UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22930
USCF ETF Trust
(Exact name of registrant as specified in charter)
1850 Mt. Diablo Blvd., Suite 640
Walnut Creek, CA 94596
(Address of principal executive offices) (Zip code)
USCF Advisers LLC
Mr. Stuart Crumbaugh
1850 Mt. Diablo Blvd., Suite 640
Walnut Creek, CA 94596
(Name and address of agent for service)
Registrant’s telephone number, including area code: 510-522-9600
Date of fiscal year end: June 30
Date of reporting period: July 1, 2020 – June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORD:
The following 2 Series of the Registrant held voting securities during the reporting period. Their voting records are included herein.
USCF SummerHaven SHPEI Index Fund
USCF Midstream Energy Income Fund
The following Series of the Registrant did not hold any voting securities and accordingly did not vote any proxies during the reporting period:
USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2020 TO JUNE 30, 2021
Vote Summary Report
Date range covered: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): USCF SummerHaven SHPEI Index Fund
| Mammoth Energy Services, Inc. | ||
| Meeting Date: 07/02/2020 | Country: USA | Primary Security ID: 56155L108 |
| Record Date: 06/03/2020 | Meeting Type: Annual | Ticker: TUSK |
| Primary CUSIP: 56155L108 | ||
| Shares Voted: 14,493 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1.1 | Elect Director Arthur Amron | Mgmt | For | Yes | Against | Yes |
| 1.2 | Elect Director Arty Straehla | Mgmt | For | Yes | Against | Yes |
| 1.3 | Elect Director James Palm | Mgmt | For | Yes | Against | Yes |
| 1.4 | Elect Director Arthur Smith | Mgmt | For | Yes | Against | Yes |
| 1.5 | Elect Director Paul Jacobi | Mgmt | For | Yes | Against | Yes |
| 2 | Amend Omnibus Stock Plan | Mgmt | For | Yes | For | No |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Yes | For | No |
| 4 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | Yes | For | No |
| Contura Energy, Inc. | ||
| Meeting Date: 07/15/2020 | Country: USA | Primary Security ID: 21241B100 |
| Record Date: 05/26/2020 | Meeting Type: Annual | Ticker: CTRA |
| Primary CUSIP: 21241B100 | ||
| Shares Voted: 2,135 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1a | Elect Director Albert E. Ferrara, Jr. | Mgmt | For | Yes | Withhold | Yes |
| 1b | Elect Director Daniel J. Geiger | Mgmt | For | Yes | Withhold | Yes |
| 1c | Elect Director John E. Lushefski | Mgmt | For | Yes | Withhold | Yes |
| 1d | Elect Director Emily S. Medine | Mgmt | For | Yes | For | No |
| 1e | Elect Director David J. Stetson | Mgmt | For | Yes | For | No |
| 1f | Elect Director Scott D. Vogel | Mgmt | For | Yes | For | No |
| 2 | Ratify RSM US LLP as Auditors | Mgmt | For | Yes | For | No |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Yes | For | No |
Vote Summary Report
Date range covered: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): USCF SummerHaven SHPEI Index Fund
| Ennis, Inc. | ||
| Meeting Date: 07/16/2020 | Country: USA | Primary Security ID: 293389102 |
| Record Date: 05/18/2020 | Meeting Type: Annual | Ticker: EBF |
| Primary CUSIP: 293389102 | ||
| Shares Voted: 5,212 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1.1 | Elect Director Aaron Carter | Mgmt | For | Yes | For | No |
| 1.2 | Elect Director Gary S. Mozina | Mgmt | For | Yes | Against | Yes |
| 1.3 | Elect Director Keith S. Walters | Mgmt | For | Yes | Against | Yes |
| 2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | Yes | For | No |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Yes | Against | Yes |
| 4 | Other Business | Mgmt | For | Yes | Against | Yes |
| Columbus McKinnon Corporation | ||
| Meeting Date: 07/20/2020 | Country: USA | Primary Security ID: 199333105 |
| Record Date: 06/01/2020 | Meeting Type: Annual | Ticker: CMCO |
