Yintech Investment SC 13G/AYintech Investment Holdings Ltd

(a)

o

(b)

o

SEC Use Only

Citizenship or Place of Organization
Hong Kong Special Administrative Region of the People’s Republic of China

Aggregate Amount Beneficially Owned by Each Reporting Person
405,166,740 Ordinary Shares3

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

Percent of Class Represented by Amount in Row (9)
28.4%4

(a)

(b)

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);

A non-U.S. institution in accordance with § 240.13d–1(b)(1)(ii)(J);

Group, in accordance with § 240.13d–1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with

§ 240.13d–1(b)(1)(ii)(J), please specify the type of institution:____________________________

Not applicable.

Item 4.

Ownership.

(a)

Amount beneficially owned:   

The following information with respect to the ownership of the Ordinary Shares of the Issuer by each of the Reporting Persons is provided as of December 31, 2019. The percentage of Ordinary Shares beneficially owned by each Reporting Person is based on a total of 1,427,931,000 Ordinary Shares of the Issuer outstanding as of September 30, 2019.

Coreworth Investments Limited, a company incorporated under the laws of the British Virgin Islands, holds 400,000,000 Ordinary Shares. Wenbin Chen is the sole shareholder of Coreworth Investments Limited and thus has the sole voting and dispositive power over the Ordinary Shares held by Coreworth Investments Limited. In addition, Wenbin Chen may purchase 258,337 ADSs upon exercise of share options within 60 days after December 31, 2019, which are equivalent to 5,166,740 Ordinary Shares of the Issuer. Wenbin Chen has not exercised any of the rights associated with the aforementioned share options. Wenbin Chen does not directly own any Ordinary Shares of the Issuer as of December 31, 2019, and except as disclosed herein, does not have any right to acquire Ordinary Shares within 60 days after December 31, 2019, including through exercise of any option, warrant or right.

(b)

Percent of class:   

See Row 11 of the cover page for each Reporting Person.

(c)

Number of shares as to which the person has:

(i)

(ii)

(iii)

(iv)

Item 5.

Ownership of Five Percent or Less of a Class.

Not applicable.

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not applicable.

Item 8.

Identification and Classification of Members of the Group.

Not applicable.

Item 9.

Notice of Dissolution of Group.

Not applicable.

Item 10.

Certifications.

Not applicable.