UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-23235
Morningstar Funds Trust
(Exact name of registrant as specified in charter)
Morningstar Funds Trust
22 W. Washington Street
Chicago, IL 60602
(Address of principal executive offices) (Zip code)
D. Scott Schilling
Morningstar Funds Trust
22 W. Washington Street
Chicago, IL 60602
With a copy to:
Eric S. Purple
Stradley Ronon Stevens & Young, LLP
2000 K Street, N.W., Suite 700
Washington, District of Columbia, 20006
(Name and address of agent for service)
Registrant’s telephone number, including area code: (312) 696-6000
Date of fiscal year end: April 30
Date of reporting period: July 1, 2019 - June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
| Item 1. | Proxy Voting Record. |
MORNINGSTAR FUNDS TRUST - Morningstar Alternatives Fund
Period: July 1, 2019 to and including June 30, 2020
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| HFF, Inc. | HF | 40418F108 | July 1, 2019 | 1 | Vote to adopt Agreement and Plan Merger dated March 18, 2019 | Management | Yes | For | For | |||||||||
| 2 | Vote to approve compensation that may be paid or become payble to HFF’s executive officers that is based on or otherwise relates to merger | Management | Yes | For | For | |||||||||||||
| 3 | Directors Deborah H. McAneny and Steven E. Wheeler | Management | Yes | For | For | |||||||||||||
| 4 | Ratification of HFF’s Independent Registered Certified Public Accountants | Management | Yes | For | For | |||||||||||||
| 5 | Vote to approve HFF’s named executive officer compensation | Management | Yes | For | For | |||||||||||||
| Global Brass and Copper Holdings, Inc. | BRSS | 37953G103 | July 9, 2019 | 1 | Proposal to adopt Agreement and Plan Merger dated April 9, 2019 | Management | Yes | For | For | |||||||||
| 2 | Proposal to approve certain compensation that may be paid or become payable to Company’s named executive officers in connection with the merger. | Management | Yes | For | For | |||||||||||||
| 3 | Proposal to appove adjournment of special meeting to permit further solicitation of proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt merger agreement or in the absense of a quorum | Management | Yes | For | For | |||||||||||||
| Aquantia Corp. | AQ | 03842Q108 | July 10, 2019 | 1 | To adopt Agreement and Plan Merger dated May 6, 2019 | Management | Yes | For | For | |||||||||
| 2 | To approve certain compensation that may be paid or become payable to Aquantia’s named executive officers in connection with the merger. | Management | Yes | For | For | |||||||||||||
| 3 | To adjourn the Special Meeting of Aquantia Stockholders to permit further solicitation of proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt merger agreement or in the absense of a quorum | Management | Yes | For | For | |||||||||||||
| Tarsus Group PLC | None Noted | G6513R100 | July 11, 2019 | S.1 | To implement the scheme as set out in the notice of general meeting, including amendments to the articles of association | Management | Yes | For | For | |||||||||
| O.1 | To approve the rollover arrangements in, or substantailly in, such form for the purposes of Rule 16 of the City Code on Takeovers and Mergers, notwithstanding that such arrangements are not extended to all shareholders to the company. | Management | Yes | For | For | |||||||||||||
| Tarsus Group PLC | None Noted | G6513R100 | July 11, 2019 | 1 | To approve the scheme | Management | Yes | For | For | |||||||||
| Atlantic Gold Corp. | None Noted | 04854Q101 | July 15, 2019 | 1 | To consider, pursuant to an interim order of the British Columbia Supreme Court and, if deemed advisable, to pass, with or without variation, a special resolution approving a statutory plan of arrangement under the Business Corporations Act pursuant to which 1207147 B.C. LTD will acquire all of the issued and outstanding Atlantic shares for (i) cash consideration of CAD2.90 per Atlantic share and (ii) 0.05 of A share of 1193490 B.C. Ltd for each Atlantic Share | Management | Yes | For | For | |||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Electronics For Imaging, Inc. | EFII | 286082102 | July 15, 2019 | 1 | Proposal to adopt the Agreement and Plan of Merger, dated April 14, 2019 (which, as may be amended from time to time, we refer to as the “merger agreement”), among East Private Holdings II, LLC (which we refer to as “Parent”), East Merger Sub, Inc. (which we refer to as “Merger Sub”), which is a wholly owned subsidiary of Parent, and Electronics for Imaging, Inc. (“EFI”), pursuant to which Merger Sub will be merged with and into EFI (which we refer to as the “merger”), with EFI ...(due to space limits, see proxy statement for full proposal). | Management | Yes | For | For | |||||||||
| 2 | Non-binding, advisory proposal to approve specified compensation that will or may become payable to EFI’s named executive officers in connection with the merger. | Management | Yes | For | For | |||||||||||||
| 3 | Proposal to adjourn the special meeting, if necessary, to solicit additional proxies if there are not sufficient votes at the time of the special meeting to adopt the merger agreement. | Management | Yes | For | For | |||||||||||||
| Aratana Therapeutics, Inc. | PETX | 03874P101 | July 16, 2019 | 1 | Merger proposal: To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the “merger agreement”), dated April 26, 2019, by and among Elanco Animal Health Incorporated, an Indiana corporation (“Elanco”), Elanco Athens Inc., a Delaware corporation and a direct wholly owned subsidiary of Elanco (“Acquisition Sub”), and Aratana Therapeutics, Inc., a Delaware corporation (“Aratana”). | Management | Yes | For | For | |||||||||
| 2 | Adjournment proposal: To adjourn the Aratana special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the Aratana special meeting. | Management | Yes | For | For | |||||||||||||
| 3 | Non-binding, advisory merger-related compensation proposal: To approve, by non-binding, advisory vote, compensation that will or may become payable to Aratana’s named executive officers in connection with the merger of Acquisition Sub with and into Aratana as contemplated by the merger agreement. | Management | Yes | For | For | |||||||||||||
| Intermolecular, Inc. | IMI | 45882D109 | July 17 2019 | 1 | To adopt the Agreement and Plan of Merger by and among EMD Group Holding II, Inc. (“Parent”), an indirect wholly owned subsidiary of Merck KGaA, Darmstadt, Germany, EMD Performance Materials Semiconductor Services Corp., a wholly owned subsidiary of Parent and Intermolecular, Inc. (the “Company”), dated May 6, 2019 (the “Merger Agreement”), and approve the transactions contemplated therein. | Management | Yes | For | For | |||||||||
| 2 | To approve an adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement and approve the transactions contemplated therein at the time of the Special Meeting. | Management | Yes | For | For | |||||||||||||
| 3 | To approve, on an advisory, non-binding basis, compensation that will or may become payable to the Company’s named executive officers in connection with the merger. | Management | Yes | For | For | |||||||||||||
| Safecharge International Group Limited | None Noted | G7740U106 | July 17 2019 | 1 | THAT THE SCHEME BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS, A PRINT OF WHICH HAS BEEN PRODUCED TO THIS MEETING AND, FOR THE PURPOSES OF IDENTIFICATION SIGNED BY THE CHAIRMAN HEREOF IN ITS ORIGINAL FORM OR WITH OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION APPROVED OR IMPOSED BY THE COURT AND AGREED BY SAFECHARGE AND NUVEI BIDCO, BE APPROVED | Management | Yes | For | For | |||||||||
| Safecharge International Group Limited | None Noted | G7740U106 | July 17 2019 | 1 | THAT FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME: A. THE DIRECTORS OF THE COMPANY BE AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY, DESIRABLE OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND B. WITH EFFECT FROM THE PASSING OF THIS RESOLUTION, THE ARTICLES OF INCORPORATION OF THE COMPANY BE AMENDED ON THE TERMS DESCRIBED IN THE NOTICE OF THIS GENERAL MEETING | Management | Yes | For | For | |||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Premier Technical Services Group PLC | None Noted | G7S1A4106 | July 22 2019 | 1 | To approve the scheme | Management | Yes | For | For | |||||||||
| Premier Technical Services Group PLC | None Noted | G7S1A4106 | July 22 2019 | 1 | TO GIVE EFFECT TO THE SCHEME, AS SET OUT IN THE NOTICE OF GENERAL MEETING, INCLUDING THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | Yes | For | For | |||||||||
| 2 | APPROVAL OF THE REINVESTMENT ARRANGEMENTS AND THE MIP (AS DESCRIBED AT PARAGRAPH 10 OF PART 1 OF THE CIRCULAR ISSUED TO SHAREHOLDERS OF THE COMPANY DATED 28 JUNE 2019) FOR THE PURPOSES OF RULE 16 OF THE CITY CODE ON TAKEOVERS AND MERGERS | Management | Yes | For | For | |||||||||||||
| Oaktree Capital Group, LLC | OAK | 674001201 | July 23 2019 | 1 | Adoption of the Agreement and Plan of Merger, by and among Oaktree, Brookfield, Oslo Holdings LLC, a Delaware limited liability company (“SellerCo”), Oslo Holdings Merger Sub LLC, a Delaware limited liability company (“Seller MergerCo”), and Berlin Merger Sub, LLC, a Delaware limited liability company (“Berlin Merger Sub”), pursuant to which (i) Berlin Merger Sub will merge with and into Oaktree (the “initial merger”), with Oaktree surviving such merger and (ii) SellerCo will merge with and into Seller MergerCo. | Management | Yes | For | For | |||||||||
| 2 | Adoption of following resolution, on a non-binding, advisory basis: “RESOLVED, that the compensation that will or may be made to Oaktree’s named executive officers in connection with mergers, & agreements or understandings pursuant to which such compensation will or may be made, in each case, as disclosed pursuant to Item 402(t) of Regulation S-K under heading “Special Factors-Interests of Oaktree Directors & Executive Officers in the Mergers” beginning on page 97 of the consent solicitation statement/prospectus, which is part of Registration Statement. | Management | Yes | For | For | |||||||||||||
| Worldpay Inc. | WP | 981558109 | July 24 2019 | 1 | To adopt and approve the Agreement and Plan of Merger (the “merger agreement”), dated March 17, 2019, by and among Worldpay, Inc. (“Worldpay”), Fidelity National Information Services, Inc. and Wrangler Merger Sub, Inc. | Management | Yes | For | For | |||||||||
| 2 | To approve, on a non-binding, advisory basis, the compensation payments that will or may be made to Worldpay’s named executive officers in connection with the transaction contemplated by the merger agreement. | Management | Yes | For | For | |||||||||||||
| 3 | To adjourn the Worldpay Special Meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to adopt and approve the merger agreement. | Management | Yes | For | For | |||||||||||||
| Mellanox Technologies LTD | MLNX | M51363113 | July 25 2019 | 1a | Election of Director: Glenda Dorchak | Management | Yes | For | For | |||||||||
| 1b | Election of Director: Irwin Federman | Management | Yes | For | For | |||||||||||||
| 1c | Election of Director: Amal M. Johnson | Management | Yes | For | For | |||||||||||||
| 1d | Election of Director: Jack Lazar | Management | Yes | For | For | |||||||||||||
| 1e | Election of Director: Jon A. Olson | Management | Yes | For | For | |||||||||||||
| 1f | Election of Director: Umesh Padval | Management | Yes | For | For | |||||||||||||
| 1g | Election of Director: David Perlmutter | Management | Yes | For | For | |||||||||||||
| 1h | Election of Director: Steve Sanghi | Management | Yes | For | For | |||||||||||||
| 1i | Election of Director: Eyal Waldman | Management | Yes | For | For | |||||||||||||
| 1j | Election of Director: Gregory Waters | Management | Yes | For | For | |||||||||||||
| 2 | Advisory vote to approve the compensation of the Company’s named executive officers (“say-on-pay vote”) as disclosed in the compensation discussion and analysis, compensation tables and narrative discussion set forth in the proxy statement. | Management | Yes | For | For | |||||||||||||
| 3 | Approval of the Fourth Restated Plan. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 4 | Approval of certain changes to the annual retainer fees and equity awards to the Company’s non-employee directors. | Management | Yes | For | For | |||||||||||||
| 5a | Do you have a Personal Interest (as defined in the Proxy Statement) with regards to Proposal 5b? By selecting FOR I confirm that I DO NOT HAVE a Personal Interest and by selecting AGAINST I confirm I DO HAVE a Personal Interest in voting this proposal. | Management | Yes | For | For | |||||||||||||
| 5b | Approval of the Company’s Compensation Philosophy. | Management | Yes | For | For | |||||||||||||
| 6 | Approval of the appointment of EY Israel as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019 and authorization of audit committee to determine its fiscal 2019 remuneration in accordance with the volume and nature of its services. | Management | Yes | For | For | |||||||||||||
| KCOM Group PLC | None Noted | G5221A102 | July 20 2019 | 1 | TO GIVE EFFECT TO THE SCHEME, AS SET OUT IN THE NOTICE OF GENERAL MEETING, INCLUDING THE AMENDMENTS TO THE KCOM ARTICLES: ARTICLE 163 | Management | Yes | For | For | |||||||||
| KCOM Group PLC | None Noted | G5221A102 | July 20 2019 | TO APPROVE THE SCHEME | Management | Yes | For | For | ||||||||||
| Liberty Expedia Holdings, Inc. | LEXEA | 53046P109 | July 26 2019 | 1 | To approve the adoption of Agreement & Plan of Merger (as may be amended from time to time, merger agreement), by and among Expedia Group, Inc. (Expedia Group), LEMS I LLC (Merger LLC), LEMS II Inc. (Merger Sub) and Liberty Expedia Holdings, Inc. (Liberty Expedia), pursuant to which Merger Sub will merge with & into Liberty Expedia (first merger) & immediately thereafter, Liberty Expedia as the surviving corporation of first merger will merge with & into Merger LLC, with Merger LLC surviving as the surviving company (together with first merger, mergers). | Management | Yes | For | For | |||||||||
| 2 | A proposal to approve, by advisory (non-binding) vote, certain compensation that may be paid or become payable to the named executive officers of Liberty Expedia in connection with the completion of the mergers. | Management | Yes | For | For | |||||||||||||
| 3 | A proposal to approve the adjournment of the Liberty Expedia special meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve the merger agreement, if there are insufficient votes at the time of such adjournment to approve such proposal. | Management | Yes | For | For | |||||||||||||
| Zayo Group Holdings Inc. | ZAYO | 98919V105 | July 26 2019 | 1 | Approval of the proposal to adopt the merger agreement. | Management | Yes | For | For | |||||||||
| 2 | The approval, on a non-binding advisory basis, of the golden parachute compensation that will or may be received by the Company’s named executive officers in connection with the merger. | Management | Yes | For | For | |||||||||||||
| 3 | The proposal to approve one or more adjournments of the special meeting, if necessary or appropriate and permitted under the merger agreement. | Management | Yes | For | For | |||||||||||||
| Andeavor Logistics LP | ANDX | 03350F106 | July 29 2019 | 1 | Approval of the merger of MPLX MAX LLC, a Delaware limited liability company and a wholly owned subsidiary of MPLX, with and into ANDX, with ANDX continuing as the surviving entity (the “Merger”), and adoption and approval of the Agreement and Plan of Merger, dated as of May 7, 2019, as such agreement may be amended from time to time, by and among ANDX, Tesoro Logistics GP, LLC, MPLX, MPLX GP LLC, and MPLX MAX LLC, and the transactions contemplated thereby. | Management | Yes | For | For | |||||||||
| 2 | Approval, on an advisory (non-binding) basis, of the compensation that may be paid or become payable to ANDX’s named executive officers in connection with the Merger. | Management | Yes | For | For | |||||||||||||
| BCA Marketplace PLC | None Noted | G1094F104 | July 29 2019 | 1 | 1.(A) TO AUTHORISE THE DIRECTORS TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT. (B) TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY TO ADOPT NEW ARTICLE 130 | Management | Yes | For | For | |||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| BCA Marketplace PLC | None Noted | G1094F104 | July 29 2019 | 1 | FOR THE PURPOSE OF CONSIDERING, AND IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATION) THE PROPOSED SCHEME (AS DEFINED IN THE SCHEME CIRCULAR AND REFERRED TO IN THE NOTICE CONVENING THE COURT MEETING) AND AT SUCH MEETING, OR ANY ADJOURNMENT THEREOF | Management | Yes | For | For | |||||||||
| Control4 Corporation | CTRL | 21240D107 | July 30 2019 | 1 | To adopt the Agreement and Plan of Merger, dated as of May 8, 2019 (as it may be amended from time to time, the “merger agreement”), by and among Control4 Corporation, a Delaware corporation (the “Company”), Wirepath Home Systems, LLC, a North Carolina limited liability company (“Parent”), and Copper Merger Sub Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent (“Merger Sub”), pursuant to which Merger Sub will be merged with and into the Company (the “merger”). | Management | Yes | For | For | |||||||||
| 2 | To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to the Company’s named executive officers in connection with the merger. | Management | Yes | For | For | |||||||||||||
| 3 | To approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | Yes | For | For | |||||||||||||
| SunTrust Banks, Inc. | STI | 867914103 | July 30 2019 | 1 | To approve the Amended Agreement and Plan of Merger, dated as of February 7, 2019, as amended as of June 14, 2019 (as further amended from time to time, the “Merger Agreement”), by and between BB&T Corporation, a North Carolina corporation, and SunTrust Banks, Inc., a Georgia corporation (“SunTrust”) (the “SunTrust merger proposal”). | Management | Yes | For | For | |||||||||
| 2 | To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to SunTrust’s named executive officers in connection with the transactions contemplated by the Merger Agreement. | Management | Yes | For | For | |||||||||||||
| 3 | To adjourn the SunTrust special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the SunTrust merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of SunTrust common stock and holders of SunTrust preferred stock. | Management | Yes | For | For | |||||||||||||
| Buckeye Partners, L.P. | BPL | 118230101 | July 31 2019 | 1 | The approval of (i) the Agreement and Plan of Merger, dated as of May 10, 2019, by and among Buckeye Partners, L.P., a DE limited partnership, Hercules Intermediate Holdings LLC, a DE limited liability company (“Parent”), Hercules Merger Sub LLC, a DE limited liability company and a wholly owned subsidiary of Parent, Buckeye Pipe Line Services Company, a PA corporation, and Buckeye GP LLC, a DE limited liability company and the general partner of Buckeye Partners, L.P. and (ii) the transactions contemplated by the Agreement and Plan of Merger. | Management | Yes | For | For | |||||||||
| 2 | The approval, in a nonbinding advisory vote, of the compensation that may be paid or may become payable to Buckeye Partners, L.P.’s named executive officers in connection with, or following, the consummation of the merger contemplated by the Agreement and Plan of Merger. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Red Hat, Inc. | None Noted | 756577102 | July 31 2019 | 1.1 | Election of Director: Sohaib Abbasi | Management | No | |||||||||||
| 1.2 | Election of Director: W. Steve Albrecht | Management | No | |||||||||||||||
| 1.3 | Election of Director: Charlene T. Begley | Management | No | |||||||||||||||
| 1.4 | Election of Director: Narendra K. Gupta | Management | No | |||||||||||||||
| 1.5 | Election of Director: Kimberly L. Hammonds | Management | No | |||||||||||||||
| 1.6 | Election of Director: William S. Kaiser | Management | No | |||||||||||||||
| 1.7 | Election of Director: Kevin M. Murai | Management | No | |||||||||||||||
| 1.8 | Election of Director: James M. Whitehurst | Management | No | |||||||||||||||
| 1.9 | Election of Director: Alfred W. Zollar | Management | No | |||||||||||||||
| 2 | To approve, on an advisory basis, a resolution relating to Red Hat’s executive compensation | Management | No | |||||||||||||||
| 3 | To ratify the selection of PricewaterhouseCoopers LLP as Red Hat’s independent registered public accounting firm for the fiscal year ending February 29, 2020 | Management | No | |||||||||||||||
| Anadarko Petroleum Corporation | APC | 32511107 | August 8 2019 | 1 | To adopt the Agreement and Plan of Merger, dated as of May 9, 2019, by and among Occidental Petroleum Corporation, Baseball Merger Sub 1, Inc. and Anadarko Petroleum Corporation (“Anadarko”). | Management | Yes | For | For | |||||||||
| 2 | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Anadarko’s named executive officers that is based on or otherwise related to the proposed transactions. | Management | Yes | For | For | |||||||||||||
| Medidata Solutions, Inc. | MDSO | 58471A105 | August 16 2019 | 1 | A proposal to adopt the Agreement and Plan of Merger (as it may be amended from time to time, the “merger agreement”), dated as of June 11, 2019, by and among Medidata Solutions, Inc., Dassault Systèmes SE, Dassault Systèmes Americas Corp., and 3DS Acquisition 6 Corp. | Management | Yes | For | For | |||||||||
| 2 | A proposal to approve, on an advisory (non-binding) basis, specified compensation that may be paid or become payable to Medidata Solutions, Inc.’s principal executive officers, principal financial officer and three most highly compensated executive officers other than the principal executive officers and principal financial officer in connection with the merger. | Management | Yes | For | For | |||||||||||||
| 3 | A proposal to approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | Yes | For | For | |||||||||||||
| Amerigas Partners, L.P. | APU | 30975106 | August 21 2019 | 1 | To approve the Agreement and Plan of Merger, dated as of April 1,2019 (as may be amended from time to time, the “merger agreement”), by and among UGI Corporation, AmeriGas Propane Holdings, Inc., AmeriGas Propane Holdings, LLC (“Merger Sub”), AmeriGas Partners, L.P. (“AmeriGas”) and AmeriGas Propane, Inc., the general partner of AmeriGas, and transactions contemplated thereby, including the merger of Merger Sub with and into AmeriGas, with AmeriGas continuing as the surviving entity and an indirect, wholly owned subsidiary of UGI (the “merger”). | Management | Yes | For | For | |||||||||
| 2 | To approve the adjournment of the special meeting, if necessary, to solicit additional proxies if there are not sufficient votes to approve the merger agreement and the transactions contemplated thereby, including the merger, at the time of the special meeting. | Management | Yes | For | For | |||||||||||||
| 3 | To approve, by a non-binding advisory vote, the compensation arrangements disclosed in the proxy statement/prospectus that may be payable to AmeriGas’ named executive officers in connection with the completion of the merger. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| PCM, Inc. | PCMI | 69323K100 | August 26 2019 | 1 | To adopt the Agreement and Plan of Merger, dated as of June 23, 2019, as it may be amended from time to time, by and among PCM, Inc. (the “Company”), Insight Enterprises, Inc. and Trojan Acquisition Corp. (the “Merger Agreement”). | Management | Yes | For | For | |||||||||
| 2 | To approve, on an advisory (non-binding) basis, certain compensation that may become payable to the named executive officers of the Company in connection with the merger contemplated by the Merger Agreement. | Management | Yes | For | For | |||||||||||||
| 3 | To approve the adjournment of the special meeting from time to time, if necessary or appropriate as determined by the Company’s board of directors, to solicit additional proxies if there are insufficient votes at the time of the special meeting to adopt the Merger Agreement or if a quorum is not present at the special meeting. | Management | Yes | For | For | |||||||||||||
| Cray, Inc. | CRAY | 225223304 | August 27 2019 | 1 | To approve the Agreement and Plan of Merger (the “Merger Agreement”), dated as of May 16, 2019, by and among Hewlett Packard Enterprise Company, a Delaware corporation (“HPE”), Canopy Merger Sub, Inc., a Washington corporation and wholly owned subsidiary of HPE, and Cray Inc., a Washington corporation (“Cray”), as such agreement may be amended from time to time. | Management | Yes | For | For | |||||||||
| 2 | To approve, on a non-binding advisory basis, certain compensation that may be paid or become payable to Cray’s named executive officers in connection with the merger. | Management | Yes | For | For | |||||||||||||
| 3 | To approve the adjournment of the special meeting to a later date if Cray’s board of directors determines that it is necessary or appropriate, and is permitted by the Merger Agreement, to solicit additional proxies if there is not a quorum present or there are not sufficient votes in favor of the approval of the Merger Agreement at the time of the special meeting. | Management | Yes | For | For | |||||||||||||
| Cypress Semiconductor Corporation | CY | 232806109 | August 27 2019 | 1 | To adopt the Agreement and Plan of Merger, dated as of June 3, 2019, as it may be amended or modified from time to time, among Cypress Semiconductor Corporation (“Cypress”), Infineon Technologies AG and IFX Merger Sub Inc. (the “merger agreement”) and the merger described therein. | Management | Yes | For | For | |||||||||
| 2 | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid by Cypress to its named executive officers that is based on or otherwise relates to the merger. | Management | Yes | For | For | |||||||||||||
| 3 | To approve any proposal to adjourn the special meeting from time to time, if necessary or appropriate, for the purpose of soliciting additional votes for the approval of the merger agreement. | Management | Yes | For | For | |||||||||||||
| Shutterfly, Inc. | SFLY | 82568P304 | August 28 2019 | 1 | Adopt Agreement and Plan of Merger, among Photo Holdings, LLC, a Delaware limited liability company (“Newco”), Photo Holdings Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Newco, and Shutterfly, Inc., a Delaware corporation (“Shutterfly”), as such agreement may be amended from time to time. Upon the terms and subject to the conditions of the Merger Agreement, if the merger is completed, Merger Sub will merge with & into Shutterfly (the “Merger”), and Shutterfly will continue as surviving corporation. | Management | Yes | For | For | |||||||||
| 2 | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Shutterfly’s named executive officers that is based on or otherwise relates to the Merger. | Management | Yes | For | For | |||||||||||||
| 3 | To approve the adjournment of the special meeting to a later date or dates, if Shutterfly’s board of directors determines that it is necessary or appropriate and is permitted by the Merger Agreement, to solicit additional proxies if (a) there is not a quorum present or represented by proxy or (b) there are insufficient votes to adopt the Merger Agreement, in each case, at the time of then-scheduled special meeting, or to give holders of Shutterfly’s common stock additional time to evaluate new material information or disclosure. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Wageworks, Inc. | WAGE | 930427109 | August 28 2019 | 1 | To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of June 26, 2019 by and among WageWorks, Inc., a Delaware corporation, HealthEquity, Inc., a Delaware corporation (“HealthEquity”), and Pacific Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of HealthEquity (“Merger Sub”), pursuant to which Merger Sub will be merged with and into WageWorks (the “merger”) and WageWorks will survive the merger and become a wholly owned subsidiary of HealthEquity. | Management | Yes | For | For | |||||||||
| 2 | To approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | Yes | For | For | |||||||||||||
| 3 | To approve, on an advisory (non-binding) basis, certain compensation that will or may become payable to the named executive officers of WageWorks in connection with the merger. | Management | Yes | For | For | |||||||||||||
| Hydrogenics Corporation | HYGS | 448883207 | August 29 2019 | 1 | The special resolution, the full text of which is set forth in Appendix “B” to the Circular, approving a plan of arrangement under section 192 of the Canada Business Corporations Act, involving Cummins Inc., Atlantis AcquisitionCo Canada Corporation and the Company, all as more particularly described in the Circular. | Management | Yes | For | For | |||||||||
| Total System Services, Inc. | TSS | 891906109 | August 29 2019 | 1 | Approval of the Agreement and Plan of Merger, dated as of May 27, 2019 (as amended from time to time, the “merger agreement”), by and between Total System Services, Inc. (“TSYS”) and Global Payments Inc. (“Global Payments”) and the transactions contemplated thereby, including the merger of TSYS with and into Global Payments (the “merger”). | Management | Yes | For | For | |||||||||
| 2 | Approval, on an advisory (non-binding) basis, of the executive officer compensation that will or may be paid to or become payable to TSYS’ named executive officers in connection with the merger. | Management | Yes | For | For | |||||||||||||
| 3 | Approval, on an advisory (non-binding) basis, of an amendment to Global Payments’ articles of incorporation to declassify Global Payments’ board of directors and provide for the annual election of directors. | Management | Yes | For | For | |||||||||||||
| 4 | Approval of the adjournment of the TSYS special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve Proposal 1. | Management | Yes | For | For | |||||||||||||
| Wessanen NV | None Noted | N95242165 | August 29 2019 | 3 | POST-CLOSING RESTRUCTURING RESOLUTION | Management | Yes | For | For | |||||||||
| 4 | APPOINTMENT OF MR DE GANTES AS MEMBER OF THE EXECUTIVE BOARD | Management | Yes | For | For | |||||||||||||
| 5.A | CONDITIONAL APPOINTMENT OF MRS D’ENGREMONT AS MEMBER OF THE SUPERVISORY BOARD | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 5.B | CONDITIONAL APPOINTMENT OF MR MONIER AS MEMBER OF THE SUPERVISORY BOARD | Management | Yes | For | For | |||||||||||||
| 5.C | CONDITIONAL APPOINTMENT OF MRS SIMONSE AS MEMBER OF THE SUPERVISORY BOARD | Management | Yes | For | For | |||||||||||||
| 5.D | CONDITIONAL APPOINTMENT OF MR JOBSON AS MEMBER OF THE SUPERVISORY BOARD | Management | Yes | For | For | |||||||||||||
| 5.E | CONDITIONAL APPOINTMENT OF MR SUBERBIELLE AS MEMBER OF THE SUPERVISORY BOARD | Management | Yes | For | For | |||||||||||||
| 6 | CONDITIONAL GRANTING OF FULL AND FINAL DISCHARGE FROM LIABILITY TO ALL MEMBERS OF THE SUPERVISORY BOARD | Management | Yes | For | For | |||||||||||||
| 7 | CONDITIONAL GRANTING OF FULL AND FINAL DISCHARGE FROM LIABILITY TO THE MEMBERS OF THE EXECUTIVE BOARD | Management | Yes | For | For | |||||||||||||
| 8 | CONDITIONAL CONVERSION AND AMENDMENT ARTICLES OF ASSOCIATION OF WESSANEN | Management | Yes | For | For | |||||||||||||
| Merlin Entertainment PLC | None Noted | G6019W108 | September 3 2019 | 1 | TO APPROVE THE SCHEME | Management | Yes | For | For | |||||||||
| Merlin Entertainment PLC | None Noted | G6019W108 | September 3 2019 | 1 | TO IMPLEMENT THE SCHEME, AS SET OUT IN THE NOTICE OF GENERAL MEETING, INCLUDING THE AMENDMENT TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | Yes | For | For | |||||||||
| Del Frisco’s Restaurant Group, Inc. | DFRG | 245077102 | September 4 2019 | 1 | To adopt the Agreement and Plan of Merger, dated as of June 23, 2019, by and among Del Frisco’s Restaurant Group, Inc., Harlan Parent, Inc. and Harlan Merger Sub, Inc. (the “Merger Agreement”). | Management | Yes | For | For | |||||||||
| 2 | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Del Frisco’s Restaurant Group, Inc.’s named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | Yes | For | For | |||||||||||||
| 3 | To approve any proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the proposal to adopt the Merger Agreement. | Management | Yes | For | For | |||||||||||||
| Sotheby’s | BID | 835898107 | September 5 2019 | 1 | To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of June 16, 2019, as it may be amended from time to time (the “merger agreement”), by and among Sotheby’s, BidFair USA LLC, (“Parent”), and BidFair MergeRight Inc., a wholly owned subsidiary of Parent (“Merger Sub”). Pursuant to the merger agreement, Merger Sub will be merged with and into Sotheby’s (the “merger”), with Sotheby’s continuing as the surviving corporation and a wholly owned subsidiary of Parent. | Management | Yes | Against | Against | |||||||||
| 2 | To consider and vote on a proposal to approve, by non- binding, advisory vote, certain compensation arrangements for Sotheby’s named executive officers in connection with the merger. | Management | Yes | Against | Against | |||||||||||||
| Spark Therapeutics, Inc. | ONCE | 84652J103 | September 5 2019 | 1.1 | Director - Anand Mehra, MD | Management | Yes | For | For | |||||||||
| 1.2 | Director - Robert J. Perez | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1.3 | Director - Lota Zoth | Management | Yes | For | For | |||||||||||||
| 2 | To approve, on an advisory basis, the compensation paid to the Company’s named executive officers. | Management | Yes | For | For | |||||||||||||
| 3 | To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | Yes | For | For | |||||||||||||
| Acacia Communcations, Inc. | ACIA | 00401C108 | September 6 2019 | 1 | To adopt the Agreement and Plan of Merger, dated as of July 8, 2019, as it may be amended from time to time, by and among Acacia Communications, Inc., Cisco Systems, Inc., and Amarone Acquisition Corp. | Management | Yes | For | For | |||||||||
| 2 | To approve, on a nonbinding advisory basis, the compensation that may be payable to Acacia Communications, Inc.’s named executive officers in connection with the merger. | Management | Yes | For | For | |||||||||||||
| 3 | To approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the Agreement and Plan of Merger. | Management | Yes | For | For | |||||||||||||
| Greene King PLC | None Noted | G40880133 | September 6 2019 | 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | Yes | Abstain | Against | |||||||||
| 2 | APPROVE REMUNERATION REPORT | Management | Yes | Abstain | Against | |||||||||||||
| 3 | APPROVE FINAL DIVIDEND | Management | Yes | Abstain | Against | |||||||||||||
| 4 | RE-ELECT MIKE COUPE AS DIRECTOR | Management | Yes | Abstain | Against | |||||||||||||
| 5 | RE-ELECT GORDON FRYETT AS DIRECTOR | Management | Yes | Abstain | Against | |||||||||||||
| 6 | RE-ELECT ROB ROWLEY AS DIRECTOR | Management | Yes | Abstain | Against | |||||||||||||
| 7 | RE-ELECT RICHARD SMOTHERS AS DIRECTOR | Management | Yes | Abstain | Against | |||||||||||||
| 8 | RE-ELECT LYNNE WEEDALL AS DIRECTOR | Management | Yes | Abstain | Against | |||||||||||||
| 9 | RE-ELECT PHILIP YEA AS DIRECTOR | Management | Yes | Abstain | Against | |||||||||||||
| 10 | ELECT NICK MACKENZIE AS DIRECTOR | Management | Yes | Abstain | Against | |||||||||||||
| 11 | ELECT SANDRA TURNER AS DIRECTOR | Management | Yes | Abstain | Against | |||||||||||||
| 12 | REAPPOINT ERNST YOUNG LLP AS AUDITORS | Management | Yes | Abstain | Against | |||||||||||||
| 13 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | Yes | Abstain | Against | |||||||||||||
| 14 | AUTHORISE ISSUE OF EQUITY | Management | Yes | Abstain | Against | |||||||||||||
| 15 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Management | Yes | Abstain | Against | |||||||||||||
| 16 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | Yes | Abstain | Against | |||||||||||||
| 17 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS’ NOTICE | Management | Yes | For | For | |||||||||||||
| Chesapeake Lodging Trust | CHSP | 165240102 | September 10 2019 | 1 | Consider and vote on a proposal to approve the merger of Chesapeake Lodging Trust with and into a subsidary of Park Hotels & Resorts Inc. (“Park”) pursuant to the Agreement and Plan of Merger, dated as of May 5, 2019 (the “Merger Agreement”), by and among Park, PK Domestic Property LLC, PK Domestic Sub LLC and Chesapeake Lodging Trust, as it may be amended from time to time (the “Merger Proposal”). | Management | Yes | For | For | |||||||||
| 2 | Consider and vote upon a non-binding advisory proposal to approve compensation that may be paid or become payable to Chesapeake Lodging Trust’s named executive officers in connection with the Merger, Merger Agreement and the transactions contemplated by the Merger Agreement (the “Chesapeake Compensation Proposal”). | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 3 | Consider and vote upon a proposal to approve one or more adjournments of the Special Meeting of Shareholders of Chesapeake Lodging Trust, if necessary or appropriate, for the purpose of soliciting additional votes for the approval of the Merger Proposal (the “Chesapeake Adjournment Proposal”). | Management | Yes | For | For | |||||||||||||
| EI Group PLC | None Noted | G3002S103 | September 12 2019 | 1 | THAT: 1. THE DIRECTORS OF THE COMPANY BE AUTHORISED TO TAKE ALL SUCH ACTIONS AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND 2. WITH EFFECT FROM THE PASSING OF THIS RESOLUTION, THE ARTICLES OF ASSOCIATION OF THE COMPANY BE AMENDED BY THE ADOPTION AND INCLUSION OF THE NEW ARTICLE 146, AS SET OUT IN THE NOTICE OF THE GENERAL MEETING | Management | Yes | For | For | |||||||||
| EI Group PLC | None Noted | G3002S103 | September 12 2019 | 1 | APPROVAL OF THE SCHEME | Management | Yes | For | For | |||||||||
| BCA Marketplace PLC | None Noted | G1094F104 | September 16 2019 | 1 | THAT THE AUDITED ACCOUNTS AND FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 MARCH 2019, TOGETHER WITH THE DIRECTORS’ REPORT AND AUDITOR’S REPORT THEREON, BE RECEIVED | Management | Yes | For | For | |||||||||
| 2 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT FOR THE YEAR ENDED 31 MARCH 2019 SET OUT ON PAGES 70 TO 74 OF THE COMPANY’S ANNUAL REPORT AND ACCOUNTS | Management | Yes | For | For | |||||||||||||
| 3 | TO APPROVE A FINAL DIVIDEND OF 6.65 PENCE PER ORDINARY SHARE OF 1P IN THE CAPITAL OF THE COMPANY (“ORDINARY SHARES”), PAYABLE ON 30 SEPTEMBER 2019 TO SHAREHOLDERS ON THE REGISTER OF MEMBERS AT THE CLOSE OF BUSINESS ON 20 SEPTEMBER 2019 | Management | Yes | For | For | |||||||||||||
| 4 | THAT AVRIL PALMER-BAUNACK BE RE-ELECTED AS A DIRECTOR | Management | Yes | For | For | |||||||||||||
| 5 | THAT TIM LAMPERT BE RE-ELECTED AS A DIRECTOR | Management | Yes | For | For | |||||||||||||
| 6 | THAT STEPHEN GUTTERIDGE BE RE-ELECTED AS A DIRECTOR | Management | Yes | For | For | |||||||||||||
| 7 | THAT PIET COELEWIJ BE RE-ELECTED AS A DIRECTOR | Management | Yes | For | For | |||||||||||||
| 8 | THAT JON KAMALUDDIN BE RE-ELECTED AS A DIRECTOR | Management | Yes | For | For | |||||||||||||
| 9 | THAT DAVID LIS BE RE-ELECTED AS A DIRECTOR | Management | Yes | For | For | |||||||||||||
| 10 | THAT PRICEWATERHOUSECOOPERS LLP BE RE-APPOINTED AS AUDITOR TO THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | Management | Yes | For | For | |||||||||||||
| 11 | THAT THE DIRECTORS BE AUTHORISED TO FIX THE AUDITOR’S REMUNERATION | Management | Yes | For | For | |||||||||||||
| 12 | THAT, IN SUBSTITUTION FOR THE EXISTING AUTHORITY GRANTED AT THE ANNUAL GENERAL MEETING OF THE COMPANY HELD ON 6 SEPTEMBER 2018, THE DIRECTORS BE GENERALLY AND UNCONDITIONALLY AUTHORISED IN ACCORDANCE WITH SECTION 551 OF THE COMPANIES ACT 2006 (THE “ACT”) TO ALLOT: A. SHARES IN THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY UP TO AN AGGREGATE NOMINAL VALUE OF GBP 2,614,472; | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| AND B. EQUITY SECURITIES OF THE COMPANY (WITHIN THE MEANING OF SECTION 560 OF THE ACT) IN CONNECTION WITH AN OFFER OF SUCH SECURITIES BY WAY OF A RIGHTS ISSUE UP TO AN AGGREGATE NOMINAL VALUE OF GBP 2,614,472, PROVIDED THAT THIS AUTHORITY SHALL EXPIRE ON 16 DECEMBER 2020 OR, IF EARLIER, AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY BUT, IN EACH CASE, SO THAT THE COMPANY MAY, BEFORE SUCH EXPIRY, MAKE AN OFFER OR ENTER INTO AN AGREEMENT WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS T SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES TO BE GRANTED AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES PURSUANT TO SUCH AN OFFER OR AGREEMENT AS IF THIS AUTHORITY HAD NOT EXPIRED. FOR THE PURPOSES OF THIS RESOLUTION 12, “RIGHTS ISSUE” MEANS AN OFFER TO: I. ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THE RESPECTIVE NUMBER OF SHARES HELD BY THEM; AND II. HOLDERS OF OTHER EQUITY SECURITIES IF THIS IS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THESE SECURITIES, TO SUBSCRIBE FOR FURTHER SECURITIES BY MEANS OF THE ISSUE OF A RENOUNCEABLE LETTER (OR OTHER NEGOTIABLE DOCUMENT) WHICH MAY BE TRADED FOR A PERIOD BEFORE PAYMENT FOR THE SECURITIES IS DUE, BUT SUBJECT IN BOTH CASES TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES OR LEGAL, REGULATORY OR PRACTICABLE PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER | ||||||||||||||||||
| 13 | THAT SUBJECT TO AND CONDITIONAL ON THE PASSING OF RESOLUTION 12 SET OUT IN THE NOTICE CONVENING THIS MEETING, THE DIRECTORS BE AUTHORISED IN ACCORDANCE WITH SECTION 570 OF THE ACT TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560 OF THE ACT) FOR CASH PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 12 AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH, IN EACH CASE FREE FROM THE RESTRICTION IN SECTION 561 OF THE ACT, SUCH AUTHORITY TO BE LIMITED TO: A. THE ALLOTMENT OF EQUITY SECURITIES IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE AND IN CONNECTION WITH OTHER PRE-EMPTIVE OFFERS; AND B. THE | Management | Yes | For | For |
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) UP TO A NOMINAL VALUE OF GBP 392,170, AND SUCH AUTHORITY, UNLESS RENEWED, SHALL EXPIRE ON 16 DECEMBER 2020 OR, IF EARLIER, AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY BUT, IN EACH CASE, SHALL EXTEND TO THE MAKING OR ENTERING INTO, BEFORE SUCH EXPIRY, OF AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) PURSUANT TO SUCH OFFER OR AGREEMENT AS IF THIS AUTHORITY HAD NOT EXPIRED. FOR THE PURPOSES OF THIS RESOLUTION 13, “RIGHTS ISSUE” HAS THE SAME MEANING GIVEN IN RESOLUTION 12 AND “PRE-EMPTIVE OFFER” MEANS AN OFFER OF EQUITY SECURITIES OPEN FOR ACCEPTANCE FOR A PERIOD FIXED BY THE DIRECTORS TO: I. ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND II. HOLDERS OF OTHER EQUITY SECURITIES AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, SUBJECT TO SUCH RIGHTS, AS THE DIRECTORS OF THE COMPANY OTHERWISE CONSIDER NECESSARY, BUT SUBJECT IN BOTH CASES TO SUCH LIMITS, RESTRICTIONS OR ARRANGEMENTS AS THE DIRECTORS CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER | ||||||||||||||||||
| 14 | THAT SUBJECT TO AND CONDITIONAL ON THE PASSING OF RESOLUTION 12 SET OUT IN THE NOTICE CONVENING THIS MEETING, THE DIRECTORS BE AUTHORISED, IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 13 SET OUT IN THE NOTICE CONVENING THIS MEETING, TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560 OF THE ACT) FOR CASH PURSUANT TO THE AUTHORITY GRANTED BY RESOLUTION 12 AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH, IN EACH CASE FREE FROM THE RESTRICTION IN SECTION 561 OF THE ACT, SUCH AUTHORITY TO BE: A. LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO A NOMINAL VALUE OF GBP 392,170; AND B. USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A | Management | Yes | For | For |
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 15 | THAT, IN SUBSTITUTION FOR THE AUTHORITY GRANTED AT THE ANNUAL GENERAL MEETING OF THE COMPANY HELD ON 6 SEPTEMBER 2018, IN ACCORDANCE WITH SECTION 701 OF THE ACT, THE COMPANY BE GENERALLY AND UNCONDITIONALLY AUTHORISED TO MAKE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693(4) OF THE ACT) OF ORDINARY SHARES ON SUCH TERMS AS THE DIRECTORS THINK FIT, AND WHERE SUCH SHARES ARE HELD AS TREASURY SHARES, THE COMPANY MAY USE THEM FOR THE PURPOSES SET OUT IN SECTION 727 OF THE ACT, INCLUDING FOR THE PURPOSE OF ITS EMPLOYEE SHARE SCHEMES, PROVIDED THAT: A. THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORISED TO BE PURCHASED IS 117,572,838; B. THE MAXIMUM PRICE WHICH MAY BE PAID FOR EACH ORDINARY SHARE SHALL NOT BE MORE THAN THE HIGHER OF: (A) 105% OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR AN ORDINARY SHARE, AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THE ORDINARY SHARE IS PURCHASED; AND (B) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST INDEPENDENT BID ON THE LONDON STOCK EXCHANGE AT THE TIME THE PURCHASE IS CARRIED OUT AND THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE SHALL NOT BE LESS THAN ONE PENNY (THE MAXIMUM AND MINIMUM PRICES BEING EXCLUSIVE OF EXPENSES); AND C. THE AUTHORITY HEREBY CONFERRED SHALL, UNLESS PREVIOUSLY REVOKED OR VARIED, EXPIRE ON 16 DECEMBER 2020 OR, IF EARLIER, AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE | Management | Yes | For | For | |||||||||||||
| 16 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | Management | Yes | For | For | |||||||||||||
| Cobham PLC | None Noted | G41440143 | September 16 2019 | 1 | FOR THE PURPOSE OF CONSIDERING AND, IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATION) A SCHEME OF ARRANGEMENT PURSUANT TO PART 26 OF THE COMPANIES ACT 2006 (THE SCHEME) BETWEEN THE COMPANY AND THE HOLDERS OF SCHEME SHARES | Management | Yes | For | For | |||||||||
| Cobham PLC | None Noted | G41440143 | September 16 2019 | 1 | TO GIVE EFFECT TO THE SCHEME, AS SET OUT IN THE NOTICE OF GENERAL MEETING, INCLUDING THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF COBHAM PLC | Management | Yes | For | For | |||||||||
| 2 | TO RE-REGISTER COBHAM PLC AS A PRIVATE LIMITED COMPANY (SUBJECT TO AND CONDITIONAL UPON THE SCHEME BECOMING EFFECTIVE) | |||||||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Pure Multi-Family REIT LP | None Noted | 74624A108 | September 18 2019 | 1 | TO CONSIDER AND, IF THOUGHT ADVISABLE, TO PASS, WITH OR WITHOUT AMENDMENT, A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN SCHEDULE “B” TO THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR (THE “CIRCULAR”) OF PURE MULTI-FAMILY REIT LP (THE “REIT LP”), TO APPROVE A PLAN OF ARRANGEMENT UNDER DIVISION 5 OF PART 9 OF THE BUSINESS CORPORATIONS ACT (BRITISH COLUMBIA) INVOLVING THE REIT LP, PURE MULTI-FAMILY REIT (GP) INC. AND PORTFOLIO 22 VENTURE, LLC, ALL AS MORE PARTICULARLY DESCRIBED IN THE CIRCULAR | Management | Yes | Abtstain | Against | |||||||||
| El Paso Electric Company | EE | 283677854 | September 19 2019 | 1 | To approve the Agreement and Plan of Merger, dated as of June 1, 2019, by and among El Paso Electric Company (the Company), Sun Jupiter Holdings LLC (Parent) and Sun Merger Sub Inc., a wholly-owned subsidiary of Parent (Merger Sub), and the transactions contemplated thereby, including the merger of Merger Sub with and into the Company. | Management | Yes | For | For | |||||||||
| 2 | To approve by non-binding advisory resolution, the compensation of the named executive officers of the Company that will or may become payable in connection with the merger. | Management | Yes | For | For | |||||||||||||
| 3 | To approve any motion to adjourn the special meeting to a later date or dates, if necessary, to solicit additional proxies if there are insufficient votes to approve proposal 1 at the time of the special meeting. | Management | Yes | For | For | |||||||||||||
| Northstar Realty Europe Corp. | NRE | 66706L101 | September 25 2019 | 1 | A proposal to approve the merger of the Company with and into Nighthawk Merger Sub LLC (“Merger Sub”), a wholly-owned subsidiary of CoRE PANEURO 2019 13 S.a.r.l. (“Parent”), with Merger Sub surviving the merger, pursuant to the terms of the Agreement and Plan of Merger, dated July 3, 2019, among Parent, Merger Sub, the Company, NorthStar Realty Europe Limited Partnership and Nighthawk Partnership Merger Sub LLC, as it may be amended from time to time in accordance with its terms (the “merger proposal”). | Management | Yes | For | For | |||||||||
| Genesee & Wyoming Inc. | GWR | 371559105 | October 3 2019 | 1 | To adopt the Agreement and Plan of Merger, dated as of July 1, 2019, among Genesee & Wyoming Inc., DJP XX, LLC and MKM XXII Corp., as amended or modified from time to time. | Management | Yes | For | For | |||||||||
| 2 | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid by Genesee & Wyoming Inc. to its named executive officers that is based on or otherwise relates to the merger. | Management | Yes | For | For | |||||||||||||
| 3 | To adjourn the special meeting of stockholders of Genesee & Wyoming Inc. from time to time, if necessary or appropriate, for the purpose of soliciting additional votes if there are insufficient votes at the time of the special meeting to adopt the Agreement and Plan of Merger. | Management | Yes | For | For | |||||||||||||
| Green REIT PLC | G40968102 | October 7 2019 | 1 | TO APPROVE THE SCHEME OF ARRANGEMENT | Management | Yes | For | For | ||||||||||
| Green REIT PLC | G40968102 | October 7 2019 | 1 | AMENDMENT OF THE MEMORANDUM OF ASSOCIATION | Management | Yes | For | For | ||||||||||
| 2 | APPROVAL OF THE SCHEME OF ARRANGEMENT | Management | Yes | For | For | |||||||||||||
| 3 | CANCELLATION OF THE CANCELLATION SHARES IN THE COMPANY | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 4 | APPLICATION OF RESERVES IN THE COMPANY | Management | Yes | For | For | |||||||||||||
| 5 | AMENDMENT OF ARTICLES OF ASSOCIATION | Management | Yes | For | For | |||||||||||||
| 6 | AUTHORISATION OF THE COMPANY’S DIRECTORS FOR THE PURPOSE OF ARTICLE 85(B) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | Yes | For | For | |||||||||||||
| 7 | ADJOURNMENT OF THE EGM | Management | Yes | For | For | |||||||||||||
| Greene King PLC | G40880133 | October 9 2019 | 1 | APPROVAL OF THE PROPOSALS TO IMPLEMENT THE SCHEME, INCLUDING THE ADOPTION OF THE AMENDED ARTICLES OF ASSOCIATION OF THE COMPANY, AS SET OUT IN THE NOTICE OF GENERAL MEETING | Management | Yes | For | For | ||||||||||
| Greene King PLC | G40880133 | October 9 2019 | 1 | FOR THE PURPOSE OF CONSIDERING AND, IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATION) A SCHEME OF ARRANGEMENT PURSUANT TO PART 26 OF THE COMPANIES ACT 2006 (THE “SCHEME”) PROPOSED TO BE MADE BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS (AS DEFINED IN THE SCHEME) | Management | Yes | For | For | ||||||||||
| Monotype Imaging Holdings Inc. | TYPE | October 9 2019 | 1 | To adopt the Agreement and Plan of Merger, dated as of July 25, 2019 (as it may be amended, supplemented or otherwise modified from time to time, the “merger agreement”), by and among Marvel Parent, LLC, a Delaware limited liability company (“Parent”), Marve Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub”), and Monotype Imaging Holdings Inc., a Delaware corporation (“Monotype” or the “Company”), pursuant to which Merger Sub will be merged with and into the Company (the “merger”) | Management | Yes | For | For | ||||||||||
| 2 | To approve a nonbinding, advisory proposal to approve the compensation that may be paid or may become payable to the Company’s named executive officers in connection with, or following, the consummation of the merger | Management | Yes | For | For | |||||||||||||
| 3 | To approve a proposal to adjourn the special meeting to a later date or time, if necessary or appropriate as determined by the Company, to solicit additional proxies if there are insufficient votes at the time of the special meeting or any adjournment or postponement thereof to approve the merger proposal | Management | Yes | For | For | |||||||||||||
| Navigant Consulting Inc. | NCI | 63935N107 | October 10 2019 | 1 | Proposal to adopt the Agreement and Plan of Merger, dated as of August 2, 2019 (as may be amended from time to time, the “merger agreement”), by and among the Navigant Consulting, Inc., a Delaware corporation (the “Company”), Guidehouse LLP, a Delaware limited liability partnership (“Parent”), and Isaac Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (“Sub”). | Management | Yes | For | For | |||||||||
| 2 | Proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company’s named executive officers and that is based on, or otherwise relates to, the merger of Sub with and into the Company, as contemplated by the merger agreement. | Management | Yes | For | For | |||||||||||||
| 3 | Proposal to adjourn the special meeting from time to time to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Omnova Solutions Inc. | OMN | 682129101 | October 10 2019 | 1 | To adopt the Agreement and Plan of Merger, dated as of July 3, 2019 (as may be amended from time to time, the “merger agreement”), by and among OMNOVA, Synthomer plc, Spirit USA Holdings Inc. and Synthomer USA LLC, thereby approving the transactions contemplated by the merger agreement. | Management | Yes | For | For | |||||||||
| 2 | To approve, by a non-binding advisory vote, the compensation that may be paid or become payable to OMNOVA’s named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement. | Management | Yes | For | For | |||||||||||||
| 3 | To adjourn the special meeting to a later date or time, if necessary or appropriate, including if there are insufficient votes at the time of the special meeting to obtain the OMNOVA shareholder approval. | Management | Yes | For | For | |||||||||||||
| Allergan PLC | AGN | G0177J108 | October 14 2019 | 1 | COURT MEETING: Approve the scheme of arrangement. | Management | Yes | For | For | |||||||||
| 2 | Extraordinary General Meeting: Approve the scheme of arrangement and authorize the directors of Allergan plc to take all such actions as they consider necessary or appropriate for carrying the scheme of arrangement into effect. | Management | Yes | For | For | |||||||||||||
| 3 | Extraordinary General Meeting: Approve the cancellation of any Allergan plc ordinary shares in issue at 11:59 p.m., Irish time, on the day before the Irish High Court hearing to sanction the scheme (excluding, in any case, any Allergan plc ordinary shares which are held from time to time by AbbVie Inc., Acquirer Sub (as defined in the scheme of arrangement) or any other subsidiary of AbbVie Inc., if any). | Management | Yes | For | For | |||||||||||||
| 4 | Extraordinary General Meeting: Authorize the directors of Allergan plc to allot and issue new Allergan plc shares, fully paid up, to Acquirer Sub and/or its nominee(s) in connection with effecting the scheme. | Management | Yes | For | For | |||||||||||||
| 5 | Extraordinary General Meeting: Amend the articles of association of Allergan plc so that any ordinary shares of Allergan plc that are issued on or after the Voting Record Time (as defined in the scheme of arrangement) to persons other than Acquirer Sub or its nominees will either be subject to the terms of the scheme or will be immediately and automatically acquired by Acquirer Sub and/or its nominee(s) for the scheme consideration. | Management | Yes | For | For | |||||||||||||
| 6 | Extraordinary General Meeting: Approve, on a non-binding, advisory basis, specified compensatory arrangements between Allergan plc and its named executive officers relating to the transaction. | Management | Yes | For | For | |||||||||||||
| 7 | Extraordinary General Meeting: Approve any motion by the Chairman to adjourn the extraordinary general meeting, or any adjournments thereof, to solicit additional proxies in favor of the approval of the resolutions if there are insufficient votes at the time of the extraordinary general meeting to approve resolutions 2 through 5. | Management | Yes | For | For | |||||||||||||
| Pioneer Foods Group LTD | S6279F107 | October 15 2019 | S.1 | APPROVAL OF THE SCHEME IN TERMS OF SECTIONS 114 AND 115 OF THE COMPANIES ACT BY PIONEER FOODS SHAREHOLDERS | Management | Yes | For | For | ||||||||||
| S.2 | APPROVAL OF THE SCHEME IN TERMS OF SECTIONS 114 AND 115 OF THE COMPANIES ACT BY PIONEER FOODS ORDINARY SHAREHOLDERS | Management | Yes | For | For | |||||||||||||
| S.3 | BEE TRUST REPURCHASE | Management | Yes | For | For | |||||||||||||
| S.4 | PIONEER FOODS CLASS A REPURCHASE | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| S.5 | REVOCATION OF SPECIAL RESOLUTION NUMBER 1,SPECIAL RESOLUTION NUMBER 2, SPECIAL RESOLUTION NUMBER 3 AND/OR SPECIAL RESOLUTION NUMBER 4 | Management | Yes | For | For | |||||||||||||
| S.6 | APPROVAL FOR THE PAYMENT OF FEES TO THE MEMBERS OF THE INDEPENDENT BOARD | Management | Yes | For | For | |||||||||||||
| O.1 | DELISTING OF PIONEER FOODS ORDINARY SHARES FROM THE MAIN BOARD OF THE JSE | Management | Yes | For | For | |||||||||||||
| O.2 | PSR AMENDMENT | Management | Yes | For | For | |||||||||||||
| O.3 | BEE PAYMENT | Management | Yes | For | For | |||||||||||||
| O.4 | IMPLEMENTATION | Management | Yes | For | For | |||||||||||||
| International Seedway Corporation | ISCA | 460335201 | October 16 2019 | 1 | The proposal to approve an Agreement and Plan of Merger, dated as of May 22, 2019, by and among International Speedway Corporation (the “Company”), NASCAR Holdings, Inc., and Nova Merger Sub, Inc., as it may be amended from time to time. | Management | Yes | Against | Against | |||||||||
| 2 | The non-binding, advisory proposal to approve specified compensation that may become payable to the named executive officers of the Company in connection with the merger. | Management | Yes | Against | Against | |||||||||||||
| 3 | The proposal to approve an adjournment of the special meeting, if necessary or appropriate (as determined in good faith by the Company), to solicit additional proxies if there are insufficient votes at the time of the special meeting to obtain the Required Shareholder Vote (as defined in the enclosed Proxy Statement). | Management | Yes | Against | Against | |||||||||||||
| Entertainment One LTD | 29382B102 | October 17 2019 | 1 | FOR AUTHORISING THE SPECIAL RESOLUTION WITH RESPECT TO THE ARRANGEMENT PURSUANT TO SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT INVOLVING, AMONG OTHER THINGS, THE ACQUSITION BY A SUBSIDIARY OF HASBRO, INC. OF ALL OF THE OUTSTANDING COMMON SHARES OF THE COMPANY PURSUANT TO AN ARRANGEMENT AGREEMENT DATED 22 AUGUST 2019 AMONG THE COMPANY, 11573390 CANADA INC. AND HASBRO, INC. AS SET FORTH IN SCHEDULE “B” TO THE COMPANY’S MANAGEMENT PROXY CIRCULAR DATED 23 SEPTEMBER 2019 (“2019 CIRCULAR”) | Management | Yes | For | For | ||||||||||
| 2 | FOR RECEIVING THE COMPANY’S ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2019 | Management | Yes | For | For | |||||||||||||
| 3 | FOR APPROVING THE DIRECTORS’ REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 MARCH 2019 | Management | Yes | For | For | |||||||||||||
| 4 | FOR THE ELECTION OF ALLAN LEIGHTON TO THE BOARD OF DIRECTORS OF THE COMPANY (THE “DIRECTORS”, AND TOGETHER THE “BOARD”) | Management | Yes | For | For | |||||||||||||
| 5 | FOR THE ELECTION OF DARREN THROOP TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | Yes | For | For | |||||||||||||
| 6 | FOR THE ELECTION OF JOSEPH SPARACIO TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | Yes | For | For | |||||||||||||
| 7 | FOR THE ELECTION OF LINDA ROBINSON TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | Yes | For | For | |||||||||||||
| 8 | FOR THE ELECTION OF MARK OPZOOMER TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | Yes | For | For | |||||||||||||
| 9 | FOR THE ELECTION OF MICHAEL FRIISDAHL TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 10 | FOR THE ELECTION OF MITZI REAUGH TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | Yes | For | For | |||||||||||||
| 11 | FOR THE ELECTION OF ROBERT MCFARLANE TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | Yes | For | For | |||||||||||||
| 12 | FOR THE ELECTION OF SCOTT LAWRENCE TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | Yes | For | For | |||||||||||||
| 13 | FOR THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY | Management | Yes | For | For | |||||||||||||
| 14 | FOR THE APPROVAL TO AUTHORISE THE BOARD TO AGREE TO THE REMUNERATION OF THE AUDITORS OF THE COMPANY | Management | Yes | For | For | |||||||||||||
| 15 | FOR AUTHORISING THE BOARD GENERALLY AND UNCONDITIONALLY PURSUANT TO ARTICLE 2 OF PART 3 OF SCHEDULE I OF THE COMPANY’S ARTICLES OF AMALGAMATION DATED 15 JULY 2010, AS AMENDED 28 JUNE 2013 AND 16 SEPTEMBER 2014 (THE “ARTICLES”), TO ALLOT RELEVANT SECURITIES (AS DEFINED IN THE ARTICLES): A) UP TO A MAXIMUM AGGREGATE NUMBER OF 166,214,367 COMMON SHARES (BEING APPROXIMATELY 33.33 PER CENT. OF THE ISSUED AND OUTSTANDING COMMON SHARES AS AT THE LAST PRACTICABLE DATE PRIOR TO THE DATE OF THE 2019 CIRCULAR, BEING 23 SEPTEMBER 2019 (“LAST PRACTICABLE DATE”)) TO SUCH PERSONS AND UPON SUCH CONDITIONS AS THE DIRECTORS MAY DETERMINE; AND B) COMPRISING RELEVANT SECURITIES UP TO AN AGGREGATE NUMBER OF 332,428,735 COMMON SHARES (BEING APPROXIMATELY 66.66 PER CENT. OF THE ISSUED AND OUTSTANDING COMMON SHARES AS AT THE LAST PRACTICABLE DATE) (THAT AMOUNT TO BE REDUCED BY THE AGGREGATE NOMINAL AMOUNT OF SHARES ALLOTTED OR RELEVANT SECURITIES GRANTED UNDER PARAGRAPH (A) OF THIS RESOLUTION 15) IN CONNECTION WITH AN OFFER BY WAY OF RIGHTS ISSUE: (I) TO SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) TO HOLDERS OF OTHER EQUITY SECURITIES AS REQUIRED BY THE RIGHTS ATTACHING TO THOSE SECURITIES, OR SUBJECT TO THOSE RIGHTS, AS THE DIRECTORS OTHERWISE CONSIDER NECESSARY, AND SO THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS THAT THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER. THESE AUTHORITIES WILL EXPIRE ON 30 DECEMBER 2020 OR AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, WHICHEVER IS EARLIER, SAVE THAT THE COMPANY MAY BEFORE THAT DATE OF EXPIRY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE RELEVANT SECURITIES TO BE ALLOTTED AFTER THAT DATE OF EXPIRY AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED BY THIS RESOLUTION HAD NOT EXPIRED | Management | Yes | For | For |
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 16 | SUBJECT TO THE PASSING OF RESOLUTION 15, FOR AUTHORISING THE BOARD GENERALLY AND UNCONDITIONALLY PURSUANT TO ARTICLE 4.1 OF PART 3 OF SCHEDULE I OF THE ARTICLES TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ARTICLES) PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 15 AUTHORISING THE ALLOTMENT OF SECURITIES AS IF ARTICLE 3.1 OF PART 3 OF SCHEDULE I OF THE ARTICLES DID NOT APPLY TO THE ALLOTMENT, PROVIDED THAT SUCH POWER WOULD BE LIMITED TO THE ALLOTMENT OF: A) EQUITY SECURITIES IN CONNECTION WITH AN OFFER OF EQUITY SECURITIES (BUT IN THE CASE OF AN ALLOTMENT PURSUANT TO THE AUTHORITY IN RESOLUTION 15(B) BY WAY OF RIGHTS ISSUE ONLY); (I) TO SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) TO HOLDERS OF OTHER EQUITY SECURITIES AS REQUIRED BY THE RIGHTS ATTACHING TO THOSE SECURITIES, OR SUBJECT TO THOSE RIGHTS, AS THE DIRECTORS OTHERWISE CONSIDER NECESSARY AND SO THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS THAT THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER; AND B) OTHERWISE THAN PURSUANT TO SUB-PARAGRAPH (A) ABOVE, EQUITY SECURITIES PURSUANT TO THE AUTHORITY IN RESOLUTION 15(A) UP TO A MAXIMUM AGGREGATE NUMBER OF 24,934,648 COMMON SHARES (BEING APPROXIMATELY 5 PER CENT. OF THE ISSUED AND OUTSTANDING COMMON SHARES AS AT THE LAST PRACTICABLE DATE). THESE AUTHORITIES WILL EXPIRE ON 30 DECEMBER 2020 OR AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, WHICHEVER IS EARLIER, SAVE THAT THE COMPANY MAY BEFORE THAT DATE OF EXPIRY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER THAT DATE OF EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED BY THIS RESOLUTION HAD NOT EXPIRED | Management | Yes | For | For | |||||||||||||
| 17 | SUBJECT TO THE PASSING OF RESOLUTION 15 AND IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 16, FOR AUTHORISING THE BOARD GENERALLY AND UNCONDITIONALLY PURSUANT TO ARTICLE 4.1 OF PART 3 OF SCHEDULE I OF THE ARTICLES TO ALLOT EQUITY SECURITIES | Management | Yes | For | For |
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 18 | FOR AUTHORISING THE COMPANY GENERALLY AND UNCONDITIONALLY TO MAKE MARKET PURCHASES OF ITS COMMON SHARES PROVIDED THAT: A) THE MAXIMUM AGGREGATE NUMBER OF COMMON SHARES AUTHORISED TO BE PURCHASED IS 49,869,297 (BEING APPROXIMATELY 10 PER CENT. OF THE ISSUED AND OUTSTANDING COMMON SHARES AS AT THE LAST PRACTICABLE DATE); B) THE MINIMUM PRICE (EXCLUDING EXPENSES) PER COMMON SHARE IS NOT LESS THAN ZERO; C) THE MAXIMUM PRICE (EXCLUDING EXPENSES) PER COMMON SHARE IS THE HIGHER OF: (I) AN AMOUNT EQUAL TO 105 PER CENT. OF THE AVERAGE OF THE MARKET VALUE OF A COMMON SHARE FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THE PURCHASE IS MADE; AND (II) THE AMOUNT STIPULATED BY ARTICLE 5(1) OF THE BUY-BACK AND STABILISATION REGULATIONS 2003. THIS AUTHORITY, UNLESS PREVIOUSLY RENEWED, SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY TO | Management | Yes | For | For | |||||||||||||
| 19 | FOR AUTHORISING AN AMENDMENT OF THE ARTICLES AS SET FORTH IN SCHEDULE “J” TO THE 2019 CIRCULAR | Management | Yes | For | For | |||||||||||||
| 20 | FOR AUTHORISING AN AMENDMENT OF THE BY-LAWS AS SET FORTH IN SCHEDULE “K” TO THE 2019 CIRCULAR | Management | Yes | For | For | |||||||||||||
| United Financial Bancorp, Inc. | UBNK | 910304104 | October 22 2019 | 1 | To approve the Agreement and Plan of Merger, dated as of July 15, 2019, by and between United Financial Bancorp, Inc. and People’s United Financial, Inc., as such agreement may be amended from time to time, which is referred to as the merger agreement, and the merger contemplated by the merger agreement. | Management | Yes | For | For | |||||||||
| 2 | To approve, on a non-binding, advisory basis, compensation that certain executive officers of United Financial Bancorp, Inc. may receive that is based on or otherwise relates to the merger contemplated by the merger agreement. | Management | Yes | For | For | |||||||||||||
| 3 | To adjourn the special meeting one or more times if necessary, advisable or appropriate to solicit additional proxies in favor of Proposal 1. | Management | Yes | For | For | |||||||||||||
| Cambrex Corporation | CBM | 132011107 | October 23 2019 | 1 | To adopt the Agreement and Plan of Merger, dated as of August 7, 2019 (the “Merger Agreement”), by and among Catalog Intermediate Inc., Catalog Merger Sub Inc. and the Company. | Management | Yes | For | For | |||||||||
| 2 | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to the Companys named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 3 | To adjourn the Special Meeting to a later date or dates, if necessary or appropriate and permitted under the Merger Agreement, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | Yes | For | For | |||||||||||||
| Wesco Aircraft Holdings, Inc. | WAIR | 950814103 | October 24 2019 | 1 | To adopt the Agreement and Plan of Merger, dated August 8, 2019 (as it may be amended from time to time, the “Merger Agreement”), by and among Wolverine Intermediate Holding II Corporation, a Delaware corporation, Wolverine Merger Corporation, a Delaware corporation and a direct wholly owned subsidiary of Wolverine Intermediate Holding II Corporation, and Wesco Aircraft Holdings, Inc., a Delaware corporation. | Management | Yes | For | For | |||||||||
| 2 | To approve the adjournment of the special meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the special meeting. | Management | Yes | For | For | |||||||||||||
| 3 | To approve, on a non binding, advisory basis, certain compensation that will or may become payable to our named executive officers in connection with the transactions contemplated by the Merger Agreement. | Management | Yes | For | For | |||||||||||||
| Corindus Vascular Robotics, Inc. | CVRS | 218730109 | October 25 2019 | 1 | Adoption of the Agreement and Plan of Merger, dated as of August 7, 2019 (as it may be amended from time to time, the “Merger Agreement”), by and among Siemens Medical Solutions USA, Inc., a Delaware corporation (“SMS USA”), Corpus Merger, Inc., a Delaware corporation and wholly owned subsidiary of SMS USA, and Corindus Vascular Robotics, Inc., a Delaware corporation (“Corindus”). | Management | Yes | For | For | |||||||||
| 2 | Approval on a non-binding, advisory basis, certain compensation that will or may be paid by Corindus to its named executive officers in connection with the merger. | Management | Yes | For | For | |||||||||||||
| 3 | Approval of the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the Merger Agreement. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Legacy Texas Financial Group Inc. | LTXB | 52471Y106 | October 28 2019 | 1 | Approval of the Agreement and Plan of Reorganization, dated as of June 16, 2019, by and between Legacy Texas Financial Group, Inc. (“Legacy”) and Prosperity Bancshares, Inc. (“Prosperity”), as it may be amended, supplemented or modified from time to time, pursuant to which Legacy will merge with and into Prosperity (the “merger”) (which we refer to as the “Legacy merger proposal”). | Management | Yes | For | For | |||||||||
| 2 | Approval, on an advisory (non-binding) basis, of the compensation that certain executive officers of Legacy may receive in connection with the merger pursuant to existing agreements or arrangements with Legacy. | Management | Yes | For | For | |||||||||||||
| 3 | Approval of the adjournment of the special meeting to a later date or dates, if the board of directors of Legacy determines such an adjournment is necessary or appropriate, including adjournments to permit solicitation of additional proxies in favor of the Legacy merger proposal. | Management | Yes | For | For | |||||||||||||
| Old Line Bancshares Inc. | OLBK | 67984M100 | October 29 2019 | 1 | Proposal 1 - To approve the merger of Old Line Bancshares, Inc. with and into WesBanco, Inc., with WesBanco, Inc. as the surviving entity, pursuant to the Agreement and Plan of Merger dated as of July 23, 2019, as the agreement may be amended from time to time, by and among Wesbanco, Inc., Wesbanco Bank, Inc., Old Line Bancshares, Inc. and Old Line Bank. | Management | Yes | For | For | |||||||||
| 2 | Proposal 2 - To approve, in a non-binding advisory vote, the compensation payable to the named executive officers of the Company in connection with the merger. | Management | Yes | For | For | |||||||||||||
| 3 | Proposal 3 - To adjourn the meeting to a later date or dates, if necessary, to permit further solicitation of proxies if there are not sufficient votes at the time of the meeting to approve the proposal to approve the merger. | Management | Yes | For | For | |||||||||||||
| Grandvision N.V. | N36915200 | November 4 2019 | 2 | AMENDMENT OF REMUNERATION POLICY 2019 | Management | Yes | For | For | ||||||||||
| Zayo Group Holdings Inc. | ZAYO | 98919V105 | November 5 2019 | 1.1 | Director - Rick Connor | Management | Yes | For | For | |||||||||
| 1.2 | Director - Cathy Morris | Management | Yes | For | For | |||||||||||||
| 1.3 | Director - Emily White | Management | Yes | For | For | |||||||||||||
| 2 | Ratification of KPMG LLP as the independent registered public accounting firm of Zayo Group Holdings, Inc. for its fiscal year ending June 30, 2020 | Management | Yes | For | For | |||||||||||||
| 3 | Approve, on an advisory basis, executive compensation as disclosed in the proxy statement. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Presidio Inc. | PSDO | 74102M103 | November 6 2019 | 1 | To adopt the Agreement and Plan of Merger, dated as of August 14, 2019, as amended on September 25, 2019 and as it may be further amended from time to time, by and among Presidio, Inc., BCEC - Port Holdings (Delaware), LP and Port Merger Sub, Inc. (the “Merger Proposal”). | Management | Yes | Against | Against | |||||||||
| 2 | To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to the Company’s named executive officers in connection with the merger | Management | Yes | Against | Against | |||||||||||||
| 3 | To approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Merger Proposal or in the absence of a quorum. | Management | Yes | Against | Against | |||||||||||||
| Dream Global Real Estate Investment Trust | 26154A106 | November 12 2019 | 1 | TRANSACTION RESOLUTION: TO CONSIDER, AND IF DEEMED ADVISABLE, TO APPROVE, WITH OR WITHOUT VARIATION, A SPECIAL RESOLUTION (THE “TRANSACTION RESOLUTION”), THE FULL TEXT OF WHICH IS SET FORTH IN SCHEDULE “B” TO THE ACCOMPANYING CIRCULAR OF THE REIT APPROVING: A) THE TRANSACTIONS CONTEMPLATED IN THE MASTER ACQUISITION AGREEMENT MADE AS OF SEPTEMBER 15, 2019 (AS IT MAY BE AMENDED FROM TIME TO TIME, THE “ACQUISITION AGREEMENT”) AMONG THE REIT, DREAM GLOBAL (CAYMAN) L.P. (“CAYMAN LP”), DREAM GLOBAL (CAYMAN) LTD. (“CAYMAN GP”), AND CERTAIN AFFILIATES OF REAL ESTATE FUNDS MANAGED BY THE BLACKSTONE GROUP INC. (“BLACKSTONE” AND SUCH AFFILIATES, THE “PURCHASERS”) (SUCH TRANSACTIONS, COLLECTIVELY, THE “ACQUISITION TRANSACTION”), INCLUDING, WITHOUT LIMITATION (I) THE DIRECT OR INDIRECT SALE OF THE PROPERTY AND ASSETS OF THE REIT AND ITS SUBSIDIARIES, AS AN ENTIRETY OR SUBSTANTIALLY AS AN ENTIRETY, TO THE PURCHASERS OR THEIR RESPECTIVE AFFILIATES OR ASSIGNS, (II) THE REDOMICILING OF CAYMAN LP AND THE WINDUP AND DISSOLUTION OF CAYMAN LP SUBSEQUENT TO SUCH REDOMICILING, (III) ANY PROPOSED AMENDMENTS TO THE LIMITED PARTNERSHIP AGREEMENT GOVERNING CAYMAN LP THAT THE REIT SHALL DETERMINE, IN ITS SOLE DISCRETION, ARE NECESSARY OR DESIRABLE IN ORDER TO GIVE EFFECT TO THE TRANSACTIONS CONTEMPLATED BY THE ACQUISITION AGREEMENT, (IV) THE CREATION OF CLASS B UNITS OF THE REIT (“CLASS B UNITS”), AS DESCRIBED IN, AND IN ACCORDANCE WITH, THE PROPOSED AMENDED AND RESTATED DECLARATION OF TRUST OF THE REIT SET FORTH IN SCHEDULE “C” TO THE CIRCULAR, (V) THE ISSUANCE OF CLASS B UNITS TO THE PURCHASERS OR THEIR RESPECTIVE AFFILIATES OR ASSIGNS, AND (VI) THE REDEMPTION OF ALL OF THE OUTSTANDING TRUST UNITS OF THE REIT (OTHER THAN THE CLASS B UNITS), AS DESCRIBED | Management | Yes | For | For | ||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Gannett Co. Inc. | GCI | 36473H104 | November 14 2019 | 1 | To adopt the Agreement and Plan of Merger, (the “Merger Agreement”), among New Media Investment Group Inc. (“New Media”), Gannett Co., Inc. (“Gannett”), Arctic Holdings LLC, a wholly owned subsidiary of New Media (“Intermediate Holdco”), and Arctic Acquisition Corp., a wholly owned subsidiary of Intermediate Holdco (“Merger Sub”), pursuant to which Merger Sub will merge with & into Gannett, with Gannett continuing as the surviving corporation & an indirect wholly owned subsidiary of New Media ( “merger”) (such proposal, “Merger Proposal”). | Management | Yes | For | For | |||||||||
| 2 | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Gannett’s named executive officers in connection with the merger. | Management | Yes | For | For | |||||||||||||
| 3 | To adjourn the Special Meeting of Stockholders of Gannett, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Merger Proposal. | Management | Yes | For | For | |||||||||||||
| Caesars Entertainment Corporation | CZR | 127686103 | November 15 2019 | 1 | To adopt the Merger Agreement and approve the Merger. | Management | Yes | For | For | |||||||||
| 2 | To approve, on an advisory basis, the compensation that will or may become payable to Caesars’ named executive officers (as identified in accordance with Securities and Exchange Commission regulations) in connection with the Merger. | Management | Yes | For | For | |||||||||||||
| 3 | To approve one or more adjournments of the Caesars Special Meeting, if appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement and approve the Merger at the time of the Caesars Special Meeting. | Management | Yes | For | For | |||||||||||||
| Hembla AB | W3994A104 | November 15 2019 | 7 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS AND DEPUTY MEMBERS: THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS IS PROPOSED TO BE SIX WITHOUT DEPUTY MEMBERS FOR THE TIME UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING | Shareholder | Yes | Abstain | |||||||||||
| 8 | ELECTION OF BOARD MEMBERS AND CHAIRMAN OF THE BOARD | Shareholder | Yes | Abstain | ||||||||||||||
| Advanced Disposal Services Inc. | ADSW | 00790X101 | November 20 2019 | 1.1 | Director - Richard Burke | Management | Yes | For | For | |||||||||
| 1.2 | Director - Michael Koen | Management | Yes | For | For | |||||||||||||
| 1.3 | Director - B. Clyde Preslar | Management | Yes | For | For | |||||||||||||
| 2 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | Yes | For | For | |||||||||||||
| 3 | Approval, on an advisory basis, of our named executive officer compensation. | Management | Yes | For | For | |||||||||||||
| Bland Oil & Gas PLC | G3092C117 | November 20 2019 | 1 | (A) TO AUTHORISE THE ELAND DIRECTORS TO TAKE ALL SUCH ACTIONS AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR GIVING FULL EFFECT TO THE SCHEME; AND (B) TO APPROVE CERTAIN AMENDMENTS TO THE ELAND ARTICLES | Management | Yes | For | For | ||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Bland Oil & Gas PLC | G3092C117 | November 20 2019 | 1 | FOR THE PURPOSES OF CONSIDERING AND, IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATION) THE PROPOSED SCHEME OR ARRANGEMENT (THE “SCHEME”) REFERRED TO IN THE NOTICE CONVENING THE COURT MEETING AND AT SUCH MEETING, OR ANY ADJOURNMENT THEREOF | Management | Yes | For | For | ||||||||||
| Milacron Holdings Corp | MCRN | 59870L106 | November 20 2019 | 1 | To adopt the Agreement and Plan of Merger, dated as of July 12, 2019, by and among Hillenbrand, Inc., Bengal Delaware Holding Corporation and Milacron Holdings Corp. (“Milacron”), as such Agreement and Plan of Merger may be amended from time to time (which is referred to as the merger agreement), and approve the merger contemplated thereby, which is further described in the accompanying proxy statement/prospectus, which is referred to as the merger proposal. | Management | Yes | For | For | |||||||||
| 2 | To approve, by advisory (non-binding) vote, certain compensation arrangements that may be paid or become payable to Milacron’s named executive officers in connection with the merger contemplated by the merger agreement. | Management | Yes | For | For | |||||||||||||
| 3 | To approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the special meeting to approve the merger proposal. | Management | Yes | For | For | |||||||||||||
| Sophos Group PLC | G8T826102 | December 3 2019 | 1 | APPROVE MATTERS RELATING TO THE RECOMMENDED CASH ACQUISITION OF SOPHOS GROUP PLC BY SURF BUYER LIMITED | Management | Yes | For | For | ||||||||||
| Sophos Group PLC | G8T826102 | December 3 2019 | 1 | FOR THE PURPOSE OF CONSIDERING AND, IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATION) A SCHEME OF ARRANGEMENT PURSUANT TO PART 26 OF THE COMPANIES ACT 2006 (THE “SCHEME”) BETWEEN THE COMPANY AND THE HOLDERS OF SCHEME SHARES | Management | Yes | For | For | ||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Semgroup Corporation | SEMG | 81663A105 | December 4 2019 | 1 | To approve and adopt the Agreement and Plan of Merger dated as of September 15, 2019 (the “merger agreement”), by and among SemGroup Corporation (the “Company”), Energy Transfer LP (“Energy Transfer”) and Nautilus Merger Sub LLC (“Merger Sub”), pursuant to which, among other things, Merger Sub will be merged with and into the Company (the “merger”), with the Company surviving the merger as a direct wholly owned subsidiary of Energy Transfer (the “merger proposal”). | Management | Yes | For | For | |||||||||
| 2 | To approve, on an advisory (non-binding) basis, the specified compensation that may be received by the Company’s named executive officers in connection with the merger. | Management | Yes | For | For | |||||||||||||
| 3 | To approve any adjournment of the special meeting, if necessary, to solicit additional proxies in favor of the merger proposal. | Management | Yes | For | For | |||||||||||||
| Vitamin Shoppe Inc. | VSI | 92849E101 | December 11 2019 | 1 | To adopt the Agreement and Plan of Merger, dated August 7, 2019 (as may be amended from time to time, the “Merger Agreement”), by and among Vitamin Shoppe, Inc. (“Vitamin Shoppe”), Franchise Group, Inc. (formerly known as Liberty Tax, Inc.) and Valor Acquisition, LLC. | Management | Yes | For | For | |||||||||
| 2 | To approve, on an advisory (non-binding basis), the compensation that may be paid or become payable to Vitamin Shoppe’s named executive officers that is based on or otherwise relates to the Merger Agreement. | Management | Yes | For | For | |||||||||||||
| 3 | To approve any adjournment of the special meeting of the stockholders of Vitamin Shoppe (the “Special Meeting”) to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the Special Meeting. | Management | Yes | For | For | |||||||||||||
| RA Pharmaceuticals, Inc. | RARX | 74933V108 | December 17 2019 | 1 | The proposal to adopt the Merger Agreement. | Management | Yes | For | For | |||||||||
| 2 | The proposal to approve the adjournment of the Special Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to approve the proposal to adopt the Merger Agreement at the time of the Special Meeting. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Canfor Corporation | 137576104 | December 18 2019 | 1 | ARRANGEMENT RESOLUTION: TO CONSIDER, PURSUANT TO AN INTERIM ORDER OF THE SUPREME COURT OF BRITISH COLUMBIA DATED NOVEMBER 18, 2019 AND, IF DEEMED ADVISABLE, TO PASS, WITH OR WITHOUT VARIATION, A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET OUT IN APPENDIX A TO THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR (THE “CIRCULAR”), TO APPROVE AN ARRANGEMENT PURSUANT TO SECTION 288 OF THE BUSINESS CORPORATIONS ACT (BRITISH COLUMBIA) | Management | Yes | For | For | ||||||||||
| Achillion Pharmaceuticals, Inc. | ACHN | 00448Q201 | December 19 2019 | 1 | To consider and vote on proposal to adopt Agreement and Plan of Merger (as it may be amended from time to time, the “Merger Agreement”), among Achillion Pharmaceuticals, Inc., a Delaware corp. (“Achillion”), Alexion Pharmaceuticals, Inc., a Delaware corporation (“Alexion”), & Beagle Merger Sub, Inc., a Delaware corp. and a wholly-owned subsidiary of Alexion (“Merger Sub”). Pursuant to terms of Merger Agreement, Merger Sub will merge with & into Achillion and Achillion will continue as surviving corp. and as a wholly owned subsidiary of Alexion (the “Merger”) | Management | Yes | For | For | |||||||||
| 2 | To consider and vote on any proposal to adjourn the Special Meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | Yes | For | For | |||||||||||||
| 3 | To consider and vote on the proposal to approve, by non- binding, advisory vote, compensation that will or may become payable by Achillion to its named executive officers in connection with the Merger. | Management | Yes | For | For | |||||||||||||
| Altagas Canada Inc. | 02137A109 | December 19 2019 | 1 | TO APPROVE A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX A TO THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR AND PROXY STATEMENT OF ALTAGAS CANADA INC. (THE “CIRCULAR”), APPROVING A PLAN OF ARRANGEMENT UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT, ALL AS MORE PARTICULARLY DESCRIBED IN THE CIRCULAR | Management | Yes | For | For | ||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Cision LTD | CISN | G1992S109 | December 19 2019 | 1 | Special resolution to authorize the merger agreement, the plan of merger, and the transactions contemplated by the merger agreement and the plan of merger, including the merger. | Management | Yes | For | For | |||||||||
| 2 | Ordinary resolution to approve, on a non-binding, advisory basis, the compensation to be paid or become payable to Cision Ltd.’s named executive officers that is based on or otherwise relates to the merger. | Management | Yes | For | For | |||||||||||||
| 3 | Ordinary resolution to authorize the adjournment of the extraordinary general meeting as directed by the chairman, if determined necessary by the chairman in certain circumstances. | Management | Yes | For | For | |||||||||||||
| Pivotal Software Inc | PVTL | 72582H107 | December 27 2019 | 1 | The proposal to adopt and approve the Agreement and Plan of Merger, dated as of August 22, 2019, among Pivotal Software, Inc., a Delaware Corporation, VMware, Inc., a Delaware corporation, and Raven Transaction Sub, Inc., a newly formed Delaware corporation and a wholly owned subsidiary of VMware, as it may be amended from time to time. | Management | Yes | For | For | |||||||||
| 2 | The proposal to approve the adjournment or postponement of the special meeting, if necessary or appropriate, to solicit additional proxies in the event that there are not sufficient votes at the time of the special meeting to adopt and approve the merger agreement. | Management | Yes | For | For | |||||||||||||
| Fitbit Inc. | FIT | 33812L102 | January 3 2020 | 1 | To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the “Merger Agreement”), dated as of November 1, 2019, by and among Google LLC (“Google”), a Delaware limited liability company and wholly owned subsidiary of Alphabet Inc., Magnoliophyta Inc., a Delaware corporation and wholly owned subsidiary of Google, and Fitbit, Inc., a Delaware corporation (“Fitbit”). | Management | Yes | For | For | |||||||||
| 2 | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Fitbit’s named executive officers that is based on or otherwise relates to the merger. | Management | Yes | For | For | |||||||||||||
| 3 | Approve the adjournment of virtual special meeting to a later date or dates, if Fitbit’s board of directors determines that it is necessary or appropriate, and is permitted by the Merger Agreement, to (i) solicit additional proxies if (a) there is not a quorum present or represented by proxy or (b) there are insufficient votes to adopt Merger Agreement, in each case, at the time of the then- scheduled virtual special meeting, (ii) give holders of Fitbit’s Class A common stock and Class B common stock (iii) otherwise comply with applicable law. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Innophos Holdings Inc. | IPHS | 45774N108 | January 15 2020 | 1 | To adopt the Agreement and Plan of Merger, dated as of October 20, 2019 (as it may be amended, supplemented or otherwise modified from time to time, the “merger agreement”), by and among Iris Parent LLC, a Delaware limited liability company, Iris Merger Sub 2019, Inc., a Delaware corporation and wholly owned subsidiary of Parent, and Innophos Holdings, Inc., a Delaware corporation (the “Company”). | Management | Yes | For | For | |||||||||
| 2 | To approve, on a nonbinding, advisory basis, the compensation that may be paid or may become payable to the Company’s named executive officers in connection with, or following, the consummation of the transactions contemplated by the merger agreement. | Management | Yes | For | For | |||||||||||||
| 3 | To approve the adjournment of the special meeting to a later date or time, if necessary or appropriate as determined by the Company, to solicit additional proxies if there are insufficient votes at the time of the special meeting or any adjournment or postponement thereof to approve the adoption of the merger agreement. | Management | Yes | For | For | |||||||||||||
| Continental Building Products Inc. | CBPX | 211171103 | January 29 2020 | 1 | To adopt the Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified in accordance with its terms, the “merger agreement”) with CertainTeed Gypsum and Ceilings USA, Inc., a Delaware corporation (“Parent”), Cupertino Merger Sub, Inc., a newly formed Delaware corporation and a wholly owned subsidiary of Parent (“merger sub”), and Compagnie de Saint-Gobain S.A., a société anonyme organized under the laws of France. | Management | Yes | For | For | |||||||||
| 2 | To approve, on a non-binding, advisory basis, specified compensation that may become payable to the named executive officers of the Company that is based on or otherwise relates to the merger. | Management | Yes | For | For | |||||||||||||
| 3 | To approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to adopt and approve the merger agreement if there are insufficient votes at the time of such special meeting to approve such proposal. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Liberty Property Trust | LPT | 531172104 | January 30 2020 | 1 | To approve the merger of a newly created indirect wholly owned subsidiary of Liberty Property Trust (“Liberty”) with and into Liberty, with Liberty continuing as the surviving entity and as an indirect wholly owned subsidiary of Leaf Holdco Property Trust, a current wholly owned subsidiary of Liberty, followed by the merger of Leaf Holdco Property Trust with and into Lambda REIT Acquisition LLC, a wholly owned subsidiary of Prologis, Inc., with Lambda REIT Acquisition LLC continuing as the surviving company. | Management | Yes | For | For | |||||||||
| 2 | To approve a non-binding advisory proposal to approve certain compensation that may be paid or become payable to certain named executive officers of Liberty in connection with the Company Mergers and the other transactions contemplated by the merger agreement. | Management | Yes | For | For | |||||||||||||
| 3 | To approve one or more adjournments of the Liberty special meeting to another date, time or place, if necessary, to solicit additional proxies in favor of the proposal to approve the Company Mergers on the terms and conditions set forth in the merger agreement. | Management | Yes | For | For | |||||||||||||
| William Lyon Homes | WLH | 552074700 | January 30 2020 | 1 | Merger Proposal: To approve the adoption of the Agreement and Plan of Merger, dated as of November 5, 2019, among Taylor Morrison Homes Corporation (“Taylor Morrison”), Tower Merger Sub, Inc., a wholly owned subsidiary of Taylor Morrison (“Merger Sub”), and William Lyon Homes, pursuant to which Merger Sub will be merged with and into William Lyon Homes, with William Lyon Homes continuing as the surviving corporation and a wholly owned subsidiary of Taylor Morrison (the “merger”). | Management | Yes | For | For | |||||||||
| 2 | Advisory Compensation Proposal: To approve, on an advisory, non- binding basis, the compensation that may be paid or become payable to William Lyon Homes’ named executive officers in connection with the merger. | Management | Yes | For | For | |||||||||||||
| 3 | William Lyon Homes Adjournment Proposal: To adjourn the William Lyon Homes special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Merger Proposal. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Hansteen Holdings PLC | G4383U105 | January 31 2020 | 1 | TO GIVE EFFECT TO THE SCHEME OF ARRANGEMENT DATED 10 JANUARY 2020 AND THAT THE DIRECTORS OF THE COMPANY BE AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY: ARTICLE 147 | Management | Yes | For | For | ||||||||||
| Hansteen Holdings PLC | G4383U105 | January 31 2020 | 1 | APPROVAL OF THE SCHEME | Management | Yes | For | For | ||||||||||
| Anixter International Inc. | AXE | 35290105 | February 4 2020 | 1 | The proposal to adopt the Second Amended and Restated Agreement and Plan of Merger, dated as of January 1, 2020, (as it may be further amended, “the merger agreement”) by and among the Company, CD&R Arrow Parent, LLC, a Delaware limited liability company (“Parent”), and CD&R Arrow Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent (“Merger Sub”), pursuant to which Merger Sub will be merged with and into the Company (the “merger”), with the Company surviving as a wholly owned subsidiary of Parent. | Management | Yes | Abstain | Against | |||||||||
| 2 | The proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company’s named executive officers that is based on or otherwise relates to the merger. | Management | Yes | Abstain | Against | |||||||||||||
| 3 | The proposal to adjourn the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. | Management | Yes | Abstain | Against | |||||||||||||
| Tiffany & Company | TIF | 886547108 | February 4 2020 | 1 | The merger proposal - To adopt the Agreement and Plan of Merger, dated as of November 24, 2019, as it may be amended from time to time (the “merger agreement”), by and among Tiffany & Co. (“Company”), LVMH Moët Hennessy-Louis Vuitton SE, a societas Europaea (European company) organized under laws of France (“Parent”), Breakfast Holdings Acquisition Corp., a Delaware corporation and an indirect wholly owned subsidiary of Parent, & Breakfast Acquisition Corp., a Delaware corporation and a direct wholly owned subsidiary of Holding (“Merger Sub”). | Management | Yes | For | For | |||||||||
| 2 | The compensation proposal: To approve, by non-binding, advisory vote, certain compensation arrangements for the Company’s named executive officers in connection with the merger. | Management | Yes | For | For | |||||||||||||
| 3 | The adjournment proposal: To adjourn or postpone the special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the merger proposal described above in Proposal 1. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Cineplex Inc. | 172454100 | February 11 2020 | 1 | TO CONSIDER, PURSUANT TO AN INTERIM ORDER OF THE ONTARIO SUPERIOR COURT OF JUSTICE (COMMERCIAL LIST) DATED JANUARY 9, 2020, AS SAME MAY BE AMENDED, AND, IF THOUGHT ADVISABLE TO PASS, WITH OR WITHOUT VARIATION, A SPECIAL RESOLUTION TO APPROVE A PROPOSED PLAN OF ARRANGEMENT INVOLVING CINEPLEX INC., CINEWORLD GROUP PLC AND 1232743 B.C. LTD. (OR ITS ASSIGNEE) (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF CINEWORLD GROUP PLC) PURSUANT TO SECTION 182 OF THE BUSINESS CORPORATIONS ACT (ONTARIO), THE FULL TEXT OF WHICH IS ATTACHED AS APPENDIX B TO THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR OF CINEPLEX INC. DATED JANUARY 3, 2020 | Management | Yes | Abstain | Against | ||||||||||
| Tech Data Corporation | TECD | 878237106 | February 12 2020 | 1 | Approve and adopt the Agreement and Plan of Merger, dated as of November 12, 2019, as amended on November 27, 2019 by that certain Amendment No. 1 to the Agreement and Plan of Merger, among Tech Data Corporation, Tiger Midco, LLC and Tiger Merger Sub Co. (as may be amended from time to time, the “Merger Agreement”). | Management | Yes | For | For | |||||||||
| 2 | Approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Tech Data Corporation’s named executive officers in connection with the merger. | Management | Yes | For | For | |||||||||||||
| 3 | Approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve Proposal 1 (to approve and adopt the Merger Agreement) or in the absence of a quorum. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Tower LTD | Q91556102 | February 14 2020 | 1 | TO RECORD THE REAPPOINTMENT OF PRICEWATERHOUSECOOPERS AS AUDITOR OF TOWER LIMITED AND TO AUTHORISE THE DIRECTORS TO FIX THE AUDITOR’S REMUNERATION | Management | Yes | For | For | ||||||||||
| 2 | TO RE-ELECT MICHAEL STIASSNY AS A DIRECTOR | Management | Yes | For | For | |||||||||||||
| 3 | TO ALTER THE EXISTING CONSTITUTION IN ACCORDANCE WITH THE AMENDMENTS TABLED AT THE MEETING AND SIGNED BY THE CHAIRMAN FOR THE PURPOSE OF IDENTIFICATION, WITH EFFECT FROM THE CLOSE OF THE ANNUAL MEETING | Management | Yes | For | For | |||||||||||||
| Koninklijke Volkerwessels N.V. | N5075E103 | February 17 2020 | 3.a | CONDITIONAL ASSET SALE AND LIQUIDATION: CONDITIONAL APPROVAL OF THE ASSET SALE (AS DEFINED IN THE EXPLANATORY NOTES) AS REQUIRED UNDER ARTICLE 2:107A OF THE DUTCH CIVIL CODE (THE “DCC”) | Management | Yes | For | For | ||||||||||
| 3.b | CONDITIONAL ASSET SALE AND LIQUIDATION: CONDITIONAL RESOLUTION TO (I) DISSOLVE (ONTBINDEN) THE COMPANY AND APPOINT THE MEMBERS OF THE MANAGEMENT BOARD (AS DEFINED IN THE EXPLANATORY NOTES) AS THE LIQUIDATORS (VEREFFENAARS) OF THE COMPANY IN ACCORDANCE WITH ARTICLE 2:19 OF THE DCC AND (II) APPOINT REGGEBORGH AS THE CUSTODIAN OF THE BOOKS AND RECORDS OF THE COMPANY IN ACCORDANCE WITH ARTICLE 2:24 OF THE DCC | Management | Yes | For | For | |||||||||||||
| 4 | CONDITIONAL CONVERSION OF THE COMPANY FROM A PUBLIC LIMITED LIABILITY COMPANY (NAAMLOZE VENNOOTSCHAP) INTO A PRIVATE LIMITED LIABILITY COMPANY (BESLOTEN VENNOOTSCHAP MET BEPERKTE AANSPRAKELIJKHEID) AND AMENDMENT OF THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | Yes | For | For | |||||||||||||
| Osram Licht AG | D5963B154 | February 18 2020 | 2 | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE PROFIT OF EUR 52,433,142.45 SHALL BE APPROPRIATED AS FOLLOWS: THE ENTIRE AMOUNT SHALL BE CARRIED FORWARD | Management | Yes | For | For | ||||||||||
| 3.A | RATIFICATION OF THE ACTS OF THE BOARD OF MDS FOR THE 2018/2019 FINANCIAL YEAR: OLAF BERLIEN | Management | Yes | For | For | |||||||||||||
| 3.B | RATIFICATION OF THE ACTS OF THE BOARD OF MDS FOR THE 2018/2019 FINANCIAL YEAR: INGO BANK | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 3.C | RATIFICATION OF THE ACTS OF THE BOARD OF MDS FOR THE 2018/2019 FINANCIAL YEAR: STEFAN KAMPMANN | Management | Yes | For | For | |||||||||||||
| 4.A | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD FOR THE 2018/2019 FINANCIAL YEAR: PETER BAUER | Management | Yes | For | For | |||||||||||||
| 4.B | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD FOR THE 2018/2019 FINANCIAL YEAR: KLAUS ABEL | Management | Yes | For | For | |||||||||||||
| 4.C | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD FOR THE 2018/2019 FINANCIAL YEAR: ROLAND BUSCH | Management | Yes | For | For | |||||||||||||
| 4.D | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD FOR THE 2018/2019 FINANCIAL YEAR: CHRISTINE BORTENLAENGER | Management | Yes | For | For | |||||||||||||
| 4.E | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD FOR THE 2018/2019 FINANCIAL YEAR: MARGARETE HAASE | Management | Yes | For | For | |||||||||||||
| 4.F | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD FOR THE 2018/2019 FINANCIAL YEAR: MICHAEL KNUTH | Management | Yes | For | For | |||||||||||||
| 4.G | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD FOR THE 2018/2019 FINANCIAL YEAR: FRANK H. LAKERVELD | Management | Yes | For | For | |||||||||||||
| 4 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD FOR THE 2018/2019 FINANCIAL YEAR: ARUNJAI MITTAL | Management | Yes | For | For | |||||||||||||
| 4.H | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD FOR THE 2018/2019 FINANCIAL YEAR: ALEXANDER MUELLER | Management | Yes | For | For | |||||||||||||
| 4.I | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD FOR THE 2018/2019 FINANCIAL YEAR: ULRIKE SALB | Management | Yes | For | For | |||||||||||||
| 4.J | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD FOR THE 2018/2019 FINANCIAL YEAR: IRENE SCHULZ | Management | Yes | For | For | |||||||||||||
| 4.K | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD FOR THE 2018/2019 FINANCIAL YEAR: IRENE WEININGER | Management | Yes | For | For | |||||||||||||
| 4.L | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD FOR THE 2018/2019 FINANCIAL YEAR: THOMAS WETZEL | Management | Yes | For | For | |||||||||||||
| 4.M | APPOINTMENT OF AUDITORS THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2019/2020 FINANCIAL YEAR: ERNST & YOUNG GMBH WIRTSCHAFTSPRUEFUNGSGESELLSCHAFT, STUTTGART | Management | Yes | For | For |
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Kemet Corporation | KEM | 488360207 | February 20 2020 | 1 | To adopt the Agreement and Plan of Merger, dated as of November 11, 2019, by and among the Company, Yageo Corporation and Sky Merger Sub Inc. (the “Merger Agreement”) | Management | Yes | Against | Against | |||||||||
| 2 | To approve, by non-binding, advisory vote, compensation that will or may become payable by KEMET to its named executive officers in connection with the merger | Management | Yes | Against | Against | |||||||||||||
| 3 | To adjourn the Special Meeting of Stockholders (the “Special Meeting”) to a later date or dates, if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting | Management | Yes | Against | Against | |||||||||||||
| Instructure Inc. | INST | 45781U103 | February 25 2020 | 1 | To adopt the Agreement and Plan of Merger, dated as of December 4, 2019, by and among Instructure, Inc. (“Instructure”), PIV Purchaser, LLC and PIV Merger Sub, Inc. (the “Merger Agreement”). | Management | Yes | Against | Against | |||||||||
| 2 | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Instructure’s named executed officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | Yes | Against | Against | |||||||||||||
| 3 | To approve any proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | Yes | Against | Against | |||||||||||||
| Interxion Holdings NV | INXN | N47279109 | February 27 2020 | 1 | To approve the Legal Merger in accordance with the Legal Merger Proposal. | Management | Yes | For | For | |||||||||
| 2 | To approve the Legal Demerger in accordance with the Legal Demerger Proposal. | Management | Yes | For | For | |||||||||||||
| 3 | To approve (A) the Asset Sale and (B) the Post- Demerger Share Sale. | Management | Yes | For | For | |||||||||||||
| 4 | To approve (A) the dissolution of the Company, (B) the appointment of Stichting Vereffening InterXion (a foundation under Dutch law) as liquidator of the Company and approval of reimbursement of the Liquidator’s reasonable salary and costs, and (C) the appointment of Intrepid Midco B.V., an affiliate of Buyer, as the custodian of the books and records of the Company in accordance with Section 2:24 of the Dutch Civil Code. | Management | Yes | For | For | |||||||||||||
| 5 | To grant full and final discharge to each member of the Company’s Board for their acts of management or supervision, as applicable, up to the date of the Extraordinary General Meeting. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 6 | To approve the proposed conversion into a private company with limited liability (een besloten vennootschap met beperkte aansprakelijkheid) and amendment of the articles of association of the Company as set forth in Annex C of the proxy statement and to authorize each lawyer, paralegal and (prospective) civil law notary at De Brauw Blackstone Westbroek N.V. in Amsterdam, to execute the deed of conversion and amendment of the articles of association of the Company. | Management | Yes | For | For | |||||||||||||
| 7 | To appoint the following nominees: (i) Jeff Tapley as executive director, and (ii) Andrew P. Power, (iii) Gregory S. Wright and (iv) Joshua A. Mills, as non-executive members of the Company’s Board to replace the resigning directors of the Company’s Board. | Management | Yes | For | For | |||||||||||||
| Aircastle Limited | AYR | G0129K104 | March 6 2020 | 1 | Approval and adoption of the Agreement and Plan of Merger, dated November 5, 2019, and the related Statutory Merger Agreement, by and among Aircastle Limited, a Bermuda exempted company (the “Company”), MM Air Limited, a Bermuda exempted company (“Parent”), and MM Air Merger Sub Limited, a Bermuda exempted company and wholly-owned subsidiary of Parent, and the transactions contemplated thereby, including the merger (the “Merger Proposal”). | Management | Yes | For | For | |||||||||
| 2 | Advisory (non-binding) approval of specified compensation that may become payable to the named executive officers of the Company in connection with the merger (the “Compensation Proposal”). | Management | Yes | For | For | |||||||||||||
| 3 | Approval of adjournment of the special general meeting, if necessary, to solicit additional proxies if there are insufficient votes at the time of the special general meeting to approve the Merger Proposal (the “Adjournment Proposal”). | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Cramo PLC | X1676B241 | March 10 2020 | 6 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION ON THE AMENDMENT OF THE ARTICLES OF ASSOCIATION: BOELS TOPHOLDING B.V. (“BOELS”), A SHAREHOLDER IN THE COMPANY WHO HAS MADE A VOLUNTARY RECOMMENDED PUBLIC CASH TENDER OFFER TO PURCHASE ALL OF THE ISSUED AND OUTSTANDING SHARES OF CRAMO THAT ARE NOT OWNED BY CRAMO OR ANY OF ITS SUBSIDIARIES, PROPOSES THAT SECTION 4 OF THE ARTICLES OF ASSOCIATION IS AMENDED TO BE READ AS FOLLOWS: “THE BOARD OF DIRECTORS SHALL CONSIST OF THREE TO FIVE MEMBERS. THE TERM OF THE MEMBERS OF THE BOARD OF DIRECTORS SHALL EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS FOLLOWING THE ELECTION. THE BOARD OF DIRECTORS SHALL CONVENE AT THE REQUEST OF THE CHAIRMAN, OR IN THE ABSENCE OF THE CHAIRMAN, AT THE REQUEST OF THE | Shareholder | No | ||||||||||||
| 7 | DEPUTY CHAIRMAN. THE COMPANY HAS A MANAGING DIRECTOR APPOINTED BY THE BOARD OF DIRECTORS. THE COMPANY MAY HAVE A DEPUTY MANAGING DIRECTOR.” OTHERWISE THE ARTICLES OF ASSOCIATION WOULD REMAIN UNCHANGED | Shareholder | No | |||||||||||||||
| 8 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS AND CHANGES TO THE COMPOSITION OF THE BOARD OF DIRECTORS: BOELS PROPOSES TO FIX THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS AT THREE (3) FOR A TERM THAT WILL COMMENCE ON THE DAY WHEN THE AMENDMENT IN THE ARTICLES OF ASSOCIATION, SECTION 4, ALLOWING THE BOARD TO CONSIST OF LESS THAN FIVE MEMBERS, HAS BEEN REGISTERED IN THE TRADE REGISTER, AND THAT WILL CONTINUE UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING. BOELS PROPOSES THAT PETER BOELS, ELISABETH BOELS-VAN KERKOM AND JOHANNES VALK ARE ELECTED AS MEMBERS OF THE BOARD OF DIRECTORS. BOELS PROPOSES THAT PETER BOELS IS ELECTED AS CHAIRMAN AND ELISABETH BOELS-VAN KERKOM AS DEPUTY CHAIRMAN OF THE BOARD OF DIRECTORS. THE TERM OF OFFICE OF THESE BOARD MEMBERS WILL COMMENCE ON THE DAY WHEN THE AMENDMENT IN THE ARTICLES OF ASSOCIATION, SECTION 4, HAS BEEN REGISTERED IN THE TRADE REGISTER, AND WILL CONTINUE UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING. THE TERM OF OFFICE OF THE CURRENT MEMBERS OF THE BOARD OF DIRECTORS ENDS UPON THE COMMENCEMENT OF THE TERM OF THE ABOVE NEW BOARD MEMBERS | Shareholder | No | |||||||||||||||
| 9 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS: BOELS PROPOSES THAT NO REMUNERATION IS PAID TO THE MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED FOR THE TERM OF OFFICE ENDING AT THE CLOSING OF THE NEXT ANNUAL GENERAL MEETING. BOELS FURTHER PROPOSES THAT ALL MEMBERS OF THE BOARD OF DIRECTORS BE COMPENSATED FOR TRAVEL AND OTHER EXPENSES DIRECTLY RELATED TO THEIR BOARD WORK | Shareholder | No |
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Pattern Energy Group Inc. | PEGI | 73038P100 | March 10 2020 | 1 | To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the “Merger Agreement”), dated as of November 3, 2019, among Pattern, Pacific US Inc. and Pacific BidCo US Inc., and approve the Merger. | Management | Yes | Against | Against | |||||||||
| 2 | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Pattern’s named executive officers that is based on or otherwise relates to the Merger. | Management | Yes | Against | Against | |||||||||||||
