FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-23161
NuShares ETF Trust
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Jordan M. Farris – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: October 31
Date of reporting period: June 30, 2023
Item 1. Proxy Voting Record
FORM N-PX
ICA File Number: 811-23161
Registrant Name: NuShares ETF Trust
Reporting Period: 07/01/2022 - 06/30/2023
Nuveen Dividend Growth ETF
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Nuveen Enhanced Yield U.S. Aggregate Bond ETF
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Nuveen ESG 1-5 Year U.S. Aggregate Bond ETF
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Nuveen ESG Dividend ETF
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Nuveen ESG Emerging Markets Equity ETF
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Nuveen ESG High Yield Corporate Bond ETF
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Nuveen ESG International Developed Markets Equity ETF
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Nuveen ESG Large-Cap ETF
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Nuveen ESG Large-Cap Growth ETF
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Nuveen ESG Large-Cap Value ETF
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Nuveen ESG Mid-Cap Growth ETF
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Nuveen ESG Mid-Cap Value ETF
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Nuveen ESG Small-Cap ETF
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Nuveen ESG U.S. Aggregate Bond ETF
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Nuveen Global Net Zero Transition ETF
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Nuveen Growth Opportunities ETF
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Nuveen Short-Term REIT ETF
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Nuveen Small Cap Select ETF
| APPLIED INDUSTRIAL TECHNOLOGIES, INC. Meeting Date: OCT 25, 2022 Record Date: AUG 26, 2022 Meeting Type: ANNUAL | ||||
| Ticker: AIT Security ID: 03820C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary Dean Hall | Management | For | For |
| 1.2 | Elect Director Dan P. Komnenovich | Management | For | For |
| 1.3 | Elect Director Joe A. Raver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| BELLRING BRANDS, INC. Meeting Date: FEB 06, 2023 Record Date: DEC 13, 2022 Meeting Type: ANNUAL | ||||
| Ticker: BRBR Security ID: 07831C103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Darcy H. Davenport | Management | For | For |
| 1.2 | Elect Director Elliot H. Stein, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CHEMOCENTRYX, INC. Meeting Date: OCT 18, 2022 Record Date: SEP 13, 2022 Meeting Type: SPECIAL | ||||
| Ticker: CCXI Security ID: 16383L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| COMMVAULT SYSTEMS, INC. Meeting Date: AUG 24, 2022 Record Date: JUN 30, 2022 Meeting Type: ANNUAL | ||||
| Ticker: CVLT Security ID: 204166102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicholas Adamo | Management | For | For |
| 1.2 | Elect Director Martha H. Bejar | Management | For | For |
| 1.3 | Elect Director David F. Walker | Management | For | For |
| 1.4 | Elect Director Keith Geeslin | Management | For | For |
| 1.5 | Elect Director Vivie "YY" Lee | Management | For | For |
| 1.6 | Elect Director Sanjay Mirchandani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| E.L.F. BEAUTY, INC. Meeting Date: AUG 25, 2022 Record Date: JUL 06, 2022 Meeting Type: ANNUAL | ||||
| Ticker: ELF Security ID: 26856L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tarang Amin | Management | For | Withhold |
| 1.2 | Elect Director Tiffany Daniele | Management | For | For |
| 1.3 | Elect Director Lori Keith | Management | For | Withhold |
| 1.4 | Elect Director Beth Pritchard | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ESCO TECHNOLOGIES INC. Meeting Date: FEB 03, 2023 Record Date: NOV 28, 2022 Meeting Type: ANNUAL | ||||
| Ticker: ESE Security ID: 296315104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick M. Dewar | Management | For | For |
| 1.2 | Elect Director Vinod M. Khilnani | Management | For | For |
| 1.3 | Elect Director Robert J. Phillippy | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| SPDR SERIES TRUST Meeting Date: SEP 15, 2022 Record Date: JUL 20, 2022 Meeting Type: SPECIAL | ||||
| Ticker: Security ID: 78464A870 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Clare S. Richer | Management | For | For |
| 1.2 | Elect Director Sandra G. Sponem | Management | For | For |
| 1.3 | Elect Director Kristi L. Rowsell | Management | For | For |
| 1.4 | Elect Director Gunjan Chauhan | Management | For | For |
| 1.5 | Elect Director Carolyn M. Clancy | Management | For | For |
| SPIRE INC. Meeting Date: JAN 26, 2023 Record Date: NOV 30, 2022 Meeting Type: ANNUAL | ||||
| Ticker: SR Security ID: 84857L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward L. Glotzbach | Management | For | For |
| 1.2 | Elect Director Rob L. Jones | Management | For | For |
| 1.3 | Elect Director John P. Stupp, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
Nuveen Winslow Large-Cap Growth ESG ETF
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
END NPX REPORT
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
NuShares ETF Trust
| By | /s/ Jordan M. Farris | |
| Jordan M. Farris – Chief Administrative Officer | ||
| Date | ||
August 21, 2023
