SoftBank Group Capital Form 3 SoFi / Michel Combes ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

SOFTBANK GROUP CORP

(Last)

(First)

(Middle)

1-7-1 KAIGAN

MINATO-KU

(Street)

TOKYO

105-7537

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
05/28/2021

3. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	0⁽¹⁾	I	By SoftBank Group Capital Ltd⁽²⁾
Common Stock	0⁽¹⁾	I	By SB Sonic Holdco (UK) Ltd⁽²⁾

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)

1. Name and Address of Reporting Person^*

SOFTBANK GROUP CORP

(Last)

(First)

(Middle)

1-7-1 KAIGAN

MINATO-KU

(Street)

TOKYO

105-7537

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

SoftBank Group Capital Ltd

(Last)

(First)

(Middle)

69 GROSVENOR ST

(Street)

LONDON

W1K 3JP

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

SB SONIC HOLDCO (UK) LTD

(Last)

(First)

(Middle)

69 GROSVENOR ST

(Street)

LONDON

W1K 3JP

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

CARNEIRO DE MEDEIROS CARLOS HENRIQUE

(Last)

(First)

(Middle)

C/O SOFTBANK GROUP CAPITAL LTD

69 GROSVENOR ST

(Street)

LONDON

W1K 3JP

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

Combes Michel

(Last)

(First)

(Middle)

C/O SOFTBANK GROUP CAPITAL LTD

69 GROSVENOR ST

(Street)

LONDON

W1K 3JP

(City)

(State)

(Zip)

Explanation of Responses:

1. Pursuant to the Agreement and Plan of Merger, dated as of January 7, 2021, as amended, by and among Social Capital Hedosophia Holdings Corp. V, a Cayman Islands corporation, Plutus Merger Sub Inc. and Social Finance Inc., a Delaware corporation ("Social Finance"), the Reporting Persons became reporting persons of "SoFi Technologies, Inc.", the as renamed surviving corporation (the "Issuer") of the business combination, which closed on May 28, 2021 (the "Business Combination"). Certain of the Reporting Persons received shares of common stock of the Issuer in exchange for their holdings in Social Finance as of the closing of the Business Corporation, which acquisitions will be reported separately on a Form 4 on the date hereof.

2. Michel Combes and Carlos Carniero de Medeiros, each a member of the board of directors of the Issuer, were elected as representatives of SoftBank Group Corp. ("SoftBank"), SoftBank Group Capital Ltd ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"). As a result, each of these entities is a director by deputization for Section 16 purposes. SBGC and SB Sonic are wholly-owned subsidiaries of SoftBank.

	Natsuko Ohga, Head of Corporate Legal Department of SOFTBANK GROUP CORP	06/02/2021
	Michel Combes, Director of SOFTBANK GROUP CAPITAL LTD	06/02/2021
	Adam Westhead, Director of SB SONIC HOLDCO (UK) LTD	06/02/2021
	Carlos Henrique Carneiro de Medeiros	06/02/2021
	Michel Combes	06/02/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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SoftBank Group Capital Form 3SoFi / Michel Combes ownership change