| Primary CUSIP: 199333105 | ||
| Shares Voted: 2,605 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1.1 | Elect Director Richard H. Fleming | Mgmt | For | Yes | For | No |
| 1.2 | Elect Director David J. Wilson | Mgmt | For | Yes | For | No |
| 1.3 | Elect Director Nicholas T. Pinchuk | Mgmt | For | Yes | For | No |
| 1.4 | Elect Director Liam G. McCarthy | Mgmt | For | Yes | For | No |
| 1.5 | Elect Director R. Scott Trumbull | Mgmt | For | Yes | For | No |
| 1.6 | Elect Director Heath A. Mitts | Mgmt | For | Yes | For | No |
| 1.7 | Elect Director Kathryn V. Roedel | Mgmt | For | Yes | For | No |
| 1.8 | Elect Director Aziz S. Aghili | Mgmt | For | Yes | For | No |
| 1.9 | Elect Director Jeanne Beliveau-Dunn | Mgmt | For | Yes | For | No |
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | Yes | For | No |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Yes | For | No |
Vote Summary Report
Date range covered: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): USCF SummerHaven SHPEI Index Fund
| Willis Lease Finance Corporation | ||
| Meeting Date: 07/21/2020 | Country: USA | Primary Security ID: 970646105 |
| Record Date: 06/10/2020 | Meeting Type: Annual | Ticker: WLFC |
| Primary CUSIP: 970646105 | ||
| Shares Voted: 1,807 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1 | Elect Director Rae Ann McKeating | Mgmt | For | Yes | For | No |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Yes | Against | Yes |
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | Yes | For | No |
| Carter Bank & Trust | ||
| Meeting Date: 07/22/2020 | Country: USA | Primary Security ID: 146102108 |
| Record Date: 05/15/2020 | Meeting Type: Annual | Ticker: CARE |
| Primary CUSIP: 146102108 | ||
| Shares Voted: 5,387 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1.1 | Elect Director Michael R. Bird | Mgmt | For | Yes | For | No |
| 1.2 | Elect Director Robert W. Conner | Mgmt | For | Yes | For | No |
| 1.3 | Elect Director Gregory W. Feldmann | Mgmt | For | Yes | For | No |
| 1.4 | Elect Director Chester A. Gallimore | Mgmt | For | Yes | For | No |
| 1.5 | Elect Director Charles E. Hall | Mgmt | For | Yes | For | No |
| 1.6 | Elect Director James W. Haskins | Mgmt | For | Yes | For | No |
| 1.7 | Elect Director Phyllis Q. Karavatakis | Mgmt | For | Yes | For | No |
| 1.8 | Elect Director Lanny A. Kyle | Mgmt | For | Yes | For | No |
| 1.9 | Elect Director E. Warren Matthews | Mgmt | For | Yes | For | No |
| 1.10 | Elect Director Catharine L. Midkiff | Mgmt | For | Yes | For | No |
| 1.11 | Elect Director Joseph E. Pigg | Mgmt | For | Yes | For | No |
| 1.12 | Elect Director Litz H. Van Dyke | Mgmt | For | Yes | For | No |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Yes | For | No |
| 3 | Ratify Crowe LLP as Auditors | Mgmt | For | Yes | For | No |
| 4 | Authorize New Class of Preferred Stock | Mgmt | For | Yes | Against | Yes |
| 5 | Adjourn Meeting | Mgmt | For | Yes | Against | Yes |
Vote Summary Report
Date range covered: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): USCF SummerHaven SHPEI Index Fund
| EQT Corporation | ||
| Meeting Date: 07/23/2020 | Country: USA | Primary Security ID: 26884L109 |
| Record Date: 06/29/2020 | Meeting Type: Special | Ticker: EQT |
| Primary CUSIP: 26884L109 | ||
| Shares Voted: 228 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1 | Increase Authorized Common Stock | Mgmt | For | Yes | For | No |
| 2 | Adjourn Meeting | Mgmt | For | Yes | For | No |
| Modine Manufacturing Company | ||
| Meeting Date: 07/23/2020 | Country: USA | Primary Security ID: 607828100 |
| Record Date: 05/29/2020 | Meeting Type: Annual | Ticker: MOD |
| Primary CUSIP: 607828100 | ||
| Shares Voted: 7,549 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1a | Elect Director Eric D. Ashleman | Mgmt | For | Yes | For | No |
