UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 12, 2023
Twin Vee PowerCats Co.
(Exact name of registrant as specified in its charter)
| Delaware | | 001-40623 | | 27-1417610 |
(State or other jurisdiction
of incorporation) | | (Commission
File Number) | | (IRS Employer
Identification No.) |
3101 S. US-1
Ft. Pierce, Florida 34982
(Address of principal executive offices)
(772) 429-2525
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | | Trading
Symbol(s) | | Name of each exchange
on which registered |
| Common stock, par value $0.001 per share | | VEEE | | The Nasdaq Stock Market LLC
(Nasdaq Capital Market) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07. Submission of Matters to a Vote of Security Holders.
On October 12, 2023, Twin Vee PowerCats Co. (the “Company”) held the 2023 Annual Meeting where the Company’s stockholders voted on the following two (2) proposals and cast their votes as described below. These matters are described in detail in the Definitive Proxy Statement.
The final results for Proposals 1 and 2 as set forth in the Definitive Proxy Statement were as follows:
Proposal 1 — Election of Directors.
The following two (2) individuals were elected as Class II directors, to serve until the Company’s 2026 annual meeting of stockholders and until their respective successors have been duly elected and qualified with the following votes:
| Name of Director | | Votes For | | Withheld | | Broker Non-Votes |
| James Melvin | | | 4,146,149 | | | | 286,002 | | | | 1,827,952 | |
| Preston Yarborough | | | 4,293,664 | | | | 138,487 | | | | 1,827,952 | |
Proposal 2 — Ratification of the appointment of Grassi & Co. CPAs, P.C. as the Company’s independent registered public accounting firm for the year ending December 31, 2023.
The stockholders ratified and approved the appointment of Grassi & Co. CPAs, P.C. as the Company’s independent registered public accounting firm for the year ending December 31, 2023 based on the votes listed below:
| Votes For | | Votes Against | | Abstentions | | Broker Non-Votes |
| | 6,259,553 | | | | 550 | | | | 0 | | | | 0 | |
Item 9.01. Financial Statements and Exhibits.
Exhibit
Number | | Description |
| | | |
| 104 | | Cover Page Interactive Data File (embedded within the XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: October 13, 2023 | TWIN VEE POWERCATS CO.
(Registrant) |
| | |
| | By: | | /s/ Joseph Visconti |
| | Name: | | Joseph Visconti |
| | Title: | | Chief Executive Officer and President |
