California Bancorp (the “Issuer”)
1(b) Address of the Issuer’s Principal Executive Offices:
1300 Clay Street, Suite 500
Oakland, California 94612
Item 2(a) | Name of Person Filing: |
This Schedule 13G is being jointly filed by each of the following persons pursuant to Rule 13d-1(k)(1) promulgated by the Securities and Exchange Commission pursuant to Section 13 of the Act: (i) Endeavour Capital Advisors Inc. (“Endeavour”), (ii) Endeavour Regional Bank Opportunities Fund II L.P. (the “Fund”), (iii) Laurence M. Austin, (iv) Mitchell J. Katz and (v) Jonah Marcus.
2(b) Principal Business Address or, if none, Residence:
Endeavour Capital Advisors Inc.
410 Greenwich Avenue
Greenwich, CT 06830
2(c) Citizenship of Person Filing:
Endeavour is a Delaware corporation, the Fund is a Delaware limited partnership and Mssrs. Austin, Katz and Marcus are citizens of the United States of America.
2(d) Title of Class of Securities: Common Stock, no par value
2(e) CUSIP Number: 13005U101
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b), or (c), check whether the person filing is a |
(a) ☐ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
(b) ☐ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) ☐ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
(d) ☐ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e) ☒ An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f) ☐ An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g) ☒ A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);