This Amendment No. 1 (“Amendment No. 1”) amends the Schedule 13D filed by the Reporting Persons with the SEC on June 12, 2023 (the “Original Schedule 13D”) with respect to the common shares, no par value (the “Common Shares”), of the Issuer. Except as set forth herein, the Original Schedule 13D is unmodified. Capitalized terms used and not otherwise defined in this Amendment No. 1 have the meanings set forth in the Original Schedule 13D. All references to “20231028 Parent, LLC” throughout the Original Schedule 13D and the Exhibits thereto are deemed to be references to “20231089 Parent, Inc.” and all references to “1000548481 Ontario Inc.” throughout the Original Schedule 13D and the Exhibits thereto are deemed to be references to “15186111 Canada Inc.”
Item 4. | PURPOSE OF TRANSACTION |
Item 4 of the Original Schedule 13D is amended to include the following at the end thereof:
“Pursuant to the completion of the Arrangement, which occurred as disclosed in the press release issued by the Issuer on August 1, 2023 (which is attached hereto as Exhibit 99.18):
| • | | The Issuer was amalgamated with its wholly owned subsidiary, Reunion Neuroscience Canada Inc., and the resulting entity was amalgamated with the Purchaser (the entity resulting from such amalgamations, “New RNI”). |
| • | | Each Share issued and outstanding immediately prior to the Effective Time was exchanged for one preferred share in the capital of New RNI and subsequently redeemed for the Arrangement Consideration per share. |
| • | | Each share in the capital of the Purchaser held by Parent immediately prior to the Effective Time was, ultimately, exchanged for one Class A common share in the capital of New RNI (the “Class A Shares”). |
As a result of the Arrangement, the Parent received an aggregate of 200 Class A Shares of New RNI. Consequently, the Parent became the beneficial owner of such 200 Class A Shares, which represent all of New RNI’s issued and outstanding shares.
Following the Arrangement, all Shares ceased trading prior to the opening of trading on the Nasdaq Global Select Market on August 1, 2023, and will be delisted from the Toronto Stock Exchange and the Nasdaq Global Select Market and deregistered under the Act (the “Deregistration”).”
Item 5. | INTEREST IN SECURITIES OF THE ISSUER |
Item 5 of the Original Schedule 13D is hereby amended and restated in its entirety as follows:
“(a)-(b) The information relating to the beneficial ownership of the Shares by each of the Reporting Persons set forth in Rows 7 through 13 on each of the cover pages hereto is incorporated by reference herein and is as of the date hereof. This Schedule 13D shall not be construed as an admission by the Reporting Persons that the Reporting Persons are, for the purposes of Section 13(d) of the Act, the beneficial owners of any Shares covered by this statement.
(c) Except as otherwise described herein and in the Original Schedule 13D, the Reporting Persons have not engaged in any transactions with respect to the Issuer’s securities.
(d) Not applicable.
(e) Upon effectiveness of the Deregistration on October 30, 2023, the Reporting Persons will cease to have reporting obligations with regard to any beneficial ownership of the Issuer’s securities under Section 13(d) of the Act.”
Item 6. | CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER |
Item 6 of the Original Schedule 13D is hereby amended and supplemented by adding the following at the end thereof:
“At the Effective Time, the Support and Voting Agreements terminated in accordance with their express terms.”