
| 1.2 | Elect Director David M. Sable | Management | For | For |
| 1.3 | Elect Director Noel J. Spiegel | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ANTA SPORTS PRODUCTS LIMITED Meeting Date: MAY 07, 2021 Record Date: MAY 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2020 Security ID: G04011105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Ding Shijia as Director | Management | For | For |
| 4 | Elect Zheng Jie as Director | Management | For | For |
| 5 | Elect Yiu Kin Wah Stephen as Director | Management | For | For |
| 6 | Elect Lai Hin Wing Henry Stephen as Director | Management | For | For |
| 7 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 8 | Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 10 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 11 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| APPLE INC. Meeting Date: FEB 23, 2021 Record Date: DEC 28, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AAPL Security ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Andrea Jung | Management | For | For |
| 1e | Elect Director Art Levinson | Management | For | For |
| 1f | Elect Director Monica Lozano | Management | For | For |
| 1g | Elect Director Ron Sugar | Management | For | For |
| 1h | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | For |
| 5 | Improve Principles of Executive Compensation Program | Shareholder | Against | Against |
| AT&T INC. Meeting Date: APR 30, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: T Security ID: 00206R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William E. Kennard | Management | For | For |
| 1b | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1c | Elect Director Scott T. Ford | Management | For | For |
| 1d | Elect Director Glenn H. Hutchins | Management | For | For |
| 1e | Elect Director Debra L. Lee | Management | For | For |
| 1f | Elect Director Stephen J. Luczo | Management | For | For |
| 1g | Elect Director Michael B. McCallister | Management | For | For |
| 1h | Elect Director Beth E. Mooney | Management | For | For |
| 1i | Elect Director Matthew K. Rose | Management | For | For |
| 1j | Elect Director John T. Stankey | Management | For | For |
| 1k | Elect Director Cynthia B. Taylor | Management | For | For |
| 1l | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Lower Ownership Threshold for Action by Written Consent | Shareholder | Against | For |
| BED BATH & BEYOND INC. Meeting Date: JUL 14, 2020 Record Date: JUN 05, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BBBY Security ID: 075896100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Harriet Edelman | Management | For | For |
| 1b | Elect Director Mark J. Tritton | Management | For | For |
| 1c | Elect Director John E. Fleming | Management | For | For |
| 1d | Elect Director Sue E. Gove | Management | For | For |
| 1e | Elect Director Jeffrey A. Kirwan | Management | For | For |
| 1f | Elect Director Johnathan B. (JB) Osborne | Management | For | For |
| 1g | Elect Director Harsha Ramalingam | Management | For | For |
| 1h | Elect Director Virginia P. Ruesterholz | Management | For | For |
| 1i | Elect Director Joshua E. Schechter | Management | For | For |
| 1j | Elect Director Andrea Weiss | Management | For | For |
| 1k | Elect Director Mary A. Winston | Management | For | For |
| 1l | Elect Director Ann Yerger | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BED BATH & BEYOND INC. Meeting Date: JUN 17, 2021 Record Date: MAY 03, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BBBY Security ID: 075896100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Harriet Edelman | Management | For | For |
| 1b | Elect Director Mark J. Tritton | Management | For | For |
| 1c | Elect Director John E. Fleming | Management | For | For |
| 1d | Elect Director Sue E. Gove | Management | For | For |
| 1e | Elect Director Jeffrey A. Kirwan | Management | For | For |
| 1f | Elect Director Virginia P. Ruesterholz | Management | For | For |
| 1g | Elect Director Joshua E. Schechter | Management | For | For |
| 1h | Elect Director Andrea M. Weiss | Management | For | For |
| 1i | Elect Director Mary A. Winston | Management | For | For |
| 1j | Elect Director Ann Yerger | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BOOKING HOLDINGS INC. Meeting Date: JUN 03, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BKNG Security ID: 09857L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Glenn D. Fogel | Management | For | For |
| 1.3 | Elect Director Mirian M. Graddick-Weir | Management | For | For |
| 1.4 | Elect Director Wei Hopeman | Management | For | For |
| 1.5 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
| 1.6 | Elect Director Charles H. Noski | Management | For | For |
| 1.7 | Elect Director Nicholas J. Read | Management | For | For |
| 1.8 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.9 | Elect Director Bob van Dijk | Management | For | For |
| 1.10 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 1.11 | Elect Director Vanessa A. Wittman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Report on Annual Climate Transition | Shareholder | Against | For |
| 8 | Annual Investor Advisory Vote on Climate Plan | Shareholder | Against | For |
| BRIGHT HORIZONS FAMILY SOLUTIONS INC. Meeting Date: JUN 24, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BFAM Security ID: 109194100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Julie Atkinson | Management | For | For |
| 1b | Elect Director Jordan Hitch | Management | For | For |
| 1c | Elect Director Laurel J. Richie | Management | For | For |
| 1d | Elect Director Mary Ann Tocio | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CAMPING WORLD HOLDINGS, INC. Meeting Date: MAY 14, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CWH Security ID: 13462K109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andris A. Baltins | Management | For | Withhold |
| 1.2 | Elect Director Brent L. Moody | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CARTER'S, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CRI Security ID: 146229109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hali Borenstein | Management | For | For |
| 1b | Elect Director Giuseppina Buonfantino | Management | For | For |
| 1c | Elect Director Michael D. Casey | Management | For | For |
| 1d | Elect Director A. Bruce Cleverly | Management | For | For |
| 1e | Elect Director Jevin S. Eagle | Management | For | For |
| 1f | Elect Director Mark P. Hipp | Management | For | For |
| 1g | Elect Director William J. Montgoris | Management | For | For |
| 1h | Elect Director David Pulver | Management | For | For |
| 1i | Elect Director Gretchen W. Schar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CHINA YUHUA EDUCATION CORPORATION LIMITED Meeting Date: FEB 01, 2021 Record Date: JAN 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6169 Security ID: G2120K109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a1 | Elect Li Guangyu as Director | Management | For | For |
| 3a2 | Elect Li Hua as Director | Management | For | For |
| 3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5C | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| CHIPOTLE MEXICAN GRILL, INC. Meeting Date: MAY 18, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CMG Security ID: 169656105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Albert S. Baldocchi | Management | For | For |
| 1.2 | Elect Director Matthew A. Carey | Management | For | For |
| 1.3 | Elect Director Gregg L. Engles | Management | For | For |
| 1.4 | Elect Director Patricia Fili-Krushel | Management | For | For |
| 1.5 | Elect Director Neil W. Flanzraich | Management | For | For |
| 1.6 | Elect Director Mauricio Gutierrez | Management | For | For |
| 1.7 | Elect Director Robin Hickenlooper | Management | For | For |
| 1.8 | Elect Director Scott Maw | Management | For | For |
| 1.9 | Elect Director Ali Namvar | Management | For | For |
| 1.10 | Elect Director Brian Niccol | Management | For | For |
| 1.11 | Elect Director Mary Winston | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| COMCAST CORPORATION Meeting Date: JUN 02, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CMCSA Security ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Naomi M. Bergman | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Risks Posed by the Failing to Prevent Workplace Sexual Harassment | Shareholder | Against | Against |
| D.R. HORTON, INC. Meeting Date: JAN 20, 2021 Record Date: NOV 30, 2020 Meeting Type: ANNUAL | ||||
| Ticker: DHI Security ID: 23331A109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donald R. Horton | Management | For | For |
| 1b | Elect Director Barbara K. Allen | Management | For | For |
| 1c | Elect Director Brad S. Anderson | Management | For | For |
| 1d | Elect Director Michael R. Buchanan | Management | For | For |
| 1e | Elect Director Michael W. Hewatt | Management | For | For |
| 1f | Elect Director Maribess L. Miller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DAVIDE CAMPARI-MILANO NV Meeting Date: SEP 18, 2020 Record Date: AUG 21, 2020 Meeting Type: SPECIAL | ||||
| Ticker: CPR Security ID: N24565108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Approve Reduction in Share Capital and Amend Articles to Reflect Changes in Capital | Management | For | Against |
| 3 | Approve Implementation of Clause 13.11 and Amend Articles of Association | Management | For | Against |
| 4 | Elect Fabio Facchini as Director | Management | For | For |
| 5 | Approve Remuneration Policy | Management | For | Against |
| 6 | Allow Questions | Management | None | None |
| 7 | Close Meeting | Management | None | None |
| DAVIDE CAMPARI-MILANO NV Meeting Date: APR 08, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CPR Security ID: N24565108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Annual Report (Non-Voting) | Management | None | None |
| 2.b | Approve Remuneration Report | Management | For | For |
| 2.c | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 2.d | Adopt Financial Statements | Management | For | For |
| 3.a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 3.b | Approve Dividends | Management | For | For |
| 4.a | Approve Discharge of Executive Directors | Management | For | For |
| 4.b | Approve Discharge of Non-Executive Directors | Management | For | For |
| 5 | Approve Employee Share Ownership Plan | Management | For | For |
| 6 | Approve Extra Mile Bonus Plan | Management | For | For |
| 7 | Approve Stock Option Plan | Management | For | Against |
| 8 | Authorize Repurchase of Shares | Management | For | For |
| 9 | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | For |
| DECKERS OUTDOOR CORPORATION Meeting Date: SEP 11, 2020 Record Date: JUL 13, 2020 Meeting Type: ANNUAL | ||||
| Ticker: DECK Security ID: 243537107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael F. Devine, III | Management | For | For |
| 1.2 | Elect Director Nelson C. Chan | Management | For | For |
| 1.3 | Elect Director Cynthia (Cindy) L. Davis | Management | For | For |
| 1.4 | Elect Director Juan R. Figuereo | Management | For | For |
| 1.5 | Elect Director Victor Luis | Management | For | For |
| 1.6 | Elect Director Dave Powers | Management | For | For |
| 1.7 | Elect Director Lauri M. Shanahan | Management | For | For |
| 1.8 | Elect Director Brian A. Spaly | Management | For | For |
| 1.9 | Elect Director Bonita C. Stewart | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DICK'S SPORTING GOODS, INC. Meeting Date: JUN 09, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DKS Security ID: 253393102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William J. Colombo | Management | For | For |
| 1b | Elect Director Sandeep Mathrani | Management | For | For |
| 1c | Elect Director Desiree Ralls-Morrison | Management | For | For |
| 1d | Elect Director Larry D. Stone | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Approve Increase in Size of Board | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| DISCOVER FINANCIAL SERVICES Meeting Date: MAY 05, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DFS Security ID: 254709108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director Gregory C. Case | Management | For | For |
| 1.4 | Elect Director Candace H. Duncan | Management | For | For |
| 1.5 | Elect Director Joseph F. Eazor | Management | For | For |
| 1.6 | Elect Director Cynthia A. Glassman | Management | For | For |
| 1.7 | Elect Director Roger C. Hochschild | Management | For | For |
| 1.8 | Elect Director Thomas G. Maheras | Management | For | For |
| 1.9 | Elect Director Michael H. Moskow | Management | For | For |
| 1.10 | Elect Director David L. Rawlinson, II | Management | For | For |
| 1.11 | Elect Director Mark A. Thierer | Management | For | For |
| 1.12 | Elect Director Jennifer L. Wong | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| DOMINO'S PIZZA, INC. Meeting Date: APR 27, 2021 Record Date: MAR 03, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DPZ Security ID: 25754A201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Brandon | Management | For | For |
| 1.2 | Elect Director Richard E. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director C. Andrew Ballard | Management | For | For |
| 1.4 | Elect Director Andrew B. Balson | Management | For | For |
| 1.5 | Elect Director Corie S. Barry | Management | For | For |
| 1.6 | Elect Director Diana F. Cantor | Management | For | For |
| 1.7 | Elect Director Richard L. Federico | Management | For | For |
| 1.8 | Elect Director James A. Goldman | Management | For | For |
| 1.9 | Elect Director Patricia E. Lopez | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EBAY INC. Meeting Date: JUN 15, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EBAY Security ID: 278642103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anthony J. Bates | Management | For | For |
| 1b | Elect Director Adriane M. Brown | Management | For | For |
| 1c | Elect Director Diana Farrell | Management | For | For |
| 1d | Elect Director Logan D. Green | Management | For | For |
| 1e | Elect Director Bonnie S. Hammer | Management | For | For |
| 1f | Elect Director E. Carol Hayles | Management | For | For |
| 1g | Elect Director Jamie Iannone | Management | For | For |
| 1h | Elect Director Kathleen C. Mitic | Management | For | For |
| 1i | Elect Director Matthew J. Murphy | Management | For | For |
| 1j | Elect Director Paul S. Pressler | Management | For | For |
| 1k | Elect Director Mohak Shroff | Management | For | For |
| 1l | Elect Director Robert H. Swan | Management | For | For |
| 1m | Elect Director Perry M. Traquina | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Improve Principles of Executive Compensation Program | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ELECTRONIC ARTS INC. Meeting Date: AUG 06, 2020 Record Date: JUN 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: EA Security ID: 285512109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leonard S. Coleman | Management | For | For |
| 1b | Elect Director Jay C. Hoag | Management | For | For |
| 1c | Elect Director Jeffrey T. Huber | Management | For | For |
| 1d | Elect Director Lawrence F. Probst, III | Management | For | For |
| 1e | Elect Director Talbott Roche | Management | For | For |
| 1f | Elect Director Richard A. Simonson | Management | For | For |
| 1g | Elect Director Luis A. Ubinas | Management | For | For |
| 1h | Elect Director Heidi J. Ueberroth | Management | For | For |
| 1i | Elect Director Andrew Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| EQUITY RESIDENTIAL Meeting Date: JUN 17, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EQR Security ID: 29476L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Angela M. Aman | Management | For | For |
| 1.2 | Elect Director Raymond Bennett | Management | For | For |
| 1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.4 | Elect Director Connie K. Duckworth | Management | For | For |
| 1.5 | Elect Director Mary Kay Haben | Management | For | For |
| 1.6 | Elect Director Tahsinul Zia Huque | Management | For | For |
| 1.7 | Elect Director John E. Neal | Management | For | For |
| 1.8 | Elect Director David J. Neithercut | Management | For | For |
| 1.9 | Elect Director Mark J. Parrell | Management | For | For |
| 1.10 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.11 | Elect Director Stephen E. Sterrett | Management | For | For |
| 1.12 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ESSEX PROPERTY TRUST, INC. Meeting Date: MAY 11, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ESS Security ID: 297178105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Keith R. Guericke | Management | For | For |
| 1.2 | Elect Director Maria R. Hawthorne | Management | For | For |
| 1.3 | Elect Director Amal M. Johnson | Management | For | For |
| 1.4 | Elect Director Mary Kasaris | Management | For | For |
| 1.5 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.6 | Elect Director George M. Marcus | Management | For | For |
| 1.7 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.8 | Elect Director Michael J. Schall | Management | For | For |
| 1.9 | Elect Director Byron A. Scordelis | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EXPEDIA GROUP, INC. Meeting Date: JUN 09, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EXPE Security ID: 30212P303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel Altman | Management | For | For |
| 1b | Elect Director Beverly Anderson | Management | For | For |
| 1c | Elect Director Susan Athey | Management | For | For |
| 1d | Elect Director Chelsea Clinton | Management | For | Withhold |
| 1e | Elect Director Barry Diller | Management | For | For |
| 1f | Elect Director Jon Gieselman - Withdrawn | Management | None | None |
| 1g | Elect Director Craig Jacobson | Management | For | Withhold |
| 1h | Elect Director Peter Kern | Management | For | For |
| 1i | Elect Director Dara Khosrowshahi | Management | For | For |
| 1j | Elect Director Patricia Menendez-Cambo | Management | For | For |
| 1k | Elect Director Greg Mondre | Management | For | For |
| 1l | Elect Director David Sambur - Withdrawn | Management | None | None |
| 1m | Elect Director Alex von Furstenberg | Management | For | For |
| 1n | Elect Director Julie Whalen | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions and Expenditures | Shareholder | Against | For |
| FACEBOOK, INC. Meeting Date: MAY 26, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FB Security ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peggy Alford | Management | For | For |
| 1.2 | Elect Director Marc L. Andreessen | Management | For | Withhold |
| 1.3 | Elect Director Andrew W. Houston | Management | For | Withhold |
| 1.4 | Elect Director Nancy Killefer | Management | For | For |
| 1.5 | Elect Director Robert M. Kimmitt | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | Withhold |
| 1.8 | Elect Director Tracey T. Travis | Management | For | For |
| 1.9 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Compensation Policy | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Require Independent Board Chair | Shareholder | Against | For |
| 6 | Report on Online Child Sexual Exploitation | Shareholder | Against | For |
| 7 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
| 8 | Report on Platform Misuse | Shareholder | Against | For |
| 9 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| FILA HOLDINGS CORP. Meeting Date: MAR 30, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 081660 Security ID: Y2484W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Yoon Myeong-jin as Inside Director | Management | For | For |
| 2.2 | Elect Jeong Seung-wook as Non-Independent Non-Executive Director | Management | For | For |
| 2.3 | Elect Kim Hae-seong as Outside Director | Management | For | For |
| 2.4 | Elect Yoon Young-mi as Outside Director | Management | For | For |
| 3 | Appoint Yoon Young-seon as Internal Auditor | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | For |
| FISERV, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FISV Security ID: 337738108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank J. Bisignano | Management | For | For |
| 1.2 | Elect Director Alison Davis | Management | For | For |
| 1.3 | Elect Director Henrique de Castro | Management | For | For |
| 1.4 | Elect Director Harry F. DiSimone | Management | For | For |
| 1.5 | Elect Director Dennis F. Lynch | Management | For | For |
| 1.6 | Elect Director Heidi G. Miller | Management | For | For |
| 1.7 | Elect Director Scott C. Nuttall | Management | For | For |
| 1.8 | Elect Director Denis J. O'Leary | Management | For | For |
| 1.9 | Elect Director Doyle R. Simons | Management | For | For |
| 1.10 | Elect Director Kevin M. Warren | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| FOOT LOCKER, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FL Security ID: 344849104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alan D. Feldman | Management | For | For |
| 1b | Elect Director Richard A. Johnson | Management | For | For |
| 1c | Elect Director Guillermo G. Marmol | Management | For | For |
| 1d | Elect Director Matthew M. McKenna | Management | For | For |
| 1e | Elect Director Darlene Nicosia | Management | For | For |
| 1f | Elect Director Steven Oakland | Management | For | For |
| 1g | Elect Director Ulice Payne, Jr. | Management | For | For |
| 1h | Elect Director Kimberly Underhill | Management | For | For |
| 1i | Elect Director Tristan Walker | Management | For | For |
| 1j | Elect Director Dona D. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| FORTUNE BRANDS HOME & SECURITY, INC. Meeting Date: MAY 04, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FBHS Security ID: 34964C106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ann Fritz Hackett | Management | For | For |
| 1b | Elect Director John G. Morikis | Management | For | For |
| 1c | Elect Director Jeffery S. Perry | Management | For | For |
| 1d | Elect Director Ronald V. Waters, III | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FOX CORPORATION Meeting Date: NOV 12, 2020 Record Date: SEP 14, 2020 Meeting Type: ANNUAL | ||||
| Ticker: FOXA Security ID: 35137L204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director K. Rupert Murdoch | Management | For | For |
| 1b | Elect Director Lachlan K. Murdoch | Management | For | For |
| 1c | Elect Director Chase Carey | Management | For | For |
| 1d | Elect Director Anne Dias | Management | For | For |
| 1e | Elect Director Roland A. Hernandez | Management | For | For |
| 1f | Elect Director Jacques Nasser | Management | For | For |
| 1g | Elect Director Paul D. Ryan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GARMIN LTD. Meeting Date: JUN 04, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GRMN Security ID: H2906T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Dividends | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5.1 | Elect Director Jonathan C. Burrell | Management | For | For |
| 5.2 | Elect Director Joseph J. Hartnett | Management | For | For |
| 5.3 | Elect Director Min H. Kao | Management | For | For |
| 5.4 | Elect Director Catherine A. Lewis | Management | For | For |
| 5.5 | Elect Director Charles W. Peffer | Management | For | For |
| 5.6 | Elect Director Clifton A. Pemble | Management | For | For |
| 6 | Elect Min H. Kao as Board Chairman | Management | For | For |
| 7.1 | Appoint Jonathan C. Burrell as Member of the Compensation Committee | Management | For | For |
| 7.2 | Appoint Joseph J. Hartnett as Member of the Compensation Committee | Management | For | For |
| 7.3 | Appoint Catherine A. Lewis as Member of the Compensation Committee | Management | For | For |
| 7.4 | Appoint Charles W. Peffer as Member of the Compensation Committee | Management | For | For |
| 8 | Designate Wuersch & Gering LLP as Independent Proxy | Management | For | For |
| 9 | Ratify Ernst & Young LLP as Auditors and Ernst & Young Ltd as Statutory Auditor | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Approve Fiscal Year 2022 Maximum Aggregate Compensation for the Executive Management | Management | For | For |
| 12 | Approve Maximum Aggregate Compensation for the Board of Directors for the Period Between the 2021 AGM and the 2022 AGM | Management | For | For |
| GILDAN ACTIVEWEAR INC. Meeting Date: MAY 06, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GIL Security ID: 375916103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald C. Berg | Management | For | For |
| 1.2 | Elect Director Maryse Bertrand | Management | For | For |
| 1.3 | Elect Director Marc Caira | Management | For | For |
| 1.4 | Elect Director Glenn J. Chamandy | Management | For | For |
| 1.5 | Elect Director Shirley E. Cunningham | Management | For | For |
| 1.6 | Elect Director Russell Goodman | Management | For | For |
| 1.7 | Elect Director Charles M. Herington | Management | For | For |
| 1.8 | Elect Director Luc Jobin | Management | For | For |
| 1.9 | Elect Director Craig A. Leavitt | Management | For | For |
| 1.10 | Elect Director Anne Martin-Vachon | Management | For | For |
| 2 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| GIVAUDAN SA Meeting Date: MAR 25, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: GIVN Security ID: H3238Q102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 64 per Share | Management | For | For |
| 4 | Approve Discharge of Board of Directors | Management | For | For |
| 5.1.1 | Reelect Victor Balli as Director | Management | For | For |
| 5.1.2 | Reelect Werner Bauer as Director | Management | For | For |
| 5.1.3 | Reelect Lilian Biner as Director | Management | For | For |
| 5.1.4 | Reelect Michael Carlos as Director | Management | For | For |
| 5.1.5 | Reelect Ingrid Deltenre as Director | Management | For | For |
| 5.1.6 | Reelect Olivier Filliol as Director | Management | For | For |
| 5.1.7 | Reelect Sophie Gasperment as Director | Management | For | For |
| 5.1.8 | Reelect Calvin Grieder as Director and Board Chairman | Management | For | For |
| 5.2.1 | Reappoint Werner Bauer as Member of the Compensation Committee | Management | For | For |
| 5.2.2 | Reappoint Ingrid Deltenre as Member of the Compensation Committee | Management | For | For |
| 5.2.3 | Reappoint Victor Balli as Member of the Compensation Committee | Management | For | For |
| 5.3 | Designate Manuel Isler as Independent Proxy | Management | For | For |
| 5.4 | Ratify Deloitte AG as Auditors | Management | For | For |
| 6.1 | Approve Remuneration of Directors in the Amount of CHF 3.3 Million | Management | For | For |
| 6.2.1 | Approve Short Term Variable Remuneration of Executive Committee in the Amount of CHF 4.8 Million | Management | For | For |
| 6.2.2 | Approve Fixed and Long Term Variable Remuneration of Executive Committee in the Amount of CHF 15.4 Million | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
| GLOBAL PAYMENTS INC. Meeting Date: APR 29, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GPN Security ID: 37940X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director F. Thaddeus Arroyo | Management | For | For |
| 1b | Elect Director Robert H.B. Baldwin, Jr. | Management | For | For |
| 1c | Elect Director John G. Bruno | Management | For | For |
| 1d | Elect Director Kriss Cloninger, III | Management | For | For |
| 1e | Elect Director William I Jacobs | Management | For | For |
| 1f | Elect Director Joia M. Johnson | Management | For | For |
| 1g | Elect Director Ruth Ann Marshall | Management | For | For |
| 1h | Elect Director Connie D. McDaniel | Management | For | For |
| 1i | Elect Director William B. Plummer | Management | For | For |
| 1j | Elect Director Jeffrey S. Sloan | Management | For | For |
| 1k | Elect Director John T. Turner | Management | For | For |
| 1l | Elect Director M. Troy Woods | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| GMO PAYMENT GATEWAY, INC. Meeting Date: DEC 20, 2020 Record Date: SEP 30, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 3769 Security ID: J18229104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 52 | Management | For | For |
| 2.1 | Elect Director Kumagai, Masatoshi | Management | For | Against |
| 2.2 | Elect Director Ainoura, Issei | Management | For | Against |
| 2.3 | Elect Director Muramatsu, Ryu | Management | For | For |
| 2.4 | Elect Director Isozaki, Satoru | Management | For | For |
| 2.5 | Elect Director Hisada, Yuichi | Management | For | For |
| 2.6 | Elect Director Yasuda, Masashi | Management | For | For |
| 2.7 | Elect Director Yamashita, Hirofumi | Management | For | For |
| 2.8 | Elect Director Kaneko, Takehito | Management | For | For |
| 2.9 | Elect Director Onagi, Masaya | Management | For | For |
| 2.10 | Elect Director Sato, Akio | Management | For | For |
| 2.11 | Elect Director Kawasaki, Yuki | Management | For | For |
| 3 | Appoint Statutory Auditor Yoshida, Kazutaka | Management | For | For |
| HANESBRANDS INC. Meeting Date: APR 27, 2021 Record Date: FEB 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HBI Security ID: 410345102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Cheryl K. Beebe | Management | For | For |
| 1b | Elect Director Stephen B. Bratspies | Management | For | For |
| 1c | Elect Director Geralyn R. Breig | Management | For | For |
| 1d | Elect Director Bobby J. Griffin | Management | For | For |
| 1e | Elect Director James C. Johnson | Management | For | For |
| 1f | Elect Director Franck J. Moison | Management | For | For |
| 1g | Elect Director Robert F. Moran | Management | For | For |
| 1h | Elect Director Ronald L. Nelson | Management | For | For |
| 1i | Elect Director Ann E. Ziegler | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HENNES & MAURITZ AB Meeting Date: MAY 06, 2021 Record Date: APR 28, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HM.B Security ID: W41422101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3.1 | Designate Jan Andersson as Inspector of Minutes of Meeting | Management | For | For |
| 3.2 | Designate Anders Oscarsson as Inspector of Minutes of Meeting | Management | For | For |
| 4 | Prepare and Approve List of Shareholders | Management | For | For |
| 5 | Approve Agenda of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8.b1 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 8.b2 | Approve Omission of Dividends and Sign Up to the Severance Guarantee Fund | Shareholder | None | Against |
| 8.c1 | Approve Discharge of Board Chairman Karl-Johan Persson | Management | For | For |
| 8.c2 | Approve Discharge of Board Chairman Stefan Persson, Until May 7, 2020 | Management | For | For |
| 8.c3 | Approve Discharge of Board Member Stina Bergfors | Management | For | For |
| 8.c4 | Approve Discharge of Board Member Anders Dahlvig | Management | For | For |
| 8.c5 | Approve Discharge of Board Member Danica Kragic Jensfelt | Management | For | For |
| 8.c6 | Approve Discharge of Board Member Lena Patriksson Keller | Management | For | For |
| 8.c7 | Approve Discharge of Board Member Christian Sievert | Management | For | For |
| 8.c8 | Approve Discharge of Board Member Erica Wiking Hager | Management | For | For |
| 8.c9 | Approve Discharge of Board Member Niklas Zennstrom | Management | For | For |
| 8.c10 | Approve Discharge of Board Member Ingrid Godin | Management | For | For |
| 8.c11 | Approve Discharge of Board Member Alexandra Rosenqvist | Management | For | For |
| 8.c12 | Approve Discharge of Deputy Board Member Helena Isberg | Management | For | For |
| 8.c13 | Approve Discharge of Deputy Board Member Margareta Welinder | Management | For | For |
| 8.c14 | Approve Discharge of CEO Helena Helmersson, From Jan. 30, 2020 | Management | For | For |
| 8.c15 | Approve Discharge of CEO Karl-Johan Persson, Until Jan. 29, 2020 | Management | For | For |
| 9.1 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | For |
| 9.2 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | For |
| 10.1 | Approve Remuneration of Directors in the Amount of SEK 1.7 Million for Chairman and SEK 650,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 10.2 | Approve Remuneration of Auditors | Management | For | For |
| 11.1 | Reelect Stina Bergfors as Director | Management | For | For |
| 11.2 | Reelect Anders Dahlvig as Director | Management | For | For |
| 11.3 | Reelect Danica Kragic Jensfelt as Director | Management | For | For |
| 11.4 | Reelect Lena Patriksson Keller as Director | Management | For | For |
| 11.5 | Reelect Karl-Johan Persson as Director | Management | For | For |
| 11.6 | Reelect Christian Sievert as Director | Management | For | Against |
| 11.7 | Reelect Erica Wiking Hager as Director | Management | For | For |
| 11.8 | Reelect Niklas Zennstrom as Director | Management | For | For |
| 11.9 | Reelect Karl-Johan Persson as Board Chairman | Management | For | For |
| 12 | Ratify Deloitte as Auditors | Management | For | For |
| 13.1 | Elect Karl-Johan Persson, Stefan Persson, Lottie Tham, Jan Andersson and Erik Durhan as Members of Nominating Committee | Management | For | For |
| 13.2 | Approve Procedures for Nominating Committee | Management | For | For |
| 14 | Approve Remuneration Report | Management | For | For |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 16 | Amend Articles Re: Collecting Proxies and Postal Voting | Management | For | For |
| 17 | Approve Annual Proxy Vote and Report on Climate Change Policy and Strategies | Shareholder | None | Against |
| 18 | Disclose Sustainability Targets to be Achieved in Order for Senior Executives to be Paid Variable Remuneration; Report on the Performance of Senior Executives on Sustainability Targets | Shareholder | None | Against |
| 19 | Close Meeting | Management | None | None |
| INDUSTRIA DE DISENO TEXTIL SA Meeting Date: JUL 14, 2020 Record Date: JUL 09, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ITX Security ID: E6282J125 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Discharge of Board | Management | For | For |
| 3 | Approve Non-Financial Information Statement | Management | For | For |
| 4 | Approve Allocation of Income | Management | For | For |
| 5 | Approve Dividends Charged Against Unrestricted Reserves | Management | For | For |
| 6.a | Reelect Pontegadea Inversiones SL as Director | Management | For | For |
| 6.b | Reelect Denise Patricia Kingsmill as Director | Management | For | For |
| 6.c | Ratify Appointment of and Elect Anne Lange as Director | Management | For | For |
| 7 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 8.a | Amend Articles Re: Remote Attendance to General Meetings | Management | For | For |
| 8.b | Approve Restated Articles of Association | Management | For | For |
| 9.a | Amend Article 6 of General Meeting Regulations Re: Competences of General Meetings | Management | For | For |
| 9.b | Amend Articles of General Meeting Regulations Re: Remote Attendance | Management | For | For |
| 9.c | Approve Restated General Meeting Regulations | Management | For | For |
| 10 | Advisory Vote on Remuneration Report | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 12 | Receive Amendments to Board of Directors Regulations | Management | None | None |
| KERING SA Meeting Date: APR 22, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: KER Security ID: F5433L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 8 per Share | Management | For | For |
| 4 | Reelect Francois-Henri Pinault as Director | Management | For | Against |
| 5 | Reelect Jean-Francois Palus as Director | Management | For | Against |
| 6 | Reelect Financiere Pinault as Director | Management | For | For |
| 7 | Reelect Baudouin Prot as Director | Management | For | For |
| 8 | Approve Compensation of Corporate Officers | Management | For | For |
| 9 | Approve Compensation of Francois-Henri Pinault, Chairman and CEO | Management | For | For |
| 10 | Approve Compensation of Jean-Francois Palus, Vice-CEO | Management | For | For |
| 11 | Approve Remuneration Policy of Executive Corporate Officers | Management | For | For |
| 12 | Approve Remuneration Policy of Corporate Officers | Management | For | For |
| 13 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.4 Million | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | Management | For | For |
| 17 | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
| 19 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Qualified Investors or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
| 20 | Authorize Board to Set Issue Price for 5 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 18 and 19 | Management | For | For |
| 21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16, 18 and 19 | Management | For | For |
| 22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| KINGFISHER PLC Meeting Date: JUN 30, 2021 Record Date: JUN 28, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KGF Security ID: G5256E441 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Catherine Bradley as Director | Management | For | For |
| 5 | Elect Tony Buffin as Director | Management | For | For |
| 6 | Re-elect Claudia Arney as Director | Management | For | For |
| 7 | Re-elect Bernard Bot as Director | Management | For | For |
| 8 | Re-elect Jeff Carr as Director | Management | For | For |
| 9 | Re-elect Andrew Cosslett as Director | Management | For | For |
| 10 | Re-elect Thierry Garnier as Director | Management | For | For |
| 11 | Re-elect Sophie Gasperment as Director | Management | For | For |
| 12 | Re-elect Rakhi Goss-Custard as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| LEVI STRAUSS & CO. Meeting Date: APR 21, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LEVI Security ID: 52736R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David A. Friedman | Management | For | Withhold |
| 1b | Elect Director Yael Garten | Management | For | Withhold |
| 1c | Elect Director Jenny Ming | Management | For | Withhold |
| 1d | Elect Director Joshua E. Prime | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| LI NING COMPANY LIMITED Meeting Date: JUN 11, 2021 Record Date: JUN 07, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2331 Security ID: G5496K124 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1a | Elect Li Ning as Director | Management | For | For |
| 3.1b | Elect Li Qilin as Director | Management | For | For |
| 3.1c | Elect Su Jing Shyh, Samuel as Director | Management | For | For |
| 3.2 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers, Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| LOWE'S COMPANIES, INC. Meeting Date: MAY 28, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LOW Security ID: 548661107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David H. Batchelder | Management | For | For |
| 1.3 | Elect Director Angela F. Braly | Management | For | For |
| 1.4 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
| 1.6 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.7 | Elect Director Marvin R. Ellison | Management | For | For |
| 1.8 | Elect Director Daniel J. Heinrich | Management | For | For |
| 1.9 | Elect Director Brian C. Rogers | Management | For | For |
| 1.10 | Elect Director Bertram L. Scott | Management | For | For |
| 1.11 | Elect Director Mary Beth West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | For |
| LULULEMON ATHLETICA INC. Meeting Date: JUN 09, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LULU Security ID: 550021109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Calvin McDonald | Management | For | For |
| 1b | Elect Director Martha Morfitt | Management | For | For |
| 1c | Elect Director Emily White | Management | For | For |
| 1d | Elect Director Kourtney Gibson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LVMH MOET HENNESSY LOUIS VUITTON SE Meeting Date: APR 15, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: MC Security ID: F58485115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 6.00 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 5 | Reelect Antoine Arnault as Director | Management | For | Against |
| 6 | Reelect Nicolas Bazire as Director | Management | For | Against |
| 7 | Reelect Charles de Croisset as Director | Management | For | Against |
| 8 | Reelect Yves-Thibault de Silguy as Director | Management | For | For |
| 9 | Appoint Olivier Lenel as Alternate Auditor | Management | For | For |
| 10 | Approve Amendment of Remuneration Policy of Directors Re: FY 2020 | Management | For | For |
| 11 | Approve Amendment of Remuneration Policy of Executive Corporate Officers Re: FY 2020 | Management | For | Against |
| 12 | Approve Compensation of Corporate Officers | Management | For | Against |
| 13 | Approve Compensation of Bernard Arnault, Chairman and CEO | Management | For | Against |
| 14 | Approve Compensation of Antonio Belloni, Vice-CEO | Management | For | Against |
| 15 | Approve Remuneration Policy of Directors | Management | For | For |
| 16 | Approve Remuneration Policy of Chairman and CEO | Management | For | Against |
| 17 | Approve Remuneration Policy of Vice-CEO | Management | For | Against |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Authorize Capitalization of Reserves of Up to EUR 20 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
| 22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | Against |
| 23 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 20 Million | Management | For | Against |
| 24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 25 | Authorize Capital Increase of Up to EUR 20 Million for Future Exchange Offers | Management | For | Against |
| 26 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 27 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
| 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 29 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 21-26 at EUR 20 Million | Management | For | For |
| 30 | Amend Article 22 of Bylaws Re: Auditors | Management | For | For |
| MASCO CORPORATION Meeting Date: MAY 12, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MAS Security ID: 574599106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark R. Alexander | Management | For | For |
| 1b | Elect Director Marie A. Ffolkes | Management | For | For |
| 1c | Elect Director John C. Plant | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MICROSOFT CORPORATION Meeting Date: DEC 02, 2020 Record Date: OCT 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MSFT Security ID: 594918104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.2 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.3 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.4 | Elect Director Satya Nadella | Management | For | For |
| 1.5 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.6 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.7 | Elect Director Charles W. Scharf | Management | For | For |
| 1.8 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.9 | Elect Director John W. Stanton | Management | For | For |
| 1.10 | Elect Director John W. Thompson | Management | For | For |
| 1.11 | Elect Director Emma N. Walmsley | Management | For | For |
| 1.12 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| MOHAWK INDUSTRIES, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MHK Security ID: 608190104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce C. Bruckmann | Management | For | For |
| 1.2 | Elect Director John M. Engquist | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MSG NETWORKS INC. Meeting Date: DEC 04, 2020 Record Date: OCT 14, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MSGN Security ID: 553573106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph M. Cohen | Management | For | For |
| 1.2 | Elect Director Joseph J. Lhota | Management | For | For |
| 1.3 | Elect Director Joel M. Litvin | Management | For | For |
| 1.4 | Elect Director John L. Sykes | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NASPERS LTD. Meeting Date: AUG 21, 2020 Record Date: AUG 14, 2020 Meeting Type: ANNUAL | ||||
| Ticker: NPN Security ID: S53435103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2020 | Management | For | For |
| 2 | Approve Dividends for N Ordinary and A Ordinary Shares | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with V Myburgh as the Individual Registered Auditor | Management | For | For |
| 4.1 | Elect Manisha Girotra as Director | Management | For | For |
| 4.2 | Elect Ying Xu as Director | Management | For | For |
| 5.1 | Re-elect Don Eriksson as Director | Management | For | For |
| 5.2 | Re-elect Mark Sorour as Director | Management | For | For |
| 5.3 | Re-elect Emilie Choi as Director | Management | For | For |
| 5.4 | Re-elect Rachel Jafta as Director | Management | For | For |
| 6.1 | Re-elect Don Eriksson as Member of the Audit Committee | Management | For | For |
| 6.2 | Re-elect Rachel Jafta as Member of the Audit Committee | Management | For | For |
| 6.3 | Elect Manisha Girotra as Member of the Audit Committee | Management | For | For |
| 6.4 | Elect Steve Pacak as Member of the Audit Committee | Management | For | Against |
| 7 | Approve Remuneration Policy | Management | For | Against |
| 8 | Approve Implementation of the Remuneration Policy | Management | For | Against |
| 9 | Approve Amendments to the Trust Deed constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed | Management | For | For |
| 10 | Approve Amendments to the Trust Deed constituting the MIH Services FZ LLC Share Trust and the Share Scheme envisaged by such Trust Deed | Management | For | For |
| 11 | Approve Amendments to the Trust Deed constituting the MIH Holdings Share Trust and the Share Scheme envisaged by such Trust Deed | Management | For | For |
| 12 | Approve Amendments to the Trust Deed constituting the Naspers Share Incentive Trust and the Share Scheme envisaged by such Trust Deed | Management | For | For |
| 13 | Place Authorised but Unissued Shares under Control of Directors | Management | For | Against |
| 14 | Authorise Board to Issue Shares for Cash | Management | For | Against |
| 15 | Authorise Ratification of Approved Resolutions | Management | For | For |
| 1.1 | Approve Fees of the Board Chairman | Management | For | For |
| 1.2 | Approve Fees of the Board Member | Management | For | For |
| 1.3 | Approve Fees of the Audit Committee Chairman | Management | For | For |
| 1.4 | Approve Fees of the Audit Committee Member | Management | For | For |
| 1.5 | Approve Fees of the Risk Committee Chairman | Management | For | For |
| 1.6 | Approve Fees of the Risk Committee Member | Management | For | For |
| 1.7 | Approve Fees of the Human Resources and Remuneration Committee Chairman | Management | For | For |
| 1.8 | Approve Fees of the Human Resources and Remuneration Committee Member | Management | For | For |
| 1.9 | Approve Fees of the Nomination Committee Chairman | Management | For | For |
| 1.10 | Approve Fees of the Nomination Committee Member | Management | For | For |
| 1.11 | Approve Fees of the Social, Ethics and Sustainability Committee Chairman | Management | For | For |
| 1.12 | Approve Fees of the Social, Ethics and Sustainability Committee Member | Management | For | For |
| 1.13 | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
| 2 | Approve Financial Assistance in Terms of Section 44 of the Companies Act | Management | For | For |
| 3 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Management | For | For |
| 4 | Authorise Repurchase of N Ordinary Shares | Management | For | For |
| 5 | Authorise Specific Repurchase of N Ordinary Shares from Holders of N Ordinary Shares | Management | For | Against |
| 6 | Authorise Repurchase of A Ordinary Shares | Management | For | Against |
| NETEASE, INC. Meeting Date: SEP 25, 2020 Record Date: AUG 26, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 9999 Security ID: 64110W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect William Lei Ding as Director | Management | For | For |
| 1b | Elect Alice Yu-Fen Cheng as Director | Management | For | For |
| 1c | Elect Denny Ting Bun Lee as Director | Management | For | For |
| 1d | Elect Joseph Tze Kay Tong as Director | Management | For | For |
| 1e | Elect Lun Feng as Director | Management | For | For |
| 1f | Elect Michael Man Kit Leung as Director | Management | For | For |
| 1g | Elect Michael Sui Bau Tong as Director | Management | For | For |
| 2 | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors | Management | For | For |
| NETEASE, INC. Meeting Date: JUN 23, 2021 Record Date: MAY 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 9999 Security ID: 64110W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect William Lei Ding as Director | Management | For | For |
| 1b | Elect Alice Yu-Fen Cheng as Director | Management | For | For |
| 1c | Elect Denny Ting Bun Lee as Director | Management | For | For |
| 1d | Elect Joseph Tze Kay Tong as Director | Management | For | For |
| 1e | Elect Lun Feng as Director | Management | For | For |
| 1f | Elect Michael Man Kit Leung as Director | Management | For | For |
| 2 | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Amend Memorandum and Articles of Association | Management | For | For |
| NETFLIX, INC. Meeting Date: JUN 03, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NFLX Security ID: 64110L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard N. Barton | Management | For | Withhold |
| 1b | Elect Director Rodolphe Belmer | Management | For | Withhold |
| 1c | Elect Director Bradford L. Smith | Management | For | Withhold |
| 1d | Elect Director Anne M. Sweeney | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Political Contributions | Shareholder | Against | For |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 6 | Improve the Executive Compensation Philosophy | Shareholder | Against | Against |
| NEW ORIENTAL EDUCATION & TECHNOLOGY GROUP, INC. Meeting Date: MAR 08, 2021 Record Date: FEB 01, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 9901 Security ID: 647581107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Share Subdivision | Management | For | For |
| 2 | Adopt Chinese Name as Dual Foreign Name of the Company | Management | For | For |
| 3 | Adopt Amended and Restated Memorandum and Articles of Association | Management | For | For |
| NVIDIA CORPORATION Meeting Date: JUN 03, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NVDA Security ID: 67066G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert K. Burgess | Management | For | For |
| 1b | Elect Director Tench Coxe | Management | For | For |
| 1c | Elect Director John O. Dabiri | Management | For | For |
| 1d | Elect Director Persis S. Drell | Management | For | For |
| 1e | Elect Director Jen-Hsun Huang | Management | For | For |
| 1f | Elect Director Dawn Hudson | Management | For | For |
| 1g | Elect Director Harvey C. Jones | Management | For | For |
| 1h | Elect Director Michael G. McCaffery | Management | For | For |
| 1i | Elect Director Stephen C. Neal | Management | For | For |
| 1j | Elect Director Mark L. Perry | Management | For | For |
| 1k | Elect Director A. Brooke Seawell | Management | For | For |
| 1l | Elect Director Aarti Shah | Management | For | For |
| 1m | Elect Director Mark A. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| PAGSEGURO DIGITAL LTD. Meeting Date: JUL 29, 2020 Record Date: JUN 19, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PAGS Security ID: G68707101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Director Luis Frias | Management | For | Withhold |
| 2.2 | Elect Director Maria Judith de Brito | Management | For | Withhold |
| 2.3 | Elect Director Eduardo Alcaro | Management | For | Withhold |
| 2.4 | Elect Director Noemia Mayumi Fukugauti Gushiken | Management | For | For |
| 2.5 | Elect Director Cleveland Prates Teixeira | Management | For | For |
| 2.6 | Elect Director Marcia Nogueira de Mello | Management | For | For |
| 2.7 | Elect Director Ricardo Dutra da Silva | Management | For | Withhold |
| 3 | Amend Restricted Stock Plan | Management | For | For |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| PAGSEGURO DIGITAL LTD. Meeting Date: JUN 01, 2021 Record Date: APR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PAGS Security ID: G68707101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Director Luis Frias | Management | For | Withhold |
| 2.2 | Elect Director Maria Judith de Brito | Management | For | Withhold |
| 2.3 | Elect Director Eduardo Alcaro | Management | For | Withhold |
| 2.4 | Elect Director Noemia Mayumi Fukugauti Gushiken | Management | For | For |
| 2.5 | Elect Director Cleveland Prates Teixeira | Management | For | For |
| 2.6 | Elect Director Marcia Nogueira de Mello | Management | For | For |
| 2.7 | Elect Director Ricardo Dutra da Silva | Management | For | Withhold |
| 3 | Amend Restricted Stock Plan | Management | For | For |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| PANDORA AS Meeting Date: MAR 11, 2021 Record Date: MAR 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PNDORA Security ID: K7681L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Remuneration Report (Advisory Vote) | Management | For | For |
| 4 | Approve Remuneration of Directors | Management | For | For |
| 5 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 6.1 | Reelect Peter A. Ruzicka (Chair) as Director | Management | For | For |
| 6.2 | Reelect Christian Frigast (Vice Chair) as Director | Management | For | For |
| 6.3 | Reelect Birgitta Stymne Goransson as Director | Management | For | For |
| 6.4 | Reelect Isabelle Parize as Director | Management | For | For |
| 6.5 | Reelect Catherine Spindler as Director | Management | For | For |
| 6.6 | Reelect Marianne Kirkegaard as Director | Management | For | For |
| 6.7 | Elect Heine Dalsgaard as New Director | Management | For | For |
| 6.8 | Elect Jan Zijderveld as New Director | Management | For | For |
| 7 | Ratify Ernst & Young as Auditor | Management | For | For |
| 8 | Approve Discharge of Management and Board | Management | For | For |
| 9.1 | Approve Creation of DKK 50 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 9.2 | Approve Creation of DKK 10 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 9.3 | Allow Shareholder Meetings to be Held by Electronic Means Only | Management | For | For |
| 9.4 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
| 9.5 | Authorize Board to Distribute Dividends of up to DKK 15 Per Share | Management | For | For |
| 9.6 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| 10 | Other Business | Management | None | None |
| PATRICK INDUSTRIES, INC. Meeting Date: MAY 13, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PATK Security ID: 703343103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph M. Cerulli | Management | For | For |
| 1.2 | Elect Director Todd M. Cleveland | Management | For | For |
| 1.3 | Elect Director John A. Forbes | Management | For | For |
| 1.4 | Elect Director Michael A. Kitson | Management | For | For |
| 1.5 | Elect Director Pamela R. Klyn | Management | For | For |
| 1.6 | Elect Director Derrick B. Mayes | Management | For | For |
| 1.7 | Elect Director Andy L. Nemeth | Management | For | For |
| 1.8 | Elect Director Denis G. Suggs | Management | For | For |
| 1.9 | Elect Director M. Scott Welch | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PAYPAL HOLDINGS, INC. Meeting Date: MAY 26, 2021 Record Date: MAR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PYPL Security ID: 70450Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director Jonathan Christodoro | Management | For | For |
| 1c | Elect Director John J. Donahoe | Management | For | For |
| 1d | Elect Director David W. Dorman | Management | For | For |
| 1e | Elect Director Belinda J. Johnson | Management | For | For |
| 1f | Elect Director Gail J. McGovern | Management | For | For |
| 1g | Elect Director Deborah M. Messemer | Management | For | For |
| 1h | Elect Director David M. Moffett | Management | For | For |
| 1i | Elect Director Ann M. Sarnoff | Management | For | For |
| 1j | Elect Director Daniel H. Schulman | Management | For | For |
| 1k | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | Shareholder | Against | Against |
| PEARLABYSS CORP. Meeting Date: MAR 30, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 263750 Security ID: Y6803R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation (Stock Split) | Management | For | For |
| 3 | Elect Choi Hyeong-kyu as Outside Director | Management | For | For |
| 4 | Appoint Hong Sung-ju as Internal Auditor | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | For |
| PINDUODUO, INC. Meeting Date: JUL 22, 2020 Record Date: JUL 01, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PDD Security ID: 722304102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Zheng Huang | Management | For | For |
| 2 | Elect Director Haifeng Lin | Management | For | For |
| 3 | Elect Director Nanpeng Shen | Management | For | Against |
| 4 | Elect Director Qi Lu | Management | For | For |
| 5 | Elect Director George Yong-Boon Yeo | Management | For | For |
| 6 | Elect Director Anthony Kam Ping Leung | Management | For | For |
| 7 | Elect Director Lei Chen | Management | For | For |
| PROG HOLDINGS, INC. Meeting Date: JUN 22, 2021 Record Date: MAY 03, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PRG Security ID: 74319R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kathy T. Betty | Management | For | For |
| 1b | Elect Director Douglas C. Curling | Management | For | For |
| 1c | Elect Director Cynthia N. Day | Management | For | For |
| 1d | Elect Director Curtis L. Doman | Management | For | For |
| 1e | Elect Director Steven A. Michaels | Management | For | For |
| 1f | Elect Director Ray M. Robinson | Management | For | For |
| 1g | Elect Director James P. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| PUMA SE Meeting Date: MAY 05, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PUM Security ID: D62318148 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.16 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Ratify Deloitte GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Creation of EUR 30 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 8 | Amend 2020 Share Repurchase Authorization to Allow Reissuance of Repurchased Shares to Members of the Management Board | Management | For | For |
| QURATE RETAIL, INC. Meeting Date: MAY 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: QRTEA Security ID: 74915M100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard N. Barton | Management | For | Withhold |
| 1.2 | Elect Director Michael A. George | Management | For | For |
| 1.3 | Elect Director Gregory B. Maffei | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| RIGHTMOVE PLC Meeting Date: MAY 07, 2021 Record Date: MAY 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RMV Security ID: G7565D106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Elect Alison Dolan as Director | Management | For | For |
| 7 | Re-elect Andrew Fisher as Director | Management | For | For |
| 8 | Re-elect Peter Brooks-Johnson as Director | Management | For | For |
| 9 | Re-elect Jacqueline de Rojas as Director | Management | For | For |
| 10 | Re-elect Rakhi Goss-Custard as Director | Management | For | For |
| 11 | Re-elect Andrew Findlay as Director | Management | For | For |
| 12 | Re-elect Amit Tiwari as Director | Management | For | For |
| 13 | Re-elect Lorna Tilbian as Director | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 20 | Adopt New Articles of Association | Management | For | For |
| ROKU, INC. Meeting Date: JUN 10, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ROKU Security ID: 77543R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ravi Ahuja | Management | For | Withhold |
| 1b | Elect Director Mai Fyfield | Management | For | Withhold |
| 1c | Elect Director Laurie Simon Hodrick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SIGNET JEWELERS LIMITED Meeting Date: JUN 25, 2021 Record Date: APR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SIG Security ID: G81276100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director H. Todd Stitzer | Management | For | For |
| 1b | Elect Director Andre V. Branch | Management | For | For |
| 1c | Elect Director Virginia C. Drosos | Management | For | For |
| 1d | Elect Director R. Mark Graf | Management | For | For |
| 1e | Elect Director Zackery A. Hicks | Management | For | For |
| 1f | Elect Director Sharon L. McCollam | Management | For | For |
| 1g | Elect Director Helen McCluskey | Management | For | For |
| 1h | Elect Director Nancy A. Reardon | Management | For | For |
| 1i | Elect Director Jonathan Seiffer | Management | For | For |
| 1j | Elect Director Brian Tilzer | Management | For | For |
| 1k | Elect Director Eugenia Ulasewicz | Management | For | For |
| 1l | Elect Director Donta L. Wilson | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SIRIUS XM HOLDINGS INC. Meeting Date: JUN 03, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SIRI Security ID: 82968B103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Blau | Management | For | For |
| 1.2 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.3 | Elect Director Robin P. Hickenlooper | Management | For | For |
| 1.4 | Elect Director James P. Holden | Management | For | For |
| 1.5 | Elect Director Gregory B. Maffei | Management | For | Withhold |
| 1.6 | Elect Director Evan D. Malone | Management | For | For |
| 1.7 | Elect Director James E. Meyer | Management | For | Withhold |
| 1.8 | Elect Director Jonelle Procope | Management | For | For |
| 1.9 | Elect Director Michael Rapino | Management | For | For |
| 1.10 | Elect Director Kristina M. Salen | Management | For | For |
| 1.11 | Elect Director Carl E. Vogel | Management | For | For |
| 1.12 | Elect Director Jennifer C. Witz | Management | For | For |
| 1.13 | Elect Director David M. Zaslav | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| SLEEP NUMBER CORPORATION Meeting Date: MAY 12, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SNBR Security ID: 83125X103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel I. Alegre | Management | For | For |
| 1.2 | Elect Director Stephen L. Gulis, Jr. | Management | For | For |
| 1.3 | Elect Director Brenda J. Lauderback | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SMCP SA Meeting Date: JUN 17, 2021 Record Date: JUN 15, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: SMCP Security ID: F84440100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Xiao Wang as Director | Management | For | For |
| 6 | Reelect Yafu Qiu as Director | Management | For | Against |
| 7 | Reelect Daniel Lalonde as Director | Management | For | For |
| 8 | Reelect Evelyne Chetrite as Director | Management | For | Against |
| 9 | Reelect Judith Milgrom as Director | Management | For | Against |
| 10 | Reelect Weiying Sun as Director | Management | For | Against |
| 11 | Reelect Chenran Qiu as Director | Management | For | Against |
| 12 | Reelect Xiao Su as Director | Management | For | Against |
| 13 | Reelect Kelvin Ho as Director | Management | For | Against |
| 14 | Reelect Orla Noonan as Director | Management | For | For |
| 15 | Reelect Dajun Yang as Director | Management | For | For |
| 16 | Reelect Xiao Wang as Director | Management | For | For |
| 17 | Elect Christophe Cuvillier as Director | Management | For | For |
| 18 | Elect One Director | Management | For | Abstain |
| 19 | Approve Compensation of Yafu Qiu, Chairman of the Board | Management | For | For |
| 20 | Approve Compensation of Daniel Lalonde, CEO | Management | For | Against |
| 21 | Approve Compensation of Evelyne Chetrite, Vice-CEO | Management | For | Against |
| 22 | Approve Compensation of Judith Milgrom, Vice-CEO | Management | For | Against |
| 23 | Approve Compensation of Ilan Chetrite, Vice-CEO | Management | For | Against |
| 24 | Approve Remuneration Policy of Yafu Qiu, Chairman of the Board | Management | For | For |
| 25 | Approve Remuneration Policy of Daniel Lalonde, CEO | Management | For | Against |
| 26 | Approve Remuneration Policy of Evelyne Chetrite, Vice-CEO | Management | For | Against |
| 27 | Approve Remuneration Policy of Judith Milgrom, Vice-CEO | Management | For | Against |
| 28 | Approve Remuneration Policy of Ilan Chetrite, Vice-CEO | Management | For | Against |
| 29 | Approve Compensation Report | Management | For | For |
| 30 | Approve Remuneration Policy of Directors | Management | For | For |
| 31 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 32 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 33 | Authorize Capitalization of Reserves of Up to EUR 16 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 34 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 32 Million | Management | For | For |
| 35 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million | Management | For | For |
| 36 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 8 Million | Management | For | For |
| 37 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 38 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 34 to 36 | Management | For | For |
| 39 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 40 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 41 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees and/or Corporate Officers of International Subsidiaries | Management | For | For |
| 42 | Authorize up to 3 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 43 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
| 44 | Amend Article 16 of Bylaws Re: Directors Length of Term | Management | For | For |
| 45 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SONY GROUP CORP. Meeting Date: JUN 22, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6758 Security ID: J76379106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yoshida, Kenichiro | Management | For | For |
| 1.2 | Elect Director Totoki, Hiroki | Management | For | For |
| 1.3 | Elect Director Sumi, Shuzo | Management | For | For |
| 1.4 | Elect Director Tim Schaaff | Management | For | For |
| 1.5 | Elect Director Oka, Toshiko | Management | For | For |
| 1.6 | Elect Director Akiyama, Sakie | Management | For | For |
| 1.7 | Elect Director Wendy Becker | Management | For | For |
| 1.8 | Elect Director Hatanaka, Yoshihiko | Management | For | For |
| 1.9 | Elect Director Adam Crozier | Management | For | For |
| 1.10 | Elect Director Kishigami, Keiko | Management | For | For |
| 1.11 | Elect Director Joseph A. Kraft Jr | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | For |
| SPOTIFY TECHNOLOGY SA Meeting Date: APR 21, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SPOT Security ID: L8681T102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Directors | Management | For | For |
| 4a | Elect Daniel Ek as A Director | Management | For | Against |
| 4b | Elect Martin Lorentzon as A Director | Management | For | For |
| 4c | Elect Shishir Samir Mehrotra as A Director | Management | For | For |
| 4d | Elect Christopher Marshall as B Director | Management | For | For |
| 4e | Elect Barry McCarthy as B Director | Management | For | For |
| 4f | Elect Heidi O'Neill as B Director | Management | For | For |
| 4g | Elect Ted Sarandos as B Director | Management | For | For |
| 4h | Elect Thomas Owen Staggs as B Director | Management | For | For |
| 4i | Elect Cristina Mayville Stenbeck as B Director | Management | For | For |
| 4j | Elect Mona Sutphen as B Director | Management | For | For |
| 4k | Elect Padmasree Warrior as B Director | Management | For | For |
| 5 | Appoint Ernst & Young S.A. as Auditor | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | Against |
| 7 | Approve Share Repurchase | Management | For | For |
| 8 | Authorize Guy Harles and Alexandre Gobert to Execute and Deliver, and with Full Power of Substitution, Any Documents Necessary or Useful in Connection with the Annual Filing and Registration Required by the Luxembourg Laws | Management | For | For |
| SPROUTS FARMERS MARKET, INC. Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SFM Security ID: 85208M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph Fortunato | Management | For | For |
| 1.2 | Elect Director Lawrence ("Chip") P. Molloy | Management | For | For |
| 1.3 | Elect Director Joseph D. O'Leary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SQUARE, INC. Meeting Date: JUN 15, 2021 Record Date: APR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SQ Security ID: 852234103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randy Garutti | Management | For | Withhold |
| 1.2 | Elect Director Mary Meeker | Management | For | Withhold |
| 1.3 | Elect Director Lawrence Summers | Management | For | Withhold |
| 1.4 | Elect Director Darren Walker | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| STARBUCKS CORPORATION Meeting Date: MAR 17, 2021 Record Date: JAN 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SBUX Security ID: 855244109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard E. Allison, Jr. | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer *Withdrawn Resolution* | Management | None | None |
| 1c | Elect Director Andrew Campion | Management | For | For |
| 1d | Elect Director Mary N. Dillon | Management | For | For |
| 1e | Elect Director Isabel Ge Mahe | Management | For | For |
| 1f | Elect Director Mellody Hobson | Management | For | For |
| 1g | Elect Director Kevin R. Johnson | Management | For | For |
| 1h | Elect Director Jorgen Vig Knudstorp | Management | For | For |
| 1i | Elect Director Satya Nadella | Management | For | For |
| 1j | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1k | Elect Director Clara Shih | Management | For | For |
| 1l | Elect Director Javier G. Teruel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
| STONECO LTD. Meeting Date: DEC 11, 2020 Record Date: OCT 22, 2020 Meeting Type: ANNUAL | ||||
| Ticker: STNE Security ID: G85158106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andre Street | Management | For | Withhold |
| 1.2 | Elect Director Eduardo Cunha Monnerat Solon de Pontes | Management | For | Withhold |
| 1.3 | Elect Director Roberto Moses Thompson Motta | Management | For | For |
| 1.4 | Elect Director Thomas A. Patterson | Management | For | Withhold |
| 1.5 | Elect Director Ali Mazanderani | Management | For | For |
| 1.6 | Elect Director Silvio Jose Morais | Management | For | For |
| 1.7 | Elect Director Luciana Ibiapina Lira Aguiar | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. Meeting Date: SEP 16, 2020 Record Date: JUL 20, 2020 Meeting Type: ANNUAL | ||||
| Ticker: TTWO Security ID: 874054109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Strauss Zelnick | Management | For | For |
| 1.2 | Elect Director Michael Dornemann | Management | For | For |
| 1.3 | Elect Director J Moses | Management | For | For |
| 1.4 | Elect Director Michael Sheresky | Management | For | For |
| 1.5 | Elect Director LaVerne Srinivasan | Management | For | For |
| 1.6 | Elect Director Susan Tolson | Management | For | For |
| 1.7 | Elect Director Paul Viera | Management | For | For |
| 1.8 | Elect Director Roland Hernandez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TAPESTRY, INC. Meeting Date: NOV 05, 2020 Record Date: SEP 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: TPR Security ID: 876030107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John P. Bilbrey | Management | For | For |
| 1b | Elect Director Darrell Cavens | Management | For | For |
| 1c | Elect Director David Denton | Management | For | For |
| 1d | Elect Director Anne Gates | Management | For | For |
| 1e | Elect Director Susan Kropf | Management | For | For |
| 1f | Elect Director Annabelle Yu Long | Management | For | For |
| 1g | Elect Director Ivan Menezes | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| TEMPUR SEALY INTERNATIONAL, INC. Meeting Date: MAY 06, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TPX Security ID: 88023U101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Evelyn S. Dilsaver | Management | For | For |
| 1b | Elect Director Cathy R. Gates | Management | For | For |
| 1c | Elect Director John A. Heil | Management | For | For |
| 1d | Elect Director Jon L. Luther | Management | For | For |
| 1e | Elect Director Richard W. Neu | Management | For | For |
| 1f | Elect Director Scott L. Thompson | Management | For | For |
| 1g | Elect Director Robert B. Trussell, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| TENCENT HOLDINGS LIMITED Meeting Date: MAY 20, 2021 Record Date: MAY 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Yang Siu Shun as Director | Management | For | For |
| 3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| TENCENT HOLDINGS LIMITED Meeting Date: MAY 20, 2021 Record Date: MAY 13, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Share Option Plan of China Literature Limited | Management | For | Against |
| THE CHILDREN'S PLACE, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PLCE Security ID: 168905107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph Alutto | Management | For | For |
| 1.2 | Elect Director John E. Bachman | Management | For | For |
| 1.3 | Elect Director Marla Beck | Management | For | For |
| 1.4 | Elect Director Elizabeth J. Boland | Management | For | For |
| 1.5 | Elect Director Jane Elfers | Management | For | For |
| 1.6 | Elect Director Tracey R. Griffin | Management | For | For |
| 1.7 | Elect Director Joseph Gromek | Management | For | For |
| 1.8 | Elect Director Norman Matthews | Management | For | For |
| 1.9 | Elect Director Debby Reiner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| THE HOME DEPOT, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HD Security ID: 437076102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Manuel Kadre | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | For |
| 5 | Report on Political Contributions Congruency Analysis | Shareholder | Against | For |
| 6 | Report on Prison Labor in the Supply Chain | Shareholder | Against | Against |
| THE KROGER CO. Meeting Date: JUN 24, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KR Security ID: 501044101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nora A. Aufreiter | Management | For | For |
| 1b | Elect Director Kevin M. Brown | Management | For | For |
| 1c | Elect Director Anne Gates | Management | For | For |
| 1d | Elect Director Karen M. Hoguet | Management | For | For |
| 1e | Elect Director W. Rodney McMullen | Management | For | For |
| 1f | Elect Director Clyde R. Moore | Management | For | For |
| 1g | Elect Director Ronald L. Sargent | Management | For | For |
| 1h | Elect Director J. Amanda Sourry Knox (Amanda Sourry) | Management | For | For |
| 1i | Elect Director Mark S. Sutton | Management | For | For |
| 1j | Elect Director Ashok Vemuri | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLC as Auditor | Management | For | For |
| 4 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | For |
| THE WALT DISNEY COMPANY Meeting Date: MAR 09, 2021 Record Date: JAN 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DIS Security ID: 254687106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Safra A. Catz | Management | For | For |
| 1d | Elect Director Robert A. Chapek | Management | For | For |
| 1e | Elect Director Francis A. deSouza | Management | For | For |
| 1f | Elect Director Michael B.G. Froman | Management | For | For |
| 1g | Elect Director Robert A. Iger | Management | For | For |
| 1h | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1i | Elect Director Mark G. Parker | Management | For | For |
| 1j | Elect Director Derica W. Rice | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
| TREASURY WINE ESTATES LIMITED Meeting Date: NOV 05, 2020 Record Date: NOV 03, 2020 Meeting Type: ANNUAL | ||||
| Ticker: TWE Security ID: Q9194S107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2a | Elect Antonia Korsanos as Director | Management | For | For |
| 2b | Elect Ed Chan as Director | Management | For | For |
| 2c | Elect Louisa Cheang as Director | Management | For | For |
| 2d | Elect Warwick Every-Burns as Director | Management | For | For |
| 2e | Elect Garry Hounsell as Director | Management | For | For |
| 2f | Elect Colleen Jay as Director | Management | For | For |
| 2g | Elect Lauri Shanahan as Director | Management | For | For |
| 2h | Elect Paul Rayner as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Grant of Performance Rights to Tim Ford | Management | For | For |
| TRIP.COM GROUP LTD. Meeting Date: MAR 18, 2021 Record Date: FEB 16, 2021 Meeting Type: SPECIAL | ||||
| Ticker: TCOM Security ID: 89677Q107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Change of Company's Authorized Share Capital by One-to-Eight Subdivision of Shares | Management | For | For |
| URBAN OUTFITTERS, INC. Meeting Date: JUN 08, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: URBN Security ID: 917047102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward N. Antoian | Management | For | For |
| 1.2 | Elect Director Sukhinder Singh Cassidy | Management | For | For |
| 1.3 | Elect Director Harry S. Cherken, Jr. | Management | For | Against |
| 1.4 | Elect Director Margaret A. Hayne | Management | For | For |
| 1.5 | Elect Director Richard A. Hayne | Management | For | For |
| 1.6 | Elect Director Elizabeth Ann Lambert | Management | For | For |
| 1.7 | Elect Director Amin N. Maredia | Management | For | For |
| 1.8 | Elect Director Wesley S. McDonald | Management | For | For |
| 1.9 | Elect Director Todd R. Morgenfeld | Management | For | For |
| 1.10 | Elect Director John C. Mulliken | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VIVENDI SA Meeting Date: MAR 29, 2021 Record Date: MAR 25, 2021 Meeting Type: SPECIAL | ||||
| Ticker: VIV Security ID: F97982106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Article 20 of Bylaws Re: Allocation of Income and Dividends | Management | For | For |
| 2 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| WAYFAIR INC. Meeting Date: MAY 11, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: W Security ID: 94419L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Niraj Shah | Management | For | For |
| 1b | Elect Director Steven Conine | Management | For | For |
| 1c | Elect Director Michael Choe | Management | For | For |
| 1d | Elect Director Andrea Jung | Management | For | For |
| 1e | Elect Director Michael Kumin | Management | For | For |
| 1f | Elect Director Jeffrey Naylor | Management | For | For |
| 1g | Elect Director Anke Schaferkordt | Management | For | For |
| 1h | Elect Director Michael E. Sneed | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WILLIAMS-SONOMA, INC. Meeting Date: JUN 02, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WSM Security ID: 969904101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laura Alber | Management | For | For |
| 1.2 | Elect Director Esi Eggleston Bracey | Management | For | For |
| 1.3 | Elect Director Scott Dahnke | Management | For | For |
| 1.4 | Elect Director Anne Mulcahy | Management | For | For |
| 1.5 | Elect Director William Ready | Management | For | For |
| 1.6 | Elect Director Sabrina Simmons | Management | For | For |
| 1.7 | Elect Director Frits van Paasschen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| YANDEX NV Meeting Date: OCT 29, 2020 Record Date: OCT 01, 2020 Meeting Type: ANNUAL | ||||
| Ticker: YNDX Security ID: N97284108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Directors | Management | For | For |
| 3 | Reelect Arkady Volozh as Executive Director | Management | For | For |
| 4 | Reelect Mikhail Parakhin as Non-Executive Director | Management | For | For |
| 5 | Approve Cancellation of Outstanding Class C Shares | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Grant Board Authority to Issue Class A Shares | Management | For | Against |
| 8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | Against |
| 9 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | Against |
| YUE YUEN INDUSTRIAL (HOLDINGS) LIMITED Meeting Date: MAY 28, 2021 Record Date: MAY 21, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 551 Security ID: G98803144 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Chan Lu Min as Director | Management | For | For |
| 2.2 | Elect Lin Cheng-Tien as Director | Management | For | For |
| 2.3 | Elect Hu Chia-Ho as Director | Management | For | For |
| 2.4 | Elect Wong Hak Kun as Director | Management | For | For |
| 2.5 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 3 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 4B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 4C | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| ZALANDO SE Meeting Date: MAY 19, 2021 Record Date: APR 27, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ZAL Security ID: D98423102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5.1 | Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| 5.2 | Ratify Ernst & Young GmbH as Auditors Until the 2022 AGM | Management | For | For |
| 6.1 | Elect Kelly Bennett to the Supervisory Board as Shareholder Representative | Management | For | For |
| 6.2 | Elect Jennifer Hyman to the Supervisory Board as Shareholder Representative | Management | For | For |
| 6.3 | Elect Niklas Oestberg to the Supervisory Board as Shareholder Representative | Management | For | For |
| 6.4 | Elect Anders Holch Povlsen to the Supervisory Board as Shareholder Representative | Management | For | For |
| 6.5 | Elect Mariella Roehm-Kottmann to the Supervisory Board as Shareholder Representative | Management | For | For |
| 6.6 | Elect Cristina Stenbeck to the Supervisory Board as Shareholder Representative | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | Against |
| 8 | Approve Remuneration of Supervisory Board | Management | For | For |
| ZOZO, INC. Meeting Date: JUN 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 3092 Security ID: J9893A108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 26 | Management | For | For |
| 2.1 | Elect Director Sawada, Kotaro | Management | For | For |
| 2.2 | Elect Director Yanagisawa, Koji | Management | For | For |
| 2.3 | Elect Director Hirose, Fuminori | Management | For | For |
| 2.4 | Elect Director Kawabe, Kentaro | Management | For | For |
| 2.5 | Elect Director Ozawa, Takao | Management | For | For |
| 2.6 | Elect Director Ono, Koji | Management | For | For |
| 2.7 | Elect Director Hotta, Kazunori | Management | For | For |
| 2.8 | Elect Director Saito, Taro | Management | For | For |
| 3 | Approve Restricted Stock Plan | Management | For | For |
Principal Quality ETF
| 3M COMPANY Meeting Date: MAY 11, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MMM Security ID: 88579Y101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas "Tony" K. Brown | Management | For | For |
| 1b | Elect Director Pamela J. Craig | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Michael L. Eskew | Management | For | For |
| 1e | Elect Director James R. Fitterling | Management | For | For |
| 1f | Elect Director Herbert L. Henkel | Management | For | For |
| 1g | Elect Director Amy E. Hood | Management | For | For |
| 1h | Elect Director Muhtar Kent | Management | For | For |
| 1i | Elect Director Dambisa F. Moyo | Management | For | For |
| 1j | Elect Director Gregory R. Page | Management | For | For |
| 1k | Elect Director Michael F. Roman | Management | For | For |
| 1l | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Consider Pay Disparity Between Executives and Other Employees | Shareholder | Against | Against |
| 6 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| ABBOTT LABORATORIES Meeting Date: APR 23, 2021 Record Date: FEB 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ABT Security ID: 002824100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.3 | Elect Director Sally E. Blount | Management | For | For |
| 1.4 | Elect Director Robert B. Ford | Management | For | For |
| 1.5 | Elect Director Michelle A. Kumbier | Management | For | For |
| 1.6 | Elect Director Darren W. McDew | Management | For | For |
| 1.7 | Elect Director Nancy McKinstry | Management | For | For |
| 1.8 | Elect Director William A. Osborn | Management | For | For |
| 1.9 | Elect Director Michael F. Roman | Management | For | For |
| 1.10 | Elect Director Daniel J. Starks | Management | For | For |
| 1.11 | Elect Director John G. Stratton | Management | For | For |
| 1.12 | Elect Director Glenn F. Tilton | Management | For | For |
| 1.13 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4a | Adopt Majority Voting Standard for Amendments of the Articles of Incorporation and Effect Other Ministerial Changes | Management | For | For |
| 4b | Adopt Majority Voting Standard for Certain Extraordinary Transactions | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Report on Racial Justice | Shareholder | Against | For |
| 7 | Require Independent Board Chair | Shareholder | Against | Against |
| ACCENTURE PLC Meeting Date: FEB 03, 2021 Record Date: DEC 07, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ACN Security ID: G1151C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jaime Ardila | Management | For | For |
| 1b | Elect Director Herbert Hainer | Management | For | For |
| 1c | Elect Director Nancy McKinstry | Management | For | For |
| 1d | Elect Director Beth E. Mooney | Management | For | For |
| 1e | Elect Director Gilles C. Pelisson | Management | For | For |
| 1f | Elect Director Paula A. Price | Management | For | For |
| 1g | Elect Director Venkata (Murthy) Renduchintala | Management | For | For |
| 1h | Elect Director David Rowland | Management | For | For |
| 1i | Elect Director Arun Sarin | Management | For | For |
| 1j | Elect Director Julie Sweet | Management | For | For |
| 1k | Elect Director Frank K. Tang | Management | For | For |
| 1l | Elect Director Tracey T. Travis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 5 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | For | For |
| 6 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| ACTIVISION BLIZZARD, INC. Meeting Date: JUN 21, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ATVI Security ID: 00507V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Reveta Bowers | Management | For | For |
| 1b | Elect Director Robert Corti | Management | For | For |
| 1c | Elect Director Hendrik Hartong, III | Management | For | For |
| 1d | Elect Director Brian Kelly | Management | For | For |
| 1e | Elect Director Robert Kotick | Management | For | For |
| 1f | Elect Director Barry Meyer | Management | For | For |
| 1g | Elect Director Robert Morgado | Management | For | For |
| 1h | Elect Director Peter Nolan | Management | For | For |
| 1i | Elect Director Dawn Ostroff | Management | For | For |
| 1j | Elect Director Casey Wasserman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ADOBE INC. Meeting Date: APR 20, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ADBE Security ID: 00724F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Amy Banse | Management | For | For |
| 1b | Elect Director Melanie Boulden | Management | For | For |
| 1c | Elect Director Frank Calderoni | Management | For | For |
| 1d | Elect Director James Daley | Management | For | For |
| 1e | Elect Director Laura Desmond | Management | For | For |
| 1f | Elect Director Shantanu Narayen | Management | For | For |
| 1g | Elect Director Kathleen Oberg | Management | For | For |
| 1h | Elect Director Dheeraj Pandey | Management | For | For |
| 1i | Elect Director David Ricks | Management | For | For |
| 1j | Elect Director Daniel Rosensweig | Management | For | For |
| 1k | Elect Director John Warnock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AFLAC INCORPORATED Meeting Date: MAY 03, 2021 Record Date: FEB 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AFL Security ID: 001055102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Daniel P. Amos | Management | For | For |
| 1b | Elect Director W. Paul Bowers | Management | For | For |
| 1c | Elect Director Toshihiko Fukuzawa | Management | For | For |
| 1d | Elect Director Thomas J. Kenny | Management | For | For |
| 1e | Elect Director Georgette D. Kiser | Management | For | For |
| 1f | Elect Director Karole F. Lloyd | Management | For | For |
| 1g | Elect Director Nobuchika Mori | Management | For | For |
| 1h | Elect Director Joseph L. Moskowitz | Management | For | For |
| 1i | Elect Director Barbara K. Rimer | Management | For | For |
| 1j | Elect Director Katherine T. Rohrer | Management | For | For |
| 1k | Elect Director Melvin T. Stith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| AIR PRODUCTS AND CHEMICALS, INC. Meeting Date: JAN 28, 2021 Record Date: NOV 30, 2020 Meeting Type: ANNUAL | ||||
| Ticker: APD Security ID: 009158106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan K. Carter | Management | For | For |
| 1b | Elect Director Charles I. Cogut | Management | For | For |
| 1c | Elect Director Lisa A. Davis | Management | For | For |
| 1d | Elect Director Chadwick C. Deaton | Management | For | For |
| 1e | Elect Director Seifollah (Seifi) Ghasemi | Management | For | For |
| 1f | Elect Director David H. Y. Ho | Management | For | For |
| 1g | Elect Director Edward L. Monser | Management | For | For |
| 1h | Elect Director Matthew H. Paull | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| AKAMAI TECHNOLOGIES, INC. Meeting Date: JUN 03, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AKAM Security ID: 00971T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sharon Bowen | Management | For | For |
| 1.2 | Elect Director Marianne Brown | Management | For | For |
| 1.3 | Elect Director Monte Ford | Management | For | For |
| 1.4 | Elect Director Jill Greenthal | Management | For | For |
| 1.5 | Elect Director Dan Hesse | Management | For | For |
| 1.6 | Elect Director Tom Killalea | Management | For | For |
| 1.7 | Elect Director Tom Leighton | Management | For | For |
| 1.8 | Elect Director Jonathan Miller | Management | For | For |
| 1.9 | Elect Director Madhu Ranganathan | Management | For | For |
| 1.10 | Elect Director Ben Verwaayen | Management | For | For |
| 1.11 | Elect Director Bill Wagner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALEXANDRIA REAL ESTATE EQUITIES, INC. Meeting Date: MAY 18, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ARE Security ID: 015271109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joel S. Marcus | Management | For | For |
| 1.2 | Elect Director Steven R. Hash | Management | For | For |
| 1.3 | Elect Director James P. Cain | Management | For | Against |
| 1.4 | Elect Director Maria C. Freire | Management | For | Against |
| 1.5 | Elect Director Jennifer Friel Goldstein | Management | For | For |
| 1.6 | Elect Director Richard H. Klein | Management | For | For |
| 1.7 | Elect Director Michael A. Woronoff | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ALLIANT ENERGY CORPORATION Meeting Date: MAY 20, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LNT Security ID: 018802108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roger K. Newport | Management | For | For |
| 1.2 | Elect Director Dean C. Oestreich | Management | For | For |
| 1.3 | Elect Director Carol P. Sanders | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Costs and Benefits of Environmental Related Expenditures | Shareholder | Against | Against |
| ALPHABET INC. Meeting Date: JUN 02, 2021 Record Date: APR 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GOOGL Security ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Larry Page | Management | For | For |
| 1b | Elect Director Sergey Brin | Management | For | For |
| 1c | Elect Director Sundar Pichai | Management | For | For |
| 1d | Elect Director John L. Hennessy | Management | For | For |
| 1e | Elect Director Frances H. Arnold | Management | For | For |
| 1f | Elect Director L. John Doerr | Management | For | Against |
| 1g | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1h | Elect Director Ann Mather | Management | For | Against |
| 1i | Elect Director Alan R. Mulally | Management | For | For |
| 1j | Elect Director K. Ram Shriram | Management | For | Against |
| 1k | Elect Director Robin L. Washington | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | For |
| 6 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | For |
| 7 | Report on Takedown Requests | Shareholder | Against | For |
| 8 | Report on Whistleblower Policies and Practices | Shareholder | Against | Against |
| 9 | Report on Charitable Contributions | Shareholder | Against | Against |
