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3 Filing
The Kraft Heinz Company (KHC) Form 3Kraft Heinz / Vince Garlati ownership change
Filed: 22 Nov 24, 4:11pm
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 11/15/2024 |
3. Issuer Name and Ticker or Trading Symbol
Kraft Heinz Co [ KHC ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 56,279(1)(2) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options (right to buy) | 03/01/2023(3) | 03/01/2028 | Common Stock | 14,950 | 66.89 | D | |
Stock Options (right to buy) | 08/31/2023(4) | 08/31/2028 | Common Stock | 25,743 | 58.27 | D | |
Stock Options (right to buy) | 03/01/2024(5) | 03/01/2031 | Common Stock | 1,039 | 37.09 | D | |
Stock Options (right to buy) | 03/01/2025(6) | 03/01/2032 | Common Stock | 1,099 | 38.68 | D |
Explanation of Responses: |
1. Includes: (i) 8,094 shares of common stock; (ii) 3,429 shares acquired through a dividend reinvestment plan; (iii) 1,348 restricted stock units ("RSUs") awarded on March 1, 2021, scheduled to vest on March 1, 2025; (iv) 2,198 RSUs awarded on March 1, 2022, scheduled to vest on March 1, 2025; (v) 5,171 RSUs awarded on March 1, 2022, scheduled to vest 75% on March 1, 2025 and 25% on March 1, 2026; (vi) 5,146 RSUs awarded on March 1, 2022 pursuant to the Issuer's Bonus Investment Plan scheduled to vest on March 1, 2025; (vii) 5,568 RSUs awarded on March 1, 2023, scheduled to vest 75% on March 1, 2026 and 25% on March 1, 2027; (viii) 6,550 RSUs awarded pursuant to the Issuer's Bonus Investment Plan scheduled to vest on March 1, 2026; (ix) 8,220 RSUs awarded on March 1, 2024, scheduled to vest 75% on March 1, 2027 and 25% on March 1, 2028; |
2. Footnote 2 is a continuation of Footnote 1. (x) 8,533 RSUs awarded on March 1, 2024 pursuant to the Issuer's Bonus Investment Plan scheduled to vest on March 1, 2027; and (xi) 2,022 performance share units granted on March 1, 2021 for which the performance period has been completed and achievement certified, and which vest and settle in stock 100% on March 1, 2025. |
3. Subject to the terms and conditions of the award agreement, options vested on March 1, 2023. |
4. Subject to the terms and conditions of the award agreement, options vested on August 31, 2023. |
5. Subject to the terms and conditions of the award agreement, options vested on March 1, 2024. |
6. Subject to the terms and conditions of the award agreement, options vest on March 1, 2025. |
Remarks: |
/s/ Heidi Miller, by Power of Attorney | 11/22/2024 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |