UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
Syntax ETF Trust
(Exact name of registrant as specified in its charter)
| Delaware | See Below |
| (State of incorporation or organization) | (I.R.S. Employer Identification number) |
| | |
One Liberty Plaza, 46th Floor New York, NY | 10006 |
| (Address of principal executive offices) | (Zip Code) |
| | |
Securities to be registered pursuant to Section 12(b) of the Exchange Act:
Title of Each Class to be Registered | Name of the Exchange on Which Each Class is to be so Registered | I.R.S. Employer Identification Number |
| Syntax Stratified U.S. Total Market ETF | NYSE Arca | 84-4643440 |
| Syntax Stratified U.S. Total Market Hedged ETF | NYSE Arca | 84-4696217 |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box: [X]
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box: [ ]
Securities Act registration statement file number to which this form relates: 333-215607
Securities to be registered pursuant to Section 12(g) of the Act: None
| Item 1. | Description of Registrant's Securities to be Registered: |
1. A description of the shares of beneficial interest, no par value, of the Syntax Stratified U.S. Total Market ETF, an investment portfolio of the Syntax ETF Trust (the “Trust”), to be registered hereunder is set forth in Post-Effective Amendment No. 10 to the Trust’s Registration Statement under the Securities Act of 1933 and Amendment No. 16 to the Trust’s Registration Statement under the Investment Company Act of 1940 (Commission File Nos. 333-215607; 811-23227) filed on February 27, 2020, which description is incorporated herein by reference as filed with the Securities and Exchange Commission.
2. A description of the shares of beneficial interest, no par value, of the Syntax Stratified U.S. Total Market Hedged ETF, an investment portfolio of the Syntax ETF Trust (the “Trust”), to be registered hereunder is set forth in Post-Effective Amendment No. 14 to the Trust’s Registration Statement under the Securities Act of 1933 and Amendment No. 20 to the Trust’s Registration Statement under the Investment Company Act of 1940 (Commission File Nos. 333-215607; 811-23227) filed on April 22, 2020, which description is incorporated herein by reference as filed with the Securities and Exchange Commission.
| (a) | Registrant’s Declaration of Trust, incorporated herein by reference to Exhibit (a) to the Registrant’s Initial Registration Statement on Form N-1A, as filed with the SEC on January 18, 2017. |
| (b) | Registrant’s Amended and Restated By-laws, incorporated herein by reference to Exhibit (b) to the Registrant’s Post-Effective Amendment No. 2 filing, as filed with the SEC on April 25, 2019. |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this Registration Statement to be signed in the City of New York and State of New York on the 21st day of May, 2020.
Rory Riggs
Chief Executive Officer