| 3 | To approve the adjournment of the special meeting to a later date or dates, to solicit additional proxies if there is not a quorum present or there are insufficient votes to adopt the Merger Agreement and approve the Merger, in each case, at the time of the then-scheduled special meeting, or to give stockholders additional time to evaluate new material information or disclosure. | Management | Yes | Against | Against | |||||||||||||
| Logmein Inc. | LOGM | 54142L109 | March 12 2020 | 1 | Adoption of the Agreement and Plan of Merger, dated December 17, 2019 (as it may be amended from time to time, the “Merger Agreement”), by and among LogMeIn, Inc., a Delaware corporation, Logan Parent LLC, a Delaware limited liability company, and Logan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Logan Parent, LLC. | Management | Yes | Against | Against | |||||||||
| 2 | Adjourn the Special Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | Yes | Against | Against | |||||||||||||
| 3 | Approval of, on a non-binding, advisory basis, certain compensation that will or may become payable to the Company’s named executive officers in connection with the transactions contemplated by the Merger Agreement. | Management | Yes | Against | Against | |||||||||||||
| Isra Vision AG | D36816102 | March 17 2020 | 2 | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE PROFIT OF EUR 21,303,627.22 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 0.18 PER DIVIDEND-ENTITLED NO-PAR SHARE EUR 17,364,013.30 SHALL BE CARRIED FORWARD EX-DIVIDEND DATE: MARCH 18, 2020 PAYABLE DATE: MARCH 20, 2020 | Management | Yes | For | For | ||||||||||
| 3 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS | Management | Yes | For | For | |||||||||||||
| 4 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 5 | APPOINTMENT OF AUDITORS THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2019/2020 FINANCIAL YEAR: RSM GMBH, DUSSELDORF | Management | Yes | For | For | |||||||||||||
| 6.A | ELECTION TO THE SUPERVISORY BOARD: HERIBERT J. WIEDENHUES | Management | Yes | For | For | |||||||||||||
| 6.B | ELECTION TO THE SUPERVISORY BOARD: HENNING TOLLE | Management | Yes | For | For | |||||||||||||
| 6.C | ELECTION TO THE SUPERVISORY BOARD: BURKHARD BONSELS | Management | Yes | For | For | |||||||||||||
| 6.D | ELECTION TO THE SUPERVISORY BOARD: HANS- PETER SOLLINGER | Management | Yes | For | For | |||||||||||||
| 7 | RESOLUTION ON THE AUTHORIZATION TO ACQUIRE OWN SHARES THE BOARD OF MDS SHALL BE AUTHORIZED TO ACQUIRE OWN SHARES OF UP TO 10 PERCENT OF THE COMPANY’S SHARE CAPITAL, THROUGH THE STOCK EXCHANGE AT A PRICE NOT DEVIATING MORE THAN 5 PERCENT FROM THE MARKET PRICE OF THE SHARES, ON OR BEFORE MARCH 16, 2025. BESIDES SELLING THE SHARES ON THE STOCK EXCHANGE OR OFFERING THEM TO ALL SHAREHOLDERS, THE BOARD OF MDS SHALL ALSO BE AUTHORIZED TO USE THE SHARES FOR MERGERS AND ACQUISITIONS, TO DISPOSE OF THE SHARES IN A MANNER OTHER THAN THE STOCK EXCHANGE OR A RIGHTS OFFERING IF THEY ARE SOLD AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE, AND TO RETIRE THE SHARES | Management | Yes | For | For | |||||||||||||
| 8 | RESOLUTION ON THE CREATION OF A NEW AUTHORIZED CAPITAL AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION THE BOARD OF MDS SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SUPERVISORY BOARD, TO INCREASE THE SHARE CAPITAL BY UP TO EUR 6,574,333.20 THROUGH THE ISSUE OF NEW NO-PAR SHARES AGAINST CONTRIBUTIONS IN CASH OR KIND, ON OR BEFORE MARCH 16, 2025 (AUTHORIZED CAPITAL). SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION RIGHTS WITH EXCEPTIONS | Management | Yes | For | For | |||||||||||||
| 9 | RESOLUTION ON AN AMENDMENT TO SECTION 18(1) OF THE ARTICLES OF ASSOCIATION IN RESPECT OF THE CHAIRMANSHIP OF THE SHAREHOLDERS’ MEETING | Management | Yes | For | For | |||||||||||||
| 10 | RESOLUTION ON AMENDMENTS TO SECTIONS 17(1) AND 17(2) OF THE ARTICLES OF ASSOCIATION IN RESPECT OF THE SHAREHOLDERS’ RIGHT TO PARTICIPATE IN THE SHAREHOLDERS’ MEETING IN ACCORDANCE WITH THE GERMAN ACT IMPLEMENTING THE SECOND SHAREHOLDERS’ RIGHTS DIRECTIVE (ARUG II) | Management | Yes | For | For |
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| The Habit Restaurants, Inc. | HABT | 40449J103 | March 18 2020 | 1 | To adopt the Agreement and Plan of Merger, dated January 5, 2020, by and among The Habit Restaurants, Inc., YUM! Brands, Inc. and YEB Newco Inc. (the “Merger Agreement”). | Management | Yes | For | For | |||||||||
| 2 | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to the The Habit Restaurants, Inc.’s named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | Yes | For | For | |||||||||||||
| 3 | To approve any proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the proposal to adopt the Merger Agreement. | Management | Yes | For | For | |||||||||||||
| Telaria Inc | TLRA | 879181105 | March 30 2020 | 1 | Adoption of the Merger Agreement: To vote on a proposal to adopt the Agreement and Plan of Merger, dated as of December 19, 2019 (as amended from time to time, the “Merger Agreement”), by and among The Rubicon Project, Inc., Madison Merger Corp. and Telaria, Inc. | Management | No | |||||||||||
| 2 | Approval of the Telaria Merger-Related Compensation: To vote on a proposal to approve, by advisory (non- binding) vote, certain compensation arrangements that may be paid or become payable to Telaria’s named executive officers in connection with the merger contemplated by the Merger Agreement. | Management | No | |||||||||||||||
| 3 | Adjournment of the Telaria Special Meeting: To vote on a proposal to approve the adjournment of the Telaria special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the Telaria special meeting to approve the Telaria merger proposal. | Management | No | |||||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Anixter International Inc. | AXE | 35290105 | April 9 2020 | 1 | The proposal to adopt the Agreement and Plan of Merger, dated as of January 10, 2020 the “merger agreement”), by and among, Anixter International Inc., a Delaware corporation (“Anixter”), WESCO International, Inc., a Delaware corporation (“WESCO”), and Warrior Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of WESCO (“Merger Sub”),pursuant to which Merger Sub will be merged with and into Anixter (the “merger”), with Anixter surviving the merger as a wholly owned subsidiary of WESCO. | Management | Yes | For | For | |||||||||
| 2 | The proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to Anixter’s named executive officers that is based on or otherwise relates to the merger. | Management | Yes | For | For | |||||||||||||
| 3 | The proposal to adjourn the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. | Management | Yes | For | For | |||||||||||||
| Koninklijke Volkerwessels N.V. | N5075E103 | April 16 2020 | 2.C | REMUNERATION REPORT 2019 | Management | No | ||||||||||||
| 2.E | ADOPTION OF AUDITED FINANCIAL STATEMENTS | Management | No | |||||||||||||||
| 3.B | PROPOSAL FOR DIVIDEND 2019 | Management | No | |||||||||||||||
| 4.A | DISCHARGE OF THE MANAGEMENT BOARD FOR THE PERFORMANCE OF ITS DUTIES DURING 2019 | Management | No | |||||||||||||||
| 4.B | DISCHARGE OF THE SUPERVISORY BOARD FOR THE PERFORMANCE OF ITS DUTIES DURING 2019 | Management | No | |||||||||||||||
| 6 | RE-APPOINTMENT DELOITTE ACCOUNTANTS B.V. AS EXTERNAL AUDITOR OF THE COMPANY FOR FINANCIAL YEAR 2020 | Management | No | |||||||||||||||
| Tallgrass Energy LP | TGE | 874696107 | April 16 2020 | 1 | The approval and adoption of the Agreement and Plan of Merger, dated as of December 16, 2019, by and among Tallgrass Energy, LP, Tallgrass Energy GP, LLC, Prairie Private Acquiror LP and Prairie Merger Sub LLC, as it may be amended from time to time, and the transactions contemplated thereby, including the merger of Prairie Private Acquiror LP with and into Tallgrass Energy, LP. | Management | Yes | For | For | |||||||||
| NIBC Holding NV | N6305E103 | April 17 2020 | 2.D | REMUNERATION REPORT (ADVISORY VOTE) | Management | No | ||||||||||||
| 3.A | ANNUAL ACCOUNTS 2019: PROPOSAL TO ADOPT THE 2019 FINANCIAL STATEMENTS | Management | No | |||||||||||||||
| 3.B | ANNUAL ACCOUNTS 2019: PROPOSAL TO DISTRIBUTE A TOTAL DIVIDEND OF EUR 0.78 PER ORDINARY SHARE, RESULTING IN A FINAL DIVIDEND OF EUR 0.53 PER ORDINARY SHARE | Management | No | |||||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 4.A | DISCHARGE: PROPOSAL TO DISCHARGE THE MANAGING BOARD | Management | No | |||||||||||||||
| 4.B | DISCHARGE: PROPOSAL TO DISCHARGE THE SUPERVISORY BOARD | Management | No | |||||||||||||||
| 5 | PROPOSAL TO AMEND THE REMUNERATION OF THE MEMBERS OF THE MANAGING BOARD | Management | No | |||||||||||||||
| 6.B | COMPOSITION OF THE SUPERVISORY BOARD: APPOINTMENT OF BOARD MEMBER: PROPOSAL TO REAPPOINT MR DIRK MARINUS SLUIMERS AS MEMBER OF THE SUPERVISORY BOARD | Management | No | |||||||||||||||
| 8.A | ISSUANCE AND REPURCHASE OF SHARES: PROPOSAL TO AUTHORIZE THE MANAGING BOARD TO ISSUE SHARES | Management | No | |||||||||||||||
| 8.B | ISSUANCE AND REPURCHASE OF SHARES: PROPOSAL TO AUTHORIZE THE MANAGING BOARD TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS | Management | No | |||||||||||||||
| 8.C | ISSUANCE AND REPURCHASE OF SHARES: PROPOSAL TO AUTHORIZE THE MANAGING BOARD TO REPURCHASE SHARES | Management | No | |||||||||||||||
| 9 | PROPOSAL TO REAPPOINT ERNST & YOUNG AS AUDITOR FOR THE FINANCIAL YEAR 2020 | Management | No | |||||||||||||||
| NCR Corporation | NCR | 62886E108 | April 21 2020 | 1.1 | Elect Director Mark W Begor | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Gregory. R Blank | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Catherine (Katie) L. Burke | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Chinh E. Chu | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Deborah A. Farrington | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Michael D Hayford | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Georgette D . Kiser | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director Kirk T. Larsen | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director Frank R. Martire | Management | Yes | For | For | |||||||||||||
| 1.1 | Elect Director Mathew A. Thompson | Management | Yes | For | For | |||||||||||||
| 2 | Advisory vote to Ratify Named Exectuive Officers compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 4 | Amended Omnibus Stock Plan | Management | Yes | Against | Against | |||||||||||||
| 5 | Eliminate Supermajority vote requitement | Management | Yes | For | For | |||||||||||||
| Forescout Technologies Inc. | FSCT | 34553D101 | April 23 2020 | 1 | To adopt the Agreement and Plan of Merger, dated as of February 6, 2020, as it may be amended from time to time, by and among Forescout Technologies, Inc., Ferrari Group Holdings, L.P. and Ferrari Merger Sub, Inc. | Management | Yes | For | For | |||||||||
| 2 | To approve, on a non-binding, advisory basis, the compensation that will or may become payable by Forescout Technologies, Inc. to its named executive officers in connection with the merger. | Management | Yes | For | For | |||||||||||||
| 3 | To approve any proposal to adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| IberiaBank Corporation | IBKC | 450828108 | April 24 2020 | 1 | To approve the Agreement and Plan of Merger, dated as of November 3, 2019 (as amended from time to time, the “merger agreement”), by and between First Horizon National Corporation and IBERIABANK Corporation (“IBKC”) (the “IBKC merger proposal”). | Management | Yes | For | For | |||||||||
| 2 | To approve, on an advisory (non-binding) basis, the merger r related compensation payments that will or may be paid by IBKC to its named executive officers in connection with the merger | Management | Yes | For | For | |||||||||||||
| 3 | To adjourn the IBKC Special Meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the IBKC merger proposal or to ensure that any supplement or amendment to the accompanying Joint Proxy Statement/Prospectus is timely provided to holders of IBKC common stock. | Management | Yes | For | For | |||||||||||||
| The Stars Group Inc. | TSG | 85570W100 | April 24 2020 | 1 | To consider, and, if deemed advisable, to approve, with or without variation, a special resolution, the full text of which is set forth in Appendix A of the accompanying management information circular dated March 26, 2020 (the “Information Circular”), to approve a plan of arrangement under section 182 of the Business Corporations Act (Ontario) involving The Stars Group Inc. and Flutter Entertainment plc, all as more particularly described in the Information Circular. | Management | Yes | For | For | |||||||||
| Wright Medical Group NV | WMGI | N96617118 | April 24 2020 | 1A | The conditional appointment of Wright’s board of director until Wright’s second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): Spencer S. Stiles as executive director | Management | Yes | For | For | |||||||||
| 1B | The conditional appointment of Wright’s board of director until Wright’s second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): William E. Berry, Jr. as non-executive director | Management | Yes | For | For | |||||||||||||
| 1C | The conditional appointment of Wright’s board of director until Wright’s second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): Dean H. Bergy as non-executive director | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1D | The conditional appointment of Wright’s board of director until Wright’s second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): Jeanne M. Blondia as non-executive director | Management | Yes | For | For | |||||||||||||
| 1E | The conditional appointment of Wright’s board of director until Wright’s second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): David G. Furgason as non-executive director | Management | Yes | For | For | |||||||||||||
| 2A | The conditional acceptance of the resignation of Wright’s board of director (agenda items 4(a) - 4(g)): Robert J. Palmisano as executive director | Management | Yes | For | For | |||||||||||||
| 2B | The conditional acceptance of the resignation of Wright’s board of director (agenda items 4(a) - 4(g)): J. Patrick Mackin as non-executive director | Management | Yes | For | For | |||||||||||||
| 2C | The conditional acceptance of the resignation of Wright’s board of director (agenda items 4(a) - 4(g)): John L. Miclot as non-executive director | Management | Yes | For | For | |||||||||||||
| 2D | The conditional acceptance of the resignation of Wright’s board of director (agenda items 4(a) - 4(g)): Kevin O’Boyle as non-executive director | Management | Yes | For | For | |||||||||||||
| 2E | The conditional acceptance of the resignation of Wright’s board of director (agenda items 4(a) - 4(g)): Amy S. Paul as non-executive director | Management | Yes | For | For | |||||||||||||
| 2F | The conditional acceptance of the resignation of Wright’s board of director (agenda items 4(a) - 4(g)): Richard F. Wallman as non-executive director | Management | Yes | For | For | |||||||||||||
| 2G | The conditional acceptance of the resignation of Wright’s board of director (agenda items 4(a) - 4(g)): Elizabeth H. Weatherman as non-executive director | Management | Yes | For | For | |||||||||||||
| 3 | Granting of full and final discharge to each member of Wright’s (due to space limits, see proxy material for full proposal). | Management | Yes | For | For | |||||||||||||
| 4 | Conditional approval of the sale, transfer and assumption of (due to space limits, see proxy material for full proposal). | Management | Yes | For | For | |||||||||||||
| 5 | Conditional resolution to (i) dissolve Wright in accordance (due to space limits, see proxy material for full proposal). | Management | Yes | For | For | |||||||||||||
| 6 | Resolution to amend Wright’s articles of association to fix the (due to space limits, see proxy material for full proposal). | Management | Yes | For | For | |||||||||||||
| 7 | Approval of the Mergers, including the entry into by Wright of (due to space limits, see proxy material for full proposal). | Management | Yes | For | For | |||||||||||||
| 8 | Resolution to amend Wright’s articles of association to (due to space limits, see proxy material for full proposal). | Management | Yes | For | For |
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 9A | Conditional resolution to: Convert Wright into a private company with limited liability. | Management | Yes | For | For | |||||||||||||
| 9B | Conditional resolution to: Amend Wright’s articles of association. | Management | Yes | For | For | |||||||||||||
| 10 | Conditional resolution to amend Wright’s articles of (due to space limits, see proxy material for full proposal). | Management | Yes | For | For | |||||||||||||
| 11 | Conditional resolution to amend Wright’s articles of (due to space limits, see proxy material for full proposal). | Management | Yes | For | For | |||||||||||||
| 12 | To approve, by non-binding advisory vote, the compensation that (due to space limits, see proxy material for full proposal). | Management | Yes | For | For | |||||||||||||
| Front Yard Residential Corporation | RESI | 35904G107 | April 27 2020 | 1 | Approve the merger of the Company with and into BAF Sub LLC, a Maryland limited liability company (“Merger Sub” and such merger, the “Merger”) pursuant to the Agreement and Plan of Merger, dated as of February 17, 2020 (as may be amended from time to time, the “Merger Agreement”), by and among the Company, BAF Holdings, LLC, a Delaware limited liability company (“Parent”), and Merger Sub, a direct wholly-owned subsidiary of Parent, as more particularly described in the proxy statement. | Management | Yes | For | For | |||||||||
| 2 | Approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company’s named executive officers that is based on or otherwise relates to the Merger contemplated by the Merger Agreement, as more particularly described in the proxy statement. | Management | Yes | For | For | |||||||||||||
| 3 | Adjourn the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to approve the Merger if there are insufficient votes at the time of the special meeting to approve the Merger, as more particularly described in the proxy statement. | Management | Yes | For | For | |||||||||||||
| Bolsas Y Mercados Espanoles SHMSF SA | E8893G102 | April 28 2020 | 1 | APPROVAL OF INDIVIDUAL AND CONSOLIDATED ANNUAL ACCOUNTS AND MANAGEMENT REPORTS. APPROVAL OF THE MANAGEMENT OF THE BOARD OF DIRECTORS | Management | Yes | For | For | ||||||||||
| 2 | ALLOCATION OF RESULTS | Management | Yes | For | For | |||||||||||||
| 3 | APPROVAL OF THE NON FINANCIAL INFORMATION REPORT | Management | Yes | For | For | |||||||||||||
| 4 | REELECTION OF MS MARIA HELENA DOS SANTOS FERNANDES DE SANTANA AS DIRECTOR | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 5 | APPROVAL OF THE AMENDMENT OF THE REMUNERATION POLICY FOR DIRECTORS | Management | Yes | For | For | |||||||||||||
| 6 | CONSULTATIVE VOTE REGARDING THE ANNUAL REMUNERATION REPORT OF THE BOARD OF DIRECTORS | Management | Yes | For | For | |||||||||||||
| 7 | RE-ELECTION OF AUDITORS: PRICEWATERHOUSECOOPERS | Management | Yes | For | For | |||||||||||||
| 8 | AUTHORIZATION TO THE BOARD OF DIRECTORS FOR THE DERIVATIVE ACQUISITION OF OWN SHARES | Management | Yes | For | For | |||||||||||||
| 9 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO IMPLEMENT AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE GENERAL MEETING | Management | Yes | For | For | |||||||||||||
| Adesto Technologies Corporation | IOTS | 00687D101 | May 5 2020 | 1 | To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the “Merger Agreement”), dated as of February 20, 2020, by and among Dialog Semiconductor plc (“Dialog”), a company incorporated in England and Wales, Azara Acquisition Corp., a Delaware corporation and a wholly owned direct or indirect subsidiary of Dialog, and Adesto Technologies Corporation, a Delaware corporation (“Adesto”). | Management | Yes | For | For | |||||||||
| 2 | To approve adjournment of virtual special meeting to a later date/dates to (i) solicit additional proxies if (a) Adesto’s Board determines that there are insufficient shares of Adesto’s Common Stock represented to constitute a quorum (b) Adesto has not received proxies sufficient to approve adoption of Merger Agreement at virtual special meeting (ii) give holders of Adesto’s Common Stock additional time to evaluate any supplement/ amendment to enclosed proxy statement or (iii) otherwise comply with applicable law. | Management | Yes | For | For | |||||||||||||
| Primo Water Corporation | PRMW | 74167P108 | May 5 2020 | 1.1 | Britta Bomhard | Management | Yes | For | For | |||||||||
| 1.2 | Susan E. Cates | Management | Yes | For | For | |||||||||||||
| 1.3 | Jerry Fowden | Management | Yes | For | For | |||||||||||||
| 1.4 | Stephen H. Halperin | Management | Yes | For | For | |||||||||||||
| 1.5 | Thomas J. Harrington | Management | Yes | For | For | |||||||||||||
| 1.6 | Betty Jane Hess | Management | Yes | For | For | |||||||||||||
| 1.7 | Gregory Monahan | Management | Yes | For | For | |||||||||||||
| 1.8 | Mario Pilozzi | Management | Yes | For | For | |||||||||||||
| 1.9 | Billy D. Prim | Management | Yes | For | For | |||||||||||||
| 1.10 | Eric Rosenfeld | Management | Yes | For | For | |||||||||||||
| 1.11 | Graham W. Savage | Management | Yes | For | For | |||||||||||||
| 1.12 | Steven P. Stanbrook | Management | Yes | For | For | |||||||||||||
| 2 | Appointment of Independent Registered Certified Public Accounting Firm. Appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | Yes | For | For | |||||||||||||
| 3 | Non-Binding Advisory Vote on Executive Compensation. Approval, on a non-binding advisory basis, of the compensation of Primo Water Corporation’s named executive officers.. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Cincinnati Bell Inc. | CBB | 171871502 | May 7 2020 | 1 | To adopt the Agreement and Plan of Merger, dated as of March 13, 2020 (the “merger agreement”), by and among Red Fiber Parent LLC, a Delaware limited liability company (“Parent”), Cincinnati Bell Inc., an Ohio corporation (the “Company”), and RF Merger Sub Inc., an Ohio corporation and a wholly owned subsidiary of Parent (“Merger Sub”), pursuant to which Merger Sub will be merged with and into the Company (the “merger”), with the Company surviving the merger as a subsidiary of Parent. | Management | Yes | For | For | |||||||||
| 2 | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to the Company’s named executive officers in connection with, or following, the consummation of the merger. | Management | Yes | For | For | |||||||||||||
| 3 | To adjourn the special meeting to a later date or time, if necessary or appropriate, to solicit additional proxies in the event there are insufficient votes at the time of the special meeting or any adjournment or postponement thereof to adopt the merger agreement. | Management | Yes | For | For | |||||||||||||
| E*Trade Financial Corporation | ETFC | 269246401 | May 7 2020 | 1A | Election of Director: Richard J. Carbone | Management | Yes | For | For | |||||||||
| 1B | Election of Director: Robert J. Chersi | Management | Yes | For | For | |||||||||||||
| 1C | Election of Director: Jaime W. Ellertson | Management | Yes | For | For | |||||||||||||
| 1D | Election of Director: James P. Healy | Management | Yes | For | For | |||||||||||||
| 1E | Election of Director: Kevin T. Kabat | Management | Yes | For | For | |||||||||||||
| 1F | Election of Director: James Lam | Management | Yes | For | For | |||||||||||||
| 1G | Election of Director: Rodger A. Lawson | Management | Yes | For | For | |||||||||||||
| 1H | Election of Director: Shelley B. Leibowitz | Management | Yes | For | For | |||||||||||||
| 1I | Election of Director: Michael A. Pizzi | Management | Yes | For | For | |||||||||||||
| 1J | Election of Director: Rebecca Saeger | Management | Yes | For | For | |||||||||||||
| 1K | Election of Director: Donna L. Weaver | Management | Yes | For | For | |||||||||||||
| 1L | Election of Director: Joshua A. Weinreich | Management | Yes | For | For | |||||||||||||
| 2 | To approve, by a non-binding advisory vote, the compensation of the Company’s Named Executive Officers (the “Say-on-Pay Vote”), as disclosed in the Proxy Statement for the 2020 Annual Meeting. | Management | Yes | For | For | |||||||||||||
| 3 | To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2020. | Management | Yes | For | For | |||||||||||||
| 4 | A stockholder proposal regarding simple majority voting. | Shareholder | Yes | Abstain | ||||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Godewind Immobilien AG | D2R8RV108 | May 7 2020 | 2 | RESOLUTION ON THE APPROPRIATION OF THE RETAINED EARNINGS FOR THE FINANCIAL YEAR 2019 | Management | No | ||||||||||||
| 3.1 | RESOLUTION TO GRANT DISCHARGE TO THE MEMBER OF THE EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2019: STAVROS EFREMIDIS | Management | No | |||||||||||||||
| 3.2 | RESOLUTION TO GRANT DISCHARGE TO THE MEMBER OF THE EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2019: RALF STRUCKMEYER | Management | No | |||||||||||||||
| 4.1 | RESOLUTION TO GRANT DISCHARGE TO THE MEMBER OF THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2019: DR. BERTRAND MALMENDIER | Management | No | |||||||||||||||
| 4.2 | RESOLUTION TO GRANT DISCHARGE TO THE MEMBER OF THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2019: DR. ROLAND FOLZ | Management | No | |||||||||||||||
| 4.3 | RESOLUTION TO GRANT DISCHARGE TO THE MEMBER OF THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2019: KARL EHLERDING | Management | No | |||||||||||||||
| 5 | SELECTION OF THE ANNUAL AUDITOR AND GROUP ANNUAL AUDITOR FOR THE FINANCIAL YEAR 2020 AND OF THE AUDITOR FOR A POSSIBLE AUDIT REVIEW OF THE HALF-YEAR REPORT AND OTHER INTRA-YEAR FINANCIAL REPORTS | Management | No | |||||||||||||||
| 6.1 | ELECTION OF NEW SUPERVISORY BOARD MEMBER: DR UWE BECKER | Management | No | |||||||||||||||
| 6.2 | ELECTION OF NEW SUPERVISORY BOARD MEMBER: RAINER LANGENHORST | Management | No | |||||||||||||||
| 7 | RESOLUTION ON AMENDMENT OF SECTION 11 OF THE MEMORANDUM AND ARTICLES OF ASSOCIATION (SUPERVISORY BOARD REMUNERATION) | Management | No | |||||||||||||||
| 8 | RESOLUTION TO CHANGE THE NAME OF THE ENTITY AND CORRESPONDING AMENDMENT OF SECTION 1(1) OF THE MEMORANDUM AND ARTICLES OF ASSOCIATION | Management | No | |||||||||||||||
| 9 | RESOLUTION ON THE AUTHORISATION FOR ACQUISITION OF TREASURY SHARES, ALSO WITHOUT POSSIBLE RIGHT TO TENDER, AND FOR DISPOSITION OF THESE SHARES, ALSO WITHOUT THE POSSIBILITY OF SUBSCRIPTION RIGHTS INCLUSIVE OF THE AUTHORISATION FOR WITHDRAWAL OF TREASURY SHARES AND REDUCTION OF CAPITAL AND SUSPENSION OF THE EXISTING AUTHORISATION | Management | No |
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Godewind Immobilien AG | D2R8RV108 | May 7 2020 | 2 | RESOLUTION ON THE APPROPRIATION OF THE RETAINED EARNINGS FOR THE FINANCIAL YEAR 2019 | Management | Yes | For | For | ||||||||||
| 3.A | RESOLUTION TO GRANT DISCHARGE TO THE MEMBER OF THE EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2019: STAVROS EFREMIDIS | Management | Yes | For | For | |||||||||||||
| 3.B | RESOLUTION TO GRANT DISCHARGE TO THE MEMBER OF THE EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2019: RALF STRUCKMEYER | Management | Yes | For | For | |||||||||||||
| 4.A | RESOLUTION TO GRANT DISCHARGE TO THE MEMBER OF THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2019: DR. BERTRAND MALMENDIER | Management | Yes | For | For | |||||||||||||
| 4.B | RESOLUTION TO GRANT DISCHARGE TO THE MEMBER OF THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2019: DR. ROLAND FOLZ | Management | Yes | For | For | |||||||||||||
| 4.C | RESOLUTION TO GRANT DISCHARGE TO THE MEMBER OF THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2019: KARL EHLERDING | Management | Yes | For | For | |||||||||||||
| 5 | SELECTION OF THE ANNUAL AUDITOR AND GROUP ANNUAL AUDITOR FOR THE FINANCIAL YEAR 2020 AND OF THE AUDITOR FOR A POSSIBLE AUDIT REVIEW OF THE HALF-YEAR REPORT AND OTHER INTRA-YEAR FINANCIAL REPORTS: MAZARS GMBH CO. KG | Management | Yes | For | For | |||||||||||||
| 6.A | ELECTION OF NEW SUPERVISORY BOARD MEMBER: DR UWE BECKER | Management | Yes | For | For | |||||||||||||
| 6.B | ELECTION OF NEW SUPERVISORY BOARD MEMBER: RAINER LANGENHORST | Management | Yes | For | For | |||||||||||||
| 7 | RESOLUTION ON AMENDMENT OF SECTION 11 OF THE MEMORANDUM AND ARTICLES OF ASSOCIATION (SUPERVISORY BOARD REMUNERATION) | Management | Yes | For | For |
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm��Vote for or against Management? | |||||||||
| 8 | RESOLUTION TO CHANGE THE NAME OF THE ENTITY AND CORRESPONDING AMENDMENT OF SECTION 1(1) OF THE MEMORANDUM AND ARTICLES OF ASSOCIATION. THE PROPOSED NEW NAME IS: COVIVIO OFFICE AG | Management | Yes | For | For | |||||||||||||
| 9 | RESOLUTION ON THE AUTHORISATION FOR ACQUISITION OF TREASURY SHARES, ALSO WITHOUT POSSIBLE RIGHT TO TENDER, AND FOR DISPOSITION OF THESE SHARES, ALSO WITHOUT THE POSSIBILITY OF SUBSCRIPTION RIGHTS INCLUSIVE OF THE AUTHORISATION FOR WITHDRAWAL OF TREASURY SHARES AND REDUCTION OF CAPITAL AND SUSPENSION OF THE EXISTING AUTHORISATION | Management | Yes | For | For | |||||||||||||
| Gilat Satellite Networks LTD | GILT | M51474118 | May 8 2020 | 1 | The approval of (i) the Agreement and Plan of Merger dated as of January 29, 2020 (as it may be amended from time to time, the (due to space limits, see proxy material for full proposal). | Management | Yes | For | For | |||||||||
| 1A | By marking the “YES” box, you confirm that you are not a shareholder listed in Section 320(c) of the ICL (i.e., you are neither Merger Sub nor do you own directly or indirectly through Comtech, 25% or more of the ordinary shares or other kind of means of control of Merger Sub). Mark “for” = yes or “against” = no. | Management | Yes | For | For | |||||||||||||
| 2 | To approve the purchase of a seven-year “tail” endorsement to the Company’s current directors’ and officers’ liability insurance policy. | Management | Yes | For | For | |||||||||||||
| 2A | By marking the “YES” box, you confirm that you are not a “controlling shareholder” and do not have a “personal interest” (each as defined in the ICL) in the approval of Proposal 2. If you cannot make such confirmation, please check the “NO” box. Mark “for” = yes or “against” = no. | Management | Yes | For | For | |||||||||||||
| 3 | To approve the payment of a transaction bonus to the Chief Executive Officer of the Company. | Management | Yes | For | For | |||||||||||||
| 3A | By marking the “YES” box, you confirm that you are not a “controlling shareholder” and do not have a “personal interest” (each as defined in the ICL) in the approval of Proposal 3. If you cannot make such confirmation, please check the “NO” box. Mark “for” = yes or “against” = no. | Management | Yes | For | For | |||||||||||||
| 4 | To approve the payment of a transaction bonus to the Chief Financial Officer of the Company. | Management | Yes | For | For | |||||||||||||
| 4A | By marking the “YES” box, you confirm that you are not a “controlling shareholder” and do not have a “personal interest” (each as defined in the ICL) in the approval of Proposal 4. If you cannot make such confirmation, please check the “NO” box. Mark “for” = yes or “against” = no. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 5 | To approve an amendment to the executive bonus payment schedule (due to space limits, see proxy material for full proposal). | Management | Yes | For | For | |||||||||||||
| 5A | By marking the “YES” box, you confirm that you are not a “controlling shareholder” and do not have a “personal interest” (each as defined in the ICL) in the approval of Proposal 5. If you cannot make such confirmation, please check the “NO” box. Mark “for” = yes or “against” = no. | Management | Yes | For | For | |||||||||||||
| 6 | To reelect Elyezer Shkedy to serve as an External Director (within the meaning of the ICL) on the Company’s Board of (due to space limits, see proxy material for full proposal). | Management | Yes | For | For | |||||||||||||
| 6A | By marking the “YES” box, you confirm that you are not a “controlling shareholder” and do not have a “personal interest” (each as defined in the ICL) in the approval of Proposal 6. If you cannot make such confirmation, please check the “NO” box. Mark “for” = yes or “against” = no. | Management | Yes | For | For | |||||||||||||
| Flutter Entertainment PLC | G3643J108 | May 14 2020 | 1 | TO RECEIVE AND CONSIDER THE COMPANY’S FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS’ AND AUDITOR THEREON | Management | No | ||||||||||||
| 2 | TO RECEIVE AND CONSIDER THE DIRECTORS’ REMUNERATION REPORT | Management | No | |||||||||||||||
| 3 | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY | Management | No | |||||||||||||||
| 4A.1 | SUBJECT TO AND CONDITIONAL UPON COMPLETION OF THE COMBINATION NOT HAVING OCCURRED BEFORE THE START OF THE AGM: TO ELECT NANCY CRUICKSHANK | Management | No | |||||||||||||||
| 4A.2 | SUBJECT TO AND CONDITIONAL UPON COMPLETION OF THE COMBINATION NOT HAVING OCCURRED BEFORE THE START OF THE AGM: TO ELECT ANDREW HIGGINSON | Management | No | |||||||||||||||
| 4A.3 | SUBJECT TO AND CONDITIONAL UPON COMPLETION OF THE COMBINATION NOT HAVING OCCURRED BEFORE THE START OF THE AGM: TO RE-ELECT JAN BOLZ | Management | No | |||||||||||||||
| 4A.4 | SUBJECT TO AND CONDITIONAL UPON COMPLETION OF THE COMBINATION NOT HAVING OCCURRED BEFORE THE START OF THE AGM: TO RE-ELECT ZILLAH BYNG-THORNE | Management | No | |||||||||||||||
| 4A.5 | SUBJECT TO AND CONDITIONAL UPON COMPLETION OF THE COMBINATION NOT HAVING OCCURRED BEFORE THE START OF THE AGM: TO RE-ELECT MICHAEL CAWLEY | Management | No | |||||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 4A.6 | SUBJECT TO AND CONDITIONAL UPON COMPLETION OF THE COMBINATION NOT HAVING OCCURRED BEFORE THE START OF THE AGM: TO RE-ELECT IAN DYSON | Management | No | |||||||||||||||
| 4A.7 | SUBJECT TO AND CONDITIONAL UPON COMPLETION OF THE COMBINATION NOT HAVING OCCURRED BEFORE THE START OF THE AGM: TO RE-ELECT JONATHAN HILL | Management | No | |||||||||||||||
| 4A.8 | SUBJECT TO AND CONDITIONAL UPON COMPLETION OF THE COMBINATION NOT HAVING OCCURRED BEFORE THE START OF THE AGM: TO RE-ELECT PETER JACKSON | Management | No | |||||||||||||||
| 4A.9 | SUBJECT TO AND CONDITIONAL UPON COMPLETION OF THE COMBINATION NOT HAVING OCCURRED BEFORE THE START OF THE AGM: TO RE-ELECT GARY MCGANN | Management | No | |||||||||||||||
| 4A.10 | SUBJECT TO AND CONDITIONAL UPON COMPLETION OF THE COMBINATION NOT HAVING OCCURRED BEFORE THE START OF THE AGM: TO RE-ELECT PETER RIGBY | Management | No | |||||||||||||||
| 4A.11 | SUBJECT TO AND CONDITIONAL UPON COMPLETION OF THE COMBINATION NOT HAVING OCCURRED BEFORE THE START OF THE AGM: TO RE-ELECT EMER TIMMONS | Management | No | |||||||||||||||
| 4B.1 | SUBJECT TO AND CONDITIONAL UPON COMPLETION OF THE COMBINATION HAVING OCCURRED PRIOR TO THE START OF THE AGM: TO ELECT RAFAEL (RAFI) ASHKENAZI | Management | No | |||||||||||||||
| 4B.2 | SUBJECT TO AND CONDITIONAL UPON COMPLETION OF THE COMBINATION HAVING OCCURRED PRIOR TO THE START OF THE AGM: TO ELECT NANCY CRUICKSHANK | Management | No | |||||||||||||||
| 4B.3 | SUBJECT TO AND CONDITIONAL UPON COMPLETION OF THE COMBINATION HAVING OCCURRED PRIOR TO THE START OF THE AGM: TO ELECT RICHARD FLINT | Management | No | |||||||||||||||
| 4B.4 | SUBJECT TO AND CONDITIONAL UPON COMPLETION OF THE COMBINATION HAVING OCCURRED PRIOR TO THE START OF THE AGM: TO ELECT DIVYESH (DAVE) GADHIA | Management | No | |||||||||||||||
| 4B.5 | SUBJECT TO AND CONDITIONAL UPON COMPLETION OF THE COMBINATION HAVING OCCURRED PRIOR TO THE START OF THE AGM: TO ELECT ANDREW HIGGINSON | Management | No | |||||||||||||||
| 4B.6 | SUBJECT TO AND CONDITIONAL UPON COMPLETION OF THE COMBINATION HAVING OCCURRED PRIOR TO THE START OF THE AGM: TO ELECT ALFRED F. HURLEY, JR | Management | No |
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 4B.7 | SUBJECT TO AND CONDITIONAL UPON COMPLETION OF THE COMBINATION HAVING OCCURRED PRIOR TO THE START OF THE AGM: TO ELECT DAVID LAZZARATO | Management | No | |||||||||||||||
| 4B.8 | SUBJECT TO AND CONDITIONAL UPON COMPLETION OF THE COMBINATION HAVING OCCURRED PRIOR TO THE START OF THE AGM: TO ELECT MARY TURNER | Management | No | |||||||||||||||
| 4B.9 | SUBJECT TO AND CONDITIONAL UPON COMPLETION OF THE COMBINATION HAVING OCCURRED PRIOR TO THE START OF THE AGM: TO RE-ELECT ZILLAH BYNG-THORNE | Management | No | |||||||||||||||
| 4B.10 | SUBJECT TO AND CONDITIONAL UPON COMPLETION OF THE COMBINATION HAVING OCCURRED PRIOR TO THE START OF THE AGM: TO RE-ELECT MICHAEL CAWLEY | Management | No | |||||||||||||||
| 4B.11 | SUBJECT TO AND CONDITIONAL UPON COMPLETION OF THE COMBINATION HAVING OCCURRED PRIOR TO THE START OF THE AGM: TO RE-ELECT IAN DYSON | Management | No | |||||||||||||||
| 4B.12 | SUBJECT TO AND CONDITIONAL UPON COMPLETION OF THE COMBINATION HAVING OCCURRED PRIOR TO THE START OF THE AGM: TO RE-ELECT JONATHAN HILL | Management | No | |||||||||||||||
| 4B.13 | SUBJECT TO AND CONDITIONAL UPON COMPLETION OF THE COMBINATION HAVING OCCURRED PRIOR TO THE START OF THE AGM: TO RE-ELECT PETER JACKSON | Management | No | |||||||||||||||
| 4B.14 | SUBJECT TO AND CONDITIONAL UPON COMPLETION OF THE COMBINATION HAVING OCCURRED PRIOR TO THE START OF THE AGM: TO RE-ELECT GARY MCGANN | Management | No | |||||||||||||||
| 4B.15 | SUBJECT TO AND CONDITIONAL UPON COMPLETION OF THE COMBINATION HAVING OCCURRED PRIOR TO THE START OF THE AGM: TO RE-ELECT PETER RIGBY | Management | No | |||||||||||||||
| 5 | TO APPROVE AN INCREASE IN THE MAXIMUM AMOUNT OF ORDINARY REMUNERATION PAYABLE TO NONEXECUTIVE DIRECTORS | Management | No | |||||||||||||||
| 6 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITOR | Management | No | |||||||||||||||
| 7 | TO MAINTAIN THE EXISTING AUTHORITY TO CONVENE AN EXTRAORDINARY GENERAL MEETING ON 14 CLEAR DAYS’ NOTICE | Management | No | |||||||||||||||
| 8 | TO INCREASE THE AUTHORISED SHARE CAPITAL OF THE COMPANY | Management | No | |||||||||||||||
| 9 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | No |
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 10A | TO DIS-APPLY STATUTORY PRE-EMPTION RIGHTS | Management | No | |||||||||||||||
| 10B | TO DIS-APPLY STATUTORY PRE-EMPTION RIGHTS IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management | No | |||||||||||||||
| 11 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | Management | No | |||||||||||||||
| 12 | TO DETERMINE THE PRICE RANGE AT WHICH TREASURY SHARES MAY BE REISSUED OFF- MARKET | Management | No | |||||||||||||||
| 13 | TO ADOPT THE COMPANY RESTRICTED SHARE PLAN | Management | No | |||||||||||||||
| 14 | TO APPROVE BONUS ISSUE OF SHARES | Management | No | |||||||||||||||
| ISRA Vision AG | D36816102 | May 14 2020 | 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.18 PER SHARE | Management | Yes | For | For | ||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2018/19 | Management | Yes | For | For | |||||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2018/19 | Management | Yes | For | For | |||||||||||||
| 5 | RATIFY RSM GMBH AS AUDITORS FOR FISCAL 2019/20 | Management | Yes | For | For | |||||||||||||
| 6.1 | ELECT HERIBERT WIEDENHUES TO THE SUPERVISORY BOARD | Management | Yes | For | For | |||||||||||||
| 6.2 | ELECT HENNING TOLLE TO THE SUPERVISORY BOARD | Management | Yes | For | For | |||||||||||||
| 6.3 | ELECT BURKHARD BONSELS TO THE SUPERVISORY BOARD | Management | Yes | For | For | |||||||||||||
| 6.4 | ELECT HANSPETER SOLLINGER TO THE SUPERVISORY BOARD | Management | Yes | For | For | |||||||||||||
| 7 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | Yes | For | For | |||||||||||||
| 8 | APPROVE CREATION OF EUR 6.6 MILLION POOL OF CAPITAL WITHOUT PRE-EMPTIVE RIGHTS | Management | Yes | For | For | |||||||||||||
| 9 | AMEND ARTICLES RE: GENERAL MEETING CHAIRMAN | Management | Yes | For | For | |||||||||||||
| 10 | AMEND ARTICLES RE: PARTICIPATION RIGHT | Management | Yes | For | For | |||||||||||||
| ISRA Vision AG | D36816102 | May 14 2020 | 2 | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE PROFIT OF EUR 21,303,627.22 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 0.18 PER DIVIDEND-ENTITLED NO-PAR SHARE EUR 17,364,013.30 SHALL BE CARRIED FORWARD EX-DIVIDEND DATE: APRIL 7, 2020 PAYABLE DATE: APRIL 9, 2020 | Management | Yes | For | For | ||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 3 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS | Management | Yes | For | For | |||||||||||||
| 4 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | Management | Yes | For | For | |||||||||||||
| 5 | APPOINTMENT OF AUDITORS: THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2019/2020 FINANCIAL YEAR: RSM GMBH, DUSSELDORF | Management | Yes | For | For | |||||||||||||
| 6.A | ELECTION TO THE SUPERVISORY BOARD: HERIBERT J. WIEDENHUES | Management | Yes | For | For | |||||||||||||
| 6.B | ELECTION TO THE SUPERVISORY BOARD: HENNING TOLLE | Management | Yes | For | For | |||||||||||||
| 6.C | ELECTION TO THE SUPERVISORY BOARD: BURKHARD BONSELS | Management | Yes | For | For | |||||||||||||
| 6.D | ELECTION TO THE SUPERVISORY BOARD: HANS- PETER SOLLINGER | Management | Yes | For | For | |||||||||||||
| 7 | RESOLUTION ON THE AUTHORIZATION TO ACQUIRE OWN SHARES: THE BOARD OF MDS SHALL BE AUTHORIZED TO ACQUIRE OWN SHARES OF UP TO 10 PERCENT OF THE COMPANY’S SHARE CAPITAL, THROUGH THE STOCK EXCHANGE AT A PRICE NOT DEVIATING MORE THAN 5 PERCENT FROM THE MARKET PRICE OF THE SHARES, ON OR BEFORE | Management | Yes | For | For | |||||||||||||
| 8 | RESOLUTION ON THE CREATION OF A NEW AUTHORIZED CAPITAL AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION: THE BOARD OF MDS SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SUPERVISORY BOARD, TO INCREASE THE SHARE CAPITAL BY UP TO EUR 6,574,333.20 THROUGH THE ISSUE OF NEW NO-PAR SHARES AGAINST CONTRIBUTIONS IN CASH OR KIND, ON OR BEFORE MARCH 16, 2025 (AUTHORIZED CAPITAL). SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION RIGHTS EXCEPT FOR IN THE FOLLOWING CASES: - RESIDUAL AMOUNTS HAVE BEEN EXCLUDED FROM SUBSCRIPTION RIGHTS, - SHARES HAVE BEEN ISSUED AGAINST CONTRIBUTIONS IN KIND FOR ACQUISITION PURPOSES, - SHARES HAVE BEEN ISSUED AGAINST CONTRIBUTIONS IN CASH AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE AND THE CAPITAL INCREASE DOES NOT EXCEED 10 PERCENT OF THE SHARE CAPITAL | Management | Yes | For | For | |||||||||||||
| 9 | RESOLUTION ON AN AMENDMENT TO SECTION 18(1) OF THE ARTICLES OF ASSOCIATION IN RESPECT OF THE CHAIRMANSHIP OF THE SHAREHOLDERS’ MEETING | Management | Yes | For | For | |||||||||||||
| 10 | RESOLUTION ON AMENDMENTS TO SECTIONS 17(1) AND 17(2) OF THE ARTICLES OF ASSOCIATION IN RESPECT OF THE SHAREHOLDERS’ RIGHT TO PARTICIPATE IN THE SHAREHOLDERS’ MEETING IN ACCORDANCE WITH THE GERMAN ACT IMPLEMENTING THE SECOND SHAREHOLDERS’ RIGHTS DIRECTIVE (ARUG II) | Management | Yes | For | For |
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Legg Mason, Inc. | LM | 524901105 | May 15 2020 | 1. | To consider and vote on a proposal to approve the merger of Alpha Sub, Inc. (“Merger Sub”), a wholly- owned subsidiary of Franklin Resources, Inc. (“Franklin”) with and into Legg Mason, Inc. (the “Company”) (which we refer to as the “merger”), with the Company surviving the merger as a wholly-owned subsidiary of Franklin, and the other transactions contemplated by the Agreement and Plan of Merger (as amended from time to time, the “merger agreement”), dated February 17, 2020, by and among the Company, Franklin, and Merger Sub. | Management | Yes | For | For | |||||||||
| 2. | To consider and vote on a proposal to approve, by a non- binding advisory vote, the compensation that may be paid or become payable to the Company’s named executive officers that is based on or otherwise relates to the merger and the other transactions contemplated by the merger agreement. | Management | Yes | For | For | |||||||||||||
| 3. | To consider and vote on a proposal to adjourn the special meeting to a later date or time if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve the merger and the other transactions contemplated by the merger agreement if there are insufficient votes at the time of the special meeting to approve the merger and the other transactions contemplated by the merger agreement. | Management | Yes | For | For | |||||||||||||
| Northview Apartment Real Estate Investment Trust | 667185102 | May 25 2020 | 1 | TO PASS A SPECIAL RESOLUTION APPROVING A PLAN OF ARRANGEMENT UNDER SECTION 193 OF THE BUSINESS CORPORATIONS ACT (ALBERTA) INVOLVING, AMONG OTHERS, NORTHVIEW, GALAXY REAL ESTATE CORE FUND LP AND GALAXY VALUE ADD FUND LP, AS MORE PARTICULARLY DESCRIBED IN NORTHVIEW’S MANAGEMENT INFORMATION CIRCULAR FOR THE MEETING, THE FULL TEXT OF SUCH RESOLUTION SET FORTH IN APPENDIX “A” THERETO | Management | Yes | For | For | ||||||||||
| 2.1 | ELECTION OF DIRECTOR: SCOTT THON | Management | Yes | For | For | |||||||||||||
| 2.2 | ELECTION OF DIRECTOR: TODD R. COOK | Management | Yes | For | For | |||||||||||||
| 2.3 | ELECTION OF DIRECTOR: DANIEL DRIMMER | Management | Yes | For | For | |||||||||||||
| 2.4 | ELECTION OF DIRECTOR: KEVIN E. GRAYSTON | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 2.5 | ELECTION OF DIRECTOR: DENNIS J. HOFFMAN | Management | Yes | For | For | |||||||||||||
| 2.6 | ELECTION OF DIRECTOR: CHRISTINE MCGINLEY | Management | Yes | For | For | |||||||||||||
| 2.7 | ELECTION OF DIRECTOR: TERRANCE L. MCKIBBON | Management | Yes | For | For | |||||||||||||
| 2.8 | ELECTION OF DIRECTOR: VALERY ZAMUNER | Management | Yes | For | For | |||||||||||||
| 3 | TO APPOINT KPMG LLP AS AUDITOR OF NORTHVIEW FOR THE ENSUING YEAR AT A REMUNERATION TO BE FIXED BY THE BOARD OF TRUSTEES ON THE RECOMMENDATION OF NORTHVIEW’S AUDIT & RISK MANAGEMENT COMMITTEE | Management | Yes | For | For | |||||||||||||
| 4 | ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE NORTHVIEW BOARD, TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN NORTHVIEW’S MANAGEMENT INFORMATION CIRCULAR FOR THE MEETING | Management | Yes | For | For | |||||||||||||
| Istar INC | Star | 45031U1010 | June 1 2020 | 1.1 | Elect Director Clifford De Souza | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Robin Josephs | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Richard Lieb | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Barry W. Ridings | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Anita Sands | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Jay Sugarman | Management | Yes | For | For | |||||||||||||
| 2 | Advisrory to Vote to Ratify Named Exectuvie Officers Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| Tiffany & Co. | TIF | 886547108 | June 1 2020 | 1A. | Election of Director: Alessandro Bogliolo | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Rose Marie Bravo | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Hafize Gaye Erkan | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Roger N. Farah | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Jane Hertzmark Hudis | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Abby F. Kohnstamm | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: James E. Lillie | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: William A. Shutzer | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Robert S. Singer | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: Annie Young-Scrivner | Management | Yes | For | For | |||||||||||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm to audit the Company’s consolidated financial statements for Fiscal 2020. | Management | Yes | For | For | |||||||||||||
| 3. | Approval, on an advisory basis, of the compensation paid to the Company’s named executive officers in Fiscal 2019. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| TD Ameritrade Holding Corporation | AMTD | 87236Y108 | June 4 2020 | 1. | Proposal to approve and adopt the Agreement and Plan of Merger, dated as of November 24, 2019, by and among The Charles Schwab Corporation, Americano Acquisition Corp. and TD Ameritrade Holding Corporation (“TD Ameritrade”), as it may be amended from time to time (the “merger agreement”). | Management | Yes | For | For | |||||||||
| 2. | Proposal to approve, on a non-binding, advisory basis, certain compensation arrangements that may be paid or become payable to TD Ameritrade’s named executive officers in connection with the merger contemplated by the merger agreement. | Management | Yes | For | For | |||||||||||||
| 3. | Proposal to approve the adjournment of the TD Ameritrade special meeting from time to time if necessary to solicit additional proxies if there are not sufficient votes to approve and adopt the merger agreement at the time of the TD Ameritrade special meeting or any adjournment or postponement thereof. | Management | Yes | For | For | |||||||||||||
| Pacific Biosciences of Calfornia, Inc. | PACB | 69404D108 | June 8 2020 | 1.1 | Election of Class I Director: Christian O. Henry | Management | No | |||||||||||
| 1.2 | Election of Class I Director: John F. Milligan, Ph.D. | Management | No | |||||||||||||||
| 1.3 | Election of Class I Director: Lucy Shapiro, Ph.D | Management | No | |||||||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | No | |||||||||||||||
| 3. | Advisory approval of the Company’s executive compensation. | Management | No | |||||||||||||||
| 4. | Approval of the Company’s 2020 Equity Incentive Plan. | Management | No | |||||||||||||||
| Willis Towers Watson PLC | WLTW | G96629103 | June 10 2020 | 1A. | Election of Director: Anna C. Catalano | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Victor F. Ganzi | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: John J. Haley | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Wendy E. Lane | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Brendan R. O’Neill | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Jaymin B. Patel | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Linda D. Rabbitt | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Paul D. Thomas | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Wilhelm Zeller | Management | Yes | For | For | |||||||||||||
| 2. | Ratify, on an advisory basis, the appointment of (i) Deloitte & Touche LLP to audit our financial statements and (ii) Deloitte Ireland LLP to audit our Irish Statutory Accounts, and authorize, in a binding vote, the Board, acting through the Audit Committee, to fix the independent auditors’ remuneration. | Management | Yes | For | For | |||||||||||||
| 3. | Approve, on an advisory basis, the named executive officer compensation. | Management | Yes | For | For | |||||||||||||
| 4. | Renew the Board’s existing authority to issue shares under Irish law. | Management | Yes | For | For | |||||||||||||
| 5. | Renew the Board’s existing authority to opt out of statutory pre-emption rights under Irish law. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Ingenico Group SA | F5276G104 | June 11 2020 | O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 - APPROVAL OF NON-DEDUCTIBLE EXPENSES AND COSTS | Management | Yes | For | For | ||||||||||
| O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | Yes | For | For | |||||||||||||
| O.3 | THE STATUTORY AUDITORS’ SPECIAL REPORT ON THE AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE AND APPROVAL OF THESE AGREEMENTS | Management | Yes | For | For | |||||||||||||
| O.4 | RENEWAL OF THE TERM OF OFFICE OF MR. BERNARD BOURIGEAUD AS DIRECTOR | Management | Yes | For | For | |||||||||||||
| O.5 | RENEWAL OF THE TERM OF OFFICE OF MRS. CAROLINE PAROT AS DIRECTOR | Management | Yes | For | For | |||||||||||||
| O.6 | RENEWAL OF THE TERM OF OFFICE OF MRS. NAZAN SOMER OZELGIN AS DIRECTOR | Management | Yes | For | For | |||||||||||||
| O.7 | APPROVAL OF THE INFORMATION REFERRED TO IN SECTION I OF ARTICLE L. 225-37-3 OF THE FRENCH COMMERCIAL CODE | Management | Yes | For | For | |||||||||||||
| O.8 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR ALLOCATED IN RESPECT OF THE PAST FINANCIAL YEAR TO MR. BERNARD BOURIGEAUD, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | Yes | For | For | |||||||||||||
| O.9 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR ALLOCATED IN RESPECT OF THE PAST FINANCIAL YEAR TO MR. NICOLAS HUSS, CHIEF EXECUTIVE OFFICER | Management | Yes | For | For | |||||||||||||
| O.10 | APPROVAL OF THE COMPENSATION POLICY FOR MEMBERS OF THE BOARD OF DIRECTORS | Management | Yes | For | For | |||||||||||||
| O.11 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | Yes | For | For |
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| O.12 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Management | Yes | For | For | |||||||||||||
| O.13 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR THE COMPANY TO REPURCHASE ITS OWN SHARES IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE L. 225-209 OF THE FRENCH COMMERCIAL CODE | Management | Yes | For | For | |||||||||||||
| E.14 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 AND SETTING OF THE DIVIDEND | Management | Yes | For | For | |||||||||||||
| E.15 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO CANCEL THE SHARES REPURCHASED BY THE COMPANY UNDER THE PROVISIONS OF ARTICLE L. 225-209 OF THE FRENCH COMMERCIAL CODE | Management | Yes | For | For | |||||||||||||
| E.16 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES GRANTING, WHERE APPLICABLE, ACCESS TO COMMON SHARES OR TO THE ALLOCATION OF DEBT SECURITIES (OF THE COMPANY OR A COMPANY OF THE GROUP), AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON SHARES (BY THE COMPANY OR A COMPANY OF THE GROUP), WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | Yes | For | For | |||||||||||||
| E.17 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES GRANTING, WHERE APPLICABLE, ACCESS TO COMMON SHARES OR TO THE ALLOCATION OF DEBT SECURITIES (OF THE COMPANY OR A COMPANY OF THE GROUP), AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON SHARES (BY THE COMPANY OR A COMPANY OF THE GROUP), WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF A PUBLIC OFFERING, WITH THE EXCEPTION OF THOSE REFERRED TO IN 1DECREE OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, AND/OR AS REMUNERATION FOR SECURITIES IN THE CONTEXT OF A PUBLIC EXCHANGE OFFER | Management | Yes | For | For |
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| E.18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES GRANTING, WHERE APPLICABLE, ACCESS TO COMMON SHARES OR TO THE ALLOCATION OF DEBT SECURITIES ( OF THE COMPANY OR OF A COMPANY OF THE GROUP), AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON SHARES (BY THE COMPANY OR A COMPANY OF THE GROUP), WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT BY AN OFFER REFERRED TO IN 1DECREE OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | Yes | For | For | |||||||||||||
| E.19 | AUTHORIZATION TO INCREASE THE AMOUNT OF ISSUES IN THE EVENT OF OVERSUBSCRIPTION | Management | Yes | For | For | |||||||||||||
| E.20 | DELEGATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY ISSUING COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, WITHIN THE LIMIT OF 10% OF THE CAPITAL, IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL | Management | Yes | For | For | |||||||||||||
| E.21 | OVERALL LIMITATION OF DELEGATIONS TO INCREASE THE CAPITAL IMMEDIATELY AND/OR IN THE FUTURE | Management | Yes | For | For | |||||||||||||
| E.22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY ISSUING COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF MEMBERS OF A COMPANY SAVINGS PLAN PURSUANT TO ARTICLES L. 3332-18 AND FOLLOWING OF THE FRENCH LABOUR CODE | Management | Yes | For | For | |||||||||||||
| E.23 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF THE EMPLOYEES AND OFFICERS OF THE FOREIGN COMPANIES OF THE GROUP, OUTSIDE OF A COMPANY SAVINGS PLAN | Management | Yes | For | For | |||||||||||||
| E.24 | AMENDMENT TO ARTICLE 12 OF THE BY-LAWS CONCERNING THE PROVISIONS RELATING TO DIRECTORS REPRESENTING EMPLOYEES | Management | Yes | For | For |
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| E.25 | AMENDMENT TO ARTICLE 12 OF THE BY-LAWS TO PROVIDE FOR THE WRITTEN CONSULTATION OF DIRECTORS | Management | Yes | For | For | |||||||||||||
| E.26 | ALIGNMENT OF ARTICLES 11, 14, 15 AND 19 OF THE BY-LAWS | Management | Yes | For | For | |||||||||||||
| E.27 | POWERS TO CARRY OUT FORMALITIES | Management | Yes | For | For | |||||||||||||
| Logmein Inc. | LOGM | 54142L109 | June 11 2020 | 1A. | Election of Class II Director: David J. Henshall | Management | Yes | Abstain | Against | |||||||||
| 1B. | Election of Class II Director: Peter J. Sacripanti | Management | Yes | Abstain | Against | |||||||||||||
| 1C. | Election of Class II Director: William R. Wagner | Management | Yes | Abstain | Against | |||||||||||||
| 2. | Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year ending December 31, 2020. | Management | Yes | Abstain | Against | |||||||||||||
| 3. | Advisory vote for the approval of the Company’s executive compensation. | Management | Yes | Abstain | Against | |||||||||||||
| Front Yard Residential Corporation | RESI | 35904G107 | June 22 2020 | 1.1 | Director - Leland G. Abrams | Management | Yes | Withheld | Against | |||||||||
| 1.2 | Director - Rochelle R. Dobbs | Management | Yes | Withheld | Against | |||||||||||||
| 1.3 | Director - George G. Ellison | Management | Yes | Withheld | Against | |||||||||||||
| 1.4 | Director - Michael A. Eruzione | Management | Yes | Withheld | Against | |||||||||||||
| 1.5 | Director - Leslie B. Fox | Management | Yes | Withheld | Against | |||||||||||||
| 1.6 | Director - Wade J. Henderson | Management | Yes | Withheld | Against | |||||||||||||
| 1.7 | Director - George W. McDowell | Management | Yes | Withheld | Against | |||||||||||||
| 1.8 | Director - Lazar Nikolic | Management | Yes | Withheld | Against | |||||||||||||
| 2 | The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | Yes | For | For | |||||||||||||
| 3 | Approval, on an advisory basis, of the compensation of the Company’s named executive officers, as disclosed in the Proxy Statement. | Management | Yes | Against | Against | |||||||||||||
| Delphi Technologies PLC | DLPH | G2709G107 | June 25 2020 | 1 | Approve the scheme of arrangement in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the Royal Court of Jersey. | Management | Yes | For | For | |||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Delphi Technologies PLC | DLPH | G2709G107 | June 25 2020 | S1 | Authorize the directors of Delphi Technologies PLC (“Delphi”) to take all such actions as they consider necessary or appropriate for carrying the scheme of arrangement into effect and to amend the articles of association of Delphi so that any ordinary shares of Delphi that are issued on or after the Voting Record Time (as defined in the scheme) to persons other than BorgWarner Inc. or its nominees will either be subject to the terms of the scheme or immediately and automatically acquired by BorgWarner Inc. and/or its nominee(s) for the scheme consideration. | Management | Yes | For | For | |||||||||
| O2 | Approve, on a non-binding, advisory basis, specified compensatory arrangements between Delphi Technologies PLC and its named executive officers relating to the transaction. | Management | Yes | Abstain | Against | |||||||||||||
| Taubman Centers, Inc. | TCO | 87664103 | June 25 2020 | 1 | To adopt and approve the Agreement and Plan of Merger, dated as of February 9, 2020, by and among Simon Property Group, Inc., Simon Property Group, L.P., Silver Merger Sub 1, LLC (“Merger Sub 1”), Silver Merger Sub 2, LLC, Taubman Centers, Inc. (“Taubman”) and The Taubman Realty Group Limited Partnership, and the transactions contemplated thereby (the “Transactions”), including the merger of Taubman with and into Merger Sub 1 (the “REIT Merger”), as more particularly described in the Proxy Statement. | Management | Yes | For | For | |||||||||
| 2 | To approve, on a non-binding, advisory basis, specified compensation that may become payable to Taubman’s named executive officers in connection with the REIT Merger and the other Transactions, as more particularly described in the Proxy Statement. | Management | Yes | For | For | |||||||||||||
| 3 | To approve an adjournment of the special meeting, even if a quorum is present, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve Proposal 1. | Management | Yes | For | For | |||||||||||||
| RIB Software SE | D6529D148 | June 26 2020 | 2 | RESOLUTION ON THE APPROPRIATION OF PROFITS: DISTRIBUTION TO THE SHAREHOLDERS OF A DIVIDEND IN THE AMOUNT OF EUR 0.12 PER SHARE WITH DIVIDEND | Management | Yes | For | For | ||||||||||
| 3 | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE ADMINISTRATIVE BOARD OF RIB SOFTWARE SE FOR THE 2019 FINANCIAL YEAR | Management | Yes | For | For | |||||||||||||
| 4 | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTIONS OF THE MANAGING DIRECTORS OF RIB SOFTWARE SE FOR THE 2019 FINANCIAL YEAR | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 5 | RESOLUTION ON THE ELECTION OF THE AUDITOR FOR THE ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2020 FINANCIAL YEAR: BW PARTNER BAUER SCHAETZ HASENCLEVER PARTNERSCHAFT MBB WIRTSCHAFTSPRUEFUNGSGESELLSCHAFT, STEUERBERATUNGSGESELLSCHAFT, STUTTGART | Management | Yes | For | For | |||||||||||||
| 6 | RESOLUTION ON THE CANCELLATION OF THE RESOLUTION REGARDING THE STOCK OPTION PROGRAMME 2015, ON A NEW AUTHORISATION TO GRANT SUBSCRIPTION RIGHTS TO MEMBERS OF THE MANAGEMENT OR TO EMPLOYEES OF RIB SOFTWARE SE OR AN AFFILIATED COMPANY | Management | Yes | For | For | |||||||||||||
| Qiagen NV | N72482123 | June 30 2020 | 4 | ADOPTION OF THE ANNUAL ACCOUNTS FOR CALENDAR YEAR 2019 | Management | Yes | For | For | ||||||||||
| 5 | ADVISORY VOTE ON THE REMUNERATION REPORT 2019 | Management | Yes | For | For | |||||||||||||
| 7 | DISCHARGE FROM LIABILITY OF THE MANAGING DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING CALENDAR YEAR 2019 | Management | Yes | For | For | |||||||||||||
| 8 | DISCHARGE FROM LIABILITY OF THE SUPERVISORY DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING CALENDAR YEAR 2019 | Management | Yes | For | For | |||||||||||||
| 9.A | REAPPOINTMENT OF THE SUPERVISORY DIRECTOR OF THE COMPANY FOR A TERM ENDING AT THE CLOSE OF THE ANNUAL GENERAL MEETING IN 2021: MR. STEPHANE BANCEL | Management | Yes | For | For | |||||||||||||
| 9.B | REAPPOINTMENT OF THE SUPERVISORY DIRECTOR OF THE COMPANY FOR A TERM ENDING AT THE CLOSE OF THE ANNUAL GENERAL MEETING IN 2021: DR. HAKAN BJORKLUND | Management | Yes | For | For | |||||||||||||
| 9.C | REAPPOINTMENT OF THE SUPERVISORY DIRECTOR OF THE COMPANY FOR A TERM ENDING AT THE CLOSE OF THE ANNUAL GENERAL MEETING IN 2021: DR. METIN COLPAN | Management | Yes | For | For | |||||||||||||
| 9.D | REAPPOINTMENT OF THE SUPERVISORY DIRECTOR OF THE COMPANY FOR A TERM ENDING AT THE CLOSE OF THE ANNUAL GENERAL MEETING IN 2021: PROF. DR. ROSS L. LEVINE | Management | Yes | For | For | |||||||||||||
| 9.E | REAPPOINTMENT OF THE SUPERVISORY DIRECTOR OF THE COMPANY FOR A TERM ENDING AT THE CLOSE OF THE ANNUAL GENERAL MEETING IN 2021: PROF. DR. ELAINE MARDIS | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 9.F | REAPPOINTMENT OF THE SUPERVISORY DIRECTOR OF THE COMPANY FOR A TERM ENDING AT THE CLOSE OF THE ANNUAL GENERAL MEETING IN 2021: MR. LAWRENCE A. ROSEN | Management | Yes | For | For | |||||||||||||
| 9.G | REAPPOINTMENT OF THE SUPERVISORY DIRECTOR OF THE COMPANY FOR A TERM ENDING AT THE CLOSE OF THE ANNUAL GENERAL MEETING IN 2021: MS. ELIZABETH E. TALLETT | Management | Yes | For | For | |||||||||||||
| 10.A | RE-APPOINTMENT OF THE MANAGING DIRECTOR OF THE COMPANY FOR A TERM ENDING AT THE CLOSE OF THE ANNUAL GENERAL MEETING IN 2021: MR. ROLAND SACKERS | Management | Yes | For | For | |||||||||||||
| 10.B | RE-APPOINTMENT OF THE MANAGING DIRECTOR OF THE COMPANY FOR A TERM ENDING AT THE CLOSE OF THE ANNUAL GENERAL MEETING IN 2021: MR. THIERRY BERNARD | Management | Yes | For | For | |||||||||||||
| 11 | ADOPTION OF THE REMUNERATION POLICY WITH RESPECT TO THE MANAGING BOARD | Management | Yes | For | For | |||||||||||||
| 12.A | REMUNERATION OF THE SUPERVISORY BOARD: ADOPTION OF THE REMUNERATION POLICY WITH RESPECT TO THE SUPERVISORY BOARD | Management | Yes | For | For | |||||||||||||
| 12.B | REMUNERATION OF THE SUPERVISORY BOARD: DETERMINATION OF THE REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | Yes | For | For | |||||||||||||
| 13 | REAPPOINTMENT OF KPMG ACCOUNTANTS N.V. AS AUDITORS OF THE COMPANY FOR THE CALENDAR YEAR ENDING DECEMBER 31, 2020 | Management | Yes | For | For | |||||||||||||
| 14.A | AUTHORIZATION OF THE SUPERVISORY BOARD, UNTIL DECEMBER 30, 2021 TO ISSUE A NUMBER OF ORDINARY SHARES AND FINANCING PREFERENCE SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR SUCH SHARES, THE AGGREGATE PAR VALUE OF WHICH SHALL BE EQUAL TO THE AGGREGATE PAR VALUE OF FIFTY PERCENT (50%) OF SHARES ISSUED AND OUTSTANDING IN THE CAPITAL OF THE COMPANY AS AT DECEMBER 31, 2019 AS INCLUDED IN THE ANNUAL ACCOUNTS FOR CALENDAR YEAR 2019 | Management | Yes | For | For |
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 14.B | AUTHORIZATION OF THE SUPERVISORY BOARD, UNTIL DECEMBER 30, 2021 TO RESTRICT OR EXCLUDE THE PRE-EMPTIVE RIGHTS WITH RESPECT TO ISSUING ORDINARY SHARES OR GRANTING SUBSCRIPTION RIGHTS, THE AGGREGATE PAR VALUE OF SUCH SHARES OR SUBSCRIPTION RIGHTS SHALL BE UP TO A MAXIMUM OF TEN PERCENT (10%) OF THE AGGREGATE PAR VALUE OF ALL SHARES ISSUED AND OUTSTANDING IN THE CAPITAL OF THE COMPANY AS AT DECEMBER 31, 2019 | Management | Yes | For | For | |||||||||||||
| 14.C | AUTHORIZATION OF THE SUPERVISORY BOARD, UNTIL DECEMBER 30, 2021 TO SOLELY FOR THE PURPOSE OF STRATEGIC TRANSACTIONS SUCH AS MERGERS, ACQUISITIONS OR STRATEGIC ALLIANCES, RESTRICT OR EXCLUDE THE PRE- EMPTIVE RIGHTS WITH RESPECT TO ISSUING ADDITIONAL ORDINARY SHARES OR GRANTING SUBSCRIPTION RIGHTS, THE AGGREGATE PAR VALUE OF SUCH SHARES OR SUBSCRIPTION RIGHTS SHALL BE UP TO A MAXIMUM OF TEN PERCENT (10%) OF THE AGGREGATE PAR VALUE OF ALL SHARES ISSUED AND OUTSTANDING IN THE CAPITAL OF THE COMPANY AS AT DECEMBER 31, 2019 | Management | Yes | For | For | |||||||||||||
| 15 | AUTHORIZATION OF THE MANAGING BOARD, UNTIL DECEMBER 30, 2021, TO ACQUIRE SHARES IN THE COMPANY’S OWN SHARE CAPITAL | Management | Yes | For | For | |||||||||||||
| 17 | CONDITIONAL AMENDMENT OF THE COMPANY’S ARTICLES OF ASSOCIATION (PART I) | Management | Yes | For | For | |||||||||||||
| 18 | CONDITIONAL BACK-END RESOLUTION TO I. GRANT THE TOP UP OPTION; II. EXCLUDE THE PRE- EMPTIVE RIGHTS THAT WOULD OTHERWISE ARISE PURSUANT TO THE GRANT OF THE TOP UP OPTION; III. AMEND THE COMPANY’S ARTICLES OF ASSOCIATION (PART II); IV. SUBJECT TO THE MERGER RESOLUTION HAVING BEEN ADOPTED AT THE SUBSEQUENT EGM, IN ACCORDANCE WITH AND TO THE EXTENT REQUIRED UNDER APPLICABLE LAW, INCLUDING SECTION 2:107A OF THE DUTCH CIVIL CODE, (A) APPROVE THE RESOLUTION OF THE MANAGING BOARD TO PURSUE, AND CAUSE QIAGEN NEWCO TO PURSUE, THE SHARE TRANSFER, SUBJECT TO THE MERGER BEING EFFECTED, AND (B) APPROVE THE DISSOLUTION OF QIAGEN NEWCO, SUBJECT TO THE SHARE TRANSFER HAVING BEEN EFFECTED; AND V. SUBJECT TO THE MERGER RESOLUTION | Management | Yes | For | For |
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 19.A | CONDITIONAL RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR OF THE COMPANY WITH EFFECT AS FROM THE SETTLEMENT: DR. HAKAN BJORKLUND | Management | Yes | For | For | |||||||||||||
| 19.B | CONDITIONAL RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR OF THE COMPANY WITH EFFECT AS FROM THE SETTLEMENT: MR. MICHAEL A. BOXER | Management | Yes | For | For | |||||||||||||
| 19.C | CONDITIONAL RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR OF THE COMPANY WITH EFFECT AS FROM THE SETTLEMENT: MR. PAUL G. PARKER | Management | Yes | For | For | |||||||||||||
| 19.D | CONDITIONAL RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR OF THE COMPANY WITH EFFECT AS FROM THE SETTLEMENT: MR. GIANLUCA PETTITI | Management | Yes | For | For | |||||||||||||
| 19.E | CONDITIONAL RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR OF THE COMPANY WITH EFFECT AS FROM THE SETTLEMENT: MR. ANTHONY H. SMITH | Management | Yes | For | For | |||||||||||||
| 19.F | CONDITIONAL RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR OF THE COMPANY WITH EFFECT AS FROM THE SETTLEMENT: MS. BARBARA W. WALL | Management | Yes | For | For | |||||||||||||
| 19.G | CONDITIONAL RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR OF THE COMPANY WITH EFFECT AS FROM THE SETTLEMENT: MR. STEFAN WOLF | Management | Yes | For | For | |||||||||||||
| 20 | CONDITIONAL ACCEPTANCE OF THE RESIGNATION OF, AND DISCHARGE FROM LIABILITY OF THE RESIGNING SUPERVISORY DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES UP TO THE DATE OF THE ANNUAL GENERAL MEETING | Management | Yes | For | For | |||||||||||||
| 21 | CONDITIONAL AMENDMENT OF THE COMPANY’S ARTICLES OF ASSOCIATION (PART III) | Management | Yes | For | For |
MORNINGSTAR FUNDS TRUST - Morningstar Global Income Fund
Period: July 1, 2019 to and including June 30, 2020
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| PJSC MMC Noril SK Nickel | NILSY | 55315J102 | September 26 2019 | 1 | Dividends | Management | Yes | For | For | |||||||||
| PJSC Lukoil | LUKOY | 69343P105 | December 3 2019 | 1 | Miscellaneous Corporate Actions | Management | Yes | For | For | |||||||||
| 2 | Miscellaneous Corporate Actions | Management | Yes | For | For | |||||||||||||
| 3 | Miscellaneous Corporate Actions | Management | Yes | For | For | |||||||||||||
| 4 | Miscellaneous Corporate Actions | Management | Yes | For | For | |||||||||||||
| 5 | Miscellaneous Corporate Actions | Management | Yes | For | For | |||||||||||||
| 6 | Miscellaneous Corporate Actions | Management | Yes | For | For | |||||||||||||
| 7 | Miscellaneous Corporate Actions | Management | Yes | For | For | |||||||||||||
| 8 | Miscellaneous Corporate Actions | Management | Yes | For | For | |||||||||||||
| 9 | Miscellaneous Corporate Actions | Management | Yes | For | For | |||||||||||||
| 10 | Miscellaneous Corporate Actions | Management | Yes | For | For | |||||||||||||
| PJSC Lukoil | LUKOY | 69343P105 | December 3 2019 | 1 | Miscellaneous Corporate Governance | Management | Yes | For | For | |||||||||
| 2 | Miscellaneous Corporate Governance | Management | Yes | For | For | |||||||||||||
| 3 | Miscellaneous Corporate Governance | Management | Yes | For | For | |||||||||||||
| 4 | Miscellaneous Corporate Governance | Management | Yes | For | For | |||||||||||||
| 5 | Miscellaneous Corporate Governance | Management | Yes | For | For | |||||||||||||
| 6 | Miscellaneous Corporate Governance | Management | Yes | For | For | |||||||||||||
| 7 | Miscellaneous Corporate Governance | Management | Yes | For | For | |||||||||||||
| 8 | Miscellaneous Corporate Governance | Management | Yes | For | For | |||||||||||||
| 9 | Miscellaneous Corporate Governance | Management | Yes | For | For | |||||||||||||
| 10 | Miscellaneous Corporate Governance | Management | Yes | For | For | |||||||||||||
| Cisco Systems Inc. | CSCO | 17275R102 | December 10 2019 | 1 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||
| 2 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 3 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 4 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 5 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 6 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 7 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 8 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 9 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 10 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 11 | 14A Executive Compensation | Management | Yes | For | For | |||||||||||||
| 12 | Ratify Appointment of Independent Auditors | Management | Yes | For | For | |||||||||||||
| 13 | Establish Independent Chairman | Shareholder | Yes | Against | ||||||||||||||
| PJSC MMC Noril SK Nickel | NILSY | 55315J102 | December 16 2019 | 1 | Dividends | Management | Yes | For | For | |||||||||
| Novartis AG | NVS | 66987V109 | February 28 2020 | 1 | Receive Consolidated Financial Statements | Management | Yes | For | For | |||||||||
| 2 | Approve Director Liability Insurance | Management | Yes | For | For | |||||||||||||
| 3 | Dividends | Management | Yes | For | For | |||||||||||||
| 4 | Amend Articles/Charter to Reflect Changes in Capital | Management | Yes | For | For | |||||||||||||
| 5 | 14A Executive Compensation | Management | Yes | For | For | |||||||||||||
| 6 | 14A Executive Compensation | Management | Yes | For | For | |||||||||||||
| 7 | 14A Executive Compensation | Management | Yes | For | For | |||||||||||||
| 8 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 9 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 10 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 11 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 12 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 13 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 14 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 15 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 16 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 17 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 18 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 19 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 20 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 21 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 22 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 23 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 24 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 25 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 26 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 27 | Ratify Appointment of Independent Auditors | Management | Yes | For | For | |||||||||||||
| 28 | Approve Charter Amendment | Management | Yes | For | For | |||||||||||||
| 29 | Approve Charter Amendment | Management | Yes | Against | Against | |||||||||||||
| Johnson Controls International PLC | JCI | G51502105 | March 4 2020 | 1 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||
| 2 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 3 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 4 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 5 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 6 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 7 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 8 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 9 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 10 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 11 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 12 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 13 | Ratify Appointment of Independent Auditors | Management | Yes | For | For | |||||||||||||
| 14 | Approve Remuneration of Directors and Auditors | Management | Yes | For | For | |||||||||||||
| 15 | Authorize Directors to Repurchase Shares | Management | Yes | For | For | |||||||||||||
| 16 | Miscellaneous Corporate Actions | Management | Yes | For | For | |||||||||||||
| 17 | 14A Executive Compensation | Management | Yes | For | For | |||||||||||||
| 18 | Allot Securities | Management | Yes | For | For | |||||||||||||
| 19 | Eliminate Pre-Emptive Rights | Management | Yes | For | For | |||||||||||||
| Dow Inc. | DOW | 260557103 | April 9 2020 | 1 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||
| 2 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 3 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 4 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 5 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 6 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 7 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 8 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 9 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 10 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 11 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 12 | 14A Executive Compensation | Management | Yes | For | For | |||||||||||||
| 13 | 14A Executive Compensation Vote Frequency | Management | Yes | 3 Years | Against | |||||||||||||
| 14 | Ratify Appointment of Independent Auditors | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| AT&T | T | 00206R102 | April 24 2020 | 1 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||
| 2 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 3 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 4 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 5 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 6 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 7 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 8 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 9 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 10 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 11 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 12 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 13 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 14 | Ratify Appointment of Independent Auditors | Management | Yes | For | For | |||||||||||||
| 15 | 14A Executive Compensation | Management | Yes | For | For | |||||||||||||
| 16 | Establish Independent Chairman | Shareholder | Yes | For | ||||||||||||||
| 17 | Corporate Governance | Shareholder | Yes | Against | ||||||||||||||
| 18 | Corporate Governance | Shareholder | Yes | Against | ||||||||||||||
| Unilever N.V. | UN | 904784709 | April 30 2020 | 1 | Adopt Accounts for Past Year | Management | Yes | For | For | |||||||||
| 2 | Receive Directors’ Report | Management | Yes | For | For | |||||||||||||
| 3 | Director Removal Without Cause | Management | Yes | For | For | |||||||||||||
| 4 | Director Removal Without Cause | Management | Yes | For | For | |||||||||||||
| 5 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 6 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 7 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 8 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 9 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 10 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 11 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 12 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 13 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 14 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 15 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 16 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 17 | Ratify Appointment of Independent Auditors | Management | Yes | For | For | |||||||||||||
| 18 | Stock Issuance | Management | Yes | For | For | |||||||||||||
| 19 | Eliminate Pre-Emptive Rights | Management | Yes | For | For | |||||||||||||
| 20 | Eliminate Pre-Emptive Rights | Management | Yes | For | For | |||||||||||||
| 21 | Authorize Directors to Repurchase Shares | Management | Yes | For | For | |||||||||||||
| 22 | Amend Articles/Charter to Reflect Changes in Capital | Management | Yes | For | For | |||||||||||||
| Unilever N.V. | UN | 904784709 | April 30 2020 | 1 | Miscellaneous Corporate Governance | Management | Yes | For | For | |||||||||
| 2 | Miscellaneous Corporate Governance | Management | Yes | For | For | |||||||||||||
| 3 | Miscellaneous Corporate Governance | Management | Yes | For | For | |||||||||||||
| 4 | Miscellaneous Corporate Governance | Management | Yes | For | For | |||||||||||||
| 5 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 6 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 7 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 8 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 9 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 10 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 11 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 12 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 13 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 14 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 15 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 16 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 17 | Ratify Appointment of Independent Auditors | Management | Yes | For | For | |||||||||||||
| 18 | Miscellaneous Corporate Governance | Management | Yes | For | For | |||||||||||||
| 19 | Miscellaneous Corporate Governance | Management | Yes | For | For | |||||||||||||
| 20 | Miscellaneous Corporate Governance | Management | Yes | For | For | |||||||||||||
| 21 | Miscellaneous Corporate Governance | Management | Yes | For | For | |||||||||||||
| 22 | Miscellaneous Corporate Governance | Management | Yes | For | For | |||||||||||||
| WellTower Inc. | WELL | 95040Q104 | April 30 2020 | 1 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||
| 2 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 3 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 4 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 5 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 6 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 7 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 8 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 9 | Ratify Appointment of Independent Auditors | Management | Yes | For | For | |||||||||||||
| 10 | 14A Executive Compensation | Management | Yes | For | For | |||||||||||||
| Phlip Morris International Inc. | PM | 718172109 | May 6 2020 | 1 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||
| 2 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 3 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 4 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 5 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 6 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 7 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 8 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 9 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 10 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 11 | 14A Executive Compensation | Management | Yes | For | For | |||||||||||||
| 12 | Ratify Appointment of Independent Auditors | Management | Yes | For | For | |||||||||||||
| BCE Inc. | BCE | 05534B760 | May 7 2020 | 1 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||
| BARRY K. ALLEN | Management | Yes | For | For | ||||||||||||||
| MIRKO BIBIC | Management | Yes | For | For | ||||||||||||||
| SOPHIE BROCHU | Management | Yes | For | For | ||||||||||||||
| ROBERT E. BROWN | Management | Yes | For | For | ||||||||||||||
| DAVID F. DENISON | Management | Yes | For | For | ||||||||||||||
| ROBERT P. DEXTER | Management | Yes | For | For | ||||||||||||||
| IAN GREENBERG | Management | Yes | For | For | ||||||||||||||
| KATHERINE LEE | Management | Yes | For | For | ||||||||||||||
| MONIQUE F. LEROUX | Management | Yes | For | For | ||||||||||||||
| GORDON M. NIXON | Management | Yes | For | For | ||||||||||||||
| THOMAS E. RICHARDS | Management | Yes | For | For | ||||||||||||||
| CALIN ROVINESCU | Management | Yes | For | For | ||||||||||||||
| KAREN SHERIFF | Management | Yes | For | For | ||||||||||||||
| ROBERT C. SIMMONDS | Management | Yes | For | For | ||||||||||||||
| PAUL R. WEISS | Management | Yes | For | For | ||||||||||||||
| 2 | Ratify Appointment of Independent Auditors | Management | Yes | For | For | |||||||||||||
| 3 | 14A Executive Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Corporate Governance | Shareholder | Yes | Against | ||||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| PJSC MMC Noril SK Nickel | NILSY | 55315J102 | May 13 2020 | 1 | Receive Directors’ Report | Management | Yes | For | For | |||||||||
| 2 | Adopt Accounts for Past Year | Management | Yes | For | For | |||||||||||||
| 3 | Receive Consolidated Financial Statements | Management | Yes | For | For | |||||||||||||
| 4 | Receive Directors’ Report | Management | Yes | For | For | |||||||||||||
| 5 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 6 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 7 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 8 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 9 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 10 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 11 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 12 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 13 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 14 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 15 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 16 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 17 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 18 | Ratify Appointment of Independent Auditors | Management | Yes | For | For | |||||||||||||
| 19 | Ratify Appointment of Independent Auditors | Management | Yes | For | For | |||||||||||||
| 20 | Ratify Appointment of Independent Auditors | Management | Yes | For | For | |||||||||||||
| 21 | Ratify Appointment of Independent Auditors | Management | Yes | For | For | |||||||||||||
| 22 | Ratify Appointment of Independent Auditors | Management | Yes | For | For | |||||||||||||
| 23 | Ratify Appointment of Independent Auditors | Management | Yes | For | For | |||||||||||||
| 24 | Ratify Appointment of Independent Auditors | Management | Yes | For | For | |||||||||||||
| 25 | Approve Remuneration of Directors and Auditors | Management | Yes | For | For | |||||||||||||
| 26 | Miscellaneous Corporate Actions | Management | Yes | For | For | |||||||||||||
| 27 | Miscellaneous Corporate Actions | Management | Yes | For | For | |||||||||||||
| 28 | Miscellaneous Corporate Actions | Management | Yes | For | For | |||||||||||||
| Intel Corporation | INTC | 458140100 | May 14 2020 | 1 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||
| 2 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 3 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 4 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 5 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 6 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 7 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 8 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 9 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 10 | Ratify Appointment of Independent Auditors | Management | Yes | For | For | |||||||||||||
| 11 | 14A Executive Compensation | Management | Yes | For | For | |||||||||||||
| 12 | Amend Employee Stock Purchase Plan | Management | Yes | For | For | |||||||||||||
| 13 | Corporate Governance | Shareholder | Yes | Against | ||||||||||||||
| 14 | Create a Non-Discriminatory Sexual Orientation Policy | Shareholder | Yes | Against | ||||||||||||||
| JPMorgan Chase & Co. | JPM | 46625H100 | May 19 2020 | 1 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||
| 2 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 3 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 4 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 5 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 6 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 7 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 8 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 9 | Election of Directors (Majority Voting) | Management | Yes | Abstain | Against | |||||||||||||
| 10 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 11 | 14A Executive Compensation | Management | Yes | For | For | |||||||||||||
| 12 | Ratify Appointment of Independent Auditors | Management | Yes | For | For | |||||||||||||
| 13 | Establish Independent Chairman | Shareholder | Yes | Against | ||||||||||||||
| 14 | Corporate Governance | Shareholder | Yes | Against | ||||||||||||||
| 15 | Environmental | Shareholder | Yes | Against | ||||||||||||||
| 16 | Corporate Governance | Shareholder | Yes | Against | ||||||||||||||
| 17 | Corporate Governance | Shareholder | Yes | Against | ||||||||||||||
| 18 | Gender Pay Equality | Shareholder | Yes | Against | ||||||||||||||
| Royal Dutch Shell PLC | RDSB | 780259107 | May 19 2020 | 1 | Adopt Accounts for Past Year | Management | Yes | For | For | |||||||||
| 2 | Receive Directors’ Report | Management | Yes | For | For | |||||||||||||
| 3 | Receive Directors’ Report | Management | Yes | For | For | |||||||||||||
| 4 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 5 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 6 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 7 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 8 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 9 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 10 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 11 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 12 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 13 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 14 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 15 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 16 | Ratify Appointment of Independent Auditors | Management | Yes | For | For | |||||||||||||
| 17 | Approve Remuneration of Directors and Auditors | Management | Yes | For | For | |||||||||||||
| 18 | Allot Securities | Management | Yes | For | For | |||||||||||||
| 19 | Eliminate Pre-Emptive Rights | Management | Yes | For | For | |||||||||||||
| 20 | Stock Repurchase Plan | Management | Yes | For | For | |||||||||||||
| 21 | Corporate Governance | Shareholder | Yes | Against | ||||||||||||||
| Nextera Energy Inc. | NEE | 65339F101 | May 21 2020 | 1 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||
| 2 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 3 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 4 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 5 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 6 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 7 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 8 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 9 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 10 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 11 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 12 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 13 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 14 | Ratify Appointment of Independent Auditors | Management | Yes | For | For | |||||||||||||
| 15 | 14A Executive Compensation | Management | Yes | For | For | |||||||||||||
| 16 | S/H Proposal - Political/Government | Shareholder | Yes | For | ||||||||||||||
| 17 | S/H Proposal - Corporate Governance | Shareholder | Yes | For | ||||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Toyota Motor Corporation | TM | 892331307 | June 11 2020 | 1 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||
| 2 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 3 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 4 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 5 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 6 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 7 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 8 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 9 | Election of Directors (Majority Voting) | Management | Yes | For | For | |||||||||||||
| 10 | Elect Supervisory Board Member | Management | Yes | For | For | |||||||||||||
| 11 | Approve Charter Amendment | Management | Yes | For | For | |||||||||||||
| PJSC Lukoil | LUKOY | 69343P105 | June 23 2020 | 1 | Miscellaneous Corporate Actions | Management | Yes | For | For | |||||||||
| 2 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 3 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 4 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 5 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 6 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 7 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 8 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 9 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 10 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 11 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 12 | Election of Directors (Full Slate) | Management | Yes | For | For | |||||||||||||
| 13 | Miscellaneous Corporate Actions | Management | Yes | For | For | |||||||||||||
| 14 | Miscellaneous Corporate Actions | Management | Yes | For | For | |||||||||||||
| 15 | Miscellaneous Corporate Actions | Management | Yes | For | For | |||||||||||||
| 16 | Miscellaneous Corporate Actions | Management | Yes | For | For | |||||||||||||
MORNINGSTAR FUNDS TRUST - Morningstar International Equity Fund
Period: July 1, 2019 to and including June 30, 2020
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Alibaba Group Holding Limited | BABA | 01609W102 | July 15, 2019 | 1 | Approve Share Subdivision | Management | Yes | For | For | |||||||||
| 2.1 | Elect Daniel Yong Zhang as Director | Management | Yes | For | For | |||||||||||||
| 2.2 | Elect Chee Hwa Tung as Director | Management | Yes | For | For | |||||||||||||
| 2.3 | Elect Jerry Yang as Director | Management | Yes | For | For | |||||||||||||
| 2.4 | Elect Wan Ling Martello as Director | Management | Yes | For | For | |||||||||||||
| 3 | Ratify PricewaterhouseCoopers as Auditors | Management | Yes | For | For | |||||||||||||
| Axis Bank Ltd. | 532215 | Y0487S137 | July 20, 2019 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Reelect Usha Sangwan as Director | Management | Yes | Against | Against | |||||||||||||
| 4 | Approve Appointment and Remuneration of Rakesh Makhija as Non-Executive (Part-Time) Chairman | Management | Yes | For | For | |||||||||||||
| 5 | Approve Revision in the Remuneration of Amitabh Chaudhry as Managing Director & CEO | Management | Yes | For | For | |||||||||||||
| 6 | Approve Revision in the Remuneration of Rajiv Anand as Executive Director (Wholesale Banking) | Management | Yes | For | For | |||||||||||||
| 7 | Approve Reappointment and Remuneration of Rajiv Anand as Whole Time Director Designated as the Executive Director (Wholesale Banking) | Management | Yes | For | For | |||||||||||||
| 8 | Approve Revision in the Remuneration of Rajesh Dahiya as Executive Director (CorporateCentre) | Management | Yes | For | For | |||||||||||||
| 9 | Approve Reappointment and Remuneration of Rajesh Dahiya as Whole Time Director Designated as the Executive Director (Corporate Centre) | Management | Yes | For | For | |||||||||||||
| 10 | Elect Pralay Mondal as Director | Management | Yes | For | For | |||||||||||||
| 11 | Approve Appointment and Remuneration of Pralay Mondal as Whole Time Director Designated as the Executive Director (Retail Banking) | Management | Yes | For | For | |||||||||||||
| 12 | Approve Issuance of Debt Securities on Private Placement Basis | Management | Yes | For | For | |||||||||||||
| 13 | Approve Commission to Non-Executive Directors, Excluding the Non-Executive (Part-Time) Chairman of the Bank | Management | Yes | For | For | |||||||||||||
| Tenaris SA | TEN | 88031M109 | July 29, 2019 | 1 | Approve Delisting of Shares from Bolsas y Mercados Argentinos S.A. | Management | Yes | For | For | |||||||||
| 2 | Approve Share Repurchase | Management | Yes | For | For | |||||||||||||
| Raia Drogasil SA | RADL3 | P7942C102 | August 1, 2019 | 1 | Approve Agreement to Absorb Drogaria Onofre Ltda. | Management | Yes | For | For | |||||||||
| 2 | Ratify Apsis Consultoria e Avaliacoes Ltda. as the Independent Firm to Appraise Proposed Transaction | Management | Yes | For | For | |||||||||||||
| 3 | Approve Independent Firm’s Appraisal | Management | Yes | For | For | |||||||||||||
| 4 | Approve Absorption of Drogaria Onofre Ltda. | Management | Yes | For | For | |||||||||||||
| 5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | Yes | For | For | |||||||||||||
| Housing Development Finance Corporation Limited | 500010 | Y37246207 | August 2, 2019 | 1.a | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 1.b | Accept Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||||||
| 2 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Reelect V. Srinivasa Rangan as Director | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 5 | Elect Bhaskar Ghosh as Director | Management | Yes | For | For | |||||||||||||
| 6 | Elect Ireena Vittal as Director | Management | Yes | For | For | |||||||||||||
| 7 | Reelect Nasser Munjee as Director | Management | Yes | For | For | |||||||||||||
| 8 | Reelect J. J. Irani as Director | Management | Yes | For | For | |||||||||||||
| 9 | Approve Related Party Transactions with HDFC Bank Limited | Management | Yes | For | For | |||||||||||||
| 10 | Approve Commission to Non-Executive Directors | Management | Yes | For | For | |||||||||||||
| 11 | Approve Revision in the Remuneration of Keki M. Mistry as Managing Director Designated as Vice Chairman & Chief Executive Officer | Management | Yes | For | For | |||||||||||||
| 12 | Authorize Issuance of Redeemable Non-Convertible Debentures and/ or Any Other Hybrid Instruments on Private Placement Basis | Management | Yes | For | For | |||||||||||||
| Axis Bank | 532215 | Y0487S137 | August 21, 2019 | 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | For | For | |||||||||
| Naspers Ltd. | NPN | S53435103 | August 23, 2019 | 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2019 | Management | Yes | For | For | |||||||||
| 2 | Approve Dividends for N Ordinary and A Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with V Myburgh as the Individual Registered Auditor | Management | Yes | For | For | |||||||||||||
| 4 | Re-elect Nolo Letele as Directors | Management | Yes | For | For | |||||||||||||
| 5.1 | Re-elect Koos Bekker as Director | Management | Yes | For | For | |||||||||||||
| 5.2 | Re-elect Steve Pacak as Director | Management | Yes | For | For | |||||||||||||
| 5.3 | Re-elect Cobus Stofberg as Director | Management | Yes | For | For | |||||||||||||
| 5.4 | Re-elect Ben van der Ross as Director | Management | Yes | For | For | |||||||||||||
| 5.5 | Re-elect Debra Meyer as Director | Management | Yes | For | For | |||||||||||||
| 6.1 | Re-elect Don Eriksson as Member of the Audit Committee | Management | Yes | For | For | |||||||||||||
| 6.2 | Re-elect Ben van der Ross as Member of the Audit Committee | Management | Yes | For | For | |||||||||||||
| 6.3 | Re-elect Rachel Jafta as Member of the Audit Committee | Management | Yes | For | For | |||||||||||||
| 7 | Approve Remuneration Policy | Management | Yes | Against | Against | |||||||||||||
| 8 | Approve Implementation of the Remuneration Policy | Management | Yes | Against | Against | |||||||||||||
| 9 | Place Authorised but Unissued Shares under Control of Directors | Management | Yes | Against | Against | |||||||||||||
| 10 | Authorise Board to Issue Shares for Cash | Management | Yes | Against | Against | |||||||||||||
| 11 | Approve Amendments to the Trust Deed constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed | Management | Yes | For | For | |||||||||||||
| 12 | Authorise Ratification of Approved Resolutions | Management | Yes | For | For | |||||||||||||
| Naspers Ltd. | NPN | S53435103 | August 23, 2019 | 1.1 | Approve Fees of the Board Chairman | Management | Yes | For | For | |||||||||
| 1.2 | Approve Fees of the Board Member | Management | Yes | For | For | |||||||||||||
| 1.3 | Approve Fees of the Audit Committee Chairman | Management | Yes | For | For | |||||||||||||
| 1.4 | Approve Fees of the Audit Committee Member | Management | Yes | For | For | |||||||||||||
| 1.5 | Approve Fees of the Risk Committee Chairman | Management | Yes | For | For | |||||||||||||
| 1.6 | Approve Fees of the Risk Committee Member | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1.7 | Approve Fees of the Human Resources and Remuneration Committee Chairman | Management | Yes | For | For | |||||||||||||
| 1.8 | Approve Fees of the Human Resources and Remuneration Committee Member | Management | Yes | For | For | |||||||||||||
| 1.9 | Approve Fees of the Nomination Committee Chairman | Management | Yes | For | For | |||||||||||||
| 1.10 | Approve Fees of the Nomination Committee Member | Management | Yes | For | For | |||||||||||||
| 1.11 | Approve Fees of the Social and Ethics Committee Chairman | Management | Yes | For | For | |||||||||||||
| 1.12 | Approve Fees of the Social and Ethics Committee Member | Management | Yes | For | For | |||||||||||||
| 1.13 | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | Management | Yes | For | For | |||||||||||||
| Naspers Ltd. | NPN | S53435103 | August 23, 2019 | 2 | Approve Financial Assistance in Terms of Section 44 of the Companies Act | Management | Yes | For | For | |||||||||
| 3 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Management | Yes | For | For | |||||||||||||
| 4 | Authorise Repurchase of N Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 5 | Authorise Repurchase of A Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 6 | Authorise Specific Repurchase of N Ordinary Shares from Holders of N Ordinary Shares | Management | Yes | For | For | |||||||||||||
| Naspers Ltd. | NPN | S53435103 | August 23, 2019 | 1 | Approve Matters in Relation to the Implementation of the Proposed Transaction | Management | Yes | For | For | |||||||||
| Suzano SA | SUZB3 | P8T20U187 | August 23, 2019 | 1 | Amend Article 25 | Management | Yes | Against | Against | |||||||||
| 2 | Consolidate Bylaws | Management | Yes | Against | Against | |||||||||||||
| 3 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | Management | Yes | For | For | |||||||||||||
| Banco Santander Chile SA | BSANTANDER | 05965X109 | August 27, 2019 | 1 | Approve Transaction with a Related Party Re: Acquisition of 51 Percent of Shares in Santander Consumer Chile SA | Management | Yes | For | For | |||||||||
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | Yes | For | For | |||||||||||||
| Maruti Suzuki India Limited | 532500 | Y7565Y100 | August 27, 2019 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Reelect Toshihiro Suzuki as Director | Management | Yes | For | For | |||||||||||||
| 4 | Reelect Kinji Saito as Director | Management | Yes | For | For | |||||||||||||
| 5 | Approve Reappointment and Remuneration of Kenichi Ayukawa as Managing Director and Chief Executive Officer | Management | Yes | For | For | |||||||||||||
| 6 | Elect Takahiko Hashimoto as Director and Approve Appointment and Remuneration of Takahiko Hashimoto as Whole-time Director designated as Director (Marketing & Sales) | Management | Yes | For | For | |||||||||||||
| 7 | Reelect D.S. Brar as Director | Management | Yes | For | For | |||||||||||||
| 8 | Reelect R.P. Singh as Director | Management | Yes | For | For | |||||||||||||
| 9 | Elect Lira Goswami as Director | Management | Yes | For | For | |||||||||||||
| 10 | Elect Hiroshi Sakamoto as Director | Management | Yes | For | For | |||||||||||||
| 11 | Elect Hisashi Takeuchi as Director | Management | Yes | For | For | |||||||||||||
| 12 | Approve Enhancement of Ceiling of Payment of Commission to Non-Executive Directors | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 13 | Approve Remuneration of Cost Auditors | Management | Yes | For | For | |||||||||||||
| Power Grid Corporation of India Limited | 532898 | Y7028N105 | August 27, 2019 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Confirm Interim Dividend and Declare Final Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Reelect Ravi P. Singh as Director | Management | Yes | For | For | |||||||||||||
| 4 | Authorize Board to Fix Remuneration of Statutory Auditors | Management | Yes | For | For | |||||||||||||
| 5 | Elect Rajeev Kumar Chauhan as Director | Management | Yes | For | For | |||||||||||||
| 6 | Reelect Jagdish Ishwarbhai Patel as Director | Management | Yes | For | For | |||||||||||||
| 7 | Elect M. N. Venkatesan as Director | Management | Yes | For | For | |||||||||||||
| 8 | Approve Remuneration of Cost Auditors | Management | Yes | For | For | |||||||||||||
| 9 | Approve Issuance of Debentures/Bonds on Private Placement Basis | Management | Yes | For | For | |||||||||||||
| NAVER Corp. | 035420 | Y62579100 | September 20, 2019 | 1 | Approve Spin-Off Agreement | Management | Yes | For | For | |||||||||
| JPMorgan BetaBuilders Japan ETF | BBJP | 46641Q712 | October 10 2019 | 1 | Approve Management Agreement | Management | Yes | For | For | |||||||||
| Ctrip.com International Ltd. | CTRP | 22943F100 | October 25, 2019 | 1 | Approve Change of Company Name | Management | Yes | For | For | |||||||||
| Shoprite Holdings Ltd. | SHP | S76263102 | November 4, 2019 | 1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019 | Management | Yes | For | For | |||||||||
| 2 | Reappoint PricewaterhouseCoopers Inc. as Auditors of the Company with MC Hamman as the Individual Registered Auditor | Management | Yes | For | For | |||||||||||||
| 3 | Re-elect Dr Christo Wiese as Director | Management | Yes | Against | Against | |||||||||||||
| 4 | Elect Alice le Roux as Director | Management | Yes | For | For | |||||||||||||
| 5 | Re-elect Johannes Basson as Chairperson of the Audit and Risk Committee | Management | Yes | For | For | |||||||||||||
| 6 | Elect Alice le Roux as Member of the Audit and Risk Committee | Management | Yes | For | For | |||||||||||||
| 7 | Re-elect Joseph Rock as Member of the Audit and Risk Committee | Management | Yes | For | For | |||||||||||||
| 8 | Place Authorised but Unissued Shares under Control of Directors | Management | Yes | For | For | |||||||||||||
| 9 | Authorise Board to Issue Shares for Cash | Management | Yes | For | For | |||||||||||||
| 10 | Authorise Ratification of Approved Resolutions | Management | Yes | For | For | |||||||||||||
| 11.1 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 11.2 | Approve Implementation of the Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 12 | Elect Jan le Roux, a Shareholder Nominee to the Board | Share Holder | Yes | Against | Against | |||||||||||||
| Shoprite Holdings Ltd. | SHP | S76263102 | November 4, 2019 | 1a | Approve Fees of the Chairperson of the Board | Management | Yes | For | For | |||||||||
| 1b | Approve Fees of the Lead Independent Director | Management | Yes | For | For | |||||||||||||
| 1c | Approve Fees of the Non-executive Directors | Management | Yes | For | For | |||||||||||||
| 1d | Approve Fees of the Chairperson of the Audit and Risk Committee | Management | Yes | For | For | |||||||||||||
| 1e | Approve Fees of the Members of the Audit and Risk Committee | Management | Yes | For | For | |||||||||||||
| 1f | Approve Fees of the Chairperson of the Remuneration Committee | Management | Yes | For | For | |||||||||||||
| 1g | Approve Fees of the Members of the Remuneration Committee | Management | Yes | For | For | |||||||||||||
| 1h | Approve Fees of the Chairperson of the Nomination Committee | Management | Yes | For | For | |||||||||||||
| 1i | Approve Fees of the Members of the Nomination Committee | Management | Yes | For | For | |||||||||||||
| 1j | Approve Fees of the Chairperson of the Social and Ethics Committee | Management | Yes | For | For | |||||||||||||