| 1b | Elect Director Larry O. Moore | Mgmt | For | Yes | For | No |
| 1c | Elect Director Marsha C. Williams | Mgmt | For | Yes | For | No |
| 2 | Approve Omnibus Stock Plan | Mgmt | For | Yes | For | No |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Yes | For | No |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | Yes | For | No |
| OP Bancorp | ||
| Meeting Date: 07/23/2020 | Country: USA | Primary Security ID: 67109R109 |
| Record Date: 05/29/2020 | Meeting Type: Annual | Ticker: OPBK |
| Primary CUSIP: 67109R109 | ||
| Shares Voted: 10,845 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1.1 | Elect Director Brian Choi | Mgmt | For | Yes | For | No |
| 1.2 | Elect Director Ernest E. Dow | Mgmt | For | Yes | For | No |
| 1.3 | Elect Director Jason Hwang | Mgmt | For | Yes | For | No |
| 1.4 | Elect Director Soo Hun Jung | Mgmt | For | Yes | For | No |
| 1.5 | Elect Director Min J. Kim | Mgmt | For | Yes | For | No |
| 1.6 | Elect Director Ock Hee Kim | Mgmt | For | Yes | For | No |
| 1.7 | Elect Director Myung Ja (Susan) Park | Mgmt | For | Yes | For | No |
| 1.8 | Elect Director Yong Sin Shin | Mgmt | For | Yes | For | No |
| 2 | Ratify Crowe LLP as Auditors | Mgmt | For | Yes | For | No |
Vote Summary Report
Date range covered: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): USCF SummerHaven SHPEI Index Fund
| PetMed Express, Inc. | ||
| Meeting Date: 07/31/2020 | Country: USA | Primary Security ID: 716382106 |
| Record Date: 06/01/2020 | Meeting Type: Annual | Ticker: PETS |
| Primary CUSIP: 716382106 | ||
| Shares Voted: 6,909 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1a | Elect Director Menderes Akdag | Mgmt | For | Yes | For | No |
| 1b | Elect Director Leslie C.G. Campbell | Mgmt | For | Yes | For | No |
| 1c | Elect Director Frank J. Formica | Mgmt | For | Yes | For | No |
| 1d | Elect Director Gian M. Fulgoni | Mgmt | For | Yes | For | No |
| 1e | Elect Director Ronald J. Korn | Mgmt | For | Yes | For | No |
| 1f | Elect Director Robert C. Schweitzer | Mgmt | For | Yes | For | No |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Yes | For | No |
| 3 | Ratify RSM US LLP as Auditors | Mgmt | For | Yes | For | No |
| Universal Corporation | ||
| Meeting Date: 08/04/2020 | Country: USA | Primary Security ID: 913456109 |
| Record Date: 06/09/2020 | Meeting Type: Annual | Ticker: UVV |
| Primary CUSIP: 913456109 | ||
| Shares Voted: 1,757 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1.1 | Elect Director George C. Freeman, III | Mgmt | For | Yes | For | No |
| 1.2 | Elect Director Lennart R. Freeman | Mgmt | For | Yes | For | No |
| 1.3 | Elect Director Jacqueline T. Williams | Mgmt | For | Yes | For | No |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Yes | For | No |
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | Yes | For | No |
Vote Summary Report
Date range covered: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): USCF SummerHaven SHPEI Index Fund
| Vista Outdoor Inc. | ||
| Meeting Date: 08/04/2020 | Country: USA | Primary Security ID: 928377100 |
| Record Date: 06/11/2020 | Meeting Type: Annual | Ticker: VSTO |
| Primary CUSIP: 928377100 | ||
| Shares Voted: 12,277 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1a | Elect Director Tig H. Krekel | Mgmt | For | Yes | For | No |
| 1b | Elect Director Gary L. McArthur | Mgmt | For | Yes | For | No |
| 1c | Elect Director Mark A. Gottfredson | Mgmt | For | Yes | For | No |
| 1d | Elect Director Christopher T. Metz | Mgmt | For | Yes | For | No |
| 1e | Elect Director Michael D. Robinson | Mgmt | For | Yes | For | No |
| 1f | Elect Director Frances P. Philip | Mgmt | For | Yes | For | No |
