UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-23789
Touchstone ETF Trust
(Exact name of registrant as specified in charter)
303 Broadway, Suite 1100
Cincinnati, Ohio 45202-4203
(Address of principal executive offices) (Zip code)
E. Blake Moore, Jr.
303 Broadway, Suite 1100
Cincinnati, Ohio 45202-4203
(Name and address of agent for service)
Registrant's telephone number, including area code: 800-638-8194
Date of fiscal year end: December 31
Date of reporting period: July 1, 2022 – June 30, 2023
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023
TEFT Climate Transition ETF
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BYD COMPANY LIMITED Agenda Number: 1745699
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Security: Y1023R104 Meeting Type: Annual
Ticker: 1211 Meeting Date: 06-Jun-202
ISIN: CNE100000296
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve Report of the Board of Directors Mgmt For For
2. Approve Report of the Supervisory Committee Mgmt For For
3. Approve Audited Financial Report Mgmt For For
4. Approve Annual Reports and Its Summary Mgmt For For
5. Approve Profit Distribution Plan Mgmt For For
6. Approve Ernst & Young Hua Ming LLP as Sole External
Auditor and Internal Control Audit Institution and
Authorize Board to Fix Their Remuneration Mgmt For For
7. Approve Provision of Guarantees by the Group Mgmt For Against
8. Approve Estimated Cap of Ordinary Connected Transactions Mgmt For For
9. Approve Issuance of Equity or Equity-Linked Securities
without Preemptive Rights for Additional H Shares Mgmt For Against
10. Approve Issuance by BYD Electronic (International)
Company Limited of Equity or Equity-Linked Securities
without Preemptive Rights Mgmt For Against
11. Approve Authorization to the Board to Determine the
Proposed Plan for the Issuance of Debt Financing
Instrument(s) Mgmt For Against
12. Approve Purchase of Liability Insurance for
Directors, Supervisors, Senior Management and Other
Related Persons and Authorize the Chairman or Its
Authorized Persons to Handle All Related Matters Mgmt For For
13. Approve Compliance Manual in Relation
to Connected Transaction Mgmt For For
TEFT Dividend Select ETF
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3M COMPANY Agenda Number: 935791550
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Security: 88579Y101 Meeting Type: Annual
Ticker: MMM Meeting Date: 09-May-2023
ISIN: US88579Y1010
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a term of one year: Thomas Mgmt For For
"Tony" K. Brown
1b. Election of Director for a term of one year: Anne H. Mgmt For For
Chow
1c. Election of Director for a term of one year: David B. Mgmt For For
Dillon
1d. Election of Director for a term of one year: Michael Mgmt For For
L. Eskew
1e. Election of Director for a term of one year: James R. Mgmt For For
Fitterling
1f. Election of Director for a term of one year: Amy E. Mgmt For For
Hood
1g. Election of Director for a term of one year: Suzan Mgmt For For
Kereere
1h. Election of Director for a term of one year: Gregory Mgmt For For
R. Page
1i. Election of Director for a term of one year: Pedro J. Mgmt For For
Pizarro
1j. Election of Director for a term of one year: Michael Mgmt For For
F. Roman
2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as 3M's independent registered public accounting
firm.
3. Advisory approval of executive compensation. Mgmt For For
4. Advisory approval on the frequency of advisory votes Mgmt 1 Year For
on executive compensation.
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AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 935746365
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Security: 009158106 Meeting Type: Annual
Ticker: APD Meeting Date: 26-Jan-2023
ISIN: US0091581068
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Tonit M. Calaway Mgmt For For
1b. Election of Director: Charles Cogut Mgmt For For
1c. Election of Director: Lisa A. Davis Mgmt For For
1d. Election of Director: Seifollah Ghasemi Mgmt For For
1e. Election of Director: David H.Y. Ho Mgmt For For
1f. Election of Director: Edward L. Monser Mgmt For For
1g. Election of Director: Matthew H. Paull Mgmt For For
1h. Election of Director: Wayne T. Smith Mgmt For For
2. Advisory vote approving the compensation of the Mgmt For For
Company's executive officers.
3. Advisory vote on the frequency of future advisory Mgmt 1 Year For
votes on executive officer compensation.
4. Ratify the appointment of Deloitte & Touche LLP as the Mgmt For For
Company's independent registered public accounting
firm for the fiscal year ending September 30, 2023.
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AMERICAN TOWER CORPORATION Agenda Number: 935806008
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Security: 03027X100 Meeting Type: Annual
Ticker: AMT Meeting Date: 24-May-2023
ISIN: US03027X1000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas A. Bartlett Mgmt For For
1b. Election of Director: Kelly C. Chambliss Mgmt For For
1c. Election of Director: Teresa H. Clarke Mgmt For For
1d. Election of Director: Raymond P. Dolan Mgmt For For
1e. Election of Director: Kenneth R. Frank Mgmt For For
1f. Election of Director: Robert D. Hormats Mgmt For For
1g. Election of Director: Grace D. Lieblein Mgmt For For
1h. Election of Director: Craig Macnab Mgmt For For
1i. Election of Director: JoAnn A. Reed Mgmt For For
1j. Election of Director: Pamela D. A. Reeve Mgmt For For
1k. Election of Director: Bruce L. Tanner Mgmt For For
1l. Election of Director: Samme L. Thompson Mgmt For For
2. To ratify the selection of Deloitte & Touche LLP as Mgmt For For
the Company's independent registered public accounting
firm for 2023.
3. To approve, on an advisory basis, the Company's Mgmt For For
executive compensation.
4. To vote, on an advisory basis, on the frequency with Mgmt 1 Year For
which the Company will hold a stockholder advisory
vote on executive compensation.
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AMERISOURCEBERGEN CORPORATION Agenda Number: 935761242
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Security: 03073E105 Meeting Type: Annual
Ticker: ABC Meeting Date: 09-Mar-2023
ISIN: US03073E1055
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ornella Barra Mgmt For For
1b. Election of Director: Steven H. Collis Mgmt For For
1c. Election of Director: D. Mark Durcan Mgmt For For
1d. Election of Director: Richard W. Gochnauer Mgmt For For
1e. Election of Director: Lon R. Greenberg Mgmt For For
1f. Election of Director: Kathleen W. Hyle Mgmt For For
1g. Election of Director: Lorence H. Kim, M.D. Mgmt For For
1h. Election of Director: Henry W. McGee Mgmt For For
1i. Election of Director: Redonda G. Miller, M.D. Mgmt For For
1j. Election of Director: Dennis M. Nally Mgmt For For
2. Ratification of Ernst & Young LLP as the Company's Mgmt For For
independent registered public accounting firm for
fiscal year 2023.
3. Advisory vote to approve the compensation of the Mgmt For For
Company's named executive officers.
4. Advisory vote on the frequency of a shareholder vote Mgmt 1 Year For
on the compensation of the Company's named executive
officers.
5. Shareholder proposal regarding shareholder Shr Against For
ratification of termination pay.
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APPLE INC. Agenda Number: 935757700
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Security: 037833100 Meeting Type: Annual
Ticker: AAPL Meeting Date: 10-Mar-2023
ISIN: US0378331005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a Election of Director: James Bell Mgmt For For
1b Election of Director: Tim Cook Mgmt For For
1c Election of Director: Al Gore Mgmt For For
1d Election of Director: Alex Gorsky Mgmt For For
1e Election of Director: Andrea Jung Mgmt For For
1f Election of Director: Art Levinson Mgmt For For
1g Election of Director: Monica Lozano Mgmt For For
1h Election of Director: Ron Sugar Mgmt For For
1i Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Apple's independent registered public accounting
firm for fiscal 2023
3. Advisory vote to approve executive compensation Mgmt For For
4. Advisory vote on the frequency of advisory votes on Mgmt 1 Year For
executive compensation
5. A shareholder proposal entitled "Civil Rights and Shr Against For
Non-Discrimination Audit Proposal"
6. A shareholder proposal entitled "Communist China Shr Against For
Audit"
7. A shareholder proposal on Board policy for Shr Against For
communication with shareholder proponents
8. A shareholder proposal entitled "Racial and Gender Pay Shr For Against
Gaps"
9. A shareholder proposal entitled "Shareholder Proxy Shr For Against
Access Amendments"
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AT&T INC. Agenda Number: 935803937
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Security: 00206R102 Meeting Type: Annual
Ticker: T Meeting Date: 18-May-2023
ISIN: US00206R1023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Scott T. Ford Mgmt For For
1b. Election of Director: Glenn H. Hutchins Mgmt For For
1c. Election of Director: William E. Kennard Mgmt For For
1d. Election of Director: Stephen J. Luczo Mgmt For For
1e. Election of Director: Michael B. McCallister Mgmt For For
1f. Election of Director: Beth E. Mooney Mgmt For For
1g. Election of Director: Matthew K. Rose Mgmt For For
1h. Election of Director: John T. Stankey Mgmt For For
1i. Election of Director: Cynthia B. Taylor Mgmt For For
1j. Election of Director: Luis A. Ubiñas Mgmt For For
2. Ratification of the appointment of independent Mgmt For For
auditors.
3. Advisory approval of executive compensation. Mgmt For For
4. Advisory approval of frequency of vote on executive Mgmt 1 Year For
compensation.
5. Independent board chairman. Shr For Against
6. Racial equity audit. Shr Against For
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BANK OF AMERICA CORPORATION Agenda Number: 935779782
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Security: 060505104 Meeting Type: Annual
Ticker: BAC Meeting Date: 25-Apr-2023
ISIN: US0605051046
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sharon L. Allen Mgmt For For
1b. Election of Director: José (Joe) E. Almeida Mgmt For For
1c. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1d. Election of Director: Pierre J. P. de Weck Mgmt For For
1e. Election of Director: Arnold W. Donald Mgmt For For
1f. Election of Director: Linda P. Hudson Mgmt For For
1g. Election of Director: Monica C. Lozano Mgmt For For
1h. Election of Director: Brian T. Moynihan Mgmt For For
1i. Election of Director: Lionel L. Nowell III Mgmt For For
1j. Election of Director: Denise L. Ramos Mgmt For For
1k. Election of Director: Clayton S. Rose Mgmt For For
1l. Election of Director: Michael D. White Mgmt For For
1m. Election of Director: Thomas D. Woods Mgmt For For
1n. Election of Director: Maria T. Zuber Mgmt For For
2. Approving our executive compensation (an advisory, Mgmt Against Against
non-binding "Say on Pay" resolution)
3. A vote on the frequency of future "Say on Pay" Mgmt 1 Year For
resolutions (an advisory, non-binding "Say on
Frequency" resolution)
4. Ratifying the appointment of our independent Mgmt For For
registered public accounting firm for 2023
5. Amending and restating the Bank of America Corporation Mgmt For For
Equity Plan
6. Shareholder proposal requesting an independent board Shr For Against
chair
7. Shareholder proposal requesting shareholder Shr Against For
ratification of termination pay
8. Shareholder proposal requesting greenhouse gas Shr Against For
reduction targets
9. Shareholder proposal requesting report on transition Shr For Against
planning
10. Shareholder proposal requesting adoption of policy to Shr Against For
cease financing new fossil fuel supplies
11. Shareholder proposal requesting a racial equity audit Shr Against For
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BLACKROCK, INC. Agenda Number: 935821000
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Security: 09247X101 Meeting Type: Annual
Ticker: BLK Meeting Date: 24-May-2023
ISIN: US09247X1019
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bader M. Alsaad Mgmt For For
1b. Election of Director: Pamela Daley Mgmt For For
1c. Election of Director: Laurence D. Fink Mgmt For For
1d. Election of Director: William E. Ford Mgmt For For
1e. Election of Director: Fabrizio Freda Mgmt For For
1f. Election of Director: Murry S. Gerber Mgmt For For
1g. Election of Director: Margaret "Peggy" L. Johnson Mgmt For For
1h. Election of Director: Robert S. Kapito Mgmt For For
1i. Election of Director: Cheryl D. Mills Mgmt For For
1j. Election of Director: Gordon M. Nixon Mgmt For For
1k. Election of Director: Kristin C. Peck Mgmt For For
1l. Election of Director: Charles H. Robbins Mgmt For For
1m. Election of Director: Marco Antonio Slim Domit Mgmt For For
1n. Election of Director: Hans E. Vestberg Mgmt For For
1o. Election of Director: Susan L. Wagner Mgmt For For
1p. Election of Director: Mark Wilson Mgmt For For
2. Approval, in a non-binding advisory vote, of the Mgmt For For
compensation for named executive officers.