| 1k | Approve Fees of the Members of the Social and Ethics Committee | Management | Yes | For | For | |||||||||||||
| 1l | Approve Additional Fees Per Meeting | Management | Yes | For | For | |||||||||||||
| 1m | Approve Additional Fees Per Hour | Management | Yes | Against | Against | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 2 | Approve Financial Assistance to Subsidiaries, Related and Inter-related Entities | Management | Yes | Against | Against | |||||||||||||
| 3 | Authorise Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 4 | Amend Memorandum of Incorporation Re: Clause 1 | Management | Yes | For | For | |||||||||||||
| StoneCo Ltd. | STNE | G85158106 | November 14, 2019 | 1.1 | Elect Director Andre Street | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Eduardo Cunha Monnerat Solon de Pontes | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Roberto Moses Thompson Motta | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Thomas A. Patterson | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Ali Mazanderani | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Silvio Jose Morais | Management | Yes | For | For | |||||||||||||
| 2 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||||||
| China Longyuan Power Group Corporation Limited | 916 | Y1501T101 | November 15, 2019 | 1 | Elect Sun Jinbiao as Director | Management | Yes | For | For | |||||||||
| Midea Group Co. Ltd. | 000333 | Y6S40V103 | November 18, 2019 | 1 | Approve Employee Share Purchase Plan of Subsidiary | Management | Yes | Against | Against | |||||||||
| BIM Birlesik Magazalar AS | BIMAS | M2014F102 | November 19, 2019 | 1 | Elect Presiding Council of Meeting and Authorize Presiding Council to Sign Minutes of Meeting | Management | Yes | For | For | |||||||||
| 2 | Approve Special Dividend | Management | Yes | For | For | |||||||||||||
| FirstRand Ltd. | FSR | S5202Z131 | November 28, 2019 | 1.1 | Re-elect Tandi Nzimande as Director | Management | Yes | For | For | |||||||||
| 1.2 | Re-elect Mary Bomela as Director | Management | Yes | For | For | |||||||||||||
| 1.3 | Re-elect Grant Gelink as Director | Management | Yes | For | For | |||||||||||||
| 1.4 | Re-elect Faffa Knoetze as Director | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Louis von Zeuner as Director | Management | Yes | For | For | |||||||||||||
| 2.1 | Reappoint Deloitte & Touche as Auditors of the Company | Management | Yes | For | For | |||||||||||||
| 2.2 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company | Management | Yes | For | For | |||||||||||||
| 3 | Place Authorised but Unissued Ordinary Shares under Control of Directors | Management | Yes | For | For | |||||||||||||
| 4 | Authorise Ratification of Approved Resolutions | Management | Yes | For | For | |||||||||||||
| 1 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 2 | Approve Remuneration Implementation Report | Management | Yes | For | For | |||||||||||||
| 1 | Authorise Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 2.1 | Approve Financial Assistance to Directors and Prescribed Officers as Employee Share Scheme Beneficiaries | Management | Yes | For | For | |||||||||||||
| 2.2 | Approve Financial Assistance to Related and Inter-related Entities | Management | Yes | For | For | |||||||||||||
| 3 | Approve Remuneration of Non-executive Directors | Management | Yes | For | For | |||||||||||||
| 5 | Approve Report on Company’s Assessment of its Exposure to Climate-Related Risks by no later than October 2020 | Share Holder | Yes | Against | Against | |||||||||||||
| 6 | Adopt and Publicly Disclose a Policy on Fossil Fuel Lending by no later than October 2020 | Share Holder | Yes | For | For | |||||||||||||
| Ping An Insurance (Group) Co. of China Ltd. | 2318 | Y69790106 | December 10, 2019 | 1.01 | Elect Xie Yonglin as Director | Management | Yes | For | For | |||||||||
| 1.02 | Elect Tan Sin Yin as Director | Management | Yes | For | For | |||||||||||||
| 2 | Amend Articles of Association | Management | Yes | For | For | |||||||||||||
| Yandex NV | YNDX | N97284108 | December 20, 2019 | 1 | Prior Approval by the Class A Meeting of Agenda Item 1 (Amendment of Articles ofAssociation) | Management | Yes | For | For | |||||||||
| 1 | Amend Articles of Association | Management | Yes | For | For | |||||||||||||
| 2 | Authorize Repurchase of Priority Share | Management | Yes | For | For | |||||||||||||
| 3 | Elect Alexey Komissarov as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 4 | Elect Alexei Yakovitsky as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 5 | Approve Cancellation of Outstanding Class C Ordinary Shares | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Huaneng Renewables Corporation Limited | 958 | Y3739S111 | January 6, 2020 | 1 | Approve Voluntary Conditional Offer by CLSA Limited to Acquire All of The Issued H Shares and Proposed Voluntary Withdrawal of Listing of the H Shares | Management | Yes | For | For | |||||||||
| 1 | Approve Voluntary Conditional Offer by CLSA Limited to Acquire All of The Issued H Shares and Proposed Voluntary Withdrawal of Listing of the H Shares | Management | Yes | For | For | |||||||||||||
| Airports of Thailand Public Co. Ltd. | AOT | Y0028Q137 | January 24, 2020 | 1 | Matters to be Informed | Management | Yes | For | For | |||||||||
| 2 | Acknowledge Operating Results | Management | Yes | For | For | |||||||||||||
| 3 | Approve Financial Statements | Management | Yes | For | For | |||||||||||||
| 4 | Approve Dividend Payment | Management | Yes | For | For | |||||||||||||
| 5.1 | Elect Prasong Poontaneat as Director | Management | Yes | For | For | |||||||||||||
| 5.2 | Elect Manit Nitiprateep as Director | Management | Yes | For | For | |||||||||||||
| 5.3 | Elect Manas Jamveha as Director | Management | Yes | For | For | |||||||||||||
| 5.4 | Elect Manu Mekmok as Director | Management | Yes | For | For | |||||||||||||
| 5.5 | Elect Sarawut Benjakul as Director | Management | Yes | For | For | |||||||||||||
| 6 | Approve Remuneration of Directors | Management | Yes | For | For | |||||||||||||
| 7 | Approve Office of the Auditor General of Thailand (OAG) as Auditor and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 8 | Other Business | Management | Yes | Against | Against | |||||||||||||
| Clicks Group Ltd. | CLS | S17249111 | January 30, 2020 | 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 August 2019 | Management | Yes | For | For | |||||||||
| 2 | Reappoint Ernst & Young Inc as Auditors of the Company with Anthony Cadman as the Individual Registered Auditor | Management | Yes | For | For | |||||||||||||
| 3 | Re-elect Fatima Abrahams as Director | Management | Yes | For | For | |||||||||||||
| 4 | Re-elect Martin Rosen as Director | Management | Yes | For | For | |||||||||||||
| 5.1 | Re-elect John Bester as Member of the Audit and Risk Committee | Management | Yes | For | For | |||||||||||||
| 5.2 | Re-elect Fatima Daniels as Member of the Audit and Risk Committee | Management | Yes | For | For | |||||||||||||
| 5.3 | Re-elect Nonkululeko Gobodo as Member of the Audit and Risk Committee | Management | Yes | For | For | |||||||||||||
| 6 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 7 | Approve Remuneration Implementation Report | Management | Yes | For | For | |||||||||||||
| 8 | Authorise Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 9 | Authorise Specific Repurchase of Shares from New Clicks South Africa ProprietaryLimited | Management | Yes | For | For | |||||||||||||
| 10 | Approve Directors’ Fees | Management | Yes | For | For | |||||||||||||
| 11 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Management | Yes | For | For | |||||||||||||
| 12 | Amend Memorandum of Incorporation | Management | Yes | For | For | |||||||||||||
| First Abu Dhabi Bank PJSC | FAB | M7080Z114 | February 24, 2020 | 1 | Approve Board Report on Company Operations for FY 2019 | Management | Yes | For | For | |||||||||
| 2 | Approve Auditors’ Report on Company Financial Statements for FY 2019 | Management | Yes | For | For | |||||||||||||
| 3 | Accept Financial Statements and Statutory Reports for FY 2019 | Management | Yes | For | For | |||||||||||||
| 4 | Approve Allocation of Income and Dividends of 74 Percent of Share Capital for FY 2019 | Management | Yes | For | For | |||||||||||||
| 5 | Approve Remuneration of Directors | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 6 | Approve Discharge of Directors for FY 2019 | Management | Yes | For | For | |||||||||||||
| 7 | Approve Discharge of Auditors for FY 2019 | Management | Yes | For | For | |||||||||||||
| 8 | Ratify Auditors and Fix Their Remuneration for FY 2020 | Management | Yes | For | For | |||||||||||||
| 9 | Elect Directors (Bundled) | Management | Yes | Against | Against | |||||||||||||
| 10 | Approve Shariah Supervisory Board Report and Elect Shariah Supervisory Board Members | Management | Yes | Against | Against | |||||||||||||
| 11 | Amend Articles of Bylaws | Management | Yes | For | For | |||||||||||||
| 12 | Approve The Renewal of the issuing programs/Sukuk/Bonds or Create New Programs Up to USD 10 Billion | Management | Yes | For | For | |||||||||||||
| 13 | Authorize Issuance of Bonds/Debentures/Sukuk Up to USD 10 Billion and Issue Additional Tier 1 Bonds Up to USD 1 Billion | Management | Yes | For | For | |||||||||||||
| China Longyuan Power Group Corporation Limited | 916 | Y1501T101 | February 28, 2020 | 1 | Elect Zhang Xiaoliang as Director | Management | Yes | For | For | |||||||||
| 2 | Elect Hao Jingru as Supervisor | Management | Yes | For | For | |||||||||||||
| Banco Bradesco SA | BBDC4 | P1808G117 | March 10, 2020 | 1 | Elect Cristiana Pereira as Fiscal Council Member and Reginaldo Ferreira Alexandre as Alternate Appointed by Preferred Shareholder | Share Holder | Yes | For | For | |||||||||
| Midea Group Co. Ltd. | 000333 | Y6S40V103 | March 13, 2020 | 1 | Approve Issuance of Debt Financing Instruments | Management | Yes | For | For | |||||||||
| Gree Electric Appliances, Inc. of Zhuhai | 000651 | Y2882R102 | March 17, 2020 | 1 | Approve Issuance of Debt Financing Instruments | Management | Yes | For | For | |||||||||
| Samsung Electronics Co., Ltd. | 005930 | Y74718100 | March 18, 2020 | 1 | Approve Financial Statements and Allocation of Income | Management | Yes | For | For | |||||||||
| 2.1 | Elect Han Jong-hee as Inside Director | Management | Yes | For | For | |||||||||||||
| 2.2 | Elect Choi Yoon-ho as Inside Director | Management | Yes | For | For | |||||||||||||
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | Yes | For | For | |||||||||||||
| Kweichow Moutai Co., Ltd. | 600519 | Y5070V116 | March 20, 2020 | 1 | Elect Gao Weidong as Non-Independent Director | Management | Yes | For | For | |||||||||
| 2 | Elect You Yalin as Supervisor | Share Holder | Yes | For | For | |||||||||||||
| LG Household & Health Care Ltd. | 051900 | Y5275R100 | March 20, 2020 | 1 | Approve Financial Statements and Allocation of Income | Management | Yes | For | For | |||||||||
| 2.1 | Elect Kim Jae-wook as Outside Director | Management | Yes | For | For | |||||||||||||
| 2.2 | Elect Kim Gi-young as Outside Director | Management | Yes | For | For | |||||||||||||
| 3 | Elect Kim Jae-wook as a Member of Audit Committee | Management | Yes | For | For | |||||||||||||
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | Yes | For | For | |||||||||||||
| SK hynix, Inc. | 000660 | Y8085F100 | March 20, 2020 | 1 | Approve Financial Statements and Allocation of Income | Management | Yes | For | For | |||||||||
| 2 | Amend Articles of Incorporation | Management | Yes | For | For | |||||||||||||
| 3 | Elect Lee Seok-hee as Inside Director | Management | Yes | For | For | |||||||||||||
| 4 | Elect Park Jung-ho as Non-Independent Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 5.1 | Elect Shin Chang-hwan as Outside Director | Management | Yes | For | For | |||||||||||||
| 5.2 | Elect Han Ae-ra as Outside Director | Management | Yes | For | For | |||||||||||||
| 6.1 | Elect Ha Young-gu as a Member of Audit Committee | Management | Yes | For | For | |||||||||||||
| 6.2 | Elect Shin Chang-hwan as a Member of Audit Committee | Management | Yes | For | For | |||||||||||||
| 6.3 | Elect Han Ae-ra as a Member of Audit Committee | Management | Yes | For | For | |||||||||||||
| 7 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | Yes | For | For | |||||||||||||
| 8 | Approve Stock Option Grants | Management | Yes | For | For | |||||||||||||
| 9 | Approve Stock Option Grants | Management | Yes | For | For | |||||||||||||
| 10 | Approve Terms of Retirement Pay | Management | Yes | For | For | |||||||||||||
| Wal-Mart de Mexico SAB de CV | WALMEX | P98180188 | March 24, 2020 | 1a | Approve Report of Audit and Corporate Practices Committees | Management | Yes | For | For | |||||||||
| 1b | Approve CEO’s Report | Management | Yes | For | For | |||||||||||||
| 1c | Approve Board Opinion on CEO’s Report | Management | Yes | For | For | |||||||||||||
| 1d | Approve Board of Directors’ Report | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1e | Approve Report on Adherence to Fiscal Obligations | Management | Yes | For | For | |||||||||||||
| 2 | Approve Consolidated Financial Statements | Management | Yes | For | For | |||||||||||||
| 3 | Approve Allocation of Income and Dividends of MXN 1.79 Per Share | Management | Yes | For | For | |||||||||||||
| 4 | Approve Report and Resolutions Re: Employee Stock Purchase Plan | Management | Yes | For | For | |||||||||||||
| 5 | Approve Report on Share Repurchase Reserves | Management | Yes | For | For | |||||||||||||
| 6a1 | Elect or Ratify Enrique Ostale as Director | Management | Yes | For | For | |||||||||||||
| 6a2 | Elect or Ratify Richard Mayfield as Director | Management | Yes | For | For | |||||||||||||
| 6a3 | Elect or Ratify Christopher Nicholas as Director | Management | Yes | For | For | |||||||||||||
| 6a4 | Elect or Ratify Guilherme Loureiro as Director | Management | Yes | For | For | |||||||||||||
| 6a5 | Elect or Ratify Lori Flees as Director | Management | Yes | For | For | |||||||||||||
| 6a6 | Elect or Ratify Kirsten Evans as Director | Management | Yes | For | For | |||||||||||||
| 6a7 | Elect or Ratify Adolfo Cerezo as Director | Management | Yes | For | For | |||||||||||||
| 6a8 | Elect or Ratify Blanca Treviño as Director | Management | Yes | For | For | |||||||||||||
| 6a9 | Elect or Ratify Roberto Newell as Director | Management | Yes | For | For | |||||||||||||
| 6a10 | Elect or Ratify Ernesto Cervera as Director | Management | Yes | For | For | |||||||||||||
| 6a11 | Elect or Ratify Eric Perez Grovas as Director | Management | Yes | For | For | |||||||||||||
| 6b1 | Elect or Ratify Adolfo Cerezo as Chairman of Audit and Corporate Practices Committees | Management | Yes | For | For | |||||||||||||
| 6b2 | Approve Discharge of Board of Directors and Officers | Management | Yes | For | For | |||||||||||||
| 6b3 | Approve Directors and Officers Liability | Management | Yes | For | For | |||||||||||||
| 6c1 | Approve Remuneration of Board Chairman | Management | Yes | For | For | |||||||||||||
| 6c2 | Approve Remuneration of Director | Management | Yes | For | For | |||||||||||||
| 6c3 | Approve Remuneration of Chairman of Audit and Corporate Practices Committees | Management | Yes | For | For | |||||||||||||
| 6c4 | Approve Remuneration of Member of Audit and Corporate Practices Committees | Management | Yes | For | For | |||||||||||||
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | Yes | For | For | |||||||||||||
| NAVER Corp. | 035420 | Y62579100 | March 27, 2020 | 1 | Approve Financial Statements and Allocation of Income | Management | Yes | For | For | |||||||||
| 2 | Amend Articles of Incorporation | Management | Yes | For | For | |||||||||||||
| 3 | Elect Han Seong-sook as Inside Director | Management | Yes | For | For | |||||||||||||
| 4 | Elect Byeon Dae-gyu as Non-Independent Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | Yes | For | For | |||||||||||||
| 6 | Approve Stock Option Grants | Management | Yes | For | For | |||||||||||||
| 7 | Approve Stock Option Grants | Management | Yes | For | For | |||||||||||||
| Al Rajhi Bank | 1120 | M0R60D105 | March 29, 2020 | 1 | Approve Board Report on Company Operations for FY 2019 | Management | Yes | For | For | |||||||||
| 2 | Accept Financial Statements and Statutory Reports for FY 2019 | Management | Yes | For | For | |||||||||||||
| 3 | Approve Auditors’ Report on Company Financial Statements for FY 2019 | Management | Yes | For | For | |||||||||||||
| 4 | Approve Discharge of Directors for FY 2019 | Management | Yes | For | For | |||||||||||||
| 5 | Ratify Distributed Dividends of SAR 1.5 per Share for First Half of FY 2019 | Management | Yes | For | For | |||||||||||||
| 6 | Approve Dividends of SAR 1.5 per Share for Second Half of FY 2019 | Management | Yes | For | For | |||||||||||||
| 7 | Approve Interim Dividends Semi Annually or Quarterly for FY 2020 | Management | Yes | For | For | |||||||||||||
| 8 | Ratify Auditors and Fix Their Remuneration for FY 2020 | Management | Yes | For | For | |||||||||||||
| 9 | Approve Remuneration of Directors, Committees and Audit Committee members of SAR 6,140,000 for FY 2019 | Management | Yes | For | For | |||||||||||||
| 10 | Approve Related Party Transactions | Management | Yes | Against | Against | |||||||||||||
| 11 | Approve Related Party Transactions Re: Strategic Agreement with Saudi Telecom Company | Management | Yes | For | For | |||||||||||||
| 12 | Approve Related Party Transactions Re: POS Devices Connection Agreement with Saudi Telecom Company | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 13 | Approve Related Party Transactions Re: Telecommunication Services Agreement with Saudi Telecom Company | Management | Yes | For | For | |||||||||||||
| 14 | Approve Related Party Transactions Re: SMS Services Agreement with Saudi Telecom Company | Management | Yes | For | For | |||||||||||||
| 15 | Approve Related Party Transactions Re: General Services Contract with Saudi Telecom Company | Management | Yes | For | For | |||||||||||||
| 16 | Approve Related Party Transactions Re: ATM Rental Contract with Saudi Telecom Company | Management | Yes | For | For | |||||||||||||
| 17 | Approve Related Party Transactions Re: ATM Rental Contract with Saudi Telecom Company | Management | Yes | For | For | |||||||||||||
| 18 | Approve Related Party Transactions Re: Direct Internet Services Contract with Arabian Internet and Communication Services Company | Management | Yes | For | For | |||||||||||||
| 19 | Approve Related Party Transactions Re: Providing, Installation and Maintenance Services Contract with Arabian Internet and Communication Services Company | Management | Yes | For | For | |||||||||||||
| 20 | Approve Related Party Transactions Re: Global Beverage Company | Management | Yes | For | For | |||||||||||||
| 21 | Approve Related Party Transactions Re: South Regional Office Rental Contract with Mohammed Abdulazeez Al Rajhi investment Company | Management | Yes | For | For | |||||||||||||
| 22 | Approve Related Party Transactions Re: Abha Sales Office Rental Contract with Mohammed Abdulazeez Al Rajhi investment Company | Management | Yes | For | For | |||||||||||||
| 23 | Approve Related Party Transactions Re: ATM Rental Contract with Mohammed Abdulazeez Al Rajhi investment Company | Management | Yes | For | For | |||||||||||||
| 24 | Approve Related Party Transactions Re: Fursan Travel and Tourism Company | Management | Yes | For | For | |||||||||||||
| 25 | Approve Related Party Transactions Re: Abdullah Al Rajhi | Management | Yes | For | For | |||||||||||||
| 26 | Approve Related Party Transactions Re: Insurance Renewal with Al Rajhi Company for Cooperative Insurance | Management | Yes | For | For | |||||||||||||
| 27 | Approve Related Party Transactions Re: Vehicles Insurance Renewal with Al Rajhi Company for Cooperative Insurance | Management | Yes | For | For | |||||||||||||
| Porto Seguro SA | PSSA3 | P7905C107 | March 31, 2020 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019 | Management | Yes | For | For | |||||||||
| 2 | Approve Allocation of Income and Dividends | Management | Yes | For | For | |||||||||||||
| 3 | Ratify Interest-on-Capital-Stock Payment | Management | Yes | For | For | |||||||||||||
| 4 | Approve Dividends and Interest-on-Capital-Stock Payment Date | Management | Yes | For | For | |||||||||||||
| 5 | Fix Number of Directors at Seven | Management | Yes | For | For | |||||||||||||
| 6 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | Yes | Abstain | Against | |||||||||||||
| 7 | Elect Directors | Management | Yes | For | For | |||||||||||||
| 8 | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | Management | Yes | Against | Against | |||||||||||||
| 9 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | Management | Yes | For | For | |||||||||||||
| 10.1 | Percentage of Votes to Be Assigned - Elect Bruno Campos Garfinkel as Board Chairman | Management | Yes | For | For | |||||||||||||
| 10.2 | Percentage of Votes to Be Assigned - Elect Marco Ambrogio Crespi Bonomi as Board Vice-Chairman | Management | Yes | For | For | |||||||||||||
| 10.3 | Percentage of Votes to Be Assigned - Elect Ana Luiza Campos Garfinkel as Director | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 10.4 | Percentage of Votes to Be Assigned - Elect Marcio de Andrade Schettini as Director | Management | Yes | For | For | |||||||||||||
| 10.5 | Percentage of Votes to Be Assigned - Elect Pedro Luiz Cerize as Independent Director | Management | Yes | For | For | |||||||||||||
| 10.6 | Percentage of Votes to Be Assigned - Elect Paulo Sergio Kakinoff as Independent Director | Management | Yes | For | For | |||||||||||||
| 10.7 | Percentage of Votes to Be Assigned - Elect Patricia M. Muratori Calfat as Independent Director | Management | Yes | For | For | |||||||||||||
| 11 | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | Yes | For | For | |||||||||||||
| 12 | Approve Remuneration of Company’s Management and Fiscal Council | Management | Yes | Against | Against | |||||||||||||
| 13 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Management | Yes | For | For | |||||||||||||
| Porto Seguro SA | PSSA3 | P7905C107 | March 31, 2020 | 1 | Authorize Capitalization of Reserves Without Issuance of Shares and Amend Article 5 Accordingly | Management | Yes | For | For | |||||||||
| 2 | Amend Article 2 Re: Company Headquarters | Management | Yes | For | For | |||||||||||||
| 3 | Amend Article 14 | Management | Yes | For | For | |||||||||||||
| 4 | Amend Articles 18 and 22 | Management | Yes | For | For | |||||||||||||
| 5 | Consolidate Bylaws | Management | Yes | For | For | |||||||||||||
| The National Commercial Bank CJSC | 1180 | M7S2CL107 | March 31, 2020 | 1 | Approve Board Report on Company Operations for FY 2019 | Management | Yes | For | For | |||||||||
| 2 | Accept Financial Statements and Statutory Reports for FY 2019 | Management | Yes | For | For | |||||||||||||
| 3 | Approve Auditors’ Report on Company Financial Statements for FY 2019 | Management | Yes | For | For | |||||||||||||
| 4 | Approve Dividend of SAR 1.20 per Share for Second Half of FY 2019 | Management | Yes | For | For | |||||||||||||
| 5 | Ratify Distributed Dividend of SAR 1.10 per Share for First Half of FY 2019 | Management | Yes | For | For | |||||||||||||
| 6 | Approve Interim Dividends Semi Annually or Quarterly for FY 2020 | Management | Yes | For | For | |||||||||||||
| 7 | Ratify Auditors and Fix Their Remuneration for FY 2020 | Management | Yes | For | For | |||||||||||||
| 8 | Approve Remuneration of Directors of SAR 4,825,000 for FY 2019 | Management | Yes | For | For | |||||||||||||
| 9 | Approve Discharge of Directors for FY 2019 | Management | Yes | For | For | |||||||||||||
| 10 | Authorize Share Repurchase Program Up to 3,976,035 Shares to be Allocated to Employee Share Scheme | Management | Yes | For | For | |||||||||||||
| 11 | Approve Related Party Transactions | Management | Yes | Against | Against | |||||||||||||
| 12 | Approve Related Party Transactions Re: Bupa Arabia for Cooperative Insurance Company | Management | Yes | For | For | |||||||||||||
| 13 | Approve Related Party Transactions Re: SIMAH | Management | Yes | For | For | |||||||||||||
| 14 | Approve Related Party Transactions Re: SIMAH | Management | Yes | For | For | |||||||||||||
| 15 | Approve Related Party Transactions Re: SIMAH | Management | Yes | For | For | |||||||||||||
| 16 | Approve Related Party Transactions Re: SIMAH | Management | Yes | For | For | |||||||||||||
| 17 | Approve Related Party Transactions Re: SIMAH | Management | Yes | For | For | |||||||||||||
| 18 | Approve Related Party Transactions Re: STC Solutions | Management | Yes | For | For | |||||||||||||
| 19 | Approve Related Party Transactions Re: Saudi Accenture | Management | Yes | For | For | |||||||||||||
| 20 | Approve Related Party Transactions Re: STC Solutions | Management | Yes | For | For | |||||||||||||
| 21 | Approve Related Party Transactions Re: Saudi Mobily Company | Management | Yes | For | For | |||||||||||||
| 22 | Approve Related Party Transactions Re: Saudi Telecom Company | Management | Yes | For | For | |||||||||||||
| 23 | Approve Related Party Transactions Re: SIMAH | Management | Yes | For | For | |||||||||||||
| Raia Drogasil SA | RADL3 | P7942C102 | April 8, 2020 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019 | Management | Yes | For | For | |||||||||
| 2 | Approve Allocation of Income and Dividends | Management | Yes | For | For | |||||||||||||
| 3 | Approve Remuneration of Company’s Management | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 4 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Management | Yes | For | For | |||||||||||||
| 5.1 | Elect Gilberto Lerio as Fiscal Council Member and Flavio Stamm as Alternate | Management | Yes | Abstain | For | |||||||||||||
| 5.2 | Elect Fernando Carvalho Braga as Fiscal Council Member and Paulo Sergio Buzaid Tohme as Alternate | Management | Yes | Abstain | For | |||||||||||||
| 5.3 | Elect Mario Antonio Luiz Correa as Fiscal Council Member and Vivian do Valle Souza Leao Mikui as Alternate | Management | Yes | Abstain | For | |||||||||||||
| 6.1 | Elect Felipe Elias Ribeiro David as Fiscal Council Member and Marcello da Costa Silva as Alternate Appointed by Minority Shareholder | Share Holder | Yes | For | For | |||||||||||||
| 6.2 | Elect Robert Juenemann as Fiscal Council Member and Alessandra Eloy Gadelha as Alternate Appointed by Minority Shareholder | Share Holder | Yes | Abstain | For | |||||||||||||
| 7 | Approve Remuneration of Fiscal Council Members | Management | Yes | For | For | |||||||||||||
| 8 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | Management | Yes | For | For | |||||||||||||
| Raia Drogasil SA | RADL3 | P7942C102 | April 8, 2020 | 1 | Amend Article 3 Re: Corporate Purpose | Management | Yes | For | For | |||||||||
| 2 | Amend Articles 7 and 8 | Management | Yes | For | For | |||||||||||||
| 3 | Amend Articles 10 and 12 | Management | Yes | For | For | |||||||||||||
| 4 | Amend Article 14 | Management | Yes | For | For | |||||||||||||
| 5 | Consolidate Bylaws | Management | Yes | For | For | |||||||||||||
| 6 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | Management | Yes | For | For | |||||||||||||
| 7 | Amend Article 1 | Management | Yes | For | For | |||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | Y69790106 | April 9, 2020 | 1 | Approve 2019 Report of the Board of Directors | Management | Yes | For | For | |||||||||
| 2 | Approve 2019 Report of the Supervisory Committee | Management | Yes | For | For | |||||||||||||
| 3 | Approve 2019 Annual Report and Its Summary | Management | Yes | For | For | |||||||||||||
| 4 | Approve 2019 Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||||||
| 5 | Approve 2019 Profit Distribution Plan and Distribution of Final Dividends | Management | Yes | For | For | |||||||||||||
| 6 | Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 7 | Approve 2019 Performance Evaluation of Independent Non-Executive Directors | Management | Yes | For | For | |||||||||||||
| 8 | Approve Issuance of Debt Financing Instruments | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares | Management | Yes | Against | For | |||||||||||||
| 10 | Amend Articles of Association | Management | Yes | For | For | |||||||||||||
| 11 | Elect Lu Min as Director | Share Holder | Yes | For | For | |||||||||||||
| PT Bank Central Asia Tbk | BBCA | Y7123P138 | April 9, 2020 | 1 | Approve Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners | Management | Yes | For | For | |||||||||
| 2 | Approve Allocation of Income and Dividends | Management | Yes | For | For | |||||||||||||
| 3 | Approve Changes in Board of Directors | Management | Yes | For | For | |||||||||||||
| 4 | Approve Remuneration and Tantiem of Directors and Commissioners | Management | Yes | For | For | |||||||||||||
| 5 | Approve Auditors | Management | Yes | For | For | |||||||||||||
| 6 | Approve Payment of Interim Dividend | Management | Yes | For | For | |||||||||||||
| 7 | Approve Updates in the Company’s Recovery Plan | Management | Yes | For | For | |||||||||||||
| Yifeng Pharmacy Chain Co., Ltd. | 603939 | Y982AC104 | April 16, 2020 | 1 | Approve Comprehensive Credit Line Bank Application and Acceptance of Provision of Guarantee | Management | Yes | For | For | |||||||||
| 2 | Approve Amendments to Articles of Association | Management | Yes | For | For | |||||||||||||
| 3 | Elect Liu Yi as Supervisor | Management | Yes | For | For | |||||||||||||
| 4 | Approve Remuneration of Supervisors | Management | Yes | For | For | |||||||||||||
| Grupo Aeroportuario del Sureste SA de CV | ASURB | 40051E202 | April 23, 2020 | 1a | Approve CEO’s and Auditor’s Reports on Operations and Results of Company, and Board’s Opinion on Reports | Management | Yes | For | For | |||||||||
| 1b | Approve Board’s Report on Accounting Policies and Criteria for Preparation of Financial Statements | Management | Yes | For | For | |||||||||||||
| 1c | Approve Report on Activities and Operations Undertaken by Board | Management | Yes | For | For | |||||||||||||
| 1d | Approve Individual and Consolidated Financial Statements | Management | Yes | For | For | |||||||||||||
| 1e | Approve Report of Audit Committee’s Activities and Report on Company’s Subsidiaries | Management | Yes | For | For | |||||||||||||
| 1f | Approve Report on Adherence to Fiscal Obligations | Management | Yes | For | For | |||||||||||||
| 2a | Approve Increase in Legal Reserve by MXN 274.13 Million | Management | Yes | For | For | |||||||||||||
| 2b | Approve Cash Dividends of MXN 8.21 Per Series B and BB Shares | Management | Yes | For | For | |||||||||||||
| 2c | Set Maximum Amount of MXN 2.75 Billion for Share Repurchase; Approve Policy Related to Acquisition of Own Shares | Management | Yes | For | For | |||||||||||||
| 3a | Approve Discharge of Board of Directors and CEO | Management | Yes | For | For | |||||||||||||
| 3b.1 | Elect/Ratify Fernando Chico Pardo as Director | Management | Yes | For | For | |||||||||||||
| 3b.2 | Elect/Ratify Jose Antonio Perez Anton as Director | Management | Yes | For | For | |||||||||||||
| 3b.3 | Elect/Ratify Luis Chico Pardo as Director | Management | Yes | For | For | |||||||||||||
| 3b.4 | Elect/Ratify Aurelio Perez Alonso as Director | Management | Yes | For | For | |||||||||||||
| 3b.5 | Elect/Ratify Rasmus Christiansen as Director | Management | Yes | For | For | |||||||||||||
| 3b.6 | Elect/Ratify Francisco Garza Zambrano as Director | Management | Yes | For | For | |||||||||||||
| 3b.7 | Elect/Ratify Ricardo Guajardo Touche as Director | Management | Yes | For | For | |||||||||||||
| 3b.8 | Elect/Ratify Guillermo Ortiz Martinez as Director | Management | Yes | For | For | |||||||||||||
| 3b.9 | Elect/Ratify Barbara Garza Laguera Gonda as Director | Management | Yes | For | For | |||||||||||||
| 3b.10 | Elect/Ratify Rafael Robles Miaja as Secretary (Non-Member) of Board | Management | Yes | For | For | |||||||||||||
| 3b.11 | Elect/Ratify Ana Maria Poblanno Chanona as Alternate Secretary (Non-Member) of Board | Management | Yes | For | For | |||||||||||||
| 3c.1 | Elect/Ratify Ricardo Guajardo Touche as Chairman of Audit Committee | Management | Yes | For | For | |||||||||||||
| 3d.1 | Elect/Ratify Fernando Chico Pardo as Member of Nominations and Compensations Committee | Management | Yes | For | For | |||||||||||||
| 3d.2 | Elect/Ratify Jose Antonio Perez Anton as Member of Nominations and Compensations Committee | Management | Yes | For | For | |||||||||||||
| 3d.3 | Elect/Ratify Barbara Garza Laguera Gonda as Member of Nominations and Compensations Committee | Management | Yes | For | For | |||||||||||||
| 3e.1 | Approve Remuneration of Directors in the Amount of MXN 72,600 | Management | Yes | For | For | |||||||||||||
| 3e.2 | Approve Remuneration of Operations Committee in the Amount of MXN 72,600 | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 3e.3 | Approve Remuneration of Nominations and Compensations Committee in the Amount of MXN 72,600 | Management | Yes | For | For | |||||||||||||
| 3e.4 | Approve Remuneration of Audit Committee in the Amount of MXN 102,850 | Management | Yes | For | For | |||||||||||||
| 3e.5 | Approve Remuneration of Acquisitions and Contracts Committee in the Amount of MXN 24,200 | Management | Yes | For | For | |||||||||||||
| 4a | Authorize Claudio R. Gongora Morales to Ratify and Execute Approved Resolutions | Management | Yes | For | For | |||||||||||||
| 4b | Authorize Rafael Robles Miaja to Ratify and Execute Approved Resolutions | Management | Yes | For | For | |||||||||||||
| 4c | Authorize Ana Maria Poblanno Chanona to Ratify and Execute Approved Resolutions | Management | Yes | For | For | |||||||||||||
| Itau Unibanco Holding SA | ITUB4 | P5968U113 | April 28, 2020 | 1 | As a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | Yes | For | For | |||||||||
| 2 | In Case Neither Class of Shares Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? | Management | Yes | For | For | |||||||||||||
| 3 | Elect Eduardo Azevedo do Valle as Fiscal Council Member and Rene Guimaraes Andrich as Alternate Appointed by Preferred Shareholder | Share Holder | Yes | For | For | |||||||||||||
| Lojas Renner SA | LREN3 | P6332C102 | April 29, 2020 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019 | Management | Yes | For | For | |||||||||
| 2 | Approve Allocation of Income and Dividends | Management | Yes | For | For | |||||||||||||
| 3 | Fix Number of Directors at Eight | Management | Yes | For | For | |||||||||||||
| 4 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | Yes | Abstain | Against | |||||||||||||
| 5.1 | Elect Jose Gallo as Director | Management | Yes | For | For | |||||||||||||
| 5.2 | Elect Osvaldo Burgos Schirmer as Independent Director | Management | Yes | For | For | |||||||||||||
| 5.3 | Elect Carlos Fernando Couto de Oliveira Souto as Independent Director | Management | Yes | For | For | |||||||||||||
| 5.4 | Elect Fabio de Barros Pinheiro as Independent Director | Management | Yes | For | For | |||||||||||||
| 5.5 | Elect Thomas Bier Herrmann as Independent Director | Management | Yes | For | For | |||||||||||||
| 5.6 | Elect Juliana Rozenbaum Munemori as Independent Director | Management | Yes | For | For | |||||||||||||
| 5.7 | Elect Christiane Almeida Edington as Independent Director | Management | Yes | For | For | |||||||||||||
| 5.8 | Elect Alexandre Vartuli Gouvea as Independent Director | Management | Yes | For | For | |||||||||||||
| 6 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | Management | Yes | For | For | |||||||||||||
| 7.1 | Percentage of Votes to Be Assigned - Elect Jose Gallo as Director | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 7.2 | Percentage of Votes to Be Assigned - Elect Osvaldo Burgos Schirmer as Independent Director | Management | Yes | For | For | |||||||||||||
| 7.3 | Percentage of Votes to Be Assigned - Elect Carlos Fernando Couto de Oliveira Souto as Independent Director | Management | Yes | For | For | |||||||||||||
| 7.4 | Percentage of Votes to Be Assigned - Elect Fabio de Barros Pinheiro as Independent Director | Management | Yes | For | For | |||||||||||||
| 7.5 | Percentage of Votes to Be Assigned - Elect Thomas Bier Herrmann as Independent Director | Management | Yes | For | For | |||||||||||||
| 7.6 | Percentage of Votes to Be Assigned - Elect Juliana Rozenbaum Munemori as Independent Director | Management | Yes | For | For | |||||||||||||
| 7.7 | Percentage of Votes to Be Assigned - Elect Christiane Almeida Edington as Independent Director | Management | Yes | For | For | |||||||||||||
| 7.8 | Percentage of Votes to Be Assigned - Elect Alexandre Vartuli Gouvea as Independent Director | Management | Yes | For | For | |||||||||||||
| 8 | As a Shareholder, Would You like to Request the Election of a Board Representative in Accordance with Article 17 of the Company’s Bylaws? | Management | Yes | Abstain | Against | |||||||||||||
| 9 | Approve Remuneration of Company’s Management | Management | Yes | For | For | |||||||||||||
| 10 | Fix Number of Fiscal Council Members at Three | Management | Yes | For | For | |||||||||||||
| 11.1 | Elect Joarez Jose Piccinini as Fiscal Council Member and Roberto Zeller Branchi as Alternate | Management | Yes | For | For | |||||||||||||
| 11.2 | Elect Ricardo Zaffari Grechi as Fiscal Council Member and Roberto Frota Decourt as Alternate | Management | Yes | For | For | |||||||||||||
| 11.3 | Elect Estela Maris Vieira de Souza as Fiscal Council Member and Isabel Cristina Bittencourt Santiago as Alternate | Management | Yes | For | For | |||||||||||||
| 12 | Approve Remuneration of Fiscal Council Members | Management | Yes | For | For | |||||||||||||
| Yifeng Pharmacy Chain Co., Ltd. | 603939 | Y982AC104 | April 29, 2020 | 1 | Approve Report of the Board of Directors | Management | Yes | For | For | |||||||||
| 2 | Approve Report of the Board of Supervisors | Management | Yes | For | For | |||||||||||||
| 3 | Approve Annual Report and Summary | Management | Yes | For | For | |||||||||||||
| 4 | Approve Financial Statements | Management | Yes | For | For | |||||||||||||
| 5 | Approve Allocation of Income and Capitalization of Capital Reserves | Management | Yes | For | For | |||||||||||||
| 6 | Approve Report on the Usage of Previously Raised Funds | Management | Yes | For | For | |||||||||||||
| 7 | Approve to Appoint Auditor | Management | Yes | For | For | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | ADPV40583 | April 30, 2020 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019 | Management | Yes | For | For | |||||||||
| 2 | Approve Allocation of Income and Dividends | Management | Yes | For | For | |||||||||||||
| 3 | Approve Remuneration of Company’s Management | Management | Yes | For | For | |||||||||||||
| 4 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Management | Yes | For | For | |||||||||||||
| 5 | Elect Fiscal Council Members | Management | Yes | For | For | |||||||||||||
| 6 | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | Management | Yes | Against | Against | |||||||||||||
| 7 | Approve Remuneration of Fiscal Council Members | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | ADPV40583 | April 30, 2020 | 1 | Amend Articles to Reflect Changes in Capital | Management | Yes | For | For | |||||||||
| 2 | Amend Corporate Purpose | Management | Yes | For | For | |||||||||||||
| 3 | Amend Article | Management | Yes | For | For | |||||||||||||
| 4 | Remove Transitory Disposition in Article 79 | Management | Yes | For | For | |||||||||||||
| 5 | Approve Renumbering of Articles | Management | Yes | For | For | |||||||||||||
| 6 | Consolidate Bylaws | Management | Yes | For | For | |||||||||||||
| Banco Santander Chile SA | BSANTANDER | 05965X109 | April 30, 2020 | 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Allocation of Income and Dividends of CLP 0.88 Per Share | Management | Yes | For | For | |||||||||||||
| 3.1 | Reelect Claudio Melandri as Director | Management | Yes | For | For | |||||||||||||
| 3.2 | Reelect Rodrigo Vergara as Director | Management | Yes | For | For | |||||||||||||
| 3.3 | Reelect Orlando Poblete as Director | Management | Yes | For | For | |||||||||||||
| 3.4 | Reelect Juan Pedro Santa Maria as Director | Management | Yes | For | For | |||||||||||||
| 3.5 | Reelect Lucia Santa Cruz as Director | Management | Yes | For | For | |||||||||||||
| 3.6 | Reelect Ana Dorrego as Director | Management | Yes | For | For | |||||||||||||
| 3.7 | Reelect Rodrigo Echenique as Director | Management | Yes | For | For | |||||||||||||
| 3.8 | Reelect Felix de Vicente as Director | Management | Yes | For | For | |||||||||||||
| 3.9 | Reelect Alfonso Gomez as Director | Management | Yes | For | For | |||||||||||||
| 3.10 | Elect Victoria Hurtado Larrain as Director Nominated by AFP | Management | Yes | For | For | |||||||||||||
| 4.1 | Reelect Blanca Bustamante as Alternate Director | Management | Yes | For | For | |||||||||||||
| 4.2 | Reelect Oscar Von Chrismar as Alternate Director | Management | Yes | For | For | |||||||||||||
| 5 | Approve Remuneration of Directors | Management | Yes | For | For | |||||||||||||
| 6 | Appoint PricewaterhouseCoopers Consultores, Auditores y Compania Limitada as Auditors | Management | Yes | For | For | |||||||||||||
| 7 | Designate Fitch and Feller as Risk Assessment Companies | Management | Yes | For | For | |||||||||||||
| 8 | Approve Remuneration and Budget of Directors’ Committee and Audit Committee; Receive Directors and Audit Committee’s Report | Management | Yes | For | For | |||||||||||||
| Network International Holdings Plc | NETW | G6457T104 | April 30, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 3 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 4 | Elect Rohinton Kalifa as Director | Management | Yes | For | For | |||||||||||||
| 5 | Elect Simon Haslam as Director | Management | Yes | For | For | |||||||||||||
| 6 | Elect Darren Pope as Director | Management | Yes | For | For | |||||||||||||
| 7 | Elect Victoria Hull as Director | Management | Yes | For | For | |||||||||||||
| 8 | Elect Habib Al Mulla as Director | Management | Yes | For | For | |||||||||||||
| 9 | Elect Suryanarayan Subramanian as Director | Management | Yes | For | For | |||||||||||||
| 10 | Elect Ali Mazanderani as Director | Management | Yes | For | For | |||||||||||||
| 11 | Elect Anil Dua as Director | Management | Yes | For | For | |||||||||||||
| 12 | Appoint KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 13 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 14 | Authorise EU Political Donations and Expenditure | Management | Yes | For | For | |||||||||||||
| 15 | Authorise Issue of Equity | Management | Yes | For | For | |||||||||||||
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | |||||||||||||
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | Yes | For | For | |||||||||||||
| 18 | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 19 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Management | Yes | For | For | |||||||||||||
| 20 | Amend Terms of the Management Incentive Award Plan and IPO Cash Bonus | Management | Yes | For | For | |||||||||||||
| 21 | Amend Long Term Incentive Plan | Management | Yes | For | For | |||||||||||||
| XP, Inc. | XP | G98239109 | April 30, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Management Accounts for the Fiscal Year Ended December 31, 2019 | Management | Yes | For | For | |||||||||||||
| 3 | Elect Director Ricardo Baldin | Management | Yes | For | For | |||||||||||||
| BIM Birlesik Magazalar AS | BIMAS | M2014F102 | May 5, 2020 | 1 | Open Meeting, Elect Presiding Council of Meeting and Authorize Presiding Council to Sign Minutes of Meeting | Management | Yes | For | For | |||||||||
| 2 | Accept Board Report | Management | Yes | For | For | |||||||||||||
| 3 | Accept Audit Report | Management | Yes | For | For | |||||||||||||
| 4 | Accept Financial Statements | Management | Yes | For | For | |||||||||||||
| 5 | Approve Discharge of Board | Management | Yes | For | For | |||||||||||||
| 6 | Approve Allocation of Income | Management | Yes | For | For | |||||||||||||
| 7 | Amend Company Articles | Management | Yes | For | For | |||||||||||||
| 8 | Elect Directors and Approve Their Remuneration | Management | Yes | For | For | |||||||||||||
| 9 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose and Receive Information in Accordance to Article 1.3.6 of Corporate Governance Principles | Management | Yes | For | For | |||||||||||||
| 13 | Ratify External Auditors | Management | Yes | For | For | |||||||||||||
| X5 Retail Group | NV FIVE | 98387E205 | May 12, 2020 | 3.A | Approve Remuneration Report | Management | Yes | Against | Against | |||||||||
| 3.C | Adopt Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||||||
| 3.D | Approve Dividends of RUB 110.47 per Share | Management | Yes | For | For | |||||||||||||
| 4.A | Approve Discharge of Management Board | Management | Yes | For | For | |||||||||||||
| 4.B | Approve Discharge of Supervisory Board | Management | Yes | For | For | |||||||||||||
| 5 | Amend Remuneration Policy for Management Board | Management | Yes | Against | Against | |||||||||||||
| 6 | Elect Marat Atnashev to Supervisory Board | Management | Yes | For | For | |||||||||||||
| 7.A | Amend Remuneration Policy for Supervisory Board | Management | Yes | Against | Against | |||||||||||||
| 7.B | Approve Restricted Stock Grants to Supervisory Board Members | Management | Yes | Against | Against | |||||||||||||
| 8.A | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | Yes | For | For | |||||||||||||
| 8.B | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | Yes | For | For | |||||||||||||
| 8.C | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 9 | Appoint Ernst & Young as Auditors | Management | Yes | For | For | |||||||||||||
| ENN Energy Holdings Ltd. | 2688 | G3066L101 | May 13, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 3a1 | Elect Han Jishen as Director | Management | Yes | For | For | |||||||||||||
| 3a2 | Elect Zhang Yuying as Director | Management | Yes | For | For | |||||||||||||
| 3a3 | Elect Wang Dongzhi as Director | Management | Yes | For | For | |||||||||||||
| 3a4 | Elect Jin Yongsheng as Director | Management | Yes | For | For | |||||||||||||
| 3a5 | Elect Law Yee Kwan, Quinn as Director | Management | Yes | For | For | |||||||||||||
| 3b | Authorize Board to Fix Remuneration of Directors | Management | Yes | For | For | |||||||||||||
| 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | For | For | |||||||||||||
| 6 | Authorize Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| Tencent Holdings Limited | 700 | G87572163 | May 13, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 3a | Elect Lau Chi Ping Martin as Director | Management | Yes | For | For | |||||||||||||
| 3b | Elect Charles St Leger Searle as Director | Management | Yes | For | For | |||||||||||||
| 3c | Elect Ke Yang as Director | Management | Yes | For | For | |||||||||||||
| 3d | Authorize Board to Fix Remuneration of Directors | Management | Yes | For | For | |||||||||||||
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against | |||||||||||||
| 6 | Authorize Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 7 | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | Against | |||||||||||||
| 8 | Amend the Existing Amended and Restated Memorandum of Association and Articles of Association and Adopt Second Amended and Restated Memorandum of Association and Articles of Association | Management | Yes | For | For | |||||||||||||
| Universal Robina Corporation | URC | Y9297P100 | May 14, 2020 | 1 | Approve the Minutes of the Annual Meeting of the Stockholders Held on May 29, 2019 | Management | Yes | For | For | |||||||||
| 2 | Approve Financial Statements For the Preceding Year | Management | Yes | For | For | |||||||||||||
| 3.1 | Elect James L. Go as Director | Management | Yes | Against | Against | |||||||||||||
| 3.2 | Elect Lance Y. Gokongwei as Director | Management | Yes | For | For | |||||||||||||
| 3.3 | Elect Patrick Henry C. Go as Director | Management | Yes | Against | Against | |||||||||||||
| 3.4 | Elect Johnson Robert G. Go, Jr. as Director | Management | Yes | Against | Against | |||||||||||||
| 3.5 | Elect Irwin C. Lee as Director | Management | Yes | For | For | |||||||||||||
| 3.6 | Elect Wilfrido E. Sanchez as Director | Management | Yes | For | For | |||||||||||||
| 3.7 | Elect Cesar V. Purisima as Director | Management | Yes | For | For | |||||||||||||
| 4 | Appoint SyCip Gorres Velayo & Co. as External Auditor | Management | Yes | For | For | |||||||||||||
| 5 | Ratify Acts of the Board of Directors and Its Committees, Officers and Management | Management | Yes | For | For | |||||||||||||
| 6 | Approve Other Matters | Management | Yes | Against | Against | |||||||||||||
| Hangzhou Hikvision Digital Technology Co., Ltd. | 002415 | Y3038Z105 | May 15, 2020 | 1 | Approve Annual Report and Summary | Management | Yes | For | For | |||||||||
| 2 | Approve Report of the Board of Directors | Management | Yes | For | For | |||||||||||||
| 3 | Approve Report of the Board of Supervisors | Management | Yes | For | For | |||||||||||||
| 4 | Approve Financial Statements | Management | Yes | For | For | |||||||||||||
| 5 | Approve Profit Distribution | Management | Yes | For | For | |||||||||||||
| 6 | Approve Internal Control Self-Evaluation Report | Management | Yes | For | For | |||||||||||||
| 7 | Approve to Appoint Auditor | Management | Yes | For | For | |||||||||||||
| 8 | Approve Related Party Transaction | Management | Yes | For | For | |||||||||||||
| 9 | Approve Application of Credit Lines | Management | Yes | For | For | |||||||||||||
| 10 | Approve Provision of Guarantee | Management | Yes | Against | Against | |||||||||||||
| 11 | Approve Financial Services Agreement | Management | Yes | Against | Against | |||||||||||||
| 12 | Approve Provision of Guarantee to Controlled Subsidiary | Management | Yes | For | For | |||||||||||||
| 13 | Approve Repurchase and Cancellation of Performance Shares | Management | Yes | For | For | |||||||||||||
| 14 | Approve Foreign Exchange Hedging Transactions | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 15 | Approve to Adjust the Third Unlocking Period Performance Evaluation Benchmarking Enterprise in Connection to Performance Share Incentive Plan | Management | Yes | For | For | |||||||||||||
| 16 | Amend the Company’s Performance Evaluation Indicators in Connection to Performance Share Incentive Plan | Management | Yes | For | For | |||||||||||||
| 17 | Approve Financial Assistance Provision | Management | Yes | Against | Against | |||||||||||||
| 18 | Approve Provision of Guarantee by Controlled Subsidiary | Management | Yes | For | For | |||||||||||||
| Hengan International Group Company Limited | 1044 | G4402L151 | May 21, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Elect Hui Lin Chit as Director | Management | Yes | For | For | |||||||||||||
| 4 | Elect Hung Ching Shan as Director | Management | Yes | For | For | |||||||||||||
| 5 | Elect Xu Shui Shen as Director | Management | Yes | For | For | |||||||||||||
| 6 | Elect Xu Chun Man as Director | Management | Yes | For | For | |||||||||||||
| 7 | Elect Chan Henry as Director | Management | Yes | Against | Against | |||||||||||||
| 8 | Authorize Board to Fix Remuneration of Directors | Management | Yes | For | For | |||||||||||||
| 9 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | Against | Against | |||||||||||||
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against | |||||||||||||
| 11 | Authorize Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 12 | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | Against | |||||||||||||
| China Resources Beer (Holdings) Company Limited | 291 | Y15037107 | May 22, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 3.1 | Elect Hou Xiaohai as Director | Management | Yes | For | For | |||||||||||||
| 3.2 | Elect Lai Po Sing, Tomakin as Director | Management | Yes | For | For | |||||||||||||
| 3.3 | Elect Tuen-Muk Lai Shu as Director | Management | Yes | For | For | |||||||||||||
| 3.4 | Elect Li Ka Cheung, Eric as Director | Management | Yes | For | For | |||||||||||||
| 3.5 | Elect Cheng Mo Chi, Moses as Director | Management | Yes | Against | Against | |||||||||||||
| 3.6 | Authorize Board to Fix Remuneration of Directors | Management | Yes | For | For | |||||||||||||
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 5 | Authorize Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against | |||||||||||||
| 7 | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | Against | |||||||||||||
| Midea Group Co. Ltd. | 000333 | Y6S40V103 | May 22, 2020 | 1 | Approve Report of the Board of Directors | Management | Yes | For | For | |||||||||
| 2 | Approve Report of the Board of Supervisors | Management | Yes | For | For | |||||||||||||
| 3 | Approve Annual Report and Summary | Management | Yes | For | For | |||||||||||||
| 4 | Approve Financial Statements | Management | Yes | For | For | |||||||||||||
| 5 | Approve Profit Distribution | Management | Yes | For | For | |||||||||||||
| 6 | Approve Draft and Summary on Stock Option Incentive Plan | Management | Yes | For | For | |||||||||||||
| 7 | Approve Methods to Assess the Performance of Stock Option Incentive Plan Participants | Management | Yes | For | For | |||||||||||||
| 8 | Approve Authorization of the Board to Handle All Related Matters to Stock Option Incentive Plan | Management | Yes | For | For | |||||||||||||
| 9 | Approve Draft and Summary on Performance Share Incentive Plan | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 10 | Approve Methods to Assess the Performance of Performance Share Incentive Plan Participants | Management | Yes | For | For | |||||||||||||
| 11 | Approve Authorization of the Board to Handle All Related Matters to Performance Share Incentive Plan | Management | Yes | For | For | |||||||||||||
| 12 | Approve Share Purchase Plan (Draft) and Summary Phase VI | Management | Yes | For | For | |||||||||||||
| 13 | Approve Authorization of the Board to Handle All Related Matters to Share Purchase Plan Phase VI | Management | Yes | For | For | |||||||||||||
| 14 | Approve Draft and Summary on Share Purchase Plan Phase III | Management | Yes | For | For | |||||||||||||
| 15 | Approve Authorization of the Board to Handle All Related Matters to Share Purchase Plan Phase III | Management | Yes | For | For | |||||||||||||
| 16 | Approve Provision of Guarantee | Management | Yes | For | For | |||||||||||||
| 17 | Approve Related Party Transaction | Management | Yes | For | For | |||||||||||||
| 18 | Approve to Appoint Auditor | Management | Yes | For | For | |||||||||||||
| 19 | Approve Amendments to Articles of Association | Management | Yes | For | For | |||||||||||||
| 20 | Approve Management System of Raised Funds | Management | Yes | For | For | |||||||||||||
| 21 | Approve Purchase of Liability Insurance for Directors, Supervisors and Senior Management Members | Management | Yes | For | For | |||||||||||||
| Sunny Optical Technology (Group) Company Limited | 2382 | G8586D109 | May 22, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 3a | Elect Ye Liaoning as Director | Management | Yes | For | For | |||||||||||||
| 3b | Elect Wang Wenjie as Director | Management | Yes | For | For | |||||||||||||
| 3c | Elect Wang Wenjian as Director | Management | Yes | For | For | |||||||||||||
| 3d | Authorize Board to Fix Remuneration of Directors | Management | Yes | For | For | |||||||||||||
| 4 | Approve Deloitte Touche Tohmatsu as External Auditor and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against | |||||||||||||
| 6 | Authorize Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 7 | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | Against | |||||||||||||
| Suzano SA | SUZB3 | P8T20U187 | May 22, 2020 | 1 | Accept Management Statements for Fiscal Year Ended Dec. 31, 2019 | Management | Yes | For | For | |||||||||
| 2 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019 | Management | Yes | For | For | |||||||||||||
| 3 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | Yes | Abstain | Against | |||||||||||||
| 4 | Elect Directors | Management | Yes | For | For | |||||||||||||
| 5 | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | Management | Yes | Against | Against | |||||||||||||
| 6 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | Management | Yes | For | For | |||||||||||||
| 7.1 | Percentage of Votes to Be Assigned - Elect David Feffer as Director | Management | Yes | For | For | |||||||||||||
| 7.2 | Percentage of Votes to Be Assigned - Elect Claudio Thomaz Lobo Sonder as Director | Management | Yes | For | For | |||||||||||||
| 7.3 | Percentage of Votes to Be Assigned - Elect Daniel Feffer as Director | Management | Yes | For | For | |||||||||||||
| 7.4 | Percentage of Votes to Be Assigned - Elect Ana Paula Pessoa as Independent Director | Management | Yes | For | For | |||||||||||||
| 7.5 | Percentage of Votes to Be Assigned - Elect Maria Priscila Rodini Vansetti Machado as Independent Director | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 7.6 | Percentage of Votes to Be Assigned - Elect Nildemar Secches as Independent Director | Management | Yes | For | For | |||||||||||||
| 7.7 | Percentage of Votes to Be Assigned - Elect Rodrigo Kede de Freitas Lima as Independent Director | Management | Yes | For | For | |||||||||||||
| 7.8 | Percentage of Votes to Be Assigned - Elect Rodrigo Calvo Galindo as Independent Director | Management | Yes | For | For | |||||||||||||
| 7.9 | Percentage of Votes to Be Assigned - Elect Paulo Rogerio Caffarelli as Independent Director | Management | Yes | For | For | |||||||||||||
| 8 | Approve Remuneration of Company’s Management and Fiscal Council | Management | Yes | For | For | |||||||||||||
| 9 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Management | Yes | For | For | |||||||||||||
| 10.1 | Elect Luiz Augusto Marques Paes as Fiscal Council Member and Roberto Figueiredo Mello as Alternate | Management | Yes | Abstain | Against | |||||||||||||
| 10.2 | Elect Rubens Barletta as Fiscal Council Member and Luiz Gonzaga Ramos Schubert as Alternate | Management | Yes | Abstain | Against | |||||||||||||
| 11 | Elect Eraldo Soares Pecanha as Fiscal Council Member and Kurt Janos Toth as Alternate Appointed by Minority Shareholder | Share Holder | Yes | For | For | |||||||||||||
| 12 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | Management | Yes | For | For | |||||||||||||
| 13 | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | Yes | For | For | |||||||||||||
| 14 | Fix Number of Directors at Ten | Management | Yes | For | For | |||||||||||||
| 15 | Elect Helio Lima Magalhaes as Director Appointed by Minority Shareholder | Share Holder | Yes | For | For | |||||||||||||
| Suzano SA | SUZB3 | P8T20U187 | May 22, 2020 | 1 | Approve Agreement to Absorb Suzano Participacoes do Brasil Ltda. | Management | Yes | For | For | |||||||||
| 2 | Ratify PricewaterhouseCoopers Auditores Independentes as Independent Firm to Appraise Proposed Transaction | Management | Yes | For | For | |||||||||||||
| 3 | Approve Independent Firm’s Appraisal | Management | Yes | For | For | |||||||||||||
| 4 | Approve Absorption of Suzano Participacoes do Brasil Ltda. | Management | Yes | For | For | |||||||||||||
| 5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | Yes | For | For | |||||||||||||
| 6 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | Management | Yes | For | For | |||||||||||||
| Sino Biopharmaceutical Ltd. | 1177 | G8167W138 | May 26, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Elect Cheng Cheung Ling as Director | Management | Yes | For | For | |||||||||||||
| 4 | Elect Tse, Eric S Y as Director | Management | Yes | For | For | |||||||||||||
| 5 | Elect Wang Shanchun as Director | Management | Yes | Against | Against | |||||||||||||
| 6 | Elect Tian Zhoushan as Director | Management | Yes | For | For | |||||||||||||
| 7 | Elect Lu Zhengfei as Director | Management | Yes | For | For | |||||||||||||
| 8 | Elect Li Dakui as Director | Management | Yes | For | For | |||||||||||||
| 9 | Authorize Board to Fix Remuneration of Director | Management | Yes | For | For | |||||||||||||
| 10 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 11A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against | |||||||||||||
| 11B | Authorize Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 11C | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | Against | |||||||||||||
| AIA Group Limited | 1299 | Y002A1105 | May 29, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Elect Edmund Sze-Wing Tse as Director | Management | Yes | For | For | |||||||||||||
| 4 | Elect Jack Chak-Kwong So as Director | Management | Yes | For | For | |||||||||||||
| 5 | Elect Mohamed Azman Yahya Director | Management | Yes | For | For | |||||||||||||
| 6 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 7A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | For | For | |||||||||||||
| 7B | Authorize Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 8 | Approve New Share Option Scheme and Terminate Existing Share Option Scheme | Management | Yes | For | For | |||||||||||||
| Anhui Conch Cement Company Limited | 914 | Y01373102 | May 29, 2020 | 1 | Approve 2019 Report of the Board of Directors | Management | Yes | For | For | |||||||||
| 2 | Approve 2019 Report of the Supervisory Committee | Management | Yes | For | For | |||||||||||||
| 3 | Approve 2019 Audited Financial Reports | Management | Yes | For | For | |||||||||||||
| 4 | Approve KPMG Huazhen LLP as PRC and Internal Control Auditor, KPMG as International Financial Auditor, and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 5 | Approve 2019 Profit Appropriation Proposal and Declaration of Final Dividend | Management | Yes | For | For | |||||||||||||
| 6 | Approve Provision of Guarantee to Subsidiaries and Invested Companies | Management | Yes | For | For | |||||||||||||
| 7 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | Yes | For | For | |||||||||||||
| 8 | Approve Amendments to Articles of Association | Management | Yes | For | For | |||||||||||||
| 9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against | |||||||||||||
| Capitec Bank Holdings Ltd. | CPI | S15445109 | May 29, 2020 | 1 | Re-elect Michiel du Pre le Roux as Director | Management | Yes | For | For | |||||||||
| 2 | Re-elect Kabelo Makwane as Director | Management | Yes | For | For | |||||||||||||
| 3 | Re-elect Chris Otto as Director | Management | Yes | For | For | |||||||||||||
| 4 | Elect Santie Botha as Director | Management | Yes | For | For | |||||||||||||
| 5 | Elect Emma Mashilwane as Director | Management | Yes | For | For | |||||||||||||
| 6 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company | Management | Yes | For | For | |||||||||||||
| 7 | Appoint Deloitte & Touche as Auditors of the Company | Management | Yes | For | For | |||||||||||||
| 8 | Authorise Specific Issue of Loss Absorbent Convertible Capital Securities for Cash | Management | Yes | For | For | |||||||||||||
| 9 | Authorise Board to Issue Shares for Cash | Management | Yes | For | For | |||||||||||||
| 10 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 11 | Approve Implementation Report of Remuneration Policy | Management | Yes | For | For | |||||||||||||
| Capitec Bank Holdings Ltd. | CPI | S15445109 | May 29, 2020 | 1 | Approve Non-executive Directors’ Remuneration | Management | Yes | For | For | |||||||||
| 2 | Authorise Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 3 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Management | Yes | For | For | |||||||||||||
| 4 | Approve Financial Assistance in Respect of the Restricted Share Plan | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| China Longyuan Power Group Corporation Limited | 916 | Y1501T101 | May 29, 2020 | 1 | Approve 2019 Report of the Board of Directors | Management | Yes | For | For | |||||||||
| 2 | Approve 2019 Report of the Supervisory Board | Management | Yes | For | For | |||||||||||||
| 3 | Approve 2019 Independent Auditor’s Report and Audited Financial Statements | Management | Yes | For | For | |||||||||||||
| 4 | Approve 2019 Final Financial Accounts Report | Management | Yes | For | For | |||||||||||||
| 5 | Approve 2019 Profit Distribution Plan | Management | Yes | For | For | |||||||||||||
| 6 | Approve 2020 Financial Budget Plan | Management | Yes | Against | For | |||||||||||||
| 7 | Approve Remuneration Plan of Directors and Supervisors | Management | Yes | For | For | |||||||||||||
| 8 | Approve Baker Tilly China Certified Public Accountants LLP as PRC Auditor and Authorize the Audit Committee of the Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 9 | Approve Ernst & Young as International Auditor and Authorize the Audit Committee of the Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 10 | Amend Articles of Association | Management | Yes | For | For | |||||||||||||
| 11 | Approve General Mandate to Apply for Registration and Issuance of Debt Financing Instruments in the PRC | Management | Yes | For | For | |||||||||||||
| 12 | Approve Application for Registration and Issuance of Debt Financing Instruments of Non-Financial Enterprises in the PRC | Management | Yes | For | For | |||||||||||||
| 13 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against | |||||||||||||
| China Longyuan Power Group Corporation Limited | 916 | Y1501T101 | May 29, 2020 | 1 | Amend Articles of Association | Management | Yes | For | For | |||||||||
| Gree Electric Appliances, Inc. of Zhuhai | 000651 | Y2882R102 | June 1, 2020 | 1 | Approve Report of the Board of Directors | Management | Yes | For | For | |||||||||
| 2 | Approve Report of the Board of Supervisors | Management | Yes | For | For | |||||||||||||
| 3 | Approve Financial Report | Management | Yes | For | For | |||||||||||||
| 4 | Approve Annual Report and Summary | Management | Yes | For | For | |||||||||||||
| 5 | Approve Profit Distribution | Management | Yes | For | For | |||||||||||||
| 6 | Approve Appointment of Auditor | Management | Yes | For | For | |||||||||||||
| 7 | Approve Special Report on Foreign Exchange Derivatives Trading Business | Management | Yes | For | For | |||||||||||||
| 8 | Approve Use of Own Idle Funds for Investment in Financial Products | Management | Yes | Against | Against | |||||||||||||
| 9 | Approve Daily Related-Party Transactions | Management | Yes | For | For | |||||||||||||
| 10 | Amend Articles of Association | Management | Yes | For | For | |||||||||||||
| Tenaris SA | TEN | 88031M109 | June 2, 2020 | 1 | Receive and Approve Board’s and Auditor’s Reports Re: Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||||||
| 3 | Approve Financial Statements | Management | Yes | For | For | |||||||||||||
| 4 | Approve Allocation of Income and Dividends | Management | Yes | For | For | |||||||||||||
| 5 | Approve Discharge of Directors | Management | Yes | For | For | |||||||||||||
| 6 | Elect Directors (Bundled) | Management | Yes | For | For | |||||||||||||
| 7 | Approve Remuneration Policy | Management | Yes | Against | Against | |||||||||||||
| 8 | Approve Remuneration Report | Management | Yes | Against | Against | |||||||||||||
| 9 | Appoint Auditor | Management | Yes | For | For | |||||||||||||
| 10 | Approve Share Repurchase | Management | Yes | Against | Against | |||||||||||||
| 11 | Allow Electronic Distribution of Company Documents to Shareholders | Management | Yes | For | For | |||||||||||||
| Tenaris SA | TEN | 88031M109 | June 2, 2020 | 1 | Approve Renewal of the Share Capital Authorization of the Company | Management | Yes | Against | Against | |||||||||
| Tenaris SA | TEN | 88031M109 | June 2, 2020 | 1 | Receive and Approve Board’s and Auditor’s Reports Re: Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||||||
| 3 | Approve Financial Statements | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 4 | Approve Allocation of Income and Dividends | Management | Yes | For | For | |||||||||||||
| 5 | Approve Discharge of Directors | Management | Yes | For | For | |||||||||||||
| 6 | Elect Directors (Bundled) | Management | Yes | For | For | |||||||||||||
| 7 | Approve Remuneration Policy | Management | Yes | Against | Against | |||||||||||||
| 8 | Approve Remuneration Report | Management | Yes | Against | Against | |||||||||||||
| 9 | Appoint Auditor | Management | Yes | For | For | |||||||||||||
| 10 | Approve Share Repurchase | Management | Yes | Against | For | |||||||||||||
| 11 | Allow Electronic Distribution of Company Documents to Shareholders | Management | Yes | For | For | |||||||||||||
| Tenaris SA | TEN | 88031M109 | June 2, 2020 | 1 | Approve Renewal of the Share Capital Authorization of the Company | Management | Yes | Against | Against | |||||||||
| Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | June 3, 2020 | A1.a | Amend Articles 24.4 Re: Participation and Decisions in a Meeting | Management | Yes | For | For | |||||||||
| A1.b | Amend Articles Re: Distributions of Interim Dividends | Management | Yes | For | For | |||||||||||||
| A1.c | Amend Articles of Association Re: Alignment on the Rules of Code on Companies and Associations | Management | Yes | For | For | |||||||||||||
| B5 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.30 per Share | Management | Yes | For | For | |||||||||||||
| B6 | Approve Discharge of Directors | Management | Yes | For | For | |||||||||||||
| B7 | Approve Discharge of Auditors | Management | Yes | For | For | |||||||||||||
| B8.a | Reelect Michele Burns as Independent Director | Management | Yes | For | For | |||||||||||||
| B8.b | Reelect Elio Leoni Sceti as Independent Director | Management | Yes | For | For | |||||||||||||
| B8.c | Reelect Alexandre Van Damme as Director | Management | Yes | Against | Against | |||||||||||||
| B8.d | Reelect Gregoire de Spoelberch as Director | Management | Yes | Against | Against | |||||||||||||
| B8.e | Reelect Paul Cornet de Ways Ruart as Director | Management | Yes | Against | Against | |||||||||||||
| B8.f | Reelect Paulo Lemann as Director | Management | Yes | Against | Against | |||||||||||||
| B8.g | Reelect Maria Asuncion Aramburuzabala as Director | Management | Yes | Against | Against | |||||||||||||
| B8.h | Elect Roberto Thompson Motta as Director | Management | Yes | Against | Against | |||||||||||||
| B8.i | Reelect Martin J. Barrington as Director | Management | Yes | Against | Against | |||||||||||||
| B8.j | Reelect William F. Gifford, Jr. as Director | Management | Yes | Against | Against | |||||||||||||
| B8.k | Reelect Alejandro Santo Domingo Davila as Director | Management | Yes | Against | Against | |||||||||||||
| B9 | Approve Remuneration Report | Management | Yes | Against | Against | |||||||||||||
| C10 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | Yes | For | For | |||||||||||||
| China Mengniu Dairy Company Limited | 2319 | G21096105 | June 3, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 3a | Elect Jeffrey, Minfang Lu as Director and Authorize Board to Fix His Remuneration | Management | Yes | For | For | |||||||||||||
| 3b | Elect Jiao Shuge (alias Jiao Zhen) as Director and Authorize Board to Fix His Remuneration | Management | Yes | Against | Against | |||||||||||||
| 3c | Elect Julian Juul Wolhardt as Director and Authorize Board to Fix His Remuneration | Management | Yes | Against | Against | |||||||||||||
| 3d | Elect Meng Fanjie as Director and Authorize Board to Fix His Remuneration | Management | Yes | For | For | |||||||||||||
| 4 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | Against | Against | |||||||||||||
| 5 | Authorize Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against | |||||||||||||
| 7 | Approve the Amendment to the Terms of the Options Granted Under the Share Option Scheme | Management | Yes | For | For | |||||||||||||
| Credicorp Ltd. | BAP | G2519Y108 | June 5, 2020 | 1 | Present 2019 Annual Report | Management | Yes | For | ||||||||||
| 2 | Present Audited Consolidated Financial Statements of Credicorp and its Subsidiaries for FY 2019, Including External Auditors’ Report | Management | Yes | For | For | |||||||||||||
| 3.1 | Elect Antonio Abruna Puyol as Director | Management | Yes | For | For | |||||||||||||
| 3.2 | Elect Maite Aranzabal Harreguy as Director | Management | Yes | For | For | |||||||||||||
| 3.3 | Elect Fernando Fort Marie as Director | Management | Yes | For | For | |||||||||||||
| 3.4 | Elect Alexandre Gouvea as Director | Management | Yes | For | For | |||||||||||||
| 3.5 | Elect Patricia Lizarraga Guthertz as Director | Management | Yes | For | For | |||||||||||||
| 3.6 | Elect Raimundo Morales Dasso as Director | Management | Yes | For | For | |||||||||||||
| 3.7 | Elect Irzio Pinasco Menchelli as Director | Management | Yes | For | For | |||||||||||||
| 3.8 | Elect Luis Enrique Romero Belismelis as Director | Management | Yes | For | For | |||||||||||||
| 4 | Approve Remuneration of Directors | Management | Yes | For | For | |||||||||||||
| 5.1 | Amend Article 2.6 Re: Transfer of Shares | Management | Yes | For | For | |||||||||||||
| 5.2 | Amend Article 3.4.2 Re: Mechanisms for Appointment of Proxy | Management | Yes | For | For | |||||||||||||
| 5.3 | Amend Article 4.11 Re: Increase in Number of Directors | Management | Yes | For | For | |||||||||||||
| 5.4 | Amend Article 4.15 Re: Notice of Board Meetings and Participation of Directors in Board Meetings | Management | Yes | For | For | |||||||||||||
| 5.5 | Amend Article 4.16.1 Re: Quorum for Transaction of Business at Board Meetings | Management | Yes | For | For | |||||||||||||
| 6 | Ratify PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| MercadoLibre, Inc. | MELI | 58733R102 | June 8, 2020 | 1.1 | Elect Director Susan Segal | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Mario Eduardo Vazquez | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Alejandro Nicolas Aguzin | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify Deloitte & Co. S.A. as Auditors | Management | Yes | For | For | |||||||||||||
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | June 9, 2020 | 1 | Approve Business Operations Report and Financial Statements | Management | Yes | For | For | |||||||||
| 2 | Amend Procedures for Lending Funds to Other Parties | Management | Yes | For | For | |||||||||||||
| 3.1 | Elect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director | Management | Yes | For | For | |||||||||||||
| Kweichow Moutai Co., Ltd. | 600519 | Y5070V116 | June 10, 2020 | 1 | Approve Report of the Board of Directors | Management | Yes | For | For | |||||||||
| 2 | Approve Report of the Board of Supervisors | Management | Yes | For | For | |||||||||||||
| 3 | Approve Annual Report and Summary | Management | Yes | For | For | |||||||||||||
| 4 | Approve Financial Statements | Management | Yes | For | For | |||||||||||||
| 5 | Approve Financial Budget Report | Management | Yes | For | For | |||||||||||||
| 6 | Approve Profit Distribution | Management | Yes | For | For | |||||||||||||
| 7 | Approve Report of the Independent Directors | Management | Yes | For | For | |||||||||||||
| 8 | Approve to Appoint Financial and Internal Control Auditor | Management | Yes | For | For | |||||||||||||
| 9.1 | Elect Gao Weidong as Non-Independent Director | Management | Yes | For | For | |||||||||||||
| 9.2 | Elect Li Jingren as Non-Independent Director | Management | Yes | For | For | |||||||||||||
| 9.3 | Elect Wang Yan as Non-Independent Director | Management | Yes | For | For | |||||||||||||
| 10.1 | Elect Li Botan as Independent Director | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 10.2 | Elect Lu Jinhai as Independent Director | Management | Yes | For | For | |||||||||||||
| 10.3 | Elect Xu Dingbo as Independent Director | Management | Yes | For | For | |||||||||||||
| 10.4 | Elect Zhang Jingzhong as Independent Director | Management | Yes | For | For | |||||||||||||
| 11.1 | Elect You Yalin as Supervisor | Management | Yes | For | For | |||||||||||||
| 11.2 | Elect Che Xingyu as Supervisor | Management | Yes | For | For | |||||||||||||
| LARGAN Precision Co., Ltd. | 3008 | Y52144105 | June 10, 2020 | 1 | Approve Business Operations Report and Financial Statements | Management | Yes | For | For | |||||||||
| June 10, 2020 | 2 | Approve Profit Distribution | Management | Yes | For | For | ||||||||||||
| Sanlam Ltd. | SLM | S7302C137 | June 10, 2020 | 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2019 | Management | Yes | For | For | |||||||||
| 2 | Reappoint Ernst & Young Inc as Auditors with C du Toit as the Individual and Designated Auditor | Management | Yes | For | For | |||||||||||||
| 3 | Appoint KPMG Inc as Joint Auditors | Management | Yes | For | For | |||||||||||||
| 4.1 | Elect Andrew Birrell as Director | Management | Yes | For | For | |||||||||||||
| 4.2 | Elect Elias Masilela as Director | Management | Yes | For | For | |||||||||||||
| 4.3 | Elect Kobus Moller as Director | Management | Yes | For | For | |||||||||||||
| 5.1 | Re-elect Rejoice Simelane as Director | Management | Yes | For | For | |||||||||||||
| 6.1 | Re-elect Heinie Werth as Director | Management | Yes | For | For | |||||||||||||
| 6.2 | Elect Jeanett Modise as Director | Management | Yes | For | For | |||||||||||||
| 7.1 | Elect Andrew Birrell as Member of the Audit Committee | Management | Yes | For | For | |||||||||||||
| 7.3 | Re-elect Mathukana Mokoka as Member of the Audit Committee | Management | Yes | For | For | |||||||||||||
| 7.4 | Re-elect Karabo Nondumo as Member of the Audit Committee | Management | Yes | For | For | |||||||||||||
| 7.5 | Elect Kobus Moller as Member of the Audit Committee | Management | Yes | For | For | |||||||||||||
| 8.1 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 8.2 | Approve Remuneration Implementation Report | Management | Yes | For | For | |||||||||||||
| 9 | Approve Remuneration of Executive Directors and Non-executive Directors for the Financial Year Ended 31 December 2019 | Management | Yes | For | For | |||||||||||||
| 10 | Place Authorised but Unissued Shares under Control of Directors | Management | Yes | For | For | |||||||||||||
| 11 | Authorise Board to Issue Shares for Cash | Management | Yes | For | For | |||||||||||||
| 12 | Authorise Ratification of Approved Resolutions | Management | Yes | For | For | |||||||||||||
| A | Approve Remuneration of Non-executive Directors for the Period 01 July 2020 until 30 June 2021 | Management | Yes | For | For | |||||||||||||
| B | Authorise Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| CSPC Pharmaceutical Group Limited | 1093 | Y1837N109 | June 15, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 3a1 | Elect Wang Zhenguo as Director | Management | Yes | For | For | |||||||||||||
| 3a2 | Elect Wang Huaiyu as Director | Management | Yes | For | For | |||||||||||||
| 3a3 | Elect Lu Hua as Director | Management | Yes | For | For | |||||||||||||
| 3a4 | Elect Lee Ka Sze, Carmelo as Director | Management | Yes | Against | Against | |||||||||||||
| 3a5 | Elect Chen Chuan as Director | Management | Yes | For | For | |||||||||||||
| 3b | Authorize Board to Fix Remuneration of Directors | Management | Yes | For | For | |||||||||||||
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 5 | Approve Issuance of Bonus Shares | Management | Yes | For | For | |||||||||||||
| 6 | Authorize Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | For | For | |||||||||||||
| 8 | Approve Grant of Options Under the Share Option Scheme | Management | Yes | Against | Against | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| PT Astra International Tbk | ASII | Y7117N172 | June 16, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Allocation of Income | Management | Yes | For | For | |||||||||||||
| 3 | Approve Changes in Board of Company and Approve Remuneration of Directors and Commissioners | Management | Yes | For | For | |||||||||||||
| 4 | Approve Tanudiredja, Wibisana, Rintis & Rekan as Auditors | Management | Yes | For | For | |||||||||||||
| President Chain Store Corp. | 2912 | Y7082T105 | June 17, 2020 | 1 | Approve Financial Statements | Management | Yes | For | For | |||||||||
| 2 | Approve Plan on Profit Distribution | Management | Yes | For | For | |||||||||||||
| 3 | Approve Amendments to Rules and Procedures Regarding Shareholder’s General Meeting | Management | Yes | For | For | |||||||||||||
| 4 | Approve Release of Restrictions of Competitive Activities of Directors | Management | Yes | For | For | |||||||||||||
| Midea Group Co. Ltd. | 000333 | Y6S40V103 | June 22, 2020 | 1 | Approve Application for Unified Registration of Varieties of Debt Financing Instruments | Management | Yes | Against | Against | |||||||||
| 2 | Approve 2017 Repurchase and Cancellation of Performance Share Incentive Plan | Share Holder | Yes | For | For | |||||||||||||
| 3 | Approve 2018 Repurchase and Cancellation of Performance Share Incentive Plan | Share Holder | Yes | For | For | |||||||||||||
| 4 | Approve 2019 Repurchase and Cancellation of Performance Share Incentive Plan | Share Holder | Yes | For | For | |||||||||||||
| China Merchants Bank Co., Ltd. | 3968 | Y14896115 | June 23, 2020 | 1 | Approve 2019 Work Report of the Board of Directors | Management | Yes | For | For | |||||||||
| 2 | Approve 2019 Work Report of the Board of Supervisors | Management | Yes | For | For | |||||||||||||
| 3 | Approve 2019 Annual Report | Management | Yes | For | For | |||||||||||||
| 4 | Approve 2019 Audited Financial Statements | Management | Yes | For | For | |||||||||||||
| 5 | Approve 2019 Profit Appropriation Plan | Management | Yes | For | For | |||||||||||||
| 6 | Approve 2020 Engagement of Accounting Firms | Management | Yes | For | For | |||||||||||||
| 7 | Approve 2019 Related Party Transaction Report | Management | Yes | For | For | |||||||||||||
| 8 | Approve the 2020-2022 Mid-term Capital Management Plan | Management | Yes | For | For | |||||||||||||
| 9 | Approve Extension of the General Mandate to Issue Financial Bonds and Certificates of Deposit (CD) | Management | Yes | For | For | |||||||||||||
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against | |||||||||||||
| Shanghai International Airport Co., Ltd. | 600009 | Y7682X100 | June 23, 2020 | 1 | Approve Report of the Board of Directors | Management | Yes | For | For | |||||||||
| 2 | Approve Report of the Board of Supervisors | Management | Yes | For | For | |||||||||||||
| 3 | Approve Financial Statements | Management | Yes | For | For | |||||||||||||
| 4 | Approve Allocation of Income and Capitalization of Capital Reserves | Management | Yes | For | For | |||||||||||||
| 5 | Approve Appointment of Auditor | Management | Yes | For | For | |||||||||||||
| 6 | Approve Appoint of Internal Control Auditor | Management | Yes | For | For | |||||||||||||
| 7 | Approve Issuance of Super Short-term Commercial Papers | Management | Yes | For | For | |||||||||||||
| SM Investments Corp. | SM | Y80676102 | June 24, 2020 | 1 | Approve the Minutes of Previous Annual Stockholders’ Meeting | Management | Yes | For | For | |||||||||
| 2 | Approve 2019 Annual Report | Management | Yes | For | For | |||||||||||||
| 3 | Ratify All Acts and Resolutions of the Board of Directors and Management | Management | Yes | For | For | |||||||||||||
| 4.1 | Elect Teresita T. Sy as Director | Management | Yes | For | For | |||||||||||||
| 4.2 | Elect Henry T. Sy, Jr. as Director | Management | Yes | For | For | |||||||||||||
| 4.3 | Elect Harley T. Sy as Director | Management | Yes | For | For | |||||||||||||
| 4.4 | Elect Jose T. Sio as Director | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 4.5 | Elect Frederic C. DyBuncio as Director | Management | Yes | For | For | |||||||||||||
| 4.6 | Elect Tomasa H. Lipana as Director | Management | Yes | For | For | |||||||||||||
| 4.7 | Elect Alfredo E. Pascual as Director | Management | Yes | For | For | |||||||||||||
| 4.8 | Elect Robert G. Vergara as Director | Management | Yes | For | For | |||||||||||||
| 5 | Elect SyCip Gorres Velayo & Co. as External Auditor | Management | Yes | For | For | |||||||||||||
| 6 | Approve Other Matters | Management | Yes | Against | Against | |||||||||||||
| Uni-President Enterprises Corp. | 1216 | Y91475106 | June 24, 2020 | 1 | Approve Business Report and Financial Statements | Management | Yes | For | For | |||||||||
| 2 | Approve Plan on Profit Distribution | Management | Yes | For | For | |||||||||||||
| 3 | Amend Rules and Procedures Regarding Shareholder’s General Meeting | Management | Yes | For | For | |||||||||||||
| 4 | Approve Deletion of the Non-competition Promise Ban Imposed Upon the Company’s Directors According to the Article 209 of Company Act | Management | Yes | For | For | |||||||||||||
| Wal-Mart de Mexico SAB de CV | WALMEX | P98180188 | June 26, 2020 | 1 | Receive Board’s Report on Corporate Restructuring Re: Absorption of Two Subsidiaries | Management | Yes | For | For | |||||||||
| 2 | Approve Balance Sheet as of May 31, 2020 | Management | Yes | For | For | |||||||||||||
| 3 | Approve Corporate Restructuring Re: Absorption of Subsidiary Holding de Restaurantes y Servicios S. de R. L. de C.V. | Management | Yes | For | For | |||||||||||||
| 4 | Approve Corporate Restructuring Re: Absorption of Subsidiary Tiendas Wal-Mart S. de R. L. de C.V. | Management | Yes | For | For | |||||||||||||
| 5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | Yes | For | For | |||||||||||||
| Infosys Limited | 500209 | Y4082C133 | June 27, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Reelect Salil Parekh as Director | Management | Yes | For | For | |||||||||||||
| 4 | Elect Uri Levine as Director | Management | Yes | For | For | |||||||||||||
| Komercni banka, a.s. | KOMB | X45471111 | June 29, 2020 | 1 | Approve Management Board Report on Company’s Operations and State of Its Assets | Management | Yes | For | For | |||||||||
| 2 | Approve Financial Statements | Management | Yes | For | For | |||||||||||||
| 3 | Approve Allocation of Income and Omission of Dividends | Management | Yes | For | For | |||||||||||||
| 4 | Approve Consolidated Financial Statements | Management | Yes | For | For | |||||||||||||
| 5 | Elect Maylis Coupet as Supervisory Board Member | Management | Yes | Against | Against | |||||||||||||
| 6 | Approve Remuneration Policy | Management | Yes | Against | Against | |||||||||||||
| 7 | Ratify Deloitte Audit s.r.o as Auditor | Management | Yes | For | For | |||||||||||||
| Axis Bank Ltd. | 532215 | Y0487S137 | July 20, 2019 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Reelect Usha Sangwan as Director | Management | Yes | For | For | |||||||||||||
| 4 | Approve Appointment and Remuneration of Rakesh Makhija as Non-Executive (Part-Time) Chairman | Management | Yes | For | For | |||||||||||||
| 5 | Approve Revision in the Remuneration of Amitabh Chaudhry as Managing Director & CEO | Management | Yes | For | For | |||||||||||||
| 6 | Approve Revision in the Remuneration of Rajiv Anand as Executive Director (Wholesale Banking) | Management | Yes | For | For | |||||||||||||
| 7 | Approve Reappointment and Remuneration of Rajiv Anand as Whole Time Director Designated as the Executive Director (Wholesale Banking) | Management | Yes | For | For | |||||||||||||
| 8 | Approve Revision in the Remuneration of Rajesh Dahiya as Executive Director (CorporateCentre) | Management | Yes | For | For | |||||||||||||
| 9 | Approve Reappointment and Remuneration of Rajesh Dahiya as Whole Time Director Designated as the Executive Director (Corporate Centre) | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 10 | Elect Pralay Mondal as Director | Management | Yes | For | For | |||||||||||||
| 11 | Approve Appointment and Remuneration of Pralay Mondal as Whole Time Director Designated as the Executive Director (Retail Banking) | Management | Yes | For | For | |||||||||||||
| 12 | Approve Issuance of Debt Securities on Private Placement Basis | Management | Yes | For | For | |||||||||||||
| 13 | Approve Commission to Non-Executive Directors, Excluding the Non-Executive (Part-Time) Chairman of the Bank | Management | Yes | For | For | |||||||||||||
| 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||||||
| 2 | Approve Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Reelect Usha Sangwan as Director | Management | Yes | Against | Against | |||||||||||||
| 4 | Approve Appointment and Remuneration of Rakesh Makhija as Non-Executive (Part-Time) Chairman | Management | Yes | For | For | |||||||||||||
| 5 | Approve Revision in the Remuneration of Amitabh Chaudhry as Managing Director & CEO | Management | Yes | For | For | |||||||||||||
| 6 | Approve Revision in the Remuneration of Rajiv Anand as Executive Director (Wholesale Banking) | Management | Yes | For | For | |||||||||||||
| 7 | Approve Reappointment and Remuneration of Rajiv Anand as Whole Time Director Designated as the Executive Director (Wholesale Banking) | Management | Yes | For | For | |||||||||||||
| 8 | Approve Revision in the Remuneration of Rajesh Dahiya as Executive Director (CorporateCentre) | Management | Yes | For | For | |||||||||||||
| 9 | Approve Reappointment and Remuneration of Rajesh Dahiya as Whole Time Director Designated as the Executive Director (Corporate Centre) | Management | Yes | For | For | |||||||||||||
| 10 | Elect Pralay Mondal as Director | Management | Yes | For | For | |||||||||||||
| 11 | Approve Appointment and Remuneration of Pralay Mondal as Whole Time Director Designated as the Executive Director (Retail Banking) | Management | Yes | For | For | |||||||||||||
| 12 | Approve Issuance of Debt Securities on Private Placement Basis | Management | Yes | For | For | |||||||||||||
| 13 | Approve Commission to Non-Executive Directors, Excluding the Non-Executive (Part-Time) Chairman of the Bank | Management | Yes | For | For | |||||||||||||
| Vodacom Group Ltd. | VOD | S9453B108 | July 23, 2019 | 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2019 | Management | Yes | For | For | |||||||||
| 2 | Elect Phuti Mahanyele-Dabengwa as Director | Management | Yes | For | For | |||||||||||||
| 3 | Elect Sunil Sood as Director | Management | Yes | For | For | |||||||||||||
| 4 | Elect Thomas Reisten as Director | Management | Yes | For | For | |||||||||||||
| 5 | Re-elect Jabu Moleketi as Director | Management | Yes | For | For | |||||||||||||
| 6 | Re-elect John Otty as Director | Management | Yes | For | For | |||||||||||||
| 7 | Appoint Ernst & Young Inc. as Auditors of the Company with Vinodhan Pillay as the Individual Registered Auditor | Management | Yes | For | For | |||||||||||||
| 8 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 9 | Approve Implementation of the Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 10 | Re-elect David Brown as Member of the Audit, Risk and Compliance Committee | Management | Yes | For | For | |||||||||||||
| 11 | Re-elect Saki Macozoma as Member of the Audit, Risk and Compliance Committee | Management | Yes | For | For | |||||||||||||
| 12 | Re-elect Priscillah Mabelane as Member of the Audit, Risk and Compliance Committee | Management | Yes | For | For | |||||||||||||
| 13 | Authorise Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 14 | Approve Increase in Non-Executive Directors’ Fees | Management | Yes | For | For | |||||||||||||
| 15 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Bajaj Auto Limited | 532977 | Y05490100 | July 26, 2019 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Reelect Sanjivnayan Rahulkumar Bajaj as Director | Management | Yes | For | For | |||||||||||||
| 4 | Reelect Pradeep Shrivastava as Director | Management | Yes | For | For | |||||||||||||
| 5 | Elect Rakesh Sharma as Director | Management | Yes | For | For | |||||||||||||
| 6 | Approve Appointment and Remuneration of Rakesh Sharma as Whole-time Director, Designated as Executive Director | Management | Yes | For | For | |||||||||||||
| 7 | Elect Lila Firoz Poonawalla as Director | Management | Yes | For | For | |||||||||||||
| 8 | Elect Pradip Panalal Shah as Director | Management | Yes | Against | Against | |||||||||||||
| 9 | Reelect Nanoo Gobindram Pamnani as Director | Management | Yes | For | For | |||||||||||||
| 10 | Reelect Balaji Rao Jagannathrao Doveton as Director | Management | Yes | For | For | |||||||||||||
| 11 | Maintain Maximum Number of Directors | Management | Yes | For | For | |||||||||||||
| Hero MotoCorp Limited | 500182 | Y3194B108 | July 29, 2019 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Confirm Interim Dividend and Declare Final Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Reelect Vikram Sitaram Kasbekar as Director | Management | Yes | For | For | |||||||||||||
| 4 | Approve Remuneration of Cost Auditors | Management | Yes | For | For | |||||||||||||
| 5 | Elect Jagmohan Singh Raju as Director | Management | Yes | For | For | |||||||||||||
| 6 | Reelect Meleveetil Damodaran as Director | Management | Yes | For | For | |||||||||||||
| 7 | Reelect Pradeep Dinodia as Director | Management | Yes | For | For | |||||||||||||
| 8 | Approve Reappointment and Remuneration of Vikram Sitaram Kasbekar, Executive Director - Operations as Whole-Time Director | Management | Yes | For | For | |||||||||||||
| HCL Technologies Limited | 532281 | Y3121G147 | August 6, 2019 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Reelect Shiv Nadar as Director | Management | Yes | For | For | |||||||||||||
| 3 | Approve B S R & Co. LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 4 | Reelect R. Srinivasan as Director | Management | Yes | For | For | |||||||||||||
| 5 | Reelect S. Madhavan as Director | Management | Yes | For | For | |||||||||||||
| 6 | Reelect Robin Ann Abrams as Director | Management | Yes | For | For | |||||||||||||
| 7 | Reelect Sosale Shankara Sastry as Director | Management | Yes | For | For | |||||||||||||
| 8 | Approve Payment of Commission to Non-Executive Directors | Management | Yes | For | For | |||||||||||||
| IRB Brasil Resseguros SA | IRBR3 | P5876C106 | August 12, 2019 | 1 | Amend Articles | Management | Yes | Against | Against | |||||||||
| 2 | Approve Change in Board Term | Management | Yes | Against | Against | |||||||||||||
| 3 | Elect Ivan de Souza Monteiro as Board Chairman | Management | Yes | For | For | |||||||||||||
| Axis Bank | 532215 | Y0487S137 | August 21, 2019 | 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | For | For | |||||||||
| 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | For | For | |||||||||||||
| 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||||||
| 2 | Approve First and Second Interim Dividend as Final Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Reelect Reena Sinha Puri as Director | Management | Yes | For | For | |||||||||||||
| 4 | Elect Loretta M. Vas as Director | Management | Yes | For | For | |||||||||||||
| 5 | Elect S. B. Agnihotri as Director | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 6 | Elect D.C. Panigrahi as Director | Management | Yes | For | For | |||||||||||||
| 7 | Elect Khanindra Pathak as Director | Management | Yes | For | For | |||||||||||||
| 8 | Elect Vinod Jain as Director | Management | Yes | For | For | |||||||||||||
| 9 | Approve Remuneration of Cost Auditors | Management | Yes | For | For | |||||||||||||
| 10 | Elect Sanjiv Soni as Director | Management | Yes | For | For | |||||||||||||
| Naspers Ltd. | NPN | S53435103 | August 23, 2019 | 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2019 | Management | Yes | For | For | |||||||||
| 2 | Approve Dividends for N Ordinary and A Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with V Myburgh as the Individual Registered Auditor | Management | Yes | For | For | |||||||||||||
| 4 | Re-elect Nolo Letele as Directors | Management | Yes | For | For | |||||||||||||
| 5.1 | Re-elect Koos Bekker as Director | Management | Yes | For | For | |||||||||||||
| 5.2 | Re-elect Steve Pacak as Director | Management | Yes | For | For | |||||||||||||
| 5.3 | Re-elect Cobus Stofberg as Director | Management | Yes | For | For | |||||||||||||
| 5.4 | Re-elect Ben van der Ross as Director | Management | Yes | For | For | |||||||||||||
| 5.5 | Re-elect Debra Meyer as Director | Management | Yes | For | For | |||||||||||||
| 6.1 | Re-elect Don Eriksson as Member of the Audit Committee | Management | Yes | For | For | |||||||||||||
| 6.2 | Re-elect Ben van der Ross as Member of the Audit Committee | Management | Yes | For | For | |||||||||||||
| 6.3 | Re-elect Rachel Jafta as Member of the Audit Committee | Management | Yes | For | For | |||||||||||||
| 7 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 8 | Approve Implementation of the Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 9 | Place Authorised but Unissued Shares under Control of Directors | Management | Yes | Against | Against | |||||||||||||
| 10 | Authorise Board to Issue Shares for Cash | Management | Yes | For | For | |||||||||||||
| 11 | Approve Amendments to the Trust Deed constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed | Management | Yes | For | For | |||||||||||||
| 12 | Authorise Ratification of Approved Resolutions | Management | Yes | For | For | |||||||||||||
| Naspers Ltd. | NPN | S53435103 | August 23, 2019 | 1.1 | Approve Fees of the Board Chairman | Management | Yes | For | For | |||||||||
| 1.2 | Approve Fees of the Board Member | Management | Yes | For | For | |||||||||||||
| 1.3 | Approve Fees of the Audit Committee Chairman | Management | Yes | For | For | |||||||||||||
| 1.4 | Approve Fees of the Audit Committee Member | Management | Yes | For | For | |||||||||||||
| 1.5 | Approve Fees of the Risk Committee Chairman | Management | Yes | For | For | |||||||||||||
| 1.6 | Approve Fees of the Risk Committee Member | Management | Yes | For | For | |||||||||||||
| 1.7 | Approve Fees of the Human Resources and Remuneration Committee Chairman | Management | Yes | For | For | |||||||||||||
| 1.8 | Approve Fees of the Human Resources and Remuneration Committee Member | Management | Yes | For | For | |||||||||||||
| 1.9 | Approve Fees of the Nomination Committee Chairman | Management | Yes | For | For | |||||||||||||
| 1.10 | Approve Fees of the Nomination Committee Member | Management | Yes | For | For | |||||||||||||
| 1.11 | Approve Fees of the Social and Ethics Committee Chairman | Management | Yes | For | For | |||||||||||||
| 1.12 | Approve Fees of the Social and Ethics Committee Member | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1.13 | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | Management | Yes | For | For | |||||||||||||
| Naspers Ltd. | NPN | S53435103 | August 23, 2019 | 2 | Approve Financial Assistance in Terms of Section 44 of the Companies Act | Management | Yes | For | For | |||||||||
| 3 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Management | Yes | For | For | |||||||||||||
| 4 | Authorise Repurchase of N Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 5 | Authorise Repurchase of A Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 6 | Authorise Specific Repurchase of N Ordinary Shares from Holders of N Ordinary Shares | Management | Yes | For | For | |||||||||||||
| Naspers Ltd. | NPN | S53435103 | August 23, 2019 | 1 | Approve Matters in Relation to the Implementation of the Proposed Transaction | Management | Yes | For | For | |||||||||
| UPL Limited | 512070 | Y9305P100 | August 28, 2019 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Reelect Jaidev Rajnikant Shroff as Director | Management | Yes | Against | Against | |||||||||||||
| 4 | Approve Remuneration of Cost Auditors | Management | Yes | For | For | |||||||||||||
| 5 | Approve Issuance of Non-Convertible Debentures on Private Placement Basis | Management | Yes | For | For | |||||||||||||
| 6 | Reelect Pradeep Vedprakash Goyal as Director | Management | Yes | For | For | |||||||||||||
| 7 | Reelect Reena Ramachandran as Director | Management | Yes | For | For | |||||||||||||
| PT Bank Mandiri (Persero) Tbk | BMRI | Y7123S108 | August 28, 2019 | 1 | Approve Evaluation of First Semester Performance 2019 | Share Holder | Yes | For | For | |||||||||
| 2 | Approve Changes in Board of Company | Share Holder | Yes | Against | For | |||||||||||||
| 1 | Approve Evaluation of First Semester Performance 2019 | Share Holder | Yes | For | ||||||||||||||
| 2 | Approve Changes in Board of Company | Share Holder | Yes | Against | ||||||||||||||
| PPC Ltd. | PPC | S64165103 | August 29, 2019 | 1 | Elect Mark Thompson as Director | Management | Yes | For | For | |||||||||
| 2 | Re-elect Nonkululeko Gobodo as Director | Management | Yes | For | For | |||||||||||||
| 3 | Re-elect Anthony Ball as Director | Management | Yes | For | For | |||||||||||||
| 4 | Re-elect Charles Naude as Director | Management | Yes | For | For | |||||||||||||
| 5 | Re-elect Nonkululeko Gobodo as Member of the Audit Committee | Management | Yes | For | For | |||||||||||||
| 6 | Re-elect Noluvuyo Mkhondo as Member of the Audit Committee | Management | Yes | For | For | |||||||||||||
| 7 | Elect Mark Thompson as Member of the Audit Committee | Management | Yes | For | For | |||||||||||||
| 8 | Re-elect Charles Naude as Member of the Audit Committee | Management | Yes | For | For | |||||||||||||
| 9 | Reappoint Deloitte & Touche as Auditors of the Company with Andrew Mashifane as Designated Auditor | Management | Yes | For | For | |||||||||||||
| 10 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 11 | Approve Remuneration Implementation Report | Management | Yes | For | For | |||||||||||||
| 12 | Place Authorised but Unissued Shares under Control of Directors | Management | Yes | For | For | |||||||||||||
| 13 | Authorise Board to Issue Shares for Cash | Management | Yes | For | For | |||||||||||||
| 14 | Authorise Ratification of Approved Resolutions | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| PPC Ltd. | PPC | S64165103 | August 29, 2019 | 1 | Approve Financial Assistance in Terms of Section 44 of the Companies Act | Management | Yes | For | For | |||||||||
| 2 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Management | Yes | For | For | |||||||||||||
| 3 | Approve Remuneration of Board Chairman | Management | Yes | For | For | |||||||||||||
| 4 | Approve Remuneration of Non-executive Director | Management | Yes | For | For | |||||||||||||
| 5 | Approve Remuneration of Audit and Risk Committee Chairman | Management | Yes | For | For | |||||||||||||
| 6 | Approve Remuneration of Audit and Risk Committee Member | Management | Yes | For | For | |||||||||||||
| 7 | Approve Remuneration of Remuneration Committee Chairman | Management | Yes | For | For | |||||||||||||
| 8 | Approve Remuneration of Remuneration Committee Member | Management | Yes | For | For | |||||||||||||
| 9 | Approve Remuneration of Social and Ethics Committee Chairman | Management | Yes | For | For | |||||||||||||
| 10 | Approve Remuneration of Social and Ethics Committee Member | Management | Yes | For | For | |||||||||||||
| 11 | Approve Remuneration of Nominations Committee Chairman | Management | Yes | For | For | |||||||||||||
| 12 | Approve Remuneration of Nominations Committee Member | Management | Yes | For | For | |||||||||||||
| 13 | Approve Remuneration of Investment Committee Chairman | Management | Yes | For | For | |||||||||||||
| 14 | Approve Remuneration of Investment Committee Member | Management | Yes | For | For | |||||||||||||
| 15 | Approve Attendance Fee of the Chairman for Special Meetings | Management | Yes | For | For | |||||||||||||
| 16 | Approve Attendance Fee of Each Non-executive Director for Special Meetings | Management | Yes | For | For | |||||||||||||
| 17 | Authorise Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| Oil & Natural Gas Corporation Limited | 500312 | Y64606133 | August 30, 2019 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Reelect Subhash Kumar as Director | Management | Yes | For | For | |||||||||||||
| 4 | Reelect Rajesh Shyamsunder Kakkar as Director | Management | Yes | Against | Against | |||||||||||||
| 5 | Authorize Board to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 6 | Elect Navin Chandra Pandey as Director | Management | Yes | For | For | |||||||||||||
| 7 | Elect Alka Mittal as Director | Management | Yes | For | For | |||||||||||||
| 8 | Elect Amar Nath as Director | Management | Yes | Against | Against | |||||||||||||
| 9 | Reelect Ajai Malhotra as Director | Management | Yes | For | For | |||||||||||||
| 10 | Reelect Shireesh Balawant Kedare as Director | Management | Yes | For | For | |||||||||||||
| 11 | Reelect K M Padmanabhan as Director | Management | Yes | For | For | |||||||||||||
| 12 | Elect Amitava Bhattacharyya as Director | Management | Yes | For | For | |||||||||||||
| 13 | Approve Remuneration of Cost Auditors | Management | Yes | For | For | |||||||||||||
| 14 | Approve Related Party Transaction with ONGC Petro Additions Limited | Management | Yes | Against | Against | |||||||||||||
| 15 | Elect Rajesh Kumar Srivastava as Director | Management | Yes | For | For | |||||||||||||
| Bharat Petroleum Corporation Limited | 500547 | Y0882Z116 | August 30, 2019 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Confirm Interim Dividend and Declare Final Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Reelect Padmakar Kappagantula as Director | Management | Yes | Against | Against | |||||||||||||
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 5 | Elect Arun Kumar Singh as Director | Management | Yes | Against | Against | |||||||||||||
| 6 | Elect Neelakantapillai Vijayagopal as Director | Management | Yes | Against | For | |||||||||||||
| 7 | Reelect Rajesh Kumar Mangal as Director | Management | Yes | For | For | |||||||||||||
| 8 | Elect Harshadkumar P. Shah as Director | Management | Yes | For | For | |||||||||||||
| 9 | Approve Material Related Party Transactions | Management | Yes | Against | Against | |||||||||||||
| 10 | Approve Remuneration of Cost Auditors | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Ashtead Group Plc | AHT | G05320109 | September 10, 2019 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 3 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 4 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 5 | Re-elect Paul Walker as Director | Management | Yes | For | For | |||||||||||||
| 6 | Re-elect Brendan Horgan as Director | Management | Yes | For | For | |||||||||||||
| 7 | Re-elect Michael Pratt as Director | Management | Yes | For | For | |||||||||||||
| 8 | Elect Angus Cockburn as Director | Management | Yes | For | For | |||||||||||||
| 9 | Re-elect Lucinda Riches as Director | Management | Yes | For | For | |||||||||||||
| 10 | Re-elect Tanya Fratto as Director | Management | Yes | For | For | |||||||||||||
| 11 | Elect Lindsley Ruth as Director | Management | Yes | For | For | |||||||||||||
| 12 | Reappoint Deloitte LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 14 | Authorise Issue of Equity | Management | Yes | For | For | |||||||||||||
