UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF
THE SECURITIES EXCHANGE ACT OF 1934
The Alger ETF Trust
(Exact name of registrant as specified in its charter)
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| Massachusetts | | See below |
| (State of incorporation or organization) | | (I.R.S. Employer Identification No.) |
| |
100 Pearl Street, 27th Floor New York, New York | | 10004 |
| (Address of principal executive offices) | | (zip code) |
Securities to be registered pursuant to Section 12(b) of the Act:
| | | | |
Title of each class to
be so registered | | Name of each exchange on which each class is to be registered | | I.R.S. Employer Identification No. |
| Alger Concentrated Equity ETF | | NYSE Arca, Inc. | | 99-1227388 |
| Alger AI Enablers & Adopters ETF | | NYSE Arca, Inc. | | 99-1233151 |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐
Securities Act registration statement or Regulation A offering statement file number to which this form relates:
333-248085 (if applicable)
Securities to be registered pursuant to Section 12(g) of the Act:
None
Item 1. Description of Registrant’s Securities to be Registered.
A description of the shares of beneficial interest, having a nominal or par value of one mill ($.001) per share, of (1) Alger Concentrated Equity ETF, and (2) Alger AI Enablers & Adopters ETF (collectively, the “Shares”) to be registered hereunder is set forth in Post-Effective Amendment No. 9 to Registrant’s Registration Statement on Form N-1A (the “Registration Statement”) (File Nos. 333-248085 and 811-23603) as filed electronically with the Securities and Exchange Commission (the “Commission”) pursuant to paragraph (b) of Rule 485 under the Securities Act of 1933 on March 28, 2024. Any amendment or form of supplement to the Registration Statement that is subsequently filed with the Commission that relates to the Shares is hereby also incorporated by reference herein.
Item 2. Exhibits.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized, as of this 1st day of April, 2024.
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| The Alger ETF Trust |
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| By: | | /s/ Tina Payne |
| | Tina Payne |
| | Secretary |