| 1g | Elect Director Lynn M. Utter | Mgmt | For | Yes | For | No |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Yes | For | No |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | Yes | For | No |
| 4 | Approve Omnibus Stock Plan | Mgmt | For | Yes | For | No |
| Verso Corporation | ||
| Meeting Date: 08/05/2020 | Country: USA | Primary Security ID: 92531L207 |
| Record Date: 06/17/2020 | Meeting Type: Annual | Ticker: VRS |
| Primary CUSIP: 92531L207 | ||
| Shares Voted: 145 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1a | Elect Director Robert K. Beckler | Mgmt | For | Yes | For | No |
| 1b | Elect Director Marvin Cooper | Mgmt | For | Yes | For | No |
| 1c | Elect Director Sean T. Erwin | Mgmt | For | Yes | For | No |
| 1d | Elect Director Jeffrey E. Kirt | Mgmt | For | Yes | For | No |
| 1e | Elect Director Randy J. Nebel | Mgmt | For | Yes | For | No |
| 1f | Elect Director Adam St. John | Mgmt | For | Yes | For | No |
| 1g | Elect Director Nancy M. Taylor | Mgmt | For | Yes | For | No |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Yes | For | No |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | Yes | For | No |
Vote Summary Report
Date range covered: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): USCF SummerHaven SHPEI Index Fund
| The Container Store Group, Inc. | ||
| Meeting Date: 08/26/2020 | Country: USA | Primary Security ID: 210751103 |
| Record Date: 07/02/2020 | Meeting Type: Annual | Ticker: TCS |
| Primary CUSIP: 210751103 | ||
| Shares Voted: 454 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1.1 | Elect Director Robert E. Jordan | Mgmt | For | Yes | For | No |
| 1.2 | Elect Director Jonathan D. Sokoloff | Mgmt | For | Yes | Withhold | Yes |
| 1.3 | Elect Director Caryl Stern | Mgmt | For | Yes | For | No |
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | Yes | For | No |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Yes | For | No |
| Acorda Therapeutics, Inc. | ||
| Meeting Date: 08/28/2020 | Country: USA | Primary Security ID: 00484M106 |
| Record Date: 06/29/2020 | Meeting Type: Special | Ticker: ACOR |
| Primary CUSIP: 00484M106 | ||
| Shares Voted: 481 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1 | Increase Authorized Common Stock | Mgmt | For | Yes | For | No |
| 2 | Approve Reverse Stock Split | Mgmt | For | Yes | For | No |
| 3 | Adjourn Meeting | Mgmt | For | Yes | For | No |
| La-Z-Boy Incorporated | ||
| Meeting Date: 09/01/2020 | Country: USA | Primary Security ID: 505336107 |
| Record Date: 07/07/2020 | Meeting Type: Annual | Ticker: LZB |
| Primary CUSIP: 505336107 | ||
| Shares Voted: 114 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1.1 | Elect Director Kurt L. Darrow | Mgmt | For | Yes | For | No |
| 1.2 | Elect Director Sarah M. Gallagher | Mgmt | For | Yes | For | No |
| 1.3 | Elect Director Janet E. Kerr | Mgmt | For | Yes | For | No |
| 1.4 | Elect Director Michael T. Lawton | Mgmt | For | Yes | For | No |
| 1.5 | Elect Director H. George Levy | Mgmt | For | Yes | For | No |
| 1.6 | Elect Director W. Alan McCollough | Mgmt | For | Yes | For | No |
| 1.7 | Elect Director Rebecca L. O'Grady | Mgmt | For | Yes | For | No |
| 1.8 | Elect Director Lauren B. Peters | Mgmt | For | Yes | For | No |
| 1.9 | Elect Director Nido R. Qubein | Mgmt | For | Yes | For | No |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | Yes | For | No |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Yes | For | No |
Vote Summary Report
Date range covered: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): USCF SummerHaven SHPEI Index Fund
| MEDNAX, Inc. | ||
| Meeting Date: 09/09/2020 | Country: USA | Primary Security ID: 58502B106 |
| Record Date: 07/02/2020 | Meeting Type: Annual | Ticker: MD |
| Primary CUSIP: 58502B106 | ||
| Shares Voted: 144 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1.1 | Elect Director Karey D. Barker | Mgmt | For | Yes | For | No |