| 10 | Report on Risks Related to Anticompetitive Practices | Shareholder | Against | For |
| 11 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| ALTRIA GROUP, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MO Security ID: 02209S103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John T. Casteen, III | Management | For | For |
| 1b | Elect Director Dinyar S. Devitre | Management | For | For |
| 1c | Elect Director William F. Gifford, Jr. | Management | For | For |
| 1d | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1e | Elect Director W. Leo Kiely, III | Management | For | For |
| 1f | Elect Director Kathryn B. McQuade | Management | For | For |
| 1g | Elect Director George Munoz | Management | For | For |
| 1h | Elect Director Mark E. Newman | Management | For | For |
| 1i | Elect Director Nabil Y. Sakkab | Management | For | For |
| 1j | Elect Director Virginia E. Shanks | Management | For | For |
| 1k | Elect Director Ellen R. Strahlman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Underage Tobacco Prevention Policies and Marketing Practices | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| AMERICAN ELECTRIC POWER COMPANY, INC. Meeting Date: APR 20, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AEP Security ID: 025537101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicholas K. Akins | Management | For | For |
| 1.2 | Elect Director David J. Anderson | Management | For | For |
| 1.3 | Elect Director J. Barnie Beasley, Jr. | Management | For | For |
| 1.4 | Elect Director Art A. Garcia | Management | For | For |
| 1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
| 1.7 | Elect Director Sandra Beach Lin | Management | For | For |
| 1.8 | Elect Director Margaret M. McCarthy | Management | For | For |
| 1.9 | Elect Director Stephen S. Rasmussen | Management | For | For |
| 1.10 | Elect Director Oliver G. Richard, III | Management | For | For |
| 1.11 | Elect Director Daryl Roberts | Management | For | For |
| 1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMERICAN TOWER CORPORATION Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AMT Security ID: 03027X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas A. Bartlett | Management | For | For |
| 1b | Elect Director Raymond P. Dolan | Management | For | For |
| 1c | Elect Director Kenneth R. Frank | Management | For | For |
| 1d | Elect Director Robert D. Hormats | Management | For | For |
| 1e | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1f | Elect Director Grace D. Lieblein | Management | For | For |
| 1g | Elect Director Craig Macnab | Management | For | For |
| 1h | Elect Director JoAnn A. Reed | Management | For | For |
| 1i | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1j | Elect Director David E. Sharbutt | Management | For | For |
| 1k | Elect Director Bruce L. Tanner | Management | For | For |
| 1l | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 5 | Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| AMERICAN WATER WORKS COMPANY, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AWK Security ID: 030420103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey N. Edwards | Management | For | For |
| 1b | Elect Director Martha Clark Goss | Management | For | For |
| 1c | Elect Director Veronica M. Hagen | Management | For | For |
| 1d | Elect Director Kimberly J. Harris | Management | For | For |
| 1e | Elect Director Julia L. Johnson | Management | For | For |
| 1f | Elect Director Patricia L. Kampling | Management | For | For |
| 1g | Elect Director Karl F. Kurz | Management | For | For |
| 1h | Elect Director Walter J. Lynch | Management | For | For |
| 1i | Elect Director George MacKenzie | Management | For | For |
| 1j | Elect Director James G. Stavridis | Management | For | For |
| 1k | Elect Director Lloyd M. Yates | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AMETEK, INC. Meeting Date: MAY 06, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AME Security ID: 031100100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tod E. Carpenter | Management | For | For |
| 1b | Elect Director Karleen M. Oberton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AMPHENOL CORPORATION Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: APH Security ID: 032095101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stanley L. Clark | Management | For | For |
| 1.2 | Elect Director John D. Craig | Management | For | For |
| 1.3 | Elect Director David P. Falck | Management | For | For |
| 1.4 | Elect Director Edward G. Jepsen | Management | For | For |
| 1.5 | Elect Director Rita S. Lane | Management | For | For |
| 1.6 | Elect Director Robert A. Livingston | Management | For | For |
| 1.7 | Elect Director Martin H. Loeffler | Management | For | For |
| 1.8 | Elect Director R. Adam Norwitt | Management | For | For |
| 1.9 | Elect Director Anne Clarke Wolff | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | For |
| ANSYS, INC. Meeting Date: MAY 14, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ANSS Security ID: 03662Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jim Frankola | Management | For | For |
| 1b | Elect Director Alec D. Gallimore | Management | For | For |
| 1c | Elect Director Ronald W. Hovsepian | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| ANTHEM, INC. Meeting Date: MAY 26, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ANTM Security ID: 036752103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lewis Hay, III | Management | For | For |
| 1.2 | Elect Director Antonio F. Neri | Management | For | For |
| 1.3 | Elect Director Ramiro G. Peru | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AON PLC Meeting Date: JUN 02, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AON Security ID: G0403H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lester B. Knight | Management | For | For |
| 1.2 | Elect Director Gregory C. Case | Management | For | For |
| 1.3 | Elect Director Jin-Yong Cai | Management | For | For |
| 1.4 | Elect Director Jeffrey C. Campbell | Management | For | For |
| 1.5 | Elect Director Fulvio Conti | Management | For | For |
| 1.6 | Elect Director Cheryl A. Francis | Management | For | For |
| 1.7 | Elect Director J. Michael Losh | Management | For | For |
| 1.8 | Elect Director Richard B. Myers | Management | For | For |
| 1.9 | Elect Director Richard C. Notebaert | Management | For | For |
| 1.10 | Elect Director Gloria Santona | Management | For | For |
| 1.11 | Elect Director Byron O. Spruell | Management | For | For |
| 1.12 | Elect Director Carolyn Y. Woo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Ratify Ernst & Young Chartered Accountants as Statutory Auditor | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Amend Articles of Association Re: Article 190 | Management | For | For |
| 7 | Authorize the Board of Directors to Capitalize Certain Non-distributable Reserves | Management | For | For |
| 8 | Approve Creation of Distributable Profits by the Reduction and Cancellation of the Amounts Capitalized Pursuant to the Authority Given Under Proposal 7 | Management | For | For |
| APPLE INC. Meeting Date: FEB 23, 2021 Record Date: DEC 28, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AAPL Security ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Andrea Jung | Management | For | For |
| 1e | Elect Director Art Levinson | Management | For | For |
| 1f | Elect Director Monica Lozano | Management | For | For |
| 1g | Elect Director Ron Sugar | Management | For | For |
| 1h | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | For |
| 5 | Improve Principles of Executive Compensation Program | Shareholder | Against | Against |
| ARCH CAPITAL GROUP LTD. Meeting Date: MAY 06, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ACGL Security ID: G0450A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Eric W. Doppstadt | Management | For | For |
| 1b | Elect Director Laurie S. Goodman | Management | For | For |
| 1c | Elect Director John M. Pasquesi | Management | For | For |
| 1d | Elect Director Thomas R. Watjen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4a | Elect Director Robert Appleby as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4b | Elect Director Matthew Dragonetti as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4c | Elect Director Seamus Fearon as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4d | Elect Director H. Beau Franklin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4e | Elect Director Jerome Halgan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4f | Elect Director James Haney as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4g | Elect Director Chris Hovey as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4h | Elect Director W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4i | Elect Director Pierre Jal as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4j | Elect Director Francois Morin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4k | Elect Director David J. Mulholland as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4l | Elect Director Chiara Nannini as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4m | Elect Director Tim Peckett as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4n | Elect Director Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4o | Elect Director Roderick Romeo as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| ARTHUR J. GALLAGHER & CO. Meeting Date: MAY 11, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AJG Security ID: 363576109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director William L. Bax | Management | For | For |
| 1c | Elect Director D. John Coldman | Management | For | For |
| 1d | Elect Director J. Patrick Gallagher, Jr. | Management | For | For |
| 1e | Elect Director David S. Johnson | Management | For | For |
| 1f | Elect Director Kay W. McCurdy | Management | For | For |
| 1g | Elect Director Christopher C. Miskel | Management | For | For |
| 1h | Elect Director Ralph J. Nicoletti | Management | For | For |
| 1i | Elect Director Norman L. Rosenthal | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AUTODESK, INC. Meeting Date: JUN 16, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ADSK Security ID: 052769106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andrew Anagnost | Management | For | For |
| 1b | Elect Director Karen Blasing | Management | For | For |
| 1c | Elect Director Reid French | Management | For | For |
| 1d | Elect Director Ayanna Howard | Management | For | For |
| 1e | Elect Director Blake Irving | Management | For | For |
| 1f | Elect Director Mary T. McDowell | Management | For | For |
| 1g | Elect Director Stephen Milligan | Management | For | For |
| 1h | Elect Director Lorrie M. Norrington | Management | For | For |
| 1i | Elect Director Elizabeth (Betsy) Rafael | Management | For | For |
| 1j | Elect Director Stacy J. Smith | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AUTOMATIC DATA PROCESSING, INC. Meeting Date: NOV 11, 2020 Record Date: SEP 14, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ADP Security ID: 053015103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter Bisson | Management | For | For |
| 1b | Elect Director Richard T. Clark | Management | For | For |
| 1c | Elect Director Linnie M. Haynesworth | Management | For | For |
| 1d | Elect Director John P. Jones | Management | For | For |
| 1e | Elect Director Francine S. Katsoudas | Management | For | For |
| 1f | Elect Director Nazzic S. Keene | Management | For | For |
| 1g | Elect Director Thomas J. Lynch | Management | For | For |
| 1h | Elect Director Scott F. Powers | Management | For | For |
| 1i | Elect Director William J. Ready | Management | For | For |
| 1j | Elect Director Carlos A. Rodriguez | Management | For | For |
| 1k | Elect Director Sandra S. Wijnberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Non-Management Employee Representation on the Board of Directors | Shareholder | Against | Against |
| AUTOZONE, INC. Meeting Date: DEC 16, 2020 Record Date: OCT 19, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AZO Security ID: 053332102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 1.4 | Elect Director Enderson Guimaraes | Management | For | For |
| 1.5 | Elect Director Michael M. Calbert | Management | For | For |
| 1.6 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.7 | Elect Director Gale V. King | Management | For | For |
| 1.8 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.9 | Elect Director William C. Rhodes, III | Management | For | For |
| 1.10 | Elect Director Jill A. Soltau | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| AVERY DENNISON CORPORATION Meeting Date: APR 22, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AVY Security ID: 053611109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bradley A. Alford | Management | For | For |
| 1b | Elect Director Anthony K. Anderson | Management | For | For |
| 1c | Elect Director Mark J. Barrenechea | Management | For | For |
| 1d | Elect Director Mitchell R. Butier | Management | For | For |
| 1e | Elect Director Ken C. Hicks | Management | For | For |
| 1f | Elect Director Andres A. Lopez | Management | For | For |
| 1g | Elect Director Patrick T. Siewert | Management | For | For |
| 1h | Elect Director Julia A. Stewart | Management | For | For |
| 1i | Elect Director Martha N. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BALL CORPORATION Meeting Date: APR 28, 2021 Record Date: MAR 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BLL Security ID: 058498106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Bryant | Management | For | Withhold |
| 1.2 | Elect Director Michael J. Cave | Management | For | Withhold |
| 1.3 | Elect Director Daniel W. Fisher | Management | For | For |
| 1.4 | Elect Director Pedro Henrique Mariani | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BLACKROCK, INC. Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BLK Security ID: 09247X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bader M. Alsaad | Management | For | For |
| 1b | Elect Director Pamela Daley | Management | For | For |
| 1c | Elect Director Jessica P. Einhorn | Management | For | For |
| 1d | Elect Director Laurence D. Fink | Management | For | For |
| 1e | Elect Director William E. Ford | Management | For | For |
| 1f | Elect Director Fabrizio Freda | Management | For | For |
| 1g | Elect Director Murry S. Gerber | Management | For | For |
| 1h | Elect Director Margaret 'Peggy' L. Johnson | Management | For | For |
| 1i | Elect Director Robert S. Kapito | Management | For | For |
| 1j | Elect Director Cheryl D. Mills | Management | For | For |
| 1k | Elect Director Gordon M. Nixon | Management | For | For |
| 1l | Elect Director Charles H. Robbins | Management | For | For |
| 1m | Elect Director Marco Antonio Slim Domit | Management | For | For |
| 1n | Elect Director Hans E. Vestberg | Management | For | For |
| 1o | Elect Director Susan L. Wagner | Management | For | For |
| 1p | Elect Director Mark Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 4a | Provide Right to Call Special Meeting | Management | For | For |
| 4b | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4c | Amend Charter to Eliminate Provisions that are No Longer Applicable and Make Other Technical Revisions | Management | For | For |
| 5 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| BOOZ ALLEN HAMILTON HOLDING CORPORATION Meeting Date: JUL 29, 2020 Record Date: JUN 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BAH Security ID: 099502106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ralph W. Shrader | Management | For | For |
| 1b | Elect Director Joan Lordi C. Amble | Management | For | For |
| 1c | Elect Director Michele A. Flournoy | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Certificate of Incorporation | Management | For | For |
| BROWN & BROWN, INC. Meeting Date: MAY 05, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BRO Security ID: 115236101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Hyatt Brown | Management | For | For |
| 1.2 | Elect Director Hugh M. Brown | Management | For | For |
| 1.3 | Elect Director J. Powell Brown | Management | For | For |
| 1.4 | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
| 1.5 | Elect Director James C. Hays | Management | For | For |
| 1.6 | Elect Director Theodore J. Hoepner | Management | For | For |
| 1.7 | Elect Director James S. Hunt | Management | For | For |
| 1.8 | Elect Director Toni Jennings | Management | For | For |
| 1.9 | Elect Director Timothy R.M. Main | Management | For | For |
| 1.10 | Elect Director H. Palmer Proctor, Jr. | Management | For | For |
| 1.11 | Elect Director Wendell S. Reilly | Management | For | For |
| 1.12 | Elect Director Chilton D. Varner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CADENCE DESIGN SYSTEMS, INC. Meeting Date: MAY 06, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CDNS Security ID: 127387108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark W. Adams | Management | For | For |
| 1.2 | Elect Director Ita Brennan | Management | For | For |
| 1.3 | Elect Director Lewis Chew | Management | For | For |
| 1.4 | Elect Director Julia Liuson | Management | For | For |
| 1.5 | Elect Director James D. Plummer | Management | For | For |
| 1.6 | Elect Director Alberto Sangiovanni-Vincentelli | Management | For | For |
| 1.7 | Elect Director John B. Shoven | Management | For | For |
| 1.8 | Elect Director Young K. Sohn | Management | For | For |
| 1.9 | Elect Director Lip-Bu Tan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | For |
| CBOE GLOBAL MARKETS, INC. Meeting Date: MAY 13, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CBOE Security ID: 12503M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Edward T. Tilly | Management | For | For |
| 1b | Elect Director Eugene S. Sunshine | Management | For | For |
| 1c | Elect Director William M. Farrow, III | Management | For | For |
| 1d | Elect Director Edward J. Fitzpatrick | Management | For | For |
| 1e | Elect Director Ivan K. Fong | Management | For | For |
| 1f | Elect Director Janet P. Froetscher | Management | For | For |
| 1g | Elect Director Jill R. Goodman | Management | For | For |
| 1h | Elect Director Alexander J. Matturri, Jr. | Management | For | For |
| 1i | Elect Director Jennifer J. McPeek | Management | For | For |
| 1j | Elect Director Roderick A. Palmore | Management | For | For |
| 1k | Elect Director James E. Parisi | Management | For | For |
| 1l | Elect Director Joseph P. Ratterman | Management | For | For |
| 1m | Elect Director Jill E. Sommers | Management | For | For |
| 1n | Elect Director Fredric J. Tomczyk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| CBRE GROUP, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CBRE Security ID: 12504L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Brandon B. Boze | Management | For | For |
| 1b | Elect Director Beth F. Cobert | Management | For | For |
| 1c | Elect Director Reginald H. Gilyard | Management | For | For |
| 1d | Elect Director Shira D. Goodman | Management | For | For |
| 1e | Elect Director Christopher T. Jenny | Management | For | For |
| 1f | Elect Director Gerardo I. Lopez | Management | For | For |
| 1g | Elect Director Oscar Munoz | Management | For | For |
| 1h | Elect Director Robert E. Sulentic | Management | For | For |
| 1i | Elect Director Laura D. Tyson | Management | For | For |
| 1j | Elect Director Sanjiv Yajnik | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| CHURCH & DWIGHT CO., INC. Meeting Date: APR 29, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CHD Security ID: 171340102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James R. Craigie | Management | For | For |
| 1b | Elect Director Matthew T. Farrell | Management | For | For |
| 1c | Elect Director Bradley C. Irwin | Management | For | For |
| 1d | Elect Director Penry W. Price | Management | For | For |
| 1e | Elect Director Susan G. Saideman | Management | For | For |
| 1f | Elect Director Ravichandra K. Saligram | Management | For | For |
| 1g | Elect Director Robert K. Shearer | Management | For | For |
| 1h | Elect Director Janet S. Vergis | Management | For | For |
| 1i | Elect Director Arthur B. Winkleblack | Management | For | For |
| 1j | Elect Director Laurie J. Yoler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement to Fill Board Vacancies | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Approve Certain Mergers, Consolidations or Dispositions of Substantial Assets | Management | For | For |
| 5 | Amend Articles of Incorporation to Remove Provisions Relating to Classified Board | Management | For | For |
| 6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CINTAS CORPORATION Meeting Date: OCT 27, 2020 Record Date: SEP 02, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CTAS Security ID: 172908105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerald S. Adolph | Management | For | For |
| 1b | Elect Director John F. Barrett | Management | For | For |
| 1c | Elect Director Melanie W. Barstad | Management | For | For |
| 1d | Elect Director Karen L. Carnahan | Management | For | For |
| 1e | Elect Director Robert E. Coletti | Management | For | For |
| 1f | Elect Director Scott D. Farmer | Management | For | For |
| 1g | Elect Director Joseph Scaminace | Management | For | For |
| 1h | Elect Director Ronald W. Tysoe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions Disclosure | Shareholder | Against | For |
| CISCO SYSTEMS, INC. Meeting Date: DEC 10, 2020 Record Date: OCT 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CSCO Security ID: 17275R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director M. Michele Burns | Management | For | For |
| 1b | Elect Director Wesley G. Bush | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director Mark Garrett | Management | For | For |
| 1e | Elect Director Kristina M. Johnson | Management | For | For |
| 1f | Elect Director Roderick C. McGeary | Management | For | For |
| 1g | Elect Director Charles H. Robbins | Management | For | For |
| 1h | Elect Director Arun Sarin - Withdrawn | Management | None | None |
| 1i | Elect Director Brenton L. Saunders | Management | For | For |
| 1j | Elect Director Lisa T. Su | Management | For | For |
| 2 | Change State of Incorporation from California to Delaware | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Require Independent Board Chair | Shareholder | Against | Against |
| CITRIX SYSTEMS, INC. Meeting Date: JUN 04, 2021 Record Date: APR 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CTXS Security ID: 177376100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert M. Calderoni | Management | For | For |
| 1b | Elect Director Nanci E. Caldwell | Management | For | For |
| 1c | Elect Director Murray J. Demo | Management | For | For |
| 1d | Elect Director Ajei S. Gopal | Management | For | For |
| 1e | Elect Director David J. Henshall | Management | For | For |
| 1f | Elect Director Thomas E. Hogan | Management | For | For |
| 1g | Elect Director Moira A. Kilcoyne | Management | For | For |
| 1h | Elect Director Robert E. Knowling, Jr. | Management | For | For |
| 1i | Elect Director Peter J. Sacripanti | Management | For | For |
| 1j | Elect Director J. Donald Sherman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | None | For |
| CMS ENERGY CORPORATION Meeting Date: MAY 07, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CMS Security ID: 125896100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jon E. Barfield | Management | For | For |
| 1b | Elect Director Deborah H. Butler | Management | For | For |
| 1c | Elect Director Kurt L. Darrow | Management | For | For |
| 1d | Elect Director William D. Harvey | Management | For | For |
| 1e | Elect Director Garrick J. Rochow | Management | For | For |
| 1f | Elect Director John G. Russell | Management | For | For |
| 1g | Elect Director Suzanne F. Shank | Management | For | For |
| 1h | Elect Director Myrna M. Soto | Management | For | For |
| 1i | Elect Director John G. Sznewajs | Management | For | For |
| 1j | Elect Director Ronald J. Tanski | Management | For | For |
| 1k | Elect Director Laura H. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Costs and Benefits of Environmental Related Expenditures | Shareholder | Against | Against |
| COLGATE-PALMOLIVE COMPANY Meeting Date: MAY 07, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CL Security ID: 194162103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John P. Bilbrey | Management | For | For |
| 1b | Elect Director John T. Cahill | Management | For | For |
| 1c | Elect Director Lisa M. Edwards | Management | For | For |
| 1d | Elect Director C. Martin Harris | Management | For | For |
| 1e | Elect Director Martina Hund-Mejean | Management | For | For |
| 1f | Elect Director Kimberly A. Nelson | Management | For | For |
| 1g | Elect Director Lorrie M. Norrington | Management | For | For |
| 1h | Elect Director Michael B. Polk | Management | For | For |
| 1i | Elect Director Stephen I. Sadove | Management | For | For |
| 1j | Elect Director Noel R. Wallace | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| COPART, INC. Meeting Date: DEC 04, 2020 Record Date: OCT 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CPRT Security ID: 217204106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Willis J. Johnson | Management | For | For |
| 1.2 | Elect Director A. Jayson Adair | Management | For | For |
| 1.3 | Elect Director Matt Blunt | Management | For | For |
| 1.4 | Elect Director Steven D. Cohan | Management | For | For |
| 1.5 | Elect Director Daniel J. Englander | Management | For | For |
| 1.6 | Elect Director James E. Meeks | Management | For | For |
| 1.7 | Elect Director Thomas N. Tryforos | Management | For | For |
| 1.8 | Elect Director Diane M. Morefield | Management | For | For |
| 1.9 | Elect Director Stephen Fisher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| COSTCO WHOLESALE CORPORATION Meeting Date: JAN 21, 2021 Record Date: NOV 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: COST Security ID: 22160K105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Susan L. Decker | Management | For | For |
| 1.2 | Elect Director Kenneth D. Denman | Management | For | For |
| 1.3 | Elect Director Richard A. Galanti | Management | For | For |
| 1.4 | Elect Director W. Craig Jelinek | Management | For | For |
| 1.5 | Elect Director Sally Jewell | Management | For | For |
| 1.6 | Elect Director Charles T. Munger | Management | For | For |
| 1.7 | Elect Director Jeffrey S. Raikes | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DOLLAR GENERAL CORPORATION Meeting Date: MAY 26, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DG Security ID: 256677105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Warren F. Bryant | Management | For | For |
| 1b | Elect Director Michael M. Calbert | Management | For | For |
| 1c | Elect Director Patricia D. Fili-Krushel | Management | For | For |
| 1d | Elect Director Timothy I. McGuire | Management | For | For |
| 1e | Elect Director William C. Rhodes, III | Management | For | For |
| 1f | Elect Director Debra A. Sandler | Management | For | For |
| 1g | Elect Director Ralph E. Santana | Management | For | For |
| 1h | Elect Director Todd J. Vasos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Call Special Meeting of the total of 25% of Outstanding Common Stock | Management | For | For |
| 6 | Provide Right to Call A Special Meeting of the total of 10% of Outstanding Common Stock | Shareholder | Against | For |
| DOMINO'S PIZZA, INC. Meeting Date: APR 27, 2021 Record Date: MAR 03, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DPZ Security ID: 25754A201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Brandon | Management | For | For |
| 1.2 | Elect Director Richard E. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director C. Andrew Ballard | Management | For | For |
| 1.4 | Elect Director Andrew B. Balson | Management | For | For |
| 1.5 | Elect Director Corie S. Barry | Management | For | For |
| 1.6 | Elect Director Diana F. Cantor | Management | For | For |
| 1.7 | Elect Director Richard L. Federico | Management | For | For |
| 1.8 | Elect Director James A. Goldman | Management | For | For |
| 1.9 | Elect Director Patricia E. Lopez | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DOVER CORPORATION Meeting Date: MAY 07, 2021 Record Date: MAR 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DOV Security ID: 260003108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Deborah L. DeHaas | Management | For | For |
| 1b | Elect Director H. John Gilbertson, Jr. | Management | For | For |
| 1c | Elect Director Kristiane C. Graham | Management | For | For |
| 1d | Elect Director Michael F. Johnston | Management | For | For |
| 1e | Elect Director Eric A. Spiegel | Management | For | For |
| 1f | Elect Director Richard J. Tobin | Management | For | For |
| 1g | Elect Director Stephen M. Todd | Management | For | For |
| 1h | Elect Director Stephen K. Wagner | Management | For | For |
| 1i | Elect Director Keith E. Wandell | Management | For | For |
| 1j | Elect Director Mary A. Winston | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| DUKE ENERGY CORPORATION Meeting Date: MAY 06, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DUK Security ID: 26441C204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael G. Browning | Management | For | For |
| 1.2 | Elect Director Annette K. Clayton | Management | For | For |
| 1.3 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1.4 | Elect Director Robert M. Davis | Management | For | For |
| 1.5 | Elect Director Caroline Dorsa | Management | For | For |
| 1.6 | Elect Director W. Roy Dunbar | Management | For | For |
| 1.7 | Elect Director Nicholas C. Fanandakis | Management | For | For |
| 1.8 | Elect Director Lynn J. Good | Management | For | For |
| 1.9 | Elect Director John T. Herron | Management | For | For |
| 1.10 | Elect Director E. Marie McKee | Management | For | For |
| 1.11 | Elect Director Michael J. Pacilio | Management | For | For |
| 1.12 | Elect Director Thomas E. Skains | Management | For | For |
| 1.13 | Elect Director William E. Webster, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Require Independent Board Chair | Shareholder | Against | For |
| 6 | Report on Political Contributions and Expenditures | Shareholder | Against | For |
| EBAY INC. Meeting Date: JUN 15, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EBAY Security ID: 278642103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anthony J. Bates | Management | For | For |
| 1b | Elect Director Adriane M. Brown | Management | For | For |
| 1c | Elect Director Diana Farrell | Management | For | For |
| 1d | Elect Director Logan D. Green | Management | For | For |
| 1e | Elect Director Bonnie S. Hammer | Management | For | For |
| 1f | Elect Director E. Carol Hayles | Management | For | For |
| 1g | Elect Director Jamie Iannone | Management | For | For |
| 1h | Elect Director Kathleen C. Mitic | Management | For | For |
| 1i | Elect Director Matthew J. Murphy | Management | For | For |
| 1j | Elect Director Paul S. Pressler | Management | For | For |
| 1k | Elect Director Mohak Shroff | Management | For | For |
| 1l | Elect Director Robert H. Swan | Management | For | For |
| 1m | Elect Director Perry M. Traquina | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Improve Principles of Executive Compensation Program | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ECOLAB INC. Meeting Date: MAY 06, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ECL Security ID: 278865100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1b | Elect Director Shari L. Ballard | Management | For | For |
| 1c | Elect Director Barbara J. Beck | Management | For | For |
| 1d | Elect Director Christophe Beck | Management | For | For |
| 1e | Elect Director Jeffrey M. Ettinger | Management | For | For |
| 1f | Elect Director Arthur J. Higgins | Management | For | For |
| 1g | Elect Director Michael Larson | Management | For | For |
| 1h | Elect Director David W. MacLennan | Management | For | For |
| 1i | Elect Director Tracy B. McKibben | Management | For | For |
| 1j | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1k | Elect Director Victoria J. Reich | Management | For | For |
| 1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 1m | Elect Director John J. Zillmer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | For |
| EDWARDS LIFESCIENCES CORPORATION Meeting Date: MAY 04, 2021 Record Date: MAR 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EW Security ID: 28176E108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kieran T. Gallahue | Management | For | For |
| 1.2 | Elect Director Leslie S. Heisz | Management | For | For |
| 1.3 | Elect Director Paul A. LaViolette | Management | For | For |
| 1.4 | Elect Director Steven R. Loranger | Management | For | For |
| 1.5 | Elect Director Martha H. Marsh | Management | For | For |
| 1.6 | Elect Director Michael A. Mussallem | Management | For | For |
| 1.7 | Elect Director Ramona Sequeira | Management | For | For |
| 1.8 | Elect Director Nicholas J. Valeriani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
| ELI LILLY AND COMPANY Meeting Date: MAY 03, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LLY Security ID: 532457108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Katherine Baicker | Management | For | For |
| 1b | Elect Director J. Erik Fyrwald | Management | For | For |
| 1c | Elect Director Jamere Jackson | Management | For | For |
| 1d | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1e | Elect Director Jackson P. Tai | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Require Independent Board Chair | Shareholder | Against | For |
| 8 | Adopt Policy on Bonus Banking | Shareholder | Against | For |
| 9 | Clawback Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | For |
| EMERSON ELECTRIC CO. Meeting Date: FEB 02, 2021 Record Date: NOV 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: EMR Security ID: 291011104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark A. Blinn | Management | For | For |
| 1.2 | Elect Director Arthur F. Golden | Management | For | For |
| 1.3 | Elect Director Candace Kendle | Management | For | For |
| 1.4 | Elect Director James S. Turley | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EPAM SYSTEMS, INC. Meeting Date: JUN 08, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EPAM Security ID: 29414B104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arkadiy Dobkin | Management | For | For |
| 1.2 | Elect Director Robert E. Segert | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| ESSENTIAL UTILITIES, INC. Meeting Date: MAY 05, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WTRG Security ID: 29670G102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth B. Amato | Management | For | For |
| 1.2 | Elect Director Christopher H. Franklin | Management | For | For |
| 1.3 | Elect Director Daniel J. Hilferty | Management | For | For |
| 1.4 | Elect Director Francis O. Idehen | Management | For | For |
| 1.5 | Elect Director Edwina Kelly | Management | For | For |
| 1.6 | Elect Director Ellen T. Ruff | Management | For | For |
| 1.7 | Elect Director Lee C. Stewart | Management | For | For |
| 1.8 | Elect Director Christopher C. Womack | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | For |
| ETSY, INC. Meeting Date: JUN 11, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ETSY Security ID: 29786A106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gary S. Briggs | Management | For | Withhold |
| 1b | Elect Director Edith W. Cooper | Management | For | Withhold |
| 1c | Elect Director Melissa Reiff | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EVEREST RE GROUP, LTD. Meeting Date: MAY 12, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RE Security ID: G3223R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John J. Amore | Management | For | For |
| 1.2 | Elect Director Juan C. Andrade | Management | For | For |
| 1.3 | Elect Director William F. Galtney, Jr. | Management | For | For |
| 1.4 | Elect Director John A. Graf | Management | For | For |
| 1.5 | Elect Director Meryl Hartzband | Management | For | For |
| 1.6 | Elect Director Gerri Losquadro | Management | For | For |
| 1.7 | Elect Director Roger M. Singer | Management | For | For |
| 1.8 | Elect Director Joseph V. Taranto | Management | For | For |
| 1.9 | Elect Director John A. Weber | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EVERGY, INC. Meeting Date: MAY 04, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EVRG Security ID: 30034W106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David A. Campbell | Management | For | For |
| 1b | Elect Director Mollie Hale Carter | Management | For | For |
| 1c | Elect Director Thomas D. Hyde | Management | For | For |
| 1d | Elect Director B. Anthony Isaac | Management | For | For |
| 1e | Elect Director Paul M. Keglevic | Management | For | For |
| 1f | Elect Director Mary L. Landrieu | Management | For | For |
| 1g | Elect Director Sandra A.J. Lawrence | Management | For | For |
| 1h | Elect Director Ann D. Murtlow | Management | For | For |
| 1i | Elect Director Sandra J. Price | Management | For | For |
| 1j | Elect Director Mark A. Ruelle | Management | For | For |
| 1k | Elect Director S. Carl Soderstrom, Jr. | Management | For | For |
| 1l | Elect Director John Arthur Stall | Management | For | For |
| 1m | Elect Director C. John Wilder | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. Meeting Date: MAY 04, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EXPD Security ID: 302130109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert R. Wright | Management | For | For |
| 1.2 | Elect Director Glenn M. Alger | Management | For | For |
| 1.3 | Elect Director Robert P. Carlile | Management | For | For |
| 1.4 | Elect Director James M. DuBois | Management | For | For |
| 1.5 | Elect Director Mark A. Emmert | Management | For | For |
| 1.6 | Elect Director Diane H. Gulyas | Management | For | For |
| 1.7 | Elect Director Jeffrey S. Musser | Management | For | For |
| 1.8 | Elect Director Liane J. Pelletier | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| FACTSET RESEARCH SYSTEMS INC. Meeting Date: DEC 17, 2020 Record Date: OCT 22, 2020 Meeting Type: ANNUAL | ||||
| Ticker: FDS Security ID: 303075105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robin A. Abrams | Management | For | For |
| 1b | Elect Director Laurie Siegel | Management | For | For |
| 1c | Elect Director Malcolm Frank | Management | For | For |
| 1d | Elect Director Siew Kai Choy | Management | For | For |
| 1e | Elect Director Lee Shavel | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FAIR ISAAC CORPORATION Meeting Date: MAR 03, 2021 Record Date: JAN 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FICO Security ID: 303250104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Braden R. Kelly | Management | For | For |
| 1b | Elect Director Fabiola R. Arredondo | Management | For | For |
| 1c | Elect Director James D. Kirsner | Management | For | For |
| 1d | Elect Director William J. Lansing | Management | For | For |
| 1e | Elect Director Eva Manolis | Management | For | For |
| 1f | Elect Director Marc F. McMorris | Management | For | For |
| 1g | Elect Director Joanna Rees | Management | For | For |
| 1h | Elect Director David A. Rey | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| FASTENAL COMPANY Meeting Date: APR 24, 2021 Record Date: FEB 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FAST Security ID: 311900104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Scott A. Satterlee | Management | For | For |
| 1b | Elect Director Michael J. Ancius | Management | For | For |
| 1c | Elect Director Stephen L. Eastman | Management | For | For |
| 1d | Elect Director Daniel L. Florness | Management | For | For |
| 1e | Elect Director Rita J. Heise | Management | For | For |
| 1f | Elect Director Hsenghung Sam Hsu | Management | For | For |
| 1g | Elect Director Daniel L. Johnson | Management | For | For |
| 1h | Elect Director Nicholas J. Lundquist | Management | For | For |
| 1i | Elect Director Reyne K. Wisecup | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FEDERAL REALTY INVESTMENT TRUST Meeting Date: MAY 05, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FRT Security ID: 313747206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David W. Faeder | Management | For | For |
| 1.2 | Elect Director Elizabeth I. Holland | Management | For | For |
| 1.3 | Elect Director Nicole Y. Lamb-Hale | Management | For | For |
| 1.4 | Elect Director Anthony P. Nader, III | Management | For | For |
| 1.5 | Elect Director Mark S. Ordan | Management | For | For |
| 1.6 | Elect Director Gail P. Steinel | Management | For | For |
| 1.7 | Elect Director Donald C. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| FORTINET, INC. Meeting Date: JUN 18, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FTNT Security ID: 34959E109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ken Xie | Management | For | For |
| 1.2 | Elect Director Michael Xie | Management | For | For |
| 1.3 | Elect Director Kelly Ducourty | Management | For | For |
| 1.4 | Elect Director Kenneth A. Goldman | Management | For | For |
| 1.5 | Elect Director Ming Hsieh | Management | For | For |
| 1.6 | Elect Director Jean Hu | Management | For | For |
| 1.7 | Elect Director William H. Neukom | Management | For | For |
| 1.8 | Elect Director Judith Sim | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GARMIN LTD. Meeting Date: JUN 04, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GRMN Security ID: H2906T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Dividends | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5.1 | Elect Director Jonathan C. Burrell | Management | For | For |
| 5.2 | Elect Director Joseph J. Hartnett | Management | For | For |
| 5.3 | Elect Director Min H. Kao | Management | For | For |
| 5.4 | Elect Director Catherine A. Lewis | Management | For | For |
| 5.5 | Elect Director Charles W. Peffer | Management | For | For |
| 5.6 | Elect Director Clifton A. Pemble | Management | For | For |
| 6 | Elect Min H. Kao as Board Chairman | Management | For | For |
| 7.1 | Appoint Jonathan C. Burrell as Member of the Compensation Committee | Management | For | For |
| 7.2 | Appoint Joseph J. Hartnett as Member of the Compensation Committee | Management | For | For |
| 7.3 | Appoint Catherine A. Lewis as Member of the Compensation Committee | Management | For | For |
| 7.4 | Appoint Charles W. Peffer as Member of the Compensation Committee | Management | For | For |
| 8 | Designate Wuersch & Gering LLP as Independent Proxy | Management | For | For |
| 9 | Ratify Ernst & Young LLP as Auditors and Ernst & Young Ltd as Statutory Auditor | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Approve Fiscal Year 2022 Maximum Aggregate Compensation for the Executive Management | Management | For | For |
| 12 | Approve Maximum Aggregate Compensation for the Board of Directors for the Period Between the 2021 AGM and the 2022 AGM | Management | For | For |
| GARTNER, INC. Meeting Date: JUN 03, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IT Security ID: 366651107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter E. Bisson | Management | For | For |
| 1b | Elect Director Richard J. Bressler | Management | For | For |
| 1c | Elect Director Raul E. Cesan | Management | For | For |
| 1d | Elect Director Karen E. Dykstra | Management | For | For |
| 1e | Elect Director Anne Sutherland Fuchs | Management | For | For |
| 1f | Elect Director William O. Grabe | Management | For | For |
| 1g | Elect Director Eugene A. Hall | Management | For | For |
| 1h | Elect Director Stephen G. Pagliuca | Management | For | For |
| 1i | Elect Director Eileen M. Serra | Management | For | For |
| 1j | Elect Director James C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| GENERAC HOLDINGS INC. Meeting Date: JUN 17, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GNRC Security ID: 368736104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert D. Dixon | Management | For | For |
| 1.2 | Elect Director David A. Ramon | Management | For | For |
| 1.3 | Elect Director William D. Jenkins, Jr. | Management | For | For |
| 1.4 | Elect Director Kathryn V. Roedel | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GENERAL MILLS, INC. Meeting Date: SEP 22, 2020 Record Date: JUL 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: GIS Security ID: 370334104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director R. Kerry Clark | Management | For | For |
| 1b | Elect Director David M. Cordani | Management | For | For |
| 1c | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1d | Elect Director Jeffrey L. Harmening | Management | For | For |
| 1e | Elect Director Maria G. Henry | Management | For | For |
| 1f | Elect Director Jo Ann Jenkins | Management | For | For |
| 1g | Elect Director Elizabeth C. Lempres | Management | For | For |
| 1h | Elect Director Diane L. Neal | Management | For | For |
| 1i | Elect Director Steve Odland | Management | For | For |
| 1j | Elect Director Maria A. Sastre | Management | For | For |
| 1k | Elect Director Eric D. Sprunk | Management | For | For |
| 1l | Elect Director Jorge A. Uribe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| HONEYWELL INTERNATIONAL INC. Meeting Date: MAY 21, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HON Security ID: 438516106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Darius Adamczyk | Management | For | For |
| 1B | Elect Director Duncan B. Angove | Management | For | For |
| 1C | Elect Director William S. Ayer | Management | For | For |
| 1D | Elect Director Kevin Burke | Management | For | For |
| 1E | Elect Director D. Scott Davis | Management | For | For |
| 1F | Elect Director Deborah Flint | Management | For | For |
| 1G | Elect Director Judd Gregg | Management | For | For |
| 1H | Elect Director Grace D. Lieblein | Management | For | For |
| 1I | Elect Director Raymond T. Odierno | Management | For | For |
| 1J | Elect Director George Paz | Management | For | For |
| 1K | Elect Director Robin L. Washington | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| HUMANA INC. Meeting Date: APR 22, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HUM Security ID: 444859102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kurt J. Hilzinger | Management | For | For |
| 1b | Elect Director Raquel C. Bono | Management | For | For |
| 1c | Elect Director Bruce D. Broussard | Management | For | For |
| 1d | Elect Director Frank A. D'Amelio | Management | For | For |
| 1e | Elect Director Wayne A. I. Frederick | Management | For | For |
| 1f | Elect Director John W. Garratt | Management | For | For |
| 1g | Elect Director David A. Jones, Jr. | Management | For | For |
| 1h | Elect Director Karen W. Katz | Management | For | For |
| 1i | Elect Director Marcy S. Klevorn | Management | For | For |
| 1j | Elect Director William J. McDonald | Management | For | For |
| 1k | Elect Director Jorge S. Mesquita | Management | For | For |
| 1l | Elect Director James J. O'Brien | Management | For | For |
| 1m | Elect Director Marissa T. Peterson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| IDEX CORPORATION Meeting Date: MAY 12, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IEX Security ID: 45167R104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William M. Cook | Management | For | For |
| 1b | Elect Director Mark A. Buthman | Management | For | For |
| 1c | Elect Director Lakecia N. Gunter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| IDEXX LABORATORIES, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IDXX Security ID: 45168D104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bruce L. Claflin | Management | For | For |
| 1b | Elect Director Asha S. Collins | Management | For | For |
| 1c | Elect Director Daniel M. Junius | Management | For | For |
| 1d | Elect Director Sam Samad | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ILLINOIS TOOL WORKS INC. Meeting Date: MAY 07, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ITW Security ID: 452308109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Daniel J. Brutto | Management | For | For |
| 1b | Elect Director Susan Crown | Management | For | For |
| 1c | Elect Director Darrell L. Ford | Management | For | For |
| 1d | Elect Director James W. Griffith | Management | For | For |
| 1e | Elect Director Jay L. Henderson | Management | For | For |
| 1f | Elect Director Richard H. Lenny | Management | For | For |
| 1g | Elect Director E. Scott Santi | Management | For | For |
| 1h | Elect Director David B. Smith, Jr. | Management | For | For |
| 1i | Elect Director Pamela B. Strobel | Management | For | For |
| 1j | Elect Director Anre D. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| INTEL CORPORATION Meeting Date: MAY 13, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: INTC Security ID: 458140100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Patrick P. Gelsinger | Management | For | For |
| 1b | Elect Director James J. Goetz | Management | For | For |
| 1c | Elect Director Alyssa Henry | Management | For | For |
| 1d | Elect Director Omar Ishrak | Management | For | For |
| 1e | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 1f | Elect Director Tsu-Jae King Liu | Management | For | For |
| 1g | Elect Director Gregory D. Smith | Management | For | For |
| 1h | Elect Director Dion J. Weisler | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Against |
| 6 | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | Shareholder | Against | Against |
| INTUIT INC. Meeting Date: JAN 21, 2021 Record Date: NOV 23, 2020 Meeting Type: ANNUAL | ||||
| Ticker: INTU Security ID: 461202103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Eve Burton | Management | For | For |
| 1b | Elect Director Scott D. Cook | Management | For | For |
| 1c | Elect Director Richard L. Dalzell | Management | For | For |
| 1d | Elect Director Sasan K. Goodarzi | Management | For | For |
| 1e | Elect Director Deborah Liu | Management | For | For |
| 1f | Elect Director Tekedra Mawakana | Management | For | For |
| 1g | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1h | Elect Director Dennis D. Powell | Management | For | For |
| 1i | Elect Director Brad D. Smith | Management | For | For |
| 1j | Elect Director Thomas Szkutak | Management | For | For |
| 1k | Elect Director Raul Vazquez | Management | For | For |
| 1l | Elect Director Jeff Weiner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| INTUITIVE SURGICAL, INC. Meeting Date: APR 22, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ISRG Security ID: 46120E602 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Craig H. Barratt | Management | For | For |
| 1b | Elect Director Joseph C. Beery | Management | For | For |
| 1c | Elect Director Gary S. Guthart | Management | For | For |
| 1d | Elect Director Amal M. Johnson | Management | For | For |
| 1e | Elect Director Don R. Kania | Management | For | For |
| 1f | Elect Director Amy L. Ladd | Management | For | For |
| 1g | Elect Director Keith R. Leonard, Jr. | Management | For | For |
| 1h | Elect Director Alan J. Levy | Management | For | For |
| 1i | Elect Director Jami Dover Nachtsheim | Management | For | For |
| 1j | Elect Director Monica P. Reed | Management | For | For |
| 1k | Elect Director Mark J. Rubash | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| JACK HENRY & ASSOCIATES, INC. Meeting Date: NOV 17, 2020 Record Date: SEP 21, 2020 Meeting Type: ANNUAL | ||||
| Ticker: JKHY Security ID: 426281101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew C. Flanigan | Management | For | For |
| 1.2 | Elect Director John F. Prim | Management | For | For |
| 1.3 | Elect Director Thomas H. Wilson, Jr. | Management | For | For |
| 1.4 | Elect Director Jacque R. Fiegel | Management | For | For |
| 1.5 | Elect Director Thomas A. Wimsett | Management | For | For |
| 1.6 | Elect Director Laura G. Kelly | Management | For | For |
| 1.7 | Elect Director Shruti S. Miyashiro | Management | For | For |
| 1.8 | Elect Director Wesley A. Brown | Management | For | For |
| 1.9 | Elect Director David B. Foss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement for Acquisition Transactions | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | For | For |
| JOHNSON & JOHNSON Meeting Date: APR 22, 2021 Record Date: FEB 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: JNJ Security ID: 478160104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary C. Beckerle | Management | For | For |
| 1b | Elect Director D. Scott Davis | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Jennifer A. Doudna | Management | For | For |
| 1e | Elect Director Alex Gorsky | Management | For | For |
| 1f | Elect Director Marillyn A. Hewson | Management | For | For |
| 1g | Elect Director Hubert Joly | Management | For | For |
| 1h | Elect Director Mark B. McClellan | Management | For | For |
| 1i | Elect Director Anne M. Mulcahy | Management | For | For |
| 1j | Elect Director Charles Prince | Management | For | For |
| 1k | Elect Director A. Eugene Washington | Management | For | For |
| 1l | Elect Director Mark A. Weinberger | Management | For | For |
| 1m | Elect Director Nadja Y. West | Management | For | For |
| 1n | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics | Shareholder | Against | For |
| 5 | Require Independent Board Chair | Shareholder | Against | For |
| 6 | Report on Civil Rights Audit | Shareholder | Against | Against |
| 7 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
| KEURIG DR PEPPER INC. Meeting Date: JUN 18, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KDP Security ID:�� 49271V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Robert J. Gamgort | Management | For | For |
| 1B | Elect Director Olivier Goudet | Management | For | For |
| 1C | Elect Director Peter Harf | Management | For | For |
| 1D | Elect Director Juliette Hickman | Management | For | For |
| 1E | Elect Director Genevieve Hovde | Management | For | For |
| 1F | Elect Director Paul S. Michaels | Management | For | For |
| 1G | Elect Director Pamela H. Patsley | Management | For | For |
| 1H | Elect Director Gerhard Pleuhs | Management | For | For |
| 1I | Elect Director Lubomira Rochet | Management | For | For |
| 1J | Elect Director Debra Sandler | Management | For | For |
| 1K | Elect Director Robert Singer | Management | For | For |
| 1L | Elect Director Justine Tan | Management | For | For |
| 1M | Elect Director Nelson Urdaneta | Management | For | For |
| 1N | Elect Director Larry D. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| KEYSIGHT TECHNOLOGIES, INC. Meeting Date: MAR 18, 2021 Record Date: JAN 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KEYS Security ID: 49338L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald S. Nersesian | Management | For | For |
| 1.2 | Elect Director Charles J. Dockendorff | Management | For | For |
| 1.3 | Elect Director Robert A. Rango | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| KIMBERLY-CLARK CORPORATION Meeting Date: APR 29, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KMB Security ID: 494368103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John W. Culver | Management | For | For |
| 1.2 | Elect Director Robert W. Decherd | Management | For | For |
| 1.3 | Elect Director Michael D. Hsu | Management | For | For |
| 1.4 | Elect Director Mae C. Jemison | Management | For | For |
| 1.5 | Elect Director S. Todd Maclin | Management | For | For |
| 1.6 | Elect Director Sherilyn S. McCoy | Management | For | For |
| 1.7 | Elect Director Christa S. Quarles | Management | For | For |
| 1.8 | Elect Director Ian C. Read | Management | For | For |
| 1.9 | Elect Director Dunia A. Shive | Management | For | For |
| 1.10 | Elect Director Mark T. Smucker | Management | For | For |
| 1.11 | Elect Director Michael D. White | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| LABORATORY CORPORATION OF AMERICA HOLDINGS Meeting Date: MAY 12, 2021 Record Date: MAR 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LH Security ID: 50540R409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kerrii B. Anderson | Management | For | For |
| 1b | Elect Director Jean-Luc Belingard | Management | For | For |
| 1c | Elect Director Jeffrey A. Davis | Management | For | For |
| 1d | Elect Director D. Gary Gilliland | Management | For | For |
| 1e | Elect Director Garheng Kong | Management | For | For |
| 1f | Elect Director Peter M. Neupert | Management | For | For |
| 1g | Elect Director Richelle P. Parham | Management | For | For |
| 1h | Elect Director Adam H. Schechter | Management | For | For |
| 1i | Elect Director Kathryn E. Wengel | Management | For | For |
| 1j | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | For |
| LAMB WESTON HOLDINGS, INC. Meeting Date: SEP 24, 2020 Record Date: JUL 27, 2020 Meeting Type: ANNUAL | ||||
| Ticker: LW Security ID: 513272104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter J. Bensen | Management | For | For |
| 1b | Elect Director Charles A. Blixt | Management | For | For |
| 1c | Elect Director Robert J. Coviello | Management | For | For |
| 1d | Elect Director Andre J. Hawaux | Management | For | For |
| 1e | Elect Director W.G. Jurgensen | Management | For | For |
| 1f | Elect Director Thomas P. Maurer | Management | For | For |
| 1g | Elect Director Robert A. Niblock | Management | For | For |
| 1h | Elect Director Hala G. Moddelmog | Management | For | For |
| 1i | Elect Director Maria Renna Sharpe | Management | For | For |
| 1j | Elect Director Thomas P. Werner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| LENNAR CORPORATION Meeting Date: APR 07, 2021 Record Date: FEB 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LEN Security ID: 526057104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Amy Banse | Management | For | For |
| 1b | Elect Director Rick Beckwitt | Management | For | For |
| 1c | Elect Director Steven L. Gerard | Management | For | For |
| 1d | Elect Director Tig Gilliam | Management | For | For |
| 1e | Elect Director Sherrill W. Hudson | Management | For | For |
| 1f | Elect Director Jonathan M. Jaffe | Management | For | For |
| 1g | Elect Director Sidney Lapidus | Management | For | For |
| 1h | Elect Director Teri P. McClure | Management | For | For |
| 1i | Elect Director Stuart Miller | Management | For | For |
| 1j | Elect Director Armando Olivera | Management | For | For |
| 1k | Elect Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| LOCKHEED MARTIN CORPORATION Meeting Date: APR 22, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LMT Security ID: 539830109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director David B. Burritt | Management | For | For |
| 1.3 | Elect Director Bruce A. Carlson | Management | For | For |
| 1.4 | Elect Director Joseph F. Dunford, Jr. | Management | For | For |
| 1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.6 | Elect Director Thomas J. Falk | Management | For | For |
| 1.7 | Elect Director Ilene S. Gordon | Management | For | For |
| 1.8 | Elect Director Vicki A. Hollub | Management | For | For |
| 1.9 | Elect Director Jeh C. Johnson | Management | For | For |
| 1.10 | Elect Director Debra L. Reed-Klages | Management | For | For |
| 1.11 | Elect Director James D. Taiclet | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Report on Human Rights Due Diligence | Shareholder | Against | For |
| LOWE'S COMPANIES, INC. Meeting Date: MAY 28, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LOW Security ID: 548661107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David H. Batchelder | Management | For | For |
| 1.3 | Elect Director Angela F. Braly | Management | For | For |
| 1.4 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
| 1.6 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.7 | Elect Director Marvin R. Ellison | Management | For | For |
| 1.8 | Elect Director Daniel J. Heinrich | Management | For | For |
| 1.9 | Elect Director Brian C. Rogers | Management | For | For |
| 1.10 | Elect Director Bertram L. Scott | Management | For | For |
| 1.11 | Elect Director Mary Beth West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | For |
| M&T BANK CORPORATION Meeting Date: APR 20, 2021 Record Date: FEB 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MTB Security ID: 55261F104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. Angela Bontempo | Management | For | For |
| 1.2 | Elect Director Robert T. Brady | Management | For | For |
| 1.3 | Elect Director Calvin G. Butler, Jr. | Management | For | For |
| 1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
| 1.5 | Elect Director Gary N. Geisel | Management | For | For |
| 1.6 | Elect Director Leslie V. Godridge | Management | For | For |
| 1.7 | Elect Director Richard S. Gold | Management | For | For |
| 1.8 | Elect Director Richard A. Grossi | Management | For | For |
| 1.9 | Elect Director Rene F. Jones | Management | For | For |
| 1.10 | Elect Director Richard H. Ledgett, Jr. | Management | For | For |
| 1.11 | Elect Director Newton P.S. Merrill | Management | For | For |
| 1.12 | Elect Director Kevin J. Pearson | Management | For | For |
| 1.13 | Elect Director Melinda R. Rich | Management | For | For |
| 1.14 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
| 1.15 | Elect Director Denis J. Salamone | Management | For | For |
| 1.16 | Elect Director John R. Scannell | Management | For | For |
| 1.17 | Elect Director David S. Scharfstein | Management | For | For |
| 1.18 | Elect Director Rudina Seseri | Management | For | For |
| 1.19 | Elect Director Herbert L. Washington | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MARKETAXESS HOLDINGS INC. Meeting Date: JUN 09, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MKTX Security ID: 57060D108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard M. McVey | Management | For | For |
| 1b | Elect Director Nancy Altobello | Management | For | For |
| 1c | Elect Director Steven L. Begleiter | Management | For | For |
| 1d | Elect Director Stephen P. Casper | Management | For | For |
| 1e | Elect Director Jane Chwick | Management | For | For |
| 1f | Elect Director Christopher R. Concannon | Management | For | For |
| 1g | Elect Director William F. Cruger | Management | For | For |
| 1h | Elect Director Kourtney Gibson | Management | For | For |
| 1i | Elect Director Justin G. Gmelich | Management | For | For |
| 1j | Elect Director Richard G. Ketchum | Management | For | For |
| 1k | Elect Director Emily H. Portney | Management | For | For |
| 1l | Elect Director Richard L. Prager | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MARSH & MCLENNAN COMPANIES, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MMC Security ID: 571748102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anthony K. Anderson | Management | For | For |
| 1b | Elect Director Oscar Fanjul | Management | For | For |
| 1c | Elect Director Daniel S. Glaser | Management | For | For |
| 1d | Elect Director H. Edward Hanway | Management | For | For |
| 1e | Elect Director Deborah C. Hopkins | Management | For | For |
| 1f | Elect Director Tamara Ingram | Management | For | For |
| 1g | Elect Director Jane H. Lute | Management | For | For |
| 1h | Elect Director Steven A. Mills | Management | For | For |
| 1i | Elect Director Bruce P. Nolop | Management | For | For |
| 1j | Elect Director Marc D. Oken | Management | For | For |
| 1k | Elect Director Morton O. Schapiro | Management | For | For |
| 1l | Elect Director Lloyd M. Yates | Management | For | For |
| 1m | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| MASIMO CORPORATION Meeting Date: MAY 27, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MASI Security ID: 574795100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Joe Kiani | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MASTERCARD INCORPORATED Meeting Date: JUN 22, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MA Security ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ajay Banga | Management | For | For |
| 1b | Elect Director Merit E. Janow | Management | For | For |
| 1c | Elect Director Richard K. Davis | Management | For | For |
| 1d | Elect Director Steven J. Freiberg | Management | For | For |
| 1e | Elect Director Julius Genachowski | Management | For | For |
| 1f | Elect Director Choon Phong Goh | Management | For | For |
| 1g | Elect Director Oki Matsumoto | Management | For | For |
| 1h | Elect Director Michael Miebach | Management | For | For |
| 1i | Elect Director Youngme Moon | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1m | Elect Director Jackson Tai | Management | For | For |
| 1n | Elect Director Lance Uggla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| MEDTRONIC PLC Meeting Date: DEC 11, 2020 Record Date: OCT 15, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MDT Security ID: G5960L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Craig Arnold | Management | For | For |
| 1c | Elect Director Scott C. Donnelly | Management | For | For |
| 1d | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1e | Elect Director Randall J. Hogan, III | Management | For | For |
| 1f | Elect Director Michael O. Leavitt | Management | For | For |
| 1g | Elect Director James T. Lenehan | Management | For | For |
| 1h | Elect Director Kevin E. Lofton | Management | For | For |
| 1i | Elect Director Geoffrey S. Martha | Management | For | For |
| 1j | Elect Director Elizabeth G. Nabel | Management | For | For |
| 1k | Elect Director Denise M. O'Leary | Management | For | For |
| 1l | Elect Director Kendall J. Powell | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For |
| 6 | Authorize Overseas Market Purchases of Ordinary Shares | Management | For | For |
| METTLER-TOLEDO INTERNATIONAL INC. Meeting Date: MAY 06, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MTD Security ID: 592688105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert F. Spoerry | Management | For | For |
| 1.2 | Elect Director Wah-Hui Chu | Management | For | For |
| 1.3 | Elect Director Domitille Doat-Le Bigot | Management | For | For |
| 1.4 | Elect Director Olivier A. Filliol | Management | For | For |
| 1.5 | Elect Director Elisha W. Finney | Management | For | For |
| 1.6 | Elect Director Richard Francis | Management | For | For |
| 1.7 | Elect Director Michael A. Kelly | Management | For | For |
| 1.8 | Elect Director Thomas P. Salice | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| MICROSOFT CORPORATION Meeting Date: DEC 02, 2020 Record Date: OCT 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MSFT Security ID: 594918104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.2 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.3 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.4 | Elect Director Satya Nadella | Management | For | For |
| 1.5 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.6 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.7 | Elect Director Charles W. Scharf | Management | For | For |
| 1.8 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.9 | Elect Director John W. Stanton | Management | For | For |
| 1.10 | Elect Director John W. Thompson | Management | For | For |
| 1.11 | Elect Director Emma N. Walmsley | Management | For | For |
| 1.12 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| MONDELEZ INTERNATIONAL, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MDLZ Security ID: 609207105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lewis W.K. Booth | Management | For | For |
| 1b | Elect Director Charles E. Bunch | Management | For | For |
| 1c | Elect Director Lois D. Juliber | Management | For | For |
| 1d | Elect Director Peter W. May | Management | For | For |
| 1e | Elect Director Jorge S. Mesquita | Management | For | For |
| 1f | Elect Director Jane Hamilton Nielsen | Management | For | For |
| 1g | Elect Director Fredric G. Reynolds | Management | For | For |
| 1h | Elect Director Christiana S. Shi | Management | For | For |
| 1i | Elect Director Patrick T. Siewert | Management | For | For |
| 1j | Elect Director Michael A. Todman | Management | For | For |
| 1k | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
| 1l | Elect Director Dirk Van de Put | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Consider Pay Disparity Between Executives and Other Employees | Shareholder | Against | Against |
| MONOLITHIC POWER SYSTEMS, INC. Meeting Date: JUN 10, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MPWR Security ID: 609839105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eugen Elmiger | Management | For | For |
| 1.2 | Elect Director Jeff Zhou | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MONSTER BEVERAGE CORPORATION Meeting Date: JUN 15, 2021 Record Date: APR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MNST Security ID: 61174X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director James L. Dinkins | Management | For | For |
| 1.5 | Elect Director Gary P. Fayard | Management | For | For |
| 1.6 | Elect Director Jeanne P. Jackson | Management | For | For |
| 1.7 | Elect Director Steven G. Pizula | Management | For | For |
| 1.8 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.9 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Annual Vote and Report on Climate Change | Shareholder | Against | Against |
| MOODY'S CORPORATION Meeting Date: APR 20, 2021 Record Date: FEB 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MCO Security ID: 615369105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jorge A. Bermudez | Management | For | For |
| 1b | Elect Director Therese Esperdy | Management | For | For |
| 1c | Elect Director Robert Fauber | Management | For | For |
| 1d | Elect Director Vincent A. Forlenza | Management | For | For |
| 1e | Elect Director Kathryn M. Hill | Management | For | For |
| 1f | Elect Director Lloyd W. Howell, Jr. | Management | For | For |
| 1g | Elect Director Raymond W. McDaniel, Jr. | Management | For | For |
| 1h | Elect Director Leslie F. Seidman | Management | For | For |
| 1i | Elect Director Bruce Van Saun | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve 2020 Decarbonization Plan | Management | For | For |
| MSCI INC. Meeting Date: APR 27, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MSCI Security ID: 55354G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Henry A. Fernandez | Management | For | For |
| 1b | Elect Director Robert G. Ashe | Management | For | For |
| 1c | Elect Director Wayne Edmunds | Management | For | For |
| 1d | Elect Director Catherine R. Kinney | Management | For | For |
| 1e | Elect Director Jacques P. Perold | Management | For | For |
| 1f | Elect Director Sandy C. Rattray | Management | For | For |
| 1g | Elect Director Linda H. Riefler | Management | For | For |
| 1h | Elect Director Marcus L. Smith | Management | For | For |
| 1i | Elect Director Paula Volent | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NASDAQ, INC. Meeting Date: JUN 15, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NDAQ Security ID: 631103108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Melissa M. Arnoldi | Management | For | For |
| 1b | Elect Director Charlene T. Begley | Management | For | For |
| 1c | Elect Director Steven D. Black | Management | For | For |
| 1d | Elect Director Adena T. Friedman | Management | For | For |
| 1e | Elect Director Essa Kazim | Management | For | For |
| 1f | Elect Director Thomas A. Kloet | Management | For | For |
| 1g | Elect Director John D. Rainey | Management | For | For |
| 1h | Elect Director Michael R. Splinter | Management | For | For |
| 1i | Elect Director Jacob Wallenberg | Management | For | For |
| 1j | Elect Director Alfred W. Zollar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| NATIONAL RETAIL PROPERTIES, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NNN Security ID: 637417106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pamela K M. Beall | Management | For | For |
| 1.2 | Elect Director Steven D. Cosler | Management | For | For |
| 1.3 | Elect Director Don DeFosset | Management | For | For |
| 1.4 | Elect Director David M. Fick | Management | For | For |
| 1.5 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.6 | Elect Director Kevin B. Habicht | Management | For | For |
| 1.7 | Elect Director Betsy D. Holden | Management | For | For |
| 1.8 | Elect Director Julian E. Whitehurst | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NETFLIX, INC. Meeting Date: JUN 03, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NFLX Security ID: 64110L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard N. Barton | Management | For | Withhold |
| 1b | Elect Director Rodolphe Belmer | Management | For | Withhold |
| 1c | Elect Director Bradford L. Smith | Management | For | Withhold |
| 1d | Elect Director Anne M. Sweeney | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Political Contributions | Shareholder | Against | For |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 6 | Improve the Executive Compensation Philosophy | Shareholder | Against | Against |
| NIKE, INC. Meeting Date: SEP 17, 2020 Record Date: JUL 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: NKE Security ID: 654106103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1b | Elect Director Peter B. Henry | Management | For | For |
| 1c | Elect Director Michelle A. Peluso | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Political Contributions Disclosure | Shareholder | Against | For |
| NORDSON CORPORATION Meeting Date: MAR 02, 2021 Record Date: JAN 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NDSN Security ID: 655663102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. DeFord | Management | For | For |
| 1.2 | Elect Director Arthur L. George, Jr. | Management | For | For |
| 1.3 | Elect Director Frank M. Jaehnert | Management | For | For |
| 1.4 | Elect Director Ginger M. Jones | Management | For | For |
| 1.5 | Elect Director Jennifer A. Parmentier | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| NORTHROP GRUMMAN CORPORATION Meeting Date: MAY 19, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NOC Security ID: 666807102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kathy J. Warden | Management | For | For |
| 1.2 | Elect Director David P. Abney | Management | For | For |
| 1.3 | Elect Director Marianne C. Brown | Management | For | For |
| 1.4 | Elect Director Donald E. Felsinger | Management | For | For |
| 1.5 | Elect Director Ann M. Fudge | Management | For | For |
| 1.6 | Elect Director William H. Hernandez | Management | For | For |
| 1.7 | Elect Director Madeleine A. Kleiner | Management | For | For |
| 1.8 | Elect Director Karl J. Krapek | Management | For | For |
| 1.9 | Elect Director Gary Roughead | Management | For | For |
| 1.10 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.11 | Elect Director James S. Turley | Management | For | For |
| 1.12 | Elect Director Mark A. Welsh, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Human Rights Impact Assessment | Shareholder | Against | For |
| 5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | For |
| O'REILLY AUTOMOTIVE, INC. Meeting Date: MAY 13, 2021 Record Date: MAR 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ORLY Security ID: 67103H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David O'Reilly | Management | For | For |
| 1b | Elect Director Larry O'Reilly | Management | For | For |
| 1c | Elect Director Greg Henslee | Management | For | For |
| 1d | Elect Director Jay D. Burchfield | Management | For | For |
| 1e | Elect Director Thomas T. Hendrickson | Management | For | For |
| 1f | Elect Director John R. Murphy | Management | For | For |
| 1g | Elect Director Dana M. Perlman | Management | For | For |
| 1h | Elect Director Maria A. Sastre | Management | For | For |
| 1i | Elect Director Andrea M. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | For |
| OMNICOM GROUP INC. Meeting Date: MAY 04, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OMC Security ID: 681919106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John D. Wren | Management | For | For |
| 1.2 | Elect Director Mary C. Choksi | Management | For | For |
| 1.3 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
| 1.4 | Elect Director Susan S. Denison | Management | For | For |
| 1.5 | Elect Director Ronnie S. Hawkins | Management | For | For |
| 1.6 | Elect Director Deborah J. Kissire | Management | For | For |
| 1.7 | Elect Director Gracia C. Martore | Management | For | For |
| 1.8 | Elect Director Linda Johnson Rice | Management | For | For |
| 1.9 | Elect Director Valerie M. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Political Contributions and Expenditures | Shareholder | Against | For |
| ORACLE CORPORATION Meeting Date: NOV 04, 2020 Record Date: SEP 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ORCL Security ID: 68389X105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | Withhold |
| 1.2 | Elect Director Michael J. Boskin | Management | For | For |
| 1.3 | Elect Director Safra A. Catz | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | Withhold |
| 1.5 | Elect Director George H. Conrades | Management | For | For |
| 1.6 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.7 | Elect Director Rona A. Fairhead | Management | For | For |
| 1.8 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.9 | Elect Director Renee J. James | Management | For | For |
| 1.10 | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1.11 | Elect Director Leon E. Panetta | Management | For | Withhold |
| 1.12 | Elect Director William G. Parrett | Management | For | Withhold |
| 1.13 | Elect Director Naomi O. Seligman | Management | For | For |
| 1.14 | Elect Director Vishal Sikka | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Report on Gender Pay Gap | Shareholder | Against | For |
| 6 | Require Independent Board Chair | Shareholder | Against | For |
| PAYCHEX, INC. Meeting Date: OCT 15, 2020 Record Date: AUG 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PAYX Security ID: 704326107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director B. Thomas Golisano | Management | For | For |
| 1b | Elect Director Thomas F. Bonadio | Management | For | For |
| 1c | Elect Director Joseph G. Doody | Management | For | For |
| 1d | Elect Director David J.S. Flaschen | Management | For | For |
| 1e | Elect Director Pamela A. Joseph | Management | For | For |
| 1f | Elect Director Martin Mucci | Management | For | For |
| 1g | Elect Director Joseph M. Tucci | Management | For | For |
| 1h | Elect Director Joseph M. Velli | Management | For | For |
| 1i | Elect Director Kara Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PAYCOM SOFTWARE, INC. Meeting Date: MAY 03, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PAYC Security ID: 70432V102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Levenson | Management | For | Withhold |
| 1.2 | Elect Director Frederick C. Peters, II | Management | For | Withhold |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Plans to Improve Diversity of Executive Leadership | Shareholder | None | For |
| PAYPAL HOLDINGS, INC. Meeting Date: MAY 26, 2021 Record Date: MAR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PYPL Security ID: 70450Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director Jonathan Christodoro | Management | For | For |
| 1c | Elect Director John J. Donahoe | Management | For | For |
| 1d | Elect Director David W. Dorman | Management | For | For |
| 1e | Elect Director Belinda J. Johnson | Management | For | For |
| 1f | Elect Director Gail J. McGovern | Management | For | For |
| 1g | Elect Director Deborah M. Messemer | Management | For | For |
| 1h | Elect Director David M. Moffett | Management | For | For |
| 1i | Elect Director Ann M. Sarnoff | Management | For | For |
| 1j | Elect Director Daniel H. Schulman | Management | For | For |
| 1k | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | Shareholder | Against | Against |
| PEPSICO, INC. Meeting Date: MAY 05, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PEP Security ID: 713448108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Segun Agbaje | Management | For | For |
| 1b | Elect Director Shona L. Brown | Management | For | For |
| 1c | Elect Director Cesar Conde | Management | For | For |
| 1d | Elect Director Ian Cook | Management | For | For |
| 1e | Elect Director Dina Dublon | Management | For | For |
| 1f | Elect Director Michelle Gass | Management | For | For |
| 1g | Elect Director Ramon L. Laguarta | Management | For | For |
| 1h | Elect Director Dave Lewis | Management | For | For |
| 1i | Elect Director David C. Page | Management | For | For |
| 1j | Elect Director Robert C. Pohlad | Management | For | For |
| 1k | Elect Director Daniel Vasella | Management | For | For |
| 1l | Elect Director Darren Walker | Management | For | For |
| 1m | Elect Director Alberto Weisser | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 5 | Report on Sugar and Public Health | Shareholder | Against | Against |
| 6 | Report on External Public Health Costs | Shareholder | Against | Against |
| PUBLIC STORAGE Meeting Date: APR 26, 2021 Record Date: FEB 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PSA Security ID: 74460D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1b | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1c | Elect Director Leslie S. Heisz | Management | For | For |
| 1d | Elect Director Michelle (Meka) Millstone-Shroff | Management | For | For |
| 1e | Elect Director Shankh S. Mitra | Management | For | For |
| 1f | Elect Director David J. Neithercut | Management | For | For |
| 1g | Elect Director Rebecca Owen | Management | For | For |
| 1h | Elect Director Kristy M. Pipes | Management | For | For |
| 1i | Elect Director Avedick B. Poladian | Management | For | For |
| 1j | Elect Director John Reyes | Management | For | For |
| 1k | Elect Director Joseph D. Russell, Jr. | Management | For | For |
| 1l | Elect Director Tariq M. Shaukat | Management | For | For |
| 1m | Elect Director Ronald P. Spogli | Management | For | For |
| 1n | Elect Director Paul S. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Eliminate Cumulative Voting | Management | For | For |
| REALTY INCOME CORPORATION Meeting Date: MAY 18, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: O Security ID: 756109104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kathleen R. Allen | Management | For | For |
| 1b | Elect Director A. Larry Chapman | Management | For | For |
| 1c | Elect Director Reginald H. Gilyard | Management | For | For |
| 1d | Elect Director Priya Cherian Huskins | Management | For | For |
| 1e | Elect Director Gerardo I. Lopez | Management | For | For |
| 1f | Elect Director Michael D. McKee | Management | For | For |
| 1g | Elect Director Gregory T. McLaughlin | Management | For | For |
| 1h | Elect Director Ronald L. Merriman | Management | For | For |
| 1i | Elect Director Sumit Roy | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| REGENERON PHARMACEUTICALS, INC. Meeting Date: JUN 11, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: REGN Security ID: 75886F107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director N. Anthony Coles | Management | For | For |
| 1b | Elect Director Arthur F. Ryan | Management | For | For |
| 1c | Elect Director George L. Sing | Management | For | Against |
| 1d | Elect Director Marc Tessier-Lavigne | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| REPUBLIC SERVICES, INC. Meeting Date: MAY 21, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RSG Security ID: 760759100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Manuel Kadre | Management | For | For |
| 1b | Elect Director Tomago Collins | Management | For | For |
| 1c | Elect Director Michael A. Duffy | Management | For | For |
| 1d | Elect Director Thomas W. Handley | Management | For | For |
| 1e | Elect Director Jennifer M. Kirk | Management | For | For |
| 1f | Elect Director Michael Larson | Management | For | For |
| 1g | Elect Director Kim S. Pegula | Management | For | For |
| 1h | Elect Director James P. Snee | Management | For | For |
| 1i | Elect Director Brian S. Tyler | Management | For | For |
| 1j | Elect Director Sandra M. Volpe | Management | For | For |
| 1k | Elect Director Katharine B. Weymouth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Integrating ESG Metrics Into Executive Compensation Program | Shareholder | Against | Against |
| RESMED INC. Meeting Date: NOV 19, 2020 Record Date: SEP 22, 2020 Meeting Type: ANNUAL | ||||
| Ticker: RMD Security ID: 761152107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Karen Drexler | Management | For | For |
| 1b | Elect Director Michael Farrell | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ROLLINS, INC. Meeting Date: APR 27, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ROL Security ID: 775711104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary W. Rollins | Management | For | For |
| 1.2 | Elect Director Harry J. Cynkus | Management | For | For |
| 1.3 | Elect Director Pamela R. Rollins | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| RPM INTERNATIONAL INC. Meeting Date: OCT 08, 2020 Record Date: AUG 14, 2020 Meeting Type: ANNUAL | ||||
| Ticker: RPM Security ID: 749685103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Julie A. Lagacy | Management | For | For |
| 1.2 | Elect Director Robert A. Livingston | Management | For | For |
| 1.3 | Elect Director Frederick R. Nance | Management | For | For |
| 1.4 | Elect Director William B. Summers, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| S&P GLOBAL INC. Meeting Date: MAR 11, 2021 Record Date: JAN 19, 2021 Meeting Type: SPECIAL | ||||
| Ticker: SPGI Security ID: 78409V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| S&P GLOBAL INC. Meeting Date: MAY 05, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SPGI Security ID: 78409V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marco Alvera | Management | For | For |
| 1.2 | Elect Director William J. Amelio | Management | For | For |
| 1.3 | Elect Director William D. Green | Management | For | For |
| 1.4 | Elect Director Stephanie C. Hill | Management | For | For |
| 1.5 | Elect Director Rebecca J. Jacoby | Management | For | For |
| 1.6 | Elect Director Monique F. Leroux | Management | For | For |
| 1.7 | Elect Director Ian P. Livingston | Management | For | For |
| 1.8 | Elect Director Maria R. Morris | Management | For | For |
| 1.9 | Elect Director Douglas L. Peterson | Management | For | For |
| 1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.11 | Elect Director Kurt L. Schmoke | Management | For | For |
| 1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Greenhouse Gas (GHG) Emissions Reduction Plan | Management | For | For |
| 5 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| T. ROWE PRICE GROUP, INC. Meeting Date: MAY 11, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TROW Security ID: 74144T108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark S. Bartlett | Management | For | For |
| 1b | Elect Director Mary K. Bush | Management | For | For |
| 1c | Elect Director Dina Dublon | Management | For | For |
| 1d | Elect Director Freeman A. Hrabowski, III | Management | For | For |
| 1e | Elect Director Robert F. MacLellan | Management | For | For |
| 1f | Elect Director Olympia J. Snowe | Management | For | For |
| 1g | Elect Director Robert J. Stevens | Management | For | For |
| 1h | Elect Director William J. Stromberg | Management | For | For |
| 1i | Elect Director Richard R. Verma | Management | For | For |
| 1j | Elect Director Sandra S. Wijnberg | Management | For | For |
| 1k | Elect Director Alan D. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on and Assess Proxy Voting Policies in Relation to Climate Change Position | Shareholder | Against | Against |
| TARGET CORPORATION Meeting Date: JUN 09, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TGT Security ID: 87612E106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1b | Elect Director George S. Barrett | Management | For | For |
| 1c | Elect Director Brian C. Cornell | Management | For | For |
| 1d | Elect Director Robert L. Edwards | Management | For | For |
| 1e | Elect Director Melanie L. Healey | Management | For | For |
| 1f | Elect Director Donald R. Knauss | Management | For | For |
| 1g | Elect Director Christine A. Leahy | Management | For | For |
| 1h | Elect Director Monica C. Lozano | Management | For | For |
| 1i | Elect Director Mary E. Minnick | Management | For | For |
| 1j | Elect Director Derica W. Rice | Management | For | For |
| 1k | Elect Director Kenneth L. Salazar | Management | For | For |
| 1l | Elect Director Dmitri L. Stockton | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | For |
| TELEDYNE TECHNOLOGIES INCORPORATED Meeting Date: APR 28, 2021 Record Date: MAR 03, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TDY Security ID: 879360105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Denise R. Cade | Management | For | For |
| 1.2 | Elect Director Simon M. Lorne | Management | For | For |
| 1.3 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TELEFLEX INCORPORATED Meeting Date: APR 30, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TFX Security ID: 879369106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Candace H. Duncan | Management | For | For |
| 1b | Elect Director Stephen K. Klasko | Management | For | For |
| 1c | Elect Director Stuart A. Randle | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | None | For |
| TERADYNE, INC. Meeting Date: MAY 07, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TER Security ID: 880770102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael A. Bradley | Management | For | For |
| 1b | Elect Director Edwin J. Gillis | Management | For | For |
| 1c | Elect Director Timothy E. Guertin | Management | For | For |
| 1d | Elect Director Peter Herweck | Management | For | For |
| 1e | Elect Director Mark E. Jagiela | Management | For | For |
| 1f | Elect Director Mercedes Johnson | Management | For | For |
| 1g | Elect Director Marilyn Matz | Management | For | For |
| 1h | Elect Director Paul J. Tufano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement to Approve Merger, Share Exchanges and Substantial Sales of Company Asset | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| THE ALLSTATE CORPORATION Meeting Date: MAY 25, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ALL Security ID: 020002101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donald E. Brown | Management | For | For |
| 1b | Elect Director Kermit R. Crawford | Management | For | For |
| 1c | Elect Director Michael L. Eskew | Management | For | For |
| 1d | Elect Director Richard T. Hume | Management | For | For |
| 1e | Elect Director Margaret M. Keane | Management | For | For |
| 1f | Elect Director Siddharth N. (Bobby) Mehta | Management | For | For |
| 1g | Elect Director Jacques P. Perold | Management | For | For |
| 1h | Elect Director Andrea Redmond | Management | For | For |
| 1i | Elect Director Gregg M. Sherrill | Management | For | For |
| 1j | Elect Director Judith A. Sprieser | Management | For | For |
| 1k | Elect Director Perry M. Traquina | Management | For | For |
| 1l | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | For |
| THE CLOROX COMPANY Meeting Date: NOV 18, 2020 Record Date: SEP 25, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CLX Security ID: 189054109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Amy Banse | Management | For | For |
| 1.2 | Elect Director Richard H. Carmona | Management | For | For |
| 1.3 | Elect Director Benno Dorer | Management | For | For |
| 1.4 | Elect Director Spencer C. Fleischer | Management | For | For |
| 1.5 | Elect Director Esther Lee | Management | For | For |
| 1.6 | Elect Director A.D. David Mackay | Management | For | For |
| 1.7 | Elect Director Paul Parker | Management | For | For |
| 1.8 | Elect Director Linda Rendle | Management | For | For |
| 1.9 | Elect Director Matthew J. Shattock | Management | For | For |
| 1.10 | Elect Director Kathryn Tesija | Management | For | For |
| 1.11 | Elect Director Pamela Thomas-Graham | Management | For | For |
| 1.12 | Elect Director Russell J. Weiner | Management | For | For |