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | |||||||||||||
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | Yes | For | For | |||||||||||||
| 17 | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 18 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Management | Yes | For | For | |||||||||||||
| Compagnie Financiere Richemont SA | CFR | H25662182 | September 11, 2019 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Allocation of Income and Dividends of CHF 2.00 per Registered A Share and CHF 0.20 per Registered B Share | Management | Yes | For | For | |||||||||||||
| 3 | Approve Discharge of Board and Senior Management | Management | Yes | For | For | |||||||||||||
| 4.1 | Reelect Johann Rupert as Director and Board Chairman | Management | Yes | For | For | |||||||||||||
| 4.2 | Reelect Josua Malherbe as Director | Management | Yes | For | For | |||||||||||||
| 4.3 | Reelect Nikesh Arora as Director | Management | Yes | For | For | |||||||||||||
| 4.4 | Reelect Nicolas Bos as Director | Management | Yes | For | For | |||||||||||||
| 4.5 | Reelect Clay Brendish as Director | Management | Yes | For | For | |||||||||||||
| 4.6 | Reelect Jean-Blaise Eckert as Director | Management | Yes | For | For | |||||||||||||
| 4.7 | Reelect Burkhart Grund as Director | Management | Yes | For | For | |||||||||||||
| 4.8 | Reelect Sophie Guieysse as Director | Management | Yes | For | For | |||||||||||||
| 4.9 | Reelect Keyu Jin as Director | Management | Yes | For | For | |||||||||||||
| 4.10 | Reelect Jerome Lambert as Director | Management | Yes | For | For | |||||||||||||
| 4.11 | Reelect Ruggero Magnoni as Director | Management | Yes | For | For | |||||||||||||
| 4.12 | Reelect Jeff Moss as Director | Management | Yes | For | For | |||||||||||||
| 4.13 | Reelect Vesna Nevistic as Director | Management | Yes | For | For | |||||||||||||
| 4.14 | Reelect Guillaume Pictet as Director | Management | Yes | For | For | |||||||||||||
| 4.15 | Reelect Alan Quasha as Director | Management | Yes | For | For | |||||||||||||
| 4.16 | Reelect Maria Ramos as Director | Management | Yes | For | For | |||||||||||||
| 4.17 | Reelect Anton Rupert as Director | Management | Yes | For | For | |||||||||||||
| 4.18 | Reelect Jan Rupert as Director | Management | Yes | For | For | |||||||||||||
| 4.19 | Reelect Gary Saage as Director | Management | Yes | For | For | |||||||||||||
| 4.20 | Reelect Cyrille Vigneron as Director | Management | Yes | For | For | |||||||||||||
| 5.1 | Reappoint Clay Brendish as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 5.2 | Reppoint Keyu Jin as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 5.3 | Reappoint Guillaume Pictet as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 5.4 | Reappoint Maria Ramos as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 7 | Designate Etude Gampert & Demierre as Independent Proxy | Management | Yes | For | For | |||||||||||||
| 8.1 | Approve Remuneration of Directors in the Amount of CHF 9.2 Million | Management | Yes | For | For | |||||||||||||
| 8.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 15.8 Million | Management | Yes | For | For | |||||||||||||
| 8.3 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 19.1 Million | Management | Yes | For | For | |||||||||||||
| 9 | Transact Other Business (Voting) | Management | Yes | Against | Against | |||||||||||||
| NetEase, Inc. | NTES | 64110W102 | September 13, 2019 | 1a | Elect William Lei Ding as Director | Management | Yes | For | For | |||||||||
| 1b | Elect Alice Cheng as Director | Management | Yes | For | For | |||||||||||||
| 1c | Elect Denny Lee as Director | Management | Yes | For | For | |||||||||||||
| 1d | Elect Joseph Tong as Director | Management | Yes | For | For | |||||||||||||
| 1e | Elect Lun Feng as Director | Management | Yes | For | For | |||||||||||||
| 1f | Elect Michael Leung as Director | Management | Yes | For | For | |||||||||||||
| 1g | Elect Michael Tong as Director | Management | Yes | For | For | |||||||||||||
| 2 | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP as Auditor | Management | Yes | For | For | |||||||||||||
| Alimentation Couche-Tard Inc. | ATD.B | 01626P403 | September 18, 2019 | 1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||
| 2.1 | Elect Director Alain Bouchard | Management | Yes | For | For | |||||||||||||
| 2.2 | Elect Director Melanie Kau | Management | Yes | For | For | |||||||||||||
| 2.3 | Elect Director Jean Bernier | Management | Yes | For | For | |||||||||||||
| 2.4 | Elect Director Nathalie Bourque | Management | Yes | For | For | |||||||||||||
| 2.5 | Elect Director Eric Boyko | Management | Yes | For | For | |||||||||||||
| 2.6 | Elect Director Jacques D’Amours | Management | Yes | For | For | |||||||||||||
| 2.7 | Elect Director Richard Fortin | Management | Yes | For | For | |||||||||||||
| 2.8 | Elect Director Brian Hannasch | Management | Yes | For | For | |||||||||||||
| 2.9 | Elect Director Marie Josee Lamothe | Management | Yes | For | For | |||||||||||||
| 2.10 | Elect Director Monique F. Leroux | Management | Yes | For | For | |||||||||||||
| 2.11 | Elect Director Real Plourde | Management | Yes | For | For | |||||||||||||
| 2.12 | Elect Director Daniel Rabinowicz | Management | Yes | For | For | |||||||||||||
| 2.13 | Elect Director Louis Tetu | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote on Executive Compensation Approach | Management | Yes | For | For | |||||||||||||
| Ryanair Holdings Plc | RY4C | G7727C186 | September 19, 2019 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 3a | Re-elect David Bonderman as Director | Management | Yes | For | For | |||||||||||||
| 3b | Re-elect Roisin Brennan as Director | Management | Yes | For | For | |||||||||||||
| 3c | Re-elect Michael Cawley as Director | Management | Yes | For | For | |||||||||||||
| 3d | Re-elect Emer Daly as Director | Management | Yes | For | For | |||||||||||||
| 3e | Re-elect Stan McCarthy as Director | Management | Yes | For | For | |||||||||||||
| 3f | Re-elect Kyran McLaughlin as Director | Management | Yes | For | For | |||||||||||||
| 3g | Re-elect Howard Millar as Director | Management | Yes | For | For | |||||||||||||
| 3h | Re-elect Dick Milliken as Director | Management | Yes | For | For | |||||||||||||
| 3i | Re-elect Michael O’Brien as Director | Management | Yes | For | For | |||||||||||||
| 3j | Re-elect Michael O’Leary as Director | Management | Yes | For | For | |||||||||||||
| 3k | Re-elect Julie O’Neill as Director | Management | Yes | For | For | |||||||||||||
| 3l | Re-elect Louise Phelan as Director | Management | Yes | For | For | |||||||||||||
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 5 | Authorise Issue of Equity | Management | Yes | For | For | |||||||||||||
| 6 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 7 | Authorise Market Purchase and/or Overseas Market Purchase of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 8 | Approve Long Term Incentive Plan | Management | Yes | For | For | |||||||||||||
| Diageo Plc | DGE | G42089113 | September 19, 2019 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 3 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 4 | Elect Debra Crew as Director | Management | Yes | For | For | |||||||||||||
| 5 | Re-elect Lord Davies as Director | Management | Yes | For | For | |||||||||||||
| 6 | Re-elect Javier Ferran as Director | Management | Yes | For | For | |||||||||||||
| 7 | Re-elect Susan Kilsby as Director | Management | Yes | For | For | |||||||||||||
| 8 | Re-elect Ho KwonPing as Director | Management | Yes | For | For | |||||||||||||
| 9 | Re-elect Nicola Mendelsohn as Director | Management | Yes | For | For | |||||||||||||
| 10 | Re-elect Ivan Menezes as Director | Management | Yes | For | For | |||||||||||||
| 11 | Re-elect Kathryn Mikells as Director | Management | Yes | For | For | |||||||||||||
| 12 | Re-elect Alan Stewart as Director | Management | Yes | For | For | |||||||||||||
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 15 | Authorise EU Political Donations and Expenditure | Management | Yes | For | For | |||||||||||||
| 16 | Authorise Issue of Equity | Management | Yes | For | For | |||||||||||||
| 17 | Approve Irish Sharesave Scheme | Management | Yes | For | For | |||||||||||||
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | |||||||||||||
| 19 | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 20 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Management | Yes | For | For | |||||||||||||
| 21 | Adopt New Articles of Association | Management | Yes | For | For | |||||||||||||
| IRB Brasil Resseguros SA | IRBR3 | P5876C106 | September 19, 2019 | 1 | Elect Thais Ricarte Peters as Alternate Director | Management | Yes | For | For | |||||||||
| 2 | Elect Otavio Ladeira de Medeiros as Fiscal Council Member | Management | Yes | For | For | |||||||||||||
| 3 | Approve 3-for-1 Stock Split | Management | Yes | For | For | |||||||||||||
| 4 | Amend Article 5 to Reflect Changes in Capital | Management | Yes | For | For | |||||||||||||
| NAVER Corp. | 035420 | Y62579100 | September 20, 2019 | 1 | Approve Spin-Off Agreement | Management | Yes | For | For | |||||||||
| HCL Technologies Limited | 532281 | Y3121G147 | September 21, 2019 | 1 | Approve Scheme of Arrangement and Amalgamation | Management | Yes | For | For | |||||||||
| Weichai Power Co., Ltd. | 2338 | Y9531A109 | September 24, 2019 | 1 | Approve Provision of Guarantee to Weichai Power Hong Kong International Development Co., Limited in Respect of Certain Loans and the Relevant Interest Rate Swap Transactions | Management | Yes | For | For | |||||||||
| 2 | Approve Weichai Holdings General Services Agreement and the Chongqing Weichai General Services Agreement and the Relevant New Caps | Management | Yes | For | For | |||||||||||||
| 3 | Approve Weichai Purchase and Processing Services Agreement and the Relevant New Caps | Management | Yes | For | For | |||||||||||||
| 4 | Approve Shaanxi Zhongqi Purchase Agreement and the Relevant New Caps | Management | Yes | For | For | |||||||||||||
| 5 | Approve Shaanxi Zhongqi Sale Agreement and the Relevant New Caps | Management | Yes | For | For | |||||||||||||
| ALROSA PJSC | ALRS | X0085A109 | September 30, 2019 | 1 | Approve Interim Dividends of RUB 3.84 per Share for First Half Year of Fiscal 2019 | Management | Yes | For | For | |||||||||
| Mobile TeleSystems PJSC | MTSS | 607409109 | September 30, 2019 | 1 | Approve Meeting Procedures | Management | Yes | For | For | |||||||||
| 2 | Approve Interim Dividends of RUB 8.68 for First Half Year of Fiscal 2019 | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Brambles Limited | BXB | Q6634U106 | October 10, 2019 | 2 | Approve Remuneration Report | Management | Yes | For | For | |||||||||
| 3 | Elect James Richard Miller as Director | Management | Yes | For | For | |||||||||||||
| 4 | Elect George El-Zoghbi as Director | Management | Yes | For | For | |||||||||||||
| 5 | Elect Anthony Grant Froggatt as Director | Management | Yes | For | For | |||||||||||||
| 6 | Approve Amendment of Brambles Limited Performance Share Plan | Management | Yes | For | For | |||||||||||||
| 7 | Approve Participation of Graham Chipchase in the Performance Share Plan or the Amended Performance Share Plan | Management | Yes | For | For | |||||||||||||
| 8 | Approve Participation of Nessa O’Sullivan in the Performance Share Plan or the Amended Performance Share Plan | Management | Yes | For | For | |||||||||||||
| 9 | Approve Participation of Graham Chipchase in the MyShare Plan | Management | Yes | For | For | |||||||||||||
| 10 | Approve the Capital Return to Shareholders | Management | Yes | For | For | |||||||||||||
| 11 | Approve Extension of On-Market Share Buy-Backs | Management | Yes | For | For | |||||||||||||
| Pakistan Petroleum Ltd. | PPL | Y6611E100 | October 11, 2019 | 1 | Increase Authorized Share Capital and Amend Memorandum and Articles of Association to Reflect Increase in Authorized Share Capital | Management | Yes | For | For | |||||||||
| WPP Plc | WPP | G9788D103 | October 24, 2019 | 1 | Approve Matters Relating to the Sale by the Company of 60 Percent of their Kantar Business | Management | Yes | For | For | |||||||||
| Pakistan Petroleum Ltd. | PPL | Y6611E100 | October 28, 2019 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Approve A. F. Ferguson and Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| China Construction Bank Corporation | 939 | Y1397N101 | October 30, 2019 | 1 | Elect Wang Yongqing as Supervisor | Management | Yes | For | For | |||||||||
| 2 | Elect Michel Madelain as Director | Management | Yes | For | For | |||||||||||||
| 3 | Approve Remuneration Distribution and Settlement Plan for Directors of the Bank in 2018 | Management | Yes | For | For | |||||||||||||
| 4 | Approve Remuneration Distribution and Settlement Plan for Supervisors of the Bank in 2018 | Management | Yes | For | For | |||||||||||||
| 5 | Approve Authorization for Additional Temporary Limit on Poverty Alleviation Donations | Management | Yes | For | For | |||||||||||||
| BB Seguridade Participacoes SA | BBSE3 | P1R1WJ103 | October 30, 2019 | 1 | Authorize Capitalization of Reserves and Reduction of Share Capital Without Cancellation of Shares | Management | Yes | For | For | |||||||||
| 2 | Approve Negotiation of Treasury Shares | Management | Yes | For | For | |||||||||||||
| 3 | Amend Articles | Management | Yes | For | For | |||||||||||||
| Shoprite Holdings Ltd. | SHP | S76263102 | November 4, 2019 | 1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019 | Management | Yes | For | For | |||||||||
| 2 | Reappoint PricewaterhouseCoopers Inc. as Auditors of the Company with MC Hamman as the Individual Registered Auditor | Management | Yes | For | For | |||||||||||||
| 3 | Re-elect Dr Christo Wiese as Director | Management | Yes | Against | Against | |||||||||||||
| 4 | Elect Alice le Roux as Director | Management | Yes | For | For | |||||||||||||
| 5 | Re-elect Johannes Basson as Chairperson of the Audit and Risk Committee | Management | Yes | For | For | |||||||||||||
| 6 | Elect Alice le Roux as Member of the Audit and Risk Committee | Management | Yes | For | For | |||||||||||||
| 7 | Re-elect Joseph Rock as Member of the Audit and Risk Committee | Management | Yes | For | For | |||||||||||||
| 8 | Place Authorised but Unissued Shares under Control of Directors | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 9 | Authorise Board to Issue Shares for Cash | Management | Yes | For | For | |||||||||||||
| 10 | Authorise Ratification of Approved Resolutions | Management | Yes | For | For | |||||||||||||
| 11.1 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 11.2 | Approve Implementation of the Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 12 | Elect Jan le Roux, a Shareholder Nominee to the Board | Share Holder | Yes | Against | ||||||||||||||
| 1a | Approve Fees of the Chairperson of the Board | Management | Yes | For | For | |||||||||||||
| 1b | Approve Fees of the Lead Independent Director | Management | Yes | For | For | |||||||||||||
| 1c | Approve Fees of the Non-executive Directors | Management | Yes | For | For | |||||||||||||
| 1d | Approve Fees of the Chairperson of the Audit and Risk Committee | Management | Yes | For | For | |||||||||||||
| 1e | Approve Fees of the Members of the Audit and Risk Committee | Management | Yes | For | For | |||||||||||||
| 1f | Approve Fees of the Chairperson of the Remuneration Committee | Management | Yes | For | For | |||||||||||||
| 1g | Approve Fees of the Members of the Remuneration Committee | Management | Yes | For | For | |||||||||||||
| 1h | Approve Fees of the Chairperson of the Nomination Committee | Management | Yes | For | For | |||||||||||||
| 1i | Approve Fees of the Members of the Nomination Committee | Management | Yes | For | For | |||||||||||||
| 1j | Approve Fees of the Chairperson of the Social and Ethics Committee | Management | Yes | For | For | |||||||||||||
| 1k | Approve Fees of the Members of the Social and Ethics Committee | Management | Yes | For | For | |||||||||||||
| 1l | Approve Additional Fees Per Meeting | Management | Yes | For | For | |||||||||||||
| 1m | Approve Additional Fees Per Hour | Management | Yes | Against | Against | |||||||||||||
| 2 | Approve Financial Assistance to Subsidiaries, Related and Inter-related Entities | Management | Yes | Against | Against | |||||||||||||
| 3 | Authorise Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 4 | Amend Memorandum of Incorporation Re: Clause 1 | Management | Yes | For | For | |||||||||||||
| Motus Holdings Ltd. (South Africa) | MTH | S5252J102 | November 12, 2019 | 1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019 | Management | Yes | For | For | |||||||||
| 2 | Appoint Deloitte & Touche as Auditors of the Company with M Bierman as the Designated Partner | Management | Yes | For | For | |||||||||||||
| 3.1 | Elect Saleh Mayet as Member of the Audit and Risk Committee | Management | Yes | For | For | |||||||||||||
| 3.2 | Elect Keneilwe Moloko as Member of the Audit and Risk Committee | Management | Yes | For | For | |||||||||||||
| 3.3 | Elect Johnson Njeke as Member of the Audit and Risk Committee | Management | Yes | For | For | |||||||||||||
| 4.1 | Elect Kerry Cassel as Director | Management | Yes | For | For | |||||||||||||
| 4.2 | Elect Saleh Mayet as Director | Management | Yes | For | For | |||||||||||||
| 4.3 | Elect Keneilwe Moloko as Director | Management | Yes | For | For | |||||||||||||
| 4.4 | Elect Johnson Njeke as Director | Management | Yes | For | For | |||||||||||||
| 5.1 | Elect Osman Arbee as Director | Management | Yes | For | For | |||||||||||||
| 5.2 | Elect Ockert Janse van Rensburg as Director | Management | Yes | For | For | |||||||||||||
| 6 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 7 | Approve Remuneration Implementation Report | Management | Yes | Against | Against | |||||||||||||
| 8 | Place Authorised but Unissued Shares under Control of Directors | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 9 | Authorise Board to Issue Shares for Cash | Management | Yes | For | For | |||||||||||||
| 10.1 | Approve Fees of the Chairman | Management | Yes | For | For | |||||||||||||
| 10.2 | Approve Fees of the Deputy Chairman and Lead Independent Director | Management | Yes | For | For | |||||||||||||
| 10.3 | Approve Fees of the Board Member | Management | Yes | For | For | |||||||||||||
| 10.4 | Approve Fees of the Assets and Liabilities Committee Chairman | Management | Yes | For | For | |||||||||||||
| 10.5 | Approve Fees of the Assets and Liabilities Committee Member | Management | Yes | For | For | |||||||||||||
| 10.6 | Approve Fees of the Audit and Risk Committee Chairman | Management | Yes | For | For | |||||||||||||
| 10.7 | Approve Fees of the Audit and Risk Committee | Management | Yes | For | For | |||||||||||||
| 10.8 | Approve Fees of the Divisional Board Member | Management | Yes | For | For | |||||||||||||
| 10.9 | Approve Fees of the Divisional Finance and Risk Committee Member | Management | Yes | For | For | |||||||||||||
| 10.10 | Approve Fees of the Remuneration Committee Chairman | Management | Yes | For | For | |||||||||||||
| 10.11 | Approve Fees of the Remuneration Committee Member | Management | Yes | For | For | |||||||||||||
| 10.12 | Approve Fees of the Nominations Committee Chairman | Management | Yes | For | For | |||||||||||||
| 10.13 | Approve Fees of the Nominations Committee Member | Management | Yes | For | For | |||||||||||||
| 10.14 | Approve Fees of the Social, Ethics and Sustainability Committee Chairman | Management | Yes | For | For | |||||||||||||
| 10.15 | Approve Fees of the Social, Ethics and Sustainability Committee Member | Management | Yes | For | For | |||||||||||||
| 11 | Authorise Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 12 | Approve Financial Assistance in Terms of Section 44 of the Companies Act | Management | Yes | For | For | |||||||||||||
| 13 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Management | Yes | For | For | |||||||||||||
| Smiths Group Plc | SMIN | G82401111 | November 13, 2019 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 3 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 4 | Re-elect Bruno Angelici as Director | Management | Yes | For | For | |||||||||||||
| 5 | Re-elect Olivier Bohuon as Director | Management | Yes | For | For | |||||||||||||
| 6 | Re-elect Sir George Buckley as Director | Management | Yes | For | For | |||||||||||||
| 7 | Re-elect Dame Ann Dowling as Director | Management | Yes | For | For | |||||||||||||
| 8 | Re-elect Tanya Fratto as Director | Management | Yes | For | For | |||||||||||||
| 9 | Re-elect William Seeger as Director | Management | Yes | For | For | |||||||||||||
| 10 | Re-elect Mark Seligman as Director | Management | Yes | For | For | |||||||||||||
| 11 | Re-elect John Shipsey as Director | Management | Yes | For | For | |||||||||||||
| 12 | Re-elect Andrew Reynolds Smith as Director | Management | Yes | For | For | |||||||||||||
| 13 | Re-elect Noel Tata as Director | Management | Yes | For | For | |||||||||||||
| 14 | Appoint KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 16 | Authorise Issue of Equity | Management | Yes | For | For | |||||||||||||
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | |||||||||||||
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | Yes | For | For | |||||||||||||
| 19 | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 20 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Management | Yes | For | For | |||||||||||||
| 21 | Authorise EU Political Donations and Expenditure | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Ferguson Plc | FERG | G3421J106 | November 21, 2019 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 3 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 4 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 5 | Re-elect Tessa Bamford as Director | Management | Yes | For | For | |||||||||||||
| 6 | Re-elect Gareth Davis as Director | Management | Yes | For | For | |||||||||||||
| 7 | Elect Geoff Drabble as Director | Management | Yes | For | For | |||||||||||||
| 8 | Elect Catherine Halligan as Director | Management | Yes | For | For | |||||||||||||
| 9 | Re-elect Kevin Murphy as Director | Management | Yes | For | For | |||||||||||||
| 10 | Re-elect Alan Murray as Director | Management | Yes | For | For | |||||||||||||
| 11 | Re-elect Michael Powell as Director | Management | Yes | For | For | |||||||||||||
| 12 | Elect Tom Schmitt as Director | Management | Yes | For | For | |||||||||||||
| 13 | Re-elect Dr Nadia Shouraboura as Director | Management | Yes | For | For | |||||||||||||
| 14 | Re-elect Jacqueline Simmonds as Director | Management | Yes | For | For | |||||||||||||
| 15 | Reappoint Deloitte LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 17 | Authorise EU Political Donations and Expenditure | Management | Yes | For | For | |||||||||||||
| 18 | Authorise Issue of Equity | Management | Yes | For | For | |||||||||||||
| 19 | Amend Long Term Incentive Plan 2019 | Management | Yes | For | For | |||||||||||||
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | |||||||||||||
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | Yes | For | For | |||||||||||||
| 22 | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| CNOOC Limited | 883 | Y1662W117 | November 21, 2019 | 1 | Approve Non-exempt Continuing Connected Transactions | Management | Yes | For | For | |||||||||
| 2 | Approve Proposed Caps for Each Category of the Non-exempt Continuing Connected Transactions | Management | Yes | For | For | |||||||||||||
| Banco do Brasil SA | BBAS3 | P11427112 | November 27, 2019 | 1.1 | Elect Paulo Antonio Spencer Uebel as Fiscal Council Member | Management | Yes | For | For | |||||||||
| 1.2 | Elect Rafael Cavalcanti de Araujo as Fiscal Council Member | Management | Yes | For | For | |||||||||||||
| 2.1 | Elect Helio Lima Magalhaes as Director | Management | Yes | For | For | |||||||||||||
| 2.2 | Elect Marcelo Serfaty as Director | Management | Yes | For | For | |||||||||||||
| 3 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | Management | Yes | Abstain | Against | |||||||||||||
| 4.1 | Percentage of Votes to Be Assigned - Elect Helio Lima Magalhaes as Director | Management | Yes | Abstain | Against | |||||||||||||
| 4.2 | Percentage of Votes to Be Assigned - Elect Marcelo Serfaty as Director | Management | Yes | Abstain | Against | |||||||||||||
| 5 | Amend Articles | Management | Yes | For | For | |||||||||||||
| The Bidvest Group Ltd. | BVT | S1201R162 | November 28, 2019 | 1.1 | Re-elect Bongi Masinga as Director | Management | Yes | For | For | |||||||||
| 1.2 | Re-elect Mpumi Madisa as Director | Management | Yes | For | For | |||||||||||||
| 2.1 | Elect Bonang Mohale as Director | Management | Yes | For | For | |||||||||||||
| 3 | Reappoint PricewaterhouseCoopers Inc. as Auditors of the Company with Craig West as the Individual Registered Auditor | Management | Yes | For | For | |||||||||||||
| 4.1 | Re-elect Norman Thomson as Member of the Audit Committee | Management | Yes | For | For | |||||||||||||
| 4.2 | Re-elect Renosi Mokate as Member of the Audit Committee | Management | Yes | For | For | |||||||||||||
| 4.3 | Re-elect Eric Diack as Member of the Audit Committee | Management | Yes | For | For | |||||||||||||
| 5 | Place Authorised but Unissued Shares under Control of Directors | Management | Yes | For | For | |||||||||||||
| 6 | Authorise Board to Issue Shares for Cash | Management | Yes | For | For | |||||||||||||
| 7 | Approve Payment of Dividend by Way of Pro Rata Reduction of Share Capital or Share Premium | Management | Yes | For | For | |||||||||||||
| 8 | Authorise Ratification of Approved Resolutions | Management | Yes | For | For | |||||||||||||
| 9 | Approve Ratification Relating to Personal Financial Interest Arising From Multiple Offices in the Group | Management | Yes | For | For | |||||||||||||
| 1 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 2 | Implementation of Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 1 | Approve Non-Executive Directors’ Remuneration | Management | Yes | For | For | |||||||||||||
| 2 | Authorise Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 3 | Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| HCL Technologies Limited | 532281 | Y3121G147 | November 29, 2019 | 1 | Increase Authorized Share Capital and Amend Memorandum of Association | Management | Yes | For | For | |||||||||
| 2 | Approve Issuance of Bonus Shares | Management | Yes | For | For | |||||||||||||
| Oil Co. LUKOIL PJSC | LKOH | 69343P105 | December 3, 2019 | 1 | Approve Interim Dividends of RUB 192 per Share for First Nine Months of Fiscal 2019 | Management | Yes | For | For | |||||||||
| 2 | Approve Remuneration of Directors | Management | Yes | For | For | |||||||||||||
| 3 | Approve Remuneration of Members of Audit Commission | Management | Yes | For | For | |||||||||||||
| 4 | Approve Charter in New Edition | Management | Yes | For | For | |||||||||||||
| 5 | Approve Early Termination of Powers of Audit Commission | Management | Yes | For | For | |||||||||||||
| 6 | Amend Regulations on General Meetings | Management | Yes | For | For | |||||||||||||
| 7 | Amend Regulations on Board of Directors | Management | Yes | For | For | |||||||||||||
| 8 | Amend Regulations on Management | Management | Yes | For | For | |||||||||||||
| 9 | Cancel Regulations on Audit Commission | Management | Yes | For | For | |||||||||||||
| 10 | Approve Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation | Management | Yes | For | For | |||||||||||||
| PT Bank Mandiri (Persero) Tbk | BMRI | Y7123S108 | December 9, 2019 | 1 | Approve Changes in Board of Company | Management | Yes | Against | Against | |||||||||
| 1 | Approve Changes in Board of Company | Management | Yes | Against | Against | |||||||||||||
| Orica Ltd. | ORI | Q7160T109 | December 17, 2019 | 2.1 | Elect Maxine Brenner as Director | Management | Yes | For | For | |||||||||
| 2.2 | Elect Gene Tilbrook as Director | Management | Yes | For | For | |||||||||||||
| 2.3 | Elect Karen Moses as Director | Management | Yes | For | For | |||||||||||||
| 2.4 | Elect Boon Swan Foo as Director | Management | Yes | For | For | |||||||||||||
| 3 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 4 | Approve Grant of Performance Rights to Alberto Calderon | Management | Yes | For | For | |||||||||||||
| 5 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | Yes | For | For | |||||||||||||
| 6 | Approve Proportional Takeover Provisions | Management | Yes | For | For | |||||||||||||
| Magnit PJSC | MGNT | 55953Q202 | December 24, 2019 | 1 | Approve Interim Dividends of RUB 147.19 per Share for First Nine Months of Fiscal 2019 | Management | Yes | For | For | |||||||||
| 2 | Amend Charter | Management | Yes | For | For | |||||||||||||
| Mobile TeleSystems PJSC | MTSS | 607409109 | December 30, 2019 | 1 | Approve Meeting Procedures | Management | Yes | For | For | |||||||||
| 2 | Approve Interim Dividends of RUB 13.25 per Share for First Nine Months of Fiscal 2019 | Management | Yes | For | For | |||||||||||||
| Axis Bank Limited | 532215 | Y0487S137 | January 9, 2020 | 1 | Reelect S. Vishvanathan as Director | Management | Yes | For | For | |||||||||
| 1 | Reelect S. Vishvanathan as Director | Management | Yes | For | For | |||||||||||||
| CCR SA | CCRO3 | P2170M104 | January 10, 2020 | 1 | Amend Articles | Management | Yes | Against | Against | |||||||||
| Life Healthcare Group Holdings Ltd. | LHC | S4682C100 | January 29, 2020 | 1 | Appoint Deloitte & Touche (Deloitte) as Auditors of the Company with B Nyembe as the Individual Designated Auditor | Management | Yes | For | For | |||||||||
| 2.1 | Re-elect Marian Jacobs as Director | Management | Yes | For | For | |||||||||||||
| 2.2 | Re-elect Royden Vice as Director | Management | Yes | For | For | |||||||||||||
| 2.3 | Re-elect Pieter van der Westhuizen as Director | Management | Yes | For | For | |||||||||||||
| 3.1 | Re-elect Peter Golesworthy as Chairman of the Audit Committee | Management | Yes | For | For | |||||||||||||
| 3.2 | Re-elect Audrey Mothupi as Member of the Audit Committee | Management | Yes | For | For | |||||||||||||
| 3.3 | Re-elect Garth Solomon as Member of the Audit Committee | Management | Yes | For | For | |||||||||||||
| 3.4 | Re-elect Royden Vice as Member of the Audit Committee | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 4.1 | Approve Remuneration Policy | Management | Yes | Against | Against | |||||||||||||
| 4.2 | Approve Remuneration Implementation Report | Management | Yes | Against | Against | |||||||||||||
| 5 | Authorise Ratification of Approved Resolutions | Management | Yes | For | For | |||||||||||||
| 1 | Approve Non-executive Directors’ Remuneration | Management | Yes | For | For | |||||||||||||
| 2 | Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act | Management | Yes | For | For | |||||||||||||
| 3 | Authorise Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| ThyssenKrupp AG | TKA | D8398Q119 | January 31, 2020 | 2 | Approve Allocation of Income and Omission of Dividends | Management | Yes | For | For | |||||||||
| 3 | Approve Discharge of Management Board for Fiscal 2018/19 | Management | Yes | For | For | |||||||||||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018/19 | Management | Yes | For | For | |||||||||||||
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2019/20 | Management | Yes | For | For | |||||||||||||
| 6.1 | Elect Birgit Behrendt to the Supervisory Board | Management | Yes | For | For | |||||||||||||
| 6.2 | Elect Wolfgang Colberg to the Supervisory Board | Management | Yes | For | For | |||||||||||||
| 6.3 | Elect Angelika Gifford to the Supervisory Board | Management | Yes | For | For | |||||||||||||
| 6.4 | Elect Bernhard Guenther to the Supervisory Board | Management | Yes | For | For | |||||||||||||
| 6.5 | Elect Friederike Helfer to the Supervisory Board | Management | Yes | For | For | |||||||||||||
| 6.6 | Elect Ingrid Hengster to the Supervisory Board | Management | Yes | For | For | |||||||||||||
| 6.7 | Elect Martina Merz to the Supervisory Board | Management | Yes | For | For | |||||||||||||
| 6.8 | Elect Siegfried Russwurm to the Supervisory Board | Management | Yes | For | For | |||||||||||||
| 6.9 | Elect Ingo Luge as Alternate Supervisory Board Member | Management | Yes | For | For | |||||||||||||
| Woongjin Coway Co., Ltd. | 021240 | Y1786S109 | February 7, 2020 | 1.1 | Elect Bang Jun-hyeok as Inside Director | Management | Yes | For | For | |||||||||
| 1.2 | Elect Lee Hae-seon as Inside Director | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Seo Jang-won as Inside Director | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Kim Jin-bae as Outside Director | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Kim Gyu-ho as Outside Director | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Yoon Bu-hyeon as Outside Director | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Lee Da-woo as Outside Director | Management | Yes | For | For | |||||||||||||
| 2.1 | Elect Kim Jin-bae as a Member of Audit Committee | Management | Yes | For | For | |||||||||||||
| 2.2 | Elect Yoon Bu-hyeon as a Member of Audit Committee | Management | Yes | For | For | |||||||||||||
| 2.3 | Elect Lee Da-woo as a Member of Audit Committee | Management | Yes | For | For | |||||||||||||
| 3 | Amend Articles of Incorporation | Management | Yes | For | For | |||||||||||||
| Mobile TeleSystems PJSC | MTSS | 607409109 | February 14, 2020 | 1 | Approve Meeting Procedures | Management | Yes | For | For | |||||||||
| 2.1 | Approve Reorganization of Company via Merger with RIKT JSC | Management | Yes | For | For | |||||||||||||
| 2.2 | Approve Reorganization of Company via Merger with Teleservis JSC | Management | Yes | For | For | |||||||||||||
| 2.3 | Approve Reorganization of Company via Merger with Progtech-Yug LLC | Management | Yes | For | For | |||||||||||||
| 2.4 | Approve Reorganization of Company via Merger with SIBINTERTELECOM JSC | Management | Yes | For | For | |||||||||||||
| 2.5 | Approve Reorganization of Company via Merger with NVision Consulting LLC | Management | Yes | For | For | |||||||||||||
| 2.6 | Approve Reorganization of Company via Merger with Avantage LLC | Management | Yes | For | For | |||||||||||||
| 2.7 | Approve Reorganization of Company via Merger with NIS JSC | Management | Yes | For | For | |||||||||||||
| 3.1 | Amend Charter in Connection with Reorganization Proposed under Item 2.1 | Management | Yes | For | For | |||||||||||||
| 3.2 | Amend Charter in Connection with Reorganization Proposed under Item 2.2 | Management | Yes | For | For | |||||||||||||
| 3.3 | Amend Charter in Connection with Reorganization Proposed under Item 2.3 | Management | Yes | For | For | |||||||||||||
| 3.4 | Amend Charter in Connection with Reorganization Proposed under Item 2.4 | Management | Yes | For | For | |||||||||||||
| 3.5 | Amend Charter in Connection with Reorganization Proposed under Item 2.5 | Management | Yes | For | For | |||||||||||||
| 3.6 | Amend Charter in Connection with Reorganization Proposed under Item 2.6 | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 3.7 | Amend Charter in Connection with Reorganization Proposed under Item 2.7 | Management | Yes | For | For | |||||||||||||
| 4 | Amend Charter | Management | Yes | For | For | |||||||||||||
| 5 | Approve New Edition of Regulations on General Meetings | Management | Yes | For | For | |||||||||||||
| 6 | Approve New Edition of Regulations on Board of Directors | Management | Yes | For | For | |||||||||||||
| 7 | Amend Charter Re: Competencies of Board of Directors | Management | Yes | For | For | |||||||||||||
| 8.1 | Approve Company’s Membership in Telecom Infra Project (TIP) Association | Management | Yes | For | For | |||||||||||||
| 8.2 | Approve Company’s Membership in Association of Big Data Market Members | Management | Yes | For | For | |||||||||||||
| PT Bank Mandiri (Persero) Tbk | BMRI | Y7123S108 | February 19, 2020 | 1 | Approve Financial Statements, Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners | Management | Yes | For | For | |||||||||
| 2 | Approve Allocation of Income | Management | Yes | For | For | |||||||||||||
| 3 | Approve Remuneration and Tantiem of Directors and Commissioners | Management | Yes | For | For | |||||||||||||
| 4 | Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP) | Management | Yes | For | For | |||||||||||||
| 5 | Approve Changes in Board of Company | Management | Yes | Against | Against | |||||||||||||
| 1 | Approve Financial Statements, Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners | Management | Yes | For | For | |||||||||||||
| 2 | Approve Allocation of Income | Management | Yes | For | For | |||||||||||||
| 3 | Approve Remuneration and Tantiem of Directors and Commissioners | Management | Yes | For | For | |||||||||||||
| 4 | Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP) | Management | Yes | For | For | |||||||||||||
| 5 | Approve Changes in Board of Company | Management | Yes | Against | Against | |||||||||||||
| Bajaj Auto Limited | 532977 | Y05490100 | March 14, 2020 | 1 | Elect and Approve Continuation of Rahulkumar Kamalnayan Bajaj as Director, Designated as Chairman | Management | Yes | For | For | |||||||||
| 2 | Approve Remuneration of Rahulkumar Kamalnayan Bajaj as Non-Executive Director and Chairman | Management | Yes | For | For | |||||||||||||
| 3 | Adopt New Articles of Association | Management | Yes | For | For | |||||||||||||
| 4 | Approve Limit on Foreign Portfolio Investors’ Investment | Management | Yes | Against | Against | |||||||||||||
| Commercial International Bank (Egypt) SAE | COMI | 201712205 | March 15, 2020 | 1 | Approve Board Report on Company Operations for FY 2019 | Management | Yes | For | For | |||||||||
| 2 | Approve Auditors’ Report on Company Financial Statements for FY 2019 | Management | Yes | For | For | |||||||||||||
| 3 | Accept Financial Statements and Statutory Reports for FY 2019 | Management | Yes | For | For | |||||||||||||
| 4 | Approve Allocation of Income for FY 2019 and Authorize Board to Fix and Distribute Employees’ Share in the Company’s Profits | Management | Yes | For | For | |||||||||||||
| 5 | Authorize Capital Issuances for Use in Employee Stock Purchase Plan and Amend Articles 6 and 7 of Bylaws Accordingly | Management | Yes | For | For | |||||||||||||
| 6 | Authorize Capitalization of Reserves for Bonus Issue Re: 1:3 and Amend Articles 6 and 7 to reflect the Increase of Capital | Management | Yes | For | For | |||||||||||||
| 7 | Approve Discharge of Directors for FY 2019 | Management | Yes | For | For | |||||||||||||
| 8 | Ratify Auditors and Fix Their Remuneration for FY 2020 | Management | Yes | For | For | |||||||||||||
| 9.1 | Elect Amin Al Arab as Director | Management | Yes | For | For | |||||||||||||
| 9.2 | Elect Hussein Abaza as Director | Management | Yes | For | For | |||||||||||||
| 9.3 | Elect Bijan Khosrowshahi as Director | Management | Yes | Against | Against | |||||||||||||
| 9.4 | Elect Amani Abou Zeid as Director | Management | Yes | For | For | |||||||||||||
| 9.5 | Elect Magda Habib as Director | Management | Yes | For | For | |||||||||||||
| 9.6 | Elect Paresh Sukthankar as Director | Management | Yes | For | For | |||||||||||||
| 9.7 | Elect Rajeev Kakar as Director | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 9.8 | Elect Sherif Samy as Director | Management | Yes | Against | Against | |||||||||||||
| 10 | Approve Remuneration of Directors for FY 2020 | Management | Yes | For | For | |||||||||||||
| 11 | Approve Remuneration of Audit Committee for FY 2020 | Management | Yes | For | For | |||||||||||||
| 12 | Approve Charitable Donations for FY 2019 and 2020 | Management | Yes | For | For | |||||||||||||
| 1 | Authorize Issuance of Bonds or Subordinated Loans of EGP 15 Billion | Management | Yes | For | For | |||||||||||||
| Hyundai Mobis Co., Ltd. | 012330 | Y3849A109 | March 18, 2020 | 1 | Approve Financial Statements | Management | Yes | For | For | |||||||||
| 2 | Approve Appropriation of Income | Management | Yes | For | For | |||||||||||||
| 3.1.1 | Elect Karl-Thomas Neumann as Outside Director | Management | Yes | For | For | |||||||||||||
| 3.1.2 | Elect Jang Young-woo as Outside Director | Management | Yes | For | For | |||||||||||||
| 3.2 | Elect Chung Eui-sun as Inside Director | Management | Yes | For | For | |||||||||||||
| 4.1 | Elect Karl-Thomas Neumann as a Member of Audit Committee | Management | Yes | For | For | |||||||||||||
| 4.2 | Elect Jang Young-woo as a Member of Audit Committee | Management | Yes | For | For | |||||||||||||
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | Yes | For | For | |||||||||||||
| Samsung Electronics Co., Ltd. | 005930 | Y74718100 | March 18, 2020 | 1 | Approve Financial Statements and Allocation of Income | Management | Yes | For | For | |||||||||
| 2.1 | Elect Han Jong-hee as Inside Director | Management | Yes | For | For | |||||||||||||
| 2.2 | Elect Choi Yoon-ho as Inside Director | Management | Yes | For | For | |||||||||||||
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | Yes | For | For | |||||||||||||
| 1 | Approve Financial Statements and Allocation of Income | Management | Yes | For | For | |||||||||||||
| 2.1 | Elect Han Jong-hee as Inside Director | Management | Yes | For | For | |||||||||||||
| 2.2 | Elect Choi Yoon-ho as Inside Director | Management | Yes | For | For | |||||||||||||
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | Yes | For | For | |||||||||||||
| KB Financial Group, Inc. | 105560 | Y46007103 | March 20, 2020 | 1 | Approve Financial Statements and Allocation of Income | Management | Yes | For | For | |||||||||
| 2 | Amend Articles of Incorporation | Management | Yes | For | For | |||||||||||||
| 3.1 | Elect Hur Yin as Non-Independent Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 3.2 | Elect Stuart B. Solomon as Outside Director | Management | Yes | For | For | |||||||||||||
| 3.3 | Elect Sonu Suk-ho as Outside Director | Management | Yes | For | For | |||||||||||||
| 3.4 | Elect Choi Myung-hee as Outside Director | Management | Yes | For | For | |||||||||||||
| 3.5 | Elect Jeong Kou-whan as Outside Director | Management | Yes | For | For | |||||||||||||
| 3.6 | Elect Kwon Seon-ju as Outside Director | Management | Yes | For | For | |||||||||||||
| 4 | Elect Oh Gyu-taek as Outside Director to serve as an Audit Committee Member | Management | Yes | For | For | |||||||||||||
| 5.1 | Elect Choi Myung-hee as a Member of Audit Committee | Management | Yes | For | For | |||||||||||||
| 5.2 | Elect Jeong Kou-whan as a Member of Audit Committee | Management | Yes | For | For | |||||||||||||
| 5.3 | Elect Kim Gyeong-ho as a Member of Audit Committee | Management | Yes | For | For | |||||||||||||
| 6 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | Yes | For | For | |||||||||||||
| SK hynix, Inc. | 000660 | Y8085F100 | March 20, 2020 | 1 | Approve Financial Statements and Allocation of Income | Management | Yes | For | For | |||||||||
| 2 | Amend Articles of Incorporation | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 3 | Elect Lee Seok-hee as Inside Director | Management | Yes | For | For | |||||||||||||
| 4 | Elect Park Jung-ho as Non-Independent Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 5.1 | Elect Shin Chang-hwan as Outside Director | Management | Yes | For | For | |||||||||||||
| 5.2 | Elect Han Ae-ra as Outside Director | Management | Yes | For | For | |||||||||||||
| 6.1 | Elect Ha Young-gu as a Member of Audit Committee | Management | Yes | For | For | |||||||||||||
| 6.2 | Elect Shin Chang-hwan as a Member of Audit Committee | Management | Yes | For | For | |||||||||||||
| 6.3 | Elect Han Ae-ra as a Member of Audit Committee | Management | Yes | For | For | |||||||||||||
| 7 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | Yes | For | For | |||||||||||||
| 8 | Approve Stock Option Grants | Management | Yes | For | For | |||||||||||||
| 9 | Approve Stock Option Grants | Management | Yes | For | For | |||||||||||||
| 10 | Approve Terms of Retirement Pay | Management | Yes | For | For | |||||||||||||
| Shinhan Financial Group Co., Ltd. | 055550 | Y7749X101 | March 26, 2020 | 1 | Approve Financial Statements and Allocation of Income | Management | Yes | For | For | |||||||||
| 2 | Amend Articles of Incorporation | Management | Yes | For | For | |||||||||||||
| 3.1 | Elect Cho Yong-byoung as Inside Director | Management | Yes | For | For | |||||||||||||
| 3.2 | Elect Philippe Avril as Non-Independent Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 3.3 | Elect Park An-soon as Outside Director | Management | Yes | For | For | |||||||||||||
| 3.4 | Elect Park Cheul as Outside Director | Management | Yes | For | For | |||||||||||||
| 3.5 | Elect Yoon Jae-won as Outside Director | Management | Yes | For | For | |||||||||||||
| 3.6 | Elect Jin Hyun-duk as Outside Director | Management | Yes | For | For | |||||||||||||
| 3.7 | Elect Choi Kyong-rok as Outside Director | Management | Yes | For | For | |||||||||||||
| 3.8 | Elect as Yuki Hirakawa Outside Director | Management | Yes | For | For | |||||||||||||
| 4.1 | Elect Yoon Jae-won as a Member of Audit Committee | Management | Yes | For | For | |||||||||||||
| 4.2 | Elect Lee Yoon-jae as a Member of Audit Committee | Management | Yes | For | For | |||||||||||||
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | Yes | For | For | |||||||||||||
| SKF AB | SKF.B | W84237143 | March 26, 2020 | 2 | Elect Chairman of Meeting | Management | Yes | For | For | |||||||||
| 3 | Prepare and Approve List of Shareholders | Management | Yes | For | For | |||||||||||||
| 4 | Approve Agenda of Meeting | Management | Yes | For | For | |||||||||||||
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | Yes | For | For | |||||||||||||
| 6 | Acknowledge Proper Convening of Meeting | Management | Yes | For | For | |||||||||||||
| 9 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||||||
| 10 | Approve Allocation of Income and Dividends of SEK 6.25 Per Share | Management | Yes | For | For | |||||||||||||
| 11 | Approve Discharge of Board and President | Management | Yes | For | For | |||||||||||||
| 12 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | Yes | For | For | |||||||||||||
| 13 | Approve Remuneration of Directors in the Amount of SEK 2.2 Million for Chairman and SEK 760,000 for Other Directors; Approve Remuneration for Committee Work | Management | Yes | For | For | |||||||||||||
| 14.1 | Reelect Hans Straberg as Director | Management | Yes | For | For | |||||||||||||
| 14.2 | Reelect Hock Goh as Director | Management | Yes | For | For | |||||||||||||
| 14.3 | Reelect Alrik Danielson as Director | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 14.4 | Reelect Ronnie Leten as Director | Management | Yes | For | For | |||||||||||||
| 14.5 | Reelect Barb Samardzich as Director | Management | Yes | For | For | |||||||||||||
| 14.6 | Reelect Colleen Repplier as Director | Management | Yes | For | For | |||||||||||||
| 14.7 | Reelect Geert Follens as Director | Management | Yes | For | For | |||||||||||||
| 14.8 | Elect Hakan Buskhe as New Director | Management | Yes | For | For | |||||||||||||
| 14.9 | Elect Susanna Schneeberger as New Director | Management | Yes | For | For | |||||||||||||
| 15 | Elect Hans Straberg as Board Chairman | Management | Yes | For | For | |||||||||||||
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | Yes | For | For | |||||||||||||
| 17 | Approve 2020 Performance Share Program | Management | Yes | Against | Against | |||||||||||||
| 18 | Authorize Chairman of Board and Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee | Management | Yes | For | For | |||||||||||||
| NAVER Corp. | 035420 | Y62579100 | March 27, 2020 | 1 | Approve Financial Statements and Allocation of Income | Management | Yes | For | For | |||||||||
| 2 | Amend Articles of Incorporation | Management | Yes | For | For | |||||||||||||
| 3 | Elect Han Seong-sook as Inside Director | Management | Yes | For | For | |||||||||||||
| 4 | Elect Byeon Dae-gyu as Non-Independent Non-Executive Director | Management | Yes | Against | Against | |||||||||||||
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | Yes | For | For | |||||||||||||
| 6 | Approve Stock Option Grants | Management | Yes | For | For | |||||||||||||
| 7 | Approve Stock Option Grants | Management | Yes | For | For | |||||||||||||
| Coway Co., Ltd. | 021240 | Y1786S109 | March 30, 2020 | 1 | Approve Financial Statements and Allocation of Income | Management | Yes | For | For | |||||||||
| 2 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | Yes | Against | Against | |||||||||||||
| Habib Bank Ltd. | HBL | Y2974J109 | March 30, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve A.F. Ferguson and Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 3 | Approve Final Cash Dividend | Management | Yes | For | For | |||||||||||||
| 4 | Approve Loan Agreement in favour of First MicroFinanceBank Limited (FMFB) | Management | Yes | For | For | |||||||||||||
| 5 | Approve Investment in HBL Bank UK Limited (HBL UK) | Management | Yes | For | For | |||||||||||||
| 6 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 7 | Other Business | Management | Yes | Against | Against | |||||||||||||
| KT&G Corp. | 033780 | Y49904108 | March 31, 2020 | 1 | Approve Financial Statements and Allocation of Income | Management | Yes | For | For | |||||||||
| 2.1 | Elect Ko Yoon-seong as Outside Director | Management | Yes | For | For | |||||||||||||
| 2.2 | Elect Kim Myeong-cheol as Outside Director | Management | Yes | For | For | |||||||||||||
| 2.3 | Elect Hong Hyeon-jong as Outside Director | Management | Yes | For | For | |||||||||||||
| 3.1 | Elect Ko Yoon-seong as a Member of Audit Committee | Management | Yes | For | For | |||||||||||||
| 3.2 | Elect Kim Myeong-cheol as a Member of Audit Committee | Management | Yes | For | For | |||||||||||||
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | Yes | For | For | |||||||||||||
| UPM-Kymmene Oyj | UPM | X9518S108 | March 31, 2020 | 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | Yes | For | For | |||||||||
| 4 | Acknowledge Proper Convening of Meeting | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 5 | Prepare and Approve List of Shareholders | Management | Yes | For | For | |||||||||||||
| 7 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||||||
| 8 | Approve Allocation of Income and Dividends of EUR 1.30 Per Share | Management | Yes | For | For | |||||||||||||
| 9 | Approve Discharge of Board and President | Management | Yes | For | For | |||||||||||||
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | Yes | For | For | |||||||||||||
| 11 | Remuneration of Directors in the Amount of EUR 190,000 for Chairman, EUR 135,000 for Deputy Chairman and EUR 110,000 for Other Directors; Approve Compensation for Committee Work | Management | Yes | For | For | |||||||||||||
| 12 | Fix Number of Directors at Ten | Management | Yes | For | For | |||||||||||||
| 13 | Reelect Berndt Brunow, Henrik Ehrnrooth, Piia-Noora Kauppi, Marjan Oudeman, Ari Puheloinen, Veli-Matti Reinikkala, Kim Wahl and Bjorn Wahlroos as Directors; Elect Emma FitzGerald and Martin a Porta as New Directors | Management | Yes | For | For | |||||||||||||
| 14 | Approve Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 15 | Ratify PricewaterhouseCoopers as Auditors | Management | Yes | For | For | |||||||||||||
| 16 | Approve Issuance of up to 25 Million Shares without Preemptive Rights | Management | Yes | For | For | |||||||||||||
| 17 | Authorize Share Repurchase Program | Management | Yes | For | For | |||||||||||||
| 18 | Authorize Charitable Donations | Management | Yes | For | For | |||||||||||||
| Turkiye Petrol Rafinerileri AS | TUPRS | M8966X108 | April 1, 2020 | 1 | Open Meeting and Elect Presiding Council of Meeting | Management | Yes | For | For | |||||||||
| 2 | Accept Board Report | Management | Yes | For | For | |||||||||||||
| 3 | Accept Audit Report | Management | Yes | For | For | |||||||||||||
| 4 | Accept Financial Statements | Management | Yes | For | For | |||||||||||||
| 5 | Approve Discharge of Board | Management | Yes | For | For | |||||||||||||
| 6 | Approve Allocation of Income | Management | Yes | For | For | |||||||||||||
| 7 | Elect Directors | Management | Yes | For | For | |||||||||||||
| 8 | Approve Remuneration Policy and Director Remuneration for 2019 | Management | Yes | For | For | |||||||||||||
| 9 | Approve Director Remuneration | Management | Yes | Against | Against | |||||||||||||
| 10 | Ratify External Auditors | Management | Yes | For | For | |||||||||||||
| 11 | Approve Upper Limit of Donations for 2020 and Receive Information on Donations Made in 2019 | Management | Yes | Against | Against | |||||||||||||
| 12 | Receive Information on Guarantees, Pledges and Mortgages Provided to Third Parties | Management | No | |||||||||||||||
| 13 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | Yes | For | For | |||||||||||||
| Kasikornbank Public Co. Ltd. | KBANK | Y4591R118 | April 2, 2020 | 2 | Approve Financial Statements | Management | Yes | For | For | |||||||||
| 3 | Approve Allocation of Income and Dividend Payment | Management | Yes | For | For | |||||||||||||
| 4.1 | Elect Suphajee Suthumpun as Director | Management | Yes | For | For | |||||||||||||
| 4.2 | Elect Chanin Donavanik as Director | Management | Yes | For | For | |||||||||||||
| 4.3 | Elect Sara Lamsam as Director | Management | Yes | For | For | |||||||||||||
| 4.4 | Elect Kattiya Indaravijaya as Director | Management | Yes | For | For | |||||||||||||
| 4.5 | Elect Patchara Samalapa as Director | Management | Yes | For | For | |||||||||||||
| 5 | Elect Chonchanum Soonthornsaratoon as Director | Management | Yes | For | For | |||||||||||||
| 6 | Approve Names and Number of Directors Who Have Signing Authority | Management | Yes | For | For | |||||||||||||
| 7 | Approve Remuneration of Directors | Management | Yes | For | For | |||||||||||||
| 8 | Approve KPMG Phoomchai Audit Limited as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Koc Holding AS | KCHOL | M63751107 | April 2, 2020 | 1 | Open Meeting and Elect Presiding Council of Meeting | Management | Yes | For | For | |||||||||
| 2 | Accept Board Report | Management | Yes | For | For | |||||||||||||
| 3 | Accept Audit Report | Management | Yes | For | For | |||||||||||||
| 4 | Accept Financial Statements | Management | Yes | For | For | |||||||||||||
| 5 | Ratify Director Appointment | Management | Yes | For | For | |||||||||||||
| 6 | Approve Discharge of Board | Management | Yes | For | For | |||||||||||||
| 7 | Approve Allocation of Income | Management | Yes | For | For | |||||||||||||
| 8 | Elect Directors | Management | Yes | For | For | |||||||||||||
| 9 | Approve Remuneration Policy and Director Remuneration for 2019 | Management | Yes | For | For | |||||||||||||
| 10 | Approve Director Remuneration | Management | Yes | Against | Against | |||||||||||||
| 11 | Ratify External Auditors | Management | Yes | For | For | |||||||||||||
| 12 | Approve Upper Limit of Donations for the 2020 and Receive Information on Donations Made in 2019 | Management | Yes | Against | Against | |||||||||||||
| 13 | Receive Information on Guarantees, Pledges and Mortgages Provided to Third Parties | Management | Yes | |||||||||||||||
| 14 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | Yes | For | For | |||||||||||||
| CCR SA | CCRO3 | P2170M104 | April 9, 2020 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019 | Management | Yes | Against | Against | |||||||||
| 2 | Approve Allocation of Income and Dividends | Management | Yes | For | For | |||||||||||||
| 3 | Fix Number of Directors at 13 | Management | Yes | For | For | |||||||||||||
| 4 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | Yes | Against | ||||||||||||||
| 5 | Elect Directors | Management | Yes | Against | Against | |||||||||||||
| 6 | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | Management | Yes | Against | ||||||||||||||
| 7 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | Management | Yes | For | ||||||||||||||
| 8.1 | Percentage of Votes to Be Assigned - Elect Ana Maria Marcondes Penido Sant’Anna as Director and Eduarda Penido Dalla Vecchia as Alternate | Management | Yes | Abstain | ||||||||||||||
| 8.2 | Percentage of Votes to Be Assigned - Elect Fernando Luiz Aguiar Filho as Director and Leonardo de Almeida Massa as Alternate | Management | Yes | Abstain | ||||||||||||||
| 8.3 | Percentage of Votes to Be Assigned - Elect Ricardo Coutinho de Sena as Director and Jose Henrique Braga Polido Lopes as Alternate | Management | Yes | Abstain | ||||||||||||||
| 8.4 | Percentage of Votes to Be Assigned - Elect Flavio Mendes Aidar as Director and Livio Hagime Kuze as Alternate | Management | Yes | Abstain | ||||||||||||||
| 8.5 | Percentage of Votes to Be Assigned - Elect Paulo Roberto Reckziegel Guedes as Director and Fernando Santos Salles as Alternate | Management | Yes | Abstain | ||||||||||||||
| 8.6 | Percentage of Votes to Be Assigned - Elect Luis Claudio Rapparini Soares as Director and Eduardo Penido Sant’Anna as Alternate | Management | Yes | Abstain | ||||||||||||||
| 8.7 | Percentage of Votes to Be Assigned - Elect Renato Torres de Faria as Director and Paulo Marcio de Oliveira Monteiro as Alternate | Management | Yes | Abstain | ||||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 8.8 | Percentage of Votes to Be Assigned - Elect Henrique Sutton de Sousa Neves as Director and Rosa Evangelina Penido Dalla Vecchia as Alternate | Management | Yes | Abstain | ||||||||||||||
| 8.9 | Percentage of Votes to Be Assigned - Elect Luiz Carlos Cavalcanti Dutra Junior as Director and Nelson Tambelini Junior as Alternate | Management | Yes | Abstain | ||||||||||||||
| 8.10 | Percentage of Votes to Be Assigned - Elect Luiz Alberto Colonna Rosman as Independent Director | Management | Yes | Abstain | ||||||||||||||
| 8.11 | Percentage of Votes to Be Assigned - Elect Leonardo Porciuncula Gomes Pereira as Independent Director | Management | Yes | Abstain | ||||||||||||||
| 8.12 | Percentage of Votes to Be Assigned - Elect Eduardo Bunker Gentil as Independent Director | Management | Yes | For | ||||||||||||||
| 8.13 | Percentage of Votes to Be Assigned - Elect Eliane Aleixo Lustosa de Andrade as Independent Director | Management | Yes | For | ||||||||||||||
| 9 | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | Yes | For | ||||||||||||||
| 10 | Elect Ana Maria Marcondes Penido Sant’Anna as Board Chairman and Ricardo Coutinhode Sena as Board Vice-Chairman | Management | Yes | Against | Against | |||||||||||||
| 11 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Management | Yes | For | ||||||||||||||
| 12.1 | Elect Adalgiso Fragoso de Faria as Fiscal Council Member and Marcelo de Andrade as Alternate | Management | Yes | For | For | |||||||||||||
| 12.2 | Elect Bruno Goncalves Siqueira as Fiscal Council Member and Daniel da Silva Alves as Alternate | Management | Yes | For | For | |||||||||||||
| 12.3 | Elect Piedade Mota da Fonseca as Fiscal Council Member and Ronaldo Pires da Silva as Alternate | Management | Yes | For | For | |||||||||||||
| 13 | Approve Remuneration of Company’s Management | Management | Yes | Against | Against | |||||||||||||
| 14 | Approve Remuneration of Fiscal Council Members | Management | Yes | For | For | |||||||||||||
| Bunzl Plc | BNZL | G16968110 | April 15, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Elect Peter Ventress as Director | Management | Yes | For | For | |||||||||||||
| 4 | Re-elect Frank van Zanten as Director | Management | Yes | For | For | |||||||||||||
| 5 | Elect Richard Howes as Director | Management | Yes | For | For | |||||||||||||
| 6 | Re-elect Vanda Murray as Director | Management | Yes | For | For | |||||||||||||
| 7 | Re-elect Lloyd Pitchford as Director | Management | Yes | For | For | |||||||||||||
| 8 | Re-elect Stephan Nanninga as Director | Management | Yes | For | For | |||||||||||||
| 9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 11 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 12 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 13 | Authorise Issue of Equity | Management | Yes | For | For | |||||||||||||
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | |||||||||||||
| 15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | Yes | For | For | |||||||||||||
| 16 | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 17 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Management | Yes | For | For | |||||||||||||
| CNH Industrial NV | CNHI | N20944109 | April 16, 2020 | 2.b | Adopt Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2.c | Approve Dividends of EUR 0.18 Per Share | Management | Yes | For | For | |||||||||||||
| 2.d | Approve Discharge of Directors | Management | Yes | For | For | |||||||||||||
| 3.a | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 3.b | Amend Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 3.c | Approve Long Term Incentive Plan | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 4.a | Reelect Suzanne Heywood as Executive Director | Management | Yes | For | For | |||||||||||||
| 4.c | Reelect Leo W. Houle as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 4.d | Reelect John B. Lanaway as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 4.e | Reelect Alessandro Nasi as Non-Executive Director | Management | Yes | Against | Against | |||||||||||||
| 4.f | Reelect Lorenzo Simonelli as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 4.g | Reelect Jacqueline A. Tammenoms Bakker as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 4.h | Reelect Jacques Theurillat as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 4.i | Elect Howard Buffett as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 4.j | Elect Nelda (Janine) Connors as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 4.k | Elect Tufan Erginbilgic as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 4.l | Elect Vagn Sorensen as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 5 | Ratify Ernst & Young as Auditors | Management | Yes | For | For | |||||||||||||
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| BB Seguridade Participacoes SA | BBSE3 | P1R1WJ103 | April 22, 2020 | 1 | Amend Article 1 | Management | Yes | For | For | |||||||||
| 2 | Amend Articles Re: Chapter IV | Management | Yes | Against | Against | |||||||||||||
| 3 | Amend Articles Re: Chapter V | Management | Yes | For | For | |||||||||||||
| 4 | Amend Articles Re: Chapter VI | Management | Yes | For | For | |||||||||||||
| 5 | Amend Articles Re: Chapter VII | Management | Yes | For | For | |||||||||||||
| 6 | Amend Article 35 | Management | Yes | For | For | |||||||||||||
| 7 | Amend Article 36 | Management | Yes | For | For | |||||||||||||
| 8 | Amend Article 37 | Management | Yes | For | For | |||||||||||||
| 9 | Amend Articles Re: Chapter XI | Management | Yes | For | For | |||||||||||||
| Nestle SA | NESN | H57312649 | April 23, 2020 | 1.1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 1.2 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 2 | Approve Discharge of Board and Senior Management | Management | Yes | For | For | |||||||||||||
| 3 | Approve Allocation of Income and Dividends of CHF 2.70 per Share | Management | Yes | For | For | |||||||||||||
| 4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Management | Yes | For | For | |||||||||||||
| 4.1.b | Reelect Ulf Schneider as Director | Management | Yes | For | For | |||||||||||||
| 4.1.c | Reelect Henri de Castries as Director | Management | Yes | For | For | |||||||||||||
| 4.1.d | Reelect Renato Fassbind as Director | Management | Yes | For | For | |||||||||||||
| 4.1.e | Reelect Ann Veneman as Director | Management | Yes | For | For | |||||||||||||
| 4.1.f | Reelect Eva Cheng as Director | Management | Yes | For | For | |||||||||||||
| 4.1.g | Reelect Patrick Aebischer as Director | Management | Yes | For | For | |||||||||||||
| 4.1.h | Reelect Ursula Burns as Director | Management | Yes | For | For | |||||||||||||
| 4.1.i | Reelect Kasper Rorsted as Director | Management | Yes | For | For | |||||||||||||
| 4.1.j | Reelect Pablo Isla as Director | Management | Yes | For | For | |||||||||||||
| 4.1.k | Reelect Kimberly Ross as Director | Management | Yes | For | For | |||||||||||||
| 4.1.l | Reelect Dick Boer as Director | Management | Yes | For | For | |||||||||||||
| 4.1.m | Reelect Dinesh Paliwal as Director | Management | Yes | For | For | |||||||||||||
| 4.2 | Elect Hanne Jimenez de Mora as Director | Management | Yes | For | For | |||||||||||||
| 4.3.1 | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 4.3.2 | Appoint Ursula Burns as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 4.3.3 | Appoint Pablo Isla as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 4.3.4 | Appoint Dick Boer as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 4.4 | Ratify Ernst & Young AG as Auditors | Management | Yes | For | For | |||||||||||||
| 4.5 | Designate Hartmann Dreyer as Independent Proxy | Management | Yes | For | For | |||||||||||||
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Management | Yes | For | For | |||||||||||||
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 55 Million | Management | Yes | For | For | |||||||||||||
| 6 | Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For | |||||||||||||
| 7 | Transact Other Business (Voting) | Management | Yes | Against | For | |||||||||||||
| America Movil SAB de CV | AMXL | 02364W105 | April 24, 2020 | 1 | Elect or Ratify Directors for Series L Shareholders | Management | Yes | For | For | |||||||||
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | Yes | For | For | |||||||||||||
| Ambev SA | ABEV3 | 02319V103 | April 24, 2020 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019 | Management | Yes | For | For | |||||||||
| 2 | Approve Allocation of Income and Dividends | Management | Yes | For | For | |||||||||||||
| 3 | Fix Number of Directors at 11 | Management | Yes | For | For | |||||||||||||
| 4a | Elect Directors | Management | Yes | Against | Against | |||||||||||||
| 4b | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | Management | Yes | Against | Against | |||||||||||||
| 4c | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | Management | Yes | Abstain | Against | |||||||||||||
| 5a.i | Elect Fiscal Council Members | Management | Yes | Abstain | Against | |||||||||||||
| 5a.ii | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | Management | Yes | Against | Against | |||||||||||||
| 5b | Elect Vinicius Balbino Bouhid as Fiscal Council Member and Carlos Tersandro Fonseca Adeodato as Alternate Appointed by Minority Shareholder | Share Holder | Yes | For | ||||||||||||||
| 6 | Approve Remuneration of Company’s Management | Management | Yes | Against | Against | |||||||||||||
| 7 | Approve Remuneration of Fiscal Council Members | Management | Yes | For | For | |||||||||||||
| 1 | Amend Article 5 to Reflect Changes in Capital | Management | Yes | For | For | |||||||||||||
| 2 | Amend Article 8 | Management | Yes | For | For | |||||||||||||
| 3 | Amend Articles 11, 15, 16, 17, 18 and 19 | Management | Yes | For | For | |||||||||||||
| 4 | Amend Article 21 | Management | Yes | For | For | |||||||||||||
| 5 | Amend Articles 22 to 34 | Management | Yes | For | For | |||||||||||||
| 6 | Consolidate Bylaws | Management | Yes | For | For | |||||||||||||
| 7 | Amend Restricted Stock Plan | Management | Yes | Against | Against | |||||||||||||
| Galp Energia SGPS SA | GALP | X3078L108 | April 24, 2020 | 1 | Approve Individual and Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Allocation of Income | Management | Yes | For | For | |||||||||||||
| 3 | Appraise Management of Company and Approve Vote of Confidence to Board of Directors | Management | Yes | For | For | |||||||||||||
| 4 | Appraise Supervision of Company and Approve Vote of Confidence to Fiscal Council | Management | Yes | For | For | |||||||||||||
| 5 | Appraise Work Performed by Statutory Auditor and Approve Vote of Confidence to Statutory Auditor | Management | Yes | For | For | |||||||||||||
| 6 | Approve Statement on Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 7 | Authorize Repurchase and Reissuance of Shares and Bonds | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Intesa Sanpaolo SpA | ISP | T55067101 | April 27, 2020 | 1a | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 1b | Approve Allocation of Income | Management | Yes | For | For | |||||||||||||
| 2a | Elect Andrea Sironi as Director | Management | Yes | For | For | |||||||||||||
| 2b | Elect Roberto Franchini as Director | Share Holder | Yes | For | For | |||||||||||||
| 3a | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 3b | Approve Second Section of the Remuneration Report | Management | Yes | For | For | |||||||||||||
| 3c | Approve Fixed-Variable Compensation Ratio | Management | Yes | For | For | |||||||||||||
| 3d | Approve 2019 and 2020 Annual Incentive Plans | Management | Yes | For | For | |||||||||||||
| 4a | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Annual Incentive Plan | Management | Yes | For | For | |||||||||||||
| 4b | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | Yes | For | For | |||||||||||||
| 1 | Approve Issuance of Shares to Be Subscribed through a Contribution in Kind of Shares of Unione di Banche Italiane SpA | Management | Yes | For | For | |||||||||||||
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | Yes | Against | For | |||||||||||||
| Bayer AG | BAYN | D0712D163 | April 28, 2020 | 1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2019 | Management | Yes | For | For | |||||||||
| 2 | Approve Discharge of Management Board for Fiscal 2019 | Management | Yes | For | For | |||||||||||||
| 3 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | Yes | For | For | |||||||||||||
| 4.1 | Elect Ertharin Cousin to the Supervisory Board | Management | Yes | For | For | |||||||||||||
| 4.2 | Elect Otmar Wiestler to the Supervisory Board | Management | Yes | For | For | |||||||||||||
| 4.3 | Elect Horst Baier to the Supervisory Board | Management | Yes | For | For | |||||||||||||
| 5 | Approve Remuneration Policy for the Management Board | Management | Yes | For | For | |||||||||||||
| 6 | Approve Remuneration Policy for the Supervisory Board | Management | Yes | For | For | |||||||||||||
| 7 | Amend Articles Re: Supervisory Board Term of Office | Management | Yes | For | For | |||||||||||||
| 8 | Ratify Deloitte GmbH as Auditors for Fiscal 2020 | Management | Yes | For | For | |||||||||||||
| Grupo Televisa SAB | TLEVISACPO | P4987V137 | April 28, 2020 | 1 | Elect or Ratify Directors Representing Series L Shareholders | Management | Yes | For | For | |||||||||
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | Yes | For | For | |||||||||||||
| 1 | Elect or Ratify Directors Representing Series D Shareholders | Management | Yes | Abstain | Against | |||||||||||||
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | Yes | Abstain | Against | |||||||||||||
| 1 | Approve Financial Statements and Statutory Reports as Required by Article 28 of Mexican Securities Law, Approve Financial Statements; Approve Discharge of Directors, CEO and Board Committees | Management | Yes | Abstain | Against | |||||||||||||
| 2 | Present Report on Compliance with Fiscal Obligations | Management | Yes | Abstain | Against | |||||||||||||
| 3 | Approve Allocation of Income | Management | Yes | Abstain | Against | |||||||||||||
| 4 | Set Aggregate Nominal Amount of Share Repurchase Reserve; Receive Report on Policies and Board’s Decisions on Share Repurchase and Sale of Treasury Shares | Management | Yes | Abstain | Against | |||||||||||||
| 5 | Elect or Ratify Members of Board, Secretary and Other Officers | Management | Yes | Abstain | Against | |||||||||||||
| 6 | Elect or Ratify Members of Executive Committee | Management | Yes | Abstain | Against | |||||||||||||
| 7 | Elect or Ratify Chairman of Audit Committee | Management | Yes | Abstain | Against | |||||||||||||
| 8 | Elect or Ratify Chairman of Corporate Practices Committee | Management | Yes | Abstain | Against | |||||||||||||
| 9 | Approve Remuneration of Board Members, Executive, Audit and Corporate Practices Committees, and Secretaries | Management | Yes | Abstain | Against | |||||||||||||
| 10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | Yes | Abstain | Against | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Cenovus Energy Inc. | CVE | 15135U109 | April 29, 2020 | 1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||
| 2.1 | Elect Director Keith M. Casey | Management | Yes | For | For | |||||||||||||
| 2.2 | Elect Director Susan F. Dabarno | Management | Yes | For | For | |||||||||||||
| 2.3 | Elect Director Jane E. Kinney | Management | Yes | For | For | |||||||||||||
| 2.4 | Elect Director Harold N. Kvisle | Management | Yes | For | For | |||||||||||||
| 2.5 | Elect Director Steven F. Leer | Management | Yes | For | For | |||||||||||||
| 2.6 | Elect Director M. George Lewis | Management | Yes | For | For | |||||||||||||
| 2.7 | Elect Director Keith A. MacPhail | Management | Yes | For | For | |||||||||||||
| 2.8 | Elect Director Richard J. Marcogliese | Management | Yes | For | For | |||||||||||||
| 2.9 | Elect Director Claude Mongeau | Management | Yes | For | For | |||||||||||||
| 2.10 | Elect Director Alexander J. Pourbaix | Management | Yes | For | For | |||||||||||||
| 2.11 | Elect Director Rhonda I. Zygocki | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote on Executive Compensation Approach | Management | Yes | For | For | |||||||||||||
| Royal Bank of Scotland Group Plc | RBS | G7S86Z172 | April 29, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 3 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 4 | Approve Final Dividend | Management | Yes | Abstain | Against | |||||||||||||
| 5 | Approve Special Dividend | Management | Yes | Abstain | Against | |||||||||||||
| 6 | Re-elect Howard Davies as Director | Management | Yes | For | For | |||||||||||||
| 7 | Elect Alison Rose-Slade as Director | Management | Yes | For | For | |||||||||||||
| 8 | Re-elect Katie Murray as Director | Management | Yes | For | For | |||||||||||||
| 9 | Re-elect Frank Dangeard as Director | Management | Yes | For | For | |||||||||||||
| 10 | Re-elect Patrick Flynn as Director | Management | Yes | For | For | |||||||||||||
| 11 | Re-elect Morten Friis as Director | Management | Yes | For | For | |||||||||||||
| 12 | Re-elect Robert Gillespie as Director | Management | Yes | For | For | |||||||||||||
| 13 | Elect Yasmin Jetha as Director | Management | Yes | For | For | |||||||||||||
| 14 | Re-elect Baroness Noakes as Director | Management | Yes | For | For | |||||||||||||
| 15 | Re-elect Mike Rogers as Director | Management | Yes | For | For | |||||||||||||
| 16 | Re-elect Mark Seligman as Director | Management | Yes | For | For | |||||||||||||
| 17 | Re-elect Lena Wilson as Director | Management | Yes | For | For | |||||||||||||
| 18 | Reappoint Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 19 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 20 | Authorise Issue of Equity | Management | Yes | For | For | |||||||||||||
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | |||||||||||||
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | Yes | For | For | |||||||||||||
| 23 | Authorise Issue of Equity in Connection with Equity Convertible Notes | Management | Yes | For | For | |||||||||||||
| 24 | Authorise Issue of Equity without Pre-emptive Rights in Connection with Equity Convertible Notes | Management | Yes | For | For | |||||||||||||
| 25 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Management | Yes | For | For | |||||||||||||
| 26 | Authorise EU Political Donations and Expenditure | Management | Yes | For | For | |||||||||||||
| 27 | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 28 | Authorise Off-Market Purchase of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 29 | Adopt New Articles of Association | Management | Yes | For | For | |||||||||||||
| 30 | Approve Employee Share Ownership Plan | Management | Yes | For | For | |||||||||||||
| Grupo Mexico S.A.B. de C.V. | GMEXICOB | P49538112 | April 30, 2020 | 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Present Report on Compliance with Fiscal Obligations | Management | Yes | For | For | |||||||||||||
| 3 | Approve Allocation of Income | Management | Yes | For | For | |||||||||||||
| 4 | Approve Policy Related to Acquisition of Own Shares; Set Aggregate Nominal Amount of Share Repurchase Reserve | Management | Yes | For | For | |||||||||||||
| 5 | Approve Discharge of Board of Directors, Executive Chairman and Board Committees | Management | Yes | For | For | |||||||||||||
| 6 | Ratify Auditors | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 7 | Elect or Ratify Directors; Verify Independence of Board Members; Elect or Ratify Chairmen and Members of Board Committees | Management | Yes | Against | Against | |||||||||||||
| 8 | Approve Remuneration of Directors and Members of Board Committees | Management | Yes | For | For | |||||||||||||
| 9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | Yes | For | For | |||||||||||||
| Unilever NV | UNA | N8981F289 | April 30, 2020 | 2 | Approve Financial Statements and Allocation of Income | Management | Yes | For | For | |||||||||
| 3 | Approve Remuneration Report | Management | Yes | Against | Against | |||||||||||||
| 4 | Approve Discharge of Executive Directors | Management | Yes | For | For | |||||||||||||
| 5 | Approve Discharge of Non-Executive Directors | Management | Yes | For | For | |||||||||||||
| 6 | Reelect N Andersen as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 7 | Reelect L Cha as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 8 | Reelect V Colao as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 9 | Reelect J Hartmann as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 10 | Reelect A Jope as Executive Director | Management | Yes | For | For | |||||||||||||
| 11 | Reelect A Jung as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 12 | Reelect S Kilsby as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 13 | Reelect S Masiyiwa as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 14 | Reelect Y Moon as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 15 | Reelect G Pitkethly as Executive Director | Management | Yes | For | For | |||||||||||||
| 16 | Reelect J Rishton as Director | Management | Yes | For | For | |||||||||||||
| 17 | Reelect F Sijbesma as Director | Management | Yes | For | For | |||||||||||||
| 18 | Ratify KPMG as Auditors | Management | Yes | For | For | |||||||||||||
| 19 | Grant Board Authority to Issue Shares | Management | Yes | For | For | |||||||||||||
| 20 | Authorize Board to Exclude Preemptive Rights from Share Issuances for General Corporate Purposes | Management | Yes | For | For | |||||||||||||
| 21 | Authorize Board to Exclude Preemptive Rights from Share Issuances for Acquisition or Specified Capital Investment Purposes | Management | Yes | For | For | |||||||||||||
| 22 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 23 | Approve Reduction in Share Capital through Cancellation of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| Credit Suisse Group AG | CSGN | H3698D419 | April 30, 2020 | 1.1 | Approve Remuneration Report | Management | Yes | For | For | |||||||||
| 1.2 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||||||
| 2 | Approve Discharge of Board and Senior Management | Management | Yes | For | For | |||||||||||||
| 3 | Approve Allocation of Income and Dividends of CHF 0.14 per Share | Management | Yes | For | For | |||||||||||||
| 4 | Approve CHF 4.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For | |||||||||||||
| 5.1.a | Reelect Urs Rohner as Director and Board Chairman | Management | Yes | Against | Against | |||||||||||||
| 5.1.b | Reelect Iris Bohnet as Director | Management | Yes | For | For | |||||||||||||
| 5.1.c | Reelect Christian Gellerstad as Director | Management | Yes | For | For | |||||||||||||
| 5.1.d | Reelect Andreas Gottschling as Director | Management | Yes | For | For | |||||||||||||
| 5.1.e | Reelect Michael Klein as Director | Management | Yes | For | For | |||||||||||||
| 5.1.f | Reelect Shan Li as Director | Management | Yes | For | For | |||||||||||||
| 5.1.g | Reelect Seraina Macia as Director | Management | Yes | For | For | |||||||||||||
| 5.1.h | Reelect Kai Nargolwala as Director | Management | Yes | For | For | |||||||||||||
| 5.1.i | Reelect Ana Pessoa as Director | Management | Yes | For | For | |||||||||||||
| 5.1.j | Reelect Joaquin Ribeiro as Director | Management | Yes | For | For | |||||||||||||
| 5.1.k | Reelect Severin Schwan as Director | Management | Yes | For | For | |||||||||||||
| 5.1.l | Reelect John Tiner as Director | Management | Yes | For | For | |||||||||||||
| 5.1.m | Elect Richard Meddings as Director | Management | Yes | For | For | |||||||||||||
| 5.2.1 | Reappoint Iris Bohnet as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 5.2.2 | Reappoint Christian Gellerstad as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 5.2.3 | Reappoint Michael Klein as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 5.2.4 | Reappoint Kai Nargolwala as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 6.1 | Approve Remuneration of Directors in the Amount of CHF 12 Million | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 6.2.1 | Approve Short-Term Variable Remuneration of Executive Committee in the Amount of CHF 22.4 Million | Management | Yes | For | For | |||||||||||||
| 6.2.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 31 Million | Management | Yes | For | For | |||||||||||||
| 6.2.3 | Approve Long-Term Variable Remuneration of Executive Committee in the Amount of CHF 28.6 Million | Management | Yes | For | For | |||||||||||||
| 7.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | Yes | For | For | |||||||||||||
| 7.2 | Ratify BDO AG as Special Auditors | Management | Yes | For | For | |||||||||||||
| 7.3 | Designate Keller KLG as Independent Proxy | Management | Yes | For | For | |||||||||||||
| 8.1 | Additional Voting Instructions - Shareholder Proposals (Voting) | Share Holder | Yes | Against | For | |||||||||||||
| 8.2 | Additional Voting Instructions - Board of Directors Proposals (Voting) | Management | Yes | Against | Against | |||||||||||||
| Schroders Plc | SDR | G78602136 | April 30, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 4 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 5 | Approve Long Term Incentive Plan | Management | Yes | For | For | |||||||||||||
| 6 | Approve Deferred Award Plan | Management | Yes | For | For | |||||||||||||
| 7 | Elect Matthew Westerman as Director | Management | Yes | For | For | |||||||||||||
| 8 | Elect Claire Fitzalan as Director | Management | Yes | For | For | |||||||||||||
| 9 | Re-elect Michael Dobson as Director | Management | Yes | For | For | |||||||||||||
| 10 | Re-elect Peter Harrison as Director | Management | Yes | For | For | |||||||||||||
| 11 | Re-elect Richard Keers as Director | Management | Yes | For | For | |||||||||||||
| 12 | Re-elect Ian King as Director | Management | Yes | For | For | |||||||||||||
| 13 | Re-elect Sir Damon Buffini as Director | Management | Yes | For | For | |||||||||||||
| 14 | Re-elect Rhian Davies as Director | Management | Yes | For | For | |||||||||||||
| 15 | Re-elect Rakhi Goss-Custard as Director | Management | Yes | For | For | |||||||||||||
| 16 | Re-elect Deborah Waterhouse as Director | Management | Yes | For | For | |||||||||||||
| 17 | Re-elect Leonie Schroder as Director | Management | Yes | For | For | |||||||||||||
| 18 | Reappoint Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 19 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 20 | Approve EU Political Donations and Expenditure | Management | Yes | For | For | |||||||||||||
| 21 | Authorise Issue of Equity | Management | Yes | For | For | |||||||||||||
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | |||||||||||||
| 23 | Authorise Market Purchase of Non-Voting Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 24 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Management | Yes | For | For | |||||||||||||
| Kuehne + Nagel International AG | KNIN | H4673L145 | May 5, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Allocation of Income and Omission of Dividends | Management | Yes | For | For | |||||||||||||
| 3 | Approve Discharge of Board and Senior Management | Management | Yes | For | For | |||||||||||||
| 4.1.1 | Reelect Renato Fassbind as Director | Management | Yes | For | For | |||||||||||||
| 4.1.2 | Reelect Karl Gernandt as Director | Management | Yes | For | For | |||||||||||||
| 4.1.3 | Reelect David Kamenetzky as Director | Management | Yes | For | For | |||||||||||||
| 4.1.4 | Reelect Klaus-Michael Kuehne as Director | Management | Yes | For | For | |||||||||||||
| 4.1.5 | Reelect Hauke Stars as Director | Management | Yes | For | For | |||||||||||||
| 4.1.6 | Reelect Martin Wittig as Director | Management | Yes | For | For | |||||||||||||
| 4.1.7 | Reelect Joerg Wolle as Director | Management | Yes | For | For | |||||||||||||
| 4.2 | Elect Dominik Buergy as Director | Management | Yes | For | For | |||||||||||||
| 4.3 | Reelect Joerg Wolle as Board Chairman | Management | Yes | For | For | |||||||||||||
| 4.4.1 | Appoint Karl Gernandt as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 4.4.2 | Appoint Klaus-Michael Kuehne as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 4.4.3 | Appoint Hauke Stars as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 4.5 | Designate Investarit AG as Independent Proxy | Management | Yes | For | For | |||||||||||||
| 4.6 | Ratify Ernst & Young AG as Auditors | Management | Yes | For | For | |||||||||||||
| 5 | Approve Creation of CHF 20 Million Pool of Capital without Preemptive Rights | Management | Yes | For | For | |||||||||||||
| 6 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 7.1 | Approve Remuneration of Directors in the Amount of CHF 5 Million | Management | Yes | For | For | |||||||||||||
| 7.2 | Approve Remuneration of Executive Committee in the Amount of CHF 20 Million | Management | Yes | For | For | |||||||||||||
| 8 | Transact Other Business (Voting) | Management | Yes | Against | Yes | |||||||||||||
| Anglo American Plc | AAL | G03764134 | May 5, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Elect Hixonia Nyasulu as Director | Management | Yes | For | For | |||||||||||||
| 4 | Elect Nonkululeko Nyembezi as Director | Management | Yes | For | For | |||||||||||||
| 5 | Re-elect Ian Ashby as Director | Management | Yes | For | For | |||||||||||||
| 6 | Re-elect Marcelo Bastos as Director | Management | Yes | For | For | |||||||||||||
| 7 | Re-elect Stuart Chambers as Director | Management | Yes | For | For | |||||||||||||
| 8 | Re-elect Mark Cutifani as Director | Management | Yes | For | For | |||||||||||||
| 9 | Re-elect Byron Grote as Director | Management | Yes | For | For | |||||||||||||
| 10 | Re-elect Tony O’Neill as Director | Management | Yes | For | For | |||||||||||||
| 11 | Re-elect Stephen Pearce as Director | Management | Yes | For | For | |||||||||||||
| 12 | Re-elect Jim Rutherford as Director | Management | Yes | For | For | |||||||||||||
| 13 | Re-elect Anne Stevens as Director | Management | Yes | For | For | |||||||||||||
| 14 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 16 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 17 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 18 | Approve Long Term Incentive Plan | Management | Yes | For | For | |||||||||||||
| 19 | Approve Bonus Share Plan | Management | Yes | For | For | |||||||||||||
| 20 | Authorise Issue of Equity | Management | Yes | For | For | |||||||||||||
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | |||||||||||||
| 22 | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 23 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Management | Yes | For | For | |||||||||||||
| Allianz SE | ALV | D03080112 | May 6, 2020 | 2 | Approve Allocation of Income and Dividends of EUR 9.60 per Share | Management | Yes | For | For | |||||||||
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | Yes | For | For | |||||||||||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | Yes | For | For | |||||||||||||
| 5 | Approve Affiliation Agreement with Allianz Africa Holding GmbH | Management | Yes | For | For | |||||||||||||
| Mondi Plc | MNDI | G6258S107 | May 7, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 3 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 4 | Approve Final Dividend | Management | Yes | Abstain | Against | |||||||||||||
| 5 | Elect Enoch Godongwana as Director | Management | Yes | For | For | |||||||||||||
| 6 | Elect Philip Yea as Director | Management | Yes | For | For | |||||||||||||
| 7 | Re-elect Tanya Fratto as Director | Management | Yes | For | For | |||||||||||||
| 8 | Re-elect Stephen Harris as Director | Management | Yes | For | For | |||||||||||||
| 9 | Re-elect Andrew King as Director | Management | Yes | For | For | |||||||||||||
| 10 | Re-elect Dominique Reiniche as Director | Management | Yes | For | For | |||||||||||||
| 11 | Re-elect Stephen Young as Director | Management | Yes | For | For | |||||||||||||
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 14 | Authorise Issue of Equity | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | |||||||||||||
| 16 | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 17 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Management | Yes | For | For | |||||||||||||
| Rolls-Royce Holdings Plc | RR | G76225104 | May 7, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 3 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 4 | Re-elect Sir Ian Davis as Director | Management | Yes | For | For | |||||||||||||
| 5 | Re-elect Warren East as Director | Management | Yes | For | For | |||||||||||||
| 6 | Re-elect Stephen Daintith as Director | Management | Yes | For | For | |||||||||||||
| 7 | Re-elect Lewis Booth as Director | Management | Yes | For | For | |||||||||||||
| 8 | Re-elect Sir Frank Chapman as Director | Management | Yes | For | For | |||||||||||||
| 9 | Elect George Culmer as Director | Management | Yes | For | For | |||||||||||||
| 10 | Re-elect Irene Dorner as Director | Management | Yes | For | For | |||||||||||||
| 11 | Re-elect Beverly Goulet as Director | Management | Yes | For | For | |||||||||||||
| 12 | Re-elect Lee Hsien Yang as Director | Management | Yes | For | For | |||||||||||||
| 13 | Re-elect Nick Luff as Director | Management | Yes | For | For | |||||||||||||
| 14 | Re-elect Sir Kevin Smith as Director | Management | Yes | For | For | |||||||||||||
| 15 | Re-elect Jasmin Staiblin as Director | Management | Yes | For | For | |||||||||||||
| 16 | Elect Dame Angela Strank as Director | Management | Yes | For | For | |||||||||||||
| 17 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 19 | Approve Payment to Shareholders | Management | Yes | For | For | |||||||||||||
| 20 | Authorise EU Political Donations and Expenditure | Management | Yes | For | For | |||||||||||||
| 21 | Authorise Issue of Equity | Management | Yes | For | For | |||||||||||||
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | |||||||||||||
| 23 | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 1 | Approve Increase in Borrowing Limit | Management | Yes | For | For | |||||||||||||
| Hennes & Mauritz AB | HM.B | W41422101 | May 7, 2020 | 2 | Elect Chairman of Meeting | Management | Yes | For | For | |||||||||
| 3 | Prepare and Approve List of Shareholders | Management | Yes | For | For | |||||||||||||
| 4 | Approve Agenda of Meeting | Management | Yes | For | For | |||||||||||||
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | Yes | For | For | |||||||||||||
| 6 | Acknowledge Proper Convening of Meeting | Management | Yes | For | For | |||||||||||||
| 8.a | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||||||
| 8.b | Approve Allocation of Income and Omission of Dividends | Management | Yes | For | For | |||||||||||||
| 8.c | Approve Discharge of Board and President | Management | Yes | For | For | |||||||||||||
| 9 | Determine Number of Members (8) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) | Management | Yes | For | For | |||||||||||||
| 10 | Approve Remuneration of Directors in the Amount of SEK 1.7 Million for Chairman, and SEK 650,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 11.a | Reelect Stina Bergfors as Director | Management | Yes | For | For | |||||||||||||
| 11.b | Reelect Anders Dahlvig as Director | Management | Yes | For | For | |||||||||||||
| 11.c | Reelect Danica Kragic Jensfelt as Director | Management | Yes | For | For | |||||||||||||
| 11.d | Reelect Lena Patriksson Keller as Director | Management | Yes | For | For | |||||||||||||
| 11.e | Reelect Christian Sievert as Director | Management | Yes | For | For | |||||||||||||
| 11.f | Reelect Erica Wiking Hager as Director | Management | Yes | For | For | |||||||||||||
| 11.g | Reelect Niklas Zennstrom as Director | Management | Yes | For | For | |||||||||||||
| 11.h | Elect Karl-Johan Persson (Chairman) as New Director | Management | Yes | For | For | |||||||||||||
| 12 | Ratify Ernst & Young as Auditors | Management | Yes | For | For | |||||||||||||
| 13 | Approve Procedures for Nominating Committee | Management | Yes | For | For | |||||||||||||
| 14.a | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | Yes | For | For | |||||||||||||
| 14.b | Disclose Sustainability Targets to be Achieved in order for Senior Executives to be Paid Variable Remuneration; Report on the Performance of Senior Executives About Sustainability Targets | Share Holder | Yes | Against | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 15 | Amend Articles of Association Re: Company Name; Participation of General Meeting; Agenda of Annual Meeting; Share Registrar | Management | Yes | For | For | |||||||||||||
| 16 | Eliminate Differentiated Voting Rights | Share Holder | Yes | Against | For | |||||||||||||
| 17 | Examination of Various Aspects of the Company’s Collection of Data about the Personnel | Share Holder | Yes | Against | For | |||||||||||||
| AMP Ltd. | AMP | Q0344G101 | May 8, 2020 | 2a | Elect Trevor Matthews as Director | Management | Yes | For | For | |||||||||
| 2b | Elect Debra Hazelton as Director | Management | Yes | For | For | |||||||||||||
| 2c | Elect Rahoul Chowdry as Director | Management | Yes | For | For | |||||||||||||
| 2d | Elect Michael Sammells as Director | Management | Yes | For | For | |||||||||||||
| 3 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 4 | Approve Cancellation of CEO 2018 Recovery Incentive Granted to Francesco De Ferrari | Management | Yes | For | For | |||||||||||||
| 5 | Ratify Past Issuance of Shares to Existing and New Institutional Investors | Management | Yes | For | For | |||||||||||||
| 6 | Approve Conversion of AMP Capital Notes 2 into Fully Paid Ordinary Shares | Management | Yes | For | For | |||||||||||||
| IRB Brasil Resseguros SA | IRBR3 | P5876C106 | May 11, 2020 | 1 | Elect Directors | Management | No | For | For | |||||||||
| LafargeHolcim Ltd. | LHN | H4768E105 | May 12, 2020 | 1.1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 1.2 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 2 | Approve Discharge of Board and Senior Management | Management | Yes | For | For | |||||||||||||
| 3.1 | Approve Allocation of Income | Management | Yes | For | For | |||||||||||||
| 3.2 | Approve Dividends of CHF 2.00 per Share from Capital Contribution Reserves | Management | Yes | For | For | |||||||||||||
| 4.1a | Reelect Beat Hess as Director and Board Chairmann | Management | Yes | For | For | |||||||||||||
| 4.1b | Reelect Oscar Fanjul as Director | Management | Yes | For | For | |||||||||||||
| 4.1c | Reelect Colin Hall as Director | Management | Yes | For | For | |||||||||||||
| 4.1d | Reelect Naina Kidwai as Director | Management | Yes | For | For | |||||||||||||
| 4.1e | Reelect Patrick Kron as Director | Management | Yes | For | For | |||||||||||||
| 4.1f | Reelect Adrian Loader as Director | Management | Yes | For | For | |||||||||||||
| 4.1g | Reelect Juerg Oleas as Director | Management | Yes | For | For | |||||||||||||
| 4.1h | Reelect Claudia Ramirez as Director | Management | Yes | For | For | |||||||||||||
| 4.1i | Reelect Hanne Sorensen as Director | Management | Yes | For | For | |||||||||||||
| 4.1j | Reelect Dieter Spaelti as Director | Management | Yes | For | For | |||||||||||||
| 4.2.1 | Elect Philippe Block as Director | Management | Yes | For | For | |||||||||||||
| 4.2.2 | Elect Kim Fausing as Director | Management | Yes | For | For | |||||||||||||
| 4.3.1 | Reappoint Oscar Fanjul as Member of the Nomination, Compensation and Governance Committee | Management | Yes | For | For | |||||||||||||
| 4.3.2 | Reappoint Adrian Loader as Member of the Nomination, Compensation and Governance Committee | Management | Yes | For | For | |||||||||||||
| 4.3.3 | Reappoint Hanne Sorensen as Member of the Nomination, Compensation and Governance Committee | Management | Yes | For | For | |||||||||||||
| 4.4.1 | Appoint Colin Hall as Member of the Nomination, Compensation and Governance Committee | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 4.4.2 | Appoint Claudia Ramirez as Member of the Nomination, Compensation and Governance Committee | Management | Yes | For | For | |||||||||||||
| 4.5.1 | Ratify Deloitte AG as Auditors | Management | Yes | For | For | |||||||||||||
| 4.5.2 | Designate Sabine Burkhalter Kaimakliotis as Independent Proxy | Management | Yes | For | For | |||||||||||||
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 5.4 Million | Management | Yes | For | For | |||||||||||||
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 42.5 Million | Management | Yes | For | For | |||||||||||||
| 6 | Transact Other Business (Voting) | Management | Yes | Against | Against | |||||||||||||
| ASM Pacific Technology Limited | 522 | G0535Q133 | May 12, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 4 | Authorize Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | For | For | |||||||||||||
| 6 | Authorize Reissuance of Repurchased Shares | Management | Yes | For | For | |||||||||||||
| 7 | Elect Robin Gerard Ng Cher Tat as Director | Management | Yes | For | For | |||||||||||||
| 8 | Elect Guenter Walter Lauber as Director | Management | Yes | For | For | |||||||||||||
| 9 | Authorize Board to Fix Remuneration of Directors | Management | Yes | For | For | |||||||||||||
| Reckitt Benckiser Group Plc | RB | G74079107 | May 12, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 3 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 4 | Re-elect Andrew Bonfield as Director | Management | Yes | For | For | |||||||||||||
| 5 | Re-elect Nicandro Durante as Director | Management | Yes | For | For | |||||||||||||
| 6 | Re-elect Mary Harris as Director | Management | Yes | For | For | |||||||||||||
| 7 | Re-elect Mehmood Khan as Director | Management | Yes | For | For | |||||||||||||
| 8 | Re-elect Pam Kirby as Director | Management | Yes | For | For | |||||||||||||
| 9 | Re-elect Chris Sinclair as Director | Management | Yes | For | For | |||||||||||||
| 10 | Re-elect Elane Stock as Director | Management | Yes | For | For | |||||||||||||
| 11 | Elect Jeff Carr as Director | Management | Yes | For | For | |||||||||||||
| 12 | Elect Sara Mathew as Director | Management | Yes | For | For | |||||||||||||
| 13 | Elect Laxman Narasimhan as Director | Management | Yes | For | For | |||||||||||||
| 14 | Reappoint KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 16 | Authorise EU Political Donations and Expenditure | Management | Yes | For | For | |||||||||||||
| 17 | Authorise Issue of Equity | Management | Yes | For | For | |||||||||||||
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | |||||||||||||
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | Yes | For | For | |||||||||||||
| 20 | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 21 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Management | Yes | For | For | |||||||||||||
| ENN Energy Holdings Ltd. | 2688 | G3066L101 | May 13, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 3a1 | Elect Han Jishen as Director | Management | Yes | For | For | |||||||||||||
| 3a2 | Elect Zhang Yuying as Director | Management | Yes | For | For | |||||||||||||
| 3a3 | Elect Wang Dongzhi as Director | Management | Yes | For | For | |||||||||||||
| 3a4 | Elect Jin Yongsheng as Director | Management | Yes | For | For | |||||||||||||
| 3a5 | Elect Law Yee Kwan, Quinn as Director | Management | Yes | For | For | |||||||||||||
| 3b | Authorize Board to Fix Remuneration of Directors | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | For | For | |||||||||||||
| 6 | Authorize Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| Bayerische Motoren Werke AG | BMW | D12096109 | May 14, 2020 | 2 | Approve Allocation of Income and Dividends of EUR 2.50 per Ordinary Share and EUR 2.52 per Preferred Share | Management | Yes | For | For | |||||||||
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | Yes | For | For | |||||||||||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | Yes | For | For | |||||||||||||
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | Management | Yes | For | For | |||||||||||||
| 6.1 | Elect Norbert Reithofer to the Supervisory Board | Management | Yes | For | For | |||||||||||||
| 6.2 | Elect Anke Schaeferkordt to the Supervisory Board | Management | Yes | For | For | |||||||||||||
| 7 | Approve Remuneration of Supervisory Board | Management | Yes | For | For | |||||||||||||
| The Swatch Group AG | UHR | H83949141 | May 14, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Discharge of Board and Senior Management | Management | Yes | For | For | |||||||||||||
| 3 | Approve Allocation of Income and Dividends of CHF 1.10 per Registered Share and CHF 5.50 per Bearer Share | Management | Yes | For | For | |||||||||||||
| 4.1.1 | Approve Fixed Remuneration of Non-Executive Directors in the Amount of CHF 780,000 | Management | Yes | For | For | |||||||||||||
| 4.1.2 | Approve Fixed Remuneration of Executive Directors in the Amount of CHF 2.5 Million | Management | Yes | For | For | |||||||||||||
| 4.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 5.7 Million | Management | Yes | For | For | |||||||||||||
| 4.3 | Approve Variable Remuneration of Executive Directors in the Amount of CHF 6.6 Million | Management | Yes | Against | Against | |||||||||||||
| 4.4 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 15.1 Million | Management | Yes | Against | Against | |||||||||||||
| 5.1 | Reelect Nayla Hayek as Director | Management | Yes | Against | Against | |||||||||||||
| 5.2 | Reelect Ernst Tanner as Director | Management | Yes | For | For | |||||||||||||
| 5.3 | Reelect Daniela Aeschlimann as Director | Management | Yes | Against | Against | |||||||||||||
| 5.4 | Reelect Georges Hayek as Director | Management | Yes | Against | Against | |||||||||||||
| 5.5 | Reelect Claude Nicollier as Director | Management | Yes | For | For | |||||||||||||
| 5.6 | Reelect Jean-Pierre Roth as Director | Management | Yes | For | For | |||||||||||||
| 5.7 | Reelect Nayla Hayek as Board Chairman | Management | Yes | Against | Against | |||||||||||||
| 6.1 | Reappoint Nayla Hayek as Member of the Compensation Committee | Management | Yes | Against | Against | |||||||||||||
| 6.2 | Reappoint Ernst Tanner as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 6.3 | Reappoint Daniela Aeschlimann as Member of the Compensation Committee | Management | Yes | Against | Against | |||||||||||||
| 6.4 | Reappoint Georges Hayek as Member of the Compensation Committee | Management | Yes | Against | Against | |||||||||||||
| 6.5 | Reappoint Claude Nicollier as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 6.6 | Reappoint Jean-Pierre Roth as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 7 | Designate Bernhard Lehmann as Independent Proxy | Management | Yes | For | For | |||||||||||||
| 8 | Ratify PricewaterhouseCoopers AG as Auditors | Management | Yes | For | For | |||||||||||||
| 9 | Transact Other Business (Voting) | Management | Yes | Against | Against | |||||||||||||
| Prudential Plc | PRU | G72899100 | May 14, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 3 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 4 | Elect Jeremy Anderson as Director | Management | Yes | For | For | |||||||||||||
| 5 | Elect Shriti Vadera as Director | Management | Yes | For | For | |||||||||||||
| 6 | Re-elect Mark Fitzpatrick as Director | Management | Yes | For | For | |||||||||||||
| 7 | Re-elect David Law as Director | Management | Yes | For | For | |||||||||||||
| 8 | Re-elect Paul Manduca as Director | Management | Yes | For | For | |||||||||||||
| 9 | Re-elect Kaikhushru Nargolwala as Director | Management | Yes | For | For | |||||||||||||
| 10 | Re-elect Anthony Nightingale as Director | Management | Yes | For | For | |||||||||||||
| 11 | Re-elect Philip Remnant as Director | Management | Yes | For | For | |||||||||||||
| 12 | Re-elect Alice Schroeder as Director | Management | Yes | For | For | |||||||||||||
| 13 | Re-elect James Turner as Director | Management | Yes | For | For | |||||||||||||
| 14 | Re-elect Thomas Watjen as Director | Management | Yes | For | For | |||||||||||||
| 15 | Re-elect Michael Wells as Director | Management | Yes | For | For | |||||||||||||
| 16 | Re-elect Fields Wicker-Miurin as Director | Management | Yes | For | For | |||||||||||||
| 17 | Re-elect Amy Yip as Director | Management | Yes | For | For | |||||||||||||
| 18 | Reappoint KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 20 | Authorise EU Political Donations and Expenditure | Management | Yes | For | For | |||||||||||||
| 21 | Authorise Issue of Equity | Management | Yes | For | For | |||||||||||||
| 22 | Authorise Issue of Equity to Include Repurchased Shares | Management | Yes | For | For | |||||||||||||
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | |||||||||||||
| 24 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | Yes | For | For | |||||||||||||
| 25 | Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities | Management | Yes | For | For | |||||||||||||
| 26 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities | Management | Yes | For | For | |||||||||||||
| 27 | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 28 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Management | Yes | For | For | |||||||||||||
| AAC Technologies Holdings, Inc. | 2018 | G2953R114 | May 15, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2a | Elect Mok Joe Kuen Richard as Director | Management | Yes | For | For | |||||||||||||