| 1.2 | Elect Director Waldemar A. Carlo | Mgmt | For | Yes | Withhold | Yes |
| 1.3 | Elect Director Paul G. Gabos | Mgmt | For | Yes | For | No |
| 1.4 | Elect Director Manuel Kadre | Mgmt | For | Yes | Withhold | Yes |
| 1.5 | Elect Director Thomas A. McEachin | Mgmt | For | Yes | For | No |
| 1.6 | Elect Director Roger J. Medel | Mgmt | For | Yes | For | No |
| 1.7 | Elect Director Mark S. Ordan | Mgmt | For | Yes | For | No |
| 1.8 | Elect Director Michael A. Rucker | Mgmt | For | Yes | For | No |
| 1.9 | Elect Director Guy P. Sansone | Mgmt | For | Yes | For | No |
| 1.10 | Elect Director John M. Starcher, Jr. | Mgmt | For | Yes | For | No |
| 1.11 | Elect Director Shirley A. Weis | Mgmt | For | Yes | For | No |
| 2 | Change Company Name to Pediatrix Medical Group, Inc. | Mgmt | For | Yes | For | No |
| 3 | Amend Articles of Incorporation to Change Company Name of MEDNAX Services, Inc., a Subsidiary of the Company, to PMG Services, Inc. | Mgmt | For | Yes | For | No |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | Yes | For | No |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Yes | Against | Yes |
| NetApp, Inc. | ||
| Meeting Date: 09/10/2020 | Country: USA | Primary Security ID: 64110D104 |
| Record Date: 07/17/2020 | Meeting Type: Annual | Ticker: NTAP |
| Primary CUSIP: 64110D104 | ||
| Shares Voted: 83 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1a | Elect Director T. Michael Nevens | Mgmt | For | Yes | For | No |
| 1b | Elect Director Deepak Ahuja | Mgmt | For | Yes | For | No |
| 1c | Elect Director Gerald Held | Mgmt | For | Yes | For | No |
| 1d | Elect Director Kathryn M. Hill | Mgmt | For | Yes | For | No |
| 1e | Elect Director Deborah L. Kerr | Mgmt | For | Yes | For | No |
| 1f | Elect Director George Kurian | Mgmt | For | Yes | For | No |
| 1g | Elect Director Scott F. Schenkel | Mgmt | For | Yes | For | No |
| 1h | Elect Director George T. Shaheen | Mgmt | For | Yes | For | No |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Yes | For | No |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | Yes | For | No |
| 4 | Provide Right to Act by Written Consent | Share Holder | Against | Yes | For | Yes |
Vote Summary Report
Date range covered: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): USCF SummerHaven SHPEI Index Fund
| Ebix, Inc. | ||
| Meeting Date: 09/14/2020 | Country: USA | Primary Security ID: 278715206 |
| Record Date: 08/12/2020 | Meeting Type: Annual | Ticker: EBIX |
| Primary CUSIP: 278715206 | ||
| Shares Voted: 176 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1.1 | Elect Director Robin Raina | Mgmt | For | Yes | For | No |
| 1.2 | Elect Director Hans U. Benz | Mgmt | For | Yes | For | No |
| 1.3 | Elect Director Pavan Bhalla | Mgmt | For | Yes | For | No |
| 1.4 | Elect Director Neil D. Eckert | Mgmt | For | Yes | Withhold | Yes |
| 1.5 | Elect Director George W. Hebard, III | Mgmt | For | Yes | For | No |
| 1.6 | Elect Director Rolf Herter | Mgmt | For | Yes | For | No |
| 1.7 | Elect Director Hans Ueli Keller | Mgmt | For | Yes | For | No |
| 2 | Approve Omnibus Stock Plan | Mgmt | For | Yes | Against | Yes |
| 3 | Ratify RSM US LLP as Auditors | Mgmt | For | Yes | For | No |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Yes | Against | Yes |
| Patterson Companies, Inc. | ||
| Meeting Date: 09/14/2020 | Country: USA | Primary Security ID: 703395103 |
| Record Date: 07/17/2020 | Meeting Type: Annual | Ticker: PDCO |
| Primary CUSIP: 703395103 | ||
| Shares Voted: 154 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1a | Elect Director John D. Buck | Mgmt | For | Yes | For | No |
| 1b | Elect Director Alex N. Blanco | Mgmt | For | Yes | For | No |
| 1c | Elect Director Jody H. Feragen | Mgmt | For | Yes | For | No |