| 1.13 | Elect Director Christopher J. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For |
| THE COCA-COLA COMPANY Meeting Date: APR 20, 2021 Record Date: FEB 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KO Security ID: 191216100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Marc Bolland | Management | For | For |
| 1.3 | Elect Director Ana Botin | Management | For | For |
| 1.4 | Elect Director Christopher C. Davis | Management | For | For |
| 1.5 | Elect Director Barry Diller | Management | For | For |
| 1.6 | Elect Director Helene D. Gayle | Management | For | For |
| 1.7 | Elect Director Alexis M. Herman | Management | For | For |
| 1.8 | Elect Director Robert A. Kotick | Management | For | For |
| 1.9 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.10 | Elect Director James Quincey | Management | For | For |
| 1.11 | Elect Director Caroline J. Tsay | Management | For | For |
| 1.12 | Elect Director David B. Weinberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Report on Sugar and Public Health | Shareholder | Against | Against |
| THE COOPER COMPANIES, INC. Meeting Date: MAR 17, 2021 Record Date: JAN 21, 2021 Meeting Type: ANNUAL | ||||
| Ticker: COO Security ID: 216648402 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Colleen E. Jay | Management | For | For |
| 1.2 | Elect Director William A. Kozy | Management | For | For |
| 1.3 | Elect Director Jody S. Lindell | Management | For | For |
| 1.4 | Elect Director Teresa S. Madden | Management | For | For |
| 1.5 | Elect Director Gary S. Petersmeyer | Management | For | For |
| 1.6 | Elect Director Robert S. Weiss | Management | For | For |
| 1.7 | Elect Director Albert G. White, III | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE HERSHEY COMPANY Meeting Date: MAY 17, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HSY Security ID: 427866108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pamela M. Arway | Management | For | For |
| 1.2 | Elect Director James W. Brown | Management | For | For |
| 1.3 | Elect Director Michele G. Buck | Management | For | For |
| 1.4 | Elect Director Victor L. Crawford | Management | For | For |
| 1.5 | Elect Director Robert M. Dutkowsky | Management | For | For |
| 1.6 | Elect Director Mary Kay Haben | Management | For | For |
| 1.7 | Elect Director James C. Katzman | Management | For | For |
| 1.8 | Elect Director M. Diane Koken | Management | For | For |
| 1.9 | Elect Director Robert M. Malcolm | Management | For | For |
| 1.10 | Elect Director Anthony J. Palmer | Management | For | For |
| 1.11 | Elect Director Juan R. Perez | Management | For | For |
| 1.12 | Elect Director Wendy L. Schoppert | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE HOME DEPOT, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HD Security ID: 437076102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Manuel Kadre | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | For |
| 5 | Report on Political Contributions Congruency Analysis | Shareholder | Against | For |
| 6 | Report on Prison Labor in the Supply Chain | Shareholder | Against | Against |
| THE PROGRESSIVE CORPORATION Meeting Date: MAY 07, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PGR Security ID: 743315103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Philip Bleser | Management | For | For |
| 1b | Elect Director Stuart B. Burgdoerfer | Management | For | For |
| 1c | Elect Director Pamela J. Craig | Management | For | For |
| 1d | Elect Director Charles A. Davis | Management | For | For |
| 1e | Elect Director Roger N. Farah | Management | For | For |
| 1f | Elect Director Lawton W. Fitt | Management | For | For |
| 1g | Elect Director Susan Patricia Griffith | Management | For | For |
| 1h | Elect Director Devin C. Johnson | Management | For | For |
| 1i | Elect Director Jeffrey D. Kelly | Management | For | For |
| 1j | Elect Director Barbara R. Snyder | Management | For | For |
| 1k | Elect Director Jan E. Tighe | Management | For | For |
| 1l | Elect Director Kahina Van Dyke | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| THE SHERWIN-WILLIAMS COMPANY Meeting Date: APR 21, 2021 Record Date: FEB 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SHW Security ID: 824348106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kerrii B. Anderson | Management | For | For |
| 1b | Elect Director Arthur F. Anton | Management | For | For |
| 1c | Elect Director Jeff M. Fettig | Management | For | For |
| 1d | Elect Director Richard J. Kramer | Management | For | For |
| 1e | Elect Director John G. Morikis | Management | For | For |
| 1f | Elect Director Christine A. Poon | Management | For | For |
| 1g | Elect Director Aaron M. Powell | Management | For | For |
| 1h | Elect Director Michael H. Thaman | Management | For | For |
| 1i | Elect Director Matthew Thornton, III | Management | For | For |
| 1j | Elect Director Steven H. Wunning | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE SOUTHERN COMPANY Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SO Security ID: 842587107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Janaki Akella | Management | For | For |
| 1b | Elect Director Juanita Powell Baranco | Management | For | For |
| 1c | Elect Director Henry A. Clark, III | Management | For | For |
| 1d | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 1e | Elect Director Thomas A. Fanning | Management | For | For |
| 1f | Elect Director David J. Grain | Management | For | For |
| 1g | Elect Director Colette D. Honorable | Management | For | For |
| 1h | Elect Director Donald M. James | Management | For | For |
| 1i | Elect Director John D. Johns | Management | For | For |
| 1j | Elect Director Dale E. Klein | Management | For | For |
| 1k | Elect Director Ernest J. Moniz | Management | For | For |
| 1l | Elect Director William G. Smith, Jr. | Management | For | For |
| 1m | Elect Director E. Jenner Wood, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| THERMO FISHER SCIENTIFIC INC. Meeting Date: MAY 19, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TMO Security ID: 883556102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc N. Casper | Management | For | For |
| 1b | Elect Director Nelson J. Chai | Management | For | For |
| 1c | Elect Director C. Martin Harris | Management | For | For |
| 1d | Elect Director Tyler Jacks | Management | For | For |
| 1e | Elect Director R. Alexandra Keith | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Jim P. Manzi | Management | For | For |
| 1h | Elect Director James C. Mullen | Management | For | For |
| 1i | Elect Director Lars R. Sorensen | Management | For | For |
| 1j | Elect Director Debora L. Spar | Management | For | For |
| 1k | Elect Director Scott M. Sperling | Management | For | For |
| 1l | Elect Director Dion J. Weisler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Provide Right to Call A Special Meeting | Shareholder | Against | For |
| TRACTOR SUPPLY COMPANY Meeting Date: MAY 06, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TSCO Security ID: 892356106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.2 | Elect Director Joy Brown | Management | For | For |
| 1.3 | Elect Director Ricardo Cardenas | Management | For | For |
| 1.4 | Elect Director Denise L. Jackson | Management | For | For |
| 1.5 | Elect Director Thomas A. Kingsbury | Management | For | For |
| 1.6 | Elect Director Ramkumar Krishnan | Management | For | For |
| 1.7 | Elect Director Edna K. Morris | Management | For | For |
| 1.8 | Elect Director Mark J. Weikel | Management | For | For |
| 1.9 | Elect Director Harry A. Lawton, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| TRANSUNION Meeting Date: MAY 11, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TRU Security ID: 89400J107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William P. (Billy) Bosworth | Management | For | For |
| 1b | Elect Director Suzanne P. Clark | Management | For | For |
| 1c | Elect Director Kermit R. Crawford | Management | For | For |
| 1d | Elect Director Russell P. Fradin | Management | For | For |
| 1e | Elect Director Pamela A. Joseph | Management | For | For |
| 1f | Elect Director Thomas L. Monahan, III | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| UBIQUITI INC. Meeting Date: DEC 10, 2020 Record Date: OCT 19, 2020 Meeting Type: ANNUAL | ||||
| Ticker: UI Security ID: 90353W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert J. Pera | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| UNITEDHEALTH GROUP INCORPORATED Meeting Date: JUN 07, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: UNH Security ID: 91324P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard T. Burke | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Stephen J. Hemsley | Management | For | For |
| 1d | Elect Director Michele J. Hooper | Management | For | For |
| 1e | Elect Director F. William McNabb, III | Management | For | For |
| 1f | Elect Director Valerie C. Montgomery Rice | Management | For | For |
| 1g | Elect Director John H. Noseworthy | Management | For | For |
| 1h | Elect Director Gail R. Wilensky | Management | For | For |
| 1i | Elect Director Andrew Witty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| VEEVA SYSTEMS INC. Meeting Date: JAN 13, 2021 Record Date: NOV 27, 2020 Meeting Type: SPECIAL | ||||
| Ticker: VEEV Security ID: 922475108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Conversion to Delaware Public Benefit Corporation | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| VEEVA SYSTEMS INC. Meeting Date: JUN 23, 2021 Record Date: APR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VEEV Security ID: 922475108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark Carges | Management | For | For |
| 1b | Elect Director Paul E. Chamberlain | Management | For | For |
| 1c | Elect Director Ronald E.F. Codd | Management | For | For |
| 1d | Elect Director Peter P. Gassner | Management | For | For |
| 1e | Elect Director Mary Lynne Hedley | Management | For | For |
| 1f | Elect Director Gordon Ritter | Management | For | For |
| 1g | Elect Director Paul Sekhri | Management | For | Against |
| 1h | Elect Director Matthew J. Wallach | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Provide Right to Call a Special Meeting at a 15 Percent Ownership Threshold | Shareholder | Against | For |
| VERISK ANALYTICS, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VRSK Security ID: 92345Y106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel G. Liss | Management | For | For |
| 1b | Elect Director Bruce E. Hansen | Management | For | For |
| 1c | Elect Director Therese M. Vaughan | Management | For | For |
| 1d | Elect Director Kathleen A. Hogenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| VERTEX PHARMACEUTICALS INCORPORATED Meeting Date: MAY 19, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VRTX Security ID: 92532F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sangeeta Bhatia | Management | For | For |
| 1.2 | Elect Director Lloyd Carney | Management | For | For |
| 1.3 | Elect Director Alan Garber | Management | For | For |
| 1.4 | Elect Director Terrence Kearney | Management | For | For |
| 1.5 | Elect Director Reshma Kewalramani | Management | For | For |
| 1.6 | Elect Director Yuchun Lee | Management | For | For |
| 1.7 | Elect Director Jeffrey Leiden | Management | For | For |
| 1.8 | Elect Director Margaret McGlynn | Management | For | For |
| 1.9 | Elect Director Diana McKenzie | Management | For | For |
| 1.10 | Elect Director Bruce Sachs | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Report on Political Contributions and Expenditures | Shareholder | Against | For |
| VISA INC. Meeting Date: JAN 26, 2021 Record Date: NOV 27, 2020 Meeting Type: ANNUAL | ||||
| Ticker: V Security ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Ramon Laguarta | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Denise M. Morrison | Management | For | For |
| 1i | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1j | Elect Director Linda J. Rendle | Management | For | For |
| 1k | Elect Director John A. C. Swainson | Management | For | For |
| 1l | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Amend Principles of Executive Compensation Program | Shareholder | Against | Against |
| VORNADO REALTY TRUST Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VNO Security ID: 929042109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven Roth | Management | For | For |
| 1.2 | Elect Director Candace K. Beinecke | Management | For | For |
| 1.3 | Elect Director Michael D. Fascitelli | Management | For | For |
| 1.4 | Elect Director Beatrice Hamza Bassey | Management | For | For |
| 1.5 | Elect Director William W. Helman, IV | Management | For | For |
| 1.6 | Elect Director David M. Mandelbaum | Management | For | For |
| 1.7 | Elect Director Mandakini Puri | Management | For | For |
| 1.8 | Elect Director Daniel R. Tisch | Management | For | For |
| 1.9 | Elect Director Richard R. West | Management | For | For |
| 1.10 | Elect Director Russell B. Wight, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| WALMART INC. Meeting Date: JUN 02, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WMT Security ID: 931142103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Cesar Conde | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Sarah J. Friar | Management | For | For |
| 1d | Elect Director Carla A. Harris | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Marissa A. Mayer | Management | For | For |
| 1g | Elect Director C. Douglas McMillon | Management | For | For |
| 1h | Elect Director Gregory B. Penner | Management | For | For |
| 1i | Elect Director Steven S Reinemund | Management | For | For |
| 1j | Elect Director Randall L. Stephenson | Management | For | For |
| 1k | Elect Director S. Robson Walton | Management | For | For |
| 1l | Elect Director Steuart L. Walton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Refrigerants Released from Operations | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Report on Alignment of Racial Justice Goals and Starting Wages | Shareholder | Against | For |
| 7 | Approve Creation of a Pandemic Workforce Advisory Council | Shareholder | Against | For |
| 8 | Review of Statement on the Purpose of a Corporation | Shareholder | Against | Against |
| WATERS CORPORATION Meeting Date: MAY 11, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WAT Security ID: 941848103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Udit Batra | Management | For | For |
| 1.2 | Elect Director Linda Baddour | Management | For | For |
| 1.3 | Elect Director Michael J. Berendt | Management | For | For |
| 1.4 | Elect Director Edward Conard | Management | For | For |
| 1.5 | Elect Director Gary E. Hendrickson | Management | For | For |
| 1.6 | Elect Director Pearl S. Huang | Management | For | For |
| 1.7 | Elect Director Christopher A. Kuebler | Management | For | For |
| 1.8 | Elect Director Flemming Ornskov | Management | For | For |
| 1.9 | Elect Director Thomas P. Salice | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WEC ENERGY GROUP, INC. Meeting Date: MAY 06, 2021 Record Date: FEB 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WEC Security ID: 92939U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Curt S. Culver | Management | For | For |
| 1.2 | Elect Director Danny L. Cunningham | Management | For | For |
| 1.3 | Elect Director William M. Farrow, III | Management | For | For |
| 1.4 | Elect Director J. Kevin Fletcher | Management | For | For |
| 1.5 | Elect Director Cristina A. Garcia-Thomas | Management | For | For |
| 1.6 | Elect Director Maria C. Green | Management | For | For |
| 1.7 | Elect Director Gale E. Klappa | Management | For | For |
| 1.8 | Elect Director Thomas K. Lane | Management | For | For |
| 1.9 | Elect Director Ulice Payne, Jr. | Management | For | For |
| 1.10 | Elect Director Mary Ellen Stanek | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WEST PHARMACEUTICAL SERVICES, INC. Meeting Date: MAY 04, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WST Security ID: 955306105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark A. Buthman | Management | For | For |
| 1b | Elect Director William F. Feehery | Management | For | For |
| 1c | Elect Director Robert F. Friel | Management | For | For |
| 1d | Elect Director Eric M. Green | Management | For | For |
| 1e | Elect Director Thomas W. Hofmann | Management | For | For |
| 1f | Elect Director Deborah L. V. Keller | Management | For | For |
| 1g | Elect Director Myla P. Lai-Goldman | Management | For | For |
| 1h | Elect Director Douglas A. Michels | Management | For | For |
| 1i | Elect Director Paolo Pucci | Management | For | For |
| 1j | Elect Director Patrick J. Zenner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| XCEL ENERGY INC. Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: XEL Security ID: 98389B100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lynn Casey | Management | For | For |
| 1b | Elect Director Ben Fowke | Management | For | For |
| 1c | Elect Director Robert Frenzel | Management | For | For |
| 1d | Elect Director Netha Johnson | Management | For | For |
| 1e | Elect Director Patricia Kampling | Management | For | For |
| 1f | Elect Director George Kehl | Management | For | For |
| 1g | Elect Director Richard O'Brien | Management | For | For |
| 1h | Elect Director Charles Pardee | Management | For | For |
| 1i | Elect Director Christopher Policinski | Management | For | For |
| 1j | Elect Director James Prokopanko | Management | For | For |
| 1k | Elect Director David Westerlund | Management | For | For |
| 1l | Elect Director Kim Williams | Management | For | For |
| 1m | Elect Director Timothy Wolf | Management | For | For |
| 1n | Elect Director Daniel Yohannes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Costs and Benefits of Climate-Related Activities | Shareholder | Against | Against |
| ZOETIS INC. Meeting Date: MAY 20, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ZTS Security ID: 98978V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sanjay Khosla | Management | For | For |
| 1b | Elect Director Antoinette R. Leatherberry | Management | For | For |
| 1c | Elect Director Willie M. Reed | Management | For | For |
| 1d | Elect Director Linda Rhodes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | For |
| ZOOM VIDEO COMMUNICATIONS, INC. Meeting Date: JUN 17, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ZM Security ID: 98980L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jonathan Chadwick | Management | For | Withhold |
| 1.2 | Elect Director Kimberly L. Hammonds | Management | For | Withhold |
| 1.3 | Elect Director Dan Scheinman | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
Principal Spectrum Preferred Securities Active ETF
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Principal Spectrum Tax-Advantaged Dividend Active ETF
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Principal Sustainable Momentum Index ETF
| DXC TECHNOLOGY COMPANY Meeting Date: AUG 13, 2020 Record Date: JUN 15, 2020 Meeting Type: ANNUAL | ||||
| Ticker: DXC Security ID: 23355L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mukesh Aghi | Management | For | For |
| 1b | Elect Director Amy E. Alving | Management | For | For |
| 1c | Elect Director David A. Barnes | Management | For | For |
| 1d | Elect Director Raul J. Fernandez | Management | For | For |
| 1e | Elect Director David L. Herzog | Management | For | For |
| 1f | Elect Director Mary L. Krakauer | Management | For | For |
| 1g | Elect Director Ian C. Read | Management | For | For |
| 1h | Elect Director Michael J. Salvino | Management | For | For |
| 1i | Elect Director Manoj P. Singh | Management | For | For |
| 1j | Elect Director Robert F. Woods | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| FEDEX CORPORATION Meeting Date: SEP 21, 2020 Record Date: JUL 27, 2020 Meeting Type: ANNUAL | ||||
| Ticker: FDX Security ID: 31428X106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marvin R. Ellison | Management | For | For |
| 1b | Elect Director Susan Patricia Griffith | Management | For | For |
| 1c | Elect Director John C. (Chris) Inglis | Management | For | For |
| 1d | Elect Director Kimberly A. Jabal | Management | For | For |
| 1e | Elect Director Shirley Ann Jackson | Management | For | For |
| 1f | Elect Director R. Brad Martin | Management | For | For |
| 1g | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1h | Elect Director Susan C. Schwab | Management | For | For |
| 1i | Elect Director Frederick W. Smith | Management | For | For |
| 1j | Elect Director David P. Steiner | Management | For | For |
| 1k | Elect Director Rajesh Subramaniam | Management | For | For |
| 1l | Elect Director Paul S. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst &Young LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Report on Political Contributions Disclosure | Shareholder | Against | For |
| 6 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 8 | Report on Integrating ESG Metrics Into Executive Compensation Program | Shareholder | Against | Against |
| H&R BLOCK, INC. Meeting Date: SEP 10, 2020 Record Date: JUL 10, 2020 Meeting Type: ANNUAL | ||||
| Ticker: HRB Security ID: 093671105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul J. Brown | Management | For | For |
| 1b | Elect Director Robert A. Gerard | Management | For | For |
| 1c | Elect Director Anuradha (Anu) Gupta | Management | For | For |
| 1d | Elect Director Richard A. Johnson | Management | For | For |
| 1e | Elect Director Jeffrey J. Jones, II | Management | For | For |
| 1f | Elect Director David Baker Lewis | Management | For | For |
| 1g | Elect Director Yolande G. Piazza | Management | For | For |
| 1h | Elect Director Victoria J. Reich | Management | For | For |
| 1i | Elect Director Bruce C. Rohde | Management | For | For |
| 1j | Elect Director Matthew E. Winter | Management | For | For |
| 1k | Elect Director Christianna Wood | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| JAZZ PHARMACEUTICALS PLC Meeting Date: JUL 30, 2020 Record Date: JUN 03, 2020 Meeting Type: ANNUAL | ||||
| Ticker: JAZZ Security ID: G50871105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bruce C. Cozadd | Management | For | For |
| 1b | Elect Director Heather Ann McSharry | Management | For | For |
| 1c | Elect Director Anne O'Riordan | Management | For | For |
| 1d | Elect Director Rick E Winningham | Management | For | For |
| 2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Approve Reduction in Capital and Creation of Distributable Reserves | Management | For | For |
| VIASAT, INC. Meeting Date: SEP 03, 2020 Record Date: JUL 10, 2020 Meeting Type: ANNUAL | ||||
| Ticker: VSAT Security ID: 92552V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark Dankberg | Management | For | For |
| 1b | Elect Director Varsha Rao | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
Principal U.S. Large-Cap Adaptive Multi-Factor ETF
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Principal U.S. Large-Cap Multi-Factor ETF
| ACCENTURE PLC Meeting Date: FEB 03, 2021 Record Date: DEC 07, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ACN Security ID: G1151C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jaime Ardila | Management | For | For |
| 1b | Elect Director Herbert Hainer | Management | For | For |
| 1c | Elect Director Nancy McKinstry | Management | For | For |
| 1d | Elect Director Beth E. Mooney | Management | For | For |
| 1e | Elect Director Gilles C. Pelisson | Management | For | For |
| 1f | Elect Director Paula A. Price | Management | For | For |
| 1g | Elect Director Venkata (Murthy) Renduchintala | Management | For | For |
| 1h | Elect Director David Rowland | Management | For | For |
| 1i | Elect Director Arun Sarin | Management | For | For |
| 1j | Elect Director Julie Sweet | Management | For | For |
| 1k | Elect Director Frank K. Tang | Management | For | For |
| 1l | Elect Director Tracey T. Travis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 5 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | For | For |
| 6 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| CARDINAL HEALTH, INC. Meeting Date: NOV 04, 2020 Record Date: SEP 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CAH Security ID: 14149Y108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carrie S. Cox | Management | For | For |
| 1b | Elect Director Calvin Darden | Management | For | For |
| 1c | Elect Director Bruce L. Downey | Management | For | For |
| 1d | Elect Director Sheri H. Edison | Management | For | For |
| 1e | Elect Director David C. Evans | Management | For | For |
| 1f | Elect Director Patricia A. Hemingway Hall | Management | For | For |
| 1g | Elect Director Akhil Johri | Management | For | For |
| 1h | Elect Director Michael C. Kaufmann | Management | For | For |
| 1i | Elect Director Gregory B. Kenny | Management | For | For |
| 1j | Elect Director Nancy Killefer | Management | For | For |
| 1k | Elect Director J. Michael Losh | Management | For | For |
| 1l | Elect Director Dean A. Scarborough | Management | For | For |
| 1m | Elect Director John H. Weiland | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 6 | Require Independent Board Chair | Shareholder | Against | For |
| CINTAS CORPORATION Meeting Date: OCT 27, 2020 Record Date: SEP 02, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CTAS Security ID: 172908105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerald S. Adolph | Management | For | For |
| 1b | Elect Director John F. Barrett | Management | For | For |
| 1c | Elect Director Melanie W. Barstad | Management | For | For |
| 1d | Elect Director Karen L. Carnahan | Management | For | For |
| 1e | Elect Director Robert E. Coletti | Management | For | For |
| 1f | Elect Director Scott D. Farmer | Management | For | For |
| 1g | Elect Director Joseph Scaminace | Management | For | For |
| 1h | Elect Director Ronald W. Tysoe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions Disclosure | Shareholder | Against | For |
| CISCO SYSTEMS, INC. Meeting Date: DEC 10, 2020 Record Date: OCT 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CSCO Security ID: 17275R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director M. Michele Burns | Management | For | For |
| 1b | Elect Director Wesley G. Bush | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director Mark Garrett | Management | For | For |
| 1e | Elect Director Kristina M. Johnson | Management | For | For |
| 1f | Elect Director Roderick C. McGeary | Management | For | For |
| 1g | Elect Director Charles H. Robbins | Management | For | For |
| 1h | Elect Director Arun Sarin - Withdrawn | Management | None | None |
| 1i | Elect Director Brenton L. Saunders | Management | For | For |
| 1j | Elect Director Lisa T. Su | Management | For | For |
| 2 | Change State of Incorporation from California to Delaware | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Require Independent Board Chair | Shareholder | Against | Against |
| EMERSON ELECTRIC CO. Meeting Date: FEB 02, 2021 Record Date: NOV 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: EMR Security ID: 291011104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark A. Blinn | Management | For | For |
| 1.2 | Elect Director Arthur F. Golden | Management | For | For |
| 1.3 | Elect Director Candace Kendle | Management | For | For |
| 1.4 | Elect Director James S. Turley | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GENERAL MILLS, INC. Meeting Date: SEP 22, 2020 Record Date: JUL 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: GIS Security ID: 370334104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director R. Kerry Clark | Management | For | For |
| 1b | Elect Director David M. Cordani | Management | For | For |
| 1c | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1d | Elect Director Jeffrey L. Harmening | Management | For | For |
| 1e | Elect Director Maria G. Henry | Management | For | For |
| 1f | Elect Director Jo Ann Jenkins | Management | For | For |
| 1g | Elect Director Elizabeth C. Lempres | Management | For | For |
| 1h | Elect Director Diane L. Neal | Management | For | For |
| 1i | Elect Director Steve Odland | Management | For | For |
| 1j | Elect Director Maria A. Sastre | Management | For | For |
| 1k | Elect Director Eric D. Sprunk | Management | For | For |
| 1l | Elect Director Jorge A. Uribe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| INTUIT INC. Meeting Date: JAN 21, 2021 Record Date: NOV 23, 2020 Meeting Type: ANNUAL | ||||
| Ticker: INTU Security ID: 461202103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Eve Burton | Management | For | For |
| 1b | Elect Director Scott D. Cook | Management | For | For |
| 1c | Elect Director Richard L. Dalzell | Management | For | For |
| 1d | Elect Director Sasan K. Goodarzi | Management | For | For |
| 1e | Elect Director Deborah Liu | Management | For | For |
| 1f | Elect Director Tekedra Mawakana | Management | For | For |
| 1g | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1h | Elect Director Dennis D. Powell | Management | For | For |
| 1i | Elect Director Brad D. Smith | Management | For | For |
| 1j | Elect Director Thomas Szkutak | Management | For | For |
| 1k | Elect Director Raul Vazquez | Management | For | For |
| 1l | Elect Director Jeff Weiner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MAXIM INTEGRATED PRODUCTS, INC. Meeting Date: OCT 08, 2020 Record Date: AUG 31, 2020 Meeting Type: SPECIAL | ||||
| Ticker: MXIM Security ID: 57772K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| MAXIM INTEGRATED PRODUCTS, INC. Meeting Date: NOV 05, 2020 Record Date: SEP 11, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MXIM Security ID: 57772K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William (Bill) P. Sullivan | Management | For | For |
| 1b | Elect Director Tunc Doluca | Management | For | For |
| 1c | Elect Director Tracy C. Accardi | Management | For | For |
| 1d | Elect Director James R. Bergman | Management | For | For |
| 1e | Elect Director Joseph R. Bronson | Management | For | For |
| 1f | Elect Director Robert E. Grady | Management | For | For |
| 1g | Elect Director Mercedes Johnson | Management | For | For |
| 1h | Elect Director William D. Watkins | Management | For | For |
| 1i | Elect Director MaryAnn Wright | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MEDTRONIC PLC Meeting Date: DEC 11, 2020 Record Date: OCT 15, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MDT Security ID: G5960L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Craig Arnold | Management | For | For |
| 1c | Elect Director Scott C. Donnelly | Management | For | For |
| 1d | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1e | Elect Director Randall J. Hogan, III | Management | For | For |
| 1f | Elect Director Michael O. Leavitt | Management | For | For |
| 1g | Elect Director James T. Lenehan | Management | For | For |
| 1h | Elect Director Kevin E. Lofton | Management | For | For |
| 1i | Elect Director Geoffrey S. Martha | Management | For | For |
| 1j | Elect Director Elizabeth G. Nabel | Management | For | For |
| 1k | Elect Director Denise M. O'Leary | Management | For | For |
| 1l | Elect Director Kendall J. Powell | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For |
| 6 | Authorize Overseas Market Purchases of Ordinary Shares | Management | For | For |
| MICROSOFT CORPORATION Meeting Date: DEC 02, 2020 Record Date: OCT 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MSFT Security ID: 594918104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.2 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.3 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.4 | Elect Director Satya Nadella | Management | For | For |
| 1.5 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.6 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.7 | Elect Director Charles W. Scharf | Management | For | For |
| 1.8 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.9 | Elect Director John W. Stanton | Management | For | For |
| 1.10 | Elect Director John W. Thompson | Management | For | For |
| 1.11 | Elect Director Emma N. Walmsley | Management | For | For |
| 1.12 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| NIKE, INC. Meeting Date: SEP 17, 2020 Record Date: JUL 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: NKE Security ID: 654106103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1b | Elect Director Peter B. Henry | Management | For | For |
| 1c | Elect Director Michelle A. Peluso | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Political Contributions Disclosure | Shareholder | Against | For |
| ORACLE CORPORATION Meeting Date: NOV 04, 2020 Record Date: SEP 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ORCL Security ID: 68389X105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | Withhold |
| 1.2 | Elect Director Michael J. Boskin | Management | For | For |
| 1.3 | Elect Director Safra A. Catz | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | Withhold |
| 1.5 | Elect Director George H. Conrades | Management | For | For |
| 1.6 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.7 | Elect Director Rona A. Fairhead | Management | For | For |
| 1.8 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.9 | Elect Director Renee J. James | Management | For | For |
| 1.10 | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1.11 | Elect Director Leon E. Panetta | Management | For | Withhold |
| 1.12 | Elect Director William G. Parrett | Management | For | Withhold |
| 1.13 | Elect Director Naomi O. Seligman | Management | For | For |
| 1.14 | Elect Director Vishal Sikka | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Report on Gender Pay Gap | Shareholder | Against | For |
| 6 | Require Independent Board Chair | Shareholder | Against | For |
| PARKER-HANNIFIN CORPORATION Meeting Date: OCT 28, 2020 Record Date: SEP 04, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PH Security ID: 701094104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lee C. Banks | Management | For | For |
| 1b | Elect Director Robert G. Bohn | Management | For | For |
| 1c | Elect Director Linda S. Harty | Management | For | For |
| 1d | Elect Director Kevin A. Lobo | Management | For | For |
| 1e | Elect Director Candy M. Obourn | Management | For | For |
| 1f | Elect Director Joseph Scaminace | Management | For | For |
| 1g | Elect Director Ake Svensson | Management | For | For |
| 1h | Elect Director Laura K. Thompson | Management | For | For |
| 1i | Elect Director James R. Verrier | Management | For | For |
| 1j | Elect Director James L. Wainscott | Management | For | For |
| 1k | Elect Director Thomas L. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PAYCHEX, INC. Meeting Date: OCT 15, 2020 Record Date: AUG 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PAYX Security ID: 704326107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director B. Thomas Golisano | Management | For | For |
| 1b | Elect Director Thomas F. Bonadio | Management | For | For |
| 1c | Elect Director Joseph G. Doody | Management | For | For |
| 1d | Elect Director David J.S. Flaschen | Management | For | For |
| 1e | Elect Director Pamela A. Joseph | Management | For | For |
| 1f | Elect Director Martin Mucci | Management | For | For |
| 1g | Elect Director Joseph M. Tucci | Management | For | For |
| 1h | Elect Director Joseph M. Velli | Management | For | For |
| 1i | Elect Director Kara Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SEAGATE TECHNOLOGY PLC Meeting Date: OCT 22, 2020 Record Date: AUG 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: STX Security ID: G7945M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark W. Adams | Management | For | For |
| 1b | Elect Director Judy Bruner | Management | For | For |
| 1c | Elect Director Michael R. Cannon | Management | For | For |
| 1d | Elect Director William T. Coleman | Management | For | For |
| 1e | Elect Director Jay L. Geldmacher | Management | For | For |
| 1f | Elect Director Dylan G. Haggart | Management | For | For |
| 1g | Elect Director Stephen J. Luczo | Management | For | For |
| 1h | Elect Director William D. Mosley | Management | For | For |
| 1i | Elect Director Stephanie Tilenius | Management | For | For |
| 1j | Elect Director Edward J. Zander | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| THE CLOROX COMPANY Meeting Date: NOV 18, 2020 Record Date: SEP 25, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CLX Security ID: 189054109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Amy Banse | Management | For | For |
| 1.2 | Elect Director Richard H. Carmona | Management | For | For |
| 1.3 | Elect Director Benno Dorer | Management | For | For |
| 1.4 | Elect Director Spencer C. Fleischer | Management | For | For |
| 1.5 | Elect Director Esther Lee | Management | For | For |
| 1.6 | Elect Director A.D. David Mackay | Management | For | For |
| 1.7 | Elect Director Paul Parker | Management | For | For |
| 1.8 | Elect Director Linda Rendle | Management | For | For |
| 1.9 | Elect Director Matthew J. Shattock | Management | For | For |
| 1.10 | Elect Director Kathryn Tesija | Management | For | For |
| 1.11 | Elect Director Pamela Thomas-Graham | Management | For | For |
| 1.12 | Elect Director Russell J. Weiner | Management | For | For |
| 1.13 | Elect Director Christopher J. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For |
Principal U.S. Mega-Cap ETF
| ABBOTT LABORATORIES Meeting Date: APR 23, 2021 Record Date: FEB 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ABT Security ID: 002824100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.3 | Elect Director Sally E. Blount | Management | For | For |
| 1.4 | Elect Director Robert B. Ford | Management | For | For |
| 1.5 | Elect Director Michelle A. Kumbier | Management | For | For |
| 1.6 | Elect Director Darren W. McDew | Management | For | For |
| 1.7 | Elect Director Nancy McKinstry | Management | For | For |
| 1.8 | Elect Director William A. Osborn | Management | For | For |
| 1.9 | Elect Director Michael F. Roman | Management | For | For |
| 1.10 | Elect Director Daniel J. Starks | Management | For | For |
| 1.11 | Elect Director John G. Stratton | Management | For | For |
| 1.12 | Elect Director Glenn F. Tilton | Management | For | For |
| 1.13 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4a | Adopt Majority Voting Standard for Amendments of the Articles of Incorporation and Effect Other Ministerial Changes | Management | For | For |
| 4b | Adopt Majority Voting Standard for Certain Extraordinary Transactions | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Report on Racial Justice | Shareholder | Against | For |
| 7 | Require Independent Board Chair | Shareholder | Against | Against |
| ABBVIE INC. Meeting Date: MAY 07, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ABBV Security ID: 00287Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.2 | Elect Director Richard A. Gonzalez | Management | For | For |
| 1.3 | Elect Director Rebecca B. Roberts | Management | For | For |
| 1.4 | Elect Director Glenn F. Tilton | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 8 | Require Independent Board Chair | Shareholder | Against | Against |
| ADOBE INC. Meeting Date: APR 20, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ADBE Security ID: 00724F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Amy Banse | Management | For | For |
| 1b | Elect Director Melanie Boulden | Management | For | For |
| 1c | Elect Director Frank Calderoni | Management | For | For |
| 1d | Elect Director James Daley | Management | For | For |
| 1e | Elect Director Laura Desmond | Management | For | For |
| 1f | Elect Director Shantanu Narayen | Management | For | For |
| 1g | Elect Director Kathleen Oberg | Management | For | For |
| 1h | Elect Director Dheeraj Pandey | Management | For | For |
| 1i | Elect Director David Ricks | Management | For | For |
| 1j | Elect Director Daniel Rosensweig | Management | For | For |
| 1k | Elect Director John Warnock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ALPHABET INC. Meeting Date: JUN 02, 2021 Record Date: APR 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GOOGL Security ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Larry Page | Management | For | For |
| 1b | Elect Director Sergey Brin | Management | For | For |
| 1c | Elect Director Sundar Pichai | Management | For | For |
| 1d | Elect Director John L. Hennessy | Management | For | For |
| 1e | Elect Director Frances H. Arnold | Management | For | For |
| 1f | Elect Director L. John Doerr | Management | For | Against |
| 1g | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1h | Elect Director Ann Mather | Management | For | Against |
| 1i | Elect Director Alan R. Mulally | Management | For | For |
| 1j | Elect Director K. Ram Shriram | Management | For | Against |
| 1k | Elect Director Robin L. Washington | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | For |
| 6 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | For |
| 7 | Report on Takedown Requests | Shareholder | Against | For |
| 8 | Report on Whistleblower Policies and Practices | Shareholder | Against | Against |
| 9 | Report on Charitable Contributions | Shareholder | Against | Against |
| 10 | Report on Risks Related to Anticompetitive Practices | Shareholder | Against | For |
| 11 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| AMAZON.COM, INC. Meeting Date: MAY 26, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AMZN Security ID: 023135106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Keith B. Alexander | Management | For | For |
| 1c | Elect Director Jamie S. Gorelick | Management | For | For |
| 1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1e | Elect Director Judith A. McGrath | Management | For | For |
| 1f | Elect Director Indra K. Nooyi | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1j | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Customers' Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations | Shareholder | Against | For |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| 6 | Report on Gender/Racial Pay Gap | Shareholder | Against | For |
| 7 | Report on Promotion Data | Shareholder | Against | Against |
| 8 | Report on the Impacts of Plastic Packaging | Shareholder | Against | For |
| 9 | Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit | Shareholder | Against | For |
| 10 | Adopt a Policy to Include Hourly Employees as Director Candidates | Shareholder | Against | For |
| 11 | Report on Board Oversight of Risks Related to Anti-Competitive Practices | Shareholder | Against | For |
| 12 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 13 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 14 | Report on Potential Human Rights Impacts of Customers' Use of Rekognition | Shareholder | Against | For |
| APPLE INC. Meeting Date: FEB 23, 2021 Record Date: DEC 28, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AAPL Security ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Andrea Jung | Management | For | For |
| 1e | Elect Director Art Levinson | Management | For | For |
| 1f | Elect Director Monica Lozano | Management | For | For |
| 1g | Elect Director Ron Sugar | Management | For | For |
| 1h | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | For |
| 5 | Improve Principles of Executive Compensation Program | Shareholder | Against | Against |
| AT&T INC. Meeting Date: APR 30, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: T Security ID: 00206R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William E. Kennard | Management | For | For |
| 1b | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1c | Elect Director Scott T. Ford | Management | For | For |
| 1d | Elect Director Glenn H. Hutchins | Management | For | For |
| 1e | Elect Director Debra L. Lee | Management | For | For |
| 1f | Elect Director Stephen J. Luczo | Management | For | For |
| 1g | Elect Director Michael B. McCallister | Management | For | For |
| 1h | Elect Director Beth E. Mooney | Management | For | For |
| 1i | Elect Director Matthew K. Rose | Management | For | For |
| 1j | Elect Director John T. Stankey | Management | For | For |
| 1k | Elect Director Cynthia B. Taylor | Management | For | For |
| 1l | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Lower Ownership Threshold for Action by Written Consent | Shareholder | Against | For |
| BANK OF AMERICA CORPORATION Meeting Date: APR 20, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BAC Security ID: 060505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1d | Elect Director Pierre J.P. de Weck | Management | For | For |
| 1e | Elect Director Arnold W. Donald | Management | For | For |
| 1f | Elect Director Linda P. Hudson | Management | For | For |
| 1g | Elect Director Monica C. Lozano | Management | For | For |
| 1h | Elect Director Thomas J. May | Management | For | For |
| 1i | Elect Director Brian T. Moynihan | Management | For | For |
| 1j | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1k | Elect Director Denise L. Ramos | Management | For | For |
| 1l | Elect Director Clayton S. Rose | Management | For | For |
| 1m | Elect Director Michael D. White | Management | For | For |
| 1n | Elect Director Thomas D. Woods | Management | For | For |
| 1o | Elect Director R. David Yost | Management | For | For |
| 1p | Elect Director Maria T. Zuber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Proxy Access Right | Shareholder | Against | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Approve Change in Organizational Form | Shareholder | Against | Against |
| 8 | Request on Racial Equity Audit | Shareholder | Against | Against |
| BERKSHIRE HATHAWAY INC. Meeting Date: MAY 01, 2021 Record Date: MAR 03, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BRK.B Security ID: 084670702 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Gregory E. Abel | Management | For | For |
| 1.4 | Elect Director Howard G. Buffett | Management | For | For |
| 1.5 | Elect Director Stephen B. Burke | Management | For | For |
| 1.6 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.7 | Elect Director Susan L. Decker | Management | For | Withhold |
| 1.8 | Elect Director David S. Gottesman | Management | For | Withhold |
| 1.9 | Elect Director Charlotte Guyman | Management | For | For |
| 1.10 | Elect Director Ajit Jain | Management | For | For |
| 1.11 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.12 | Elect Director Ronald L. Olson | Management | For | For |
| 1.13 | Elect Director Walter Scott, Jr. | Management | For | Withhold |
| 1.14 | Elect Director Meryl B. Witmer | Management | For | Withhold |
| 2 | Report on Climate-Related Risks and Opportunities | Shareholder | Against | For |
| 3 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | Shareholder | Against | For |
| CISCO SYSTEMS, INC. Meeting Date: DEC 10, 2020 Record Date: OCT 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CSCO Security ID: 17275R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director M. Michele Burns | Management | For | For |
| 1b | Elect Director Wesley G. Bush | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director Mark Garrett | Management | For | For |
| 1e | Elect Director Kristina M. Johnson | Management | For | For |
| 1f | Elect Director Roderick C. McGeary | Management | For | For |
| 1g | Elect Director Charles H. Robbins | Management | For | For |
| 1h | Elect Director Arun Sarin - Withdrawn | Management | None | None |
| 1i | Elect Director Brenton L. Saunders | Management | For | For |
| 1j | Elect Director Lisa T. Su | Management | For | For |
| 2 | Change State of Incorporation from California to Delaware | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Require Independent Board Chair | Shareholder | Against | Against |
| COMCAST CORPORATION Meeting Date: JUN 02, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CMCSA Security ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Naomi M. Bergman | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Risks Posed by the Failing to Prevent Workplace Sexual Harassment | Shareholder | Against | Against |
| COSTCO WHOLESALE CORPORATION Meeting Date: JAN 21, 2021 Record Date: NOV 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: COST Security ID: 22160K105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Susan L. Decker | Management | For | For |
| 1.2 | Elect Director Kenneth D. Denman | Management | For | For |
| 1.3 | Elect Director Richard A. Galanti | Management | For | For |
| 1.4 | Elect Director W. Craig Jelinek | Management | For | For |
| 1.5 | Elect Director Sally Jewell | Management | For | For |
| 1.6 | Elect Director Charles T. Munger | Management | For | For |
| 1.7 | Elect Director Jeffrey S. Raikes | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DANAHER CORPORATION Meeting Date: MAY 05, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DHR Security ID: 235851102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rainer M. Blair | Management | For | For |
| 1b | Elect Director Linda Hefner Filler | Management | For | For |
| 1c | Elect Director Teri List | Management | For | Against |
| 1d | Elect Director Walter G. Lohr, Jr. | Management | For | Against |
| 1e | Elect Director Jessica L. Mega | Management | For | For |
| 1f | Elect Director Mitchell P. Rales | Management | For | For |
| 1g | Elect Director Steven M. Rales | Management | For | For |
| 1h | Elect Director Pardis C. Sabeti | Management | For | For |
| 1i | Elect Director John T. Schwieters | Management | For | Against |
| 1j | Elect Director Alan G. Spoon | Management | For | For |
| 1k | Elect Director Raymond C. Stevens | Management | For | For |
| 1l | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| FACEBOOK, INC. Meeting Date: MAY 26, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FB Security ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peggy Alford | Management | For | For |
| 1.2 | Elect Director Marc L. Andreessen | Management | For | Withhold |
| 1.3 | Elect Director Andrew W. Houston | Management | For | Withhold |
| 1.4 | Elect Director Nancy Killefer | Management | For | For |
| 1.5 | Elect Director Robert M. Kimmitt | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | Withhold |
| 1.8 | Elect Director Tracey T. Travis | Management | For | For |
| 1.9 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Compensation Policy | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Require Independent Board Chair | Shareholder | Against | For |
| 6 | Report on Online Child Sexual Exploitation | Shareholder | Against | For |
| 7 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
| 8 | Report on Platform Misuse | Shareholder | Against | For |
| 9 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| INTEL CORPORATION Meeting Date: MAY 13, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: INTC Security ID: 458140100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Patrick P. Gelsinger | Management | For | For |
| 1b | Elect Director James J. Goetz | Management | For | For |
| 1c | Elect Director Alyssa Henry | Management | For | For |
| 1d | Elect Director Omar Ishrak | Management | For | For |
| 1e | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 1f | Elect Director Tsu-Jae King Liu | Management | For | For |
| 1g | Elect Director Gregory D. Smith | Management | For | For |
| 1h | Elect Director Dion J. Weisler | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Against |
| 6 | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | Shareholder | Against | Against |
| JOHNSON & JOHNSON Meeting Date: APR 22, 2021 Record Date: FEB 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: JNJ Security ID: 478160104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary C. Beckerle | Management | For | For |
| 1b | Elect Director D. Scott Davis | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Jennifer A. Doudna | Management | For | For |
| 1e | Elect Director Alex Gorsky | Management | For | For |
| 1f | Elect Director Marillyn A. Hewson | Management | For | For |
| 1g | Elect Director Hubert Joly | Management | For | For |
| 1h | Elect Director Mark B. McClellan | Management | For | For |
| 1i | Elect Director Anne M. Mulcahy | Management | For | For |
| 1j | Elect Director Charles Prince | Management | For | For |
| 1k | Elect Director A. Eugene Washington | Management | For | For |
| 1l | Elect Director Mark A. Weinberger | Management | For | For |
| 1m | Elect Director Nadja Y. West | Management | For | For |
| 1n | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics | Shareholder | Against | For |
| 5 | Require Independent Board Chair | Shareholder | Against | For |
| 6 | Report on Civil Rights Audit | Shareholder | Against | Against |
| 7 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
| JPMORGAN CHASE & CO. Meeting Date: MAY 18, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: JPM Security ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director Stephen B. Burke | Management | For | For |
| 1c | Elect Director Todd A. Combs | Management | For | For |
| 1d | Elect Director James S. Crown | Management | For | For |
| 1e | Elect Director James Dimon | Management | For | For |
| 1f | Elect Director Timothy P. Flynn | Management | For | For |
| 1g | Elect Director Mellody Hobson | Management | For | For |
| 1h | Elect Director Michael A. Neal | Management | For | For |
| 1i | Elect Director Phebe N. Novakovic | Management | For | For |
| 1j | Elect Director Virginia M. Rometty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | For |
| 6 | Report on Racial Equity Audit | Shareholder | Against | Against |
| 7 | Require Independent Board Chair | Shareholder | Against | For |
| 8 | Report on Congruency Political Analysis and Electioneering Expenditures | Shareholder | Against | For |
| MASTERCARD INCORPORATED Meeting Date: JUN 22, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MA Security ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ajay Banga | Management | For | For |
| 1b | Elect Director Merit E. Janow | Management | For | For |
| 1c | Elect Director Richard K. Davis | Management | For | For |
| 1d | Elect Director Steven J. Freiberg | Management | For | For |
| 1e | Elect Director Julius Genachowski | Management | For | For |
| 1f | Elect Director Choon Phong Goh | Management | For | For |
| 1g | Elect Director Oki Matsumoto | Management | For | For |
| 1h | Elect Director Michael Miebach | Management | For | For |
| 1i | Elect Director Youngme Moon | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1m | Elect Director Jackson Tai | Management | For | For |
| 1n | Elect Director Lance Uggla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| MCDONALD'S CORPORATION Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MCD Security ID: 580135101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd Dean | Management | For | For |
| 1b | Elect Director Robert Eckert | Management | For | For |
| 1c | Elect Director Catherine Engelbert | Management | For | For |
| 1d | Elect Director Margaret Georgiadis | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Christopher Kempczinski | Management | For | For |
| 1g | Elect Director Richard Lenny | Management | For | For |
| 1h | Elect Director John Mulligan | Management | For | For |
| 1i | Elect Director Sheila Penrose | Management | For | For |
| 1j | Elect Director John Rogers, Jr. | Management | For | For |
| 1k | Elect Director Paul Walsh | Management | For | For |
| 1l | Elect Director Miles White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Sugar and Public Health | Shareholder | Against | Against |
| 5 | Report on Antibiotics and Public Health Costs | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| MEDTRONIC PLC Meeting Date: DEC 11, 2020 Record Date: OCT 15, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MDT Security ID: G5960L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Craig Arnold | Management | For | For |
| 1c | Elect Director Scott C. Donnelly | Management | For | For |
| 1d | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1e | Elect Director Randall J. Hogan, III | Management | For | For |
| 1f | Elect Director Michael O. Leavitt | Management | For | For |
| 1g | Elect Director James T. Lenehan | Management | For | For |
| 1h | Elect Director Kevin E. Lofton | Management | For | For |
| 1i | Elect Director Geoffrey S. Martha | Management | For | For |
| 1j | Elect Director Elizabeth G. Nabel | Management | For | For |
| 1k | Elect Director Denise M. O'Leary | Management | For | For |
| 1l | Elect Director Kendall J. Powell | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For |
| 6 | Authorize Overseas Market Purchases of Ordinary Shares | Management | For | For |
| MERCK & CO., INC. Meeting Date: MAY 25, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MRK Security ID: 58933Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Mary Ellen Coe | Management | For | For |
| 1c | Elect Director Pamela J. Craig | Management | For | For |
| 1d | Elect Director Kenneth C. Frazier | Management | For | For |
| 1e | Elect Director Thomas H. Glocer | Management | For | For |
| 1f | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
| 1g | Elect Director Stephen L. Mayo | Management | For | For |
| 1h | Elect Director Paul B. Rothman | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Christine E. Seidman | Management | For | For |
| 1k | Elect Director Inge G. Thulin | Management | For | For |
| 1l | Elect Director Kathy J. Warden | Management | For | For |
| 1m | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Report on Access to COVID-19 Products | Shareholder | Against | For |
| MICROSOFT CORPORATION Meeting Date: DEC 02, 2020 Record Date: OCT 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MSFT Security ID: 594918104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.2 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.3 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.4 | Elect Director Satya Nadella | Management | For | For |
| 1.5 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.6 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.7 | Elect Director Charles W. Scharf | Management | For | For |
| 1.8 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.9 | Elect Director John W. Stanton | Management | For | For |
| 1.10 | Elect Director John W. Thompson | Management | For | For |
| 1.11 | Elect Director Emma N. Walmsley | Management | For | For |
| 1.12 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| NETFLIX, INC. Meeting Date: JUN 03, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NFLX Security ID: 64110L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard N. Barton | Management | For | Withhold |
| 1b | Elect Director Rodolphe Belmer | Management | For | Withhold |
| 1c | Elect Director Bradford L. Smith | Management | For | Withhold |
| 1d | Elect Director Anne M. Sweeney | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Political Contributions | Shareholder | Against | For |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 6 | Improve the Executive Compensation Philosophy | Shareholder | Against | Against |
| NVIDIA CORPORATION Meeting Date: JUN 03, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NVDA Security ID: 67066G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert K. Burgess | Management | For | For |
| 1b | Elect Director Tench Coxe | Management | For | For |
| 1c | Elect Director John O. Dabiri | Management | For | For |
| 1d | Elect Director Persis S. Drell | Management | For | For |
| 1e | Elect Director Jen-Hsun Huang | Management | For | For |
| 1f | Elect Director Dawn Hudson | Management | For | For |
| 1g | Elect Director Harvey C. Jones | Management | For | For |
| 1h | Elect Director Michael G. McCaffery | Management | For | For |
| 1i | Elect Director Stephen C. Neal | Management | For | For |
| 1j | Elect Director Mark L. Perry | Management | For | For |
| 1k | Elect Director A. Brooke Seawell | Management | For | For |
| 1l | Elect Director Aarti Shah | Management | For | For |
| 1m | Elect Director Mark A. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| ORACLE CORPORATION Meeting Date: NOV 04, 2020 Record Date: SEP 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ORCL Security ID: 68389X105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | Withhold |
| 1.2 | Elect Director Michael J. Boskin | Management | For | For |
| 1.3 | Elect Director Safra A. Catz | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | Withhold |
| 1.5 | Elect Director George H. Conrades | Management | For | For |
| 1.6 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.7 | Elect Director Rona A. Fairhead | Management | For | For |
| 1.8 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.9 | Elect Director Renee J. James | Management | For | For |
| 1.10 | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1.11 | Elect Director Leon E. Panetta | Management | For | Withhold |
| 1.12 | Elect Director William G. Parrett | Management | For | Withhold |
| 1.13 | Elect Director Naomi O. Seligman | Management | For | For |
| 1.14 | Elect Director Vishal Sikka | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Report on Gender Pay Gap | Shareholder | Against | For |
| 6 | Require Independent Board Chair | Shareholder | Against | For |
| PAYPAL HOLDINGS, INC. Meeting Date: MAY 26, 2021 Record Date: MAR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PYPL Security ID: 70450Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director Jonathan Christodoro | Management | For | For |
| 1c | Elect Director John J. Donahoe | Management | For | For |
| 1d | Elect Director David W. Dorman | Management | For | For |
| 1e | Elect Director Belinda J. Johnson | Management | For | For |
| 1f | Elect Director Gail J. McGovern | Management | For | For |
| 1g | Elect Director Deborah M. Messemer | Management | For | For |
| 1h | Elect Director David M. Moffett | Management | For | For |
| 1i | Elect Director Ann M. Sarnoff | Management | For | For |
| 1j | Elect Director Daniel H. Schulman | Management | For | For |
| 1k | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | Shareholder | Against | Against |
| PEPSICO, INC. Meeting Date: MAY 05, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PEP Security ID: 713448108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Segun Agbaje | Management | For | For |
| 1b | Elect Director Shona L. Brown | Management | For | For |
| 1c | Elect Director Cesar Conde | Management | For | For |
| 1d | Elect Director Ian Cook | Management | For | For |
| 1e | Elect Director Dina Dublon | Management | For | For |
| 1f | Elect Director Michelle Gass | Management | For | For |
| 1g | Elect Director Ramon L. Laguarta | Management | For | For |
| 1h | Elect Director Dave Lewis | Management | For | For |
| 1i | Elect Director David C. Page | Management | For | For |
| 1j | Elect Director Robert C. Pohlad | Management | For | For |
| 1k | Elect Director Daniel Vasella | Management | For | For |
| 1l | Elect Director Darren Walker | Management | For | For |
| 1m | Elect Director Alberto Weisser | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 5 | Report on Sugar and Public Health | Shareholder | Against | Against |
| 6 | Report on External Public Health Costs | Shareholder | Against | Against |
| PFIZER INC. Meeting Date: APR 22, 2021 Record Date: FEB 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PFE Security ID: 717081103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald E. Blaylock | Management | For | For |
| 1.2 | Elect Director Albert Bourla | Management | For | For |
| 1.3 | Elect Director Susan Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Joseph J. Echevarria | Management | For | For |
| 1.5 | Elect Director Scott Gottlieb | Management | For | For |
| 1.6 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.7 | Elect Director Susan Hockfield | Management | For | For |
| 1.8 | Elect Director Dan R. Littman | Management | For | For |
| 1.9 | Elect Director Shantanu Narayen | Management | For | For |
| 1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.11 | Elect Director James Quincey | Management | For | For |
| 1.12 | Elect Director James C. Smith | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Report on Political Contributions and Expenditures | Shareholder | Against | For |
| 6 | Report on Access to COVID-19 Products | Shareholder | Against | For |
| SALESFORCE.COM, INC. Meeting Date: JUN 10, 2021 Record Date: APR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CRM Security ID: 79466L302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc Benioff | Management | For | For |
| 1b | Elect Director Craig Conway | Management | For | For |
| 1c | Elect Director Parker Harris | Management | For | For |
| 1d | Elect Director Alan Hassenfeld | Management | For | For |
| 1e | Elect Director Neelie Kroes | Management | For | For |
| 1f | Elect Director Colin Powell | Management | For | For |
| 1g | Elect Director Sanford Robertson | Management | For | For |
| 1h | Elect Director John V. Roos | Management | For | For |
| 1i | Elect Director Robin Washington | Management | For | For |
| 1j | Elect Director Maynard Webb | Management | For | For |
| 1k | Elect Director Susan Wojcicki | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| THE COCA-COLA COMPANY Meeting Date: APR 20, 2021 Record Date: FEB 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KO Security ID: 191216100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Marc Bolland | Management | For | For |
| 1.3 | Elect Director Ana Botin | Management | For | For |
| 1.4 | Elect Director Christopher C. Davis | Management | For | For |
| 1.5 | Elect Director Barry Diller | Management | For | For |
| 1.6 | Elect Director Helene D. Gayle | Management | For | For |
| 1.7 | Elect Director Alexis M. Herman | Management | For | For |
| 1.8 | Elect Director Robert A. Kotick | Management | For | For |
| 1.9 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.10 | Elect Director James Quincey | Management | For | For |
| 1.11 | Elect Director Caroline J. Tsay | Management | For | For |
| 1.12 | Elect Director David B. Weinberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Report on Sugar and Public Health | Shareholder | Against | Against |
| THE HOME DEPOT, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HD Security ID: 437076102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Manuel Kadre | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | For |
| 5 | Report on Political Contributions Congruency Analysis | Shareholder | Against | For |
| 6 | Report on Prison Labor in the Supply Chain | Shareholder | Against | Against |
| THE PROCTER & GAMBLE COMPANY Meeting Date: OCT 13, 2020 Record Date: AUG 14, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PG Security ID: 742718109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Francis S. Blake | Management | For | For |
| 1b | Elect Director Angela F. Braly | Management | For | For |
| 1c | Elect Director Amy L. Chang | Management | For | For |
| 1d | Elect Director Joseph Jimenez | Management | For | For |
| 1e | Elect Director Debra L. Lee | Management | For | For |
| 1f | Elect Director Terry J. Lundgren | Management | For | For |
| 1g | Elect Director Christine M. McCarthy | Management | For | For |
| 1h | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1i | Elect Director Nelson Peltz | Management | For | For |
| 1j | Elect Director David S. Taylor | Management | For | For |
| 1k | Elect Director Margaret C. Whitman | Management | For | For |
| 1l | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Report on Efforts to Eliminate Deforestation | Shareholder | Against | For |
| 6 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | Shareholder | Against | For |
| THE WALT DISNEY COMPANY Meeting Date: MAR 09, 2021 Record Date: JAN 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DIS Security ID: 254687106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Safra A. Catz | Management | For | For |
| 1d | Elect Director Robert A. Chapek | Management | For | For |
| 1e | Elect Director Francis A. deSouza | Management | For | For |
| 1f | Elect Director Michael B.G. Froman | Management | For | For |
| 1g | Elect Director Robert A. Iger | Management | For | For |
| 1h | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1i | Elect Director Mark G. Parker | Management | For | For |
| 1j | Elect Director Derica W. Rice | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
| THERMO FISHER SCIENTIFIC INC. Meeting Date: MAY 19, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TMO Security ID: 883556102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc N. Casper | Management | For | For |
| 1b | Elect Director Nelson J. Chai | Management | For | For |
| 1c | Elect Director C. Martin Harris | Management | For | For |
| 1d | Elect Director Tyler Jacks | Management | For | For |
| 1e | Elect Director R. Alexandra Keith | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Jim P. Manzi | Management | For | For |
| 1h | Elect Director James C. Mullen | Management | For | For |
| 1i | Elect Director Lars R. Sorensen | Management | For | For |
| 1j | Elect Director Debora L. Spar | Management | For | For |
| 1k | Elect Director Scott M. Sperling | Management | For | For |
| 1l | Elect Director Dion J. Weisler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Provide Right to Call A Special Meeting | Shareholder | Against | For |
| UNITEDHEALTH GROUP INCORPORATED Meeting Date: JUN 07, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: UNH Security ID: 91324P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard T. Burke | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Stephen J. Hemsley | Management | For | For |
| 1d | Elect Director Michele J. Hooper | Management | For | For |
| 1e | Elect Director F. William McNabb, III | Management | For | For |
| 1f | Elect Director Valerie C. Montgomery Rice | Management | For | For |
| 1g | Elect Director John H. Noseworthy | Management | For | For |
| 1h | Elect Director Gail R. Wilensky | Management | For | For |
| 1i | Elect Director Andrew Witty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| VERIZON COMMUNICATIONS INC. Meeting Date: MAY 13, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VZ Security ID: 92343V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Shellye L. Archambeau | Management | For | For |
| 1b | Elect Director Roxanne S. Austin | Management | For | For |
| 1c | Elect Director Mark T. Bertolini | Management | For | For |
| 1d | Elect Director Melanie L. Healey | Management | For | For |
| 1e | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1f | Elect Director Daniel H. Schulman | Management | For | For |
| 1g | Elect Director Rodney E. Slater | Management | For | For |
| 1h | Elect Director Hans E. Vestberg | Management | For | For |
| 1i | Elect Director Gregory G. Weaver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Lower Ownership Threshold for Action by Written Consent | Shareholder | Against | For |
| 5 | Amend Senior Executive Compensation Clawback Policy | Shareholder | Against | For |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| VISA INC. Meeting Date: JAN 26, 2021 Record Date: NOV 27, 2020 Meeting Type: ANNUAL | ||||
| Ticker: V Security ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Ramon Laguarta | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Denise M. Morrison | Management | For | For |
| 1i | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1j | Elect Director Linda J. Rendle | Management | For | For |
| 1k | Elect Director John A. C. Swainson | Management | For | For |
| 1l | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Amend Principles of Executive Compensation Program | Shareholder | Against | Against |
| WALMART INC. Meeting Date: JUN 02, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WMT Security ID: 931142103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Cesar Conde | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Sarah J. Friar | Management | For | For |
| 1d | Elect Director Carla A. Harris | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Marissa A. Mayer | Management | For | For |
| 1g | Elect Director C. Douglas McMillon | Management | For | For |
| 1h | Elect Director Gregory B. Penner | Management | For | For |
| 1i | Elect Director Steven S Reinemund | Management | For | For |
| 1j | Elect Director Randall L. Stephenson | Management | For | For |
| 1k | Elect Director S. Robson Walton | Management | For | For |
| 1l | Elect Director Steuart L. Walton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Refrigerants Released from Operations | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Report on Alignment of Racial Justice Goals and Starting Wages | Shareholder | Against | For |
| 7 | Approve Creation of a Pandemic Workforce Advisory Council | Shareholder | Against | For |
| 8 | Review of Statement on the Purpose of a Corporation | Shareholder | Against | Against |
Principal U.S. Small-Cap Adaptive Multi-Factor ETF
| CARDTRONICS PLC Meeting Date: JUN 30, 2021 Record Date: MAY 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CATM Security ID: G1991C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Juli C. Spottiswood | Management | For | For |
| 1b | Elect Director Edward H. West | Management | For | For |
| 1c | Elect Director Rahul Gupta | Management | For | For |
| 2 | Ratify KPMG LLP (U.S.) as Auditors | Management | For | For |
| 3 | Reappoint KPMG LLP (U.K.) as Statutory Auditors | Management | For | For |
| 4 | Authorize Audit Committee to Fix Remuneration of UK Statutory Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote to Ratify Directors' Compensation Report | Management | For | For |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
Principal U.S. Small-Cap Multi-Factor ETF
| 1ST SOURCE CORPORATION Meeting Date: APR 22, 2021 Record Date: FEB 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SRCE Security ID: 336901103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tracy D. Graham | Management | For | For |
| 1b | Elect Director Ronda Shrewsbury Weybright | Management | For | For |
| 1c | Elect Director Melody Birmingham | Management | For | For |
| 1d | Elect Director Mark D. Schwabero | Management | For | Against |
| 2 | Ratify BKD LLP as Auditors | Management | For | For |
| ABM INDUSTRIES INCORPORATED Meeting Date: MAR 24, 2021 Record Date: JAN 27, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ABM Security ID: 000957100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda Chavez | Management | For | For |
| 1b | Elect Director Art A. Garcia | Management | For | For |
| 1c | Elect Director Jill M. Golder | Management | For | For |
| 1d | Elect Director Scott Salmirs | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ACADIA HEALTHCARE COMPANY, INC. Meeting Date: MAY 06, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ACHC Security ID: 00404A109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director E. Perot Bissell | Management | For | For |
| 1b | Elect Director Vicky B. Gregg | Management | For | For |
| 1c | Elect Director Debra K. Osteen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACCELERATE DIAGNOSTICS, INC. Meeting Date: MAY 07, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AXDX Security ID: 00430H102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas D. Brown | Management | For | Withhold |
| 1.2 | Elect Director Louise L. Francesconi | Management | For | Withhold |
| 1.3 | Elect Director Mark C. Miller | Management | For | For |
| 1.4 | Elect Director John Patience | Management | For | Withhold |
| 1.5 | Elect Director Jack Phillips | Management | For | For |
| 1.6 | Elect Director Jack Schuler | Management | For | For |
| 1.7 | Elect Director Matthew W. Strobeck | Management | For | For |
| 1.8 | Elect Director Frank J.M. ten Brink | Management | For | For |
| 1.9 | Elect Director Charles Watts | Management | For | Withhold |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| ACCO BRANDS CORPORATION Meeting Date: MAY 18, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ACCO Security ID: 00081T108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James A. Buzzard *Withdrawn Resolution* | Management | None | None |
| 1b | Elect Director Kathleen S. Dvorak | Management | For | For |
| 1c | Elect Director Boris Elisman | Management | For | For |
| 1d | Elect Director Pradeep Jotwani | Management | For | For |
| 1e | Elect Director Robert J. Keller | Management | For | For |
| 1f | Elect Director Thomas Kroeger | Management | For | For |
| 1g | Elect Director Ron Lombardi | Management | For | For |
| 1h | Elect Director Graciela I. Monteagudo | Management | For | For |
| 1i | Elect Director E. Mark Rajkowski | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ACCURAY INCORPORATED Meeting Date: NOV 20, 2020 Record Date: SEP 21, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ARAY Security ID: 004397105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Beverly A. Huss | Management | For | For |
| 1b | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| ACM RESEARCH, INC. Meeting Date: JUN 02, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ACMR Security ID: 00108J109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Haiping Dun | Management | For | Withhold |
| 1b | Elect Director Chenming C. Hu | Management | For | Withhold |
| 1c | Elect Director Tracy Liu | Management | For | Withhold |
| 1d | Elect Director David H. Wang | Management | For | Withhold |
| 1e | Elect Director Yinan Xiang | Management | For | Withhold |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Ratify BDO China Shu Lun Pan Certified Public Accountants LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ACUSHNET HOLDINGS CORP. Meeting Date: JUN 07, 2021 Record Date: APR 14, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GOLF Security ID: 005098108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Maher | Management | For | Withhold |
| 1.2 | Elect Director Yoon Soo (Gene) Yoon | Management | For | Withhold |
| 1.3 | Elect Director Jennifer Estabrook | Management | For | Withhold |
| 1.4 | Elect Director Gregory Hewett | Management | For | For |
| 1.5 | Elect Director Sean Sullivan | Management | For | For |
| 1.6 | Elect Director Steven Tishman | Management | For | For |
| 1.7 | Elect Director Walter (Wally) Uihlein | Management | For | Withhold |
| 1.8 | Elect Director Keun Chang (Kevin) Yoon | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ADAPTHEALTH CORP. Meeting Date: MAR 03, 2021 Record Date: JAN 04, 2021 Meeting Type: SPECIAL | ||||
| Ticker: AHCO Security ID: 00653Q102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Class A Common Stock Upon Conversion of Series C Preferred Stock | Management | For | For |
| ADMA BIOLOGICS, INC. Meeting Date: MAY 27, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ADMA Security ID: 000899104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Steven A. Elms | Management | For | For |
| 1b | Elect Director Adam S. Grossman | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| AFFILIATED MANAGERS GROUP, INC. Meeting Date: JUN 09, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AMG Security ID: 008252108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Karen L. Alvingham | Management | For | For |
| 1b | Elect Director Tracy A. Atkinson | Management | For | For |
| 1c | Elect Director Dwight D. Churchill | Management | For | For |
| 1d | Elect Director Jay C. Horgen | Management | For | For |
| 1e | Elect Director Reuben Jeffery, III | Management | For | For |
| 1f | Elect Director Felix V. Matos Rodriguez | Management | For | For |
| 1g | Elect Director Tracy P. Palandjian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AGENUS INC. Meeting Date: JUN 15, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AGEN Security ID: 00847G705 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Allison M. Jeynes-Ellis | Management | For | For |
| 1.2 | Elect Director Wadih Jordan | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| AGIOS PHARMACEUTICALS, INC. Meeting Date: MAR 25, 2021 Record Date: FEB 08, 2021 Meeting Type: SPECIAL | ||||
| Ticker: AGIO Security ID: 00847X104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Sale of Company Assets | Management | For | For |
| AGIOS PHARMACEUTICALS, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AGIO Security ID: 00847X104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kaye Foster | Management | For | For |
| 1.2 | Elect Director Maykin Ho | Management | For | For |
| 1.3 | Elect Director John M. Maraganore | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AIR LEASE CORPORATION Meeting Date: MAY 05, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AL Security ID: 00912X302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Matthew J. Hart | Management | For | For |
| 1b | Elect Director Cheryl Gordon Krongard | Management | For | For |
| 1c | Elect Director Marshall O. Larsen | Management | For | For |
| 1d | Elect Director Susan McCaw | Management | For | For |
| 1e | Elect Director Robert A. Milton | Management | For | For |
| 1f | Elect Director John L. Plueger | Management | For | For |
| 1g | Elect Director Ian M. Saines | Management | For | For |
| 1h | Elect Director Steven F. Udvar-Hazy | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AKEBIA THERAPEUTICS, INC. Meeting Date: JUN 02, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AKBA Security ID: 00972D105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven C. Gilman | Management | For | Withhold |
| 1.2 | Elect Director Cynthia Smith | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ALBANY INTERNATIONAL CORP. Meeting Date: MAY 13, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AIN Security ID: 012348108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christine L. Standish | Management | For | For |
| 1.2 | Elect Director Erland E. Kailbourne | Management | For | For |
| 1.3 | Elect Director John R. Scannell | Management | For | For |
| 1.4 | Elect Director Katharine L. Plourde | Management | For | For |
| 1.5 | Elect Director A. William Higgins | Management | For | For |
| 1.6 | Elect Director Kenneth W. Krueger | Management | For | For |
| 1.7 | Elect Director Lee C. Wortham | Management | For | For |
| 1.8 | Elect Director Mark J. Murphy | Management | For | For |
| 1.9 | Elect Director J. Michael McQuade | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ALEXANDER & BALDWIN, INC. Meeting Date: APR 27, 2021 Record Date: FEB 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ALEX Security ID: 014491104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher J. Benjamin | Management | For | For |
| 1.2 | Elect Director Diana M. Laing | Management | For | For |
| 1.3 | Elect Director John T. Leong | Management | For | For |
| 1.4 | Elect Director Thomas A. Lewis, Jr. | Management | For | For |
| 1.5 | Elect Director Douglas M. Pasquale | Management | For | For |
| 1.6 | Elect Director Michele K. Saito | Management | For | For |
| 1.7 | Elect Director Eric K. Yeaman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| ALEXANDER'S, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ALX Security ID: 014752109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David M. Mandelbaum | Management | For | Withhold |
| 1.2 | Elect Director Arthur I. Sonnenblick | Management | For | For |
| 1.3 | Elect Director Richard R. West | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ALKERMES PLC Meeting Date: JUN 14, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ALKS Security ID: G01767105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Daglio, Jr. | Management | For | For |
| 1.2 | Elect Director Nancy L. Snyderman | Management | For | For |
| 1.3 | Elect Director Frank Anders 'Andy' Wilson | Management | For | For |
| 1.4 | Elect Director Nancy J. Wysenski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| ALLEGIANT TRAVEL COMPANY Meeting Date: AUG 04, 2020 Record Date: JUN 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ALGT Security ID: 01748X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Maurice J. Gallagher, Jr. | Management | For | For |
| 1B | Elect Director Montie Brewer | Management | For | For |
| 1C | Elect Director Gary Ellmer | Management | For | For |
| 1D | Elect Director Ponder Harrison | Management | For | For |
| 1E | Elect Director Linda A. Marvin | Management | For | For |
| 1F | Elect Director Charles W. Pollard | Management | For | For |
| 1G | Elect Director John Redmond | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ALLEGIANT TRAVEL COMPANY Meeting Date: JUN 23, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ALGT Security ID: 01748X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Maurice J. Gallagher, Jr. | Management | For | For |
| 1b | Elect Director Montie Brewer | Management | For | For |
| 1c | Elect Director Gary Ellmer | Management | For | For |
| 1d | Elect Director Ponder Harrison | Management | For | For |
| 1e | Elect Director Linda A. Marvin | Management | For | For |
| 1f | Elect Director Charles W. Pollard | Management | For | For |
| 1g | Elect Director John Redmond | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ALLETE, INC. Meeting Date: MAY 11, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ALE Security ID: 018522300 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kathryn W. Dindo | Management | For | For |
| 1b | Elect Director George G. Goldfarb | Management | For | For |
| 1c | Elect Director James J. Hoolihan | Management | For | For |
| 1d | Elect Director Heidi E. Jimmerson | Management | For | For |
| 1e | Elect Director Madeleine W. Ludlow | Management | For | For |
| 1f | Elect Director Susan K. Nestegard | Management | For | For |
| 1g | Elect Director Douglas C. Neve | Management | For | For |
| 1h | Elect Director Barbara A. Nick | Management | For | For |
| 1i | Elect Director Bethany M. Owen | Management | For | For |
| 1j | Elect Director Robert P. Powers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALLIANCE DATA SYSTEMS CORPORATION Meeting Date: MAY 27, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ADS Security ID: 018581108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ralph J. Andretta | Management | For | For |
| 1.2 | Elect Director Roger H. Ballou | Management | For | For |
| 1.3 | Elect Director John C. Gerspach, Jr. | Management | For | For |
| 1.4 | Elect Director Karin J. Kimbrough | Management | For | For |
| 1.5 | Elect Director Rajesh Natarajan | Management | For | For |
| 1.6 | Elect Director Timothy J. Theriault | Management | For | For |
| 1.7 | Elect Director Laurie A. Tucker | Management | For | For |
| 1.8 | Elect Director Sharen J. Turney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. Meeting Date: MAY 25, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MDRX Security ID: 01988P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Elizabeth A. Altman | Management | For | For |
| 1b | Elect Director Mara G. Aspinall | Management | For | For |
| 1c | Elect Director Paul M. Black | Management | For | For |
| 1d | Elect Director P. Gregory Garrison | Management | For | For |
| 1e | Elect Director Jonathan J. Judge | Management | For | For |
| 1f | Elect Director Michael A. Klayko | Management | For | For |
| 1g | Elect Director Dave B. Stevens | Management | For | For |
| 1h | Elect Director David D. Stevens | Management | For | For |
| 1i | Elect Director Carol J. Zierhoffer | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ALPHA AND OMEGA SEMICONDUCTOR LIMITED Meeting Date: NOV 12, 2020 Record Date: SEP 15, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AOSL Security ID: G6331P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mike F. Chang | Management | For | For |
| 1.2 | Elect Director Yueh-Se Ho | Management | For | For |
| 1.3 | Elect Director Lucas S. Chang | Management | For | For |
| 1.4 | Elect Director Claudia Chen | Management | For | For |
| 1.5 | Elect Director King Owyang | Management | For | For |
| 1.6 | Elect Director Michael L. Pfeiffer | Management | For | For |
| 1.7 | Elect Director Michael J. Salameh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Remove the Imposition of Maximum Number of Directors on the Board and Authorize Board to Fill Vacancies | Management | For | For |
| 4 | Approve BDO USA, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ALTRA INDUSTRIAL MOTION CORP. Meeting Date: APR 27, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AIMC Security ID: 02208R106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carl R. Christenson | Management | For | For |
| 1.2 | Elect Director Lyle G. Ganske | Management | For | For |
| 1.3 | Elect Director J. Scott Hall | Management | For | For |
| 1.4 | Elect Director Nicole Parent Haughey | Management | For | For |
| 1.5 | Elect Director Margot L. Hoffman | Management | For | For |
| 1.6 | Elect Director Thomas W. Swidarski | Management | For | For |
| 1.7 | Elect Director James H. Woodward, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMC ENTERTAINMENT HOLDINGS, INC. Meeting Date: JUL 29, 2020 Record Date: JUN 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AMC Security ID: 00165C104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2a.1 | Elect Director Adam M. Aron | Management | For | Withhold |
| 2a.2 | Elect Director Howard W. "Hawk" Koch | Management | For | Withhold |
| 2a.3 | Elect Director Philip Lader | Management | For | Withhold |
| 2a.4 | Elect Director Gary F. Locke | Management | For | Withhold |
| 2a.5 | Elect Director Kathleen M. Pawlus | Management | For | For |
| 2a.6 | Elect Director Anthony J. Saich | Management | For | Withhold |
| 2a.7 | Elect Director Adam J. Sussman | Management | For | For |
| 2a.8 | Elect Director Lee E. Wittlinger | Management | For | Withhold |
| 2a.9 | Elect Director Maojun (John) Zeng | Management | For | Withhold |
| 2a.10 | Elect Director Lin (Lincoln) Zhang | Management | For | Withhold |
| 2b.1 | Elect Director Gary F. Locke | Management | For | Withhold |
| 2b.2 | Elect Director Kathleen M. Pawlus | Management | For | For |
| 2b.3 | Elect Director Anthony J. Saich | Management | For | Withhold |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| AMC NETWORKS INC. Meeting Date: JUN 16, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AMCX Security ID: 00164V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leonard Tow | Management | For | For |
| 1.2 | Elect Director David E. Van Zandt | Management | For | For |
| 1.3 | Elect Director Carl E. Vogel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| AMERICAN NATIONAL GROUP, INC. Meeting Date: APR 22, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ANAT Security ID: 02772A109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William C. Ansell | Management | For | For |
| 1.2 | Elect Director Arthur O. Dummer | Management | For | For |
| 1.3 | Elect Director Irwin M. Herz, Jr. | Management | For | For |
| 1.4 | Elect Director E. Douglas McLeod | Management | For | For |
| 1.5 | Elect Director Frances A. Moody-Dahlberg | Management | For | For |
| 1.6 | Elect Director Ross R. Moody | Management | For | For |
| 1.7 | Elect Director James P. Payne | Management | For | For |
| 1.8 | Elect Director E. J. "Jere" Pederson | Management | For | For |
| 1.9 | Elect Director James E. Pozzi | Management | For | For |
| 1.10 | Elect Director James D. Yarbrough | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| AMERICAN SOFTWARE, INC. Meeting Date: AUG 19, 2020 Record Date: JUL 02, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AMSWA Security ID: 029683109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lizanne Thomas | Management | For | For |
| 1b | Elect Director James B. Miller, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMERICAN WOODMARK CORPORATION Meeting Date: AUG 20, 2020 Record Date: JUN 19, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AMWD Security ID: 030506109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew B. Cogan | Management | For | For |
| 1.2 | Elect Director James G. Davis, Jr. | Management | For | For |
| 1.3 | Elect Director S. Cary Dunston *Withdrawn Resolution* | Management | None | None |
