Exhibit 1.01
CONFLICT MINERALS REPORT OF KIMBALL ELECTRONICS, INC.
For the reporting period from January 1, 2021 to December 31, 2021
As used herein, the terms “Company,” “Kimball Electronics,” “we,” “us,” or “our,” refer to Kimball Electronics, Inc., the Registrant, and its subsidiaries.
This Conflict Minerals Report (the “Report”) of Kimball Electronics, Inc. has been prepared pursuant to Rule 13p-1 and Form SD (collectively, the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended (the “1934 Act”), for the reporting period from January 1, 2021 to December 31, 2021 (the “Reporting Period”). Numerous terms in this Report are defined in Rule 13p-1 and Form SD and the reader is referred to those sources and to 1934 Act Release No. 34-67716 (August 22, 2012) for such definitions.
This Report has not been audited nor is an independent private sector audit required for this Report under the Rule or existing SEC guidance.
The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products and the minerals specified in the Rule are necessary to the functionality or production of those products (“Necessary Conflict Minerals”). The specified minerals, which we collectively refer to in this Report as the “Conflict Minerals,” are gold, columbite-tantalite (coltan), cassiterite, and wolframite, including their derivatives, which are limited to tantalum, tin, and tungsten. The “Covered Countries” for the purposes of the Rule and this Report are the Democratic Republic of the Congo, the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia, and Angola. The reporting requirements of the Rule apply to us regardless of the geographic origin of our Necessary Conflict Minerals and whether or not such Necessary Conflict Minerals fund Armed Groups (as that term is defined by the Rule).
Company and Responsible Sourcing Overview
Kimball Electronics is a global, multifaceted manufacturing solutions provider. We provide contract electronic manufacturing services and diversified manufacturing services, including engineering and supply chain support, to customers in the automotive, medical, industrial, and public safety end markets. We further offer diversified contract manufacturing services for non-electronic components, medical disposables, precision molded plastics, and production automation, test, and inspection equipment.
We manufacture or contract to manufacture many products that use Necessary Conflict Minerals. We are considered a “downstream” company, as described by the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition (the “OECD Guidance”). We primarily purchase component parts and generally do not purchase raw ore or unrefined Conflict Minerals. We are far removed from the mines, smelters, and refiners in our global supply chain. We source components and materials from suppliers, who source their components and materials from other, sub-tier suppliers. In addition, many of our customers require us to use suppliers they direct when manufacturing their products. We may not have direct contractual relationships with these customer-selected suppliers.
We believe that the smelters and refiners of the Conflict Minerals are best situated to identify the source of Conflict Minerals, and therefore have taken steps to identify the applicable smelters and refiners of Conflict Minerals in our supply chain. In accordance with the OECD Guidance, the internationally recognized framework on which our Company’s Responsible Sourcing Policy is based, we support industry initiatives that audit Conflict Minerals smelters’ and refiners’ due diligence activities. Our Responsible Sourcing Policy is available on our website at: https://www.kimballelectronics.com/supply-chain/responsible-sourcing.
Description of Our Products Covered by this Report
We have determined that we manufacture or contract to manufacture products containing Necessary Conflict Minerals. This Report relates to our products: (i) that contain Necessary Conflict Minerals; (ii) that we manufactured or were contracted to manufacture; and (iii) that we produced during the Reporting Period (the “Covered Products”).
The Covered Products for this report include the following:
•Electronic assemblies
•Medical disposables
•Automation, test, and inspection equipment
The Company’s Reasonable Country of Origin Inquiry Process and Results
As noted above, we determined that certain of our products covered by this Report during the Reporting Period contained Necessary Conflict Minerals. Because of this determination, the Rule requires us to conduct, in good faith, a reasonable country of origin inquiry (“RCOI”) of our Necessary Conflict Minerals. We design the RCOI to determine whether any of the Necessary Conflict Minerals in our Covered Products originated or may have originated in a Covered Country or came from recycled or scrap sources.
If, based on our RCOI, we know, or have reason to believe, that (i) any of our Necessary Conflict Minerals originated in a Covered Country and (ii) such Necessary Conflict Minerals may not be from recycled or scrap sources, the Rule requires that we exercise due diligence on the source and chain of custody of those Necessary Conflict Minerals, in accordance with a nationally or internationally recognized due diligence framework, if such a framework is available for the particular Conflict Mineral. The Rule also describes further actions that we must take based on the results of our due diligence on the source and chain of custody of Conflict Minerals.
For Covered Products, we utilized the Responsible Minerals Initiative’s (“RMI”) Conflict Minerals Reporting Template (“CMRT”) to request information from the suppliers we identified in our supply chain assessment about the sources of the Necessary Conflict Minerals in the products they supply to us. After collecting responses to our supplier inquiries, we evaluated the responses for completeness and plausibility, and we engaged in follow-up communications with suppliers as appropriate. Some suppliers provided us with “company-level” CMRT responses that include Conflict Minerals information for all products sold by that supplier to its customers even though we may have purchased only a limited subset of such products from that supplier.
Based on our RCOI described above, we have reason to believe that some of these Conflict Minerals may have originated from the Covered Countries and may not be from recycled or scrap sources.
Our Due Diligence Process
Based on the results of our RCOI, and as required by the Rule, we conducted due diligence on the source and chain of custody of our Necessary Conflict Minerals (“Due Diligence”) to ascertain whether these Conflict Minerals originated in the Covered Countries and finance or otherwise benefited Armed Groups.
Design of Our Due Diligence Framework
As required by the Rule, we designed our Due Diligence to conform, in all material respects, with the due diligence framework set forth in the OECD Guidance as a basis for responsible supply chain management of all minerals and as applicable to downstream companies (as the term is defined in the OECD Guidance). The design of our Due Diligence incorporates the OECD Guidance’s five-step framework:
1.Establish strong company management systems.
2.Identify and assess risk in the supply chain.
3.Design and implement a strategy to respond to identified risks.
4.Carry out independent third-party audits of smelters’/refiners’ due diligence practices by participating in industry-driven initiatives.
5.Report annually on supply chain due diligence.
Due Diligence Activities Performed
For the Reporting Period, as part of our Due Diligence we surveyed approximately 1,836 direct suppliers of components who potentially contributed Necessary Conflict Minerals for the Covered Products, representing 100% of our direct suppliers relevant for Conflict Minerals inquiry for the Reporting Period. We requested that each of them complete the RMI CMRT. As with our RCOI, we used the CMRT responses to collect information regarding the sources of the Necessary Conflict Minerals in the products they supplied to us, including the processing smelters and refiners (“SORs”) and countries and mines of origin of such Conflict Minerals from our direct suppliers and in their supply chains. To the extent possible, we followed up with direct suppliers who did not respond to our survey or who provided incomplete or inconsistent information. For example, we followed up with suppliers surveyed to collect or correct missing and inconsistent information, implausible statements regarding the presence of Conflict Minerals, responses that did not identify SORs, and where the reported sourcing country is not a known reserve for the specified Conflict Mineral. We compared the smelter information provided by our direct suppliers in our supply chain surveys to multiple sources including the CMRT’s Smelter Reference List and the Conformant and Active Smelter & Refiner Lists from RMI. We followed up with direct suppliers who indicate high risk smelters in their supply chain via their CMRT as appropriate to request additional data analysis and verification.
If a supplier did not provide the information requested, we initiated an escalation process. The escalation process included contacting alternate persons at the supplier, enlisting help from our manufacturing locations engaged with the supplier, obtaining assistance from our global sourcing team, and working with our customers to contact the suppliers. Of the suppliers we surveyed, we estimate that 48.8% responded to the survey with reliable responses, representing approximately 80.51% of the total number of unique parts purchased and 50.47% of our global direct materials spend for the Reporting Period.
In addition, Due Diligence that we performed during the Reporting Period included the following:
•Our internal compliance team that conducts Due Diligence reported progress directly to our Chief Legal & Compliance Officer and executive leadership team, as well as to leaders throughout our global procurement, manufacturing, quality, and finance functions.
•We conducted training to educate our compliance team and our other internal teams on the requirements of the Rule.
•We communicated our Responsible Sourcing Policy to our customers and suppliers along with our expectations under that Policy.
•We worked with our suppliers and our customers to seek remedies for non-compliance, identified risks, or inconsistencies in accordance with our Responsible Sourcing Policy.
•We continued to embrace and support industry initiatives that audit Conflict Minerals smelters’ and refiners’ due diligence activities, since we generally do not have direct contractual relationships with the originating mines, or with the smelters or refiners of the Conflict Minerals that our products contain.
•We reported to our Board of Directors the results of our Due Diligence processes and activities.
Our Due Diligence Determination
Based on our Due Diligence, we were unable to determine whether the Necessary Conflict Minerals contained in such products (not including Conflict Minerals that originated from recycled or scrap sources) originated in the Covered Countries, or, if they did originate in the Covered Countries, whether the mining of or trade in such Conflict Minerals directly or indirectly finance or otherwise benefit Armed Groups.