3. Approval, in a non-binding advisory vote, of the Mgmt 1 Year For
frequency of future executive compensation advisory
votes.
4. Ratification of the appointment of Deloitte LLP as Mgmt For For
BlackRock's independent registered public accounting
firm for the fiscal year 2023.
5. Shareholder Proposal - Civil rights, Shr Against For
non-discrimination and returns to merit audit.
6. Shareholder Proposal - Production of a report on Shr Against For
BlackRock's ability to "engineer decarbonization in
the real economy".
7. Shareholder Proposal - Impact report for Shr Against For
climate-related human risks of iShares U.S. Aerospace
and Defense Exchange-Traded Fund.
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BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935788286
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Security: 110122108 Meeting Type: Annual
Ticker: BMY Meeting Date: 02-May-2023
ISIN: US1101221083
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Arduini Mgmt For For
1B. Election of Director: Deepak L. Bhatt, M.D., M.P.H. Mgmt For For
1C. Election of Director: Giovanni Caforio, M.D. Mgmt For For
1D. Election of Director: Julia A. Haller, M.D. Mgmt For For
1E. Election of Director: Manuel Hidalgo Medina, M.D., Mgmt For For
Ph.D.
1F. Election of Director: Paula A. Price Mgmt For For
1G. Election of Director: Derica W. Rice Mgmt For For
1H. Election of Director: Theodore R. Samuels Mgmt For For
1I. Election of Director: Gerald L. Storch Mgmt For For
1J. Election of Director: Karen H. Vousden, Ph.D. Mgmt For For
1K. Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory Vote to Approve the Compensation of our Named Mgmt For For
Executive Officers.
3. Advisory Vote on the Frequency of the Advisory Vote on Mgmt 1 Year For
the Compensation of our Named Executive Officers.
4. Ratification of the Appointment of an Independent Mgmt For For
Registered Public Accounting Firm.
5. Shareholder Proposal on the Adoption of a Board Policy Shr Against For
that the Chairperson of the Board be an Independent
Director.
6. Shareholder Proposal on Workplace Non-Discrimination Shr Against For
Audit.
7. Shareholder Proposal on Special Shareholder Meeting Shr Against For
Improvement.
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BROADCOM INC Agenda Number: 935766189
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Security: 11135F101 Meeting Type: Annual
Ticker: AVGO Meeting Date: 03-Apr-2023
ISIN: US11135F1012
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Diane M. Bryant Mgmt For For
1b. Election of Director: Gayla J. Delly Mgmt For For
1c. Election of Director: Raul J. Fernandez Mgmt For For
1d. Election of Director: Eddy W. Hartenstein Mgmt For For
1e. Election of Director: Check Kian Low Mgmt For For
1f. Election of Director: Justine F. Page Mgmt For For
1g. Election of Director: Henry Samueli Mgmt For For
1h. Election of Director: Hock E. Tan Mgmt For For
1i. Election of Director: Harry L. You Mgmt For For
2. Ratification of the appointment of Pricewaterhouse Mgmt For For
Coopers LLP as the independent registered public
accounting firm of Broadcom for the fiscal year ending
October 29, 2023.
3. Approve an amendment and restatement of the 2012 Stock Mgmt Against Against
Incentive Plan.
4. Advisory vote to approve the named executive officer Mgmt Against Against
compensation.
5. Advisory vote on the frequency of the advisory vote on Mgmt 1 Year For
named executive officer compensation.
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CATERPILLAR INC. Agenda Number: 935854794
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Security: 149123101 Meeting Type: Annual
Ticker: CAT Meeting Date: 14-Jun-2023
ISIN: US1491231015
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kelly A. Ayotte Mgmt For For
1b. Election of Director: David L. Calhoun Mgmt For For
1c. Election of Director: Daniel M. Dickinson Mgmt For For
1d. Election of Director: James C. Fish, Jr. Mgmt For For
1e. Election of Director: Gerald Johnson Mgmt For For
1f. Election of Director: David W. MacLennan Mgmt For For
1g. Election of Director: Judith F. Marks Mgmt For For
1h. Election of Director: Debra L. Reed-Klages Mgmt For For
1i. Election of Director: Susan C. Schwab Mgmt For For
1j. Election of Director: D. James Umpleby III Mgmt For For
1k. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratification of our Independent Registered Public Mgmt For For
Accounting Firm.
3. Advisory Vote to Approve Executive Compensation. Mgmt For For
4. Advisory Vote on the Frequency of Executive Mgmt 1 Year For
Compensation Votes.
5. Approval of Caterpillar Inc. 2023 Long-Term Incentive Mgmt For For
Plan.
6. Shareholder Proposal - Report on Corporate Climate Shr For Against
Lobbying in Line with Paris Agreement.
7. Shareholder Proposal - Lobbying Disclosure. Shr For Against
8. Shareholder Proposal - Report on Activities in Shr Against For
Conflict-Affected Areas.
9. Shareholder Proposal - Civil Rights, Shr Against For
Non-Discrimination and Returns to Merit Audit.
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CISCO SYSTEMS, INC. Agenda Number: 935723216
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Security: 17275R102 Meeting Type: Annual
Ticker: CSCO Meeting Date: 08-Dec-2022
ISIN: US17275R1023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. Michele Burns Mgmt For For
1b. Election of Director: Wesley G. Bush Mgmt For For
1c. Election of Director: Michael D. Capellas Mgmt For For
1d. Election of Director: Mark Garrett Mgmt For For
1e. Election of Director: John D. Harris II Mgmt For For
1f. Election of Director: Dr. Kristina M. Johnson Mgmt For For
1g. Election of Director: Roderick C. Mcgeary Mgmt For For
1h. Election of Director: Sarah Rae Murphy Mgmt For For
1i. Election of Director: Charles H. Robbins Mgmt For For
1j. Election of Director: Brenton L. Saunders Mgmt For For
1k. Election of Director: Dr. Lisa T. Su Mgmt For For
1l. Election of Director: Marianna Tessel Mgmt For For
2. Approval, on an advisory basis, of executive Mgmt For For
compensation.
3. Ratification of PricewaterhouseCoopers LLP as Cisco's Mgmt For For
independent registered public accounting firm for
fiscal 2023.
4. Stockholder Proposal - Approval to have Cisco's Board Shr Against For
issue a tax transparency report in consideration of
the Global Reporting Initiative's Tax Standard.
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COMCAST CORPORATION Agenda Number: 935845492
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Security: 20030N101 Meeting Type: Annual
Ticker: CMCSA Meeting Date: 07-Jun-2023
ISIN: US20030N1019
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt Withheld Against
Thomas J. Baltimore Jr. Mgmt For For
Madeline S. Bell Mgmt Withheld Against
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt Withheld Against
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our independent Mgmt For For
auditors.
3. Approval of Comcast Corporation 2023 Omnibus Equity Mgmt For For
Incentive Plan.
4. Approval of Amended and Restated Comcast Corporation Mgmt For For
2002 Employee Stock Purchase Plan.
5. Advisory vote on executive compensation. Mgmt For For
6. Advisory vote on the frequency of the vote on Mgmt 1 Year For
executive compensation.
7. To perform independent racial equity audit. Shr Against For
8. To report on climate risk in default retirement plan Shr Against For
options.
9. To set different greenhouse gas emissions reduction Shr Against For
targets.
10. To report on political contributions and company Shr For Against
values alignment.
11. To report on business in China. Shr Against For
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CVS HEALTH CORPORATION Agenda Number: 935806375
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100 Meeting Type: Annual
Ticker: CVS Meeting Date: 18-May-2023
ISIN: US1266501006
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Fernando Aguirre Mgmt For For
1b. Election of Director: Jeffrey R. Balser, M.D., Ph.D. Mgmt For For
1c. Election of Director: C. David Brown II Mgmt For For
1d. Election of Director: Alecia A. DeCoudreaux Mgmt For For
1e. Election of Director: Nancy-Ann M. DeParle Mgmt For For
1f. Election of Director: Roger N. Farah Mgmt For For
1g. Election of Director: Anne M. Finucane Mgmt For For
1h. Election of Director: Edward J. Ludwig Mgmt For For
1i. Election of Director: Karen S. Lynch Mgmt For For
1j. Election of Director: Jean-Pierre Millon Mgmt For For
1k. Election of Director: Mary L. Schapiro Mgmt For For
2. Ratification of the Appointment of Our Independent Mgmt For For
Registered Public Accounting Firm for 2023
3. Say on Pay, a Proposal to Approve, on an Advisory Mgmt For For
Basis, the Company's Executive Compensation
4. Proposal to Recommend, on an Advisory Basis, the Mgmt 1 Year For
Frequency of Advisory Votes on Executive Compensation
Votes
5. Stockholder Proposal Requesting Paid Sick Leave for Shr Against For
All Employees
6. Stockholder Proposal for Reducing our Ownership Shr For Against
Threshold to Request a Special Stockholder Meeting
7. Stockholder Proposal Regarding "Fair Elections" and Shr Against For
Requiring Stockholder Approval of Certain Types of
By-law Amendments
8. Stockholder Proposal Requesting a Report on a "Worker Shr Against For
Rights Assessment"
9. Stockholder Proposal to Prevent Company Directors from Shr Against For
Simultaneously Sitting on the Boards of Directors of
Any Other Company
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DOLLAR GENERAL CORPORATION Agenda Number: 935821137
--------------------------------------------------------------------------------------------------------------------------
Security: 256677105 Meeting Type: Annual
Ticker: DG Meeting Date: 31-May-2023
ISIN: US2566771059
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Warren F. Bryant Mgmt For For
1b. Election of Director: Michael M. Calbert Mgmt For For
1c. Election of Director: Ana M. Chadwick Mgmt For For
1d. Election of Director: Patricia D. Fili-Krushel Mgmt For For
1e. Election of Director: Timothy I. McGuire Mgmt For For
1f. Election of Director: Jeffery C. Owen Mgmt For For
1g. Election of Director: Debra A. Sandler Mgmt For For
1h. Election of Director: Ralph E. Santana Mgmt For For
1i. Election of Director: Todd J. Vasos Mgmt For For
2. To approve, on an advisory (non-binding) basis, the Mgmt For For
resolution regarding the compensation of Dollar
General Corporation's named executive officers as
disclosed in the proxy statement
3. To recommend, on an advisory (non-binding) basis, the Mgmt 1 Year For
frequency of future advisory votes on Dollar General
Corporation's named executive officer compensation.
4. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Dollar General Corporation's independent registered
public accounting firm for fiscal 2023.
5. To vote on a shareholder proposal regarding cage-free Shr For Against
eggs progress disclosure.
6. To vote on a shareholder proposal to take steps to Shr Against For
amend Dollar General Corporation's governing documents
to remove the one-year holding period requirement to
call a special shareholder meeting
7. To vote on a shareholder proposal requesting a worker Shr For Against
safety and well-being audit and report.
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DOMINION ENERGY, INC. Agenda Number: 935788440
--------------------------------------------------------------------------------------------------------------------------
Security: 25746U109 Meeting Type: Annual
Ticker: D Meeting Date: 10-May-2023
ISIN: US25746U1097
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James A. Bennett Mgmt For For
1B. Election of Director: Robert M. Blue Mgmt For For
1C. Election of Director: D. Maybank Hagood Mgmt For For
1D. Election of Director: Ronald W. Jibson Mgmt For For
1E. Election of Director: Mark J. Kington Mgmt For For
1F. Election of Director: Kristin G. Lovejoy Mgmt For For
1G. Election of Director: Joseph M. Rigby Mgmt For For
1H. Election of Director: Pamela J. Royal, M.D. Mgmt For For
1I. Election of Director: Robert H. Spilman, Jr. Mgmt For For
1J. Election of Director: Susan N. Story Mgmt For For
1K. Election of Director: Michael E. Szymanczyk Mgmt For For
2. Advisory Vote on Approval of Executive Compensation Mgmt For For
(Say on Pay)
3. Advisory Vote on the Frequency of Say on Pay Votes Mgmt 1 Year For
4. Ratification of Appointment of Independent Auditor Mgmt For For
5. Management's Proposal to Amend Article IV of the Mgmt For For
Bylaws to Make Certain Changes to the Information
Required to be Provided by a Shareholder Requesting a
Special Meeting
6. Management's Proposal to Amend Article XI of the Mgmt For For
Bylaws to Make Certain Changes to the Advance Notice
Provisions for Director Nominations
7. Shareholder Proposal Regarding a Policy to Require an Shr For Against
Independent Chair
--------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda Number: 935783440
--------------------------------------------------------------------------------------------------------------------------
Security: 26441C204 Meeting Type: Annual
Ticker: DUK Meeting Date: 04-May-2023
ISIN: US26441C2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Derrick Burks Mgmt For For
1b. Election of Director: Annette K. Clayton Mgmt For For
1c. Election of Director: Theodore F. Craver, Jr. Mgmt For For
1d. Election of Director: Robert M. Davis Mgmt For For
1e. Election of Director: Caroline Dorsa Mgmt For For
1f. Election of Director: W. Roy Dunbar Mgmt For For
1g. Election of Director: Nicholas C. Fanandakis Mgmt For For
1h. Election of Director: Lynn J. Good Mgmt For For
1i. Election of Director: John T. Herron Mgmt For For
1j. Election of Director: Idalene F. Kesner Mgmt For For
1k. Election of Director: E. Marie McKee Mgmt For For
1l. Election of Director: Michael J. Pacilio Mgmt For For
1m. Election of Director: Thomas E. Skains Mgmt For For
1n. Election of Director: William E. Webster, Jr. Mgmt For For
2. Ratification of Deloitte & Touche LLP as Duke Energy's Mgmt For For
independent registered public accounting firm for 2023
3. Advisory vote to approve Duke Energy's named executive Mgmt For For
officer compensation
4. Advisory vote on the frequency of an advisory vote on Mgmt 1 Year For
executive compensation
5. Approval of the Duke Energy Corporation 2023 Long-Term Mgmt For For
Incentive Plan
6. Shareholder proposal regarding simple majority vote Shr For
7. Shareholder proposal regarding formation of committee Shr Against For
to evaluate decarbonization risk
--------------------------------------------------------------------------------------------------------------------------
DUPONT DE NEMOURS, INC. Agenda Number: 935808444
--------------------------------------------------------------------------------------------------------------------------
Security: 26614N102 Meeting Type: Annual
Ticker: DD Meeting Date: 24-May-2023
ISIN: US26614N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Amy G. Brady Mgmt For For
1b. Election of Director: Edward D. Breen Mgmt For For
1c. Election of Director: Ruby R. Chandy Mgmt For For
1d. Election of Director: Terrence R. Curtin Mgmt For For
1e. Election of Director: Alexander M. Cutler Mgmt For For
1f. Election of Director: Eleuthère I. du Pont Mgmt For For
1g. Election of Director: Kristina M. Johnson Mgmt For For
1h. Election of Director: Luther C. Kissam Mgmt For For
1i. Election of Director: Frederick M. Lowery Mgmt For For
1j. Election of Director: Raymond J. Milchovich Mgmt For For
1k. Election of Director: Deanna M. Mulligan Mgmt For For
1l. Election of Director: Steven M. Sterin Mgmt For For
2. Advisory Resolution to Approve Executive Compensation Mgmt For For
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for 2023
4. Independent Board Chair Shr Against For
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 935777764
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103 Meeting Type: Annual
Ticker: ETN Meeting Date: 26-Apr-2023
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Craig Arnold Mgmt For For
1b. Election of Director: Olivier Leonetti Mgmt For For
1c. Election of Director: Silvio Napoli Mgmt For For
1d. Election of Director: Gregory R. Page Mgmt For For
1e. Election of Director: Sandra Pianalto Mgmt For For
1f. Election of Director: Robert V. Pragada Mgmt For For
1g. Election of Director: Lori J. Ryerkerk Mgmt For For
1h. Election of Director: Gerald B. Smith Mgmt For For
1i. Election of Director: Dorothy C. Thompson Mgmt For For
1j. Election of Director: Darryl L. Wilson Mgmt For For
2. Approving the appointment of Ernst & Young as Mgmt For For
independent auditor for 2023 and authorizing the Audit
Committee of the Board of Directors to set its
remuneration.
3. Approving, on an advisory basis, the Company's Mgmt For For
executive compensation.
4. Approving, on an advisory basis, the frequency of Mgmt 1 Year For
executive compensation votes.
5. Approving a proposal to grant the Board authority to Mgmt For For
issue shares.
6. Approving a proposal to grant the Board authority to Mgmt For For
opt out of pre-emption rights.
7. Authorizing the Company and any subsidiary of the Mgmt For For
Company to make overseas market purchases of Company
shares.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 935823977
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102 Meeting Type: Annual
Ticker: XOM Meeting Date: 31-May-2023
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael J. Angelakis Mgmt For For
1b. Election of Director: Susan K. Avery Mgmt For For
1c. Election of Director: Angela F. Braly Mgmt For For
1d. Election of Director: Gregory J. Goff Mgmt For For
1e. Election of Director: John D. Harris II Mgmt For For
1f. Election of Director: Kaisa H. Hietala Mgmt For For
1g. Election of Director: Joseph L. Hooley Mgmt For For
1h. Election of Director: Steven A. Kandarian Mgmt For For
1i. Election of Director: Alexander A. Karsner Mgmt For For
1j. Election of Director: Lawrence W. Kellner Mgmt For For
1k. Election of Director: Jeffrey W. Ubben Mgmt For For
1l. Election of Director: Darren W. Woods Mgmt For For
2. Ratification of Independent Auditors Mgmt For For
3. Advisory Vote to Approve Executive Compensation Mgmt For For
4. Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year For
5. Establish a New Board Committee on Decarbonization Shr Against For
Risk
6. Reduce Executive Stock Holding Period Shr Against For
7. Additional Carbon Capture and Storage and Emissions Shr Against For
Report
8. Additional Direct Methane Measurement Shr For Against
9. Establish a Scope 3 Target and Reduce Hydrocarbon Shr Against For
Sales
10. Additional Report on Worst-case Spill and Response Shr Against For
Plans
11. GHG Reporting on Adjusted Basis Shr Against For
12. Report on Asset Retirement Obligations Under IEA NZE Shr Against For
Scenario
13. Report on Plastics Under SCS Scenario Shr For Against
14. Litigation Disclosure Beyond Legal and Accounting Shr Against For
Requirements
15. Tax Reporting Beyond Legal Requirements Shr Against For
16. Energy Transition Social Impact Report Shr Against For
17. Report on Commitment Against AMAP Work Shr Abstain Against
--------------------------------------------------------------------------------------------------------------------------
FOX CORPORATION Agenda Number: 935714039
--------------------------------------------------------------------------------------------------------------------------
Security: 35137L105 Meeting Type: Annual
Ticker: FOXA Meeting Date: 03-Nov-2022
ISIN: US35137L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Non Voting agenda Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935793631
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100 Meeting Type: Annual
Ticker: INTC Meeting Date: 11-May-2023
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Patrick P. Gelsinger Mgmt For For
1b. Election of Director: James J. Goetz Mgmt For For
1c. Election of Director: Andrea J. Goldsmith Mgmt For For
1d. Election of Director: Alyssa H. Henry Mgmt For For
1e. Election of Director: Omar Ishrak Mgmt For For
1f. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1g. Election of Director: Tsu-Jae King Liu Mgmt For For
1h. Election of Director: Barbara G. Novick Mgmt For For
1i. Election of Director: Gregory D. Smith Mgmt For For
1j. Election of Director: Lip-Bu Tan Mgmt For For
1k. Election of Director: Dion J. Weisler Mgmt For For
1l. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young LLP as our Mgmt For For
independent registered public accounting firm for
2023.
3. Advisory vote to approve executive compensation of our Mgmt For For
named executive officers.
4. Approval of amendment and restatement of the 2006 Mgmt Against Against
Equity Incentive Plan.
5. Advisory vote on the frequency of holding future Mgmt 1 Year For
advisory votes to approve executive compensation of
our named executive officers.
6. Stockholder proposal requesting an executive stock Shr For Against
retention period policy and reporting, if properly
presented at the meeting.