| 1.4 | Elect Director Martha M. Hayes | Management | For | For |
| 1.5 | Elect Director Daniel T. Hendrix | Management | For | For |
| 1.6 | Elect Director Carol B. Moerdyk | Management | For | For |
| 1.7 | Elect Director Vance W. Tang | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMERIS BANCORP Meeting Date: JUN 10, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ABCB Security ID: 03076K108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William I. Bowen, Jr. | Management | For | For |
| 1.2 | Elect Director Rodney D. Bullard | Management | For | For |
| 1.3 | Elect Director Wm. Millard Choate | Management | For | For |
| 1.4 | Elect Director R. Dale Ezzell | Management | For | For |
| 1.5 | Elect Director Leo J. Hill | Management | For | For |
| 1.6 | Elect Director Daniel B. Jeter | Management | For | For |
| 1.7 | Elect Director Robert P. Lynch | Management | For | For |
| 1.8 | Elect Director Elizabeth A. McCague | Management | For | For |
| 1.9 | Elect Director James B. Miller, Jr. | Management | For | For |
| 1.10 | Elect Director Gloria A. O'Neal | Management | For | For |
| 1.11 | Elect Director H. Palmer Proctor, Jr. | Management | For | For |
| 1.12 | Elect Director William H. Stern | Management | For | For |
| 1.13 | Elect Director Jimmy D. Veal | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| AMNEAL PHARMACEUTICALS, INC. Meeting Date: MAY 05, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AMRX Security ID: 03168L105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Emily Peterson Alva | Management | For | For |
| 1b | Elect Director J. Kevin Buchi | Management | For | Against |
| 1c | Elect Director Jeff George | Management | For | Against |
| 1d | Elect Director John Kiely | Management | For | Against |
| 1e | Elect Director Paul Meister | Management | For | Against |
| 1f | Elect Director Ted Nark | Management | For | Against |
| 1g | Elect Director Chintu Patel | Management | For | For |
| 1h | Elect Director Chirag Patel | Management | For | For |
| 1i | Elect Director Gautam Patel | Management | For | For |
| 1j | Elect Director Shlomo Yanai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Charter to Remove References to Class B-1 Common Stock | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AMYRIS, INC. Meeting Date: AUG 14, 2020 Record Date: JUN 17, 2020 Meeting Type: SPECIAL | ||||
| Ticker: AMRS Security ID: 03236M200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Common Stock Upon Exercise by Foris Ventures, LLC of Its Option to Convert All or Portion of Its Outstanding Secured Indebtedness Under the Loan Agreement Amendment | Management | For | For |
| 2 | Approve Issuance of Common Stock Upon Conversion of Series E Convertible Preferred Stock | Management | For | For |
| AMYRIS, INC. Meeting Date: MAY 28, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AMRS Security ID: 03236M200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip Eykerman | Management | For | Withhold |
| 1.2 | Elect Director Frank Kung | Management | For | Withhold |
| 1.3 | Elect Director John Melo | Management | For | For |
| 1.4 | Elect Director Julie Spencer Washington | Management | For | For |
| 2 | Ratify Macias Gini & O'Connell LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| ANGIODYNAMICS, INC. Meeting Date: OCT 13, 2020 Record Date: AUG 21, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ANGO Security ID: 03475V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eileen O. Auen | Management | For | For |
| 1.2 | Elect Director James C. Clemmer | Management | For | For |
| 1.3 | Elect Director Howard W. Donnelly | Management | For | For |
| 1.4 | Elect Director Jan Stern Reed | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ANI PHARMACEUTICALS, INC. Meeting Date: JUN 02, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ANIP Security ID: 00182C103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert E. Brown, Jr. | Management | For | For |
| 1.2 | Elect Director Thomas Haughey | Management | For | For |
| 1.3 | Elect Director Nikhil Lalwani | Management | For | For |
| 1.4 | Elect Director David B. Nash | Management | For | For |
| 1.5 | Elect Director Antonio R. Pera | Management | For | For |
| 1.6 | Elect Director Jeanne A. Thoma | Management | For | For |
| 1.7 | Elect Director Patrick D. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| 4 | Issue Shares in Connection with Acquisition | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| ANIKA THERAPEUTICS, INC. Meeting Date: JUN 16, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ANIK Security ID: 035255108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen O. Richard | Management | For | For |
| 1b | Elect Director Jeffery S. Thompson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ANTERO MIDSTREAM CORPORATION Meeting Date: JUN 16, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AM Security ID: 03676B102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael N. Kennedy | Management | For | For |
| 1.2 | Elect Director Brooks J. Klimley | Management | For | Withhold |
| 1.3 | Elect Director John C. Mollenkopf | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| APOGEE ENTERPRISES, INC. Meeting Date: JUN 23, 2021 Record Date: APR 28, 2021 Meeting Type: ANNUAL | ||||
| Ticker: APOG Security ID: 037598109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Christina M. Alvord | Management | For | For |
| 1b | Elect Director Herbert K. Parker | Management | For | For |
| 1c | Elect Director Ty R. Silberhorn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| APPLIED INDUSTRIAL TECHNOLOGIES, INC. Meeting Date: OCT 27, 2020 Record Date: AUG 28, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AIT Security ID: 03820C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Pagano, Jr. | Management | For | For |
| 1.2 | Elect Director Neil A. Schrimsher | Management | For | For |
| 1.3 | Elect Director Peter C. Wallace | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ARCH RESOURCES, INC. Meeting Date: APR 29, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ARCH Security ID: 03940R107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick J. Bartels, Jr. | Management | For | For |
| 1.2 | Elect Director James N. Chapman | Management | For | For |
| 1.3 | Elect Director John W. Eaves | Management | For | For |
| 1.4 | Elect Director Holly Keller Koeppel | Management | For | For |
| 1.5 | Elect Director Patrick A. Kriegshauser | Management | For | For |
| 1.6 | Elect Director Paul A. Lang | Management | For | For |
| 1.7 | Elect Director Richard A. Navarre | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| ARCHROCK, INC. Meeting Date: APR 28, 2021 Record Date: MAR 03, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AROC Security ID: 03957W106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anne-Marie N. Ainsworth | Management | For | For |
| 1.2 | Elect Director D. Bradley Childers | Management | For | For |
| 1.3 | Elect Director Gordon T. Hall | Management | For | For |
| 1.4 | Elect Director Frances Powell Hawes | Management | For | For |
| 1.5 | Elect Director J.W.G. 'Will' Honeybourne | Management | For | For |
| 1.6 | Elect Director James H. Lytal | Management | For | For |
| 1.7 | Elect Director Leonard W. Mallett | Management | For | For |
| 1.8 | Elect Director Jason C. Rebrook | Management | For | For |
| 1.9 | Elect Director Edmund P. Segner, III | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ARCOSA, INC. Meeting Date: MAY 04, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ACA Security ID: 039653100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Joseph Alvarado | Management | For | For |
| 1b | Elect Director Jeffrey A. Craig | Management | For | For |
| 1c | Elect Director John W. Lindsay | Management | For | For |
| 1d | Elect Director Rhys J. Best | Management | For | For |
| 1e | Elect Director David W. Biegler | Management | For | For |
| 1f | Elect Director Antonio Carrillo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ARDELYX, INC. Meeting Date: JUN 16, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ARDX Security ID: 039697107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William Bertrand, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Onaiza Cadoret-Manier | Management | For | Withhold |
| 1.3 | Elect Director Jan Lundberg | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ARVINAS, INC. Meeting Date: JUN 08, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ARVN Security ID: 04335A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wendy Dixon | Management | For | Withhold |
| 1.2 | Elect Director Edward Kennedy, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Bradley Margus | Management | For | Withhold |
| 1.4 | Elect Director Briggs Morrison | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ASGN INCORPORATED Meeting Date: JUN 17, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ASGN Security ID: 00191U102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph W. Dyer | Management | For | For |
| 1.2 | Elect Director Mariel A. Joliet | Management | For | For |
| 1.3 | Elect Director Marty R. Kittrell | Management | For | For |
| 1.4 | Elect Director Carol Lindstrom | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ASSOCIATED BANC-CORP Meeting Date: APR 27, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ASB Security ID: 045487105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director Philip B. Flynn | Management | For | For |
| 1.3 | Elect Director R. Jay Gerken | Management | For | For |
| 1.4 | Elect Director Judith P. Greffin | Management | For | For |
| 1.5 | Elect Director Michael J. Haddad | Management | For | For |
| 1.6 | Elect Director Robert A. Jeffe | Management | For | For |
| 1.7 | Elect Director Eileen A. Kamerick | Management | For | For |
| 1.8 | Elect Director Gale E. Klappa | Management | For | For |
| 1.9 | Elect Director Cory L. Nettles | Management | For | For |
| 1.10 | Elect Director Karen T. van Lith | Management | For | For |
| 1.11 | Elect Director John (Jay) B. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ATLANTIC UNION BANKSHARES CORPORTATION Meeting Date: MAY 04, 2021 Record Date: MAR 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AUB Security ID: 04911A107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas P. Rohman | Management | For | For |
| 1.2 | Elect Director Thomas G. Snead, Jr. | Management | For | For |
| 1.3 | Elect Director Ronald L. Tillett | Management | For | For |
| 1.4 | Elect Director Keith L. Wampler | Management | For | For |
| 1.5 | Elect Director F. Blair Wimbush | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ATRION CORPORATION Meeting Date: MAY 21, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ATRI Security ID: 049904105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Preston G. Athey | Management | For | For |
| 1b | Elect Director Hugh J. Morgan, Jr. | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AUDACY, INC. Meeting Date: MAY 14, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AUD Security ID: 293639100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David Levy | Management | For | For |
| 2.1 | Elect Director Louise C. Kramer | Management | For | For |
| 2.2 | Elect Director Susan K. Neely | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| AVIDITY BIOSCIENCES, INC. Meeting Date: JUN 16, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RNA Security ID: 05370A108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carsten Boess | Management | For | Withhold |
| 1.2 | Elect Director Sarah Boyce | Management | For | Withhold |
| 1.3 | Elect Director Troy Wilson | Management | For | Withhold |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| AVIENT CORPORATION Meeting Date: MAY 13, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AVNT Security ID: 05368V106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert E. Abernathy | Management | For | For |
| 1.2 | Elect Director Richard H. Fearon | Management | For | For |
| 1.3 | Elect Director Gregory J. Goff | Management | For | For |
| 1.4 | Elect Director William R. Jellison | Management | For | For |
| 1.5 | Elect Director Sandra Beach Lin | Management | For | For |
| 1.6 | Elect Director Kim Ann Mink | Management | For | For |
| 1.7 | Elect Director Robert M. Patterson | Management | For | For |
| 1.8 | Elect Director Kerry J. Preete | Management | For | For |
| 1.9 | Elect Director Patricia Verduin | Management | For | For |
| 1.10 | Elect Director William A. Wulfsohn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AVISTA CORPORATION Meeting Date: MAY 11, 2021 Record Date: MAR 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AVA Security ID: 05379B107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kristianne Blake | Management | For | For |
| 1b | Elect Director Donald C. Burke | Management | For | For |
| 1c | Elect Director Rebecca A. Klein | Management | For | For |
| 1d | Elect Director Sena M. Kwawu | Management | For | For |
| 1e | Elect Director Scott H. Maw | Management | For | For |
| 1f | Elect Director Scott L. Morris | Management | For | For |
| 1g | Elect Director Jeffry L. Philipps | Management | For | For |
| 1h | Elect Director Heidi B. Stanley | Management | For | For |
| 1i | Elect Director R. John Taylor | Management | For | For |
| 1j | Elect Director Dennis P. Vermillion | Management | For | For |
| 1k | Elect Director Janet D. Widmann | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AVNET, INC. Meeting Date: NOV 17, 2020 Record Date: SEP 18, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AVT Security ID: 053807103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director Carlo Bozotti | Management | For | For |
| 1c | Elect Director Michael A. Bradley | Management | For | For |
| 1d | Elect Director Brenda L. Freeman | Management | For | For |
| 1e | Elect Director Jo Ann Jenkins | Management | For | For |
| 1f | Elect Director Oleg Khaykin | Management | For | For |
| 1g | Elect Director James A. Lawrence | Management | For | For |
| 1h | Elect Director Avid Modjtabai | Management | For | For |
| 1i | Elect Director Adalio T. Sanchez | Management | For | For |
| 1j | Elect Director William H. Schumann, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| AYTU BIOPHARMA, INC. Meeting Date: MAY 21, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AYTU Security ID: 054754874 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joshua R. Disbrow | Management | For | For |
| 1.2 | Elect Director Gary V. Cantrell | Management | For | Withhold |
| 1.3 | Elect Director Carl C. Dockery | Management | For | Withhold |
| 1.4 | Elect Director John Donofrio, Jr. | Management | For | Withhold |
| 1.5 | Elect Director Michael Macaluso | Management | For | Withhold |
| 1.6 | Elect Director Beth Hecht | Management | For | For |
| 1.7 | Elect Director Steven J. Boyd | Management | For | For |
| 1.8 | Elect Director Jerry McLaughlin | Management | For | For |
| 2 | Ratify Plante & Moran, PLLC as Auditors | Management | For | For |
| AYTU BIOSCIENCE, INC. Meeting Date: MAR 18, 2021 Record Date: FEB 05, 2021 Meeting Type: SPECIAL | ||||
| Ticker: AYTU Security ID: 054754874 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Change Company Name to Aytu Biopharma, Inc. | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| AZZ INC. Meeting Date: JUL 08, 2020 Record Date: MAY 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AZZ Security ID: 002474104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel E. Berce | Management | For | For |
| 1.2 | Elect Director Paul Eisman | Management | For | For |
| 1.3 | Elect Director Daniel R. Feehan | Management | For | For |
| 1.4 | Elect Director Thomas E. Ferguson | Management | For | For |
| 1.5 | Elect Director Kevern R. Joyce | Management | For | For |
| 1.6 | Elect Director Venita McCellon-Allen | Management | For | For |
| 1.7 | Elect Director Ed McGough | Management | For | For |
| 1.8 | Elect Director Steven R. Purvis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditor | Management | For | For |
| B&G FOODS, INC. Meeting Date: MAY 18, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BGS Security ID: 05508R106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director DeAnn L. Brunts | Management | For | For |
| 1.2 | Elect Director Debra Martin Chase | Management | For | For |
| 1.3 | Elect Director Charles F. Marcy | Management | For | For |
| 1.4 | Elect Director Robert D. Mills | Management | For | For |
| 1.5 | Elect Director Dennis M. Mullen | Management | For | For |
| 1.6 | Elect Director Cheryl M. Palmer | Management | For | For |
| 1.7 | Elect Director Alfred Poe | Management | For | For |
| 1.8 | Elect Director Stephen C. Sherrill | Management | For | For |
| 1.9 | Elect Director David L. Wenner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| B. RILEY FINANCIAL, INC. Meeting Date: MAY 27, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RILY Security ID: 05580M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bryant R. Riley | Management | For | For |
| 1.2 | Elect Director Thomas J. Kelleher | Management | For | For |
| 1.3 | Elect Director Robert L. Antin | Management | For | For |
| 1.4 | Elect Director Robert D'Agostino | Management | For | Against |
| 1.5 | Elect Director Randall E. Paulson | Management | For | For |
| 1.6 | Elect Director Michael J. Sheldon | Management | For | For |
| 1.7 | Elect Director Mimi K. Walters | Management | For | For |
| 1.8 | Elect Director Mikel H. Williams | Management | For | Against |
| 2 | Ratify Marcum LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| BADGER METER, INC. Meeting Date: APR 30, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BMI Security ID: 056525108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Todd A. Adams | Management | For | For |
| 1.2 | Elect Director Kenneth C. Bockhorst | Management | For | For |
| 1.3 | Elect Director Gale E. Klappa | Management | For | For |
| 1.4 | Elect Director Gail A. Lione | Management | For | For |
| 1.5 | Elect Director James W. McGill | Management | For | For |
| 1.6 | Elect Director Tessa M. Myers | Management | For | For |
| 1.7 | Elect Director James F. Stern | Management | For | For |
| 1.8 | Elect Director Glen E. Tellock | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Board Diversity | Shareholder | Against | For |
| BALLY'S CORPORATION Meeting Date: MAY 18, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BALY Security ID: 05875B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Terrence Downey | Management | For | Against |
| 1b | Elect Director Jaymin B. Patel | Management | For | For |
| 1c | Elect Director Wanda Y. Wilson | Management | For | Against |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Authorize New Class of Preferred Stock | Management | For | Against |
| 4 | Amend Certificate of Incorporation to Include New Jersey Gaming Law Requirements | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Deloitte and Touche, LLP as Auditors | Management | For | For |
| BALLY'S CORPORATION Meeting Date: JUN 30, 2021 Record Date: MAY 17, 2021 Meeting Type: SPECIAL | ||||
| Ticker: BALY Security ID: 05875B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| BANCORPSOUTH BANK Meeting Date: APR 28, 2021 Record Date: MAR 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BXS Security ID: 05971J102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charlotte N. Corley | Management | For | For |
| 1.2 | Elect Director Keith J. Jackson | Management | For | For |
| 1.3 | Elect Director Larry G. Kirk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BKD, LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| BANDWIDTH INC. Meeting Date: MAY 20, 2021 Record Date: MAR 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BAND Security ID: 05988J103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian D. Bailey | Management | For | Withhold |
| 1.2 | Elect Director Lukas M. Roush | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BANK OF HAWAII CORPORATION Meeting Date: APR 30, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BOH Security ID: 062540109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director S. Haunani Apoliona | Management | For | For |
| 1.2 | Elect Director Mark A. Burak | Management | For | For |
| 1.3 | Elect Director John C. Erickson | Management | For | For |
| 1.4 | Elect Director Joshua D. Feldman | Management | For | For |
| 1.5 | Elect Director Peter S. Ho | Management | For | For |
| 1.6 | Elect Director Michelle E. Hulst | Management | For | For |
| 1.7 | Elect Director Kent T. Lucien | Management | For | For |
| 1.8 | Elect Director Alicia E. Moy | Management | For | For |
| 1.9 | Elect Director Victor K. Nichols | Management | For | For |
| 1.10 | Elect Director Barbara J. Tanabe | Management | For | For |
| 1.11 | Elect Director Dana M. Tokioka | Management | For | For |
| 1.12 | Elect Director Raymond P. Vara, Jr. | Management | For | For |
| 1.13 | Elect Director Robert W. Wo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BANK OZK Meeting Date: MAY 03, 2021 Record Date: FEB 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OZK Security ID: 06417N103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicholas Brown | Management | For | For |
| 1.2 | Elect Director Paula Cholmondeley | Management | For | For |
| 1,3 | Elect Director Beverly Cole | Management | For | For |
| 1.4 | Elect Director Robert East | Management | For | For |
| 1.5 | Elect Director Kathleen Franklin | Management | For | For |
| 1.6 | Elect Director Catherine B. Freedberg | Management | For | For |
| 1.7 | Elect Director Jeffrey Gearhart | Management | For | For |
| 1.8 | Elect Director George Gleason | Management | For | For |
| 1.9 | Elect Director Peter Kenny | Management | For | For |
| 1.10 | Elect Director William A. Koefoed, Jr. | Management | For | For |
| 1.11 | Elect Director Christopher Orndorff | Management | For | For |
| 1.12 | Elect Director Steven Sadoff | Management | For | For |
| 1.13 | Elect Director Ross Whipple | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| BANKUNITED, INC. Meeting Date: MAY 25, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BKU Security ID: 06652K103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rajinder P. Singh | Management | For | For |
| 1.2 | Elect Director Tere Blanca | Management | For | For |
| 1.3 | Elect Director John N. DiGiacomo | Management | For | For |
| 1.4 | Elect Director Michael J. Dowling | Management | For | For |
| 1.5 | Elect Director Douglas J. Pauls | Management | For | For |
| 1.6 | Elect Director A. Gail Prudenti | Management | For | For |
| 1.7 | Elect Director William S. Rubenstein | Management | For | For |
| 1.8 | Elect Director Sanjiv Sobti | Management | For | For |
| 1.9 | Elect Director Lynne Wines | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BANNER CORPORATION Meeting Date: APR 28, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BANR Security ID: 06652V208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roberto R. Herencia | Management | For | For |
| 1.2 | Elect Director John R. Layman | Management | For | For |
| 1.3 | Elect Director Kevin F. Riordan | Management | For | For |
| 1.4 | Elect Director Terry Schwakopf | Management | For | For |
| 1.5 | Elect Director Ellen R.M. Boyer | Management | For | For |
| 1.6 | Elect Director David I. Matson | Management | For | For |
| 1.7 | Elect Director John Pedersen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| BARNES GROUP INC. Meeting Date: MAY 07, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: B Security ID: 067806109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas O. Barnes | Management | For | For |
| 1b | Elect Director Elijah K. Barnes | Management | For | For |
| 1c | Elect Director Patrick J. Dempsey | Management | For | For |
| 1d | Elect Director Richard J. Hipple | Management | For | For |
| 1e | Elect Director Thomas J. Hook | Management | For | For |
| 1f | Elect Director Daphne E. Jones | Management | For | For |
| 1g | Elect Director Mylle H. Mangum | Management | For | For |
| 1h | Elect Director Hans-Peter Manner | Management | For | For |
| 1i | Elect Director William J. Morgan | Management | For | For |
| 1j | Elect Director Anthony V. Nicolosi | Management | For | For |
| 1k | Elect Director JoAnna L. Sohovich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| BARRETT BUSINESS SERVICES, INC. Meeting Date: JUN 02, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BBSI Security ID: 068463108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas J. Carley | Management | For | For |
| 1.2 | Elect Director Thomas B. Cusick | Management | For | For |
| 1.3 | Elect Director Diane L. Dewbrey | Management | For | For |
| 1.4 | Elect Director James B. Hicks | Management | For | For |
| 1.5 | Elect Director Jon L. Justesen | Management | For | For |
| 1.6 | Elect Director Gary E. Kramer | Management | For | For |
| 1.7 | Elect Director Anthony Meeker | Management | For | For |
| 1.8 | Elect Director Carla A. Moradi | Management | For | For |
| 1.9 | Elect Director Vincent P. Price | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| BELDEN INC. Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BDC Security ID: 077454106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David J. Aldrich | Management | For | For |
| 1.2 | Elect Director Lance C. Balk | Management | For | For |
| 1.3 | Elect Director Steven W. Berglund | Management | For | For |
| 1.4 | Elect Director Diane D. Brink | Management | For | For |
| 1.5 | Elect Director Judy L. Brown | Management | For | For |
| 1.6 | Elect Director Nancy Calderon | Management | For | For |
| 1.7 | Elect Director Bryan C. Cressey | Management | For | For |
| 1.8 | Elect Director Jonathan C. Klein | Management | For | For |
| 1.9 | Elect Director George E. Minnich | Management | For | For |
| 1.10 | Elect Director Roel Vestjens | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| BERKSHIRE HILLS BANCORP, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BHLB Security ID: 084680107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Baye Adofo-Wilson | Management | For | For |
| 1.2 | Elect Director Deborah P. Bailey | Management | For | For |
| 1.3 | Elect Director Rheo A. Brouillard | Management | For | For |
| 1.4 | Elect Director David M. Brunelle | Management | For | For |
| 1.5 | Elect Director Robert M. Curley | Management | For | For |
| 1.6 | Elect Director John B. Davies | Management | For | For |
| 1.7 | Elect Director J. Williar Dunlaevy | Management | For | For |
| 1.8 | Elect Director William H. Hughes, III | Management | For | For |
| 1.9 | Elect Director Sylvia Maxfield | Management | For | For |
| 1.10 | Elect Director Nitin J. Mhatre | Management | For | For |
| 1.11 | Elect Director Laurie Norton Moffatt | Management | For | For |
| 1.12 | Elect Director Jonathan I. Shulman | Management | For | For |
| 1.13 | Elect Director Michael A. Zaitzeff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| BG STAFFING, INC. Meeting Date: NOV 03, 2020 Record Date: SEP 04, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BGSF Security ID: 05544A109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. David Allen, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Douglas E. Hailey | Management | For | Withhold |
| 2 | Ratify Whitley Penn LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BIG LOTS, INC. Meeting Date: MAY 26, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BIG Security ID: 089302103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sandra Campos | Management | For | For |
| 1.2 | Elect Director James R. Chambers | Management | For | For |
| 1.3 | Elect Director Sebastian J. DiGrande | Management | For | For |
| 1.4 | Elect Director Marla C. Gottschalk | Management | For | For |
| 1.5 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.6 | Elect Director Thomas A. Kingsbury | Management | For | For |
| 1.7 | Elect Director Christopher J. McCormick | Management | For | For |
| 1.8 | Elect Director Kimberley A. Newton | Management | For | For |
| 1.9 | Elect Director Nancy A. Reardon | Management | For | For |
| 1.10 | Elect Director Wendy L. Schoppert | Management | For | For |
| 1.11 | Elect Director Bruce K. Thorn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| BIODELIVERY SCIENCES INTERNATIONAL, INC. Meeting Date: JUL 23, 2020 Record Date: JUN 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BDSI Security ID: 09060J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratification of Declassification and Adoption of Majority Voting for Director Elections | Management | For | For |
| 2aa | Elect Director Peter S. Greenleaf | Management | For | For |
| 2ab | Elect Director Todd C. Davis | Management | For | For |
| 2ac | Elect Director Mark A. Sirgo | Management | For | For |
| 2ad | Elect Director Kevin Kotler | Management | For | For |
| 2ae | Elect Director William Mark Watson | Management | For | For |
| 2af | Elect Director Vanila Singh | Management | For | For |
| 2ag | Elect Director Jeffrey Bailey | Management | For | For |
| 2ba | Elect Director Peter S. Greenleaf | Management | For | For |
| 2bb | Elect Director Todd C. Davis | Management | For | For |
| 2bc | Elect Director Mark A. Sirgo | Management | For | For |
| 2bd | Elect Director Kevin Kotler | Management | For | For |
| 2be | Elect Director William Mark Watson | Management | For | For |
| 2bf | Elect Director Vanila Singh | Management | For | For |
| 2bg | Elect Director Jeffrey Bailey | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| BJ'S RESTAURANTS, INC. Meeting Date: SEP 02, 2020 Record Date: JUL 09, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BJRI Security ID: 09180C106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter 'Pete' A. Bassi | Management | For | For |
| 1.2 | Elect Director Larry D. Bouts | Management | For | For |
| 1.3 | Elect Director James 'Jim' A. Dal Pozzo | Management | For | For |
| 1.4 | Elect Director Gerald 'Jerry' W. Deitchle | Management | For | For |
| 1.5 | Elect Director Noah A. Elbogen | Management | For | For |
| 1.6 | Elect Director Lea Anne S. Ottinger | Management | For | For |
| 1.7 | Elect Director Keith E. Pascal | Management | For | Withhold |
| 1.8 | Elect Director Janet M. Sherlock | Management | For | For |
| 1.9 | Elect Director Gregory A. Trojan | Management | For | For |
| 1.10 | Elect Director Patrick D. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| BJ'S RESTAURANTS, INC. Meeting Date: JUN 09, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BJRI Security ID: 09180C106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter 'Pete' A. Bassi | Management | For | For |
| 1.2 | Elect Director Larry D. Bouts | Management | For | For |
| 1.3 | Elect Director Bina Chaurasia | Management | For | For |
| 1.4 | Elect Director James 'Jim' A. Dal Pozzo | Management | For | For |
| 1.5 | Elect Director Gerald 'Jerry' W. Deitchle | Management | For | For |
| 1.6 | Elect Director Noah A. Elbogen | Management | For | For |
| 1.7 | Elect Director Lea Anne S. Ottinger | Management | For | For |
| 1.8 | Elect Director Keith E. Pascal | Management | For | For |
| 1.9 | Elect Director Janet M. Sherlock | Management | For | For |
| 1.10 | Elect Director Gregory A. Trojan | Management | For | For |
| 1.11 | Elect Director Patrick D. Walsh | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BLACKBAUD, INC. Meeting Date: JUN 10, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BLKB Security ID: 09227Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director George H. Ellis | Management | For | For |
| 1b | Elect Director Andrew M. Leitch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BLOOMIN' BRANDS, INC. Meeting Date: MAY 18, 2021 Record Date: MAR 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BLMN Security ID: 094235108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David R. Fitzjohn | Management | For | For |
| 1.2 | Elect Director John P. Gainor, Jr. | Management | For | For |
| 1.3 | Elect Director John J. Mahoney | Management | For | For |
| 1.4 | Elect Director R. Michael Mohan | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
| 6 | Report on Climate Change | Shareholder | Against | For |
| BLUCORA, INC. Meeting Date: APR 21, 2021 Record Date: FEB 24, 2021 Meeting Type: PROXY CONTEST | ||||
| Ticker: BCOR Security ID: 095229100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (Blue Proxy Card) | ||||
| 1.1 | Elect Director Georganne C. Proctor | Management | For | Did Not Vote |
| 1.2 | Elect Director Steven Aldrich | Management | For | Did Not Vote |
| 1.3 | Elect Director Mark A. Ernst | Management | For | Did Not Vote |
| 1.4 | Elect Director E. Carol Hayles | Management | For | Did Not Vote |
| 1.5 | Elect Director John MacIlwaine | Management | For | Did Not Vote |
| 1.6 | Elect Director Tina Perry | Management | For | Did Not Vote |
| 1.7 | Elect Director Karthik Rao | Management | For | Did Not Vote |
| 1.8 | Elect Director Jana R. Schreuder | Management | For | Did Not Vote |
| 1.9 | Elect Director Christopher W. Walters | Management | For | Did Not Vote |
| 1.10 | Elect Director Mary S. Zappone | Management | For | Did Not Vote |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (White Proxy Card) | ||||
| 1.1 | Elect Director Frederick D. DiSanto | Shareholder | For | For |
| 1.2 | Elect Director Cindy Schulze Flynn | Shareholder | For | Withhold |
| 1.3 | Elect Director Robert D. MacKinlay | Shareholder | For | Withhold |
| 1.4 | Elect Director Kimberly Smith Spacek | Shareholder | For | Withhold |
| 1.5 | Management Nominee Mark A. Ernst | Shareholder | For | For |
| 1.6 | Management Nominee E. Carol Hayles | Shareholder | For | For |
| 1.7 | Management Nominee Tina Perry | Shareholder | For | For |
| 1.8 | Management Nominee Karthik Rao | Shareholder | For | For |
| 1.9 | Management Nominee Jana R. Schreuder | Shareholder | For | For |
| 1.10 | Management Nominee Christopher W. Walters | Shareholder | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | None | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Against |
| BOISE CASCADE COMPANY Meeting Date: MAY 06, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BCC Security ID: 09739D100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nate Jorgensen | Management | For | For |
| 1b | Elect Director Richard Fleming | Management | For | For |
| 1c | Elect Director Mack Hogans | Management | For | For |
| 1d | Elect Director Christopher McGowan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| BRIGHTSPHERE INVESTMENT GROUP INC. Meeting Date: JUN 23, 2021 Record Date: APR 27, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BSIG Security ID: 10948W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Chersi | Management | For | For |
| 1.2 | Elect Director Andrew Kim | Management | For | For |
| 1.3 | Elect Director John A. Paulson | Management | For | For |
| 1.4 | Elect Director Barbara Trebbi | Management | For | For |
| 1.5 | Elect Director Suren Rana | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| BRINKER INTERNATIONAL, INC. Meeting Date: NOV 05, 2020 Record Date: SEP 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: EAT Security ID: 109641100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frances L. Allen | Management | For | For |
| 1.2 | Elect Director Cynthia (Cindy) L. Davis | Management | For | For |
| 1.3 | Elect Director Joseph M. DePinto | Management | For | For |
| 1.4 | Elect Director Harriet Edelman | Management | For | For |
| 1.5 | Elect Director William T. Giles | Management | For | For |
| 1.6 | Elect Director James C. Katzman | Management | For | For |
| 1.7 | Elect Director Alexandre G. Macedo | Management | For | For |
| 1.8 | Elect Director George R. Mrkonic | Management | For | For |
| 1.9 | Elect Director Prashant N. Ranade | Management | For | For |
| 1.10 | Elect Director Wyman T. Roberts | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BROOKDALE SENIOR LIVING INC. Meeting Date: JUN 17, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BKD Security ID: 112463104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jordan R. Asher | Management | For | For |
| 1.2 | Elect Director Lucinda M. Baier | Management | For | For |
| 1.3 | Elect Director Marcus E. Bromley | Management | For | For |
| 1.4 | Elect Director Frank M. Bumstead | Management | For | For |
| 1.5 | Elect Director Victoria L. Freed | Management | For | For |
| 1.6 | Elect Director Rita Johnson-Mills | Management | For | For |
| 1.7 | Elect Director Guy P. Sansone | Management | For | For |
| 1.8 | Elect Director Denise W. Warren | Management | For | For |
| 1.9 | Elect Director Lee S. Wielansky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BRYN MAWR BANK CORPORATION Meeting Date: APR 22, 2021 Record Date: MAR 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BMTC Security ID: 117665109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wendell F. Holland | Management | For | For |
| 1.2 | Elect Director Diego F. Calderin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| BRYN MAWR BANK CORPORATION Meeting Date: JUN 10, 2021 Record Date: MAY 03, 2021 Meeting Type: SPECIAL | ||||
| Ticker: BMTC Security ID: 117665109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| CABOT CORPORATION Meeting Date: MAR 11, 2021 Record Date: JAN 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CBT Security ID: 127055101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cynthia A. Arnold | Management | For | For |
| 1.2 | Elect Director Douglas G. Del Grosso | Management | For | For |
| 1.3 | Elect Director Christine Y. Yan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CACTUS, INC. Meeting Date: MAY 18, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WHD Security ID: 127203107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael McGovern | Management | For | Withhold |
| 1.2 | Elect Director John (Andy) O'Donnell | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CALERES, INC. Meeting Date: MAY 27, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CAL Security ID: 129500104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lisa A. Flavin | Management | For | For |
| 1.2 | Elect Director Brenda C. Freeman | Management | For | For |
| 1.3 | Elect Director Lori H. Greeley | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CALLON PETROLEUM COMPANY Meeting Date: MAY 14, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CPE Security ID: 13123X508 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barbara J. Faulkenberry | Management | For | For |
| 1.2 | Elect Director L. Richard Flury | Management | For | For |
| 1.3 | Elect Director Joseph C. Gatto, Jr. | Management | For | For |
| 1.4 | Elect Director Frances Aldrich Sevilla-Sacasa | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| CANTEL MEDICAL CORP. Meeting Date: DEC 16, 2020 Record Date: NOV 02, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CMD Security ID: 138098108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles M. Diker | Management | For | For |
| 1b | Elect Director Alan R. Batkin | Management | For | For |
| 1c | Elect Director Ann E. Berman | Management | For | For |
| 1d | Elect Director Mark N. Diker | Management | For | For |
| 1e | Elect Director Anthony B. Evnin | Management | For | For |
| 1f | Elect Director Laura L. Forese | Management | For | For |
| 1g | Elect Director George L. Fotiades | Management | For | For |
| 1h | Elect Director Ronnie Myers | Management | For | For |
| 1i | Elect Director Karen N. Prange | Management | For | For |
| 1j | Elect Director Peter J. Pronovost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CANTEL MEDICAL CORP. Meeting Date: APR 29, 2021 Record Date: APR 01, 2021 Meeting Type: SPECIAL | ||||
| Ticker: CMD Security ID: 138098108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| CARPENTER TECHNOLOGY CORPORATION Meeting Date: OCT 13, 2020 Record Date: AUG 14, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CRS Security ID: 144285103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven E. Karol | Management | For | For |
| 1.2 | Elect Director Gregory A. Pratt | Management | For | For |
| 1.3 | Elect Director Tony R. Thene | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| CARRIAGE SERVICES, INC. Meeting Date: MAY 18, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CSV Security ID: 143905107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Melvin C. Payne | Management | For | Withhold |
| 1.2 | Elect Director James R. Schenck | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| CARTER'S, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CRI Security ID: 146229109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hali Borenstein | Management | For | For |
| 1b | Elect Director Giuseppina Buonfantino | Management | For | For |
| 1c | Elect Director Michael D. Casey | Management | For | For |
| 1d | Elect Director A. Bruce Cleverly | Management | For | For |
| 1e | Elect Director Jevin S. Eagle | Management | For | For |
| 1f | Elect Director Mark P. Hipp | Management | For | For |
| 1g | Elect Director William J. Montgoris | Management | For | For |
| 1h | Elect Director David Pulver | Management | For | For |
| 1i | Elect Director Gretchen W. Schar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CASS INFORMATION SYSTEMS, INC. Meeting Date: APR 20, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CASS Security ID: 14808P109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert A. Ebel | Management | For | For |
| 1.2 | Elect Director Randall L. Schilling | Management | For | For |
| 1.3 | Elect Director Franklin D. Wicks, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| CASTLE BIOSCIENCES, INC. Meeting Date: JUN 10, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CSTL Security ID: 14843C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mara G. Aspinall | Management | For | Withhold |
| 1.2 | Elect Director Daniel M. Bradbury | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| CATHAY GENERAL BANCORP Meeting Date: MAY 17, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CATY Security ID: 149150104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jane Jelenko | Management | For | For |
| 1b | Elect Director Anthony M. Tang | Management | For | For |
| 1c | Elect Director Shally Wang | Management | For | For |
| 1d | Elect Director Peter Wu | Management | For | For |
| 1e | Elect Director Chang M. Liu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| CENTRAL PACIFIC FINANCIAL CORP. Meeting Date: APR 29, 2021 Record Date: FEB 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CPF Security ID: 154760409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christine H. H. Camp | Management | For | For |
| 1.2 | Elect Director Earl E. Fry | Management | For | For |
| 1.3 | Elect Director Wayne K. Kamitaki | Management | For | For |
| 1.4 | Elect Director Paul J. Kosasa | Management | For | For |
| 1.5 | Elect Director Duane K. Kurisu | Management | For | For |
| 1.6 | Elect Director Christopher T. Lutes | Management | For | For |
| 1.7 | Elect Director Colbert M. Matsumoto | Management | For | For |
| 1.8 | Elect Director A. Catherine Ngo | Management | For | For |
| 1.9 | Elect Director Saedene K. Ota | Management | For | For |
| 1.10 | Elect Director Crystal K. Rose | Management | For | For |
| 1.11 | Elect Director Paul K. Yonamine | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| CHANNELADVISOR CORPORATION Meeting Date: MAY 07, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ECOM Security ID: 159179100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy J. Buckley | Management | For | For |
| 1.2 | Elect Director Joseph L. Cowan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CHESAPEAKE UTILITIES CORPORATION Meeting Date: MAY 05, 2021 Record Date: MAR 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CPK Security ID: 165303108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas P. Hill, Jr. | Management | For | For |
| 1b | Elect Director Dennis S. Hudson, III | Management | For | For |
| 1c | Elect Director Calvert A. Morgan, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Baker Tilly US, LLP as Auditors | Management | For | For |
| CHICO'S FAS, INC. Meeting Date: JUN 24, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CHS Security ID: 168615102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bonnie R. Brooks | Management | For | For |
| 1b | Elect Director Janice L. Fields | Management | For | For |
| 1c | Elect Director Deborah L. Kerr | Management | For | For |
| 1d | Elect Director Molly Langenstein | Management | For | For |
| 1e | Elect Director John J. Mahoney | Management | For | For |
| 1f | Elect Director Kevin Mansell | Management | For | For |
| 1g | Elect Director Kim Roy | Management | For | For |
| 1h | Elect Director David F. Walker | Management | For | For |
| 1i | Elect Director Stephen E. Watson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CIMAREX ENERGY CO. Meeting Date: MAY 12, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: XEC Security ID: 171798101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kathleen A. Hogenson | Management | For | For |
| 1.2 | Elect Director Lisa A. Stewart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| CIMPRESS PLC Meeting Date: NOV 25, 2020 Record Date: SEP 25, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CMPR Security ID: G2143T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Sophie A. Gasperment | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Approve the Price Range for the Reissuance of Treasury Shares | Management | For | Against |
| 5 | Ratify PricewaterhouseCoopers Ireland as Auditors | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| CINEMARK HOLDINGS, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CNK Security ID: 17243V102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Darcy Antonellis | Management | For | For |
| 1.2 | Elect Director Carlos Sepulveda | Management | For | For |
| 1.3 | Elect Director Mark Zoradi | Management | For | For |
| 2 | Ratify Deloitte and Touche, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CITY HOLDING COMPANY Meeting Date: APR 28, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CHCO Security ID: 177835105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Thomas Jones | Management | For | For |
| 1.2 | Elect Director James L. Rossi | Management | For | For |
| 1.3 | Elect Director Diane W. Strong-Treister | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CLOVIS ONCOLOGY, INC. Meeting Date: JUN 23, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CLVS Security ID: 189464100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick J. Mahaffy | Management | For | For |
| 1.2 | Elect Director Robert W. Azelby | Management | For | For |
| 1.3 | Elect Director Thorlef Spickschen | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CNO FINANCIAL GROUP, INC. Meeting Date: MAY 07, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CNO Security ID: 12621E103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gary C. Bhojwani | Management | For | For |
| 1b | Elect Director Ellyn L. Brown | Management | For | For |
| 1c | Elect Director Stephen N. David | Management | For | For |
| 1d | Elect Director David B. Foss | Management | For | For |
| 1e | Elect Director Robert C. Greving | Management | For | For |
| 1f | Elect Director Mary R. (Nina) Henderson | Management | For | For |
| 1g | Elect Director Daniel R. Maurer | Management | For | For |
| 1h | Elect Director Chetlur S. Ragavan | Management | For | For |
| 1i | Elect Director Steven E. Shebik | Management | For | For |
| 1j | Elect Director Frederick J. Sievert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| COHEN & STEERS, INC. Meeting Date: MAY 06, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CNS Security ID: 19247A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin Cohen | Management | For | For |
| 1b | Elect Director Robert H. Steers | Management | For | For |
| 1c | Elect Director Joseph M. Harvey | Management | For | For |
| 1d | Elect Director Reena Aggarwal | Management | For | For |
| 1e | Elect Director Frank T. Connor | Management | For | For |
| 1f | Elect Director Peter L. Rhein | Management | For | For |
| 1g | Elect Director Richard P. Simon | Management | For | For |
| 1h | Elect Director Dasha Smith | Management | For | For |
| 1i | Elect Director Edmond D. Villani | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COHERUS BIOSCIENCES, INC. Meeting Date: MAY 21, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CHRS Security ID: 19249H103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director V. Bryan Lawlis | Management | For | Withhold |
| 1.2 | Elect Director Kimberly J. Tzoumakas | Management | For | For |
| 1.3 | Elect Director Alan C. Mendelson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| COLLECTORS UNIVERSE, INC. Meeting Date: DEC 10, 2020 Record Date: OCT 13, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CLCT Security ID: 19421R200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director A. J. "Bert" Moyer | Management | For | For |
| 1.2 | Elect Director Joseph J. Orlando | Management | For | For |
| 1.3 | Elect Director Bruce A. Stevens | Management | For | For |
| 1.4 | Elect Director Kate W. Duchene | Management | For | For |
| 1.5 | Elect Director Vina M. Leite | Management | For | For |
| 1.6 | Elect Director Jon M. Sullivan | Management | For | For |
| 1.7 | Elect Director Lorraine G. Bardeen | Management | For | For |
| 1.8 | Elect Director Jennifer H. Leuer | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COLUMBIA BANKING SYSTEM, INC. Meeting Date: MAY 26, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: COLB Security ID: 197236102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Craig D. Eerkes | Management | For | For |
| 1b | Elect Director Laura Alvarez Schrag | Management | For | For |
| 1c | Elect Director Ford Elsaesser | Management | For | For |
| 1d | Elect Director Mark A. Finkelstein | Management | For | For |
| 1e | Elect Director Eric S. Forrest | Management | For | For |
| 1f | Elect Director Thomas M. Hulbert | Management | For | For |
| 1g | Elect Director Michelle M. Lantow | Management | For | For |
| 1h | Elect Director Randal L. Lund | Management | For | For |
| 1i | Elect Director Tracy Mack-Askew | Management | For | For |
| 1j | Elect Director S. Mae Fujita Numata | Management | For | For |
| 1k | Elect Director Elizabeth W. Seaton | Management | For | For |
| 1l | Elect Director Clint E. Stein | Management | For | For |
| 1m | Elect Director Janine T. Terrano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| COMFORT SYSTEMS USA, INC. Meeting Date: MAY 18, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FIX Security ID: 199908104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Darcy G. Anderson | Management | For | For |
| 1.2 | Elect Director Herman E. Bulls | Management | For | For |
| 1.3 | Elect Director Alan P. Krusi | Management | For | For |
| 1.4 | Elect Director Brian E. Lane | Management | For | For |
| 1.5 | Elect Director Pablo G. Mercado | Management | For | For |
| 1.6 | Elect Director Franklin Myers | Management | For | For |
| 1.7 | Elect Director William J. Sandbrook | Management | For | For |
| 1.8 | Elect Director Constance E. Skidmore | Management | For | For |
| 1.9 | Elect Director Vance W. Tang | Management | For | For |
| 1.10 | Elect Director Cindy L. Wallis-Lage | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COMMERCIAL METALS COMPANY Meeting Date: JAN 13, 2021 Record Date: NOV 18, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CMC Security ID: 201723103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Vicki L. Avril-Groves | Management | For | For |
| 1.2 | Elect Director Barbara R. Smith | Management | For | For |
| 1.3 | Elect Director Joseph C. Winkler | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COMMSCOPE HOLDING COMPANY, INC. Meeting Date: MAY 07, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: COMM Security ID: 20337X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 3a | Elect Director Mary S. Chan | Management | For | For |
| 3b | Elect Director Stephen (Steve) C. Gray | Management | For | For |
| 3c | Elect Director L. William (Bill) Krause | Management | For | For |
| 3d | Elect Director Derrick A. Roman | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Termination of Executive Performance Options and Grant of Selective Performance-Based Retention Equity Awards | Management | For | Against |
| 7 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| COMMUNITY HEALTH SYSTEMS, INC. Meeting Date: MAY 11, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CYH Security ID: 203668108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John A. Clerico | Management | For | For |
| 1b | Elect Director Michael Dinkins | Management | For | For |
| 1c | Elect Director James S. Ely, III | Management | For | For |
| 1d | Elect Director John A. Fry | Management | For | For |
| 1e | Elect Director Tim L. Hingtgen | Management | For | For |
| 1f | Elect Director Elizabeth T. Hirsch | Management | For | For |
| 1g | Elect Director William Norris Jennings | Management | For | For |
| 1h | Elect Director K. Ranga Krishnan | Management | For | For |
| 1i | Elect Director Julia B. North | Management | For | For |
| 1j | Elect Director Wayne T. Smith | Management | For | For |
| 1k | Elect Director H. James Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| COMMUNITY TRUST BANCORP, INC. Meeting Date: APR 27, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CTBI Security ID: 204149108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles J. Baird | Management | For | For |
| 1.2 | Elect Director David Collins | Management | For | For |
| 1.3 | Elect Director Franklin H. Farris, Jr. | Management | For | For |
| 1.4 | Elect Director Jean R. Hale | Management | For | For |
| 1.5 | Elect Director Eugenia Crittenden "Crit" Luallen | Management | For | For |
| 1.6 | Elect Director Ina Michelle Matthews | Management | For | For |
| 1.7 | Elect Director James E. McGhee, II | Management | For | For |
| 1.8 | Elect Director Franky Minnifield | Management | For | For |
| 1.9 | Elect Director M. Lynn Parrish | Management | For | For |
| 1.10 | Elect Director Anthony W. St. Charles | Management | For | For |
| 1.11 | Elect Director Chad C. Street | Management | For | For |
| 2 | Ratify BKD, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COMPUTER PROGRAMS AND SYSTEMS, INC. Meeting Date: MAY 13, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CPSI Security ID: 205306103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Glenn P. Tobin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| COMTECH TELECOMMUNICATIONS CORP. Meeting Date: DEC 08, 2020 Record Date: NOV 03, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CMTL Security ID: 205826209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ira S. Kaplan | Management | For | For |
| 1b | Elect Director Lisa Lesavoy | Management | For | For |
| 1c | Elect Director Yacov A. Shamash | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CONMED CORPORATION Meeting Date: MAY 19, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CNMD Security ID: 207410101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Bronson | Management | For | For |
| 1.2 | Elect Director Brian P. Concannon | Management | For | For |
| 1.3 | Elect Director LaVerne Council | Management | For | For |
| 1.4 | Elect Director Charles M. Farkas | Management | For | For |
| 1.5 | Elect Director Martha Goldberg Aronson | Management | For | For |
| 1.6 | Elect Director Curt R. Hartman | Management | For | For |
| 1.7 | Elect Director Jerome J. Lande | Management | For | For |
| 1.8 | Elect Director Barbara J. Schwarzentraub | Management | For | For |
| 1.9 | Elect Director Mark E. Tryniski | Management | For | For |
| 1.10 | Elect Director John L. Workman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CONNECTONE BANCORP, INC. Meeting Date: MAY 25, 2021 Record Date: APR 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CNOB Security ID: 20786W107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank Sorrentino, III | Management | For | For |
| 1.2 | Elect Director Frank W. Baier | Management | For | For |
| 1.3 | Elect Director Stephen T. Boswell | Management | For | For |
| 1.4 | Elect Director Katherin Nukk-Freeman | Management | For | For |
| 1.5 | Elect Director Frank Huttle, III | Management | For | For |
| 1.6 | Elect Director Michael Kempner | Management | For | For |
| 1.7 | Elect Director Nicholas Minoia | Management | For | For |
| 1.8 | Elect Director Joseph Parisi, Jr. | Management | For | For |
| 1.9 | Elect Director Daniel Rifkin | Management | For | For |
| 1.10 | Elect Director William A. Thompson | Management | For | For |
| 1.11 | Elect Director Mark Sokolich | Management | For | For |
| 1.12 | Elect Director Anson M. Moise | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Crowe LLP as Auditors | Management | For | For |
| CONSOLIDATED COMMUNICATIONS HOLDINGS, INC. Meeting Date: APR 26, 2021 Record Date: FEB 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CNSL Security ID: 209034107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David G. Fuller | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| CORE LABORATORIES N.V. Meeting Date: MAY 19, 2021 Record Date: APR 21, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CLB Security ID: N22717107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kwaku Temeng | Management | For | For |
| 1b | Elect Director Lawrence Bruno | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 7 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 8a | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 8b | Approve Remuneration Report | Management | For | Against |
| CORE-MARK HOLDING COMPANY, INC. Meeting Date: MAY 18, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CORE Security ID: 218681104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stuart W. Booth | Management | For | For |
| 1b | Elect Director Rocky Dewbre | Management | For | For |
| 1c | Elect Director Laura Flanagan | Management | For | For |
| 1d | Elect Director Robert G. Gross | Management | For | For |
| 1e | Elect Director Scott E. McPherson | Management | For | For |
| 1f | Elect Director Diane Randolph | Management | For | For |
| 1g | Elect Director Harvey L. Tepner | Management | For | For |
| 1h | Elect Director Rosemary Turner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| CORNERSTONE ONDEMAND, INC. Meeting Date: JUN 08, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CSOD Security ID: 21925Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nancy Altobello | Management | For | For |
| 1.2 | Elect Director Felicia Alvaro | Management | For | For |
| 1.3 | Elect Director Robert Cavanaugh | Management | For | For |
| 1.4 | Elect Director Dean Carter | Management | For | For |
| 1.5 | Elect Director Richard Haddrill | Management | For | For |
| 1.6 | Elect Director Adam L. Miller | Management | For | For |
| 1.7 | Elect Director Joseph Osnoss | Management | For | For |
| 1.8 | Elect Director Philip S. Saunders | Management | For | For |
| 1.9 | Elect Director Steffan C. Tomlinson | Management | For | For |
| 1.10 | Elect Director Sara Martinez Tucker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CORPORATE OFFICE PROPERTIES TRUST Meeting Date: MAY 13, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OFC Security ID: 22002T108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas F. Brady | Management | For | For |
| 1b | Elect Director Stephen E. Budorick | Management | For | For |
| 1c | Elect Director Robert L. Denton, Sr. | Management | For | For |
| 1d | Elect Director Philip L. Hawkins | Management | For | For |
| 1e | Elect Director David M. Jacobstein | Management | For | For |
| 1f | Elect Director Steven D. Kesler | Management | For | For |
| 1g | Elect Director Letitia A. Long | Management | For | For |
| 1h | Elect Director Raymond L. Owens | Management | For | For |
| 1i | Elect Director C. Taylor Pickett | Management | For | For |
| 1j | Elect Director Lisa G. Trimberger | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CORVEL CORPORATION Meeting Date: JUL 31, 2020 Record Date: JUN 05, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CRVL Security ID: 221006109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director V. Gordon Clemons | Management | For | Withhold |
| 1.2 | Elect Director Steven J. Hamerslag | Management | For | Withhold |
| 1.3 | Elect Director Alan R. Hoops | Management | For | Withhold |
| 1.4 | Elect Director R. Judd Jessup | Management | For | Withhold |
| 1.5 | Elect Director Jean H. Macino | Management | For | Withhold |
| 1.6 | Elect Director Jeffrey J. Michael | Management | For | Withhold |
| 2 | Ratify Haskell & White LLP as Auditors | Management | For | For |
| 3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| 4 | Amend Bylaws to Allow Participation in Stockholder Meetings by Means of Remote Communication, Including by Means of Virtual Meeting Technology | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| COWEN INC. Meeting Date: JUN 24, 2021 Record Date: MAY 14, 2021 Meeting Type: ANNUAL | ||||
| Ticker: COWN Security ID: 223622606 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brett H. Barth | Management | For | For |
| 1.2 | Elect Director Katherine E. Dietze | Management | For | For |
| 1.3 | Elect Director Gregg A. Gonsalves | Management | For | For |
| 1.4 | Elect Director Steven Kotler | Management | For | For |
| 1.5 | Elect Director Lawrence E. Leibowitz | Management | For | For |
| 1.6 | Elect Director Margaret L. Poster | Management | For | For |
| 1.7 | Elect Director Douglas A. Rediker | Management | For | For |
| 1.8 | Elect Director Jeffrey M. Solomon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| CRACKER BARREL OLD COUNTRY STORE, INC. Meeting Date: NOV 19, 2020 Record Date: SEP 18, 2020 Meeting Type: PROXY CONTEST | ||||
| Ticker: CBRL Security ID: 22410J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Card) | ||||
| 1.1 | Elect Director Thomas H. Barr | Management | For | For |
| 1.2 | Elect Director Carl T. Berquist | Management | For | For |
| 1.3 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.4 | Elect Director Meg G. Crofton | Management | For | For |
| 1.5 | Elect Director Gilbert R. Davila | Management | For | For |
| 1.6 | Elect Director Norman E. Johnson | Management | For | Withhold |
| 1.7 | Elect Director William W. McCarten | Management | For | For |
| 1.8 | Elect Director Coleman H. Peterson | Management | For | For |
| 1.9 | Elect Director Gisel Ruiz | Management | For | For |
| 1.10 | Elect Director Andrea M. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Gold Card) | ||||
| 1.1 | Elect Director Raymond P. Barbrick | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Thomas H. Barr | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Carl T. Berquist | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Sandra B. Cochran | Shareholder | For | Did Not Vote |
| 1.5 | Elect Director Meg G. Crofton | Shareholder | For | Did Not Vote |
| 1.6 | Elect Director Gilbert R. Davila | Shareholder | For | Did Not Vote |
| 1.7 | Elect Director William W. McCarten | Shareholder | For | Did Not Vote |
| 1.8 | Elect Director Coleman H. Peterson | Shareholder | For | Did Not Vote |
| 1.9 | Elect Director Gisel Ruiz | Shareholder | For | Did Not Vote |
| 1.10 | Elect Director Andrea M. Weiss | Shareholder | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
| 3 | Approve Omnibus Stock Plan | Management | None | Did Not Vote |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | None | Did Not Vote |
| CRANE CO. Meeting Date: APR 26, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CR Security ID: 224399105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin R. Benante | Management | For | For |
| 1.2 | Elect Director Donald G. Cook | Management | For | For |
| 1.3 | Elect Director Michael Dinkins | Management | For | For |
| 1.4 | Elect Director Ronald C. Lindsay | Management | For | For |
| 1.5 | Elect Director Ellen McClain | Management | For | For |
| 1.6 | Elect Director Charles G. McClure, Jr. | Management | For | For |
| 1.7 | Elect Director Max H. Mitchell | Management | For | For |
| 1.8 | Elect Director Jennifer M. Pollino | Management | For | For |
| 1.9 | Elect Director John S. Stroup | Management | For | For |
| 1.10 | Elect Director James L. L. Tullis | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| CSG SYSTEMS INTERNATIONAL, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CSGS Security ID: 126349109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Brian A. Shepherd | Management | For | For |
| 1b | Elect Director Frank V. Sica | Management | For | For |
| 1c | Elect Director Silvio Tavares | Management | For | For |
| 1d | Elect Director Tse Li 'Lily' Yang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| CURO GROUP HOLDINGS CORP. Meeting Date: JUN 17, 2021 Record Date: APR 21, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CURO Security ID: 23131L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Don Gayhardt | Management | For | For |
| 1.2 | Elect Director David M. Kirchheimer | Management | For | For |
| 1.3 | Elect Director Mike McKnight | Management | For | For |
| 1.4 | Elect Director Elizabeth Webster | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CURTISS-WRIGHT CORPORATION Meeting Date: MAY 06, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CW Security ID: 231561101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David C. Adams | Management | For | For |
| 1.2 | Elect Director Lynn M. Bamford | Management | For | For |
| 1.3 | Elect Director Dean M. Flatt | Management | For | For |
| 1.4 | Elect Director S. Marce Fuller | Management | For | For |
| 1.5 | Elect Director Bruce D. Hoechner | Management | For | For |
| 1.6 | Elect Director Glenda J. Minor | Management | For | For |
| 1.7 | Elect Director Anthony J. Moraco | Management | For | For |
| 1.8 | Elect Director John B. Nathman | Management | For | For |
| 1.9 | Elect Director Robert J. Rivet | Management | For | For |
| 1.10 | Elect Director Peter C. Wallace | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CUSTOMERS BANCORP, INC. Meeting Date: MAY 26, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CUBI Security ID: 23204G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jay S. Sidhu | Management | For | For |
| 1.2 | Elect Director Robert J. Buford | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CVB FINANCIAL CORP. Meeting Date: MAY 19, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CVBF Security ID: 126600105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George A. Borba, Jr. | Management | For | For |
| 1.2 | Elect Director David A. Brager | Management | For | For |
| 1.3 | Elect Director Stephen A. Del Guercio | Management | For | For |
| 1.4 | Elect Director Rodrigo Guerra, Jr. | Management | For | For |
| 1.5 | Elect Director Anna Kan | Management | For | For |
| 1.6 | Elect Director Marshall V. Laitsch | Management | For | For |
| 1.7 | Elect Director Kristina M. Leslie | Management | For | For |
| 1.8 | Elect Director Raymond V. O'Brien, III | Management | For | For |
| 1.9 | Elect Director Jane Olvera | Management | For | For |
| 1.10 | Elect Director Hal W. Oswalt | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CVR ENERGY, INC. Meeting Date: JUN 02, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CVI Security ID: 12662P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patricia A. Agnello | Management | For | Withhold |
| 1.2 | Elect Director Kapiljeet Dargan | Management | For | Withhold |
| 1.3 | Elect Director Jaffrey (Jay) A. Firestone | Management | For | For |
| 1.4 | Elect Director Jonathan Frates | Management | For | Withhold |
| 1.5 | Elect Director Hunter C. Gary | Management | For | Withhold |
| 1.6 | Elect Director David L. Lamp | Management | For | Withhold |
| 1.7 | Elect Director Stephen Mongillo | Management | For | For |
| 1.8 | Elect Director James M. Strock | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| DANA INCORPORATED Meeting Date: APR 21, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DAN Security ID: 235825205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rachel A. Gonzalez | Management | For | For |
| 1.2 | Elect Director James K. Kamsickas | Management | For | For |
| 1.3 | Elect Director Virginia A. Kamsky | Management | For | For |
| 1.4 | Elect Director Bridget E. Karlin | Management | For | For |
| 1.5 | Elect Director Raymond E. Mabus, Jr. | Management | For | For |
| 1.6 | Elect Director Michael J. Mack, Jr. | Management | For | For |
| 1.7 | Elect Director R. Bruce McDonald | Management | For | For |
| 1.8 | Elect Director Diarmuid B. O'Connell | Management | For | For |
| 1.9 | Elect Director Keith E. Wandell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| DELEK US HOLDINGS, INC. Meeting Date: MAY 06, 2021 Record Date: MAR 18, 2021 Meeting Type: PROXY CONTEST | ||||
| Ticker: DK Security ID: 24665A103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Proxy Card) | ||||
| 1.1 | Elect Director Ezra Uzi Yemin | Management | For | For |
| 1.2 | Elect Director William J. Finnerty | Management | For | For |
| 1.3 | Elect Director Richard J. Marcogliese | Management | For | For |
| 1.4 | Elect Director Gary M. Sullivan, Jr. | Management | For | For |
| 1.5 | Elect Director Vicky Sutil | Management | For | For |
| 1.6 | Elect Director Laurie Z. Tolson | Management | For | For |
| 1.7 | Elect Director David Wiessman | Management | For | For |
| 1.8 | Elect Director Shlomo Zohar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Gold Proxy Card) | ||||
| 1A | Elect Directors Randall D. Balhorn | Shareholder | For | Did Not Vote |
| 1B | Elect Director George J. Damiris | Shareholder | For | Did Not Vote |
| 1C | Elect Director Robert Edward Kent, Jr. | Shareholder | For | Did Not Vote |
| 1D | Management Nominee Ezra Uzi Yemin | Shareholder | For | Did Not Vote |
| 1E | Management Nominee Richard J. Marcogliese | Shareholder | For | Did Not Vote |
| 1F | Management Nominee Gary M. Sullivan, Jr. | Shareholder | For | Did Not Vote |
| 1G | Management Nominee Vicky Sutil | Shareholder | For | Did Not Vote |
| 1H | Management Nominee Laurie Z. Tolson | Shareholder | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | Did Not Vote |
| 4 | Amend Omnibus Stock Plan | Management | Abstain | Did Not Vote |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | Did Not Vote |
| DELUXE CORPORATION Meeting Date: APR 28, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DLX Security ID: 248019101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William C. Cobb | Management | For | For |
| 1.2 | Elect Director Paul R. Garcia | Management | For | For |
| 1.3 | Elect Director Cheryl E. Mayberry McKissack | Management | For | For |
| 1.4 | Elect Director Barry C. McCarthy | Management | For | For |
| 1.5 | Elect Director Don J. McGrath | Management | For | For |
| 1.6 | Elect Director Thomas J. Reddin | Management | For | For |
| 1.7 | Elect Director Martyn R. Redgrave | Management | For | For |
| 1.8 | Elect Director John L. Stauch | Management | For | For |
| 1.9 | Elect Director Victoria A. Treyger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| DENNY'S CORPORATION Meeting Date: MAY 19, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DENN Security ID: 24869P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bernadette S. Aulestia | Management | For | For |
| 1b | Elect Director Olu Beck | Management | For | For |
| 1c | Elect Director Gregg R. Dedrick | Management | For | For |
| 1d | Elect Director Jose M. Gutierrez | Management | For | For |
| 1e | Elect Director Brenda J. Lauderback | Management | For | For |
| 1f | Elect Director John C. Miller | Management | For | For |
| 1g | Elect Director Donald C. Robinson | Management | For | For |
| 1h | Elect Director Laysha Ward | Management | For | For |
| 1i | Elect Director F. Mark Wolfinger | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| DICK'S SPORTING GOODS, INC. Meeting Date: JUN 09, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DKS Security ID: 253393102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William J. Colombo | Management | For | For |
| 1b | Elect Director Sandeep Mathrani | Management | For | For |
| 1c | Elect Director Desiree Ralls-Morrison | Management | For | For |
| 1d | Elect Director Larry D. Stone | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Approve Increase in Size of Board | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| DIEBOLD NIXDORF, INCORPORATED Meeting Date: APR 30, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DBD Security ID: 253651103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Arthur F. Anton | Management | For | For |
| 1b | Elect Director Bruce H. Besanko | Management | For | For |
| 1c | Elect Director Reynolds C. Bish | Management | For | For |
| 1d | Elect Director Ellen M. Costello | Management | For | For |
| 1e | Elect Director Phillip R. Cox | Management | For | For |
| 1f | Elect Director Alexander Dibelius | Management | For | For |
| 1g | Elect Director Matthew Goldfarb | Management | For | For |
| 1h | Elect Director Gary G. Greenfield | Management | For | For |
| 1i | Elect Director Gerrard B. Schmid | Management | For | For |
| 1j | Elect Director Kent M. Stahl | Management | For | For |
| 1k | Elect Director Lauren C. States | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| DIME COMMUNITY BANCSHARES, INC. Meeting Date: MAY 27, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DCOM Security ID: 25432X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Mahon | Management | For | For |
| 1.2 | Elect Director Marcia Z. Hefter | Management | For | For |
| 1.3 | Elect Director Rosemarie Chen | Management | For | For |
| 1.4 | Elect Director Michael P. Devine | Management | For | For |
| 1.5 | Elect Director Matthew Lindenbaum | Management | For | For |
| 1.6 | Elect Director Albert E. McCoy, Jr. | Management | For | For |
| 1.7 | Elect Director Raymond A. Nielsen | Management | For | For |
| 1.8 | Elect Director Kevin M. O'Connor | Management | For | For |
| 1.9 | Elect Director Vincent F. Palagiano | Management | For | For |
| 1.10 | Elect Director Joseph J. Perry | Management | For | For |
| 1.11 | Elect Director Kevin Stein | Management | For | For |
| 1.12 | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| DONNELLEY FINANCIAL SOLUTIONS, INC. Meeting Date: MAY 13, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DFIN Security ID: 25787G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Luis A. Aguilar | Management | For | For |
| 1.2 | Elect Director Richard L. Crandall | Management | For | For |
| 1.3 | Elect Director Charles D. Drucker | Management | For | For |
| 1.4 | Elect Director Juliet S. Ellis | Management | For | For |
| 1.5 | Elect Director Gary G. Greenfield | Management | For | For |
| 1.6 | Elect Director Jeffrey Jacobowitz | Management | For | For |
| 1.7 | Elect Director Daniel N. Leib | Management | For | For |
| 1.8 | Elect Director Lois M. Martin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| DORIAN LPG LTD. Meeting Date: OCT 28, 2020 Record Date: SEP 22, 2020 Meeting Type: ANNUAL | ||||
| Ticker: LPG Security ID: Y2106R110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas J. Coleman | Management | For | For |
| 1.2 | Elect Director Christina Tan | Management | For | For |
| 2 | Ratify Deloitte Certified Public Accountants S.A. as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| DOUGLAS DYNAMICS, INC. Meeting Date: APR 28, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PLOW Security ID: 25960R105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth W. Krueger | Management | For | For |
| 1.2 | Elect Director Lisa R. Bacus | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| DRIL-QUIP, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DRQ Security ID: 262037104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven L. Newman | Management | For | For |
| 1.2 | Elect Director Amy B. Schwetz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| DULUTH HOLDINGS INC. Meeting Date: MAY 27, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DLTH Security ID: 26443V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen L. Schlecht | Management | For | Withhold |
| 1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
| 1.3 | Elect Director David C. Finch | Management | For | For |
| 1.4 | Elect Director Thomas G. Folliard | Management | For | For |
| 1.5 | Elect Director Brenda I. Morris | Management | For | For |
| 1.6 | Elect Director Brett L. Paschke | Management | For | For |
| 1.7 | Elect Director Scott K. Williams | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors - Withdrawn | Management | None | None |
| DURECT CORPORATION Meeting Date: JUN 15, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DRRX Security ID: 266605104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mohammad Azab | Management | For | For |
| 1.2 | Elect Director James E. Brown | Management | For | For |
| 1.3 | Elect Director Gail M. Farfel | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EAGLE BANCORP, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EGBN Security ID: 268948106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew D. Brockwell | Management | For | For |
| 1.2 | Elect Director Steven Freidkin | Management | For | For |
| 1.3 | Elect Director Ernest D. Jarvis | Management | For | For |
| 1.4 | Elect Director Theresa G. LaPlaca | Management | For | For |
| 1.5 | Elect Director A. Leslie Ludwig | Management | For | For |
| 1.6 | Elect Director Norman R. Pozez | Management | For | For |
| 1.7 | Elect Director Kathy A. Raffa | Management | For | For |
| 1.8 | Elect Director Susan G. Riel | Management | For | For |
| 1.9 | Elect Director James A. Soltesz | Management | For | For |
| 1.10 | Elect Director Benjamin M. Soto | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EBIX, INC. Meeting Date: SEP 14, 2020 Record Date: AUG 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: EBIX Security ID: 278715206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robin Raina | Management | For | For |
| 1.2 | Elect Director Hans U. Benz | Management | For | For |
| 1.3 | Elect Director Pavan Bhalla | Management | For | For |
| 1.4 | Elect Director Neil D. Eckert | Management | For | Withhold |
| 1.5 | Elect Director George W. Hebard, III | Management | For | For |
| 1.6 | Elect Director Rolf Herter | Management | For | For |
| 1.7 | Elect Director Hans Ueli Keller | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ECHOSTAR CORPORATION Meeting Date: APR 29, 2021 Record Date: MAR 03, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SATS Security ID: 278768106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Stanton Dodge | Management | For | Withhold |
| 1.2 | Elect Director Michael T. Dugan | Management | For | Withhold |
| 1.3 | Elect Director Charles W. Ergen | Management | For | Withhold |
| 1.4 | Elect Director Lisa W. Hershman | Management | For | For |
| 1.5 | Elect Director Pradman P. Kaul | Management | For | Withhold |
| 1.6 | Elect Director C. Michael Schroeder | Management | For | For |
| 1.7 | Elect Director Jeffrey R. Tarr | Management | For | For |
| 1.8 | Elect Director William D. Wade | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| EDGEWELL PERSONAL CARE COMPANY Meeting Date: FEB 04, 2021 Record Date: NOV 27, 2020 Meeting Type: ANNUAL | ||||
| Ticker: EPC Security ID: 28035Q102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert W. Black | Management | For | For |
| 1b | Elect Director George R. Corbin | Management | For | For |
| 1c | Elect Director Daniel J. Heinrich | Management | For | For |
| 1d | Elect Director Carla C. Hendra | Management | For | For |
| 1e | Elect Director John C. Hunter, III | Management | For | For |
| 1f | Elect Director James C. Johnson | Management | For | For |
| 1g | Elect Director Rod R. Little | Management | For | For |
| 1h | Elect Director Joseph D. O'Leary | Management | For | For |
| 1i | Elect Director Rakesh Sachdev | Management | For | For |
| 1j | Elect Director Swan Sit | Management | For | For |
| 1k | Elect Director Gary K. Waring | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EL POLLO LOCO HOLDINGS, INC. Meeting Date: JUN 08, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LOCO Security ID: 268603107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bernard Acoca | Management | For | Withhold |
| 1.2 | Elect Director Carol "Lili" Lynton | Management | For | Withhold |
| 1.3 | Elect Director Michael G. Maselli | Management | For | Withhold |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| EMPLOYERS HOLDINGS, INC. Meeting Date: MAY 27, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EIG Security ID: 292218104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Katherine H. Antonello | Management | For | For |
| 1.2 | Elect Director Richard W. Blakey | Management | For | For |
| 1.3 | Elect Director Joao (John) M. de Figueiredo | Management | For | For |
| 1.4 | Elect Director James R. Kroner | Management | For | For |
| 1.5 | Elect Director Michael J. McColgan | Management | For | For |
| 1.6 | Elect Director Michael J. McSally | Management | For | For |
| 1.7 | Elect Director Prasanna G. Dhore | Management | For | For |
| 1.8 | Elect Director Valerie R. Glenn | Management | For | For |
| 1.9 | Elect Director Barbara A. Higgins | Management | For | For |
| 1.10 | Elect Director Jeanne L. Mockard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ENDO INTERNATIONAL PLC Meeting Date: JUN 10, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ENDP Security ID: G30401106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark G. Barberio | Management | For | For |
| 1b | Elect Director Jennifer M. Chao | Management | For | For |
| 1c | Elect Director Blaise Coleman | Management | For | For |
| 1d | Elect Director Shane M. Cooke | Management | For | For |
| 1e | Elect Director Nancy J. Hutson | Management | For | For |
| 1f | Elect Director Michael Hyatt | Management | For | For |
| 1g | Elect Director William P. Montague | Management | For | For |
| 1h | Elect Director M. Christine Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 4 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For |
| 5 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ENDURANCE INTERNATIONAL GROUP HOLDINGS, INC. Meeting Date: JAN 14, 2021 Record Date: DEC 11, 2020 Meeting Type: SPECIAL | ||||
| Ticker: EIGI Security ID: 29272B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| ENERGIZER HOLDINGS, INC. Meeting Date: FEB 01, 2021 Record Date: DEC 04, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ENR Security ID: 29272W109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carlos Abrams-Rivera | Management | For | For |
| 1b | Elect Director Bill G. Armstrong | Management | For | For |
| 1c | Elect Director Cynthia J. Brinkley | Management | For | For |
| 1d | Elect Director Rebecca Frankiewicz | Management | For | For |
| 1e | Elect Director Alan R. Hoskins | Management | For | For |
| 1f | Elect Director Kevin J. Hunt | Management | For | For |
| 1g | Elect Director James C. Johnson | Management | For | For |
| 1h | Elect Director Mark S. LaVigne | Management | For | For |
| 1i | Elect Director Patrick J. Moore | Management | For | For |
| 1j | Elect Director Nneka L. Rimmer | Management | For | For |
| 1k | Elect Director Robert V. Vitale | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ENPRO INDUSTRIES, INC. Meeting Date: MAY 04, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NPO Security ID: 29355X107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marvin A. Riley | Management | For | For |
| 1.2 | Elect Director Thomas M. Botts | Management | For | For |
| 1.3 | Elect Director Felix M. Brueck | Management | For | For |
| 1.4 | Elect Director B. Bernard Burns, Jr. | Management | For | For |
| 1.5 | Elect Director Diane C. Creel | Management | For | For |
| 1.6 | Elect Director Adele M. Gulfo | Management | For | For |
| 1.7 | Elect Director David L. Hauser | Management | For | For |
| 1.8 | Elect Director John Humphrey | Management | For | For |
| 1.9 | Elect Director Kees van der Graaf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ENSTAR GROUP LIMITED Meeting Date: JUN 09, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ESGR Security ID: G3075P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2a | Elect Director Susan L. Cross | Management | For | For |
| 2b | Elect Director Hans-Peter Gerhardt | Management | For | For |
| 2c | Elect Director Dominic Silvester | Management | For | For |
| 2d | Elect Director Poul Winslow | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve KPMG Audit Limited as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ENTERPRISE FINANCIAL SERVICES CORP Meeting Date: APR 28, 2021 Record Date: MAR 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EFSC Security ID: 293712105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael A. DeCola | Management | For | For |
| 1.2 | Elect Director John S. Eulich | Management | For | For |
| 1.3 | Elect Director Robert E. Guest, Jr. | Management | For | For |
| 1.4 | Elect Director James M. Havel | Management | For | For |
| 1.5 | Elect Director Judith S. Heeter | Management | For | For |
| 1.6 | Elect Director Michael R. Holmes | Management | For | For |
| 1.7 | Elect Director Nevada A. Kent, IV | Management | For | For |
| 1.8 | Elect Director James B. Lally | Management | For | For |
| 1.9 | Elect Director Richard M. Sanborn | Management | For | For |
| 1.10 | Elect Director Anthony R. Scavuzzo | Management | For | For |
| 1.11 | Elect Director Eloise E. Schmitz | Management | For | For |
| 1.12 | Elect Director Sandra A. Van Trease | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ESSENTIAL PROPERTIES REALTY TRUST, INC. Meeting Date: MAY 17, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EPRT Security ID: 29670E107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul T. Bossidy | Management | For | For |
| 1.2 | Elect Director Joyce DeLucca | Management | For | For |
| 1.3 | Elect Director Scott A. Estes | Management | For | For |
| 1.4 | Elect Director Peter M. Mavoides | Management | For | For |
| 1.5 | Elect Director Lawrence J. Minich | Management | For | For |
| 1.6 | Elect Director Heather L. Neary | Management | For | For |
| 1.7 | Elect Director Stephen D. Sautel | Management | For | For |
| 1.8 | Elect Director Janaki Sivanesan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| ETHAN ALLEN INTERIORS INC. Meeting Date: NOV 12, 2020 Record Date: SEP 16, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ETH Security ID: 297602104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director M. Farooq Kathwari | Management | For | For |
| 1b | Elect Director James B. Carlson | Management | For | For |
| 1c | Elect Director John J. Dooner, Jr. | Management | For | For |
| 1d | Elect Director Domenick J. Esposito | Management | For | For |
| 1e | Elect Director Mary Garrett | Management | For | For |
| 1f | Elect Director James W. Schmotter | Management | For | For |
| 1g | Elect Director Tara I. Stacom | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| EVERTEC, INC. Meeting Date: MAY 27, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EVTC Security ID: 30040P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Frank G. D'Angelo | Management | For | For |
| 1b | Elect Director Morgan M. Schuessler, Jr. | Management | For | For |
| 1c | Elect Director Kelly Barrett | Management | For | For |
| 1d | Elect Director Olga Botero | Management | For | For |
| 1e | Elect Director Jorge A. Junquera | Management | For | For |
| 1f | Elect Director Ivan Pagan | Management | For | For |
| 1g | Elect Director Aldo J. Polak | Management | For | For |
| 1h | Elect Director Alan H. Schumacher | Management | For | For |
| 1i | Elect Director Brian J. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| EVOQUA WATER TECHNOLOGIES CORP. Meeting Date: FEB 16, 2021 Record Date: DEC 18, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AQUA Security ID: 30057T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary A. Cappeline | Management | For | Withhold |
| 1.2 | Elect Director Lisa Glatch | Management | For | Withhold |
| 1.3 | Elect Director Brian R. Hoesterey | Management | For | Withhold |
| 1.4 | Elect Director Vinay Kumar | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EXLSERVICE HOLDINGS, INC. Meeting Date: JUN 16, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EXLS Security ID: 302081104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Garen K. Staglin | Management | For | For |
| 1b | Elect Director Rohit Kapoor | Management | For | For |
| 1c | Elect Director Anne E. Minto | Management | For | For |
| 1d | Elect Director Som Mittal | Management | For | For |
| 1e | Elect Director Clyde W. Ostler | Management | For | For |
| 1f | Elect Director Vikram S. Pandit | Management | For | For |
| 1g | Elect Director Kristy Pipes | Management | For | For |
| 1h | Elect Director Nitin Sahney | Management | For | For |
| 1i | Elect Director Jaynie M. Studenmund | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EYEPOINT PHARMACEUTICALS, INC. Meeting Date: DEC 01, 2020 Record Date: OCT 15, 2020 Meeting Type: SPECIAL | ||||
| Ticker: EYPT Security ID: 30233G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| FB FINANCIAL CORPORATION Meeting Date: MAY 20, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FBK Security ID: 30257X104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jimmy E. Allen | Management | For | For |
| 1.2 | Elect Director William (Bill) F. Andrews | Management | For | For |
| 1.3 | Elect Director James (Jim) W. Ayers | Management | For | For |
| 1.4 | Elect Director J. Jonathan (Jon) Ayers | Management | For | For |
| 1.5 | Elect Director William (Bill) F. Carpenter, III | Management | For | For |
| 1.6 | Elect Director Agenia W. Clark | Management | For | For |
| 1.7 | Elect Director James (Jim) W. Cross, IV | Management | For | For |
| 1.8 | Elect Director James (Jimmy) L. Exum | Management | For | For |
| 1.9 | Elect Director Christopher (Chris) T. Holmes | Management | For | For |
| 1.10 | Elect Director Orrin H. Ingram | Management | For | For |
| 1.11 | Elect Director Raja J. Jubran | Management | For | For |
| 1.12 | Elect Director Stuart C. McWhorter | Management | For | For |
| 1.13 | Elect Director Emily J. Reynolds | Management | For | For |
| 1.14 | Elect Director Melody J. Sullivan | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| FEDERAL SIGNAL CORPORATION Meeting Date: APR 27, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FSS Security ID: 313855108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eugene J. Lowe, III | Management | For | For |
| 1.2 | Elect Director Dennis J. Martin | Management | For | For |
| 1.3 | Elect Director William F. Owens | Management | For | For |
| 1.4 | Elect Director Brenda L. Reichelderfer | Management | For | For |
| 1.5 | Elect Director Jennifer L. Sherman | Management | For | For |
| 1.6 | Elect Director John L. Workman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| FIRST BUSEY CORPORATION Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BUSE Security ID: 319383204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Samuel P. Banks | Management | For | For |
| 1.2 | Elect Director George Barr | Management | For | For |
| 1.3 | Elect Director Stanley J. Bradshaw | Management | For | For |
| 1.4 | Elect Director Michael D. Cassens | Management | For | For |
| 1.5 | Elect Director Van A. Dukeman | Management | For | For |
| 1.6 | Elect Director Karen M. Jensen | Management | For | For |
| 1.7 | Elect Director Frederic L. Kenney | Management | For | For |
| 1.8 | Elect Director Stephen V. King | Management | For | For |
| 1.9 | Elect Director Gregory B. Lykins | Management | For | For |
| 1.10 | Elect Director Thomas G. Sloan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify RSM US LLP as Auditors | Management | For | For |
| FIRST FINANCIAL BANCORP. Meeting Date: MAY 25, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FFBC Security ID: 320209109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William G. Barron | Management | For | For |
