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SC 13G/A Filing
Alibaba Group Holding Limited (BABA) SC 13G/AMariaDB / Alibaba Group Holding ownership change
Filed: 14 Nov 24, 4:03pm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
MariaDB plc
(Name of Issuer)
Ordinary Shares, $0.01 nominal value per share
(Title of Class of Securities)
G5920M100
(CUSIP Number)
August 26, 2024
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ | Rule 13d-1(b) |
x | Rule 13d-1(c) |
¨ | Rule 13d-1(d) |
* | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. G5920M100
1. | Names of Reporting Persons
Alibaba Group Holding Limited
|
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) ¨
|
3. | SEC Use Only
|
4. | Citizenship or Place of Organization
Cayman Islands |
Number of | 5. | Sole Voting Power
0 |
6. | Shared Voting Power*
0 | |
7. | Sole Dispositive Power
0 | |
8. | Shared Dispositive Power*
0 |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person*
0 |
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
¨ |
11. | Percent of Class Represented by Amount in Row (9)*
0% |
12. | Type of Reporting Person (See Instructions)
CO |
* | See Item 4 below. |
Page 2
CUSIP No. G5920M100
1. | Names of Reporting Persons
Alibaba.com Limited
|
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) ¨
|
3. | SEC Use Only
|
4. | Citizenship or Place of Organization
Cayman Islands |
Number of | 5. | Sole Voting Power
0 |
6. | Shared Voting Power*
0 | |
7. | Sole Dispositive Power
0 | |
8. | Shared Dispositive Power*
0 |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person*
0 |
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
¨ |
11. | Percent of Class Represented by Amount in Row (9)*
0% |
12. | Type of Reporting Person (See Instructions)
CO |
* | See Item 4 below. |
Page 3
CUSIP No. G5920M100
1. | Names of Reporting Persons
Alibaba.com Investment Holding Limited
|
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) ¨
|
3. | SEC Use Only
|
4. | Citizenship or Place of Organization
British Virgin Islands |
Number of | 5. | Sole Voting Power
0 |
6. | Shared Voting Power*
0 | |
7. | Sole Dispositive Power
0 | |
8. | Shared Dispositive Power*
0 |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person*
0 |
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
¨ |
11. | Percent of Class Represented by Amount in Row (9)*
0% |
12. | Type of Reporting Person (See Instructions)
CO |
* | See Item 4 below. |
Page 4
CUSIP No. G5920M100
1. | Names of Reporting Persons
Alibaba.com International (Cayman) Holding Limited
|
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) ¨
|
3. | SEC Use Only
|
4. | Citizenship or Place of Organization
Cayman Islands |
Number of | 5. | Sole Voting Power
0 |
6. | Shared Voting Power*
0 | |
7. | Sole Dispositive Power
0 | |
8. | Shared Dispositive Power*
0 |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person*
0 |
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
¨ |
11. | Percent of Class Represented by Amount in Row (9)*
0% |
12. | Type of Reporting Person (See Instructions)
CO |
* | See Item 4 below. |
Page 5
CUSIP No. G5920M100
1. | Names of Reporting Persons
Alibaba.com Holding Limited
|
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) ¨
|
3. | SEC Use Only
|
4. | Citizenship or Place of Organization
Cayman Islands |
Number of | 5. | Sole Voting Power
0 |
6. | Shared Voting Power*
0 | |
7. | Sole Dispositive Power
0 | |
8. | Shared Dispositive Power*
0 |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person*
0 |
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
¨ |
11. | Percent of Class Represented by Amount in Row (9)*
0% |
12. | Type of Reporting Person (See Instructions)
CO |
* | See Item 4 below. |
Page 6
CUSIP No. G5920M100
1. | Names of Reporting Persons
Alibaba Singapore Holding Private Limited
|
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) ¨
|
3. | SEC Use Only
|
4. | Citizenship or Place of Organization
Singapore |
Number of | 5. | Sole Voting Power
0 |
6. | Shared Voting Power*
0 | |
7. | Sole Dispositive Power
0 | |
8. | Shared Dispositive Power*
0 |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person*
0 |
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
¨ |
11. | Percent of Class Represented by Amount in Row (9)*
0% |
12. | Type of Reporting Person (See Instructions)
CO |
* | See Item 4 below. |
Page 7
CUSIP No. G5920M100
1. | Names of Reporting Persons
Alibaba.com Singapore E-Commerce Private Limited
|
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) ¨
|
3. | SEC Use Only
|
4. | Citizenship or Place of Organization
Singapore |
Number of | 5. | Sole Voting Power
0 |
6. | Shared Voting Power*
0 | |
7. | Sole Dispositive Power
0 | |
8. | Shared Dispositive Power*
0 |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person*
0 |
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
¨ |
11. | Percent of Class Represented by Amount in Row (9)*
0% |
12. | Type of Reporting Person (See Instructions)
CO |
* | See Item 4 below. |
Page 8
CUSIP No. G5920M100
1. | Names of Reporting Persons
Alibaba.com (Europe) Limited
|
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) ¨
|
3. | SEC Use Only
|
4. | Citizenship or Place of Organization
United Kingdom |
Number of | 5. | Sole Voting Power
0 |
6. | Shared Voting Power*
0 | |
7. | Sole Dispositive Power
0 | |
8. | Shared Dispositive Power*
0 |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person*
0 |
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
¨ |
11. | Percent of Class Represented by Amount in Row (9)*
0% |
12. | Type of Reporting Person (See Instructions)
CO |
* | See Item 4 below. |
Page 9
Item 1.