| 2b | Authorize Board to Fix Remuneration of Directors | Management | Yes | For | For | |||||||||||||
| 3 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | �� | Against | ||||||||||||
| 5 | Authorize Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 6 | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | Against | |||||||||||||
| 7 | Adopt Second Amended and Restated Articles of Association | Management | Yes | For | For | |||||||||||||
| BNP Paribas SA | BNP | F1058Q238 | May 19, 2020 | 1 | Approve Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||||||
| 3 | Approve Allocation of Income and Absence of Dividends | Management | Yes | For | For | |||||||||||||
| 4 | Approve Auditors’ Special Report on Related-Party Transactions | Management | Yes | For | For | |||||||||||||
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 6 | Reelect Jean Lemierre as Director | Management | Yes | For | For | |||||||||||||
| 7 | Reelect Jacques Aschenbroich as Director | Management | Yes | For | For | |||||||||||||
| 8 | Reelect Monique Cohen as Director | Management | Yes | For | For | |||||||||||||
| 9 | Reelect Daniela Schwarzer as Director | Management | Yes | For | For | |||||||||||||
| 10 | Reelect Fields Wicker-Miurin as Director | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 11 | Approve Remuneration Policy of Directors | Management | Yes | For | For | |||||||||||||
| 12 | Approve Remuneration Policy of Chairman of the Board | Management | Yes | For | For | |||||||||||||
| 13 | Approve Remuneration Policy of CEO and Vice-CEO | Management | Yes | For | For | |||||||||||||
| 14 | Approve Compensation of Corporate Officers | Management | Yes | For | For | |||||||||||||
| 15 | Approve Compensation of Jean Lemierre, Chairman of the Board | Management | Yes | For | For | |||||||||||||
| 16 | Approve Compensation of Jean-Laurent Bonnafe, CEO | Management | Yes | For | For | |||||||||||||
| 17 | Approve Compensation of Philippe Bordenave, Vice-CEO | Management | Yes | For | For | |||||||||||||
| 18 | Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Management | Yes | For | For | |||||||||||||
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | Yes | For | For | |||||||||||||
| 20 | Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers | Management | Yes | For | For | |||||||||||||
| 21 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | Yes | For | For | |||||||||||||
| 22 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 20-21 at EUR 240 Million | Management | Yes | For | For | |||||||||||||
| 23 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | Yes | For | For | |||||||||||||
| 24 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19-21 at EUR 1 Billion | Management | Yes | For | For | |||||||||||||
| 25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Yes | Against | Against | |||||||||||||
| 26 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For | |||||||||||||
| 27 | Amend Article 7 of Bylaws Re: Employee Shareholder Representative | Management | Yes | For | For | |||||||||||||
| 28 | Amend Article 15 of Bylaws Re: Board Members Deliberation via Written Consultation | Management | Yes | For | For | |||||||||||||
| 29 | Amend Articles 7, 10, 11, 19 of Bylaws to Comply with Legal Changes | Management | Yes | For | For | |||||||||||||
| 30 | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For | |||||||||||||
| EXOR NV | EXO | N3140A107 | May 20, 2020 | 2.b | Approve Remuneration Report | Management | Yes | For | For | |||||||||
| 2.c | Adopt Financial Statements | Management | Yes | For | For | |||||||||||||
| 2.e | Approve Dividends | Management | Yes | For | For | |||||||||||||
| 3.a | Ratify Ernst & Young as Auditors | Management | Yes | For | For | |||||||||||||
| 3.b | Amend Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 4.a | Approve Discharge of Executive Directors | Management | Yes | For | For | |||||||||||||
| 4.b | Approve Discharge of Non-Executive Directors | Management | Yes | For | For | |||||||||||||
| 5 | Reelect John Elkann as Executive Director | Management | Yes | For | For | |||||||||||||
| 6.a | Reelect Marc Bolland as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 6.b | Reelect Alessandro Nasi as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 6.c | Reelect Andrea Agnelli as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 6.d | Reelect Ginevra Elkann as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 6.e | Reelect Antonio Horta-Osorio as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 6.f | Reelect Melissa Bethell as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 6.g | Reelect Laurence Debroux as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 6.h | Reelect Joseph Bae as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 7.a | Authorize Repurchase of Shares | Management | Yes | For | For | |||||||||||||
| 7.b | Approve Cancellation of Repurchased Shares | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| China Mobile Limited | 941 | 16941M109 | May 20, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Elect Wang Yuhang as Director | Management | Yes | For | For | |||||||||||||
| 4.1 | Elect Paul Chow Man Yiu as Director | Management | Yes | For | For | |||||||||||||
| 4.2 | Elect Stephen Yiu Kin Wah as Director | Management | Yes | For | For | |||||||||||||
| 5 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 6 | Authorize Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against | |||||||||||||
| 8 | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | Against | |||||||||||||
| 9 | Adopt Share Option Scheme and Related Transactions | Management | Yes | Against | Against | |||||||||||||
| Hengan International Group Company Limited | 1044 | G4402L151 | May 21, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Elect Hui Lin Chit as Director | Management | Yes | For | For | |||||||||||||
| 4 | Elect Hung Ching Shan as Director | Management | Yes | For | For | |||||||||||||
| 5 | Elect Xu Shui Shen as Director | Management | Yes | For | For | |||||||||||||
| 6 | Elect Xu Chun Man as Director | Management | Yes | For | For | |||||||||||||
| 7 | Elect Chan Henry as Director | Management | Yes | Against | Against | |||||||||||||
| 8 | Authorize Board to Fix Remuneration of Directors | Management | Yes | For | For | |||||||||||||
| 9 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | Against | Against | |||||||||||||
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against | |||||||||||||
| 11 | Authorize Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 12 | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | Against | |||||||||||||
| Lloyds Banking Group Plc | LLOY | G5533W248 | May 21, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Elect William Chalmers as Director | Management | Yes | For | For | |||||||||||||
| 3 | Elect Sarah Legg as Director | Management | Yes | For | For | |||||||||||||
| 4 | Elect Catherine Woods as Director | Management | Yes | For | For | |||||||||||||
| 5 | Re-elect Lord Blackwell as Director | Management | Yes | For | For | |||||||||||||
| 6 | Re-elect Juan Colombas as Director | Management | Yes | For | For | |||||||||||||
| 7 | Re-elect Alan Dickinson as Director | Management | Yes | For | For | |||||||||||||
| 8 | Re-elect Simon Henry as Director | Management | Yes | For | For | |||||||||||||
| 9 | Re-elect Antonio Horta-Osorio as Director | Management | Yes | For | For | |||||||||||||
| 10 | Re-elect Lord Lupton as Director | Management | Yes | For | For | |||||||||||||
| 11 | Re-elect Amanda Mackenzie as Director | Management | Yes | For | For | |||||||||||||
| 12 | Re-elect Nick Prettejohn as Director | Management | Yes | For | For | |||||||||||||
| 13 | Re-elect Stuart Sinclair as Director | Management | Yes | For | For | |||||||||||||
| 14 | Re-elect Sara Weller as Director | Management | Yes | For | For | |||||||||||||
| 15 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 16 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 17 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 20 | Approve Long Term Share Plan | Management | Yes | For | For | |||||||||||||
| 21 | Authorise EU Political Donations and Expenditure | Management | Yes | For | For | |||||||||||||
| 22 | Authorise Issue of Equity | Management | Yes | For | For | |||||||||||||
| 23 | Authorise Issue of Equity in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | Yes | For | For | |||||||||||||
| 24 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | |||||||||||||
| 25 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | Yes | For | For | |||||||||||||
| 26 | Authorise Issue of Equity without Pre-Emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | Yes | For | For | |||||||||||||
| 27 | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 28 | Authorise Market Purchase of Preference Shares | Management | Yes | For | For | |||||||||||||
| 29 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Management | Yes | For | For | |||||||||||||
| CNOOC Limited | 883 | Y1662W117 | May 21, 2020 | A1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| A2 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| A3 | Elect Hu Guangjie as Director | Management | Yes | For | For | |||||||||||||
| A4 | Elect Wen Dongfen as Director | Management | Yes | For | For | |||||||||||||
| A5 | Elect Lawrence J. Lau as Director | Management | Yes | For | For | |||||||||||||
| A6 | Elect Tse Hau Yin, Aloysius as Director | Management | Yes | For | For | |||||||||||||
| A7 | Authorize Board to Fix the Remuneration of Directors | Management | Yes | For | For | |||||||||||||
| A8 | Approve Deloitte Touche Tohmatsu as Independent Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| B1 | Authorize Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| B2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against | |||||||||||||
| B3 | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | Against | |||||||||||||
| Nedbank Group Ltd. | NED | S5518R104 | May 22, 2020 | 1.1 | Elect Tshilidzi Marwala as Director | Management | Yes | For | For | |||||||||
| 2.1 | Re-elect Hubert Brody as Director | Management | Yes | For | For | |||||||||||||
| 2.2 | Re-elect Errol Kruger as Director | Management | Yes | For | For | |||||||||||||
| 2.3 | Re-elect Linda Makalima as Director | Management | Yes | For | For | |||||||||||||
| 2.4 | Re-elect Mpho Makwana as Director | Management | Yes | For | For | |||||||||||||
| 2.5 | Re-elect Dr Mantsika Matooane as Director | Management | Yes | For | For | |||||||||||||
| 3.1 | Reappoint Deloitte & Touche as Auditors with Lito Nunes as the Designated Registered Auditor | Management | Yes | For | For | |||||||||||||
| 3.2 | Reappoint Ernst & Young as Auditors with Farouk Mohideen as the Designated Registered Auditor | Management | Yes | For | For | |||||||||||||
| 4.1 | Elect Stanley Subramoney as Member of the Audit Committee | Management | Yes | For | For | |||||||||||||
| 4.2 | Elect Hubert Brody as Member of the Audit Committee | Management | Yes | For | For | |||||||||||||
| 4.3 | Elect Neo Dongwana as Member of the Audit Committee | Management | Yes | For | For | |||||||||||||
| 4.4 | Elect Errol Kruger as Member of the Audit Committee | Management | Yes | For | For | |||||||||||||
| 5 | Place Authorised but Unissued Shares under Control of Directors | Management | Yes | For | For | |||||||||||||
| 6.1 | Adopt and Publicly Disclose an Energy Policy | Management | Yes | For | For | |||||||||||||
| 6.2 | Report on the Company’s Approach to Measuring, Disclosing and Assessing its Exposure to Climate-related Risks | Management | Yes | For | For | |||||||||||||
| 7.1 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 7.2 | Approve Remuneration Implementation Report | Management | Yes | For | For | |||||||||||||
| 1.1 | Approve Fees for the Non-executive Chairman | Management | Yes | For | For | |||||||||||||
| 1.2 | Approve Fees for the Lead Independent Director | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1.3 | Approve Fees for the Nedbank Group Board Member | Management | Yes | For | For | |||||||||||||
| 1.4 | Approve Fees for the Group Audit Committee | Management | Yes | For | For | |||||||||||||
| 1.5 | Approve Fees for the Group Credit Committee | Management | Yes | For | For | |||||||||||||
| 1.6 | Approve Fees for the Group Directors’ Affairs Committee | Management | Yes | For | For | |||||||||||||
| 1.7 | Approve Fees for the Group Information Technology Committee | Management | Yes | For | For | |||||||||||||
| 1.8 | Approve Fees for the Group Related Party Transactions Committee | Management | Yes | For | For | |||||||||||||
| 1.9 | Approve Fees for the Group Remuneration Committee | Management | Yes | For | For | |||||||||||||
| 1.10 | Approve Fees for the Group Risk and Capital Management Committee | Management | Yes | For | For | |||||||||||||
| 1.11 | Approve Fees for the Group Transformation, Social and Ethics Committee | Management | Yes | For | For | |||||||||||||
| 2 | Authorise Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 3 | Authorise Board to Issue Shares for Cash | Management | Yes | For | For | |||||||||||||
| 4 | Approve Financial Assistance to Related and Inter-related Companies | Management | Yes | For | For | |||||||||||||
| Publicis Groupe SA | PUB | F7607Z165 | May 27, 2020 | 1 | Approve Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||||||
| 3 | Approve Allocation of Income and Dividends of EUR 1.15 per Share | Management | Yes | For | For | |||||||||||||
| 4 | Approve Stock Dividend Program | Management | Yes | For | For | |||||||||||||
| 5 | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | Yes | For | For | |||||||||||||
| 6 | Approve Remuneration Policy of Chairman of Supervisory Board | Management | Yes | For | For | |||||||||||||
| 7 | Approve Remuneration Policy of Supervisory Board Members | Management | Yes | For | For | |||||||||||||
| 8 | Approve Remuneration Policy of Chairman of Management Board | Management | Yes | For | For | |||||||||||||
| 9 | Approve Remuneration Policy of Management Board Members | Management | Yes | For | For | |||||||||||||
| 10 | Approve Compensation Report of Corporate Officers | Management | Yes | For | For | |||||||||||||
| 11 | Approve Compensation of Maurice Levy, Chairman of Supervisory Board | Management | Yes | For | For | |||||||||||||
| 12 | Approve Compensation of Arthur Sadoun, Chairman of the Management Board | Management | Yes | For | For | |||||||||||||
| 13 | Approve Compensation of Jean-Michel Etienne, Management Board Member | Management | Yes | For | For | |||||||||||||
| 14 | Approve Compensation of Anne-Gabrielle Heilbronner, Management Board Member | Management | Yes | For | For | |||||||||||||
| 15 | Approve Compensation of Steve King, Management Board Member | Management | Yes | For | For | |||||||||||||
| 16 | Reelect Sophie Dulac as Supervisory Board Member | Management | Yes | For | For | |||||||||||||
| 17 | Reelect Thomas H. Glocer as Supervisory Board Member | Management | Yes | For | For | |||||||||||||
| 18 | Reelect Marie-Josee Kravis as Supervisory Board Member | Management | Yes | For | For | |||||||||||||
| 19 | Reelect Andre Kudelski as Supervisory Board Member | Management | Yes | For | For | |||||||||||||
| 20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | Yes | For | For | |||||||||||||
| 22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Million | Management | Yes | For | For | |||||||||||||
| 23 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 9 Million | Management | Yes | For | For | |||||||||||||
| 24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | Yes | For | For | |||||||||||||
| 25 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | Yes | For | For | |||||||||||||
| 26 | Authorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 27 | Authorize Capital Increase of Up to EUR 9 Million for Future Exchange Offers | Management | Yes | For | For | |||||||||||||
| 28 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | Yes | For | For | |||||||||||||
| 29 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Yes | Against | Against | |||||||||||||
| 30 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | Yes | Against | Against | |||||||||||||
| 31 | Amend Articles 6, 7 and 17 of Bylaws to Comply with Legal Changes | Management | Yes | For | For | |||||||||||||
| 32 | Amend Article 13 of Bylaws Re: Employee Representatives | Management | Yes | For | For | |||||||||||||
| 33 | Amend Article 15 of Bylaws Re: Board Members Deliberation via Written Consultation | Management | Yes | For | For | |||||||||||||
| 34 | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For | |||||||||||||
| China Shenhua Energy Company Limited | 1088 | Y1504C113 | May 29, 2020 | 1 | Approve 2019 Report of the Board of Directors | Management | Yes | For | For | |||||||||
| 2 | Approve 2019 Report of the Supervisory Committee | Management | Yes | For | For | |||||||||||||
| 3 | Approve 2019 Audited Financial Statements | Management | Yes | For | For | |||||||||||||
| 4 | Approve 2019 Profit Distribution Plan and Final Dividend | Management | Yes | For | For | |||||||||||||
| 5 | Approve 2019 Remuneration of Directors and Supervisors | Management | Yes | For | For | |||||||||||||
| 6 | Approve Purchase of Liability Insurance for Directors, Supervisors and Senior Management | Management | Yes | For | For | |||||||||||||
| 7 | Approve KPMG as International Auditors and KPMG Huazhen LLP as PRC Auditors and Authorize Directors’ Committee to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 8 | Approve Entering into the Shenhua Finance Capital Increase Agreement with Shuohuang Railway, Zhunge’er Energy, Baoshen Railway, China Energy and Shenhua Finance and Related Transactions | Management | Yes | For | For | |||||||||||||
| 9 | Approve Entering into the Termination Agreement of the Existing Financial Services Agreement with China Energy, Entering into the New Financial Services Agreement with Shenhua Finance and the Terms, Annual Caps and Related Transactions | Management | Yes | For | For | |||||||||||||
| 10 | Approve the Increase of Cash Dividend Percentage for 2019-2021 | Management | Yes | For | For | |||||||||||||
| 11 | Amend Articles of Association Regarding Party Committee | Management | Yes | Against | Against | |||||||||||||
| 12 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | Yes | For | For | |||||||||||||
| 13 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Management | Yes | For | For | |||||||||||||
| 14 | Amend Rules and Procedures Regarding Meetings of Supervisory Committee | Management | Yes | For | For | |||||||||||||
| 15.01 | Elect Wang Xiangxi as Director | Share Holder | Yes | For | For | |||||||||||||
| 15.02 | Elect Yang Jiping as Director | Share Holder | Yes | For | For | |||||||||||||
| 15.03 | Elect Xu Mingjun as Director | Share Holder | Yes | For | For | |||||||||||||
| 15.04 | Elect Jia Jinzhong as Director | Share Holder | Yes | For | For | |||||||||||||
| 15.05 | Elect Zhao Yongfeng as Director | Share Holder | Yes | For | For | |||||||||||||
| 16.01 | Elect Yuen Kwok Keung as Director | Share Holder | Yes | For | For | |||||||||||||
| 16.02 | Elect Bai Chong-En as Director | Share Holder | Yes | For | For | |||||||||||||
| 16.03 | Elect Chen Hanwen as Director | Share Holder | Yes | For | For | |||||||||||||
| 17.01 | Elect Luo Meijian as Supervisor | Share Holder | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 17.02 | Elect Zhou Dayu as Supervisor | Share Holder | Yes | For | For | |||||||||||||
| China Shenhua Energy Company Limited | 1088 | Y1504C113 | May 29, 2020 | 1 | Amend Articles of Association | Management | Yes | For | For | |||||||||
| Anhui Conch Cement Company Limited | 914 | Y01373102 | May 29, 2020 | 1 | Approve 2019 Report of the Board of Directors | Management | Yes | For | For | |||||||||
| 2 | Approve 2019 Report of the Supervisory Committee | Management | Yes | For | For | |||||||||||||
| 3 | Approve 2019 Audited Financial Reports | Management | Yes | For | For | |||||||||||||
| 4 | Approve KPMG Huazhen LLP as PRC and Internal Control Auditor, KPMG as International Financial Auditor, and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 5 | Approve 2019 Profit Appropriation Proposal and Declaration of Final Dividend | Management | Yes | For | For | |||||||||||||
| 6 | Approve Provision of Guarantee to Subsidiaries and Invested Companies | Management | Yes | For | For | |||||||||||||
| 7 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | Yes | For | For | |||||||||||||
| 8 | Approve Amendments to Articles of Association | Management | Yes | For | For | |||||||||||||
| 9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against | |||||||||||||
| Glencore Plc | GLEN | G39420107 | June 2, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Re-elect Anthony Hayward as Director | Management | Yes | For | For | |||||||||||||
| 3 | Re-elect Ivan Glasenberg as Director | Management | Yes | For | For | |||||||||||||
| 4 | Re-elect Peter Coates as Director | Management | Yes | For | For | |||||||||||||
| 5 | Re-elect Leonhard Fischer as Director | Management | Yes | For | For | |||||||||||||
| 6 | Re-elect Martin Gilbert as Director | Management | Yes | For | For | |||||||||||||
| 7 | Re-elect John Mack as Director | Management | Yes | For | For | |||||||||||||
| 8 | Re-elect Gill Marcus as Director | Management | Yes | For | For | |||||||||||||
| 9 | Re-elect Patrice Merrin as Director | Management | Yes | For | For | |||||||||||||
| 10 | Elect Kalidas Madhavpeddi as Director | Management | Yes | For | For | |||||||||||||
| 11 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 12 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 13 | Reappoint Deloitte LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 15 | Authorise Issue of Equity | Management | Yes | For | For | |||||||||||||
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | |||||||||||||
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | Yes | For | For | |||||||||||||
| 18 | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| Magnit PJSC | MGNT | 55953Q202 | June 4, 2020 | 1 | Approve Annual Report | Management | Yes | For | For | |||||||||
| 2 | Approve Financial Statements | Management | Yes | For | For | |||||||||||||
| 3 | Approve Allocation of Income and Dividends of RUB 157 per Share | Management | Yes | For | For | |||||||||||||
| 4 | Approve Remuneration of Members of Audit Commission | Management | Yes | For | For | |||||||||||||
| 5.1 | Elect Aleksandr Vinokurov as Director | Management | Yes | Against | Against | |||||||||||||
| 5.2 | Elect Timothy Demchenko as Director | Management | Yes | Against | Against | |||||||||||||
| 5.3 | Elect Jan Dunning as Director | Management | Yes | Against | Against | |||||||||||||
| 5.4 | Elect Sergei Zakharov as Director | Management | Yes | Against | Against | |||||||||||||
| 5.5 | Elect Hans Koch as Director | Management | Yes | For | None | |||||||||||||
| 5.6 | Elect Evgenii Kuznetsov as Director | Management | Yes | For | None | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 5.7 | Elect Aleksei Makhnev as Director | Management | Yes | Against | Against | |||||||||||||
| 5.8 | Elect Gregor Mowat as Director | Management | Yes | For | None | |||||||||||||
| 5.9 | Elect Charles Ryan as Director | Management | Yes | For | None | |||||||||||||
| 5.10 | Elect James Simmons as Director | Management | Yes | For | None | |||||||||||||
| 6 | Ratify RAS Auditor | Management | Yes | For | For | |||||||||||||
| 7 | Ratify IFRS Auditor | Management | Yes | Against | Against | |||||||||||||
| 8 | Amend Charter Re: Article 8.9 Equities and Shareholders’ Rights | Management | Yes | For | For | |||||||||||||
| 9 | Amend Charter Re: Article 14.2, Subparagraph 32 Board of Directors | Management | Yes | For | For | |||||||||||||
| 10 | Amend Charter Re: Article 14.2 Board of Directors | Management | Yes | For | For | |||||||||||||
| 11 | Amend Charter Re: Article 14.2 Board of Directors | Management | Yes | For | For | |||||||||||||
| 12 | Amend Regulations on Board of Directors Re: Article 30 | Management | Yes | For | For | |||||||||||||
| 13 | Amend Regulations on Board of Directors Re: Article 35.1 | Management | Yes | For | For | |||||||||||||
| 14 | Amend Charter | Management | Yes | For | For | |||||||||||||
| Ternium SA | TX | 880890108 | June 5, 2020 | 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Financial Statements | Management | Yes | For | For | |||||||||||||
| 3 | Approve Allocation of Income | Management | Yes | For | For | |||||||||||||
| 4 | Approve Discharge of Directors | Management | Yes | For | For | |||||||||||||
| 5 | Reelect Directors | Management | Yes | Against | Against | |||||||||||||
| 6 | Approve Remuneration of Directors | Management | Yes | For | For | |||||||||||||
| 7 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 8 | Allow Board to Appoint One or More of its Members as Company’s Attorney-in-Fact | Management | Yes | For | For | |||||||||||||
| 1 | Approve Renewal of the Authorized Share Capital of the Company and Related Authorizations and Waivers and Amend Articles of Association | Management | Yes | Against | Against | |||||||||||||
| The Siam Cement Public Co. Ltd. | SCC | Y7866P147 | June 8, 2020 | 1 | Acknowledge Annual Report | Management | Yes | For | For | |||||||||
| 2 | Approve Financial Statements | Management | Yes | For | For | |||||||||||||
| 3 | Acknowledge Interim Dividend Payment | Management | Yes | For | For | |||||||||||||
| 4.1 | Elect Kan Trakulhoon as Director | Management | Yes | For | For | |||||||||||||
| 4.2 | Elect Prasarn Trairatvorakul as Director | Management | Yes | For | For | |||||||||||||
| 4.3 | Elect Cholanat Yanaranop as Director | Management | Yes | For | For | |||||||||||||
| 4.4 | Elect Thapana Sirivadhanabhakdi as Director | Management | Yes | For | For | |||||||||||||
| 5 | Approve KPMG Phoomchai Audit Limited as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 6 | Approve Remuneration of Directors and Sub-Committee Members | Management | Yes | For | For | |||||||||||||
| Novatek Microelectronics Corp. | 3034 | Y64153102 | June 9, 2020 | 1 | Approve Business Operations Report and Financial Statements | Management | Yes | For | For | |||||||||
| 2 | Approve Profit Distribution | Management | Yes | For | For | |||||||||||||
| 3 | Approve Cash Distribution from Capital Reserve | Management | Yes | For | For | |||||||||||||
| 4 | Amend Procedures for Endorsement and Guarantees | Management | Yes | For | For | |||||||||||||
| 5 | Amend Procedures for Lending Funds to Other Parties | Management | Yes | For | For | |||||||||||||
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | June 9, 2020 | 1 | Approve Business Operations Report and Financial Statements | Management | Yes | For | For | |||||||||
| 2 | Amend Procedures for Lending Funds to Other Parties | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 3.1 | Elect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director | Management | Yes | For | For | |||||||||||||
| 1 | Approve Business Operations Report and Financial Statements | Management | Yes | For | For | |||||||||||||
| 2 | Amend Procedures for Lending Funds to Other Parties | Management | Yes | For | For | |||||||||||||
| 3.1 | Elect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director | Management | Yes | For | For | |||||||||||||
| WPP Plc | WPP | G9788D103 | June 10, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 3 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 4 | Elect John Rogers as Director | Management | Yes | For | For | |||||||||||||
| 5 | Elect Sandrine Dufour as Director | Management | Yes | For | For | |||||||||||||
| 6 | Elect Keith Weed as Director | Management | Yes | For | For | |||||||||||||
| 7 | Elect Jasmine Whitbread as Director | Management | Yes | For | For | |||||||||||||
| 8 | Re-elect Roberto Quarta as Director | Management | Yes | For | For | |||||||||||||
| 9 | Re-elect Dr Jacques Aigrain as Director | Management | Yes | For | For | |||||||||||||
| 10 | Re-elect Tarek Farahat as Director | Management | Yes | For | For | |||||||||||||
| 11 | Re-elect Mark Read as Director | Management | Yes | For | For | |||||||||||||
| 12 | Re-elect Cindy Rose as Director | Management | Yes | For | For | |||||||||||||
| 13 | Re-elect Nicole Seligman as Director | Management | Yes | For | For | |||||||||||||
| 14 | Re-elect Sally Susman as Director | Management | Yes | For | For | |||||||||||||
| 15 | Reappoint Deloitte LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 17 | Authorise Issue of Equity | Management | Yes | For | For | |||||||||||||
| 18 | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | |||||||||||||
| Sanlam Ltd. | SLM | S7302C137 | June 10, 2020 | 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2019 | Management | Yes | For | For | |||||||||
| 2 | Reappoint Ernst & Young Inc as Auditors with C du Toit as the Individual and Designated Auditor | Management | Yes | For | For | |||||||||||||
| 3 | Appoint KPMG Inc as Joint Auditors | Management | Yes | For | For | |||||||||||||
| 4.1 | Elect Andrew Birrell as Director | Management | Yes | For | For | |||||||||||||
| 4.2 | Elect Elias Masilela as Director | Management | Yes | For | For | |||||||||||||
| 4.3 | Elect Kobus Moller as Director | Management | Yes | For | For | |||||||||||||
| 5.1 | Re-elect Rejoice Simelane as Director | Management | Yes | For | For | |||||||||||||
| 6.1 | Re-elect Heinie Werth as Director | Management | Yes | For | For | |||||||||||||
| 6.2 | Elect Jeanett Modise as Director | Management | Yes | For | For | |||||||||||||
| 7.1 | Elect Andrew Birrell as Member of the Audit Committee | Management | Yes | For | For | |||||||||||||
| 7.3 | Re-elect Mathukana Mokoka as Member of the Audit Committee | Management | Yes | For | For | |||||||||||||
| 7.4 | Re-elect Karabo Nondumo as Member of the Audit Committee | Management | Yes | For | For | |||||||||||||
| 7.5 | Elect Kobus Moller as Member of the Audit Committee | Management | Yes | For | For | |||||||||||||
| 8.1 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 8.2 | Approve Remuneration Implementation Report | Management | Yes | For | For | |||||||||||||
| 9 | Approve Remuneration of Executive Directors and Non-executive Directors for the Financial Year Ended 31 December 2019 | Management | Yes | For | For | |||||||||||||
| 10 | Place Authorised but Unissued Shares under Control of Directors | Management | Yes | For | For | |||||||||||||
| 11 | Authorise Board to Issue Shares for Cash | Management | Yes | For | For | |||||||||||||
| 12 | Authorise Ratification of Approved Resolutions | Management | Yes | For | For | |||||||||||||
| A | Approve Remuneration of Non-executive Directors for the Period 01 July 2020 until 30 June 2021 | Management | Yes | For | For | |||||||||||||
| B | Authorise Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Sinopharm Group Co., Ltd. | 1099 | Y8008N107 | June 11, 2020 | 1 | Approve 2019 Report of the Board of Directors | Management | No | For | For | |||||||||
| 2 | Approve 2019 Report of the Supervisory Committee | Management | No | For | For | |||||||||||||
| 3 | Approve 2019 Audited Financial Statements of the Company and Its Subsidiaries and the Auditors’ Report | Management | No | For | For | |||||||||||||
| 4 | Approve Profit Distribution Plan and Payment of Final Dividend | Management | No | For | For | |||||||||||||
| 5 | Authorize Board to Fix Remuneration of Directors | Management | No | For | For | |||||||||||||
| 6 | Authorize Supervisory Committee to Fix Remuneration of Supervisors | Management | No | For | For | |||||||||||||
| 7 | Approve Ernst & Young Hua Ming LLP as the Domestic Auditor and Ernst & Young as the International Auditor and Authorize Audit Committee of the Board to Fix Their Remuneration | Management | No | For | For | |||||||||||||
| 8 | Approve Provision of Guarantees | Management | No | Against | Against | |||||||||||||
| 9 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | No | For | For | |||||||||||||
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares | Management | No | Against | Against | |||||||||||||
| 11 | Amend Articles of Association and Related Transactions | Management | No | For | For | |||||||||||||
| 12 | Approve Issuance of Debt Financing Instruments and Related Transactions | Management | No | For | For | |||||||||||||
| 13 | Approve Issuance of Corporate Bonds and Related Transactions | Management | No | For | For | |||||||||||||
| 14 | Elect Feng Rongli as Director and Authorize the Chairman of the Board or Any Executive Director to Enter Into Service Contract with Her | Share Holder | No | For | For | |||||||||||||
| 1 | Amend Articles of Association | Management | Yes | For | For | |||||||||||||
| Toyota Motor Corp. | 7203 | J92676113 | June 11, 2020 | 1.1 | Elect Director Uchiyamada, Takeshi | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Hayakawa, Shigeru | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Toyoda, Akio | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Kobayashi, Koji | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Terashi, Shigeki | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director James Kuffner | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Sugawara, Ikuro | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director Sir Philip Craven | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director Kudo, Teiko | Management | Yes | For | For | |||||||||||||
| 2 | Appoint Alternate Statutory Auditor Sakai, Ryuji | Management | Yes | For | For | |||||||||||||
| 3 | Amend Articles to Amend Business Lines | Management | Yes | For | For | |||||||||||||
| Tata Consultancy Services Limited | 532540 | Y85279100 | June 11, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Confirm Interim Dividend and Declare Final Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Reelect Aarthi Subramanian as Director | Management | Yes | For | For | |||||||||||||
| PT Astra International Tbk | ASII | Y7117N172 | June 16, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Allocation of Income | Management | Yes | For | For | |||||||||||||
| 3 | Approve Changes in Board of Company and Approve Remuneration of Directors and Commissioners | Management | Yes | For | For | |||||||||||||
| 4 | Approve Tanudiredja, Wibisana, Rintis & Rekan as Auditors | Management | Yes | For | For | |||||||||||||
| Henkel AG & Co. KGaA | HEN3 | D3207M110 | June 17, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Allocation of Income and Dividends of EUR 1.83 per Ordinary Share and EUR 1.85 per Preferred Share | Management | Yes | For | For | |||||||||||||
| 3 | Approve Discharge of Personally Liable Partner for Fiscal 2019 | Management | Yes | For | For | |||||||||||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | Yes | For | For | |||||||||||||
| 5 | Approve Discharge of Shareholders’ Committee for Fiscal 2019 | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 6 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | Management | Yes | For | For | |||||||||||||
| 7.1 | Elect Simone Bagel-Trah to the Supervisory Board | Management | Yes | Against | Against | |||||||||||||
| 7.2 | Elect Lutz Bunnenberg to the Supervisory Board | Management | Yes | Against | Against | |||||||||||||
| 7.3 | �� | Elect Benedikt-Richard Freiherr von Herman to the Supervisory Board | Management | Yes | Against | Against | ||||||||||||
| 7.4 | Elect Timotheus Hoettges to the Supervisory Board | Management | Yes | For | For | |||||||||||||
| 7.5 | Elect Michael Kaschke to the Supervisory Board | Management | Yes | For | For | |||||||||||||
| 7.6 | Elect Barbara Kux to the Supervisory Board | Management | Yes | For | For | |||||||||||||
| 7.7 | Elect Simone Menne to the Supervisory Board | Management | Yes | For | For | |||||||||||||
| 7.8 | Elect Philipp Scholz to the Supervisory Board | Management | Yes | Against | Against | |||||||||||||
| 8.1 | Elect Paul Achleitner to the Shareholders’ Committee | Management | Yes | For | For | |||||||||||||
| 8.2 | Elect Simone Bagel-Trah to the Shareholders’ Committee | Management | Yes | Against | Against | |||||||||||||
| 8.3 | Elect Alexander Birken to the Shareholders’ Committee | Management | Yes | For | For | |||||||||||||
| 8.4 | Elect Johann-Christoph Frey to the Shareholders’ Committee | Management | Yes | Against | Against | |||||||||||||
| 8.5 | Elect Christoph Henkel to the Shareholders’ Committee | Management | Yes | Against | Against | |||||||||||||
| 8.6 | Elect Christoph Kneip to the Shareholders’ Committee | Management | Yes | Against | Against | |||||||||||||
| 8.7 | Elect Ulrich Lehner to the Shareholders’ Committee | Management | Yes | For | For | |||||||||||||
| 8.8 | Elect Norbert Reithofer to the Shareholders’ Committee | Management | Yes | For | For | |||||||||||||
| 8.9 | Elect Konstantin von Unger to the Shareholders’ Committee | Management | Yes | Against | Against | |||||||||||||
| 8.10 | Elect Jean-Francois van Boxmeer to the Shareholders’ Committee | Management | Yes | For | For | |||||||||||||
| 9 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 10 | Approve Creation of EUR 43.8 Million Pool of Capital with Preemptive Rights | Management | Yes | Against | Against | |||||||||||||
| 11 | Amend Articles Re: Participation Requirements and Proof of Entitlement | Management | Yes | For | For | |||||||||||||
| Amadeus IT Group SA | AMS | E04648114 | June 17, 2020 | 1 | Approve Consolidated and Standalone Financial Statements | Management | Yes | For | For | |||||||||
| 2 | Approve Non-Financial Information Statement | Management | Yes | For | For | |||||||||||||
| 3 | Approve Allocation of Income and Dividends | Management | Yes | For | For | |||||||||||||
| 4 | Approve Discharge of Board | Management | Yes | For | For | |||||||||||||
| 5.1 | Elect Xiaoqun Clever as Director | Management | Yes | For | For | |||||||||||||
| 5.2 | Reelect Jose Antonio Tazon Garcia as Director | Management | Yes | For | For | |||||||||||||
| 5.3 | Reelect Luis Maroto Camino as Director | Management | Yes | For | For | |||||||||||||
| 5.4 | Reelect David Webster as Director | Management | Yes | For | For | |||||||||||||
| 5.5 | Reelect Clara Furse as Director | Management | Yes | For | For | |||||||||||||
| 5.6 | Reelect Nicolas Huss as Director | Management | Yes | For | For | |||||||||||||
| 5.7 | Reelect Pierre-Henri Gourgeon as Director | Management | Yes | For | For | |||||||||||||
| 5.8 | Reelect Francesco Loredan as Director | Management | Yes | For | For | |||||||||||||
| 6 | Advisory Vote on Remuneration Report | Management | Yes | For | For | |||||||||||||
| 7 | Approve Remuneration of Directors | Management | Yes | For | For | |||||||||||||
| 8 | Authorize Increase in Capital up to 10 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | For | For | |||||||||||||
| 9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | Yes | For | For | |||||||||||||
| G4S Plc | GFS | G39283109 | June 17, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 3 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 4 | Elect Michel van der Bel as Director | Management | Yes | For | For | |||||||||||||
| 5 | Elect Clare Chapman as Director | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 6 | Re-elect Ashley Almanza as Director | Management | Yes | For | For | |||||||||||||
| 7 | Re-elect John Connolly as Director | Management | Yes | For | For | |||||||||||||
| 8 | Re-elect Elisabeth Fleuriot as Director | Management | Yes | For | For | |||||||||||||
| 9 | Re-elect Winnie Kin Wah Fok as Director | Management | Yes | For | For | |||||||||||||
| 10 | Re-elect Steve Mogford as Director | Management | Yes | For | For | |||||||||||||
| 11 | Re-elect John Ramsay as Director | Management | Yes | For | For | |||||||||||||
| 12 | Re-elect Barbara Thoralfsson as Director | Management | Yes | For | For | |||||||||||||
| 13 | Re-elect Tim Weller as Director | Management | Yes | For | For | |||||||||||||
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 16 | Authorise EU Political Donations and Expenditure | Management | Yes | For | For | |||||||||||||
| 17 | Authorise Issue of Equity | Management | Yes | For | For | |||||||||||||
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | |||||||||||||
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | Yes | For | For | |||||||||||||
| 20 | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 21 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Management | Yes | For | For | |||||||||||||
| Volvo AB | VOLV.B | 928856301 | June 18, 2020 | 1 | Elect Chairman of Meeting | Management | Yes | For | For | |||||||||
| 2.1 | Designate Erik Sjoman as Inspector of Minutes of Meeting | Management | Yes | For | For | |||||||||||||
| 2.2 | Designate Martin Jonasson as Inspector of Minutes of Meeting | Management | Yes | For | For | |||||||||||||
| 3 | Prepare and Approve List of Shareholders | Management | Yes | For | For | |||||||||||||
| 4 | Approve Agenda of Meeting | Management | Yes | For | For | |||||||||||||
| 5 | Acknowledge Proper Convening of Meeting | Management | Yes | For | For | |||||||||||||
| 7 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||||||
| 8 | Approve Allocation of Income and Omission of Dividends | Management | Yes | For | For | |||||||||||||
| 9.1 | Approve Discharge of Matti Alahuhta | Management | Yes | For | For | |||||||||||||
| 9.2 | Approve Discharge of Eckhard Cordes | Management | Yes | For | For | |||||||||||||
| 9.3 | Approve Discharge of Eric Elzvik | Management | Yes | For | For | |||||||||||||
| 9.4 | Approve Discharge of James W. Griffith | Management | Yes | For | For | |||||||||||||
| 9.5 | Approve Discharge of Martin Lundstedt (as Board Member) | Management | Yes | For | For | |||||||||||||
| 9.6 | Approve Discharge of Kathryn V. Marinello | Management | Yes | For | For | |||||||||||||
| 9.7 | Approve Discharge of Martina Merz | Management | Yes | For | For | |||||||||||||
| 9.8 | Approve Discharge of Hanne de Mora | Management | Yes | For | For | |||||||||||||
| 9.9 | Approve Discharge of Helena Stjernholm | Management | Yes | For | For | |||||||||||||
| 9.10 | Approve Discharge of Carl-Henric Svanberg | Management | Yes | For | For | |||||||||||||
| 9.11 | Approve Discharge of Lars Ask (Employee Representative) | Management | Yes | For | For | |||||||||||||
| 9.12 | Approve Discharge of Mats Henning (Employee Representative) | Management | Yes | For | For | |||||||||||||
| 9.13 | Approve Discharge of Mikael Sallstrom (Employee Representative) | Management | Yes | For | For | |||||||||||||
| 9.14 | Approve Discharge of Camilla Johansson (Deputy Employee Representative) | Management | Yes | For | For | |||||||||||||
| 9.15 | Approve Discharge of Mari Larsson (Deputy Employee Representative) | Management | Yes | For | For | |||||||||||||
| 9.16 | Approve Discharge of Martin Lundstedt (as CEO) | Management | Yes | For | For | |||||||||||||
| 10.1 | Determine Number of Members (11) of Board | Management | Yes | For | For | |||||||||||||
| 10.2 | Determine Number of Deputy Members (0) of Board | Management | Yes | For | For | |||||||||||||
| 11 | Approve Remuneration of Directors in the Amount of SEK 3.6 Million for Chairman and SEK 1.1 Million for Other Directors except CEO; Approve Remuneration for Committee Work | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 12.1 | Reelect Matti Alahuhta as Director | Management | Yes | For | For | |||||||||||||
| 12.2 | Reelect Eckhard Cordes as Director | Management | Yes | For | For | |||||||||||||
| 12.3 | Reelect Eric Elzvik as Director | Management | Yes | For | For | |||||||||||||
| 12.4 | Reelect James Griffith as Director | Management | Yes | For | For | |||||||||||||
| 12.5 | Elect Kurt Jofs as new Director | Management | Yes | For | For | |||||||||||||
| 12.6 | Reelect Martin Lundstedt as Director | Management | Yes | For | For | |||||||||||||
| 12.7 | Reelect Kathryn Marinello as Director | Management | Yes | For | For | |||||||||||||
| 12.8 | Reelect Martina Merz as Director | Management | Yes | For | For | |||||||||||||
| 12.9 | Reelect Hanne de Mora as Director | Management | Yes | For | For | |||||||||||||
| 12.10 | Reelect Helena Stjernholm as Director | Management | Yes | Against | Against | |||||||||||||
| 12.11 | Reelect Carl-Henric Svenberg as Director | Management | Yes | For | For | |||||||||||||
| 13 | Reelect Carl-Henric Svanberg as Board Chairman | Management | Yes | For | For | |||||||||||||
| 14.1 | Elect Bengt Kjell to Serve on Nomination Committee | Management | Yes | For | For | |||||||||||||
| 14.2 | Elect Anders Oscarsson to Serve on Nomination Committee | Management | Yes | For | For | |||||||||||||
| 14.3 | Elect Ramsay Brufer to Serve on Nomination Committee | Management | Yes | For | For | |||||||||||||
| 14.4 | Elect Carine Smith Ihenacho to Serve on Nomination Committee | Management | Yes | For | For | |||||||||||||
| 14.5 | Elect Chairman of the Board to Serve on Nomination Committee | Management | Yes | For | For | |||||||||||||
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | Yes | For | For | |||||||||||||
| 16 | Amend Articles Re: Editorial Changes to Company Name; Notification of Participation in the General Meeting; Powers of Attorney and Postal Voting; Share Registrar | Management | Yes | For | For | |||||||||||||
| 17 | Approve SEK 114 Million Reduction in Share Capital via Share Cancellation for Allocation to Non-Restricted Equity; Approve Capitalization of Reserves of SEK 122 Million for a Bonus Issue | Management | Yes | For | For | |||||||||||||
| 18 | Limit Contributions to Chalmers University of Technology Foundation to a Maximum of SEK 4 Million Per Year | Share Holder | Yes | Against | For | |||||||||||||
| Komatsu Ltd. | 6301 | J35759125 | June 18, 2020 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 39 | Management | Yes | For | For | |||||||||
| 2.1 | Elect Director Ohashi, Tetsuji | Management | Yes | For | For | |||||||||||||
| 2.2 | Elect Director Ogawa, Hiroyuki | Management | Yes | For | For | |||||||||||||
| 2.3 | Elect Director Moriyama, Masayuki | Management | Yes | For | For | |||||||||||||
| 2.4 | Elect Director Mizuhara, Kiyoshi | Management | Yes | For | For | |||||||||||||
| 2.5 | Elect Director Urano, Kuniko | Management | Yes | For | For | |||||||||||||
| 2.6 | Elect Director Kigawa, Makoto | Management | Yes | For | For | |||||||||||||
| 2.7 | Elect Director Kunibe, Takeshi | Management | Yes | For | For | |||||||||||||
| 2.8 | Elect Director Arthur M. Mitchell | Management | Yes | For | For | |||||||||||||
| 3 | Appoint Statutory Auditor Sasaki, Terumi | Management | Yes | For | For | |||||||||||||
| CRRC Corporation Limited | 1766 | Y1818X100 | June 18, 2020 | 1 | Approve 2019 Final Financial Accounts Report | Management | Yes | For | For | |||||||||
| 2 | Approve 2019 Work Report of the Board of Directors | Management | Yes | For | For | |||||||||||||
| 3 | Approve 2019 Work Report of the Supervisory Committee | Management | Yes | For | For | |||||||||||||
| 4 | Approve 2019 Profit Distribution Plan | Management | Yes | For | For | |||||||||||||
| 5 | Approve 2020 Arrangement of Guarantees | Management | Yes | Against | Against | |||||||||||||
| 6 | Approve Remuneration of Directors | Management | Yes | For | For | |||||||||||||
| 7 | Approve Remuneration of Supervisors | Management | Yes | For | For | |||||||||||||
| 8 | Amend Articles of Association | Management | Yes | For | For | |||||||||||||
| 9 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | Yes | For | For | |||||||||||||
| 10 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Management | Yes | For | For | |||||||||||||
| 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for A Shares and H Shares | Management | Yes | Against | Against | |||||||||||||
| 12 | Approve Issuance of Debt Financing Instruments | Management | Yes | Against | Against | |||||||||||||
| 13.1 | Elect Shi Jianzhong as Director | Share Holder | Yes | For | For | |||||||||||||
| 13.2 | Elect Zhu Yuanchao as Director | Share Holder | Yes | For | For | |||||||||||||
| 14 | Approve KPMG Huazhen LLP as Auditors and Authorize Board to Fix Their Remuneration | Share Holder | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| China Construction Bank Corporation | 939 | Y1397N101 | June 19, 2020 | 1 | Approve 2019 Report of the Board of Directors | Management | Yes | For | For | |||||||||
| 2 | Approve 2019 Report of the Board of Supervisors | Management | Yes | For | For | |||||||||||||
| 3 | Approve 2019 Final Financial Accounts | Management | Yes | For | For | |||||||||||||
| 4 | Approve 2019 Profit Distribution Plan | Management | Yes | For | For | |||||||||||||
| 5 | Approve 2020 Budget for Fixed Assets Investment | Management | Yes | For | For | |||||||||||||
| 6 | Elect Tian Guoli as Director | Management | Yes | For | For | |||||||||||||
| 7 | Elect Feng Bing as Director | Management | Yes | For | For | |||||||||||||
| 8 | Elect Zhang Qi as Director | Management | Yes | For | For | |||||||||||||
| 9 | Elect Xu Jiandong as Director | Management | Yes | For | For | |||||||||||||
| 10 | Elect Malcolm Christopher McCarthy as Director | Management | Yes | For | For | |||||||||||||
| 11 | Elect Yang Fenglai as Supervisor | Management | Yes | For | For | |||||||||||||
| 12 | Elect Liu Huan as Supervisor | Management | Yes | For | For | |||||||||||||
| 13 | Elect Ben Shenglin as Supervisor | Management | Yes | For | For | |||||||||||||
| 14 | Approve Ernst & Young Hua Ming LLP as Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 15 | Approve Authorization for Temporary Limit on Charitable Donations for 2020 | Management | Yes | For | For | |||||||||||||
| 16 | Approve Capital Plan of China Construction Bank for 2021 to 2023 | Management | Yes | For | For | |||||||||||||
| PT Telekomunikasi Indonesia (Persero) Tbk | TLKM | 715684106 | June 19, 2020 | 1 | Accept Annual Report and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | �� | Approve Financial Statements, Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners | Management | Yes | For | For | ||||||||||||
| 3 | Approve Allocation of Income | Management | Yes | For | For | |||||||||||||
| 4 | Approve Remuneration of Directors and Commissioners | Management | Yes | For | For | |||||||||||||
| 5 | Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP) | Management | Yes | For | For | |||||||||||||
| 6 | Approve Changes in Board of Company | Management | Yes | Against | Against | |||||||||||||
| Oil Co. LUKOIL PJSC | LKOH | 69343P105 | June 23, 2020 | 1 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 350 per Ordinary Share | Management | Yes | For | For | |||||||||
| 2.1 | Elect Vagit Alekperov as Director | Management | Yes | Against | ||||||||||||||
| 2.2 | Elect Viktor Blazheev as Director | Management | Yes | Against | ||||||||||||||
| 2.3 | Elect Toby Gati as Director | Management | Yes | For | ||||||||||||||
| 2.4 | Elect Ravil Maganov as Director | Management | Yes | Against | ||||||||||||||
| 2.5 | Elect Roger Munnings as Director | Management | Yes | For | ||||||||||||||
| 2.6 | Elect Nikolai Nikolaev as Director | Management | Yes | Against | ||||||||||||||
| 2.7 | Elect Pavel Teplukhin as Director | Management | Yes | For | ||||||||||||||
| 2.8 | Elect Leonid Fedun as Director | Management | Yes | Against | ||||||||||||||
| 2.9 | Elect Liubov Khoba as Director | Management | Yes | Against | ||||||||||||||
| 2.10 | Elect Sergei Shatalov as Director | Management | Yes | For | ||||||||||||||
| 2.11 | Elect Wolfgang Schuessel as Director | Management | Yes | For | ||||||||||||||
| 3.1 | Approve Remuneration of Directors | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 3.2 | Approve Remuneration of New Directors | Management | Yes | For | For | |||||||||||||
| 4 | Ratify KPMG as Auditor | Management | Yes | For | For | |||||||||||||
| 5 | Approve Related-Party Transaction with Ingosstrakh Re: Liability Insurance for Directors and Executives | Management | Yes | For | For | |||||||||||||
| 1 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 350 per Ordinary Share | Management | Yes | For | For | |||||||||||||
| 2.1 | Elect Vagit Alekperov as Director | Management | Yes | Against | ||||||||||||||
| 2.2 | Elect Viktor Blazheev as Director | Management | Yes | Against | ||||||||||||||
| 2.3 | Elect Toby Gati as Director | Management | Yes | For | ||||||||||||||
| 2.4 | Elect Ravil Maganov as Director | Management | Yes | Against | ||||||||||||||
| 2.5 | Elect Roger Munnings as Director | Management | Yes | For | ||||||||||||||
| 2.6 | Elect Nikolai Nikolaev as Director | Management | Yes | Against | ||||||||||||||
| 2.7 | Elect Pavel Teplukhin as Director | Management | Yes | For | ||||||||||||||
| 2.8 | Elect Leonid Fedun as Director | Management | Yes | Against | ||||||||||||||
| 2.9 | Elect Liubov Khoba as Director | Management | Yes | Against | ||||||||||||||
| 2.10 | Elect Sergei Shatalov as Director | Management | Yes | For | ||||||||||||||
| 2.11 | Elect Wolfgang Schuessel as Director | Management | Yes | For | ||||||||||||||
| 3.1 | Approve Remuneration of Directors | Management | Yes | For | For | |||||||||||||
| 3.2 | Approve Remuneration of New Directors | Management | Yes | For | For | |||||||||||||
| 4 | Ratify KPMG as Auditor | Management | Yes | For | For | |||||||||||||
| 5 | Approve Related-Party Transaction with Ingosstrakh Re: Liability Insurance for Directors and Executives | Management | Yes | For | For | |||||||||||||
| Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105 | June 23, 2020 | 1 | Approve Business Operations Report and Financial Statements | Management | Yes | For | For | |||||||||
| 2 | Approve Profit Distribution | Management | Yes | For | For | |||||||||||||
| 3 | Approve Amendments to Articles of Association | Management | Yes | For | For | |||||||||||||
| China Merchants Bank Co., Ltd. | 3968 | Y14896115 | June 23, 2020 | 1 | Approve 2019 Work Report of the Board of Directors | Management | Yes | For | For | |||||||||
| 2 | Approve 2019 Work Report of the Board of Supervisors | Management | Yes | For | For | |||||||||||||
| 3 | Approve 2019 Annual Report | Management | Yes | For | For | |||||||||||||
| 4 | Approve 2019 Audited Financial Statements | Management | Yes | For | For | |||||||||||||
| 5 | Approve 2019 Profit Appropriation Plan | Management | Yes | For | For | |||||||||||||
| 6 | Approve 2020 Engagement of Accounting Firms | Management | Yes | For | For | |||||||||||||
| 7 | Approve 2019 Related Party Transaction Report | Management | Yes | For | For | |||||||||||||
| 8 | Approve the 2020-2022 Mid-term Capital Management Plan | Management | Yes | For | For | |||||||||||||
| 9 | Approve Extension of the General Mandate to Issue Financial Bonds and Certificates of Deposit (CD) | Management | Yes | For | For | |||||||||||||
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against | |||||||||||||
| OMRON Corp. | 6645 | J61374120 | June 23, 2020 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 42 | Management | Yes | For | For | |||||||||
| 2.1 | Elect Director Tateishi, Fumio | Management | Yes | For | For | |||||||||||||
| 2.2 | Elect Director Yamada, Yoshihito | Management | Yes | For | For | |||||||||||||
| 2.3 | Elect Director Miyata, Kiichiro | Management | Yes | For | For | |||||||||||||
| 2.4 | Elect Director Nitto, Koji | Management | Yes | For | For | |||||||||||||
| 2.5 | Elect Director Ando, Satoshi | Management | Yes | For | For | |||||||||||||
| 2.6 | Elect Director Kobayashi, Eizo | Management | Yes | For | For | |||||||||||||
| 2.7 | Elect Director Kamigama, Takehiro | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 2.8 | Elect Director Kobayashi, Izumi | Management | Yes | For | For | |||||||||||||
| 3 | Appoint Statutory Auditor Uchiyama, Hideyo | Management | Yes | For | For | |||||||||||||
| 4 | Appoint Alternate Statutory Auditor Watanabe, Toru | Management | Yes | For | For | |||||||||||||
| ALROSA PJSC | ALRS | X0085A109 | June 24, 2020 | 1 | Approve Annual Report | Management | Yes | For | For | |||||||||
| 2 | Approve Financial Statements | Management | Yes | For | For | |||||||||||||
| 3 | Approve Allocation of Income | Management | Yes | For | For | |||||||||||||
| 4 | Approve Allocation of Undistributed Profit from Previous Years | Management | Yes | For | For | |||||||||||||
| 5 | Approve Dividends of RUB 2.63 per Share | Management | Yes | For | For | |||||||||||||
| 6 | Approve Remuneration of Directors | Management | Yes | For | For | |||||||||||||
| 7 | Approve Remuneration of Members of Audit Commission | Management | Yes | For | For | |||||||||||||
| 8.1 | Elect Mariia Gordon as Director | Management | Yes | For | ||||||||||||||
| 8.2 | Elect Evgeniia Grigoreva as Director | Management | Yes | Against | ||||||||||||||
| 8.3 | Elect Natalia Gureva as Director | Management | Yes | Against | ||||||||||||||
| 8.4 | Elect Kirill Dmitriev as Director | Management | Yes | Against | ||||||||||||||
| 8.5 | Elect Andrei Donets as Director | Management | Yes | Against | ||||||||||||||
| 8.6 | Elect Sergei Ivanov as Director | Management | Yes | Against | ||||||||||||||
| 8.7 | Elect Dmitrii Konov as Director | Management | Yes | For | ||||||||||||||
| 8.8 | Elect Sergei Mestnikov as Director | Management | Yes | Against | ||||||||||||||
| 8.9 | Elect Aleksei Moiseev as Director | Management | Yes | Against | ||||||||||||||
| 8.10 | Elect Aleksei Noskov as Directora | Management | Yes | For | ||||||||||||||
| 8.11 | Elect Aisen Nikolaev as Director | Management | Yes | Against | ||||||||||||||
| 8.12 | Elect Vladimir Rashevskii as Director | Management | Yes | Against | ||||||||||||||
| 8.13 | Elect Anton Siluanov as Director | Management | Yes | Against | ||||||||||||||
| 8.14 | Elect Vladimir Solodov as Director | Management | Yes | Against | ||||||||||||||
| 8.15 | Elect Maksim Tereshchenko as Director | Management | Yes | Against | ||||||||||||||
| 8.16 | Elect Oleg Fedorov as Director | Management | Yes | For | ||||||||||||||
| 9.1 | Elect Pavel Bagynanov as Member of Audit Commission | Management | Yes | For | For | |||||||||||||
| 9.2 | Elect Nikolai Ivanov as Member of Audit Commission | Management | Yes | For | For | |||||||||||||
| 9.3 | Elect Olga Loginova as Member of Audit Commission | Management | Yes | For | For | |||||||||||||
| 9.4 | Elect Aleksandr Markin as Member of Audit Commission | Management | Yes | For | For | |||||||||||||
| 9.5 | Elect Aleksandr Pshenichnikov as Member of Audit Commission | Management | Yes | For | For | |||||||||||||
| 10 | Ratify PricewaterhouseCoopers as Auditor | Management | Yes | For | For | |||||||||||||
| Mobile TeleSystems PJSC | MTSS | 607409109 | June 24, 2020 | 1.1 | Approve Annual Report and Financial Statements | Management | Yes | For | For | |||||||||
| 1.2 | Approve Allocation of Income and Dividends of RUB 20.57 per Share | Management | Yes | For | For | |||||||||||||
| 2.1 | Elect Feliks Evtushenkov as Director | Management | Yes | Against | ||||||||||||||
| 2.2 | Elect Artem Zasurskii as Director | Management | Yes | Against | ||||||||||||||
| 2.3 | Elect Aleksei Kornia as Director | Management | Yes | Against | ||||||||||||||
| 2.4 | Elect Regina von Flemming as Director | Management | Yes | For | ||||||||||||||
| 2.5 | Elect Shaygan Kheradpir as Director | Management | Yes | For | ||||||||||||||
| 2.6 | Elect Thomas Holtrop as Director | Management | Yes | Against | ||||||||||||||
| 2.7 | Elect Nadia Shouraboura as Director | Management | Yes | For | ||||||||||||||
| 2.8 | Elect Konstantin Ernst as Director | Management | Yes | For | ||||||||||||||
| 2.9 | Elect Valentin Iumashev as Director | Management | Yes | For | ||||||||||||||
| 3.1 | Elect Irina Borisenkova as Member of Audit Commission | Management | Yes | For | For | |||||||||||||
| 3.2 | Elect Natalia Mikheeva as Member of Audit Commission | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 3.3 | Elect Andrei Porokh as Member of Audit Commission | Management | Yes | For | For | |||||||||||||
| 4 | Ratify Auditor | Management | Yes | For | For | |||||||||||||
| 5 | Approve New Edition of Regulations on Board of Directors | Management | Yes | For | For | |||||||||||||
| 6 | Approve New Edition of Regulations on Management | Management | Yes | For | For | |||||||||||||
| 7.1 | Approve Company’s Membership in Russian Union of Industrialists and Entrepreneurs | Management | Yes | For | For | |||||||||||||
| 7.2 | Approve Company’s Membership in AI-Russia Alliance | Management | Yes | For | For | |||||||||||||
| EssilorLuxottica SA | EL | F31665106 | June 25, 2020 | 1 | Approve Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||||||
| 3 | Approve Treatment of Losses | Management | Yes | For | For | |||||||||||||
| 4 | Ratify Appointment of Laurent Vacherot as Director | Management | Yes | For | For | |||||||||||||
| 5 | Ratify Appointment of Paul du Saillant as Director | Management | Yes | For | For | |||||||||||||
| 6 | Approve Auditors’ Special Report on Related-Party Transactions | Management | Yes | Against | Against | |||||||||||||
| 7 | Approve Compensation Report of Corporate Officers | Management | Yes | For | For | |||||||||||||
| 8 | Approve Compensation of Leonardo Del Vecchio, Chairman and CEO | Management | Yes | For | For | |||||||||||||
| 9 | Approve Compensation of Hubert Sagnieres, Vice-Chairman and Vice-CEO | Management | Yes | For | For | |||||||||||||
| 10 | Approve Remuneration Policy of Corporate Officers | Management | Yes | For | For | |||||||||||||
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 12 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Yes | For | For | |||||||||||||
| 13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For | |||||||||||||
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For | |||||||||||||
| Valeo SA | FR | F96221340 | June 25, 2020 | 1 | Approve Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||||||
| 3 | Approve Allocation of Income and Dividends of EUR 0.20 per Share | Management | Yes | For | For | |||||||||||||
| 4 | Approve Auditors’ Special Report on Related-Party Transactions | Management | Yes | For | For | |||||||||||||
| 5 | Ratify Appointment of Bpifrance Participations as Director | Management | Yes | For | For | |||||||||||||
| 6 | Ratify Appointment of Fonds Strategique de Participation as Director | Management | Yes | For | For | |||||||||||||
| 7 | Reelect Thierry Moulonguet as Director | Management | Yes | For | For | |||||||||||||
| 8 | Reelect Ulrike Steinhorst as Director | Management | Yes | For | For | |||||||||||||
| 9 | Reelect Fonds Strategique de Participation as Director | Management | Yes | For | For | |||||||||||||
| 10 | Approve Compensation Report of Corporate Officers | Management | Yes | For | For | |||||||||||||
| 11 | Approve Compensation of Jacques Aschenbroich, Chairman and CEO | Management | Yes | For | For | |||||||||||||
| 12 | Approve Remuneration Policy of Directors | Management | Yes | For | For | |||||||||||||
| 13 | Approve Remuneration Policy of Chairman and CEO | Management | Yes | For | For | |||||||||||||
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 15 | Delegate Powers to the Board to Amend Bylaws to Comply with Legal Changes | Management | Yes | For | For | |||||||||||||
| 16 | Amend Articles 14, 16, 18 and 23 of Bylaws to Comply with Legal Changes | Management | Yes | For | For | |||||||||||||
| 17 | Approve Change of Corporate Form to Societe Europeenne (SE) | Management | Yes | For | For | |||||||||||||
| 18 | Pursuant to Item 17 Above, Adopt New Bylaws | Management | Yes | For | For | |||||||||||||
| 19 | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Bureau Veritas SA | BVI | F96888114 | June 26, 2020 | 1 | Approve Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||||||
| 3 | Approve Allocation of Income and Absence of Dividends | Management | Yes | For | For | |||||||||||||
| 4 | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | Yes | For | For | |||||||||||||
| 5 | Ratify Appointment of Jerome Michiels as Director | Management | Yes | For | For | |||||||||||||
| 6 | Reelect Sian Herbert-Jones as Director | Management | Yes | For | For | |||||||||||||
| 7 | Reelect Stephanie Besnier as Director | Management | Yes | For | For | |||||||||||||
| 8 | Reelect Claude Ehlingeras Director | Management | Yes | For | For | |||||||||||||
| 9 | Approve Remuneration Policy of Directors | Management | Yes | For | For | |||||||||||||
| 10 | Approve Remuneration Policy of Chairman of the Board | Management | Yes | For | For | |||||||||||||
| 11 | Approve Remuneration Policy of CEO | Management | Yes | For | For | |||||||||||||
| 12 | Approve Compensation Report of Corporate Officers | Management | Yes | For | For | |||||||||||||
| 13 | Approve Compensation of Aldo Cardoso, Chairman of the board | Management | Yes | For | For | |||||||||||||
| 14 | Approve Compensation of Didier Michaud-Daniel, CEO | Management | Yes | For | For | |||||||||||||
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 16 | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For | |||||||||||||
| Standard Bank Group Ltd. | SBK | S80605140 | June 26, 2020 | 1.1 | Elect Maureen Erasmus as Director | Management | Yes | For | For | |||||||||
| 1.2 | Re-elect Trix Kennealy as Director | Management | Yes | For | For | |||||||||||||
| 1.3 | Re-elect Nomgando Matyumza as Director | Management | Yes | For | For | |||||||||||||
| 1.4 | Re-elect Jacko Maree as Director | Management | Yes | Against | Against | |||||||||||||
| 1.5 | Re-elect John Vice as Director | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Priscillah Mabelane as Director | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Nonkululeko Nyembezi as Director | Management | Yes | For | For | |||||||||||||
| 2.1 | Reappoint KPMG Inc as Auditors and Appoint Heather Berrange as Designated Registered Audit Partner | Management | Yes | For | For | |||||||||||||
| 2.2 | Reappoint PricewaterhouseCoopers Inc as Auditors and Appoint John Bennett as Designated Registered Audit Partner | Management | Yes | For | For | |||||||||||||
| 3 | Place Authorised but Unissued Ordinary Shares under Control of Directors | Management | Yes | For | For | |||||||||||||
| 4 | Place Authorised but Unissued Non-redeemable Preference Shares under Control of Directors | Management | Yes | For | For | |||||||||||||
| 5.1 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 5.2 | Approve Implementation Report | Management | Yes | For | For | |||||||||||||
| 6.1 | Approve Fees of the Chairman | Management | Yes | For | For | |||||||||||||
| 6.2 | Approve Fees of the Directors | Management | Yes | For | For | |||||||||||||
| 6.3 | Approve Fees of the International Directors | Management | Yes | For | For | |||||||||||||
| 6.4.1 | Approve Fees of the Audit Committee Chairman | Management | Yes | For | For | |||||||||||||
| 6.4.2 | Approve Fees of the Audit Committee Member | Management | Yes | For | For | |||||||||||||
| 6.5.1 | Approve Fees of the Directors’ Affairs Committee Chairman | Management | Yes | For | For | |||||||||||||
| 6.5.2 | Approve Fees of the Directors’ Affairs Committee Member | Management | Yes | For | For | |||||||||||||
| 6.6.1 | Approve Fees of the Remuneration Committee Chairman | Management | Yes | For | For | |||||||||||||
| 6.6.2 | Approve Fees of the Remuneration Committee Member | Management | Yes | For | For | |||||||||||||
| 6.7.1 | Approve Fees of the Risk and Capital Management Committee Chairman | Management | Yes | For | For | |||||||||||||
| 6.7.2 | Approve Fees of the Risk and Capital Management Committee Member | Management | Yes | For | For | |||||||||||||
| 6.8.1 | Approve Fees of the Social & Ethics Committee Chairman | Management | Yes | For | For | |||||||||||||
| 6.8.2 | Approve Fees of the Social & Ethics Committee Member | Management | Yes | For | For | |||||||||||||
| 6.9.1 | Approve Fees of the Technology and Information Committee Chairman | Management | Yes | For | For | |||||||||||||
| 6.9.2 | Approve Fees of the Technology and Information Committee Member | Management | Yes | For | For | |||||||||||||
| 6.10 | Approve Fees of the Ad Hoc Committee Members | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 7 | Authorise Repurchase of Issued Ordinary Share Capital | Management | Yes | For | For | |||||||||||||
| 8 | Authorise Repurchase of Issued Preference Share Capital | Management | Yes | For | For | |||||||||||||
| 9 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Management | Yes | For | For | |||||||||||||
| Infosys Limited | 500209 | 456788108 | June 27, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Reelect Salil Parekh as Director | Management | Yes | For | For | |||||||||||||
| 4 | Elect Uri Levine as Director | Management | Yes | For | For | |||||||||||||
| Weichai Power Co., Ltd. | 2338 | Y9531A109 | June 29, 2020 | 1 | Approve 2019 Annual Report | Management | Yes | For | For | |||||||||
| 2 | Approve 2019 Report of the Board of Directors | Management | Yes | For | For | |||||||||||||
| 3 | Approve 2019 Report of the Supervisory Committee | Management | Yes | For | For | |||||||||||||
| 4 | Approve 2019 Audited Financial Statements and Auditors’ Report | Management | Yes | For | For | |||||||||||||
| 5 | Approve 2019 Final Financial Report | Management | Yes | For | For | |||||||||||||
| 6 | Approve 2020 Financial Budget Report | Management | Yes | Against | Against | |||||||||||||
| 7 | Approve 2019 Profit Distribution | Management | Yes | For | For | |||||||||||||
| 8 | Approve Interim Dividend | Management | Yes | For | For | |||||||||||||
| 9 | Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 10 | Approve Hexin Accountants LLP as Internal Control Auditors | Management | Yes | For | For | |||||||||||||
| 11 | Amend Articles of Association | Management | Yes | For | For | |||||||||||||
| 12 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | Yes | For | For | |||||||||||||
| 13 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Management | Yes | For | For | |||||||||||||
| 14 | Elect Zhang Liangfu as Director | Management | Yes | For | For | |||||||||||||
| 15a | Elect Jiang Yan as Director | Management | Yes | For | For | |||||||||||||
| 15b | Elect Yu Zhuoping as Director | Management | Yes | For | For | |||||||||||||
| 15c | Elect Zhao Huifang as Director | Share Holder | Yes | For | For | |||||||||||||
| Accor SA | AC | F00189120 | June 30, 2020 | 1 | Approve Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||||||
| 3 | Approve Allocation of Income and Absence of Dividends | Management | Yes | For | For | |||||||||||||
| 4 | Reelect Sebastien Bazin as Director | Management | Yes | For | For | |||||||||||||
| 5 | Reelect Iris Knobloch as Director | Management | Yes | For | For | |||||||||||||
| 6 | Elect Bruno Pavlovsky as Director | Management | Yes | For | For | |||||||||||||
| 7 | Approve Transaction with SASP Paris Saint-Germain Football Re: Partnership Agreement | Management | Yes | For | For | |||||||||||||
| 8 | Ratify Appointment of Ernst & Young et Autres as Auditor | Management | Yes | For | For | |||||||||||||
| 9 | Approve Compensation of Corporate Officers | Management | Yes | For | For | |||||||||||||
| 10 | Approve Compensation of Sebastien Bazin | Management | Yes | For | For | |||||||||||||
| 11 | Approve Remuneration Policy of Chairman and CEO | Management | Yes | For | For | |||||||||||||
| 12 | Approve Remuneration Policy of Directors | Management | Yes | For | For | |||||||||||||
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Yes | Against | Against | |||||||||||||
| 15 | Amend Articles 12 and 15 of Bylaws Re: Employee Representatives; Board Members Deliberation via Written Consultation | Management | Yes | For | For | |||||||||||||
| 16 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Management | Yes | Against | Against | |||||||||||||
| 17 | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Liberty Global plc | LBTYA | G5480U104 | June 30, 2020 | 1 | Elect Director Miranda Curtis | Management | Yes | For | For | |||||||||
| 2 | Elect Director John W. Dick | Management | Yes | For | For | |||||||||||||
| 3 | Elect Director JC Sparkman | Management | Yes | For | For | |||||||||||||
| 4 | Elect Director J. David Wargo | Management | Yes | For | For | |||||||||||||
| 5 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 6 | Approve Remuneration Policy | Management | Yes | Against | Against | |||||||||||||
| 7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Against | |||||||||||||
| 8 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against | |||||||||||||
| 9 | Ratify KPMG LLP (U.S.) as Auditors | Management | Yes | For | For | |||||||||||||
| 10 | Ratify KPMG LLP (U.K.) as Auditors | Management | Yes | For | For | |||||||||||||
| 11 | Authorize the Audit Committee to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | |||||||||||||
| 13 | Authorise EU Political Donations and Expenditure | Management | Yes | For | For | |||||||||||||
| 14 | Authorize Share Repurchase Program | Management | Yes | For | For | |||||||||||||
| Catcher Technology Co., Ltd. | 2474 | Y1148A101 | June 30, 2020 | 1 | Approve Business Report and Financial Statements | Management | Yes | For | For | |||||||||
| 2 | Approve Profit Distribution | Management | Yes | For | For | |||||||||||||
| 3 | Approve to Raise Funds through Issuing New Shares or GDR | Management | Yes | For | For | |||||||||||||
| 4.1 | Elect HUNG SHUI-SUNG, a Representative of YUNG YU INVESTMENT CO. LTD. with SHAREHOLDER NO.281516, as Non-Independent Director | Management | Yes | For | For | |||||||||||||
| China Vanke Co., Ltd. | 2202 | Y77421132 | June 30, 2020 | 1 | Approve 2019 Report of the Board of Directors | Management | Yes | For | For | |||||||||
| 2 | Approve 2019 Report of the Supervisory Committee | Management | Yes | For | For | |||||||||||||
| 3 | Approve 2019 Annual Report | Management | Yes | For | For | |||||||||||||
| 4 | Approve 2019 Dividend Distribution Plan | Management | Yes | For | For | |||||||||||||
| 5 | Approve Appointment of Auditors | Management | Yes | For | For | |||||||||||||
| 6 | Approve Authorization of the Company and Its Majority-Owned Subsidiaries to Provide Financial Assistance to Third Parties | Management | Yes | For | For | |||||||||||||
| 7 | Approve Authorization of Guarantee by the Company to Its Majority-Owned Subsidiaries | Management | Yes | Against | Against | |||||||||||||
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares | Management | Yes | Against | Against | |||||||||||||
| 9 | Authorize Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 10 | Amend Articles of Association | Management | Yes | For | For | |||||||||||||
| 11 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | Yes | For | For | |||||||||||||
| 12 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Management | Yes | For | For | |||||||||||||
| 13 | Amend Rules and Procedures Regarding Meetings of Supervisory Committee | Management | Yes | For | For | |||||||||||||
| 14.1 | Elect Hu Guobin as Director | Management | Yes | For | For | |||||||||||||
| 14.2 | Elect Li Qiangqiang as Director | Management | Yes | For | For | |||||||||||||
| 14.3 | Elect Tang Shaojie as Director | Management | Yes | For | For | |||||||||||||
| 14.4 | Elect Wang Haiwu as Director | Management | Yes | For | For | |||||||||||||
| 14.5 | Elect Xin Jie as Director | Management | Yes | For | For | |||||||||||||
| 14.6 | Elect Yu Liang as Director | Management | Yes | For | For | |||||||||||||
| 14.7 | Elect Zhu Jiusheng as Director | Management | Yes | For | For | |||||||||||||
| 15.1 | Elect Zhang Yichen as Director | Share Holder | Yes | For | For | |||||||||||||
| 15.2 | Elect Kang Dian as Director | Management | Yes | For | For | |||||||||||||
| 15.3 | Elect Liu Shuwei as Director | Management | Yes | Against | Against | |||||||||||||
| 15.4 | Elect Ng Kar Ling, Johnny as Director | Management | Yes | Against | Against | |||||||||||||
| 16.1 | Elect Li Miao as Supervisor | Management | Yes | For | For | |||||||||||||
| 16.2 | Elect Xie Dong as Supervisor | Management | Yes | For | For | |||||||||||||
| China Vanke Co., Ltd. | 2202 | Y77421132 | June 30, 2020 | 1 | Authorize Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||
LINDE PLC
| Security | G5494J103 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 26-Jul-2019 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 1.A | ELECTION OF DIRECTOR: PROF. DR. WOLFGANG REITZLE | Management | Yes | For | For | |||||
| 1.B | ELECTION OF DIRECTOR: STEPHEN F. ANGEL | Management | Yes | For | For | |||||
| 1.C | ELECTION OF DIRECTOR: PROF. DDR. ANN-KRISTIN ACHLEITNER | Management | Yes | For | For | |||||
| 1.D | ELECTION OF DIRECTOR: PROF. DR. CLEMENS BORSIG | Management | Yes | For | For | |||||
| 1.E | ELECTION OF DIRECTOR: DR. NANCE K. DICCIANI | Management | Yes | For | For | |||||
| 1.F | ELECTION OF DIRECTOR: DR. THOMAS ENDERS | Management | Yes | For | For | |||||
| 1.G | ELECTION OF DIRECTOR: FRANZ FEHRENBACH | Management | Yes | For | For | |||||
| 1.H | ELECTION OF DIRECTOR: EDWARD G. GALANTE | Management | Yes | For | For | |||||
| 1.I | ELECTION OF DIRECTOR: LARRY D. MCVAY | Management | Yes | For | For | |||||
| 1.J | ELECTION OF DIRECTOR: DR. VICTORIA OSSADNIK | Management | Yes | For | For | |||||
| 1.K | ELECTION OF DIRECTOR: PROF. DR. MARTIN H. RICHENHAGEN | Management | Yes | Against | Against | |||||
| 1.L | ELECTION OF DIRECTOR: ROBERT L. WOOD | Management | Yes | For | For | |||||
| 2.A | TO RATIFY, ON AN ADVISORY AND NON-BINDING BASIS, THE APPOINTMENT OF PRICEWATERHOUSECOOPERS (“PWC”) AS THE INDEPENDENT AUDITOR | Management | Yes | For | For | |||||
| 2.B | TO AUTHORIZE THE BOARD, ACTING THROUGH THE AUDIT COMMITTEE, TO DETERMINE PWC’S REMUNERATION | Management | Yes | For | For | |||||
| 3 | TO DETERMINE THE PRICE RANGE AT WHICH LINDE PLC CAN RE-ALLOT SHARES THAT IT ACQUIRES AS TREASURY SHARES UNDER IRISH LAW | Management | Yes | For | For | |||||
| 4 | TO APPROVE, ON AN ADVISORY AND NON-BINDING BASIS, THE COMPENSATION OF LINDE PLC’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE 2019 PROXY STATEMENT | Management | Yes | For | For | |||||
| 5.1 | TO RECOMMEND, ON AN ADVISORY AND NON- BINDING BASIS, THE FREQUENCY OF HOLDING FUTURE ADVISORY SHAREHOLDER VOTES ON THE COMPENSATION OF LINDE PLC’S NAMED EXECUTIVE OFFICERS: PLEASE VOTE ON THIS RESOLUTION TO APPROVE 1 YEAR | Management | Yes | For | For | |||||
| 5.2 | TO RECOMMEND, ON AN ADVISORY AND NON- BINDING BASIS, THE FREQUENCY OF HOLDING FUTURE ADVISORY SHAREHOLDER VOTES ON THE COMPENSATION OF LINDE PLC’S NAMED EXECUTIVE OFFICERS: PLEASE VOTE ON THIS RESOLUTION TO APPROVE 2 YEARS | Management | No | |||||||
| 5.3 | TO RECOMMEND, ON AN ADVISORY AND NON- BINDING BASIS, THE FREQUENCY OF HOLDING FUTURE ADVISORY SHAREHOLDER VOTES ON THE COMPENSATION OF LINDE PLC’S NAMED EXECUTIVE OFFICERS: PLEASE VOTE ON THIS RESOLUTION TO APPROVE 3 YEARS | Management | No | |||||||
| 5.4 | TO RECOMMEND, ON AN ADVISORY AND NON- BINDING BASIS, THE FREQUENCY OF HOLDING FUTURE ADVISORY SHAREHOLDER VOTES ON THE COMPENSATION OF LINDE PLC’S NAMED EXECUTIVE OFFICERS: PLEASE VOTE ON THIS RESOLUTION TO APPROVE FOR ABSTAIN | �� | Management | No |
NASPERS LTD
| Security | S53435103 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 23-Aug-2019 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| O.1 | ACCEPTANCE OF ANNUAL FINANCIAL STATEMENTS | Management | Yes | For | For | |||||
| O.2 | CONFIRMATION AND APPROVAL OF PAYMENT OF DIVIDENDS | Management | Yes | For | For | |||||
| O.3 | REAPPOINTMENT OF PRICEWATERHOUSECOOPERS INC. AS AUDITOR | Management | Yes | For | For | |||||
| O.4 | TO CONFIRM THE APPOINTMENT OF F L N LETELE AS A NON-EXECUTIVE DIRECTOR | Management | Yes | For | For | |||||
| O.5.1 | TO RE-ELECT THE FOLLOWING DIRECTOR: J P BEKKER | Management | Yes | For | For | |||||
| O.5.2 | TO RE-ELECT THE FOLLOWING DIRECTOR: S J Z PACAK | Management | Yes | For | For | |||||
| O.5.3 | TO RE-ELECT THE FOLLOWING DIRECTOR: J D T STOFBERG | Management | Yes | For | For | |||||
| O.5.4 | TO RE-ELECT THE FOLLOWING DIRECTOR: B J VAN DER ROSS | Management | Yes | For | For | |||||
| O.5.5 | TO RE-ELECT THE FOLLOWING DIRECTOR: D MEYER | Management | Yes | For | For | |||||
| O.6.1 | APPOINTMENT OF THE FOLLOWING AUDIT COMMITTEE MEMBER: D G ERIKSSON | Management | Yes | For | For | |||||
| O.6.2 | APPOINTMENT OF THE FOLLOWING AUDIT COMMITTEE MEMBER: B J VAN DER ROSS | Management | Yes | For | For | |||||
| O.6.3 | APPOINTMENT OF THE FOLLOWING AUDIT COMMITTEE MEMBER: R C C JAFTA | Management | Yes | For | For | |||||
| O.7 | TO ENDORSE THE COMPANY’S REMUNERATION POLICY | Management | Yes | For | For | |||||
| O.8 | TO APPROVE THE IMPLEMENTATION REPORT OF THE REMUNERATION REPORT | Management | Yes | For | For | |||||
| O.9 | APPROVAL OF GENERAL AUTHORITY PLACING UNISSUED SHARES UNDER THE CONTROL OF THE DIRECTORS | Management | Yes | Against | Against | |||||
| O.10 | APPROVAL OF GENERAL ISSUE OF SHARES FOR CASH | Management | Yes | For | For | |||||
| O.11 | APPROVAL OF AMENDMENTS TO THE NASPERS RESTRICTED STOCK PLAN TRUST | Management | Yes | For | For | |||||
| O.12 | AUTHORISATION TO IMPLEMENT ALL RESOLUTIONS ADOPTED AT THE ANNUAL GENERAL MEETING | Management | Yes | For | For | |||||
| S.1.1 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTORS PROPOSED FINANCIAL YEAR 31 MARCH 2021: BOARD: CHAIR | Management | Yes | For | For | |||||
| S.1.2 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTORS PROPOSED FINANCIAL YEAR 31 MARCH 2021: BOARD: MEMBER | Management | Yes | For | For | |||||
| S.1.3 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTORS PROPOSED FINANCIAL YEAR 31 MARCH 2021: AUDIT COMMITTEE: CHAIR | Management | Yes | For | For | |||||
| S.1.4 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTORS PROPOSED FINANCIAL YEAR 31 MARCH 2021: AUDIT COMMITTEE: MEMBER | Management | Yes | For | For | |||||
| S.1.5 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTORS PROPOSED FINANCIAL YEAR 31 MARCH 2021: RISK COMMITTEE: CHAIR | Management | Yes | For | For | |||||
| S.1.6 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTORS PROPOSED FINANCIAL YEAR 31 MARCH 2021: RISK COMMITTEE: MEMBER | Management | Yes | For | For | |||||
| S.1.7 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTORS PROPOSED FINANCIAL YEAR 31 MARCH 2021: HUMAN RESOURCES AND REMUNERATION COMMITTEE: CHAIR | Management | Yes | For | For | |||||
| S.1.8 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTORS PROPOSED FINANCIAL YEAR 31 MARCH 2021: HUMAN RESOURCES AND REMUNERATION COMMITTEE: MEMBER | Management | Yes | For | For | |||||
| S.1.9 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTORS PROPOSED FINANCIAL YEAR 31 MARCH 2021: NOMINATION COMMITTEE: CHAIR | Management | Yes | For | For | |||||
| S.110 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTORS PROPOSED FINANCIAL YEAR 31 MARCH 2021: NOMINATION COMMITTEE: MEMBER | Management | Yes | For | For | |||||
| S.111 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTORS PROPOSED FINANCIAL YEAR 31 MARCH 2021: SOCIAL AND ETHICS COMMITTEE: CHAIR | Management | Yes | For | For | |||||
| S.112 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTORS PROPOSED FINANCIAL YEAR 31 MARCH 2021: SOCIAL AND ETHICS COMMITTEE: MEMBER | Management | Yes | For | For | |||||
| S.113 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTORS PROPOSED FINANCIAL YEAR 31 MARCH 2021: TRUSTEES OF GROUP SHARE SCHEMES/OTHER PERSONNEL FUNDS | Management | Yes | For | For | |||||
| S.2 | APPROVE GENERALLY THE PROVISION OF FINANCIAL ASSISTANCE IN TERMS OF SECTION 44 OF THE ACT | Management | Yes | For | For | |||||
| S.3 | APPROVE GENERALLY THE PROVISION OF FINANCIAL ASSISTANCE IN TERMS OF SECTION 45 OF THE ACT | Management | Yes | For | For | |||||
| S.4 | GENERAL AUTHORITY FOR THE COMPANY OR ITS SUBSIDIARIES TO ACQUIRE N ORDINARY SHARES IN THE COMPANY | Management | Yes | For | For | |||||
| S.5 | GENERAL AUTHORITY FOR THE COMPANY OR ITS SUBSIDIARIES TO ACQUIRE A ORDINARY SHARES IN THE COMPANY | Management | Yes | For | For | |||||
| S.6 | GRANTING THE SPECIFIC REPURCHASE AUTHORITY | Management | Yes | For | For |
NASPERS LTD
| Security | S53435103 | Meeting Type | Ordinary General Meeting | |||||
| Ticker Symbol | Meeting Date | 23-Aug-2019 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| S.1 | APPROVING MATTERS RELATING TO THE IMPLEMENTATION OF THE PROPOSED TRANSACTION ON THE TERMS AND CONDITIONS SET OUT IN THE CIRCULAR | Management | Yes | For | For |
ALIMENTATION COUCHE-TARD INC
| Security | 01626P403 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 18-Sep-2019 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 1 | APPOINT THE AUDITOR UNTIL THE NEXT ANNUAL MEETING AND AUTHORIZE THE BOARD OF DIRECTORS TO SET THEIR REMUNERATION: PRICEWATERHOUSECOOPERS LLP | Management | Yes | For | For | |||||
| 2.1 | ELECTION OF DIRECTOR: ALAIN BOUCHARD | Management | Yes | For | For | |||||
| 2.2 | ELECTION OF DIRECTOR: MELANIE KAU | Management | Yes | For | For | |||||
| 2.3 | ELECTION OF DIRECTOR: JEAN BERNIER | Management | Yes | For | For | |||||
| 2.4 | ELECTION OF DIRECTOR: NATHALIE BOURQUE | Management | Yes | For | For | |||||
| 2.5 | ELECTION OF DIRECTOR: ERIC BOYKO | Management | Yes | For | For | |||||
| 2.6 | ELECTION OF DIRECTOR: JACQUES D’AMOURS | Management | Yes | For | For | |||||
| 2.7 | ELECTION OF DIRECTOR: RICHARD FORTIN | Management | Yes | For | For | |||||
| 2.8 | ELECTION OF DIRECTOR: BRIAN HANNASCH | Management | Yes | For | For | |||||
| 2.9 | ELECTION OF DIRECTOR: MARIE JOSEE LAMOTHE | Management | Yes | For | For | |||||
| 2.10 | ELECTION OF DIRECTOR: MONIQUE F. LEROUX | Management | Yes | For | For | |||||
| 2.11 | ELECTION OF DIRECTOR: REAL PLOURDE | Management | Yes | For | For | |||||
| 2.12 | ELECTION OF DIRECTOR: DANIEL RABINOWICZ | Management | Yes | For | For | |||||
| 2.13 | ELECTION OF DIRECTOR: LOUIS TETU | Management | Yes | For | For | |||||
| 3 | ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN OUR 2019 MANAGEMENT PROXY CIRCULAR | Management | Yes | For | For |
DIAGEO PLC
| Security | G42089113 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 19-Sep-2019 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 1 | REPORT AND ACCOUNTS 2019 | Management | Yes | For | For | |||||
| 2 | DIRECTORS’ REMUNERATION REPORT 2019 | Management | Yes | For | For | |||||
| 3 | DECLARATION OF FINAL DIVIDEND | Management | Yes | For | For | |||||
| 4 | ELECTION OF D CREW (1,3,4) AS A DIRECTOR | Management | Yes | For | For | |||||
| 5 | RE-ELECTION OF LORD DAVIES (1,3,4) AS A DIRECTOR | Management | Yes | For | For | |||||
| 6 | RE-ELECTION OF J FERRAN (3’) AS A DIRECTOR | Management | Yes | For | For | |||||
| 7 | RE-ELECTION OF S KILSBY (1,3,4’) AS A DIRECTOR | Management | Yes | For | For | |||||
| 8 | RE-ELECTION OF H KWONPING (1,3,4) AS A DIRECTOR | Management | Yes | For | For | |||||
| 9 | RE-ELECTION OF N MENDELSOHN (1,3,4) AS A DIRECTOR | Management | Yes | For | For | |||||
| 10 | RE-ELECTION OF I MENEZES (2’) AS A DIRECTOR | Management | Yes | For | For | |||||
| 11 | RE-ELECTION OF K MIKELLS (2) AS A DIRECTOR | Management | Yes | For | For | |||||
| 12 | RE-ELECTION OF A STEWART (1’,3,4) AS A DIRECTOR | Management | Yes | For | For | |||||
| 13 | RE-APPOINTMENT OF AUDITOR: PRICEWATERHOUSECOOPERS LLP | Management | Yes | For | For | |||||
| 14 | REMUNERATION OF AUDITOR | Management | Yes | For | For | |||||
| 15 | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE | Management | Yes | For | For | |||||
| 16 | AUTHORITY TO ALLOT SHARES | Management | Yes | For | For | |||||
| 17 | APPROVAL OF THE IRISH SHARESAVE SCHEME | Management | Yes | For | For | |||||
| 18 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Yes | For | For | |||||
| 19 | AUTHORITY TO PURCHASE OWN SHARES | Management | Yes | For | For | |||||
| 20 | REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM | Management | Yes | For | For | |||||
| 21 | APPROVAL AND ADOPTION OF NEW ARTICLES OF ASSOCIATION | Management | Yes | For | For |
SASOL LTD
| Security | 803866102 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 27-Nov-2019 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 1.1 | TO RE-ELECT EACH BY WAY OF A SEPARATE VOTE, THE FOLLOWING DIRECTOR RETIRING IN TERMS OF CLAUSE 22.2.1 OF THE COMPANY’S MEMORANDUM OF INCORPORATION: GMB KENNEALY | Management | Yes | For | For | |||||
| 1.2 | TO RE-ELECT EACH BY WAY OF A SEPARATE VOTE, THE FOLLOWING DIRECTOR RETIRING IN TERMS OF CLAUSE 22.2.1 OF THE COMPANY’S MEMORANDUM OF INCORPORATION: PJ ROBERTSON | Management | Yes | For | For | |||||
| 1.3 | TO RE-ELECT EACH BY WAY OF A SEPARATE VOTE, THE FOLLOWING DIRECTOR RETIRING IN TERMS OF CLAUSE 22.2.1 OF THE COMPANY’S MEMORANDUM OF INCORPORATION: P VICTOR | Management | Yes | For | For | |||||
| 2 | TO ELECT SA NKOSI WHO WAS APPOINTED BY THE BOARD AFTER THE PREVIOUS ANNUAL GENERAL MEETING IN TERMS OF CLAUSE 22.4.1 OF THE COMPANY’S MEMORANDUM OF INCORPORATION | Management | Yes | For | For | |||||
| 3 | TO ELECT FR GROBLER WHO WAS APPOINTED BY THE BOARD IN TERMS OF CLAUSE 22.4.1 OF THE COMPANY’S MEMORANDUM OF INCORPORATION | Management | Yes | For | For | |||||
| 4 | TO ELECT VD KAHLA WHO WAS APPOINTED BY THE BOARD IN TERMS OF CLAUSE 22.4.1 OF THE COMPANY’S MEMORANDUM OF INCORPORATION | Management | Yes | For | For | |||||
| 5 | TO APPOINT PRICEWATERHOUSECOOPERS INC. TO ACT AS INDEPENDENT AUDITOR OF THE COMPANY AND THE GROUP FOR THE FINANCIAL YEAR ENDING 30 JUNE 2020 UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING | Management | Yes | For | For | |||||
| 6.1 | TO ELECT EACH BY WAY OF A SEPARATE VOTE, THE MEMBER OF THE AUDIT COMMITTEE: C BEGGS | Management | Yes | For | For | |||||
| 6.2 | TO ELECT EACH BY WAY OF A SEPARATE VOTE, THE MEMBER OF THE AUDIT COMMITTEE: GMB KENNEALY (SUBJECT TO HER BEING RE-ELECTED AS A DIRECTOR IN TERMS OF ORDINARY RESOLUTION NUMBER 1) | Management | Yes | For | For | |||||
| 6.3 | TO ELECT EACH BY WAY OF A SEPARATE VOTE, THE MEMBER OF THE AUDIT COMMITTEE: NNA MATYUMZA | Management | Yes | For | For | |||||
| 6.4 | TO ELECT EACH BY WAY OF A SEPARATE VOTE, THE MEMBER OF THE AUDIT COMMITTEE: S WESTWELL | Management | Yes | For | For | |||||
| 7 | TO ENDORSE, ON A NON-BINDING ADVISORY BASIS, THE COMPANY’S REMUNERATION POLICY | Management | Yes | For | For | |||||
| 8 | TO ENDORSE, ON A NON-BINDING ADVISORY BASIS, THE IMPLEMENTATION REPORT OF THE COMPANY’S REMUNERATION POLICY | Management | Yes | For | For | |||||
| 9.S.1 | TO AMEND THE MEMORANDUM OF INCORPORATION OF THE COMPANY TO CATER FOR CHANGES IN THE TRANSFER SECRETARY AND CUSTODIAN AND TO DELETE REDUNDANT SCHEDULES | Management | Yes | For | For |
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD
| Security | Y69790106 | Meeting Type | ExtraOrdinary General Meeting | |||||
| Ticker Symbol | Meeting Date | 10-Dec-2019 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 1.1 | TO CONSIDER AND APPROVE THE ELECTION OF MR. XIE YONGLIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD | Management | Yes | For | For | |||||
| 1.2 | TO CONSIDER AND APPROVE THE ELECTION OF MS. TAN SIN YIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD | Management | Yes | For | For | |||||
| 2 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | Yes | For | For |
INFINEON TECHNOLOGIES AG
| Security | D35415104 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 20-Feb-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 2 | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT THE DISTRIBUTABLE PROFIT OF EUR 337,684,699.17 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 0.27 PER DIVIDEND-ENTITLED NO-PAR SHARE EUR 1,466,556.84 SHALL BE ALLOCATED TO THE OTHER REVENUE RESERVES EX-DIVIDEND DATE: FEBRUARY 21, 2020 PAYABLE DATE: FEBRUARY 25, 2020 | Management | Yes | For | For | |||||
| 3 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS | Management | Yes | For | For | |||||
| 4 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | Management | Yes | For | For | |||||
| 5 | APPOINTMENT OF AUDITORS THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2020 FINANCIAL YEAR: KPMG AG, MUNICH | Management | Yes | For | For | |||||
| 6.A | ELECTIONS TO THE SUPERVISORY BOARD: XIAOQUN CLEVER | Management | Yes | For | For | |||||
| 6.B | ELECTIONS TO THE SUPERVISORY BOARD: FRIEDRICH EICHINER | Management | Yes | For | For | |||||
| 6.C | ELECTIONS TO THE SUPERVISORY BOARD: HANS- ULRICH HOLDENRIED | Management | Yes | For | For | |||||
| 6.D | ELECTIONS TO THE SUPERVISORY BOARD: MANFRED PUFFER | Management | Yes | For | For | |||||
| 6.E | ELECTIONS TO THE SUPERVISORY BOARD: ULRICH SPIESSHOFER | Management | Yes | For | For | |||||
| 6.F | ELECTIONS TO THE SUPERVISORY BOARD: MARGRET SUCKALE | Management | Yes | For | For | |||||
| 7 | REVOCATION OF THE CONTINGENT CAPITAL 2010/I AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION THE EXISTING CONTINGENT CAPITAL 2010/I SHALL BE REVOKED | Management | Yes | For | For | |||||
| 8 | CREATION OF A NEW AUTHORIZED CAPITAL 2020/I AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION THE BOARD OF MDS SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SUPERVISORY BOARD, TO INCREASE THE SHARE CAPITAL BY UP TO EUR 750,000,000 THROUGH THE ISSUE OF NEW REGISTERED NO- PAR SHARES AGAINST CONTRIBUTIONS IN CASH AND/OR KIND, ON OR BEFORE FEBRUARY 19, 2025 (AUTHORIZED CAPITAL 2020/I). SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION RIGHTS EXCEPT FOR IN THE FOLLOWING CASES: - RESIDUAL AMOUNTS HAVE BEEN EXCLUDED FROM SUBSCRIPTION RIGHTS, - HOLDERS OF CONVERSION AND/OR OPTION RIGHTS HAVE BEEN GRANTED SUBSCRIP-TION RIGHTS, - SHARES HAVE BEEN ISSUED AGAINST CONTRIBUTIONS IN CASH AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE AND THE CAPITAL INCREASE DOES NOT EXCEED 10 PERCENT OF THE SHARE CAPITAL, - SHARES HAVE BEEN ISSUED AGAINST CONTRIBUTIONS IN KIND FOR ACQUISITION PURPOSES, - SHARES HAVE BEEN ISSUED FOR THE PAYMENT OF SCRIP DIVIDENDS | Management | Yes | For | For | |||||
| 9 | REVOCATION OF THE EXISTING AUTHORIZATION TO ISSUE CONVERTIBLE BONDS AND/OR WARRANT BONDS, A NEW AUTHORIZATION TO ISSUE CONVERTIBLE BONDS AND/OR WARRANT BONDS, THE REVOCATION OF THE CONTINGENT CAPITAL 2018, THE CREATION OF A NEW CONTINGENT CAPITAL 2020/I, AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION THE EXISTING AUTHORIZATION GIVEN BY THE SHAREHOLDERS’ MEETING OF FEBRUARY 22, 2018, TO ISSUE BONDS AND THE CORRESPONDING CONTINGENT CAPITAL 2018 SHALL BE REVOKED. THE BOARD OF MDS SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SUPERVISORY BOARD, TO ISSUE BEARER OR REGISTERED CONVERTIBLE BONDS AND/OR WARRANT BONDS (REFERRED TO IN THE FOLLOWING AS ‘BONDS’) OF UP TO EUR 4,000,000,000, CONFERRING CONVERSION OR OPTION RIGHTS FOR SHARES OF THE COMPANY, ON OR BEFORE FEBRUARY 19, 2025. SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION RIGHTS EXCEPT FOR IN THE FOLLOWING CASES: - BONDS HAVE BEEN ISSUED AT A PRICE NOT MATERIALLY BELOW THEIR THEORETICAL MARKET VALUE AND CONFER CONVERSION OR OPTION RIGHTS FOR SHARES OF THE COMPANY OF UP TO 10 PERCENT OF THE SHARE CAPITAL, - RESIDUAL AMOUNTS HAVE BEEN | Management | Yes | For | For | |||||
| EXCLUDED FROM SUBSCRIPTION RIGHTS, - HOLDERS OF CONVERSION OR OPTION RIGHTS HAVE BEEN GRANTED SUBSCRIPTION RIGHTS, BONDS HAVE BEEN ISSUED AGAINST CONTRIBUTIONS IN KIND. THE COMPANY’S SHARE CAPITAL SHALL BE INCREASED ACCORDINGLY BY UP TO EUR 260,000,000 THROUGH THE ISSUE OF UP TO 130,000,000 NEW REGISTERED NO-PAR SHARES, INSOFAR AS CONVERSION OR OPTION RIGHTS ARE EXERCISED (CONTINGENT CAPITAL 2020/I) |
NOVOZYMES A/S
| Security | K7317J133 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 26-Feb-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 2 | APPROVAL OF THE ANNUAL REPORT 2019 | Management | No | No Action | ||||||
| 3 | DISTRIBUTION OF PROFIT: THE BOARD OF DIRECTORS PROPOSES A DIVIDEND OF DKK 5.25 PER A/B SHARE OF DKK 2 | Management | No | No Action | ||||||
| 4 | APPROVAL OF REMUNERATION TO MEMBERS OF THE BOARD | Management | No | No Action | ||||||
| 5.A | ELECTION OF CHAIRMAN: RE-ELECTION OF JORGEN BUHL RASMUSSEN | Management | No | No Action | ||||||
| 6.A | ELECTION OF VICE CHAIRMAN: ELECTION OF CORNELIS (CEES) DE JONG | Management | No | No Action | ||||||
| 7.A | RE-ELECTION OF OTHER BOARD MEMBER: KASIM KUTAY | Management | No | No Action | ||||||
| 7.B | RE-ELECTION OF OTHER BOARD MEMBER: KIM STRATTON | Management | No | No Action | ||||||
| 7.C | RE-ELECTION OF OTHER BOARD MEMBER: MATHIAS UHLEN | Management | No | No Action | ||||||
| 7.D | ELECTION OF OTHER BOARD MEMBER: SHARON JAMES | Management | No | No Action | ||||||
| 7.E | ELECTION OF OTHER BOARD MEMBER: HEINE DALSGAARD | Management | No | No Action | ||||||
| 8.A | ELECTION OF AUDITOR: RE-ELECTION OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB | Management | No | No Action | ||||||
| 9.A | PROPOSAL FROM THE BOARD OF DIRECTORS: APPROVAL OF NEW REMUNERATION POLICY FOR THE BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT | Management | No | No Action | ||||||
| 9.B | PROPOSAL FROM THE BOARD OF DIRECTORS: RENEWAL OF THE BOARD OF DIRECTORS’ AUTHORIZATION TO IMPLEMENT CAPITAL INCREASES | Management | No | No Action | ||||||
| 9.C | PROPOSAL FROM THE BOARD OF DIRECTORS: REDUCTION OF SHARE CAPITAL | Management | No | No Action | ||||||
| 9.D | PROPOSAL FROM THE BOARD OF DIRECTORS: AUTHORIZATION TO ACQUIRE TREASURY SHARES | Management | No | No Action | ||||||
| 9.E | PROPOSAL FROM THE BOARD OF DIRECTORS: AMENDMENT OF ARTICLES 4.2 (SHARES AND SHAREHOLDERS’ REGISTER), ARTICLE 11.1 (SHAREHOLDERS’ MEETING, AGENDA) AND ARTICLE 14.2 (LANGUAGE) | Management | No | No Action | ||||||
| 9.F | PROPOSAL FROM THE BOARD OF DIRECTORS: AUTHORIZATION TO MEETING CHAIRPERSON | Management | No | No Action |
BANCO BILBAO VIZCAYA ARGENTARIA SA
| Security | E11805103 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 13-Mar-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 1.1 | APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS AND MANAGEMENT REPORTS OF BANCO BILBAO VIZCAYA ARGENTARIA, S.A. AND ITS CONSOLIDATED GROUP FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | Yes | For | For | |||||
| 1.2 | APPROVAL OF THE NON-FINANCIAL INFORMATION STATEMENT OF BANCO BILBAO VIZCAYA ARGENTARIA, S.A. AND THAT OF ITS CONSOLIDATED GROUP FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | Yes | For | For | |||||
| 1.3 | APPROVAL OF THE ALLOCATION OF PROFIT FOR THE 2019 FINANCIAL YEAR | Management | Yes | For | For | |||||
| 1.4 | APPROVAL OF CORPORATE MANAGEMENT DURING THE 2019 FINANCIAL YEAR | Management | Yes | For | For | |||||
| 2.1 | RE-ELECTION OF MS LOURDES MAIZ CARRO AS MEMBER OF THE BOARD OF DIRECTORS | Management | Yes | For | For | |||||
| 2.2 | RE-ELECTION OF MS SUSANA RODRIGUEZ VIDARTE AS MEMBER OF THE BOARD OF DIRECTORS | Management | Yes | For | For | |||||
| 2.3 | APPOINTMENT OF MR RAUL CATARINO GALAMBA DE OLIVEIRA AS MEMBER OF THE BOARD OF DIRECTORS | Management | Yes | For | For | |||||
| 2.4 | APPOINTMENT OF MS ANA LEONOR REVENGA SHANKLIN AS MEMBER OF THE BOARD OF DIRECTORS | Management | Yes | For | For | |||||
| 2.5 | APPOINTMENT OF MR CARLOS VICENTE SALAZAR LOMELIN AS MEMBER OF THE BOARD OF DIRECTORS | Management | Yes | For | For | |||||
| 3 | ADOPTION OF A MAXIMUM VARIABLE REMUNERATION LIMIT OF 200% OF THE FIXED COMPONENT OF THE TOTAL REMUNERATION FOR A SPECIFIED GROUP OF EMPLOYEES WHOSE PROFESSIONAL ACTIVITIES HAVE A SIGNIFICANT IMPACT ON THE RISK PROFILE OF THE GROUP | Management | Yes | For | For | |||||
| 4 | RE-APPOINTMENT OF THE STATUTORY AUDITORS OF BANCO BILBAO VIZCAYA ARGENTARIA, S.A. AND ITS CONSOLIDATED GROUP FOR THE 2020 FINANCIAL YEAR: KPMG | Management | Yes | For | For | |||||
| 5 | DELEGATION OF POWERS ON THE BOARD OF DIRECTORS, WITH THE POWER OF SUBSTITUTION, TO FORMALISE, RECTIFY, INTERPRET AND EXECUTE THE RESOLUTIONS ADOPTED BY THE ANNUAL GENERAL MEETING | Management | Yes | For | For | |||||
| 6 | CONSULTATIVE VOTE ON THE ANNUAL REPORT ON THE REMUNERATION OF DIRECTORS OF BANCO BILBAO VIZCAYA ARGENTARIA, S.A | Management | Yes | For | For |
SAMSUNG ELECTRONICS CO LTD
| Security | 796050888 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 18-Mar-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 1 | APPROVAL OF AUDITED FINANCIAL STATEMENTS AND ANNUAL DIVIDENDS (FY2019) | Management | Yes | For | For | |||||
| 2.1 | ELECTION OF EXECUTIVE DIRECTOR: JONG-HEE HAN | Management | Yes | For | For | |||||
| 2.2 | ELECTION OF EXECUTIVE DIRECTOR: YOON-HO CHOI | Management | Yes | For | For | |||||
| 3 | APPROVAL OF REMUNERATION LIMITS FOR DIRECTORS (FY2020) | Management | Yes | For | For |
KUBOTA CORPORATION
| Security | J36662138 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 19-Mar-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 1.1 | Appoint a Director Kimata, Masatoshi | Management | Yes | For | For | |||||
| 1.2 | Appoint a Director Kitao, Yuichi | Management | Yes | For | For | |||||
| 1.3 | Appoint a Director Yoshikawa, Masato | Management | Yes | For | For | |||||
| 1.4 | Appoint a Director Sasaki, Shinji | Management | Yes | For | For | |||||
| 1.5 | Appoint a Director Kurosawa, Toshihiko | Management | Yes | For | For | |||||
| 1.6 | Appoint a Director Watanabe, Dai | Management | Yes | For | For | |||||
| 1.7 | Appoint a Director Matsuda, Yuzuru | Management | Yes | For | For | |||||
| 1.8 | Appoint a Director Ina, Koichi | Management | Yes | For | For | |||||
| 1.9 | Appoint a Director Shintaku, Yutaro | Management | Yes | For | For | |||||
| 2 | Appoint a Corporate Auditor Yamada, Yuichi | Management | Yes | For | For | |||||
| 3 | Approve Payment of Bonuses to Directors | Management | Yes | For | For | |||||
| 4 | Approve Details of the Restricted-Share Compensation to be received by Directors (Excluding Outside Directors) | Management | Yes | For | For |
SGS SA
| Security | H7485A108 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 24-Mar-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 1.1 | ANNUAL REPORT, FINANCIAL STATEMENTS OF SGS SA AND CONSOLIDATED FINANCIAL STATEMENTS OF THE SGS GROUP FOR 2019 | Management | No | No Action | ||||||
| 1.2 | ADVISORY VOTE ON THE 2019 REMUNERATION REPORT | Management | No | No Action | ||||||
| 2 | RELEASE OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | No | No Action | ||||||
| 3 | APPROPRIATION OF PROFITS OF SGS SA, DECLARATION OF A DIVIDEND OF CHF 80.00 PER SHARE | Management | No | No Action | ||||||
| 4.1.1 | RE-ELECTION OF MR. PAUL DESMARAIS, JR. TO THE BOARD OF DIRECTORS | Management | No | No Action | ||||||
| 4.1.2 | RE-ELECTION OF MR. AUGUST FRANCOIS VON FINCK TO THE BOARD OF DIRECTORS | Management | No | No Action | ||||||
| 4.1.3 | RE-ELECTION OF MR. IAN GALLIENNE TO THE BOARD OF DIRECTORS | Management | No | No Action | ||||||
| 4.1.4 | RE-ELECTION OF MR. CALVIN GRIEDER TO THE BOARD OF DIRECTORS | Management | No | No Action | ||||||
| 4.1.5 | RE-ELECTION OF MR. CORNELIUS GRUPP TO THE BOARD OF DIRECTORS | Management | No | No Action | ||||||
| 4.1.6 | RE-ELECTION OF MR. GERARD LAMARCHE TO THE BOARD OF DIRECTORS | Management | No | No Action | ||||||
| 4.1.7 | RE-ELECTION OF MR. SHELBY R. DU PASQUIER TO THE BOARD OF DIRECTORS | Management | No | No Action | ||||||
| 4.1.8 | RE-ELECTION OF MS. KORY SORENSON TO THE BOARD OF DIRECTORS | Management | No | No Action | ||||||
| 4.1.9 | ELECTION OF MR. SAMI ATIYA TO THE BOARD OF DIRECTORS | Management | No | No Action | ||||||
| 41.10 | ELECTION OF MR. TOBIAS HARTMANN TO THE BOARD OF DIRECTORS | Management | No | No Action | ||||||
| 4.2.1 | ELECTION OF MR. CALVIN GRIEDER AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No | No Action | ||||||
| 4.3.1 | ELECTION OF MR. IAN GALLIENNE TO THE REMUNERATION COMMITTEE | Management | No | No Action | ||||||
| 4.3.2 | ELECTION OF MR. SHELBY R. DU PASQUIER TO THE REMUNERATION COMMITTEE | Management | No | No Action | ||||||
| 4.3.3 | ELECTION OF MS. KORY SORENSON TO THE REMUNERATION COMMITTEE | Management | No | No Action | ||||||
| 4.4 | ELECTION OF DELOITTE SA, GENEVA, AS AUDITORS | Management | No | No Action | ||||||
| 4.5 | ELECTION OF THE INDEPENDENT PROXY: JEANDIN AND DEFACQZ, GENEVA | Management | No | No Action | ||||||
| 5.1 | REMUNERATION MATTERS: BOARD REMUNERATION UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | No | No Action | ||||||
| 5.2 | REMUNERATION MATTERS: FIXED REMUNERATION OF SENIOR MANAGEMENT FOR THE FISCAL YEAR 2021 | Management | No | No Action | ||||||
| 5.3 | REMUNERATION MATTERS: ANNUAL VARIABLE REMUNERATION OF SENIOR MANAGEMENT FOR THE FISCAL YEAR 2019 | Management | No | No Action |
UNICHARM CORPORATION
| Security | J94104114 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 25-Mar-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 1.1 | Appoint a Director who is not Audit and Supervisory Committee Member Takahara, Takahisa | Management | Yes | For | For | |||||
| 1.2 | Appoint a Director who is not Audit and Supervisory Committee Member Ishikawa, Eiji | Management | Yes | For | For | |||||
| 1.3 | Appoint a Director who is not Audit and Supervisory Committee Member Mori, Shinji | Management | Yes | For | For | |||||
| 2 | Approve Details of the Restricted-Share Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | Management | Yes | For | For |
DENTSU INC.
| Security | J1207N108 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 27-Mar-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 1 | Amend Articles to: Amend Business Lines | Management | Yes | For | For | |||||
| 2 | Amend Articles to: Increase the Directors who are Audit and Supervisory Committee Members Size to 5 | Management | Yes | For | For | |||||
| 3.1 | Appoint a Director who is not Audit and Supervisory Committee Member Yamamoto, Toshihiro | Management | Yes | For | For | |||||
| 3.2 | Appoint a Director who is not Audit and Supervisory Committee Member Sakurai, Shun | Management | Yes | For | For | |||||
| 3.3 | Appoint a Director who is not Audit and Supervisory Committee Member Timothy Andree | Management | Yes | For | For | |||||
| 3.4 | Appoint a Director who is not Audit and Supervisory Committee Member Igarashi, Hiroshi | Management | Yes | For | For | |||||
| 3.5 | Appoint a Director who is not Audit and Supervisory Committee Member Soga, Arinobu | Management | Yes | For | For | |||||
| 3.6 | Appoint a Director who is not Audit and Supervisory Committee Member Nick Priday | Management | Yes | For | For | |||||
| 3.7 | Appoint a Director who is not Audit and Supervisory Committee Member Matsui, Gan | Management | Yes | For | For | |||||
| 4.1 | Appoint a Director who is Audit and Supervisory Committee Member Okoshi, Izumi | Management | Yes | Against | Against | |||||
| 4.2 | Appoint a Director who is Audit and Supervisory Committee Member Hasegawa, Toshiaki | Management | Yes | For | For | |||||
| 4.3 | Appoint a Director who is Audit and Supervisory Committee Member Koga, Kentaro | Management | Yes | For | For | |||||
| 4.4 | Appoint a Director who is Audit and Supervisory Committee Member Katsu, Etsuko | Management | Yes | For | For | |||||
| 4.5 | Appoint a Director who is Audit and Supervisory Committee Member Simon Laffin | Management | Yes | For | For |
CHUGAI PHARMACEUTICAL CO.,LTD.
