Exhibit 4.4
GIGCAPITAL6, INC.
and
CONTINENTAL STOCK TRANSFER & TRUST COMPANY
WARRANT AGREEMENT
THIS WARRANT AGREEMENT (this “Agreement”), dated as of [ ], 2021, is by and between GigCapital6, Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (the “Warrant Agent”, also referred to herein as the “Transfer Agent”).
WHEREAS, the Company is engaged in an initial public offering (the “Offering”) of an aggregate of 35,000,000 units of the Company’s equity securities (or up to an aggregate of 40,250,000 Public Units if the Over-allotment Option (as defined below) is exercised in full) (the “Public Units”), each such Public Unit comprised of one share of Common Stock of the Company, par value $0.0001 per share (“Common Stock”), and one-third of one redeemable warrant to purchase one share of Common Stock at an initial exercise price of $11.50 per share of Common Stock (the “Public Warrants”), and, in connection therewith, has determined to issue and deliver up to 11,666,666 Public Warrants (or up to 13,416,666 Public Warrants if the Over-allotment Option is exercised in full) to public investors in the Offering;
WHEREAS, the Company has entered into that certain Unit Purchase Agreement, dated as of [ ], 2021 (the “Sponsor Unit Purchase Agreement”), with GigAcquisitions6, LLC, a Delaware limited liability company (the “Sponsor”), pursuant to which the Sponsor agreed to purchase an aggregate of 1,000,000 units of the Company’s equity securities (or up to 1,100,000 units if the Over-allotment Option is exercised in full) (the “Sponsor Private Units”), each such Sponsor Private Unit comprised of one share of Common Stock and one-third of one warrant to purchase one share of Common Stock at an initial exercise price of $11.50 per share of Common Stock (the “Sponsor Private Warrants”), simultaneously with the closing of the Offering (and the closing of the Over-allotment Option, if applicable) at a purchase price of $10.00 per Sponsor Private Unit and in connection therewith, will issue and deliver up to an aggregate of 333,333 Sponsor Private Warrants (or up to 366,666 Sponsor Private Warrants if the Over-allotment Option is exercised in full) bearing the legend set forth in Exhibit B hereto;
WHEREAS, the Company has entered into that certain Unit Purchase Agreement, dated as of [ ], 2021 (together with the Sponsor Unit Purchase Agreement, the “Unit Purchase Agreements”), with Oppenheimer & Co. Inc. (“Oppenheimer”) and William Blair & Company, L.L.C. (“William Blair,” together with Oppenheimer, the “Underwriters”), pursuant to which the Underwriters agreed to purchase an aggregate of 175,000 units of the Company’s equity securities (or up to 201,250 units if the Over-allotment Option is exercised in full) (the “Underwriter Private Units” and, together with the Sponsor Private Units, the “Private Units”), each such Underwriter Private Unit comprised of one share of Common Stock and one-third of one warrant to purchase one share of Common Stock at an initial exercise price of $11.50 per share of Common Stock (the “Underwriter Private Warrants” and, together with the Sponsor Private Warrants, the “Private Warrants”), simultaneously with the closing of the Offering (and the closing of the Over-allotment Option, if applicable) at a purchase price of $10.00 per Underwriter Private Unit and in connection therewith, will issue and deliver up to an aggregate of 58,333 Underwriter Private Warrants (or up to 67,083 Underwriter Private Warrants if the Over-allotment Option is exercised in full) bearing the legend set forth in Exhibit C hereto;
WHEREAS, in order to finance the Company’s transaction costs in connection with an intended initial merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination, involving the Company and one or more businesses (a “Business Combination”), Sponsor or any of its affiliates, or certain of the Company’s executive officers or directors may loan to the Company funds as the Company may require, of which up to $1,500,000 of such loans may be convertible into up to an additional 150,000 units of the Company’s equity securities (the “Working Capital Units” and, together with the Public Units and the Private Units, the “Units”), each such Working Capital Unit comprised of one share of Common Stock and one-third of one warrant to purchase one share of Common Stock at an initial exercise price of $11.50 per share of Common Stock (the “Working Capital Warrants” and, together with the Public Warrants and the Private Warrants, the “Warrants”), at a price of $10.00 per Working Capital Unit;