UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-23016
RESOURCE CREDIT INCOME FUND
(Exact name of registrant as specified in charter)
717 Fifth Avenue, 18th Floor,
New York, NY 10022
(Address of principal executive offices) (Zip code)
212-506-3899
(Registrant’s telephone number, including area code)
The Corporation Trust Company
Corporation Trust Center, 1209 Orange Street
Wilmington, DE 19801
(Name and address of agent for service)
Date of fiscal year end: September 30
Date of reporting period: July 1, 2019 - June 30, 2020
Item 1 – Proxy Voting Record.
RESOURCE CREDIT INCOME FUND
CIF
Meeting Date | Company Name | CUSIP | Ticker | Who proposed the change | Proposal(s ) | Vote cast | Shares Voted | With or Against Management |
9/8/2019 | Solar Senior Capital Ltd. | 83416M | SUNS | Issuer | 1. Election of Directors: Steven Hochberg Bruce Spohler 2. To Approve a proposal to authorize Solar Senior Capital Ltd. to sell shares of its common stock at a price or prices below Solar Senior Capital Ltd.'s then current net asset value per share in one or more offerings, in each case subject to the approval of its board of directors and compliance with the conditions set forth in the proxy statement (including, without limitation, that the number of shares issued does not exceed 25% of Solar Senior Capital Ltd.'s then outstanding common stock immediately prior to such offering). | 1. For 2. Against | 143,634 | 1. With 2. Against |
8/6/2019 | Apollo Investment Corporation | 03761U | AINV | Issuer | 1. Election of Directors: Elliot Stein Jr. Bradley J. Wechsler James C. Zelter 2. To ratify the selection of PricewaterhouseCoopers LLP as Apollo Investment Corporation's independent registered public accounting firm for the fiscal year ending March 31, 2020. | 1. For 2. For | 106,332 | 1.With 2. With |
8/1/2019 | Whitehorse Finance, Inc. | 96524V | WHF | Issuer | 1a. Election of Director: Kevin F. Burke 1b. Election of Director: G. Stacy Smith 2. To ratify the selection of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Not Voted | 2,650,001 | N/A |
5/1/2020 | Triplepoint Venture Growth BDC Corp. | 89677Y | TPVG | Issuer | 1a. Election of Class III Director to serve until the 2023 Annual Meeting: James P. Labe 1b. Election of Class III Director to serve until the 2023 Annual Meeting: Cynthia M Fornelli 2. To ratify the selection of Deloitte & Touche LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | 1a. For 1b. For 2. For | 415,109 | 1a. With 1b. With 2. With |
6/8/2020 | Owl Rock Capital Corporation | 69121K | ORCC | Issuer | 1a.To elect two members of the Board to serve until the 2023 annual meeting of shareholders and until their successors are duly elected and qualified: Brian Finn 1b. To elect two members of the Board to serve until the 2023 annual meeting of shareholders and until their successors are duly elected and qualified: Eric Kaye 2. To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. To approve a proposal to allow the Company to increase its leverage by approving the application to the Company of a minimum asset coverage ratio of 150%, pursuant to Section 61(a)(2) of the Investment Company Act of 1940, as amended, to become effective the date after the Annual Meeting, which would permit the Company to double the maximum amount of leverage that it is currently permitted to incur. 4. To consider and transact such other business as may properly come before the Annual Meeting, and any adjournments or postponements thereof. | Not Voted | 175,000 | N/A |
6/19/2020 | Sutter Rock Capital Corp. | 86944Q100 | SSSS | Issuer | 1. Election of Directors: Mark D. Klein Lisa Westley 2. To approve the Sutter Rock Capital Corp. Amended and Restated 2019 Equity Incentive Plan. 3. To provide an advisory non-binding vote to approve executive compensation. 4. The ratification of the selection of Marcum LLP as the independent registered public accounting firm for Sutter Rock Capital Corp. for the fiscal year ending December 31, 2020. | 1. For 2. For 3. For 4. For | 64,010 | 1. Withhold All 2. Against 3. Against 4. Against |
6/22/2020 | FS KKR Capital Corp. | 302635107 | FSK | Issuer | 1. Election of Directors: Elizabeth J. Sandler Michael J. Hagen Jeffrey K. Harrow James H. Kropp 2. To approve the proposal to allow the Company in future offerings to sell its shares below net asset value per share in order to provide flexibility for future sales. | 1. For 2. For | 1,228,065 | 1. With All 2. With |
6/22/2020 | Ares Capital Corporation | 04010L103 | ARCE | Issuer | 1A. Election of Director: Michael J Arougheti 1B. Election of Director: Ann Torre Bates 1C. Election of Director: Steven B McKeever 2. To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | 1A. For 1B. For 1C. For 2. For | 361,124 | 1A. With 1B. With 1C. With 2. With |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
RESOURCE CREDIT INCOME FUND
By: | /s/ Lawrence S. Block | |
| Lawrence S. Block | |
| Chief Compliance Officer | |
| | |
Date: | July 15, 2020 | |