7. Stockholder proposal requesting commission and Shr Against For
publication of a third party review of Intel's China
business ESG congruence, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935775405
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101 Meeting Type: Annual
Ticker: IBM Meeting Date: 25-Apr-2023
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a Term of One Year: Thomas Mgmt For For
Buberl
1b. Election of Director for a Term of One Year: David N. Mgmt For For
Farr
1c. Election of Director for a Term of One Year: Alex Mgmt For For
Gorsky
1d. Election of Director for a Term of One Year: Michelle Mgmt For For
J. Howard
1e. Election of Director for a Term of One Year: Arvind Mgmt For For
Krishna
1f. Election of Director for a Term of One Year: Andrew N. Mgmt For For
Liveris
1g. Election of Director for a Term of One Year: F. Mgmt For For
William McNabb III
1h. Election of Director for a Term of One Year: Martha E. Mgmt For For
Pollack
1i. Election of Director for a Term of One Year: Joseph R. Mgmt For For
Swedish
1j. Election of Director for a Term of One Year: Peter R. Mgmt For For
Voser
1k. Election of Director for a Term of One Year: Frederick Mgmt For For
H. Waddell
1l. Election of Director for a Term of One Year: Alfred W. Mgmt For For
Zollar
2. Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Advisory Vote Regarding the Frequency of the Advisory Mgmt 1 Year For
Vote on Executive Compensation.
5. Stockholder Proposal to Have an Independent Board Shr Against For
Chairman.
6. Stockholder Proposal Requesting a Public Report on Shr For Against
Lobbying Activities.
7. Stockholder Proposal Requesting a Public Report on Shr Against For
Congruency in China Business Operations and ESG
Activities.
8. Stockholder Proposal Requesting a Public Report on Shr For Against
Harassment and Discrimination Prevention Efforts.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935776813
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104 Meeting Type: Annual
Ticker: JNJ Meeting Date: 27-Apr-2023
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Darius Adamczyk Mgmt For For
1b. Election of Director: Mary C. Beckerle Mgmt For For
1c. Election of Director: D. Scott Davis Mgmt For For
1d. Election of Director: Jennifer A. Doudna Mgmt For For
1e. Election of Director: Joaquin Duato Mgmt For For
1f. Election of Director: Marillyn A. Hewson Mgmt For For
1g. Election of Director: Paula A. Johnson Mgmt For For
1h. Election of Director: Hubert Joly Mgmt For For
1I. Election of Director: Mark B. McClellan Mgmt For For
1j. Election of Director: Anne M. Mulcahy Mgmt For For
1k. Election of Director: Mark A. Weinberger Mgmt For For
1l. Election of Director: Nadja Y. West Mgmt For For
2. Advisory Vote to Approve Named Executive Officer Mgmt For For
Compensation
3. Advisory Vote on the Frequency of Voting to Approve Mgmt 1 Year For
Named Executive Officer Compensation
4. Ratification of Appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Independent Registered Public Accounting
Firm
5. Proposal Withdrawn (Federal Securities Laws Mandatory Shr Abstain
Arbitration Bylaw)
6. Vaccine Pricing Report Shr For Against
7. Executive Compensation Adjustment Policy Shr For Against
8. Impact of Extended Patent Exclusivities on Product Shr Against For
Access
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935797223
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100 Meeting Type: Annual
Ticker: JPM Meeting Date: 16-May-2023
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Linda B. Bammann Mgmt For For
1b. Election of Director: Stephen B. Burke Mgmt For For
1c. Election of Director: Todd A. Combs Mgmt For For
1d. Election of Director: James S. Crown Mgmt For For
1e. Election of Director: Alicia Boler Davis Mgmt For For
1f. Election of Director: James Dimon Mgmt For For
1g. Election of Director: Timothy P. Flynn Mgmt For For
1h. Election of Director: Alex Gorsky Mgmt For For
1i. Election of Director: Mellody Hobson Mgmt For For
1j. Election of Director: Michael A. Neal Mgmt For For
1k. Election of Director: Phebe N. Novakovic Mgmt For For
1l. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive compensation Mgmt For For
3. Advisory vote on frequency of advisory resolution to Mgmt 1 Year For
approve executive compensation
4. Ratification of independent registered public Mgmt For For
accounting firm
5. Independent board chairman Shr For Against
6. Fossil fuel phase out Shr Against For
7. Amending public responsibility committee charter to Shr Against For
include mandate to oversee animal welfare impact and
risk
8. Special shareholder meeting improvement Shr For Against
9. Report on climate transition planning Shr For Against
10. Report on ensuring respect for civil liberties Shr Against For
11. Report analyzing the congruence of the company's Shr For Against
political and electioneering expenditures
12. Absolute GHG reduction goals Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KLA CORPORATION Agenda Number: 935712681
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100 Meeting Type: Annual
Ticker: KLAC Meeting Date: 02-Nov-2022
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve for a one-year term: Mgmt For For
Robert Calderoni
1b. Election of Director to serve for a one-year term: Mgmt For For
Jeneanne Hanley
1c. Election of Director to serve for a one-year term: Mgmt For For
Emiko Higashi
1d. Election of Director to serve for a one-year term: Mgmt For For
Kevin Kennedy
1e. Election of Director to serve for a one-year term: Mgmt For For
Gary Moore
1f. Election of Director to serve for a one-year term: Mgmt For For
Marie Myers
1g. Election of Director to serve for a one-year term: Mgmt For For
Kiran Patel
1h. Election of Director to serve for a one-year term: Mgmt For For
Victor Peng
1i. Election of Director to serve for a one-year term: Mgmt For For
Robert Rango
1j. Election of Director to serve for a one-year term: Mgmt For For
Richard Wallace
2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as our independent registered public accounting
firm for the fiscal year ending June 30, 2023.
3. To approve on a non-binding, advisory basis our named Mgmt For For
executive officer compensation.
4. To consider a stockholder proposal requesting our Shr For Against
Board to issue a report regarding net zero targets and
climate transition planning, if properly presented at
the meeting.
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 935779655
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109 Meeting Type: Annual
Ticker: LMT Meeting Date: 27-Apr-2023
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daniel F. Akerson Mgmt For For
1b. Election of Director: David B. Burritt Mgmt For For
1c. Election of Director: Bruce A. Carlson Mgmt For For
1d. Election of Director: John M. Donovan Mgmt For For
1e. Election of Director: Joseph F. Dunford, Jr. Mgmt For For
1f. Election of Director: James O. Ellis, Jr. Mgmt For For
1g. Election of Director: Thomas J. Falk Mgmt For For
1h. Election of Director: Ilene S. Gordon Mgmt For For
1i. Election of Director: Vicki A. Hollub Mgmt For For
1j. Election of Director: Jeh C. Johnson Mgmt For For
1k. Election of Director: Debra L. Reed-Klages Mgmt For For
1l. Election of Director: James D. Taiclet Mgmt For For
1m. Election of Director: Patricia E. Yarrington Mgmt For For
2. Advisory Vote to Approve the Compensation of our Named Mgmt For For
Executive Officers (Say-on-Pay).
3. Advisory Vote on the Frequency of Advisory Votes to Mgmt 1 Year For
Approve the Compensation of our Named Executive
Officers.
4. Ratification of the Appointment of Ernst & Young LLP Mgmt For For
as our Independent Auditors for 2023.
5. Stockholder Proposal Requiring Independent Board Shr Against For
Chairman.
6. Stockholder Proposal to Issue a Human Rights Impact Shr Against For
Assessment Report.
7. Stockholder Proposal to Issue a Report on the Shr For Against
Company's Intention to Reduce Full Value Chain GHG
Emissions.
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 935819788
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101 Meeting Type: Annual
Ticker: MCD Meeting Date: 25-May-2023
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the 2024 Annual Mgmt For For
Meeting: Anthony Capuano
1b. Election of Director to serve until the 2024 Annual Mgmt For For
Meeting: Kareem Daniel
1c. Election of Director to serve until the 2024 Annual Mgmt For For
Meeting: Lloyd Dean
1d. Election of Director to serve until the 2024 Annual Mgmt For For
Meeting: Catherine Engelbert
1e. Election of Director to serve until the 2024 Annual Mgmt For For
Meeting: Margaret Georgiadis
1f. Election of Director to serve until the 2024 Annual Mgmt For For
Meeting: Enrique Hernandez, Jr.
1g. Election of Director to serve until the 2024 Annual Mgmt For For
Meeting: Christopher Kempczinski
1h. Election of Director to serve until the 2024 Annual Mgmt For For
Meeting: Richard Lenny
1i. Election of Director to serve until the 2024 Annual Mgmt For For
Meeting: John Mulligan
1j. Election of Director to serve until the 2024 Annual Mgmt For For
Meeting: Jennifer Taubert
1k. Election of Director to serve until the 2024 Annual Mgmt For For
Meeting: Paul Walsh
1l. Election of Director to serve until the 2024 Annual Mgmt For For
Meeting: Amy Weaver
1m. Election of Director to serve until the 2024 Annual Mgmt For For
Meeting: Miles White
2. Advisory vote to approve executive compensation. Mgmt For For
3. Advisory vote on the frequency of future advisory Mgmt 1 Year For
votes on executive compensation.
4. Advisory vote to ratify the appointment of Ernst & Mgmt For For
Young LLP as independent auditor for 2023.
5. Advisory Vote on Adoption of Antibiotics Policy (1 of Shr Against For
2).
6. Advisory Vote on Adoption of Antibiotics Policy (2 of Shr Against For
2).
7. Advisory Vote on Annual Report on "Communist China." Shr Against For
8. Advisory Vote on Civil Rights & Returns to Merit Shr Against For
Audit.
9. Advisory Vote on Annual Report on Lobbying Activities. Shr For Against
10. Advisory Vote on Annual Report on Global Political Shr Against For
Influence.
11. Advisory Vote on Poultry Welfare Disclosure. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935723610
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103 Meeting Type: Annual
Ticker: MDT Meeting Date: 08-Dec-2022
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to hold office until the 2023 Mgmt For For
Annual General Meeting: Richard H. Anderson
1b. Election of Director to hold office until the 2023 Mgmt For For
Annual General Meeting: Craig Arnold
1c. Election of Director to hold office until the 2023 Mgmt For For
Annual General Meeting: Scott C. Donnelly
1d. Election of Director to hold office until the 2023 Mgmt For For
Annual General Meeting: Lidia L. Fonseca
1e. Election of Director to hold office until the 2023 Mgmt For For
Annual General Meeting: Andrea J. Goldsmith, Ph.D.
1f. Election of Director to hold office until the 2023 Mgmt For For
Annual General Meeting: Randall J. Hogan, III
1g. Election of Director to hold office until the 2023 Mgmt For For
Annual General Meeting: Kevin E. Lofton
1h. Election of Director to hold office until the 2023 Mgmt For For
Annual General Meeting: Geoffrey S. Martha
1i. Election of Director to hold office until the 2023 Mgmt For For
Annual General Meeting: Elizabeth G. Nabel, M.D.
1j. Election of Director to hold office until the 2023 Mgmt For For
Annual General Meeting: Denise M. O'Leary
1k. Election of Director to hold office until the 2023 Mgmt For For
Annual General Meeting: Kendall J. Powell
2. Ratifying, in a non-binding vote, the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent auditor for fiscal year 2023 and
authorizing, in a binding vote, the Board of
Directors, acting through the Audit Committee, to set
the auditor's remuneration.