| 1d | Elect Director Robert C. Frenzel | Mgmt | For | Yes | For | No |
| 1e | Elect Director Francis J. Malecha | Mgmt | For | Yes | For | No |
| 1f | Elect Director Ellen A. Rudnick | Mgmt | For | Yes | For | No |
| 1g | Elect Director Neil A. Schrimsher | Mgmt | For | Yes | For | No |
| 1h | Elect Director Mark S. Walchirk | Mgmt | For | Yes | For | No |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Yes | For | No |
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | Yes | For | No |
Vote Summary Report
Date range covered: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): USCF SummerHaven SHPEI Index Fund
| Methode Electronics, Inc. | ||
| Meeting Date: 09/16/2020 | Country: USA | Primary Security ID: 591520200 |
| Record Date: 07/20/2020 | Meeting Type: Annual | Ticker: MEI |
| Primary CUSIP: 591520200 | ||
| Shares Voted: 126 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1a | Elect Director Walter J. Aspatore | Mgmt | For | Yes | For | No |
| 1b | Elect Director David P. Blom | Mgmt | For | Yes | For | No |
| 1c | Elect Director Therese M. Bobek | Mgmt | For | Yes | For | No |
| 1d | Elect Director Brian J. Cadwallader | Mgmt | For | Yes | For | No |
| 1e | Elect Director Bruce K. Crowther | Mgmt | For | Yes | For | No |
| 1f | Elect Director Darren M. Dawson | Mgmt | For | Yes | For | No |
| 1g | Elect Director Donald W. Duda | Mgmt | For | Yes | For | No |
| 1h | Elect Director Mary A. Lindsey | Mgmt | For | Yes | For | No |
| 1i | Elect Director Angelo V. Pantaleo | Mgmt | For | Yes | For | No |
| 1j | Elect Director Mark D. Schwabero | Mgmt | For | Yes | For | No |
| 1k | Elect Director Lawrence B. Skatoff | Mgmt | For | Yes | For | No |
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | Yes | For | No |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Yes | For | No |
| Korn Ferry | ||
| Meeting Date: 09/23/2020 | Country: USA | Primary Security ID: 500643200 |
| Record Date: 07/29/2020 | Meeting Type: Annual | Ticker: KFY |
| Primary CUSIP: 500643200 | ||
| Shares Voted: 132 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1a | Elect Director Doyle N. Beneby | Mgmt | For | Yes | For | No |
| 1b | Elect Director Gary D. Burnison | Mgmt | For | Yes | For | No |
| 1c | Elect Director Christina A. Gold | Mgmt | For | Yes | For | No |
| 1d | Elect Director Jerry P. Leamon | Mgmt | For | Yes | For | No |
| 1e | Elect Director Angel R. Martinez | Mgmt | For | Yes | For | No |
| 1f | Elect Director Debra J. Perry | Mgmt | For | Yes | For | No |
| 1g | Elect Director Lori J. Robinson | Mgmt | For | Yes | For | No |
| 1h | Elect Director George T. Shaheen | Mgmt | For | Yes | For | No |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Yes | For | No |
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | Yes | For | No |
Vote Summary Report
Date range covered: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): USCF SummerHaven SHPEI Index Fund
| AAR Corp. | ||
| Meeting Date: 10/07/2020 | Country: USA | Primary Security ID: 000361105 |
| Record Date: 08/12/2020 | Meeting Type: Annual | Ticker: AIR |
| Primary CUSIP: 000361105 | ||
| Shares Voted: 197 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1a | Elect Director H. John Gilbertson, Jr. | Mgmt | For | Yes | For | No |
| 1b | Elect Director Robert F. Leduc | Mgmt | For | Yes | For | No |
| 1c | Elect Director Duncan J. McNabb | Mgmt | For | Yes | For | No |
| 1d | Elect Director Peter Pace | Mgmt | For | Yes | For | No |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Yes | For | No |
| 3 | Amend Omnibus Stock Plan | Mgmt | For | Yes | For | No |
| 4 | Ratify KPMG LLP as Auditors | Mgmt | For | Yes | For | No |
| Viad Corp | ||
| Meeting Date: 10/07/2020 | Country: USA | Primary Security ID: 92552R406 |
| Record Date: 09/02/2020 | Meeting Type: Special | Ticker: VVI |
