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SC 13G/A Filing
E2open Parent (ETWO) SC 13G/AE2open Parent / NOMURA ownership change
Filed: 14 Nov 24, 4:34pm
E2open Parent Holdings, Inc. |
(Name of Issuer) |
Class A Common Stock, par value $0.0001 per share |
(Title of Class of Securities) |
29788T103 |
(CUSIP Number) |
September 30, 2024 |
(Date of Event which Requires Filing of this Statement) |
☒ | Rule 13d-1(b) |
☐ | Rule 13d-1(c) |
☐ | Rule 13d-1(d) |
CUSIP No. 29788T103 | 13G | Page 2 of 9 Pages |
1 | NAMES OF REPORTING PERSONS | ||||
Nomura Holdings, Inc. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☐ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Japan | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | |||
0 | |||||
6 | SHARED VOTING POWER | ||||
12,735,543 (1) | |||||
7 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
8 | SHARED DISPOSITIVE POWER | ||||
12,735,543 (1) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
12,735,543 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
4.1% (2) | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
HC | |||||
(1) | Consists of (i) 12,730,959 shares of Class A Common Stock owned by Nomura Global Financial Products, Inc. (“NGFP”) and (ii) 4,584 shares of Class A Common Stock owned by Nomura Securities International, Inc. (“NSI”). NGFP and NSI are wholly owned subsidiaries of Nomura Holdings, Inc., which accordingly may be deemed to beneficially own the shares of Class A Common Stock beneficially owned by NGFP and NSI. |
(2) | The percent of class is calculated based on 308,604,861 shares of Class A Common Stock outstanding as of August 31, 2024, as reported in the Issuer’s quarterly report on Form 10-Q for the fiscal quarter ended August 31, 2024 filed with the SEC on October 9, 2024. |
CUSIP No. 29788T103 | 13G | Page 3 of 9 Pages |
1 | NAMES OF REPORTING PERSONS | ||||
Nomura Global Financial Products, Inc. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☐ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | |||
0 | |||||
6 | SHARED VOTING POWER | ||||
12,730,959 | |||||
7 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
8 | SHARED DISPOSITIVE POWER | ||||
12,730,959 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
12,730,959 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
4.1% (3) | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
BD | |||||
(3) | The percent of class is calculated based on 308,604,861 shares of Class A Common Stock outstanding as of August 31, 2024, as reported in the Issuer’s quarterly report on Form 10-Q for the fiscal quarter ended August 31, 2024 filed with the SEC on October 9, 2024. |
CUSIP No. 29788T103 | 13G | Page 4 of 9 Pages |
Item 1. | (a) | Name of Issuer: |
E2open Parent Holdings, Inc. (the “Issuer”) | ||
(b) | Address of Issuer's Principal Executive Offices: | |
14135 Midway Road, Suite G300 | ||
Addison, TX 75001 |
Item 2. | (a) | Name of Person(s) Filing: |
Nomura Holdings, Inc. | ||
Nomura Global Financial Products, Inc. | ||
(b) | Address of Principal Business Office or, if none, Residence: | |
Nomura Holdings, Inc. | ||
13-1, Nihonbashi 1-chome, Chuo-ku, Tokyo 103-8645, Japan |
Nomura Global Financial Products, Inc. | ||
Worldwide Plaza | ||
309 West 49th Street | ||
New York, NY 10019 | ||
(c) | Citizenship: | |
Nomura Holdings, Inc. | ||
Japan | ||
Nomura Global Financial Products, Inc. | ||
Delaware |
(d) | Title of Class of Securities: | |
Class A Common Stock, par value $0.0001 per share (“Class A Common Stock”) |
(e) | CUSIP Number: | |
29788T103 |
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) | ☒ | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | |
(b) | ☐ | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | |
(c) | ☐ | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | |
(d) | ☐ | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | |
(e) | ☐ | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | |
(f) | ☐ | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | |
(g) | ☒ | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
CUSIP No. 29788T103 | 13G | Page 5 of 9 Pages |
(h) | ☐ | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i) | ☐ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j) | ☐ | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); | |
(k) | ☐ | Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: |
Item 4. | Ownership. |
Item 5. | Ownership of Five Percent or Less of a Class. |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. |
Item 8. | Identification and Classification of Members of the Group. |
Item 9. | Notice of Dissolution of Group. |
Item 10. | Certification. |
CUSIP No. 29788T103 | 13G | Page 6 of 9 Pages |
Nomura Holdings, Inc. | ||
/s/ Samir Patel | ||
Name: Samir Patel | ||
Title: Managing Director |
Nomura Global Financial Products, Inc. | ||
/s/ Samir Patel | ||
Name: Samir Patel | ||
Title: Authorized Officer |
CUSIP No. 29788T103 | 13G | Page 7 of 9 Pages |
Exhibit | Exhibit |
A | Joint Filing Agreement |
B | Subsidiaries |
CUSIP No. 29788T103 | 13G | Page 8 of 9 Pages |
Nomura Holdings, Inc. | |
/s/ Samir Patel | |
Name: Samir Patel | |
Title: Managing Director |
Nomura Global Financial Products, Inc. | |
/s/ Samir Patel | |
Name: Samir Patel | |
Title: Authorized Officer |
CUSIP No. 29788T103 | 13G | Page 9 of 9 Pages |