Alphabet (GOOG) S-8Registration of securities for employees
Filed: 30 Jul 20, 9:42pm
As filed with the Securities and Exchange Commission on July 30, 2020
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
Under
The Securities Act of 1933
Alphabet Inc.
(Exact name of Registrant as specified in its charter)
Delaware | 61-1767919 | |
(State of Incorporation) | (I.R.S. Employer Identification Number) |
1600 Amphitheatre Parkway
Mountain View, CA 94043
(650) 253-0000
(Address, including zip code, and telephone number, including area code, of Registrant’s principal executive offices)
Alphabet Inc. Amended and Restated 2012 Stock Plan
(Full title of the plan)
Sundar Pichai
Chief Executive Officer
Alphabet Inc.
1600 Amphitheatre Parkway
Mountain View, CA 94043
(650) 253-0000
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Jeffrey D. Karpf, Esq. Cleary Gottlieb Steen & Hamilton LLP One Liberty Plaza New York, NY 10006 (212) 225-2000 | Kent Walker, Esq. Kathryn W. Hall, Esq. Alphabet Inc. 1600 Amphitheatre Parkway Mountain View, CA 94043 (650) 253-0000 |
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ☑ | Accelerated filer | ☐ | |||
Non-accelerated filer | ☐ | Smaller reporting company | ☐ | |||
Emerging growth company | ☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
Calculation of Registration Fee
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Title of Securities to be Registered | Amount to be Registered(1) | Proposed Maximum Offering Price Per Share(2) | Proposed Maximum Aggregate Offering Price(2) | Amount of Registration Fee(2) | ||||
Class C capital stock, par value $0.001 per share, to be issued under the Alphabet Inc. Amended and Restated 2012 Stock Plan | 8,500,000 | $1,503.02 | $12,775,670,000 | $1,658,281.97 | ||||
Total | 8,500,000 | $1,503.02 | $12,775,670,000 | $1,658,281.97 | ||||
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(1) | Pursuant to Rule 416(a) of the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement on Form S-8 shall also cover any additional shares of the Registrant’s Class C capital stock as may become available for issuance pursuant to the Alphabet Inc. Amended and Restated 2012 Stock Plan by reason of any stock dividend, stock split, recapitalization or other similar transaction effected without the receipt of consideration that results in an increase in the number of the Registrant’s outstanding shares of Class C capital stock. |
(2) | Estimated solely for the purposes of computing the amount of the registration fee. This registration fee has been calculated pursuant to Rule 457(h)(1) and Rule 457(c) of the Securities Act, based upon the average of the high and low prices of the Registrant’s Class C capital stock on July 24, 2020, as reported by NASDAQ, which was $1,503.02. |
REGISTRATION OF ADDITIONAL SECURITIES PURSUANT TO GENERAL INSTRUCTION E OF FORM S-8
This Registration Statement on Form S-8 (the “Registration Statement”) is being filed by Alphabet Inc., a Delaware corporation (the “Registrant”), to register an additional 8,500,000 shares of its Class C capital stock, par value $0.001 per share, issuable to eligible employees, consultants, contractors, and directors of the Registrant and its affiliates under the Registrant’s Amended and Restated 2012 Stock Plan (the “Plan”). The Registrant filed with the U.S. Securities and Exchange Commission (the “SEC”) on October 2, 2015 (File No. 333-207254), August 4, 2016 (File No. 333-212914), July 25, 2017 (File No. 333-219435), July 24, 2018 (File No. 333-226309), and July 26, 2019 (File No. 333-232836) Registration Statements on Form S-8 (collectively, the “Prior Registration Statements”) relating to shares of Class C capital stock issuable to eligible employees, consultants, contractors, and directors of the Registrant under the Plan. The Prior Registration Statements are currently effective. The Registration Statement relates to securities of the same class as those to which the Prior Registration Statements relate and is submitted in accordance with General Instruction E of Form S-8 regarding Registration of Additional Securities. Pursuant to General Instruction E of Form S-8, the contents of the Prior Registration Statements relating to the Plan, including periodic reports that the Registrant filed after the Prior Registration Statements to maintain current information about the Registrant, are incorporated herein by reference and made part of the Registration Statement, except as amended hereby.
Item 8. Exhibits.
* | Filed herewith |
‡ | Incorporated herein by reference |
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Pursuant to the requirements of the Securities Act, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Mountain View, State of California, on July 30, 2020.
ALPHABET INC. | ||
By: | /S/ SUNDAR PICHAI | |
Sundar Pichai | ||
Chief Executive Officer |
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Sundar Pichai, Ruth M. Porat, Kent Walker, and Kathryn W. Hall, and each of them acting individually, as his or her true and lawful attorney-in-fact and agent, each with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities (unless revoked in writing), to sign any and all amendments (including post-effective amendments thereto) to the Registration Statement on Form S-8, and to file the same, with exhibits thereto and other documents in connection therewith, with the SEC, granting to such attorney-in-fact and agents full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as full to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that such attorney-in-fact and agents, or their or his or her substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act, the Registration Statement has been signed by the following persons in the capacities and on the date indicated:
Signature | Title | Date | ||
/S/ SUNDAR PICHAI Sundar Pichai | Chief Executive Officer and Director (Principal Executive Officer) | July 30, 2020 | ||
/S/ RUTH M. PORAT Ruth M. Porat | Senior Vice President and Chief Financial Officer (Principal Financial Officer) | July 30, 2020 | ||
/S/ AMIE THUENER O’TOOLE Amie Thuener O’Toole | Vice President, Chief Accounting Officer (Principal Accounting Officer) | July 30, 2020 | ||
/S/ LARRY PAGE Larry Page | Co-Founder and Director | July 30, 2020 | ||
/S/ SERGEY BRIN Sergey Brin | Co-Founder and Director | July 30, 2020 | ||
/S/ FRANCES H. ARNOLD Frances H. Arnold | Director | July 30, 2020 | ||
/S/ L. JOHN DOERR L. John Doerr | Director | July 30, 2020 | ||
/S/ ROGER W. FERGUSON, JR. Roger W. Ferguson, Jr. | Director | July 30, 2020 | ||
/S/ JOHN L. HENNESSY John L. Hennessy | Chairman of the Board and Director | July 30, 2020 |
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Signature | Title | Date | ||
/S/ ANN MATHER Ann Mather | Director | July 30, 2020 | ||
/S/ ALAN R. MULALLY Alan R. Mulally | Director | July 30, 2020 | ||
/S/ K. RAM SHRIRAM K. Ram Shriram | Director | July 30, 2020 | ||
/S/ ROBIN L. WASHINGTON Robin L. Washington | Director | July 30, 2020 |
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