Smelters and Refiners; Countries of Origin of Conflict Minerals
The declarations we received from our suppliers described above include a total of approximately 341 SORs that processed Conflict Minerals used in the production of such suppliers’ products. Among these 341 SORs provided in the declarations, approximately 74.5% either have been certified as conformant with the Responsible Minerals Assurance Program’s (“RMAP”) (formerly known as the Conflict-Free Smelter Program) assessment protocols (“RMAP Conformant”) or have committed to undergo a RMAP audit (“RMAP Active”).
Many of the declarations we receive are company-wide and not product specific, so we believe these declarations may include SORs and countries of origin for Conflict Minerals that are not applicable to the Conflict Minerals used in our products. Due to the many such company-wide declarations and the multiple levels of suppliers in our supply chain, we are unable to determine with certainty at this time which SORs, which facilities, which countries of origin, or which mines or locations of origin listed in the declarations actually provide the specific Conflict Minerals used in our products.
The SORs identified by our suppliers in their declarations, as well as the countries of origin for their Conflict Minerals, are set forth in the Appendix to this Report.
Steps Taken and Being Taken to Mitigate Risk
We have taken or are taking the following steps, among others, to mitigate the risk that our Necessary Conflict Minerals benefit Armed Groups and to improve the results of our due diligence measures:
•We communicate our Responsible Sourcing Policy to our customers and suppliers along with our expectations under that Policy;
•We improve the efficiency and quality of our supplier onboarding, outreach, and education;
•We engage with suppliers to obtain updated, accurate, and complete information about our supply chain;
•We actively support industry initiatives to encourage smelters and refiners to participate in audits of their Conflict Minerals due diligence activities;
•We send requests when appropriate to certain high risk smelters to provide Country of Origin information;
•We reconsider our partnerships with suppliers who do not comply with our Responsible Sourcing Policy;
•We cooperate with industry groups seeking to identify best practices for a good faith RCOI and related due diligence; and
•We encourage suppliers to implement responsible sourcing and effective traceability measures.
Forward-Looking Statements
Certain statements contained in this Report, including those made under the “Steps Taken and Being Taken to Mitigate Risk” section, reflect the Company’s expectations with respect to future performance and constitute “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. Forward-looking statements include, among other things, statements of the plans and objectives of management for future operations. These statements are subject to a variety of uncertainties, unknown risks, and other factors concerning the Company’s operations and business environment, which are difficult to predict and are beyond the control of the Company. Factors that could adversely affect our future performance include (1) those described under the heading “Risk Factors” in our Annual Report on Form 10-K for the year ended June 30, 2021 and other filings with the SEC, (2) the responsible sourcing of conflict minerals in our supply chain by our direct and indirect suppliers, and (3) the effectiveness of traceability systems used by our direct and indirect suppliers to determine the source and chain of custody of conflict minerals contained in our supply chain.
Appendix
Smelters and Refiners
| | | | | | | | | | | |
| Metal | Name | Country | RMI Smelter Id |
| Gold | 8853 S.p.A. | Italy | CID002763 |
| Tungsten | A.L.M.T. Corp. | Japan | CID000004 |
| Gold | Abington Reldan Metals, LLC | United States Of America | CID002708 |
| Tungsten | ACL Metais Eireli | Brazil | CID002833 |
| Gold | Advanced Chemical Company | United States Of America | CID000015 |
| Gold | African Gold Refinery | Uganda | CID003185 |
| Gold | Aida Chemical Industries Co., Ltd. | Japan | CID000019 |
| Gold | Al Etihad Gold Refinery DMCC | United Arab Emirates | CID002560 |
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | Brazil | CID003427 |
| Gold | Alexy Metals | United States Of America | CID003500 |
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | Germany | CID000035 |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan | CID000041 |
| Tin | Alpha | United States Of America | CID000292 |
| Tin | An Vinh Joint Stock Mineral Processing Company | Viet Nam | CID002703 |
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | Brazil | CID000058 |
| Gold | Argor-Heraeus S.A. | Switzerland | CID000077 |
| Tungsten | Artek LLC | Russian Federation | CID003553 |
| Gold | Asahi Pretec Corp. | Japan | CID000082 |
| Gold | Asahi Refining Canada Ltd. | Canada | CID000924 |
| Gold | Asahi Refining USA Inc. | United States Of America | CID000920 |
Bold italic indicates RMAP Conformant
Italic indicates RMAP Active
| | | | | | | | | | | |
| Gold | Asaka Riken Co., Ltd. | Japan | CID000090 |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | Viet Nam | CID002502 |
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Turkey | CID000103 |
| Gold | AU Traders and Refiners | South Africa | CID002850 |
| Gold | Augmont Enterprises Private Limited | India | CID003461 |
| Gold | Aurubis AG | Germany | CID000113 |
| Gold | Bangalore Refinery | India | CID002863 |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | CID000128 |
| Gold | Boliden AB | Sweden | CID000157 |
| Gold | C. Hafner GmbH + Co. KG | Germany | CID000176 |
| Gold | C.I Metales Procesados Industriales SAS | Colombia | CID003421 |
| Gold | Caridad | Mexico | CID000180 |
| Gold | CCR Refinery - Glencore Canada Corporation | Canada | CID000185 |
| Gold | Cendres + Metaux S.A. | Switzerland | CID000189 |
| Gold | CGR Metalloys Pvt Ltd. | India | CID003382 |
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | China | CID000211 |
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | China | CID002513 |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China | CID000228 |
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | China | CID003190 |
| Gold | Chimet S.p.A. | Italy | CID000233 |
| Tungsten | China Molybdenum Co., Ltd. | China | CID002641 |
| Tin | China Tin Group Co., Ltd. | China | CID001070 |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China | CID000258 |
| Gold | Chugai Mining | Japan | CID000264 |
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | China | CID000281 |
| Cobalt | Complexe hydrométallurgique de Guemassa | Morocco | CID003280 |
Bold italic indicates RMAP Conformant
Italic indicates RMAP Active
| | | | | | | | | | | |
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | Brazil | CID003486 |
| Tin | CRM Synergies | Spain | CID003524 |
| Tungsten | Cronimet Brasil Ltda | Brazil | CID003468 |
| Tin | CV Venus Inti Perkasa | Indonesia | CID002455 |
| Tantalum | D Block Metals, LLC | United States Of America | CID002504 |
| Gold | Daye Non-Ferrous Metals Mining Ltd. | China | CID000343 |
| Gold | Degussa Sonne / Mond Goldhandel GmbH | Germany | CID002867 |
| Gold | Dijllah Gold Refinery FZC | United Arab Emirates | CID003348 |
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | China | CID003356 |
| Gold | Dowa | Japan | CID000401 |
| Tin | Dowa | Japan | CID000402 |
| Gold | DSC (Do Sung Corporation) | Korea, Republic Of | CID000359 |
| Gold | Eco-System Recycling Co., Ltd. East Plant | Japan | CID000425 |
| Gold | Eco-System Recycling Co., Ltd. North Plant | Japan | CID003424 |
| Gold | Eco-System Recycling Co., Ltd. West Plant | Japan | CID003425 |
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Viet Nam | CID002572 |
| Tin | EM Vinto | Bolivia (Plurinational State Of) | CID000438 |
| Gold | Emerald Jewel Industry India Limited (Unit 1) | India | CID003487 |
| Gold | Emerald Jewel Industry India Limited (Unit 2) | India | CID003488 |
| Gold | Emerald Jewel Industry India Limited (Unit 3) | India | CID003489 |
| Gold | Emerald Jewel Industry India Limited (Unit 4) | India | CID003490 |
| Gold | Emirates Gold DMCC | United Arab Emirates | CID002561 |
| Tin | Estanho de Rondonia S.A. | Brazil | CID000448 |
| Tantalum | F&X Electro-Materials Ltd. | China | CID000460 |
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | Brazil | CID003582 |
| Tin | Fenix Metals | Poland | CID000468 |
| Gold | Fidelity Printers and Refiners Ltd. | Zimbabwe | CID002515 |
Bold italic indicates RMAP Conformant
Italic indicates RMAP Active
| | | | | | | | | | | |
| Tantalum | FIR Metals & Resource Ltd. | China | CID002505 |
| Cobalt | Freeport Cobalt Oy | Finland | CID003226 |
| Gold | Fujairah Gold FZC | United Arab Emirates | CID002584 |
| Tungsten | Fujian Ganmin RareMetal Co., Ltd. | China | CID003401 |
| Tungsten | Fujian Xinlu Tungsten | China | CID003609 |
| Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | China | CID002645 |
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | China | CID000875 |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | CID002315 |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China | CID002494 |
| Cobalt | Ganzhou Tengyuan Cobalt New Material Co., Ltd. | China | CID003212 |
| Gold | GCC Gujrat Gold Centre Pvt. Ltd. | India | CID002852 |
| Gold | Geib Refining Corporation | United States Of America | CID002459 |
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | China | CID003410 |
| Tin | Gejiu Kai Meng Industry and Trade LLC | China | CID000942 |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China | CID000538 |
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China | CID001908 |
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | China | CID000555 |
| Tungsten | GEM Co., Ltd. | China | CID003417 |
| Tantalum | Global Advanced Metals Aizu | Japan | CID002558 |
| Tantalum | Global Advanced Metals Boyertown | United States Of America | CID002557 |
| Tungsten | Global Tungsten & Powders Corp. | United States Of America | CID000568 |
| Gold | Gold Coast Refinery | Ghana | CID003186 |
Bold italic indicates RMAP Conformant
Italic indicates RMAP Active
| | | | | | | | | | | |
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | China | CID002243 |
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | China | CID001909 |
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | China | CID003116 |
| Gold | Guangdong Jinding Gold Limited | China | CID002312 |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China | CID000218 |
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | China | CID000616 |
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | China | CID000651 |
| Tantalum | H.C. Starck Co., Ltd. | Thailand | CID002544 |
| Tantalum | H.C. Starck Hermsdorf GmbH | Germany | CID002547 |
| Tantalum | H.C. Starck Inc. | United States Of America | CID002548 |
| Tantalum | H.C. Starck Ltd. | Japan | CID002549 |
| Tungsten | H.C. Starck Smelting GmbH & Co. KG | Germany | CID002542 |
| Tantalum | H.C. Starck Smelting GmbH & Co. KG | Germany | CID002550 |
| Tantalum | H.C. Starck Tantalum and Niobium GmbH | Germany | CID002545 |
| Tungsten | H.C. Starck Tungsten GmbH | Germany | CID002541 |
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China | CID000671 |
| Gold | Heimerle + Meule GmbH | Germany | CID000694 |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China | CID002492 |
| Gold | Heraeus Metals Hong Kong Ltd. | China | CID000707 |
| Gold | Heraeus Precious Metals GmbH & Co. KG | Germany | CID000711 |
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | China | CID000766 |
| Gold | Hunan Chenzhou Mining Co., Ltd. | China | CID000767 |
Bold italic indicates RMAP Conformant
Italic indicates RMAP Active
| | | | | | | | | | | |
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | China | CID000769 |
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | China | CID000773 |
| Gold | HwaSeong CJ CO., LTD. | Korea, Republic Of | CID000778 |
| Tungsten | Hydrometallurg, JSC | Russian Federation | CID002649 |
| Gold | Industrial Refining Company | Belgium | CID002587 |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China | CID000801 |
| Gold | International Precious Metal Refiners | United Arab Emirates | CID002562 |
| Gold | Ishifuku Metal Industry Co., Ltd. | Japan | CID000807 |
| Gold | Istanbul Gold Refinery | Turkey | CID000814 |
| Gold | Italpreziosi | Italy | CID002765 |
| Gold | JALAN & Company | India | CID002893 |
| Gold | Japan Mint | Japan | CID000823 |
| Tungsten | Japan New Metals Co., Ltd. | Japan | CID000825 |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China | CID002551 |
| Gold | Jiangxi Copper Co., Ltd. | China | CID000855 |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | CID002512 |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China | CID002321 |
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | China | CID002313 |
| Tin | Jiangxi New Nanshan Technology Ltd. | China | CID001231 |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China | CID002318 |
| Tantalum | Jiangxi Tuohong New Raw Material | China | CID002842 |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | CID002317 |
Bold italic indicates RMAP Conformant
Italic indicates RMAP Active
| | | | | | | | | | | |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China | CID002316 |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | CID000914 |