| Security | J06930101 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 30-Mar-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 1 | Approve Appropriation of Surplus | Management | Yes | For | For | |||||
| 2.1 | Appoint a Director Kosaka, Tatsuro | Management | Yes | For | For | |||||
| 2.2 | Appoint a Director Ueno, Motoo | Management | Yes | For | For | |||||
| 2.3 | Appoint a Director Okuda, Osamu | Management | Yes | For | For | |||||
| 2.4 | Appoint a Director Momoi, Mariko | Management | Yes | For | For | |||||
| 3.1 | Appoint a Corporate Auditor Nimura, Takaaki | Management | Yes | For | For | |||||
| 3.2 | Appoint a Corporate Auditor Masuda, Kenichi | Management | Yes | For | For | |||||
| 4 | Approve Details of the Compensation to be received by Corporate Auditors | Management | Yes | For | For |
RIO TINTO PLC
| Security | G75754104 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 08-Apr-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 1 | RECEIPT OF THE 2019 ANNUAL REPORT | Management | Yes | For | For | |||||
| 2 | APPROVAL OF THE DIRECTORS’ REMUNERATION REPORT: IMPLEMENTATION REPORT | Management | Yes | For | For | |||||
| 3 | APPROVAL OF THE DIRECTORS’ REMUNERATION REPORT | Management | Yes | For | For | |||||
| 4 | APPROVAL OF POTENTIAL TERMINATION BENEFITS | Management | Yes | For | For | |||||
| 5 | TO ELECT HINDA GHARBI AS A DIRECTOR | Management | Yes | For | For | |||||
| 6 | TO ELECT JENNIFER NASON AS A DIRECTOR | Management | Yes | For | For | |||||
| 7 | TO ELECT NGAIRE WOODS CBE AS A DIRECTOR, EFFECTIVE AS OF 1 SEPTEMBER 2020 | Management | Yes | For | For | |||||
| 8 | TO RE-ELECT MEGAN CLARK AC AS A DIRECTOR | Management | Yes | For | For | |||||
| 9 | TO RE-ELECT DAVID CONSTABLE AS A DIRECTOR | Management | Yes | For | For | |||||
| 10 | TO RE-ELECT SIMON HENRY AS A DIRECTOR | Management | Yes | For | For | |||||
| 11 | TO RE-ELECT JEAN-SEBASTIEN JACQUES AS A DIRECTOR | Management | Yes | For | For | |||||
| 12 | TO RE-ELECT SAM LAIDLAW AS A DIRECTOR | Management | Yes | For | For | |||||
| 13 | TO RE-ELECT MICHAEL L’ESTRANGE AO AS A DIRECTOR | Management | Yes | For | For | |||||
| 14 | TO RE-ELECT SIMON MCKEON AO AS A DIRECTOR | Management | Yes | For | For | |||||
| 15 | TO RE-ELECT JAKOB STAUSHOLM AS A DIRECTOR | Management | Yes | For | For | |||||
| 16 | TO RE-ELECT SIMON THOMPSON AS A DIRECTOR | Management | Yes | For | For | |||||
| 17 | APPOINTMENT OF AUDITORS OF RIO TINTO PLC AND RIO TINTO LIMITED: TO APPOINT KPMG LLP AS THE AUDITOR OF RIO TINTO PLC TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF RIO TINTO LIMITED, AND KPMG AS THE AUDITOR OF RIO TINTO LIMITED | Management | Yes | For | For | |||||
| 18 | REMUNERATION OF AUDITORS | Management | Yes | For | For | |||||
| 19 | AUTHORITY TO MAKE POLITICAL DONATIONS | Management | Yes | For | For | |||||
| 20 | AMENDMENTS TO RIO TINTO PLC’S ARTICLES OF ASSOCIATION AND RIO TINTO LIMITED’S CONSTITUTION - GENERAL UPDATES AND CHANGES | Management | Yes | For | For | |||||
| 21 | AMENDMENTS TO RIO TINTO PLC’S ARTICLES OF ASSOCIATION AND RIO TINTO LIMITED’S CONSTITUTION - HYBRID AND CONTEMPORANEOUS GENERAL MEETINGS | Management | Yes | For | For | |||||
| 22 | GENERAL AUTHORITY TO ALLOT SHARES | Management | Yes | For | For | |||||
| 23 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Yes | For | For | |||||
| 24 | AUTHORITY TO PURCHASE RIO TINTO PLC SHARES | Management | Yes | For | For | |||||
| 25 | NOTICE PERIOD FOR GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS | Management | Yes | For | For |
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD
| Security | Y69790106 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 09-Apr-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2019 | Management | Yes | For | For | |||||
| 2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2019 | Management | Yes | For | For | |||||
| 3 | TO CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2019 AND ITS SUMMARY | Management | Yes | For | For | |||||
| 4 | TO CONSIDER AND APPROVE THE REPORT OF FINAL ACCOUNTS OF THE COMPANY FOR THE YEAR 2019 INCLUDING THE AUDIT REPORT AND AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2019 | Management | Yes | For | For | |||||
| 5 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2019 AND THE PROPOSED DISTRIBUTION OF FINAL DIVIDENDS | Management | Yes | For | For | |||||
| 6 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE APPOINTMENT OF AUDITORS OF THE COMPANY FOR THE YEAR 2020, RE- APPOINTING PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE PRC AUDITOR AND PRICEWATERHOUSECOOPERS AS THE | Management | Yes | For | For | |||||
| INTERNATIONAL AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND AUTHORIZING THE BOARD OF DIRECTORS TO RE- AUTHORIZE THE MANAGEMENT OF THE COMPANY TO FIX THEIR REMUNERATION | ||||||||||
| 7 | TO CONSIDER AND APPROVE THE PERFORMANCE EVALUATION OF THE INDEPENDENT NON- EXECUTIVE DIRECTORS FOR THE YEAR 2019 | Management | Yes | For | For | |||||
| 8 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ISSUE OF DEBT FINANCING INSTRUMENTS | Management | Yes | For | For | |||||
| 9 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PROPOSED GRANT OF THE GENERAL MANDATE BY THE GENERAL MEETING TO THE BOARD TO ISSUE H SHARES, I.E. THE GRANT OF A GENERAL MANDATE TO THE BOARD TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL H SHARES NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE H SHARES IN ISSUE, REPRESENTING UP TO LIMIT OF 8.15% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE, AT A DISCOUNT (IF ANY) OF NO MORE THAN 10% TO THE BENCHMARK PRICE (INSTEAD OF THE 20% LIMIT IMPOSED BY THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED) AND AUTHORIZE THE BOARD OF DIRECTORS TO MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS IT THINKS FIT SO AS TO REFLECT THE NEW CAPITAL STRUCTURE UPON THE ALLOTMENT OR ISSUANCE OF H SHARES | Management | Yes | For | For | |||||
| 10 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | Yes | For | For | |||||
| 11 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ELECTION OF DIRECTOR OF THE COMPANY, ELECTING MR. LU MIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD OF DIRECTORS | Shareholder | Yes | For | For |
SCHNEIDER ELECTRIC SE
| Security | F86921107 | Meeting Type | MIX | |||||
| Ticker Symbol | Meeting Date | 23-Apr-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019 | Management | Yes | For | For | |||||
| O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019 | Management | Yes | For | For | |||||
| O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR AND SETTING OF THE DIVIDEND: EUR 2.55 PER SHARE | Management | Yes | For | For | |||||
| O.4 | INFORMATION ON THE AGREEMENTS CONCLUDED DURING THE PREVIOUS FINANCIAL YEARS | Management | Yes | For | For | |||||
| O.5 | APPROVAL OF A NEW REGULATED AGREEMENT RELATING TO THE CONDITIONS OF DEPARTURE OF THE DEPUTY CHIEF EXECUTIVE OFFICER MR. EMMANUEL BABEAU | Management | Yes | For | For | |||||
| O.6 | APPROVAL OF THE COMPENSATION REPORT FOR THE PAST FINANCIAL YEAR | Management | Yes | For | For | |||||
| O.7 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. JEAN-PASCAL TRICOIRE AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | Yes | For | For | |||||
| O.8 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. EMMANUEL BABEAU AS DEPUTY CHIEF EXECUTIVE OFFICER | Management | Yes | For | For | |||||
| O.9 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | Yes | For | For | |||||
| O.10 | APPROVAL (I) OF THE COMPENSATION POLICY SPECIFICALLY APPLICABLE TO MR. EMMANUEL BABEAU, DEPUTY CHIEF EXECUTIVE OFFICER, IN THE CONTEXT OF HIS DEPARTURE AND (II) OF THE COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2020 OR ALLOCATED FOR THE FINANCIAL YEAR 2020 TO THE LATTER | Management | Yes | For | For | |||||
| O.11 | APPROVAL OF THE COMPENSATION POLICY FOR THE MEMBERS OF THE BOARD OF DIRECTORS | Management | Yes | For | For | |||||
| O.12 | RENEWAL OF THE TERM OF OFFICE OF MR. LEO APOTHEKER AS DIRECTOR | Management | Yes | For | For | |||||
| O.13 | RENEWAL OF THE TERM OF OFFICE OF MRS. CECILE CABANIS AS DIRECTOR | Management | Yes | For | For | |||||
| O.14 | RENEWAL OF THE TERM OF OFFICE OF MR. FRED KINDLE AS DIRECTOR | Management | Yes | For | For | |||||
| O.15 | RENEWAL OF THE TERM OF OFFICE OF MR. WILLY KISSLING AS DIRECTOR | Management | Yes | For | For | |||||
| O.16 | APPOINTMENT OF MRS. JILL LEE AS DIRECTOR | Management | Yes | For | For | |||||
| O.17 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE SHARES OF THE COMPANY—THE MAXIMUM PURCHASE PRICE IS SET AT 150 EUROS PER SHARE | Management | Yes | For | For | |||||
| E.18 | AMENDMENT TO ARTICLE 11.4 OF THE BY-LAWS TO COMPLY WITH THE AMENDED LAWS AND TO ALLOW THE APPOINTMENT OF THE SECOND DIRECTOR REPRESENTING THE EMPLOYEES BY THE EUROPEAN COMMITTEE | Management | Yes | For | For | |||||
| E.19 | AMENDMENT TO ARTICLES 13 AND 16 OF THE BY- LAWS TO COMPLY WITH THE AMENDED LAWS AND RECTIFICATION OF A MATERIAL ERROR | Management | Yes | For | For | |||||
| E.20 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR MEMBERS OF THE COMPANY SAVINGS PLAN WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS’ PRE- EMPTIVE SUBSCRIPTION RIGHT | Management | Yes | For | For | |||||
| E.21 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR A CATEGORY OF BENEFICIARIES: IN FAVOUR OF EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP, EITHER DIRECTLY, OR VIA ENTITIES ACTING ON THEIR BEHALF OR ENTITIES ACTING TO OFFER EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP BENEFITS COMPARABLE TO THOSE OFFERED TO THE MEMBERS OF THE COMPANY SAVINGS PLAN, WITHIN THE LIMIT OF 1% OF THE SHARE CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | Yes | For | For | |||||
| O.22 | POWERS TO CARRY OUT FORMALITIES | Management | Yes | For | For |
ATLAS COPCO AB
| Security | W1R924161 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 23-Apr-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 8.A | DECISION REGARDING APPROVAL OF THE PROFIT AND LOSS ACCOUNT AND THE BALANCE SHEET AND THE CONSOLIDATED PROFIT AND LOSS ACCOUNT AND THE CONSOLIDATED BALANCE SHEET | Management | No | No Action | ||||||
| 8.B | DECISION REGARDING DISCHARGE FROM LIABILITY OF THE BOARD MEMBERS AND THE PRESIDENT & CEO | Management | No | No Action | ||||||
| 8.C | DECISION REGARDING THE ALLOCATION OF THE COMPANY’S PROFIT ACCORDING TO THE APPROVED BALANCE SHEET: SEK 3.50 PER SHARE | Management | No | No Action | ||||||
| 8.D | DECISION REGARDING RECORD DATE FOR DIVIDEND | Management | No | No Action | ||||||
| 9.A | DETERMINATION OF THE NUMBER OF BOARD MEMBERS AND DEPUTY MEMBERS: NINE | Management | No | No Action | ||||||
| 9.B | DETERMINATION OF THE NUMBER OF AUDITORS AND DEPUTY AUDITORS OR REGISTERED AUDITING COMPANY: ONE | Management | No | No Action | ||||||
| 10.A | ELECTION OF BOARD MEMBERS: RE-ELECTION OF STAFFAN BOHMAN, TINA DONIKOWSKI, JOHAN FORSSELL, SABINE NEUSS, MATS RAHMSTROM, HANS STRABERG, AND PETER WALLENBERG JR AND NEW ELECTION OF ANNA OHLSSON-LEIJON OCH GORDON RISKE | Management | No | No Action | ||||||
| 10.B | ELECTION OF CHAIR OF THE BOARD: THAT HANS STRABERG IS ELECTED CHAIR OF THE BOARD | Management | No | No Action | ||||||
| 10.C | ELECTION OF AUDITORS AND DEPUTY AUDITORS OR REGISTERED AUDITING COMPANY: ERNST & YOUNG AB | Management | No | No Action | ||||||
| 11.A | DETERMINING THE REMUNERATION: IN CASH OR PARTIALLY IN THE FORM OF SYNTHETIC SHARES, TO THE BOARD OF DIRECTORS, AND THE REMUNERATION TO ITS COMMITTEES | Management | No | No Action | ||||||
| 11.B | DETERMINING THE REMUNERATION: TO THE AUDITORS OR REGISTERED AUDITING COMPANY | Management | No | No Action | ||||||
| 12.A | THE BOARD’S PROPOSALS REGARDING: GUIDING PRINCIPLES FOR THE REMUNERATION OF EXECUTIVES | Management | No | No Action | ||||||
| 12.B | THE BOARD’S PROPOSALS REGARDING: A PERFORMANCE BASED PERSONNEL OPTION PLAN FOR 2020 | Management | No | No Action | ||||||
| 13.A | THE BOARD’S PROPOSAL REGARDING MANDATES TO: ACQUIRE SERIES A SHARES RELATED TO PERSONNEL OPTION PLAN FOR 2020 | Management | No | No Action | ||||||
| 13.B | THE BOARD’S PROPOSAL REGARDING MANDATES TO: ACQUIRE SERIES A SHARES RELATED TO REMUNERATION IN THE FORM OF SYNTHETIC SHARES | Management | No | No Action | ||||||
| 13.C | THE BOARD’S PROPOSAL REGARDING MANDATES TO: TRANSFER SERIES A SHARES RELATED TO PERSONNEL OPTION PLAN FOR 2020 | Management | No | No Action | ||||||
| 13.D | THE BOARD’S PROPOSAL REGARDING MANDATES TO: SELL SERIES A SHARES TO COVER COSTS RELATED TO SYNTHETIC SHARES TO BOARD MEMBERS | Management | No | No Action | ||||||
| 13.E | THE BOARD’S PROPOSAL REGARDING MANDATES TO: SELL SERIES A AND B SHARES TO COVER COSTS IN RELATION TO THE PERFORMANCE BASED PERSONNEL OPTION PLANS FOR 2015, 2016 AND 2017 | Management | No | No Action |
ALFA LAVAL AB
| Security | W04008152 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 23-Apr-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 10.A | RESOLUTION ON: THE ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET AS WELL AS THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | No | No Action | ||||||
| 10.B | RESOLUTION ON: APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | Management | No | No Action | ||||||
| 10.C | RESOLUTION ON: DISCHARGE FROM LIABILITY FOR MEMBERS OF THE BOARD OF DIRECTORS AND THE CEO | Management | No | No Action | ||||||
| 12 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS AND DEPUTY MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE GENERAL MEETING AS WELL AS THE NUMBER OF AUDITORS AND DEPUTY AUDITORS: THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE GENERAL MEETING IS PROPOSED TO BE EIGHT WITH NO DEPUTIES. BOTH THE NUMBER OF AUDITORS AND THE NUMBER OF DEPUTY AUDITORS ARE PROPOSED TO BE TWO | Management | No | No Action | ||||||
| 13 | DETERMINATION OF THE COMPENSATION TO THE BOARD OF DIRECTORS AND THE AUDITORS | Management | No | No Action | ||||||
| 14 | ELECTION OF CHAIRMAN OF THE BOARD OF DIRECTORS, OTHER MEMBERS OF THE BOARD OF DIRECTORS AND DEPUTY MEMBERS OF THE BOARD OF DIRECTORS, AS WELL AS AUDITORS AND DEPUTY AUDITORS: MEMBERS OF THE BOARD OF DIRECTORS, FINN RAUSING, JORN RAUSING, ULF WIINBERG, HENRIK LANGE, HELENE MELLQUIST AND MARIA MORAEUS HANSSEN ARE PROPOSED TO BE RE-ELECTED FOR THE TIME UP TO THE END OF THE 2021 ANNUAL GENERAL MEETING. DENNIS JONSSON AND RAY MAURITSSON ARE PROPOSED TO BE ELECTED AS NEW MEMBERS OF THE BOARD OF DIRECTORS. ANDERS NARVINGER AND ANNA OHLSSON-LEIJON HAVE DECLINED RE-ELECTION. THE NOMINATION COMMITTEE FURTHER PROPOSES THAT THE AUTHORIZED PUBLIC ACCOUNTANT HENRIK | Management | No | No Action | ||||||
| JONZENISRE-ELECTED AND THAT THE AUTHORIZED PUBLIC ACCOUNTANT ANDREAS MAST IS ELECTED, AS THE COMPANY’S DEPUTY AUDITORS FOR THE FORTHCOMING YEAR, THUS FOR THE TIME UP TO THE END OF THE 2021 ANNUAL GENERAL MEETING. NINA BERGMAN HAS DECLINED RE-ELECTION | ||||||||||
| 15 | RESOLUTION ON EXECUTIVE REMUNERATION POLICY FOR COMPENSATION TO EXECUTIVE OFFICERS | Management | No | No Action | ||||||
| 16 | RESOLUTION TO AMEND THE ARTICLES OF ASSOCIATION | Management | No | No Action |
LONZA GROUP AG
| Security | H50524133 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 28-Apr-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 1 | ANNUAL REPORT, CONSOLIDATED FINANCIAL STATEMENTS AND FINANCIAL STATEMENTS OF LONZA | Management | No | No Action | ||||||
| 2 | CONSULTATIVE VOTE ON THE REMUNERATION REPORT | Management | No | No Action | ||||||
| 3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | No | No Action | ||||||
| 4 | APPROPRIATION OF AVAILABLE EARNINGS / RESERVES FROM CAPITAL CONTRIBUTION | Management | No | No Action | ||||||
| 5.1.A | RE-ELECTION TO THE BOARD OF DIRECTOR: WERNER BAUER | Management | No | No Action | ||||||
| 5.1.B | RE-ELECTION TO THE BOARD OF DIRECTOR: ALBERT M. BAEHNY | Management | No | No Action | ||||||
| 5.1.C | RE-ELECTION TO THE BOARD OF DIRECTOR: ANGELICA KOHLMANN | Management | No | No Action | ||||||
| 5.1.D | RE-ELECTION TO THE BOARD OF DIRECTOR: CHRISTOPH MAEDER | Management | No | No Action | ||||||
| 5.1.E | RE-ELECTION TO THE BOARD OF DIRECTOR: BARBARA RICHMOND | Management | No | No Action | ||||||
| 5.1.F | RE-ELECTION TO THE BOARD OF DIRECTOR: JUERGEN STEINEMANN | Management | No | No Action | ||||||
| 5.1.G | RE-ELECTION TO THE BOARD OF DIRECTOR: OLIVIER VERSCHEURE | Management | No | No Action | ||||||
| 5.2.A | ELECTION TO THE BOARD OF DIRECTOR: DOROTHEE DEURING | Management | No | No Action | ||||||
| 5.2.B | ELECTION TO THE BOARD OF DIRECTOR: MONCEF SLAOUI | Management | No | No Action | ||||||
| 5.3 | RE-ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: ALBERT M. BAEHNY | Management | No | No Action | ||||||
| 5.4.A | RE-ELECTION TO THE NOMINATION AND COMPENSATION COMMITTEE: ANGELICA KOHLMANN | Management | No | No Action | ||||||
| 5.4.B | RE-ELECTION TO THE NOMINATION AND COMPENSATION COMMITTEE: CHRISTOPH MAEDER | Management | No | No Action | ||||||
| 5.4.C | RE-ELECTION TO THE NOMINATION AND COMPENSATION COMMITTEE: JUERGEN STEINEMANN | Management | No | No Action | ||||||
| 6 | RE-ELECTION OF THE AUDITORS: KPMG LTD, ZURICH (CH) | Management | No | No Action | ||||||
| 7 | ELECTION OF THE INDEPENDENT PROXY: THOMANNFISCHER, ATTORNEYS AT LAW AND NOTARIES, ELISABETHENSTRASSE 30, 4010 BASEL, SWITZERLAND, AS THE INDEPENDENT PROXY FOR A ONE-YEAR TERM UNTIL COMPLETION OF THE ANNUAL GENERAL MEETING 2021 | Management | No | No Action | ||||||
| 8 | COMPENSATION OF THE BOARD OF DIRECTORS | Management | No | No Action | ||||||
| 9.1 | MAXIMUM AGGREGATE AMOUNT OF FIXED COMPENSATION OF THE EXECUTIVE COMMITTEE | Management | No | No Action | ||||||
| 9.2 | AGGREGATE AMOUNT OF VARIABLE SHORT-TERM COMPENSATION OF THE EXECUTIVE COMMITTEE | Management | No | No Action | ||||||
| 9.3 | MAXIMUM AGGREGATE AMOUNT OF VARIABLE LONG-TERM COMPENSATION OF THE EXECUTIVE COMMITTEE | Management | No | No Action | ||||||
| 10 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE ANNUAL GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS (YES = VOTE IN FAVOR OF ANY SUCH YET UNKONWN PROPOSAL; NO = VOTE AGAINST ANY SUCH YET UNKNOWN PORPOSAL; ABSTAIN) | Shareholder | No | No Action |
UNILEVER PLC
| Security | G92087165 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 29-Apr-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 1 | TO RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | Yes | For | For | |||||
| 2 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT | Management | Yes | For | For | |||||
| 3 | TO RE-ELECT MR N ANDERSEN AS A NON- EXECUTIVE DIRECTOR | Management | Yes | For | For | |||||
| 4 | TO RE-ELECT MRS L CHA AS A NON-EXECUTIVE DIRECTOR | Management | Yes | For | For | |||||
| 5 | TO RE-ELECT MR V COLAO AS A NON-EXECUTIVE DIRECTOR | Management | Yes | For | For | |||||
| 6 | TO RE-ELECT DR J HARTMANN AS A NON- EXECUTIVE DIRECTOR | Management | Yes | For | For | |||||
| 7 | TO RE-ELECT MR A JOPE AS AN EXECUTIVE DIRECTOR | Management | Yes | For | For | |||||
| 8 | TO RE-ELECT MS A JUNG AS A NON-EXECUTIVE DIRECTOR | Management | Yes | For | For | |||||
| 9 | TO RE-ELECT MS S KILSBY AS A NON-EXECUTIVE DIRECTOR | Management | Yes | For | For | |||||
| 10 | TO RE-ELECT MR S MASIYIWA AS A NON- EXECUTIVE DIRECTOR | Management | Yes | For | For | |||||
| 11 | TO RE-ELECT PROFESSOR Y MOON AS A NON- EXECUTIVE DIRECTOR | Management | Yes | For | For | |||||
| 12 | TO RE-ELECT MR G PITKETHLY AS AN EXECUTIVE DIRECTOR | Management | Yes | For | For | |||||
| 13 | TO RE-ELECT MR J RISHTON AS A NON-EXECUTIVE DIRECTOR | Management | Yes | For | For | |||||
| 14 | TO RE-ELECT MR F SIJBESMA AS A NON- EXECUTIVE DIRECTOR | Management | Yes | For | For | |||||
| 15 | TO REAPPOINT KPMG LLP AS AUDITORS OF THE COMPANY | Management | Yes | For | For | |||||
| 16 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management | Yes | For | For | |||||
| 17 | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | Yes | For | For | |||||
| 18 | TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE SHARES | Management | Yes | For | For | |||||
| 19 | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Management | Yes | For | For | |||||
| 20 | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS | Management | Yes | For | For | |||||
| 21 | TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE ITS OWN SHARES | Management | Yes | For | For | |||||
| 22 | TO SHORTEN THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | Yes | For | For |
DBS GROUP HOLDINGS LTD
| Security | Y20246107 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 30-Apr-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 1 | ADOPTION OF DIRECTORS’ STATEMENT, AUDITED FINANCIAL STATEMENTS AND AUDITOR’S REPORT | Management | Yes | For | For | |||||
| 2 | DECLARATION OF FINAL DIVIDEND ON ORDINARY SHARES: 33 CENTS | Management | Yes | For | For | |||||
| 3 | APPROVAL OF PROPOSED DIRECTORS’ REMUNERATION OF SGD 4,719,707 FOR FY2019 | Management | Yes | For | For | |||||
| 4 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR AND AUTHORISATION FOR DIRECTORS TO FIX ITS REMUNERATION | Management | Yes | For | For | |||||
| 5 | RE-ELECTION OF MR PETER SEAH LIM HUAT AS A DIRECTOR RETIRING UNDER ARTICLE 99 | Management | Yes | Against | Against | |||||
| 6 | RE-ELECTION OF MR HO TIAN YEE AS A DIRECTOR RETIRING UNDER ARTICLE 99 | Management | Yes | For | For | |||||
| 7 | RE-ELECTION OF MR OLIVIER LIM TSE GHOW AS A DIRECTOR RETIRING UNDER ARTICLE 99 | Management | Yes | For | For | |||||
| 8 | RE-ELECTION OF MRS OW FOONG PHENG AS A DIRECTOR RETIRING UNDER ARTICLE 99 | Management | Yes | Against | Against | |||||
| 9 | AUTHORITY TO GRANT AWARDS AND ISSUE SHARES UNDER THE DBSH SHARE PLAN | Management | Yes | For | For | |||||
| 10 | AUTHORITY TO GRANT AWARDS AND ISSUE SHARES UNDER THE CALIFORNIA SUB-PLAN TO THE DBSH SHARE PLAN | Management | Yes | For | For | |||||
| 11 | GENERAL AUTHORITY TO ISSUE SHARES AND TO MAKE OR GRANT CONVERTIBLE INSTRUMENTS SUBJECT TO LIMITS | Management | Yes | For | For | |||||
| 12 | AUTHORITY TO ISSUE SHARES PURSUANT TO THE DBSH SCRIP DIVIDEND SCHEME | Management | Yes | For | For | |||||
| 13 | APPROVAL OF THE PROPOSED RENEWAL OF THE SHARE PURCHASE MANDATE | Management | Yes | For | For |
AIR LIQUIDE SA
| Security | F01764103 | Meeting Type | MIX | |||||
| Ticker Symbol | Meeting Date | 05-May-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | Yes | For | For | |||||
| O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | Yes | For | For | |||||
| O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 - SETTING OF THE DIVIDEND | Management | Yes | For | For | |||||
| O.4 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS FOR A PERIOD OF 18 MONTHS TO ALLOW THE COMPANY TO TRADE IN ITS OWN SHARES | Management | Yes | For | For | |||||
| O.5 | RENEWAL OF THE TERM OF OFFICE OF MR. BRIAN GILVARY AS DIRECTOR | Management | Yes | For | For | |||||
| O.6 | APPOINTMENT OF MRS. ANETTE BRONDER AS DIRECTOR OF THE COMPANY | Management | Yes | For | For | |||||
| O.7 | APPOINTMENT OF MRS. KIM ANN MINK AS A DIRECTOR OF THE COMPANY | Management | Yes | For | For | |||||
| O.8 | STATUTORY AUDITORS’ SPECIAL REPORT ON THE AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | Yes | For | For | |||||
| O.9 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR GRANTED TO MR. BENOIT POTIER FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | Yes | For | For | |||||
| O.10 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF CORPORATE OFFICERS MENTIONED IN SECTION I OF ARTICLE L. 225-37-3 OF THE FRENCH COMMERCIAL CODE | Management | Yes | For | For | |||||
| O.11 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO CORPORATE OFFICERS | Management | Yes | For | For | |||||
| O.12 | SETTING OF THE AMOUNT OF THE GLOBAL ANNUAL COMPENSATION OF DIRECTORS | Management | Yes | For | For | |||||
| E.13 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS FOR A PERIOD OF 24 MONTHS TO REDUCE THE CAPITAL BY CANCELLATION OF TREASURY SHARES | Management | Yes | For | For | |||||
| E.14 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS FOR A PERIOD OF 26 MONTHS TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS, FOR A MAXIMUM AMOUNT OF 300 MILLION EUROS | Management | Yes | For | For | |||||
| E.15 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS FOR A PERIOD OF 26 MONTHS TO PROCEED WITH CAPITAL INCREASES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT RESERVED FOR MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN | Management | Yes | For | For | |||||
| E.16 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS FOR A PERIOD OF 18 MONTHS TO PROCEED WITH CAPITAL INCREASES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT RESERVED FOR A CATEGORY OF BENEFICIARIES | Management | Yes | For | For | |||||
| E.17 | ALIGNMENT OF ARTICLE 11 OF THE BY-LAWS (COMPOSITION OF THE BOARD OF DIRECTORS) WITH THE PROVISIONS OF THE PACTE LAW REGARDING THE DIRECTORS REPRESENTING THE EMPLOYEES | Management | Yes | For | For | |||||
| E.18 | AMENDMENT TO ARTICLE 15 OF THE BY-LAWS (POWERS OF THE BOARD OF DIRECTORS) CONCERNING THE MANAGEMENT DECISIONS OF THE BOARD (PACTE LAW) | Management | Yes | For | For | |||||
| E.19 | ALIGNMENT OF ARTICLE 16 OF THE BY-LAWS (COMPENSATION) WITH THE PROVISIONS OF THE PACTE LAW CONCERNING THE COMPENSATION OF DIRECTORS | Management | Yes | For | For | |||||
| E.20 | AMENDMENT TO ARTICLE 9 OF THE BY-LAWS (IDENTIFICATION OF SHAREHOLDERS) CONCERNING THE CROSSING OF THRESHOLDS | Management | Yes | For | For | |||||
| E.21 | AMENDMENT TO THE BY-LAWS CONCERNING THE COMPETENCE TO DECIDE OR AUTHORISE THE ISSUE OF BONDS | Management | Yes | For | For | |||||
| E.22 | EXTENSION OF THE PERIOD OF VALIDITY OF THE COMPANY AND CORRELATIVE AMENDMENT TO THE BY-LAWS | Management | Yes | For | For | |||||
| O.23 | POWERS TO CARRY OUT FORMALITIES | Management | Yes | For | For | |||||
FUCHS PETROLUB SE
| Security | D27462122 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 05-May-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 8 | RESOLUTION FOR HOLDERS OF PREFERRED SHARES: AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | Yes | For | For |
ALLIANZ SE
| Security | D03080112 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 06-May-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 2 | APPROPRIATION OF NET EARNINGS: DISTRIBUTION OF A DIVIDEND OF EUR 9.60 PER NO-PAR SHARE ENTITLED TO A DIVIDEND | Management | No | No Action | ||||||
| 3 | APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE BOARD OF MANAGEMENT | Management | No | No Action | ||||||
| 4 | APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | No | No Action | ||||||
| 5 | APPROVAL OF THE CONTROL AND PROFIT TRANSFER AGREEMENT BETWEEN ALLIANZ SE AND ALLIANZ AFRICA HOLDING GMBH | Management | No | No Action |
STANDARD CHARTERED PLC
| Security | G84228157 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 06-May-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 1 | TO RECEIVE THE COMPANY’S ANNUAL REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS | Management | Yes | For | For | |||||
| 2 | TO DECLARE A FINAL DIVIDEND OF USD 0.20 PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | Yes | Abstain | Against | |||||
| 3 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION CONTAINED IN THE DIRECTORS’ REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 AS SET OUT ON PAGES 108 TO 137 OF THE 2019 ANNUAL REPORT | Management | Yes | For | For | |||||
| 4 | TO ELECT PHIL RIVETT (64), AN INDEPENDENT NON- EXECUTIVE DIRECTOR | Management | Yes | For | For | |||||
| 5 | TO ELECT, DAVID TANG (65), AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | Yes | For | For | |||||
| 6 | TO RE-ELECT DAVID CONNER (71), AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | Yes | For | For | |||||
| 7 | TO RE-ELECT BYRON GROTE (72), AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | Yes | For | For | |||||
| 8 | TO RE-ELECT ANDY HALFORD (61), AN EXECUTIVE DIRECTOR | Management | Yes | For | For | |||||
| 9 | TO RE-ELECT CHRISTINE HODGSON, CBE (55), AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | Yes | For | For | |||||
| 10 | TO RE-ELECT GAY HUEY EVANS, OBE (65), AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | Yes | For | For | |||||
| 11 | TO RE-ELECT NAGUIB KHERAJ (55), AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | Yes | For | For | |||||
| 12 | TO RE-ELECT NGOZI OKONJO-IWEALA (65), AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | Yes | For | For | |||||
| 13 | TO RE-ELECT CARLSON TONG (65), AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | Yes | For | For | |||||
| 14 | TO RE-ELECT JOSE VINALS (65), AS GROUP CHAIRMAN | Management | Yes | For | For | |||||
| 15 | TO RE-ELECT JASMINE WHITBREAD (56), AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | Yes | For | For | |||||
| 16 | TO RE-ELECT BILL WINTERS, CBE (58), AN EXECUTIVE DIRECTOR | Management | Yes | For | For | |||||
| 17 | TO APPOINT ERNST & YOUNG LLP (EY) AS AUDITOR TO THE COMPANY FROM THE END OF THE AGM UNTIL THE END OF NEXT YEAR’S AGM | Management | Yes | For | For | |||||
| 18 | TO AUTHORISE THE AUDIT COMMITTEE, ACTING FOR AND ON BEHALF OF THE BOARD, TO SET THE REMUNERATION OF THE AUDITOR | Management | Yes | For | For | |||||
| 19 | THAT IN ACCORDANCE WITH SECTIONS 366 AND 367 OF THE COMPANIES ACT 2006, THE COMPANY AND ALL COMPANIES THAT ARE ITS SUBSIDIARIES DURING THE PERIOD FOR WHICH THIS RESOLUTION HAS EFFECT ARE AUTHORISED TO: (A) MAKE DONATIONS TO POLITICAL PARTIES AND/OR INDEPENDENT ELECTION CANDIDATES NOT EXCEEDING GBP 100,000 IN TOTAL; (B) MAKE DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES NOT EXCEEDING GBP 100,000 IN TOTAL; AND (C) INCUR POLITICAL EXPENDITURE NOT EXCEEDING GBP 100,000 IN TOTAL (AS SUCH TERMS ARE DEFINED IN SECTIONS 363 TO 365 OF THE COMPANIES ACT 2006) PROVIDED THAT THE AGGREGATE AMOUNT OF ANY SUCH DONATIONS AND EXPENDITURE SHALL NOT EXCEED GBP 100,000 DURING THE PERIOD BEGINNING WITH THE DATE OF PASSING OF THIS RESOLUTION AND EXPIRING AT THE END OF NEXT YEAR S AGM, UNLESS SUCH AUTHORITY HAS BEEN PREVIOUSLY RENEWED, REVOKED OR VARIED BY THE COMPANY IN A GENERAL MEETING AND PROVIDED THAT THE AUTHORISED SUM REFERRED TO IN PARAGRAPHS (A), (B) AND (C) MAY BE COMPRISED OF ONE OR MORE AMOUNTS IN DIFFERENT CURRENCIES WHICH, FOR THE PURPOSES OF CALCULATING THAT AUTHORISED SUM, SHALL BE CONVERTED INTO POUNDS STERLING AT THE RATE OF EXCHANGE PUBLISHED IN THE LONDON EDITION OF THE FINANCIAL TIMES ON THE DAY ON WHICH THE RELEVANT DONATION IS MADE OR THE RELEVANT EXPENDITURE IS INCURRED OR, IF EARLIER, ON THE DAY ON WHICH THE COMPANY OR ITS SUBSIDIARY ENTERS INTO ANY CONTRACT OR UNDERTAKING IN RELATION TO SUCH DONATION OR EXPENDITURE (OR, IF SUCH DAY IS NOT A BUSINESS DAY, THE FIRST BUSINESS DAY THEREAFTER) | Management | Yes | For | For | |||||
| 20 | THAT THE BOARD BE AUTHORISED: (A) TO MAKE AN OFFER TO THE HOLDERS OF ORDINARY SHARES (EXCLUDING ANY MEMBER HOLDING SHARES AS TREASURY SHARES) TO ELECT TO RECEIVE NEW ORDINARY SHARES IN THE CAPITAL OF THE COMPANY, CREDITED AS FULLY PAID, IN LIEU OF ALL OR ANY PART OF ANY INTERIM OR FINAL DIVIDEND PAID IN RESPECT OF ANY FINANCIAL PERIOD OF THE COMPANY ENDING ON OR PRIOR TO 31 DECEMBER 2022 UPON SUCH TERMS AS THE BOARD MAY DETERMINE; AND (B) IN RESPECT OF ANY SUCH DIVIDEND TO CAPITALISE SUCH AMOUNT STANDING TO THE CREDIT OF THE COMPANY’S RESERVES OR FUNDS AS MAY BE NECESSARY, AND THE MAKING BY THE BOARD OF ANY SUCH OFFER AND ANY SUCH CAPITALISATION BY THE BOARD IN EACH CASE IN RESPECT OF ANY PRIOR FINANCIAL PERIOD IS CONFIRMED | Management | Yes | For | For | |||||
| 21 | THAT THE BOARD BE AUTHORISED TO ALLOT SHARES IN THE COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY: (A) UP TO A NOMINAL AMOUNT OF USD 317,956,410.50 (SUCH AMOUNT TO BE RESTRICTED TO THE EXTENT THAT ANY ALLOTMENTS OR GRANTS ARE MADE UNDER PARAGRAPHS (B) OR (C) SO THAT IN TOTAL NO MORE THAN USD 529,927,351.50 CAN BE ALLOTTED UNDER PARAGRAPHS (A) AND (B) AND NO MORE THAN USD 1,059,854,703 CAN BE ALLOTTED UNDER PARAGRAPHS (A), (B) AND (C)); (B) UP TO A NOMINAL AMOUNT OF USD 529,927,351.50 (SUCH AMOUNT TO BE RESTRICTED TO THE EXTENT THAT ANY ALLOTMENTS OR GRANTS ARE MADE UNDER PARAGRAPHS (A) OR (C) SO THAT IN TOTAL NO MORE THAN USD 529,927,351.50 CAN BE ALLOTTED UNDER PARAGRAPHS (A) AND (B) AND NO MORE THAN USD 1,059,854,703 CAN BE ALLOTTED UNDER PARAGRAPHS (A), (B) AND (C)) IN CONNECTION WITH A SCRIP DIVIDEND SCHEME OR SIMILAR ARRANGEMENT IMPLEMENTED IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION OF THE COMPANY; (C) COMPRISING EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE COMPANIES ACT 2006) UP TO A NOMINAL AMOUNT OF USD 1,059,854,703 (SUCH AMOUNT TO BE RESTRICTED TO THE EXTENT THAT ANY ALLOTMENTS OR GRANTS ARE MADE UNDER PARAGRAPHS (A) OR (B) SO THAT IN TOTAL NO MORE THAN USD 1,059,854,703 CAN BE ALLOTTED UNDER PARAGRAPHS (A), (B) AND (C)) IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE: (I) TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) TO HOLDERS OF OTHER EQUITY SECURITIES AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR AS THE BOARD OTHERWISE CONSIDERS NECESSARY, AND SO THAT THE BOARD MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER; AND (D) PURSUANT TO THE TERMS OF ANY EXISTING SHARE SCHEME OF THE COMPANY OR ANY OF ITS SUBSIDIARIES OR SUBSIDIARY UNDERTAKINGS ADOPTED PRIOR TO THE DATE OF THIS MEETING. SUCH AUTHORITIES TO APPLY UNTIL THE END OF NEXT YEAR S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 5 AUGUST 2021) BUT, IN EACH SUCH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS AND THE BOARD MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED | Management | Yes | For | For | |||||
| 22 | THAT THE AUTHORITY GRANTED TO THE BOARD TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES UP TO A NOMINAL AMOUNT OF USD 317,956,410.50 PURSUANT TO PARAGRAPH (A) OF RESOLUTION 21 BE EXTENDED BY THE ADDITION OF SUCH NUMBER OF ORDINARY SHARES OF USD 0.50 EACH REPRESENTING THE NOMINAL AMOUNT OF THE COMPANY’S SHARE CAPITAL REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 27, TO THE EXTENT THAT SUCH EXTENSION WOULD NOT RESULT IN THE AUTHORITY TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES PURSUANT TO RESOLUTION 21 EXCEEDING USD 1,059,854,703 | Management | Yes | For | For | |||||
| 23 | THAT, IN ADDITION TO ANY AUTHORITY GRANTED PURSUANT TO RESOLUTION 21 (IF PASSED), THE BOARD BE AUTHORISED TO ALLOT SHARES IN THE COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY UP TO AN AGGREGATE NOMINAL AMOUNT OF USD 317,956,410.50 (OR 635,912,821 SHARES), REPRESENTING APPROXIMATELY 20 PER CENT OF THE COMPANY’S NOMINAL ISSUED ORDINARY SHARE CAPITAL AS AT 13 MARCH 2020, IN RELATION TO ANY ISSUE BY THE COMPANY OR ANY SUBSIDIARY OR SUBSIDIARY UNDERTAKING OF THE COMPANY (TOGETHER, THE GROUP) OF EQUITY CONVERTIBLE ADDITIONAL TIER 1 SECURITIES (ECAT1 SECURITIES) THAT AUTOMATICALLY CONVERT INTO OR ARE EXCHANGED FOR ORDINARY SHARES IN THE COMPANY IN PRESCRIBED CIRCUMSTANCES WHERE THE BOARD CONSIDERS THAT SUCH AN ISSUANCE OF ECAT1 SECURITIES WOULD BE DESIRABLE IN CONNECTION WITH, OR FOR THE PURPOSES OF COMPLYING WITH OR MAINTAINING COMPLIANCE WITH THE REGULATORY CAPITAL REQUIREMENTS OR TARGETS APPLICABLE TO THE GROUP FROM TIME TO TIME, SUCH AUTHORITY TO EXPIRE AT THE END OF NEXT YEAR S AGM (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 5 AUGUST 2021) BUT SO THAT, IN THE PERIOD BEFORE THE AUTHORITY ENDS, THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS AND THE BOARD MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED | Management | Yes | For | For | |||||
| 24 | THAT IF RESOLUTION 21 IS PASSED, THE BOARD BE GIVEN POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED: (A) TO THE ALLOTMENT OF EQUITY SECURITIES AND SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH A SCRIP DIVIDEND SCHEME OR SIMILAR ARRANGEMENT IMPLEMENTED IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION OF THE COMPANY; (B) TO THE ALLOTMENT OF EQUITY SECURITIES AND SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES UNDER THE AUTHORITIES GRANTED UNDER PARAGRAPHS (A) AND (C) OF RESOLUTION 21 (BUT IN THE CASE OF THE AUTHORITY GRANTED UNDER PARAGRAPH (C) OF RESOLUTION 21, BY WAY OF A RIGHTS ISSUE ONLY): (I) TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) TO HOLDERS OF OTHER EQUITY SECURITIES AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR AS THE BOARD OTHERWISE CONSIDERS NECESSARY, AND SO THAT THE BOARD MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER; AND (C) IN THE CASE OF THE AUTHORITY GRANTED UNDER PARAGRAPH (A) OF RESOLUTION 21 AND/OR IN THE CASE OF ANY SALE OF TREASURY SHARES FOR CASH, TO THE ALLOTMENT (OTHERWISE THAN UNDER PARAGRAPHS (A) AND (B)) OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO A NOMINAL AMOUNT OF USD 79,489,102.50, SUCH POWER TO APPLY UNTIL THE END OF NEXT YEAR S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 5 AUGUST 2021) BUT, IN EACH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER ENDS AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT ENDED | Management | Yes | For | For | |||||
| 25 | THAT IF RESOLUTION 21 IS PASSED, THE BOARD BE GIVEN POWER IN ADDITION TO ANY POWER GRANTED UNDER RESOLUTION 24 TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GRANTED UNDER PARAGRAPH (A) OF RESOLUTION 21 AND/ OR SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO SUCH ALLOTMENT OR SALE, SUCH POWER TO BE: (A) LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO A NOMINAL AMOUNT OF USD 79,489,102.50; AND (B) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE BOARD DETERMINES TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE- EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE OR FOR THE PURPOSES OF REFINANCING SUCH A TRANSACTION WITHIN SIX MONTHS OF ITS TAKING PLACE, SUCH POWER TO APPLY UNTIL THE END OF NEXT YEAR S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 5 AUGUST 2021) BUT, IN EACH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER ENDS AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT ENDED | Management | Yes | For | For | |||||
| 26 | THAT, IN ADDITION TO THE POWERS GRANTED PURSUANT TO RESOLUTIONS 24 AND 25 (IF PASSED), AND IF RESOLUTION 23 IS PASSED, THE BOARD BE GIVEN THE POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GIVEN BY RESOLUTION 23 AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY, SUCH AUTHORITY TO APPLY UNTIL THE END OF NEXT YEAR S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 5 AUGUST 2021) BUT, IN EACH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS AND THE BOARD MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED | Management | Yes | For | For | |||||
| 27 | THAT THE COMPANY BE AUTHORISED FOR THE PURPOSES OF SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE MARKET PURCHASES (AS DEFINED IN THE COMPANIES ACT 2006) OF ITS ORDINARY SHARES OF USD 0.50 EACH PROVIDED THAT: (A) THE COMPANY DOES NOT PURCHASE MORE THAN 317,956,410 SHARES UNDER THIS AUTHORITY; (B) THE COMPANY DOES NOT PAY LESS FOR EACH SHARE (BEFORE EXPENSES) THAN THE NOMINAL VALUE OF THE SHARE; AND (C) THE COMPANY DOES NOT PAY MORE FOR EACH SHARE (BEFORE EXPENSES) THAN THE HIGHER OF (I) FIVE PER CENT OVER THE AVERAGE OF THE MIDDLE MARKET PRICES OF THE ORDINARY SHARES ACCORDING TO THE DAILY OFFICIAL LIST OF THE LONDON STOCK EXCHANGE FOR THE FIVE BUSINESS DAYS IMMEDIATELY BEFORE THE DATE ON WHICH THE COMPANY AGREES TO BUY THE SHARES AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT PURCHASE BID ON THE TRADING VENUE WHERE THE PURCHASE IS CARRIED OUT (INCLUDING WHEN THE SHARES ARE TRADED ON DIFFERENT TRADING VENUES), SUCH AUTHORITY TO APPLY UNTIL THE END OF NEXT YEAR S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 5 AUGUST 2021) BUT DURING THIS PERIOD THE COMPANY MAY AGREE TO PURCHASE SHARES WHERE THE PURCHASE MAY NOT BE COMPLETED (FULLY OR PARTLY) UNTIL AFTER THE AUTHORITY ENDS AND THE COMPANY MAY MAKE A PURCHASE OF ORDINARY SHARES IN ACCORDANCE WITH ANY SUCH AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED. FOR THE PURPOSES OF DETERMINING COMPLIANCE WITH THE CONDITIONS IN PARAGRAPHS (B) AND (C), THE NOMINAL VALUE OF THE SHARE OR THE RELEVANT PRICE (RESPECTIVELY) SHALL, IF NECESSARY, BE CONVERTED INTO THE CURRENCY IN WHICH THE PURCHASE IS TO BE MADE, CALCULATED BY REFERENCE TO THE SPOT RATE OF EXCHANGE BETWEEN THE CURRENCY OF THE NOMINAL VALUE OR OF THE PRICE (AS APPLICABLE) AND THE CURRENCY IN WHICH THE PURCHASE IS TO BE MADE, AS DISPLAYED ON THE APPROPRIATE PAGE OF THE BLOOMBERG SCREEN (OR ON THE APPROPRIATE PAGE OF SUCH OTHER INFORMATION SERVICE WHICH PUBLISHES THAT RATE FROM TIME TO TIME) AT OR AROUND 11.00AM UK TIME ON THE BUSINESS DAY BEFORE THE DAY THE COMPANY AGREES TO BUY SUCH SHARE. STANDARD CHARTERED 16 NOTICE OF ANNUAL GENERAL MEETING 2020 891413 (STANDARD CHARTERED) NOTICE OF AGM CIR (ENG) 21/03/2020 M40 P.16 THE BOARD CONSIDERS THAT THE RESOLUTIONS IN THIS NOTICE OF MEETING ARE IN THE BEST INTERESTS OF THE COMPANY AND SHAREHOLDERS AS A WHOLE AND RECOMMEND ALL SHAREHOLDERS VOTE IN FAVOUR OF ALL THE RESOLUTIONS, AS THE DIRECTORS INTEND TO DO IN RESPECT OF THEIR OWN SHARES, WITH THE EXCEPTION OF RESOLUTION 21. BY ORDER OF THE BOARD AMANDA MELLOR GROUP COMPANY SECRETARY STANDARD CHARTERED PLC 1 BASINGHALL AVENUE, LONDON EC2V 5DD REGISTERED IN ENGLAND AND WALES NUMBER 966425 27 MARCH 2020 EXISTING ARTICLES OF ASSOCIATION SINCE THEY WERE LAST AMENDED IN 2010. THE NEW ARTICLES TAKE ACCOUNT OF DEVELOPMENTS IN MARKET PRACTICE AND TECHNOLOGICAL ADVANCEMENTS REGARDING SHAREHOLDER ACCESSIBILITY AND PARTICIPATION AT THE COMPANY S GENERAL MEETINGS, FOR EXAMPLE BY PERMITTING THE COMPANY TO HOLD GENERAL MEETINGS PARTLY THROUGH AN ELECTRONIC PLATFORM. THE AMENDMENTS WILL ALSO PROVIDE GREATER FLEXIBILITY IN DECIDING DIVIDEND PAYMENT METHODS, ENSURING SHAREHOLDERS RECEIVE THEIR PAYMENTS PROMPTLY AND SECURELY. UNDER THE NEW ARTICLES, THE COMPANY WILL BE ABLE TO MAXIMISE ITS CAPACITY TO LOCATE AND UNITE CERTAIN GONE-AWAY AND LOST SHAREHOLDERS WITH THEIR DIVIDENDS AND/ OR SHARES THROUGH AN UNCLAIMED ASSET REUNIFICATION PROGRAMME. THE PRINCIPAL CHANGES ARE SET OUT IN APPENDIX 2 ON PAGES 25 AND 26. OTHER CHANGES WHICH ARE OF A MINOR, TECHNICAL OR CLARIFYING NATURE HAVE NOT BEEN SUMMARISED IN THAT APPENDIX. THE NEW ARTICLES WILL, IF RESOLUTION 29 IS PASSED, BECOME EFFECTIVE AT CONCLUSION OF THE AGM. NOTICE OF GENERAL MEETINGS RESOLUTION 30 PRESERVES THE COMPANY S ABILITY TO CALL GENERAL MEETINGS (OTHER THAN AN AGM) ON 14 CLEAR DAYS NOTICE. 30. THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS NOTICE. THE NOTICE PERIOD REQUIRED FOR GENERAL MEETINGS OF THE COMPANY IS 21 DAYS UNLESS SHAREHOLDERS APPROVE A SHORTER NOTICE PERIOD, WHICH CANNOT HOWEVER BE LESS THAN 14 CLEAR DAYS (AGMS ARE STILL REQUIRED TO BE HELD ON AT LEAST 21 CLEAR DAYS NOTICE). RESOLUTION 30 SEEKS SUCH APPROVAL. THE APPROVAL WILL BE EFFECTIVE UNTIL THE COMPANY S NEXT ANNUAL GENERAL MEETING, WHEN IT IS INTENDED THAT A SIMILAR RESOLUTION WILL BE PROPOSED. NOTE THAT, IN ORDER TO BE ABLE TO CALL A GENERAL MEETING ON LESS THAN 21 CLEAR DAYS NOTICE, THE COMPANY MUST MAKE A MEANS OF ELECTRONIC VOTING AVAILABLE TO ALL SHAREHOLDERS FOR THAT MEETING. THE SHORTER NOTICE PERIOD WOULD NOT BE USED ROUTINELY FOR SUCH MEETINGS, BUT ONLY WHERE THE FLEXIBILITY IS MERITED BY THE BUSINESS OF THE MEETING AND IS THOUGHT TO BE TO THE ADVANTAGE OF SHAREHOLDERS AS A WHOLE. IN ACCORDANCE WITH RULE 7.19A(1) OF THE HONG KONG LISTING RULES, THE DIRECTORS (EXCLUDING INDEPENDENT NON-EXECUTIVE DIRECTORS) AND THEIR RESPECTIVE ASSOCIATES WILL ABSTAIN FROM VOTING IN FAVOUR OF RESOLUTION 21 FOR THE REASONS SET OUT ON PAGES 12 AND 13 OF THIS DOCUMENT. THE CURRENCY IN WHICH THE PURCHASE IS TO BE MADE, CALCULATED BY REFERENCE TO THE SPOT RATE OF EXCHANGE BETWEEN THE CURRENCY OF THE NOMINAL VALUE OR OF THE RELEVANT PRICE (AS APPLICABLE) AND THE CURRENCY IN WHICH THE PURCHASE IS TO BE MADE, AS DISPLAYED ON THE APPROPRIATE PAGE OF THE BLOOMBERG SCREEN (OR ON THE APPROPRIATE PAGE OF SUCH OTHER INFORMATION SERVICE WHICH PUBLISHES THAT RATE FROM TIME TO TIME) AT OR AROUND 11.00AM UK TIME ON THE BUSINESS DAY BEFORE THE DAY THE COMPANY AGREES TO BUY SUCH SHARE | Management | Yes | For | For | |||||
| 28 | THAT THE COMPANY BE AUTHORISED TO MAKE MARKET PURCHASES (AS DEFINED IN THE COMPANIES ACT 2006) OF UP TO 15,000 PREFERENCE SHARES OF USD 5.00 EACH AND UP TO 195,285,000 PREFERENCE SHARES OF GBP 1.00 EACH PROVIDED THAT: (A) THE COMPANY DOES NOT PAY LESS FOR EACH SHARE (BEFORE EXPENSES) THAN THE NOMINAL VALUE OF THE SHARE; AND (B) THE COMPANY DOES NOT PAY MORE FOR EACH SHARE (BEFORE EXPENSES) THAN 25 PER CENT ABOVE THE FOLLOWING: (I) IN RESPECT OF THE USD PREFERENCE SHARES, THE BLOOMBERG FIT COMPOSITE BID PRICE SHOWN ON THE RELEVANT BLOOMBERG PAGE ALLQ FOR THE RELEVANT PREFERENCE SHARE (OR ANY REPLACEMENT PAGE WHICH DISPLAYS THAT PRICE) AT OR AROUND 11.00AM UK TIME ON THE BUSINESS DAY BEFORE THE DAY ON WHICH THE COMPANY AGREES TO BUY SUCH SHARE; (II) IN RESPECT OF THE GBP PREFERENCE SHARES, THE LONDON STOCK EXCHANGE BID PRICE SHOWN ON THE RELEVANT BLOOMBERG PAGE ALLQ FOR THE RELEVANT PREFERENCE SHARE (OR ANY REPLACEMENT PAGE WHICH DISPLAYS THAT PRICE) AT OR AROUND 11.00AM UK TIME ON THE BUSINESS DAY BEFORE THE DAY ON WHICH THE COMPANY AGREES TO BUY SUCH SHARE; (III) IN RESPECT OF EITHER USD OR GBP PREFERENCE SHARES, WHERE THE RELEVANT BID PRICE IS NOT AVAILABLE UNDER (I) OR (II), THE HIGHEST INDEPENDENT BID PRICE SHOWN ON THE RELEVANT BLOOMBERG PAGE ALLQ FOR THE RELEVANT PREFERENCE SHARE (OR ANY REPLACEMENT PAGE WHICH DISPLAYS THAT PRICE) AT OR AROUND 11.00AM UK TIME ON THE BUSINESS DAY BEFORE THE DAY ON WHICH THE COMPANY AGREES TO BUY SUCH SHARE, SUCH AUTHORITY TO APPLY UNTIL THE END OF NEXT YEAR S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 5 AUGUST 2021) BUT DURING THIS PERIOD THE COMPANY MAY AGREE TO PURCHASE SHARES WHERE THE PURCHASE MAY NOT BE COMPLETED (FULLY OR PARTLY) UNTIL AFTER THE AUTHORITY ENDS AND THE COMPANY MAY MAKE A PURCHASE OF SHARES IN ACCORDANCE WITH ANY SUCH AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED. FOR THE PURPOSES OF DETERMINING COMPLIANCE WITH THE CONDITIONS IN PARAGRAPHS (A) AND (B), THE NOMINAL VALUE OF THE SHARE OR THE RELEVANT PRICE (RESPECTIVELY) SHALL, IF NECESSARY, BE CONVERTED INTO THE EFFECT OF THIS RESOLUTION IS TO RENEW THE AUTHORITY GRANTED TO THE COMPANY TO PURCHASE ITS OWN SHARES UP TO A MAXIMUM OF 317,956,410 ORDINARY SHARES UNTIL NEXT YEAR S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 5 AUGUST 2021) AT, OR BETWEEN, THE MINIMUM AND MAXIMUM PRICES SPECIFIED IN THIS RESOLUTION. THIS IS APPROXIMATELY 10 PER CENT OF THE COMPANY S ISSUED ORDINARY SHARE CAPITAL AS AT 13 MARCH 2020 (THE LATEST PRACTICABLE DATE PRIOR TO THE PUBLICATION OF THIS DOCUMENT). NO REPURCHASES OF SHARES WILL BE CONDUCTED ON THE STOCK EXCHANGE OF HONG KONG LIMITED. THE DIRECTORS BELIEVE THAT IT IS IN THE BEST INTERESTS OF THE COMPANY AND ALL OF ITS SHAREHOLDERS TO HAVE A GENERAL AUTHORITY FOR THE COMPANY TO BUY BACK ITS ORDINARY SHARES IN THE MARKET. THE DIRECTORS INTEND TO KEEP UNDER REVIEW THE POTENTIAL TO PURCHASE ORDINARY SHARES. PURCHASES WILL ONLY BE MADE IF THE DIRECTORS CONSIDER THAT THE PURCHASE WOULD BE FOR THE BENEFIT OF THE COMPANY AND OF ITS SHAREHOLDERS GENERALLY, TAKING INTO ACCOUNT RELEVANT FACTORS AND CIRCUMSTANCES AT THAT TIME, FOR EXAMPLE THE EFFECT ON EARNINGS PER SHARE. THE COMPANIES ACT 2006 PERMITS THE COMPANY TO HOLD ANY SUCH BOUGHT BACK SHARES IN TREASURY AS AN ALTERNATIVE TO CANCELLING THEM IMMEDIATELY. IF THE COMPANY PURCHASES ANY OF ITS ORDINARY SHARES AND HOLDS THEM IN TREASURY, THE COMPANY MAY SELL THESE SHARES (OR ANY OF THEM) FOR CASH, TRANSFER THESE SHARES (OR ANY OF THEM) FOR THE PURPOSES OF OR PURSUANT TO AN EMPLOYEE SHARE SCHEME, CANCEL THESE SHARES (OR ANY OF THEM) OR CONTINUE TO HOLD THEM IN TREASURY. HOLDING SUCH SHARES IN TREASURY GIVES THE COMPANY THE ABILITY TO REISSUE THEM QUICKLY AND COST EFFECTIVELY AND PROVIDES ADDITIONAL FLEXIBILITY IN THE MANAGEMENT OF THE COMPANY S CAPITAL BASE. NO DIVIDENDS WILL BE PAID ON, AND NO VOTING RIGHTS WILL BE EXERCISED, IN RESPECT OF SHARES HELD IN TREASURY. THE DIRECTORS INTEND TO DECIDE WHETHER TO CANCEL SHARES PURCHASED PURSUANT TO THIS AUTHORITY OR HOLD THEM IN TREASURY BASED ON THE INTERESTS OF THE COMPANY AND SHAREHOLDERS AS A WHOLE AT THE RELEVANT TIME. THE TOTAL NUMBER OF OPTIONS TO SUBSCRIBE FOR ORDINARY SHARES OUTSTANDING AT 13 MARCH 2020, THE LATEST PRACTICABLE DATE PRIOR TO THE PUBLICATION OF THIS DOCUMENT, WAS 77,399,464, WHICH REPRESENTED 2.43 PER CENT OF THE ISSUED ORDINARY SHARE CAPITAL AT THAT DATE. AS AT 13 MARCH 2020, THE LATEST PRACTICABLE DATE PRIOR TO THE PUBLICATION OF THIS DOCUMENT, THERE WERE NO WARRANTS OVER ORDINARY SHARES OUTSTANDING. IF THE COMPANY WERE TO PURCHASE THE MAXIMUM NUMBER OF ORDINARY SHARES PERMITTED UNDER THIS RESOLUTION, THE PROPORTION OF ORDINARY SHARES SUBJECT TO OUTSTANDING OPTIONS WOULD REPRESENT APPROXIMATELY 3.06 PER CENT OF THE ISSUED ORDINARY SHARE CAPITAL AS AT 13 MARCH 2020. PURCHASE OF OWN ORDINARY SHARES OR PREFERENCE SHARES RESOLUTIONS 27 AND 28 SEEK AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES OR PREFERENCE SHARES SUBJECT TO SPECIFIED LIMITS AND CONDITIONS. 27. THAT THE COMPANY BE AUTHORISED FOR THE PURPOSES OF SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE MARKET PURCHASES (AS DEFINED IN THE COMPANIES ACT 2006) OF ITS ORDINARY SHARES OF USD 0.50 EACH PROVIDED THAT: (A) THE COMPANY DOES NOT PURCHASE MORE THAN 317,956,410 SHARES UNDER THIS AUTHORITY; (B) THE COMPANY DOES NOT PAY LESS FOR EACH SHARE (BEFORE EXPENSES) THAN THE NOMINAL VALUE OF THE SHARE; AND (C) THE COMPANY DOES NOT PAY MORE FOR EACH SHARE (BEFORE EXPENSES) THAN THE HIGHER OF (I) FIVE PER CENT OVER THE AVERAGE OF THE MIDDLE MARKET PRICES OF THE ORDINARY SHARES ACCORDING TO THE DAILY OFFICIAL LIST OF THE LONDON STOCK EXCHANGE FOR THE FIVE BUSINESS DAYS IMMEDIATELY BEFORE THE DATE ON WHICH THE COMPANY AGREES TO BUY THE SHARES AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT PURCHASE BID ON THE TRADING VENUE WHERE THE PURCHASE IS CARRIED OUT (INCLUDING WHEN THE SHARES ARE TRADED ON DIFFERENT TRADING VENUES), SUCH AUTHORITY TO APPLY UNTIL THE END OF NEXT YEAR S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 5 AUGUST 2021) BUT DURING THIS PERIOD THE COMPANY MAY AGREE TO PURCHASE SHARES WHERE THE PURCHASE MAY NOT BE COMPLETED (FULLY OR PARTLY) UNTIL AFTER THE AUTHORITY ENDS AND THE COMPANY MAY MAKE A PURCHASE OF ORDINARY SHARES IN ACCORDANCE WITH ANY SUCH AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED. FOR THE PURPOSES OF DETERMINING COMPLIANCE WITH THE CONDITIONS IN PARAGRAPHS (B) AND (C), THE NOMINAL VALUE OF THE SHARE OR THE RELEVANT PRICE (RESPECTIVELY) SHALL, IF NECESSARY, BE CONVERTED INTO THE CURRENCY IN WHICH THE PURCHASE IS TO BE MADE, CALCULATED BY REFERENCE TO THE SPOT RATE OF EXCHANGE BETWEEN THE CURRENCY OF THE NOMINAL VALUE OR OF THE PRICE (AS APPLICABLE) AND THE CURRENCY IN WHICH THE PURCHASE IS TO BE MADE, AS DISPLAYED ON THE APPROPRIATE PAGE OF THE BLOOMBERG SCREEN (OR ON THE APPROPRIATE PAGE OF SUCH OTHER INFORMATION SERVICE WHICH PUBLISHES THAT RATE FROM TIME TO TIME) AT OR AROUND 11.00AM UK TIME ON THE BUSINESS DAY BEFORE THE DAY THE COMPANY AGREES TO BUY SUCH SHARE. STANDARD CHARTERED 16 NOTICE OF ANNUAL GENERAL MEETING 2020 891413 (STANDARD CHARTERED) NOTICE OF AGM CIR (ENG) 21/03/2020 M40 P.16 THE BOARD CONSIDERS THAT THE RESOLUTIONS IN THIS NOTICE OF MEETING ARE IN THE BEST INTERESTS OF THE COMPANY AND SHAREHOLDERS AS A WHOLE AND RECOMMEND ALL SHAREHOLDERS VOTE IN FAVOUR OF ALL THE RESOLUTIONS, AS THE DIRECTORS INTEND TO DO IN RESPECT OF THEIR OWN SHARES, WITH THE EXCEPTION OF RESOLUTION 21 | Management | Yes | For | For | |||||
| 29 | THAT WITH EFFECT FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING, THE ARTICLES OF ASSOCIATION PRODUCED TO THE MEETING, AND INITIALLED FOR THE PURPOSE OF IDENTIFICATION BY THE GROUP CHAIRMAN, BE AND ARE HEREBY ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY, IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION | Management | Yes | For | For | |||||
| 30 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | Management | Yes | For | For | |||||
EPIROC AB
| Security | W25918116 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 12-May-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 8.A | DECISION REGARDING: ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AS WELL AS THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET | Management | No | No Action | ||||||
| 8.B | DECISION REGARDING: DISCHARGE FROM LIABILITY FOR BOARD MEMBERS AND THE CEO | Management | No | No Action | ||||||
| 8.C | DECISION REGARDING: ALLOCATION OF THE COMPANY’S PROFIT OR LOSS ACCORDING TO THE ADOPTED BALANCE SHEET: SEK 1.20 PER SHARE | Management | No | No Action | ||||||
| 8.D | DECISION REGARDING: RECORD DATE FOR RECEIVING THE DIVIDEND | Management | No | No Action | ||||||
| 9.A | DETERMINATION OF THE NUMBER OF BOARD MEMBERS: THAT NINE BOARD MEMBERS BE ELECTED. THAT ONE REGISTERED AUDITING COMPANY BE ELECTED | Management | No | No Action | ||||||
| 9.B | DETERMINATION OF THE NUMBER OF AUDITORS AND DEPUTY AUDITORS OR REGISTERED AUDITING COMPANIES | Management | No | No Action | ||||||
| 10.A | ELECTION OF BOARD MEMBERS: THAT THE FOLLOWING BOARD MEMBERS ARE RE-ELECTED: LENNART EVRELL, JOHAN FORSSELL, JEANE HULL, RONNIE LETEN, ULLA LITZEN, ASTRID SKARHEIM ONSUM AND ANDERS ULLBERG. THAT SIGURD MAREELS AND HELENA HEDBLOM ARE APPOINTED AS NEW BOARD MEMBERS | Management | No | No Action | ||||||
| 10.B | ELECTION OF CHAIR OF THE BOARD: THAT RONNIE LETEN IS RE-ELECTED CHAIR OF THE BOARD | Management | No | No Action | ||||||
| 10.C | ELECTION OF AUDITORS AND DEPUTY AUDITORS OR REGISTERED AUDITING COMPANIES: THAT DELOITTE AB IS RE-ELECTED AS THE AUDITING COMPANY WHICH ALSO IS THE AUDIT COMMITTEE’S RECOMMENDATION | Management | No | No Action | ||||||
| 11.A | DETERMINING THE REMUNERATION: IN CASH OR PARTIALLY IN THE FORM OF SYNTHETIC SHARES, TO THE BOARD OF DIRECTORS, AND THE REMUNERATION TO ITS COMMITTEES | Management | No | No Action | ||||||
| 11.B | DETERMINING THE REMUNERATION: TO THE AUDITORS OR REGISTERED AUDITING COMPANY | Management | No | No Action | ||||||
| 12.A | THE BOARD’S PROPOSAL REGARDING GUIDELINES FOR EXECUTIVE REMUNERATION | Management | No | No Action | ||||||
| 12.B | THE BOARD’S PROPOSAL REGARDING A PERFORMANCE BASED PERSONNEL OPTION PLAN FOR 2020 | Management | No | No Action | ||||||
| 13.A | THE BOARD’S PROPOSAL REGARDING MANDATES TO ACQUIRE A SHARES RELATED TO PERSONNEL OPTION PLAN FOR 2020 | Management | No | No Action | ||||||
| 13.B | THE BOARD’S PROPOSAL REGARDING MANDATES TO ACQUIRE A SHARES RELATED TO REMUNERATION IN THE FORM OF SYNTHETIC SHARES | Management | No | No Action | ||||||
| 13.C | THE BOARD’S PROPOSAL REGARDING MANDATES TO TRANSFER A SHARES RELATED TO PERSONNEL OPTION PLAN FOR 2020 | Management | No | No Action | ||||||
| 13.D | THE BOARD’S PROPOSAL REGARDING MANDATES TO SELL A SHARES TO COVER COSTS RELATED TO SYNTHETIC SHARES TO BOARD MEMBERS | Management | No | No Action | ||||||
| 13.E | THE BOARD’S PROPOSAL REGARDING MANDATES TO SELL A SHARES TO COVER COSTS IN RELATION TO THE PERFORMANCE BASED PERSONNEL OPTION PLANS FOR 2015, 2016 AND 2017 | Management | No | No Action |
TENCENT HOLDINGS LTD
| Security | G87572163 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 13-May-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS, THE DIRECTORS’ REPORT AND THE INDEPENDENT AUDITOR’S REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | Yes | For | For | |||||
| 2 | TO DECLARE A FINAL DIVIDEND | Management | Yes | For | For | |||||
| 3.A | TO RE-ELECT MR LAU CHI PING MARTIN AS DIRECTOR | Management | Yes | For | For | |||||
| 3.B | TO RE-ELECT MR CHARLES ST LEGER SEARLE AS DIRECTOR | Management | Yes | For | For | |||||
| 3.C | TO RE-ELECT PROFESSOR KE YANG AS DIRECTOR | Management | Yes | For | For | |||||
| 3.D | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS’ REMUNERATION | Management | Yes | For | For | |||||
| 4 | TO RE-APPOINT AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | Yes | For | For | |||||
| 5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | Yes | For | For | |||||
| 6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | Management | Yes | For | For | |||||
| 7 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED | Management | Yes | For | For | |||||
| 8 | TO APPROVE THE PROPOSED AMENDMENTS TO THE EXISTING AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION OF THE COMPANY AND TO ADOPT THE SECOND AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION OF THE COMPANY | Management | Yes | For | For |
NITORI HOLDINGS CO.,LTD.
| Security | J58214131 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 14-May-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 1.1 | Appoint a Director who is not Audit and Supervisory Committee Member Nitori, Akio | Management | Yes | For | For | |||||
| 1.2 | Appoint a Director who is not Audit and Supervisory Committee Member Shirai, Toshiyuki | Management | Yes | For | For | |||||
| 1.3 | Appoint a Director who is not Audit and Supervisory Committee Member Sudo, Fumihiro | Management | Yes | For | For | |||||
| 1.4 | Appoint a Director who is not Audit and Supervisory Committee Member Matsumoto, Fumiaki | Management | Yes | For | For | |||||
| 1.5 | Appoint a Director who is not Audit and Supervisory Committee Member Takeda, Masanori | Management | Yes | For | For | |||||
| 1.6 | Appoint a Director who is not Audit and Supervisory Committee Member Sakakibara, Sadayuki | Management | Yes | For | For | |||||
| 1.7 | Appoint a Director who is not Audit and Supervisory Committee Member Miyauchi, Yoshihiko | Management | Yes | For | For | |||||
| 2.1 | Appoint a Director who is Audit and Supervisory Committee Member Kubo, Takao | Management | Yes | For | For | |||||
| 2.2 | Appoint a Director who is Audit and Supervisory Committee Member Ando, Takaharu | Management | Yes | For | For | |||||
| 2.3 | Appoint a Director who is Audit and Supervisory Committee Member Suzuki, Kazuhiro | Management | Yes | For | For | |||||
| 2.4 | Appoint a Director who is Audit and Supervisory Committee Member Tatsuoka, Tsuneyoshi | Management | Yes | For | For |
ROYAL DUTCH SHELL PLC
| Security | G7690A118 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 19-May-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 1 | THAT THE COMPANY’S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2019, TOGETHER WITH THE DIRECTORS’ REPORTS AND THE AUDITOR’S REPORT ON THOSE ACCOUNTS, BE RECEIVED | Management | Yes | For | For | |||||
| 2 | THAT THE DIRECTORS’ REMUNERATION POLICY, SET OUT ON PAGES 155 TO 163 OF THE DIRECTORS’ REMUNERATION REPORT, BE APPROVED | Management | Yes | For | For | |||||
| 3 | THAT THE DIRECTORS’ REMUNERATION REPORT, EXCLUDING THE DIRECTORS’ REMUNERATION POLICY SET OUT ON PAGES 135 TO 154 OF THE DIRECTORS’ REMUNERATION REPORT, FOR THE YEAR ENDED DECEMBER 31, 2019, BE APPROVED | Management | Yes | For | For | |||||
| 4 | THAT DICK BOER BE APPOINTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM MAY 20, 2020 | Management | Yes | For | For | |||||
| 5 | THAT ANDREW MACKENZIE BE APPOINTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM 1 OCTOBER, 2020 | Management | Yes | For | For | |||||
| 6 | THAT MARTINA HUND-MEJEAN BE APPOINTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM MAY 20, 2020 | Management | Yes | For | For | |||||
| 7 | THAT BEN VAN BEURDEN BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | Yes | For | For | |||||
| 8 | THAT NEIL CARSON BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | Yes | For | For | |||||
| 9 | THAT ANN GODBEHERE BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | Yes | For | For | |||||
| 10 | THAT EULEEN GOH BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | Yes | For | For | |||||
| 11 | THAT CHARLES O. HOLLIDAY BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | Yes | For | For | |||||
| 12 | THAT CATHERINE HUGHES BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | Yes | For | For | |||||
| 13 | THAT SIR NIGEL SHEINWALD BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | Yes | For | For | |||||
| 14 | THAT JESSICA UHL BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | Yes | For | For | |||||
| 15 | THAT GERRIT ZALM BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | Yes | For | For | |||||
| 16 | THAT ERNST & YOUNG LLP BE REAPPOINTED AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY | Management | Yes | For | For | |||||
| 17 | THAT THE AUDIT COMMITTEE BE AUTHORISED TO DETERMINE THE REMUNERATION OF THE AUDITOR FOR 2020 ON BEHALF OF THE BOARD | Management | Yes | For | For | |||||
| 18 | THAT THE BOARD BE GENERALLY AND UNCONDITIONALLY AUTHORISED, IN SUBSTITUTION FOR ALL SUBSISTING AUTHORITIES, TO ALLOT SHARES IN THE COMPANY, AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY, UP TO AN AGGREGATE NOMINAL AMOUNT OF EUR 182.7 MILLION, AND TO LIST SUCH SHARES OR RIGHTS ON ANY STOCK EXCHANGE, SUCH AUTHORITIES TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 19, 2021, AND THE END OF THE AGM TO BE HELD IN 2021 (UNLESS PREVIOUSLY RENEWED, REVOKED OR VARIED BY THE COMPANY IN A GENERAL MEETING) BUT, IN EACH CASE, DURING THIS PERIOD, THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS AND THE BOARD MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED | Management | Yes | For | For | |||||
| 19 | THAT IF RESOLUTION 18 IS PASSED, THE BOARD BE GIVEN POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED: TO THE ALLOTMENT OF EQUITY SECURITIES AND SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES: (I) TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) TO HOLDERS OF OTHER EQUITY SECURITIES, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, AS THE BOARD OTHERWISE CONSIDERS NECESSARY, AND SO THAT THE BOARD MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, OR LEGAL OR PRACTICAL PROBLEMS ARISING IN ANY OVERSEAS TERRITORY, THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE OR ANY OTHER MATTER WHATSOEVER; AND (B) TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) UP TO A NOMINAL AMOUNT OF EUR 27.4 MILLION, SUCH POWER TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 19, 2021 AND THE END OF THE AGM TO BE HELD IN 2021 BUT, IN EACH CASE, PRIOR TO ITS EXPIRY, THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT EXPIRED | Management | Yes | For | For | |||||
| 20 | THAT THE COMPANY BE AUTHORISED FOR THE PURPOSES OF SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE ONE OR MORE MARKET PURCHASES (AS DEFINED IN SECTION 693(4) OF THE COMPANIES ACT 2006) OF ITS ORDINARY SHARES OF EUR 0.07 EACH (“ORDINARY SHARES”), SUCH AUTHORITY TO BE LIMITED: TO A MAXIMUM NUMBER OF 783 MILLION ORDINARY SHARES; (B) BY THE CONDITION THAT THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS EUR 0.07 AND THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS THE HIGHER OF: (I) AN AMOUNT EQUAL TO 5% ABOVE THE AVERAGE MARKET VALUE OF AN ORDINARY SHARE FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT ORDINARY SHARE IS CONTRACTED TO BE PURCHASED; AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID ON THE TRADING VENUES WHERE THE PURCHASE IS CARRIED OUT, IN EACH CASE, EXCLUSIVE OF EXPENSES; SUCH AUTHORITY TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 19, 2021, AND THE END OF THE AGM TO BE HELD IN 2021 BUT IN EACH CASE SO THAT THE COMPANY MAY ENTER INTO A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE COMPLETED OR EXECUTED WHOLLY OR PARTLY AFTER THE AUTHORITY ENDS AND THE COMPANY MAY PURCHASE ORDINARY SHARES PURSUANT TO ANY SUCH CONTRACT AS IF THE AUTHORITY HAD NOT ENDED | Management | Yes | For | For | |||||
| 21 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: THE COMPANY HAS RECEIVED NOTICE PURSUANT TO THE UK COMPANIES ACT 2006 OF THE INTENTION TO MOVE THE RESOLUTION SET FORTH ON PAGE 6 AND INCORPORATED HEREIN BY WAY OF REFERENCE AT THE COMPANY’S 2020 AGM. THE RESOLUTION HAS BEEN REQUISITIONED BY A GROUP OF SHAREHOLDERS AND SHOULD BE READ TOGETHER WITH THEIR STATEMENT IN SUPPORT OF THEIR PROPOSED RESOLUTION SET FORTH ON PAGE | Shareholder | Yes | Against | For |
DASSAULT SYSTEMES SE
| Security | F2457H472 | Meeting Type | MIX | |||||
| Ticker Symbol | Meeting Date | 26-May-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| O.1 | APPROVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | Yes | For | For | |||||
| O.2 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | Yes | For | For | |||||
| O.3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.70 PER SHARE | Management | Yes | For | For | |||||
| O.4 | APPROVE AUDITORS’ SPECIAL REPORT ON RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF NEW TRANSACTIONS | Management | Yes | For | For | |||||
| O.5 | APPROVE REMUNERATION POLICY OF CORPORATE OFFICERS | Management | Yes | Against | Against | |||||
| O.6 | APPROVE COMPENSATION OF CHARLES EDELSTENNE, CHAIRMAN OF THE BOARD | Management | Yes | For | For | |||||
| O.7 | APPROVE COMPENSATION OF BERNARD CHARLES, VICE-CHAIRMAN AND CEO | Management | Yes | Against | Against | |||||
| O.8 | APPROVE COMPENSATION REPORT OF CORPORATE OFFICERS | Management | Yes | For | For | |||||
| O.9 | REELECT MARIE-HELENE HABERT DASSAULT AS DIRECTOR | Management | Yes | For | For | |||||
| O.10 | REELECT LAURENCE LESCOURRET AS DIRECTOR | Management | Yes | For | For | |||||
| O.11 | APPROVE REMUNERATION OF DIRECTORS IN THE AGGREGATE AMOUNT OF EUR 800,000 | Management | Yes | For | For | |||||
| O.12 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | Yes | For | For | |||||
| E.13 | AUTHORIZE DECREASE IN SHARE CAPITAL VIA CANCELLATION OF REPURCHASED SHARES | Management | Yes | For | For | |||||
| E.14 | AMEND ARTICLES 14, 16 AND 19 OF BYLAWS TO COMPLY WITH LEGAL CHANGES | Management | Yes | For | For | |||||
| E.15 | AUTHORIZE UP TO 4 PERCENT OF ISSUED CAPITAL FOR USE IN STOCK OPTION PLANS | Management | Yes | For | For | |||||
| E.16 | AUTHORIZE CAPITAL ISSUANCES FOR USE IN EMPLOYEE STOCK PURCHASE PLANS | Management | Yes | For | For | |||||
| E.17 | DELEGATE POWER TO THE BOARD TO CARRY MERGER BY ABSORPTION | Management | Yes | For | For | |||||
| E.18 | AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- LINKED SECURITIES UP TO AGGREGATE NOMINAL AMOUNT OF EUR 12 MILLION IN CONNECTION WITH THE MERGER BY ABSORPTION ABOVE | Management | Yes | For | For | |||||
| E.19 | DELEGATE POWER TO THE BOARD TO CARRY SPIN-OFF AGREEMENT | Management | Yes | For | For | |||||
| E.20 | AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- LINKED SECURITIES UP TO AGGREGATE NOMINAL AMOUNT OF EUR 12 MILLION IN CONNECTION WITH SPIN-OFF AGREEMENT ABOVE | Management | Yes | For | For | |||||
| E.21 | DELEGATE POWER TO THE BOARD TO ACQUIRE CERTAIN ASSETS OF ANOTHER COMPANY | Management | Yes | For | For | |||||
| E.22 | AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- LINKED SECURITIES UP TO AGGREGATE NOMINAL AMOUNT OF EUR 12 MILLION IN CONNECTION WITH THE ACQUISITION ABOVE | Management | Yes | For | For | |||||
| E.23 | AUTHORIZE FILING OF REQUIRED DOCUMENTS/OTHER FORMALITIES | Management | Yes | For | For |
ADYEN N.V.
| Security | N3501V104 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 26-May-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 2.B | APPROVE REMUNERATION REPORT | Management | Yes | For | For | |||||
| 2.C | ADOPT ANNUAL ACCOUNTS | Management | Yes | For | For | |||||
| 2.E | APPROVE REMUNERATION POLICY FOR MANAGEMENT BOARD | Management | Yes | For | For | |||||
| 2.F | APPROVE REMUNERATION POLICY FOR SUPERVISORY BOARD | Management | Yes | For | For | |||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD | Management | Yes | For | For | |||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD | Management | Yes | For | For | |||||
| 5 | REELECT PIERO OVERMARS TO SUPERVISORY BOARD | Management | Yes | For | For | |||||
| 6 | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 10 PERCENT OF ISSUED CAPITAL | Management | Yes | For | For | |||||
| 7 | AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM SHARE ISSUANCES | Management | Yes | For | For | |||||
| 8 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | Yes | For | For | |||||
| 9 | RATIFY PWC AS AUDITORS | Management | Yes | For | For | |||||
AIA GROUP LTD
| Security | Y002A1105 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 29-May-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 1 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR’S REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | Yes | For | For | |||||
| 2 | TO DECLARE A FINAL DIVIDEND OF 93.30 HONG KONG CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | Yes | For | For | |||||
| 3 | TO RE-ELECT MR. EDMUND SZE-WING TSE AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | Yes | For | For | |||||
| 4 | TO RE-ELECT MR. JACK CHAK-KWONG SO AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | Yes | For | For | |||||
| 5 | TO RE-ELECT MR. MOHAMED AZMAN YAHYA AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | Yes | For | For | |||||
| 6 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX ITS REMUNERATION | Management | Yes | For | For | |||||
| 7.A | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY, NOT EXCEEDING 10 PER CENT OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THIS RESOLUTION, AND THE DISCOUNT FOR ANY SHARES TO BE ISSUED SHALL NOT EXCEED 10 PER CENT TO THE BENCHMARKED PRICE | Management | Yes | For | For | |||||
| 7.B | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF THE COMPANY, NOT EXCEEDING 10 PER CENT OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THIS RESOLUTION | Management | Yes | For | For | |||||
| 8 | TO APPROVE THE NEW SHARE OPTION SCHEME AND TO TERMINATE THE EXISTING SHARE OPTION SCHEME | Management | Yes | For | For | |||||
SONOVA HOLDING AG
| Security | H8024W106 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 11-Jun-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 1.1 | APPROVAL OF THE ANNUAL REPORT, THE ANNUAL CONSOLIDATED FINANCIAL STATEMENTS OF THE GROUP, AND THE ANNUAL FINANCIAL STATEMENTS OF SONOVA HOLDING AG FOR 2019 / 20; ACKNOWLEDGEMENT OF THE AUDITORS’ REPORTS | Management | No | No Action | ||||||
| 1.2 | ADVISORY VOTE ON THE 2019 / 20 COMPENSATION REPORT | Management | No | No Action | ||||||
| 2 | APPROPRIATION OF RETAINED EARNINGS AND DISTRIBUTION OF STOCK DIVIDEND | Management | No | No Action | ||||||
| 3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGEMENT BOARD | Management | No | No Action | ||||||
| 4.1.1 | RE-ELECTION OF ROBERT F. SPOERRY AS MEMBER AND AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No | No Action | ||||||
| 4.1.2 | RE-ELECTION OF BEAT HESS AS MEMBER OF THE BOARD OF DIRECTORS | Management | No | No Action | ||||||
| 4.1.3 | RE-ELECTION OF LYNN DORSEY BLEIL AS MEMBER OF THE BOARD OF DIRECTORS | Management | No | No Action | ||||||
| 4.1.4 | RE-ELECTION OF LUKAS BRAUNSCHWEILER AS MEMBER OF THE BOARD OF DIRECTORS | Management | No | No Action | ||||||
| 4.1.5 | RE-ELECTION OF MICHAEL JACOBI AS MEMBER OF THE BOARD OF DIRECTORS | Management | No | No Action | ||||||
| 4.1.6 | RE-ELECTION OF STACY ENXING SENG AS MEMBER OF THE BOARD OF DIRECTORS | Management | No | No Action | ||||||
| 4.1.7 | RE-ELECTION OF RONALD VAN DER VIS AS MEMBER OF THE BOARD OF DIRECTORS | Management | No | No Action | ||||||
| 4.1.8 | RE-ELECTION OF JINLONG WANG AS MEMBER OF THE BOARD OF DIRECTORS | Management | No | No Action | ||||||
| 4.2 | ELECTION OF ADRIAN WIDMER AS MEMBER OF THE BOARD OF DIRECTORS | Management | No | No Action | ||||||
| 4.3.1 | RE-ELECTION OF ROBERT F. SPOERRY AS MEMBER OF THE NOMINATION & COMPENSATION COMMITTEE | Management | No | No Action | ||||||
| 4.3.2 | RE-ELECTION OF BEAT HESS AS MEMBER OF THE NOMINATION & COMPENSATION COMMITTEE | Management | No | No Action | ||||||
| 4.3.3 | RE-ELECTION OF STACY ENXING SENG AS MEMBER OF THE NOMINATION & COMPENSATION COMMITTEE | Management | No | No Action | ||||||
| 4.4 | ELECTION OF THE AUDITORS: THE BOARD OF DIRECTORS PROPOSES TO ELECT ERNST & YOUNG AG, ZURICH, AS AUDITORS OF SONOVA HOLDING AG FOR A TERM OF OFFICE OF ONE YEAR | Management | No | No Action | ||||||
| 4.5 | RE-ELECTION OF THE INDEPENDENT PROXY: THE BOARD OF DIRECTORS PROPOSES TO RE-ELECT THE LAW OFFICE KELLER PARTNERSHIP, ZURICH, AS INDEPENDENT PROXY FOR A TERM OF OFFICE LASTING UNTIL THE COMPLETION OF THE NEXT ANNUAL GENERAL SHAREHOLDERS’ MEETING | Management | No | No Action | ||||||
| 5.1 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS | Management | No | No Action | ||||||
| 5.2 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE MANAGEMENT BOARD | Management | No | No Action | ||||||
| 6 | CREATION OF AUTHORIZED SHARE CAPITAL | Management | No | No Action | ||||||
KEYENCE CORPORATION
| Security | J32491102 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 12-Jun-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 1 | Approve Appropriation of Surplus | Management | Yes | For | For | |||||
| 2.1 | Appoint a Director Takizaki, Takemitsu | Management | Yes | For | For | |||||
| 2.2 | Appoint a Director Nakata, Yu | Management | Yes | For | For | |||||
| 2.3 | Appoint a Director Kimura, Keiichi | Management | Yes | For | For | |||||
| 2.4 | Appoint a Director Yamaguchi, Akiji | Management | Yes | For | For | |||||
| 2.5 | Appoint a Director Miki, Masayuki | Management | Yes | For | For | |||||
| 2.6 | Appoint a Director Yamamoto, Akinori | Management | Yes | For | For | |||||
| 2.7 | Appoint a Director Kanzawa, Akira | Management | Yes | For | For | |||||
| 2.8 | Appoint a Director Tanabe, Yoichi | Management | Yes | For | For | |||||
| 2.9 | Appoint a Director Taniguchi, Seiichi | Management | Yes | For | For | |||||
| 3.1 | Appoint a Corporate Auditor Takeda, Hidehiko | Management | Yes | For | For | |||||
| 3.2 | Appoint a Corporate Auditor Indo, Hiroji | Management | Yes | For | For | |||||
| 4 | Appoint a Substitute Corporate Auditor Yamamoto, Masaharu | Management | Yes | For | For | |||||
SYMRISE AG
| Security | D827A1108 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 17-Jun-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.95 PER SHARE | Management | Yes | For | For | |||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019 | Management | Yes | For | For | |||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019 | Management | Yes | For | For | |||||
| 5 | RATIFY ERNST YOUNG GMBH AS AUDITORS FOR FISCAL 2020 | Management | Yes | For | For | |||||
| 6.1 | ELECT MICHAEL KOENIG TO THE SUPERVISORY BOARD | Management | Yes | For | For | |||||
| 6.2 | ELECT PETER VANACKER TO THE SUPERVISORY BOARD | Management | Yes | For | For | |||||
| 7 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | Yes | For | For | |||||
| 8 | AMEND ARTICLES RE: PARTICIPATION AND VOTING RIGHT | Management | Yes | For | For | |||||
KOMATSU LTD.
| Security | J35759125 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 18-Jun-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 1 | Approve Appropriation of Surplus | Management | Yes | For | For | |||||
| 2.1 | Appoint a Director Ohashi, Tetsuji | Management | Yes | For | For | |||||
| 2.2 | Appoint a Director Ogawa, Hiroyuki | Management | Yes | For | For | |||||
| 2.3 | Appoint a Director Moriyama, Masayuki | Management | Yes | For | For | |||||
| 2.4 | Appoint a Director Mizuhara, Kiyoshi | Management | Yes | For | For | |||||
| 2.5 | Appoint a Director Urano, Kuniko | Management | Yes | For | For | |||||
| 2.6 | Appoint a Director Kigawa, Makoto | Management | Yes | For | For | |||||
| 2.7 | Appoint a Director Kunibe, Takeshi | Management | Yes | For | For | |||||
| 2.8 | Appoint a Director Arthur M. Mitchell | Management | Yes | For | For | |||||
| 3 | Appoint a Corporate Auditor Sasaki, Terumi | Management | Yes | For | For | |||||
SYSMEX CORPORATION
| Security | J7864H102 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 19-Jun-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 1 | Approve Appropriation of Surplus | Management | Yes | For | For | |||||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Ietsugu, Hisashi | Management | Yes | For | For | |||||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Nakajima, Yukio | Management | Yes | For | For | |||||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Asano, Kaoru | Management | Yes | For | For | |||||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Tachibana, Kenji | Management | Yes | For | For | |||||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Yamamoto, Junzo | Management | Yes | For | For | |||||
| 2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Matsui, Iwane | Management | Yes | For | For | |||||
| 2.7 | Appoint a Director who is not Audit and Supervisory Committee Member Kanda, Hiroshi | Management | Yes | For | For | |||||
| 2.8 | Appoint a Director who is not Audit and Supervisory Committee Member Takahashi, Masayo | Management | Yes | For | For | |||||
| 2.9 | Appoint a Director who is not Audit and Supervisory Committee Member Ota, Kazuo | Management | Yes | For | For | |||||
| 3.1 | Appoint a Director who is Audit and Supervisory Committee Member Kamao, Yukitoshi | Management | Yes | For | For | |||||
| 3.2 | Appoint a Director who is Audit and Supervisory Committee Member Hashimoto, Kazumasa | Management | Yes | For | For | |||||
| 3.3 | Appoint a Director who is Audit and Supervisory Committee Member Iwasa, Michihide | Management | Yes | For | For | |||||
SHIONOGI & CO.,LTD.
| Security | J74229105 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 23-Jun-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 1 | Approve Appropriation of Surplus | Management | Yes | For | For | |||||
| 2.1 | Appoint a Director Teshirogi, Isao | Management | Yes | For | For | |||||
| 2.2 | Appoint a Director Sawada, Takuko | Management | Yes | For | For | |||||
| 2.3 | Appoint a Director Ando, Keiichi | Management | Yes | For | For | |||||
| 2.4 | Appoint a Director Ozaki, Hiroshi | Management | Yes | For | For | |||||
| 2.5 | Appoint a Director Takatsuki, Fumi | Management | Yes | For | For | |||||
| 3.1 | Appoint a Corporate Auditor Kato, Ikuo | Management | Yes | For | For | |||||
| 3.2 | Appoint a Corporate Auditor Okuhara, Shuichi | Management | Yes | For | For |
FANUC CORPORATION
| Security | J13440102 | Meeting Type | Annual General Meeting | |||||
| Ticker Symbol | Meeting Date | 26-Jun-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| 1 | Approve Appropriation of Surplus | Management | Yes | For | For | |||||
| 2.1 | Appoint a Director Inaba, Yoshiharu | Management | Yes | For | For | |||||
| 2.2 | Appoint a Director Yamaguchi, Kenji | Management | Yes | For | For | |||||
| 2.3 | Appoint a Director Uchida, Hiroyuki | Management | Yes | For | For | |||||
| 2.4 | Appoint a Director Gonda, Yoshihiro | Management | Yes | For | For | |||||
| 2.5 | Appoint a Director Saito, Yutaka | Management | Yes | For | For | |||||
| 2.6 | Appoint a Director Inaba, Kiyonori | Management | Yes | For | For | |||||
| 2.7 | Appoint a Director Noda, Hiroshi | Management | Yes | For | For | |||||
| 2.8 | Appoint a Director Michael J. Cicco | Management | Yes | For | For | |||||
| 2.9 | Appoint a Director Tsukuda, Kazuo | Management | Yes | For | For | |||||
| 2.10 | Appoint a Director Imai, Yasuo | Management | Yes | For | For | |||||
| 2.11 | Appoint a Director Ono, Masato | Management | Yes | For | For | |||||
| 2.12 | Appoint a Director Yamazaki, Naoko | Management | Yes | For | For | |||||
| 3 | Appoint a Corporate Auditor Tomita, Mieko | Management | Yes | For | For |
L’OREAL S.A.
| Security | F58149133 | Meeting Type | MIX | |||||
| Ticker Symbol | Meeting Date | 30-Jun-2020 |
| Item | Proposal | Proposed by | Did Firm Cast a Vote? | Vote | For/Against Management | |||||
| O.1 | APPROVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | Yes | For | For | |||||
| O.2 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | Yes | For | For | |||||
| O.3 | THE ASSEMBLY THEREFORE SETS THE ORDINARY DIVIDEND AT 3.85 EUROS PER SHARE, WITH THE INCREASED DIVIDEND BEING EUR 4.23 PER SHARE. THE INCREASED DIVIDEND WILL BE AWARDED TO SHARES REGISTERED IN THE NAME FORM SINCE 31 DECEMBER 2017 AT THE LATEST, AND WHICH WILL REMAIN REGISTERED IN THIS FORM AND WITHOUT INTERRUPTION UNTIL THE DATE OF PAYMENT OF THE DIVIDEND | Management | Yes | For | For | |||||
| O.4 | ELECT NICOLAS MEYERS AS DIRECTOR | Management | Yes | For | For | |||||
| O.5 | ELECT ILHAM KADRI AS DIRECTOR | Management | Yes | For | For | |||||
| O.6 | REELECT BEATRICE GUILLAUME GRABISCH AS DIRECTOR | Management | Yes | For | For | |||||
| O.7 | REELECT JEAN-VICTOR MEYERS AS DIRECTOR | Management | Yes | For | For | |||||
| O.8 | APPROVE COMPENSATION REPORT OF CORPORATE OFFICERS | Management | Yes | For | For | |||||
| O.9 | APPROVE COMPENSATION OF JEAN PAUL AGON, CHAIRMAN AND CEO | Management | Yes | For | For | |||||
| O.10 | APPROVE REMUNERATION POLICY OF CORPORATE OFFICERS | Management | Yes | For | For | |||||
| O.11 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | Yes | For | For | |||||
| E.12 | AUTHORIZE DECREASE IN SHARE CAPITAL VIA CANCELLATION OF REPURCHASED SHARES | Management | Yes | For | For | |||||
| E.13 | AUTHORIZE UP TO 0.6 PERCENT OF ISSUED CAPITAL FOR USE IN RESTRICTED STOCK PLANS | Management | Yes | For | For | |||||
| E.14 | AUTHORIZE CAPITAL ISSUANCES FOR USE IN EMPLOYEE STOCK PURCHASE PLANS | Management | Yes | For | For | |||||
| E.15 | AUTHORIZE CAPITAL ISSUANCES FOR USE IN EMPLOYEE STOCK PURCHASE PLANS RESERVED FOR EMPLOYEES OF INTERNATIONAL SUBSIDIARIES | Management | Yes | For | For | |||||
| E.16 | AMEND ARTICLE 8 OF BYLAWS RE: EMPLOYEE REPRENSENTATIVES | Management | Yes | For | For | |||||
| E.17 | AUTHORIZE FILING OF REQUIRED DOCUMENTS/OTHER FORMALITIES | Management | Yes | For | For |
MORNINGSTAR FUNDS TRUST - Morningstar Multisector Bond Fund
Period: July 1, 2019 to and including June 30, 2020
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, | Was the Firm Vote for or against Management? | |||||||||
| Battalion Oil Corporation | BATL | 07134L107 | 3/31/2020 | 1.1 | Elect Director Scott H. Germann | Management | Yes | Withhold | Against | |||||||||
| 1.2 | Elect Director Gregory S. Hinds | Management | Yes | Withhold | Against | |||||||||||||
| 1.3 | Elect Director Richard H. Little | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director William L. Transier | Management | Yes | Withhold | Against | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against | |||||||||||||
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | Against | Against |
MORNINGSTAR FUNDS TRUST - Morningstar U.S. Equity Fund
Period: July 1, 2019 to and including June 30, 2020
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Alibaba Group Holding Limited | BABA | 01609W102 | July 15, 2019 | M0307 | Approve Share Subdivision | Management | Yes | For | For | |||||||||
| M0201 | Elect Daniel Yong Zhang as Director | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Chee Hwa Tung as Director | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Jerry Yang as Director | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Wan Ling Martello as Director | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify PricewaterhouseCoopers as Auditors | Management | Yes | For | For | |||||||||||||
| VF CORPORATION | VFC | 918204108 | July 16 2019 | 1A. | Election of Director: Richard T. Carucci | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Juliana L. Chugg | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Benno Dorer | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Mark S. Hoplamazian | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Laura W. Lang | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: W. Alan McCollough | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: W. Rodney McMullen | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Clarence Otis, Jr. | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Steven E. Rendle | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: Carol L. Roberts | Management | Yes | For | For | |||||||||||||
| 1K. | Election of Director: Matthew J. Shattock | Management | Yes | For | For | |||||||||||||
| 1L. | Election of Director: Veronica B. Wu | Management | Yes | For | For | |||||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | Yes | For | For | |||||||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as VF’s independent registered public accounting firm for the 2020 fiscal year. | Management | Yes | For | For | |||||||||||||
| COLUMBUS MCKINNON CORPORATION | CMCO | 199333105 | July 22 2019 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending March 31, 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 4. | To vote upon the approval and adoption of the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated, effective June 5, 2019. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | To conduct a shareholder advisory vote on the compensation of our named executive officers. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| ICON plc | ICLR | G4705A100 | July 23, 2019 | 1.1 | Elect Director John Climax | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Steve Cutler | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director William Hall | Management | Yes | For | For | |||||||||||||
| 2 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||||||
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 4 | Authorize Issue of Equity | Management | Yes | For | For | |||||||||||||
| 5 | Authorize Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | |||||||||||||
| 6 | Authorize Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | Yes | For | For | |||||||||||||
| 7 | Authorize Share Repurchase Program | Management | Yes | For | For | |||||||||||||
| 8 | Approve the Price Range for the Reissuance of Shares | Management | Yes | For | For | |||||||||||||
| WORLDPAY INC. | WP | 981558109 | July 24 2019 | 1. | To adopt and approve the Agreement and Plan of Merger (the “merger agreement”), dated March 17, 2019, by and among Worldpay, Inc. (“Worldpay”), Fidelity National Information Services, Inc. and Wrangler Merger Sub, Inc. | Management | Yes | For | For | |||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation payments that will or may be made to Worldpay’s named executive officers in connection with the transaction contemplated by the merger agreement. | Management | Yes | For | For | |||||||||||||
| 3. | To adjourn the Worldpay Special Meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to adopt and approve the merger agreement. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Fidelity National Information Services, Inc. | FIS | 31620M106 | July 24, 2019 | 1 | Issue Shares in Connection with Merger | Management | Yes | For | For | |||||||||
| 2 | Increase Authorized Common Stock | Management | Yes | For | For | |||||||||||||
| 3 | Adjourn Meeting | Management | Yes | For | For | |||||||||||||
| Linde plc | LIN | G5494J103 | July 26, 2019 | M0201 | Elect Director Wolfgang H. Reitzle | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Stephen F. Angel | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Ann-Kristin Achleitner | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Clemens A. H. Borsig | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Nance K. Dicciani | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Thomas Enders | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Franz Fehrenbach | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Edward G. Galante | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Larry D. McVay | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Victoria E. Ossadnik | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Martin H. Richenhagen | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Robert L. Wood | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify PricewaterhouseCoopers as Auditors | Management | Yes | For | For | |||||||||||||
| M0109 | Authorize Board to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| M0373 | Determine Price Range for Reissuance of Treasury Shares | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| M0552 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | |||||||||||||
| BB&T Corporation | BBT | 054937107 | July 30, 2019 | 1 | Issue Shares in Connection with Merger | Management | Yes | For | For | |||||||||
| 2 | Change Company Name to Truist Financial Corporation | Management | Yes | For | For | |||||||||||||
| 3 | Adjourn Meeting | Management | Yes | For | For | |||||||||||||
| PENN VIRGINIA CORPORATION | PVAC | 70788V102 | July 31, 2019 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | AGAINST | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | To ratify the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the fiscal year ended December 31, 2019. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 4. | To approve the Penn Virginia 2019 Management Incentive Plan. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | To approve, on an advisory basis, the compensation paid to the Company’s named executive officers. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| McKesson Corporation | MCK | 58155Q103 | July 31, 2019 | 1.1 | Elect Director Dominic J. Caruso | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director N. Anthony Coles | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director M. Christine Jacobs | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Donald R. Knauss | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Marie L. Knowles | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Bradley E. Lerman | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Edward A. Mueller | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director Susan R. Salka | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director Brian S. Tyler | Management | Yes | For | For | |||||||||||||
| 1.10 | Elect Director Kenneth E. Washington | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Report on Lobbying Payments and Policy | Share Holder | Yes | For | Against | |||||||||||||
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Yes | For | Against | |||||||||||||
| Monro, Inc. | MNRO | 610236101 | August 13, 2019 | 1.1 | Elect Director Frederick M. Danziger | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Stephen C. McCluski | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Robert E. Mellor | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Peter J. Solomon | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| The J. M. Smucker Company | SJM | 832696405 | August 14, 2019 | 1 | Elect Director Kathryn W. Dindo | Management | Yes | For | For | |||||||||
| 1b | Elect Director Paul J. Dolan | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Jay L. Henderson | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Gary A. Oatey | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Kirk L. Perry | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Sandra Pianalto | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Nancy Lopez Russell | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Alex Shumate | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Mark T. Smucker | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Richard K. Smucker | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Timothy P. Smucker | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director Dawn C. Willoughby | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| DXC Technology Company | DXC | 23355L106 | August 15, 2019 | 1 | Elect Director Mukesh Aghi | Management | Yes | For | For | |||||||||
| 1b | Elect Director Amy E. Alving | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director David L. Herzog | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Sachin Lawande | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director J. Michael Lawrie | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Mary L. Krakauer | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Julio A. Portalatin | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Peter Rutland | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Michael J. Salvino | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Manoj P. Singh | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Robert F. Woods | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| HERITAGE COMMERCE CORP | HTBK | 426927109 | August 27 2019 | 3. | Adjournment of the Heritage Commerce Corp Special Meeting, if necessary or appropriate, and if a quorum is present, to solicit additional votes in favor of Proposal 1 and Proposal 2. | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | Approval of the merger and issuance of common stock of Heritage Commerce Corp to shareholders of Presidio Bank pursuant to the Agreement and Plan of Merger and Reorganization, dated as of May 16, 2019, by and among Heritage Commerce Corp., Heritage Bank of Commerce and Presidio Bank. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | Amendment to the Company’s Articles of Incorporation to increase the number of authorized shares of common stock. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| City Union Bank Limited | 532210 | Y1659F135 | August 29, 2019 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Approve Sundaram & Srinivasan, Chartered Accountants, Chennai as Statutory Central Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 4 | Approve Branch Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 5 | Approve Appointment and Remuneration of R. Mohan as Part-time Chairman | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 6 | Approve Revision in the Remuneration of N. Kamakodi as Managing Director & CEO | Management | Yes | For | For | |||||||||||||
| 7 | Elect Vaidyanathan Kalyanasundaram as Director | Management | Yes | For | For | |||||||||||||
| 8 | Elect Thirukkarugavur Krishnamoorthy Ramkumar as Director | Management | Yes | For | For | |||||||||||||
| 9 | Reelect Abarna Bhaskar as Director | Management | Yes | For | For | |||||||||||||
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | For | For | |||||||||||||
| 11 | Amend Articles of Association | Management | Yes | For | For | |||||||||||||
| Hamilton Lane Incorporated | HLNE | 407497106 | September 5, 2019 | 1.1 | Elect Director Hartley R. Rogers | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Mario L. Giannini | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | |||||||||||||
| 4 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| For | ||||||||||||||||||
| RBC Bearings Incorporated | ROLL | 75524B104 | September 11, 2019 | 1.1 | Elect Director Edward D. Stewart | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Daniel A. Bergeron | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Michael H. Ambrose | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | September 12 2019 | 1a. | Election of Director: Gregory E. Abel | Management | Yes | Against | Against | |||||||||
| 1b. | Election of Director: Alexandre Behring | Management | Yes | Against | Against | |||||||||||||
| 1c. | Election of Director: Joao M. Castro-Neves | Management | Yes | Against | Against | |||||||||||||
| 1d. | Election of Director: Tracy Britt Cool | Management | Yes | Against | Against | |||||||||||||
| 1e. | Election of Director: John T. Cahill | Management | Yes | Against | Against | |||||||||||||
| 1f. | Election of Director: Feroz Dewan | Management | Yes | For | For | |||||||||||||
| 1g. | Election of Director: Jeanne P. Jackson | Management | Yes | For | For | |||||||||||||
| 1h. | Election of Director: Jorge Paulo Lemann | Management | Yes | Against | Against | |||||||||||||
| 1i. | Election of Director: John C. Pope | Management | Yes | For | For | |||||||||||||
| 1j. | Election of Director: Alexandre Van Damme | Management | Yes | For | For | |||||||||||||
| 1k. | Election of Director: George Zoghbi | Management | Yes | Against | Against | |||||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | Yes | For | For | |||||||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent auditors for 2019. | Management | Yes | For | For | |||||||||||||
| 4. | Shareholder Proposal: Protein Diversification | Shareholder | Yes | Against | For | |||||||||||||
| 5. | Shareholder Proposal: Actions to Reduce Synthetic Pesticides | Shareholder | Yes | Against | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Diageo Plc | DGE | G42089113 | September 19, 2019 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 3 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 4 | Elect Debra Crew as Director | Management | Yes | For | For | |||||||||||||
| 5 | Re-elect Lord Davies as Director | Management | Yes | For | For | |||||||||||||
| 6 | Re-elect Javier Ferran as Director | Management | Yes | For | For | |||||||||||||
| 7 | Re-elect Susan Kilsby as Director | Management | Yes | For | For | |||||||||||||
| 8 | Re-elect Ho KwonPing as Director | Management | Yes | For | For | |||||||||||||
| 9 | Re-elect Nicola Mendelsohn as Director | Management | Yes | For | For | |||||||||||||
| 10 | Re-elect Ivan Menezes as Director | Management | Yes | For | For | |||||||||||||
| 11 | Re-elect Kathryn Mikells as Director | Management | Yes | For | For | |||||||||||||
| 12 | Re-elect Alan Stewart as Director | Management | Yes | For | For | |||||||||||||
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 15 | Authorise EU Political Donations and Expenditure | Management | Yes | For | For | |||||||||||||
| 16 | Authorise Issue of Equity | Management | Yes | For | For | |||||||||||||
| 17 | Approve Irish Sharesave Scheme | Management | Yes | For | For | |||||||||||||
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | |||||||||||||
| 19 | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 20 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Management | Yes | For | For | |||||||||||||
| 21 | Adopt New Articles of Association | Management | Yes | For | For | |||||||||||||
| HOULIHAN LOKEY, INC. | HLI | 441593100 | September 24 2019 | 1. | DIRECTOR | MANAGEMENT | Yes | AGAINST | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | To approve, on an advisory basis, the compensation of our Named Executive Officers. | MANAGEMENT | Yes | AGAINST | FOR | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| General Mills, Inc. | GIS | 370334104 | September 24, 2019 | 1a | Elect Director R. Kerry Clark | Management | Yes | For | For | |||||||||
| 1b | Elect Director David M. Cordani | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Roger W. Ferguson, Jr. | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Jeffrey L. Harmening | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Maria G. Henry | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Elizabeth C. Lempres | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Diane L. Neal | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Steve Odland | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Maria A. Sastre | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Eric D. Sprunk | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Jorge A. Uribe | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| RPM INTERNATIONAL INC. | RPM | 749685103 | October 3, 2019 | 1A. | Election of Director: Kirkland B. Andrews | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: David A. Daberko | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Thomas S. Gross | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Frank C. Sullivan | Management | Yes | For | For | |||||||||||||
| 2. | Approve the Company’s executive compensation. | Management | Yes | For | For | |||||||||||||
| 3. | Approve the amendment of the 2014 Omnibus Plan. | Management | Yes | For | For | |||||||||||||
| 4. | Ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm. | Management | Yes | For | For | |||||||||||||
| Neogen Corporation | NEOG | 640491106 | October 3, 2019 | 1.1 | Elect Director John E. Adent | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director William T. Boehm | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director James P. Tobin | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify BDO USA, LLP as Auditors | Management | Yes | For | For | |||||||||||||
| The Procter & Gamble Company | PG | 742718109 | October 8, 2019 | 1a | Elect Director Francis S. Blake | Management | Yes | For | For | |||||||||
| 1b | Elect Director Angela F. Braly | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Amy L. Chang | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Scott D. Cook | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Joseph Jimenez | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Terry J. Lundgren | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Christine M. McCarthy | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director W. James McNerney, Jr. | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Nelson Peltz | Management | Yes | Against | Against | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1j | Elect Director David S. Taylor | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Margaret C. Whitman | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director Patricia A. Woertz | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Approve Omnibus Stock Plan | Management | Yes | Against | Against | |||||||||||||
| UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | October 11 2019 | 1. | Approve the issuance of UTC common stock, par value $1.00 per share, to Raytheon stockholders in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Merger Sub Corp. and Raytheon Company (the “UTC share issuance proposal”). | Management | Yes | For | For | |||||||||
| 2. | Approve the adjournment of the UTC special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the UTC special meeting to approve the UTC share issuance proposal. | Management | Yes | For | For | |||||||||||||
| UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | October 11 2019 | 1. | Approve the issuance of UTC common stock, par value $1.00 per share, to Raytheon stockholders in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Merger Sub Corp. and Raytheon Company (the “UTC share issuance proposal”). | Management | Yes | For | For | |||||||||
| 2. | Approve the adjournment of the UTC special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the UTC special meeting to approve the UTC share issuance proposal. | Management | Yes | For | For | |||||||||||||
| United Technologies Corporation | UTX | 913017109 | October 11, 2019 | 1 | Issue Shares in Connection with Merger | Management | Yes | For | For | |||||||||
| 2 | Adjourn Meeting | Management | Yes | For | For | |||||||||||||
| PARKER-HANNIFIN CORPORATION | PH | 701094104 | October 23 2019 | 1A. | Election of Director: Lee C. Banks | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Robert G. Bohn | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Linda S. Harty | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1D. | Election of Director: Kevin A. Lobo | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Candy M. Obourn | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Joseph Scaminace | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Ake Svensson | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Laura K. Thompson | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: James R. Verrier | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: James L. Wainscott | Management | Yes | For | For | |||||||||||||
| 1K. | Election of Director: Thomas L. Williams | Management | Yes | For | For | |||||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2020. | Management | Yes | For | For | |||||||||||||
| 3. | Approval of, on a non-binding, advisory basis, the compensation of our Named Executive Officers. | Management | Yes | For | For | |||||||||||||
| 4. | Approval of the Parker-Hannifin Corporation Amended and Restated 2016 Omnibus Stock Incentive Plan. | Management | Yes | For | For | |||||||||||||
| 5. | Shareholder proposal to adopt a policy that requires the Chairman of the Board to be an independent member of the Board of Directors. | Shareholder | Yes | Against | For | |||||||||||||
| Cimpress N.V. | CMPR | N20146101 | October 25, 2019 | 1 | Amend Articles of Association | Management | Yes | For | For | |||||||||
| 2 | Approve Cross-Border Merger Between the Company and Cimpress plc | Management | Yes | For | For | |||||||||||||
| 3 | Approve Creation of Distributable Profits Through Reduction of Share Premium of Cimpress plc | Management | Yes | For | For | |||||||||||||
| VIAVI SOLUTIONS INC. | VIAV | 925550105 | November 12 2019 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending June 27, 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 4. | The approval of the amendment and restatement of the Company’s Amended and Restated 2003 Equity Incentive Plan. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | The approval of, on an advisory basis, the compensation of the Company’s named executive officers for the fiscal year ended June 29, 2019. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Abcam Plc | ABC | G0060R118 | November 13, 2019 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 5 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 6 | Re-elect Peter Allen as Director | Management | Yes | For | For | |||||||||||||
| 7 | Re-elect Jonathan Milner as Director | Management | Yes | For | For | |||||||||||||
| 8 | Re-elect Alan Hirzel as Director | Management | Yes | For | For | |||||||||||||
| 9 | Re-elect Gavin Wood as Director | Management | Yes | For | For | |||||||||||||
| 10 | Re-elect Louise Patten as Director | Management | Yes | For | For | |||||||||||||
| 11 | Re-elect Mara Aspinall as Director | Management | Yes | For | For | |||||||||||||
| 12 | Elect Giles Kerr as Director | Management | Yes | For | For | |||||||||||||
| 13 | Authorise Issue of Equity | Management | Yes | For | For | |||||||||||||
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | |||||||||||||
| 15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | Yes | For | For | |||||||||||||
| 16 | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| AVNET,INC. | AVT | 053807103 | November 19 2020 | 1A. | Election of Director: Rodney C. Adkins | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: William J. Amelio | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Carlo Bozotti | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Michael A. Bradley | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Brenda L. Freeman | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Jo Ann Jenkins | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Oleg Khaykin | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: James A. Lawrence | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Avid Modjtabai | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: Adalio T. Sanchez | Management | Yes | For | For | |||||||||||||
| 1K. | Election of Director: William H. Schumann III | Management | Yes | For | For | |||||||||||||
| 2. | Advisory vote on executive compensation. | Management | Yes | For | For | |||||||||||||
| 3. | Ratification of appointment of KPMG LLP as the independent registered public accounting firm for the fiscal year ending June 27, 2020. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Oracle Corporation | ORCL | 68389X105 | November 19, 2019 | M0201 | Elect Director Jeffrey S. Berg | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Michael J. Boskin | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Safra A. Catz | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Bruce R. Chizen | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director George H. Conrades | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Lawrence J. Ellison | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Rona A. Fairhead | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Jeffrey O. Henley | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Renee J. James | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Charles W. Moorman, IV | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Leon E. Panetta | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director William G. Parrett | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Naomi O. Seligman | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Against | |||||||||||||
| M0101 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| S0817 | Report on Gender Pay Gap | Share Holder | Yes | For | Against | |||||||||||||
| S0107 | Require Independent Board Chairman | Share Holder | Yes | For | Against | |||||||||||||
| Cimpress N.V. | CMPR | N20146101 | November 22, 2019 | 1 | Elect Robert S. Keane as Director | Management | Yes | For | For | |||||||||
| 2 | Elect Scott Vassalluzzo as Director | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Adopt Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||||||
| 5 | Approve Discharge of Management Board | Management | Yes | For | For | |||||||||||||
| 6 | Approve Discharge of Supervisory Board | Management | Yes | For | For | |||||||||||||
| 7 | Authorize Repurchase of Up to 5.5 Million of Issued and Outstanding Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 8 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| ENSTAR GROUP LIMITED | ESGR | G3075P101 | November 25, 2019 | 1. | Approval of the amended and restated 2016 Enstar Group Limited Equity Incentive Plan. | Management | Yes | For | For | |||||||||
| Microsoft Corporation | MSFT | 594918104 | December 4, 2019 | M0201 | Elect Director William H. Gates, III | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Reid G. Hoffman | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Hugh F. Johnston | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| M0201 | Elect Director Teri L. List-Stoll | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Satya Nadella | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Sandra E. Peterson | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Penny S. Pritzker | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Charles W. Scharf | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Arne M. Sorenson | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director John W. Stanton | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director John W. Thompson | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Emma N. Walmsley | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Padmasree Warrior | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| S0222 | Report on Employee Representation on the Board of Directors | Share Holder | Yes | Against | For | |||||||||||||
| S0817 | Report on Gender Pay Gap | Share Holder | Yes | For | Against | |||||||||||||
| VAIL RESORTS, INC. | MTN | 91879Q109 | December 5 2019 | 1a. | Election of Director: Susan L. Decker | Management | Yes | For | For | |||||||||
| 1b. | Election of Director: Robert A. Katz | Management | Yes | For | For | |||||||||||||
| 1c. | Election of Director: John T. Redmond | Management | Yes | For | For | |||||||||||||
| 1d. | Election of Director: Michele Romanow | Management | Yes | For | For | |||||||||||||
| 1e. | Election of Director: Hilary A. Schneider | Management | Yes | For | For | |||||||||||||
| 1f. | Election of Director: D. Bruce Sewell | Management | Yes | For | For | |||||||||||||
| 1g. | Election of Director: John F. Sorte | Management | Yes | For | For | |||||||||||||
| 1h. | Election of Director: Peter A. Vaughn | Management | Yes | For | For | |||||||||||||
| 2. | Ratify the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending July 31, 2020. | Management | Yes | For | For | |||||||||||||
| 3. | Hold an advisory vote to approve executive compensation. | Management | Yes | For | For | |||||||||||||
| Medtronic plc | MDT | G5960L103 | December 6, 2019 | 1a | Elect Director Richard H. Anderson | Management | Yes | For | For | |||||||||
| 1b | Elect Director Craig Arnold | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Scott C. Donnelly | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Andrea J. Goldsmith | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Randall J. Hogan, III | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Omar Ishrak | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Michael O. Leavitt | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director James T. Lenehan | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Geoffrey S. Martha | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Elizabeth G. Nabel | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Denise M. O’Leary | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1l | Elect Director Kendall J. Powell | Management | Yes | For | For | |||||||||||||
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Renew the Board’s Authority to Issue Shares Under Irish Law | Management | Yes | For | For | |||||||||||||
| 5 | Renew the Board’s Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | Yes | For | For | |||||||||||||
| 6 | Authorize Overseas Market Purchases of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| Copart, Inc. | CPRT | 217204106 | December 6, 2019 | 1.1 | Elect Director Willis J. Johnson | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director A. Jayson Adair | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Matt Blunt | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Steven D. Cohan | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Daniel J. Englander | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director James E. Meeks | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Thomas N. Tryforos | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director Diane M. Morefield | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director Stephen Fisher | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| Palo Alto Networks, Inc. | PANW | 697435105 | December 9, 2019 | M0201 | Elect Director Asheem Chandna | Management | Yes | For | For | |||||||||
| M0201 | Elect Director James J. Goetz | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Mark D. McLaughlin | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Against | |||||||||||||
| FARMER BROS. CO. | FARM | 307675108 | December 10 2019 | 1.1 | DIRECTOR | Management | Yes | For | For | |||||||||
| 1.2 | DIRECTOR | Management | Yes | For | For | |||||||||||||
| 1.3 | DIRECTOR | Management | Yes | For | For | |||||||||||||
| 2. | Ratification of selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2020. | Management | Yes | For | For | |||||||||||||
| 3. | Non-binding, advisory vote to approve compensation paid to the Company’s named executive officers. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 4. | Approval of a management proposal to amend the Company’s Amended and Restated Certificate of Incorporation to provide for the phased-in declassification of the Board of Directors, beginning at the 2020 annual meeting. | Management | Yes | For | For | |||||||||||||
| 5. | Non-binding stockholder proposal urging the Board of Directors to provide for the phased-in declassification of the Board of Directors. | Shareholder | Yes | For | Against | |||||||||||||
| 1.1 | DIRECTOR Thomas W. Mortensen | Management | No | |||||||||||||||
| 1.2 | DIRECTOR Jonathan Michael Waite | Management | No | |||||||||||||||
| 1.3 | DIRECTOR MGT NOM. D. Maserang II | Management | No | |||||||||||||||
| 2. | The Company’s proposal to ratify the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2020. | Management | No | |||||||||||||||
| 3. | The Company’s advisory (non-binding) vote to approve the compensation paid to the Company’s named executive officers. | Management | No | |||||||||||||||
| 4. | The Company’s proposal to amend the Company’s Amended and Restated Certificate of Incorporation to provide for the phased-in declassification of the Board of Directors, beginning at the 2020 annual meeting. | Management | No | |||||||||||||||
| Fabrinet | FN | G3323L100 | December 12, 2019 | 1.1 | Elect Director Homa Bahrami | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Gregory P. Dougherty | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Rollance E. Olson | Management | Yes | For | For | |||||||||||||
| 2 | Approve Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| 3 | Ratify PricewaterhouseCoopers ABAS Ltd. as Auditors | Management | Yes | For | For | |||||||||||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| Paylocity Holding Corporation | PCTY | 70438V106 | December 13, 2019 | 1.1 | Elect Director Steven R. Beauchamp | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Andres D. Reiner | Management | Yes | For | For | |||||||||||||
| 2 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| Nutanix, Inc. | NTNX | 67059N108 | December 13, 2019 | M0201 | Elect Director Ravi Mhatre | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Dheeraj Pandey | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| M0512 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Guidewire Software, Inc. | GWRE | 40171V100 | December 17, 2019 | 1.1 | Elect Director Margaret Dillon | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Michael Keller | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Michael (Mike) Rosenbaum | Management | Yes | For | For | |||||||||||||
| 2 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Declassify the Board of Directors | Management | Yes | For | For | |||||||||||||
| 5 | Require a Majority Vote for the Election of Directors | Share Holder | Yes | Against | For | |||||||||||||
| Cantel Medical Corp. | CMD | 138098108 | December 18, 2019 | 1a | Elect Director Charles M. Diker | Management | Yes | For | For | |||||||||
| 1b | Elect Director Alan R. Batkin | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Ann E. Berman | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Mark N. Diker | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Anthony B. Evnin | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Laura L. Forese | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director George L. Fotiades | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Ronnie Myers | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Karen N. Prange | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Peter J. Pronovost | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| ARGO GROUP INTERNATIONAL HOLDINGS, LTD. | ARGO | G0464B107 | Decmeber 20 2019 | 1. | The submission of a requisition that the board of directors (the “Board”) of Argo Group International Holdings, Ltd. (“Argo”) convene a special general meeting of shareholders of Argo (the “Special Meeting”) for the purpose of considering proposals to remove without cause five members of the Board and to elect five nominees to the Board as directors to serve until the next election of the class of directors for which each such director shall have been chosen or until their successors shall have been duly elected and qualified. | MANAGEMENT | Yes | FOR | FOR | |||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| CALLON PETROLEUM COMPANY | CPE | 13123X102 | December 1, 2019 | 5. | Approve any motion to adjourn the Callon special meeting, if necessary, to solicit additional proxies if there are not sufficient votes to approve Proposals 1, 2 and 3. | MANAGEMENT | Yes | AGAINST | FOR | |||||||||
| 2. | Approve the issuance of shares of Callon common stock to shareholders of Carrizo in connection with the merger contemplated by the merger agreement (the “merger”). | MANAGEMENT | Yes | AGAINST | FOR | |||||||||||||
| 1. | Approve and adopt the Agreement and Plan of Merger, dated as of July 14, 2019 (as amended from time to time, the “merger agreement”), with Carrizo Oil & Gas, Inc. (“Carrizo”). | MANAGEMENT | Yes | AGAINST | FOR | |||||||||||||
| 3. | Approve and adopt an amendment to Callon’s certificate of incorporation to increase Callon’s authorized shares of common stock to 525 million shares. | MANAGEMENT | Yes | AGAINST | FOR | |||||||||||||
| Occidental Petroleum Corporation | OXY | 674599105 | December 31, 2019 | 1 | Revoke Consent to Request to Fix a Record Date | Share Holder | Yes | Do Not Vote | For | |||||||||
| Occidental Petroleum Corporation | OXY | 674599105 | December 31, 2019 | 1 | Consent to Request to Fix a Record Date | Share Holder | Yes | For | For | |||||||||
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | December 31 2019 | 1. | YOU MAY REVOKE ANY PREVIOUSLY EXECUTED WRITTEN REQUEST REGARDING THE ICAHN GROUP SOLICITATION FOR THE REQUEST TO FIX A RECORD DATE BY SIGNING, DATING AND DELIVERING THIS WHITE REVOCATION FORM. For = Yes Revoke my Request : Against = No Do Not Revoke my request. | Management | Yes | Against | Against | |||||||||
| JAGGED PEAK ENERGY INC. | JAG | 47009K107 | January 9 2020 | 1. | Approve and adopt the Agreement and Plan of Merger, dated as of October 14, 2019 (as amended from time to time, the “merger agreement”), by and among Jagged Peak Energy Inc. (the “Company”), Parsley Energy, Inc., and Jackal Merger Sub, Inc. (“Merger Sub”). | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 2. | Approve, on a non-binding advisory basis, the compensation that may be paid or become payable to the Company’s named executive officers that is based on or otherwise relates to the merger of Merger Sub with and into the Company pursuant to the merger agreement. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| PDC ENERGY, INC. | PDCE | 69327R101 | January 13 2020 | 2. | To adopt and approve the issuance of shares of PDC common stock in connection with the merger. | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | To adopt and approve the Agreement and Plan of Merger, dated August 25, 2019 by and among PDC Energy, Inc. (“PDC”) and SRC Energy Inc. (“SRC”) (the “merger agreement”) and the merger of PDC and SRC pursuant to the merger agreement (the “merger”). | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| APOGEE ENTERPRISES, INC. | APOG | 037598109 | January 14 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 11. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS APOGEE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 29, 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 5. | APPROVAL OF AN AMENDMENT TO APOGEE’S RESTATED ARTICLES OF INCORPORATION TO ELECT DIRECTORS BY MAJORITY VOTE. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 6. | APPROVAL OF AN AMENDMENT TO APOGEE’S RESTATED ARTICLES OF INCORPORATION TO REDUCE THE REQUIRED VOTE OF APOGEE’S SHAREHOLDERS, FROM SUPERMAJORITY TO MAJORITY, TO REMOVE DIRECTORS. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 4. | APPROVAL OF THE APOGEE ENTERPRISES, INC. 2019 NON-EMPLOYEE DIRECTOR STOCK PLAN. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 8. | APPROVAL OF AN AMENDMENT TO APOGEE’S RESTATED ARTICLES OF INCORPORATION TO ELIMINATE THE “ANTI-GREENMAIL” PROVISION CONTAINED THEREIN. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 9. | IF PROPOSAL 8 REGARDING ELIMINATION OF THE “ANTI-GREENMAIL” PROVISION IS NOT APPROVED, APPROVAL OF AN AMENDMENT TO APOGEE’S RESTATED ARTICLES OF INCORPORATION TO REDUCE THE REQUIRED VOTE OF APOGEE’S SHAREHOLDERS, FROM SUPERMAJORITY TO MAJORITY, TO AMEND THE “ANTI-GREENMAIL” PROVISION CONTAINED THEREIN. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 7. | APPROVAL OF AMENDMENT TO APOGEE’S RESTATED ARTICLES OF INCORPORATION TO REDUCE THE REQUIRED VOTE OF APOGEE’S SHAREHOLDERS, FROM SUPERMAJORITY TO MAJORITY, TO AMEND THE DIRECTOR REMOVAL PROVISION CONTAINED THEREIN. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 10. | RATIFICATION OF THE EXCLUSIVE FORUM BY-LAW PROVISION. | MANAGEMENT | Yes | AGAINST | FOR | |||||||||||||
| 3. | APPROVAL OF THE APOGEE ENTERPRISES, INC. 2019 STOCK INCENTIVE PLAN. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | ADVISORY VOTE ON APOGEE’S EXECUTIVE COMPENSATION. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| UNIFIRST CORPORATION | UNF | 904708104 | January 14 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | AGAINST | FOR | |||||||||||||
| 2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 29, 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| UGI CORPORATION | UGI | 902681105 | January 22 2020 | 1A. | Election of Director: M. S. Bort | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: T. A. Dosch | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: A. N. Harris | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: F. S. Hermance | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: W. J. Marrazzo | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: K. A. Romano | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: M. O. Schlanger | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: J. B. Stallings, Jr. | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: K. R. Turner | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: J. L. Walsh | Management | Yes | For | For | |||||||||||||
| 2. | Proposal to approve resolution on executive compensation. | Management | Yes | For | For | |||||||||||||
| 3. | Proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| WASHINGTON FEDERAL, INC. | WAFD | 938824109 | January 22 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 4. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | ADOPTION OF THE WASHINGTON FEDERAL, INC. 2020 INCENTIVE PLAN. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | ADVISORY VOTE ON THE COMPENSATION OF WASHINGTON FEDERAL’S NAMED EXECUTIVE OFFICERS. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Costco Wholesale Corporation | COST | 22160K105 | January 22, 2020 | M0201 | Elect Director Susan L. Decker | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Richard A. Galanti | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Sally Jewell | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Charles T. Munger | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| M0106 | Amend Articles of Incorporation to Provide Directors May Be Removed With or Without Cause | Management | Yes | For | For | |||||||||||||
| S0227 | Disclose Board Diversity and Qualifications Matrix | Share Holder | Yes | Against | For | |||||||||||||
| Visa Inc. | V | 92826C839 | January 28, 2020 | M0201 | Elect Director Lloyd A. Carney | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Mary B. Cranston | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Francisco Javier Fernandez-Carbajal | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Alfred F. Kelly, Jr. | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Ramon L. Laguarta | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director John F. Lundgren | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Robert W. Matschullat | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Denise M. Morrison | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Suzanne Nora Johnson | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director John A. C. Swainson | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Maynard G. Webb, Jr. | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| CONTINENTAL BUILDING PRODUCTS, INC. | CBPX | 211171103 | January 29 2020 | 3. | To approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to adopt and approve the merger agreement if there are insufficient votes at the time of such special meeting to approve such proposal. | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | To adopt the Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified in accordance with its terms, the “merger agreement”) with CertainTeed Gypsum and Ceilings USA, Inc., a Delaware corporation (“Parent”), Cupertino Merger Sub, Inc., a newly formed Delaware corporation and a wholly owned subsidiary of Parent (“merger sub”), and Compagnie de Saint-Gobain S.A., a société anonyme organized under the laws of France. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | To approve, on a non-binding, advisory basis, specified compensation that may become payable to the named executive officers of the Company that is based on or otherwise relates to the merger. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| ASHLAND GLOBAL HOLDINGS INC | ASH | 044186104 | January 30 2020 | 1A. | Election of Director: Brendan M. Cummins | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: William G. Dempsey | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Jay V. Ihlenfeld | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Susan L. Main | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Guillermo Novo | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Jerome A. Peribere | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Craig A. Rogerson | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Mark C. Rohr | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Ricky C. Sandler | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: Janice J. Teal | Management | Yes | For | For | |||||||||||||
| 1K. | Election of Director: Kathleen Wilson-Thompson | Management | Yes | For | For | |||||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as independent registered public accountants for fiscal 2020. | Management | Yes | For | For | |||||||||||||
| 3. | A non-binding advisory resolution approving the compensation paid to Ashland’s named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| POST HOLDINGS, INC. | POST | 737446104 | January 30 2020 | 1A. | Election of Director: Robert E. Grote | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: David W. Kemper | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Robert V. Vitale | Management | Yes | For | For | |||||||||||||
| 2. | Ratification of PricewaterhouseCoopers LLP as the Company’s Independent Registered Public Accounting Firm for the fiscal year ending September 30, 2020. | Management | Yes | For | For | |||||||||||||
| 3. | Advisory approval of the Company’s executive compensation. | Management | Yes | For | For | |||||||||||||
| 1.1 | DIRECTOR Robert E. Grote | Management | Yes | For | For | |||||||||||||
| 1.2 | DIRECTOR David W. Kemper | Management | Yes | For | For | |||||||||||||
| 1.3 | DIRECTOR Robert V. Vitale | Management | Yes | For | For | |||||||||||||
| 2. | Ratification of PricewaterhouseCoopers LLP as the Company’s Independent Registered Public Accounting Firm for the fiscal year ending September 30, 2020. | Management | Yes | For | For | |||||||||||||
| 3. | Advisory approval of the Company’s executive compensation. | Management | Yes | For | For | |||||||||||||
| Valvoline Inc. | VVV | 92047W101 | January 30, 2020 | 1a | Elect Director Gerald W. Evans, Jr. | Management | Yes | For | For | |||||||||
| 1b | Elect Director Richard J. Freeland | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Stephen F. Kirk | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Carol H. Kruse | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Stephen E. Macadam | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Vada O. Manager | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Samuel J. Mitchell, Jr. | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Charles M. Sonsteby | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Mary J. Twinem | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Accenture plc | ACN | G1151C101 | January 30, 2020 | 1 | Elect Director Jaime Ardila | Management | Yes | For | For | |||||||||
| 1b | Elect Director Herbert Hainer | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Nancy McKinstry | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Gilles C. Pelisson | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Paula A. Price | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Venkata (Murthy) Renduchintala | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director David Rowland | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Arun Sarin | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Julie Sweet | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Frank K. Tang | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Tracey T. Travis | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Amend Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| 4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 5 | Authorize Board to Allot and Issue Shares | Management | Yes | For | For | |||||||||||||
| 6 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | Yes | For | For | |||||||||||||
| 7 | Determine Price Range for Reissuance of Treasury Shares | Management | Yes | For | For | |||||||||||||
| GREAT WESTERN BANCORP INC | GWB | 391416104 | February 4 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | To ratify the selection of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | To approve, by advisory vote, a resolution on executive compensation. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Aon plc | AON | G0408V111 | February 4, 2020 | 1 | Approve Scheme of Arrangement | Management | Yes | For | For | |||||||||
| 1 | Approve Scheme of Arrangement | Management | Yes | For | For | |||||||||||||
| 2 | Approve Reduction of Share Capital and Creation of Distributable Profits | Management | Yes | For | For | |||||||||||||
| 3 | Approve Terms of an Off-Exchange Buyback and Cancellation of Class B Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 4 | Approve Delisting of Shares from the New York Stock Exchange | Management | Yes | For | For | |||||||||||||
| 5 | Adjourn Meeting | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Ingersoll-Rand plc | IR | G47791101 | February 4, 2020 | 1 | Change Company Name to Trane Technologies plc | Management | Yes | For | For | |||||||||
| FRANKLIN RESOURCES, INC. | BEN | 354613101 | February 11 2020 | 1A. | Election of Director: Peter K. Barker | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Mariann Byerwalter | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Gregory E. Johnson | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Jennifer M. Johnson | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Rupert H. Johnson, Jr. | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Anthony J. Noto | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Mark C. Pigott | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Laura Stein | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Seth H. Waugh | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: Geoffrey Y. Yang | Management | Yes | For | For | |||||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2020. | Management | Yes | For | For | |||||||||||||
| 3. | To approve the amendment and restatement of our 1998 Employee Stock Investment Plan, which includes increasing the number of shares of common stock authorized for issuance thereunder by 5,000,000 shares. | Management | Yes | For | For | |||||||||||||
| 4. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | Yes | For | For | |||||||||||||
| J & J SNACK FOODS CORP. | JJSF | 466032109 | February 11 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 2. | Advisory vote on Approval of the Company’s Executive Compensation Programs | MANAGEMENT | Yes | AGAINST | FOR | |||||||||||||
| SANDY SPRING BANCORP, INC. | SASR | 800363103 | February 11 2020 | 2. | Approval of the adjournment of the Sandy Spring Bancorp, Inc. special meeting, if necessary or appropriate, to solicit additional proxies in favor of the Sandy Spring Bancorp, Inc. share issuance proposal. | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | Approval of the issuance of shares of Sandy Spring Bancorp, Inc. common stock in connection with the merger of Revere Bank with and into Sandy Spring Bank. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| APPLE INC. | AAPL | 037833100 | February 26 2020 | 1A. | Election of Director: James Bell | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Tim Cook | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Al Gore | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Andrea Jung | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1E. | Election of Director: Art Levinson | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Ron Sugar | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Sue Wagner | Management | Yes | For | For | |||||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple’s independent registered public accounting firm for 2020 | Management | Yes | For | For | |||||||||||||
| 3. | Advisory vote to approve executive compensation | Management | Yes | For | For | |||||||||||||
| 4. | A shareholder proposal entitled “Shareholder Proxy Access Amendments” | Shareholder | Yes | Against | For | |||||||||||||
| 5. | A shareholder proposal relating to sustainability and executive compensation | Shareholder | Yes | Against | For | |||||||||||||
| 6. | A shareholder proposal relating to policies on freedom of expression | Shareholder | Yes | Against | For | |||||||||||||
| Apple Inc. | AAPL | 037833100 | February 26, 2020 | M0201 | Elect Director James Bell | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Tim Cook | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Al Gore | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Andrea Jung | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Art Levinson | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Ron Sugar | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Sue Wagner | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| S0226 | Proxy Access Amendments | Share Holder | Yes | Against | For | |||||||||||||
| S0510 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Share Holder | Yes | Against | For | |||||||||||||
| S0414 | Report on Freedom of Expression and Access to Information Policies | Share Holder | Yes | Against | For | |||||||||||||
| Novartis AG | NOVN | H5820Q150 | February 28, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Discharge of Board and Senior Management | Management | Yes | For | For | |||||||||||||
| 3 | Approve Allocation of Income and Dividends of CHF 2.95 per Share | Management | Yes | For | For | |||||||||||||
| 4 | Approve CHF 30.2 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For | |||||||||||||
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 9 Million | Management | Yes | For | For | |||||||||||||
| 5.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million | Management | Yes | For | For | |||||||||||||
| 5.3 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 6.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | Yes | For | For | |||||||||||||
| 6.2 | Reelect Nancy Andrews as Director | Management | Yes | For | For | |||||||||||||
| 6.3 | Reelect Ton Buechner as Director | Management | Yes | For | For | |||||||||||||
| 6.4 | Reelect Patrice Bula as Director | Management | Yes | For | For | |||||||||||||
| 6.5 | Reelect Srikant Datar as Director | Management | Yes | For | For | |||||||||||||
| 6.6 | Reelect Elizabeth Doherty as Director | Management | Yes | For | For | |||||||||||||
| 6.7 | Reelect Ann Fudge as Director | Management | Yes | For | For | |||||||||||||
| 6.8 | Reelect Frans van Houten as Director | Management | Yes | For | For | |||||||||||||
| 6.9 | Reelect Andreas von Planta as Director | Management | Yes | For | For | |||||||||||||
| 6.10 | Reelect Charles Sawyers as Director | Management | Yes | For | For | |||||||||||||
| 6.11 | Reelect Enrico Vanni as Director | Management | Yes | For | For | |||||||||||||
| 6.12 | Reelect William Winters as Director | Management | Yes | For | For | |||||||||||||
| 6.13 | Elect Bridgette Heller as Director | Management | Yes | For | For | |||||||||||||
| 6.14 | Elect Simon Moroney as Director | Management | Yes | For | For | |||||||||||||
| 7.1 | Reappoint Patrice Bula as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 7.2 | Reappoint Srikant Datar as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 7.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 7.4 | Reappoint William Winters as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 7.5 | Appoint Bridgette Heller as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 8 | Ratify PricewaterhouseCoopers AG as Auditors | Management | Yes | For | For | |||||||||||||
| 9 | Designate Peter Zahn as Independent Proxy | Management | Yes | For | For | |||||||||||||
| 10 | Transact Other Business (Voting) | Management | Yes | Against | Against | |||||||||||||
| Johnson Controls International plc | JCI | G51502105 | March 4, 2020 | 1a | Elect Director Jean Blackwell | Management | Yes | For | For | |||||||||
| 1b | Elect Director Pierre Cohade | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Michael E. Daniels | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Juan Pablo del Valle Perochena | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director W. Roy Dunbar | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Gretchen R. Haggerty | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Simone Menne | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director George R. Oliver | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Jurgen Tinggren | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Mark Vergnano | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director R. David Yost | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director John D. Young | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 2a | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 2b | Authorize Board to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Authorize Market Purchases of Company Shares | Management | Yes | For | For | |||||||||||||
| 4 | Determine Price Range for Reissuance of Treasury Shares | Management | Yes | For | For | |||||||||||||
| 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 6 | Approve the Directors’ Authority to Allot Shares | Management | Yes | For | For | |||||||||||||
| 7 | Approve the Disapplication of Statutory Pre-Emption Rights | Management | Yes | For | For | |||||||||||||
| QUALCOMM Incorporated | QCOM | 747525103 | March 10, 2020 | M0201 | Elect Director Mark Fields | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Jeffrey W. Henderson | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Ann M. Livermore | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Harish Manwani | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Mark D. McLaughlin | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Steve Mollenkopf | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Clark T. “Sandy” Randt, Jr. | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Irene B. Rosenfeld | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Kornelis “Neil” Smit | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Anthony J. Vinciquerra | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| M0524 | Amend Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Against | |||||||||||||
| M0552 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | |||||||||||||
| Analog Devices, Inc. | ADI | 032654105 | March 11, 2020 | 1a | Elect Director Ray Stata | Management | Yes | For | For | |||||||||
| 1b | Elect Director Vincent Roche | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director James A. Champy | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Anantha P. Chandrakasan | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Bruce R. Evans | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Edward H. Frank | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Karen M. Golz | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Mark M. Little | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Kenton J. Sicchitano | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Susie Wee | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Approve Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| 4 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| The Walt Disney Company | DIS | 254687106 | March 11, 2020 | M0201 | Elect Director Susan E. Arnold | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Mary T. Barra | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Safra A. Catz | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Francis A. deSouza | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Michael B.G. Froman | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Robert A. Iger | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Maria Elena Lagomasino | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Mark G. Parker | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Derica W. Rice | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Against | |||||||||||||
| M0524 | Amend Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| S0808 | Report on Lobbying Payments and Policy | Share Holder | Yes | Against | For | |||||||||||||
| NOKIA CORPORATION | NOK | 654902204 | March 18 2020 | 7. | Adoption of the Annual Accounts. | Management | Yes | For | For | |||||||||
| 8. | Resolution on the use of the profit shown on the balance sheet. | Management | Yes | For | For | |||||||||||||
| 9. | Resolution on the discharge of the members of the Board of Directors and the President and CEO from liability. | Management | Yes | For | For | |||||||||||||
| 10. | Addressing the Remuneration Policy. | Management | Yes | For | For | |||||||||||||
| 11. | Resolution on the remuneration to the members of the Board of Directors. | Management | Yes | For | For | |||||||||||||
| 12. | Resolution on the number of members of the Board of Directors. | Management | Yes | For | For | |||||||||||||
| 13.1 | DIRECTOR Sari Baldauf | Management | Yes | For | For | |||||||||||||
| 13.2 | DIRECTOR Bruce Brown | Management | Yes | For | For | |||||||||||||
| 13.3 | DIRECTOR Thomas Dannenfeldt | Management | Yes | For | For | |||||||||||||
| 13.4 | DIRECTOR Jeanette Horan | Management | Yes | For | For | |||||||||||||
| 13.5 | DIRECTOR Edward Kozel | Management | Yes | For | For | |||||||||||||
| 13.6 | DIRECTOR Elizabeth Nelson | Management | Yes | For | For | |||||||||||||
| 13.7 | DIRECTOR Søren Skou | Management | Yes | For | For | |||||||||||||
| 13.8 | DIRECTOR Carla Smits-Nusteling | Management | Yes | For | For | |||||||||||||
| 13.9 | DIRECTOR Kari Stadigh | Management | Yes | For | For | |||||||||||||
| 14. | Election of Auditor for the financial year 2021. | Management | Yes | For | For | |||||||||||||
| 15. | Resolution on the remuneration of the Auditor. | Management | Yes | For | For | |||||||||||||
| 16. | Authorization to the Board of Directors to resolve to repurchase the Company’s own shares. | Management | Yes | For | For | |||||||||||||
| 17. | Authorization to the Board of Directors to resolve to issue shares and special rights entitling to shares. | Management | Yes | For | For | |||||||||||||
| 18. | Shareholder’s proposal on amendment of the Articles of Association. | Shareholder | Yes | Against | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| THE GOODYEAR TIRE & RUBBER COMPANY | GT | 382550101 | April 6 2020 | 1A. | Election of Director: James A. Firestone | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Werner Geissler | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Peter S. Hellman | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Laurette T. Koellner | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Richard J. Kramer | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: W. Alan McCollough | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: John E. McGlade | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Roderick A. Palmore | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Hera Siu | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: Stephanie A. Streeter | Management | Yes | For | For | |||||||||||||
| 1K. | Election of Director: Michael R. Wessel | Management | Yes | For | For | |||||||||||||
| 1L. | Election of Director: Thomas L. Williams | Management | Yes | For | For | |||||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | Yes | For | For | |||||||||||||
| 3. | Ratification of appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. | Management | Yes | For | For | |||||||||||||
| 4. | Shareholder Proposal re: Shareholder vote on Bylaw and Charter amendments. | Shareholder | Yes | Against | For | |||||||||||||
| Adobe Inc. | ADBE | 00724F101 | April 9, 2020 | M0201 | Elect Director Amy L. Banse | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Frank A. Calderoni | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director James E. Daley | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Laura B. Desmond | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Charles M. Geschke | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Shantanu Narayen | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Kathleen Oberg | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Dheeraj Pandey | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director David A. Ricks | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Daniel L. Rosensweig | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director John E. Warnock | Management | Yes | For | For | |||||||||||||
| M0512 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| S0817 | Report on Gender Pay Gap | Share Holder | Yes | Against | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| KAMAN CORPORATION | KAMN | 483548103 | April 15, 2020 | 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm. | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1.1 | Election of Director: George E. Minnich | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1.2 | Election of Director: Thomas W. Rabaut | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | Advisory vote to approve the compensation of the Company’s named executive officers. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| The Bank of New York Mellon Corporation | BK | 064058100 | April 15, 2020 | 1a | Elect Director Linda Z. Cook | Management | Yes | For | For | |||||||||
| 1b | Elect Director Joseph J. Echevarria | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Thomas P. “Todd” Gibbons | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Jeffrey A. Goldstein | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Edmund F. “Ted” Kelly | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Jennifer B. Morgan | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Elizabeth E. Robinson | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Samuel C. Scott, III | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Frederick O. Terrell | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Alfred W. “AI” Zollar | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 4 | Report on Gender Pay Gap | Share Holder | Yes | Against | For | |||||||||||||
| 5 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Share Holder | Yes | Against | For | |||||||||||||
| ARGO GROUP INTERNATIONAL HOLDINGS, LTD. | ARGO | G0464B107 | April 16 2020 | 4. | Approve Ernst & Young LLP as the Company’s independent auditors for the fiscal year ending December 31, 2020 and refer the determination of its remuneration to the Audit Committee of the Board of Directors. | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | Amend the Amended and Restated Bye-Laws of the Company (the “Bye-Laws”) to declassify the Board of Directors. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 6. | Amend the Bye-Laws to modify certain provisions relating to the voting of equity securities of Company subsidiaries. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 5. | Amend the Bye-Laws to provide a range in the size of the Board of Directors of 3 to 11 directors, with the exact number to be determined by the Board of Directors. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2A. | Election of Director: Bernard C. Bailey (Class II Director if proposal 1 is not approved) | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 2B. | Election of Director: Thomas A. Bradley (Class I Director if proposal 1 is not approved) | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2C. | Election of Director: Fred R. Donner (Class II Director if proposal 1 is not approved) | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2D. | Election of Director: Anthony P. Latham (Class I Director if proposal 1 is not approved) | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2E. | Election of Director: Dymphna A. Lehane | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2F. | Election of Director: Samuel G. Liss | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2G. | Election of Director: Carol A. McFate (Class I Director if proposal 1 is not approved) | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2H. | Election of Director: Kathleen A. Nealon | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2I. | Election of Director: Al-Noor Ramji | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2J. | Election of Director: Kevin J. Rehnberg (Class II Director if proposal 1 is not approved) | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2K. | Election of Director: John H. Tonelli | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | Approve, on an advisory, non-binding basis, the compensation of our Named Executive Officers. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| IHS Markit Ltd. | INFO | G47567105 | April 16, 2020 | M0201 | Elect Director Lance Uggla | Management | Yes | For | For | |||||||||
