UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
| China Xiangtai Food Co., Ltd. | |
(Name of Issuer)
(Title of Class of Securities)
(CUSIP Number)
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see theNotes).
SCHEDULE 13G
1 | Names of Reporting Persons Zeshu Dai |
2 | Check the appropriate box if a member of a Group (see instructions) (a)¨ (b)¨ | |
3 | Sec Use Only |
4 | Citizenship or Place of Organization Chinese |
Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power 13,300,000 shares |
6 | Shared Voting Power 0 shares |
7 | Sole Dispositive Power 13,300,000 shares |
8 | Shared Dispositive Power 0 shares |
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 13,300,000 |
10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions) ¨ | |
11 | Percent of class represented by amount in row (9) 60.20%(1) |
12 | Type of Reporting Person (See Instructions) IN |
(1) Based on 22,094,027 shares of Ordinary Shares of China Xiangtai Food Co., Ltd. (the "Issuer") outstanding as of December 31, 2019.
(a) Name of Issuer:China Xiangtai Food Co., Ltd.
(b) Address of Issuer’s Principal Executive Offices:c/o Chongqing Penglin Food Co., Ltd., Xinganxian Plaza, Building B, Suite 19-1, Lianglukou, Yuzhong District, Chongqing, People’s Republic of China 400800
a. Name of Person Filing:Zeshu Dai
Address of Principal Business Office or, if None, Residence: c/o Chongqing Penglin Food Co., Ltd., Xinganxian Plaza, Building B, Suite 19-1, Lianglukou, Yuzhong District, Chongqing, People’s Republic of China 400800
b. Citizenship:Chinese
c. Title and Class of Securities:Ordinary shares
d. CUSIP No.:G21621100
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a) | ¨ | Broker or dealer registered under Section 15 of the Act; |
(b) | ¨ | Bank as defined in Section 3(a)(6) of the Act; |
(c) | ¨ | Insurance company as defined in Section 3(a)(19) of the Act; |
(d) | ¨ | Investment company registered under Section 8 of the Investment Company Act of 1940; |
(e) | ¨ | An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); |
(f) | ¨ | An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); |
(g) | ¨ | A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); |
(h) | ¨ | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
(i) | ¨ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; |
(j) | ¨ | A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J); |
(k) | ¨ | Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____ |
Ownership
(a) | Amount Beneficially Owned:13,300,000 shares |
(b) | Percent of Class:60.20%(1) |
(c) | Number of shares as to which such person has: |
| (i) | Sole power to vote or to direct the vote:13,300,000 shares |
| (ii) | Shared power to vote or to direct the vote:0 shares |
| (iii) | Sole power to dispose or to direct the disposition of:13,300,000 shares |
| (iv) | Shared power to dispose or to direct the disposition of:0 shares |
(1) Based on 22,094,027 shares of Ordinary Shares of China Xiangtai Food Co., Ltd. (the "Issuer") outstanding as of December 31, 2019.
Ownership of Five Percent or Less of a Class.
Not Applicable
Ownership of more than Five Percent on Behalf of Another Person.
Not Applicable
Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company or control person.
Not Applicable.
Identification and classification of members of the group.
Not Applicable.
Notice of Dissolution of Group.
Not Applicable.
Certifications.
By signing below the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 14, 2020 | |
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/s/ Zeshu Dai | |
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Zeshu Dai | |