3. Approving, on an advisory basis, the Company's Mgmt For For
executive compensation.
4. Renewing the Board of Directors' authority to issue Mgmt For For
shares under Irish law.
5. Renewing the Board of Directors' authority to opt out Mgmt For For
of pre-emption rights under Irish law.
6. Authorizing the Company and any subsidiary of the Mgmt For For
Company to make overseas market purchases of Medtronic
ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935809080
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105 Meeting Type: Annual
Ticker: MRK Meeting Date: 23-May-2023
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1b. Election of Director: Mary Ellen Coe Mgmt For For
1c. Election of Director: Pamela J. Craig Mgmt For For
1d. Election of Director: Robert M. Davis Mgmt For For
1e. Election of Director: Thomas H. Glocer Mgmt For For
1f. Election of Director: Risa J. Lavizzo-Mourey, M.D. Mgmt For For
1g. Election of Director: Stephen L. Mayo, Ph.D. Mgmt For For
1h. Election of Director: Paul B. Rothman, M.D. Mgmt For For
1i. Election of Director: Patricia F. Russo Mgmt For For
1j. Election of Director: Christine E. Seidman, M.D. Mgmt For For
1k. Election of Director: Inge G. Thulin Mgmt For For
1l. Election of Director: Kathy J. Warden Mgmt For For
1m. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Non-binding advisory vote to approve the frequency of Mgmt 1 Year For
future votes to approve the compensation of our named
executive officers.
4. Ratification of the appointment of the Company's Mgmt For For
independent registered public accounting firm for
2023.
5. Shareholder proposal regarding business operations in Shr Against For
China.
6. Shareholder proposal regarding access to COVID-19 Shr For Against
products.
7. Shareholder proposal regarding indirect political Shr Against For
spending.
8. Shareholder proposal regarding patents and access. Shr For Against
9. Shareholder proposal regarding a congruency report of Shr Against For
partnerships with globalist organizations.
10. Shareholder proposal regarding an independent board Shr Against For
chairman.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935722567
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 13-Dec-2022
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Reid G. Hoffman Mgmt For For
1b. Election of Director: Hugh F. Johnston Mgmt For For
1c. Election of Director: Teri L. List Mgmt For For
1d. Election of Director: Satya Nadella Mgmt For For
1e. Election of Director: Sandra E. Peterson Mgmt For For
1f. Election of Director: Penny S. Pritzker Mgmt For For
1g. Election of Director: Carlos A. Rodriguez Mgmt For For
1h. Election of Director: Charles W. Scharf Mgmt For For
1i. Election of Director: John W. Stanton Mgmt For For
1j. Election of Director: John W. Thompson Mgmt For For
1k. Election of Director: Emma N. Walmsley Mgmt For For
1l. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive officer Mgmt For For
compensation
3. Ratification of the Selection of Deloitte & Touche LLP Mgmt For For
as our Independent Auditor for Fiscal Year 2023
4. Shareholder Proposal - Cost/Benefit Analysis of Shr Against For
Diversity and Inclusion
5. Shareholder Proposal - Report on Hiring of Persons Shr Against For
with Arrest or Incarceration Records
6. Shareholder Proposal - Report on Investment of Shr Against For
Retirement Funds in Companies Contributing to Climate
Change
7. Shareholder Proposal - Report on Government Use of Shr Against For
Microsoft Technology
8. Shareholder Proposal - Report on Development of Shr Against For
Products for Military
9. Shareholder Proposal - Report on Tax Transparency Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 935715182
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105 Meeting Type: Annual
Ticker: ORCL Meeting Date: 16-Nov-2022
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Awo Ablo Mgmt For For
Jeffrey S. Berg Mgmt Withheld Against
Michael J. Boskin Mgmt For For
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt Withheld Against
George H. Conrades Mgmt For For
Lawrence J. Ellison Mgmt For For
Rona A. Fairhead Mgmt For For
Jeffrey O. Henley Mgmt For For
Renee J. James Mgmt For For
Charles W. Moorman Mgmt For For
Leon E. Panetta Mgmt Withheld Against
William G. Parrett Mgmt Withheld Against
Naomi O. Seligman Mgmt For For
Vishal Sikka Mgmt For For
2. Advisory Vote to Approve the Compensation of our Named Mgmt For For
Executive Officers.
3. Ratification of the Selection of our Independent Mgmt For For
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 935784795
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108 Meeting Type: Annual
Ticker: PEP Meeting Date: 03-May-2023
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Segun Agbaje Mgmt For For
1b. Election of Director: Jennifer Bailey Mgmt For For
1c. Election of Director: Cesar Conde Mgmt For For
1d. Election of Director: Ian Cook Mgmt For For
1e. Election of Director: Edith W. Cooper Mgmt For For
1f. Election of Director: Susan M. Diamond Mgmt For For
1g. Election of Director: Dina Dublon Mgmt For For
1h. Election of Director: Michelle Gass Mgmt For For
1i. Election of Director: Ramon L. Laguarta Mgmt For For
1j. Election of Director: Dave J. Lewis Mgmt For For
1k. Election of Director: David C. Page Mgmt For For
1l. Election of Director: Robert C. Pohlad Mgmt For For
1m. Election of Director: Daniel Vasella Mgmt For For
1n. Election of Director: Darren Walker Mgmt For For
1o. Election of Director: Alberto Weisser Mgmt For For
2. Ratification of the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public accounting
firm for fiscal year 2023.
3. Advisory approval of the Company's executive Mgmt For For
compensation
4. Advisory vote on frequency of future shareholder Mgmt 1 Year For
advisory approval of the Company's executive
compensation.
5. Shareholder Proposal - Independent Board Chair. Shr Against For
6. Shareholder Proposal - Global Transparency Report. Shr Against For
7. Shareholder Proposal - Report on Impacts of Shr Against For
Reproductive Healthcare Legislation
8. Shareholder Proposal - Congruency Report on Net-Zero Shr Against For
Emissions Policies.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 935785040
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109 Meeting Type: Annual
Ticker: PM Meeting Date: 03-May-2023
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Brant Bonin Bough Mgmt For For
1b. Election of Director: André Calantzopoulos Mgmt For For
1c. Election of Director: Michel Combes Mgmt For For
1d. Election of Director: Juan José Daboub Mgmt For For
1e. Election of Director: Werner Geissler Mgmt For For
1f. Election of Director: Lisa A. Hook Mgmt For For
1g. Election of Director: Jun Makihara Mgmt For For
1h. Election of Director: Kalpana Morparia Mgmt For For
1i. Election of Director: Jacek Olczak Mgmt For For
1j. Election of Director: Robert B. Polet Mgmt For For
1k. Election of Director: Dessislava Temperley Mgmt For For
1l. Election of Director: Shlomo Yanai Mgmt For For
2. Advisory Vote Approving Executive Compensation Mgmt Against Against
3. Advisory Vote on the Frequency of Future Say-On-Pay Mgmt 1 Year For
Votes, with the Board of Directors Recommending a
Say-On-Pay Vote
4. Ratification of the Selection of Independent Auditors Mgmt For For
5. Shareholder Proposal to make nicotine level Shr Against For
information available to customers and begin reducing
nicotine levels
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935757281
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103 Meeting Type: Annual
Ticker: QCOM Meeting Date: 08-Mar-2023
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to hold office until the next Mgmt For For
annual meeting of stockholders: Sylvia Acevedo
1b. Election of Director to hold office until the next Mgmt For For
annual meeting of stockholders: Cristiano R. Amon
1c. Election of Director to hold office until the next Mgmt For For
annual meeting of stockholders: Mark Fields
1d. Election of Director to hold office until the next Mgmt For For
annual meeting of stockholders: Jeffrey W. Henderson
1e. Election of Director to hold office until the next Mgmt For For
annual meeting of stockholders: Gregory N. Johnson
1f. Election of Director to hold office until the next Mgmt For For
annual meeting of stockholders: Ann M. Livermore
1g. Election of Director to hold office until the next Mgmt For For
annual meeting of stockholders: Mark D. McLaughlin
1h. Election of Director to hold office until the next Mgmt For For
annual meeting of stockholders: Jamie S. Miller
1i. Election of Director to hold office until the next Mgmt For For
annual meeting of stockholders: Irene B. Rosenfeld
1j. Election of Director to hold office until the next Mgmt For For
annual meeting of stockholders: Kornelis (Neil) Smit
1k. Election of Director to hold office until the next Mgmt For For
annual meeting of stockholders: Jean-Pascal Tricoire
1l. Election of Director to hold office until the next Mgmt For For
annual meeting of stockholders: Anthony J. Vinciquerra
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our independent public
accountants for our fiscal year ending September 24,
2023.
3. Approval of the QUALCOMM Incorporated 2023 Long-Term Mgmt For For
Incentive Plan.
4. Approval, on an advisory basis, of the compensation of Mgmt For For
our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON TECHNOLOGIES Agenda Number: 935780468
--------------------------------------------------------------------------------------------------------------------------
Security: 75513E101 Meeting Type: Annual
Ticker: RTX Meeting Date: 02-May-2023
ISIN: US75513E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Tracy A. Atkinson Mgmt For For
1b. Election of Director: Leanne G. Caret Mgmt For For
1c. Election of Director: Bernard A. Harris, Jr. Mgmt For For
1d. Election of Director: Gregory J. Hayes Mgmt For For
1e. Election of Director: George R. Oliver Mgmt For For
1f. Election of Director: Robert K. (Kelly) Ortberg Mgmt For For
1g. Election of Director: Dinesh C. Paliwal Mgmt For For
1h. Election of Director: Ellen M. Pawlikowski Mgmt For For
1i. Election of Director: Denise L. Ramos Mgmt For For
1j. Election of Director: Fredric G. Reynolds Mgmt For For
1k. Election of Director: Brian C. Rogers Mgmt For For
1l. Election of Director: James A. Winnefeld, Jr. Mgmt For For
1m. Election of Director: Robert O. Work Mgmt For For
2. Advisory Vote to Approve Executive Compensation Mgmt For For
3. Advisory Vote on the Frequency of Shareowner Votes on Mgmt 1 Year For
Named Executive Officer Compensation
4. Appoint PricewaterhouseCoopers LLP to Serve as Mgmt For For
Independent Auditor for 2023
5. Approve an Amendment to the Restated Certificate of Mgmt For For
Incorporation to Repeal Article Ninth
6. Approve an Amendment to the Restated Certificate of Mgmt For For
Incorporation to Eliminate Personal Liability of
Officers for Monetary Damages for Breach of Fiduciary
Duty as an Officer
7. Shareowner Proposal Requesting the Board Adopt an Shr For Against
Independent Board Chair Policy
8. Shareowner Proposal Requesting a Report on Greenhouse Shr For Against
Gas Reduction Plan
--------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 935790736
--------------------------------------------------------------------------------------------------------------------------
Security: 828806109 Meeting Type: Annual
Ticker: SPG Meeting Date: 04-May-2023
ISIN: US8288061091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Glyn F. Aeppel Mgmt Against Against
1B. Election of Director: Larry C. Glasscock Mgmt Against Against
1C. Election of Director: Allan Hubbard Mgmt Against Against
1D. Election of Director: Reuben S. Leibowitz Mgmt Against Against
1E. Election of Director: Randall J. Lewis Mgmt For For
1F. Election of Director: Gary M. Rodkin Mgmt Against Against
1G. Election of Director: Peggy Fang Roe Mgmt Against Against
1H. Election of Director: Stefan M. Selig Mgmt For For
1I. Election of Director: Daniel C. Smith, Ph.D. Mgmt For For
1J. Election of Director: Marta R. Stewart Mgmt For For
2. Advisory Vote to Approve the Compensation of our Named Mgmt Against Against
Executive Officers.