| M0201 | Elect Director John Browne | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Ruann F. Ernst | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director William E. Ford | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Jean-Paul L. Montupet | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Deborah K. Orida | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director James A. Rosenthal | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| PPG Industries, Inc. | PPG | 693506107 | April 16, 2020 | 1.1 | Elect Director Stephen F. Angel | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Hugh Grant | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Melanie L. Healey | Management | Yes | For | For | |||||||||||||
| 2.1 | Elect Director Kathleen A. Ligocki | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Declassify the Board of Directors | Management | Yes | For | For | |||||||||||||
| 5 | Reduce Supermajority Vote Requirement | Management | Yes | For | For | |||||||||||||
| 6 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Stanley Black & Decker, Inc. | SWK | 854502101 | April 17, 2020 | 1.1 | Elect Director Andrea J. Ayers | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director George W. Buckley | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Patrick D. Campbell | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Carlos M. Cardoso | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Robert B. Coutts | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Debra A. Crew | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Michael D. Hankin | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director James M. Loree | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director Dmitri L. Stockton | Management | Yes | For | For | |||||||||||||
| 1.10 | Elect Director Irving Tan | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 4 | Provide Right to Act by Written Consent | Share Holder | Yes | For | Against | |||||||||||||
| CITIGROUP INC. | C | 172967424 | April 21 2020 | 1A. | Election of Director: Michael L. Corbat | Management | Yes | Abstain | Against | |||||||||
| 1B. | Election of Director: Ellen M. Costello | Management | Yes | Abstain | Against | |||||||||||||
| 1C. | Election of Director: Grace E. Dailey | Management | Yes | Abstain | Against | |||||||||||||
| 1D. | Election of Director: Barbara J. Desoer | Management | Yes | Abstain | Against | |||||||||||||
| 1E. | Election of Director: John C. Dugan | Management | Yes | Abstain | Against | |||||||||||||
| 1F. | Election of Director: Duncan P. Hennes | Management | Yes | Abstain | Against | |||||||||||||
| 1G. | Election of Director: Peter B. Henry | Management | Yes | Abstain | Against | |||||||||||||
| 1H. | Election of Director: S. Leslie Ireland | Management | Yes | Abstain | Against | |||||||||||||
| 1I. | Election of Director: Lew W. (Jay) Jacobs, IV | Management | Yes | Abstain | Against | |||||||||||||
| 1J. | Election of Director: Renée J. James | Management | Yes | Abstain | Against | |||||||||||||
| 1K. | Election of Director: Gary M. Reiner | Management | Yes | Abstain | Against | |||||||||||||
| 1L. | Election of Director: Diana L. Taylor | Management | Yes | Abstain | Against | |||||||||||||
| 1M. | Election of Director: James S. Turley | Management | Yes | Abstain | Against | |||||||||||||
| 1N. | Election of Director: Deborah C. Wright | Management | Yes | Abstain | Against | |||||||||||||
| 1O. | Election of Director: Alexander R. Wynaendts | Management | Yes | Abstain | Against | |||||||||||||
| 1P. | Election of Director: Ernesto Zedillo Ponce de Leon | Management | Yes | Abstain | Against | |||||||||||||
| 2. | Proposal to ratify the selection of KPMG LLP as Citi’s independent registered public accounting firm for 2020. | Management | Yes | For | For | |||||||||||||
| 3. | Advisory vote to approve Citi’s 2019 Executive Compensation. | Management | Yes | For | For | |||||||||||||
| 4. | Approval of Additional Authorized Shares Under the Citigroup 2019 Stock Incentive Plan. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 5. | Stockholder proposal requesting an amendment to Citi’s proxy access by-law provisions pertaining to the aggregation limit. | Shareholder | Yes | Against | For | |||||||||||||
| 6. | Stockholder proposal requesting that the Board review Citi’s governance documents and make recommendations to shareholders on how the “Purpose of a Corporation” signed by Citi’s CEO can be fully implemented. | Shareholder | Yes | Against | For | |||||||||||||
| 7. | Stockholder proposal requesting a report disclosing information regarding Citi’s lobbying policies and activities. | Shareholder | Yes | Against | For | |||||||||||||
| FEDERAL SIGNAL CORPORATION | FSS | 313855108 | April 21 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | AGAINST | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | Ratify the appointment of Deloitte & Touche LLP as Federal Signal Corporation’s independent registered public accounting firm for fiscal year 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | Approve, on an advisory basis, the compensation of our named executive officers. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Citigroup Inc. | C | 172967424 | April 21, 2020 | 1a | Elect Director Michael L. Corbat | Management | Yes | For | For | |||||||||
| 1b | Elect Director Ellen M. Costello | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Grace E. Dailey | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Barbara J. Desoer | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director John C. Dugan | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Duncan P. Hennes | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Peter B. Henry | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director S. Leslie Ireland | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Lew W. (Jay) Jacobs, IV | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Renee J. James | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Gary M. Reiner | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director Diana L. Taylor | Management | Yes | For | For | |||||||||||||
| 1m | Elect Director James S. Turley | Management | Yes | For | For | |||||||||||||
| 1n | Elect Director Deborah C. Wright | Management | Yes | For | For | |||||||||||||
| 1o | Elect Director Alexander R. Wynaendts | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | Yes | For | For | |||||||||||||
| 2 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Amend Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| 5 | Amend Proxy Access Right | Share Holder | Yes | Against | For | |||||||||||||
| 6 | Review on Governance Documents | Share Holder | Yes | Against | For | |||||||||||||
| 7 | Report on Lobbying Payments and Policy | Share Holder | Yes | Against | For | |||||||||||||
| Moody’s Corporation | MCO | 615369105 | April 21, 2020 | 1a | Elect Director Basil L. Anderson | Management | Yes | For | For | |||||||||
| 1b | Elect Director Jorge A. Bermudez | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Therese Esperdy | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Vincent A. Forlenza | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Kathryn M. Hill | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Raymond W. McDaniel, Jr. | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Henry A. McKinnell, Jr. | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Leslie F. Seidman | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Bruce Van Saun | Management | Yes | For | For | |||||||||||||
| 2a | Eliminate Supermajority Vote Requirements to Amend Charter and Bylaws | Management | Yes | For | For | |||||||||||||
| 2b | Eliminate Supermajority Vote Requirement to Remove Directors | Management | Yes | For | For | |||||||||||||
| 2c | Eliminate Supermajority Vote Requirement for Filling Open Board Seats | Management | Yes | For | For | |||||||||||||
| 3 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| U.S. Bancorp | USB | 902973304 | April 21, 2020 | 1a | Elect Director Warner L. Baxter | Management | Yes | For | For | |||||||||
| 1b | Elect Director Dorothy J. Bridges | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Elizabeth L. Buse | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Marc N. Casper | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Andrew Cecere | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Kimberly J. Harris | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Roland A. Hernandez | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Olivia F. Kirtley | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Karen S. Lynch | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Richard P. McKenney | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Yusuf I. Mehdi | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director John P. Wiehoff | Management | Yes | For | For | |||||||||||||
| 1m | Elect Director Scott W. Wine | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Public Storage | PSA | 74460D109 | April 21, 2020 | 1.1 | Elect Director Ronald L. Havner, Jr. | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Tamara Hughes Gustavson | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Uri P. Harkham | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Leslie S. Heisz | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director B. Wayne Hughes, Jr. | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Avedick B. Poladian | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Gary E. Pruitt | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director John Reyes | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director Joseph D. Russell, Jr. | Management | Yes | For | For | |||||||||||||
| 1.10 | Elect Director Tariq M. Shaukat | Management | Yes | For | For | |||||||||||||
| 1.11 | Elect Director Ronald P. Spogli | Management | Yes | For | For | |||||||||||||
| 1.12 | Elect Director Daniel C. Staton | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| UNIVERSAL FOREST PRODUCTS, INC. | UFPI | 913543104 | April 22 2020 | 3. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 2. | To consider and vote upon a proposal to amend the Company’s Articles of Incorporation to change the name of the Company to UFP Industries, Inc. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1A. | Election of Director: Benjamin J. McLean | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1B. | Election of Director: Mary E. Tuuk | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1C. | Election of Director: Michael G. Wooldridge | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 4. | To participate in an advisory vote to approve the compensation paid to our Named Executives. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Cigna Corporation | CI | 125523100 | April 22, 2020 | 1.1 | Elect Director David M. Cordani | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director William J. DeLaney | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Eric J. Foss | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Elder Granger | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Isaiah Harris, Jr. | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Roman Martinez, IV | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Kathleen M. Mazzarella | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director Mark B. McClellan | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director John M. Partridge | Management | Yes | For | For | |||||||||||||
| 1.10 | Elect Director William L. Roper | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1.11 | Elect Director Eric C. Wiseman | Management | Yes | For | For | |||||||||||||
| 1.12 | Elect Director Donna F. Zarcone | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Yes | For | Against | |||||||||||||
| 5 | Report on Gender Pay Gap | Share Holder | Yes | Against | For | |||||||||||||
| Eaton Corporation plc | ETN | G29183103 | April 22, 2020 | 1a | Elect Director Craig Arnold | Management | Yes | For | For | |||||||||
| 1b | Elect Director Christopher M. Connor | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Michael J. Critelli | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Richard H. Fearon | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Olivier Leonetti | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Deborah L. McCoy | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Silvio Napoli | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Gregory R. Page | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Sandra Pianalto | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Lori J. Ryerkerk | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Gerald B. Smith | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director Dorothy C. Thompson | Management | Yes | For | For | |||||||||||||
| 2 | Approve Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 5 | Authorize Issue of Equity with Pre-emptive Rights | Management | Yes | For | For | |||||||||||||
| 6 | Authorize Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | |||||||||||||
| 7 | Authorize Share Repurchase of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| The Sherwin-Williams Company | SHW | 824348106 | April 22, 2020 | 1.1 | Elect Director Kerrii B. Anderson | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Arthur F. Anton | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Jeff M. Fettig | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Richard J. Kramer | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Susan J. Kropf | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director John G. Morikis | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Christine A. Poon | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director Michael H. Thaman | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director Matthew Thornton, III | Management | Yes | For | For | |||||||||||||
| 1.10 | Elect Director Steven H. Wunning | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| CENTRAL PACIFIC FINANCIAL CORP. | CPF | 154760409 | April 23 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | To ratify the appointment of Crowe LLP as the company’s independent registered public accounting firm for the fiscal year ending December 31, 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | To approve, on a non-binding advisory basis, the compensation of the company’s named executive officers (“Say-On-Pay”). | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| NORTHWESTERN CORPORATION | NWE | 668074305 | April 23 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | Ratification of Deloitte & Touche LLP as the independent registered public accounting firm for 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 4. | Transaction of any other matters and business as may properly come before the annual meeting or any postponement or adjournment of the annual meeting. | MANAGEMENT | Yes | AGAINST | FOR | |||||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| PAPA JOHN’S INTERNATIONAL, INC. | PZZA | 698813102 | April 23 2020 | 2. | Ratification of the Selection of Independent Auditors: To ratify the selection of Ernst & Young LLP as the Company’s independent auditors for the 2020 fiscal year. | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1A. | Election of Director: Christopher L. Coleman | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1B. | Election of Director: Michael R. Dubin | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1C. | Election of Director: Olivia F. Kirtley | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1D. | Election of Director: Laurette T. Koellner | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1E. | Election of Director: Robert M. Lynch | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1F. | Election of Director: Jocelyn C. Mangan | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1G. | Election of Director: Sonya E. Medina | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1H. | Election of Director: Shaquille R. O’Neal | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1I. | Election of Director: Anthony M. Sanfilippo | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1J. | Election of Director: Jeffrey C. Smith | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | Advisory approval of the Company’s executive compensation. | MANAGEMENT | Yes | AGAINST | FOR | |||||||||||||
| PFIZER INC. | PFE | 717081103 | April 23 2020 | 1A. | Election of Director: Ronald E. Blaylock | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Albert Bourla | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: W. Don Cornwell | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Joseph J. Echevarria | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Scott Gottlieb | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Helen H. Hobbs | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Susan Hockfield | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: James M. Kilts | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Dan R. Littman | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: Shantanu Narayen | Management | Yes | For | For | |||||||||||||
| 1K. | Election of Director: Suzanne Nora Johnson | Management | Yes | For | For | |||||||||||||
| 1L. | Election of Director: James Quincey | Management | Yes | For | For | |||||||||||||
| 1M. | Election of Director: James C. Smith | Management | Yes | For | For | |||||||||||||
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2020 | Management | Yes | For | For | |||||||||||||
| 3. | 2020 advisory approval of executive compensation | Management | Yes | For | For | |||||||||||||
| 4. | Shareholder proposal regarding right to act by written consent | Shareholder | Yes | Against | For | |||||||||||||
| 5. | Shareholder proposal regarding enhancing proxy access | Shareholder | Yes | Against | For | |||||||||||||
| 6. | Shareholder proposal regarding report on lobbying activities | Shareholder | Yes | Against | For | |||||||||||||
| 7. | Shareholder proposal regarding independent chair policy | Shareholder | Yes | Against | For | |||||||||||||
| 8. | Shareholder proposal regarding gender pay gap | Shareholder | Yes | Against | For | |||||||||||||
| 9. | Election of Director: Susan Desmond-Hellmann | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| SVB FINANCIAL GROUP | SIVB | 78486Q101 | April 23 2020 | 1A. | Election of Director: Greg W. Becker | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Eric A. Benhamou | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: John S. Clendening | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Roger F. Dunbar | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Joel P. Friedman | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Jeffrey N. Maggioncalda | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Kay Matthews | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Mary J. Miller | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Kate D. Mitchell | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: John F. Robinson | Management | Yes | For | For | |||||||||||||
| 1K. | Election of Director: Garen K. Staglin | Management | Yes | For | For | |||||||||||||
| 2. | To approve, on an advisory basis, our executive compensation (“Say on Pay”). | Management | Yes | For | For | |||||||||||||
| 3. | To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for its fiscal year ending December 31, 2020. | Management | Yes | For | For | |||||||||||||
| Lockheed Martin Corporation | LMT | 539830109 | April 23, 2020 | 1.1 | Elect Director Daniel F. Akerson | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director David B. Burritt | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Bruce A. Carlson | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Joseph F. Dunford, Jr. | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director James O. Ellis, Jr. | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Thomas J. Falk | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Ilene S. Gordon | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director Marillyn A. Hewson | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director Vicki A. Hollub | Management | Yes | For | For | |||||||||||||
| 1.10 | Elect Director Jeh C. Johnson | Management | Yes | For | For | |||||||||||||
| 1.11 | Elect Director Debra L. Reed-Klages | Management | Yes | For | For | |||||||||||||
| 1.12 | Elect Director James D. Taiclet, Jr. | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Approve Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| 5 | Provide Right to Act by Written Consent | Share Holder | Yes | For | Against | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Aptiv PLC | APTV | G6095L109 | April 23, 2020 | 1 | Elect Director Kevin P. Clark | Management | Yes | For | For | |||||||||
| 2 | Elect Director Nancy E. Cooper | Management | Yes | For | For | |||||||||||||
| 3 | Elect Director Nicholas M. Donofrio | Management | Yes | For | For | |||||||||||||
| 4 | Elect Director Rajiv L. Gupta | Management | Yes | For | For | |||||||||||||
| 5 | Elect Director Joseph L. Hooley | Management | Yes | For | For | |||||||||||||
| 6 | Elect Director Sean O. Mahoney | Management | Yes | For | For | |||||||||||||
| 7 | Elect Director Paul M. Meister | Management | Yes | Against | Against | |||||||||||||
| 8 | Elect Director Robert K. Ortberg | Management | Yes | For | For | |||||||||||||
| 9 | Elect Director Colin J. Parris | Management | Yes | For | For | |||||||||||||
| 10 | Elect Director Ana G. Pinczuk | Management | Yes | For | For | |||||||||||||
| 11 | Elect Director Lawrence A. Zimmerman | Management | Yes | For | For | |||||||||||||
| 12 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| Texas Instruments Incorporated | TXN | 882508104 | April 23, 2020 | M0201 | Elect Director Mark A. Blinn | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Todd M. Bluedorn | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Janet F. Clark | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Carrie S. Cox | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Martin S. Craighead | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Jean M. Hobby | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Michael D. Hsu | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Ronald Kirk | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Pamela H. Patsley | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Robert E. Sanchez | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Richard k. Templeton | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 1a | Elect Director Mark A. Blinn | Management | Yes | For | For | |||||||||||||
| 1b | Elect Director Todd M. Bluedorn | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Janet F. Clark | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Carrie S. Cox | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Martin S. Craighead | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Jean M. Hobby | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Michael D. Hsu | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Ronald Kirk | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Pamela H. Patsley | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Robert E. Sanchez | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Richard k. Templeton | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Pfizer Inc. | PFE | 717081103 | April 23, 2020 | 1.1 | Elect Director Ronald E. Blaylock | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Albert Bourla | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director W. Don Cornwell | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Joseph J. Echevarria | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Scott Gottlieb | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Helen H. Hobbs | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Susan Hockfield | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director James M. Kilts | Management | Yes | Against | Against | |||||||||||||
| 1.9 | Elect Director Dan R. Littman | Management | Yes | For | For | |||||||||||||
| 1.10 | Elect Director Shantanu Narayen | Management | Yes | For | For | |||||||||||||
| 1.11 | Elect Director Suzanne Nora Johnson | Management | Yes | For | For | |||||||||||||
| 1.12 | Elect Director James Quincey | Management | Yes | For | For | |||||||||||||
| 1.13 | Elect Director James C. Smith | Management | Yes | For | For | |||||||||||||
| 2 | Ratify KPMG LLP as Auditor | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Provide Right to Act by Written Consent | Share Holder | Yes | For | Against | |||||||||||||
| 5 | Amend Proxy Access Right | Share Holder | Yes | Against | For | |||||||||||||
| 6 | Report on Lobbying Payments and Policy | Share Holder | Yes | Against | For | |||||||||||||
| 7 | Require Independent Board Chair | Share Holder | Yes | Against | For | |||||||||||||
| 8 | Report on Gender Pay Gap | Share Holder | Yes | For | Against | |||||||||||||
| 9 | Elect Director Susan Desmond-Hellmann | Management | Yes | For | For | |||||||||||||
| Johnson & Johnson | JNJ | 478160104 | April 23, 2020 | M0201 | Elect Director Mary C. Beckerle | Management | Yes | For | For | |||||||||
| M0201 | Elect Director D. Scott Davis | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Ian E. L. Davis | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Jennifer A. Doudna | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Alex Gorsky | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Marillyn A. Hewson | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Hubert Joly | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Mark B. McClellan | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Anne M. Mulcahy | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Charles Prince | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director A. Eugene Washington | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Mark A. Weinberger | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Ronald A. Williams | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| M0106 | Amend Certificate of Incorporation to Permit Removal of Directors With or Without Cause | Management | Yes | For | For | |||||||||||||
| S0107 | Require Independent Board Chair | Share Holder | Yes | For | Against | |||||||||||||
| S0735 | Report on Governance Measures Implemented Related to Opioids | Share Holder | Yes | For | Against | |||||||||||||
| 1a | Elect Director Mary C. Beckerle | Management | Yes | For | For | |||||||||||||
| 1b | Elect Director D. Scott Davis | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Ian E. L. Davis | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Jennifer A. Doudna | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Alex Gorsky | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Marillyn A. Hewson | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Hubert Joly | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Mark B. McClellan | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Anne M. Mulcahy | Management | Yes | Against | Against | |||||||||||||
| 1j | Elect Director Charles Prince | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director A. Eugene Washington | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director Mark A. Weinberger | Management | Yes | For | For | |||||||||||||
| 1m | Elect Director Ronald A. Williams | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 4 | Amend Certificate of Incorporation to Permit Removal of Directors With or Without Cause | Management | Yes | For | For | |||||||||||||
| 5 | Require Independent Board Chair | Share Holder | Yes | For | Against | |||||||||||||
| 6 | Report on Governance Measures Implemented Related to Opioids | Share Holder | Yes | For | Against | |||||||||||||
| Nestle SA | NESN | H57312649 | April 23, 2020 | 1.1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 1.2 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 2 | Approve Discharge of Board and Senior Management | Management | Yes | For | For | |||||||||||||
| 3 | Approve Allocation of Income and Dividends of CHF 2.70 per Share | Management | Yes | For | For | |||||||||||||
| 4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Management | Yes | For | For | |||||||||||||
| 4.1.b | Reelect Ulf Schneider as Director | Management | Yes | For | For | |||||||||||||
| 4.1.c | Reelect Henri de Castries as Director | Management | Yes | For | For | |||||||||||||
| 4.1.d | Reelect Renato Fassbind as Director | Management | Yes | For | For | |||||||||||||
| 4.1.e | Reelect Ann Veneman as Director | Management | Yes | For | For | |||||||||||||
| 4.1.f | Reelect Eva Cheng as Director | Management | Yes | For | For | |||||||||||||
| 4.1.g | Reelect Patrick Aebischer as Director | Management | Yes | For | For | |||||||||||||
| 4.1.h | Reelect Ursula Burns as Director | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 4.1.i | Reelect Kasper Rorsted as Director | Management | Yes | For | For | |||||||||||||
| 4.1.j | Reelect Pablo Isla as Director | Management | Yes | For | For | |||||||||||||
| 4.1.k | Reelect Kimberly Ross as Director | Management | Yes | For | For | |||||||||||||
| 4.1.l | Reelect Dick Boer as Director | Management | Yes | For | For | |||||||||||||
| 4.1.m | Reelect Dinesh Paliwal as Director | Management | Yes | For | For | |||||||||||||
| 4.2 | Elect Hanne Jimenez de Mora as Director | Management | Yes | For | For | |||||||||||||
| 4.3.1 | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 4.3.2 | Appoint Ursula Burns as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 4.3.3 | Appoint Pablo Isla as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 4.3.4 | Appoint Dick Boer as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 4.4 | Ratify Ernst & Young AG as Auditors | Management | Yes | For | For | |||||||||||||
| 4.5 | Designate Hartmann Dreyer as Independent Proxy | Management | Yes | For | For | |||||||||||||
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Management | Yes | For | For | |||||||||||||
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 55 Million | Management | Yes | For | For | |||||||||||||
| 6 | Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For | |||||||||||||
| 7 | Transact Other Business (Voting) | Management | Yes | Against | For | |||||||||||||
| Webster Financial Corporation | WBS | 947890109 | April 23, 2020 | 1a | Elect Director William L. Atwell | Management | Yes | For | For | |||||||||
| 1b | Elect Director John R. Ciulla | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Elizabeth E. Flynn | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director E. Carol Hayles | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Linda H. Ianieri | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Laurence C. Morse | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Karen R. Osar | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Mark Pettie | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Lauren C. States | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| CENTERPOINT ENERGY, INC. | CNP | 15189T107 | April 24 2020 | 1A. | Election of Director: Leslie D. Biddle | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Milton Carroll | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Scott J. McLean | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Martin H. Nesbitt | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Theodore F. Pound | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Susan O. Rheney | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1G. | Election of Director: Phillip R. Smith | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: John W. Somerhalder II | Management | Yes | For | For | |||||||||||||
| 2. | Ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for 2020. | Management | Yes | For | For | |||||||||||||
| 3. | Approve the advisory resolution on executive compensation. | Management | Yes | For | For | |||||||||||||
| 4. | Approve the amendment to the CenterPoint Energy, Inc. Stock Plan for Outside Directors. | Management | Yes | For | For | |||||||||||||
| SOUTH JERSEY INDUSTRIES, INC. | SJI | 838518108 | April 24 2020 | 1A. | Election of Director For term expiring in 2021: Sarah M. Barpoulis | Management | Yes | For | For | |||||||||
| 1B. | Election of Director For term expiring in 2021: Keith S. Campbell | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director For term expiring in 2021: Victor A. Fortkiewicz | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director For term expiring in 2021: Sheila Hartnett- Devlin, CFA | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director For term expiring in 2021: G. Edison Holland, Jr. | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director For term expiring in 2021: Sunita Holzer | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director For term expiring in 2021: Kevin M. O’Dowd | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director For term expiring in 2021: Michael J. Renna | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director For term expiring in 2021: Joseph M. Rigby | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director For term expiring in 2021: Frank L. Sims | Management | Yes | For | For | |||||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | Yes | Against | Against | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2020. | Management | Yes | For | For | |||||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1A. | Election of Director For term expiring in 2021: Sarah M. Barpoulis | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1B. | Election of Director For term expiring in 2021: Keith S. Campbell | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1C. | Election of Director For term expiring in 2021: Victor A. Fortkiewicz | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1D. | Election of Director For term expiring in 2021: Sheila Hartnett- Devlin, CFA | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1E. | Election of Director For term expiring in 2021: G. Edison Holland, Jr. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1F. | Election of Director For term expiring in 2021: Sunita Holzer | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1G. | Election of Director For term expiring in 2021: Kevin M. O’Dowd | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1H. | Election of Director For term expiring in 2021: Michael J. Renna | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1I. | Election of Director For term expiring in 2021: Joseph M. Rigby | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1J. | Election of Director For term expiring in 2021: Frank L. Sims | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | Advisory vote to approve executive compensation. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Abbott Laboratories | ABT | 002824100 | April 24, 2020 | 1.1 | Elect Director Robert J. Alpern | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Roxanne S. Austin | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Sally E. Blount | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Robert B. Ford | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Michelle A. Kumbier | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Edward M. Liddy | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Darren W. McDew | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director Nancy McKinstry | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director Phebe N. Novakovic | Management | Yes | For | For | |||||||||||||
| 1.10 | Elect Director William A. Osborn | Management | Yes | For | For | |||||||||||||
| 1.11 | Elect Director Daniel J. Starks | Management | Yes | For | For | |||||||||||||
| 1.12 | Elect Director John G. Stratton | Management | Yes | For | For | |||||||||||||
| 1.13 | Elect Director Glenn F. Tilton | Management | Yes | Withhold | Against | |||||||||||||
| 1.14 | Elect Director Miles D. White | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Report on Lobbying Payments and Policy | Share Holder | Yes | Against | For | |||||||||||||
| 5 | Increase Disclosure of Compensation Adjustments | Share Holder | Yes | Against | For | |||||||||||||
| 6 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Share Holder | Yes | Against | For | |||||||||||||
| 7 | Adopt Simple Majority Vote | Share Holder | Yes | For | Against | |||||||||||||
| UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | April 27 2020 | 1A. | Election of Director: Lloyd J. Austin III | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Gregory J. Hayes | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Marshall O. Larsen | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Robert K. (Kelly) Ortberg | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Margaret L. O’Sullivan | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Denise L. Ramos | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Fredric G. Reynolds | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Brian C. Rogers | Management | Yes | For | For | |||||||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | Yes | For | For | |||||||||||||
| 3. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2020. | Management | Yes | For | For | |||||||||||||
| 4. | Shareowner Proposal regarding a Simple Majority Vote Requirement. | Shareholder | Yes | Against | ||||||||||||||
| 5. | Shareowner Proposal to Create a Committee to Prepare a Report regarding the Impact of Plant Closure on Communities and Alternatives to Help Mitigate the Effects. | Shareholder | Yes | Against | ||||||||||||||
| Raytheon Technologies Corporation | RTX | 913017109 | April 27, 2020 | M0201 | Elect Director Lloyd J. Austin, III | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Gregory J. Hayes | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Marshall O. Larsen | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Robert K. (Kelly) Ortberg | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Margaret L. O’Sullivan | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Denise L. Ramos | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Fredric G. Reynolds | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Brian C. Rogers | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| S0311 | Adopt Simple Majority Vote | Share Holder | Yes | For | For | |||||||||||||
| S0421 | Report on Plant Closures | Share Holder | Yes | Against | For | |||||||||||||
| 1a | Elect Director Lloyd J. Austin, III | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1b | Elect Director Gregory J. Hayes | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Marshall O. Larsen | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Robert K. (Kelly) Ortberg | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Margaret L. O’Sullivan | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Denise L. Ramos | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Fredric G. Reynolds | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Brian C. Rogers | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 4 | Adopt Simple Majority Vote | Share Holder | Yes | For | For | |||||||||||||
| 5 | Report on Plant Closures | Share Holder | Yes | Against | For | |||||||||||||
| Honeywell International Inc. | HON | 438516106 | April 27, 2020 | M0201 | Elect Director Darius Adamczyk | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Duncan B. Angove | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director William S. Ayer | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Kevin Burke | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director D. Scott Davis | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Linnet F. Deily | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Deborah Flint | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Judd Gregg | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Clive Hollick | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Grace D. Lieblein | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Raymond T. Odierno | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director George Paz | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Robin L. Washington | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify Deloitte & Touche LLP as Auditor | Management | Yes | For | For | |||||||||||||
| S0232 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Share Holder | Yes | Against | For | |||||||||||||
| S0808 | Report on Lobbying Payments and Policy | Share Holder | Yes | For | Against | |||||||||||||
| 1A | Elect Director Darius Adamczyk | Management | Yes | For | For | |||||||||||||
| 1B | Elect Director Duncan B. Angove | Management | Yes | For | For | |||||||||||||
| 1C | Elect Director William S. Ayer | Management | Yes | For | For | |||||||||||||
| 1D | Elect Director Kevin Burke | Management | Yes | For | For | |||||||||||||
| 1E | Elect Director D. Scott Davis | Management | Yes | For | For | |||||||||||||
| 1F | Elect Director Linnet F. Deily | Management | Yes | For | For | |||||||||||||
| 1G | Elect Director Deborah Flint | Management | Yes | For | For | |||||||||||||
| 1H | Elect Director Judd Gregg | Management | Yes | For | For | |||||||||||||
| 1I | Elect Director Clive Hollick | Management | Yes | For | For | |||||||||||||
| 1J | Elect Director Grace D. Lieblein | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1K | Elect Director Raymond T. Odierno | Management | Yes | For | For | |||||||||||||
| 1L | Elect Director George Paz | Management | Yes | For | For | |||||||||||||
| 1M | Elect Director Robin L. Washington | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | Yes | For | For | |||||||||||||
| 4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Share Holder | Yes | Against | For | |||||||||||||
| 5 | Report on Lobbying Payments and Policy | Share Holder | Yes | For | Against | |||||||||||||
| ALTRA INDUSTRIAL MOTION CORP | AIMC | 02208R106 | 28-Apr-2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | The ratification of the selection of Deloitte & Touche LLP as Altra Altra Industrial Motion Corp.’s independent registered public accounting firm to serve for the fiscal year ending December 31, 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | The approval of the Amended and Restated Altra Industrial Motion Corp. 2014 Omnibus Incentive Plan, which includes an increase in the number of shares authorized for issuance by 3,000,000 shares for a total of 6,700,000 authorized shares (plus any shares subject to awards forfeited under Altra’s prior equity incentive plan). | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 4. | An advisory vote to approve the compensation of Altra’s named executive officers. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| BIO-RAD LABORATORIES, INC. | BIO | 090572207 | April 28 2020 | 1.1 | Election of Director: Arnold A. Pinkston | Management | Yes | For | For | |||||||||
| 1.2 | Election of Director: Melinda Litherland | Management | Yes | For | For | |||||||||||||
| 2. | PROPOSAL to ratify the selection of KPMG LLP to serve as the Company’s independent auditors. | Management | Yes | For | For | |||||||||||||
| 3. | Advisory vote to approve executive compensation. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | April 28 2020 | 1A. | Election of Director: Alan S. Armstrong | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: C. Fred Ball, Jr. | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Steven Bangert | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Peter C. Boylan, III | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Steven G. Bradshaw | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Chester E. Cadieux, III | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Gerard P. Clancy | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: John W. Coffey | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Joseph W. Craft, III | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: Jack E. Finley | Management | Yes | For | For | |||||||||||||
| 1K. | Election of Director: David F. Griffin | Management | Yes | For | For | |||||||||||||
| 1L. | Election of Director: V. Burns Hargis | Management | Yes | For | For | |||||||||||||
| 1M. | Election of Director: Douglas D. Hawthorne | Management | Yes | For | For | |||||||||||||
| 1N. | Election of Director: Kimberley D. Henry | Management | Yes | For | For | |||||||||||||
| 1O. | Election of Director: E. Carey Joullian, IV | Management | Yes | For | For | |||||||||||||
| 1P. | Election of Director: George B. Kaiser | Management | Yes | For | For | |||||||||||||
| 1Q. | Election of Director: Stanley A. Lybarger | Management | Yes | For | For | |||||||||||||
| 1R. | Election of Director: Steven J. Malcolm | Management | Yes | For | For | |||||||||||||
| 1S. | Election of Director: Steven E. Nell | Management | Yes | For | For | |||||||||||||
| 1T. | Election of Director: E. C. Richards | Management | Yes | For | For | |||||||||||||
| 1U. | Election of Director: Claudia San Pedro | Management | Yes | For | For | |||||||||||||
| 1V. | Election of Director: Michael C. Turpen | Management | Yes | For | For | |||||||||||||
| 1W. | Election of Director: R. A. Walker | Management | Yes | For | For | |||||||||||||
| 1X. | Election of Director: Rose M. Washington | Management | Yes | For | For | |||||||||||||
| 2. | Ratification of the selection of Ernst & Young LLP as BOK Financial Corporation’s independent auditors for the fiscal year ending December 31, 2020. | Management | Yes | For | For | |||||||||||||
| 3. | Approval of the compensation of the Company’s named executive officers as disclosed in the Proxy statement. | Management | Yes | For | For | |||||||||||||
| DOUGLAS DYNAMICS, INC | PLOW | 25960R105 | April 28 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | The ratification of the appointment of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the year ending December 31, 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 4. | Approval of the Company’s Amended and Restated 2010 Stock Incentive Plan. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | Advisory vote (non-binding) to approve the compensation of the Company’s named executive officers. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| HANESBRANDS INC. | HBI | 410345102 | April 28 2020 | 1A. | Election of Director: Geralyn R. Breig | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Gerald W. Evans, Jr. | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Bobby J. Griffin | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: James C. Johnson | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Franck J. Moison | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Robert F. Moran | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Ronald L. Nelson | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Ann E. Ziegler | Management | Yes | For | For | |||||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as Hanesbrands’ independent registered public accounting firm for Hanesbrands’ 2020 fiscal year | Management | Yes | For | For | |||||||||||||
| 3. | To approve, on an advisory basis, named executive officer compensation as described in the proxy statement for the Annual Meeting | Management | Yes | For | For | |||||||||||||
| 4. | To approve the Hanesbrands Inc. 2020 Omnibus Incentive Plan | Management | Yes | For | For | |||||||||||||
| JAMES RIVER GROUP HOLDINGS, LTD. | JRVR | G5005R107 | April 28 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | To approve the re-appointment of Ernst & Young LLP, an independent registered public accounting firm, as our independent auditor to serve until the 2021 Annual General Meeting of Shareholders, and to authorize our Board of Directors, acting by the Audit Committee, to determine the independent auditor’s remuneration. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | To approve, on a non-binding, advisory basis, the 2019 compensation of our named executive officers. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| KIRBY CORPORATION | KEX | 497266106 | April 28 2020 | 1A. | Election of Class I Director: Richard J. Alario | Management | Yes | For | For | |||||||||
| 1B. | Election of Class I Director: David W. Grzebinski | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Class I Director: Richard R. Stewart | Management | Yes | For | For | |||||||||||||
| 2A. | Election of Class II Director: Tanya S. Beder | Management | Yes | For | For | |||||||||||||
| 3. | Ratification of the selection of KPMG LLP as Kirby’s independent registered public accounting firm for 2020. | Management | Yes | For | For | |||||||||||||
| 4. | Advisory vote on the approval of the compensation of Kirby’s named executive officers. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| NOBLE ENERGY, INC. | NBL | 655044105 | April 28 2020 | 1A. | Election of Director: Jeffrey L. Berenson | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: James E. Craddock | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Barbara J. Duganier | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Thomas J. Edelman | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Holli C. Ladhani | Management | Yes | Against | Against | |||||||||||||
| 1F. | Election of Director: David L. Stover | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Scott D. Urban | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: William T. Van Kleef | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Martha B. Wyrsch | Management | Yes | For | For | |||||||||||||
| 2. | To ratify the appointment of the independent auditor by the Company’s Audit Committee. | Management | Yes | For | For | |||||||||||||
| 3. | To approve, in an advisory vote, executive compensation. | Management | Yes | For | For | |||||||||||||
| 4. | To approve the 2020 Long-Term Incentive Plan. | Management | Yes | For | For | |||||||||||||
| RENASANT CORPORATION | RNST | 75970E107 | April 28 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | AGAINST | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 4. | Ratification of the appointment of HORNE LLP as Renasant’s independent registered public accountants for 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | Approval of the Renasant Corporation 2020 Long-Term Incentive Compensation Plan. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | Adoption, in a non-binding advisory vote, of a resolution approving the compensation of our named executive officers. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| RPT REALTY | RPT | 74971D101 | April 28 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | Ratification of the appointment of Grant Thornton LLP as the Trust’s Independent registered public accounting firm for the year ending December 31, 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | Advisory approval of the compensation of the Trust’s named executive officers. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | April 28 2020 | 1A. | Election of Director: Alan S. Armstrong | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Stephen W. Bergstrom | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Nancy K. Buese | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Stephen I. Chazen | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Charles I. Cogut | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Michael A. Creel | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Vicki L. Fuller | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Peter A. Ragauss | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Scott D. Sheffield | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: Murray D. Smith | Management | Yes | For | For | |||||||||||||
| 1K. | Election of Director: William H. Spence | Management | Yes | For | For | |||||||||||||
| 2. | Approval of the Amendment to The Williams Companies, Inc. 2007 Incentive Plan. | Management | Yes | For | For | |||||||||||||
| 3. | Approval of the Amendment to The Williams Companies, Inc. 2007 Employee Stock Purchase Plan. | Management | Yes | For | For | |||||||||||||
| 4. | Approval, by nonbinding advisory vote, of the Company’s executive compensation. | Management | Yes | For | For | |||||||||||||
| 5. | Ratification of Ernst & Young LLP as auditors for 2020. | Management | Yes | For | For | |||||||||||||
| Hanesbrands Inc. | HBI | 410345102 | April 28, 2020 | 1a | Elect Director Geralyn R. Breig | Management | Yes | For | For | |||||||||
| 1b | Elect Director Gerald W. Evans, Jr. | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Bobby J. Griffin | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director James C. Johnson | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Franck J. Moison | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Robert F. Moran | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Ronald L. Nelson | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Ann E. Ziegler | Management | Yes | For | For | |||||||||||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Approve Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Altra Industrial Motion Corp. | AIMC | 02208R106 | April 28, 2020 | 1.1 | Elect Director Carl R. Christenson | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Lyle G. Ganske | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Nicole Parent Haughey | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Margot L. Hoffman | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Michael S. Lipscomb | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Thomas W. Swidarski | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director James H. Woodward, Jr. | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Amend Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| Canadian National Railway Company | CNR | 136375102 | April 28, 2020 | 1.1 | Elect Director Shauneen Bruder | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Donald J. Carty | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Gordon D. Giffin | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Julie Godin | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Edith E. Holiday | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director V. Maureen Kempston Darkes | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Denis Losier | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director Kevin G. Lynch | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director James E. O’Connor | Management | Yes | For | For | |||||||||||||
| 1.10 | Elect Director Robert Pace | Management | Yes | For | For | |||||||||||||
| 1.11 | Elect Director Robert L. Phillips | Management | Yes | For | For | |||||||||||||
| 1.12 | Elect Director Jean-Jacques Ruest | Management | Yes | For | For | |||||||||||||
| 1.13 | Elect Director Laura Stein | Management | Yes | For | For | |||||||||||||
| 2 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote on Executive Compensation Approach | Management | Yes | For | For | |||||||||||||
| Wells Fargo & Company | WFC | 949746101 | April 28, 2020 | 1a | Elect Director Steven D. Black | Management | Yes | For | For | |||||||||
| 1b | Elect Director Celeste A. Clark | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Theodore F. Craver, Jr. | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Wayne M. Hewett | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Donald M. James | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Maria R. Morris | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Charles H. Noski | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Richard B. Payne, Jr. | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Juan A. Pujadas | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Ronald L. Sargent | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Charles W. Scharf | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director Suzanne M. Vautrinot | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Share Holder | Yes | Against | For | |||||||||||||
| 5 | Report on Incentive-Based Compensation and Risks of Material Losses | Share Holder | Yes | Against | For | |||||||||||||
| 6 | Report on Global Median Gender Pay Gap | Share Holder | Yes | Against | For | |||||||||||||
| Corteva, Inc. | CTVA | 22052L104 | April 28, 2020 | 1a | Elect Director Lamberto Andreotti | Management | Yes | For | For | |||||||||
| 1b | Elect Director Robert A. Brown | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director James C. Collins, Jr. | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Klaus A. Engel | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Michael O. Johanns | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Lois D. Juliber | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Rebecca B. Liebert | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Marcos M. Lutz | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Nayaki Nayyar | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Gregory R. Page | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Lee M. Thomas | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director Patrick J. Ward | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | |||||||||||||
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | Yes | For | For | |||||||||||||
| The PNC Financial Services Group, Inc. | PNC | 693475105 | April 28, 2020 | 1.1 | Elect Director Joseph Alvarado | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Charles E. Bunch | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Debra A. Cafaro | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Marjorie Rodgers Cheshire | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director William S. Demchak | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Andrew T. Feldstein | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Richard J. Harshman | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director Daniel R. Hesse | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director Linda R. Medler | Management | Yes | For | For | |||||||||||||
| 1.10 | Elect Director Martin Pfinsgraff | Management | Yes | For | For | |||||||||||||
| 1.11 | Elect Director Toni Townes-Whitley | Management | Yes | For | For | |||||||||||||
| 1.12 | Elect Director Michael J. Ward | Management | Yes | For | For | |||||||||||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Truist Financial Corporation | TFC | 89832Q109 | April 28, 2020 | 1.1 | Elect Director Jennifer S. Banner | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director K. David Boyer, Jr. | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Agnes Bundy Scanlan | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Anna R. Cablik | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Dallas S. Clement | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Paul D. Donahue | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Paul R. Garcia | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director Patrick C. Graney, III | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director Linnie M. Haynesworth | Management | Yes | For | For | |||||||||||||
| 1.10 | Elect Director Kelly S. King | Management | Yes | For | For | |||||||||||||
| 1.11 | Elect Director Easter A. Maynard | Management | Yes | For | For | |||||||||||||
| 1.12 | Elect Director Donna S. Morea | Management | Yes | For | For | |||||||||||||
| 1.13 | Elect Director Charles A. Patton | Management | Yes | For | For | |||||||||||||
| 1.14 | Elect Director Nido R. Qubein | Management | Yes | For | For | |||||||||||||
| 1.15 | Elect Director David M. Ratcliffe | Management | Yes | For | For | |||||||||||||
| 1.16 | Elect Director William H. Rogers, Jr. | Management | Yes | For | For | |||||||||||||
| 1.17 | Elect Director Frank P. Scruggs, Jr. | Management | Yes | For | For | |||||||||||||
| 1.18 | Elect Director Christine Sears | Management | Yes | For | For | |||||||||||||
| 1.19 | Elect Director Thomas E. Skains | Management | Yes | For | For | |||||||||||||
| 1.20 | Elect Director Bruce L. Tanner | Management | Yes | For | For | |||||||||||||
| 1.21 | Elect Director Thomas N. Thompson | Management | Yes | For | For | |||||||||||||
| 1.22 | Elect Director Steven C. Voorhees | Management | Yes | For | For | |||||||||||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Require Independent Board Chairman | Share Holder | Yes | For | Against | |||||||||||||
| AXALTA COATING SYSTEMS LTD. | AXTA | G0750C108 | April 29 2020 | 1. | Election of Director: Mark Garrett | Management | Yes | For | For | |||||||||
| 2. | Appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm and auditor until the conclusion of the 2021 Annual General Meeting of Members and delegation of authority to the Board, acting through the Audit Committee, to set the terms and remuneration thereof. | Management | Yes | For | For | |||||||||||||
| 3. | Non-binding advisory vote to approve the compensation paid to our named executive officers. | Management | Yes | For | For | |||||||||||||
| BORGWARNER INC. | BWA | 099724106 | April 29 2020 | 1A. | Election of Director: Dennis C. Cuneo | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Michael S. Hanley | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Frederic B. Lissalde | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1D. | Election of Director: Paul A. Mascarenas | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: John R. McKernan, Jr. | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Deborah D. McWhinney | Management | Yes | Against | Against | |||||||||||||
| 1G. | Election of Director: Alexis P. Michas | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Vicki L. Sato | Management | Yes | For | For | |||||||||||||
| 2. | Advisory approval of the compensation of our named executive officers. | Management | Yes | For | For | |||||||||||||
| 3. | Ratify the selection of PricewaterhouseCoopers LLP as independent registered public accounting firm for the Company for 2020. | Management | Yes | For | For | |||||||||||||
| 4. | Stockholder proposal to require stockholder approval of all By- law Amendments. | Shareholder | Yes | Against | For | |||||||||||||
| TEXTRON INC. | TXT | 883203101 | April 29 2020 | 1A. | Election of Director: Scott C. Donnelly | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Kathleen M. Bader | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: R. Kerry Clark | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: James T. Conway | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Paul E. Gagné | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Ralph D. Heath | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Deborah Lee James | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Lionel L. Nowell III | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: James L. Ziemer | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: Maria T. Zuber | Management | Yes | For | For | |||||||||||||
| 2. | Approval of the advisory (non-binding) resolution to approve executive compensation. | Management | Yes | For | For | |||||||||||||
| 3. | Ratification of appointment of independent registered public accounting firm. | Management | Yes | For | For | |||||||||||||
| Kimberly-Clark Corporation | KMB | 494368103 | April 29, 2020 | 1.1 | Elect Director Abelardo E. Bru | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Robert W. Decherd | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Michael D. Hsu | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Mae C. Jemison | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director S. Todd Maclin | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Sherilyn S. McCoy | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Christa S. Quarles | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director Ian C. Read | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director Dunia A. Shive | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1.10 | Elect Director Mark T. Smucker | Management | Yes | For | For | |||||||||||||
| 1.11 | Elect Director Michael D. White | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Provide Right to Act by Written Consent | Share Holder | Yes | For | Against | |||||||||||||
| Pool Corporation | POOL | 73278L105 | April 29, 2020 | 1a | Elect Director Peter D. Arvan | Management | Yes | For | For | |||||||||
| 1b | Elect Director Andrew W. Code | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Timothy M. Graven | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Debra S. Oler | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Manuel J. Perez de la Mesa | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Harlan F. Seymour | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Robert C. Sledd | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director John E. Stokely | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director David G. Whalen | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Ernst & Young LLP as Auditor | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| Trex Company, Inc. | TREX | 89531P105 | April 29, 2020 | 1.1 | Elect Director Jay M. Gratz | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Kristine L. Juster | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Ronald W. Kaplan | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Gerald Volas | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Increase Authorized Common Stock | Management | Yes | For | For | |||||||||||||
| 4 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| W.W. Grainger, Inc. | GWW | 384802104 | April 29, 2020 | M0201 | Elect Director Rodney C. Adkins | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Brian P. Anderson | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director V. Ann Hailey | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Stuart L. Levenick | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director D.G. Macpherson | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Neil S. Novich | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Beatriz R. Perez | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Michael J. Roberts | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director E. Scott Santi | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Susan Slavik Williams | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Lucas E. Watson | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify Ernst & Young LLP as Auditor | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| TREEHOUSE FOODS, INC. | THS | 89469A104 | 30-Apr-2020 | 1.1 | Election of Director: Mark R. Hunter | Management | Yes | For | For | |||||||||
| 1.2 | Election of Director: Ann M. Sardini | Management | Yes | For | For | |||||||||||||
| 1.3 | Election of Director: Jean E. Spence | Management | Yes | For | For | |||||||||||||
| 2. | To provide an advisory vote to approve the Company’s executive compensation. | Management | Yes | For | For | |||||||||||||
| 3. | Ratification of the selection of Deloitte & Touche LLP as Independent Auditors. | Management | Yes | For | For | |||||||||||||
| The Goldman Sachs Group, Inc. | GS | 38141G104 | April 30, 2020 | 1a | Elect Director M. Michele Burns | Management | Yes | For | For | |||||||||
| 1b | Elect Director Drew G. Faust | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Mark A. Flaherty | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Ellen J. Kullman | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Lakshmi N. Mittal | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Adebayo O. Ogunlesi | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Peter Oppenheimer | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director David M. Solomon | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Jan E. Tighe | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director David A. Viniar | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Mark O. Winkelman | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 4 | Provide Right to Act by Written Consent | Share Holder | Yes | For | Against | |||||||||||||
| 5 | Review of Statement on the Purpose of a Corporation | Share Holder | Yes | Against | For | |||||||||||||
| EOG Resources, Inc. | EOG | 26875P101 | April 30, 2020 | 1a | Elect Director Janet F. Clark | Management | Yes | For | For | |||||||||
| 1b | Elect Director Charles R. Crisp | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Robert P. Daniels | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director James C. Day | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director C. Christopher Gaut | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Julie J. Robertson | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Donald F. Textor | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director William R. Thomas | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| Planet Fitness, Inc. | PLNT | 72703H101 | April 30, 2020 | 1.1 | Elect Director Stephen Spinelli, Jr. | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Enshalla Anderson | Management | Yes | For | For | |||||||||||||
| 2 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| BANK OZK | OZK | 06417N103 | May 4 2020 | 1A. | Election of Director: Nicholas Brown | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Paula Cholmondeley | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Beverly Cole | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Robert East | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Kathleen Franklin | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Catherine B. Freedberg | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Jeffrey Gearhart | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: George Gleason | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Peter Kenny | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: William Koefoed, Jr. | Management | Yes | For | For | |||||||||||||
| 1K. | Election of Director: Walter J. Mullen | Management | Yes | For | For | |||||||||||||
| 1L. | Election of Director: Christopher Orndorff | Management | Yes | For | For | |||||||||||||
| 1M. | Election of Director: John Reynolds | Management | Yes | For | For | |||||||||||||
| 1N. | Election of Director: Steven Sadoff | Management | Yes | For | For | |||||||||||||
| 1O. | Election of Director: Ross Whipple | Management | Yes | For | For | |||||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2020. | Management | Yes | For | For | |||||||||||||
| 3. | To approve, on an advisory, non-binding basis, the compensation of the Company’s named executive officers as disclosed in the Proxy Statement. | Management | Yes | For | For | |||||||||||||
| PENN VIRGINIA CORPORATION | PVAC | 70788V102 | May 4 2020 | 3. | To ratify the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the fiscal year ended December 31, 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1A. | Election of Director: John A. Brooks | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1B. | Election of Director: Tiffany Thom Cepak | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1C. | Election of Director: Darin G. Holderness | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1D. | Election of Director: Brian Steck | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1E. | Election of Director: Jeffrey E. Wojahn | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | To approve, on an advisory basis, the compensation paid to the Company’s named executive officers. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| POTLATCHDELTIC CORPORATION | PCH | 737630103 | May 4 2020 | 2. | Ratification of the appointment of KPMG LLP as our independent auditors for 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1A. | Election of Director: Linda M. Breard | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1B. | Election of Director: Lawrence S. Peiros | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1C. | Election of Director: Eric J. Cremers | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | Advisory vote to approve executive compensation. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| EASTERLY GOVERNMENT PROPERTIES, INC. | DEA | 27616P103 | May 5 2020 | 3. | Ratification of the Audit Committee’s appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1.1 | Election of Director: Darrell W. Crate | MANAGEMENT | Yes | AGAINST | FOR | |||||||||||||
| 1.2 | Election of Director: William C. Trimble, III | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1.3 | Election of Director: Michael P. Ibe | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1.4 | Election of Director: William H. Binnie | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1.5 | Election of Director: Cynthia A. Fisher | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1.6 | Election of Director: Scott D. Freeman | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1.7 | Election of Director: Emil W. Henry, Jr. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1.8 | Election of Director: Tara S. Innes | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | Approval, on a non-binding advisory basis, of our named executive officer compensation. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| KNOLL, INC. | KNL | 498904200 | May 5 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | To approve, on an advisory basis, the Company’s 2019 executive compensation. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | May 5 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | To approve, the amended Lattice Semiconductor Corporation 2013 Incentive Plan. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | To approve, as an advisory vote, the compensation of the Company’s named executive officers. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| NVR, INC. | NVR | 62944T105 | May 5 2020 | 1A. | Election of Director: C. E. Andrews | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Sallie B. Bailey | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Thomas D. Eckert | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Alfred E. Festa | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Manuel H. Johnson | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Alexandra A. Jung | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Mel Martinez | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: William A. Moran | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: David A. Preiser | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: W. Grady Rosier | Management | Yes | For | For | |||||||||||||
| 1K. | Election of Director: Susan Williamson Ross | Management | Yes | For | For | |||||||||||||
| 1L. | Election of Director: Dwight C. Schar | Management | Yes | For | For | |||||||||||||
| 2. | Ratification of appointment of KPMG LLP as independent auditor for the year ending December 31, 2020. | Management | Yes | For | For | |||||||||||||
| 3. | Advisory vote to approve executive compensation. | Management | Yes | For | For | |||||||||||||
| PRIMO WATER CORPORATION | PRMW | 74167P108 | May 5 2020 | 1.1 | DIRECTOR Britta Bomhard | Management | Yes | For | For | |||||||||
| 1.2 | DIRECTOR Susan E. Cates | Management | Yes | For | For | |||||||||||||
| 1.3 | DIRECTOR Jerry Fowden | Management | Yes | For | For | |||||||||||||
| 1.4 | DIRECTOR Stephen H. Halperin | Management | Yes | For | For | |||||||||||||
| 1.5 | DIRECTOR Thomas J. Harrington | Management | Yes | For | For | |||||||||||||
| 1.6 | DIRECTOR Betty Jane Hess | Management | Yes | Withheld | Against | |||||||||||||
| 1.7 | DIRECTOR Gregory Monahan | Management | Yes | For | For | |||||||||||||
| 1.8 | DIRECTOR Mario Pilozzi | Management | Yes | For | For | |||||||||||||
| 1.9 | DIRECTOR Billy D. Prim | Management | Yes | For | For | |||||||||||||
| 1.1 | DIRECTOR Eric Rosenfeld | Management | Yes | Withheld | Against | |||||||||||||
| 1.11 | DIRECTOR Graham W. Savage | Management | Yes | For | For | |||||||||||||
| 1.12 | DIRECTOR Steven P. Stanbrook | Management | Yes | For | For | |||||||||||||
| 2. | Appointment of Independent Registered Certified Public Accounting Firm. Appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | Yes | For | For | |||||||||||||
| 3. | Non-Binding Advisory Vote on Executive Compensation. Approval, on a non-binding advisory basis, of the compensation of Primo Water Corporation’s named executive officers.. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| American Express Company | AXP | 025816109 | May 5, 2020 | M0201 | Elect Director Charlene Barshefsky | Management | Yes | For | For | |||||||||
| M0201 | Elect Director John J. Brennan | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Peter Chernin | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Ralph de la Vega | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Anne Lauvergeon | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Michael O. Leavitt | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Theodore J. Leonsis | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Karen L. Parkhill | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Lynn A. Pike | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Stephen J. Squeri | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Daniel L. Vasella | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Ronald A. Williams | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Christopher D. Young | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| M0524 | Amend Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| S0238 | Provide Right to Act by Written Consent | Share Holder | Yes | For | Against | |||||||||||||
| S0817 | Report on Gender/Racial Pay Gap | Share Holder | Yes | Against | For | |||||||||||||
| 1a | Elect Director Charlene Barshefsky | Management | Yes | For | For | |||||||||||||
| 1b | Elect Director John J. Brennan | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Peter Chernin | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Ralph de la Vega | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Anne Lauvergeon | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Michael O. Leavitt | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Theodore J. Leonsis | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Karen L. Parkhill | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Lynn A. Pike | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Stephen J. Squeri | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Daniel L. Vasella | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director Ronald A. Williams | Management | Yes | For | For | |||||||||||||
| 1m | Elect Director Christopher D. Young | Management | Yes | For | For | |||||||||||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Amend Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| 5 | Provide Right to Act by Written Consent | Share Holder | Yes | For | Against | |||||||||||||
| 6 | Report on Gender/Racial Pay Gap | Share Holder | Yes | Against | For | |||||||||||||
| Danaher Corporation | DHR | 235851102 | May 5, 2020 | 1.1 | Elect Director Linda Hefner Filler | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Thomas P. Joyce, Jr. | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Teri List-Stoll | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Walter G. Lohr, Jr. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1.5 | Elect Director Jessica L. Mega | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Pardis C. Sabeti | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Mitchell P. Rales | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director Steven M. Rales | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director John T. Schwieters | Management | Yes | For | For | |||||||||||||
| 1.10 | Elect Director Alan G. Spoon | Management | Yes | For | For | |||||||||||||
| 1.11 | Elect Director Raymond C. Stevens | Management | Yes | For | For | |||||||||||||
| 1.12 | Elect Director Elias A. Zerhouni | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Yes | For | Against | |||||||||||||
| CENTURY COMMUNITIES, INC. | CCS | 156504300 | May 6 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | AGAINST | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | To approve, on an advisory basis, our executive compensation. | MANAGEMENT | Yes | AGAINST | FOR | |||||||||||||
| CIMAREX ENERGY CO. | XEC | 171798101 | May 6 2020 | 1.1 | Election of Class I director: Kathleen A. Hogenson | Management | Yes | For | For | |||||||||
| 1.2 | Election of Class III director: Paul N. Eckley | Management | Yes | For | For | |||||||||||||
| 1.3 | Election of Class III director: Thomas E. Jorden | Management | Yes | For | For | |||||||||||||
| 1.4 | Election of Class III director: Floyd R. Price | Management | Yes | For | For | |||||||||||||
| 1.5 | Election of Class III director: Frances M. Vallejo | Management | Yes | For | For | |||||||||||||
| 2. | Advisory vote to approve executive compensation | Management | Yes | For | For | |||||||||||||
| 3. | Ratify the appointment of KPMG LLP as our independent auditors for 2020 | Management | Yes | For | For | |||||||||||||
| INNOSPEC INC. | IOSP | 45768S105 | May 6 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | AGAINST | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | Ratification of the appointment of Innospec Inc.’s independent registered public accounting firm. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | Say on Pay - An advisory vote on the approval of executive compensation. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| THE MARCUS CORPORATION | MCS | 566330106 | May 6 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | AGAINST | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | To ratify the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for fiscal year 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | To approve, by advisory vote, the compensation of the Company’s named executive officers. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| PepsiCo, Inc. | PEP | 713448108 | May 6, 2020 | 1a | Elect Director Shona L. Brown | Management | Yes | For | For | |||||||||
| 1b | Elect Director Cesar Conde | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Ian Cook | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Dina Dublon | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Richard W. Fisher | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Michelle Gass | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Ramon L. Laguarta | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director David C. Page | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Robert C. Pohlad | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Daniel Vasella | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Darren Walker | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director Alberto Weisser | Management | Yes | For | For | |||||||||||||
| 2 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Yes | For | Against | |||||||||||||
| 5 | Report on Sugar and Public Health | Share Holder | Yes | Against | For | |||||||||||||
| Philip Morris International Inc. | PM | 718172109 | May 6, 2020 | 1a | Elect Director Andre Calantzopoulos | Management | Yes | For | For | |||||||||
| 1b | Elect Director Louis C. Camilleri | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Werner Geissler | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Lisa A. Hook | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Jennifer Li | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1f | Elect Director Jun Makihara | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Kalpana Morparia | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Lucio A. Noto | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Frederik Paulsen | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Robert B. Polet | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify PricewaterhouseCoopers SA as Auditor | Management | Yes | For | For | |||||||||||||
| Suncor Energy Inc. | SU | 867224107 | May 6, 2020 | 1.1 | Elect Director Patricia M. Bedient | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Mel E. Benson | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director John D. Gass | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Dennis M. Houston | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Mark S. Little | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Brian P. MacDonald | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Maureen McCaw | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director Lorraine Mitchelmore | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director Eira M. Thomas | Management | Yes | For | For | |||||||||||||
| 1.10 | Elect Director Michael M. Wilson | Management | Yes | For | For | |||||||||||||
| 2 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote on Executive Compensation Approach | Management | Yes | For | For | |||||||||||||
| ALAMO GROUP INC. | ALG | 011311107 | May 7 2020 | 3. | Proposal FOR ratification of appointment of KPMG LLP as the Company’s Independent Auditors for 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1A. | Election of Director: Roderick R. Baty | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1B. | Election of Director: Robert P. Bauer | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1C. | Election of Director: Eric P. Etchart | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1D. | Election of Director: Tracy C. Jokinen | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1E. | Election of Director: Richard W. Parod | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1F. | Election of Director: Ronald A. Robinson | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1G. | Election of Director: Lorie L. Tekorius | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | Proposal FOR the approval of the advisory vote on the compensation of the named executive officers. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| ALASKA AIR GROUP, INC. | ALK | 011659109 | May 7 2020 | 1A. | Election of Director to One-Year Term: Patricia M.Bedient | Management | Yes | For | For | |||||||||
| 1B. | Election of Director to One-Year Term: James A. Beer | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director to One-Year Term: Marion C. Blakey | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1D. | Election of Director to One-Year Term: Raymond L.Conner | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director to One-Year Term: Dhiren R. Fonseca | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director to One-Year Term: Kathleen T.Hogan | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director to One-Year Term: Susan J. Li | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director to One-Year Term: Benito Minicucci | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director to One-Year Term: Helvi K. Sandvik | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director to One-Year Term: J. Kenneth Thompson | Management | Yes | For | For | |||||||||||||
| 1K. | Election of Director to One-Year Term: Bradley D. Tilden | Management | Yes | For | For | |||||||||||||
| 1L. | Election of Director to One-Year Term: Eric K. Yeaman | Management | Yes | For | For | |||||||||||||
| 2. | Approve (on an advisory basis) the compensation of the Company’s Named Executive Officers. | Management | Yes | For | For | |||||||||||||
| 3. | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accountants for the fiscal year 2020. | Management | Yes | For | For | |||||||||||||
| 4. | Stockholder Proposal regarding the Company’s disclosure of political spending. | Shareholder | Yes | Against | For | |||||||||||||
| 5. | Stockholder Proposal regarding the Company’s disclosure of lobbying activities. | Shareholder | Yes | Against | For | |||||||||||||
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | May 7 2020 | 1A. | Election of Director: M.S. Burke | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: T.K. Crews | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: P. Dufour | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: D.E. Felsinger | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: S.F. Harrison | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: J.R. Luciano | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: P.J. Moore | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: F.J. Sanchez | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: D.A. Sandler | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: L.Z. Schlitz | Management | Yes | For | For | |||||||||||||
| 1K. | Election of Director: K.R. Westbrook | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 2. | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2020. | Management | Yes | For | For | |||||||||||||
| 3. | Advisory Vote on Executive Compensation. | Management | Yes | For | For | |||||||||||||
| 4. | Approve the 2020 Incentive Compensation Plan. | Management | Yes | For | For | |||||||||||||
| 1A. | Election of Director: M.S. Burke | Management | Yes | For | For | |||||||||||||
| 1B. | Election of Director: T.K. Crews | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: P. Dufour | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: D.E. Felsinger | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: S.F. Harrison | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: J.R. Luciano | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: P.J. Moore | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: F.J. Sanchez | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: D.A. Sandler | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: L.Z. Schlitz | Management | Yes | For | For | |||||||||||||
| 1K. | Election of Director: K.R. Westbrook | Management | Yes | For | For | |||||||||||||
| 2. | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2020. | Management | Yes | For | For | |||||||||||||
| 3. | Advisory Vote on Executive Compensation. | Management | Yes | For | For | |||||||||||||
| 4. | Approve the 2020 Incentive Compensation Plan. | Management | Yes | For | For | |||||||||||||
| BOSTON SCIENTIFIC CORPORATION | BSX | 101137107 | May 7 2020 | 1A. | Election of Director: Nelda J. Connors | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Charles J. Dockendorff | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Yoshiaki Fujimori | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Donna A. James | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Edward J. Ludwig | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Stephen P. MacMillan | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Michael F. Mahoney | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: David J. Roux | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: John E. Sununu | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: Ellen M. Zane | Management | Yes | For | For | |||||||||||||
| 2. | To approve, on a non-binding, advisory basis, named executive officer compensation. | Management | Yes | For | For | |||||||||||||
| 3. | To approve an amendment and restatement of the Company’s 2011 Long-Term Incentive Plan. | Management | Yes | For | For | |||||||||||||
| 4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | Yes | For | For | |||||||||||||
| 5. | To consider and vote upon a stockholder proposal requesting a report on inclusion of non-management employee representation on the Board of Directors. | Shareholder | Yes | Against | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Boston Scientific Corporation | BSX | 101137107 | May 7, 2020 | 1a | Elect Director Nelda J. Connors | Management | Yes | For | For | |||||||||
| 1b | Elect Director Charles J. Dockendorff | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Yoshiaki Fujimori | Management | Yes | Withhold | Against | |||||||||||||
| 1d | Elect Director Donna A. James | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Edward J. Ludwig | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Stephen P. MacMillan | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Michael F. Mahoney | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director David J. Roux | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director John E. Sununu | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Ellen M. Zane | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Amend Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| 4 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 5 | Report on Non-Management Employee Representation on the Board of Directors | Share Holder | Yes | Against | For | |||||||||||||
| Archer-Daniels-Midland Company | ADM | 039483102 | May 7, 2020 | 1a | Elect Director Michael S. Burke | Management | Yes | For | For | |||||||||
| 1b | Elect Director Terrell K. Crews | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Pierre Dufour | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Donald E. Felsinger | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Suzan F. Harrison | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Juan R. Luciano | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Patrick J. Moore | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Francisco J. Sanchez | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Debra A. Sandler | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Lei Z. Schlitz | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Kelvin R. Westbrook | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Approve Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Verizon Communications Inc. | VZ | 92343V104 | May 7, 2020 | 1.1 | Elect Director Shellye L. Archambeau | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Mark T. Bertolini | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Vittorio Colao | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Melanie L. Healey | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Clarence Otis, Jr. | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Daniel H. Schulman | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Rodney E. Slater | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director Hans E. Vestberg | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director Gregory G. Weaver | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 4 | Eliminate Above-Market Earnings in Executive Retirement Plans | Share Holder | Yes | Against | For | |||||||||||||
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Yes | For | Against | |||||||||||||
| 6 | Report on Lobbying Payments and Policy | Share Holder | Yes | For | Against | |||||||||||||
| 7 | Assess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation | Share Holder | Yes | For | Against | |||||||||||||
| 8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Share Holder | Yes | Against | For | |||||||||||||
| Cohen & Steers, Inc. | CNS | 19247A100 | May 7, 2020 | 1a | Elect Director Martin Cohen | Management | Yes | For | For | |||||||||
| 1b | Elect Director Robert H. Steers | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Joseph M. Harvey | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Reena Aggarwal | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Frank T. Connor | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Peter L. Rhein | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Richard P. Simon | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Dasha Smith | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Edmond D. Villani | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| Ecolab Inc. | ECL | 278865100 | May 7, 2020 | M0201 | Elect Director Douglas M. Baker, Jr. | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Shari L. Ballard | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Barbara J. Beck | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Jeffrey M. Ettinger | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Arthur J. Higgins | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Michael Larson | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director David W. MacLennan | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Tracy B. McKibben | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Lionel L. Nowell, III | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Victoria J. Reich | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Suzanne M. Vautrinot | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director John J. Zillmer | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| S0226 | Amend Proxy Access Right | Share Holder | Yes | For | Against | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Duke Energy Corporation | DUK | 26441C204 | May 7, 2020 | 1.1 | Elect Director Michael G. Browning | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Annette K. Clayton | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Theodore F. Craver, Jr. | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Robert M. Davis | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Daniel R. DiMicco | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Nicholas C. Fanandakis | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Lynn J. Good | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director John T. Herron | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director William E. Kennard | Management | Yes | For | For | |||||||||||||
| 1.10 | Elect Director E. Marie McKee | Management | Yes | For | For | |||||||||||||
| 1.11 | Elect Director Marya M. Rose | Management | Yes | For | For | |||||||||||||
| 1.12 | Elect Director Thomas E. Skains | Management | Yes | For | For | |||||||||||||
| 1.13 | Elect Director William E. Webster, Jr. | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Require Independent Board Chairman | Share Holder | Yes | Against | For | |||||||||||||
| 5 | Eliminate Supermajority Vote Requirement | Share Holder | Yes | For | For | |||||||||||||
| 6 | Report on Political Contributions | Share Holder | Yes | For | Against | |||||||||||||
| 7 | Report on Lobbying Payments and Policy | Share Holder | Yes | For | Against | |||||||||||||
| C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | May 7, 2020 | M0201 | Elect Director Scott P. Anderson | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Robert C. Biesterfeld, Jr. | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Wayne M. Fortun | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Timothy C. Gokey | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Mary J. Steele Guilfoile | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Jodee A. Kozlak | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Brian P. Short | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director James B. Stake | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Paula C. Tolliver | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| Equifax Inc. | EFX | 294429105 | May 7, 2020 | 1a | Elect Director Mark W. Begor | Management | Yes | For | For | |||||||||
| 1b | Elect Director Mark L. Feidler | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director G. Thomas Hough | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Robert D. Marcus | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Siri S. Marshall | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Scott A. McGregor | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director John A. McKinley | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Robert W. Selander | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Elane B. Stock | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1j | Elect Director Heather H. Wilson | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | Yes | For | For | |||||||||||||
| Clarivate Analytics Plc | CCC | G21810109 | May 7, 2020 | 1a | Elect Director Sheryl von Blucher | Management | Yes | For | For | |||||||||
| 1b | Elect Director Jane Okun Bomba | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Balakrishnan S. Iyer | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Richard W. Roedel | Management | Yes | For | For | |||||||||||||
| 2 | Change Company Name to Clarivate Plc | Management | Yes | For | For | |||||||||||||
| 3 | Amend Memorandum and Articles of Association | Management | Yes | For | For | |||||||||||||
| 4 | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 5 | Authorise Market Purchase of Ordinary Shares from Private Equity Sponsors | Management | Yes | For | For | |||||||||||||
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| ABBVIE INC. | ABBV | 00287Y109 | May 8 2020 | 1.1 | DIRECTOR Robert J. Alpern | Management | Yes | For | For | |||||||||
| 1.2 | DIRECTOR Edward M. Liddy | Management | Yes | For | For | |||||||||||||
| 1.3 | DIRECTOR Melody B. Meyer | Management | Yes | For | For | |||||||||||||
| 1.4 | DIRECTOR Frederick H. Waddell | Management | Yes | For | For | |||||||||||||
| 2. | Ratification of Ernst & Young LLP as AbbVie’s independent registered public accounting firm for 2020 | Management | Yes | For | For | |||||||||||||
| 3. | Say on Pay - An advisory vote on the approval of executive compensation | Management | Yes | For | For | |||||||||||||
| 4. | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting | Management | Yes | For | For | |||||||||||||
| 5. | Stockholder Proposal - to Issue an Annual Report on Lobbying | Shareholder | Yes | Against | For | |||||||||||||
| 6. | Stockholder Proposal - to Adopt a Policy to Require Independent Chairman | Shareholder | Yes | Against | For | |||||||||||||
| 7. | Stockholder Proposal - to Issue a Compensation Committee Report on Drug Pricing | Shareholder | Yes | Against | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| COMMSCOPE HOLDING COMPANY, INC. | COMM | 20337X109 | May 8 2020 | 2A. | Election of Class I Director: Frank M. Drendel | Management | Yes | For | For | |||||||||
| 2B. | Election of Class I Director: Joanne M. Maguire | Management | Yes | For | For | |||||||||||||
| 2C. | Election of Class I Director: Thomas J. Manning | Management | Yes | For | For | |||||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2020. | Management | Yes | For | For | |||||||||||||
| 4. | Non-binding, advisory vote to approve the compensation of our named executive officers as described in the proxy statement. | Management | Yes | For | For | |||||||||||||
| 5. | Non-binding, advisory vote to approve the frequency of future advisory votes on the compensation of our named executive officers. | Management | Yes | 1 Year | For | |||||||||||||
| 6. | Approval of the issuance of common shares in connection with certain rights of holders of the Company’s Series A Convertible Preferred Stock issued in connection with the ARRIS acquisition. | Management | Yes | For | For | |||||||||||||
| 7. | Approval of additional shares under the Company’s 2019 Long-Term Incentive Plan. | Management | Yes | For | For | |||||||||||||
| Illinois Tool Works Inc. | ITW | 452308109 | May 8, 2020 | 1a | Elect Director Daniel J. Brutto | Management | Yes | For | For | |||||||||
| 1b | Elect Director Susan Crown | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director James W. Griffith | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Jay L. Henderson | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Richard H. Lenny | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director E. Scott Santi | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director David B. Smith, Jr. | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Pamela B. Strobel | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Kevin M. Warren | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Anre D. Williams | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Provide Right to Act by Written Consent | Share Holder | Yes | For | Against | |||||||||||||
| Colgate-Palmolive Company | CL | 194162103 | May 8, 2020 | 1a | Elect Director John P. Bilbrey | Management | Yes | For | For | |||||||||
| 1b | Elect Director John T. Cahill | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Lisa M. Edwards | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Helene D. Gayle | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director C. Martin Harris | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Martina Hund-Mejean | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Lorrie M. Norrington | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Michael B. Polk | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Stephen I. Sadove | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1j | Elect Director Noel R. Wallace | Management | Yes | For | For | |||||||||||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Require Independent Board Chairman | Share Holder | Yes | Against | For | |||||||||||||
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Yes | For | Against | |||||||||||||
| Marriott International, Inc. | MAR | 571903202 | May 8, 2020 | 1a | Elect Director J.W. Marriott, Jr. | Management | Yes | For | For | |||||||||
| 1b | Elect Director Bruce W. Duncan | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Deborah Marriott Harrison | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Frederick A. “Fritz” Henderson | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Eric Hippeau | Management | Yes | Against | Against | |||||||||||||
| 1f | Elect Director Lawrence W. Kellner | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Debra L. Lee | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Aylwin B. Lewis | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Margaret M. McCarthy | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director George Munoz | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Susan C. Schwab | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director Arne M. Sorenson | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Ernst & Young LLP as Auditor | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Eliminate Supermajority Vote Requirement | Share Holder | Yes | For | Against | |||||||||||||
| 5 | Prepare Employment Diversity Report | Share Holder | Yes | For | Against | |||||||||||||
| Barnes Group Inc. | B | 067806109 | May 8, 2020 | 1a | Elect Director Thomas O. Barnes | Management | Yes | For | For | |||||||||
| 1b | Elect Director Elijah K. Barnes | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Patrick J. Dempsey | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Richard J. Hipple | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Thomas J. Hook | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Daphne E. Jones | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Mylle H. Mangum | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Hans-Peter Manner | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Hassell H. McClellan | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director William J. Morgan | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Anthony V. Nicolosi | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director JoAnna L. Sohovich | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| AVISTA CORP. | AVA | 05379B107 | May 11, 2020 | 2. | Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1E. | Election of Director: Scott L. Morris | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1F. | Election of Director: Jeffry L. Phillips | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1G. | Election of Director: Marc F. Racicot | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1H. | Election of Director: Heidi B. Stanley | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1I. | Election of Director: R. John Taylor | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1J. | Election of Director: Dennis P. Vermillion | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1K. | Election of Director: Janet D. Widmann | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1A. | Election of Director: Kristianne Blake | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1B. | Election of Director: Donald C. Burke | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1C. | Election of Director: Rebecca A. Klein | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1D. | Election of Director: Scott H. Maw | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | Advisory (non-binding) vote on executive compensation. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Uber Technologies, Inc. | UBER | 90353T100 | May 11, 2020 | M0201 | Elect Director Ronald Sugar | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Ursula Burns | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Robert Eckert | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Amanda Ginsberg | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Dara Khosrowshahi | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Wan Ling Martello | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Yasir Al-Rumayyan | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director John Thain | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director David I. Trujillo | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| M0552 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | |||||||||||||
| M0101 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| COLUMBIA PROPERTY TRUST, INC | CXP | 198287203 | May 12 2020 | 4. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1A. | Election of Director: Carmen M. Bowser | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1B. | Election of Director: John L. Dixon | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1C. | Election of Director: David B. Henry | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1D. | Election of Director: Murray J. McCabe | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1E. | Election of Director: E. Nelson Mills | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1F. | Election of Director: Constance B. Moore | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1G. | Election of Director: Michael S. Robb | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1H. | Election of Director: Thomas G. Wattles | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1I. | Election of Director: Francis X. Wentworth, Jr. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | To approve, on an advisory basis, the frequency of future advisory votes to approve executive compensation, sometimes referred to as a “say-onpay.” | MANAGEMENT | Yes | 1 | 1 | |||||||||||||
| 2. | To approve, on an advisory basis, executive officer compensation, sometimes referred to as a “say on pay.” | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| CUBESMART | CUBE | 229663109 | May 12 2020 | 1A. | Election of Director: Piero Bussani | Management | No | For | For | |||||||||
| 1B. | Election of Director: Dorothy Dowling | Management | No | For | For | |||||||||||||
| 1C. | Election of Director: John W. Fain | Management | No | For | For | |||||||||||||
| 1D. | Election of Director: Marianne M. Keler | Management | No | For | For | |||||||||||||
| 1E. | Election of Director: Christopher P. Marr | Management | No | For | For | |||||||||||||
| 1F. | Election of Director: Deborah Ratner Salzberg | Management | No | For | For | |||||||||||||
| 1G. | Election of Director: John F. Remondi | Management | No | For | For | |||||||||||||
| 1H. | Election of Director: Jeffrey F. Rogatz | Management | No | For | For | |||||||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | Yes | For | For | |||||||||||||
| 3. | To cast an advisory vote to approve our executive compensation. | Management | Yes | For | For | |||||||||||||
| FIRST REPUBLIC BANK | FRC | 33616C100 | May 12 2020 | 1A. | Election of Director: James H. Herbert, II | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Katherine August-deWilde | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Hafize Gaye Erkan | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Frank J. Fahrenkopf, Jr. | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Boris Groysberg | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Sandra R. Hernández | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Pamela J. Joyner | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Reynold Levy | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Duncan L. Niederauer | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: George G.C. Parker | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 2. | To ratify the appointment of KPMG LLP as the independent auditor of First Republic Bank for the fiscal year ending December 31, 2020. | Management | Yes | For | For | |||||||||||||
| 3. | To approve the amendments to the First Republic Bank 2017 Omnibus Award Plan. | Management | Yes | For | For | |||||||||||||
| 4. | To approve, by advisory (non-binding) vote, the compensation of our executive officers (“say on pay” vote). | Management | Yes | For | For | |||||||||||||
| LOEWS CORPORATION | L | 540424108 | May 12 2020 | 1A. | Election of Director: Ann E. Berman | Management | No | |||||||||||
| 1B. | Election of Director: Joseph L. Bower | Management | No | |||||||||||||||
| 1C. | Election of Director: Charles D. Davidson | Management | No | |||||||||||||||
| 1D. | Election of Director: Charles M. Diker | Management | No | |||||||||||||||
| 1E. | Election of Director: Paul J. Fribourg | Management | No | |||||||||||||||
| 1F. | Election of Director: Walter L. Harris | Management | No | |||||||||||||||
| 1G. | Election of Director: Philip A. Laskawy | Management | No | |||||||||||||||
| 1H. | Election of Director: Susan P. Peters | Management | No | |||||||||||||||
| 1I. | Election of Director: Andrew H. Tisch | Management | No | |||||||||||||||
| 1J. | Election of Director: James S. Tisch | Management | No | |||||||||||||||
| 1k. | Election of Director: Jonathan M. Tisch | Management | No | |||||||||||||||
| 1l. | Election of Director: Anthony Welters | Management | No | |||||||||||||||
| 2. | Approve, on an advisory basis, executive compensation. | Management | No | |||||||||||||||
| 3. | Ratify Deloitte & Touche LLP as independent auditors. | Management | No | |||||||||||||||
| 4. | Shareholder proposal requesting certain disclosures regarding political contributions, if presented at the meeting. | Shareholder | No | |||||||||||||||
| W.R. GRACE & CO. | GRA | 38388F108 | May 12 2020 | 1.1 | Election of Class III Director (Term expiring 2023): Julie Fasone Holder | Management | No | |||||||||||
| 1.2 | Election of Class III Director (Term expiring 2023): Christopher J. Steffen | Management | No | |||||||||||||||
| 1.3 | Election of Class III Director (Term expiring 2023): Shlomo Yanai | Management | No | |||||||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020 | Management | No | |||||||||||||||
| 3. | Advisory vote to approve the compensation of Grace’s named executive officers, as described in our proxy materials | Management | No | |||||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| ConocoPhillips | COP | 20825C104 | May 12, 2020 | 1a | Elect Director Charles E. Bunch | Management | Yes | For | For | |||||||||
| 1b | Elect Director Caroline Maury Devine | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director John V. Faraci | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Jody Freeman | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Gay Huey Evans | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Jeffrey A. Joerres | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Ryan M. Lance | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director William H. McRaven | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Sharmila Mulligan | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Arjun N. Murti | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Robert A. Niblock | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director David T. Seaton | Management | Yes | For | For | |||||||||||||
| 1m | Elect Director R. A. Walker | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Ernst & Young LLP as Auditor | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| Tyler Technologies, Inc. | TYL | 902252105 | May 12, 2020 | 1a | Elect Director Donald R. Brattain | Management | Yes | For | For | |||||||||
| 1b | Elect Director Glenn A. Carter | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Brenda A. Cline | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director J. Luther King, Jr. | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Mary L. Landrieu | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director John S. Marr, Jr. | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director H. Lynn Moore, Jr. | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Daniel M. Pope | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Dustin R. Womble | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| The Charles Schwab Corporation | SCHW | 808513105 | May 12, 2020 | M0201 | Elect Director William S. Haraf | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Frank C. Herringer | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Roger O. Walther | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| M0524 | Amend Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| M0292 | Provide Proxy Access Right | Management | Yes | For | For | |||||||||||||
| S0812 | Adopt Policy to Annually Disclose EEO-1 Data | Share Holder | Yes | For | Against | |||||||||||||
| S0808 | Report on Lobbying Payments and Policy | Share Holder | Yes | For | Against | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| T. Rowe Price Group, Inc. | TROW | 74144T108 | May 12, 2020 | 1a | Elect Director Mark S. Bartlett | Management | Yes | For | For | |||||||||
| 1b | Elect Director Mary K. Bush | Management | Yes | Against | Against | |||||||||||||
| 1c | Elect Director Dina Dublon | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Freeman A. Hrabowski, III | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Robert F. MacLellan | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Olympia J. Snowe | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Robert J. Stevens | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director William J. Stromberg | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Richard R. Verma | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Sandra S. Wijnberg | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Alan D. Wilson | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 4 | Approve Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| 5 | Report on and Assess Proxy Voting Policies in Relation to Climate Change Position | Share Holder | Yes | Against | For | |||||||||||||
| Kadant Inc. | KAI | 48282T104 | May 12, 2020 | 1.1 | Elect Director John M. Albertine | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Thomas C. Leonard | Management | Yes | For | For | |||||||||||||
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Approve the Issuance of Restricted Stock Units to Non-Employee Directors | Management | Yes | For | For | |||||||||||||
| 5 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| Reckitt Benckiser Group Plc | RB | G74079107 | May 12, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 3 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 4 | Re-elect Andrew Bonfield as Director | Management | Yes | For | For | |||||||||||||
| 5 | Re-elect Nicandro Durante as Director | Management | Yes | For | For | |||||||||||||
| 6 | Re-elect Mary Harris as Director | Management | Yes | For | For | |||||||||||||
| 7 | Re-elect Mehmood Khan as Director | Management | Yes | For | For | |||||||||||||
| 8 | Re-elect Pam Kirby as Director | Management | Yes | For | For | |||||||||||||
| 9 | Re-elect Chris Sinclair as Director | Management | Yes | For | For | |||||||||||||
| 10 | Re-elect Elane Stock as Director | Management | Yes | For | For | |||||||||||||
| 11 | Elect Jeff Carr as Director | Management | Yes | For | For | |||||||||||||
| 12 | Elect Sara Mathew as Director | Management | Yes | For | For | |||||||||||||
| 13 | Elect Laxman Narasimhan as Director | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 14 | Reappoint KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 16 | Authorise EU Political Donations and Expenditure | Management | Yes | For | For | |||||||||||||
| 17 | Authorise Issue of Equity | Management | Yes | For | For | |||||||||||||
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | |||||||||||||
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | Yes | For | For | |||||||||||||
| 20 | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 21 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Management | Yes | For | For | |||||||||||||
| Masco Corporation | MAS | 574599106 | May 12, 2020 | 1a | Elect Director Keith J. Allman | Management | Yes | For | For | |||||||||
| 1b | Elect Director J. Michael Losh | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Christopher A. O’Herlihy | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Charles K. Stevens, III | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | May 13 2020 | 1A. | Election of Director: W. DON CORNWELL | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: BRIAN DUPERREAULT | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: JOHN H. FITZPATRICK | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: WILLIAM G. JURGENSEN | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: CHRISTOPHER S. LYNCH | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: HENRY S. MILLER | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: LINDA A. MILLS | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: THOMAS F. MOTAMED | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: PETER R. PORRINO | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: AMY L. SCHIOLDAGER | Management | Yes | For | For | |||||||||||||
| 1K. | Election of Director: DOUGLAS M. STEENLAND | Management | Yes | For | For | |||||||||||||
| 1L. | Election of Director: THERESE M. VAUGHAN | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 2. | To vote, on a non-binding advisory basis, to approve executive compensation. | Management | Yes | For | For | |||||||||||||
| 3. | To act upon a proposal to amend and restate AIG’s Amended and Restated Certificate of Incorporation to restrict certain transfers of AIG Common Stock in order to protect AIG’s tax attributes. | Management | Yes | For | For | |||||||||||||
| 4. | To act upon a proposal to ratify the amendment to extend the expiration of the American International Group, Inc. Tax Asset Protection Plan. | Management | Yes | For | For | |||||||||||||
| 5. | To act upon a proposal to ratify the selection of PricewaterhouseCoopers LLP as AIG’s independent registered public accounting firm for 2020. | Management | Yes | For | For | |||||||||||||
| 6. | To vote on a shareholder proposal to give shareholders who hold at least 10 percent of AIG’s outstanding common stock the right to call special meetings. | Shareholder | Yes | Against | For | |||||||||||||
| 1A. | Election of Director: W. DON CORNWELL | Management | Yes | For | For | |||||||||||||
| 1B. | Election of Director: BRIAN DUPERREAULT | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: JOHN H. FITZPATRICK | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: WILLIAM G. JURGENSEN | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: CHRISTOPHER S. LYNCH | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: HENRY S. MILLER | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: LINDA A. MILLS | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: THOMAS F. MOTAMED | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: PETER R. PORRINO | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: AMY L. SCHIOLDAGER | Management | Yes | For | For | |||||||||||||
| 1K. | Election of Director: DOUGLAS M. STEENLAND | Management | Yes | For | For | |||||||||||||
| 1L. | Election of Director: THERESE M. VAUGHAN | Management | Yes | For | For | |||||||||||||
| 2. | To vote, on a non-binding advisory basis, to approve executive compensation. | Management | Yes | For | For |
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 3. | To act upon a proposal to amend and restate AIG’s Amended and Restated Certificate of Incorporation to restrict certain transfers of AIG Common Stock in order to protect AIG’s tax attributes. | Management | Yes | For | For | |||||||||||||
| 4. | To act upon a proposal to ratify the amendment to extend the expiration of the American International Group, Inc. Tax Asset Protection Plan. | Management | Yes | For | For | |||||||||||||
| 5. | To act upon a proposal to ratify the selection of PricewaterhouseCoopers LLP as AIG’s independent registered public accounting firm for 2020. | Management | Yes | For | For | |||||||||||||
| 6. | To vote on a shareholder proposal to give shareholders who hold at least 10 percent of AIG’s outstanding common stock the right to call special meetings. | Shareholder | Yes | Against | For | |||||||||||||
| MERCURY GENERAL CORPORATION | MCY | 589400100 | May 13 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | Ratification of selection of independent registered public accounting firm. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | Advisory vote on executive compensation. | MANAGEMENT | Yes | AGAINST | FOR | |||||||||||||
| SiteOne Landscape Supply, Inc. | SITE | 82982L103 | May 13, 2020 | 1.1 | Elect Director William (Bill) W. Douglas, III | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Jeri L. Isbell | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Approve Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| Floor & Decor Holdings, Inc. | FND | 339750101 | May 13, 2020 | 1a | Elect Director David B. Kaplan | Management | Yes | For | For | |||||||||
| 1b | Elect Director Peter M. Starrett | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director George Vincent West | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Ernst & Young LLP as Auditor | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | May 13, 2020 | M0201 | Elect Director Felix J. Baker | Management | Yes | For | For | |||||||||
| M0201 | Elect Director David R. Brennan | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Christopher J. Coughlin | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Deborah Dunsire | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Paul A. Friedman | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Ludwig N. Hantson | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director John T. Mollen | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Francois Nader | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Judith A. Reinsdorf | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Andreas Rummelt | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| S0235 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Yes | For | Against | |||||||||||||
| BERKSHIRE HILLS BANCORP, INC. | BHLB | 084680107 | May 14 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | To ratify the appointment of Crowe LLP as Berkshire’s Independent Registered Public Accounting firm for fiscal year 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | To consider a non-binding proposal to give advisory approval of Berkshire’s executive compensation as described in the Proxy Statement. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| CARTER’S INC. | CRI | 146229109 | May 14 2020 | 1A. | Election of Director: Hali Borenstein | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Amy Woods Brinkley | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Giuseppina Buonfantino | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Michael D. Casey | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: A. Bruce Cleverly | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Jevin S. Eagle | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Mark P. Hipp | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1H. | Election of Director: William J. Montgoris | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Richard A. Noll | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: Gretchen W. Price | Management | Yes | For | For | |||||||||||||
| 1K. | Election of Director: David Pulver | Management | Yes | For | For | |||||||||||||
| 1L. | Election of Director: Thomas E. Whiddon | Management | Yes | For | For | |||||||||||||
| 2. | Advisory approval of executive compensation. | Management | Yes | For | For | |||||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal 2020. | Management | Yes | For | For | |||||||||||||
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | May 14 2020 | 1A. | Election of Director: Jeffrey S. Aronin | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Mary K. Bush | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Gregory C. Case | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Candace H. Duncan | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Joseph F. Eazor | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Cynthia A. Glassman | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Roger C. Hochschild | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Thomas G. Maheras | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Michael H. Moskow | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: Mark A. Thierer | Management | Yes | For | For | |||||||||||||
| 1K. | Election of Director: Lawrence A. Weinbach | Management | Yes | For | For | |||||||||||||
| 1L. | Election of Director: Jennifer L. Wong | Management | Yes | For | For | |||||||||||||
| 2. | Advisory vote to approve named executive officer compensation | Management | Yes | For | For | |||||||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm | Management | Yes | For | For | |||||||||||||
| INTEL CORPORATION | INTC | 458140100 | May 14 2020 | 1A. | Election of Director: James J. Goetz | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Alyssa Henry | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Omar Ishrak | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Risa Lavizzo-Mourey | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Tsu-Jae King Liu | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Gregory D. Smith | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Robert (“Bob”) H. Swan | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Andrew Wilson | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Frank D. Yeary | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2020 | Management | Yes | For | For | |||||||||||||
| 3. | Advisory vote to approve executive compensation of our listed officers | Management | Yes | For | For | |||||||||||||
| 4. | Approval of amendment and restatement of the 2006 Employee Stock Purchase Plan | Management | Yes | For | For | |||||||||||||
| 5. | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting | Shareholder | Yes | Against | For | |||||||||||||
| 6. | Stockholder proposal requesting a report on the global median gender/racial pay gap, if properly presented at the meeting | Shareholder | Yes | Against | For | |||||||||||||
| JUNIPER NETWORKS, INC. | JNPR | 48203R104 | May 14 2020 | 1A. | Election of Director: Gary Daichendt | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Anne DelSanto | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Kevin DeNuccio | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: James Dolce | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Christine Gorjanc | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Janet Haugen | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Scott Kriens | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Rahul Merchant | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Rami Rahim | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: William Stensrud | Management | Yes | For | For | |||||||||||||
| 2. | Ratification of Ernst & Young LLP, an independent registered public accounting firm, as our auditors for the fiscal year ending December 31, 2020. | Management | Yes | For | For | |||||||||||||
| 3. | Approval of a non-binding advisory resolution on executive compensation. | Management | Yes | For | For | |||||||||||||
| 4. | Approval of the amendment and restatement of our 2008 Employee Stock Purchase Plan. | Management | Yes | For | For | |||||||||||||
| MR. COOPER GROUP INC. | COOP | 62482R107 | May 14 2020 | 1A. | Election of Director: Jay Bray | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Busy Burr | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Robert Gidel | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Roy Guthrie | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Christopher Harrington | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Michael Malone | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Shveta Mujumdar | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Tagar Olson | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Steven Scheiwe | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2020. | Management | Yes | For | For | |||||||||||||
| 3. | To conduct an advisory vote on named executive officer compensation. | Management | Yes | For | For | |||||||||||||
| SUMMIT HOTEL PROPERTIES INC | INN | 866082100 | May 14 2020 | 2. | Ratify the appointment of ERNST & YOUNG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1A. | Election of Director: Daniel P. Hansen | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1B. | Election of Director: Bjorn R.L. Hanson | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1C. | Election of Director: Jeffrey W. Jones | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1D. | Election of Director: Kenneth J. Kay | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1E. | Election of Director: Thomas W. Storey | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1F. | Election of Director: Hope S. Taitz | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | Approve an advisory (non-binding) resolution on executive compensation. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| THE CHILDREN’S PLACE, INC. | PLCE | 168905107 | May 14 2020 | 2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of The Children’s Place, Inc. for the fiscal year ending January 30, 2021. | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1A. | Election of Director for a one-year term: Joseph Alutto | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1B. | Election of Director for a one-year term: John E. Bachman | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1C. | Election of Director for a one-year term: Marla Malcolm Beck | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1D. | Election of Director for a one-year term: Elizabeth J. Boland | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1E. | Election of Director for a one-year term: Jane Elfers | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1F. | Election of Director for a one-year term: Joseph Gromek | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1G. | Election of Director for a one-year term: Norman Matthews | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1H. | Election of Director for a one-year term: Robert L. Mettler | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1I. | Election of Director for a one-year term: Debby Reiner | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 3. | To approve an increase of 600,000 shares of Common Stock available for issuance under the Company’s 2011 Equity Incentive Plan. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 4. | To approve, by non-binding vote, executive compensation as described in the proxy statement. | MANAGEMENT | Yes | AGAINST | FOR | |||||||||||||
| Union Pacific Corporation | UNP | 907818108 | May 14, 2020 | 1a | Elect Director Andrew H. Card, Jr. | Management | Yes | For | For | |||||||||
| 1b | Elect Director William J. DeLaney | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director David B. Dillon | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Lance M. Fritz | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Deborah C. Hopkins | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Jane H. Lute | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Michael R. McCarthy | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Thomas F. McLarty, III | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Bhavesh V. Patel | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Jose H. Villarreal | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Christopher J. Williams | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Require Independent Board Chairman | Share Holder | Yes | Against | For | |||||||||||||
| 5 | Report on Climate Change | Share Holder | Yes | Against | For | |||||||||||||
| United Parcel Service, Inc. | UPS | 911312106 | May 14, 2020 | M0201 | Elect Director David P. Abney | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Rodney C. Adkins | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Michael J. Burns | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director William R. Johnson | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Ann M. Livermore | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Rudy H.P. Markham | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Franck J. Moison | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Clark ‘Sandy’ T. Randt, Jr. | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Christiana Smith Shi | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director John T. Stankey | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Carol B. Tome | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Kevin Warsh | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| S0808 | Report on Lobbying Payments and Policy | Share Holder | Yes | For | Against | |||||||||||||
| S0316 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Share Holder | Yes | For | Against | |||||||||||||
| S0742 | Report on Climate Change | Share Holder | Yes | For | Against | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Fiserv, Inc. | FISV | 337738108 | May 14, 2020 | 1.1 | Elect Director Frank J. Bisignano | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Alison Davis | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Henrique de Castro | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Harry F. DiSimone | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Dennis F. Lynch | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Heidi G. Miller | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Scott C. Nuttall | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director Denis J. O’Leary | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director Doyle R. Simons | Management | Yes | For | For | |||||||||||||
| 1.10 | Elect Director Jeffery W. Yabuki | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 4 | Report on Political Contributions | Share Holder | Yes | For | Against | |||||||||||||
| Monmouth Real Estate Investment Corporation | MNR | 609720107 | May 14, 2020 | 1.1 | Elect Director Kiernan Conway | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Brian H. Haimm | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Neal Herstik | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Matthew I. Hirsch | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Stephen B. Wolgin | Management | Yes | For | For | |||||||||||||
| 2 | Ratify PKF O’Connor Davies, LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | May 15 2020 | 1A. | Election of Director: John F. Bergstrom | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Brad W. Buss | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: John F. Ferraro | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Thomas R. Greco | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Jeffrey J. Jones II | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Eugene I. Lee, Jr. | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Sharon L. McCollam | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Douglas A. Pertz | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Nigel Travis | Management | Yes | For | For | |||||||||||||
| 2. | Approve, by advisory vote, the compensation of our named executive officers. | Management | Yes | For | For | |||||||||||||
| 3. | Ratify the appointment of Deloitte & Touche LLP (Deloitte) as our independent registered public accounting firm for 2020. | Management | Yes | For | For | |||||||||||||
| 4. | Advisory vote on the stockholder proposal on the ability of stockholders to act by written consent if presented at the annual meeting. | Shareholder | Yes | Against | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| BANKUNITED, INC. | BKU | 06652K103 | May 15 2020 | 1A. | Election of Director: Rajinder P. Singh | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Tere Blanca | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: John N. DiGiacomo | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Michael J. Dowling | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Douglas J. Pauls | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: A. Gail Prudenti | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: William S. Rubenstein | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Sanjiv Sobti, Ph.D. | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Lynne Wines | Management | Yes | For | For | |||||||||||||
| 2. | To ratify the Audit Committee’s appointment of KPMG LLP as the Company’s independent registered public accounting firm for 2020. | Management | Yes | For | For | |||||||||||||
| 3. | Advisory vote to approve the compensation of the Company’s named executive officers. | Management | Yes | For | For | |||||||||||||
| 4. | Amending the BankUnited, Inc. 2014 Omnibus Equity Incentive Plan. | Management | Yes | For | For | |||||||||||||
| Advance Auto Parts, Inc. | AAP | 00751Y106 | May 15, 2020 | M0201 | Elect Director John F. Bergstrom | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Brad W. Buss | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director John F. Ferraro | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Thomas R. Greco | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Jeffrey J. Jones, II | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Eugene I. Lee, Jr. | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Sharon L. McCollam | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Douglas A. Pertz | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Nigel Travis | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| S0238 | Provide Right to Act by Written Consent | Share Holder | Yes | For | Against | |||||||||||||
| Medpace Holdings, Inc. | MEDP | 58506Q109 | May 15, 2020 | 1.1 | Elect Director Brian T. Carley | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Thomas C. King | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Robert O. Kraft | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Against | |||||||||||||
| 4 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Camping World Holdings, Inc. | CWH | 13462K109 | May 15, 2020 | 1.1 | Elect Director Stephen Adams | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Mary J. George | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director K. Dillon Schickli | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| RENAISSANCERE HOLDINGS LTD. | RNR | G7496G103 | May 18 2020 | 1A. | Election of Director: David C. Bushnell | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: James L. Gibbons | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Jean D. Hamilton | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Anthony M. Santomero | Management | Yes | For | For | |||||||||||||
| 2. | To approve, by a non-binding advisory vote, the compensation of the named executive officers of RenaissanceRe Holdings Ltd. as disclosed in the proxy statement. | Management | Yes | For | For | |||||||||||||
| 3. | To approve the appointment of Ernst & Young Ltd. as the independent registered public accounting firm of RenaissanceRe Holdings Ltd. for the 2020 fiscal year and to refer the determination of the auditor’s remuneration to the Board of Directors. | Management | Yes | For | For | |||||||||||||
| Five9, Inc. | FIVN | 338307101 | May 18, 2020 | 1.1 | Elect Director Kimberly Alexy | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Michael Burkland | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Robert Zollars | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| Sangamo Therapeutics, Inc. | SGMO | 800677106 | May 18, 2020 | 1.1 | Elect Director Robert F. Carey | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Stephen G. Dilly | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Alexander D. Macrae | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director John H. Markels | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director James R. Meyers | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director H. Stewart Parker | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| �� | 1.7 | Elect Director Saira Ramasastry | Management | Yes | For | For | ||||||||||||
| 1.8 | Elect Director Karen L. Smith | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director Joseph S. Zakrzewski | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Amend Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| 4 | Increase Authorized Common Stock | Management | Yes | For | For | |||||||||||||
| 5 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| AMKOR TECHNOLOGY, INC. | AMKR | 031652100 | May 19 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2020 | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | Advisory vote to approve the compensation of our named executive officers. | MANAGEMENT | Yes | AGAINST | FOR | |||||||||||||
| COMFORT SYSTEMS USA, INC. | FIX | 199908104 | May 19 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| JPMORGAN CHASE & CO. | JPM | 46625H100 | May 19 2020 | 1A. | Election of Director: Linda B. Bammann | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Stephen B. Burke | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Todd A. Combs | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: James S. Crown | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: James Dimon | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Timothy P. Flynn | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Mellody Hobson | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Michael A. Neal | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Lee R. Raymond | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: Virginia M. Rometty | Management | Yes | For | For | |||||||||||||
| 2. | Advisory resolution to approve executive compensation | Management | Yes | For | For | |||||||||||||
| 3. | Ratification of independent registered public accounting firm | Management | Yes | For | For | |||||||||||||
| 4. | Independent board chairman | Shareholder | Yes | Against | For | |||||||||||||
| 5. | Oil and gas company and project financing related to the Arctic and the Canadian oil sands | Shareholder | Yes | Against | For | |||||||||||||
| 6. | Climate change risk reporting | Shareholder | Yes | Against | For | |||||||||||||
| 7. | Amend shareholder written consent provisions | Shareholder | Yes | For | Against | |||||||||||||
| 8. | Charitable contributions disclosure | Shareholder | Yes | Against | For | |||||||||||||
| 9. | Gender/Racial pay equity | Shareholder | Yes | Against | For | |||||||||||||
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | May 19 2020 | 1A. | Election of Director: H. Eric Bolton, Jr. | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Russell R. French | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Alan B. Graf, Jr. | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Toni Jennings | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: James K. Lowder | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Thomas H. Lowder | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Monica McGurk | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Claude B. Nielsen | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Philip W. Norwood | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: W. Reid Sanders | Management | Yes | For | For | |||||||||||||
| 1K. | Election of Director: Gary Shorb | Management | Yes | For | For | |||||||||||||
| 1L. | Election of Director: David P. Stockert | Management | Yes | For | For | |||||||||||||
| 2. | Advisory (non-binding) vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Management | Yes | For | For | |||||||||||||
| 3. | Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year 2020. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| NATIONAL STORAGE AFFILIATES TRUST | NSA | 637870106 | May 19 2020 | 2. | The ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1A. | Election of Trustee: Arlen D. Nordhagen | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1B. | Election of Trustee: George L. Chapman | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1C. | Election of Trustee: Tamara D. Fischer | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1D. | Election of Trustee: Paul W. Hylbert, Jr. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1E. | Election of Trustee: Chad L. Meisinger | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1F. | Election of Trustee: Steven G. Osgood | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1G. | Election of Trustee: Dominic M. Palazzo | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1H. | Election of Trustee: Rebecca L. Steinfort | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1I. | Election of Trustee: Mark Van Mourick | MANAGEMENT | Yes | AGAINST | FOR | |||||||||||||
| 1J. | Election of Trustee: J. Timothy Warren | MANAGEMENT | Yes | AGAINST | FOR | |||||||||||||
| 3. | Shareholder advisory vote (non-binding) on the executive compensation of the Company’s Named Executive Officers as more fully described in the proxy statement. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | May 19 2020 | 1A. | Election of Director: Vicky B. Gregg | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Wright L. Lassiter III | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Timothy L. Main | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Denise M. Morrison | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Gary M. Pfeiffer | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Timothy M. Ring | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Stephen H. Rusckowski | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Daniel C. Stanzione | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Helen I. Torley | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: Gail R. Wilensky | Management | Yes | For | For | |||||||||||||
| 2. | An advisory resolution to approve the executive officer compensation disclosed in the Company’s 2020 proxy statement | Management | Yes | For | For | |||||||||||||
| 3. | Ratification of the appointment of our independent registered public accounting firm for 2020 | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| FirstEnergy Corp. | FE | 337932107 | May 19, 2020 | 1.1 | Elect Director Michael J. Anderson | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Steven J. Demetriou | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Julia L. Johnson | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Charles E. Jones | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Donald T. Misheff | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Thomas N. Mitchell | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director James F. O’Neil, III | Management | Yes | Against | Against | |||||||||||||
| 1.8 | Elect Director Christopher D. Pappas | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director Sandra Pianalto | Management | Yes | For | For | |||||||||||||
| 1.10 | Elect Director Luis A. Reyes | Management | Yes | For | For | |||||||||||||
| 1.11 | Elect Director Leslie M. Turner | Management | Yes | For | For | |||||||||||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Approve Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| 5 | Amend Code of Regulations to Authorize Board to Make Certain Future Amendments | Management | Yes | For | For | |||||||||||||
| 6 | Amend Proxy Access Right | Share Holder | Yes | Against | For | |||||||||||||
| Nasdaq, Inc. | NDAQ | 631103108 | May 19, 2020 | 1a | Elect Director Melissa M. Arnoldi | Management | Yes | For | For | |||||||||