| 1.2 | Elect Director Vincent A. Berta | Management | For | For |
| 1.3 | Elect Director Cynthia O. Booth | Management | For | For |
| 1.4 | Elect Director Archie M. Brown | Management | For | For |
| 1.5 | Elect Director Claude E. Davis | Management | For | For |
| 1.6 | Elect Director Corinne R. Finnerty | Management | For | For |
| 1.7 | Elect Director Susan L. Knust | Management | For | For |
| 1.8 | Elect Director William J. Kramer | Management | For | For |
| 1.9 | Elect Director John T. Neighbours | Management | For | For |
| 1.10 | Elect Director Thomas M. O'Brien | Management | For | For |
| 1.11 | Elect Director Maribeth S. Rahe | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FIRST FINANCIAL CORPORATION Meeting Date: APR 21, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: THFF Security ID: 320218100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas T. Dinkel | Management | For | For |
| 1.2 | Elect Director Norman L. Lowery | Management | For | For |
| 1.3 | Elect Director Thomas C. Martin | Management | For | For |
| 1.4 | Elect Director James O. McDonald | Management | For | For |
| 1.5 | Elect Director William J. Voges | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Articles of Incorporation to Provide Shareholder the Right to Amend the Code of By-Laws | Management | For | For |
| 5 | Ratify Crowe LLP as Auditors | Management | For | For |
| FIRST FOUNDATION INC. Meeting Date: MAY 25, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FFWM Security ID: 32026V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Max Briggs | Management | For | For |
| 1.2 | Elect Director John Hakopian | Management | For | For |
| 1.3 | Elect Director Scott F. Kavanaugh | Management | For | For |
| 1.4 | Elect Director Ulrich E. Keller, Jr. | Management | For | For |
| 1.5 | Elect Director David Lake | Management | For | For |
| 1.6 | Elect Director Elizabeth A. Pagliarini | Management | For | For |
| 1.7 | Elect Director Mitchell M. Rosenberg | Management | For | For |
| 1.8 | Elect Director Diane M. Rubin | Management | For | For |
| 1.9 | Elect Director Jacob Sonenshine | Management | For | For |
| 2 | Ratify Eide Bailly LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FIRST HAWAIIAN, INC. Meeting Date: APR 21, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FHB Security ID: 32051X108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew J. Cox | Management | For | For |
| 1.2 | Elect Director W. Allen Doane | Management | For | For |
| 1.3 | Elect Director Robert S. Harrison | Management | For | For |
| 1.4 | Elect Director Faye W. Kurren | Management | For | For |
| 1.5 | Elect Director Allen B. Uyeda | Management | For | For |
| 1.6 | Elect Director Jenai S. Wall | Management | For | For |
| 1.7 | Elect Director Vanessa L. Washington | Management | For | For |
| 1.8 | Elect Director C. Scott Wo | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| FIRST MERCHANTS CORPORATION Meeting Date: MAY 11, 2021 Record Date: MAR 03, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FRME Security ID: 320817109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael R. Becher | Management | For | For |
| 1.2 | Elect Director Susan W. Brooks | Management | For | For |
| 1.3 | Elect Director Mark K. Hardwick | Management | For | For |
| 1.4 | Elect Director William L. Hoy | Management | For | For |
| 1.5 | Elect Director Patrick A. Sherman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BKD, LLP as Auditors | Management | For | For |
| FIRST MIDWEST BANCORP, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FMBI Security ID: 320867104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Barbara A. Boigegrain | Management | For | For |
| 1b | Elect Director Thomas L. Brown | Management | For | For |
| 1c | Elect Director Phupinder S. Gill | Management | For | For |
| 1d | Elect Director Kathryn J. Hayley | Management | For | For |
| 1e | Elect Director Peter J. Henseler | Management | For | For |
| 1f | Elect Director Frank B. Modruson | Management | For | For |
| 1g | Elect Director Ellen A. Rudnick | Management | For | For |
| 1h | Elect Director Mark G. Sander | Management | For | For |
| 1i | Elect Director Michael L. Scudder | Management | For | For |
| 1j | Elect Director Michael J. Small | Management | For | For |
| 1k | Elect Director Stephen C. Van Arsdell | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| FLOWSERVE CORPORATION Meeting Date: MAY 20, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FLS Security ID: 34354P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director R. Scott Rowe | Management | For | For |
| 1b | Elect Director Sujeet Chand | Management | For | For |
| 1c | Elect Director Ruby R. Chandy | Management | For | For |
| 1d | Elect Director Gayla J. Delly | Management | For | For |
| 1e | Elect Director Roger L. Fix | Management | For | For |
| 1f | Elect Director John R. Friedery | Management | For | For |
| 1g | Elect Director John L. Garrison | Management | For | For |
| 1h | Elect Director Michael C. McMurray | Management | For | For |
| 1i | Elect Director David E. Roberts | Management | For | For |
| 1j | Elect Director Carlyn R. Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For |
| FLUIDIGM CORPORATION Meeting Date: MAY 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FLDM Security ID: 34385P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gerhard F. Burbach | Management | For | For |
| 1.2 | Elect Director Carlos Paya | Management | For | For |
| 1.3 | Elect Director Ana K. Stankovic | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| FLUSHING FINANCIAL CORPORATION Meeting Date: MAY 18, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FFIC Security ID: 343873105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael A. Azarian | Management | For | For |
| 1b | Elect Director Steven J. D'Iorio | Management | For | For |
| 1c | Elect Director Louis C. Grassi | Management | For | For |
| 1d | Elect Director Sam S. Han | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify BDO USA, LLP as Auditor | Management | For | For |
| FOOT LOCKER, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FL Security ID: 344849104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alan D. Feldman | Management | For | For |
| 1b | Elect Director Richard A. Johnson | Management | For | For |
| 1c | Elect Director Guillermo G. Marmol | Management | For | For |
| 1d | Elect Director Matthew M. McKenna | Management | For | For |
| 1e | Elect Director Darlene Nicosia | Management | For | For |
| 1f | Elect Director Steven Oakland | Management | For | For |
| 1g | Elect Director Ulice Payne, Jr. | Management | For | For |
| 1h | Elect Director Kimberly Underhill | Management | For | For |
| 1i | Elect Director Tristan Walker | Management | For | For |
| 1j | Elect Director Dona D. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| FORWARD AIR CORPORATION Meeting Date: MAY 19, 2021 Record Date: MAR 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FWRD Security ID: 349853101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald W. Allen | Management | For | For |
| 1.2 | Elect Director Ana B. Amicarella | Management | For | For |
| 1.3 | Elect Director Valerie A. Bonebrake | Management | For | For |
| 1.4 | Elect Director C. Robert Campbell | Management | For | For |
| 1.5 | Elect Director R. Craig Carlock | Management | For | For |
| 1.6 | Elect Director G. Michael Lynch | Management | For | For |
| 1.7 | Elect Director George S. Mayes, Jr. | Management | For | For |
| 1.8 | Elect Director Chitra Nayak | Management | For | For |
| 1.9 | Elect Director Scott M. Niswonger | Management | For | For |
| 1.10 | Elect Director Javier Polit | Management | For | For |
| 1.11 | Elect Director Richard H. Roberts | Management | For | For |
| 1.12 | Elect Director Thomas Schmitt | Management | For | For |
| 1.13 | Elect Director Laurie A. Tucker | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FRANKLIN ELECTRIC CO., INC. Meeting Date: MAY 07, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FELE Security ID: 353514102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregg C. Sengstack | Management | For | For |
| 1.2 | Elect Director David M. Wathen | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FULGENT GENETICS, INC. Meeting Date: SEP 17, 2020 Record Date: AUG 28, 2020 Meeting Type: SPECIAL | ||||
| Ticker: FLGT Security ID: 359664109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| G-III APPAREL GROUP, LTD. Meeting Date: JUN 10, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GIII Security ID: 36237H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Morris Goldfarb | Management | For | For |
| 1.2 | Elect Director Sammy Aaron | Management | For | For |
| 1.3 | Elect Director Thomas J. Brosig | Management | For | For |
| 1.4 | Elect Director Alan Feller | Management | For | For |
| 1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
| 1.6 | Elect Director Victor Herrero | Management | For | For |
| 1.7 | Elect Director Robert L. Johnson | Management | For | For |
| 1.8 | Elect Director Jeanette Nostra | Management | For | For |
| 1.9 | Elect Director Laura Pomerantz | Management | For | For |
| 1.10 | Elect Director Willem van Bokhorst | Management | For | For |
| 1.11 | Elect Director Cheryl Vitali | Management | For | For |
| 1.12 | Elect Director Richard White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GENTHERM INCORPORATED Meeting Date: MAY 20, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: THRM Security ID: 37253A103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sophie Desormiere | Management | For | For |
| 1.2 | Elect Director Phillip M. Eyler | Management | For | For |
| 1.3 | Elect Director Yvonne Hao | Management | For | For |
| 1.4 | Elect Director David Heinzmann | Management | For | For |
| 1.5 | Elect Director Ronald Hundzinski | Management | For | For |
| 1.6 | Elect Director Charles Kummeth | Management | For | For |
| 1.7 | Elect Director Betsy Meter | Management | For | For |
| 1.8 | Elect Director Byron Shaw, II | Management | For | For |
| 1.9 | Elect Director John Stacey | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GMS INC. Meeting Date: OCT 22, 2020 Record Date: AUG 25, 2020 Meeting Type: ANNUAL | ||||
| Ticker: GMS Security ID: 36251C103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter C. Browning | Management | For | For |
| 1.2 | Elect Director Theron I. Gilliam | Management | For | For |
| 1.3 | Elect Director Mitchell B. Lewis | Management | For | For |
| 1.4 | Elect Director John C. Turner, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement and Other Obsolete Provisions | Management | For | For |
| 6 | Amend Bylaws to Allow Board to Amend the Bylaws | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| GREAT WESTERN BANCORP, INC. Meeting Date: FEB 09, 2021 Record Date: DEC 11, 2020 Meeting Type: ANNUAL | ||||
| Ticker: GWB Security ID: 391416104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Brannen | Management | For | For |
| 1.2 | Elect Director Thomas Henning | Management | For | For |
| 1.3 | Elect Director Daniel Rykhus | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GREENSKY, INC. Meeting Date: JUN 03, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GSKY Security ID: 39572G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joel Babbit | Management | For | Withhold |
| 1.2 | Elect Director Gerald Benjamin | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| GRIFFON CORPORATION Meeting Date: JAN 28, 2021 Record Date: DEC 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: GFF Security ID: 398433102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Henry A. Alpert | Management | For | For |
| 1.2 | Elect Director Jerome L. Coben | Management | For | For |
| 1.3 | Elect Director Ronald J. Kramer | Management | For | For |
| 1.4 | Elect Director Victor Eugene Renuart | Management | For | For |
| 1.5 | Elect Director Kevin F. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| GROUP 1 AUTOMOTIVE, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GPI Security ID: 398905109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carin M. Barth | Management | For | For |
| 1.2 | Elect Director Earl J. Hesterberg | Management | For | For |
| 1.3 | Elect Director Steven C. Mizell | Management | For | For |
| 1.4 | Elect Director Lincoln Pereira | Management | For | For |
| 1.5 | Elect Director Stephen D. Quinn | Management | For | For |
| 1.6 | Elect Director Steven P. Stanbrook | Management | For | For |
| 1.7 | Elect Director Charles L. Szews | Management | For | For |
| 1.8 | Elect Director Anne Taylor | Management | For | For |
| 1.9 | Elect Director MaryAnn Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| H&E EQUIPMENT SERVICES, INC. Meeting Date: MAY 14, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HEES Security ID: 404030108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John M. Engquist | Management | For | For |
| 1.2 | Elect Director Bradley W. Barber | Management | For | For |
| 1.3 | Elect Director Paul N. Arnold | Management | For | For |
| 1.4 | Elect Director Gary W. Bagley | Management | For | For |
| 1.5 | Elect Director Bruce C. Bruckmann | Management | For | For |
| 1.6 | Elect Director Patrick L. Edsell | Management | For | For |
| 1.7 | Elect Director Thomas J. Galligan, III | Management | For | For |
| 1.8 | Elect Director Lawrence C. Karlson | Management | For | Withhold |
| 1.9 | Elect Director John T. Sawyer | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| H.B. FULLER COMPANY Meeting Date: APR 08, 2021 Record Date: FEB 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FUL Security ID: 359694106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas W. Handley | Management | For | For |
| 1.2 | Elect Director Maria Teresa Hilado | Management | For | For |
| 1.3 | Elect Director Ruth S. Kimmelshue | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| HALLMARK FINANCIAL SERVICES, INC. Meeting Date: DEC 22, 2020 Record Date: OCT 30, 2020 Meeting Type: ANNUAL | ||||
| Ticker: HALL Security ID: 40624Q203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark E. Schwarz | Management | For | For |
| 1.2 | Elect Director Scott T. Berlin | Management | For | For |
| 1.3 | Elect Director James H. Graves | Management | For | For |
| 1.4 | Elect Director Mark E. Pape | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HANMI FINANCIAL CORPORATION Meeting Date: MAY 26, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HAFC Security ID: 410495204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John J. Ahn | Management | For | For |
| 1b | Elect Director Kiho Choi | Management | For | For |
| 1c | Elect Director Christie K. Chu | Management | For | For |
| 1d | Elect Director Harry H. Chung | Management | For | For |
| 1e | Elect Director Scott R. Diehl | Management | For | For |
| 1f | Elect Director Bonita I. Lee | Management | For | For |
| 1g | Elect Director David L. Rosenblum | Management | For | For |
| 1h | Elect Director Thomas J. Williams | Management | For | For |
| 1i | Elect Director Michael M. Yang | Management | For | For |
| 1j | Elect Director Gideon Yu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Crowe LLP as Auditors | Management | For | For |
| HARBORONE BANCORP, INC. Meeting Date: SEP 29, 2020 Record Date: JUL 27, 2020 Meeting Type: ANNUAL | ||||
| Ticker: HONE Security ID: 41165Y100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Joseph F. Casey | Management | For | Withhold |
| 1b | Elect Director David P. Frenette | Management | For | Withhold |
| 1c | Elect Director Barry R. Koretz | Management | For | Withhold |
| 1d | Elect Director Michael J. Sullivan | Management | For | Withhold |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| HAVERTY FURNITURE COMPANIES, INC. Meeting Date: MAY 10, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HVT Security ID: 419596101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director L. Allison Dukes | Management | For | For |
| 1.2 | Elect Director G. Thomas Hough | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| HAWAIIAN HOLDINGS, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HA Security ID: 419879101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald J. Carty | Management | For | For |
| 1.2 | Elect Director Earl E. Fry | Management | For | For |
| 1.3 | Elect Director Lawrence S. Hershfield | Management | For | For |
| 1.4 | Elect Director C. Jayne Hrdlicka | Management | For | For |
| 1.5 | Elect Director Peter R. Ingram | Management | For | For |
| 1.6 | Elect Director Randall L. Jenson | Management | For | For |
| 1.7 | Elect Director Michael E. McNamara | Management | For | For |
| 1.8 | Elect Director Crystal K. Rose | Management | For | For |
| 1.9 | Elect Director Richard N. Zwern | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| A | Please Check if Owner of Record is a U.S. Citizen | Management | None | For |
| B | Please Check if Owner of Record is Not a U.S. Citizen | Management | None | Against |
| HAWKINS, INC. Meeting Date: JUL 30, 2020 Record Date: JUN 05, 2020 Meeting Type: ANNUAL | ||||
| Ticker: HWKN Security ID: 420261109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James A. Faulconbridge | Management | For | For |
| 1.2 | Elect Director Patrick H. Hawkins | Management | For | For |
| 1.3 | Elect Director John S. McKeon | Management | For | For |
| 1.4 | Elect Director Mary J. Schumacher | Management | For | For |
| 1.5 | Elect Director Daniel J. Stauber | Management | For | For |
| 1.6 | Elect Director James T. Thompson | Management | For | For |
| 1.7 | Elect Director Jeffrey L. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HEALTHCARE SERVICES GROUP, INC. Meeting Date: JUN 01, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HCSG Security ID: 421906108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John M. Briggs | Management | For | For |
| 1.2 | Elect Director Diane S. Casey | Management | For | For |
| 1.3 | Elect Director Daniela Castagnino | Management | For | For |
| 1.4 | Elect Director Robert L. Frome | Management | For | For |
| 1.5 | Elect Director Laura Grant | Management | For | For |
| 1.6 | Elect Director John J. McFadden | Management | For | For |
| 1.7 | Elect Director Dino D. Ottaviano | Management | For | For |
| 1.8 | Elect Director Jude Visconto | Management | For | For |
| 1.9 | Elect Director Theodore Wahl | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HEALTHSTREAM, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HSTM Security ID: 42222N103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert A. Frist, Jr. | Management | For | For |
| 1.2 | Elect Director Frank Edward Gordon | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HEIDRICK & STRUGGLES INTERNATIONAL, INC. Meeting Date: MAY 27, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HSII Security ID: 422819102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth L. Axelrod | Management | For | For |
| 1.2 | Elect Director Laszlo Bock | Management | For | For |
| 1.3 | Elect Director Lyle Logan | Management | For | For |
| 1.4 | Elect Director T. Willem Mesdag | Management | For | For |
| 1.5 | Elect Director Krishnan Rajagopalan | Management | For | For |
| 1.6 | Elect Director Stacey Rauch | Management | For | For |
| 1.7 | Elect Director Adam Warby | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| HELIOS TECHNOLOGIES, INC. Meeting Date: JUN 03, 2021 Record Date: APR 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HLIO Security ID: 42328H109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Josef Matosevic | Management | For | For |
| 1.2 | Elect Director Gregory C. Yadley | Management | For | Against |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HELIX ENERGY SOLUTIONS GROUP, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HLX Security ID: 42330P107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Amerino Gatti | Management | For | For |
| 1.2 | Elect Director Owen Kratz | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HERMAN MILLER, INC. Meeting Date: OCT 12, 2020 Record Date: AUG 14, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MLHR Security ID: 600544100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary Vermeer Andringa | Management | For | For |
| 1.2 | Elect Director Andi R. Owen | Management | For | For |
| 1.3 | Elect Director Candace S. Matthews | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HEXCEL CORPORATION Meeting Date: MAY 10, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HXL Security ID: 428291108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nick L. Stanage | Management | For | For |
| 1b | Elect Director Jeffrey C. Campbell | Management | For | For |
| 1c | Elect Director Cynthia M. Egnotovich | Management | For | For |
| 1d | Elect Director Thomas A. Gendron | Management | For | For |
| 1e | Elect Director Jeffrey A. Graves | Management | For | For |
| 1f | Elect Director Guy C. Hachey | Management | For | For |
| 1g | Elect Director Marilyn L. Minus | Management | For | For |
| 1h | Elect Director Catherine A. Suever | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| HILLTOP HOLDINGS, INC. Meeting Date: JUL 23, 2020 Record Date: APR 28, 2020 Meeting Type: ANNUAL | ||||
| Ticker: HTH Security ID: 432748101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charlotte Jones Anderson | Management | For | For |
| 1.2 | Elect Director Rhodes R. Bobbitt | Management | For | For |
| 1.3 | Elect Director Tracy A. Bolt | Management | For | For |
| 1.4 | Elect Director J. Taylor Crandall | Management | For | For |
| 1.5 | Elect Director Charles R. Cummings | Management | For | For |
| 1.6 | Elect Director Hill A. Feinberg | Management | For | For |
| 1.7 | Elect Director Gerald J. Ford | Management | For | For |
| 1.8 | Elect Director Jeremy B. Ford | Management | For | For |
| 1.9 | Elect Director J. Markham Green | Management | For | For |
| 1.10 | Elect Director William T. Hill, Jr. | Management | For | For |
| 1.11 | Elect Director Lee Lewis | Management | For | For |
| 1.12 | Elect Director Andrew J. Littlefair | Management | For | For |
| 1.13 | Elect Director W. Robert Nichols, III | Management | For | For |
| 1.14 | Elect Director Kenneth D. Russell | Management | For | For |
| 1.15 | Elect Director A. Haag Sherman | Management | For | Withhold |
| 1.16 | Elect Director Jonathan S. Sobel | Management | For | For |
| 1.17 | Elect Director Robert C. Taylor, Jr. | Management | For | For |
| 1.18 | Elect Director Carl B. Webb | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| HMS HOLDINGS CORP. Meeting Date: MAR 26, 2021 Record Date: FEB 04, 2021 Meeting Type: SPECIAL | ||||
| Ticker: HMSY Security ID: 40425J101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| HNI CORPORATION Meeting Date: MAY 24, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HNI Security ID: 404251100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary A. Bell | Management | For | For |
| 1.2 | Elect Director Mary K.W. Jones | Management | For | For |
| 1.3 | Elect Director Ronald V. Waters, III | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| HOME BANCSHARES, INC. Meeting Date: APR 15, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HOMB Security ID: 436893200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John W. Allison | Management | For | For |
| 1.2 | Elect Director Brian S. Davis | Management | For | For |
| 1.3 | Elect Director Milburn Adams | Management | For | For |
| 1.4 | Elect Director Robert H. Adcock, Jr. | Management | For | For |
| 1.5 | Elect Director Richard H. Ashley | Management | For | For |
| 1.6 | Elect Director Mike D. Beebe | Management | For | For |
| 1.7 | Elect Director Jack E. Engelkes | Management | For | For |
| 1.8 | Elect Director Tracy M. French | Management | For | For |
| 1.9 | Elect Director Karen E. Garrett | Management | For | For |
| 1.10 | Elect Director James G. Hinkle | Management | For | For |
| 1.11 | Elect Director Alex R. Lieblong | Management | For | For |
| 1.12 | Elect Director Thomas J. Longe | Management | For | For |
| 1.13 | Elect Director Jim Rankin, Jr. | Management | For | For |
| 1.14 | Elect Director Larry W. Ross | Management | For | For |
| 1.15 | Elect Director Donna J. Townsell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify BKD, LLP as Auditors | Management | For | For |
| HOPE BANCORP, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HOPE Security ID: 43940T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin S. Kim | Management | For | For |
| 1.2 | Elect Director Scott Yoon-Suk Whang | Management | For | For |
| 1.3 | Elect Director Steven S. Koh | Management | For | For |
| 1.4 | Elect Director Donald D. Byun | Management | For | For |
| 1.5 | Elect Director Jinho Doo | Management | For | For |
| 1.6 | Elect Director Daisy Y. Ha | Management | For | For |
| 1.7 | Elect Director Joon Kyung Kim | Management | For | For |
| 1.8 | Elect Director William J. Lewis | Management | For | For |
| 1.9 | Elect Director David P. Malone | Management | For | For |
| 1.10 | Elect Director Dale S. Zuehls | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HOSTESS BRANDS, INC. Meeting Date: JUN 28, 2021 Record Date: APR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TWNK Security ID: 44109J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerry D. Kaminski | Management | For | For |
| 1.2 | Elect Director Andrew P. Callahan | Management | For | For |
| 1.3 | Elect Director Olu Beck | Management | For | For |
| 1.4 | Elect Director Laurence Bodner | Management | For | For |
| 1.5 | Elect Director Gretchen R. Crist | Management | For | For |
| 1.6 | Elect Director Rachel P. Cullen | Management | For | For |
| 1.7 | Elect Director Hugh G. Dineen | Management | For | For |
| 1.8 | Elect Director Ioannis Skoufalos | Management | For | For |
| 1.9 | Elect Director Craig D. Steeneck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| HURON CONSULTING GROUP INC. Meeting Date: MAY 07, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HURN Security ID: 447462102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hugh E. Sawyer | Management | For | For |
| 1.2 | Elect Director Debra L. Zumwalt | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ICHOR HOLDINGS, LTD. Meeting Date: MAY 11, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ICHR Security ID: G4740B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey Andreson | Management | For | For |
| 1b | Elect Director John Kispert | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| IMMUNOGEN, INC. Meeting Date: JUN 16, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IMGN Security ID: 45253H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Stephen C. McCluski | Management | For | For |
| 2.2 | Elect Director Richard J. Wallace | Management | For | For |
| 2.3 | Elect Director Mark Goldberg | Management | For | For |
| 2.4 | Elect Director Dean J. Mitchell | Management | For | For |
| 2.5 | Elect Director Kristine Peterson | Management | For | For |
| 2.6 | Elect Director Mark J. Enyedy | Management | For | For |
| 2.7 | Elect Director Stuart A. Arbuckle | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| INDEPENDENT BANK GROUP, INC. Meeting Date: AUG 27, 2020 Record Date: JUL 02, 2020 Meeting Type: ANNUAL | ||||
| Ticker: IBTX Security ID: 45384B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel W. Brooks | Management | For | For |
| 1.2 | Elect Director Craig E. Holmes | Management | For | For |
| 1.3 | Elect Director G. Stacy Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditor | Management | For | For |
| 4 | Other Business | Management | For | Against |
| INDEPENDENT BANK GROUP, INC. Meeting Date: MAY 27, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IBTX Security ID: 45384B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William E. Fair | Management | For | For |
| 1.2 | Elect Director Donald L. Poarch | Management | For | For |
| 1.3 | Elect Director Michael T. Viola | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| INGEVITY CORPORATION Meeting Date: APR 22, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NGVT Security ID: 45688C107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jean S. Blackwell | Management | For | For |
| 1b | Elect Director Luis Fernandez-Moreno | Management | For | For |
| 1c | Elect Director J. Michael Fitzpatrick | Management | For | For |
| 1d | Elect Director John C. Fortson | Management | For | For |
| 1e | Elect Director Diane H. Gulyas | Management | For | For |
| 1f | Elect Director Frederick J. Lynch | Management | For | For |
| 1g | Elect Director Karen G. Narwold | Management | For | For |
| 1h | Elect Director Daniel F. Sansone | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INNOSPEC INC. Meeting Date: MAY 05, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IOSP Security ID: 45768S105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Milton C. Blackmore | Management | For | For |
| 1.2 | Elect Director Robert I. Paller | Management | For | For |
| 2 | Elect Director Elizabeth K. Arnold | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| INNOVIVA, INC. Meeting Date: MAY 14, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: INVA Security ID: 45781M101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director George W. Bickerstaff, III | Management | For | For |
| 1b | Elect Director Deborah L. Birx | Management | For | For |
| 1c | Elect Director Mark A. DiPaolo | Management | For | For |
| 1d | Elect Director Jules Haimovitz | Management | For | For |
| 1e | Elect Director Odysseas D. Kostas | Management | For | For |
| 1f | Elect Director Sarah J. Schlesinger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| INOGEN, INC. Meeting Date: MAY 10, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: INGN Security ID: 45780L104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Scott Greer | Management | For | Withhold |
| 1.2 | Elect Director Heather Rider | Management | For | Withhold |
| 1.3 | Elect Director Kristen Miranda | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INOVALON HOLDINGS, INC. Meeting Date: JUN 02, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: INOV Security ID: 45781D101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Keith R. Dunleavy | Management | For | Withhold |
| 1.2 | Elect Director Denise K. Fletcher | Management | For | Withhold |
| 1.3 | Elect Director William D. Green | Management | For | Withhold |
| 1.4 | Elect Director Isaac (Zak) S. Kohane | Management | For | Withhold |
| 1.5 | Elect Director Mark A. Pulido | Management | For | Withhold |
| 1.6 | Elect Director Lee D. Roberts | Management | For | Withhold |
| 1.7 | Elect Director William J. Teuber, Jr. | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INSPIRE MEDICAL SYSTEMS, INC. Meeting Date: APR 29, 2021 Record Date: MAR 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: INSP Security ID: 457730109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marilyn Carlson Nelson | Management | For | Withhold |
| 1.2 | Elect Director Jerry C. Griffin | Management | For | Withhold |
| 1.3 | Elect Director Casey M. Tansey | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INTERCEPT PHARMACEUTICALS, INC. Meeting Date: MAY 27, 2021 Record Date: APR 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ICPT Security ID: 45845P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paolo Fundaro | Management | For | For |
| 1b | Elect Director Jerome Durso | Management | For | For |
| 1c | Elect Director Srinivas Akkaraju | Management | For | For |
| 1d | Elect Director Luca Benatti | Management | For | For |
| 1e | Elect Director Daniel Bradbury | Management | For | For |
| 1f | Elect Director Keith Gottesdiener | Management | For | For |
| 1g | Elect Director Nancy Miller-Rich | Management | For | For |
| 1h | Elect Director Mark Pruzanski | Management | For | For |
| 1i | Elect Director Dagmar Rosa-Bjorkeson | Management | For | For |
| 1j | Elect Director Gino Santini | Management | For | For |
| 1k | Elect Director Glenn Sblendorio | Management | For | For |
| 2 | Approve Stock Option Exchange Program | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| INTERDIGITAL, INC. Meeting Date: JUN 02, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IDCC Security ID: 45867G101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lawrence (Liren) Chen | Management | For | For |
| 1b | Elect Director Joan H. Gillman | Management | For | For |
| 1c | Elect Director S. Douglas Hutcheson | Management | For | For |
| 1d | Elect Director John A. Kritzmacher | Management | For | For |
| 1e | Elect Director Pierre-Yves Lesaicherre | Management | For | For |
| 1f | Elect Director John D. Markley, Jr. | Management | For | For |
| 1g | Elect Director Jean F. Rankin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| INTERFACE, INC. Meeting Date: MAY 17, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TILE Security ID: 458665304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John P. Burke | Management | For | For |
| 1.2 | Elect Director Dwight Gibson | Management | For | For |
| 1.3 | Elect Director Daniel T. Hendrix | Management | For | For |
| 1.4 | Elect Director Christopher G. Kennedy | Management | For | For |
| 1.5 | Elect Director Joseph Keough | Management | For | For |
| 1.6 | Elect Director Catherine M. Kilbane | Management | For | For |
| 1.7 | Elect Director K. David Kohler | Management | For | For |
| 1.8 | Elect Director Sheryl D. Palmer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| INTERNATIONAL SEAWAYS, INC. Meeting Date: JUN 02, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: INSW Security ID: Y41053102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Doug Wheat | Management | For | For |
| 1.2 | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1.3 | Elect Director Ian T. Blackley | Management | For | Withhold |
| 1.4 | Elect Director Randee E. Day | Management | For | For |
| 1.5 | Elect Director David I. Greenberg | Management | For | For |
| 1.6 | Elect Director Joseph I. Kronsberg | Management | For | For |
| 1.7 | Elect Director Ty E. Wallach | Management | For | For |
| 1.8 | Elect Director Lois K. Zabrocky | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INVACARE CORPORATION Meeting Date: MAY 20, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IVC Security ID: 461203101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Susan H. Alexander | Management | For | For |
| 1.2 | Elect Director Julie A. Beck | Management | For | For |
| 1.3 | Elect Director Petra Danielsohn-Weil | Management | For | For |
| 1.4 | Elect Director Stephanie L. Fehr | Management | For | For |
| 1.5 | Elect Director Diana S. Ferguson | Management | For | For |
| 1.6 | Elect Director Marc M. Gibeley | Management | For | For |
| 1.7 | Elect Director C. Martin Harris | Management | For | For |
| 1.8 | Elect Director Matthew E. Monaghan | Management | For | For |
| 1.9 | Elect Director Clifford D. Nastas | Management | For | For |
| 1.10 | Elect Director Baiju R. Shah | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| INVESTORS BANCORP, INC. Meeting Date: MAY 25, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ISBC Security ID: 46146L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin Cummings | Management | For | For |
| 1.2 | Elect Director John E. Harmon, Sr. | Management | For | For |
| 1.3 | Elect Director Michele N. Siekerka | Management | For | For |
| 1.4 | Elect Director Paul N. Stathoulopoulos | Management | For | For |
| 1.5 | Elect Director Kim Wales | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| IROBOT CORPORATION Meeting Date: MAY 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IRBT Security ID: 462726100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Colin M. Angle | Management | For | For |
| 1b | Elect Director Deborah G. Ellinger | Management | For | For |
| 1c | Elect Director Eva Manolis | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| IRONWOOD PHARMACEUTICALS, INC. Meeting Date: JUN 02, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IRWD Security ID: 46333X108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark G. Currie | Management | For | For |
| 1.2 | Elect Director Alexander J. Denner | Management | For | For |
| 1.3 | Elect Director Jon R. Duane | Management | For | For |
| 1.4 | Elect Director Marla L. Kessler | Management | For | For |
| 1.5 | Elect Director Catherine Moukheibir | Management | For | For |
| 1.6 | Elect Director Lawrence S. Olanoff | Management | For | For |
| 1.7 | Elect Director Jay P. Shepard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| J2 GLOBAL, INC. Meeting Date: MAY 07, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: JCOM Security ID: 48123V102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard S. Ressler | Management | For | For |
| 1.2 | Elect Director Vivek Shah | Management | For | For |
| 1.3 | Elect Director Douglas Y. Bech | Management | For | For |
| 1.4 | Elect Director Sarah Fay | Management | For | For |
| 1.5 | Elect Director W. Brian Kretzmer | Management | For | For |
| 1.6 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.7 | Elect Director Stephen Ross | Management | For | For |
| 1.8 | Elect Director Pamela Sutton-Wallace | Management | For | For |
| 1.9 | Elect Director Scott C. Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| JACK IN THE BOX INC. Meeting Date: FEB 26, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: JACK Security ID: 466367109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David L. Goebel | Management | For | For |
| 1b | Elect Director Darin S. Harris | Management | For | For |
| 1c | Elect Director Sharon P. John | Management | For | For |
| 1d | Elect Director Madeleine A. Kleiner | Management | For | For |
| 1e | Elect Director Michael W. Murphy | Management | For | For |
| 1f | Elect Director James M. Myers | Management | For | For |
| 1g | Elect Director David M. Tehle | Management | For | For |
| 1h | Elect Director Vivien M. Yeung | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| JOHN B. SANFILIPPO & SON, INC. Meeting Date: OCT 28, 2020 Record Date: SEP 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: JBSS Security ID: 800422107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jim Edgar | Management | For | Withhold |
| 1.2 | Elect Director Pamela Forbes Lieberman | Management | For | For |
| 1.3 | Elect Director Ellen C. Taaffe | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| JOHN WILEY & SONS, INC. Meeting Date: SEP 24, 2020 Record Date: JUL 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: JW.A Security ID: 968223206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Beth A. Birnbaum | Management | For | For |
| 1.2 | Elect Director David C. Dobson | Management | For | For |
| 1.3 | Elect Director Mariana Garavaglia | Management | For | For |
| 1.4 | Elect Director William Pence | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| JOUNCE THERAPEUTICS, INC. Meeting Date: JUN 18, 2021 Record Date: APR 21, 2021 Meeting Type: ANNUAL | ||||
| Ticker: JNCE Security ID: 481116101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Duncan Higgons | Management | For | Withhold |
| 1.2 | Elect Director Robert Iannone | Management | For | Withhold |
| 1.3 | Elect Director Luisa Salter-Cid | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| KADANT INC. Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KAI Security ID: 48282T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Erin L. Russell | Management | For | For |
| 1.2 | Elect Director William P. Tully | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve the Issuance of Restricted Stock Units to Non-Employee Directors | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| KAISER ALUMINUM CORPORATION Meeting Date: JUN 03, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KALU Security ID: 483007704 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Foster | Management | For | For |
| 1.2 | Elect Director Leo Gerard | Management | For | For |
| 1.3 | Elect Director Emily Liggett | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| KAMAN CORPORATION Meeting Date: APR 14, 2021 Record Date: FEB 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KAMN Security ID: 483548103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Aisha M. Barry | Management | For | For |
| 1.2 | Elect Director E. Reeves Callaway, III | Management | For | For |
| 1.3 | Elect Director A. William Higgins | Management | For | For |
| 1.4 | Elect Director Michelle J. Lohmeier | Management | For | For |
| 1.5 | Elect Director George E. Minnich | Management | For | For |
| 1.6 | Elect Director Ian K. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| KEARNY FINANCIAL CORP. Meeting Date: OCT 22, 2020 Record Date: AUG 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: KRNY Security ID: 48716P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Theodore J. Aanensen | Management | For | For |
| 1.2 | Elect Director Joseph P. Mazza | Management | For | For |
| 1.3 | Elect Director Christopher Petermann | Management | For | For |
| 1.4 | Elect Director Charles J. Pivirotto | Management | For | For |
| 1.5 | Elect Director John F. Regan | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| KENNAMETAL, INC. Meeting Date: OCT 27, 2020 Record Date: SEP 01, 2020 Meeting Type: ANNUAL | ||||
| Ticker: KMT Security ID: 489170100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph Alvarado | Management | For | For |
| 1.2 | Elect Director Cindy L. Davis | Management | For | For |
| 1.3 | Elect Director William J. Harvey | Management | For | For |
| 1.4 | Elect Director William M. Lambert | Management | For | For |
| 1.5 | Elect Director Lorraine M. Martin | Management | For | For |
| 1.6 | Elect Director Sagar A. Patel | Management | For | For |
| 1.7 | Elect Director Christopher Rossi | Management | For | For |
| 1.8 | Elect Director Lawrence W. Stranghoener | Management | For | For |
| 1.9 | Elect Director Steven H. Wunning | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| KFORCE INC. Meeting Date: APR 22, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KFRC Security ID: 493732101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David L. Dunkel | Management | For | For |
| 1.2 | Elect Director Mark F. Furlong | Management | For | For |
| 1.3 | Elect Director Catherine H. Cloudman | Management | For | For |
| 1.4 | Elect Director Derrick D. Brooks | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| KIMBALL INTERNATIONAL, INC. Meeting Date: OCT 27, 2020 Record Date: AUG 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: KBAL Security ID: 494274103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Susan B. Frampton | Management | For | Withhold |
| 1.2 | Elect Director Scott M. Settersten | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| KIRBY CORPORATION Meeting Date: APR 27, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KEX Security ID: 497266106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tanya S. Beder | Management | For | For |
| 1b | Elect Director Barry E. Davis | Management | For | For |
| 1c | Elect Director Joseph H. Pyne | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| KKR REAL ESTATE FINANCE TRUST, INC. Meeting Date: APR 23, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KREF Security ID: 48251K100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Terrance R. Ahern | Management | For | Withhold |
| 1.2 | Elect Director Irene M. Esteves | Management | For | Withhold |
| 1.3 | Elect Director Todd A. Fisher | Management | For | Withhold |
| 1.4 | Elect Director Jonathan A. Langer | Management | For | For |
| 1.5 | Elect Director Christen E.J. Lee | Management | For | Withhold |
| 1.6 | Elect Director Paula Madoff | Management | For | For |
| 1.7 | Elect Director Deborah H. McAneny | Management | For | For |
| 1.8 | Elect Director Ralph F. Rosenberg | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| KNOLL, INC. Meeting Date: MAY 13, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KNL Security ID: 498904200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel W. Dienst | Management | For | For |
| 1.2 | Elect Director Jeffrey Alan Henderson | Management | For | For |
| 1.3 | Elect Director Christopher G. Kennedy | Management | For | For |
| 1.4 | Elect Director Stephanie Stahl | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| KONTOOR BRANDS, INC. Meeting Date: APR 20, 2021 Record Date: FEB 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KTB Security ID: 50050N103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kathleen S. Barclay | Management | For | Withhold |
| 1.2 | Elect Director Robert M. Lynch | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| KOPPERS HOLDINGS INC. Meeting Date: MAY 06, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KOP Security ID: 50060P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leroy M. Ball | Management | For | For |
| 1.2 | Elect Director Xudong Feng | Management | For | For |
| 1.3 | Elect Director Traci L. Jensen | Management | For | For |
| 1.4 | Elect Director David L. Motley | Management | For | For |
| 1.5 | Elect Director Albert J. Neupaver | Management | For | For |
| 1.6 | Elect Director Louis L. Testoni | Management | For | For |
| 1.7 | Elect Director Stephen R. Tritch | Management | For | For |
| 1.8 | Elect Director Sonja M. Wilkerson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| KORN FERRY Meeting Date: SEP 23, 2020 Record Date: JUL 29, 2020 Meeting Type: ANNUAL | ||||
| Ticker: KFY Security ID: 500643200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Doyle N. Beneby | Management | For | For |
| 1b | Elect Director Gary D. Burnison | Management | For | For |
| 1c | Elect Director Christina A. Gold | Management | For | For |
| 1d | Elect Director Jerry P. Leamon | Management | For | For |
| 1e | Elect Director Angel R. Martinez | Management | For | For |
| 1f | Elect Director Debra J. Perry | Management | For | For |
| 1g | Elect Director Lori J. Robinson | Management | For | For |
| 1h | Elect Director George T. Shaheen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| KOSMOS ENERGY LTD. Meeting Date: JUN 09, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KOS Security ID: 500688106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Adebayo (Bayo) O. Ogunlesi | Management | For | For |
| 1.2 | Elect Director Deanna L. Goodwin | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| LA-Z-BOY INCORPORATED Meeting Date: SEP 01, 2020 Record Date: JUL 07, 2020 Meeting Type: ANNUAL | ||||
| Ticker: LZB Security ID: 505336107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kurt L. Darrow | Management | For | For |
| 1.2 | Elect Director Sarah M. Gallagher | Management | For | For |
| 1.3 | Elect Director Janet E. Kerr | Management | For | For |
| 1.4 | Elect Director Michael T. Lawton | Management | For | For |
| 1.5 | Elect Director H. George Levy | Management | For | For |
| 1.6 | Elect Director W. Alan McCollough | Management | For | For |
| 1.7 | Elect Director Rebecca L. O'Grady | Management | For | For |
| 1.8 | Elect Director Lauren B. Peters | Management | For | For |
| 1.9 | Elect Director Nido R. Qubein | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LAKELAND BANCORP, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LBAI Security ID: 511637100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce D. Bohuny | Management | For | For |
| 1.2 | Elect Director Mary Ann Deacon | Management | For | For |
| 1.3 | Elect Director Brian Flynn | Management | For | For |
| 1.4 | Elect Director Brian A. Gragnolati | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| LAKELAND FINANCIAL CORPORATION Meeting Date: APR 13, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LKFN Security ID: 511656100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Blake W. Augsburger | Management | For | For |
| 1.2 | Elect Director Robert E. Bartels, Jr. | Management | For | For |
| 1.3 | Elect Director Darrianne P. Christian | Management | For | For |
| 1.4 | Elect Director Daniel F. Evans, Jr. | Management | For | For |
| 1.5 | Elect Director David M. Findlay | Management | For | For |
| 1.6 | Elect Director Michael L. Kubacki | Management | For | For |
| 1.7 | Elect Director Emily E. Pichon | Management | For | For |
| 1.8 | Elect Director Steven D. Ross | Management | For | For |
| 1.9 | Elect Director Brian J. Smith | Management | For | For |
| 1.10 | Elect Director Bradley J. Toothaker | Management | For | For |
| 1.11 | Elect Director Ronald D. Truex | Management | For | For |
| 1.12 | Elect Director M. Scott Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| LANNETT COMPANY, INC. Meeting Date: JAN 27, 2021 Record Date: DEC 03, 2020 Meeting Type: ANNUAL | ||||
| Ticker: LCI Security ID: 516012101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick G. LePore | Management | For | For |
| 1.2 | Elect Director John C. Chapman | Management | For | For |
| 1.3 | Elect Director Timothy C. Crew | Management | For | For |
| 1.4 | Elect Director David Drabik | Management | For | For |
| 1.5 | Elect Director Jeffrey Farber | Management | For | For |
| 1.6 | Elect Director Melissa Rewolinski | Management | For | For |
| 1.7 | Elect Director Paul Taveira | Management | For | For |
| 2 | Ratify Grant Thornton, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| LCI INDUSTRIES Meeting Date: MAY 20, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LCII Security ID: 50189K103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James F. Gero | Management | For | For |
| 1b | Elect Director Frank J. Crespo | Management | For | For |
| 1c | Elect Director Brendan J. Deely | Management | For | For |
| 1d | Elect Director Ronald J. Fenech | Management | For | For |
| 1e | Elect Director Tracy D. Graham | Management | For | For |
| 1f | Elect Director Virginia L. Henkels | Management | For | For |
| 1g | Elect Director Jason D. Lippert | Management | For | For |
| 1h | Elect Director Stephanie K. Mains | Management | For | For |
| 1i | Elect Director Kieran M. O'Sullivan | Management | For | For |
| 1j | Elect Director David A. Reed | Management | For | For |
| 1k | Elect Director John A. Sirpilla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| LEMAITRE VASCULAR, INC. Meeting Date: JUL 30, 2020 Record Date: JUN 11, 2020 Meeting Type: ANNUAL | ||||
| Ticker: LMAT Security ID: 525558201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bridget A. Ross | Management | For | For |
| 1.2 | Elect Director John A. Roush | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| LEMAITRE VASCULAR, INC. Meeting Date: JUN 03, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LMAT Security ID: 525558201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lawrence J. Jasinski | Management | For | For |
| 1.2 | Elect Director John J. O'Connor | Management | For | For |
| 1.3 | Elect Director Joseph P. Pellegrino, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| LEVI STRAUSS & CO. Meeting Date: APR 21, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LEVI Security ID: 52736R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David A. Friedman | Management | For | Withhold |
| 1b | Elect Director Yael Garten | Management | For | Withhold |
| 1c | Elect Director Jenny Ming | Management | For | Withhold |
| 1d | Elect Director Joshua E. Prime | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| LEXICON PHARMACEUTICALS, INC. Meeting Date: APR 29, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LXRX Security ID: 528872302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philippe J. Amouyal | Management | For | Withhold |
| 1.2 | Elect Director Lonnel Coats | Management | For | For |
| 1.3 | Elect Director Frank P. Palantoni | Management | For | For |
| 2 | Amend Certificate of Incorporation | Management | For | Against |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| LIGAND PHARMACEUTICALS INCORPORATED Meeting Date: DEC 15, 2020 Record Date: NOV 05, 2020 Meeting Type: SPECIAL | ||||
| Ticker: LGND Security ID: 53220K504 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Omnibus Stock Plan | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| LIGAND PHARMACEUTICALS INCORPORATED Meeting Date: JUN 04, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LGND Security ID: 53220K504 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jason M. Aryeh | Management | For | For |
| 1.2 | Elect Director Sarah Boyce | Management | For | For |
| 1.3 | Elect Director Todd C. Davis | Management | For | For |
| 1.4 | Elect Director Nancy R. Gray | Management | For | For |
| 1.5 | Elect Director John L. Higgins | Management | For | For |
| 1.6 | Elect Director John W. Kozarich | Management | For | For |
| 1.7 | Elect Director John L. LaMattina | Management | For | For |
| 1.8 | Elect Director Sunil Patel | Management | For | For |
| 1.9 | Elect Director Stephen L. Sabba | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LINDBLAD EXPEDITIONS HOLDINGS, INC. Meeting Date: JUN 03, 2021 Record Date: APR 07, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LIND Security ID: 535219109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sven-Olof Lindblad | Management | For | For |
| 1.2 | Elect Director Mark D. Ein | Management | For | For |
| 1.3 | Elect Director Dolf Berle | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Marcum LLP as Auditors | Management | For | For |
| LORAL SPACE & COMMUNICATIONS, INC. Meeting Date: JUN 17, 2021 Record Date: MAY 07, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LORL Security ID: 543881106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John D. Harkey, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Michael B. Targoff | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LTC PROPERTIES, INC. Meeting Date: MAY 26, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LTC Security ID: 502175102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Cornelia Cheng | Management | For | For |
| 1b | Elect Director Boyd W. Hendrickson | Management | For | For |
| 1c | Elect Director James J. Pieczynski | Management | For | For |
| 1d | Elect Director Devra G. Shapiro | Management | For | For |
| 1e | Elect Director Wendy L. Simpson | Management | For | For |
| 1f | Elect Director Timothy J. Triche | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LUMBER LIQUIDATORS HOLDINGS, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LL Security ID: 55003T107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas T. Moore | Management | For | For |
| 1.2 | Elect Director Nancy M. Taylor | Management | For | For |
| 1.3 | Elect Director Joseph M. Nowicki | Management | For | For |
| 1.4 | Elect Director Charles E. Tyson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| LUMINEX CORPORATION Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LMNX Security ID: 55027E102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Edward A. Ogunro | Management | For | For |
| 1b | Elect Director Kevin M. McNamara | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| MAGELLAN HEALTH, INC. Meeting Date: MAR 31, 2021 Record Date: FEB 12, 2021 Meeting Type: SPECIAL | ||||
| Ticker: MGLN Security ID: 559079207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| MATTHEWS INTERNATIONAL CORPORATION Meeting Date: FEB 18, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MATW Security ID: 577128101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph C. Bartolacci | Management | For | For |
| 1.2 | Elect Director Katherine E. Dietze | Management | For | For |
| 1.3 | Elect Director Lillian D. Etzkorn | Management | For | For |
| 1.4 | Elect Director Morgan K. O'Brien | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MEDIFAST, INC. Meeting Date: JUN 02, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MED Security ID: 58470H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey J. Brown | Management | For | For |
| 1.2 | Elect Director Kevin G. Byrnes | Management | For | For |
| 1.3 | Elect Director Daniel R. Chard | Management | For | For |
| 1.4 | Elect Director Constance J. Hallquist | Management | For | For |
| 1.5 | Elect Director Michael A. Hoer | Management | For | For |
| 1.6 | Elect Director Scott Schlackman | Management | For | For |
| 1.7 | Elect Director Andrea B. Thomas | Management | For | For |
| 1.8 | Elect Director Ming Xian | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MEDNAX, INC. Meeting Date: SEP 09, 2020 Record Date: JUL 02, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MD Security ID: 58502B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Karey D. Barker | Management | For | For |
| 1.2 | Elect Director Waldemar A. Carlo | Management | For | Withhold |
| 1.3 | Elect Director Paul G. Gabos | Management | For | For |
| 1.4 | Elect Director Manuel Kadre | Management | For | Withhold |
| 1.5 | Elect Director Thomas A. McEachin | Management | For | For |
| 1.6 | Elect Director Roger J. Medel | Management | For | For |
| 1.7 | Elect Director Mark S. Ordan | Management | For | For |
| 1.8 | Elect Director Michael A. Rucker | Management | For | For |
| 1.9 | Elect Director Guy P. Sansone | Management | For | For |
| 1.10 | Elect Director John M. Starcher, Jr. | Management | For | For |
| 1.11 | Elect Director Shirley A. Weis | Management | For | For |
| 2 | Change Company Name to Pediatrix Medical Group, Inc. | Management | For | For |
| 3 | Amend Articles of Incorporation to Change Company Name of MEDNAX Services, Inc., a Subsidiary of the Company, to PMG Services, Inc. | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| MEDNAX, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MD Security ID: 58502B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Karey D. Barker | Management | For | For |
| 1.2 | Elect Director Waldemar A. Carlo | Management | For | For |
| 1.3 | Elect Director Paul G. Gabos | Management | For | For |
| 1.4 | Elect Director Manuel Kadre | Management | For | For |
| 1.5 | Elect Director Thomas A. McEachin | Management | For | For |
| 1.6 | Elect Director Roger J. Medel | Management | For | For |
| 1.7 | Elect Director Mark S. Ordan | Management | For | For |
| 1.8 | Elect Director Michael A. Rucker | Management | For | For |
| 1.9 | Elect Director Guy P. Sansone | Management | For | For |
| 1.10 | Elect Director John M. Starcher, Jr. | Management | For | For |
| 1.11 | Elect Director Shirley A. Weis | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MERCURY GENERAL CORPORATION Meeting Date: MAY 12, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MCY Security ID: 589400100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George Joseph | Management | For | For |
| 1.2 | Elect Director Martha E. Marcon | Management | For | For |
| 1.3 | Elect Director Joshua E. Little | Management | For | For |
| 1.4 | Elect Director Gabriel Tirador | Management | For | For |
| 1.5 | Elect Director James G. Ellis | Management | For | For |
| 1.6 | Elect Director George G. Braunegg | Management | For | For |
| 1.7 | Elect Director Ramona L. Cappello | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| MEREDITH CORPORATION Meeting Date: NOV 11, 2020 Record Date: SEP 11, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MDP Security ID: 589433101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth E. Tallett | Management | For | For |
| 1.2 | Elect Director Donald A. Baer | Management | For | For |
| 1.3 | Elect Director Gregory G. Coleman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Amend Articles of Incorporation | Management | For | For |
| MERIDIAN BANCORP, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EBSB Security ID: 58958U103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marilyn A. Censullo | Management | For | For |
| 1.2 | Elect Director Russell L. Chin | Management | For | For |
| 1.3 | Elect Director Richard J. Gavegnano | Management | For | For |
| 1.4 | Elect Director Gregory F. Natalucci | Management | For | For |
| 2 | Ratify Wolf & Company, P.C. as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MERIDIAN BIOSCIENCE, INC. Meeting Date: JAN 27, 2021 Record Date: DEC 03, 2020 Meeting Type: ANNUAL | ||||
| Ticker: VIVO Security ID: 589584101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James M. Anderson | Management | For | For |
| 1.2 | Elect Director Anthony P. Bihl, III | Management | For | For |
| 1.3 | Elect Director Dwight E. Ellingwood | Management | For | For |
| 1.4 | Elect Director Jack Kenny | Management | For | For |
| 1.5 | Elect Director John C. McIlwraith | Management | For | For |
| 1.6 | Elect Director David C. Phillips | Management | For | For |
| 1.7 | Elect Director John M. Rice, Jr. | Management | For | For |
| 1.8 | Elect Director Catherine A. Sazdanoff | Management | For | For |
| 1.9 | Elect Director Felicia Williams | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors *Withdrawn Resolution* | Management | None | None |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MERSANA THERAPEUTICS, INC. Meeting Date: JUN 11, 2021 Record Date: APR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MRSN Security ID: 59045L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Willard H. Dere | Management | For | Withhold |
| 1.2 | Elect Director Martin H. Huber | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| METHODE ELECTRONICS, INC. Meeting Date: SEP 16, 2020 Record Date: JUL 20, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MEI Security ID: 591520200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Walter J. Aspatore | Management | For | For |
| 1b | Elect Director David P. Blom | Management | For | For |
| 1c | Elect Director Therese M. Bobek | Management | For | For |
| 1d | Elect Director Brian J. Cadwallader | Management | For | For |
| 1e | Elect Director Bruce K. Crowther | Management | For | For |
| 1f | Elect Director Darren M. Dawson | Management | For | For |
| 1g | Elect Director Donald W. Duda | Management | For | For |
| 1h | Elect Director Mary A. Lindsey | Management | For | For |
| 1i | Elect Director Angelo V. Pantaleo | Management | For | For |
| 1j | Elect Director Mark D. Schwabero | Management | For | For |
| 1k | Elect Director Lawrence B. Skatoff | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MICROSTRATEGY INCORPORATED Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MSTR Security ID: 594972408 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Saylor | Management | For | Withhold |
| 1.2 | Elect Director Stephen X. Graham | Management | For | For |
| 1.3 | Elect Director Jarrod M. Patten | Management | For | For |
| 1.4 | Elect Director Leslie J. Rechan | Management | For | For |
| 1.5 | Elect Director Carl J. Rickertsen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| MIDLAND STATES BANCORP, INC. Meeting Date: MAY 03, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MSBI Security ID: 597742105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey G. Ludwig | Management | For | Against |
| 1.2 | Elect Director Deborah A. Golden | Management | For | Against |
| 1.3 | Elect Director Dwight A. Miller | Management | For | Against |
| 1.4 | Elect Director Robert F. Schultz | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| MINERALS TECHNOLOGIES INC. Meeting Date: MAY 19, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MTX Security ID: 603158106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John J. Carmola | Management | For | For |
| 1b | Elect Director Robert L. Clark, Jr. | Management | For | For |
| 1c | Elect Director Marc E. Robinson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MONRO, INC. Meeting Date: AUG 18, 2020 Record Date: JUN 29, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MNRO Security ID: 610236101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John L. Auerbach | Management | For | For |
| 1.2 | Elect Director Donald Glickman | Management | For | For |
| 1.3 | Elect Director Lindsay N. Hyde | Management | For | For |
| 1.4 | Elect Director Leah C. Johnson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MRC GLOBAL INC. Meeting Date: MAY 06, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MRC Security ID: 55345K103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rhys J. Best | Management | For | For |
| 1.2 | Elect Director Deborah G. Adams | Management | For | For |
| 1.3 | Elect Director Leonard M. Anthony | Management | For | For |
| 1.4 | Elect Director Barbara J. Duganier | Management | For | For |
| 1.5 | Elect Director Cornelis A. Linse | Management | For | For |
| 1.6 | Elect Director Robert J. Saltiel, Jr. | Management | For | For |
| 1.7 | Elect Director Robert L. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| MSC INDUSTRIAL DIRECT CO., INC. Meeting Date: JAN 27, 2021 Record Date: DEC 09, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MSM Security ID: 553530106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mitchell Jacobson | Management | For | Withhold |
| 1.2 | Elect Director Erik Gershwind | Management | For | For |
| 1.3 | Elect Director Louise Goeser | Management | For | For |
| 1.4 | Elect Director Michael Kaufmann | Management | For | For |
| 1.5 | Elect Director Steven Paladino | Management | For | For |
| 1.6 | Elect Director Philip Peller | Management | For | For |
| 1.7 | Elect Director Rudina Seseri | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| MSG NETWORKS INC. Meeting Date: DEC 04, 2020 Record Date: OCT 14, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MSGN Security ID: 553573106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph M. Cohen | Management | For | For |
| 1.2 | Elect Director Joseph J. Lhota | Management | For | For |
| 1.3 | Elect Director Joel M. Litvin | Management | For | For |
| 1.4 | Elect Director John L. Sykes | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MTS SYSTEMS CORPORATION Meeting Date: MAR 04, 2021 Record Date: JAN 27, 2021 Meeting Type: SPECIAL | ||||
| Ticker: MTSC Security ID: 553777103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| MUELLER INDUSTRIES, INC. Meeting Date: MAY 06, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MLI Security ID: 624756102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory L. Christopher | Management | For | For |
| 1.2 | Elect Director Elizabeth Donovan | Management | For | For |
| 1.3 | Elect Director Gennaro J. Fulvio | Management | For | For |
| 1.4 | Elect Director Gary S. Gladstein | Management | For | For |
| 1.5 | Elect Director Scott J. Goldman | Management | For | For |
| 1.6 | Elect Director John B. Hansen | Management | For | For |
| 1.7 | Elect Director Terry Hermanson | Management | For | For |
| 1.8 | Elect Director Charles P. Herzog, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MURPHY OIL CORPORATION Meeting Date: MAY 12, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MUR Security ID: 626717102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director T. Jay Collins | Management | For | For |
| 1b | Elect Director Steven A. Cosse | Management | For | For |
| 1c | Elect Director Claiborne P. Deming | Management | For | For |
| 1d | Elect Director Lawrence R. Dickerson | Management | For | For |
| 1e | Elect Director Roger W. Jenkins | Management | For | For |
| 1f | Elect Director Elisabeth W. Keller | Management | For | For |
| 1g | Elect Director James V. Kelley | Management | For | For |
| 1h | Elect Director R. Madison Murphy | Management | For | For |
| 1i | Elect Director Jeffrey W. Nolan | Management | For | For |
| 1j | Elect Director Robert N. Ryan, Jr. | Management | For | For |
| 1k | Elect Director Neal E. Schmale | Management | For | For |
| 1l | Elect Director Laura A. Sugg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditor | Management | For | For |
| MYERS INDUSTRIES, INC. Meeting Date: APR 29, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MYE Security ID: 628464109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yvette Dapremont Bright | Management | For | For |
| 1.2 | Elect Director Sarah R. Coffin | Management | For | For |
| 1.3 | Elect Director Ronald M. De Feo | Management | For | For |
| 1.4 | Elect Director William A. Foley | Management | For | For |
| 1.5 | Elect Director Jeffrey Kramer | Management | For | For |
| 1.6 | Elect Director F. Jack Liebau, Jr. | Management | For | For |
| 1.7 | Elect Director Bruce M. Lisman | Management | For | For |
| 1.8 | Elect Director Lori Lutey | Management | For | For |
| 1.9 | Elect Director Michael McGaugh | Management | For | For |
| 1.10 | Elect Director William Sandbrook *Withdrawn Resolution* | Management | None | None |
| 1.11 | Elect Director Robert A. Stefanko | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Adopt Majority Voting Requirement for All Matters Requiring Shareholder Proposal | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MYRIAD GENETICS, INC. Meeting Date: DEC 04, 2020 Record Date: OCT 07, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MYGN Security ID: 62855J104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rashmi Kumar | Management | For | For |
| 1.2 | Elect Director Dennis H. Langer | Management | For | For |
| 1.3 | Elect Director Lee N. Newcomer | Management | For | For |
| 2 | Amend Restricted Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MYRIAD GENETICS, INC. Meeting Date: JUN 03, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MYGN Security ID: 62855J104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director S. Louise Phanstiel | Management | For | For |
| 1b | Elect Director Daniel M. Skovronsky | Management | For | For |
| 1c | Elect Director Daniel K. Spiegelman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NATIONAL CINEMEDIA, INC. Meeting Date: MAY 05, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NCMI Security ID: 635309107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark B. Segall | Management | For | For |
| 1.2 | Elect Director David E. Glazek | Management | For | For |
| 1.3 | Elect Director Lawrence A. Goodman | Management | For | For |
| 1.4 | Elect Director Kurt C. Hall | Management | For | Withhold |
| 1.5 | Elect Director Juliana F. Hill | Management | For | For |
| 1.6 | Elect Director Thomas F. Lesinski | Management | For | For |
| 1.7 | Elect Director Donna Reisman | Management | For | For |
| 1.8 | Elect Director Renana Teperberg | Management | For | For |
| 1.9 | Elect Director Mark Zoradi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| NATIONAL GENERAL HOLDINGS CORP. Meeting Date: SEP 30, 2020 Record Date: AUG 25, 2020 Meeting Type: SPECIAL | ||||
| Ticker: NGHC Security ID: 636220303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| NATIONAL HEALTHCARE CORPORATION Meeting Date: MAY 06, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NHC Security ID: 635906100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Paul Abernathy | Management | For | Withhold |
| 1.2 | Elect Director Robert G. Adams | Management | For | For |
| NATIONAL VISION HOLDINGS, INC. Meeting Date: JUN 08, 2021 Record Date: APR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EYE Security ID: 63845R107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director L. Reade Fahs | Management | For | For |
| 1.2 | Elect Director Susan Somersille Johnson | Management | For | For |
| 1.3 | Elect Director Naomi Kelman | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| NATIONAL WESTERN LIFE GROUP, INC. Meeting Date: JUN 18, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NWLI Security ID: 638517102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David S. Boone | Management | For | Withhold |
| 1.2 | Elect Director Stephen E. Glasgow | Management | For | Withhold |
| 1.3 | Elect Director E. J. Pederson | Management | For | Withhold |
| 2 | Ratify BKD, LLP as Auditors | Management | For | For |
| NATURAL GROCERS BY VITAMIN COTTAGE, INC. Meeting Date: MAR 03, 2021 Record Date: JAN 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NGVC Security ID: 63888U108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Heather Isely | Management | For | Withhold |
| 1.2 | Elect Director Kemper Isely | Management | For | Withhold |
| 1.3 | Elect Director Edward Cerkovnik | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NATUS MEDICAL INCORPORATED Meeting Date: JUN 16, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NTUS Security ID: 639050103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ilan Daskal | Management | For | For |
| 1b | Elect Director Lisa Wipperman Heine | Management | For | For |
| 1c | Elect Director Jonathan A. Kennedy | Management | For | For |
| 1d | Elect Director Joshua H. Levine | Management | For | For |
| 1e | Elect Director Barbara R. Paul | Management | For | For |
| 1f | Elect Director Alice D. Schroeder | Management | For | For |
| 1g | Elect Director Thomas J. Sullivan | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| NAVIENT CORPORATION Meeting Date: MAY 20, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NAVI Security ID: 63938C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Frederick Arnold | Management | For | For |
| 1b | Elect Director Anna Escobedo Cabral | Management | For | For |
| 1c | Elect Director Larry A. Klane | Management | For | For |
| 1d | Elect Director Katherine A. Lehman | Management | For | For |
| 1e | Elect Director Linda A. Mills | Management | For | For |
| 1f | Elect Director John (Jack) F. Remondi | Management | For | For |
| 1g | Elect Director Jane J. Thompson | Management | For | For |
| 1h | Elect Director Laura S. Unger | Management | For | For |
| 1i | Elect Director David L. Yowan | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NBT BANCORP INC. Meeting Date: MAY 25, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NBTB Security ID: 628778102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John H. Watt, Jr. | Management | For | For |
| 1b | Elect Director Martin A. Dietrich | Management | For | For |
| 1c | Elect Director Johanna R. Ames | Management | For | For |
| 1d | Elect Director J. David Brown | Management | For | For |
| 1e | Elect Director Patricia T. Civil | Management | For | For |
| 1f | Elect Director Timothy E. Delaney | Management | For | For |
| 1g | Elect Director James H. Douglas | Management | For | For |
| 1h | Elect Director Andrew S. Kowalczyk, III | Management | For | For |
| 1i | Elect Director John C. Mitchell | Management | For | For |
| 1j | Elect Director V. Daniel Robinson, II | Management | For | For |
| 1k | Elect Director Matthew J. Salanger | Management | For | For |
| 1l | Elect Director Joseph A. Santangelo | Management | For | For |
| 1m | Elect Director Lowell A. Seifter | Management | For | For |
| 1n | Elect Director Jack H. Webb | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| NCR CORPORATION Meeting Date: APR 20, 2021 Record Date: FEB 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NCR Security ID: 62886E108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark W. Begor | Management | For | For |
| 1.2 | Elect Director Gregory Blank | Management | For | For |
| 1.3 | Elect Director Catherine L. Burke | Management | For | For |
| 1.4 | Elect Director Deborah A. Farrington | Management | For | For |
| 1.5 | Elect Director Michael D. Hayford | Management | For | For |
| 1.6 | Elect Director Georgette D. Kiser | Management | For | For |
| 1.7 | Elect Director Kirk T. Larsen | Management | For | For |
| 1.8 | Elect Director Frank R. Martire | Management | For | For |
| 1.9 | Elect Director Martin Mucci | Management | For | For |
| 1.10 | Elect Director Matthew A. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NEENAH, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NP Security ID: 640079109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Margaret S. Dano | Management | For | For |
| 1b | Elect Director Donna M. Costello | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| NETSCOUT SYSTEMS, INC. Meeting Date: SEP 10, 2020 Record Date: JUL 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: NTCT Security ID: 64115T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph G. Hadzima, Jr. | Management | For | For |
| 1.2 | Elect Director Christopher Perretta | Management | For | For |
| 1.3 | Elect Director Susan L. Spradley | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NIC INC. Meeting Date: APR 19, 2021 Record Date: MAR 16, 2021 Meeting Type: SPECIAL | ||||
| Ticker: EGOV Security ID: 62914B100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| NORTHFIELD BANCORP, INC. Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NFBK Security ID: 66611T108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy C. Harrison | Management | For | For |
| 1.2 | Elect Director Karen J. Kessler | Management | For | For |
| 1.3 | Elect Director Patrick L. Ryan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| NORTHWESTERN CORPORATION Meeting Date: APR 22, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NWE Security ID: 668074305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony T. Clark | Management | For | For |
| 1.2 | Elect Director Dana J. Dykhouse | Management | For | For |
| 1.3 | Elect Director Jan R. Horsfall | Management | For | For |
| 1.4 | Elect Director Britt E. Ide | Management | For | For |
| 1.5 | Elect Director Linda G. Sullivan | Management | For | For |
| 1.6 | Elect Director Robert C. Rowe | Management | For | For |
| 1.7 | Elect Director Mahvash Yazdi | Management | For | For |
| 1.8 | Elect Director Jeffrey W. Yingling | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Other Business | Management | For | Against |
| NUVASIVE, INC. Meeting Date: MAY 18, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NUVA Security ID: 670704105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Vickie L. Capps | Management | For | For |
| 1.2 | Elect Director John A. DeFord | Management | For | For |
| 1.3 | Elect Director R. Scott Huennekens | Management | For | For |
| 1.4 | Elect Director Siddhartha C. Kadia | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| O-I GLASS, INC. Meeting Date: MAY 11, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OI Security ID: 67098H104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel R. Chapin | Management | For | For |
| 1b | Elect Director Gordon J. Hardie | Management | For | For |
| 1c | Elect Director Peter S. Hellman | Management | For | For |
| 1d | Elect Director John Humphrey | Management | For | For |
| 1e | Elect Director Anastasia D. Kelly | Management | For | For |
| 1f | Elect Director Andres A. Lopez | Management | For | For |
| 1g | Elect Director Alan J. Murray | Management | For | For |
| 1h | Elect Director Hari N. Nair | Management | For | For |
| 1i | Elect Director Joseph D. Rupp | Management | For | For |
| 1j | Elect Director Catherine I. Slater | Management | For | For |
| 1k | Elect Director John H. Walker | Management | For | For |
| 1l | Elect Director Carol A. Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| OCEANFIRST FINANCIAL CORP. Meeting Date: MAY 19, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OCFC Security ID: 675234108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Angelo J. Catania | Management | For | For |
| 1.2 | Elect Director Anthony R. Coscia | Management | For | For |
| 1.3 | Elect Director Michael D. Devlin | Management | For | For |
| 1.4 | Elect Director Jack M. Farris | Management | For | For |
| 1.5 | Elect Director Kimberly M. Guadagno | Management | For | For |
| 1.6 | Elect Director Nicos Katsoulis | Management | For | For |
| 1.7 | Elect Director John K. Lloyd | Management | For | For |
| 1.8 | Elect Director Christopher D. Maher | Management | For | For |
| 1.9 | Elect Director William D. Moss | Management | For | For |
| 1.10 | Elect Director Joseph M. Murphy, Jr. | Management | For | For |
| 1.11 | Elect Director Steven M. Scopellite | Management | For | For |
| 1.12 | Elect Director Grace C. Torres | Management | For | For |
| 1.13 | Elect Director Patricia L. Turner | Management | For | For |
| 1.14 | Elect Director Grace M. Vallacchi | Management | For | For |
| 1.15 | Elect Director John E. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| OLD SECOND BANCORP, INC. Meeting Date: AUG 18, 2020 Record Date: JUN 26, 2020 Meeting Type: ANNUAL | ||||
| Ticker: OSBC Security ID: 680277100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William Kane | Management | For | For |
| 1b | Elect Director John Ladowicz | Management | For | For |
| 1c | Elect Director Patti Temple Rocks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Plante & Moran, PLLC as Auditors | Management | For | For |
| ONCONOVA THERAPEUTICS, INC. Meeting Date: APR 30, 2021 Record Date: JAN 12, 2021 Meeting Type: SPECIAL | ||||
| Ticker: ONTX Security ID: 68232V405 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Reduce Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| ONEMAIN HOLDINGS, INC. Meeting Date: MAY 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OMF Security ID: 68268W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lisa Green Hall | Management | For | For |
| 1.2 | Elect Director Matthew R. Michelini | Management | For | Withhold |
| 1.3 | Elect Director Douglas H. Shulman | Management | For | Withhold |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| OPKO HEALTH, INC. Meeting Date: JUN 24, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OPK Security ID: 68375N103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Phillip Frost | Management | For | For |
| 1.2 | Elect Director Jane H. Hsiao | Management | For | For |
| 1.3 | Elect Director Steven D. Rubin | Management | For | Withhold |
| 1.4 | Elect Director Jon R. Cohen | Management | For | For |
| 1.5 | Elect Director Robert S. Fishel | Management | For | For |
| 1.6 | Elect Director Richard M. Krasno | Management | For | For |
| 1.7 | Elect Director Prem A. Lachman | Management | For | For |
| 1.8 | Elect Director Richard A. Lerner | Management | For | For |
| 1.9 | Elect Director Roger J. Medel | Management | For | For |
| 1.10 | Elect Director John A. Paganelli | Management | For | Withhold |
| 1.11 | Elect Director Richard C. Pfenniger, Jr. | Management | For | For |
| 1.12 | Elect Director Alice Lin-Tsing Yu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ORBCOMM INC. Meeting Date: APR 21, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ORBC Security ID: 68555P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerome B. Eisenberg | Management | For | For |
| 1.2 | Elect Director Marco Fuchs | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ORION ENGINEERED CARBONS S.A. Meeting Date: JUN 24, 2021 Record Date: APR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OEC Security ID: L72967109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kerry A. Galvin | Management | For | For |
| 1.2 | Elect Director Paul Huck | Management | For | For |
| 1.3 | Elect Director Mary Lindsey | Management | For | For |
| 1.4 | Elect Director Didier Miraton | Management | For | For |
| 1.5 | Elect Director Yi Hyon Paik | Management | For | For |
| 1.6 | Elect Director Corning F. Painter | Management | For | For |
| 1.7 | Elect Director Dan F. Smith | Management | For | For |
| 1.8 | Elect Director Hans-Dietrich Winkhaus | Management | For | For |
| 1.9 | Elect Director Michel Wurth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Remuneration of Directors | Management | For | For |
| 4 | Approve Annual Accounts | Management | For | For |
| 5 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 6 | Approve Allocation of Income and Dividends | Management | For | For |
| 7 | Approve Discharge of Directors | Management | For | For |
| 8 | Approve Discharge of Auditors | Management | For | For |
| 9 | Ratify Ernst & Young, Luxembourg as Auditor | Management | For | For |
| 10 | Ratify Ernst & Young GmbH Wirtschaftsprufungsgesellschaft and Ernst & Young LLC | Management | For | For |
| ORTHOFIX MEDICAL INC. Meeting Date: JUN 21, 2021 Record Date: APR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OFIX Security ID: 68752M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Catherine M. Burzik | Management | For | For |
| 1.2 | Elect Director Jason M. Hannon | Management | For | For |
| 1.3 | Elect Director James F. Hinrichs | Management | For | For |
| 1.4 | Elect Director Alexis V. Lukianov | Management | For | For |
| 1.5 | Elect Director Lilly Marks | Management | For | For |
| 1.6 | Elect Director Michael E. Paolucci | Management | For | For |
| 1.7 | Elect Director Jon C. Serbousek | Management | For | For |
| 1.8 | Elect Director John E. Sicard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ORTHOPEDIATRICS CORP. Meeting Date: JUN 02, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KIDS Security ID: 68752L100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bernie B. Berry, III | Management | For | Withhold |
| 1.2 | Elect Director Stephen F. Burns | Management | For | Withhold |
| 1.3 | Elect Director Marie C. Infante | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| OSI SYSTEMS, INC. Meeting Date: DEC 10, 2020 Record Date: OCT 15, 2020 Meeting Type: ANNUAL | ||||
| Ticker: OSIS Security ID: 671044105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Deepak Chopra | Management | For | For |
| 1.2 | Elect Director Steven C. Good | Management | For | For |
| 1.3 | Elect Director Meyer Luskin | Management | For | For |
| 1.4 | Elect Director William F. Ballhaus, Jr. | Management | For | For |
| 1.5 | Elect Director James B. Hawkins | Management | For | For |
| 1.6 | Elect Director Gerald Chizever | Management | For | For |
| 1.7 | Elect Director Kelli Bernard | Management | For | For |
| 2 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| OWENS & MINOR, INC. Meeting Date: APR 29, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OMI Security ID: 690732102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Aster Angagaw | Management | For | For |
| 1.2 | Elect Director Mark A. Beck | Management | For | For |
| 1.3 | Elect Director Gwendolyn M. Bingham | Management | For | For |
| 1.4 | Elect Director Robert J. Henkel | Management | For | For |
| 1.5 | Elect Director Stephen W. Klemash | Management | For | For |
| 1.6 | Elect Director Mark F. McGettrick | Management | For | For |
| 1.7 | Elect Director Edward A. Pesicka | Management | For | For |
| 1.8 | Elect Director Michael C. Riordan | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| OXFORD INDUSTRIES, INC. Meeting Date: JUN 15, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OXM Security ID: 691497309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas C. Chubb, III | Management | For | For |
| 1.2 | Elect Director John R. Holder | Management | For | For |
| 1.3 | Elect Director Stephen S. Lanier | Management | For | For |
| 1.4 | Elect Director Clarence H. Smith | Management | For | For |
| 1.5 | Elect Director Milford W. McGuirt | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PACIFIC PREMIER BANCORP, INC. Meeting Date: MAY 17, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PPBI Security ID: 69478X105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ayad A. Fargo | Management | For | For |
| 1b | Elect Director Steven R. Gardner | Management | For | For |
| 1c | Elect Director Joseph L. Garrett | Management | For | For |
| 1d | Elect Director Jeffrey C. Jones | Management | For | For |
| 1e | Elect Director M. Christian Mitchell | Management | For | For |
| 1f | Elect Director Barbara S. Polsky | Management | For | For |
| 1g | Elect Director Zareh H. Sarrafian | Management | For | For |
| 1h | Elect Director Jaynie Miller Studenmund | Management | For | For |
| 1i | Elect Director Cora M. Tellez | Management | For | For |
| 1j | Elect Director Richard C. Thomas | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| PACIRA BIOSCIENCES, INC. Meeting Date: JUN 08, 2021 Record Date: APR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PCRX Security ID: 695127100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laura Brege | Management | For | For |
| 1.2 | Elect Director Mark I. Froimson | Management | For | For |
| 1.3 | Elect Director Mark A. Kronenfeld | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| PALOMAR HOLDINGS, INC. Meeting Date: MAY 27, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PLMR Security ID: 69753M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard H. Taketa | Management | For | Withhold |
| 1.2 | Elect Director Catriona M. Fallon | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PAR PACIFIC HOLDINGS, INC. Meeting Date: MAY 04, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PARR Security ID: 69888T207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert Silberman | Management | For | For |
| 1.2 | Elect Director Melvyn Klein | Management | For | For |
| 1.3 | Elect Director Curtis Anastasio | Management | For | For |
| 1.4 | Elect Director Timothy Clossey | Management | For | For |
| 1.5 | Elect Director L. Melvin Cooper | Management | For | For |
| 1.6 | Elect Director Walter Dods | Management | For | For |
| 1.7 | Elect Director Katherine Hatcher | Management | For | For |
| 1.8 | Elect Director Joseph Israel | Management | For | For |
| 1.9 | Elect Director William Monteleone | Management | For | For |
| 1.10 | Elect Director William Pate | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| PARSONS CORPORATION Meeting Date: APR 20, 2021 Record Date: FEB 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PSN Security ID: 70202L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark K. Holdsworth | Management | For | Withhold |
| 1.2 | Elect Director Steven F. Leer | Management | For | For |
| 1.3 | Elect Director M. Christian Mitchell | Management | For | Withhold |
| 1.4 | Elect Director David C. Wajsgras | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PATRICK INDUSTRIES, INC. Meeting Date: MAY 13, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PATK Security ID: 703343103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph M. Cerulli | Management | For | For |
| 1.2 | Elect Director Todd M. Cleveland | Management | For | For |
| 1.3 | Elect Director John A. Forbes | Management | For | For |
| 1.4 | Elect Director Michael A. Kitson | Management | For | For |
| 1.5 | Elect Director Pamela R. Klyn | Management | For | For |
| 1.6 | Elect Director Derrick B. Mayes | Management | For | For |
| 1.7 | Elect Director Andy L. Nemeth | Management | For | For |
| 1.8 | Elect Director Denis G. Suggs | Management | For | For |
| 1.9 | Elect Director M. Scott Welch | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PATTERSON COMPANIES, INC. Meeting Date: SEP 14, 2020 Record Date: JUL 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PDCO Security ID: 703395103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John D. Buck | Management | For | For |
| 1b | Elect Director Alex N. Blanco | Management | For | For |
| 1c | Elect Director Jody H. Feragen | Management | For | For |
| 1d | Elect Director Robert C. Frenzel | Management | For | For |
| 1e | Elect Director Francis J. Malecha | Management | For | For |
| 1f | Elect Director Ellen A. Rudnick | Management | For | For |
| 1g | Elect Director Neil A. Schrimsher | Management | For | For |
| 1h | Elect Director Mark S. Walchirk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PATTERSON-UTI ENERGY, INC. Meeting Date: JUN 03, 2021 Record Date: APR 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PTEN Security ID: 703481101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tiffany (TJ) Thom Cepak | Management | For | For |
| 1.2 | Elect Director Michael W. Conlon | Management | For | For |
| 1.3 | Elect Director William A. Hendricks, Jr. | Management | For | For |
| 1.4 | Elect Director Curtis W. Huff | Management | For | For |
| 1.5 | Elect Director Terry H. Hunt | Management | For | For |
| 1.6 | Elect Director Janeen S. Judah | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PBF ENERGY INC. Meeting Date: MAY 27, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PBF Security ID: 69318G106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas J. Nimbley | Management | For | For |
| 1b | Elect Director Spencer Abraham | Management | For | For |
| 1c | Elect Director Wayne Budd | Management | For | For |
| 1d | Elect Director Karen Davis | Management | For | For |
| 1e | Elect Director S. Eugene Edwards | Management | For | For |