| Primary CUSIP: 92552R406 | ||
| Shares Voted: 227 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1 | Approve Issuance of Shares for a Private Placement | Mgmt | For | Yes | For | No |
| 2 | Approve the Preferred Stock Rights Proposal | Mgmt | For | Yes | For | No |
| 3 | Adjourn Meeting | Mgmt | For | Yes | For | No |
| Herman Miller, Inc. | ||
| Meeting Date: 10/12/2020 | Country: USA | Primary Security ID: 600544100 |
| Record Date: 08/14/2020 | Meeting Type: Annual | Ticker: MLHR |
| Primary CUSIP: 600544100 | ||
| Shares Voted: 166 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1.1 | Elect Director Mary Vermeer Andringa | Mgmt | For | Yes | For | No |
| 1.2 | Elect Director Andi R. Owen | Mgmt | For | Yes | For | No |
| 1.3 | Elect Director Candace S. Matthews | Mgmt | For | Yes | For | No |
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | Yes | For | No |
| 3 | Approve Omnibus Stock Plan | Mgmt | For | Yes | For | No |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Yes | For | No |
Vote Summary Report
Date range covered: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): USCF SummerHaven SHPEI Index Fund
| Texas Capital Bancshares, Inc. | ||
| Meeting Date: 10/20/2020 | Country: USA | Primary Security ID: 88224Q107 |
| Record Date: 08/28/2020 | Meeting Type: Annual | Ticker: TCBI |
| Primary CUSIP: 88224Q107 | ||
| Shares Voted: 135 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1.1 | Elect Director Larry L. Helm | Mgmt | For | Yes | For | No |
| 1.2 | Elect Director James H. Browning | Mgmt | For | Yes | For | No |
| 1.3 | Elect Director Jonathan E. Baliff | Mgmt | For | Yes | For | No |
| 1.4 | Elect Director David S. Huntley | Mgmt | For | Yes | For | No |
| 1.5 | Elect Director Charles S. Hyle | Mgmt | For | Yes | For | No |
| 1.6 | Elect Director Elysia Holt Ragusa | Mgmt | For | Yes | For | No |
| 1.7 | Elect Director Steven P. Rosenberg | Mgmt | For | Yes | For | No |
| 1.8 | Elect Director Robert W. Stallings | Mgmt | For | Yes | For | No |
| 1.9 | Elect Director Dale W. Tremblay | Mgmt | For | Yes | For | No |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Yes | For | No |
| 3 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | Yes | For | No |
| 4 | Increase Ownership Threshold for Shareholders to Call Special Meeting *Withdrawn Resolution* |
| Tapestry, Inc. | ||
| Meeting Date: 11/05/2020 | Country: USA | Primary Security ID: 876030107 |
| Record Date: 09/08/2020 | Meeting Type: Annual | Ticker: TPR |
| Primary CUSIP: 876030107 | ||
| Shares Voted: 284 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1a | Elect Director John P. Bilbrey | Mgmt | For | Yes | For | No |
| 1b | Elect Director Darrell Cavens | Mgmt | For | Yes | For | No |
| 1c | Elect Director David Denton | Mgmt | For | Yes | For | No |
| 1d | Elect Director Anne Gates | Mgmt | For | Yes | For | No |
| 1e | Elect Director Susan Kropf | Mgmt | For | Yes | For | No |
| 1f | Elect Director Annabelle Yu Long | Mgmt | For | Yes | For | No |
| 1g | Elect Director Ivan Menezes | Mgmt | For | Yes | For | No |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | Yes | For | No |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Yes | For | No |
| 4 | Amend Omnibus Stock Plan | Mgmt | For | Yes | Against | Yes |
Vote Summary Report
Date range covered: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): USCF SummerHaven SHPEI Index Fund
| Avnet, Inc. | ||
| Meeting Date: 11/17/2020 | Country: USA | Primary Security ID: 053807103 |
| Record Date: 09/18/2020 | Meeting Type: Annual | Ticker: AVT |
| Primary CUSIP: 053807103 | ||
| Shares Voted: 133 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1a | Elect Director Rodney C. Adkins | Mgmt | For | Yes | For | No |
| 1b | Elect Director Carlo Bozotti | Mgmt | For | Yes | For | No |