| 1b | Elect Director Charlene T. Begley | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Steven D. Black | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Adena T. Friedman | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Essa Kazim | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Thomas A. Kloet | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director John D. Rainey | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Michael R. Splinter | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Jacob Wallenberg | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Alfred W. Zollar | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For | |||||||||||||
| 4 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 5 | Provide Right to Act by Written Consent | Share Holder | Yes | For | Against | |||||||||||||
| JPMorgan Chase & Co. | JPM | 46625H100 | May 19, 2020 | 1a | Elect Director Linda B. Bammann | Management | Yes | For | For | |||||||||
| 1b | Elect Director Stephen B. Burke | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Todd A. Combs | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director James S. Crown | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director James Dimon | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Timothy P. Flynn | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Mellody Hobson | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1h | Elect Director Michael A. Neal | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Lee R. Raymond | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Virginia M. Rometty | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | Yes | For | For | |||||||||||||
| 4 | Require Independent Board Chair | Share Holder | Yes | For | Against | |||||||||||||
| 5 | Report on Reputational Risk Related to Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. | Share Holder | Yes | Against | For | |||||||||||||
| 6 | Report on Climate Change | Share Holder | Yes | Against | For | |||||||||||||
| 7 | Amend Shareholder Written Consent Provisions | Share Holder | Yes | Against | For | |||||||||||||
| 8 | Report on Charitable Contributions | Share Holder | Yes | Against | For | |||||||||||||
| 9 | Report on Gender/Racial Pay Gap | Share Holder | Yes | Against | For | |||||||||||||
| Amgen Inc. | AMGN | 031162100 | May 19, 2020 | M0201 | Elect Director Wanda M. Austin | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Robert A. Bradway | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Brian J. Druker | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Robert A. Eckert | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Greg C. Garland | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Fred Hassan | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Charles M. Holley, Jr. | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Tyler Jacks | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Ellen J. Kullman | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Ronald D. Sugar | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director R. Sanders Williams | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| S0107 | Require Independent Board Chairman | Share Holder | Yes | Against | For | |||||||||||||
| National Storage Affiliates Trust | NSA | 637870106 | May 19, 2020 | 1a | Elect Director Arlen D. Nordhagen | Management | Yes | For | For | |||||||||
| 1b | Elect Director George L. Chapman | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Tamara D. Fischer | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Paul W. Hylbert, Jr. | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Chad L. Meisinger | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Steven G. Osgood | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Dominic M. Palazzo | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Rebecca L. Steinfort | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Mark Van Mourick | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director J. Timothy Warren | Management | Yes | For | For | |||||||||||||
| 2 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| HUB GROUP, INC. | HUBG | 443320106 | May 20 2020 | 1A. | Election of Director: David P. Yeager | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Mary H. Boosalis | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: James C. Kenny | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Peter B. McNitt | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Charles R. Reaves | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Martin P. Slark | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Jonathan P. Ward | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Jenell R. Ross | Management | Yes | For | For | |||||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | Yes | For | For | |||||||||||||
| 3. | Ratification of the selection of Ernst & Young LLP as Hub Group’s independent registered accounting firm. | Management | Yes | For | For | |||||||||||||
| MOLSON COORS BEVERAGE CO. | TAP | 60871R209 | May 20 2020 | 1A. | Election of Director: Roger G. Eaton | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Charles M. Herington | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: H. Sanford Riley | Management | Yes | For | For | |||||||||||||
| 2. | To approve, on an advisory basis, the compensation of our named executive officers (Say-on-Pay). | Management | Yes | For | For | |||||||||||||
| REINSURANCE GROUP OF AMERICA, INC. | RGA | 759351604 | May 20 2020 | 1A. | Election of Director: Pina Albo | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Christine R. Detrick | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: J. Cliff Eason | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: John J. Gauthier | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Anna Manning | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Hazel M. McNeilage | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Steven C. Van Wyk | Management | Yes | For | For | |||||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | Yes | For | For | |||||||||||||
| 3. | Approve the Company’s Amended & Restated Articles of Incorporation. | Management | Yes | For | For | |||||||||||||
| 4. | Ratify the appointment of Deloitte & Touche LLP as the Company’s independent auditor for the year ending December 31, 2020. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | May 20 2020 | 1A. | Election of Director: Robert B. Allardice, III | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Larry D. De Shon | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Carlos Dominguez | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Trevor Fetter | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Kathryn A. Mikells | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Michael G. Morris | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Teresa W. Roseborough | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Virginia P. Ruesterholz | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Christopher J. Swift | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: Matt Winter | Management | Yes | For | For | |||||||||||||
| 1K. | Election of Director: Greig Woodring | Management | Yes | For | For | |||||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020 | Management | Yes | For | For | |||||||||||||
| 3. | Management proposal to approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers as disclosed in the Company’s proxy statement | Management | Yes | For | For | |||||||||||||
| 4. | Management proposal to approve the Company’s 2020 Stock Incentive Plan | Management | Yes | For | For | |||||||||||||
| UNITED AIRLINES HOLDINGS, INC. | UAL | 910047109 | May 20 2020 | 1A. | Election of Director: Carolyn Corvi | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Barney Harford | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Michele J. Hooper | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Walter Isaacson | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: James A. C. Kennedy | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: J. Scott Kirby | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Oscar Munoz | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Edward M. Philip | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Edward L. Shapiro | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: David J. Vitale | Management | Yes | For | For | |||||||||||||
| 1K. | Election of Director: James M. Whitehurst | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 2. | Ratification of the Appointment of Ernst & Young LLP as the Company’s Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2020 | Management | Yes | For | For | |||||||||||||
| 3. | Advisory Vote to Approve the Compensation of the Company’s Named Executive Officers | Management | Yes | For | For | |||||||||||||
| 4. | Stockholder Proposal Regarding Stockholder Action by Written Consent, if Properly Presented Before the Meeting | Shareholder | Yes | Against | For | |||||||||||||
| 5. | Stockholder Proposal Regarding a Report on Lobbying Spending, if Properly Presented Before the Meeting | Shareholder | Yes | Against | For | |||||||||||||
| 6. | Stockholder Proposal Regarding a Report on Global Warming-Related Lobbying Activities, if Properly Presented B Before the Meeting | Shareholder | Yes | Against | For | |||||||||||||
| Northrop Grumman Corporation | NOC | 666807102 | May 20, 2020 | 1.1 | Elect Director Kathy J. Warden | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Marianne C. Brown | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Donald E. Felsinger | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Ann M. Fudge | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Bruce S. Gordon | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director William H. Hernandez | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Madeleine A. Kleiner | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director Karl J. Krapek | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director Gary Roughead | Management | Yes | For | For | |||||||||||||
| 1.10 | Elect Director Thomas M. Schoewe | Management | Yes | For | For | |||||||||||||
| 1.11 | Elect Director James S. Turley | Management | Yes | For | For | |||||||||||||
| 1.12 | Elect Director Mark A. Welsh, III | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 4 | Report on Human Rights Impact Assessment | Share Holder | Yes | For | Against | |||||||||||||
| 5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Share Holder | Yes | For | Against | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Zoetis Inc. | ZTS | 98978V103 | May 20, 2020 | M0201 | Elect Director Gregory Norden | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Louise M. Parent | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Kristin C. Peck | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Robert W. Scully | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| M0552 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | |||||||||||||
| M0101 | Ratify KPMG LLP as Auditor | Management | Yes | For | For | |||||||||||||
| State Street Corporation | STT | 857477103 | May 20, 2020 | 1a | Elect Director Patrick de Saint-Aignan | Management | Yes | For | For | |||||||||
| 1b | Elect Director Marie A. Chandoha | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Lynn A. Dugle | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Amelia C. Fawcett | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director William C. Freda | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Sara Mathew | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director William L. Meaney | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Ronald P. O’Hanley | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Sean O’Sullivan | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Richard P. Sergel | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Gregory L. Summe | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Against | |||||||||||||
| 3 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| Akamai Technologies, Inc. | AKAM | 00971T101 | May 20, 2020 | M0201 | Elect Director Tom Killalea | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Tom Leighton | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Jonathan Miller | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Monte Ford | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Madhu Ranganathan | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Fred Salerno | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Ben Verwaayen | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| Old Dominion Freight Line, Inc. | ODFL | 679580100 | May 20, 2020 | 1.1 | Elect Director Sherry A. Aaholm | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Earl E. Congdon | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director David S. Congdon | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director John R. Congdon, Jr. | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Bradley R. Gabosch | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Greg C. Gantt | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Patrick D. Hanley | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director John D. Kasarda | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director Wendy T. Stallings | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1.10 | Elect Director Leo H. Suggs | Management | Yes | For | For | |||||||||||||
| 1.11 | Elect Director D. Michael Wray | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Increase Authorized Common Stock | Management | Yes | For | For | |||||||||||||
| 4 | Ratify Ernst & Young LLP as Auditor | Management | Yes | For | For | |||||||||||||
| Thermo Fisher Scientific Inc. | TMO | 883556102 | May 20, 2020 | M0201 | Elect Director Marc N. Casper | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Nelson J. Chai | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director C. Martin Harris | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Tyler Jacks | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Judy C. Lewent | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Thomas J. Lynch | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Jim P. Manzi | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director James C. Mullen | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Lars R. Sorensen | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Debora L. Spar | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Scott M. Sperling | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Dion J. Weisler | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | Yes | For | For | |||||||||||||
| 1a | Elect Director Marc N. Casper | Management | Yes | For | For | |||||||||||||
| 1b | Elect Director Nelson J. Chai | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director C. Martin Harris | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Tyler Jacks | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Judy C. Lewent | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Thomas J. Lynch | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Jim P. Manzi | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director James C. Mullen | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Lars R. Sorensen | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Debora L. Spar | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Scott M. Sperling | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director Dion J. Weisler | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Chubb Limited | CB | H1467J104 | May 20, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2.1 | Allocate Disposable Profit | Management | Yes | For | For | |||||||||||||
| 2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | Management | Yes | For | For | |||||||||||||
| 3 | Approve Discharge of Board of Directors | Management | Yes | For | For | |||||||||||||
| 4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Statutory Auditor | Management | Yes | For | For | |||||||||||||
| 4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm | Management | Yes | For | For | |||||||||||||
| 4.3 | Ratify BDO AG (Zurich) as Special Audit Firm | Management | Yes | For | For | |||||||||||||
| 5.1 | Elect Director Evan G. Greenberg | Management | Yes | For | For | |||||||||||||
| 5.2 | Elect Director Michael G. Atieh | Management | Yes | For | For | |||||||||||||
| 5.3 | Elect Director Sheila P. Burke | Management | Yes | For | For | |||||||||||||
| 5.4 | Elect Director James I. Cash | Management | Yes | For | For | |||||||||||||
| 5.5 | Elect Director Mary Cirillo | Management | Yes | For | For | |||||||||||||
| 5.6 | Elect Director Michael P. Connors | Management | Yes | For | For | |||||||||||||
| 5.7 | Elect Director John A. Edwardson | Management | Yes | For | For | |||||||||||||
| 5.8 | Elect Director Robert J. Hugin | Management | Yes | For | For | |||||||||||||
| 5.9 | Elect Director Robert W. Scully | Management | Yes | For | For | |||||||||||||
| 5.10 | Elect Director Eugene B. Shanks, Jr. | Management | Yes | For | For | |||||||||||||
| 5.11 | Elect Director Theodore E. Shasta | Management | Yes | For | For | |||||||||||||
| 5.12 | Elect Director David H. Sidwell | Management | Yes | For | For | |||||||||||||
| 5.13 | Elect Director Olivier Steimer | Management | Yes | For | For | |||||||||||||
| 5.14 | Elect Director Frances F. Townsend | Management | Yes | For | For | |||||||||||||
| 6 | Elect Evan G. Greenberg as Board Chairman | Management | Yes | For | For | |||||||||||||
| 7.1 | Elect Michael P. Connors as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 7.2 | Elect Mary Cirillo as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 7.3 | Elect John A. Edwardson as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 7.4 | Elect Frances F. Townsend as Member of the Compensation Committee | Management | Yes | For | For | |||||||||||||
| 8 | Designate Homburger AG as Independent Proxy | Management | Yes | For | For | |||||||||||||
| 9 | Issue Shares Without Preemptive Rights | Management | Yes | For | For | |||||||||||||
| 10 | Approve CHF 52,613,190.00 Reduction in Share Capital via Cancellation in Nominal Value of CHF 24.15 each | Management | Yes | For | For | |||||||||||||
| 11.1 | Approve the Maximum Aggregate Remuneration of Directors | Management | Yes | For | For | |||||||||||||
| 11.2 | Approve Remuneration of Executive Management in the Amount of USD 46 Million for Fiscal 2021 | Management | Yes | For | For | |||||||||||||
| 12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 13 | Transact Other Business (Voting) | Management | Yes | Against | Against |
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| COLFAX CORPORATION | CFX | 194014106 | May 21 2020 | 1A. | Election of Director: Mitchell P. Rales | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Matthew L. Trerotola | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Patrick W. Allender | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Thomas S. Gayner | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Rhonda L. Jordan | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Liam J. Kelly | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: A. Clayton Perfall | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Didier Teirlinck | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Rajiv Vinnakota | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: Sharon Wienbar | Management | Yes | For | For | |||||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | Yes | For | For | |||||||||||||
| 3. | To approve on an advisory basis the compensation of our named executive officers. | Management | Yes | For | For | |||||||||||||
| 4. | To approve the Colfax Corporation 2020 Omnibus Incentive Plan. | Management | Yes | For | For | |||||||||||||
| CONMED CORPORATION | CNMD | 207410101 | May 21 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020 | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 4. | To approve the reincorporation of the Company from New York to Delaware (the “Reincorporation”), including adoption of the Agreement and Plan of Merger required to effect the Reincorporation and approval of the Company’s proposed Delaware Certificate of Incorporation and Delaware By-laws | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 7. | To approve the Amended and Restated 2020 Non-Employee Director Equity Compensation Plan | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 8. | To approve amendments to the Company’s Employee Stock Purchase Plan | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 5. | To approve procedural matters with respect to shareholder action by written consent to be included in the Delaware Certificate of Incorporation in connection with the Reincorporation | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 6. | To approve an exculpation provision eliminating director liability for monetary damages to be included in the Delaware Certificate of Incorporation in connection with the Reincorporation | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | To hold an advisory vote on named executive officer compensation | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| FLOWERS FOODS, INC. | FLO | 343498101 | May 21 2020 | 1A. | Election of Director: George E. Deese | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Rhonda Gass | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Benjamin H. Griswold, IV | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Margaret G. Lewis | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: A. Ryals McMullian | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: James T. Spear | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Melvin T. Stith, Ph.D. | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: C. Martin Wood III | Management | Yes | For | For | |||||||||||||
| 2. | To approve by advisory vote the compensation of the company’s named executive officers. | Management | Yes | For | For | |||||||||||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Flowers Foods, Inc. for the fiscal year ending January 2, 2021. | Management | Yes | For | For | |||||||||||||
| 4. | A management proposal to amend the company’s restated articles of incorporation and amended and restated bylaws to reduce supermajority voting requirements, including the supermajority threshold required to call a special meeting. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| HERITAGE COMMERCE CORP | HTBK | 426927109 | May 21 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 4. | Ratification of selection of independent registered public accounting firm for the year ending December 31, 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | Approval of Amendment to Heritage Commerce Corp 2013 Equity Incentive Plan. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | Advisory proposal on executive compensation. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| MORGAN STANLEY | MS | 617446448 | May 21 2020 | 1a. | Election of Director: Elizabeth Corley | Management | Yes | For | For | |||||||||
| 1b. | Election of Director: Alistair Darling | Management | Yes | For | For | |||||||||||||
| 1c. | Election of Director: Thomas H. Glocer | Management | Yes | For | For | |||||||||||||
| 1d. | Election of Director: James P. Gorman | Management | Yes | For | For | |||||||||||||
| 1e. | Election of Director: Robert H. Herz | Management | Yes | For | For | |||||||||||||
| 1f. | Election of Director: Nobuyuki Hirano | Management | Yes | For | For | |||||||||||||
| 1g. | Election of Director: Stephen J. Luczo | Management | Yes | For | For | |||||||||||||
| 1h. | Election of Director: Jami Miscik | Management | Yes | For | For | |||||||||||||
| 1i. | Election of Director: Dennis M. Nally | Management | Yes | For | For | |||||||||||||
| 1j. | Election of Director: Takeshi Ogasawara | Management | Yes | For | For | |||||||||||||
| 1k. | Election of Director: Hutham S. Olayan | Management | Yes | For | For | |||||||||||||
| 1l. | Election of Director: Mary L. Schapiro | Management | Yes | For | For | |||||||||||||
| 1m. | Election of Director: Perry M. Traquina | Management | Yes | For | For | |||||||||||||
| 1n. | Election of Director: Rayford Wilkins, Jr. | Management | Yes | For | For | |||||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor | Management | Yes | For | For | |||||||||||||
| 3. | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| BlackRock, Inc. | BLK | 09247X101 | May 21, 2020 | 1a | Elect Director Bader M. Alsaad | Management | Yes | For | For | |||||||||
| 1b | Elect Director Mathis Cabiallavetta | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Pamela Daley | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director William S. Demchak | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Jessica P. Einhorn | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Laurence D. Fink | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director William E. Ford | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Fabrizio Freda | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Murry S. Gerber | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Margaret L. Johnson | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Robert S. Kapito | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director Cheryl D. Mills | Management | Yes | For | For | |||||||||||||
| 1m | Elect Director Gordon M. Nixon | Management | Yes | Against | Against | |||||||||||||
| 1n | Elect Director Charles H. Robbins | Management | Yes | For | For | |||||||||||||
| 1o | Elect Director Marco Antonio Slim Domit | Management | Yes | For | For | |||||||||||||
| 1p | Elect Director Susan L. Wagner | Management | Yes | For | For | |||||||||||||
| 1q | Elect Director Mark Wilson | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify Deloitte LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 4 | Report on the Statement on the Purpose of a Corporation | Share Holder | Yes | Against | For | |||||||||||||
| Pioneer Natural Resources Company | PXD | 723787107 | May 21, 2020 | M0201 | Elect Director Edison C. Buchanan | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Andrew F. Cates | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Phillip A. Gobe | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Larry R. Grillot | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Stacy P. Methvin | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Royce W. Mitchell | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Frank A. Risch | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Scott D. Sheffield | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Mona K. Sutphen | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director J. Kenneth Thompson | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Phoebe A. Wood | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Michael D. Wortley | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1a | Elect Director Edison C. Buchanan | Management | Yes | For | For | |||||||||||||
| 1b | Elect Director Andrew F. Cates | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Phillip A. Gobe | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Larry R. Grillot | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Stacy P. Methvin | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Royce W. Mitchell | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Frank A. Risch | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Scott D. Sheffield | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Mona K. Sutphen | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director J. Kenneth Thompson | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Phoebe A. Wood | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director Michael D. Wortley | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| The Home Depot, Inc. | HD | 437076102 | May 21, 2020 | M0201 | Elect Director Gerard J. Arpey | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Ari Bousbib | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Jeffery H. Boyd | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Gregory D. Brenneman | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director J. Frank Brown | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Albert P. Carey | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Helena B. Foulkes | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Linda R. Gooden | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Wayne M. Hewett | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Manuel Kadre | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Stephanie C. Linnartz | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Craig A. Menear | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| S0232 | Amend Shareholder Written Consent Provisions | Share Holder | Yes | Against | For | |||||||||||||
| S0812 | Prepare Employment Diversity Report and Report on Diversity Policies | Share Holder | Yes | Against | For | |||||||||||||
| S0500 | Adopt Share Retention Policy For Senior Executives | Share Holder | Yes | Against | For | |||||||||||||
| S0807 | Report on Congruency Political Analysis and Electioneering Expenditures | Share Holder | Yes | For | Against | |||||||||||||
| The Travelers Companies, Inc. | TRV | 89417E109 | May 21, 2020 | 1a | Elect Director Alan L. Beller | Management | Yes | For | For | |||||||||
| 1b | Elect Director Janet M. Dolan | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Patricia L. Higgins | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director William J. Kane | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Clarence Otis, Jr. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1f | Elect Director Elizabeth E. Robinson | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Philip T. (Pete) Ruegger, III | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Todd C. Schermerhorn | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Alan D. Schnitzer | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Donald J. Shepard | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Laurie J. Thomsen | Management | Yes | For | For | |||||||||||||
| 2 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| Eagle Bancorp, Inc. | EGBN | 268948106 | May 21, 2020 | 1.1 | Elect Director Matthew D. Brockwell | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Theresa G. LaPlaca | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director A. Leslie Ludwig | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Norman R. Pozez | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Kathy A. Raffa | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Susan G. Riel | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director James A. Soltesz | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director Benjamin M. Soto | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | May 21, 2020 | 1a | Elect Director Anthony K. Anderson | Management | Yes | For | For | |||||||||
| 1b | Elect Director Oscar Fanjul | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Daniel S. Glaser | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director H. Edward Hanway | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Deborah C. Hopkins | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Tamara Ingram | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Jane H. Lute | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Steven A. Mills | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Bruce P. Nolop | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Marc D. Oken | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Morton O. Schapiro | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director Lloyd M. Yates | Management | Yes | For | For | |||||||||||||
| 1m | Elect Director R. David Yost | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | Yes | For | For | |||||||||||||
| 4 | Approve Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| Euronet Worldwide, Inc. | EEFT | 298736109 | May 21, 2020 | 1.1 | Elect Director Andrzej Olechowski | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Eriberto R. Scocimara | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Mark R. Callegari | Management | Yes | For | For | |||||||||||||
| 2 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| INTERFACE, INC. | TILE | 458665304 | May 22 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 4. | Ratification of the appointment of BDO USA, LLP as independent auditors for 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | Approval of adoption of Interface, Inc. 2020 Omnibus Stock Incentive Plan. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | Approval, on an advisory basis, of executive compensation. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| STERICYCLE, INC. | SRCL | 858912108 | May 22 2020 | 1a. | Election of Director: Robert S. Murley | Management | Yes | For | For | |||||||||
| 1b. | Election of Director: Cindy J. Miller | Management | Yes | For | For | |||||||||||||
| 1c. | Election of Director: Brian P. Anderson | Management | Yes | For | For | |||||||||||||
| 1d. | Election of Director: Lynn D. Bleil | Management | Yes | For | For | |||||||||||||
| 1e. | Election of Director: Thomas F. Chen | Management | Yes | For | For | |||||||||||||
| 1f. | Election of Director: J. Joel Hackney, Jr. | Management | Yes | For | For | |||||||||||||
| 1g. | Election of Director: Veronica M. Hagen | Management | Yes | For | For | |||||||||||||
| 1h. | Election of Director: Stephen C. Hooley | Management | Yes | For | For | |||||||||||||
| 1i. | Election of Director: James J. Martell | Management | Yes | For | For | |||||||||||||
| 1j. | Election of Director: Kay G. Priestly | Management | Yes | For | For | |||||||||||||
| 1k. | Election of Director: James Welch | Management | Yes | For | For | |||||||||||||
| 1l. | Election of Director: Mike S. Zafirovski | Management | Yes | For | For | |||||||||||||
| 2. | Advisory vote to approve executive compensation | Management | Yes | For | For | |||||||||||||
| 3. | Approval of an amendment to the Stericycle, Inc. Employee Stock Purchase Plan increasing the number of shares available for issuance | Management | Yes | For | For | |||||||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2020 | Management | Yes | For | For | |||||||||||||
| 5. | Stockholder proposal entitled Special Shareholder Meeting Improvement | Shareholder | Yes | For | Against | |||||||||||||
| 6. | Stockholder proposal with respect to amendment of our compensation clawback policy | Shareholder | Yes | For | Against | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Xcel Energy Inc. | XEL | 98389B100 | May 22, 2020 | 1a | Elect Director Lynn Casey | Management | Yes | For | For | |||||||||
| 1b | Elect Director Ben Fowke | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Netha N. Johnson | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director George Kehl | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Richard T. O’Brien | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director David K. Owens | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Christopher J. Policinski | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director James T. Prokopanko | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director A. Patricia Sampson | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director James J. Sheppard | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director David A. Westerlund | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director Kim Williams | Management | Yes | For | For | |||||||||||||
| 1m | Elect Director Timothy V. Wolf | Management | Yes | For | For | |||||||||||||
| 1n | Elect Director Daniel Yohannes | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 4 | Report on Costs and Benefits of Climate-Related Activities | Share Holder | Yes | Against | For | |||||||||||||
| NOVANTA INC. | NOVT | 67000B104 | May 26, 2020 | 01 | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 01 | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 01 | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 01 | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 01 | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 01 | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 01 | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 01 | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 01 | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 03 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE UNTIL THE 2021 ANNUAL MEETING OF SHAREHOLDERS. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 04 | TO APPROVE AN AMENDMENT TO THE COMPANY’S BY-LAWS TO ALLOW FOR REMOTE PARTICIPATION AT THE COMPANY’S SHAREHOLDER MEETINGS. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 02 | APPROVAL, ON AN ADVISORY (NON-BINDING) BASIS, OF THE COMPANY’S EXECUTIVE COMPENSATION. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| OMNICELL, INC. | OMCL | 68213N109 | May 26, 2020 | 3. | Proposal to ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1.1 | Election of Class I Director: Joanne B. Bauer | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1.2 | Election of Class I Director: Robin G. Seim | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1.3 | Election of Class I Director: Sara J. White | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | Say on Pay - An advisory vote to approve named executive officer compensation. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| PDC ENERGY, INC. | PDCE | 69327R101 | May 26, 2020 | 2. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 2. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | DIRECTOR | MANAGEMENT | Yes | AGAINST | FOR | |||||||||||||
| 5. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | To approve a proposal to amend the Company’s Certificate of Incorporation to declassify the Board of Directors (the “Board”) and to provide for the immediate annual election of directors. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3A. | If Proposal No. 1 to declassify the Board is not approved, to elect the director nominated by the Board as Class I director, each for a term of three years: David C. Parke | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 3B. | If Proposal No. 1 to declassify the Board is not approved, to elect the director nominated by the Board as Class I director, each for a term of three years: Lynn A. Peterson | MANAGEMENT | Yes | AGAINST | FOR | |||||||||||||
| 6. | To approve an amendment to the Company’s 2018 Equity Incentive Plan to increase the maximum number of shares of common stock of the Company that may be issued pursuant to awards under the 2018 Equity Incentive Plan. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 4. | To approve, on an advisory basis, the compensation of the Company’s named executive officers. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Merck & Co., Inc. | MRK | 58933Y105 | May 26, 2020 | 1a | Elect Director Leslie A. Brun | Management | Yes | For | For | |||||||||
| 1b | Elect Director Thomas R. Cech | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Mary Ellen Coe | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Pamela J. Craig | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Kenneth C. Frazier | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Thomas H. Glocer | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Risa J. Lavizzo-Mourey | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Paul B. Rothman | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Patricia F. Russo | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Christine E. Seidman | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Inge G. Thulin | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director Kathy J. Warden | Management | Yes | For | For | |||||||||||||
| 1m | Elect Director Peter C. Wendell | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 4 | Provide Right to Act by Written Consent | Share Holder | Yes | For | Against | |||||||||||||
| 5 | Report on Corporate Tax Savings Allocation | Share Holder | Yes | Against | For | |||||||||||||
| Novanta Inc. | NOVT | 67000B104 | May 26, 2020 | 1.1 | Elect Director Stephen W. Bershad | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Lonny J. Carpenter | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Deborah DiSanzo | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Matthijs Glastra | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Brian D. King | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Ira J. Lamel | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Maxine L. Mauricio | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director Dominic A. Romeo | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director Thomas N. Secor | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 4 | Amend By-Law Number 1 to Allow the Company to Hold Shareholder Meetings by Means of Remote Participation | Management | Yes | For | For | |||||||||||||
| BRP GROUP INC | BRP | 05589G102 | May 27, 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | AGAINST | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | AGAINST | FOR | |||||||||||||
| 2. | Ratification for the Selection of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for the Fiscal Year 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| COLUMBIA BANKING SYSTEM,INC. | COLB | 197236102 | May 27, 2020 | 3. | To vote on an advisory (non-binding) resolution to appoint Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year ending December 31, 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1A. | Election of Director: Craig D. Eerkes | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1B. | Election of Director: Ford Elsaesser | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1C. | Election of Director: Mark A. Finkelstein | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1D. | Election of Director: Eric S. Forrest | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1E. | Election of Director: Thomas M. Hulbert | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1F. | Election of Director: Michelle M. Lantow | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1G. | Election of Director: Randal L. Lund | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1H. | Election of Director: S. Mae Fujita Numata | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1I. | Election of Director: Elizabeth W. Seaton | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1J. | Election of Director: Clint E. Stein | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1K. | Election of Director: Janine T. Terrano | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | To vote on an advisory (non-binding) resolution to approve the compensation of Columbia’s named executive officers. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| DUPONT DE NEMOURS INC | DD | 26614N102 | May 27, 2020 | 1A. | Election of Director: Amy G. Brady | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Edward D. Breen | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Ruby R. Chandy | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Franklin K. Clyburn, Jr. | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Terrence R. Curtin | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Alexander M. Cutler | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Eleuthère I. du Pont | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Rajiv L. Gupta | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Luther C. Kissam | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1J. | Election of Director: Frederick M. Lowery | Management | Yes | For | For | |||||||||||||
| 1K. | Election of Director: Raymond J. Milchovich | Management | Yes | For | For | |||||||||||||
| 1L. | Election of Director: Steven M. Sterin | Management | Yes | For | For | |||||||||||||
| 2. | Advisory Resolution to Approve Executive Compensation | Management | Yes | For | For | |||||||||||||
| 3. | Approval of the DuPont 2020 Equity and Incentive Plan | Management | Yes | For | For | |||||||||||||
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2020 | Management | Yes | For | For | |||||||||||||
| 5. | Modification of Threshold for Calling Special Stockholder Meetings | Shareholder | Yes | Against | For | |||||||||||||
| 6. | Employee Board Advisory Position | Shareholder | Yes | Against | For | |||||||||||||
| EXXON MOBIL CORPORATION | XOM | 30231G102 | May 27, 2020 | 1A. | Election of Director: Susan K. Avery | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Angela F. Braly | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Ursula M. Burns | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Kenneth C. Frazier | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Joseph L. Hooley | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Steven A. Kandarian | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Douglas R. Oberhelman | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Samuel J. Palmisano | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: William C. Weldon | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: Darren W. Woods | Management | Yes | For | For | |||||||||||||
| 2. | Ratification of Independent Auditors (page 29) | Management | Yes | For | For | |||||||||||||
| 3. | Advisory Vote to Approve Executive Compensation (page 30) | Management | Yes | For | For | |||||||||||||
| 4. | Independent Chairman (page 59) | Shareholder | Yes | Against | For | |||||||||||||
| 5. | Special Shareholder Meetings (page 61) | Shareholder | Yes | Against | For | |||||||||||||
| 6. | Report on Environmental Expenditures (page 62) | Shareholder | Yes | Against | For | |||||||||||||
| 7. | Report on Risks of Petrochemical Investments (page 64) | Shareholder | Yes | Against | For | |||||||||||||
| 8. | Report on Political Contributions (page 66) | Shareholder | Yes | Against | For | |||||||||||||
| 9. | Report on Lobbying (page 67) | Shareholder | Yes | Against | For | |||||||||||||
| STERLING BANCORP | STL | 85917A100 | May 27, 2020 | 1A. | Election of Director: John P. Cahill | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Navy E. Djonovic | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Fernando Ferrer | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Robert Giambrone | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1E. | Election of Director: Mona Aboelnaga Kanaan | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Jack Kopnisky | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: James J. Landy | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Maureen Mitchell | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Patricia M. Nazemetz | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: Richard O’Toole | Management | Yes | For | For | |||||||||||||
| 1K. | Election of Director: Ralph F. Palleschi | Management | Yes | For | For | |||||||||||||
| 1L. | Election of Director: Burt Steinberg | Management | Yes | For | For | |||||||||||||
| 1M. | Election of Director: William E. Whiston | Management | Yes | For | For | |||||||||||||
| 2. | Approval, by advisory, non-binding vote, of the compensation of the Named Executive Officers (Say-on- Pay) | Management | Yes | For | For | |||||||||||||
| 3. | Ratification of the appointment of Crowe LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2020 | Management | Yes | For | For | |||||||||||||
| Chevron Corporation | CVX | 166764100 | May 27, 2020 | 1a | Elect Director Wanda M. Austin | Management | Yes | For | For | |||||||||
| 1b | Elect Director John B. Frank | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Alice P. Gast | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Enrique Hernandez, Jr. | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Charles W. Moorman, IV | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Dambisa F. Moyo | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Debra Reed-Klages | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Ronald D. Sugar | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director D. James Umpleby, III | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Michael K. Wirth | Management | Yes | For | For | |||||||||||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Report on Lobbying Payments and Policy | Share Holder | Yes | For | Against | |||||||||||||
| 5 | Establish Board Committee on Climate Risk | Share Holder | Yes | Against | For | |||||||||||||
| 6 | Report on Climate Lobbying Aligned with Paris Agreement Goals | Share Holder | Yes | For | Against | |||||||||||||
| 7 | Report on Petrochemical Risk | Share Holder | Yes | For | Against | |||||||||||||
| 8 | Report on Human Rights Practices | Share Holder | Yes | Against | For | |||||||||||||
| 9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Yes | For | Against | |||||||||||||
| 10 | Require Independent Board Chair | Share Holder | Yes | Against | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| The Pennant Group, Inc. | PNTG | 70805E109 | May 27, 2020 | 1.1 | Elect Director Daniel H Walker | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Christopher R. Christensen | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director John G. Nackel | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| Amazon.com, Inc. | AMZN | 023135106 | May 27, 2020 | M0201 | Elect Director Jeffrey P. Bezos | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Rosalind G. Brewer | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Jamie S. Gorelick | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Daniel P. Huttenlocher | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Judith A. McGrath | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Indra K. Nooyi | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Jonathan J. Rubinstein | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Thomas O. Ryder | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Patricia Q. Stonesifer | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Wendell P. Weeks | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify Ernst & Young LLP as Auditor | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| M0624 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | Yes | For | For | |||||||||||||
| S0731 | Report on Management of Food Waste | Share Holder | Yes | Against | For | |||||||||||||
| S0999 | Report on Customers’ Use of its Surveillance and Computer Vision Products or Cloud-Based Services | Share Holder | Yes | Against | For | |||||||||||||
| S0999 | Report on Potential Human Rights Impacts of Customers’ Use of Rekognition | Share Holder | Yes | Against | For | |||||||||||||
| S0999 | Report on Products Promoting Hate Speech and Sales of Offensive Products | Share Holder | Yes | Against | For | |||||||||||||
| S0107 | Require Independent Board Chairman | Share Holder | Yes | Against | For | |||||||||||||
| S0817 | Report on Global Median Gender/Racial Pay Gap | Share Holder | Yes | Against | For | |||||||||||||
| S0731 | Report on Reducing Environmental and Health Harms to Communities of Color | Share Holder | Yes | Against | For | |||||||||||||
| S0911 | Report on Viewpoint Discrimination | Share Holder | Yes | Against | For | |||||||||||||
| S0815 | Report on Promotion Velocity | Share Holder | Yes | Against | For | |||||||||||||
| S0235 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Yes | Against | For | |||||||||||||
| S0412 | Human Rights Risk Assessment | Share Holder | Yes | For | Against | |||||||||||||
| S0808 | Report on Lobbying Payments and Policy | Share Holder | Yes | For | Against | |||||||||||||
| BioMarin Pharmaceutical Inc. | BMRN | 09061G101 | May 27, 2020 | M0201 | Elect Director Jean-Jacques Bienaime | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Elizabeth McKee Anderson | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Willard Dere | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Michael Grey | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Elaine J. Heron | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Robert J. Hombach | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director V. Bryan Lawlis | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Richard A. Meier | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director David E.I. Pyott | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Dennis J. Slamon | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| DuPont de Nemours, Inc. | DD | 26614N102 | May 27, 2020 | 1a | Elect Director Amy G. Brady | Management | Yes | For | For | |||||||||
| 1b | Elect Director Edward D. Breen | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Ruby R. Chandy | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Franklin K. Clyburn, Jr. | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Terrence R. Curtin | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Alexander M. Cutler | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Eleuthere I. du Pont | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Rajiv L. Gupta | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Luther C. Kissam | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Frederick M. Lowery | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Raymond J. Milchovich | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director Steven M. Sterin | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Approve Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Yes | For | Against | |||||||||||||
| 6 | Approve Creation of an Employee Board Advisory Position | Share Holder | Yes | Against | For | |||||||||||||
| Facebook, Inc. | FB | 30303M102 | May 27, 2020 | M0201 | Elect Director Peggy Alford | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Marc L. Andreessen | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Andrew W. Houston | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Nancy Killefer | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Robert M. Kimmitt | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Sheryl K. Sandberg | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Peter A. Thiel | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Tracey T. Travis | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Mark Zuckerberg | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| M0549 | Approve Non-Employee Director Compensation Policy | Management | Yes | For | For | |||||||||||||
| S0316 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Share Holder | Yes | For | Against | |||||||||||||
| S0107 | Require Independent Board Chair | Share Holder | Yes | Against | For | |||||||||||||
| S0212 | Require a Majority Vote for the Election of Directors | Share Holder | Yes | For | Against | |||||||||||||
| S0809 | Report on Political Advertising | Share Holder | Yes | For | Against | |||||||||||||
| S0224 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Share Holder | Yes | Against | For | |||||||||||||
| S0412 | Report on Civil and Human Rights Risk Assessment | Share Holder | Yes | Against | For | |||||||||||||
| S0999 | Report on Online Child Sexual Exploitation | Share Holder | Yes | For | Against | |||||||||||||
| S0817 | Report on Median Gender/Racial Pay Gap | Share Holder | Yes | Against | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| The Southern Company | SO | 842587107 | May 27, 2020 | 1a | Elect Director Janaki Akella | Management | Yes | For | For | |||||||||
| 1b | Elect Director Juanita Powell Baranco | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Jon A. Boscia | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Henry A. ‘Hal’ Clark, III | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Anthony F. ‘Tony’ Earley, Jr. | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Thomas A. Fanning | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director David J. Grain | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Donald M. James | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director John D. Johns | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Dale E. Klein | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Ernest J. Moniz | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director William G. Smith, Jr. | Management | Yes | For | For | |||||||||||||
| 1m | Elect Director Steven R. Specker | Management | Yes | For | For | |||||||||||||
| 1n | Elect Director E. Jenner Wood, III | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 4 | Require Independent Board Chair | Share Holder | Yes | Against | For | |||||||||||||
| 5 | Report on Lobbying Payments and Policy | Share Holder | Yes | For | Against | |||||||||||||
| NXP Semiconductors N.V. | NXPI | N6596X109 | May 27, 2020 | 1 | Adopt Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Discharge of Board Members | Management | Yes | For | For | |||||||||||||
| 3a | Elect Kurt Sievers as Executive Director | Management | Yes | For | For | |||||||||||||
| 3b | Reelect Peter Bonfield as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 3c | Reelect Kenneth A. Goldman as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 3d | Reelect Josef Kaeser as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 3e | Reelect Lena Olving as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 3f | Reelect Peter Smitham as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 3g | Reelect Julie Southern as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 3h | Reelect Jasmin Staiblin as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 3i | Reelect Gregory Summe as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 3j | Reelect Karl-Henrik Sundstrom as Non-Executive Director | Management | Yes | For | For | |||||||||||||
| 4 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | Yes | For | For | |||||||||||||
| 5 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | Yes | For | For | |||||||||||||
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 7 | Approve Cancellation of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 8 | Ratify Ernst & Young Accountants LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 9 | Approve Remuneration of the Members and Chairs of the Audit Committee, Compensation Committee, and the Nominating and Governance Committee of the Board | Management | Yes | For | For | |||||||||||||
| 10 | Amend Articles to Establish Quorum Requirement | Management | Yes | For | For | |||||||||||||
| 11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 12 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | |||||||||||||
| Issuer Name | �� | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | ||||||||
| DOUGLAS EMMETT, INC. | DEI | 25960P109 | May 28, 2020 | 1A. | Election of Director: Dan A. Emmett | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Jordan L. Kaplan | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Kenneth M. Panzer | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Christopher H. Anderson | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Leslie E. Bider | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Dr. David T. Feinberg | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Virginia A. McFerran | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Thomas E. O Hern | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: William E. Simon, Jr. | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: Johnese M. Spisso | Management | Yes | For | For | |||||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020. | Management | Yes | For | For | |||||||||||||
| 3. | To approve, in a non-binding advisory vote, our executive compensation. | Management | Yes | For | For | |||||||||||||
| 4. | To approve amendments to the Douglas Emmett Inc. 2016 Omnibus Stock Incentive Plan. | Management | Yes | For | For | |||||||||||||
| INSTALLED BUILDING PRODUCTS, INC. | IBP | 45780R101 | May 28, 2020 | 2. | The ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1.1 | Election of Director: Michael T. Miller | MANAGEMENT | Yes | AGAINST | FOR | |||||||||||||
| 1.2 | Election of Director: Vikas Verma | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| JONES LANG LASALLE INCORPORATED | JLL | 48020Q107 | May 28, 2020 | 1A. | Election of Director: Hugo Bagué | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Matthew Carter, Jr. | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Samuel A. Di Piazza, Jr. | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Ming Lu | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Bridget Macaskill | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Deborah H. McAneny | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Siddharth N. Mehta | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Martin H. Nesbitt | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Jeetendra I. Patel | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: Sheila A. Penrose | Management | Yes | For | For | |||||||||||||
| 1K. | Election of Director: Ann Marie Petach | Management | Yes | For | For | |||||||||||||
| 1L. | Election of Director: Christian Ulbrich | Management | Yes | For | For | |||||||||||||
| 2. | Non-binding, advisory “say-on-pay” vote approving executive compensation | Management | Yes | For | For | |||||||||||||
| 3. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | Yes | For | For | |||||||||||||
| SENSATA TECHNOLOGIES HOLDING PLC | ST | G8060N102 | May 28, 2020 | 1A. | Election of Director: Andrew C. Teich | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Jeffrey J. Cote | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: John P. Absmeier | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Lorraine A. Bolsinger | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: James E. Heppelmann | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Charles W. Peffer | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Constance E. Skidmore | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Steven A. Sonnenberg | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Martha N. Sullivan | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: Thomas Wroe Jr. | Management | Yes | For | For | |||||||||||||
| 1K. | Election of Director: Stephen M. Zide | Management | Yes | For | For | |||||||||||||
| 2. | Advisory resolution to approve executive compensation | Management | Yes | For | For | |||||||||||||
| 3. | Advisory resolution on frequency of “Say-on-Pay” vote | Management | Yes | 3 Years | Against | |||||||||||||
| 4. | Ordinary resolution to ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm | Management | Yes | For | For | |||||||||||||
| 5. | Advisory vote on Director Compensation Report | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 6. | Ordinary resolution to reappoint Ernst & Young LLP as the Company’s U.K. statutory auditor | Management | Yes | For | For | |||||||||||||
| 7. | Ordinary resolution to authorize the Audit Committee, for and on behalf of the Board, to determine the Company’s U.K. statutory auditor’s reimbursement | Management | Yes | For | For | |||||||||||||
| 8. | Ordinary resolution to receive the Company’s 2019 Annual Report and Accounts | Management | Yes | For | For | |||||||||||||
| 9. | Special resolution to approve the form of share repurchase contracts and repurchase counterparties | Management | Yes | For | For | |||||||||||||
| 10. | Ordinary resolution to authorize the Board of Directors to issue equity securities | Management | Yes | For | For | |||||||||||||
| 11. | Special resolution to authorize the Board of Directors to issue equity securities without pre-emptive rights | Management | Yes | For | For | |||||||||||||
| 12. | Ordinary resolution to authorize the Board of Directors to issue equity securities under our equity incentive plans | Management | Yes | For | For | |||||||||||||
| 13. | Special resolution to authorize the Board of Directors to issue equity securities under our equity incentive plans without pre-emptive rights | Management | Yes | For | For | |||||||||||||
| WESCO INTERNATIONAL, INC. | WCC | 95082P105 | May 28, 2020 | 1A. | Election of Director: John J. Engel | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Matthew J. Espe | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Bobby J. Griffin | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: John K. Morgan | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Steven A. Raymund | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: James L. Singleton | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Easwaran Sundaram | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Laura K. Thompson | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Lynn M. Utter | Management | Yes | For | For | |||||||||||||
| 2. | Approve, on an advisory basis, the compensation of the Company’s named executive officers. | Management | Yes | For | For | |||||||||||||
| 3. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| The Ensign Group, Inc. | ENSG | 29358P101 | May 28, 2020 | 1.1 | Elect Director Roy E. Christensen | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Barry M. Smith | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Swati B. Abbott | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| Fidelity National Information Services, Inc. | FIS | 31620M106 | May 28, 2020 | M0201 | Elect Director Lee Adrean | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Ellen R. Alemany | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Lisa A. Hook | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Keith W. Hughes | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Gary L. Lauer | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Gary A. Norcross | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Louise M. Parent | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Brian T. Shea | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director James B. Stallings, Jr. | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Jeffrey E. Stiefler | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 1a | Elect Director Lee Adrean | Management | Yes | For | For | |||||||||||||
| 1b | Elect Director Ellen R. Alemany | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Lisa A. Hook | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Keith W. Hughes | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Gary L. Lauer | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Gary A. Norcross | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Louise M. Parent | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Brian T. Shea | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director James B. Stallings, Jr. | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Jeffrey E. Stiefler | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| BLOOMIN’ BRANDS, INC. | BLMN | 094235108 | May 29, 2020 | 6. | To vote on a stockholder proposal requesting that the Board issue a report assessing how the Company could increase efforts to mitigate supply chain greenhouse gas emissions. | SHAREHOLDER | Yes | AGAINST | AGAINST | |||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| BLOOMIN’ BRANDS, INC. | BLMN | 094235108 | May 29, 2020 | 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered certified public accounting firm for the fiscal year ending December 27, 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 4. | To approve the Bloomin’ Brands, Inc. 2020 Omnibus Incentive Compensation Plan. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1A. | Election of Class II Director with term expiring in 2023: James R. Craigie | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1B. | Election of Class II Director with term expiring in 2023: David J. Deno | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 5. | To vote on a stockholder proposal requesting that the Company take action to declassify the Board. | SHAREHOLDER | Yes | FOR | AGAINST | |||||||||||||
| 3. | To approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers. | MANAGEMENT | Yes | AGAINST | FOR | |||||||||||||
| LOWE’S COMPANIES, INC. | LOW | 548661107 | May 29, 2020 | 1.1 | DIRECTOR Raul Alvarez | Management | Yes | For | For | |||||||||
| 1.2 | DIRECTOR David H. Batchelder | Management | Yes | For | For | |||||||||||||
| 1.3 | DIRECTOR Angela F. Braly | Management | Yes | For | For | |||||||||||||
| 1.4 | DIRECTOR Sandra B. Cochran | Management | Yes | For | For | |||||||||||||
| 1.5 | DIRECTOR Laurie Z. Douglas | Management | Yes | For | For | |||||||||||||
| 1.6 | DIRECTOR Richard W. Dreiling | Management | Yes | For | For | |||||||||||||
| 1.7 | DIRECTOR Marvin R. Ellison | Management | Yes | For | For | |||||||||||||
| 1.8 | DIRECTOR Brian C. Rogers | Management | Yes | For | For | |||||||||||||
| 1.9 | DIRECTOR Bertram L. Scott | Management | Yes | For | For | |||||||||||||
| 1.1 | DIRECTOR Lisa W. Wardell | Management | Yes | For | For | |||||||||||||
| 1.11 | DIRECTOR Eric C. Wiseman | Management | Yes | For | For | |||||||||||||
| 2. | Advisory vote to approve Lowe’s named executive officer compensation in fiscal 2019. | Management | Yes | For | For | |||||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as Lowe’s independent registered public accounting firm for fiscal 2020. | Management | Yes | For | For | |||||||||||||
| 4. | Approve amendment to Bylaws reducing the ownership threshold to call special shareholder meetings to 15% of outstanding shares. | Management | Yes | For | For | |||||||||||||
| 5. | Approve 2020 Employee Stock Purchase Plan. | Management | Yes | For | For | |||||||||||||
| 6. | Shareholder proposal to reduce the ownership threshold to call special shareholder meetings to 10% of outstanding shares. | Shareholder | Yes | Against | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| DocuSign, Inc. | DOCU | 256163106 | May 29, 2020 | 1.1 | Elect Director Cynthia Gaylor | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director S. Steven Singh | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | |||||||||||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| Medallia, Inc. | MDLA | 584021109 | May 29, 2020 | 1a | Elect Director Borge Hald | Management | Yes | For | For | |||||||||
| 1b | Elect Director Douglas Leone | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Leslie Stretch | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| AMERICAN CAMPUS COMMUNITIES, INC. | ACC | 024835100 | June 1, 2020 | 1A. | Election of Director: William C. Bayless, Jr. | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: G. Steven Dawson | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Cydney C. Donnell | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Mary C. Egan | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Edward Lowenthal | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Oliver Luck | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: C. Patrick Oles, Jr. | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: John T. Rippel | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Carla Piñeyro Sublett | Management | Yes | For | For | |||||||||||||
| 2. | Ratification of Ernst & Young as our independent auditors for 2020 | Management | Yes | For | For | |||||||||||||
| 3. | To provide a non-binding advisory vote approving the Company’s executive compensation program | Management | Yes | For | For | |||||||||||||
| SL GREEN REALTY CORP. | SLG | 78440X101 | June 1. 2020 | 1A. | Election of Director: John H. Alschuler | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Betsy Atkins | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Edwin T. Burton, III | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Lauren B. Dillard | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Stephen L. Green | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Craig M. Hatkoff | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Marc Holliday | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: John S. Levy | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Andrew W. Mathias | Management | Yes | For | For | |||||||||||||
| 2. | To approve, on a non-binding advisory basis, our executive compensation. | Management | Yes | For | For | |||||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| UnitedHealth Group Incorporated | UNH | 91324P102 | June 1, 2020 | M0201 | Elect Director Richard T. Burke | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Timothy P. Flynn | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Stephen J. Hemsley | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Michele J. Hooper | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director F. William McNabb, III | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Valerie C. Montgomery Rice | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director John H. Noseworthy | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Glenn M. Renwick | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director David S. Wichmann | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Gail R. Wilensky | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| M0522 | Approve Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| S0232 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Share Holder | Yes | Against | For | |||||||||||||
| COGNIZANT TECHNOLOGY SOLUTIONS CORP. | CTSH | 192446102 | June 2, 2020 | 1A. | Election of Director: Zein Abdalla | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Vinita Bali | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Maureen Breakiron-Evans | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Archana Deskus | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: John M. Dineen | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: John N. Fox, Jr. | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Brian Humphries | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Leo S. Mackay, Jr. | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Michael Patsalos-Fox | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: Joseph M. Velli | Management | Yes | For | For | |||||||||||||
| 1K. | Election of Director: Sandra S. Wijnberg | Management | Yes | For | For | |||||||||||||
| 2. | Approve, on an advisory (non-binding) basis, the compensation of the company’s named executive officers. | Management | Yes | For | For | |||||||||||||
| 3. | Ratify the appointment of PricewaterhouseCoopers LLP as the company’s independent registered public accounting firm for the year ending December 31, 2020. | Management | Yes | For | For | |||||||||||||
| 4. | Shareholder proposal requesting that the board of directors take action as necessary to permit shareholder action by written consent. | Shareholder | Yes | For | Against | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | June 2, 2020 | 1a | Elect Director Zein Abdalla | Management | Yes | For | For | |||||||||
| 1b | Elect Director Vinita Bali | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Maureen Breakiron-Evans | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Archana Deskus | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director John M. Dineen | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director John N. Fox, Jr. | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Brian Humphries | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Leo S. Mackay, Jr. | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Michael Patsalos-Fox | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Joseph M. Velli | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Sandra S. Wijnberg | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 4 | Provide Right to Act by Written Consent | Share Holder | Yes | For | Against | |||||||||||||
| COMCAST CORPORATION | CMCSA | 20030N101 | June 3, 2020 | 1.1 | DIRECTOR Kenneth J. Bacon | Management | Yes | For | For | |||||||||
| 1.2 | DIRECTOR Madeline S. Bell | Management | Yes | For | For | |||||||||||||
| 1.3 | DIRECTOR Naomi M. Bergman | Management | Yes | For | For | |||||||||||||
| 1.4 | DIRECTOR Edward D. Breen | Management | Yes | For | For | |||||||||||||
| 1.5 | DIRECTOR Gerald L. Hassell | Management | Yes | For | For | |||||||||||||
| 1.6 | DIRECTOR Jeffrey A. Honickman | Management | Yes | For | For | |||||||||||||
| 1.7 | DIRECTOR Maritza G. Montiel | Management | Yes | For | For | |||||||||||||
| 1.8 | DIRECTOR Asuka Nakahara | Management | Yes | For | For | |||||||||||||
| 1.9 | DIRECTOR David C. Novak | Management | Yes | For | For | |||||||||||||
| 1.1 | DIRECTOR Brian L. Roberts | Management | Yes | For | For | |||||||||||||
| 2. | Ratification of the appointment of our independent auditors | Management | Yes | For | For | |||||||||||||
| 3. | Approval of Amended 2003 Stock Option Plan | Management | Yes | For | For | |||||||||||||
| 4. | Approval of Amended 2002 Restricted Stock Plan | Management | Yes | For | For | |||||||||||||
| 5. | Advisory vote on executive compensation | Management | Yes | For | For | |||||||||||||
| 6. | To provide a lobbying report | Shareholder | Yes | Against | For | |||||||||||||
| 7. | To require an independent board chairman | Shareholder | Yes | Against | For | |||||||||||||
| 8. | To conduct independent investigation and report on risks posed by failing to prevent sexual harassment | Shareholder | Yes | Against | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| HESS CORPORATION | HES | 42809H107 | June 3, 2020 | 1A. | Election of director to serve for a one-year term expiring in 2021: T.J. CHECKI | Management | Yes | For | For | |||||||||
| 1B. | Election of director to serve for a one-year term expiring in 2021: L.S. COLEMAN, JR. | Management | Yes | For | For | |||||||||||||
| 1C. | Election of director to serve for a one-year term expiring in 2021: J. DUATO | Management | Yes | For | For | |||||||||||||
| 1D. | Election of director to serve for a one-year term expiring in 2021: J.B. HESS | Management | Yes | For | For | |||||||||||||
| 1E. | Election of director to serve for a one-year term expiring in 2021: E.E. HOLIDAY | Management | Yes | For | For | |||||||||||||
| 1F. | Election of director to serve for a one-year term expiring in 2021: M.S. LIPSCHULTZ | Management | Yes | For | For | |||||||||||||
| 1G. | Election of director to serve for a one-year term expiring in 2021: D. MCMANUS | Management | Yes | For | For | |||||||||||||
| 1H. | Election of director to serve for a one-year term expiring in 2021: K.O. MEYERS | Management | Yes | For | For | |||||||||||||
| 1I. | Election of director to serve for a one-year term expiring in 2021: J.H. QUIGLEY | Management | Yes | For | For | |||||||||||||
| 1J. | Election of director to serve for a one-year term expiring in 2021: W.G. SCHRADER | Management | Yes | For | For | |||||||||||||
| 2. | Advisory approval of the compensation of our named executive officers. | Management | Yes | For | For | |||||||||||||
| 3. | Ratification of the selection of Ernst & Young LLP as our independent registered public accountants for the year ending December 31, 2020. | Management | Yes | For | For | |||||||||||||
| WALMART INC. | WMT | 931142103 | June 3, 2020 | 1A. | Election of Director: Cesar Conde | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Timothy P. Flynn | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Sarah J. Friar | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Carla A. Harris | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Thomas W. Horton | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Marissa A. Mayer | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: C. Douglas McMillon | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Gregory B. Penner | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Steven S Reinemund | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: S. Robson Walton | Management | Yes | For | For | |||||||||||||
| 1K. | Election of Director: Steuart L. Walton | Management | Yes | For | For | |||||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | Yes | For | For | |||||||||||||
| 3. | Ratification of Ernst & Young LLP as Independent Accountants | Management | Yes | For | For | |||||||||||||
| 4. | Approval of the Amendment to the ASDA Sharesave Plan 2000 | Management | Yes | For | For | |||||||||||||
| 5. | Report on Impacts of Single-Use Plastic Bags | Shareholder | Yes | Against | For | |||||||||||||
| 6. | Report on Supplier Antibiotics Use Standards | Shareholder | Yes | Against | For | |||||||||||||
| 7. | Policy to Include Hourly Associates as Director Candidates | Shareholder | Yes | Against | For | |||||||||||||
| 8. | Report on Strengthening Prevention of Workplace Sexual Harassment | Shareholder | Yes | Against | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Alphabet Inc. | GOOGL | 02079K305 | June 3, 2020 | M0201 | Elect Director Larry Page | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Sergey Brin | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Sundar Pichai | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director John L. Hennessy | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Frances H. Arnold | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director L. John Doerr | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Roger W. Ferguson Jr. | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Ann Mather | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Alan R. Mulally | Management | Yes | Withhold | Against | |||||||||||||
| M0201 | Elect Director K. Ram Shiram | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Robin L. Washington | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| M0524 | Amend Omnibus Stock Plan | Management | Yes | Against | Against | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Against | |||||||||||||
| S0316 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Share Holder | Yes | For | Against | |||||||||||||
| S0999 | Report on Arbitration of Employment-Related Claims | Share Holder | Yes | For | Against | |||||||||||||
| S0206 | Establish Human Rights Risk Oversight Committee | Share Holder | Yes | Against | For | |||||||||||||
| S0232 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Share Holder | Yes | Against | For | |||||||||||||
| S0510 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Share Holder | Yes | For | Against | |||||||||||||
| S0999 | Report on Takedown Requests | Share Holder | Yes | Against | For | |||||||||||||
| S0212 | Require a Majority Vote for the Election of Directors | Share Holder | Yes | For | Against | |||||||||||||
| S0817 | Report on Gender/Racial Pay Gap | Share Holder | Yes | Against | For | |||||||||||||
| S0224 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Share Holder | Yes | Against | For | |||||||||||||
| S0414 | Report on Whistleblower Policies and Practices | Share Holder | Yes | Against | For |
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Comcast Corporation | CMCSA | 20030N101 | June 3, 2020 | M0201 | Elect Director Kenneth J. Bacon | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Madeline S. Bell | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Naomi M. Bergman | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Edward D. Breen | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Gerald L. Hassell | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Jeffrey A. Honickman | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Maritza G. Montiel | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Asuka Nakahara | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director David C. Novak | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Brian L. Roberts | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify Deloitte & Touche LLP as Auditor | Management | Yes | For | For | |||||||||||||
| M0503 | Amend Stock Option Plan | Management | Yes | For | For | |||||||||||||
| M0509 | Amend Restricted Stock Plan | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Against | |||||||||||||
| S0808 | Report on Lobbying Payments and Policy | Share Holder | Yes | For | Against | |||||||||||||
| S0107 | Require Independent Board Chair | Share Holder | Yes | Against | For | |||||||||||||
| S0999 | Report on Risks Posed by Failing to Prevent Sexual Harassment | Share Holder | Yes | Against | For | |||||||||||||
| 1.1 | Elect Director Kenneth J. Bacon | Management | Yes | For | For | |||||||||||||
| 1.2 | Elect Director Madeline S. Bell | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Naomi M. Bergman | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Edward D. Breen | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Gerald L. Hassell | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Jeffrey A. Honickman | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Maritza G. Montiel | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director Asuka Nakahara | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director David C. Novak | Management | Yes | For | For | |||||||||||||
| 1.10 | Elect Director Brian L. Roberts | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | Yes | For | For | |||||||||||||
| 3 | Amend Stock Option Plan | Management | Yes | Against | Against | |||||||||||||
| 4 | Amend Restricted Stock Plan | Management | Yes | Against | Against | |||||||||||||
| 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 6 | Report on Lobbying Payments and Policy | Share Holder | Yes | For | Against | |||||||||||||
| 7 | Require Independent Board Chair | Share Holder | Yes | For | Against | |||||||||||||
| 8 | Report on Risks Posed by Failing to Prevent Sexual Harassment | Share Holder | Yes | Against | For |
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Anheuser-Busch InBev SA/NV | ABI | 03524A108 | June 3, 2020 | M0126 | Amend Articles 24.4 Re: Participation and Decisions in a Meeting | Management | Yes | For | For | |||||||||
| M0126 | Amend Articles Re: Distributions of Interim Dividends | Management | Yes | For | For | |||||||||||||
| M0126 | Amend Articles of Association Re: Alignment on the Rules of Code on Companies and Associations | Management | Yes | For | For | |||||||||||||
| M0151 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.30 per Share | Management | Yes | For | For | |||||||||||||
| M0264 | Approve Discharge of Directors | Management | Yes | For | For | |||||||||||||
| M0263 | Approve Discharge of Auditors | Management | Yes | For | For | |||||||||||||
| M0201 | Reelect Michele Burns as Independent Director | Management | Yes | For | For | |||||||||||||
| M0201 | Reelect Elio Leoni Sceti as Independent Director | Management | Yes | For | For | |||||||||||||
| M0201 | Reelect Alexandre Van Damme as Director | Management | Yes | For | For | |||||||||||||
| M0201 | Reelect Gregoire de Spoelberch as Director | Management | Yes | For | For | |||||||||||||
| M0201 | Reelect Paul Cornet de Ways Ruart as Director | Management | Yes | For | For | |||||||||||||
| M0201 | Reelect Paulo Lemann as Director | Management | Yes | For | For | |||||||||||||
| M0201 | Reelect Maria Asuncion Aramburuzabala as Director | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Roberto Thompson Motta as Director | Management | Yes | For | For | |||||||||||||
| M0201 | Reelect Martin J. Barrington as Director | Management | Yes | For | For | |||||||||||||
| M0201 | Reelect William F. Gifford, Jr. as Director | Management | Yes | For | For | |||||||||||||
| M0201 | Reelect Alejandro Santo Domingo Davila as Director | Management | Yes | For | For | |||||||||||||
| M0550 | Approve Remuneration Report | Management | Yes | Against | Against | |||||||||||||
| M0138 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | Yes | For | For | |||||||||||||
| M0126 | Amend Articles 24.4 Re: Participation and Decisions in a Meeting | Management | Yes | For | For | |||||||||||||
| M0126 | Amend Articles Re: Distributions of Interim Dividends | Management | Yes | For | For | |||||||||||||
| M0126 | Amend Articles of Association Re: Alignment on the Rules of Code on Companies and Associations | Management | Yes | For | For | |||||||||||||
| M0151 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.30 per Share | Management | Yes | For | For | |||||||||||||
| M0264 | Approve Discharge of Directors | Management | Yes | For | For | |||||||||||||
| M0263 | Approve Discharge of Auditors | Management | Yes | For | For | |||||||||||||
| M0201 | Reelect Michele Burns as Independent Director | Management | Yes | For | For | |||||||||||||
| M0201 | Reelect Elio Leoni Sceti as Independent Director | Management | Yes | For | For | |||||||||||||
| M0201 | Reelect Alexandre Van Damme as Director | Management | Yes | For | For | |||||||||||||
| M0201 | Reelect Gregoire de Spoelberch as Director | Management | Yes | For | For | |||||||||||||
| M0201 | Reelect Paul Cornet de Ways Ruart as Director | Management | Yes | For | For |
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| M0201 | Reelect Paulo Lemann as Director | Management | Yes | For | For | |||||||||||||
| M0201 | Reelect Maria Asuncion Aramburuzabala as Director | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Roberto Thompson Motta as Director | Management | Yes | For | For | |||||||||||||
| M0201 | Reelect Martin J. Barrington as Director | Management | Yes | For | For | |||||||||||||
| M0201 | Reelect William F. Gifford, Jr. as Director | Management | Yes | For | For | |||||||||||||
| M0201 | Reelect Alejandro Santo Domingo Davila as Director | Management | Yes | For | For | |||||||||||||
| M0550 | Approve Remuneration Report | Management | Yes | Against | Against | |||||||||||||
| M0138 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | Yes | For | For | |||||||||||||
| Monster Beverage Corporation | MNST | 61174X109 | June 3, 2020 | M0201 | Elect Director Rodney C. Sacks | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Hilton H. Schlosberg | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Mark J. Hall | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Kathleen E. Ciaramello | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Gary P. Fayard | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Jeanne P. Jackson | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Steven G. Pizula | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Benjamin M. Polk | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Sydney Selati | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Mark S. Vidergauz | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| M0522 | Approve Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| HOSTESS BRANDS INC. | TWNK | 44109J106 | June 4, 2020 | 3. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 3. | DIRECTOR | MANAGEMENT | Yes | AGAINST | FOR | |||||||||||||
| 3. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 5. | Ratification of KPMG LLP as independent registered public accounting firm. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | Amendment to Second Amended and Restated Certificate of Incorporation to eliminate supermajority requirement to approve certain amendments thereto. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | Amendment to Second Amended and Restated Certificate of Incorporation to de-classify Board of Directors. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 4. | 2019 compensation paid to named executive officers (advisory). | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| MOELIS & COMPANY | MC | 60786M105 | June 4, 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 4. | In their discretion, upon such other matters that may properly come before meeting or any adjournment or adjournments thereof. | MANAGEMENT | Yes | AGAINST | FOR | |||||||||||||
| 2. | To approve, on an advisory basis, the compensation of our Named Executive Officers. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| SANDY SPRING BANCORP, INC. | SASR | 800363103 | June 4, 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | The ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for the year 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | A non-binding resolution to approve the compensation for the named executive officers. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Trane Technologies Plc | TT | G8994E103 | June 4, 2020 | 1a | Elect Director Kirk E. Arnold | Management | Yes | For | For | |||||||||
| 1b | Elect Director Ann C. Berzin | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director John Bruton | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Jared L. Cohon | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Gary D. Forsee | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Linda P. Hudson | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Michael W. Lamach | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1h | Elect Director Myles P. Lee | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Karen B. Peetz | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director John P. Surma | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Richard J. Swift | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director Tony L. White | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 4 | Authorize Issue of Equity | Management | Yes | For | For | |||||||||||||
| 5 | Renew Directors’ Authority to Issue Shares for Cash | Management | Yes | For | For | |||||||||||||
| 6 | Authorize Reissuance of Repurchased Shares | Management | Yes | For | For | |||||||||||||
| Booking Holdings Inc. | BKNG | 09857L108 | June 4, 2020 | M0201 | Elect Director Timothy M. Armstrong | Management | Yes | For | For | |||||||||
| Elect Director Jeffery H. Boyd | Management | Yes | For | For | ||||||||||||||
| Elect Director Glenn D. Fogel | Management | Yes | For | For | ||||||||||||||
| Elect Director Mirian M. Graddick-Weir | Management | Yes | For | For | ||||||||||||||
| Elect Director Wei Hopeman | Management | Yes | For | For | ||||||||||||||
| Elect Director Robert J. Mylod, Jr. | Management | Yes | For | For | ||||||||||||||
| Elect Director Charles H. Noski | Management | Yes | For | For | ||||||||||||||
| Elect Director Nicholas J. Read | Management | Yes | For | For | ||||||||||||||
| Elect Director Thomas E. Rothman | Management | Yes | For | For | ||||||||||||||
| Elect Director Bob van Dijk | Management | Yes | For | For | ||||||||||||||
| Elect Director Lynn M. Vojvodich | Management | Yes | For | For | ||||||||||||||
| Elect Director Vanessa A. Wittman | Management | Yes | For | For | ||||||||||||||
| Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||||||||
| Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||||||||
| Provide Right to Act by Written Consent | Share Holder | Yes | For | Against | ||||||||||||||
| The Charles Schwab Corporation | SCHW | 808513105 | June 4, 2020 | M0410 | Issue Shares in Connection with Merger | Management | Yes | For | For | |||||||||
| M0126 | Amend Charter | Management | Yes | For | For | |||||||||||||
| M0617 | Adjourn Meeting | Management | Yes | For | For | |||||||||||||
| EPAM Systems, Inc. | EPAM | 29414B104 | June 9, 2020 | 1.1 | Elect Director Eugene Roman | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Jill B. Smart | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Ronald P. Vargo | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| NVIDIA Corporation | NVDA | 67066G104 | June 9, 2020 | M0201 | Elect Director Robert K. Burgess | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Tench Coxe | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Persis S. Drell | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Jen-Hsun Huang | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Dawn Hudson | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Harvey C. Jones | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Michael G. McCaffery | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Stephen C. Neal | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Mark L. Perry | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director A. Brooke Seawell | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Mark A. Stevens | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| M0524 | Amend Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| M0512 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For | |||||||||||||
| Q2 Holdings, Inc. | QTWO | 74736L109 | June 9, 2020 | 1.1 | Elect Director R. Lynn Atchison | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Charles T. Doyle | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Carl James Schaper | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Ernst & Young LLP as Auditor | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| BRIGHTHOUSE FINANCIAL, INC. | BHF | 10922N103 | June 10, 2020 | 1A. | Election of Director to serve a one-year term ending at the 2021 Annual Meeting of Stockholders: Irene Chang Britt | Management | Yes | For | For | |||||||||
| 1B. | Election of Director to serve a one-year term ending at the 2021 Annual Meeting of Stockholders: C. Edward (“Chuck”) Chaplin | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director to serve a one-year term ending at the 2021 Annual Meeting of Stockholders: Eileen A. Mallesch | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director to serve a one-year term ending at the 2021 Annual Meeting of Stockholders: Margaret M. (“Meg”) McCarthy | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1E. | Election of Director to serve a one-year term ending at the 2021 Annual Meeting of Stockholders: Diane E. Offereins | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director to serve a one-year term ending at the 2021 Annual Meeting of Stockholders: Patrick J. (“Pat”) Shouvlin | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director to serve a one-year term ending at the 2021 Annual Meeting of Stockholders: Eric T. Steigerwalt | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director to serve a one-year term ending at the 2021 Annual Meeting of Stockholders: Paul M. Wetzel | Management | Yes | For | For | |||||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as Brighthouse’s independent registered public accounting firm for fiscal year 2020. | Management | Yes | For | For | |||||||||||||
| 3. | Advisory vote to approve the compensation paid to Brighthouse’s Named Executive Officers. | Management | Yes | For | For | |||||||||||||
| 4. | Approval of the amendment of the Brighthouse Financial, Inc. Employee Stock Purchase Plan. | Management | Yes | For | For | |||||||||||||
| WILLIS TOWERS WATSON PLC | WLTW | G96629103 | June 10, 2020 | 1A. | Election of Director: Anna C. Catalano | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Victor F. Ganzi | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: John J. Haley | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Wendy E. Lane | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Brendan R. O’Neill | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Jaymin B. Patel | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Linda D. Rabbitt | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Paul D. Thomas | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Wilhelm Zeller | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 2. | Ratify, on an advisory basis, the appointment of (i) Deloitte & Touche LLP to audit our financial statements and (ii) Deloitte Ireland LLP to audit our Irish Statutory Accounts, and authorize, in a binding vote, the Board, acting through the Audit Committee, to fix the independent auditors’ remuneration. | Management | Yes | For | For | |||||||||||||
| 3. | Approve, on an advisory basis, the named executive officer compensation. | Management | Yes | For | For | |||||||||||||
| 4. | Renew the Board’s existing authority to issue shares under Irish law. | Management | Yes | For | For | |||||||||||||
| 5. | Renew the Board’s existing authority to opt out of statutory pre-emption rights under Irish law. | Management | Yes | For | For | |||||||||||||
| Ligand Pharmaceuticals Incorporated | LGND | 53220K504 | June 10, 2020 | 1.1 | Elect Director Jason M. Aryeh | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Sarah Boyce | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Todd C. Davis | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Nancy R. Gray | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director John L. Higgins | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director John W. Kozarich | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director John L. LaMattina | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director Sunil Patel | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director Stephen L. Sabba | Management | �� | Yes | For | For | ||||||||||||
| 2 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| National Vision Holdings, Inc. | EYE | 63845R107 | June 10, 2020 | 1.1 | Elect Director David M. Tehle | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Thomas V. Taylor, Jr. | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Virginia A. Hepner | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| ENSTAR GROUP LIMITED | ESGR | G3075P101 | June 11, 2020 | 1A. | Election of Director: B. Frederick Becker | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: James Carey | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: W. Myron Hendry, Jr. | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Hitesh Patel | Management | Yes | For | For | |||||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | Yes | For | For | |||||||||||||
| 3. | To ratify the appointment of KPMG Audit Limited as our independent registered public accounting firm for 2020 and to authorize the Board of Directors, acting through the Audit Committee, to approve the fees for the independent registered public accounting firm. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| RED ROCK RESORTS, INC. | RRR | 75700L108 | June 11, 2020 | 1A. | Election of Director: Frank J. Fertitta III | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Lorenzo J. Fertitta | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Robert A. Cashell, Jr. | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Robert E. Lewis | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: James E. Nave, D.V.M. | Management | Yes | For | For | |||||||||||||
| 2. | Advisory vote to approve the compensation of our named executive officers. | Management | Yes | For | For | |||||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent auditor for 2020. | Management | Yes | For | For | |||||||||||||
| Avalara, Inc. | AVLR | 05338G106 | June 11, 2020 | 1.1 | Elect Director William Ingram | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Brian Sharples | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Chelsea Stoner | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Against | |||||||||||||
| 3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | |||||||||||||
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| Monolithic Power Systems, Inc. | MPWR | 609839105 | June 11, 2020 | 1.1 | Elect Director Victor K. Lee | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director James C. Moyer | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Amend Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| salesforce.com, inc. | CRM | 79466L302 | June 11, 2020 | M0201 | Elect Director Marc Benioff | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Craig Conway | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Parker Harris | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Alan Hassenfeld | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Neelie Kroes | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| M0201 | Elect Director Colin Powell | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Sanford Robertson | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director John V. Roos | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Robin Washington | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Maynard Webb | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Susan Wojcicki | Management | Yes | For | For | |||||||||||||
| M0524 | Amend Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| M0512 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| S0238 | Provide Right to Act by Written Consent | Share Holder | Yes | For | Against | |||||||||||||
| Splunk Inc. | SPLK | 848637104 | June 11, 2020 | M0201 | Elect Director John Connors | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Patricia Morrison | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Stephen Newberry | Management | Yes | For | For | |||||||||||||
| M0101 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| Proofpoint, Inc. | PFPT | 743424103 | June 12, 2020 | 1a | Elect Director Jonathan Feiber | Management | Yes | For | For | |||||||||
| 1b | Elect Director Kevin Harvey | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Leyla Seka | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| GENERAL MOTORS COMPANY | GM | 37045V100 | June 16 2020 | 1A. | Election of Director: Mary T. Barra | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Wesley G. Bush | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Linda R. Gooden | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Joseph Jimenez | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Jane L. Mendillo | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Judith A. Miscik | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Patricia F. Russo | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: Thomas M. Schoewe | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Theodore M. Solso | Management | Yes | For | For | |||||||||||||
| 1J. | Election of Director: Carol M. Stephenson | Management | Yes | For | For | |||||||||||||
| 1K. | Election of Director: Devin N. Wenig | Management | Yes | For | For | |||||||||||||
| 2. | Advisory Approval of Named Executive Officer Compensation | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 3. | Advisory Approval of the Frequency of Future Advisory Votes on Named Executive Officer Compensation | Management | Yes | 1 Year | For | |||||||||||||
| 4. | Ratification of the Selection of Ernst & Young LLP as the Company’s Independent Registered Public Accounting Firm for 2020 | Management | Yes | For | For | |||||||||||||
| 5. | Approval of the General Motors Company 2020 Long-Term Incentive Plan | Management | Yes | For | For | |||||||||||||
| 6. | Shareholder Proposal Regarding Shareholder Written Consent | Shareholder | Yes | For | Against | |||||||||||||
| 7. | Shareholder Proposal Regarding Proxy Access Amendment: Shareholder Aggregation Limit | Shareholder | Yes | Against | For | |||||||||||||
| 8. | Shareholder Proposal Regarding Report on Human Rights Policy Implementation | Shareholder | Yes | Against | For | |||||||||||||
| 9. | Shareholder Proposal Regarding Report on Lobbying Communications and Activities | Shareholder | Yes | Against | For | |||||||||||||
| OXFORD INDUSTRIES, INC. | OXM | 691497309 | June 16 2020 | 2. | Ratify the selection of Ernst & Young LLP to serve as the Company’s independent registered public accounting firm for fiscal 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1.1 | Election of Director: Dennis M. Love | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1.2 | Election of Director: Clyde C. Tuggle | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1.3 | Election of Director: E. Jenner Wood III | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | Proposal to approve, by a non-binding, advisory vote, the compensation of the Company’s named executive officers. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Five Below, Inc. | FIVE | 33829M101 | June 16, 2020 | 1a | Elect Director Joel D. Anderson | Management | Yes | For | For | |||||||||
| 1b | Elect Director Kathleen S. Barclay | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Thomas M. Ryan | Management | Yes | For | For | |||||||||||||
| 2 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| MAGELLAN HEALTH, INC. | MGLN | 559079207 | June 17 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 4. | Ratification of Ernst & Young as independent auditors for the fiscal year 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | To recommend in an advisory vote the frequency of stockholder votes on named executive officer compensation. | MANAGEMENT | Yes | 1 | 1 | |||||||||||||
| 2. | To approve in an advisory vote the compensation of the named executive officers. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| AARON’S INC. | AAN | 002535300 | June 18 2020 | 1A. | Election of Director: Kelly H. Barrett | Management | Yes | For | For | |||||||||
| 1B. | Election of Director: Kathy T. Betty | Management | Yes | For | For | |||||||||||||
| 1C. | Election of Director: Douglas C. Curling | Management | Yes | For | For | |||||||||||||
| 1D. | Election of Director: Cynthia N. Day | Management | Yes | For | For | |||||||||||||
| 1E. | Election of Director: Curtis L. Doman | Management | Yes | For | For | |||||||||||||
| 1F. | Election of Director: Walter G. Ehmer | Management | Yes | For | For | |||||||||||||
| 1G. | Election of Director: Hubert L. Harris, Jr. | Management | Yes | For | For | |||||||||||||
| 1H. | Election of Director: John W. Robinson III | Management | Yes | For | For | |||||||||||||
| 1I. | Election of Director: Ray M. Robinson | Management | Yes | For | For | |||||||||||||
| 2. | Approval of a non-binding advisory resolution to approve the Company’s executive compensation. | Management | Yes | For | For | |||||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2020. | Management | Yes | For | For | |||||||||||||
| 4. | Effecting a Holding Company Formation and, in connection therewith, Approval of the Agreement and Plan of Merger, by and among Aaron’s, Inc., Aaron’s Holdings Company, Inc. and Aaron’s Merger Sub, Inc. | Management | Yes | For | For | |||||||||||||
| BJ’S WHOLESALE CLUB HOLDINGS, INC. | BJ | 05550J101 | June 18 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as BJ’s Wholesale Club Holdings, Inc.’s independent registered public accounting firm for the fiscal year ending January 30, 2021. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 4. | Approve an amendment to the Second Amended and Restated Certificate of Incorporation of BJ’s Wholesale Club Holdings, Inc. to declassify the Board of Directors of BJ’s Wholesale Club Holdings, Inc. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | Approve, on an advisory (non-binding) basis, the compensation of the named executive officers of BJ’s Wholesale Club Holdings, Inc. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Equinix, Inc. | EQIX | 29444U700 | June 18, 2020 | M0201 | Elect Director Thomas Bartlett | Management | Yes | For | For | |||||||||
| M0201 | Elect Director Nanci Caldwell | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Adaire Fox-Martin | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Gary Hromadko | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director William Luby | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Irving Lyons, III | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Charles Meyers | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Christopher Paisley | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Sandra Rivera | Management | Yes | For | For | |||||||||||||
| M0201 | Elect Director Peter Van Camp | Management | Yes | For | For | |||||||||||||
| M0550 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| M0522 | Approve Omnibus Stock Plan | Management | Yes | Against | Against | |||||||||||||
| M0101 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| S0807 | Report on Political Contributions | Share Holder | Yes | Against | For | |||||||||||||
| Balchem Corporation | BCPC | 057665200 | June 18, 2020 | 1.1 | Elect Director David B. Fischer | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Perry W. Premdas | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director John Y. Televantos | Management | Yes | For | For | |||||||||||||
| 2 | Ratify RSM US LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| Aon plc | AON | G0403H108 | June 19, 2020 | 1.1 | Elect Director Lester B. Knight | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Gregory C. Case | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Jin-Yong Cai | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Jeffrey C. Campbell | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Fulvio Conti | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Cheryl A. Francis | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director J. Michael Losh | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director Richard B. Myers | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director Richard C. Notebaert | Management | Yes | For | For | |||||||||||||
| 1.10 | Elect Director Gloria Santona | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 1.11 | Elect Director Carolyn Y. Woo | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 4 | Ratify Ernst & Young Chartered Accountants as Statutory Auditor | Management | Yes | For | For | |||||||||||||
| 5 | Authorize Board to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| MERIT MEDICAL SYSTEMS, INC. | MMSI | 589889104 | June 22 2020 | 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1. | DIRECTOR | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP to serve as the independent registered public accounting firm of the Company for the year ending December 31, 2020. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | Proposal to approve, on an advisory basis, the compensation of the Company’s named executive officers. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| Ollie’s Bargain Outlet Holdings, Inc. | OLLI | 681116109 | June 22, 2020 | 1A | Elect Director Alissa Ahlman | Management | Yes | For | For | |||||||||
| 1B | Elect Director Robert Fisch | Management | Yes | For | For | |||||||||||||
| 1C | Elect Director John Swygert | Management | Yes | For | For | |||||||||||||
| 1D | Elect Director Richard Zannino | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| FLUIDIGM CORPORATION | FLDM | 34385P108 | June 23 2020 | 1.1 | DIRECTOR Nicolas M. Barthelemy | Management | Yes | For | For | |||||||||
| 1.2 | DIRECTOR Bill W. Colston | Management | Yes | For | For | |||||||||||||
| 2. | To approve our executive compensation program for the year ended December 31, 2019, on an advisory (non-binding) basis. | Management | Yes | For | For | |||||||||||||
| 3. | To approve an amendment and restatement of our 2017 Employee Stock Purchase Plan to increase the shares reserved thereunder and to make certain other changes. | Management | Yes | For | For | |||||||||||||
| 4. | To approve the amendment of our 2011 Equity Incentive Plan to increase the number of shares reserved thereunder. | Management | Yes | For | For | |||||||||||||
| 5. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| APOGEE ENTERPRISES, INC. | APOG | 037598109 | June 24 2020 | 3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS APOGEE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 27, 2021. | MANAGEMENT | Yes | FOR | FOR | |||||||||
| 1A. | Election of Class I Director: Lloyd E. Johnson | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1B. | Election of Class I Director: Donald A. Nolan | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 1C. | Election of Class I Director: Patricia K. Wagner | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| 2. | ADVISORY VOTE ON APOGEE’S EXECUTIVE COMPENSATION. | MANAGEMENT | Yes | FOR | FOR | |||||||||||||
| HealthEquity, Inc. | HQY | 42226A107 | June 25, 2020 | 1.1 | Elect Director Robert W. Selander | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Jon Kessler | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Stephen D. Neeleman | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Frank A. Corvino | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Adrian T. Dillon | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Evelyn Dilsaver | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Debra McCowan | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director Ian Sacks | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director Gayle Wellborn | Management | Yes | For | For | |||||||||||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| Danone SA | BN | F12033134 | June 26, 2020 | 1 | Approve Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||||||
| 3 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | Yes | For | For | |||||||||||||
| 4 | Reelect Gregg L. Engles as Director | Management | Yes | For | For | |||||||||||||
| 5 | Reelect Gaelle Olivier as Director | Management | Yes | For | For | |||||||||||||
| 6 | Reelect Isabelle Seillier as Director | Management | Yes | For | For | |||||||||||||
| 7 | Reelect Jean-Michel Severino as Director | Management | Yes | For | For | |||||||||||||
| 8 | Reelect Lionel Zinsou-Derlin as Director | Management | Yes | For | For | |||||||||||||
| 9 | Approve Compensation Report of Corporate Officers | Management | Yes | For | For | |||||||||||||
| 10 | Approve Compensation of Emmanuel Faber, Chairman and CEO | Management | Yes | For | For | |||||||||||||
| 11 | Approve Remuneration Policy of Corporate Officers | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 12 | Approve Remuneration Policy of Directors | Management | Yes | For | For | |||||||||||||
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | Yes | For | For | |||||||||||||
| 15 | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | Yes | For | For | |||||||||||||
| 16 | Amend Article 15 of Bylaws Re: Employee Representatives | Management | Yes | For | For | |||||||||||||
| 17 | Amend Article 19 of Bylaws Re: Related Parties Agreements | Management | Yes | For | For | |||||||||||||
| 18 | Amend Article 21 of Bylaws Re: Alternate Auditors | Management | Yes | For | For | |||||||||||||
| 19 | Amend Articles 20 and 27 of Bylaws Re: Directors Remuneration and Powers of General Meeting | Management | Yes | For | For | |||||||||||||
| 20 | Amend Article 1 of Bylaws Re: Adopt the French (Societe a Mission) Status | Management | Yes | For | For | |||||||||||||
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For | |||||||||||||
| CyberArk Software Ltd. | CYBR | M2682V108 | June 30, 2020 | 1.1 | Reelect Ron Gutler as Director | Management | Yes | For | For | |||||||||
| 1.2 | Reelect Kim Perdikou as Director | Management | Yes | For | For | |||||||||||||
| 1.3 | Reelect François Auque as Director | Management | Yes | For | For | |||||||||||||
| 2 | Approve Employee Stock Purchase Plan | Management | Yes | For | For | |||||||||||||
| 3 | Approve Equity Grant to Ehud (Udi) Mokady, CEO | Management | Yes | For | For | |||||||||||||
| 4 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
MORNINGSTAR FUNDS TRUST - Morningstar Unconstrained Allocation Fund
Period: July 1, 2019 to and including June 30, 2020
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Industria de Diseno Textil SA | ITX | E6282J125 | July 16, 2019 | 1 | Approve Standalone Financial Statements | Management | Yes | For | For | |||||||||
| 2 | Approve Consolidated Financial Statements | Management | Yes | For | For | |||||||||||||
| 3 | Approve Non-Financial Information Report | Management | Yes | For | For | |||||||||||||
| 4 | Approve Allocation of Income and Dividends | Management | Yes | For | For | |||||||||||||
| 5 | Fix Number of Directors at 11 | Management | Yes | For | For | |||||||||||||
| 6.a | Reelect Pablo Isla Alvarez de Tejera as Director | Management | Yes | For | For | |||||||||||||
| 6.b | Reelect Amancio Ortega Gaona as Director | Management | Yes | For | For | |||||||||||||
| 6.c | Elect Carlos Crespo Gonzalez as Director | Management | Yes | For | For | |||||||||||||
| 6.d | Reelect Emilio Saracho Rodriguez de Torres as Director | Management | Yes | For | For | |||||||||||||
| 6.e | Reelect Jose Luis Duran Schulz as Director | Management | Yes | For | For | |||||||||||||
| 7.a | Amend Article 13 Re: General Meetings | Management | Yes | For | For | |||||||||||||
| 7.b | Amend Articles Re: Board Committees | Management | Yes | For | For | |||||||||||||
| 7.c | Amend Articles Re: Annual Accounts and Allocation of Income | Management | Yes | For | For | |||||||||||||
| 8 | Renew Appointment of Deloitte as Auditor | Management | Yes | For | For | |||||||||||||
| 9 | Approve Restricted Stock Plan | Management | Yes | For | For | |||||||||||||
| 10 | Authorize Share Repurchase Program | Management | Yes | For | For | |||||||||||||
| 11 | Amend Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 12 | Advisory Vote on Remuneration Report | Management | Yes | For | For | |||||||||||||
| 13 | Authorize Board to Ratify and Execute Approved Resolutions | Management | Yes | For | For | |||||||||||||
| United Utilities Group Plc | UU | G92755100 | July 26, 2019 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 4 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 5 | Re-elect Dr John McAdam as Director | Management | Yes | For | For | |||||||||||||
| 6 | Re-elect Steve Mogford as Director | Management | Yes | For | For | |||||||||||||
| 7 | Re-elect Russ Houlden as Director | Management | Yes | For | For | |||||||||||||
| 8 | Re-elect Steve Fraser as Director | Management | Yes | For | For | |||||||||||||
| 9 | Re-elect Mark Clare as Director | Management | Yes | For | For | |||||||||||||
| 10 | Re-elect Sara Weller as Director | Management | Yes | For | For | |||||||||||||
| 11 | Re-elect Brian May as Director | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| 12 | Re-elect Stephen Carter as Director | Management | Yes | For | For | |||||||||||||
| 13 | Re-elect Alison Goligher as Director | Management | Yes | For | For | |||||||||||||
| 14 | Re-elect Paulette Rowe as Director | Management | Yes | For | For | |||||||||||||
| 15 | Elect Sir David Higgins as Director | Management | Yes | For | For | |||||||||||||
| 16 | Reappoint KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 18 | Authorise Issue of Equity | Management | Yes | For | For | |||||||||||||
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | |||||||||||||
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | Yes | For | For | |||||||||||||
| 21 | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 22 | Authorise the Company to Call General Meeting with 14 Working Days’ Notice | Management | Yes | For | For | |||||||||||||
| 23 | Authorise EU Political Donations and Expenditure | Management | Yes | For | For | |||||||||||||
| National Grid Plc | NG | G6S9A7120 | July 29, 2019 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Final Dividend | Management | Yes | For | For | |||||||||||||
| 3 | Re-elect Sir Peter Gershon as Director | Management | Yes | For | For | |||||||||||||
| 4 | Re-elect John Pettigrew as Director | Management | Yes | For | For | |||||||||||||
| 5 | Elect Andy Agg as Director | Management | Yes | For | For | |||||||||||||
| 6 | Re-elect Dean Seavers as Director | Management | Yes | For | For | |||||||||||||
| 7 | Re-elect Nicola Shaw as Director | Management | Yes | For | For | |||||||||||||
| 8 | Re-elect Jonathan Dawson as Director | Management | Yes | For | For | |||||||||||||
| 9 | Re-elect Therese Esperdy as Director | Management | Yes | For | For | |||||||||||||
| 10 | Re-elect Paul Golby as Director | Management | Yes | For | For | |||||||||||||
| 11 | Re-elect Amanda Mesler as Director | Management | Yes | For | For | |||||||||||||
| 12 | Elect Earl Shipp as Director | Management | Yes | For | For | |||||||||||||
| 13 | Elect Jonathan Silver as Director | Management | Yes | For | For | |||||||||||||
| 14 | Re-elect Mark Williamson as Director | Management | Yes | For | For | |||||||||||||
| 15 | Reappoint Deloitte LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 17 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 18 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 19 | Authorise EU Political Donations and Expenditure | Management | Yes | For | For | |||||||||||||
| 20 | Authorise Issue of Equity | Management | Yes | For | For | |||||||||||||
| 21 | Approve Scrip Dividend Scheme | Management | Yes | For | For | |||||||||||||
| 22 | Authorise Directors to Capitalise the Appropriate Nominal Amounts of New Shares of the Company Allotted Pursuant to the Company’s Scrip Dividend Scheme | Management | Yes | For | For | |||||||||||||
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | |||||||||||||
| 24 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | Yes | For | For | |||||||||||||
| 25 | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 26 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| McKesson Corporation | MCK | 58155Q103 | July 31, 2019 | 1.1 | Elect Director Dominic J. Caruso | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director N. Anthony Coles | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director M. Christine Jacobs | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Donald R. Knauss | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Marie L. Knowles | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Bradley E. Lerman | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Edward A. Mueller | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director Susan R. Salka | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director Brian S. Tyler | Management | Yes | For | For | |||||||||||||
| 1.10 | Elect Director Kenneth E. Washington | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Against | |||||||||||||
| 4 | Report on Lobbying Payments and Policy | Share Holder | Yes | For | Against | |||||||||||||
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Yes | For | Against | |||||||||||||
| H&R Block, Inc. | HRB | 093671105 | September 12, 2019 | 1a | Elect Director Angela N. Archon | Management | Yes | For | For | |||||||||
| 1b | Elect Director Paul J. Brown | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Robert A. Gerard | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Richard A. Johnson | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Jeffrey J. Jones, II | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director David Baker Lewis | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Victoria J. Reich | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Bruce C. Rohde | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Matthew E. Winter | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Christianna Wood | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| JPMorgan BetaBuilders Japan ETF | BBJP | 46641Q712 | October 10 2019 | 1 | Approve Management Agreement | Management | Yes | For | For | |||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Tapestry, Inc. | TPR | 876030107 | November 7, 2019 | 1A | Elect Director Darrell Cavens | Management | Yes | For | For | |||||||||
| 1B | Elect Director David Denton | Management | Yes | For | For | |||||||||||||
| 1C | Elect Director Anne Gates | Management | Yes | For | For | |||||||||||||
| 1D | Elect Director Andrea Guerra | Management | Yes | For | For | |||||||||||||
| 1E | Elect Director Susan Kropf | Management | Yes | For | For | |||||||||||||
| 1F | Elect Director Annabelle Yu Long | Management | Yes | For | For | |||||||||||||
| 1G | Elect Director Ivan Menezes | Management | Yes | For | For | |||||||||||||
| 1H | Elect Director Jide Zeitlin | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Amend Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| Oracle Corporation | ORCL | 68389X105 | November 19, 2019 | 1.1 | Elect Director Jeffrey S. Berg | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Michael J. Boskin | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Safra A. Catz | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Bruce R. Chizen | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director George H. Conrades | Management | Yes | Withhold | Against | |||||||||||||
| 1.6 | Elect Director Lawrence J. Ellison | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Rona A. Fairhead | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director Jeffrey O. Henley | Management | Yes | For | For | |||||||||||||
| 1.11 | Elect Director Renee J. James | Management | Yes | For | For | |||||||||||||
| 1.12 | Elect Director Charles W. Moorman, IV | Management | Yes | Withhold | Against | |||||||||||||
| 1.13 | Elect Director Leon E. Panetta | Management | Yes | Withhold | Against | |||||||||||||
| 1.14 | Elect Director William G. Parrett | Management | Yes | For | For | |||||||||||||
| 1.15 | Elect Director Naomi O. Seligman | Management | Yes | Withhold | Against | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Against | |||||||||||||
| 3 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 4 | Report on Gender Pay Gap | Share Holder | Yes | For | Against | |||||||||||||
| 5 | Require Independent Board Chairman | Share Holder | Yes | For | Against | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Medtronic plc | MDT | G5960L103 | December 6, 2019 | 1a | Elect Director Richard H. Anderson | Management | Yes | For | For | |||||||||
| 1b | Elect Director Craig Arnold | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Scott C. Donnelly | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Andrea J. Goldsmith | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Randall J. Hogan, III | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Omar Ishrak | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Michael O. Leavitt | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director James T. Lenehan | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Geoffrey S. Martha | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Elizabeth G. Nabel | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Denise M. O’Leary | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director Kendall J. Powell | Management | Yes | For | For | |||||||||||||
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Renew the Board’s Authority to Issue Shares Under Irish Law | Management | Yes | For | For | |||||||||||||
| 5 | Renew the Board’s Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | Yes | For | For | |||||||||||||
| 6 | Authorize Overseas Market Purchases of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| SES SA | SESG | L8300G135 | April 2, 2020 | 7 | Approve Financial Statements | Management | Yes | For | For | |||||||||
| 8 | Approve Allocation of Income | Management | Yes | For | For | |||||||||||||
| 9 | Approve Discharge of Directors | Management | Yes | For | For | |||||||||||||
| 10 | Fix Number of Directors at Twelve | Management | Yes | For | For | |||||||||||||
| 11.1 | Elect Paul Konsbruck as B Director | Management | Yes | For | For | |||||||||||||
| 11.2 | Elect Marc Serres as B Director | Management | Yes | For | For | |||||||||||||
| 11.3 | Elect Frank Esser as A Director | Management | Yes | For | For | |||||||||||||
| 12.1 | Reelect Ramu Potarazu as A Director | Management | Yes | For | For | |||||||||||||
| 12.2 | Reelect Kaj-Erik Relander as A Director | Management | Yes | For | For | |||||||||||||
| 12.3 | Reelect Anne-Catherine Ries as B Director | Management | Yes | For | For | |||||||||||||
| 12.4 | Elect Beatrice de Clermont-Tonnerre as A Director | Management | Yes | For | For | |||||||||||||
| 12.5 | Elect Peter van Bommel as A Director | Management | Yes | For | For | |||||||||||||
| 13 | Approve Remuneration Policy | Management | Yes | Against | Against | |||||||||||||
| 14 | Approve Remuneration of Directors | Management | Yes | For | For | |||||||||||||
| 15 | Approve Remuneration Report | Management | Yes | Against | Against | |||||||||||||
| 16 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 17 | Approve Share Repurchase | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Ferrovial SA | FER | E49512119 | April 16, 2020 | 1.1 | Approve Consolidated and Standalone Financial Statements | Management | Yes | For | For | |||||||||
| 1.2 | Approve Non-Financial Information Statement | Management | Yes | For | For | |||||||||||||
| 2 | Approve Allocation of Income | Management | Yes | For | For | |||||||||||||
| 3 | Approve Discharge of Board | Management | Yes | For | For | |||||||||||||
| 4 | Appoint Ernst & Young as Auditor | Management | Yes | For | For | |||||||||||||
| 5.1 | Reelect Philip Bowman as Director | Management | Yes | For | For | |||||||||||||
| 5.2 | Reelect Hanne Birgitte Breinbjerb Sorensen as Director | Management | Yes | For | For | |||||||||||||
| 5.3 | Ratify Appointment of and Elect Ignacio Madridejos Fernandez as Director | Management | Yes | For | For | |||||||||||||
| 5.4 | Ratify Appointment of and Elect Juan Hoyos Martinez de Irujo as Director | Management | Yes | For | For | |||||||||||||
| 5.5 | Ratify Appointment of and Elect Gonzalo Urquijo Fernandez de Araoz as Director | Management | Yes | For | For | |||||||||||||
| 6 | Approve Scrip Dividends | Management | Yes | For | For | |||||||||||||
| 7 | Approve Scrip Dividends | Management | Yes | For | For | |||||||||||||
| 8 | Approve Reduction in Share Capital via Amortization of Treasury Shares | Management | Yes | For | For | |||||||||||||
| 9 | Amend Remuneration Policy | Management | Yes | Against | Against | |||||||||||||
| 10 | Approve Restricted Stock Plan | Management | Yes | For | For | |||||||||||||
| 11 | Authorize Board to Continue the Total or Partial Sale of Assets of the Services Division of the Ferrovial Group | Management | Yes | For | For | |||||||||||||
| 12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | Yes | For | For | |||||||||||||
| 13 | Advisory Vote on Remuneration Report | Management | Yes | Against | Against | |||||||||||||
| CSX Corporation | CSX | 126408103 | May 6, 2020 | 1a | Elect Director Donna M. Alvarado | Management | Yes | For | For | |||||||||
| 1b | Elect Director Pamela L. Carter | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director James M. Foote | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Steven T. Halverson | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Paul C. Hilal | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director John D. McPherson | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director David M. Moffett | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Linda H. Riefler | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Suzanne M. Vautrinot | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director J. Steven Whisler | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director John J. Zillmer | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Nielsen Holdings plc | NLSN | G6518L108 | May 12, 2020 | 1a | Elect Director James A. Attwood, Jr. | Management | Yes | For | For | |||||||||
| 1b | Elect Director Thomas H. Castro | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Guerrino De Luca | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Karen M. Hoguet | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director David Kenny | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Harish Manwani | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Janice Marinelli Mazza | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Robert C. Pozen | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director David Rawlinson | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Nancy Tellem | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Javier G. Teruel | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director Lauren Zalaznick | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Reappoint Ernst & Young LLP as UK Statutory Auditors | Management | Yes | For | For | |||||||||||||
| 4 | Authorize the Audit Committee to Fix Remuneration of UK Statutory Auditor | Management | Yes | For | For | |||||||||||||
| 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 6 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 7 | Authorise Issue of Equity | Management | Yes | For | For | |||||||||||||
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | Against | Against | |||||||||||||
| 9 | Approve Share Repurchase Contracts and Repurchase Counterparties | Management | Yes | For | For | |||||||||||||
| CVS Health Corporation | CVS | 126650100 | May 14, 2020 | 1a | Elect Director Fernando Aguirre | Management | Yes | For | For | |||||||||
| 1b | Elect Director C. David Brown, II | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Alecia A. DeCoudreaux | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Nancy-Ann M. DeParle | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director David W. Dorman | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Roger N. Farah | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Anne M. Finucane | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Edward J. Ludwig | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Larry J. Merlo | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Jean-Pierre Millon | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Mary L. Schapiro | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director William C. Weldon | Management | Yes | For | For | |||||||||||||
| 1m | Elect Director Tony L. White | Management | Yes | For | For | |||||||||||||
| 2 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Against | |||||||||||||
| 4 | Amend Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For | |||||||||||||
| 6 | Amend Shareholder Written Consent Provisions | Share Holder | Yes | Against | Against | |||||||||||||
| 7 | Require Independent Board Chairman | Share Holder | Yes | Against | Against | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Norfolk Southern Corporation | NSC | 655844108 | May 14, 2020 | 1a | Elect Director Thomas D. Bell, Jr. | Management | Yes | For | For | |||||||||
| 1b | Elect Director Mitchell E. Daniels, Jr. | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Marcela E. Donadio | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director John C. Huffard, Jr. | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Christopher T. Jones | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Thomas C. Kelleher | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Steven F. Leer | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Michael D. Lockhart | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Amy E. Miles | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Claude Mongeau | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Jennifer F. Scanlon | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director James A. Squires | Management | Yes | For | For | |||||||||||||
| 1m | Elect Director John R. Thompson | Management | Yes | For | For | |||||||||||||
| 2a | Amend Articles Re: Voting Standard for Amendment of Articles | Management | Yes | For | For | |||||||||||||
| 2b | Amend Articles Re: Simple Majority Voting Standard to Approve Merger, Share Exchange, Conversion, Sale,or Dissolution of the Corporation | Management | Yes | For | For | |||||||||||||
| 2c | Amend Articles Re: Simple Majority Voting Standard to Approve Re-Domestication of the Corporation and Affiliated Transactions | Management | Yes | For | For | |||||||||||||
| 3 | Ratify KPMG LLP as Auditor | Management | Yes | For | For | |||||||||||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 5 | Provide Right to Act by Written Consent | Share Holder | Yes | Against | Against | |||||||||||||
| Henry Schein, Inc. | HSIC | 806407102 | May 21, 2020 | 1a | Elect Director Barry J. Alperin | Management | Yes | For | For | |||||||||
| 1b | Elect Director Gerald A. Benjamin | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Stanley M. Bergman | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director James P. Breslawski | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Paul Brons | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director Shira Goodman | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Joseph L. Herring | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Kurt P. Kuehn | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Philip A. Laskawy | Management | Yes | Abstain | Against | |||||||||||||
| 1j | Elect Director Anne H. Margulies | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Mark E. Mlotek | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director Steven Paladino | Management | Yes | For | For | |||||||||||||
| 1m | Elect Director Carol Raphael | Management | Yes | For | For | |||||||||||||
| 1n | Elect Director E. Dianne Rekow | Management | Yes | For | For | |||||||||||||
| 1o | Elect Director Bradley T. Sheares | Management | Yes | For | For | |||||||||||||
| 2 | Amend Omnibus Stock Plan | Management | Yes | For | For | |||||||||||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 4 | Ratify BDO USA, LLP as Auditor | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Stericycle, Inc. | SRCL | 858912108 | May 22, 2020 | 1a | Elect Director Robert S. Murley | Management | Yes | For | For | |||||||||
| 1b | Elect Director Cindy J. Miller | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Brian P. Anderson | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Lynn D. Bleil | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director Thomas F. Chen | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director J. Joel Hackney, Jr. | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Veronica M. Hagen | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Stephen C. Hooley | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director James J. Martell | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Kay G. Priestly | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director James L. Welch | Management | Yes | For | For | |||||||||||||
| 1l | Elect Director Mike S. Zafirovski | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For | |||||||||||||
| 4 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Yes | For | Against | |||||||||||||
| 6 | Amend Compensation Clawback Policy | Share Holder | Yes | For | Against | |||||||||||||
| IPG Photonics Corporation | IPGP | 44980X109 | May 28, 2020 | 1.1 | Elect Director Valentin P. Gapontsev | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Eugene A. Scherbakov | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Igor Samartsev | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Michael C. Child | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Gregory P. Dougherty | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Catherine P. Lego | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Eric Meurice | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director John R. Peeler | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director Thomas J. Seifert | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 4 | Report on Management Team Diversity | Share Holder | Yes | For | Against | |||||||||||||
| Atlantia SpA | ATL | T05404107 | May 29, 2020 | 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | Yes | For | For | |||||||||
| 2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||||||||||||
| 3 | Elect Directors (Bundled) | Management | Yes | For | For | |||||||||||||
| 4 | Revoke Authorization on Repurchase of Shares | Management | Yes | For | For | |||||||||||||
| 5 | Approve Free Share Scheme for Employees 2020 | Management | Yes | For | For | |||||||||||||
| 6.1 | Approve Remuneration Policy | Management | Yes | For | For | |||||||||||||
| 6.2 | Approve Second Section of the Remuneration Report | Management | Yes | Against | Against | |||||||||||||
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | Yes | Against | ||||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | June 2, 2020 | 1a | Elect Director Zein Abdalla | Management | Yes | For | For | |||||||||
| 1b | Elect Director Vinita Bali | Management | Yes | For | For | |||||||||||||
| 1c | Elect Director Maureen Breakiron-Evans | Management | Yes | For | For | |||||||||||||
| 1d | Elect Director Archana Deskus | Management | Yes | For | For | |||||||||||||
| 1e | Elect Director John M. Dineen | Management | Yes | For | For | |||||||||||||
| 1f | Elect Director John N. Fox, Jr. | Management | Yes | For | For | |||||||||||||
| 1g | Elect Director Brian Humphries | Management | Yes | For | For | |||||||||||||
| 1h | Elect Director Leo S. Mackay, Jr. | Management | Yes | For | For | |||||||||||||
| 1i | Elect Director Michael Patsalos-Fox | Management | Yes | For | For | |||||||||||||
| 1j | Elect Director Joseph M. Velli | Management | Yes | For | For | |||||||||||||
| 1k | Elect Director Sandra S. Wijnberg | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 4 | Provide Right to Act by Written Consent | Share Holder | Yes | Against | Against | |||||||||||||
| Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | June 3, 2020 | A1.a | Amend Articles 24.4 Re: Participation and Decisions in a Meeting | Management | Yes | For | For | |||||||||
| A1.b | Amend Articles Re: Distributions of Interim Dividends | Management | Yes | For | For | |||||||||||||
| A1.c | Amend Articles of Association Re: Alignment on the Rules of Code on Companies and Associations | Management | Yes | For | For | |||||||||||||
| B5 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.30 per Share | Management | Yes | For | For | |||||||||||||
| B6 | Approve Discharge of Directors | Management | Yes | For | For | |||||||||||||
| B7 | Approve Discharge of Auditors | Management | Yes | For | For | |||||||||||||
| B8.a | Reelect Michele Burns as Independent Director | Management | �� | Yes | For | For | ||||||||||||
| B8.b | Reelect Elio Leoni Sceti as Independent Director | Management | Yes | For | For | |||||||||||||
| B8.c | Reelect Alexandre Van Damme as Director | Management | Yes | Against | Against | |||||||||||||
| B8.d | Reelect Gregoire de Spoelberch as Director | Management | Yes | Against | Against | |||||||||||||
| B8.e | Reelect Paul Cornet de Ways Ruart as Director | Management | Yes | Against | Against | |||||||||||||
| B8.f | Reelect Paulo Lemann as Director | Management | Yes | Against | Against | |||||||||||||
| B8.g | Reelect Maria Asuncion Aramburuzabala as Director | Management | Yes | Against | Against | |||||||||||||
| B8.h | Elect Roberto Thompson Motta as Director | Management | Yes | Against | Against | |||||||||||||
| B8.i | Reelect Martin J. Barrington as Director | Management | Yes | Against | Against | |||||||||||||
| B8.j | Reelect William F. Gifford, Jr. as Director | Management | Yes | Against | Against | |||||||||||||
| B8.k | Reelect Alejandro Santo Domingo Davila as Director | Management | Yes | Against | Against | |||||||||||||
| B9 | Approve Remuneration Report | Management | Yes | Against | Against | |||||||||||||
| C10 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | Yes | For | For | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| Booking Holdings Inc. | BKNG | 09857L108 | June 4, 2020 | 1.1 | Elect Director Timothy M. Armstrong | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Jeffery H. Boyd | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Glenn D. Fogel | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Mirian M. Graddick-Weir | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Wei Hopeman | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Robert J. Mylod, Jr. | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Charles H. Noski | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director Nicholas J. Read | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director Thomas E. Rothman | Management | Yes | For | For | |||||||||||||
| 1.10 | Elect Director Bob van Dijk | Management | Yes | For | For | |||||||||||||
| 1.11 | Elect Director Lynn M. Vojvodich | Management | Yes | For | For | |||||||||||||
| 1.12 | Elect Director Vanessa A. Wittman | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 4 | Provide Right to Act by Written Consent | Share Holder | Yes | For | Against | |||||||||||||
| Omnicom Group Inc. | OMC | 681919106 | June 9, 2020 | 1.1 | Elect Director John D. Wren | Management | Yes | For | For | |||||||||
| 1.2 | Elect Director Mary C. Choksi | Management | Yes | For | For | |||||||||||||
| 1.3 | Elect Director Leonard S. Coleman, Jr. | Management | Yes | For | For | |||||||||||||
| 1.4 | Elect Director Susan S. Denison | Management | Yes | For | For | |||||||||||||
| 1.5 | Elect Director Ronnie S. Hawkins | Management | Yes | For | For | |||||||||||||
| 1.6 | Elect Director Deborah J. Kissire | Management | Yes | For | For | |||||||||||||
| 1.7 | Elect Director Gracia C. Martore | Management | Yes | For | For | |||||||||||||
| 1.8 | Elect Director Linda Johnson Rice | Management | Yes | For | For | |||||||||||||
| 1.9 | Elect Director Valerie M. Williams | Management | Yes | For | For | |||||||||||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | |||||||||||||
| 3 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 4 | Amend Proxy Access Right | Share Holder | Yes | For | Against | |||||||||||||
| Issuer Name | Ticker | Primary CUSIP | Shareholder Meeting Date | Proposal Number | Brief Description of Matter | Matter Proposed by Issuer or by Security Holder? | Did Firm Cast a Vote? | How Did Firm Vote? (e.g., For, Against, Abstain) | Was the Firm Vote for or against Management? | |||||||||
| International Game Technology Plc | IGT | G4863A108 | June 25, 2020 | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Remuneration Report | Management | Yes | For | For | |||||||||||||
| 3 | Elect Director Beatrice Bassey | Management | Yes | For | For | |||||||||||||
| 4 | Elect Director Massimiliano Chiara | Management | Yes | For | For | |||||||||||||
| 5 | Elect Director Alberto Dessy | Management | Yes | For | For | |||||||||||||
| 6 | Elect Director Marco Drago | Management | Yes | For | For | |||||||||||||
| 7 | Elect Director James McCann | Management | Yes | For | For | |||||||||||||
| 8 | Elect Director Heather McGregor | Management | Yes | For | For | |||||||||||||
| 9 | Elect Director Lorenzo Pellicioli | Management | Yes | For | For | |||||||||||||
| 10 | Elect Director Samantha Ravich | Management | Yes | For | For | |||||||||||||
| 11 | Elect Director Vincent Sadusky | Management | Yes | For | For | |||||||||||||
| 12 | Elect Director Gianmario Tondato Da Ruos | Management | Yes | For | For | |||||||||||||
| 13 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||||||||||
| 14 | Authorize Board to Fix Remuneration of Auditors | Management | Yes | For | For | |||||||||||||
| 15 | Approve EU Political Donations | Management | Yes | For | For | |||||||||||||
| 16 | Authorize Issue of Equity | Management | Yes | For | For | |||||||||||||
| 17 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Management | Yes | For | For | |||||||||||||
| 18 | Authorize Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | Yes | For | For | |||||||||||||
| 19 | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For | |||||||||||||
| 20 | Adopt New Articles of Association | Management | Yes | For | For | |||||||||||||
| Bureau Veritas SA | BVI | F96888114 | June 26, 2020 | 1 | Approve Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For | |||||||||||||
| 3 | Approve Allocation of Income and Absence of Dividends | Management | Yes | For | For | |||||||||||||
| 4 | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | Yes | For | For | |||||||||||||
| 5 | Ratify Appointment of Jerome Michiels as Director | Management | Yes | For | For | |||||||||||||
| 6 | Reelect Sian Herbert-Jones as Director | Management | Yes | For | For | |||||||||||||
| 7 | Reelect Stephanie Besnier as Director | Management | Yes | For | For | |||||||||||||
| 8 | Reelect Claude Ehlingeras Director | Management | Yes | For | For | |||||||||||||
| 9 | Approve Remuneration Policy of Directors | Management | Yes | For | For | |||||||||||||
| 10 | Approve Remuneration Policy of Chairman of the Board | Management | Yes | For | For | |||||||||||||
| 11 | Approve Remuneration Policy of CEO | Management | Yes | For | For | |||||||||||||
| 12 | Approve Compensation Report of Corporate Officers | Management | Yes | For | For | |||||||||||||
| 13 | Approve Compensation of Aldo Cardoso, Chairman of the board | Management | Yes | For | For | |||||||||||||
| 14 | Approve Compensation of Didier Michaud-Daniel, CEO | Management | Yes | For | For | |||||||||||||
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For | |||||||||||||
| 16 | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For | |||||||||||||
The Morningstar Total Return Bond Fund, Morningstar Municipal Bond Fund and Morningstar Defensive Bond Fund (the “Funds”) had no matters relating to a portfolio security considered at a shareholder meeting held during the one-year period ended June 30, 2020 with respect to which the Funds were entitled to vote. Accordingly, there are no proxy votes to report for these Funds.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Morningstar Funds Trust
| By | /s/ Daniel E. Needham | |
| Daniel E. Needham, President | ||
| (Principal Executive Officer) |
Date: August 20, 2020