| 1f | Elect Director William E. Hantke | Management | For | For |
| 1g | Elect Director Robert Lavinia | Management | For | For |
| 1h | Elect Director Kimberly S. Lubel | Management | For | For |
| 1i | Elect Director George E. Ogden | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PC CONNECTION, INC. Meeting Date: MAY 26, 2021 Record Date: APR 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CNXN Security ID: 69318J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patricia Gallup | Management | For | Withhold |
| 1.2 | Elect Director David Beffa-Negrini | Management | For | For |
| 1.3 | Elect Director Barbara Duckett | Management | For | For |
| 1.4 | Elect Director Jack Ferguson | Management | For | For |
| 1.5 | Elect Director Gary Kinyon | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| PDC ENERGY, INC. Meeting Date: MAY 26, 2021 Record Date: MAR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PDCE Security ID: 69327R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barton R. Brookman | Management | For | For |
| 1.2 | Elect Director Mark E. Ellis | Management | For | For |
| 1.3 | Elect Director Paul J. Korus | Management | For | For |
| 1.4 | Elect Director David C. Parke | Management | For | For |
| 1.5 | Elect Director Lynn A. Peterson | Management | For | For |
| 1.6 | Elect Director Carlos A. Sabater | Management | For | For |
| 1.7 | Elect Director Diana L. Sands | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PENSKE AUTOMOTIVE GROUP, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PAG Security ID: 70959W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John D. Barr | Management | For | Withhold |
| 1b | Elect Director Lisa A. Davis | Management | For | For |
| 1c | Elect Director Wolfgang Durheimer | Management | For | For |
| 1d | Elect Director Michael R. Eisenson | Management | For | For |
| 1e | Elect Director Robert H. Kurnick, Jr. | Management | For | For |
| 1f | Elect Director Kimberly J. McWaters | Management | For | Withhold |
| 1g | Elect Director Greg Penske | Management | For | For |
| 1h | Elect Director Roger S. Penske | Management | For | For |
| 1i | Elect Director Sandra E. Pierce | Management | For | For |
| 1j | Elect Director Greg C. Smith | Management | For | Withhold |
| 1k | Elect Director Ronald G. Steinhart | Management | For | Withhold |
| 1l | Elect Director H. Brian Thompson | Management | For | For |
| 1m | Elect Director Masashi Yamanaka | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PERFICIENT, INC. Meeting Date: MAY 25, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PRFT Security ID: 71375U101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey S. Davis | Management | For | For |
| 1b | Elect Director Ralph C. Derrickson | Management | For | For |
| 1c | Elect Director David S. Lundeen | Management | For | For |
| 1d | Elect Director Brian L. Matthews | Management | For | For |
| 1e | Elect Director Nancy C. Pechloff | Management | For | For |
| 1f | Elect Director Gary M. Wimberly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| PERSONALIS, INC. Meeting Date: MAY 14, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PSNL Security ID: 71535D106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John West | Management | For | Withhold |
| 1.2 | Elect Director Alan Colowick | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| PETIQ, INC. Meeting Date: JUN 29, 2021 Record Date: APR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PETQ Security ID: 71639T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ronald Kennedy | Management | For | Withhold |
| 1b | Elect Director Sheryl Oloughlin | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PGT INNOVATIONS, INC. Meeting Date: MAY 20, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PGTI Security ID: 69336V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rodney Hershberger | Management | For | For |
| 1b | Elect Director Floyd F. Sherman | Management | For | For |
| 1c | Elect Director Sheree L. Bargabos | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PHIBRO ANIMAL HEALTH CORPORATION Meeting Date: NOV 02, 2020 Record Date: SEP 03, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PAHC Security ID: 71742Q106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel M. Bendheim | Management | For | Withhold |
| 1.2 | Elect Director Jonathan Bendheim | Management | For | Withhold |
| 1.3 | Elect Director Sam Gejdenson | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PILGRIM'S PRIDE CORPORATION Meeting Date: APR 28, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PPC Security ID: 72147K108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gilberto Tomazoni | Management | For | Withhold |
| 1.2 | Elect Director Wallim Cruz De Vasconcellos Junior | Management | For | For |
| 1.3 | Elect Director Vincent Trius | Management | For | Withhold |
| 1.4 | Elect Director Andre Nogueira de Souza | Management | For | Withhold |
| 1.5 | Elect Director Farha Aslam | Management | For | For |
| 1.6 | Elect Director Joanita Karoleski | Management | For | For |
| 2.1 | Elect Director Michael L. Cooper | Management | For | For |
| 2.2 | Elect Director Arquimedes A. Celis | Management | For | For |
| 2.3 | Elect Director Ajay Menon | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Amend Article Five of the Certificate of Incorporation | Management | For | For |
| 6 | Report on Reduction of Water Pollution | Shareholder | Against | For |
| 7 | Report on Integrating ESG Metrics Into Executive Compensation Program | Shareholder | Against | For |
| PINNACLE FINANCIAL PARTNERS, INC. Meeting Date: APR 20, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PNFP Security ID: 72346Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Abney S. Boxley, III | Management | For | For |
| 1.2 | Elect Director Gregory L. Burns | Management | For | For |
| 1.3 | Elect Director Thomas C. Farnsworth, III | Management | For | For |
| 1.4 | Elect Director David B. Ingram | Management | For | For |
| 1.5 | Elect Director Decosta E. Jenkins | Management | For | For |
| 1.6 | Elect Director G. Kennedy Thompson | Management | For | For |
| 1.7 | Elect Director Charles E. Brock | Management | For | For |
| 1.8 | Elect Director Richard D. Callicutt, II | Management | For | For |
| 1.9 | Elect Director Joseph C. Galante | Management | For | For |
| 1.10 | Elect Director Robert A. McCabe, Jr. | Management | For | For |
| 1.11 | Elect Director Reese L. Smith, III | Management | For | For |
| 1.12 | Elect Director M. Terry Turner | Management | For | For |
| 1.13 | Elect Director Renda J. Burkhart | Management | For | For |
| 1.14 | Elect Director Marty G. Dickens | Management | For | For |
| 1.15 | Elect Director Glenda Baskin Glover | Management | For | For |
| 1.16 | Elect Director Ronald L. Samuels | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| PITNEY BOWES INC. Meeting Date: MAY 03, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PBI Security ID: 724479100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anne M. Busquet | Management | For | For |
| 1b | Elect Director Robert M. (Bob) Dutkowsky | Management | For | For |
| 1c | Elect Director Anne Sutherland Fuchs | Management | For | For |
| 1d | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1e | Elect Director S. Douglas Hutcheson | Management | For | For |
| 1f | Elect Director Marc B. Lautenbach | Management | For | For |
| 1g | Elect Director Michael I. Roth | Management | For | For |
| 1h | Elect Director Linda S. Sanford | Management | For | For |
| 1i | Elect Director David L. Shedlarz | Management | For | For |
| 1j | Elect Director Sheila A. Stamps | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PLIANT THERAPEUTICS, INC. Meeting Date: JUN 29, 2021 Record Date: APR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PLRX Security ID: 729139105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hoyoung Huh | Management | For | Withhold |
| 1b | Elect Director Neil Exter | Management | For | Withhold |
| 1c | Elect Director David Pyott | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| POWELL INDUSTRIES, INC. Meeting Date: FEB 17, 2021 Record Date: JAN 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: POWL Security ID: 739128106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James W. McGill | Management | For | For |
| 1.2 | Elect Director John D. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| POWER INTEGRATIONS, INC. Meeting Date: MAY 21, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: POWI Security ID: 739276103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wendy Arienzo | Management | For | For |
| 1.2 | Elect Director Balu Balakrishnan | Management | For | For |
| 1.3 | Elect Director Nicholas E. Brathwaite | Management | For | For |
| 1.4 | Elect Director Anita Ganti | Management | For | For |
| 1.5 | Elect Director William George | Management | For | For |
| 1.6 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.7 | Elect Director Jennifer Lloyd | Management | For | For |
| 1.8 | Elect Director Necip Sayiner | Management | For | For |
| 1.9 | Elect Director Steven J. Sharp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Restricted Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| PQ GROUP HOLDINGS INC. Meeting Date: APR 29, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PQG Security ID: 73943T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Belgacem Chariag | Management | For | For |
| 1.2 | Elect Director Greg Brenneman | Management | For | Withhold |
| 1.3 | Elect Director Jonny Ginns | Management | For | For |
| 1.4 | Elect Director Kyle Vann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PREFERRED BANK Meeting Date: MAY 18, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PFBC Security ID: 740367404 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William C.Y. Cheng | Management | For | For |
| 1.2 | Elect Director Chih-Wei Wu | Management | For | For |
| 1.3 | Elect Director Shirley Wang | Management | For | For |
| 1.4 | Elect Director Wayne Wu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Ratify Crowe LLP as Auditors | Management | For | For |
| PREMIER FINANCIAL CORP. Meeting Date: APR 29, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PFC Security ID: 74052F108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marty E. Adams | Management | For | For |
| 1.2 | Elect Director Donald P. Hileman | Management | For | For |
| 1.3 | Elect Director Gary M. Small | Management | For | For |
| 1.4 | Elect Director Samuel S. Strausbaugh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| PREMIER, INC. Meeting Date: DEC 04, 2020 Record Date: OCT 07, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PINC Security ID: 74051N102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John T. Bigalke | Management | For | For |
| 1.2 | Elect Director Helen M. Boudreau | Management | For | For |
| 1.3 | Elect Director Stephen R. D'Arcy | Management | For | For |
| 1.4 | Elect Director Marc D. Miller | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PRESTIGE CONSUMER HEALTHCARE INC. Meeting Date: AUG 04, 2020 Record Date: JUN 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PBH Security ID: 74112D101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald M. Lombardi | Management | For | For |
| 1.2 | Elect Director John E. Byom | Management | For | For |
| 1.3 | Elect Director Gary E. Costley | Management | For | For |
| 1.4 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.5 | Elect Director Sheila A. Hopkins | Management | For | For |
| 1.6 | Elect Director James M. Jenness | Management | For | For |
| 1.7 | Elect Director Natale S. Ricciardi | Management | For | For |
| 1.8 | Elect Director Dawn M. Zier | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| PRICESMART, INC. Meeting Date: FEB 04, 2021 Record Date: DEC 07, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PSMT Security ID: 741511109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sherry S. Bahrambeygui | Management | For | For |
| 1.2 | Elect Director Jeffrey Fisher | Management | For | For |
| 1.3 | Elect Director Gordon H. Hanson | Management | For | For |
| 1.4 | Elect Director Beatriz V. Infante | Management | For | For |
| 1.5 | Elect Director Leon C. Janks | Management | For | For |
| 1.6 | Elect Director Mitchell G. Lynn | Management | For | For |
| 1.7 | Elect Director Patricia Marquez | Management | For | For |
| 1.8 | Elect Director Robert E. Price | Management | For | For |
| 1.9 | Elect Director David Snyder | Management | For | For |
| 1.10 | Elect Director Edgar Zurcher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PROGRESS SOFTWARE CORPORATION Meeting Date: MAY 18, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PRGS Security ID: 743312100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul T. Dacier | Management | For | For |
| 1.2 | Elect Director John R. Egan | Management | For | For |
| 1.3 | Elect Director Rainer Gawlick | Management | For | For |
| 1.4 | Elect Director Yogesh Gupta | Management | For | For |
| 1.5 | Elect Director Charles F. Kane | Management | For | For |
| 1.6 | Elect Director Samskriti (Sam) Y. King | Management | For | For |
| 1.7 | Elect Director David A. Krall | Management | For | For |
| 1.8 | Elect Director Angela T. Tucci | Management | For | For |
| 1.9 | Elect Director Vivian Vitale | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| PROPETRO HOLDING CORP. Meeting Date: OCT 22, 2020 Record Date: AUG 26, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PUMP Security ID: 74347M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Phillip A. Gobe | Management | For | For |
| 1.2 | Elect Director Spencer D. Armour, III | Management | For | For |
| 1.3 | Elect Director Mark S. Berg | Management | For | For |
| 1.4 | Elect Director Anthony J. Best | Management | For | For |
| 1.5 | Elect Director Michele V. Choka | Management | For | For |
| 1.6 | Elect Director Alan E. Douglas | Management | For | For |
| 1.7 | Elect Director Jack B. Moore | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| PROPETRO HOLDING CORP. Meeting Date: MAY 17, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PUMP Security ID: 74347M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Phillip A. Gobe | Management | For | For |
| 1.2 | Elect Director Spencer D. Armour, III | Management | For | For |
| 1.3 | Elect Director Mark S. Berg | Management | For | For |
| 1.4 | Elect Director Anthony J. Best | Management | For | For |
| 1.5 | Elect Director Michele V. Choka | Management | For | For |
| 1.6 | Elect Director Alan E. Douglas | Management | For | For |
| 1.7 | Elect Director G. Larry Lawrence | Management | For | For |
| 1.8 | Elect Director Jack B. Moore | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| PROTHENA CORPORATION PLC Meeting Date: MAY 18, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PRTA Security ID: G72800108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard T. Collier | Management | For | For |
| 1b | Elect Director Shane M. Cooke | Management | For | For |
| 1c | Elect Director K. Anders O. Harfstrand | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Reduction in Capital and Creation of Distributable Reserves | Management | For | For |
| PROVIDENT FINANCIAL SERVICES, INC. Meeting Date: APR 29, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PFS Security ID: 74386T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ursuline F. Foley | Management | For | For |
| 1.2 | Elect Director Christopher Martin | Management | For | For |
| 1.3 | Elect Director Robert McNerney | Management | For | For |
| 1.4 | Elect Director John Pugliese | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| PUMA BIOTECHNOLOGY, INC. Meeting Date: JUN 15, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PBYI Security ID: 74587V107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan H. Auerbach | Management | For | For |
| 1.2 | Elect Director Ann C. Miller | Management | For | For |
| 1.3 | Elect Director Michael P. Miller | Management | For | For |
| 1.4 | Elect Director Jay M. Moyes | Management | For | For |
| 1.5 | Elect Director Adrian M. Senderowicz | Management | For | For |
| 1.6 | Elect Director Brian Stuglik | Management | For | For |
| 1.7 | Elect Director Troy E. Wilson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Auerbach Warrant Amendment to Extend the Terms of the Warrant Issued to Alan H. Auerbach | Management | For | Against |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| QEP RESOURCES, INC. Meeting Date: MAR 16, 2021 Record Date: FEB 05, 2021 Meeting Type: SPECIAL | ||||
| Ticker: QEP Security ID: 74733V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| QUANEX BUILDING PRODUCTS CORPORATION Meeting Date: FEB 25, 2021 Record Date: JAN 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NX Security ID: 747619104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Susan F. Davis | Management | For | For |
| 1.2 | Elect Director William C. Griffiths | Management | For | For |
| 1.3 | Elect Director Donald R. Maier | Management | For | For |
| 1.4 | Elect Director Meredith W. Mendes | Management | For | For |
| 1.5 | Elect Director Joseph D. Rupp | Management | For | For |
| 1.6 | Elect Director Curtis M. Stevens | Management | For | For |
| 1.7 | Elect Director William E. Waltz, Jr. | Management | For | For |
| 1.8 | Elect Director George L. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| RADIAN GROUP INC. Meeting Date: MAY 12, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RDN Security ID: 750236101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Herbert Wender | Management | For | For |
| 1b | Elect Director Brad L. Conner | Management | For | For |
| 1c | Elect Director Howard B. Culang | Management | For | For |
| 1d | Elect Director Debra Hess | Management | For | For |
| 1e | Elect Director Lisa W. Hess | Management | For | For |
| 1f | Elect Director Lisa Mumford | Management | For | For |
| 1g | Elect Director Gaetano Muzio | Management | For | For |
| 1h | Elect Director Gregory V. Serio | Management | For | For |
| 1i | Elect Director Noel J. Spiegel | Management | For | For |
| 1j | Elect Director Richard G. Thornberry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| RADIUS HEALTH, INC. Meeting Date: JUN 09, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RDUS Security ID: 750469207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Owen Hughes | Management | For | Against |
| 1b | Elect Director G. Kelly Martin | Management | For | Against |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| RCI HOSPITALITY HOLDINGS, INC. Meeting Date: SEP 14, 2020 Record Date: JUL 22, 2020 Meeting Type: ANNUAL | ||||
| Ticker: RICK Security ID: 74934Q108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric S. Langan | Management | For | For |
| 1.2 | Elect Director Travis Reese | Management | For | For |
| 1.3 | Elect Director Nourdean Anakar | Management | For | For |
| 1.4 | Elect Director Luke Lirot | Management | For | For |
| 1.5 | Elect Director Yura Barabash | Management | For | Withhold |
| 1.6 | Elect Director Elaine J. Martin | Management | For | Withhold |
| 1.7 | Elect Director Arthur Allan Priaulx | Management | For | Withhold |
| 2 | Ratify Friedman LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| REALOGY HOLDINGS CORP. Meeting Date: MAY 05, 2021 Record Date: MAR 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RLGY Security ID: 75605Y106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Fiona P. Dias | Management | For | For |
| 1b | Elect Director Matthew J. Espe | Management | For | For |
| 1c | Elect Director V. Ann Hailey | Management | For | For |
| 1d | Elect Director Bryson R. Koehler | Management | For | For |
| 1e | Elect Director Duncan L. Niederauer | Management | For | For |
| 1f | Elect Director Ryan M. Schneider | Management | For | For |
| 1g | Elect Director Enrique Silva | Management | For | For |
| 1h | Elect Director Sherry M. Smith | Management | For | For |
| 1i | Elect Director Christopher S. Terrill | Management | For | For |
| 1j | Elect Director Felicia Williams | Management | For | For |
| 1k | Elect Director Michael J. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Certificate of Incorporation to Clarify Board's Ability to Amend the Bylaws | Management | For | For |
| REGAL BELOIT CORPORATION Meeting Date: APR 27, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RBC Security ID: 758750103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jan A. Bertsch | Management | For | For |
| 1b | Elect Director Stephen M. Burt | Management | For | For |
| 1c | Elect Director Anesa T. Chaibi | Management | For | For |
| 1d | Elect Director Christopher L. Doerr | Management | For | For |
| 1e | Elect Director Dean A. Foate | Management | For | For |
| 1f | Elect Director Michael F. Hilton | Management | For | For |
| 1g | Elect Director Louis V. Pinkham | Management | For | For |
| 1h | Elect Director Rakesh Sachdev | Management | For | For |
| 1i | Elect Director Curtis W. Stoelting | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| RENASANT CORPORATION Meeting Date: APR 27, 2021 Record Date: FEB 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RNST Security ID: 75970E107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald Clark, Jr. | Management | For | For |
| 1.2 | Elect Director Albert J. Dale, III | Management | For | For |
| 1.3 | Elect Director Connie L. Engel | Management | For | For |
| 1.4 | Elect Director C. Mitchell Waycaster | Management | For | For |
| 2 | Elect Director John T. Foy | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify HORNE LLP as Auditors | Management | For | For |
| RENT-A-CENTER, INC. Meeting Date: JUN 08, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RCII Security ID: 76009N100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glenn Marino | Management | For | For |
| 1b | Elect Director B.C. Silver | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| RESOURCES CONNECTION, INC. Meeting Date: OCT 22, 2020 Record Date: AUG 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: RGP Security ID: 76122Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert F. Kistinger | Management | For | For |
| 1b | Elect Director Marco von Maltzan | Management | For | For |
| 1c | Elect Director Jolene Sarkis | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| REVOLVE GROUP, INC. Meeting Date: JUN 11, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RVLV Security ID: 76156B107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mike Karanikolas | Management | For | Withhold |
| 1.2 | Elect Director Michael Mente | Management | For | Withhold |
| 1.3 | Elect Director Melanie Cox | Management | For | For |
| 1.4 | Elect Director Hadley Mullin | Management | For | Withhold |
| 1.5 | Elect Director Marc Stolzman | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| REXNORD CORPORATION Meeting Date: MAY 04, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RXN Security ID: 76169B102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Todd A. Adams | Management | For | For |
| 1.2 | Elect Director Theodore D. Crandall | Management | For | For |
| 1.3 | Elect Director Rosemary M. Schooler | Management | For | For |
| 1.4 | Elect Director Robin A. Walker-Lee | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| RTI SURGICAL HOLDINGS, INC. Meeting Date: JUL 15, 2020 Record Date: JUN 04, 2020 Meeting Type: ANNUAL | ||||
| Ticker: RTIX Security ID: 74975N105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Sale of Company Assets | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3.1 | Elect Director Camille I. Farhat | Management | For | For |
| 3.2 | Elect Director Jeffrey C. Lightcap | Management | For | For |
| 3.3 | Elect Director Thomas A. McEachin | Management | For | For |
| 3.4 | Elect Director Mark D. Stolper | Management | For | For |
| 3.5 | Elect Director Paul G. Thomas | Management | For | For |
| 3.6 | Elect Director Nicholas J. Valeriani | Management | For | For |
| 3.7 | Elect Director Shirley A. Weis | Management | For | For |
| 3.8 | Elect Director Stuart F. Simpson | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| RUTH'S HOSPITALITY GROUP, INC. Meeting Date: MAY 25, 2021 Record Date: MAR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RUTH Security ID: 783332109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Giannella Alvarez | Management | For | For |
| 1b | Elect Director Mary L. Baglivo | Management | For | For |
| 1c | Elect Director Carla R. Cooper | Management | For | For |
| 1d | Elect Director Cheryl J. Henry | Management | For | For |
| 1e | Elect Director Stephen M. King | Management | For | For |
| 1f | Elect Director Michael P. O'Donnell | Management | For | For |
| 1g | Elect Director Marie L. Perry | Management | For | For |
| 1h | Elect Director Robin P. Selati | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| RYDER SYSTEM, INC. Meeting Date: MAY 07, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: R Security ID: 783549108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert J. Eck | Management | For | For |
| 1b | Elect Director Robert A. Hagemann | Management | For | For |
| 1c | Elect Director Michael F. Hilton | Management | For | For |
| 1d | Elect Director Tamara L. Lundgren | Management | For | For |
| 1e | Elect Director Luis P. Nieto, Jr. | Management | For | For |
| 1f | Elect Director David G. Nord | Management | For | For |
| 1g | Elect Director Robert E. Sanchez | Management | For | For |
| 1h | Elect Director Abbie J. Smith | Management | For | For |
| 1i | Elect Director E. Follin Smith | Management | For | For |
| 1j | Elect Director Dmitri L. Stockton | Management | For | For |
| 1k | Elect Director Hansel E. Tookes, II | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | For |
| S&T BANCORP, INC. Meeting Date: MAY 17, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: STBA Security ID: 783859101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lewis W. Adkins, Jr. | Management | For | For |
| 1.2 | Elect Director David G. Antolik | Management | For | For |
| 1.3 | Elect Director Peter R. Barsz | Management | For | For |
| 1.4 | Elect Director Christina A. Cassotis | Management | For | For |
| 1.5 | Elect Director Michael J. Donnelly | Management | For | For |
| 1.6 | Elect Director James T. Gibson | Management | For | For |
| 1.7 | Elect Director Jeffrey D. Grube | Management | For | For |
| 1.8 | Elect Director William J. Hieb | Management | For | For |
| 1.9 | Elect Director Jerry D. Hostetter | Management | For | For |
| 1.10 | Elect Director Robert E. Kane | Management | For | For |
| 1.11 | Elect Director Frank J. Palermo, Jr. | Management | For | For |
| 1.12 | Elect Director Christine J. Toretti | Management | For | For |
| 1.13 | Elect Director Steven J. Weingarten | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| SABRE CORPORATION Meeting Date: APR 28, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SABR Security ID: 78573M104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George Bravante, Jr. | Management | For | For |
| 1.2 | Elect Director Herve Couturier | Management | For | For |
| 1.3 | Elect Director Gary Kusin | Management | For | For |
| 1.4 | Elect Director Gail Mandel | Management | For | For |
| 1.5 | Elect Director Sean Menke | Management | For | For |
| 1.6 | Elect Director Phyllis Newhouse | Management | For | For |
| 1.7 | Elect Director Karl Peterson | Management | For | For |
| 1.8 | Elect Director Zane Rowe | Management | For | For |
| 1.9 | Elect Director Gregg Saretsky | Management | For | For |
| 1.10 | Elect Director John Scott | Management | For | For |
| 1.11 | Elect Director Wendi Sturgis | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SAILPOINT TECHNOLOGIES HOLDINGS, INC. Meeting Date: APR 29, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SAIL Security ID: 78781P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark D. McClain | Management | For | Withhold |
| 1.2 | Elect Director Tracey E. Newell | Management | For | Withhold |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SALLY BEAUTY HOLDINGS, INC. Meeting Date: JAN 28, 2021 Record Date: NOV 30, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SBH Security ID: 79546E104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy R. Baer | Management | For | For |
| 1.2 | Elect Director Christian A. Brickman | Management | For | For |
| 1.3 | Elect Director Marshall E. Eisenberg | Management | For | For |
| 1.4 | Elect Director Diana S. Ferguson | Management | For | For |
| 1.5 | Elect Director Dorlisa K. Flur | Management | For | For |
| 1.6 | Elect Director James M. Head | Management | For | For |
| 1.7 | Elect Director Linda Heasley | Management | For | For |
| 1.8 | Elect Director Robert R. McMaster | Management | For | For |
| 1.9 | Elect Director John A. Miller | Management | For | For |
| 1.10 | Elect Director Susan R. Mulder | Management | For | For |
| 1.11 | Elect Director Denise Paulonis | Management | For | For |
| 1.12 | Elect Director Edward W. Rabin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| SANDY SPRING BANCORP, INC. Meeting Date: NOV 18, 2020 Record Date: SEP 16, 2020 Meeting Type: SPECIAL | ||||
| Ticker: SASR Security ID: 800363103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| SANDY SPRING BANCORP, INC. Meeting Date: APR 28, 2021 Record Date: FEB 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SASR Security ID: 800363103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ralph F. Boyd | Management | For | For |
| 1.2 | Elect Director Walter C. Martz, II | Management | For | For |
| 1.3 | Elect Director Mark C. Michael | Management | For | For |
| 1.4 | Elect Director Robert L. Orndorff | Management | For | For |
| 1.5 | Elect Director Daniel J. Schrider | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SCANSOURCE, INC. Meeting Date: JAN 28, 2021 Record Date: NOV 30, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SCSC Security ID: 806037107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael L. Baur | Management | For | For |
| 1.2 | Elect Director Peter C. Browning | Management | For | For |
| 1.3 | Elect Director Frank E. Emory, Jr. | Management | For | For |
| 1.4 | Elect Director Michael J. Grainger | Management | For | For |
| 1.5 | Elect Director Dorothy F. Ramoneda | Management | For | For |
| 1.6 | Elect Director John P. Reilly | Management | For | For |
| 1.7 | Elect Director Jeffrey R. Rodek | Management | For | For |
| 1.8 | Elect Director Elizabeth O. Temple | Management | For | For |
| 1.9 | Elect Director Charles R. Whitchurch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| SCHWEITZER-MAUDUIT INTERNATIONAL, INC. Meeting Date: APR 22, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SWM Security ID: 808541106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kimberly E. Ritrievi | Management | For | For |
| 1.2 | Elect Director John D. Rogers | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SCIPLAY CORPORATION Meeting Date: JUN 09, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SCPL Security ID: 809087109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barry L. Cottle | Management | For | Withhold |
| 1.2 | Elect Director Joshua J. Wilson | Management | For | Withhold |
| 1.3 | Elect Director Gerald D. Cohen | Management | For | Withhold |
| 1.4 | Elect Director Michael Marchetti | Management | For | Withhold |
| 1.5 | Elect Director William C. Thompson, Jr. | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SEABOARD CORPORATION Meeting Date: APR 26, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SEB Security ID: 811543107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ellen S. Bresky | Management | For | Withhold |
| 1.2 | Elect Director David A. Adamsen | Management | For | Withhold |
| 1.3 | Elect Director Douglas W. Baena | Management | For | Withhold |
| 1.4 | Elect Director Paul M. Squires | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Confirm Compliance with California Proposition 12 | Shareholder | Against | Against |
| SEACHANGE INTERNATIONAL, INC. Meeting Date: JUL 09, 2020 Record Date: MAY 19, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SEAC Security ID: 811699107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey M. Tuder | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Marcum LLP as Auditors | Management | For | For |
| SELECT MEDICAL HOLDINGS CORPORATION Meeting Date: APR 29, 2021 Record Date: MAR 03, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SEM Security ID: 81619Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James S. Ely, III | Management | For | For |
| 1.2 | Elect Director Rocco A. Ortenzio | Management | For | For |
| 1.3 | Elect Director Thomas A. Scully | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SELECTA BIOSCIENCES, INC. Meeting Date: JUN 18, 2021 Record Date: APR 21, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SELB Security ID: 816212104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Goran Ando | Management | For | Withhold |
| 1.2 | Elect Director Carrie S. Cox | Management | For | Withhold |
| 1.3 | Elect Director Aymeric Sallin | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SENSIENT TECHNOLOGIES CORPORATION Meeting Date: APR 22, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SXT Security ID: 81725T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph Carleone | Management | For | For |
| 1.2 | Elect Director Edward H. Cichurski | Management | For | For |
| 1.3 | Elect Director Mario Ferruzzi | Management | For | For |
| 1.4 | Elect Director Carol R. Jackson | Management | For | For |
| 1.5 | Elect Director Donald W. Landry | Management | For | For |
| 1.6 | Elect Director Paul Manning | Management | For | For |
| 1.7 | Elect Director Deborah McKeithan-Gebhardt | Management | For | For |
| 1.8 | Elect Director Scott C. Morrison | Management | For | For |
| 1.9 | Elect Director Elaine R. Wedral | Management | For | For |
| 1.10 | Elect Director Essie Whitelaw | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SERVISFIRST BANCSHARES, INC. Meeting Date: APR 19, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SFBS Security ID: 81768T108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas A. Broughton, III | Management | For | For |
| 1.2 | Elect Director J. Richard Cashio | Management | For | For |
| 1.3 | Elect Director James J. Filler | Management | For | For |
| 1.4 | Elect Director Michael D. Fuller | Management | For | For |
| 1.5 | Elect Director Christopher J. Mettler | Management | For | For |
| 1.6 | Elect Director Hatton C. V. Smith | Management | For | For |
| 1.7 | Elect Director Irma L. Tuder | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| SHENANDOAH TELECOMMUNICATIONS COMPANY Meeting Date: APR 20, 2021 Record Date: FEB 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SHEN Security ID: 82312B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas A. Beckett | Management | For | For |
| 1b | Elect Director Richard L. Koontz, Jr. | Management | For | For |
| 1c | Elect Director Leigh Ann Schultz | Management | For | Against |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SHOCKWAVE MEDICAL, INC. Meeting Date: JUN 25, 2021 Record Date: APR 28, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SWAV Security ID: 82489T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Antoine Papiernik | Management | For | Withhold |
| 1.2 | Elect Director Sara Toyloy | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SHUTTERSTOCK, INC. Meeting Date: JUN 03, 2021 Record Date: APR 14, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SSTK Security ID: 825690100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas R. Evans | Management | For | For |
| 1.2 | Elect Director Paul J. Hennessy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SIENTRA, INC. Meeting Date: JUN 10, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SIEN Security ID: 82621J105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald Menezes | Management | For | For |
| 1.2 | Elect Director Philippe A. Schaison | Management | For | Withhold |
| 1.3 | Elect Director Keith J. Sullivan | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| SIGNET JEWELERS LIMITED Meeting Date: JUN 25, 2021 Record Date: APR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SIG Security ID: G81276100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director H. Todd Stitzer | Management | For | For |
| 1b | Elect Director Andre V. Branch | Management | For | For |
| 1c | Elect Director Virginia C. Drosos | Management | For | For |
| 1d | Elect Director R. Mark Graf | Management | For | For |
| 1e | Elect Director Zackery A. Hicks | Management | For | For |
| 1f | Elect Director Sharon L. McCollam | Management | For | For |
| 1g | Elect Director Helen McCluskey | Management | For | For |
| 1h | Elect Director Nancy A. Reardon | Management | For | For |
| 1i | Elect Director Jonathan Seiffer | Management | For | For |
| 1j | Elect Director Brian Tilzer | Management | For | For |
| 1k | Elect Director Eugenia Ulasewicz | Management | For | For |
| 1l | Elect Director Donta L. Wilson | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SILK ROAD MEDICAL, INC. Meeting Date: JUL 08, 2020 Record Date: MAY 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SILK Security ID: 82710M100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Erica J. Rogers | Management | For | Against |
| 1b | Elect Director Jack W. Lasersohn | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SILK ROAD MEDICAL, INC. Meeting Date: JUN 17, 2021 Record Date: APR 21, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SILK Security ID: 82710M100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin J. Ballinger | Management | For | For |
| 1.2 | Elect Director Tony M. Chou | Management | For | Withhold |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SIMMONS FIRST NATIONAL CORPORATION Meeting Date: MAY 20, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SFNC Security ID: 828730200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Sixteen | Management | For | For |
| 2.1 | Elect Director Jay D. Burchfield | Management | For | For |
| 2.2 | Elect Director Marty D. Casteel | Management | For | For |
| 2.3 | Elect Director William E. Clark, II | Management | For | For |
| 2.4 | Elect Director Steven A. Cosse | Management | For | For |
| 2.5 | Elect Director Mark C. Doramus | Management | For | For |
| 2.6 | Elect Director Edward Drilling | Management | For | For |
| 2.7 | Elect Director Eugene Hunt | Management | For | For |
| 2.8 | Elect Director Jerry Hunter | Management | For | For |
| 2.9 | Elect Director Susan Lanigan | Management | For | For |
| 2.10 | Elect Director W. Scott McGeorge | Management | For | For |
| 2.11 | Elect Director George A. Makris, Jr. | Management | For | For |
| 2.12 | Elect Director Tom Purvis | Management | For | For |
| 2.13 | Elect Director Robert L. Shoptaw | Management | For | For |
| 2.14 | Elect Director Julie Stackhouse | Management | For | For |
| 2.15 | Elect Director Russell W. Teubner | Management | For | For |
| 2.16 | Elect Director Mindy West | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify BKD, LLP as Auditors | Management | For | For |
| 5 | Amend Articles of Incorporation | Management | For | For |
| 6 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| SIMULATIONS PLUS, INC. Meeting Date: FEB 25, 2021 Record Date: DEC 29, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SLP Security ID: 829214105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Walter S. Woltosz | Management | For | For |
| 1.2 | Elect Director John K. Paglia | Management | For | For |
| 1.3 | Elect Director David L. Ralph | Management | For | For |
| 1.4 | Elect Director Daniel Weiner | Management | For | For |
| 1.5 | Elect Director Lisa LaVange | Management | For | For |
| 2 | Ratify Rose, Snyder, & Jacobs, LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| SIMULATIONS PLUS, INC. Meeting Date: JUN 23, 2021 Record Date: APR 26, 2021 Meeting Type: SPECIAL | ||||
| Ticker: SLP Security ID: 829214105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Omnibus Stock Plan | Management | For | For |
| SINCLAIR BROADCAST GROUP, INC. Meeting Date: JUN 28, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SBGI Security ID: 829226109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David D. Smith | Management | For | For |
| 1.2 | Elect Director Frederick G. Smith | Management | For | For |
| 1.3 | Elect Director J. Duncan Smith | Management | For | For |
| 1.4 | Elect Director Robert E. Smith | Management | For | Withhold |
| 1.5 | Elect Director Laurie R. Beyer | Management | For | For |
| 1.6 | Elect Director Howard E. Friedman | Management | For | Withhold |
| 1.7 | Elect Director Lawrence E. McCanna | Management | For | For |
| 1.8 | Elect Director Daniel C. Keith | Management | For | Withhold |
| 1.9 | Elect Director Martin R. Leader | Management | For | For |
| 1.10 | Elect Director Benson E. Legg | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| SIRIUSPOINT LTD. Meeting Date: MAY 19, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SPNT Security ID: G8192H106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mehdi A. Mahmud | Management | For | For |
| 1.2 | Elect Director Mark Parkin | Management | For | For |
| 1.3 | Elect Director Joshua L. Targoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| SIX FLAGS ENTERTAINMENT CORPORATION Meeting Date: MAY 05, 2021 Record Date: MAR 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SIX Security ID: 83001A102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ben Baldanza | Management | For | For |
| 1.2 | Elect Director Selim Bassoul | Management | For | For |
| 1.3 | Elect Director Esi Eggleston Bracey | Management | For | For |
| 1.4 | Elect Director Denise M. Clark | Management | For | For |
| 1.5 | Elect Director Enrique Ramirez Mena | Management | For | For |
| 1.6 | Elect Director Arik Ruchim | Management | For | For |
| 1.7 | Elect Director Michael Spanos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| SOLARIS OILFIELD INFRASTRUCTURE, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SOI Security ID: 83418M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James R. Burke | Management | For | Withhold |
| 1.2 | Elect Director F. Gardner Parker | Management | For | Withhold |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| SONIC AUTOMOTIVE, INC. Meeting Date: APR 28, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SAH Security ID: 83545G102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director O. Bruton Smith | Management | For | For |
| 1b | Elect Director David Bruton Smith | Management | For | For |
| 1c | Elect Director Jeff Dyke | Management | For | For |
| 1d | Elect Director William I. Belk | Management | For | For |
| 1e | Elect Director William R. Brooks | Management | For | For |
| 1f | Elect Director Victor H. Doolan | Management | For | For |
| 1g | Elect Director John W. Harris, III | Management | For | For |
| 1h | Elect Director Robert Heller | Management | For | For |
| 1i | Elect Director Keri A. Kaiser | Management | For | For |
| 1j | Elect Director Marcus G. Smith | Management | For | For |
| 1k | Elect Director R. Eugene Taylor | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| SOUTH JERSEY INDUSTRIES, INC. Meeting Date: OCT 16, 2020 Record Date: AUG 24, 2020 Meeting Type: SPECIAL | ||||
| Ticker: SJI Security ID: 838518108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| SOUTH JERSEY INDUSTRIES, INC. Meeting Date: APR 30, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SJI Security ID: 838518108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sarah M. Barpoulis | Management | For | For |
| 1b | Elect Director Victor A. Fortkiewicz | Management | For | For |
| 1c | Elect Director Sheila Hartnett-Devlin | Management | For | For |
| 1d | Elect Director G. Edison Holland, Jr. | Management | For | For |
| 1e | Elect Director Sunita Holzer | Management | For | For |
| 1f | Elect Director Kevin M. O'Dowd | Management | For | For |
| 1g | Elect Director Christopher J. Paladino | Management | For | For |
| 1h | Elect Director Michael J. Renna | Management | For | For |
| 1i | Elect Director Joseph M. Rigby | Management | For | For |
| 1j | Elect Director Frank L. Sims | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SOUTH STATE CORPORATION Meeting Date: OCT 29, 2020 Record Date: AUG 10, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SSB Security ID: 840441109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert R. Hill, Jr. | Management | For | For |
| 1.2 | Elect Director Jean E. Davis | Management | For | For |
| 1.3 | Elect Director Martin B. Davis | Management | For | For |
| 1.4 | Elect Director John H. Holcomb, III | Management | For | For |
| 1.5 | Elect Director Charles W. McPherson | Management | For | For |
| 1.6 | Elect Director Ernest S. Pinner | Management | For | For |
| 1.7 | Elect Director G. Ruffner Page, Jr. | Management | For | For |
| 1.8 | Elect Director Joshua A. Snively | Management | For | For |
| 1.9 | Elect Director John C. Corbett | Management | For | For |
| 1.10 | Elect Director William K. Pou, Jr. | Management | For | For |
| 1.11 | Elect Director David G. Salyers | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| SOUTH STATE CORPORATION Meeting Date: APR 28, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SSB Security ID: 840441109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John C. Corbett | Management | For | For |
| 1b | Elect Director Jean E. Davis | Management | For | For |
| 1c | Elect Director Martin B. Davis | Management | For | For |
| 1d | Elect Director Robert H. Demere, Jr. | Management | For | For |
| 1e | Elect Director Cynthia A. Hartley | Management | For | For |
| 1f | Elect Director Robert R. Hill, Jr. | Management | For | For |
| 1g | Elect Director John H. Holcomb, III | Management | For | For |
| 1h | Elect Director Robert R. Horger | Management | For | For |
| 1i | Elect Director Charles W. McPherson | Management | For | For |
| 1j | Elect Director G. Ruffner Page, Jr. | Management | For | For |
| 1k | Elect Director Ernest S. Pinner | Management | For | For |
| 1l | Elect Director John C. Pollok | Management | For | For |
| 1m | Elect Director William Knox Pou, Jr. | Management | For | For |
| 1n | Elect Director David G. Salyers | Management | For | For |
| 1o | Elect Director Joshua A. Snively | Management | For | For |
| 1p | Elect Director Kevin P. Walker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| SOUTHWEST GAS HOLDINGS, INC. Meeting Date: MAY 06, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SWX Security ID: 844895102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Boughner | Management | For | For |
| 1.2 | Elect Director Jose A. Cardenas | Management | For | For |
| 1.3 | Elect Director Stephen C. Comer | Management | For | For |
| 1.4 | Elect Director John P. Hester | Management | For | For |
| 1.5 | Elect Director Jane Lewis-Raymond | Management | For | For |
| 1.6 | Elect Director Anne L. Mariucci | Management | For | For |
| 1.7 | Elect Director Michael J. Melarkey | Management | For | For |
| 1.8 | Elect Director A. Randall Thoman | Management | For | For |
| 1.9 | Elect Director Thomas A. Thomas | Management | For | For |
| 1.10 | Elect Director Leslie T. Thornton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SOUTHWESTERN ENERGY COMPANY Meeting Date: MAY 18, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SWN Security ID: 845467109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John D. Gass | Management | For | For |
| 1.2 | Elect Director S. P. "Chip" Johnson, IV | Management | For | For |
| 1.3 | Elect Director Catherine A. Kehr | Management | For | For |
| 1.4 | Elect Director Greg D. Kerley | Management | For | For |
| 1.5 | Elect Director Jon A. Marshall | Management | For | For |
| 1.6 | Elect Director Patrick M. Prevost | Management | For | For |
| 1.7 | Elect Director Anne Taylor | Management | For | For |
| 1.8 | Elect Director Denis J. Walsh, III | Management | For | For |
| 1.9 | Elect Director William J. Way | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| SP PLUS CORPORATION Meeting Date: MAY 12, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SP Security ID: 78469C103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director G Marc Baumann | Management | For | For |
| 1.2 | Elect Director Alice M. Peterson | Management | For | For |
| 1.3 | Elect Director Gregory A. Reid | Management | For | For |
| 1.4 | Elect Director Wyman T. Roberts | Management | For | For |
| 1.5 | Elect Director Diana L. Sands | Management | For | For |
| 1.6 | Elect Director Douglas R. Waggoner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SPARTANNASH COMPANY Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SPTN Security ID: 847215100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director M. Shan Atkins | Management | For | For |
| 1.2 | Elect Director Frank M. Gambino | Management | For | For |
| 1.3 | Elect Director Douglas A. Hacker | Management | For | For |
| 1.4 | Elect Director Yvonne R. Jackson | Management | For | For |
| 1.5 | Elect Director Matthew Mannelly | Management | For | For |
| 1.6 | Elect Director Elizabeth A. Nickels | Management | For | For |
| 1.7 | Elect Director Hawthorne L. Proctor | Management | For | For |
| 1.8 | Elect Director Tony B. Sarsam | Management | For | For |
| 1.9 | Elect Director William R. Voss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SPECTRUM BRANDS HOLDINGS, INC. Meeting Date: JUL 28, 2020 Record Date: JUN 03, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SPB Security ID: 84790A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kenneth C. Ambrecht | Management | For | For |
| 1b | Elect Director Hugh R. Rovit | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| SPIRIT AEROSYSTEMS HOLDINGS, INC. Meeting Date: APR 28, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SPR Security ID: 848574109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen A. Cambone | Management | For | For |
| 1b | Elect Director Charles L. Chadwell | Management | For | For |
| 1c | Elect Director Irene M. Esteves | Management | For | For |
| 1d | Elect Director Paul E. Fulchino | Management | For | For |
| 1e | Elect Director Thomas C. Gentile, III | Management | For | For |
| 1f | Elect Director Richard A. Gephardt | Management | For | For |
| 1g | Elect Director Robert D. Johnson | Management | For | For |
| 1h | Elect Director Ronald T. Kadish | Management | For | For |
| 1i | Elect Director John L. Plueger | Management | For | For |
| 1j | Elect Director Laura H. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | For |
| SPIRIT AIRLINES INC. Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SAVE Security ID: 848577102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert D. Johnson | Management | For | For |
| 1.2 | Elect Director Barclay G. Jones, III | Management | For | For |
| 1.3 | Elect Director Dawn M. Zier | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| SPORTSMAN'S WAREHOUSE HOLDINGS, INC. Meeting Date: MAR 23, 2021 Record Date: JAN 29, 2021 Meeting Type: SPECIAL | ||||
| Ticker: SPWH Security ID: 84920Y106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| SPROUTS FARMERS MARKET, INC. Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SFM Security ID: 85208M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph Fortunato | Management | For | For |
| 1.2 | Elect Director Lawrence ("Chip") P. Molloy | Management | For | For |
| 1.3 | Elect Director Joseph D. O'Leary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SPS COMMERCE, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SPSC Security ID: 78463M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Archie Black | Management | For | For |
| 1b | Elect Director James Ramsey | Management | For | For |
| 1c | Elect Director Marty Reaume | Management | For | For |
| 1d | Elect Director Tami Reller | Management | For | For |
| 1e | Elect Director Philip Soran | Management | For | For |
| 1f | Elect Director Anne Sempowski Ward | Management | For | For |
| 1g | Elect Director Sven Wehrwein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| STANDARD MOTOR PRODUCTS, INC. Meeting Date: MAY 21, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SMP Security ID: 853666105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John P. Gethin | Management | For | For |
| 1.2 | Elect Director Pamela Forbes Lieberman | Management | For | For |
| 1.3 | Elect Director Patrick S. McClymont | Management | For | For |
| 1.4 | Elect Director Joseph W. McDonnell | Management | For | For |
| 1.5 | Elect Director Alisa C. Norris | Management | For | For |
| 1.6 | Elect Director Eric P. Sills | Management | For | For |
| 1.7 | Elect Director Lawrence I. Sills | Management | For | For |
| 1.8 | Elect Director William H. Turner | Management | For | For |
| 1.9 | Elect Director Richard S. Ward | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| STANDEX INTERNATIONAL CORPORATION Meeting Date: OCT 20, 2020 Record Date: AUG 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SXI Security ID: 854231107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Dunbar | Management | For | For |
| 1.2 | Elect Director Michael A. Hickey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| STEELCASE INC. Meeting Date: JUL 15, 2020 Record Date: MAY 18, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SCS Security ID: 858155203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lawrence J. Blanford | Management | For | For |
| 1b | Elect Director Timothy C. E. Brown | Management | For | For |
| 1c | Elect Director Connie K. Duckworth | Management | For | For |
| 1d | Elect Director James P. Keane | Management | For | For |
| 1e | Elect Director Todd P. Kelsey | Management | For | For |
| 1f | Elect Director Jennifer C. Niemann | Management | For | For |
| 1g | Elect Director Robert C. Pew, III | Management | For | For |
| 1h | Elect Director Cathy D. Ross | Management | For | For |
| 1i | Elect Director Catherine C. B. Schmelter | Management | For | For |
| 1j | Elect Director Peter M. Wege, II | Management | For | For |
| 1k | Elect Director Kate Pew Wolters | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| STERLING BANCORP Meeting Date: MAY 26, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: STL Security ID: 85917A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John P. Cahill | Management | For | For |
| 1.2 | Elect Director Navy E. Djonovic | Management | For | For |
| 1.3 | Elect Director Fernando Ferrer | Management | For | For |
| 1.4 | Elect Director Robert Giambrone | Management | For | For |
| 1.5 | Elect Director Mona Aboelnaga Kanaan | Management | For | For |
| 1.6 | Elect Director Jack Kopnisky | Management | For | For |
| 1.7 | Elect Director James J. Landy | Management | For | For |
| 1.8 | Elect Director Maureen Mitchell | Management | For | For |
| 1.9 | Elect Director Patricia M. Nazemetz | Management | For | For |
| 1.10 | Elect Director Richard O'Toole | Management | For | For |
| 1.11 | Elect Director Ralph F. Palleschi | Management | For | For |
| 1.12 | Elect Director William E. Whiston | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Crowe LLP as Auditors | Management | For | For |
| STEVEN MADDEN, LTD. Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SHOO Security ID: 556269108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.2 | Elect Director Al Ferrara | Management | For | For |
| 1.3 | Elect Director Mitchell S. Klipper | Management | For | For |
| 1.4 | Elect Director Maria Teresa Kumar | Management | For | For |
| 1.5 | Elect Director Rose Peabody Lynch | Management | For | For |
| 1.6 | Elect Director Peter Migliorini | Management | For | For |
| 1.7 | Elect Director Ravi Sachdev | Management | For | For |
| 1.8 | Elect Director Robert Smith | Management | For | For |
| 1.9 | Elect Director Amelia Newton Varela | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| STOCK YARDS BANCORP, INC. Meeting Date: APR 22, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SYBT Security ID: 861025104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul J. Bickel, III | Management | For | For |
| 1b | Elect Director J. McCauley Brown | Management | For | For |
| 1c | Elect Director David P. Heintzman | Management | For | For |
| 1d | Elect Director Donna L. Heitzman | Management | For | For |
| 1e | Elect Director Carl G. Herde | Management | For | For |
| 1f | Elect Director James A. Hillebrand | Management | For | For |
| 1g | Elect Director Richard A. Lechleiter | Management | For | For |
| 1h | Elect Director Stephen M. Priebe | Management | For | For |
| 1i | Elect Director John L. Schutte | Management | For | For |
| 1j | Elect Director Kathy C. Thompson | Management | For | For |
| 2 | Ratify BKD, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| STRONGBRIDGE BIOPHARMA PLC Meeting Date: MAY 13, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SBBP Security ID: G85347105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David N. Gill | Management | For | For |
| 1.2 | Elect Director Garheng Kong | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SUPER MICRO COMPUTER, INC. Meeting Date: MAY 28, 2021 Record Date: APR 14, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SMCI Security ID: 86800U104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sara Liu | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SUPERNUS PHARMACEUTICALS, INC. Meeting Date: JUN 15, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SUPN Security ID: 868459108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Georges Gemayel | Management | For | For |
| 1.2 | Elect Director John M. Siebert | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| SURGALIGN HOLDINGS, INC. Meeting Date: MAY 04, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SRGA Security ID: 86882C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sheryl L. Conley | Management | For | For |
| 1.2 | Elect Director Pawel Lewicki | Management | For | For |
| 1.3 | Elect Director Jeffrey C. Lightcap | Management | For | For |
| 1.4 | Elect Director Thomas A. McEachin | Management | For | For |
| 1.5 | Elect Director Terry M. Rich | Management | For | For |
| 1.6 | Elect Director Stuart F. Simpson | Management | For | For |
| 1.7 | Elect Director Mark D. Stolper | Management | For | For |
| 1.8 | Elect Director Paul G. Thomas | Management | For | For |
| 1.9 | Elect Director Nicholas J. Valeriani | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Deloitte & Touche LLP as Auditors - Withdrawn | Management | None | None |
| SURGERY PARTNERS, INC. Meeting Date: MAY 26, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SGRY Security ID: 86881A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Clifford G. Adlerz | Management | For | Withhold |
| 1.2 | Elect Director J. Eric Evans | Management | For | Withhold |
| 1.3 | Elect Director Andrew T. Kaplan | Management | For | Withhold |
| 1.4 | Elect Director Blair E. Hendrix | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| SWITCH, INC. Meeting Date: JUN 11, 2021 Record Date: APR 14, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SWCH Security ID: 87105L104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rob Roy | Management | For | For |
| 1.2 | Elect Director Angela Archon | Management | For | For |
| 1.3 | Elect Director Liane Pelletier | Management | For | For |
| 1.4 | Elect Director Zareh Sarrafian | Management | For | Withhold |
| 1.5 | Elect Director Kim Sheehy | Management | For | For |
| 1.6 | Elect Director Donald D. Snyder | Management | For | Withhold |
| 1.7 | Elect Director Tom Thomas | Management | For | For |
| 1.8 | Elect Director Bryan Wolf | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SYNNEX CORPORATION Meeting Date: JUN 30, 2021 Record Date: JUN 08, 2021 Meeting Type: SPECIAL | ||||
| Ticker: SNX Security ID: 87162W100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Issue Shares in Connection with Merger | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Certificate of Incorporation to Waive Corporate Opportunity Doctrine | Management | For | Against |
| 5 | Adjourn Meeting | Management | For | For |
| TANGER FACTORY OUTLET CENTERS, INC. Meeting Date: MAY 21, 2021 Record Date: MAR 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SKT Security ID: 875465106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey B. Citrin | Management | For | For |
| 1.2 | Elect Director David B. Henry | Management | For | For |
| 1.3 | Elect Director Thomas J. Reddin | Management | For | For |
| 1.4 | Elect Director Bridget M. Ryan-Berman | Management | For | For |
| 1.5 | Elect Director Susan E. Skerritt | Management | For | For |
| 1.6 | Elect Director Steven B. Tanger | Management | For | For |
| 1.7 | Elect Director Luis A. Ubinas | Management | For | For |
| 1.8 | Elect Director Stephen J. Yalof | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TAYLOR MORRISON HOME CORPORATION Meeting Date: MAY 26, 2021 Record Date: MAR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TMHC Security ID: 87724P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffry L. Flake | Management | For | For |
| 1.2 | Elect Director Gary H. Hunt | Management | For | For |
| 1.3 | Elect Director Peter Lane | Management | For | For |
| 1.4 | Elect Director William H. Lyon | Management | For | For |
| 1.5 | Elect Director Anne L. Mariucci | Management | For | For |
| 1.6 | Elect Director David C. Merritt | Management | For | For |
| 1.7 | Elect Director Andrea (Andi) Owen | Management | For | For |
| 1.8 | Elect Director Sheryl D. Palmer | Management | For | For |
| 1.9 | Elect Director Denise F. Warren | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| TEGNA INC. Meeting Date: MAY 07, 2021 Record Date: MAR 12, 2021 Meeting Type: PROXY CONTEST | ||||
| Ticker: TGNA Security ID: 87901J105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (Gold Proxy Card) | ||||
| 1.1 | Elect Director Gina L. Bianchini | Management | For | For |
| 1.2 | Elect Director Howard D. Elias | Management | For | For |
| 1.3 | Elect Director Stuart J. Epstein | Management | For | For |
| 1.4 | Elect Director Lidia Fonseca | Management | For | For |
| 1.5 | Elect Director Karen H. Grimes | Management | For | For |
| 1.6 | Elect Director David T. Lougee | Management | For | For |
| 1.7 | Elect Director Scott K. McCune | Management | For | For |
| 1.8 | Elect Director Henry W. McGee | Management | For | For |
| 1.9 | Elect Director Susan Ness | Management | For | For |
| 1.10 | Elect Director Bruce P. Nolop | Management | For | For |
| 1.11 | Elect Director Neal Shapiro | Management | For | For |
| 1.12 | Elect Director Melinda C. Witmer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Voting Provisions | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (White Proxy Card) | ||||
| 1.1 | Elect Director Colleen B. Brown | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Carlos P. Salas | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Elizabeth A. Tumulty | Shareholder | For | Did Not Vote |
| 1.4 | Management Nominee Gina L. Bianchini | Shareholder | For | Did Not Vote |
| 1.5 | Management Nominee Stuart J. Epstein | Shareholder | For | Did Not Vote |
| 1.6 | Management Nominee Lidia Fonseca | Shareholder | For | Did Not Vote |
| 1.7 | Management Nominee Karen H. Grimes | Shareholder | For | Did Not Vote |
| 1.8 | Management Nominee Scott K. McCune | Shareholder | For | Did Not Vote |
| 1.9 | Management Nominee Henry W. McGee | Shareholder | For | Did Not Vote |
| 1.10 | Management Nominee Susan Ness | Shareholder | For | Did Not Vote |
| 1.11 | Management Nominee Bruce P. Nolop | Shareholder | For | Did Not Vote |
| 1.12 | Management Nominee Melinda C. Witmer | Shareholder | For | Did Not Vote |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
| 4 | Eliminate Supermajority Voting Provisions | Management | For | Did Not Vote |
| TELEPHONE AND DATA SYSTEMS, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TDS Security ID: 879433829 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Clarence A. Davis | Management | For | For |
| 1.2 | Elect Director George W. Off | Management | For | For |
| 1.3 | Elect Director Wade Oosterman | Management | For | For |
| 1.4 | Elect Director Gary L. Sugarman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| TENET HEALTHCARE CORPORATION Meeting Date: MAY 06, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: THC Security ID: 88033G407 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ronald A. Rittenmeyer | Management | For | For |
| 1b | Elect Director J. Robert Kerrey | Management | For | For |
| 1c | Elect Director James L. Bierman | Management | For | For |
| 1d | Elect Director Richard W. Fisher | Management | For | For |
| 1e | Elect Director Meghan M. FitzGerald | Management | For | For |
| 1f | Elect Director Cecil D. Haney | Management | For | For |
| 1g | Elect Director Christopher S. Lynch | Management | For | For |
| 1h | Elect Director Richard J. Mark | Management | For | For |
| 1i | Elect Director Tammy Romo | Management | For | For |
| 1j | Elect Director Saumya Sutaria | Management | For | For |
| 1k | Elect Director Nadja Y. West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| TENNANT COMPANY Meeting Date: APR 28, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TNC Security ID: 880345103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Azita Arvani | Management | For | For |
| 1b | Elect Director Timothy R. Morse | Management | For | For |
| 1c | Elect Director Steven A. Sonnenberg | Management | For | For |
| 1d | Elect Director David W. Huml | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TEREX CORPORATION Meeting Date: MAY 06, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TEX Security ID: 880779103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paula H. J. Cholmondeley | Management | For | For |
| 1b | Elect Director Donald DeFosset | Management | For | For |
| 1c | Elect Director John L. Garrison, Jr. | Management | For | For |
| 1d | Elect Director Thomas J. Hansen | Management | For | For |
| 1e | Elect Director Sandie O'Connor | Management | For | For |
| 1f | Elect Director Christopher Rossi | Management | For | For |
| 1g | Elect Director Andra M. Rush | Management | For | For |
| 1h | Elect Director David A. Sachs | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| TEXAS CAPITAL BANCSHARES, INC. Meeting Date: APR 20, 2021 Record Date: FEB 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TCBI Security ID: 88224Q107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rob C. Holmes | Management | For | For |
| 1.2 | Elect Director Larry L. Helm | Management | For | For |
| 1.3 | Elect Director James H. Browning | Management | For | For |
| 1.4 | Elect Director Jonathan E. Baliff | Management | For | For |
| 1.5 | Elect Director David S. Huntley | Management | For | For |
| 1.6 | Elect Director Charles S. Hyle | Management | For | For |
| 1.7 | Elect Director Elysia Holt Ragusa | Management | For | For |
| 1.8 | Elect Director Steven P. Rosenberg | Management | For | For |
| 1.9 | Elect Director Robert W. Stallings | Management | For | For |
| 1.10 | Elect Director Dale W. Tremblay | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| THE ANDERSONS, INC. Meeting Date: MAY 07, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ANDE Security ID: 034164103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick E. Bowe | Management | For | For |
| 1.2 | Elect Director Michael J. Anderson, Sr. | Management | For | For |
| 1.3 | Elect Director Gerard M. Anderson | Management | For | For |
| 1.4 | Elect Director Gary A. Douglas | Management | For | For |
| 1.5 | Elect Director Stephen F. Dowdle | Management | For | For |
| 1.6 | Elect Director Pamela S. Hershberger | Management | For | For |
| 1.7 | Elect Director Catherine M. Kilbane | Management | For | For |
| 1.8 | Elect Director Robert J. King, Jr. | Management | For | For |
| 1.9 | Elect Director Ross W. Manire | Management | For | For |
| 1.10 | Elect Director John T. Stout, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| THE CHEESECAKE FACTORY INCORPORATED Meeting Date: MAY 27, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CAKE Security ID: 163072101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director David Overton | Management | For | For |
| 1B | Elect Director Edie A. Ames | Management | For | For |
| 1C | Elect Director Alexander L. Cappello | Management | For | For |
| 1D | Elect Director Jerome I. Kransdorf | Management | For | For |
| 1E | Elect Director Janice L. Meyer | Management | For | For |
| 1F | Elect Director Laurence B. Mindel | Management | For | For |
| 1G | Elect Director David B. Pittaway | Management | For | For |
| 1H | Elect Director Herbert Simon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Issuance of Common Stock Upon Conversion of Series A Convertible Preferred Stock | Management | For | For |
| THE CHILDREN'S PLACE, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PLCE Security ID: 168905107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph Alutto | Management | For | For |
| 1.2 | Elect Director John E. Bachman | Management | For | For |
| 1.3 | Elect Director Marla Beck | Management | For | For |
| 1.4 | Elect Director Elizabeth J. Boland | Management | For | For |
| 1.5 | Elect Director Jane Elfers | Management | For | For |
| 1.6 | Elect Director Tracey R. Griffin | Management | For | For |
| 1.7 | Elect Director Joseph Gromek | Management | For | For |
| 1.8 | Elect Director Norman Matthews | Management | For | For |
| 1.9 | Elect Director Debby Reiner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| THE ENSIGN GROUP, INC. Meeting Date: MAY 27, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ENSG Security ID: 29358P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher R. Christensen | Management | For | For |
| 1.2 | Elect Director Daren J. Shaw | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE GOODYEAR TIRE & RUBBER COMPANY Meeting Date: APR 12, 2021 Record Date: FEB 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GT Security ID: 382550101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James A. Firestone | Management | For | For |
| 1b | Elect Director Werner Geissler | Management | For | For |
| 1c | Elect Director Peter S. Hellman | Management | For | For |
| 1d | Elect Director Laurette T. Koellner | Management | For | For |
| 1e | Elect Director Richard J. Kramer | Management | For | For |
| 1f | Elect Director Karla R. Lewis | Management | For | For |
| 1g | Elect Director W. Alan McCollough | Management | For | For |
| 1h | Elect Director John E. McGlade | Management | For | For |
| 1i | Elect Director Roderick A. Palmore | Management | For | For |
| 1j | Elect Director Hera K. Siu | Management | For | For |
| 1k | Elect Director Stephanie A. Streeter | Management | For | For |
| 1l | Elect Director Michael R. Wessel | Management | For | For |
| 1m | Elect Director Thomas L. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| THE HACKETT GROUP, INC. Meeting Date: MAY 06, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HCKT Security ID: 404609109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Maria A. Bofill | Management | For | For |
| 1.2 | Elect Director David N. Dungan | Management | For | For |
| 1.3 | Elect Director Richard N. Hamlin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| THE MACERICH COMPANY Meeting Date: MAY 28, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MAC Security ID: 554382101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peggy Alford | Management | For | For |
| 1b | Elect Director John H. Alschuler | Management | For | For |
| 1c | Elect Director Eric K. Brandt | Management | For | For |
| 1d | Elect Director Edward C. Coppola | Management | For | For |
| 1e | Elect Director Steven R. Hash | Management | For | For |
| 1f | Elect Director Daniel J. Hirsch | Management | For | For |
| 1g | Elect Director Diana M. Laing | Management | For | For |
| 1h | Elect Director Thomas E. O'Hern | Management | For | For |
| 1i | Elect Director Steven L. Soboroff | Management | For | For |
| 1j | Elect Director Andrea M. Stephen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| THE MARCUS CORPORATION Meeting Date: MAY 06, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MCS Security ID: 566330106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen H. Marcus | Management | For | For |
| 1.2 | Elect Director Gregory S. Marcus | Management | For | For |
| 1.3 | Elect Director Diane Marcus Gershowitz | Management | For | For |
| 1.4 | Elect Director Allan H. Selig | Management | For | For |
| 1.5 | Elect Director Timothy E. Hoeksema | Management | For | For |
| 1.6 | Elect Director Bruce J. Olson | Management | For | For |
| 1.7 | Elect Director Philip L. Milstein | Management | For | For |
| 1.8 | Elect Director Brian J. Stark | Management | For | For |
| 1.9 | Elect Director Katherine M. Gehl | Management | For | For |
| 1.10 | Elect Director David M. Baum | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| THE ODP CORPORATION Meeting Date: APR 21, 2021 Record Date: FEB 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ODP Security ID: 88337F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Quincy L. Allen | Management | For | For |
| 1b | Elect Director Kristin A. Campbell | Management | For | For |
| 1c | Elect Director Marcus B. Dunlop | Management | For | For |
| 1d | Elect Director Cynthia T. Jamison | Management | For | For |
| 1e | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
| 1f | Elect Director Shashank Samant | Management | For | For |
| 1g | Elect Director Wendy L. Schoppert | Management | For | For |
| 1h | Elect Director Gerry P. Smith | Management | For | For |
| 1i | Elect Director David M. Szymanski | Management | For | For |
| 1j | Elect Director Joseph S. Vassalluzzo | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE PENNANT GROUP, INC. Meeting Date: MAY 25, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PNTG Security ID: 70805E109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roderic E. Lewis | Management | For | Withhold |
| 1.2 | Elect Director Scott E. Lamb | Management | For | Withhold |
| 1.3 | Elect Director Barry M. Smith | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| THE RMR GROUP INC. Meeting Date: MAR 11, 2021 Record Date: JAN 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RMR Security ID: 74967R106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jennifer B. Clark | Management | For | For |
| 1.2 | Elect Director Ann Logan | Management | For | Withhold |
| 1.3 | Elect Director Rosen Plevneliev | Management | For | Withhold |
| 1.4 | Elect Director Adam D. Portnoy | Management | For | For |
| 1.5 | Elect Director Jonathan Veitch | Management | For | For |
| 1.6 | Elect Director Walter C. Watkins, Jr. | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| THE TIMKEN COMPANY Meeting Date: MAY 07, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TKR Security ID: 887389104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Maria A. Crowe | Management | For | For |
| 1.2 | Elect Director Elizabeth A. Harrell | Management | For | For |
| 1.3 | Elect Director Richard G. Kyle | Management | For | For |
| 1.4 | Elect Director Sarah C. Lauber | Management | For | For |
| 1.5 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.6 | Elect Director Christopher L. Mapes | Management | For | For |
| 1.7 | Elect Director James F. Palmer | Management | For | For |
| 1.8 | Elect Director Ajita G. Rajendra | Management | For | For |
| 1.9 | Elect Director Frank C. Sullivan | Management | For | For |
| 1.10 | Elect Director John M. Timken, Jr. | Management | For | For |
| 1.11 | Elect Director Ward J. Timken, Jr. | Management | For | For |
| 1.12 | Elect Director Jacqueline F. Woods | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| THIRD POINT REINSURANCE LTD. Meeting Date: NOV 23, 2020 Record Date: OCT 01, 2020 Meeting Type: SPECIAL | ||||
| Ticker: TPRE Security ID: G8827U100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Approve Issuance of Shares to Daniel S. Loeb | Management | For | For |
| 3 | Approve Bye-Laws 24.2 Through 24.8 and Bye-law 27 | Management | For | For |
| 4 | Amend Bye-Law 40.3 | Management | For | For |
| 5 | Approve Bye-Laws 56.2, 56.3 and 56.4 | Management | For | For |
| 6 | Approve Bye-Law 81.1 | Management | For | Against |
| 7 | Approve Bye-Laws 7 And 43.5 and the Amendment to Bye-law 82 | Management | For | Against |
| 8 | Approve Bye-Laws | Management | For | For |
| 9 | Change Company Name to SiriusPoint Ltd. | Management | For | For |
| 10 | Adjourn Meeting | Management | For | For |
| TIVITY HEALTH, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TVTY Security ID: 88870R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Richard M. Ashworth | Management | For | For |
| 1B | Elect Director Sara J. Finley | Management | For | For |
| 1C | Elect Director Robert J. Greczyn, Jr. | Management | For | For |
| 1D | Elect Director Beth M. Jacob | Management | For | For |
| 1E | Elect Director Bradley S. Karro | Management | For | For |
| 1F | Elect Director Erin L. Russell | Management | For | For |
| 1G | Elect Director Anthony M. Sanfilippo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| TOMPKINS FINANCIAL CORPORATION Meeting Date: MAY 11, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TMP Security ID: 890110109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John E. Alexander | Management | For | For |
| 1.2 | Elect Director Paul J. Battaglia | Management | For | For |
| 1.3 | Elect Director Daniel J. Fessenden | Management | For | For |
| 1.4 | Elect Director James W. Fulmer | Management | For | For |
| 1.5 | Elect Director Patricia A. Johnson | Management | For | For |
| 1.6 | Elect Director Frank C. Milewski | Management | For | For |
| 1.7 | Elect Director Ita M. Rahilly | Management | For | For |
| 1.8 | Elect Director Thomas R. Rochon | Management | For | For |
| 1.9 | Elect Director Stephen S. Romaine | Management | For | For |
| 1.10 | Elect Director Michael H. Spain | Management | For | For |
| 1.11 | Elect Director Jennifer R. Tegan | Management | For | For |
| 1.12 | Elect Director Alfred J. Weber | Management | For | For |
| 1.13 | Elect Director Craig Yunker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| TOOTSIE ROLL INDUSTRIES, INC. Meeting Date: AUG 31, 2020 Record Date: MAR 03, 2020 Meeting Type: ANNUAL | ||||
| Ticker: TR Security ID: 890516107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ellen R. Gordon | Management | For | Withhold |
| 1.2 | Elect Director Lana Jane Lewis-Brent | Management | For | For |
| 1.3 | Elect Director Barre A. Seibert | Management | For | For |
| 1.4 | Elect Director Paula M. Wardynski | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| TRANSOCEAN LTD. Meeting Date: MAY 27, 2021 Record Date: MAY 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RIG Security ID: H8817H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Appropriation of Available Earnings for Fiscal Year 2020 | Management | For | For |
| 4 | Approve the Renewal of Authorized Share Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 5A | Elect Director Glyn A. Barker | Management | For | For |
| 5B | Elect Director Vanessa C.L. Chang | Management | For | For |
| 5C | Elect Director Frederico F. Curado | Management | For | For |
| 5D | Elect Director Chadwick C. Deaton | Management | For | For |
| 5E | Elect Director Vincent J. Intrieri | Management | For | For |
| 5F | Elect Director Samuel J. Merksamer | Management | For | For |
| 5G | Elect Director Frederik W. Mohn | Management | For | For |
| 5H | Elect Director Edward R. Muller | Management | For | For |
| 5I | Elect Director Margareth Ovrum | Management | For | For |
| 5J | Elect Director Diane de Saint Victor | Management | For | For |
| 5K | Elect Director Jeremy D. Thigpen | Management | For | For |
| 6 | Elect Chadwick C. Deaton as Board Chairman | Management | For | For |
| 7A | Appoint Glyn A. Barker as Member of the Compensation Committee | Management | For | For |
| 7B | Appoint Vanessa C.L. Chang as Member of the Compensation Committee | Management | For | For |
| 7C | Appoint Samuel J. Merksamer as Member of the Compensation Committee | Management | For | For |
| 8 | Designate Schweiger Advokatur / Notariat as Independent Proxy | Management | For | For |
| 9 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021 and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11A | Approve Maximum Remuneration of Board of Directors for the Period Between the 2021 and 2022 Annual General Meetings in the Amount of USD 4.12 Million | Management | For | For |
| 11B | Approve Maximum Remuneration of the Executive Management Team for Fiscal Year 2022 in the Amount of USD 24 Million | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | For |
| TREEHOUSE FOODS, INC. Meeting Date: APR 29, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: THS Security ID: 89469A104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ashley Buchanan | Management | For | For |
| 1.2 | Elect Director Steven Oakland | Management | For | For |
| 1.3 | Elect Director Jill A. Rahman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| TRI POINTE HOMES, INC. Meeting Date: APR 21, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TPH Security ID: 87265H109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas F. Bauer | Management | For | For |
| 1.2 | Elect Director Lawrence B. Burrows | Management | For | For |
| 1.3 | Elect Director Daniel S. Fulton | Management | For | For |
| 1.4 | Elect Director Steven J. Gilbert | Management | For | For |
| 1.5 | Elect Director Vicki D. McWilliams | Management | For | For |
| 1.6 | Elect Director Constance B. Moore | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TRICO BANCSHARES Meeting Date: MAY 27, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TCBK Security ID: 896095106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald J. Amaral | Management | For | For |
| 1.2 | Elect Director L. Gage Chrysler, III | Management | For | For |
| 1.3 | Elect Director Craig S. Compton | Management | For | For |
| 1.4 | Elect Director Kirsten E. Garen | Management | For | For |
| 1.5 | Elect Director Cory W. Giese | Management | For | For |
| 1.6 | Elect Director John S. A. Hasbrook | Management | For | For |
| 1.7 | Elect Director Margaret L. Kane | Management | For | For |
| 1.8 | Elect Director Michael W. Koehnen | Management | For | For |
| 1.9 | Elect Director Martin A. Mariani | Management | For | For |
| 1.10 | Elect Director Thomas C. McGraw | Management | For | For |
| 1.11 | Elect Director Richard P. Smith | Management | For | For |
| 1.12 | Elect Director Kimberley H. Vogel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| TRINSEO S.A. Meeting Date: JUN 14, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TSE Security ID: L9340P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Increase in Size of Board | Management | For | For |
| 3 | Approve the Irish PLC Constitution | Management | For | For |
| 4a | Approve Changes in Share Capital | Management | For | Against |
| 4b | Approve Change in Board's Discretion to Issue Shares | Management | For | Against |
| 4c | Approve Change in Advance Notice Requirements for Shareholder Proposals | Management | For | For |
| 5 | Approve Creation of Distributable Reserves | Management | For | For |
| 6a | Elect Director K'lynne Johnson | Management | For | For |
| 6b | Elect Director Joseph Alvarado | Management | For | For |
| 6c | Elect Director Frank A. Bozich | Management | For | For |
| 6d | Elect Director Jeffrey J. Cote | Management | For | For |
| 6e | Elect Director Pierre-Marie De Leener | Management | For | For |
| 6f | Elect Director Sandra Beach Lin | Management | For | For |
| 6g | Elect Director Jeanmarie Desmond | Management | For | For |
| 6h | Elect Director Matthew Farrell | Management | For | For |
| 6i | Elect Director Philip R. Martens | Management | For | For |
| 6j | Elect Director Donald T. Misheff | Management | For | For |
| 6k | Elect Director Henri Steinmetz | Management | For | For |
| 6l | Elect Director Mark Tomkins | Management | For | For |
| 7 | Elect Director Victoria Brifo | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 10 | Approve Changes to Director Compensation Program | Management | For | For |
| 11 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 12 | Approve Allocation of Income and Dividends | Management | For | For |
| 13 | Approve Discharge of Directors and Auditors | Management | For | For |
| 14 | Ratify PricewaterhouseCoopers Societe cooperative as Internal Statutory Auditor | Management | For | For |
| 15 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| TRIPADVISOR, INC. Meeting Date: JUN 08, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TRIP Security ID: 896945201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory B. Maffei | Management | For | Withhold |
| 1.2 | Elect Director Stephen Kaufer | Management | For | Withhold |
| 1.3 | Elect Director Jay C. Hoag | Management | For | Withhold |
| 1.4 | Elect Director Betsy L. Morgan | Management | For | For |
| 1.5 | Elect Director M. Greg O'Hara | Management | For | For |
| 1.6 | Elect Director Jeremy Philips | Management | For | For |
| 1.7 | Elect Director Albert E. Rosenthaler | Management | For | Withhold |
| 1.8 | Elect Director Jane Jie Sun | Management | For | Withhold |
| 1.9 | Elect Director Trynka Shineman Blake | Management | For | For |
| 1.10 | Elect Director Robert S. Wiesenthal | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TRIPLE-S MANAGEMENT CORPORATION Meeting Date: APR 30, 2021 Record Date: MAR 03, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GTS Security ID: 896749108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen L. Ondra | Management | For | For |
| 1b | Elect Director Roberto Garcia-Rodriguez | Management | For | For |
| 1c | Elect Director Gail B. Marcus | Management | For | For |
| 1d | Elect Director Roberta Herman | Management | For | For |
| 1e | Elect Director Luis A. Clavell-Rodriguez | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Articles of Incorporation to Eliminate All References to Class A Common Stock | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| TRITON INTERNATIONAL LIMITED Meeting Date: APR 27, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TRTN Security ID: G9078F107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Brian M. Sondey | Management | For | For |
| 1b | Elect Director Robert W. Alspaugh | Management | For | For |
| 1c | Elect Director Malcolm P. Baker | Management | For | For |
| 1d | Elect Director Annabelle Bexiga | Management | For | For |
| 1e | Elect Director Claude Germain | Management | For | For |
| 1f | Elect Director Kenneth Hanau | Management | For | For |
| 1g | Elect Director John S. Hextall | Management | For | For |
| 1h | Elect Director Robert L. Rosner | Management | For | For |
| 1i | Elect Director Simon R. Vernon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Bye-Laws to Eliminate Provisions Relating to Former Sponsor Shareholders | Management | For | For |
| TRUEBLUE, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TBI Security ID: 89785X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director A. Patrick Beharelle | Management | For | For |
| 1b | Elect Director Colleen B. Brown | Management | For | For |
| 1c | Elect Director Steven C. Cooper | Management | For | For |
| 1d | Elect Director William C. Goings | Management | For | For |
| 1e | Elect Director Kim Harris Jones | Management | For | For |
| 1f | Elect Director R. Chris Kreidler | Management | For | For |
| 1g | Elect Director Jeffrey B. Sakaguchi | Management | For | For |
| 1h | Elect Director Kristi A. Savacool | Management | For | For |
| 1i | Elect Director Bonnie W. Soodik | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| TTEC HOLDINGS, INC. Meeting Date: MAY 26, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TTEC Security ID: 89854H102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kenneth D. Tuchman | Management | For | For |
| 1b | Elect Director Steven J. Anenen | Management | For | For |
| 1c | Elect Director Tracy L. Bahl | Management | For | For |
| 1d | Elect Director Gregory A. Conley | Management | For | For |
| 1e | Elect Director Robert N. Frerichs | Management | For | For |
| 1f | Elect Director Marc L. Holtzman | Management | For | For |
| 1g | Elect Director Gina L. Loften | Management | For | For |
| 1h | Elect Director Ekta Singh-Bushell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| TWIST BIOSCIENCE CORPORATION Meeting Date: FEB 03, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: TWST Security ID: 90184D100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Emily M. Leproust | Management | For | Withhold |
| 1.2 | Elect Director William Banyai | Management | For | Withhold |
| 1.3 | Elect Director Robert Chess | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| U.S. PHYSICAL THERAPY, INC. Meeting Date: AUG 18, 2020 Record Date: JUN 22, 2020 Meeting Type: ANNUAL | ||||
| Ticker: USPH Security ID: 90337L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward L. Kuntz | Management | For | For |
| 1.2 | Elect Director Christopher J. Reading | Management | For | For |
| 1.3 | Elect Director Lawrance W. McAfee | Management | For | For |
| 1.4 | Elect Director Mark J. Brookner | Management | For | For |
| 1.5 | Elect Director Harry S. Chapman | Management | For | For |
| 1.6 | Elect Director Bernard A. Harris, Jr. | Management | For | For |
| 1.7 | Elect Director Kathleen A. Gilmartin | Management | For | For |
| 1.8 | Elect Director Regg E. Swanson | Management | For | For |
| 1.9 | Elect Director Clayton K. Trier | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Other Business | Management | None | Against |
| U.S. PHYSICAL THERAPY, INC. Meeting Date: MAY 18, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: USPH Security ID: 90337L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward L. Kuntz | Management | For | For |
| 1.2 | Elect Director Christopher J. Reading | Management | For | For |
| 1.3 | Elect Director Mark J. Brookner | Management | For | For |
| 1.4 | Elect Director Harry S. Chapman | Management | For | For |
| 1.5 | Elect Director Bernard A. Harris, Jr. | Management | For | For |
| 1.6 | Elect Director Kathleen A. Gilmartin | Management | For | For |
| 1.7 | Elect Director Reginald E. Swanson | Management | For | For |
| 1.8 | Elect Director Clayton K. Trier | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Other Business | Management | None | Against |
| UFP INDUSTRIES, INC. Meeting Date: APR 21, 2021 Record Date: FEB 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: UFPI Security ID: 90278Q108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Matthew J. Missad | Management | For | For |
| 1b | Elect Director Thomas W. Rhodes | Management | For | For |
| 1c | Elect Director Brian C. Walker | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UNITED BANKSHARES, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: UBSI Security ID: 909907107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard M. Adams | Management | For | For |
| 1.2 | Elect Director Charles L. Capito, Jr. | Management | For | For |
| 1.3 | Elect Director Peter A. Converse | Management | For | For |
| 1.4 | Elect Director Michael P. Fitzgerald | Management | For | For |
| 1.5 | Elect Director Theodore J. Georgelas | Management | For | For |
| 1.6 | Elect Director Patrice A. Harris | Management | For | For |
| 1.7 | Elect Director J. Paul McNamara | Management | For | For |
| 1.8 | Elect Director Mark R. Nesselroad | Management | For | For |
| 1.9 | Elect Director Jerold L. Rexroad | Management | For | For |
| 1.10 | Elect Director Albert H. Small, Jr. | Management | For | For |
| 1.11 | Elect Director Mary K. Weddle | Management | For | For |
| 1.12 | Elect Director Gary G. White | Management | For | For |
| 1.13 | Elect Director P. Clinton Winter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UNITED COMMUNITY BANKS, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: UCBI Security ID: 90984P303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert H. Blalock | Management | For | For |