| Tantalum | Jiujiang Tanbre Co., Ltd. | China | CID000917 |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China | CID002506 |
| Tungsten | JSC "Kirovgrad Hard Alloys Plant" | Russian Federation | CID003408 |
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Russian Federation | CID000927 |
| Gold | JSC Uralelectromed | Russian Federation | CID000929 |
| Gold | JX Nippon Mining & Metals Co., Ltd. | Japan | CID000937 |
| Gold | K.A. Rasmussen | Norway | CID003497 |
| Gold | Kaloti Precious Metals | United Arab Emirates | CID002563 |
| Gold | Kazakhmys Smelting LLC | Kazakhstan | CID000956 |
| Gold | Kazzinc | Kazakhstan | CID000957 |
| Tantalum | KEMET Blue Metals | Mexico | CID002539 |
| Tungsten | Kennametal Fallon | United States Of America | CID000966 |
| Tungsten | Kennametal Huntsville | United States Of America | CID000105 |
| Gold | Kennecott Utah Copper LLC | United States Of America | CID000969 |
| Tungsten | KGETS Co., Ltd. | Korea, Republic Of | CID003388 |
| Gold | KGHM Polska Miedz Spolka Akcyjna | Poland | CID002511 |
| Gold | Kojima Chemicals Co., Ltd. | Japan | CID000981 |
| Gold | Korea Zinc Co., Ltd. | Korea, Republic Of | CID002605 |
| Gold | Kundan Care Products Ltd. | India | CID003463 |
| Gold | Kyrgyzaltyn JSC | Kyrgyzstan | CID001029 |
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | Russian Federation | CID002865 |
| Gold | L'azurde Company For Jewelry | Saudi Arabia | CID001032 |
Bold italic indicates RMAP Conformant
Italic indicates RMAP Active
| | | | | | | | | | | |
| Tungsten | Lianyou Metals Co., Ltd. | Taiwan, Province Of China | CID003407 |
| Gold | Lingbao Gold Co., Ltd. | China | CID001056 |
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | China | CID001058 |
| Tungsten | LLC Volstok | Russian Federation | CID003643 |
| Gold | L'Orfebre S.A. | Andorra | CID002762 |
| Tantalum | LSM Brasil S.A. | Brazil | CID001076 |
| Gold | LS-NIKKO Copper Inc. | Korea, Republic Of | CID001078 |
| Gold | LT Metal Ltd. | Korea, Republic Of | CID000689 |
| Tin | Luna Smelter, Ltd. | Rwanda | CID003387 |
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | China | CID001093 |
| Tin | Ma'anshan Weitai Tin Co., Ltd. | China | CID003379 |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | Brazil | CID002468 |
| Tin | Malaysia Smelting Corporation (MSC) | Malaysia | CID001105 |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China | CID002319 |
| Gold | Marsam Metals | Brazil | CID002606 |
| Tungsten | Masan Tungsten Chemical LLC (MTC) | Viet Nam | CID002543 |
| Gold | Materion | United States Of America | CID001113 |
| Gold | Matsuda Sangyo Co., Ltd. | Japan | CID001119 |
| Gold | MD Overseas | India | CID003548 |
| Tin | Melt Metais e Ligas S.A. | Brazil | CID002500 |
| Gold | Metal Concentrators SA (Pty) Ltd. | South Africa | CID003575 |
| Tin | Metallic Resources, Inc. | United States Of America | CID001142 |
| Gold | Metallix Refining Inc. | United States Of America | CID003557 |
| Tin | Metallo Belgium N.V. | Belgium | CID002773 |
| Tin | Metallo Spain S.L.U. | Spain | CID002774 |
Bold italic indicates RMAP Conformant
Italic indicates RMAP Active
| | | | | | | | | | | |
| Tantalum | Metallurgical Products India Pvt., Ltd. | India | CID001163 |
| Gold | Metalor Technologies (Hong Kong) Ltd. | China | CID001149 |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore | CID001152 |
| Gold | Metalor Technologies (Suzhou) Ltd. | China | CID001147 |
| Gold | Metalor Technologies S.A. | Switzerland | CID001153 |
| Gold | Metalor USA Refining Corporation | United States Of America | CID001157 |
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | Mexico | CID001161 |
| Cobalt | Mine de Bou-Azzer | Morocco | CID003279 |
| Tin | Mineracao Taboca S.A. | Brazil | CID001173 |
| Tantalum | Mineracao Taboca S.A. | Brazil | CID001175 |
| Tin | Minsur | Peru | CID001182 |
| Gold | Mitsubishi Materials Corporation | Japan | CID001188 |
| Tin | Mitsubishi Materials Corporation | Japan | CID001191 |
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | Japan | CID001192 |
| Gold | Mitsui Mining and Smelting Co., Ltd. | Japan | CID001193 |
| Gold | MMTC-PAMP India Pvt., Ltd. | India | CID002509 |
| Gold | Modeltech Sdn Bhd | Malaysia | CID002857 |
| Tin | Modeltech Sdn Bhd | Malaysia | CID002858 |
| Tungsten | Moliren Ltd. | Russian Federation | CID002845 |
| Gold | Morris and Watson | New Zealand | CID002282 |