3. Ratify the appointment of Ernst & Young LLP as our Mgmt For For
Independent Registered Public Accounting Firm for
2023.
4. Advisory Vote on the frequency of executive Mgmt 1 Year For
compensation advisory votes.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC. Agenda Number: 935773514
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101 Meeting Type: Annual
Ticker: SWK Meeting Date: 21-Apr-2023
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Donald Allan, Jr. Mgmt For For
1b. Election of Director: Andrea J. Ayers Mgmt For For
1c. Election of Director: Patrick D. Campbell Mgmt For For
1d. Election of Director: Debra A. Crew Mgmt For For
1e. Election of Director: Michael D. Hankin Mgmt For For
1f. Election of Director: Robert J. Manning Mgmt For For
1g. Election of Director: Adrian V. Mitchell Mgmt For For
1h. Election of Director: Jane M. Palmieri Mgmt For For
1i. Election of Director: Mojdeh Poul Mgmt For For
1j. Election of Director: Irving Tan Mgmt For For
2. Approve, on an advisory basis, the compensation of the Mgmt For For
Company's named executive officers.
3. Recommend, on an advisory basis, the frequency of Mgmt 1 Year For
future shareholder advisory votes on named executive
officer compensation.
4. Approve the selection of Ernst & Young LLP as the Mgmt For For
Company's registered independent public accounting
firm for the 2023 fiscal year.
5. To consider and vote on a shareholder proposal Shr Against For
regarding shareholder ratification of termination pay.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 935762193
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109 Meeting Type: Annual
Ticker: SBUX Meeting Date: 23-Mar-2023
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard E. Allison, Jr. Mgmt For For
1b. Election of Director: Andrew Campion Mgmt For For
1c. Election of Director: Beth Ford Mgmt For For
1d. Election of Director: Mellody Hobson Mgmt For For
1e. Election of Director: Jørgen Vig Knudstorp Mgmt For For
1f. Election of Director: Satya Nadella Mgmt For For
1g. Election of Director: Laxman Narasimhan Mgmt For For
1h. Election of Director: Howard Schultz Mgmt For For
2. Approval, on a nonbinding basis, of the compensation Mgmt For For
paid to our named executive officers
3. Approval, on a nonbinding basis, of the frequency of Mgmt 1 Year For
future advisory votes on executive compensation
4. Ratify the selection of Deloitte & Touche LLP as our Mgmt For For
independent registered public accounting firm for
fiscal 2023
5. Report on Plant-Based Milk Pricing Shr Against For
6. CEO Succession Planning Policy Amendment Shr Against For
7. Annual Reports on Company Operations in China Shr Against For
8. Assessment of Worker Rights Commitments Shr For Against
9. Creation of Board Committee on Corporate Shr Against For
Sustainability
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935777120
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104 Meeting Type: Annual
Ticker: TXN Meeting Date: 27-Apr-2023
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mark A. Blinn Mgmt For For
1b. Election of Director: Todd M. Bluedorn Mgmt For For
1c. Election of Director: Janet F. Clark Mgmt For For
1d. Election of Director: Carrie S. Cox Mgmt For For
1e. Election of Director: Martin S. Craighead Mgmt For For
1f. Election of Director: Curtis C. Farmer Mgmt For For
1g. Election of Director: Jean M. Hobby Mgmt For For
1h. Election of Director: Haviv Ilan Mgmt For For
1i. Election of Director: Ronald Kirk Mgmt For For
1j. Election of Director: Pamela H. Patsley Mgmt For For
1k. Election of Director: Robert E. Sanchez Mgmt For For
1l. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal to approve amendment and restatement of Mgmt For For
the TI Employees 2014 Stock Purchase Plan to extend
the termination date.
3. Board proposal regarding advisory vote on the Mgmt 1 Year For
frequency of future advisory votes on executive
compensation.
4. Board proposal regarding advisory approval of the Mgmt For For
Company's executive compensation.
5. Board proposal to ratify the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent registered
public accounting firm for 2023.
6. Stockholder proposal to permit a combined 10% of Shr For Against
stockholders to call a special meeting.
7. Stockholder proposal to report on due diligence Shr Against For
efforts to trace end-user misuse of company products.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 935776685
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100 Meeting Type: Annual
Ticker: KO Meeting Date: 25-Apr-2023
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Herb Allen Mgmt For For
1b. Election of Director: Marc Bolland Mgmt For For
1c. Election of Director: Ana Botín Mgmt For For
1d. Election of Director: Christopher C. Davis Mgmt For For
1e. Election of Director: Barry Diller Mgmt For For
1f. Election of Director: Carolyn Everson Mgmt For For
1g. Election of Director: Helene D. Gayle Mgmt For For
1h. Election of Director: Alexis M. Herman Mgmt For For
1i. Election of Director: Maria Elena Lagomasino Mgmt For For
1j. Election of Director: Amity Millhiser Mgmt For For
1k. Election of Director: James Quincey Mgmt For For
1l. Election of Director: Caroline J. Tsay Mgmt For For
1m. Election of Director: David B. Weinberg Mgmt For For
2. Advisory vote to approve executive compensation Mgmt For For
3. Advisory vote on the frequency of future advisory Mgmt 1 Year For
votes to approve executive compensation
4. Ratify the appointment of Ernst & Young LLP as Mgmt For For
independent Auditors of the Company to serve for the
2023 fiscal year
5. Shareowner proposal requesting an audit of the Shr Against For
Company's impact on nonwhite stakeholders
6. Shareowner proposal requesting a global transparency Shr Against For
report
7. Shareowner proposal regarding political expenditures Shr For Against
values alignment
8. Shareowner proposal requesting an independent Board Shr Against For
chair policy
9. Shareowner proposal requesting a report on risks from Shr Against For
state policies restricting reproductive rights
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935777702
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104 Meeting Type: Annual
Ticker: GS Meeting Date: 26-Apr-2023
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michele Burns Mgmt For For
1b. Election of Director: Mark Flaherty Mgmt For For
1c. Election of Director: Kimberley Harris Mgmt For For
1d. Election of Director: Kevin Johnson Mgmt For For
1e. Election of Director: Ellen Kullman Mgmt For For
1f. Election of Director: Lakshmi Mittal Mgmt For For
1g. Election of Director: Adebayo Ogunlesi Mgmt For For
1h. Election of Director: Peter Oppenheimer Mgmt For For
1i. Election of Director: David Solomon Mgmt For For
1j. Election of Director: Jan Tighe Mgmt For For
1k. Election of Director: Jessica Uhl Mgmt For For
1l. Election of Director: David Viniar Mgmt For For
2. Advisory Vote to Approve Executive Compensation (Say Mgmt For For
on Pay)
3. Advisory Vote on the Frequency of Say on Pay Mgmt 1 Year For
4. Ratification of PricewaterhouseCoopers LLP as our Mgmt For For
Independent Registered Public Accounting Firm for 2023
5. Shareholder Proposal Regarding a Report on Lobbying Shr For Against
6. Shareholder Proposal Regarding a Policy for an Shr Against For
Independent Chair
7. Shareholder Proposal Regarding Chinese Congruency of Shr Against For
Certain ETFs
8. Shareholder Proposal Regarding a Racial Equity Audit Shr Against For
9. Shareholder Proposal Regarding a Policy to Phase Out Shr Against For
Fossil Fuel-Related Lending & Underwriting Activities
10. Shareholder Proposal Regarding Disclosure of 2030 Shr Against For
Absolute Greenhouse Gas Reduction Goals
11. Shareholder Proposal Regarding Climate Transition Shr For Against
Report
12. Shareholder Proposal Regarding Reporting on Pay Equity Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935795659
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102 Meeting Type: Annual
Ticker: HD Meeting Date: 18-May-2023
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gerard J. Arpey Mgmt For For
1b. Election of Director: Ari Bousbib Mgmt For For
1c. Election of Director: Jeffery H. Boyd Mgmt For For
1d. Election of Director: Gregory D. Brenneman Mgmt For For
1e. Election of Director: J. Frank Brown Mgmt For For
1f. Election of Director: Albert P. Carey Mgmt For For
1g. Election of Director: Edward P. Decker Mgmt For For
1h. Election of Director: Linda R. Gooden Mgmt For For
1i. Election of Director: Wayne M. Hewett Mgmt For For
1j. Election of Director: Manuel Kadre Mgmt For For
1k. Election of Director: Stephanie C. Linnartz Mgmt For For
1l. Election of Director: Paula Santilli Mgmt For For
1m. Election of Director: Caryn Seidman-Becker Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
3. Advisory Vote to Approve Executive Compensation Mgmt For For
("Say-on-Pay")
4. Advisory Vote on the Frequency of Future Say-on-Pay Mgmt 1 Year For
Votes
5. Shareholder Proposal Regarding Amendment of Shr For Against
Shareholder Written Consent Right
6. Shareholder Proposal Regarding Independent Board Chair Shr Against For
7. Shareholder Proposal Regarding Political Contributions Shr For Against
Congruency Analysis
8. Shareholder Proposal Regarding Rescission of Racial Shr Against For
Equity Audit Proposal Vote
9. Shareholder Proposal Regarding Senior Management Shr Against For
Commitment to Avoid Political Speech
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935835237
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102 Meeting Type: Annual
Ticker: UNH Meeting Date: 05-Jun-2023
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Timothy Flynn Mgmt For For
1b. Election of Director: Paul Garcia Mgmt For For
1c. Election of Director: Kristen Gil Mgmt For For
1d. Election of Director: Stephen Hemsley Mgmt For For
1e. Election of Director: Michele Hooper Mgmt For For
1f. Election of Director: F. William McNabb III Mgmt For For
1g. Election of Director: Valerie Montgomery Rice, M.D. Mgmt For For
1h. Election of Director: John Noseworthy, M.D. Mgmt For For
1i. Election of Director: Andrew Witty Mgmt For For
2. Advisory approval of the Company's executive Mgmt For For
compensation.
3. Advisory approval of the frequency of holding future Mgmt 1 Year For
say-on-pay votes.
4. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm for the Company for the year ending December 31,
2023.
5. If properly presented at the 2023 Annual Meeting of Shr Against For
Shareholders, the shareholder proposal seeking a
third-party racial equity audit.
6. If properly presented at the 2023 Annual Meeting of Shr For Against
Shareholders, the shareholder proposal requiring a
political contributions congruency report.