| 1.2 | Elect Director James P. Clements | Management | For | For |
| 1.3 | Elect Director L. Cathy Cox | Management | For | For |
| 1.4 | Elect Director Kenneth L. Daniels | Management | For | For |
| 1.5 | Elect Director Lance F. Drummond | Management | For | For |
| 1.6 | Elect Director H. Lynn Harton | Management | For | For |
| 1.7 | Elect Director Jennifer K. Mann | Management | For | For |
| 1.8 | Elect Director Thomas A. Richlovsky | Management | For | For |
| 1.9 | Elect Director David C. Shaver | Management | For | For |
| 1.10 | Elect Director Tim R. Wallis | Management | For | For |
| 1.11 | Elect Director David H. Wilkins | Management | For | Withhold |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| UNITIL CORPORATION Meeting Date: APR 28, 2021 Record Date: FEB 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: UTL Security ID: 913259107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Suzanne Foster | Management | For | For |
| 1.2 | Elect Director Thomas P. Meissner, Jr. | Management | For | For |
| 1.3 | Elect Director Justine Vogel | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UNIVERSAL ELECTRONICS INC. Meeting Date: JUN 08, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: UEIC Security ID: 913483103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Paul D. Arling | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| UNIVEST FINANCIAL CORPORATION Meeting Date: APR 28, 2021 Record Date: FEB 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: UVSP Security ID: 915271100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William S. Aichele | Management | For | For |
| 1.2 | Elect Director Suzanne Keenan | Management | For | For |
| 1.3 | Elect Director Thomas M. Petro | Management | For | For |
| 1.4 | Elect Director Charles H. Zimmerman | Management | For | For |
| 1.5 | Elect Director Joseph P. Beebe | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UNUM GROUP Meeting Date: MAY 27, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: UNM Security ID: 91529Y106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Theodore H. Bunting, Jr. | Management | For | For |
| 1b | Elect Director Susan L. Cross | Management | For | For |
| 1c | Elect Director Susan D. DeVore | Management | For | For |
| 1d | Elect Director Joseph J. Echevarria | Management | For | For |
| 1e | Elect Director Cynthia L. Egan | Management | For | For |
| 1f | Elect Director Kevin T. Kabat | Management | For | For |
| 1g | Elect Director Timothy F. Keaney | Management | For | For |
| 1h | Elect Director Gloria C. Larson | Management | For | For |
| 1i | Elect Director Richard P. McKenney | Management | For | For |
| 1j | Elect Director Ronald P. O'Hanley | Management | For | For |
| 1k | Elect Director Francis J. Shammo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| USANA HEALTH SCIENCES, INC. Meeting Date: MAY 10, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: USNA Security ID: 90328M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin G. Guest | Management | For | For |
| 1.2 | Elect Director Robert Anciaux | Management | For | For |
| 1.3 | Elect Director John T. Fleming | Management | For | For |
| 1.4 | Elect Director Gilbert A. Fuller | Management | For | For |
| 1.5 | Elect Director Peggie J. Pelosi | Management | For | For |
| 1.6 | Elect Director Frederic J. Winssinger | Management | For | For |
| 1.7 | Elect Director Timothy E. Wood | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UTAH MEDICAL PRODUCTS, INC. Meeting Date: AUG 07, 2020 Record Date: JUN 01, 2020 Meeting Type: ANNUAL | ||||
| Ticker: UTMD Security ID: 917488108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ernst G. Hoyer | Management | For | Withhold |
| 1.2 | Elect Director James H. Beeson | Management | For | Withhold |
| 2 | Ratify Haynie & Company as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VALMONT INDUSTRIES, INC. Meeting Date: APR 27, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VMI Security ID: 920253101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel P. Neary | Management | For | For |
| 1.2 | Elect Director Theo W. Freye | Management | For | For |
| 1.3 | Elect Director Stephen G. Kaniewski | Management | For | For |
| 1.4 | Elect Director Joan Robinson-Berry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| VANDA PHARMACEUTICALS INC. Meeting Date: JUN 10, 2021 Record Date: APR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VNDA Security ID: 921659108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mihael H. Polymeropoulos | Management | For | For |
| 1b | Elect Director Phaedra S. Chrousos | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| VAPOTHERM, INC. Meeting Date: JUN 22, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VAPO Security ID: 922107107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lori Knowles | Management | For | For |
| 1.2 | Elect Director Mary Beth Moynihan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| VAREX IMAGING CORPORATION Meeting Date: FEB 11, 2021 Record Date: DEC 18, 2020 Meeting Type: ANNUAL | ||||
| Ticker: VREX Security ID: 92214X106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Timothy E. Guertin | Management | For | For |
| 1b | Elect Director Walter M Rosebrough, Jr. | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VAXART, INC. Meeting Date: JUN 16, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VXRT Security ID: 92243A200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Wheadon | Management | For | For |
| 1.2 | Elect Director Karen J. Wilson | Management | For | For |
| 1.3 | Elect Director Todd C. Davis | Management | For | For |
| 1.4 | Elect Director Michael J. Finney | Management | For | Withhold |
| 1.5 | Elect Director Andrei Floroiu | Management | For | For |
| 1.6 | Elect Director Robert A. Yedid | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VECTOR GROUP LTD. Meeting Date: JUN 03, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VGR Security ID: 92240M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bennett S. LeBow | Management | For | For |
| 1.2 | Elect Director Howard M. Lorber | Management | For | For |
| 1.3 | Elect Director Richard J. Lampen | Management | For | For |
| 1.4 | Elect Director Stanley S. Arkin | Management | For | For |
| 1.5 | Elect Director Henry C. Beinstein | Management | For | For |
| 1.6 | Elect Director Ronald J. Bernstein | Management | For | For |
| 1.7 | Elect Director Paul V. Carlucci | Management | For | For |
| 1.8 | Elect Director Jean E. Sharpe | Management | For | For |
| 1.9 | Elect Director Barry Watkins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| VERITEX HOLDINGS, INC. Meeting Date: MAY 18, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VBTX Security ID: 923451108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. Malcolm Holland, III | Management | For | Withhold |
| 1.2 | Elect Director Arcilia Acosta | Management | For | For |
| 1.3 | Elect Director Pat S. Bolin | Management | For | Withhold |
| 1.4 | Elect Director April Box | Management | For | Withhold |
| 1.5 | Elect Director Blake Bozman | Management | For | Withhold |
| 1.6 | Elect Director William D. Ellis | Management | For | Withhold |
| 1.7 | Elect Director William E. Fallon | Management | For | Withhold |
| 1.8 | Elect Director Mark C. Griege | Management | For | Withhold |
| 1.9 | Elect Director Gordon Huddleston | Management | For | Withhold |
| 1.10 | Elect Director Steven D. Lerner | Management | For | Withhold |
| 1.11 | Elect Director Manuel J. Mehos | Management | For | Withhold |
| 1.12 | Elect Director Gregory B. Morrison | Management | For | Withhold |
| 1.13 | Elect Director John T. Sughrue | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| VIAD CORP Meeting Date: OCT 07, 2020 Record Date: SEP 02, 2020 Meeting Type: SPECIAL | ||||
| Ticker: VVI Security ID: 92552R406 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 2 | Approve the Preferred Stock Rights Proposal | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| VIAD CORP Meeting Date: MAY 14, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VVI Security ID: 92552R406 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Dozer | Management | For | For |
| 1b | Elect Director Virginia L. Henkels | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VIAVI SOLUTIONS INC. Meeting Date: NOV 11, 2020 Record Date: SEP 23, 2020 Meeting Type: ANNUAL | ||||
| Ticker: VIAV Security ID: 925550105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
| 1.2 | Elect Director Keith Barnes | Management | For | For |
| 1.3 | Elect Director Laura Black | Management | For | For |
| 1.4 | Elect Director Tor Braham | Management | For | For |
| 1.5 | Elect Director Timothy Campos | Management | For | For |
| 1.6 | Elect Director Donald Colvin | Management | For | For |
| 1.7 | Elect Director Glenda Dorchak | Management | For | For |
| 1.8 | Elect Director Masood A. Jabbar | Management | For | For |
| 1.9 | Elect Director Oleg Khaykin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VICTORY CAPITAL HOLDINGS, INC. Meeting Date: MAY 18, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VCTR Security ID: 92645B103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Milton R. Berlinski | Management | For | Against |
| 1b | Elect Director David C. Brown | Management | For | Against |
| 1c | Elect Director Richard M. DeMartini | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| VIRTUS INVESTMENT PARTNERS, INC. Meeting Date: MAY 14, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VRTS Security ID: 92828Q109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Timothy A. Holt | Management | For | For |
| 1b | Elect Director Melody L. Jones | Management | For | For |
| 1c | Elect Director Stephen T. Zarrilli | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| VIRTUSA CORPORATION Meeting Date: OCT 02, 2020 Record Date: AUG 04, 2020 Meeting Type: PROXY CONTEST | ||||
| Ticker: VRTU Security ID: 92827P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Proxy Card) | ||||
| 1.1 | Elect Director Al-Noor Ramji | Management | For | Did Not Vote |
| 1.2 | Elect Director Joseph G. Doody | Management | For | Did Not Vote |
| 2 | Ratify KPMG LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Blue Proxy Card) | ||||
| 1.1 | Elect Directors Ramakrishna Prasad Chintamaneni | Shareholder | For | For |
| 1.2 | Elect Directors Patricia B. Morrison | Shareholder | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
| VIRTUSA CORPORATION Meeting Date: NOV 20, 2020 Record Date: OCT 09, 2020 Meeting Type: SPECIAL | ||||
| Ticker: VRTU Security ID: 92827P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| VOYAGER THERAPEUTICS, INC. Meeting Date: JUN 03, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VYGR Security ID: 92915B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Higgins | Management | For | Withhold |
| 1.2 | Elect Director Nancy Vitale | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WABASH NATIONAL CORPORATION Meeting Date: MAY 11, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WNC Security ID: 929566107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Therese M. Bassett | Management | For | For |
| 1b | Elect Director John G. Boss | Management | For | For |
| 1c | Elect Director John E. Kunz | Management | For | For |
| 1d | Elect Director Larry J. Magee | Management | For | For |
| 1e | Elect Director Ann D. Murtlow | Management | For | For |
| 1f | Elect Director Scott K. Sorensen | Management | For | For |
| 1g | Elect Director Stuart A. Taylor, II | Management | For | For |
| 1h | Elect Director Brent L. Yeagy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WASHINGTON FEDERAL, INC. Meeting Date: JAN 26, 2021 Record Date: NOV 23, 2020 Meeting Type: ANNUAL | ||||
| Ticker: WAFD Security ID: 938824109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark N. Tabbutt | Management | For | For |
| 1.2 | Elect Director Brent J. Beardall | Management | For | For |
| 1.3 | Elect Director S. Steven Singh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WASHINGTON TRUST BANCORP, INC. Meeting Date: APR 27, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WASH Security ID: 940610108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Constance A. Howes | Management | For | For |
| 1.2 | Elect Director Joseph J. MarcAurele | Management | For | For |
| 1.3 | Elect Director Edwin J. Santos | Management | For | For |
| 1.4 | Elect Director Lisa M. Stanton | Management | For | For |
| 2 | Authorize New Class of Preferred Stock | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WATTS WATER TECHNOLOGIES, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WTS Security ID: 942749102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher L. Conway | Management | For | For |
| 1.2 | Elect Director Michael J. Dubose | Management | For | For |
| 1.3 | Elect Director David A. Dunbar | Management | For | For |
| 1.4 | Elect Director Louise K. Goeser | Management | For | For |
| 1.5 | Elect Director Jes Munk Hansen | Management | For | For |
| 1.6 | Elect Director W. Craig Kissel | Management | For | For |
| 1.7 | Elect Director Joseph T. Noonan | Management | For | For |
| 1.8 | Elect Director Robert J. Pagano, Jr. | Management | For | For |
| 1.9 | Elect Director Merilee Raines | Management | For | For |
| 1.10 | Elect Director Joseph W. Reitmeier | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| WEBSTER FINANCIAL CORPORATION Meeting Date: APR 22, 2021 Record Date: FEB 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WBS Security ID: 947890109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William L. Atwell | Management | For | For |
| 1b | Elect Director John R. Ciulla | Management | For | For |
| 1c | Elect Director Elizabeth E. Flynn | Management | For | For |
| 1d | Elect Director E. Carol Hayles | Management | For | For |
| 1e | Elect Director Linda H. Ianieri | Management | For | For |
| 1f | Elect Director Laurence C. Morse | Management | For | For |
| 1g | Elect Director Karen R. Osar | Management | For | For |
| 1h | Elect Director Mark Pettie | Management | For | For |
| 1i | Elect Director Lauren C. States | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| WEINGARTEN REALTY INVESTORS Meeting Date: APR 26, 2021 Record Date: FEB 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WRI Security ID: 948741103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andrew M. Alexander | Management | For | For |
| 1b | Elect Director Stanford J. Alexander | Management | For | For |
| 1c | Elect Director Shelaghmichael C. Brown | Management | For | For |
| 1d | Elect Director Stephen A. Lasher | Management | For | For |
| 1e | Elect Director Thomas L. Ryan | Management | For | For |
| 1f | Elect Director Douglas W. Schnitzer | Management | For | For |
| 1g | Elect Director C. Park Shaper | Management | For | For |
| 1h | Elect Director Marc J. Shapiro | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WELBILT, INC. Meeting Date: APR 23, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WBT Security ID: 949090104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Cynthia M. Egnotovich | Management | For | For |
| 1b | Elect Director Dino J. Bianco | Management | For | For |
| 1c | Elect Director Joan K. Chow | Management | For | For |
| 1d | Elect Director Janice L. Fields | Management | For | For |
| 1e | Elect Director Brian R. Gamache | Management | For | For |
| 1f | Elect Director Andrew Langham | Management | For | For |
| 1g | Elect Director William C. Johnson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| WESBANCO, INC. Meeting Date: APR 21, 2021 Record Date: MAR 03, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WSBC Security ID: 950810101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James W. Cornelsen | Management | For | For |
| 1.2 | Elect Director Robert J. Fitzsimmons | Management | For | For |
| 1.3 | Elect Director D. Bruce Knox | Management | For | For |
| 1.4 | Elect Director Gary L. Libs | Management | For | For |
| 1.5 | Elect Director Reed J. Tanner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| WESCO INTERNATIONAL, INC. Meeting Date: MAY 27, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WCC Security ID: 95082P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John J. Engel | Management | For | For |
| 1.2 | Elect Director Matthew J. Espe | Management | For | For |
| 1.3 | Elect Director Bobby J. Griffin | Management | For | For |
| 1.4 | Elect Director John K. Morgan | Management | For | For |
| 1.5 | Elect Director Steven A. Raymund | Management | For | For |
| 1.6 | Elect Director James L. Singleton | Management | For | For |
| 1.7 | Elect Director Easwaran Sundaram | Management | For | For |
| 1.8 | Elect Director Laura K. Thompson | Management | For | For |
| 1.9 | Elect Director Lynn M. Utter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| WESTERN ALLIANCE BANCORP. Meeting Date: JUN 15, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WAL Security ID: 957638109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce Beach | Management | For | For |
| 1.2 | Elect Director Juan Figuereo | Management | For | For |
| 1.3 | Elect Director Howard Gould | Management | For | For |
| 1.4 | Elect Director Steven Hilton | Management | For | For |
| 1.5 | Elect Director Marianne Boyd Johnson | Management | For | For |
| 1.6 | Elect Director Robert Latta | Management | For | For |
| 1.7 | Elect Director Adriane McFetridge | Management | For | For |
| 1.8 | Elect Director Michael Patriarca | Management | For | For |
| 1.9 | Elect Director Robert Sarver | Management | For | For |
| 1.10 | Elect Director Bryan Segedi | Management | For | For |
| 1.11 | Elect Director Donald Snyder | Management | For | For |
| 1.12 | Elect Director Sung Won Sohn | Management | For | For |
| 1.13 | Elect Director Kenneth A. Vecchione | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| WINNEBAGO INDUSTRIES, INC. Meeting Date: DEC 15, 2020 Record Date: OCT 20, 2020 Meeting Type: ANNUAL | ||||
| Ticker: WGO Security ID: 974637100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sara E. Armbruster | Management | For | For |
| 1.2 | Elect Director William C. Fisher | Management | For | For |
| 1.3 | Elect Director Michael J. Happe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| WINTRUST FINANCIAL CORPORATION Meeting Date: MAY 27, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WTFC Security ID: 97650W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter D. Crist | Management | For | For |
| 1.2 | Elect Director Bruce K. Crowther | Management | For | For |
| 1.3 | Elect Director William J. Doyle | Management | For | For |
| 1.4 | Elect Director Marla F. Glabe | Management | For | For |
| 1.5 | Elect Director H. Patrick Hackett, Jr. | Management | For | For |
| 1.6 | Elect Director Scott K. Heitmann | Management | For | For |
| 1.7 | Elect Director Deborah L. Hall Lefevre | Management | For | For |
| 1.8 | Elect Director Suzet M. McKinney | Management | For | For |
| 1.9 | Elect Director Gary D. "Joe" Sweeney | Management | For | For |
| 1.10 | Elect Director Karin Gustafson Teglia | Management | For | For |
| 1.11 | Elect Director Alex E. Washington, III | Management | For | For |
| 1.12 | Elect Director Edward J. Wehmer | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WOLVERINE WORLD WIDE, INC. Meeting Date: MAY 06, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WWW Security ID: 978097103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Roxane Divol | Management | For | For |
| 1b | Elect Director Brenda J. Lauderback | Management | For | For |
| 1c | Elect Director David W. McCreight | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| WORLD FUEL SERVICES CORPORATION Meeting Date: MAY 21, 2021 Record Date: MAR 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: INT Security ID: 981475106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Kasbar | Management | For | For |
| 1.2 | Elect Director Ken Bakshi | Management | For | For |
| 1.3 | Elect Director Jorge L. Benitez | Management | For | For |
| 1.4 | Elect Director Sharda Cherwoo | Management | For | For |
| 1.5 | Elect Director Richard A. Kassar | Management | For | For |
| 1.6 | Elect Director John L. Manley | Management | For | For |
| 1.7 | Elect Director Stephen K. Roddenberry | Management | For | For |
| 1.8 | Elect Director Paul H. Stebbins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| WSFS FINANCIAL CORPORATION Meeting Date: MAY 06, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WSFS Security ID: 929328102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anat Bird | Management | For | For |
| 1.2 | Elect Director Jennifer W. Davis | Management | For | For |
| 1.3 | Elect Director Michael J. Donahue | Management | For | For |
| 1.4 | Elect Director Nancy J. Foster | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| WSFS FINANCIAL CORPORATION Meeting Date: JUN 10, 2021 Record Date: MAY 03, 2021 Meeting Type: SPECIAL | ||||
| Ticker: WSFS Security ID: 929328102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger and Issuance of Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| XEROX HOLDINGS CORPORATION Meeting Date: MAY 20, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: XRX Security ID: 98421M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Keith Cozza | Management | For | For |
| 1.2 | Elect Director Joseph J. Echevarria | Management | For | For |
| 1.3 | Elect Director Cheryl Gordon Krongard | Management | For | For |
| 1.4 | Elect Director Scott Letier | Management | For | For |
| 1.5 | Elect Director Nichelle Maynard-Elliott | Management | For | For |
| 1.6 | Elect Director Steven D. Miller | Management | For | For |
| 1.7 | Elect Director James L. Nelson | Management | For | For |
| 1.8 | Elect Director Margarita Palau-Hernandez | Management | For | For |
| 1.9 | Elect Director Giovanni 'John' Visentin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Elect Director Aris Kekedjian | Management | For | For |
| XPERI HOLDING CORPORATION Meeting Date: MAY 14, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: XPER Security ID: 98390M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Darcy Antonellis | Management | For | For |
| 1b | Elect Director Laura J. Durr | Management | For | For |
| 1c | Elect Director David C. Habiger | Management | For | For |
| 1d | Elect Director Jon Kirchner | Management | For | For |
| 1e | Elect Director Daniel Moloney | Management | For | For |
| 1f | Elect Director Raghavendra Rau | Management | For | For |
| 1g | Elect Director Christopher A. Seams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
Principal U.S. Small-MidCap Multi-Factor ETF
| ACCURAY INCORPORATED Meeting Date: NOV 20, 2020 Record Date: SEP 21, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ARAY Security ID: 004397105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Beverly A. Huss | Management | For | For |
| 1b | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| ACUITY BRANDS, INC. Meeting Date: JAN 06, 2021 Record Date: NOV 10, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AYI Security ID: 00508Y102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Neil M. Ashe | Management | For | For |
| 1b | Elect Director W. Patrick Battle | Management | For | For |
| 1c | Elect Director Peter C. Browning | Management | For | For |
| 1d | Elect Director G. Douglas Dillard, Jr. | Management | For | For |
| 1e | Elect Director James H. Hance, Jr. | Management | For | For |
| 1f | Elect Director Maya Leibman | Management | For | For |
| 1g | Elect Director Laura G. O'Shaughnessy | Management | For | For |
| 1h | Elect Director Dominic J. Pileggi | Management | For | For |
| 1i | Elect Director Ray M. Robinson | Management | For | For |
| 1j | Elect Director Mary A. Winston | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3a | Eliminate Supermajority Vote Requirement | Management | For | For |
| 3b | Eliminate Supermajority Voting Provision to Remove Directors | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ALLEGIANT TRAVEL COMPANY Meeting Date: AUG 04, 2020 Record Date: JUN 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ALGT Security ID: 01748X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Maurice J. Gallagher, Jr. | Management | For | For |
| 1B | Elect Director Montie Brewer | Management | For | For |
| 1C | Elect Director Gary Ellmer | Management | For | For |
| 1D | Elect Director Ponder Harrison | Management | For | For |
| 1E | Elect Director Linda A. Marvin | Management | For | For |
| 1F | Elect Director Charles W. Pollard | Management | For | For |
| 1G | Elect Director John Redmond | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| AMERCO Meeting Date: AUG 20, 2020 Record Date: JUN 22, 2020 Meeting Type: ANNUAL | ||||
| Ticker: UHAL Security ID: 023586100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward J. (Joe) Shoen | Management | For | Withhold |
| 1.2 | Elect Director James E. Acridge | Management | For | For |
| 1.3 | Elect Director John P. Brogan | Management | For | For |
| 1.4 | Elect Director James J. Grogan | Management | For | For |
| 1.5 | Elect Director Richard J. Herrera | Management | For | For |
| 1.6 | Elect Director Karl A. Schmidt | Management | For | For |
| 1.7 | Elect Director Roberta R. Shank | Management | For | For |
| 1.8 | Elect Director Samuel J. Shoen | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 5 | Ratify and Affirm Decisions and Actions Taken by the Board and Executive Officers for Fiscal 2020 | Shareholder | For | Against |
| AMERICAN SOFTWARE, INC. Meeting Date: AUG 19, 2020 Record Date: JUL 02, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AMSWA Security ID: 029683109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lizanne Thomas | Management | For | For |
| 1b | Elect Director James B. Miller, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMERICAN WOODMARK CORPORATION Meeting Date: AUG 20, 2020 Record Date: JUN 19, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AMWD Security ID: 030506109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew B. Cogan | Management | For | For |
| 1.2 | Elect Director James G. Davis, Jr. | Management | For | For |
| 1.3 | Elect Director S. Cary Dunston *Withdrawn Resolution* | Management | None | None |
| 1.4 | Elect Director Martha M. Hayes | Management | For | For |
| 1.5 | Elect Director Daniel T. Hendrix | Management | For | For |
| 1.6 | Elect Director Carol B. Moerdyk | Management | For | For |
| 1.7 | Elect Director Vance W. Tang | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMYRIS, INC. Meeting Date: AUG 14, 2020 Record Date: JUN 17, 2020 Meeting Type: SPECIAL | ||||
| Ticker: AMRS Security ID: 03236M200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Common Stock Upon Exercise by Foris Ventures, LLC of Its Option to Convert All or Portion of Its Outstanding Secured Indebtedness Under the Loan Agreement Amendment | Management | For | For |
| 2 | Approve Issuance of Common Stock Upon Conversion of Series E Convertible Preferred Stock | Management | For | For |
| ANGIODYNAMICS, INC. Meeting Date: OCT 13, 2020 Record Date: AUG 21, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ANGO Security ID: 03475V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eileen O. Auen | Management | For | For |
| 1.2 | Elect Director James C. Clemmer | Management | For | For |
| 1.3 | Elect Director Howard W. Donnelly | Management | For | For |
| 1.4 | Elect Director Jan Stern Reed | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| AVNET, INC. Meeting Date: NOV 17, 2020 Record Date: SEP 18, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AVT Security ID: 053807103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director Carlo Bozotti | Management | For | For |
| 1c | Elect Director Michael A. Bradley | Management | For | For |
| 1d | Elect Director Brenda L. Freeman | Management | For | For |
| 1e | Elect Director Jo Ann Jenkins | Management | For | For |
| 1f | Elect Director Oleg Khaykin | Management | For | For |
| 1g | Elect Director James A. Lawrence | Management | For | For |
| 1h | Elect Director Avid Modjtabai | Management | For | For |
| 1i | Elect Director Adalio T. Sanchez | Management | For | For |
| 1j | Elect Director William H. Schumann, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| AZZ INC. Meeting Date: JUL 08, 2020 Record Date: MAY 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AZZ Security ID: 002474104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel E. Berce | Management | For | For |
| 1.2 | Elect Director Paul Eisman | Management | For | For |
| 1.3 | Elect Director Daniel R. Feehan | Management | For | For |
| 1.4 | Elect Director Thomas E. Ferguson | Management | For | For |
| 1.5 | Elect Director Kevern R. Joyce | Management | For | For |
| 1.6 | Elect Director Venita McCellon-Allen | Management | For | For |
| 1.7 | Elect Director Ed McGough | Management | For | For |
| 1.8 | Elect Director Steven R. Purvis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditor | Management | For | For |
| BED BATH & BEYOND INC. Meeting Date: JUL 14, 2020 Record Date: JUN 05, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BBBY Security ID: 075896100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Harriet Edelman | Management | For | For |
| 1b | Elect Director Mark J. Tritton | Management | For | For |
| 1c | Elect Director John E. Fleming | Management | For | For |
| 1d | Elect Director Sue E. Gove | Management | For | For |
| 1e | Elect Director Jeffrey A. Kirwan | Management | For | For |
| 1f | Elect Director Johnathan B. (JB) Osborne | Management | For | For |
| 1g | Elect Director Harsha Ramalingam | Management | For | For |
| 1h | Elect Director Virginia P. Ruesterholz | Management | For | For |
| 1i | Elect Director Joshua E. Schechter | Management | For | For |
| 1j | Elect Director Andrea Weiss | Management | For | For |
| 1k | Elect Director Mary A. Winston | Management | For | For |
| 1l | Elect Director Ann Yerger | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BIO-TECHNE CORPORATION Meeting Date: OCT 29, 2020 Record Date: SEP 03, 2020 Meeting Type: ANNUAL | ||||
| Ticker: TECH Security ID: 09073M104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2a | Elect Director Robert V. Baumgartner | Management | For | For |
| 2b | Elect Director Julie L. Bushman | Management | For | For |
| 2c | Elect Director John L. Higgins | Management | For | For |
| 2d | Elect Director Joseph D. Keegan | Management | For | For |
| 2e | Elect Director Charles R. Kummeth | Management | For | For |
| 2f | Elect Director Roeland Nusse | Management | For | For |
| 2g | Elect Director Alpna Seth | Management | For | For |
| 2h | Elect Director Randolph Steer | Management | For | For |
| 2i | Elect Director Rupert Vessey | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify KPMG, LLP as Auditors | Management | For | For |
| BIODELIVERY SCIENCES INTERNATIONAL, INC. Meeting Date: JUL 23, 2020 Record Date: JUN 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BDSI Security ID: 09060J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratification of Declassification and Adoption of Majority Voting for Director Elections | Management | For | For |
| 2aa | Elect Director Peter S. Greenleaf | Management | For | For |
| 2ab | Elect Director Todd C. Davis | Management | For | For |
| 2ac | Elect Director Mark A. Sirgo | Management | For | For |
| 2ad | Elect Director Kevin Kotler | Management | For | For |
| 2ae | Elect Director William Mark Watson | Management | For | For |
| 2af | Elect Director Vanila Singh | Management | For | For |
| 2ag | Elect Director Jeffrey Bailey | Management | For | For |
| 2ba | Elect Director Peter S. Greenleaf | Management | For | For |
| 2bb | Elect Director Todd C. Davis | Management | For | For |
| 2bc | Elect Director Mark A. Sirgo | Management | For | For |
| 2bd | Elect Director Kevin Kotler | Management | For | For |
| 2be | Elect Director William Mark Watson | Management | For | For |
| 2bf | Elect Director Vanila Singh | Management | For | For |
| 2bg | Elect Director Jeffrey Bailey | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| BJ'S RESTAURANTS, INC. Meeting Date: SEP 02, 2020 Record Date: JUL 09, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BJRI Security ID: 09180C106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter 'Pete' A. Bassi | Management | For | For |
| 1.2 | Elect Director Larry D. Bouts | Management | For | For |
| 1.3 | Elect Director James 'Jim' A. Dal Pozzo | Management | For | For |
| 1.4 | Elect Director Gerald 'Jerry' W. Deitchle | Management | For | For |
| 1.5 | Elect Director Noah A. Elbogen | Management | For | For |
| 1.6 | Elect Director Lea Anne S. Ottinger | Management | For | For |
| 1.7 | Elect Director Keith E. Pascal | Management | For | Withhold |
| 1.8 | Elect Director Janet M. Sherlock | Management | For | For |
| 1.9 | Elect Director Gregory A. Trojan | Management | For | For |
| 1.10 | Elect Director Patrick D. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| BOOZ ALLEN HAMILTON HOLDING CORPORATION Meeting Date: JUL 29, 2020 Record Date: JUN 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BAH Security ID: 099502106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ralph W. Shrader | Management | For | For |
| 1b | Elect Director Joan Lordi C. Amble | Management | For | For |
| 1c | Elect Director Michele A. Flournoy | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Certificate of Incorporation | Management | For | For |
| CANTEL MEDICAL CORP. Meeting Date: DEC 16, 2020 Record Date: NOV 02, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CMD Security ID: 138098108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles M. Diker | Management | For | For |
| 1b | Elect Director Alan R. Batkin | Management | For | For |
| 1c | Elect Director Ann E. Berman | Management | For | For |
| 1d | Elect Director Mark N. Diker | Management | For | For |
| 1e | Elect Director Anthony B. Evnin | Management | For | For |
| 1f | Elect Director Laura L. Forese | Management | For | For |
| 1g | Elect Director George L. Fotiades | Management | For | For |
| 1h | Elect Director Ronnie Myers | Management | For | For |
| 1i | Elect Director Karen N. Prange | Management | For | For |
| 1j | Elect Director Peter J. Pronovost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CATALENT, INC. Meeting Date: OCT 29, 2020 Record Date: SEP 02, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CTLT Security ID: 148806102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Madhavan "Madhu" Balachandran | Management | For | Against |
| 1b | Elect Director J. Martin Carroll | Management | For | Against |
| 1c | Elect Director Rolf Classon | Management | For | For |
| 1d | Elect Director John J. Greisch | Management | For | For |
| 1e | Elect Director Christa Kreuzburg | Management | For | Against |
| 1f | Elect Director Gregory T. Lucier | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CDK GLOBAL, INC. Meeting Date: NOV 12, 2020 Record Date: SEP 18, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CDK Security ID: 12508E101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Willie A. Deese | Management | For | For |
| 1c | Elect Director Amy J. Hillman | Management | For | For |
| 1d | Elect Director Brian M. Krzanich | Management | For | For |
| 1e | Elect Director Stephen A. Miles | Management | For | For |
| 1f | Elect Director Robert E. Radway | Management | For | For |
| 1g | Elect Director Stephen F. Schuckenbrock | Management | For | For |
| 1h | Elect Director Frank S. Sowinski | Management | For | For |
| 1i | Elect Director Eileen J. Voynick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CIMPRESS PLC Meeting Date: NOV 25, 2020 Record Date: SEP 25, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CMPR Security ID: G2143T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Sophie A. Gasperment | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Approve the Price Range for the Reissuance of Treasury Shares | Management | For | Against |
| 5 | Ratify PricewaterhouseCoopers Ireland as Auditors | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| COLLECTORS UNIVERSE, INC. Meeting Date: DEC 10, 2020 Record Date: OCT 13, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CLCT Security ID: 19421R200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director A. J. "Bert" Moyer | Management | For | For |
| 1.2 | Elect Director Joseph J. Orlando | Management | For | For |
| 1.3 | Elect Director Bruce A. Stevens | Management | For | For |
| 1.4 | Elect Director Kate W. Duchene | Management | For | For |
| 1.5 | Elect Director Vina M. Leite | Management | For | For |
| 1.6 | Elect Director Jon M. Sullivan | Management | For | For |
| 1.7 | Elect Director Lorraine G. Bardeen | Management | For | For |
| 1.8 | Elect Director Jennifer H. Leuer | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COMTECH TELECOMMUNICATIONS CORP. Meeting Date: DEC 08, 2020 Record Date: NOV 03, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CMTL Security ID: 205826209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ira S. Kaplan | Management | For | For |
| 1b | Elect Director Lisa Lesavoy | Management | For | For |
| 1c | Elect Director Yacov A. Shamash | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CORVEL CORPORATION Meeting Date: JUL 31, 2020 Record Date: JUN 05, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CRVL Security ID: 221006109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director V. Gordon Clemons | Management | For | Withhold |
| 1.2 | Elect Director Steven J. Hamerslag | Management | For | Withhold |
| 1.3 | Elect Director Alan R. Hoops | Management | For | Withhold |
| 1.4 | Elect Director R. Judd Jessup | Management | For | Withhold |
| 1.5 | Elect Director Jean H. Macino | Management | For | Withhold |
| 1.6 | Elect Director Jeffrey J. Michael | Management | For | Withhold |
| 2 | Ratify Haskell & White LLP as Auditors | Management | For | For |
| 3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| 4 | Amend Bylaws to Allow Participation in Stockholder Meetings by Means of Remote Communication, Including by Means of Virtual Meeting Technology | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| CRACKER BARREL OLD COUNTRY STORE, INC. Meeting Date: NOV 19, 2020 Record Date: SEP 18, 2020 Meeting Type: PROXY CONTEST | ||||
| Ticker: CBRL Security ID: 22410J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Card) | ||||
| 1.1 | Elect Director Thomas H. Barr | Management | For | For |
| 1.2 | Elect Director Carl T. Berquist | Management | For | For |
| 1.3 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.4 | Elect Director Meg G. Crofton | Management | For | For |
| 1.5 | Elect Director Gilbert R. Davila | Management | For | For |
| 1.6 | Elect Director Norman E. Johnson | Management | For | Withhold |
| 1.7 | Elect Director William W. McCarten | Management | For | For |
| 1.8 | Elect Director Coleman H. Peterson | Management | For | For |
| 1.9 | Elect Director Gisel Ruiz | Management | For | For |
| 1.10 | Elect Director Andrea M. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Gold Card) | ||||
| 1.1 | Elect Director Raymond P. Barbrick | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Thomas H. Barr | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Carl T. Berquist | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Sandra B. Cochran | Shareholder | For | Did Not Vote |
| 1.5 | Elect Director Meg G. Crofton | Shareholder | For | Did Not Vote |
| 1.6 | Elect Director Gilbert R. Davila | Shareholder | For | Did Not Vote |
| 1.7 | Elect Director William W. McCarten | Shareholder | For | Did Not Vote |
| 1.8 | Elect Director Coleman H. Peterson | Shareholder | For | Did Not Vote |
| 1.9 | Elect Director Gisel Ruiz | Shareholder | For | Did Not Vote |
| 1.10 | Elect Director Andrea M. Weiss | Shareholder | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
| 3 | Approve Omnibus Stock Plan | Management | None | Did Not Vote |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | None | Did Not Vote |
| CREDIT ACCEPTANCE CORPORATION Meeting Date: JUL 15, 2020 Record Date: MAY 21, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CACC Security ID: 225310101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glenda J. Flanagan | Management | For | Withhold |
| 1.2 | Elect Director Brett A. Roberts | Management | For | For |
| 1.3 | Elect Director Thomas N. Tryforos | Management | For | Withhold |
| 1.4 | Elect Director Scott J. Vassalluzzo | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| DEVON ENERGY CORPORATION Meeting Date: DEC 30, 2020 Record Date: NOV 04, 2020 Meeting Type: SPECIAL | ||||
| Ticker: DVN Security ID: 25179M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | Did Not Vote |
| 2 | Adjourn Meeting | Management | For | Did Not Vote |
| DONALDSON COMPANY, INC. Meeting Date: NOV 20, 2020 Record Date: SEP 21, 2020 Meeting Type: ANNUAL | ||||
| Ticker: DCI Security ID: 257651109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tod E. Carpenter | Management | For | For |
| 1.2 | Elect Director Pilar Cruz | Management | For | For |
| 1.3 | Elect Director Ajita G. Rajendra | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| DORIAN LPG LTD. Meeting Date: OCT 28, 2020 Record Date: SEP 22, 2020 Meeting Type: ANNUAL | ||||
| Ticker: LPG Security ID: Y2106R110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas J. Coleman | Management | For | For |
| 1.2 | Elect Director Christina Tan | Management | For | For |
| 2 | Ratify Deloitte Certified Public Accountants S.A. as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| DXC TECHNOLOGY COMPANY Meeting Date: AUG 13, 2020 Record Date: JUN 15, 2020 Meeting Type: ANNUAL | ||||
| Ticker: DXC Security ID: 23355L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mukesh Aghi | Management | For | For |
| 1b | Elect Director Amy E. Alving | Management | For | For |
| 1c | Elect Director David A. Barnes | Management | For | For |
| 1d | Elect Director Raul J. Fernandez | Management | For | For |
| 1e | Elect Director David L. Herzog | Management | For | For |
| 1f | Elect Director Mary L. Krakauer | Management | For | For |
| 1g | Elect Director Ian C. Read | Management | For | For |
| 1h | Elect Director Michael J. Salvino | Management | For | For |
| 1i | Elect Director Manoj P. Singh | Management | For | For |
| 1j | Elect Director Robert F. Woods | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| EAGLE MATERIALS INC. Meeting Date: AUG 05, 2020 Record Date: JUN 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: EXP Security ID: 26969P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Margot L. Carter | Management | For | For |
| 1b | Elect Director Michael R. Nicolais | Management | For | For |
| 1c | Elect Director Mary P. Ricciardello | Management | For | For |
| 1d | Elect Director Richard R. Stewart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EBIX, INC. Meeting Date: SEP 14, 2020 Record Date: AUG 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: EBIX Security ID: 278715206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robin Raina | Management | For | For |
| 1.2 | Elect Director Hans U. Benz | Management | For | For |
| 1.3 | Elect Director Pavan Bhalla | Management | For | For |
| 1.4 | Elect Director Neil D. Eckert | Management | For | Withhold |
| 1.5 | Elect Director George W. Hebard, III | Management | For | For |
| 1.6 | Elect Director Rolf Herter | Management | For | For |
| 1.7 | Elect Director Hans Ueli Keller | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| EDGEWELL PERSONAL CARE COMPANY Meeting Date: FEB 04, 2021 Record Date: NOV 27, 2020 Meeting Type: ANNUAL | ||||
| Ticker: EPC Security ID: 28035Q102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert W. Black | Management | For | For |
| 1b | Elect Director George R. Corbin | Management | For | For |
| 1c | Elect Director Daniel J. Heinrich | Management | For | For |
| 1d | Elect Director Carla C. Hendra | Management | For | For |
| 1e | Elect Director John C. Hunter, III | Management | For | For |
| 1f | Elect Director James C. Johnson | Management | For | For |
| 1g | Elect Director Rod R. Little | Management | For | For |
| 1h | Elect Director Joseph D. O'Leary | Management | For | For |
| 1i | Elect Director Rakesh Sachdev | Management | For | For |
| 1j | Elect Director Swan Sit | Management | For | For |
| 1k | Elect Director Gary K. Waring | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ENERGIZER HOLDINGS, INC. Meeting Date: FEB 01, 2021 Record Date: DEC 04, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ENR Security ID: 29272W109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carlos Abrams-Rivera | Management | For | For |
| 1b | Elect Director Bill G. Armstrong | Management | For | For |
| 1c | Elect Director Cynthia J. Brinkley | Management | For | For |
| 1d | Elect Director Rebecca Frankiewicz | Management | For | For |
| 1e | Elect Director Alan R. Hoskins | Management | For | For |
| 1f | Elect Director Kevin J. Hunt | Management | For | For |
| 1g | Elect Director James C. Johnson | Management | For | For |
| 1h | Elect Director Mark S. LaVigne | Management | For | For |
| 1i | Elect Director Patrick J. Moore | Management | For | For |
| 1j | Elect Director Nneka L. Rimmer | Management | For | For |
| 1k | Elect Director Robert V. Vitale | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EQT CORPORATION Meeting Date: JUL 23, 2020 Record Date: JUN 29, 2020 Meeting Type: SPECIAL | ||||
| Ticker: EQT Security ID: 26884L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| ETHAN ALLEN INTERIORS INC. Meeting Date: NOV 12, 2020 Record Date: SEP 16, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ETH Security ID: 297602104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director M. Farooq Kathwari | Management | For | For |
| 1b | Elect Director James B. Carlson | Management | For | For |
| 1c | Elect Director John J. Dooner, Jr. | Management | For | For |
| 1d | Elect Director Domenick J. Esposito | Management | For | For |
| 1e | Elect Director Mary Garrett | Management | For | For |
| 1f | Elect Director James W. Schmotter | Management | For | For |
| 1g | Elect Director Tara I. Stacom | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| EYEPOINT PHARMACEUTICALS, INC. Meeting Date: DEC 01, 2020 Record Date: OCT 15, 2020 Meeting Type: SPECIAL | ||||
| Ticker: EYPT Security ID: 30233G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| FACTSET RESEARCH SYSTEMS INC. Meeting Date: DEC 17, 2020 Record Date: OCT 22, 2020 Meeting Type: ANNUAL | ||||
| Ticker: FDS Security ID: 303075105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robin A. Abrams | Management | For | For |
| 1b | Elect Director Laurie Siegel | Management | For | For |
| 1c | Elect Director Malcolm Frank | Management | For | For |
| 1d | Elect Director Siew Kai Choy | Management | For | For |
| 1e | Elect Director Lee Shavel | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FULGENT GENETICS, INC. Meeting Date: SEP 17, 2020 Record Date: AUG 28, 2020 Meeting Type: SPECIAL | ||||
| Ticker: FLGT Security ID: 359664109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
| 2 | Adjourn Meeting | Management | For | Did Not Vote |
| GMS INC. Meeting Date: OCT 22, 2020 Record Date: AUG 25, 2020 Meeting Type: ANNUAL | ||||
| Ticker: GMS Security ID: 36251C103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter C. Browning | Management | For | For |
| 1.2 | Elect Director Theron I. Gilliam | Management | For | For |
| 1.3 | Elect Director Mitchell B. Lewis | Management | For | For |
| 1.4 | Elect Director John C. Turner, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement and Other Obsolete Provisions | Management | For | For |
| 6 | Amend Bylaws to Allow Board to Amend the Bylaws | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| GREAT WESTERN BANCORP, INC. Meeting Date: FEB 09, 2021 Record Date: DEC 11, 2020 Meeting Type: ANNUAL | ||||
| Ticker: GWB Security ID: 391416104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Brannen | Management | For | For |
| 1.2 | Elect Director Thomas Henning | Management | For | For |
| 1.3 | Elect Director Daniel Rykhus | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| H&R BLOCK, INC. Meeting Date: SEP 10, 2020 Record Date: JUL 10, 2020 Meeting Type: ANNUAL | ||||
| Ticker: HRB Security ID: 093671105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul J. Brown | Management | For | For |
| 1b | Elect Director Robert A. Gerard | Management | For | For |
| 1c | Elect Director Anuradha (Anu) Gupta | Management | For | For |
| 1d | Elect Director Richard A. Johnson | Management | For | For |
| 1e | Elect Director Jeffrey J. Jones, II | Management | For | For |
| 1f | Elect Director David Baker Lewis | Management | For | For |
| 1g | Elect Director Yolande G. Piazza | Management | For | For |
| 1h | Elect Director Victoria J. Reich | Management | For | For |
| 1i | Elect Director Bruce C. Rohde | Management | For | For |
| 1j | Elect Director Matthew E. Winter | Management | For | For |
| 1k | Elect Director Christianna Wood | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HARBORONE BANCORP, INC. Meeting Date: SEP 29, 2020 Record Date: JUL 27, 2020 Meeting Type: ANNUAL | ||||
| Ticker: HONE Security ID: 41165Y100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Joseph F. Casey | Management | For | Withhold |
| 1b | Elect Director David P. Frenette | Management | For | Withhold |
| 1c | Elect Director Barry R. Koretz | Management | For | Withhold |
| 1d | Elect Director Michael J. Sullivan | Management | For | Withhold |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| HAWKINS, INC. Meeting Date: JUL 30, 2020 Record Date: JUN 05, 2020 Meeting Type: ANNUAL | ||||
| Ticker: HWKN Security ID: 420261109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James A. Faulconbridge | Management | For | Did Not Vote |
| 1.2 | Elect Director Patrick H. Hawkins | Management | For | Did Not Vote |
| 1.3 | Elect Director John S. McKeon | Management | For | Did Not Vote |
| 1.4 | Elect Director Mary J. Schumacher | Management | For | Did Not Vote |
| 1.5 | Elect Director Daniel J. Stauber | Management | For | Did Not Vote |
| 1.6 | Elect Director James T. Thompson | Management | For | Did Not Vote |
| 1.7 | Elect Director Jeffrey L. Wright | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| HERMAN MILLER, INC. Meeting Date: OCT 12, 2020 Record Date: AUG 14, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MLHR Security ID: 600544100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary Vermeer Andringa | Management | For | For |
| 1.2 | Elect Director Andi R. Owen | Management | For | For |
| 1.3 | Elect Director Candace S. Matthews | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HILLTOP HOLDINGS, INC. Meeting Date: JUL 23, 2020 Record Date: APR 28, 2020 Meeting Type: ANNUAL | ||||
| Ticker: HTH Security ID: 432748101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charlotte Jones Anderson | Management | For | For |
| 1.2 | Elect Director Rhodes R. Bobbitt | Management | For | For |
| 1.3 | Elect Director Tracy A. Bolt | Management | For | For |
| 1.4 | Elect Director J. Taylor Crandall | Management | For | For |
| 1.5 | Elect Director Charles R. Cummings | Management | For | For |
| 1.6 | Elect Director Hill A. Feinberg | Management | For | For |
| 1.7 | Elect Director Gerald J. Ford | Management | For | For |
| 1.8 | Elect Director Jeremy B. Ford | Management | For | For |
| 1.9 | Elect Director J. Markham Green | Management | For | For |
| 1.10 | Elect Director William T. Hill, Jr. | Management | For | For |
| 1.11 | Elect Director Lee Lewis | Management | For | For |
| 1.12 | Elect Director Andrew J. Littlefair | Management | For | For |
| 1.13 | Elect Director W. Robert Nichols, III | Management | For | For |
| 1.14 | Elect Director Kenneth D. Russell | Management | For | For |
| 1.15 | Elect Director A. Haag Sherman | Management | For | Withhold |
| 1.16 | Elect Director Jonathan S. Sobel | Management | For | For |
| 1.17 | Elect Director Robert C. Taylor, Jr. | Management | For | For |
| 1.18 | Elect Director Carl B. Webb | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| INDEPENDENT BANK GROUP, INC. Meeting Date: AUG 27, 2020 Record Date: JUL 02, 2020 Meeting Type: ANNUAL | ||||
| Ticker: IBTX Security ID: 45384B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel W. Brooks | Management | For | For |
| 1.2 | Elect Director Craig E. Holmes | Management | For | For |
| 1.3 | Elect Director G. Stacy Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditor | Management | For | For |
| 4 | Other Business | Management | For | Against |
| JAZZ PHARMACEUTICALS PLC Meeting Date: JUL 30, 2020 Record Date: JUN 03, 2020 Meeting Type: ANNUAL | ||||
| Ticker: JAZZ Security ID: G50871105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bruce C. Cozadd | Management | For | For |
| 1b | Elect Director Heather Ann McSharry | Management | For | For |
| 1c | Elect Director Anne O'Riordan | Management | For | For |
| 1d | Elect Director Rick E Winningham | Management | For | For |
| 2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Approve Reduction in Capital and Creation of Distributable Reserves | Management | For | For |
| JOHN B. SANFILIPPO & SON, INC. Meeting Date: OCT 28, 2020 Record Date: SEP 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: JBSS Security ID: 800422107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jim Edgar | Management | For | Withhold |
| 1.2 | Elect Director Pamela Forbes Lieberman | Management | For | For |
| 1.3 | Elect Director Ellen C. Taaffe | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| JOHN WILEY & SONS, INC. Meeting Date: SEP 24, 2020 Record Date: JUL 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: JW.A Security ID: 968223206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Beth A. Birnbaum | Management | For | For |
| 1.2 | Elect Director David C. Dobson | Management | For | For |
| 1.3 | Elect Director Mariana Garavaglia | Management | For | For |
| 1.4 | Elect Director William Pence | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| KEARNY FINANCIAL CORP. Meeting Date: OCT 22, 2020 Record Date: AUG 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: KRNY Security ID: 48716P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Theodore J. Aanensen | Management | For | For |
| 1.2 | Elect Director Joseph P. Mazza | Management | For | For |
| 1.3 | Elect Director Christopher Petermann | Management | For | For |
| 1.4 | Elect Director Charles J. Pivirotto | Management | For | For |
| 1.5 | Elect Director John F. Regan | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| KORN FERRY Meeting Date: SEP 23, 2020 Record Date: JUL 29, 2020 Meeting Type: ANNUAL | ||||
| Ticker: KFY Security ID: 500643200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Doyle N. Beneby | Management | For | For |
| 1b | Elect Director Gary D. Burnison | Management | For | For |
| 1c | Elect Director Christina A. Gold | Management | For | For |
| 1d | Elect Director Jerry P. Leamon | Management | For | For |
| 1e | Elect Director Angel R. Martinez | Management | For | For |
| 1f | Elect Director Debra J. Perry | Management | For | For |
| 1g | Elect Director Lori J. Robinson | Management | For | For |
| 1h | Elect Director George T. Shaheen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| LANNETT COMPANY, INC. Meeting Date: JAN 27, 2021 Record Date: DEC 03, 2020 Meeting Type: ANNUAL | ||||
| Ticker: LCI Security ID: 516012101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick G. LePore | Management | For | For |
| 1.2 | Elect Director John C. Chapman | Management | For | For |
| 1.3 | Elect Director Timothy C. Crew | Management | For | For |
| 1.4 | Elect Director David Drabik | Management | For | For |
| 1.5 | Elect Director Jeffrey Farber | Management | For | For |
| 1.6 | Elect Director Melissa Rewolinski | Management | For | For |
| 1.7 | Elect Director Paul Taveira | Management | For | For |
| 2 | Ratify Grant Thornton, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| LEMAITRE VASCULAR, INC. Meeting Date: JUL 30, 2020 Record Date: JUN 11, 2020 Meeting Type: ANNUAL | ||||
| Ticker: LMAT Security ID: 525558201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bridget A. Ross | Management | For | For |
| 1.2 | Elect Director John A. Roush | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| LIGAND PHARMACEUTICALS INCORPORATED Meeting Date: DEC 15, 2020 Record Date: NOV 05, 2020 Meeting Type: SPECIAL | ||||
| Ticker: LGND Security ID: 53220K504 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Omnibus Stock Plan | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| MEDNAX, INC. Meeting Date: SEP 09, 2020 Record Date: JUL 02, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MD Security ID: 58502B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Karey D. Barker | Management | For | For |
| 1.2 | Elect Director Waldemar A. Carlo | Management | For | Withhold |
| 1.3 | Elect Director Paul G. Gabos | Management | For | For |
| 1.4 | Elect Director Manuel Kadre | Management | For | Withhold |
| 1.5 | Elect Director Thomas A. McEachin | Management | For | For |
| 1.6 | Elect Director Roger J. Medel | Management | For | For |
| 1.7 | Elect Director Mark S. Ordan | Management | For | For |
| 1.8 | Elect Director Michael A. Rucker | Management | For | For |
| 1.9 | Elect Director Guy P. Sansone | Management | For | For |
| 1.10 | Elect Director John M. Starcher, Jr. | Management | For | For |
| 1.11 | Elect Director Shirley A. Weis | Management | For | For |
| 2 | Change Company Name to Pediatrix Medical Group, Inc. | Management | For | For |
| 3 | Amend Articles of Incorporation to Change Company Name of MEDNAX Services, Inc., a Subsidiary of the Company, to PMG Services, Inc. | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| MEREDITH CORPORATION Meeting Date: NOV 11, 2020 Record Date: SEP 11, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MDP Security ID: 589433101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth E. Tallett | Management | For | For |
| 1.2 | Elect Director Donald A. Baer | Management | For | For |
| 1.3 | Elect Director Gregory G. Coleman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Amend Articles of Incorporation | Management | For | For |
| MERIDIAN BIOSCIENCE, INC. Meeting Date: JAN 27, 2021 Record Date: DEC 03, 2020 Meeting Type: ANNUAL | ||||
| Ticker: VIVO Security ID: 589584101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James M. Anderson | Management | For | For |
| 1.2 | Elect Director Anthony P. Bihl, III | Management | For | For |
| 1.3 | Elect Director Dwight E. Ellingwood | Management | For | For |
| 1.4 | Elect Director Jack Kenny | Management | For | For |
| 1.5 | Elect Director John C. McIlwraith | Management | For | For |
| 1.6 | Elect Director David C. Phillips | Management | For | For |
| 1.7 | Elect Director John M. Rice, Jr. | Management | For | For |
| 1.8 | Elect Director Catherine A. Sazdanoff | Management | For | For |
| 1.9 | Elect Director Felicia Williams | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors *Withdrawn Resolution* | Management | None | None |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| METHODE ELECTRONICS, INC. Meeting Date: SEP 16, 2020 Record Date: JUL 20, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MEI Security ID: 591520200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Walter J. Aspatore | Management | For | For |
| 1b | Elect Director David P. Blom | Management | For | For |
| 1c | Elect Director Therese M. Bobek | Management | For | For |
| 1d | Elect Director Brian J. Cadwallader | Management | For | For |
| 1e | Elect Director Bruce K. Crowther | Management | For | For |
| 1f | Elect Director Darren M. Dawson | Management | For | For |
| 1g | Elect Director Donald W. Duda | Management | For | For |
| 1h | Elect Director Mary A. Lindsey | Management | For | For |
| 1i | Elect Director Angelo V. Pantaleo | Management | For | For |
| 1j | Elect Director Mark D. Schwabero | Management | For | For |
| 1k | Elect Director Lawrence B. Skatoff | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MONRO, INC. Meeting Date: AUG 18, 2020 Record Date: JUN 29, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MNRO Security ID: 610236101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John L. Auerbach | Management | For | For |
| 1.2 | Elect Director Donald Glickman | Management | For | For |
| 1.3 | Elect Director Lindsay N. Hyde | Management | For | For |
| 1.4 | Elect Director Leah C. Johnson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MSC INDUSTRIAL DIRECT CO., INC. Meeting Date: JAN 27, 2021 Record Date: DEC 09, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MSM Security ID: 553530106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mitchell Jacobson | Management | For | Withhold |
| 1.2 | Elect Director Erik Gershwind | Management | For | For |
| 1.3 | Elect Director Louise Goeser | Management | For | For |
| 1.4 | Elect Director Michael Kaufmann | Management | For | For |
| 1.5 | Elect Director Steven Paladino | Management | For | For |
| 1.6 | Elect Director Philip Peller | Management | For | For |
| 1.7 | Elect Director Rudina Seseri | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| MSG NETWORKS INC. Meeting Date: DEC 04, 2020 Record Date: OCT 14, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MSGN Security ID: 553573106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph M. Cohen | Management | For | For |
| 1.2 | Elect Director Joseph J. Lhota | Management | For | For |
| 1.3 | Elect Director Joel M. Litvin | Management | For | For |
| 1.4 | Elect Director John L. Sykes | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NATIONAL GENERAL HOLDINGS CORP. Meeting Date: SEP 30, 2020 Record Date: AUG 25, 2020 Meeting Type: SPECIAL | ||||
| Ticker: NGHC Security ID: 636220303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| NETAPP, INC. Meeting Date: SEP 10, 2020 Record Date: JUL 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: NTAP Security ID: 64110D104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director T. Michael Nevens | Management | For | For |
| 1b | Elect Director Deepak Ahuja | Management | For | For |
| 1c | Elect Director Gerald Held | Management | For | For |
| 1d | Elect Director Kathryn M. Hill | Management | For | For |
| 1e | Elect Director Deborah L. Kerr | Management | For | For |
| 1f | Elect Director George Kurian | Management | For | For |
| 1g | Elect Director Scott F. Schenkel | Management | For | For |
| 1h | Elect Director George T. Shaheen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| NETSCOUT SYSTEMS, INC. Meeting Date: SEP 10, 2020 Record Date: JUL 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: NTCT Security ID: 64115T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph G. Hadzima, Jr. | Management | For | For |
| 1.2 | Elect Director Christopher Perretta | Management | For | For |
| 1.3 | Elect Director Susan L. Spradley | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NUVASIVE, INC. Meeting Date: SEP 10, 2020 Record Date: JUL 15, 2020 Meeting Type: SPECIAL | ||||
| Ticker: NUVA Security ID: 670704105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| OLD SECOND BANCORP, INC. Meeting Date: AUG 18, 2020 Record Date: JUN 26, 2020 Meeting Type: ANNUAL | ||||
| Ticker: OSBC Security ID: 680277100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William Kane | Management | For | For |
| 1b | Elect Director John Ladowicz | Management | For | For |
| 1c | Elect Director Patti Temple Rocks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Plante & Moran, PLLC as Auditors | Management | For | For |
| OSI SYSTEMS, INC. Meeting Date: DEC 10, 2020 Record Date: OCT 15, 2020 Meeting Type: ANNUAL | ||||
| Ticker: OSIS Security ID: 671044105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Deepak Chopra | Management | For | For |
| 1.2 | Elect Director Steven C. Good | Management | For | For |
| 1.3 | Elect Director Meyer Luskin | Management | For | For |
| 1.4 | Elect Director William F. Ballhaus, Jr. | Management | For | For |
| 1.5 | Elect Director James B. Hawkins | Management | For | For |
| 1.6 | Elect Director Gerald Chizever | Management | For | For |
| 1.7 | Elect Director Kelli Bernard | Management | For | For |
| 2 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PATTERSON COMPANIES, INC. Meeting Date: SEP 14, 2020 Record Date: JUL 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PDCO Security ID: 703395103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John D. Buck | Management | For | For |
| 1b | Elect Director Alex N. Blanco | Management | For | For |
| 1c | Elect Director Jody H. Feragen | Management | For | For |
| 1d | Elect Director Robert C. Frenzel | Management | For | For |
| 1e | Elect Director Francis J. Malecha | Management | For | For |
| 1f | Elect Director Ellen A. Rudnick | Management | For | For |
| 1g | Elect Director Neil A. Schrimsher | Management | For | For |
| 1h | Elect Director Mark S. Walchirk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PERSPECTA INC. Meeting Date: AUG 05, 2020 Record Date: JUN 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PRSP Security ID: 715347100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sanju K. Bansal | Management | For | For |
| 1b | Elect Director Sondra L. Barbour | Management | For | For |
| 1c | Elect Director John M. Curtis | Management | For | For |
| 1d | Elect Director Lisa S. Disbrow | Management | For | For |
| 1e | Elect Director Glenn A. Eisenberg | Management | For | For |
| 1f | Elect Director Pamela O. Kimmet | Management | For | For |
| 1g | Elect Director Ramzi M. Musallam | Management | For | For |
| 1h | Elect Director Philip O. Nolan | Management | For | For |
| 1i | Elect Director Betty J. Sapp | Management | For | For |
| 1j | Elect Director Michael E. Ventling | Management | For | For |
| 2 | Ratify Deloitte & Touche as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| PHIBRO ANIMAL HEALTH CORPORATION Meeting Date: NOV 02, 2020 Record Date: SEP 03, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PAHC Security ID: 71742Q106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel M. Bendheim | Management | For | Withhold |
| 1.2 | Elect Director Jonathan Bendheim | Management | For | Withhold |
| 1.3 | Elect Director Sam Gejdenson | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PREMIER, INC. Meeting Date: DEC 04, 2020 Record Date: OCT 07, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PINC Security ID: 74051N102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John T. Bigalke | Management | For | For |
| 1.2 | Elect Director Helen M. Boudreau | Management | For | For |
| 1.3 | Elect Director Stephen R. D'Arcy | Management | For | For |
| 1.4 | Elect Director Marc D. Miller | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PRESTIGE CONSUMER HEALTHCARE INC. Meeting Date: AUG 04, 2020 Record Date: JUN 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PBH Security ID: 74112D101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald M. Lombardi | Management | For | For |
| 1.2 | Elect Director John E. Byom | Management | For | For |
| 1.3 | Elect Director Gary E. Costley | Management | For | For |
| 1.4 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.5 | Elect Director Sheila A. Hopkins | Management | For | For |
| 1.6 | Elect Director James M. Jenness | Management | For | For |
| 1.7 | Elect Director Natale S. Ricciardi | Management | For | For |
| 1.8 | Elect Director Dawn M. Zier | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| PROPETRO HOLDING CORP. Meeting Date: OCT 22, 2020 Record Date: AUG 26, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PUMP Security ID: 74347M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Phillip A. Gobe | Management | For | For |
| 1.2 | Elect Director Spencer D. Armour, III | Management | For | For |
| 1.3 | Elect Director Mark S. Berg | Management | For | For |
| 1.4 | Elect Director Anthony J. Best | Management | For | For |
| 1.5 | Elect Director Michele V. Choka | Management | For | For |
| 1.6 | Elect Director Alan E. Douglas | Management | For | For |
| 1.7 | Elect Director Jack B. Moore | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| RALPH LAUREN CORPORATION Meeting Date: JUL 30, 2020 Record Date: JUN 01, 2020 Meeting Type: ANNUAL | ||||
| Ticker: RL Security ID: 751212101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank A. Bennack, Jr. | Management | For | For |
| 1.2 | Elect Director Michael A. George | Management | For | For |
| 1.3 | Elect Director Hubert Joly | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RCI HOSPITALITY HOLDINGS, INC. Meeting Date: SEP 14, 2020 Record Date: JUL 22, 2020 Meeting Type: ANNUAL | ||||
| Ticker: RICK Security ID: 74934Q108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric S. Langan | Management | For | For |
| 1.2 | Elect Director Travis Reese | Management | For | For |
| 1.3 | Elect Director Nourdean Anakar | Management | For | For |
| 1.4 | Elect Director Luke Lirot | Management | For | For |
| 1.5 | Elect Director Yura Barabash | Management | For | Withhold |
| 1.6 | Elect Director Elaine J. Martin | Management | For | Withhold |
| 1.7 | Elect Director Arthur Allan Priaulx | Management | For | Withhold |
| 2 | Ratify Friedman LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| RESOURCES CONNECTION, INC. Meeting Date: OCT 22, 2020 Record Date: AUG 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: RGP Security ID: 76122Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert F. Kistinger | Management | For | For |
| 1b | Elect Director Marco von Maltzan | Management | For | For |
| 1c | Elect Director Jolene Sarkis | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RTI SURGICAL HOLDINGS, INC. Meeting Date: JUL 15, 2020 Record Date: JUN 04, 2020 Meeting Type: ANNUAL | ||||
| Ticker: RTIX Security ID: 74975N105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Sale of Company Assets | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3.1 | Elect Director Camille I. Farhat | Management | For | For |
| 3.2 | Elect Director Jeffrey C. Lightcap | Management | For | For |
| 3.3 | Elect Director Thomas A. McEachin | Management | For | For |
| 3.4 | Elect Director Mark D. Stolper | Management | For | For |
| 3.5 | Elect Director Paul G. Thomas | Management | For | For |
| 3.6 | Elect Director Nicholas J. Valeriani | Management | For | For |
| 3.7 | Elect Director Shirley A. Weis | Management | For | For |
| 3.8 | Elect Director Stuart F. Simpson | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| SALLY BEAUTY HOLDINGS, INC. Meeting Date: JAN 28, 2021 Record Date: NOV 30, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SBH Security ID: 79546E104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy R. Baer | Management | For | For |
| 1.2 | Elect Director Christian A. Brickman | Management | For | For |
| 1.3 | Elect Director Marshall E. Eisenberg | Management | For | For |
| 1.4 | Elect Director Diana S. Ferguson | Management | For | For |
| 1.5 | Elect Director Dorlisa K. Flur | Management | For | For |
| 1.6 | Elect Director James M. Head | Management | For | For |
| 1.7 | Elect Director Linda Heasley | Management | For | For |
| 1.8 | Elect Director Robert R. McMaster | Management | For | For |
| 1.9 | Elect Director John A. Miller | Management | For | For |
| 1.10 | Elect Director Susan R. Mulder | Management | For | For |
| 1.11 | Elect Director Denise Paulonis | Management | For | For |
| 1.12 | Elect Director Edward W. Rabin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| SANDY SPRING BANCORP, INC. Meeting Date: NOV 18, 2020 Record Date: SEP 16, 2020 Meeting Type: SPECIAL | ||||
| Ticker: SASR Security ID: 800363103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| SCANSOURCE, INC. Meeting Date: JAN 28, 2021 Record Date: NOV 30, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SCSC Security ID: 806037107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael L. Baur | Management | For | For |
| 1.2 | Elect Director Peter C. Browning | Management | For | For |
| 1.3 | Elect Director Frank E. Emory, Jr. | Management | For | For |
| 1.4 | Elect Director Michael J. Grainger | Management | For | For |
| 1.5 | Elect Director Dorothy F. Ramoneda | Management | For | For |
| 1.6 | Elect Director John P. Reilly | Management | For | For |
| 1.7 | Elect Director Jeffrey R. Rodek | Management | For | For |
| 1.8 | Elect Director Elizabeth O. Temple | Management | For | For |
| 1.9 | Elect Director Charles R. Whitchurch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| SEACHANGE INTERNATIONAL, INC. Meeting Date: JUL 09, 2020 Record Date: MAY 19, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SEAC Security ID: 811699107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey M. Tuder | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Marcum LLP as Auditors | Management | For | For |
| SOUTH JERSEY INDUSTRIES, INC. Meeting Date: OCT 16, 2020 Record Date: AUG 24, 2020 Meeting Type: SPECIAL | ||||
| Ticker: SJI Security ID: 838518108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| SOUTH STATE CORPORATION Meeting Date: OCT 29, 2020 Record Date: AUG 10, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SSB Security ID: 840441109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert R. Hill, Jr. | Management | For | For |
| 1.2 | Elect Director Jean E. Davis | Management | For | For |
| 1.3 | Elect Director Martin B. Davis | Management | For | For |
| 1.4 | Elect Director John H. Holcomb, III | Management | For | For |
| 1.5 | Elect Director Charles W. McPherson | Management | For | For |
| 1.6 | Elect Director Ernest S. Pinner | Management | For | For |
| 1.7 | Elect Director G. Ruffner Page, Jr. | Management | For | For |
| 1.8 | Elect Director Joshua A. Snively | Management | For | For |
| 1.9 | Elect Director John C. Corbett | Management | For | For |
| 1.10 | Elect Director William K. Pou, Jr. | Management | For | For |
| 1.11 | Elect Director David G. Salyers | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| STANDEX INTERNATIONAL CORPORATION Meeting Date: OCT 20, 2020 Record Date: AUG 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SXI Security ID: 854231107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Dunbar | Management | For | For |
| 1.2 | Elect Director Michael A. Hickey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| TAPESTRY, INC. Meeting Date: NOV 05, 2020 Record Date: SEP 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: TPR Security ID: 876030107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John P. Bilbrey | Management | For | For |
| 1b | Elect Director Darrell Cavens | Management | For | For |
| 1c | Elect Director David Denton | Management | For | For |
| 1d | Elect Director Anne Gates | Management | For | For |
| 1e | Elect Director Susan Kropf | Management | For | For |
| 1f | Elect Director Annabelle Yu Long | Management | For | For |
| 1g | Elect Director Ivan Menezes | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| THIRD POINT REINSURANCE LTD. Meeting Date: NOV 23, 2020 Record Date: OCT 01, 2020 Meeting Type: SPECIAL | ||||
| Ticker: TPRE Security ID: G8827U100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Approve Issuance of Shares to Daniel S. Loeb | Management | For | For |
| 3 | Approve Bye-Laws 24.2 Through 24.8 and Bye-law 27 | Management | For | For |
| 4 | Amend Bye-Law 40.3 | Management | For | For |
| 5 | Approve Bye-Laws 56.2, 56.3 and 56.4 | Management | For | For |
| 6 | Approve Bye-Law 81.1 | Management | For | Against |
| 7 | Approve Bye-Laws 7 And 43.5 and the Amendment to Bye-law 82 | Management | For | Against |
| 8 | Approve Bye-Laws | Management | For | For |
| 9 | Change Company Name to SiriusPoint Ltd. | Management | For | For |
| 10 | Adjourn Meeting | Management | For | For |
| U.S. PHYSICAL THERAPY, INC. Meeting Date: AUG 18, 2020 Record Date: JUN 22, 2020 Meeting Type: ANNUAL | ||||
| Ticker: USPH Security ID: 90337L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward L. Kuntz | Management | For | For |
| 1.2 | Elect Director Christopher J. Reading | Management | For | For |
| 1.3 | Elect Director Lawrance W. McAfee | Management | For | For |
| 1.4 | Elect Director Mark J. Brookner | Management | For | For |
| 1.5 | Elect Director Harry S. Chapman | Management | For | For |
| 1.6 | Elect Director Bernard A. Harris, Jr. | Management | For | For |
| 1.7 | Elect Director Kathleen A. Gilmartin | Management | For | For |
| 1.8 | Elect Director Regg E. Swanson | Management | For | For |
| 1.9 | Elect Director Clayton K. Trier | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Other Business | Management | None | Against |
| UGI CORPORATION Meeting Date: JAN 29, 2021 Record Date: NOV 18, 2020 Meeting Type: ANNUAL | ||||
| Ticker: UGI Security ID: 902681105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Frank S. Hermance | Management | For | For |
| 1b | Elect Director M. Shawn Bort | Management | For | For |
| 1c | Elect Director Theodore A. Dosch | Management | For | For |
| 1d | Elect Director Alan N. Harris | Management | For | For |
| 1e | Elect Director Mario Longhi | Management | For | For |
| 1f | Elect Director William J. Marrazzo | Management | For | For |
| 1g | Elect Director Cindy J. Miller | Management | For | For |
| 1h | Elect Director Kelly A. Romano | Management | For | For |
| 1i | Elect Director James B. Stallings, Jr. | Management | For | For |
| 1j | Elect Director John L. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| UNIFIRST CORPORATION Meeting Date: JAN 12, 2021 Record Date: NOV 13, 2020 Meeting Type: ANNUAL | ||||
| Ticker: UNF Security ID: 904708104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kathleen M. Camilli | Management | For | For |
| 1.2 | Elect Director Michael Iandoli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| UTAH MEDICAL PRODUCTS, INC. Meeting Date: AUG 07, 2020 Record Date: JUN 01, 2020 Meeting Type: ANNUAL | ||||
| Ticker: UTMD Security ID: 917488108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ernst G. Hoyer | Management | For | Withhold |
| 1.2 | Elect Director James H. Beeson | Management | For | Withhold |
| 2 | Ratify Haynie & Company as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VALVOLINE INC. Meeting Date: JAN 28, 2021 Record Date: NOV 30, 2020 Meeting Type: ANNUAL | ||||
| Ticker: VVV Security ID: 92047W101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerald W. Evans, Jr. | Management | For | For |
| 1b | Elect Director Richard J. Freeland | Management | For | For |
| 1c | Elect Director Stephen F. Kirk | Management | For | For |
| 1d | Elect Director Carol H. Kruse | Management | For | For |
| 1e | Elect Director Stephen E. Macadam | Management | For | For |
| 1f | Elect Director Vada O. Manager | Management | For | For |
| 1g | Elect Director Samuel J. Mitchell, Jr. | Management | For | For |
| 1h | Elect Director Charles M. Sonsteby | Management | For | For |
| 1i | Elect Director Mary J. Twinem | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VIASAT, INC. Meeting Date: SEP 03, 2020 Record Date: JUL 10, 2020 Meeting Type: ANNUAL | ||||
| Ticker: VSAT Security ID: 92552V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark Dankberg | Management | For | For |
| 1b | Elect Director Varsha Rao | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| VIAVI SOLUTIONS INC. Meeting Date: NOV 11, 2020 Record Date: SEP 23, 2020 Meeting Type: ANNUAL | ||||
| Ticker: VIAV Security ID: 925550105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
| 1.2 | Elect Director Keith Barnes | Management | For | For |
| 1.3 | Elect Director Laura Black | Management | For | For |
| 1.4 | Elect Director Tor Braham | Management | For | For |
| 1.5 | Elect Director Timothy Campos | Management | For | For |
| 1.6 | Elect Director Donald Colvin | Management | For | For |
| 1.7 | Elect Director Glenda Dorchak | Management | For | For |
| 1.8 | Elect Director Masood A. Jabbar | Management | For | For |
| 1.9 | Elect Director Oleg Khaykin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VIRTUSA CORPORATION Meeting Date: OCT 02, 2020 Record Date: AUG 04, 2020 Meeting Type: PROXY CONTEST | ||||
| Ticker: VRTU Security ID: 92827P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Proxy Card) | ||||
| 1.1 | Elect Director Al-Noor Ramji | Management | For | Did Not Vote |
| 1.2 | Elect Director Joseph G. Doody | Management | For | Did Not Vote |
| 2 | Ratify KPMG LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Blue Proxy Card) | ||||
| 1.1 | Elect Directors Ramakrishna Prasad Chintamaneni | Shareholder | For | For |
| 1.2 | Elect Directors Patricia B. Morrison | Shareholder | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
| VIRTUSA CORPORATION Meeting Date: NOV 20, 2020 Record Date: OCT 09, 2020 Meeting Type: SPECIAL | ||||
| Ticker: VRTU Security ID: 92827P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| WASHINGTON FEDERAL, INC. Meeting Date: JAN 26, 2021 Record Date: NOV 23, 2020 Meeting Type: ANNUAL | ||||
| Ticker: WAFD Security ID: 938824109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark N. Tabbutt | Management | For | For |
| 1.2 | Elect Director Brent J. Beardall | Management | For | For |
| 1.3 | Elect Director S. Steven Singh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
Principal Ultra-Short Active Income ETF
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Principal Value ETF
| ABBVIE INC. Meeting Date: MAY 07, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ABBV Security ID: 00287Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.2 | Elect Director Richard A. Gonzalez | Management | For | For |
| 1.3 | Elect Director Rebecca B. Roberts | Management | For | For |
| 1.4 | Elect Director Glenn F. Tilton | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 8 | Require Independent Board Chair | Shareholder | Against | Against |
| ACUITY BRANDS, INC. Meeting Date: JAN 06, 2021 Record Date: NOV 10, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AYI Security ID: 00508Y102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Neil M. Ashe | Management | For | For |
| 1b | Elect Director W. Patrick Battle | Management | For | For |
| 1c | Elect Director Peter C. Browning | Management | For | For |
| 1d | Elect Director G. Douglas Dillard, Jr. | Management | For | For |
| 1e | Elect Director James H. Hance, Jr. | Management | For | For |
| 1f | Elect Director Maya Leibman | Management | For | For |
| 1g | Elect Director Laura G. O'Shaughnessy | Management | For | For |
| 1h | Elect Director Dominic J. Pileggi | Management | For | For |
| 1i | Elect Director Ray M. Robinson | Management | For | For |
| 1j | Elect Director Mary A. Winston | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3a | Eliminate Supermajority Vote Requirement | Management | For | For |
| 3b | Eliminate Supermajority Voting Provision to Remove Directors | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ADVANCE AUTO PARTS, INC. Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AAP Security ID: 00751Y106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carla J. Bailo | Management | For | For |
| 1b | Elect Director John F. Ferraro | Management | For | For |
| 1c | Elect Director Thomas R. Greco | Management | For | For |
| 1d | Elect Director Jeffrey J. Jones, II | Management | For | For |
| 1e | Elect Director Eugene I. Lee, Jr. | Management | For | For |
| 1f | Elect Director Sharon L. McCollam | Management | For | For |
| 1g | Elect Director Douglas A. Pertz | Management | For | For |
| 1h | Elect Director Nigel Travis | Management | For | For |
| 1i | Elect Director Arthur L. Valdez, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | For |
| AIR LEASE CORPORATION Meeting Date: MAY 05, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AL Security ID: 00912X302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Matthew J. Hart | Management | For | For |
| 1b | Elect Director Cheryl Gordon Krongard | Management | For | For |
| 1c | Elect Director Marshall O. Larsen | Management | For | For |
| 1d | Elect Director Susan McCaw | Management | For | For |
| 1e | Elect Director Robert A. Milton | Management | For | For |
| 1f | Elect Director John L. Plueger | Management | For | For |
| 1g | Elect Director Ian M. Saines | Management | For | For |
| 1h | Elect Director Steven F. Udvar-Hazy | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ALASKA AIR GROUP, INC. Meeting Date: MAY 06, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ALK Security ID: 011659109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Patricia M. Bedient | Management | For | For |
| 1b | Elect Director James A. Beer | Management | For | For |
| 1c | Elect Director Raymond L. Conner | Management | For | For |
| 1d | Elect Director Daniel K. Elwell | Management | For | For |
| 1e | Elect Director Dhiren R. Fonseca | Management | For | For |
| 1f | Elect Director Kathleen T. Hogan | Management | For | For |
| 1g | Elect Director Jessie J. Knight, Jr. | Management | For | For |
| 1h | Elect Director Susan J. Li | Management | For | For |
| 1i | Elect Director Benito Minicucci | Management | For | For |
| 1j | Elect Director Helvi K. Sandvik | Management | For | For |
| 1k | Elect Director J. Kenneth Thompson | Management | For | For |
| 1l | Elect Director Bradley D. Tilden | Management | For | For |
| 1m | Elect Director Eric K. Yeaman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| ALLEGION PLC Meeting Date: JUN 03, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ALLE Security ID: G0176J109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kirk S. Hachigian | Management | For | For |
| 1b | Elect Director Steven C. Mizell | Management | For | For |
| 1c | Elect Director Nicole Parent Haughey | Management | For | For |
| 1d | Elect Director David D. Petratis | Management | For | For |
| 1e | Elect Director Dean I. Schaffer | Management | For | For |
| 1f | Elect Director Charles L. Szews | Management | For | For |
| 1g | Elect Director Dev Vardhan | Management | For | For |
| 1h | Elect Director Martin E. Welch, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights | Management | For | For |
| ALTRIA GROUP, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MO Security ID: 02209S103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John T. Casteen, III | Management | For | For |
| 1b | Elect Director Dinyar S. Devitre | Management | For | For |
| 1c | Elect Director William F. Gifford, Jr. | Management | For | For |
| 1d | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1e | Elect Director W. Leo Kiely, III | Management | For | For |
| 1f | Elect Director Kathryn B. McQuade | Management | For | For |
| 1g | Elect Director George Munoz | Management | For | For |
| 1h | Elect Director Mark E. Newman | Management | For | For |
| 1i | Elect Director Nabil Y. Sakkab | Management | For | For |
| 1j | Elect Director Virginia E. Shanks | Management | For | For |
| 1k | Elect Director Ellen R. Strahlman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Underage Tobacco Prevention Policies and Marketing Practices | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| AMERICAN EXPRESS COMPANY Meeting Date: MAY 04, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AXP Security ID: 025816109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas J. Baltimore | Management | For | For |
| 1b | Elect Director Charlene Barshefsky | Management | For | For |
| 1c | Elect Director John J. Brennan | Management | For | For |
| 1d | Elect Director Peter Chernin | Management | For | For |
| 1e | Elect Director Ralph de la Vega | Management | For | For |
| 1f | Elect Director Michael O. Leavitt | Management | For | For |
| 1g | Elect Director Theodore J. Leonsis | Management | For | For |
| 1h | Elect Director Karen L. Parkhill | Management | For | For |
| 1i | Elect Director Charles E. Phillips | Management | For | For |
| 1j | Elect Director Lynn A. Pike | Management | For | For |
| 1k | Elect Director Stephen J. Squeri | Management | For | For |
| 1l | Elect Director Daniel L. Vasella | Management | For | For |
| 1m | Elect Director Lisa W. Wardell | Management | For | For |
| 1n | Elect Director Ronald A. Williams | Management | For | For |
| 1o | Elect Director Christopher D. Young | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts | Shareholder | Against | For |
| AMERICAN FINANCIAL GROUP, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AFG Security ID: 025932104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carl H. Lindner, III | Management | For | For |
| 1.2 | Elect Director S. Craig Lindner | Management | For | For |
| 1.3 | Elect Director John B. Berding | Management | For | For |
| 1.4 | Elect Director Virginia "Gina" C. Drosos | Management | For | For |
| 1.5 | Elect Director James E. Evans | Management | For | For |
| 1.6 | Elect Director Terry S. Jacobs | Management | For | For |
| 1.7 | Elect Director Gregory G. Joseph | Management | For | For |
| 1.8 | Elect Director Mary Beth Martin | Management | For | For |
| 1.9 | Elect Director Evans N. Nwankwo | Management | For | For |
| 1.10 | Elect Director William W. Verity | Management | For | For |
| 1.11 | Elect Director John I. Von Lehman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMERISOURCEBERGEN CORPORATION Meeting Date: MAR 11, 2021 Record Date: JAN 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ABC Security ID: 03073E105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ornella Barra | Management | For | For |
| 1b | Elect Director Steven H. Collis | Management | For | For |
| 1c | Elect Director D. Mark Durcan | Management | For | For |
| 1d | Elect Director Richard W. Gochnauer | Management | For | For |
| 1e | Elect Director Lon R. Greenberg | Management | For | For |
| 1f | Elect Director Jane E. Henney | Management | For | For |
| 1g | Elect Director Kathleen W. Hyle | Management | For | For |
| 1h | Elect Director Michael J. Long | Management | For | For |
| 1i | Elect Director Henry W. McGee | Management | For | For |
| 1j | Elect Director Dennis M. Nally | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| AMGEN INC. Meeting Date: MAY 18, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AMGN Security ID: 031162100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director Robert A. Bradway | Management | For | For |
| 1c | Elect Director Brian J. Druker | Management | For | For |
| 1d | Elect Director Robert A. Eckert | Management | For | For |
| 1e | Elect Director Greg C. Garland | Management | For | For |
| 1f | Elect Director Charles M. Holley, Jr. | Management | For | For |
| 1g | Elect Director Tyler Jacks | Management | For | For |
| 1h | Elect Director Ellen J. Kullman | Management | For | For |
| 1i | Elect Director Amy E. Miles | Management | For | For |
| 1j | Elect Director Ronald D. Sugar | Management | For | For |
| 1k | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ANTHEM, INC. Meeting Date: MAY 26, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ANTM Security ID: 036752103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lewis Hay, III | Management | For | For |
| 1.2 | Elect Director Antonio F. Neri | Management | For | For |
| 1.3 | Elect Director Ramiro G. Peru | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| APPLE INC. Meeting Date: FEB 23, 2021 Record Date: DEC 28, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AAPL Security ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Andrea Jung | Management | For | For |
| 1e | Elect Director Art Levinson | Management | For | For |
| 1f | Elect Director Monica Lozano | Management | For | For |
| 1g | Elect Director Ron Sugar | Management | For | For |
| 1h | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | For |
| 5 | Improve Principles of Executive Compensation Program | Shareholder | Against | Against |
| APPLIED MATERIALS, INC. Meeting Date: MAR 11, 2021 Record Date: JAN 14, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AMAT Security ID: 038222105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rani Borkar | Management | For | For |
| 1b | Elect Director Judy Bruner | Management | For | For |