| 1c | Elect Director Michael A. Bradley | Mgmt | For | Yes | For | No |
| 1d | Elect Director Brenda L. Freeman | Mgmt | For | Yes | For | No |
| 1e | Elect Director Jo Ann Jenkins | Mgmt | For | Yes | For | No |
| 1f | Elect Director Oleg Khaykin | Mgmt | For | Yes | For | No |
| 1g | Elect Director James A. Lawrence | Mgmt | For | Yes | For | No |
| 1h | Elect Director Avid Modjtabai | Mgmt | For | Yes | For | No |
| 1i | Elect Director Adalio T. Sanchez | Mgmt | For | Yes | For | No |
| 1j | Elect Director William H. Schumann, III | Mgmt | For | Yes | For | No |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Yes | For | No |
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | Yes | For | No |
| Myriad Genetics, Inc. | ||
| Meeting Date: 12/04/2020 | Country: USA | Primary Security ID: 62855J104 |
| Record Date: 10/07/2020 | Meeting Type: Annual | Ticker: MYGN |
| Primary CUSIP: 62855J104 | ||
| Shares Voted: 305 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1.1 | Elect Director Rashmi Kumar | Mgmt | For | Yes | For | No |
| 1.2 | Elect Director Dennis H. Langer | Mgmt | For | Yes | For | No |
| 1.3 | Elect Director Lee N. Newcomer | Mgmt | For | Yes | For | No |
| 2 | Amend Restricted Stock Plan | Mgmt | For | Yes | For | No |
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | Yes | For | No |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Yes | For | No |
Vote Summary Report
Date range covered: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): USCF SummerHaven SHPEI Index Fund
| Fabrinet | ||
| Meeting Date: 12/10/2020 | Country: Cayman Islands | Primary Security ID: G3323L100 |
| Record Date: 10/14/2020 | Meeting Type: Annual | Ticker: FN |
| Primary CUSIP: G3323L100 | ||
| Shares Voted: 54 | ||
| Vote | ||||||
| Proposal | Voting | Vote | Against | |||
| Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | Mgmt |
| 1.1 | Elect Director Seamus Grady | Mgmt | For | Yes | For | No |
| 1.2 | Elect Director Thomas F. Kelly | Mgmt | For | Yes | For | No |
| 2 | Ratify PricewaterhouseCoopers ABAS Ltd. as Auditors | Mgmt | For | Yes | For | No |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Yes | For | No |
| Votes Against Management Report |
Date range covered: 07/01/2020 to 06/30/2021 Institution Account(s): USCF Midstream Energy Income Fund (ETF) |
| Cheniere Energy, Inc. |
| Meeting Date: 05/13/2021 | Country: USA | Primary Security ID: 16411R208 |
| Record Date: 03/29/2021 | Meeting Type: Annual | Ticker: LNG |
| Primary CUSIP: 16411R208 | ||
| Shares Voted: 1,089 | ||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | Vote |
| 1a | Elect Director G. Andrea Botta | Mgmt | For | Against | Against | Yes |
| 1c | Elect Director Vicky A. Bailey | Mgmt | For | Against | Against | Yes |
| 1d | Elect Director Nuno Brandolini | Mgmt | For | Against | Against | Yes |
| 1g | Elect Director Andrew Langham | Mgmt | For | Against | Against | Yes |
| 1h | Elect Director Donald F. Robillard, Jr. | Mgmt | For | Against | Against | Yes |
| 1i | Elect Director Neal A. Shear | Mgmt | For | Against | Against | Yes |
| Plains GP Holdings, L.P. |
| Meeting Date: 05/19/2021 | Country: USA | Primary Security ID: 72651A207 |
| Record Date: 03/26/2021 | Meeting Type: Annual | Ticker: PAGP |
| Primary CUSIP: 72651A207 | ||
| Shares Voted: 6,247 | ||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | Vote |
| 1.3 | Elect Director Bobby S. Shackouls | Mgmt | For | Withhold | Withhold | Yes |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | Against | Against | Yes |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | USCF ETF Trust |
| By (Signature and Title)* | /s/ John P. Love | |
| John P. Love, President (principal executive officer) |
| Date | August 26, 2021 |
*Print the name and title of each signing officer under his or her signature.