(a) | Name of Issuer |
MariaDB plc
(b) | Address of Issuer’s Principal Executive Offices |
699 Veterans Blvd
Redwood City, CA 94063
Item 2.
(a) | Name of Person(s) Filing |
This statement is being filed jointly pursuant to §240.13d-1(k)(1) on behalf of each of the following persons (collectively, the “Reporting Persons”):
1. Alibaba Group Holding Limited
2. Alibaba.com Limited
3. Alibaba.com Investment Holding Limited
4. Alibaba.com International (Cayman) Holding Limited
5. Alibaba.com Holding Limited
6. Alibaba Singapore Holding Private Limited
7. Alibaba.com Singapore E-Commerce Private Limited
8. Alibaba.com (Europe) Limited
(b) | Address of Principal Business Office or, if none, Residence |
The principal business address of each of the Reporting Persons is as follows:
c/o Alibaba Group Services Limited
26/F Tower One, Times Square, 1 Matheson Street
Causeway Bay, Hong Kong
(c) | Citizenship |
1. Alibaba Group Holding Limited: Cayman Islands
2. Alibaba.com Limited: Cayman Islands
3. Alibaba.com Investment Holding Limited: British Virgin Islands
4. Alibaba.com International (Cayman) Holding Limited: Cayman Islands
5. Alibaba.com Holding Limited: Cayman Islands
6. Alibaba Singapore Holding Private Limited: Singapore
7. Alibaba.com Singapore E-Commerce Private Limited: Singapore
8. Alibaba.com (Europe) Limited: United Kingdom
(d) | Title of Class of Securities |
Ordinary Shares, $0.01 nominal value per share
(e) | CUSIP Number |
G5920M100
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
Not applicable.
Page 10
Item 4. | Ownership |
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1 (the “Issuer”).
(a), (b), and (c)
Reporting Persons | Number of Shares With Sole Voting and Dispositive Power | Number of Shares With Shared Voting and Dispositive Power | Aggregate Number of Shares Beneficially Owned | Percentage of Class Beneficially Owned | ||||||||||||
Alibaba Group Holding Limited | 0 | 0 | (1) | 0 | (1) | 0 | % | |||||||||
Alibaba.com Limited | 0 | 0 | (1) | 0 | (1) | 0 | % | |||||||||
Alibaba.com Investment Holding Limited | 0 | 0 | (1) | 0 | (1) | 0 | % | |||||||||
Alibaba.com International (Cayman) Holding Limited | 0 | 0 | (1) | 0 | (1) | 0 | % | |||||||||
Alibaba.com Holding Limited | 0 | 0 | (1) | 0 | (1) | 0 | % | |||||||||
Alibaba Singapore Holding Private Limited | 0 | 0 | (1) | 0 | (1) | 0 | % | |||||||||
Alibaba.com Singapore E-Commerce Private Limited | 0 | 0 | (1) | 0 | (1) | 0 | % | |||||||||
Alibaba.com (Europe) Limited | 0 | 0 | (1) | 0 | (1) | 0 | % |
(1) | This Amendment No. 1 amends the Statement on Schedule 13G filed by the Reporting Persons on February 3, 2023 and follows completion of the Buy Out as referenced and defined in the Form 15 filed by the Issuer with the Securities and Exchange Commission on September 5, 2024. As a result of the completion of the Buy Out on August 26, 2024, the Reporting Persons ceased to be a beneficial owner of the Issuer’s Ordinary Shares. |
Item 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☒.
Item 6. | Ownership of More than Five Percent on Behalf of Another Person |
Not applicable.
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person |
Not applicable.
Page 11
Item 8. | Identification and Classification of Members of the Group |
Not applicable.
Item 9. | Notice of Dissolution of Group |
Not applicable.
Item 10. | Certification |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.
Page 12
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: November 14, 2024
ALIBABA GROUP HOLDING LIMITED | ||
By: | /s/ Kevin Jinwei ZHANG | |
Name: | Kevin Jinwei ZHANG | |
Title: | Company Secretary |
ALIBABA.COM LIMITED | ||
By: | /s/ Kevin Jinwei ZHANG | |
Name: | Kevin Jinwei ZHANG | |
Title: | Director |
ALIBABA.COM INVESTMENT HOLDING LIMITED | ||
By: | /s/ Kevin Jinwei ZHANG | |
Name: | Kevin Jinwei ZHANG | |
Title: | Director |
ALIBABA.COM INTERNATIONAL (CAYMAN) HOLDING LIMITED | ||
By: | /s/ Lei Jin | |
Name: | Lei Jin | |
Title: | Authorized Signatory |
ALIBABA.COM HOLDING LIMITED | ||
By: | /s/ Lei Jin | |
Name: | Lei Jin | |
Title: | Authorized Signatory |
ALIBABA SINGAPORE HOLDING PRIVATE LIMITED | ||
By: | /s/ Lei Jin | |
Name: | Lei Jin | |
Title: | Authorized Signatory |
ALIBABA.COM SINGAPORE E-COMMERCE PRIVATE LIMITED | ||
By: | /s/ Lei Jin | |
Name: | Lei Jin | |
Title: | Authorized Signatory |
ALIBABA.COM (EUROPE) LIMITED | ||
By: | /s/ Chen Yingjie | |
Name: | Chen Yingjie | |
Title: | Authorized Signatory |
Page 13
Exhibit Index
Exhibit 1 Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Act.
Page 14