| FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 12/17/2020 | 3. Issuer Name and Ticker or Trading Symbol Elastic N.V. [ ESTC ] | |||||||||||||
| 4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Ordinary Shares | 10,372,000(1)(2) | D | |
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Explanation of Responses: |
| 1. A Form 3 was previously jointly filed by the Reporting Person, IXII BV and Mr. Schuurman (the "Reporting Group") on October 4, 2018 with respect to the Reporting Group's ownership of ordinary shares of the Issuer (the "Subject Securities"). At the time of such filing, Mr. Schuurman was the controlling shareholder of the Reporting Person and IXII BV and held sole voting and dispositive voting power with respect to the Subject Securities, and the Reporting Person beneficially owned over 10% of the Issuer's then current total outstanding amount of Subject Securities. Following the filing of such Form 3, the Reporting Person's individual beneficial ownership dropped below 10% of the Issuer's then current total outstanding amount of Subject Securities. |
| 2. (Continued from Footnote 1) This Form 3 is filed because the Reporting Person acquired all of the Subject Securities held by IXII BV by means of a merger between IXII BV and the Reporting Person (the "Merger") whereby the Reporting Person survived the Merger and once again owned over 10% of the Issuer's Subject Securities and continues to be controlled by Mr. Schuurman who holds sole voting and dispositive power with respect to these Subject Securities. |
| Remarks: |
| /s/ W.H. Baird Garrett, by power of attorney | 12/18/2020 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