| Gold | Moscow Special Alloys Processing Plant | Russian Federation | CID001204 |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | Turkey | CID001220 |
| Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan | CID001236 |
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Viet Nam | CID002573 |
| Gold | NH Recytech Company | Korea, Republic Of | CID003189 |
| Tungsten | Niagara Refining LLC | United States Of America | CID002589 |
| Gold | Nihon Material Co., Ltd. | Japan | CID001259 |
Bold italic indicates RMAP Conformant
Italic indicates RMAP Active
| | | | | | | | | | | |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China | CID001277 |
| Tin | Novosibirsk Processing Plant Ltd. | Russian Federation | CID001305 |
| Tantalum | NPM Silmet AS | Estonia | CID001200 |
| Tungsten | NPP Tyazhmetprom LLC | Russian Federation | CID003416 |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | CID001314 |
| Tin | O.M. Manufacturing Philippines, Inc. | Philippines | CID002517 |
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Austria | CID002779 |
| Gold | Ohura Precious Metal Industry Co., Ltd. | Japan | CID001325 |
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | Russian Federation | CID001326 |
| Gold | OJSC Novosibirsk Refinery | Russian Federation | CID000493 |
| Tungsten | OOO “Technolom” 1 | Russian Federation | CID003614 |
| Tungsten | OOO “Technolom” 2 | Russian Federation | CID003612 |
| Tin | Operaciones Metalurgicas S.A. | Bolivia (Plurinational State Of) | CID001337 |
| Gold | PAMP S.A. | Switzerland | CID001352 |
| Gold | Pease & Curren | United States Of America | CID002872 |
| Gold | Penglai Penggang Gold Industry Co., Ltd. | China | CID001362 |
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | Philippines | CID002827 |
| Gold | Planta Recuperadora de Metales SpA | Chile | CID002919 |
| Tin | Pongpipat Company Limited | Myanmar | CID003208 |
| Tin | Precious Minerals and Smelting Limited | India | CID003409 |
| Gold | Prioksky Plant of Non-Ferrous Metals | Russian Federation | CID001386 |
| Gold | PT Aneka Tambang (Persero) Tbk | Indonesia | CID001397 |
| Tin | PT Aries Kencana Sejahtera | Indonesia | CID000309 |
| Tin | PT Artha Cipta Langgeng | Indonesia | CID001399 |
Bold italic indicates RMAP Conformant
Italic indicates RMAP Active
| | | | | | | | | | | |
| Tin | PT ATD Makmur Mandiri Jaya | Indonesia | CID002503 |
| Tin | PT Babel Inti Perkasa | Indonesia | CID001402 |
| Tin | PT Babel Surya Alam Lestari | Indonesia | CID001406 |
| Tin | PT Bangka Serumpun | Indonesia | CID003205 |
| Tin | PT Belitung Industri Sejahtera | Indonesia | CID001421 |
| Tin | PT Bukit Timah | Indonesia | CID001428 |
| Tin | PT Cipta Persada Mulia | Indonesia | CID002696 |
| Tin | PT Masbro Alam Stania | Indonesia | CID003380 |
| Tin | PT Menara Cipta Mulia | Indonesia | CID002835 |
| Tin | PT Mitra Stania Prima | Indonesia | CID001453 |
| Tin | PT Mitra Sukses Globalindo | Indonesia | CID003449 |
| Tin | PT Panca Mega Persada | Indonesia | CID001457 |
| Tin | PT Prima Timah Utama | Indonesia | CID001458 |
| Tin | PT Rajawali Rimba Perkasa | Indonesia | CID003381 |
| Tin | PT Refined Bangka Tin | Indonesia | CID001460 |
| Tin | PT Sariwiguna Binasentosa | Indonesia | CID001463 |
| Tin | PT Stanindo Inti Perkasa | Indonesia | CID001468 |
| Tin | PT Sukses Inti Makmur | Indonesia | CID002816 |
| Tin | PT Timah Nusantara | Indonesia | CID001486 |
| Tin | PT Timah Tbk Kundur | Indonesia | CID001477 |
| Tin | PT Timah Tbk Mentok | Indonesia | CID001482 |
| Tin | PT Tinindo Inter Nusa | Indonesia | CID001490 |
| Tin | PT Tirus Putra Mandiri | Indonesia | CID002478 |
| Tin | PT Tommy Utama | Indonesia | CID001493 |
| Gold | PX Precinox S.A. | Switzerland | CID001498 |
| Gold | QG Refining, LLC | United States Of America | CID003324 |
| Tantalum | QuantumClean | United States Of America | CID001508 |
| Gold | Rand Refinery (Pty) Ltd. | South Africa | CID001512 |
| Gold | Refinery of Seemine Gold Co., Ltd. | China | CID000522 |
Bold italic indicates RMAP Conformant
Italic indicates RMAP Active
| | | | | | | | | | | |
| Gold | REMONDIS PMR B.V. | Netherlands | CID002582 |
| Tin | Resind Industria e Comercio Ltda. | Brazil | CID002706 |
| Tantalum | Resind Industria e Comercio Ltda. | Brazil | CID002707 |
| Gold | Royal Canadian Mint | Canada | CID001534 |
| Tin | Rui Da Hung | Taiwan, Province Of China | CID001539 |
| Gold | SAAMP | France | CID002761 |
| Gold | Sabin Metal Corp. | United States Of America | CID001546 |
| Gold | Safimet S.p.A | Italy | CID002973 |