| 1c | Elect Director Xun (Eric) Chen | Management | For | For |
| 1d | Elect Director Aart J. de Geus | Management | For | For |
| 1e | Elect Director Gary E. Dickerson | Management | For | For |
| 1f | Elect Director Thomas J. Iannotti | Management | For | For |
| 1g | Elect Director Alexander A. Karsner | Management | For | For |
| 1h | Elect Director Adrianna C. Ma | Management | For | For |
| 1i | Elect Director Yvonne McGill | Management | For | For |
| 1j | Elect Director Scott A. McGregor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Improve Executive Compensation Program and Policy | Shareholder | Against | Against |
| AVNET, INC. Meeting Date: NOV 17, 2020 Record Date: SEP 18, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AVT Security ID: 053807103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director Carlo Bozotti | Management | For | For |
| 1c | Elect Director Michael A. Bradley | Management | For | For |
| 1d | Elect Director Brenda L. Freeman | Management | For | For |
| 1e | Elect Director Jo Ann Jenkins | Management | For | For |
| 1f | Elect Director Oleg Khaykin | Management | For | For |
| 1g | Elect Director James A. Lawrence | Management | For | For |
| 1h | Elect Director Avid Modjtabai | Management | For | For |
| 1i | Elect Director Adalio T. Sanchez | Management | For | For |
| 1j | Elect Director William H. Schumann, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| BANK OF AMERICA CORPORATION Meeting Date: APR 20, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BAC Security ID: 060505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1d | Elect Director Pierre J.P. de Weck | Management | For | For |
| 1e | Elect Director Arnold W. Donald | Management | For | For |
| 1f | Elect Director Linda P. Hudson | Management | For | For |
| 1g | Elect Director Monica C. Lozano | Management | For | For |
| 1h | Elect Director Thomas J. May | Management | For | For |
| 1i | Elect Director Brian T. Moynihan | Management | For | For |
| 1j | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1k | Elect Director Denise L. Ramos | Management | For | For |
| 1l | Elect Director Clayton S. Rose | Management | For | For |
| 1m | Elect Director Michael D. White | Management | For | For |
| 1n | Elect Director Thomas D. Woods | Management | For | For |
| 1o | Elect Director R. David Yost | Management | For | For |
| 1p | Elect Director Maria T. Zuber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Proxy Access Right | Shareholder | Against | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Approve Change in Organizational Form | Shareholder | Against | Against |
| 8 | Request on Racial Equity Audit | Shareholder | Against | Against |
| BEST BUY CO., INC. Meeting Date: JUN 16, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BBY Security ID: 086516101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Corie S. Barry | Management | For | For |
| 1b | Elect Director Lisa M. Caputo | Management | For | For |
| 1c | Elect Director J. Patrick Doyle | Management | For | For |
| 1d | Elect Director David W. Kenny | Management | For | For |
| 1e | Elect Director Mario J. Marte | Management | For | For |
| 1f | Elect Director Karen A. McLoughlin | Management | For | For |
| 1g | Elect Director Thomas L. "Tommy" Millner | Management | For | For |
| 1h | Elect Director Claudia F. Munce | Management | For | For |
| 1i | Elect Director Richelle P. Parham | Management | For | For |
| 1j | Elect Director Steven E. Rendle | Management | For | For |
| 1k | Elect Director Eugene A. Woods | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| BROADCOM INC. Meeting Date: APR 05, 2021 Record Date: FEB 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AVGO Security ID: 11135F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Diane M. Bryant | Management | For | For |
| 1b | Elect Director Gayla J. Delly | Management | For | For |
| 1c | Elect Director Raul J. Fernandez | Management | For | For |
| 1d | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1e | Elect Director Check Kian Low | Management | For | For |
| 1f | Elect Director Justine F. Page | Management | For | For |
| 1g | Elect Director Henry Samueli | Management | For | For |
| 1h | Elect Director Hock E. Tan | Management | For | For |
| 1i | Elect Director Harry L. You | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BRUNSWICK CORPORATION Meeting Date: MAY 05, 2021 Record Date: MAR 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BC Security ID: 117043109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nancy E. Cooper | Management | For | For |
| 1b | Elect Director David C. Everitt | Management | For | For |
| 1c | Elect Director Reginald Fils-Aime | Management | For | For |
| 1d | Elect Director Lauren P. Flaherty | Management | For | For |
| 1e | Elect Director David M. Foulkes | Management | For | For |
| 1f | Elect Director Joseph W. McClanathan | Management | For | For |
| 1g | Elect Director David V. Singer | Management | For | For |
| 1h | Elect Director Jane L. Warner | Management | For | For |
| 1i | Elect Director J. Steven Whisler | Management | For | For |
| 1j | Elect Director Roger J. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| C.H. ROBINSON WORLDWIDE, INC. Meeting Date: MAY 06, 2021 Record Date: MAR 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CHRW Security ID: 12541W209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott P. Anderson | Management | For | For |
| 1.2 | Elect Director Robert C. Biesterfeld, Jr. | Management | For | For |
| 1.3 | Elect Director Kermit R. Crawford | Management | For | For |
| 1.4 | Elect Director Wayne M. Fortun | Management | For | For |
| 1.5 | Elect Director Timothy C. Gokey | Management | For | For |
| 1.6 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1.7 | Elect Director Jodee A. Kozlak | Management | For | For |
| 1.8 | Elect Director Brian P. Short | Management | For | For |
| 1.9 | Elect Director James B. Stake | Management | For | For |
| 1.10 | Elect Director Paula C. Tolliver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CABOT OIL & GAS CORPORATION Meeting Date: APR 29, 2021 Record Date: MAR 03, 2021 Meeting Type: ANNUAL | ||||
| Ticker: COG Security ID: 127097103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dorothy M. Ables | Management | For | For |
| 1.2 | Elect Director Rhys J. Best | Management | For | For |
| 1.3 | Elect Director Robert S. Boswell | Management | For | For |
| 1.4 | Elect Director Amanda M. Brock | Management | For | For |
| 1.5 | Elect Director Peter B. Delaney | Management | For | For |
| 1.6 | Elect Director Dan O. Dinges | Management | For | For |
| 1.7 | Elect Director W. Matt Ralls | Management | For | For |
| 1.8 | Elect Director Marcus A. Watts | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CAPITAL ONE FINANCIAL CORPORATION Meeting Date: MAY 06, 2021 Record Date: MAR 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: COF Security ID: 14040H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1b | Elect Director Ime Archibong | Management | For | For |
| 1c | Elect Director Ann Fritz Hackett | Management | For | For |
| 1d | Elect Director Peter Thomas Killalea | Management | For | For |
| 1e | Elect Director Cornelis "Eli" Leenaars | Management | For | For |
| 1f | Elect Director Francois Locoh-Donou | Management | For | For |
| 1g | Elect Director Peter E. Raskind | Management | For | For |
| 1h | Elect Director Eileen Serra | Management | For | For |
| 1i | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1j | Elect Director Bradford H. Warner | Management | For | For |
| 1k | Elect Director Catherine G. West | Management | For | For |
| 1l | Elect Director Craig Anthony Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| CARDINAL HEALTH, INC. Meeting Date: NOV 04, 2020 Record Date: SEP 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CAH Security ID: 14149Y108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carrie S. Cox | Management | For | For |
| 1b | Elect Director Calvin Darden | Management | For | For |
| 1c | Elect Director Bruce L. Downey | Management | For | For |
| 1d | Elect Director Sheri H. Edison | Management | For | For |
| 1e | Elect Director David C. Evans | Management | For | For |
| 1f | Elect Director Patricia A. Hemingway Hall | Management | For | For |
| 1g | Elect Director Akhil Johri | Management | For | For |
| 1h | Elect Director Michael C. Kaufmann | Management | For | For |
| 1i | Elect Director Gregory B. Kenny | Management | For | For |
| 1j | Elect Director Nancy Killefer | Management | For | For |
| 1k | Elect Director J. Michael Losh | Management | For | For |
| 1l | Elect Director Dean A. Scarborough | Management | For | For |
| 1m | Elect Director John H. Weiland | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 6 | Require Independent Board Chair | Shareholder | Against | For |
| CARLISLE COMPANIES INCORPORATED Meeting Date: MAY 05, 2021 Record Date: MAR 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CSL Security ID: 142339100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James D. Frias | Management | For | For |
| 1b | Elect Director Maia A. Hansen | Management | For | For |
| 1c | Elect Director Corrine D. Ricard | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CARTER'S, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CRI Security ID: 146229109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hali Borenstein | Management | For | For |
| 1b | Elect Director Giuseppina Buonfantino | Management | For | For |
| 1c | Elect Director Michael D. Casey | Management | For | For |
| 1d | Elect Director A. Bruce Cleverly | Management | For | For |
| 1e | Elect Director Jevin S. Eagle | Management | For | For |
| 1f | Elect Director Mark P. Hipp | Management | For | For |
| 1g | Elect Director William J. Montgoris | Management | For | For |
| 1h | Elect Director David Pulver | Management | For | For |
| 1i | Elect Director Gretchen W. Schar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CDW CORPORATION Meeting Date: MAY 20, 2021 Record Date: MAR 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CDW Security ID: 12514G108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Virginia C. Addicott | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Lynda M. Clarizio | Management | For | For |
| 1d | Elect Director Paul J. Finnegan | Management | For | For |
| 1e | Elect Director Anthony R. Foxx | Management | For | For |
| 1f | Elect Director Christine A. Leahy | Management | For | For |
| 1g | Elect Director Sanjay Mehrotra | Management | For | For |
| 1h | Elect Director David W. Nelms | Management | For | For |
| 1i | Elect Director Joseph R. Swedish | Management | For | For |
| 1j | Elect Director Donna F. Zarcone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Amend Certificate of Incorporation to Eliminate Obsolete Competition and Corporate Opportunity Provision | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| CELANESE CORPORATION Meeting Date: APR 15, 2021 Record Date: FEB 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CE Security ID: 150870103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jean S. Blackwell | Management | For | For |
| 1b | Elect Director William M. Brown | Management | For | For |
| 1c | Elect Director Edward G. Galante | Management | For | For |
| 1d | Elect Director Kathryn M. Hill | Management | For | For |
| 1e | Elect Director David F. Hoffmeister | Management | For | For |
| 1f | Elect Director Jay V. Ihlenfeld | Management | For | For |
| 1g | Elect Director Deborah J. Kissire | Management | For | For |
| 1h | Elect Director Kim K. W. Rucker | Management | For | For |
| 1i | Elect Director Lori J. Ryerkerk | Management | For | For |
| 1j | Elect Director John K. Wulff | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CITIZENS FINANCIAL GROUP, INC. Meeting Date: APR 22, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CFG Security ID: 174610105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce Van Saun | Management | For | For |
| 1.2 | Elect Director Lee Alexander | Management | For | For |
| 1.3 | Elect Director Christine M. Cumming | Management | For | For |
| 1.4 | Elect Director William P. Hankowsky | Management | For | For |
| 1.5 | Elect Director Leo I. ("Lee") Higdon | Management | For | For |
| 1.6 | Elect Director Edward J. ("Ned") Kelly, III | Management | For | For |
| 1.7 | Elect Director Charles J. ("Bud") Koch | Management | For | For |
| 1.8 | Elect Director Robert G. Leary | Management | For | For |
| 1.9 | Elect Director Terrance J. Lillis | Management | For | For |
| 1.10 | Elect Director Shivan Subramaniam | Management | For | For |
| 1.11 | Elect Director Christopher J. Swift | Management | For | For |
| 1.12 | Elect Director Wendy A. Watson | Management | For | For |
| 1.13 | Elect Director Marita Zuraitis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Meeting Date: JUN 01, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CTSH Security ID: 192446102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Vinita Bali | Management | For | For |
| 1c | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 1d | Elect Director Archana Deskus | Management | For | For |
| 1e | Elect Director John M. Dineen | Management | For | For |
| 1f | Elect Director Brian Humphries | Management | For | For |
| 1g | Elect Director Leo S. Mackay, Jr. | Management | For | For |
| 1h | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1i | Elect Director Joseph M. Velli | Management | For | For |
| 1j | Elect Director Sandra S. Wijnberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| COMERICA INCORPORATED Meeting Date: APR 27, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CMA Security ID: 200340107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael E. Collins | Management | For | For |
| 1.2 | Elect Director Roger A. Cregg | Management | For | For |
| 1.3 | Elect Director T. Kevin DeNicola | Management | For | For |
| 1.4 | Elect Director Curtis C. Farmer | Management | For | For |
| 1.5 | Elect Director Jacqueline P. Kane | Management | For | For |
| 1.6 | Elect Director Richard G. Lindner | Management | For | For |
| 1.7 | Elect Director Barbara R. Smith | Management | For | For |
| 1.8 | Elect Director Robert S. Taubman | Management | For | For |
| 1.9 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
| 1.10 | Elect Director Nina G. Vaca | Management | For | For |
| 1.11 | Elect Director Michael G. Van de Ven | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| CSX CORPORATION Meeting Date: MAY 07, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CSX Security ID: 126408103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donna M. Alvarado | Management | For | For |
| 1b | Elect Director Thomas P. Bostick | Management | For | For |
| 1c | Elect Director James M. Foote | Management | For | For |
| 1d | Elect Director Steven T. Halverson | Management | For | For |
| 1e | Elect Director Paul C. Hilal | Management | For | For |
| 1f | Elect Director David M. Moffett | Management | For | For |
| 1g | Elect Director Linda H. Riefler | Management | For | For |
| 1h | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 1i | Elect Director James L. Wainscott | Management | For | For |
| 1j | Elect Director J. Steven Whisler | Management | For | For |
| 1k | Elect Director John J. Zillmer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CUBESMART Meeting Date: MAY 11, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CUBE Security ID: 229663109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Piero Bussani | Management | For | For |
| 1.2 | Elect Director Dorothy Dowling | Management | For | For |
| 1.3 | Elect Director John W. Fain | Management | For | For |
| 1.4 | Elect Director Marianne M. Keler | Management | For | For |
| 1.5 | Elect Director Christopher P. Marr | Management | For | For |
| 1.6 | Elect Director Deborah R. Salzberg | Management | For | For |
| 1.7 | Elect Director John F. Remondi | Management | For | For |
| 1.8 | Elect Director Jeffrey F. Rogatz | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CUMMINS INC. Meeting Date: MAY 11, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CMI Security ID: 231021106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Elect Director Robert J. Bernhard | Management | For | For |
| 3 | Elect Director Franklin R. Chang Diaz | Management | For | For |
| 4 | Elect Director Bruno V. Di Leo Allen | Management | For | For |
| 5 | Elect Director Stephen B. Dobbs | Management | For | For |
| 6 | Elect Director Carla A. Harris | Management | For | For |
| 7 | Elect Director Robert K. Herdman | Management | For | For |
| 8 | Elect Director Alexis M. Herman | Management | For | For |
| 9 | Elect Director Thomas J. Lynch | Management | For | For |
| 10 | Elect Director William I. Miller | Management | For | For |
| 11 | Elect Director Georgia R. Nelson | Management | For | For |
| 12 | Elect Director Kimberly A. Nelson | Management | For | For |
| 13 | Elect Director Karen H. Quintos | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 16 | Abolish Professional Services Allowance | Shareholder | Against | For |
| D.R. HORTON, INC. Meeting Date: JAN 20, 2021 Record Date: NOV 30, 2020 Meeting Type: ANNUAL | ||||
| Ticker: DHI Security ID: 23331A109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donald R. Horton | Management | For | For |
| 1b | Elect Director Barbara K. Allen | Management | For | For |
| 1c | Elect Director Brad S. Anderson | Management | For | For |
| 1d | Elect Director Michael R. Buchanan | Management | For | For |
| 1e | Elect Director Michael W. Hewatt | Management | For | For |
| 1f | Elect Director Maribess L. Miller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DISCOVER FINANCIAL SERVICES Meeting Date: MAY 05, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DFS Security ID: 254709108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director Gregory C. Case | Management | For | For |
| 1.4 | Elect Director Candace H. Duncan | Management | For | For |
| 1.5 | Elect Director Joseph F. Eazor | Management | For | For |
| 1.6 | Elect Director Cynthia A. Glassman | Management | For | For |
| 1.7 | Elect Director Roger C. Hochschild | Management | For | For |
| 1.8 | Elect Director Thomas G. Maheras | Management | For | For |
| 1.9 | Elect Director Michael H. Moskow | Management | For | For |
| 1.10 | Elect Director David L. Rawlinson, II | Management | For | For |
| 1.11 | Elect Director Mark A. Thierer | Management | For | For |
| 1.12 | Elect Director Jennifer L. Wong | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| DOW INC. Meeting Date: APR 15, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DOW Security ID: 260557103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel R. Allen | Management | For | For |
| 1b | Elect Director Gaurdie Banister, Jr. | Management | For | For |
| 1c | Elect Director Wesley G. Bush | Management | For | For |
| 1d | Elect Director Richard K. Davis | Management | For | For |
| 1e | Elect Director Debra L. Dial | Management | For | For |
| 1f | Elect Director Jeff M. Fettig | Management | For | For |
| 1g | Elect Director Jim Fitterling | Management | For | For |
| 1h | Elect Director Jacqueline C. Hinman | Management | For | For |
| 1i | Elect Director Luis A. Moreno | Management | For | For |
| 1j | Elect Director Jill S. Wyant | Management | For | For |
| 1k | Elect Director Daniel W. Yohannes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| DXC TECHNOLOGY COMPANY Meeting Date: AUG 13, 2020 Record Date: JUN 15, 2020 Meeting Type: ANNUAL | ||||
| Ticker: DXC Security ID: 23355L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mukesh Aghi | Management | For | For |
| 1b | Elect Director Amy E. Alving | Management | For | For |
| 1c | Elect Director David A. Barnes | Management | For | For |
| 1d | Elect Director Raul J. Fernandez | Management | For | For |
| 1e | Elect Director David L. Herzog | Management | For | For |
| 1f | Elect Director Mary L. Krakauer | Management | For | For |
| 1g | Elect Director Ian C. Read | Management | For | For |
| 1h | Elect Director Michael J. Salvino | Management | For | For |
| 1i | Elect Director Manoj P. Singh | Management | For | For |
| 1j | Elect Director Robert F. Woods | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| EASTMAN CHEMICAL COMPANY Meeting Date: MAY 06, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EMN Security ID: 277432100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Humberto P. Alfonso | Management | For | For |
| 1.2 | Elect Director Vanessa L. Allen Sutherland | Management | For | For |
| 1.3 | Elect Director Brett D. Begemann | Management | For | For |
| 1.4 | Elect Director Mark J. Costa | Management | For | For |
| 1.5 | Elect Director Edward L. Doheny, II | Management | For | For |
| 1.6 | Elect Director Julie F. Holder | Management | For | For |
| 1.7 | Elect Director Renee J. Hornbaker | Management | For | For |
| 1.8 | Elect Director Kim Ann Mink | Management | For | For |
| 1.9 | Elect Director James J. O'Brien | Management | For | For |
| 1.10 | Elect Director David W. Raisbeck | Management | For | For |
| 1.11 | Elect Director Charles K. Stevens, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| EATON CORPORATION PLC Meeting Date: APR 28, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ETN Security ID: G29183103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Craig Arnold | Management | For | For |
| 1b | Elect Director Christopher M. Connor | Management | For | For |
| 1c | Elect Director Olivier Leonetti | Management | For | For |
| 1d | Elect Director Deborah L. McCoy | Management | For | For |
| 1e | Elect Director Silvio Napoli | Management | For | For |
| 1f | Elect Director Gregory R. Page | Management | For | For |
| 1g | Elect Director Sandra Pianalto | Management | For | For |
| 1h | Elect Director Lori J. Ryerkerk | Management | For | For |
| 1i | Elect Director Gerald B. Smith | Management | For | For |
| 1j | Elect Director Dorothy C. Thompson | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
| 5 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
| 6 | Authorize Share Repurchase of Issued Share Capital | Management | For | For |
| EBAY INC. Meeting Date: JUN 15, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EBAY Security ID: 278642103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anthony J. Bates | Management | For | For |
| 1b | Elect Director Adriane M. Brown | Management | For | For |
| 1c | Elect Director Diana Farrell | Management | For | For |
| 1d | Elect Director Logan D. Green | Management | For | For |
| 1e | Elect Director Bonnie S. Hammer | Management | For | For |
| 1f | Elect Director E. Carol Hayles | Management | For | For |
| 1g | Elect Director Jamie Iannone | Management | For | For |
| 1h | Elect Director Kathleen C. Mitic | Management | For | For |
| 1i | Elect Director Matthew J. Murphy | Management | For | For |
| 1j | Elect Director Paul S. Pressler | Management | For | For |
| 1k | Elect Director Mohak Shroff | Management | For | For |
| 1l | Elect Director Robert H. Swan | Management | For | For |
| 1m | Elect Director Perry M. Traquina | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Improve Principles of Executive Compensation Program | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| FIDELITY NATIONAL FINANCIAL, INC. Meeting Date: JUN 16, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FNF Security ID: 31620R303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raymond R. Quirk | Management | For | For |
| 1.2 | Elect Director Sandra D. Morgan | Management | For | For |
| 1.3 | Elect Director Heather H. Murren | Management | For | For |
| 1.4 | Elect Director John D. Rood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| FIFTH THIRD BANCORP Meeting Date: APR 13, 2021 Record Date: FEB 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FITB Security ID: 316773100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nicholas K. Akins | Management | For | For |
| 1b | Elect Director B. Evan Bayh, III | Management | For | For |
| 1c | Elect Director Jorge L. Benitez | Management | For | For |
| 1d | Elect Director Katherine B. Blackburn | Management | For | For |
| 1e | Elect Director Emerson L. Brumback | Management | For | For |
| 1f | Elect Director Greg D. Carmichael | Management | For | For |
| 1g | Elect Director Linda W. Clement-Holmes | Management | For | For |
| 1h | Elect Director C. Bryan Daniels | Management | For | For |
| 1i | Elect Director Mitchell S. Feiger | Management | For | For |
| 1j | Elect Director Thomas H. Harvey | Management | For | For |
| 1k | Elect Director Gary R. Heminger | Management | For | For |
| 1l | Elect Director Jewell D. Hoover | Management | For | For |
| 1m | Elect Director Eileen A. Mallesch | Management | For | For |
| 1n | Elect Director Michael B. McCallister | Management | For | For |
| 1o | Elect Director Marsha C. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Eliminate Cumulative Voting | Management | For | For |
| FIRST AMERICAN FINANCIAL CORPORATION Meeting Date: MAY 11, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FAF Security ID: 31847R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis J. Gilmore | Management | For | For |
| 1.2 | Elect Director Margaret M. McCarthy | Management | For | For |
| 1.3 | Elect Director Martha B. Wyrsch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| FOOT LOCKER, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FL Security ID: 344849104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alan D. Feldman | Management | For | For |
| 1b | Elect Director Richard A. Johnson | Management | For | For |
| 1c | Elect Director Guillermo G. Marmol | Management | For | For |
| 1d | Elect Director Matthew M. McKenna | Management | For | For |
| 1e | Elect Director Darlene Nicosia | Management | For | For |
| 1f | Elect Director Steven Oakland | Management | For | For |
| 1g | Elect Director Ulice Payne, Jr. | Management | For | For |
| 1h | Elect Director Kimberly Underhill | Management | For | For |
| 1i | Elect Director Tristan Walker | Management | For | For |
| 1j | Elect Director Dona D. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| H&R BLOCK, INC. Meeting Date: SEP 10, 2020 Record Date: JUL 10, 2020 Meeting Type: ANNUAL | ||||
| Ticker: HRB Security ID: 093671105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul J. Brown | Management | For | For |
| 1b | Elect Director Robert A. Gerard | Management | For | For |
| 1c | Elect Director Anuradha (Anu) Gupta | Management | For | For |
| 1d | Elect Director Richard A. Johnson | Management | For | For |
| 1e | Elect Director Jeffrey J. Jones, II | Management | For | For |
| 1f | Elect Director David Baker Lewis | Management | For | For |
| 1g | Elect Director Yolande G. Piazza | Management | For | For |
| 1h | Elect Director Victoria J. Reich | Management | For | For |
| 1i | Elect Director Bruce C. Rohde | Management | For | For |
| 1j | Elect Director Matthew E. Winter | Management | For | For |
| 1k | Elect Director Christianna Wood | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HANESBRANDS INC. Meeting Date: APR 27, 2021 Record Date: FEB 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HBI Security ID: 410345102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Cheryl K. Beebe | Management | For | For |
| 1b | Elect Director Stephen B. Bratspies | Management | For | For |
| 1c | Elect Director Geralyn R. Breig | Management | For | For |
| 1d | Elect Director Bobby J. Griffin | Management | For | For |
| 1e | Elect Director James C. Johnson | Management | For | For |
| 1f | Elect Director Franck J. Moison | Management | For | For |
| 1g | Elect Director Robert F. Moran | Management | For | For |
| 1h | Elect Director Ronald L. Nelson | Management | For | For |
| 1i | Elect Director Ann E. Ziegler | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HELMERICH & PAYNE, INC. Meeting Date: MAR 02, 2021 Record Date: JAN 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HP Security ID: 423452101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Delaney M. Bellinger | Management | For | For |
| 1b | Elect Director Kevin G. Cramton | Management | For | For |
| 1c | Elect Director Randy A. Foutch | Management | For | For |
| 1d | Elect Director Hans Helmerich | Management | For | For |
| 1e | Elect Director John W. Lindsay | Management | For | For |
| 1f | Elect Director Jose R. Mas | Management | For | For |
| 1g | Elect Director Thomas A. Petrie | Management | For | For |
| 1h | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1i | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1j | Elect Director Mary M. VanDeWeghe | Management | For | For |
| 1k | Elect Director John D. Zeglis | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HEWLETT PACKARD ENTERPRISE COMPANY Meeting Date: APR 14, 2021 Record Date: FEB 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HPE Security ID: 42824C109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Daniel Ammann | Management | For | For |
| 1b | Elect Director Pamela L. Carter | Management | For | For |
| 1c | Elect Director Jean M. Hobby | Management | For | For |
| 1d | Elect Director George R. Kurtz | Management | For | For |
| 1e | Elect Director Raymond J. Lane | Management | For | For |
| 1f | Elect Director Ann M. Livermore | Management | For | For |
| 1g | Elect Director Antonio F. Neri | Management | For | For |
| 1h | Elect Director Charles H. Noski | Management | For | For |
| 1i | Elect Director Raymond E. Ozzie | Management | For | For |
| 1j | Elect Director Gary M. Reiner | Management | For | For |
| 1k | Elect Director Patricia F. Russo | Management | For | For |
| 1l | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| HOLLYFRONTIER CORPORATION Meeting Date: MAY 12, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HFC Security ID: 436106108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anne-Marie N. Ainsworth | Management | For | For |
| 1b | Elect Director Anna C. Catalano | Management | For | For |
| 1c | Elect Director Leldon E. Echols | Management | For | For |
| 1d | Elect Director Manuel J. Fernandez | Management | For | For |
| 1e | Elect Director Michael C. Jennings | Management | For | For |
| 1f | Elect Director R. Craig Knocke | Management | For | For |
| 1g | Elect Director Robert J. Kostelnik | Management | For | For |
| 1h | Elect Director James H. Lee | Management | For | For |
| 1i | Elect Director Franklin Myers | Management | For | For |
| 1j | Elect Director Michael E. Rose | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | For |
| HUMANA INC. Meeting Date: APR 22, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HUM Security ID: 444859102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kurt J. Hilzinger | Management | For | For |
| 1b | Elect Director Raquel C. Bono | Management | For | For |
| 1c | Elect Director Bruce D. Broussard | Management | For | For |
| 1d | Elect Director Frank A. D'Amelio | Management | For | For |
| 1e | Elect Director Wayne A. I. Frederick | Management | For | For |
| 1f | Elect Director John W. Garratt | Management | For | For |
| 1g | Elect Director David A. Jones, Jr. | Management | For | For |
| 1h | Elect Director Karen W. Katz | Management | For | For |
| 1i | Elect Director Marcy S. Klevorn | Management | For | For |
| 1j | Elect Director William J. McDonald | Management | For | For |
| 1k | Elect Director Jorge S. Mesquita | Management | For | For |
| 1l | Elect Director James J. O'Brien | Management | For | For |
| 1m | Elect Director Marissa T. Peterson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HUNTINGTON BANCSHARES INCORPORATED Meeting Date: MAR 25, 2021 Record Date: FEB 11, 2021 Meeting Type: SPECIAL | ||||
| Ticker: HBAN Security ID: 446150104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| HUNTINGTON BANCSHARES INCORPORATED Meeting Date: APR 21, 2021 Record Date: FEB 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HBAN Security ID: 446150104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lizabeth Ardisana | Management | For | For |
| 1.2 | Elect Director Alanna Y. Cotton | Management | For | For |
| 1.3 | Elect Director Ann B. (Tanny) Crane | Management | For | For |
| 1.4 | Elect Director Robert S. Cubbin | Management | For | For |
| 1.5 | Elect Director Steven G. Elliott | Management | For | For |
| 1.6 | Elect Director Gina D. France | Management | For | For |
| 1.7 | Elect Director J. Michael Hochschwender | Management | For | For |
| 1.8 | Elect Director John C. (Chris) Inglis | Management | For | For |
| 1.9 | Elect Director Katherine M. A. (Allie) Kline | Management | For | For |
| 1.10 | Elect Director Richard W. Neu | Management | For | For |
| 1.11 | Elect Director Kenneth J. Phelan | Management | For | For |
| 1.12 | Elect Director David L. Porteous | Management | For | For |
| 1.13 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| ILLINOIS TOOL WORKS INC. Meeting Date: MAY 07, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ITW Security ID: 452308109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Daniel J. Brutto | Management | For | For |
| 1b | Elect Director Susan Crown | Management | For | For |
| 1c | Elect Director Darrell L. Ford | Management | For | For |
| 1d | Elect Director James W. Griffith | Management | For | For |
| 1e | Elect Director Jay L. Henderson | Management | For | For |
| 1f | Elect Director Richard H. Lenny | Management | For | For |
| 1g | Elect Director E. Scott Santi | Management | For | For |
| 1h | Elect Director David B. Smith, Jr. | Management | For | For |
| 1i | Elect Director Pamela B. Strobel | Management | For | For |
| 1j | Elect Director Anre D. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| INTEL CORPORATION Meeting Date: MAY 13, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: INTC Security ID: 458140100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Patrick P. Gelsinger | Management | For | For |
| 1b | Elect Director James J. Goetz | Management | For | For |
| 1c | Elect Director Alyssa Henry | Management | For | For |
| 1d | Elect Director Omar Ishrak | Management | For | For |
| 1e | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 1f | Elect Director Tsu-Jae King Liu | Management | For | For |
| 1g | Elect Director Gregory D. Smith | Management | For | For |
| 1h | Elect Director Dion J. Weisler | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Against |
| 6 | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | Shareholder | Against | Against |
| JEFFERIES FINANCIAL GROUP INC. Meeting Date: MAR 25, 2021 Record Date: JAN 28, 2021 Meeting Type: ANNUAL | ||||
| Ticker: JEF Security ID: 47233W109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda L. Adamany | Management | For | For |
| 1b | Elect Director Barry J. Alperin | Management | For | For |
| 1c | Elect Director Robert D. Beyer | Management | For | For |
| 1d | Elect Director Francisco L. Borges | Management | For | For |
| 1e | Elect Director Brian P. Friedman | Management | For | For |
| 1f | Elect Director MaryAnne Gilmartin | Management | For | For |
| 1g | Elect Director Richard B. Handler | Management | For | For |
| 1h | Elect Director Jacob M. Katz | Management | For | For |
| 1i | Elect Director Michael T. O'Kane | Management | For | For |
| 1j | Elect Director Joseph S. Steinberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| KEYCORP Meeting Date: MAY 13, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KEY Security ID: 493267108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce D. Broussard | Management | For | For |
| 1.2 | Elect Director Alexander M. Cutler | Management | For | For |
| 1.3 | Elect Director H. James Dallas | Management | For | For |
| 1.4 | Elect Director Elizabeth R. Gile | Management | For | For |
| 1.5 | Elect Director Ruth Ann M. Gillis | Management | For | For |
| 1.6 | Elect Director Christopher M. Gorman | Management | For | For |
| 1.7 | Elect Director Robin N. Hayes | Management | For | For |
| 1.8 | Elect Director Carlton L. Highsmith | Management | For | For |
| 1.9 | Elect Director Richard J. Hipple | Management | For | For |
| 1.10 | Elect Director Devina A. Rankin | Management | For | For |
| 1.11 | Elect Director Barbara R. Snyder | Management | For | For |
| 1.12 | Elect Director Todd J. Vasos | Management | For | For |
| 1.13 | Elect Director David K. Wilson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| KOHL'S CORPORATION Meeting Date: MAY 12, 2021 Record Date: MAR 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KSS Security ID: 500255104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Bender | Management | For | For |
| 1.2 | Elect Director Peter Boneparth | Management | For | For |
| 1.3 | Elect Director Steven A. Burd | Management | For | For |
| 1.4 | Elect Director Yael Cosset | Management | For | For |
| 1.5 | Elect Director H. Charles Floyd | Management | For | For |
| 1.6 | Elect Director Michelle Gass | Management | For | For |
| 1.7 | Elect Director Robbin Mitchell | Management | For | For |
| 1.8 | Elect Director Jonas Prising | Management | For | For |
| 1.9 | Elect Director John E. Schlifske | Management | For | For |
| 1.10 | Elect Director Adrianne Shapira | Management | For | For |
| 1.11 | Elect Director Frank V. Sica | Management | For | For |
| 1.12 | Elect Director Stephanie A. Streeter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| LAM RESEARCH CORPORATION Meeting Date: NOV 03, 2020 Record Date: SEP 04, 2020 Meeting Type: ANNUAL | ||||
| Ticker: LRCX Security ID: 512807108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sohail U. Ahmed | Management | For | For |
| 1.2 | Elect Director Timothy M. Archer | Management | For | For |
| 1.3 | Elect Director Eric K. Brandt | Management | For | For |
| 1.4 | Elect Director Michael R. Cannon | Management | For | For |
| 1.5 | Elect Director Catherine P. Lego | Management | For | For |
| 1.6 | Elect Director Bethany J. Mayer | Management | For | For |
| 1.7 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1.8 | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | For |
| 1.9 | Elect Director Leslie F. Varon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| LENNOX INTERNATIONAL INC. Meeting Date: MAY 20, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LII Security ID: 526107107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sherry L. Buck | Management | For | For |
| 1.2 | Elect Director Gregory T. Swienton | Management | For | For |
| 1.3 | Elect Director Todd J. Teske | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| LINCOLN ELECTRIC HOLDINGS, INC. Meeting Date: APR 22, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LECO Security ID: 533900106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Curtis E. Espeland | Management | For | For |
| 1.2 | Elect Director Patrick P. Goris | Management | For | For |
| 1.3 | Elect Director Stephen G. Hanks | Management | For | For |
| 1.4 | Elect Director Michael F. Hilton | Management | For | For |
| 1.5 | Elect Director G. Russell Lincoln | Management | For | For |
| 1.6 | Elect Director Kathryn Jo Lincoln | Management | For | For |
| 1.7 | Elect Director William E. MacDonald, III | Management | For | For |
| 1.8 | Elect Director Christopher L. Mapes | Management | For | For |
| 1.9 | Elect Director Phillip J. Mason | Management | For | For |
| 1.10 | Elect Director Ben P. Patel | Management | For | For |
| 1.11 | Elect Director Hellene S. Runtagh | Management | For | For |
| 1.12 | Elect Director Kellye L. Walker | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| M&T BANK CORPORATION Meeting Date: APR 20, 2021 Record Date: FEB 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MTB Security ID: 55261F104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. Angela Bontempo | Management | For | For |
| 1.2 | Elect Director Robert T. Brady | Management | For | For |
| 1.3 | Elect Director Calvin G. Butler, Jr. | Management | For | For |
| 1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
| 1.5 | Elect Director Gary N. Geisel | Management | For | For |
| 1.6 | Elect Director Leslie V. Godridge | Management | For | For |
| 1.7 | Elect Director Richard S. Gold | Management | For | For |
| 1.8 | Elect Director Richard A. Grossi | Management | For | For |
| 1.9 | Elect Director Rene F. Jones | Management | For | For |
| 1.10 | Elect Director Richard H. Ledgett, Jr. | Management | For | For |
| 1.11 | Elect Director Newton P.S. Merrill | Management | For | For |
| 1.12 | Elect Director Kevin J. Pearson | Management | For | For |
| 1.13 | Elect Director Melinda R. Rich | Management | For | For |
| 1.14 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
| 1.15 | Elect Director Denis J. Salamone | Management | For | For |
| 1.16 | Elect Director John R. Scannell | Management | For | For |
| 1.17 | Elect Director David S. Scharfstein | Management | For | For |
| 1.18 | Elect Director Rudina Seseri | Management | For | For |
| 1.19 | Elect Director Herbert L. Washington | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MANPOWERGROUP INC. Meeting Date: MAY 07, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MAN Security ID: 56418H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Gina R. Boswell | Management | For | For |
| 1B | Elect Director Jean-Philippe Courtois | Management | For | For |
| 1C | Elect Director William Downe | Management | For | For |
| 1D | Elect Director John F. Ferraro | Management | For | For |
| 1E | Elect Director William P. Gipson | Management | For | For |
| 1F | Elect Director Patricia Hemingway Hall | Management | For | For |
| 1G | Elect Director Julie M. Howard | Management | For | For |
| 1H | Elect Director Ulice Payne, Jr. | Management | For | For |
| 1I | Elect Director Jonas Prising | Management | For | For |
| 1J | Elect Director Paul Read | Management | For | For |
| 1K | Elect Director Elizabeth P. Sartain | Management | For | For |
| 1L | Elect Director Michael J. Van Handel | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MARATHON PETROLEUM CORPORATION Meeting Date: APR 28, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MPC Security ID: 56585A102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Abdulaziz F. Alkhayyal | Management | For | For |
| 1b | Elect Director Jonathan Z. Cohen | Management | For | For |
| 1c | Elect Director Michael J. Hennigan | Management | For | For |
| 1d | Elect Director Frank M. Semple | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Shareholder | Against | For |
| MAXIMUS, INC. Meeting Date: MAR 16, 2021 Record Date: JAN 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MMS Security ID: 577933104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John J. Haley | Management | For | For |
| 1b | Elect Director Jan D. Madsen | Management | For | For |
| 1c | Elect Director Bruce L. Caswell | Management | For | For |
| 1d | Elect Director Richard A. Montoni | Management | For | For |
| 1e | Elect Director Raymond B. Ruddy | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| MGIC INVESTMENT CORPORATION Meeting Date: APR 29, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MTG Security ID: 552848103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Analisa M. Allen | Management | For | For |
| 1.2 | Elect Director Daniel A. Arrigoni | Management | For | For |
| 1.3 | Elect Director C. Edward Chaplin | Management | For | For |
| 1.4 | Elect Director Curt S. Culver | Management | For | For |
| 1.5 | Elect Director Jay C. Hartzell | Management | For | For |
| 1.6 | Elect Director Timothy A. Holt | Management | For | For |
| 1.7 | Elect Director Jodeen A. Kozlak | Management | For | For |
| 1.8 | Elect Director Michael E. Lehman | Management | For | For |
| 1.9 | Elect Director Melissa B. Lora | Management | For | For |
| 1.10 | Elect Director Timothy J. Mattke | Management | For | For |
| 1.11 | Elect Director Gary A. Poliner | Management | For | For |
| 1.12 | Elect Director Sheryl L. Sculley | Management | For | For |
| 1.13 | Elect Director Mark M. Zandi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MORGAN STANLEY Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MS Security ID: 617446448 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Elizabeth Corley | Management | For | For |
| 1b | Elect Director Alistair Darling | Management | For | For |
| 1c | Elect Director Thomas H. Glocer | Management | For | For |
| 1d | Elect Director James P. Gorman | Management | For | For |
| 1e | Elect Director Robert H. Herz | Management | For | For |
| 1f | Elect Director Nobuyuki Hirano | Management | For | For |
| 1g | Elect Director Hironori Kamezawa | Management | For | For |
| 1h | Elect Director Shelley B. Leibowitz | Management | For | For |
| 1i | Elect Director Stephen J. Luczo | Management | For | For |
| 1j | Elect Director Jami Miscik | Management | For | For |
| 1k | Elect Director Dennis M. Nally | Management | For | For |
| 1l | Elect Director Mary L. Schapiro | Management | For | For |
| 1m | Elect Director Perry M. Traquina | Management | For | For |
| 1n | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| NETAPP, INC. Meeting Date: SEP 10, 2020 Record Date: JUL 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: NTAP Security ID: 64110D104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director T. Michael Nevens | Management | For | For |
| 1b | Elect Director Deepak Ahuja | Management | For | For |
| 1c | Elect Director Gerald Held | Management | For | For |
| 1d | Elect Director Kathryn M. Hill | Management | For | For |
| 1e | Elect Director Deborah L. Kerr | Management | For | For |
| 1f | Elect Director George Kurian | Management | For | For |
| 1g | Elect Director Scott F. Schenkel | Management | For | For |
| 1h | Elect Director George T. Shaheen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| NEWMONT CORPORATION Meeting Date: APR 28, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NEM Security ID: 651639106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick G. Awuah, Jr. | Management | For | For |
| 1.2 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.3 | Elect Director Bruce R. Brook | Management | For | For |
| 1.4 | Elect Director Maura Clark | Management | For | For |
| 1.5 | Elect Director Matthew Coon Come | Management | For | For |
| 1.6 | Elect Director Jose Manuel Madero | Management | For | For |
| 1.7 | Elect Director Rene Medori | Management | For | For |
| 1.8 | Elect Director Jane Nelson | Management | For | For |
| 1.9 | Elect Director Thomas Palmer | Management | For | For |
| 1.10 | Elect Director Julio M. Quintana | Management | For | For |
| 1.11 | Elect Director Susan N. Story | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NEXSTAR MEDIA GROUP, INC. Meeting Date: JUN 09, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NXST Security ID: 65336K103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Perry A. Sook | Management | For | For |
| 1.2 | Elect Director Geoff D. Armstrong | Management | For | For |
| 1.3 | Elect Director Jay M. Grossman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NORTHERN TRUST CORPORATION Meeting Date: APR 20, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NTRS Security ID: 665859104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda Walker Bynoe | Management | For | For |
| 1b | Elect Director Susan Crown | Management | For | For |
| 1c | Elect Director Dean M. Harrison | Management | For | For |
| 1d | Elect Director Jay L. Henderson | Management | For | For |
| 1e | Elect Director Marcy S. Klevorn | Management | For | For |
| 1f | Elect Director Siddharth N. (Bobby) Mehta | Management | For | For |
| 1g | Elect Director Michael G. O'Grady | Management | For | For |
| 1h | Elect Director Jose Luis Prado | Management | For | For |
| 1i | Elect Director Thomas E. Richards | Management | For | For |
| 1j | Elect Director Martin P. Slark | Management | For | For |
| 1k | Elect Director David H. B. Smith, Jr. | Management | For | For |
| 1l | Elect Director Donald Thompson | Management | For | For |
| 1m | Elect Director Charles A. Tribbett, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| NORTHROP GRUMMAN CORPORATION Meeting Date: MAY 19, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NOC Security ID: 666807102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kathy J. Warden | Management | For | For |
| 1.2 | Elect Director David P. Abney | Management | For | For |
| 1.3 | Elect Director Marianne C. Brown | Management | For | For |
| 1.4 | Elect Director Donald E. Felsinger | Management | For | For |
| 1.5 | Elect Director Ann M. Fudge | Management | For | For |
| 1.6 | Elect Director William H. Hernandez | Management | For | For |
| 1.7 | Elect Director Madeleine A. Kleiner | Management | For | For |
| 1.8 | Elect Director Karl J. Krapek | Management | For | For |
| 1.9 | Elect Director Gary Roughead | Management | For | For |
| 1.10 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.11 | Elect Director James S. Turley | Management | For | For |
| 1.12 | Elect Director Mark A. Welsh, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Human Rights Impact Assessment | Shareholder | Against | For |
| 5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | For |
| OLD REPUBLIC INTERNATIONAL CORPORATION Meeting Date: MAY 28, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ORI Security ID: 680223104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael D. Kennedy | Management | For | Withhold |
| 1.2 | Elect Director Spencer LeRoy, III | Management | For | Withhold |
| 1.3 | Elect Director Peter B. McNitt | Management | For | Withhold |
| 1.4 | Elect Director Steven R. Walker | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| OMNICOM GROUP INC. Meeting Date: MAY 04, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OMC Security ID: 681919106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John D. Wren | Management | For | For |
| 1.2 | Elect Director Mary C. Choksi | Management | For | For |
| 1.3 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
| 1.4 | Elect Director Susan S. Denison | Management | For | For |
| 1.5 | Elect Director Ronnie S. Hawkins | Management | For | For |
| 1.6 | Elect Director Deborah J. Kissire | Management | For | For |
| 1.7 | Elect Director Gracia C. Martore | Management | For | For |
| 1.8 | Elect Director Linda Johnson Rice | Management | For | For |
| 1.9 | Elect Director Valerie M. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Political Contributions and Expenditures | Shareholder | Against | For |
| ORACLE CORPORATION Meeting Date: NOV 04, 2020 Record Date: SEP 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ORCL Security ID: 68389X105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | Withhold |
| 1.2 | Elect Director Michael J. Boskin | Management | For | For |
| 1.3 | Elect Director Safra A. Catz | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | Withhold |
| 1.5 | Elect Director George H. Conrades | Management | For | For |
| 1.6 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.7 | Elect Director Rona A. Fairhead | Management | For | For |
| 1.8 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.9 | Elect Director Renee J. James | Management | For | For |
| 1.10 | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1.11 | Elect Director Leon E. Panetta | Management | For | Withhold |
| 1.12 | Elect Director William G. Parrett | Management | For | Withhold |
| 1.13 | Elect Director Naomi O. Seligman | Management | For | For |
| 1.14 | Elect Director Vishal Sikka | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Report on Gender Pay Gap | Shareholder | Against | For |
| 6 | Require Independent Board Chair | Shareholder | Against | For |
| PACCAR INC Meeting Date: APR 27, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PCAR Security ID: 693718108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark C. Pigott | Management | For | For |
| 1.2 | Elect Director Dame Alison J. Carnwath | Management | For | For |
| 1.3 | Elect Director Franklin L. Feder | Management | For | For |
| 1.4 | Elect Director R. Preston Feight | Management | For | For |
| 1.5 | Elect Director Beth E. Ford | Management | For | For |
| 1.6 | Elect Director Kirk S. Hachigian | Management | For | For |
| 1.7 | Elect Director Roderick C. McGeary | Management | For | For |
| 1.8 | Elect Director John M. Pigott | Management | For | For |
| 1.9 | Elect Director Ganesh Ramaswamy | Management | For | For |
| 1.10 | Elect Director Mark A. Schulz | Management | For | For |
| 1.11 | Elect Director Gregory M. E. Spierkel | Management | For | For |
| 2 | Adopt Simple Majority Vote | Shareholder | Against | For |
| PACKAGING CORPORATION OF AMERICA Meeting Date: MAY 04, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PKG Security ID: 695156109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
| 1.2 | Elect Director Duane C. Farrington | Management | For | For |
| 1.3 | Elect Director Donna A. Harman | Management | For | For |
| 1.4 | Elect Director Mark W. Kowlzan | Management | For | For |
| 1.5 | Elect Director Robert C. Lyons | Management | For | For |
| 1.6 | Elect Director Thomas P. Maurer | Management | For | For |
| 1.7 | Elect Director Samuel M. Mencoff | Management | For | For |
| 1.8 | Elect Director Roger B. Porter | Management | For | For |
| 1.9 | Elect Director Thomas S. Souleles | Management | For | For |
| 1.10 | Elect Director Paul T. Stecko | Management | For | For |
| 1.11 | Elect Director James D. Woodrum | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PARKER-HANNIFIN CORPORATION Meeting Date: OCT 28, 2020 Record Date: SEP 04, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PH Security ID: 701094104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lee C. Banks | Management | For | For |
| 1b | Elect Director Robert G. Bohn | Management | For | For |
| 1c | Elect Director Linda S. Harty | Management | For | For |
| 1d | Elect Director Kevin A. Lobo | Management | For | For |
| 1e | Elect Director Candy M. Obourn | Management | For | For |
| 1f | Elect Director Joseph Scaminace | Management | For | For |
| 1g | Elect Director Ake Svensson | Management | For | For |
| 1h | Elect Director Laura K. Thompson | Management | For | For |
| 1i | Elect Director James R. Verrier | Management | For | For |
| 1j | Elect Director James L. Wainscott | Management | For | For |
| 1k | Elect Director Thomas L. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PHILIP MORRIS INTERNATIONAL INC. Meeting Date: MAY 05, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PM Security ID: 718172109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Brant Bonin Bough | Management | For | For |
| 1b | Elect Director Andre Calantzopoulos | Management | For | For |
| 1c | Elect Director Michel Combes | Management | For | For |
| 1d | Elect Director Juan Jose Daboub | Management | For | For |
| 1e | Elect Director Werner Geissler | Management | For | For |
| 1f | Elect Director Lisa A. Hook | Management | For | For |
| 1g | Elect Director Jun Makihara | Management | For | For |
| 1h | Elect Director Kalpana Morparia | Management | For | For |
| 1i | Elect Director Lucio A. Noto | Management | For | For |
| 1j | Elect Director Jacek Olczak | Management | For | For |
| 1k | Elect Director Frederik Paulsen | Management | For | For |
| 1l | Elect Director Robert B. Polet | Management | For | For |
| 1m | Elect Director Shlomo Yanai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers SA as Auditor | Management | For | For |
| POPULAR, INC. Meeting Date: MAY 06, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BPOP Security ID: 733174700 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alejandro M. Ballester | Management | For | For |
| 1b | Elect Director Richard L. Carrion | Management | For | For |
| 1c | Elect Director Carlos A. Unanue | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PRIMERICA, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PRI Security ID: 74164M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John A. Addison, Jr. | Management | For | For |
| 1b | Elect Director Joel M. Babbit | Management | For | For |
| 1c | Elect Director P. George Benson | Management | For | For |
| 1d | Elect Director C. Saxby Chambliss | Management | For | For |
| 1e | Elect Director Gary L. Crittenden | Management | For | For |
| 1f | Elect Director Cynthia N. Day | Management | For | For |
| 1g | Elect Director Sanjeev Dheer | Management | For | For |
| 1h | Elect Director Beatriz R. Perez | Management | For | For |
| 1i | Elect Director D. Richard Williams | Management | For | For |
| 1j | Elect Director Glenn J. Williams | Management | For | For |
| 1k | Elect Director Barbara A. Yastine | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| PRUDENTIAL FINANCIAL, INC. Meeting Date: MAY 11, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PRU Security ID: 744320102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 1.2 | Elect Director Gilbert F. Casellas | Management | For | For |
| 1.3 | Elect Director Robert M. Falzon | Management | For | For |
| 1.4 | Elect Director Martina Hund-Mejean | Management | For | For |
| 1.5 | Elect Director Wendy E. Jones | Management | For | For |
| 1.6 | Elect Director Karl J. Krapek | Management | For | For |
| 1.7 | Elect Director Peter R. Lighte | Management | For | For |
| 1.8 | Elect Director Charles F. Lowrey | Management | For | For |
| 1.9 | Elect Director George Paz | Management | For | For |
| 1.10 | Elect Director Sandra Pianalto | Management | For | For |
| 1.11 | Elect Director Christine A. Poon | Management | For | For |
| 1.12 | Elect Director Douglas A. Scovanner | Management | For | For |
| 1.13 | Elect Director Michael A. Todman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chair | Shareholder | Against | For |
| PULTEGROUP, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PHM Security ID: 745867101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Brian P. Anderson | Management | For | For |
| 1b | Elect Director Bryce Blair | Management | For | For |
| 1c | Elect Director Richard W. Dreiling | Management | For | For |
| 1d | Elect Director Thomas J. Folliard | Management | For | For |
| 1e | Elect Director Cheryl W. Grise | Management | For | For |
| 1f | Elect Director Andre J. Hawaux | Management | For | For |
| 1g | Elect Director J. Phillip Holloman | Management | For | For |
| 1h | Elect Director Ryan R. Marshall | Management | For | For |
| 1i | Elect Director John R. Peshkin | Management | For | For |
| 1j | Elect Director Scott F. Powers | Management | For | For |
| 1k | Elect Director Lila Snyder | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| QUANTA SERVICES, INC. Meeting Date: MAY 27, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PWR Security ID: 74762E102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Earl C. (Duke) Austin, Jr. | Management | For | For |
| 1.2 | Elect Director Doyle N. Beneby | Management | For | For |
| 1.3 | Elect Director Vincent D. Foster | Management | For | For |
| 1.4 | Elect Director Bernard Fried | Management | For | For |
| 1.5 | Elect Director Worthing F. Jackman | Management | For | For |
| 1.6 | Elect Director David M. McClanahan | Management | For | For |
| 1.7 | Elect Director Margaret B. Shannon | Management | For | For |
| 1.8 | Elect Director Pat Wood, III | Management | For | For |
| 1.9 | Elect Director Martha B. Wyrsch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| QURATE RETAIL, INC. Meeting Date: MAY 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: QRTEA Security ID: 74915M100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard N. Barton | Management | For | Withhold |
| 1.2 | Elect Director Michael A. George | Management | For | For |
| 1.3 | Elect Director Gregory B. Maffei | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| REGIONS FINANCIAL CORPORATION Meeting Date: APR 21, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RF Security ID: 7591EP100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carolyn H. Byrd | Management | For | For |
| 1b | Elect Director Don DeFosset | Management | For | For |
| 1c | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1d | Elect Director Zhanna Golodryga | Management | For | For |
| 1e | Elect Director John D. Johns | Management | For | For |
| 1f | Elect Director Ruth Ann Marshall | Management | For | For |
| 1g | Elect Director Charles D. McCrary | Management | For | For |
| 1h | Elect Director James T. Prokopanko | Management | For | For |
| 1i | Elect Director Lee J. Styslinger, III | Management | For | For |
| 1j | Elect Director Jose S. Suquet | Management | For | For |
| 1k | Elect Director John M. Turner, Jr. | Management | For | For |
| 1l | Elect Director Timothy Vines | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| RELIANCE STEEL & ALUMINUM CO. Meeting Date: MAY 19, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RS Security ID: 759509102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sarah J. Anderson | Management | For | For |
| 1b | Elect Director Lisa L. Baldwin | Management | For | For |
| 1c | Elect Director Karen W. Colonias | Management | For | For |
| 1d | Elect Director John G. Figueroa | Management | For | For |
| 1e | Elect Director James D. Hoffman | Management | For | For |
| 1f | Elect Director Mark V. Kaminski | Management | For | For |
| 1g | Elect Director Karla R. Lewis | Management | For | For |
| 1h | Elect Director Robert A. McEvoy | Management | For | For |
| 1i | Elect Director Andrew G. Sharkey, III | Management | For | For |
| 1j | Elect Director Douglas W. Stotlar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ROBERT HALF INTERNATIONAL INC. Meeting Date: MAY 19, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RHI Security ID: 770323103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Julia L. Coronado | Management | For | For |
| 1b | Elect Director Dirk A. Kempthorne | Management | For | For |
| 1c | Elect Director Harold M. Messmer, Jr. | Management | For | For |
| 1d | Elect Director Marc H. Morial | Management | For | For |
| 1e | Elect Director Barbara J. Novogradac | Management | For | For |
| 1f | Elect Director Robert J. Pace | Management | For | For |
| 1g | Elect Director Frederick A. Richman | Management | For | For |
| 1h | Elect Director M. Keith Waddell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| SANTANDER CONSUMER USA HOLDINGS INC. Meeting Date: JUN 03, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SC Security ID: 80283M101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mahesh Aditya | Management | For | Withhold |
| 1.2 | Elect Director Homaira Akbari | Management | For | For |
| 1.3 | Elect Director Juan Carlos Alvarez de Soto | Management | For | For |
| 1.4 | Elect Director Leonard Coleman, Jr. | Management | For | For |
| 1.5 | Elect Director Stephen A. Ferriss | Management | For | For |
| 1.6 | Elect Director Victor Hill | Management | For | For |
| 1.7 | Elect Director Edith E. Holiday | Management | For | For |
| 1.8 | Elect Director Javier Maldonado | Management | For | Withhold |
| 1.9 | Elect Director Robert J. McCarthy | Management | For | For |
| 1.10 | Elect Director William F. Muir | Management | For | For |
| 1.11 | Elect Director William Rainer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SILGAN HOLDINGS, INC. Meeting Date: JUN 01, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SLGN Security ID: 827048109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony J. Allott | Management | For | Withhold |
| 1.2 | Elect Director William T. Donovan | Management | For | For |
| 1.3 | Elect Director Joseph M. Jordan | Management | For | For |
| 2 | Approve Increase in Size of Board | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SNAP-ON INCORPORATED Meeting Date: APR 29, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SNA Security ID: 833034101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David C. Adams | Management | For | For |
| 1.2 | Elect Director Karen L. Daniel | Management | For | For |
| 1.3 | Elect Director Ruth Ann M. Gillis | Management | For | For |
| 1.4 | Elect Director James P. Holden | Management | For | For |
| 1.5 | Elect Director Nathan J. Jones | Management | For | For |
| 1.6 | Elect Director Henry W. Knueppel | Management | For | For |
| 1.7 | Elect Director W. Dudley Lehman | Management | For | For |
| 1.8 | Elect Director Nicholas T. Pinchuk | Management | For | For |
| 1.9 | Elect Director Gregg M. Sherrill | Management | For | For |
| 1.10 | Elect Director Donald J. Stebbins | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| SPIRIT AEROSYSTEMS HOLDINGS, INC. Meeting Date: APR 28, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SPR Security ID: 848574109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen A. Cambone | Management | For | For |
| 1b | Elect Director Charles L. Chadwell | Management | For | For |
| 1c | Elect Director Irene M. Esteves | Management | For | For |
| 1d | Elect Director Paul E. Fulchino | Management | For | For |
| 1e | Elect Director Thomas C. Gentile, III | Management | For | For |
| 1f | Elect Director Richard A. Gephardt | Management | For | For |
| 1g | Elect Director Robert D. Johnson | Management | For | For |
| 1h | Elect Director Ronald T. Kadish | Management | For | For |
| 1i | Elect Director John L. Plueger | Management | For | For |
| 1j | Elect Director Laura H. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | For |
| STATE STREET CORPORATION Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: STT Security ID: 857477103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Patrick de Saint-Aignan | Management | For | For |
| 1b | Elect Director Marie A. Chandoha | Management | For | For |
| 1c | Elect Director Amelia C. Fawcett | Management | For | For |
| 1d | Elect Director William C. Freda | Management | For | For |
| 1e | Elect Director Sara Mathew | Management | For | For |
| 1f | Elect Director William L. Meaney | Management | For | For |
| 1g | Elect Director Ronald P. O'Hanley | Management | For | For |
| 1h | Elect Director Sean O'Sullivan | Management | For | For |
| 1i | Elect Director Julio A. Portalatin | Management | For | For |
| 1j | Elect Director John B. Rhea | Management | For | For |
| 1k | Elect Director Richard P. Sergel | Management | For | For |
| 1l | Elect Director Gregory L. Summe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Racial Equity Audit | Shareholder | Against | Against |
| STEEL DYNAMICS, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: STLD Security ID: 858119100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark D. Millett | Management | For | For |
| 1.2 | Elect Director Sheree L. Bargabos | Management | For | For |
| 1.3 | Elect Director Keith E. Busse | Management | For | For |
| 1.4 | Elect Director Frank D. Byrne | Management | For | For |
| 1.5 | Elect Director Kenneth W. Cornew | Management | For | For |
| 1.6 | Elect Director Traci M. Dolan | Management | For | For |
| 1.7 | Elect Director James C. Marcuccilli | Management | For | For |
| 1.8 | Elect Director Bradley S. Seaman | Management | For | For |
| 1.9 | Elect Director Gabriel L. Shaheen | Management | For | For |
| 1.10 | Elect Director Steven A. Sonnenberg | Management | For | For |
| 1.11 | Elect Director Richard P. Teets, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SYNCHRONY FINANCIAL Meeting Date: MAY 20, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SYF Security ID: 87165B103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Margaret M. Keane | Management | For | For |
| 1b | Elect Director Fernando Aguirre | Management | For | For |
| 1c | Elect Director Paget L. Alves | Management | For | For |
| 1d | Elect Director Arthur W. Coviello, Jr. | Management | For | For |
| 1e | Elect Director Brian D. Doubles | Management | For | For |
| 1f | Elect Director William W. Graylin | Management | For | For |
| 1g | Elect Director Roy A. Guthrie | Management | For | For |
| 1h | Elect Director Jeffrey G. Naylor | Management | For | For |
| 1i | Elect Director P.W. "Bill" Parker | Management | For | For |
| 1j | Elect Director Laurel J. Richie | Management | For | For |
| 1k | Elect Director Olympia J. Snowe | Management | For | For |
| 1l | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| SYNOVUS FINANCIAL CORP. Meeting Date: APR 21, 2021 Record Date: FEB 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SNV Security ID: 87161C501 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tim E. Bentsen | Management | For | For |
| 1b | Elect Director Kevin S. Blair | Management | For | For |
| 1c | Elect Director F. Dixon Brooke, Jr. | Management | For | For |
| 1d | Elect Director Stephen T. Butler | Management | For | For |
| 1e | Elect Director Elizabeth W. Camp | Management | For | For |
| 1f | Elect Director Pedro P. Cherry | Management | For | For |
| 1g | Elect Director Diana M. Murphy | Management | For | For |
| 1h | Elect Director Harris Pastides | Management | For | For |
| 1i | Elect Director Joseph J. Prochaska, Jr. | Management | For | For |
| 1j | Elect Director John L. Stallworth | Management | For | For |
| 1k | Elect Director Kessel D. Stelling | Management | For | For |
| 1l | Elect Director Barry L. Storey | Management | For | For |
| 1m | Elect Director Teresa White | Management | For | For |
| 2 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Approve Nonqualified Director Stock Purchase Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify KPMG LLP as Auditors | Management | For | For |
| T. ROWE PRICE GROUP, INC. Meeting Date: MAY 11, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TROW Security ID: 74144T108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark S. Bartlett | Management | For | For |
| 1b | Elect Director Mary K. Bush | Management | For | For |
| 1c | Elect Director Dina Dublon | Management | For | For |
| 1d | Elect Director Freeman A. Hrabowski, III | Management | For | For |
| 1e | Elect Director Robert F. MacLellan | Management | For | For |
| 1f | Elect Director Olympia J. Snowe | Management | For | For |
| 1g | Elect Director Robert J. Stevens | Management | For | For |
| 1h | Elect Director William J. Stromberg | Management | For | For |
| 1i | Elect Director Richard R. Verma | Management | For | For |
| 1j | Elect Director Sandra S. Wijnberg | Management | For | For |
| 1k | Elect Director Alan D. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on and Assess Proxy Voting Policies in Relation to Climate Change Position | Shareholder | Against | Against |
| TE CONNECTIVITY LTD. Meeting Date: MAR 10, 2021 Record Date: FEB 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TEL Security ID: H84989104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Pierre R. Brondeau | Management | For | For |
| 1b | Elect Director Terrence R. Curtin | Management | For | For |
| 1c | Elect Director Carol A. (John) Davidson | Management | For | For |
| 1d | Elect Director Lynn A. Dugle | Management | For | For |
| 1e | Elect Director William A. Jeffrey | Management | For | For |
| 1f | Elect Director David M. Kerko *Withdrawn Resolution* | Management | None | None |
| 1g | Elect Director Thomas J. Lynch | Management | For | For |
| 1h | Elect Director Heath A. Mitts | Management | For | For |
| 1i | Elect Director Yong Nam | Management | For | For |
| 1j | Elect Director Daniel J. Phelan | Management | For | For |
| 1k | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1l | Elect Director Mark C. Trudeau | Management | For | For |
| 1m | Elect Director Dawn C. Willoughby | Management | For | For |
| 1n | Elect Director Laura H. Wright | Management | For | For |
| 2 | Elect Board Chairman Thomas J. Lynch | Management | For | For |
| 3a | Elect Daniel J. Phelan as Member of Management Development and Compensation Committee | Management | For | For |
| 3b | Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee | Management | For | For |
| 3c | Elect Mark C. Trudeau as Member of Management Development and Compensation Committee | Management | For | For |
| 3d | Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee | Management | For | For |
| 4 | Designate Rene Schwarzenbach as Independent Proxy | Management | For | For |
| 5.1 | Accept Annual Report for Fiscal Year Ended September 25, 2020 | Management | For | For |
| 5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 25, 2020 | Management | For | For |
| 5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 25, 2020 | Management | For | For |
| 6 | Approve Discharge of Board and Senior Management | Management | For | For |
| 7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021 | Management | For | For |
| 7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | For |
| 7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Approve the Increase in Maximum Aggregate Remuneration of Executive Management | Management | For | For |
| 10 | Approve Maximum Aggregate Remuneration of Board of Directors | Management | For | For |
| 11 | Approve Allocation of Available Earnings at September 25, 2020 | Management | For | For |
| 12 | Approve Declaration of Dividend | Management | For | For |
| 13 | Approve Reduction in Share Capital via Cancelation of Shares | Management | For | For |
| 14 | Amend Non-Qualified Employee Stock Purchase Plan | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Adjourn Meeting | Management | For | For |
| TEXAS INSTRUMENTS INCORPORATED Meeting Date: APR 22, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TXN Security ID: 882508104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark A. Blinn | Management | For | For |
| 1b | Elect Director Todd M. Bluedorn | Management | For | For |
| 1c | Elect Director Janet F. Clark | Management | For | For |
| 1d | Elect Director Carrie S. Cox | Management | For | For |
| 1e | Elect Director Martin S. Craighead | Management | For | For |
| 1f | Elect Director Jean M. Hobby | Management | For | For |
| 1g | Elect Director Michael D. Hsu | Management | For | For |
| 1h | Elect Director Ronald Kirk | Management | For | For |
| 1i | Elect Director Pamela H. Patsley | Management | For | For |
| 1j | Elect Director Robert E. Sanchez | Management | For | For |
| 1k | Elect Director Richard K. Templeton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| THE ALLSTATE CORPORATION Meeting Date: MAY 25, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ALL Security ID: 020002101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donald E. Brown | Management | For | For |
| 1b | Elect Director Kermit R. Crawford | Management | For | For |
| 1c | Elect Director Michael L. Eskew | Management | For | For |
| 1d | Elect Director Richard T. Hume | Management | For | For |
| 1e | Elect Director Margaret M. Keane | Management | For | For |
| 1f | Elect Director Siddharth N. (Bobby) Mehta | Management | For | For |
| 1g | Elect Director Jacques P. Perold | Management | For | For |
| 1h | Elect Director Andrea Redmond | Management | For | For |
| 1i | Elect Director Gregg M. Sherrill | Management | For | For |
| 1j | Elect Director Judith A. Sprieser | Management | For | For |
| 1k | Elect Director Perry M. Traquina | Management | For | For |
| 1l | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | For |
| THE CHARLES SCHWAB CORPORATION Meeting Date: MAY 13, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SCHW Security ID: 808513105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Walter W. Bettinger, II | Management | For | For |
| 1b | Elect Director Joan T. Dea | Management | For | For |
| 1c | Elect Director Christopher V. Dodds | Management | For | For |
| 1d | Elect Director Mark A. Goldfarb | Management | For | Against |
| 1e | Elect Director Bharat B. Masrani | Management | For | For |
| 1f | Elect Director Charles A. Ruffel | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| THE HANOVER INSURANCE GROUP, INC. Meeting Date: MAY 11, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: THG Security ID: 410867105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harriett "Tee" Taggart | Management | For | For |
| 1.2 | Elect Director Kevin J. Bradicich | Management | For | For |
| 1.3 | Elect Director J. Paul Condrin, III | Management | For | For |
| 1.4 | Elect Director Cynthia L. Egan | Management | For | For |
| 1.5 | Elect Director Kathleen S. Lane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HIG Security ID: 416515104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert B. Allardice, III | Management | For | For |
| 1b | Elect Director Larry D. De Shon | Management | For | For |
| 1c | Elect Director Carlos Dominguez | Management | For | For |
| 1d | Elect Director Trevor Fetter | Management | For | For |
| 1e | Elect Director Donna James | Management | For | For |
| 1f | Elect Director Kathryn A. Mikells | Management | For | For |
| 1g | Elect Director Michael G. Morris | Management | For | For |
| 1h | Elect Director Teresa W. Roseborough | Management | For | For |
| 1i | Elect Director Virginia P. Ruesterholz | Management | For | For |
| 1j | Elect Director Christopher J. Swift | Management | For | For |
| 1k | Elect Director Matthew E. Winter | Management | For | For |
| 1l | Elect Director Greig Woodring | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE HOME DEPOT, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HD Security ID: 437076102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Manuel Kadre | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | For |
| 5 | Report on Political Contributions Congruency Analysis | Shareholder | Against | For |
| 6 | Report on Prison Labor in the Supply Chain | Shareholder | Against | Against |
| THE INTERPUBLIC GROUP OF COMPANIES, INC. Meeting Date: MAY 27, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IPG Security ID: 460690100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joceyln Carter-Miller | Management | For | For |
| 1.2 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1.3 | Elect Director Dawn Hudson | Management | For | For |
| 1.4 | Elect Director Philippe Krakowsky | Management | For | For |
| 1.5 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.6 | Elect Director Patrick Q. Moore | Management | For | For |
| 1.7 | Elect Director Michael I. Roth | Management | For | For |
| 1.8 | Elect Director Linda S. Sanford | Management | For | For |
| 1.9 | Elect Director David M. Thomas | Management | For | For |
| 1.10 | Elect Director E. Lee Wyatt, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| THE KROGER CO. Meeting Date: JUN 24, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KR Security ID: 501044101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nora A. Aufreiter | Management | For | For |
| 1b | Elect Director Kevin M. Brown | Management | For | For |
| 1c | Elect Director Anne Gates | Management | For | For |
| 1d | Elect Director Karen M. Hoguet | Management | For | For |
| 1e | Elect Director W. Rodney McMullen | Management | For | For |
| 1f | Elect Director Clyde R. Moore | Management | For | For |
| 1g | Elect Director Ronald L. Sargent | Management | For | For |
| 1h | Elect Director J. Amanda Sourry Knox (Amanda Sourry) | Management | For | For |
| 1i | Elect Director Mark S. Sutton | Management | For | For |
| 1j | Elect Director Ashok Vemuri | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLC as Auditor | Management | For | For |
| 4 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | For |
| THE PNC FINANCIAL SERVICES GROUP, INC. Meeting Date: APR 27, 2021 Record Date: JAN 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PNC Security ID: 693475105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Joseph Alvarado | Management | For | For |
| 1b | Elect Director Charles E. Bunch | Management | For | For |
| 1c | Elect Director Debra A. Cafaro | Management | For | For |
| 1d | Elect Director Marjorie Rodgers Cheshire | Management | For | For |
| 1e | Elect Director David L. Cohen | Management | For | For |
| 1f | Elect Director William S. Demchak | Management | For | For |
| 1g | Elect Director Andrew T. Feldstein | Management | For | For |
| 1h | Elect Director Richard J. Harshman | Management | For | For |
| 1i | Elect Director Daniel R. Hesse | Management | For | For |
| 1j | Elect Director Linda R. Medler | Management | For | For |
| 1k | Elect Director Martin Pfinsgraff | Management | For | For |
| 1l | Elect Director Toni Townes-Whitley | Management | For | For |
| 1m | Elect Director Michael J. Ward | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Risk Management and Nuclear Weapon Industry | Shareholder | Against | Against |
| THE PROGRESSIVE CORPORATION Meeting Date: MAY 07, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PGR Security ID: 743315103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Philip Bleser | Management | For | For |
| 1b | Elect Director Stuart B. Burgdoerfer | Management | For | For |
| 1c | Elect Director Pamela J. Craig | Management | For | For |
| 1d | Elect Director Charles A. Davis | Management | For | For |
| 1e | Elect Director Roger N. Farah | Management | For | For |
| 1f | Elect Director Lawton W. Fitt | Management | For | For |
| 1g | Elect Director Susan Patricia Griffith | Management | For | For |
| 1h | Elect Director Devin C. Johnson | Management | For | For |
| 1i | Elect Director Jeffrey D. Kelly | Management | For | For |
| 1j | Elect Director Barbara R. Snyder | Management | For | For |
| 1k | Elect Director Jan E. Tighe | Management | For | For |
| 1l | Elect Director Kahina Van Dyke | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| THE TRAVELERS COMPANIES, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TRV Security ID: 89417E109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alan L. Beller | Management | For | For |
| 1b | Elect Director Janet M. Dolan | Management | For | For |
| 1c | Elect Director Patricia L. Higgins | Management | For | For |
| 1d | Elect Director William J. Kane | Management | For | For |
| 1e | Elect Director Thomas B. Leonardi | Management | For | For |
| 1f | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1g | Elect Director Elizabeth E. Robinson | Management | For | For |
| 1h | Elect Director Philip T. (Pete) Ruegger, III | Management | For | For |
| 1i | Elect Director Todd C. Schermerhorn | Management | For | For |
| 1j | Elect Director Alan D. Schnitzer | Management | For | For |
| 1k | Elect Director Laurie J. Thomsen | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| THE WESTERN UNION COMPANY Meeting Date: MAY 14, 2021 Record Date: MAR 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WU Security ID: 959802109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin I. Cole | Management | For | For |
| 1b | Elect Director Hikmet Ersek | Management | For | For |
| 1c | Elect Director Richard A. Goodman | Management | For | For |
| 1d | Elect Director Betsy D. Holden | Management | For | For |
| 1e | Elect Director Jeffrey A. Joerres | Management | For | For |
| 1f | Elect Director Michael A. Miles, Jr. | Management | For | For |
| 1g | Elect Director Timothy P. Murphy | Management | For | For |
| 1h | Elect Director Joyce A. Phillips | Management | For | For |
| 1i | Elect Director Jan Siegmund | Management | For | For |
| 1j | Elect Director Angela A. Sun | Management | For | For |
| 1k | Elect Director Solomon D. Trujillo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| TRACTOR SUPPLY COMPANY Meeting Date: MAY 06, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TSCO Security ID: 892356106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.2 | Elect Director Joy Brown | Management | For | For |
| 1.3 | Elect Director Ricardo Cardenas | Management | For | For |
| 1.4 | Elect Director Denise L. Jackson | Management | For | For |
| 1.5 | Elect Director Thomas A. Kingsbury | Management | For | For |
| 1.6 | Elect Director Ramkumar Krishnan | Management | For | For |
| 1.7 | Elect Director Edna K. Morris | Management | For | For |
| 1.8 | Elect Director Mark J. Weikel | Management | For | For |
| 1.9 | Elect Director Harry A. Lawton, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| UBIQUITI INC. Meeting Date: DEC 10, 2020 Record Date: OCT 19, 2020 Meeting Type: ANNUAL | ||||
| Ticker: UI Security ID: 90353W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert J. Pera | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| UNITEDHEALTH GROUP INCORPORATED Meeting Date: JUN 07, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: UNH Security ID: 91324P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard T. Burke | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Stephen J. Hemsley | Management | For | For |
| 1d | Elect Director Michele J. Hooper | Management | For | For |
| 1e | Elect Director F. William McNabb, III | Management | For | For |
| 1f | Elect Director Valerie C. Montgomery Rice | Management | For | For |
| 1g | Elect Director John H. Noseworthy | Management | For | For |
| 1h | Elect Director Gail R. Wilensky | Management | For | For |
| 1i | Elect Director Andrew Witty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| VAIL RESORTS, INC. Meeting Date: DEC 03, 2020 Record Date: OCT 07, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MTN Security ID: 91879Q109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan L. Decker | Management | For | For |
| 1b | Elect Director Robert A. Katz | Management | For | For |
| 1c | Elect Director Nadia Rawlinson | Management | For | For |
| 1d | Elect Director John T. Redmond | Management | For | For |
| 1e | Elect Director Michele Romanow | Management | For | For |
| 1f | Elect Director Hilary A. Schneider | Management | For | For |
| 1g | Elect Director D. Bruce Sewell | Management | For | For |
| 1h | Elect Director John F. Sorte | Management | For | For |
| 1i | Elect Director Peter A. Vaughn | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VALERO ENERGY CORPORATION Meeting Date: APR 29, 2021 Record Date: MAR 03, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VLO Security ID: 91913Y100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director H. Paulett Eberhart | Management | For | For |
| 1b | Elect Director Joseph W. Gorder | Management | For | For |
| 1c | Elect Director Kimberly S. Greene | Management | For | For |
| 1d | Elect Director Deborah P. Majoras | Management | For | For |
| 1e | Elect Director Eric D. Mullins | Management | For | For |
| 1f | Elect Director Donald L. Nickles | Management | For | For |
| 1g | Elect Director Philip J. Pfeiffer | Management | For | For |
| 1h | Elect Director Robert A. Profusek | Management | For | For |
| 1i | Elect Director Stephen M. Waters | Management | For | For |
| 1j | Elect Director Randall J. Weisenburger | Management | For | For |
| 1k | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VICI PROPERTIES INC. Meeting Date: APR 28, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VICI Security ID: 925652109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James R. Abrahamson | Management | For | For |
| 1b | Elect Director Diana F. Cantor | Management | For | For |
| 1c | Elect Director Monica H. Douglas | Management | For | For |
| 1d | Elect Director Elizabeth I. Holland | Management | For | For |
| 1e | Elect Director Craig Macnab | Management | For | For |
| 1f | Elect Director Edward B. Pitoniak | Management | For | For |
| 1g | Elect Director Michael D. Rumbolz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VMWARE, INC. Meeting Date: JUL 15, 2020 Record Date: MAY 18, 2020 Meeting Type: ANNUAL | ||||
| Ticker: VMW Security ID: 928563402 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anthony Bates | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VORNADO REALTY TRUST Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VNO Security ID: 929042109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven Roth | Management | For | For |
| 1.2 | Elect Director Candace K. Beinecke | Management | For | For |
| 1.3 | Elect Director Michael D. Fascitelli | Management | For | For |
| 1.4 | Elect Director Beatrice Hamza Bassey | Management | For | For |
| 1.5 | Elect Director William W. Helman, IV | Management | For | For |
| 1.6 | Elect Director David M. Mandelbaum | Management | For | For |
| 1.7 | Elect Director Mandakini Puri | Management | For | For |
| 1.8 | Elect Director Daniel R. Tisch | Management | For | For |
| 1.9 | Elect Director Richard R. West | Management | For | For |
| 1.10 | Elect Director Russell B. Wight, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| WELLS FARGO & COMPANY Meeting Date: APR 27, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WFC Security ID: 949746101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Steven D. Black | Management | For | For |
| 1b | Elect Director Mark A. Chancy | Management | For | For |
| 1c | Elect Director Celeste A. Clark | Management | For | For |
| 1d | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1e | Elect Director Wayne M. Hewett | Management | For | For |
| 1f | Elect Director Maria R. Morris | Management | For | For |
| 1g | Elect Director Charles H. Noski | Management | For | For |
| 1h | Elect Director Richard B. Payne, Jr. | Management | For | For |
| 1i | Elect Director Juan A. Pujadas | Management | For | For |
| 1j | Elect Director Ronald L. Sargent | Management | For | For |
| 1k | Elect Director Charles W. Scharf | Management | For | For |
| 1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | For |
| 5 | Amend Certificate of Incorporation to Become a Delaware Public Benefit Corporation | Shareholder | Against | Against |
| 6 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | For |
| 7 | Report on Racial Equity Audit | Shareholder | Against | Against |
| WHIRLPOOL CORPORATION Meeting Date: APR 20, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WHR Security ID: 963320106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel R. Allen | Management | For | For |
| 1b | Elect Director Marc R. Bitzer | Management | For | For |
| 1c | Elect Director Greg Creed | Management | For | For |
| 1d | Elect Director Gary T. DiCamillo | Management | For | For |
| 1e | Elect Director Diane M. Dietz | Management | For | For |
| 1f | Elect Director Gerri T. Elliott | Management | For | For |
| 1g | Elect Director Jennifer A. LaClair | Management | For | For |
| 1h | Elect Director John D. Liu | Management | For | For |
| 1i | Elect Director James M. Loree | Management | For | For |
| 1j | Elect Director Harish Manwani | Management | For | For |
| 1k | Elect Director Patricia K. Poppe | Management | For | For |
| 1l | Elect Director Larry O. Spencer | Management | For | For |
| 1m | Elect Director Michael D. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WILLIAMS-SONOMA, INC. Meeting Date: JUN 02, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WSM Security ID: 969904101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laura Alber | Management | For | For |
| 1.2 | Elect Director Esi Eggleston Bracey | Management | For | For |
| 1.3 | Elect Director Scott Dahnke | Management | For | For |
| 1.4 | Elect Director Anne Mulcahy | Management | For | For |
| 1.5 | Elect Director William Ready | Management | For | For |
| 1.6 | Elect Director Sabrina Simmons | Management | For | For |
| 1.7 | Elect Director Frits van Paasschen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ZIONS BANCORPORATION, N.A. Meeting Date: APR 30, 2021 Record Date: FEB 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ZION Security ID: 989701107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Maria Contreras-Sweet | Management | For | For |
| 1B | Elect Director Gary L. Crittenden | Management | For | For |
| 1C | Elect Director Suren K. Gupta | Management | For | For |
| 1D | Elect Director Claire A. Huang | Management | For | For |
| 1E | Elect Director Vivian S. Lee | Management | For | For |
| 1F | Elect Director Scott J. McLean | Management | For | For |
| 1G | Elect Director Edward F. Murphy | Management | For | For |
| 1H | Elect Director Stephen D. Quinn | Management | For | For |
| 1I | Elect Director Harris H. Simmons | Management | For | For |
| 1J | Elect Director Aaron B. Skonnard | Management | For | For |
| 1K | Elect Director Barbara A. Yastine | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Principal Exchange-Traded Funds |
| (Registrant) |
By: | /s/ Kamal Bhatia |
| Kamal Bhatia |
| President and Chief Executive Officer |
|
|
Date: | August 26, 2021 |
