UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF
THE SECURITIES EXCHANGE ACT OF 1934
DOUBLELINE ETF TRUST
(Exact name of registrant as specified in its charter)
| | |
| Delaware | | See Below |
| (State of incorporation or organization) | | (I.R.S. Employer Identification No.) |
2002 North Tampa Street
Suite 200
Tampa, Florida 33602
(Address of principal executive offices, including zip code)
Securities to be registered pursuant to Section 12(b) of the Act:
| | | | |
| Title of Each Class | | Name of Exchange on which | | I.R.S. Employer |
| to be so Registered | | each Class is to be so registered | | Identification Number |
| DoubleLine Commodity Strategy ETF | | NYSE Arca, Inc. | | 93-4247369 |
| DoubleLine Fortune 500 Equal Weight ETF | | NYSE Arca, Inc. | | 93-4268640 |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective upon filing pursuant to General Instruction A.(c), please check the following box. ☒:
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is to become effective pursuant to General Instruction A.(d), please check the following box. ☐:
Securities Act registration statement file number to which this form relates:
333-260030
Securities to be registered pursuant to Section 12(g) of the Act:
None.
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. Description of Registrant’s Securities to be Registered.
A description of the shares is set forth in Post-Effective Amendment No. 8 to the Registrant’s Registration Statement on Form N-1A (the “Registration Statement”) (File Nos. 333-260030; 811-23746), as filed with the U.S. Securities and Exchange Commission (the “SEC”) via EDGAR on January 29, 2024, which description is incorporated herein by reference. Any form of supplement to the Registration Statement that is subsequently filed with the SEC that relates to the shares is hereby also incorporated herein by reference.
Item 2. Exhibits.
| A. | Registrant’s Certificate of Trust dated September 27, 2021 is incorporated herein by reference to Exhibit (a)(1) of the Registrant’s Registration Statement on Form N-1A (File Nos. 333-260030; 811-23746), as filed with the SEC via EDGAR Accession No. 0001193125-21-291129 on October 4, 2021. |
| B. | Registrant’s Amended and Restated Agreement and Declaration of Trust dated March 28, 2022, is incorporated herein by reference to Exhibit (a)(2) of Pre-Effective Amendment No. 4 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-260030; 811-23746), as filed with the SEC via EDGAR Accession No. 0001193125-22-086761 on March 28, 2022. |
| C. | Registrant’s By-Laws dated October 29, 2021, are incorporated herein by reference to Exhibit (b) of Pre-Effective Amendment No. 1 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-260030; 811-23746), as filed with the SEC via EDGAR Accession No. 0001193125-21-369405 on December 30, 2021. |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
| | | | | | |
| | | | DOUBLELINE ETF TRUST |
| | | |
| Date: January 29, 2024 | | | | | | |
| | | |
| | | | By: | | /s/ Ronald R. Redell |
| | | | | | Ronald R. Redell |
| | | | | | Trustee and President |