7. If properly presented at the 2023 Annual Meeting of Shr For Against
Shareholders, the shareholder proposal seeking
shareholder ratification of termination pay.
--------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 935793706
--------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100 Meeting Type: Annual
Ticker: VLO Meeting Date: 09-May-2023
ISIN: US91913Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the 2024 Annual Mgmt For For
meeting: Fred M. Diaz
1b. Election of Director to serve until the 2024 Annual Mgmt For For
meeting: H. Paulett Eberhart
1c. Election of Director to serve until the 2024 Annual Mgmt For For
meeting: Marie A. Ffolkes
1d. Election of Director to serve until the 2024 Annual Mgmt For For
meeting: Joseph W. Gorder
1e. Election of Director to serve until the 2024 Annual Mgmt For For
meeting: Kimberly S. Greene
1f. Election of Director to serve until the 2024 Annual Mgmt For For
meeting: Deborah P. Majoras
1g. Election of Director to serve until the 2024 Annual Mgmt For For
meeting: Eric D. Mullins
1h. Election of Director to serve until the 2024 Annual Mgmt For For
meeting: Donald L. Nickles
1i. Election of Director to serve until the 2024 Annual Mgmt For For
meeting: Robert A. Profusek
1j. Election of Director to serve until the 2024 Annual Mgmt For For
meeting: Randall J. Weisenburger
1k. Election of Director to serve until the 2024 Annual Mgmt For For
meeting: Rayford Wilkins, Jr.
2. Ratify the appointment of KPMG LLP as Valero's Mgmt For For
independent registered public accounting firm for
2023.
3. Advisory vote to approve the 2022 compensation of Mgmt For For
named executive officers.
4. Advisory vote to recommend the frequency of Mgmt 1 Year For
stockholder advisory votes on compensation of named
executive officers.
5. Stockholder proposal to set different GHG emissions Shr For Against
reductions targets (Scopes 1, 2, and 3).
6. Stockholder proposal to oversee and issue an Shr Against For
additional racial equity audit and report.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935790700
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104 Meeting Type: Annual
Ticker: VZ Meeting Date: 11-May-2023
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Shellye Archambeau Mgmt For For
1B. Election of Director: Roxanne Austin Mgmt For For
1C. Election of Director: Mark Bertolini Mgmt For For
1D. Election of Director: Vittorio Colao Mgmt For For
1E. Election of Director: Melanie Healey Mgmt For For
1F. Election of Director: Laxman Narasimhan Mgmt For For
1G. Election of Director: Clarence Otis, Jr. Mgmt For For
1H. Election of Director: Daniel Schulman Mgmt For For
1I. Election of Director: Rodney Slater Mgmt For For
1J. Election of Director: Carol Tomé Mgmt For For
1K. Election of Director: Hans Vestberg Mgmt For For
1L. Election of Director: Gregory Weaver Mgmt For For
2. Advisory vote to approve executive compensation Mgmt For For
3. Advisory vote on the frequency of future advisory Mgmt 1 Year For
votes to approve executive compensation
4. Ratification of appointment of independent registered Mgmt For For
public accounting firm
5. Government requests to remove content Shr Against For
6. Prohibit political contributions Shr Against For
7. Amend clawback policy Shr For Against
8. Shareholder ratification of annual equity awards Shr Against For
9. Independent chair Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935745779
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839 Meeting Type: Annual
Ticker: V Meeting Date: 24-Jan-2023
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lloyd A. Carney Mgmt For For
1b. Election of Director: Kermit R. Crawford Mgmt For For
1c. Election of Director: Francisco Javier Mgmt For For
Fernández-Carbajal
1d. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1e. Election of Director: Ramon Laguarta Mgmt For For
1f. Election of Director: Teri L. List Mgmt For For
1g. Election of Director: John F. Lundgren Mgmt For For
1h. Election of Director: Denise M. Morrison Mgmt For For
1i. Election of Director: Linda J. Rendle Mgmt For For
1j. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. To approve, on an advisory basis, the compensation Mgmt For For
paid to our named executive officers.
3. To hold an advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve executive compensation.
4. To ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for
fiscal year 2023.
5. To vote on a stockholder proposal requesting an Shr Against For
independent board chair policy.
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 935833144
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103 Meeting Type: Annual
Ticker: WMT Meeting Date: 31-May-2023
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Cesar Conde Mgmt For For
1b. Election of Director: Timothy P. Flynn Mgmt For For
1c. Election of Director: Sarah J. Friar Mgmt For For
1d. Election of Director: Carla A. Harris Mgmt For For
1e. Election of Director: Thomas W. Horton Mgmt For For
1f. Election of Director: Marissa A. Mayer Mgmt For For
1g. Election of Director: C. Douglas McMillon Mgmt For For
1h. Election of Director: Gregory B. Penner Mgmt For For
1i. Election of Director: Randall L. Stephenson Mgmt For For
1j. Election of Director: S. Robson Walton Mgmt For For
1k. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote on the Frequency of Future Say-On-Pay Mgmt 1 Year For
Votes.
3. Advisory Vote to Approve Named Executive Officer Mgmt Against Against
Compensation.
4. Ratification of Ernst & Young LLP as Independent Mgmt For For
Accountants.
5. Policy Regarding Worker Pay in Executive Compensation. Shr Against For
6. Report on Human Rights Due Diligence. Shr Against For
7. Racial Equity Audit. Shr For Against
8. Racial and Gender Layoff Diversity Report. Shr Against For
9. Request to Require Shareholder Approval of Certain Shr Against For
Future Bylaw Amendments.
10. Report on Reproductive Rights and Data Privacy. Shr Against For
11. Communist China Risk Audit. Shr Against For
12. Workplace Safety & Violence Review. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 935776774
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101 Meeting Type: Annual
Ticker: WFC Meeting Date: 25-Apr-2023
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Steven D. Black Mgmt For For
1b. Election of Director: Mark A. Chancy Mgmt For For
1c. Election of Director: Celeste A. Clark Mgmt For For
1d. Election of Director: Theodore F. Craver, Jr. Mgmt For For
1e. Election of Director: Richard K. Davis Mgmt For For
1f. Election of Director: Wayne M. Hewett Mgmt For For
1g. Election of Director: CeCelia ("CeCe") G. Morken Mgmt For For
1h. Election of Director: Maria R. Morris Mgmt For For
1i. Election of Director: Felicia F. Norwood Mgmt For For
1j. Election of Director: Richard B. Payne, Jr. Mgmt For For
1k. Election of Director: Ronald L. Sargent Mgmt For For
1l. Election of Director: Charles W. Scharf Mgmt For For
1m. Election of Director: Suzanne M. Vautrinot Mgmt For For
2. Advisory resolution to approve executive compensation Mgmt For For
(Say on Pay).
3. Advisory resolution on the frequency of future Mgmt 1 Year For
advisory votes to approve executive compensation (Say
on Frequency).
4. Ratify the appointment of KPMG LLP as the Company's Mgmt For For
independent registered public accounting firm for
2023.
5. Shareholder Proposal - Adopt Simple Majority Vote. Shr For Against
6. Shareholder Proposal - Report on Congruency of Shr For Against
Political Spending.
7. Shareholder Proposal - Climate Lobbying Report. Shr For Against
8. Shareholder Proposal - Climate Transition Report. Shr For Against
9. Shareholder Proposal - Fossil Fuel Lending Policy. Shr Against For
10. Shareholder Proposal - Annual Report on Prevention of Shr For Against
Workplace Harassment and Discrimination.
11. Shareholder Proposal - Policy on Freedom of Shr For Against
Association and Collective Bargaining.
--------------------------------------------------------------------------------------------------------------------------
YUM! BRANDS, INC. Agenda Number: 935815110
--------------------------------------------------------------------------------------------------------------------------
Security: 988498101 Meeting Type: Annual
Ticker: YUM Meeting Date: 18-May-2023
ISIN: US9884981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Paget L. Alves Mgmt For For
1b. Election of Director: Keith Barr Mgmt For For
1c. Election of Director: Christopher M. Connor Mgmt For For
1d. Election of Director: Brian C. Cornell Mgmt For For
1e. Election of Director: Tanya L. Domier Mgmt For For
1f. Election of Director: David W. Gibbs Mgmt For For
1g. Election of Director: Mirian M. Graddick-Weir Mgmt For For
1h. Election of Director: Thomas C. Nelson Mgmt For For
1i. Election of Director: P. Justin Skala Mgmt For For
1j. Election of Director: Annie Young-Scrivner Mgmt For For
2. Ratification of Independent Auditors. Mgmt For For
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Advisory Vote on the Frequency of Votes on Executive Mgmt 1 Year For
Compensation.
5. Shareholder Proposal Regarding Issuance of a Report on Shr For Against
Efforts to Reduce Plastics Use.
6. Shareholder Proposal Regarding Issuance of Annual Shr For Against
Report on Lobbying.
7. Shareholder Proposal Regarding Issuance of Civil Shr Against For
Rights and Nondiscrimination Audit Report.
8. Shareholder Proposal Regarding Disclosure of Share Shr For Against
Retention Policies for Named Executive Officers
Through Normal Retirement Age.
9. Shareholder Proposal Regarding Issuance of Report on Shr Against For
Paid Sick Leave.
TEFT Strategic Income Opportunities ETF
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 935803937
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102 Meeting Type: Annual
Ticker: T Meeting Date: 18-May-2023
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Scott T. Ford Mgmt For For
1b. Election of Director: Glenn H. Hutchins Mgmt For For
1c. Election of Director: William E. Kennard Mgmt For For
1d. Election of Director: Stephen J. Luczo Mgmt For For
1e. Election of Director: Michael B. McCallister Mgmt For For
1f. Election of Director: Beth E. Mooney Mgmt For For
1g. Election of Director: Matthew K. Rose Mgmt For For
1h. Election of Director: John T. Stankey Mgmt For For
1i. Election of Director: Cynthia B. Taylor Mgmt For For
1j. Election of Director: Luis A. Ubiñas Mgmt For For
2. Ratification of the appointment of independent Mgmt For For
auditors.
3. Advisory approval of executive compensation. Mgmt For For
4. Advisory approval of frequency of vote on executive Mgmt 1 Year For
compensation.