| Gold | SAFINA A.S. | Czechia | CID002290 |
| Gold | Sai Refinery | India | CID002853 |
| Gold | Samduck Precious Metals | Korea, Republic Of | CID001555 |
| Gold | Samwon Metals Corp. | Korea, Republic Of | CID001562 |
| Gold | Sancus ZFS (L’Orfebre, SA) | Colombia | CID003529 |
| Gold | Sellem Industries Ltd. | Mauritania | CID003540 |
| Gold | SEMPSA Joyeria Plateria S.A. | Spain | CID001585 |
| Gold | Shandong Humon Smelting Co., Ltd. | China | CID002525 |
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | China | CID001619 |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China | CID001622 |
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | China | CID002527 |
| Gold | Shirpur Gold Refinery Ltd. | India | CID002588 |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | China | CID001736 |
| Gold | Singway Technology Co., Ltd. | Taiwan, Province Of China | CID002516 |
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | CID001756 |
| Tin | Soft Metais Ltda. | Brazil | CID001758 |
| Gold | Solar Applied Materials Technology Corp. | Taiwan, Province Of China | CID001761 |
| Tantalum | Solikamsk Magnesium Works OAO | Russian Federation | CID001769 |
| Gold | Sovereign Metals | India | CID003383 |
Bold italic indicates RMAP Conformant
Italic indicates RMAP Active
| | | | | | | | | | | |
| Gold | State Research Institute Center for Physical Sciences and Technology | Lithuania | CID003153 |
| Gold | Sudan Gold Refinery | Sudan | CID002567 |
| Gold | Sumitomo Metal Mining Co., Ltd. | Japan | CID001798 |
| Gold | SungEel HiMetal Co., Ltd. | Korea, Republic Of | CID002918 |
| Gold | Super Dragon Technology Co., Ltd. | China | CID001810 |
| Tin | Super Ligas | Brazil | CID002756 |
| Gold | T.C.A S.p.A | Italy | CID002580 |
| Tantalum | Taki Chemical Co., Ltd. | Japan | CID001869 |
| Gold | Tanaka Kikinzoku Kogyo K.K. | Japan | CID001875 |
| Tantalum | Telex Metals | United States Of America | CID001891 |
| Tin | Thai Nguyen Mining and Metallurgy Co., Ltd. | Viet Nam | CID002834 |
| Tin | Thaisarco | Thailand | CID001898 |
| Gold | The Refinery of Shandong Gold Mining Co., Ltd. | China | CID001916 |
| Tin | Tin Technology & Refining | United States Of America | CID003325 |
| Gold | Tokuriki Honten Co., Ltd. | Japan | CID001938 |
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | China | CID001947 |
| Gold | TOO Tau-Ken-Altyn | Kazakhstan | CID002615 |
| Gold | Torecom | Korea, Republic Of | CID001955 |
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Viet Nam | CID002574 |
| Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan | CID001969 |
| Cobalt | Umicore Olen | Belgium | CID003228 |
| Gold | Umicore Precious Metals Thailand | Thailand | CID002314 |
| Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium | CID001980 |
| Tungsten | Unecha Refractory metals plant | Russian Federation | CID002724 |
| Gold | United Precious Metal Refining, Inc. | United States Of America | CID001993 |
| Gold | Valcambi S.A. | Switzerland | CID002003 |
| Gold | Value Trading | Belgium | CID003617 |
Bold italic indicates RMAP Conformant
Italic indicates RMAP Active
| | | | | | | | | | | |
| Tin | VQB Mineral and Trading Group JSC | Viet Nam | CID002015 |
| Gold | WEEEREFINING | France | CID003615 |
| Gold | Western Australian Mint (T/a The Perth Mint) | Australia | CID002030 |
| Tin | White Solder Metalurgia e Mineracao Ltda. | Brazil | CID002036 |
| Gold | WIELAND Edelmetalle GmbH | Germany | CID002778 |
| Tungsten | Wolfram Bergbau und Hutten AG | Austria | CID002044 |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China | CID002320 |
| Tungsten | Xiamen Tungsten Co., Ltd. | China | CID002082 |
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | China | CID002830 |
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China | CID002508 |
| Gold | Yamakin Co., Ltd. | Japan | CID002100 |
| Tantalum | Yancheng Jinye New Material Technology Co., Ltd. | China | CID003583 |
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | China | CID001522 |
| Gold | Yokohama Metal Co., Ltd. | Japan | CID002129 |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China | CID002158 |
| Gold | Yunnan Copper Industry Co., Ltd. | China | CID000197 |
| Tin | Yunnan Tin Company Limited | China | CID002180 |
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | China | CID003397 |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China | CID002224 |
Bold italic indicates RMAP Conformant
Italic indicates RMAP Active