5. Independent board chairman. Shr For Against
6. Racial equity audit. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935779782
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104 Meeting Type: Annual
Ticker: BAC Meeting Date: 25-Apr-2023
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sharon L. Allen Mgmt For For
1b. Election of Director: José (Joe) E. Almeida Mgmt For For
1c. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1d. Election of Director: Pierre J. P. de Weck Mgmt For For
1e. Election of Director: Arnold W. Donald Mgmt For For
1f. Election of Director: Linda P. Hudson Mgmt For For
1g. Election of Director: Monica C. Lozano Mgmt For For
1h. Election of Director: Brian T. Moynihan Mgmt For For
1i. Election of Director: Lionel L. Nowell III Mgmt For For
1j. Election of Director: Denise L. Ramos Mgmt For For
1k. Election of Director: Clayton S. Rose Mgmt For For
1l. Election of Director: Michael D. White Mgmt For For
1m. Election of Director: Thomas D. Woods Mgmt For For
1n. Election of Director: Maria T. Zuber Mgmt For For
2. Approving our executive compensation (an advisory, Mgmt Against Against
non-binding "Say on Pay" resolution)
3. A vote on the frequency of future "Say on Pay" Mgmt 1 Year For
resolutions (an advisory, non-binding "Say on
Frequency" resolution)
4. Ratifying the appointment of our independent Mgmt For For
registered public accounting firm for 2023
5. Amending and restating the Bank of America Corporation Mgmt For For
Equity Plan
6. Shareholder proposal requesting an independent board Shr For Against
chair
7. Shareholder proposal requesting shareholder Shr Against For
ratification of termination pay
8. Shareholder proposal requesting greenhouse gas Shr Against For
reduction targets
9. Shareholder proposal requesting report on transition Shr For Against
planning
10. Shareholder proposal requesting adoption of policy to Shr Against For
cease financing new fossil fuel supplies
11. Shareholder proposal requesting a racial equity audit Shr Against For
--------------------------------------------------------------------------------------------------------------------------
DUPONT DE NEMOURS, INC. Agenda Number: 935808444
--------------------------------------------------------------------------------------------------------------------------
Security: 26614N102 Meeting Type: Annual
Ticker: DD Meeting Date: 24-May-2023
ISIN: US26614N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Amy G. Brady Mgmt For For
1b. Election of Director: Edward D. Breen Mgmt For For
1c. Election of Director: Ruby R. Chandy Mgmt For For
1d. Election of Director: Terrence R. Curtin Mgmt For For
1e. Election of Director: Alexander M. Cutler Mgmt For For
1f. Election of Director: Eleuthère I. du Pont Mgmt For For
1g. Election of Director: Kristina M. Johnson Mgmt For For
1h. Election of Director: Luther C. Kissam Mgmt For For
1i. Election of Director: Frederick M. Lowery Mgmt For For
1j. Election of Director: Raymond J. Milchovich Mgmt For For
1k. Election of Director: Deanna M. Mulligan Mgmt For For
1l. Election of Director: Steven M. Sterin Mgmt For For
2. Advisory Resolution to Approve Executive Compensation Mgmt For For
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for 2023
4. Independent Board Chair Shr Against For
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 935823977
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102 Meeting Type: Annual
Ticker: XOM Meeting Date: 31-May-2023
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael J. Angelakis Mgmt For For
1b. Election of Director: Susan K. Avery Mgmt For For
1c. Election of Director: Angela F. Braly Mgmt For For
1d. Election of Director: Gregory J. Goff Mgmt For For
1e. Election of Director: John D. Harris II Mgmt For For
1f. Election of Director: Kaisa H. Hietala Mgmt For For
1g. Election of Director: Joseph L. Hooley Mgmt For For
1h. Election of Director: Steven A. Kandarian Mgmt For For
1i. Election of Director: Alexander A. Karsner Mgmt For For
1j. Election of Director: Lawrence W. Kellner Mgmt For For
1k. Election of Director: Jeffrey W. Ubben Mgmt For For
1l. Election of Director: Darren W. Woods Mgmt For For
2. Ratification of Independent Auditors Mgmt For For
3. Advisory Vote to Approve Executive Compensation Mgmt For For
4. Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year For
5. Establish a New Board Committee on Decarbonization Shr Against For
Risk
6. Reduce Executive Stock Holding Period Shr Against For
7. Additional Carbon Capture and Storage and Emissions Shr Against For
Report
8. Additional Direct Methane Measurement Shr For Against
9. Establish a Scope 3 Target and Reduce Hydrocarbon Shr Against For
Sales
10. Additional Report on Worst-case Spill and Response Shr Against For
Plans
11. GHG Reporting on Adjusted Basis Shr Against For
12. Report on Asset Retirement Obligations Under IEA NZE Shr Against For
Scenario
13. Report on Plastics Under SCS Scenario Shr For Against
14. Litigation Disclosure Beyond Legal and Accounting Shr Against For
Requirements
15. Tax Reporting Beyond Legal Requirements Shr Against For
16. Energy Transition Social Impact Report Shr Against For
17. Report on Commitment Against AMAP Work Shr Abstain Against
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935775405
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101 Meeting Type: Annual
Ticker: IBM Meeting Date: 25-Apr-2023
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a Term of One Year: Thomas Mgmt For For
Buberl
1b. Election of Director for a Term of One Year: David N. Mgmt For For
Farr
1c. Election of Director for a Term of One Year: Alex Mgmt For For
Gorsky
1d. Election of Director for a Term of One Year: Michelle Mgmt For For
J. Howard
1e. Election of Director for a Term of One Year: Arvind Mgmt For For
Krishna
1f. Election of Director for a Term of One Year: Andrew N. Mgmt For For
Liveris
1g. Election of Director for a Term of One Year: F. Mgmt For For
William McNabb III
1h. Election of Director for a Term of One Year: Martha E. Mgmt For For
Pollack
1i. Election of Director for a Term of One Year: Joseph R. Mgmt For For
Swedish
1j. Election of Director for a Term of One Year: Peter R. Mgmt For For
Voser
1k. Election of Director for a Term of One Year: Frederick Mgmt For For
H. Waddell
1l. Election of Director for a Term of One Year: Alfred W. Mgmt For For
Zollar
2. Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Advisory Vote Regarding the Frequency of the Advisory Mgmt 1 Year For
Vote on Executive Compensation.
5. Stockholder Proposal to Have an Independent Board Shr Against For
Chairman.
6. Stockholder Proposal Requesting a Public Report on Shr For Against
Lobbying Activities.
7. Stockholder Proposal Requesting a Public Report on Shr Against For
Congruency in China Business Operations and ESG
Activities.
8. Stockholder Proposal Requesting a Public Report on Shr For Against
Harassment and Discrimination Prevention Efforts.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935776813
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104 Meeting Type: Annual
Ticker: JNJ Meeting Date: 27-Apr-2023
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Darius Adamczyk Mgmt For For
1b. Election of Director: Mary C. Beckerle Mgmt For For
1c. Election of Director: D. Scott Davis Mgmt For For
1d. Election of Director: Jennifer A. Doudna Mgmt For For
1e. Election of Director: Joaquin Duato Mgmt For For
1f. Election of Director: Marillyn A. Hewson Mgmt For For
1g. Election of Director: Paula A. Johnson Mgmt For For
1h. Election of Director: Hubert Joly Mgmt For For
1I. Election of Director: Mark B. McClellan Mgmt For For
1j. Election of Director: Anne M. Mulcahy Mgmt For For
1k. Election of Director: Mark A. Weinberger Mgmt For For
1l. Election of Director: Nadja Y. West Mgmt For For
2. Advisory Vote to Approve Named Executive Officer Mgmt For For
Compensation
3. Advisory Vote on the Frequency of Voting to Approve Mgmt 1 Year For
Named Executive Officer Compensation
4. Ratification of Appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Independent Registered Public Accounting
Firm
5. Proposal Withdrawn (Federal Securities Laws Mandatory Shr Abstain
Arbitration Bylaw)
6. Vaccine Pricing Report Shr For Against
7. Executive Compensation Adjustment Policy Shr For Against
8. Impact of Extended Patent Exclusivities on Product Shr Against For
Access
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 935779655
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109 Meeting Type: Annual
Ticker: LMT Meeting Date: 27-Apr-2023
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daniel F. Akerson Mgmt For For
1b. Election of Director: David B. Burritt Mgmt For For
1c. Election of Director: Bruce A. Carlson Mgmt For For
1d. Election of Director: John M. Donovan Mgmt For For
1e. Election of Director: Joseph F. Dunford, Jr. Mgmt For For
1f. Election of Director: James O. Ellis, Jr. Mgmt For For
1g. Election of Director: Thomas J. Falk Mgmt For For
1h. Election of Director: Ilene S. Gordon Mgmt For For
1i. Election of Director: Vicki A. Hollub Mgmt For For
1j. Election of Director: Jeh C. Johnson Mgmt For For
1k. Election of Director: Debra L. Reed-Klages Mgmt For For
1l. Election of Director: James D. Taiclet Mgmt For For
1m. Election of Director: Patricia E. Yarrington Mgmt For For
2. Advisory Vote to Approve the Compensation of our Named Mgmt For For
Executive Officers (Say-on-Pay).
3. Advisory Vote on the Frequency of Advisory Votes to Mgmt 1 Year For
Approve the Compensation of our Named Executive
Officers.
4. Ratification of the Appointment of Ernst & Young LLP Mgmt For For
as our Independent Auditors for 2023.
5. Stockholder Proposal Requiring Independent Board Shr Against For
Chairman.
6. Stockholder Proposal to Issue a Human Rights Impact Shr Against For
Assessment Report.
7. Stockholder Proposal to Issue a Report on the Shr For Against
Company's Intention to Reduce Full Value Chain GHG
Emissions.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 935785040
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109 Meeting Type: Annual
Ticker: PM Meeting Date: 03-May-2023
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Brant Bonin Bough Mgmt For For
1b. Election of Director: André Calantzopoulos Mgmt For For
1c. Election of Director: Michel Combes Mgmt For For
1d. Election of Director: Juan José Daboub Mgmt For For
1e. Election of Director: Werner Geissler Mgmt For For
1f. Election of Director: Lisa A. Hook Mgmt For For
1g. Election of Director: Jun Makihara Mgmt For For
1h. Election of Director: Kalpana Morparia Mgmt For For
1i. Election of Director: Jacek Olczak Mgmt For For
1j. Election of Director: Robert B. Polet Mgmt For For
1k. Election of Director: Dessislava Temperley Mgmt For For
1l. Election of Director: Shlomo Yanai Mgmt For For
2. Advisory Vote Approving Executive Compensation Mgmt Against Against
3. Advisory Vote on the Frequency of Future Say-On-Pay Mgmt 1 Year For
Votes, with the Board of Directors Recommending a
Say-On-Pay Vote
4. Ratification of the Selection of Independent Auditors Mgmt For For
5. Shareholder Proposal to make nicotine level Shr Against For
information available to customers and begin reducing
nicotine levels
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON TECHNOLOGIES Agenda Number: 935780468
--------------------------------------------------------------------------------------------------------------------------
Security: 75513E101 Meeting Type: Annual
Ticker: RTX Meeting Date: 02-May-2023
ISIN: US75513E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Tracy A. Atkinson Mgmt For For
1b. Election of Director: Leanne G. Caret Mgmt For For
1c. Election of Director: Bernard A. Harris, Jr. Mgmt For For
1d. Election of Director: Gregory J. Hayes Mgmt For For
1e. Election of Director: George R. Oliver Mgmt For For
1f. Election of Director: Robert K. (Kelly) Ortberg Mgmt For For
1g. Election of Director: Dinesh C. Paliwal Mgmt For For
1h. Election of Director: Ellen M. Pawlikowski Mgmt For For
1i. Election of Director: Denise L. Ramos Mgmt For For
1j. Election of Director: Fredric G. Reynolds Mgmt For For
1k. Election of Director: Brian C. Rogers Mgmt For For
1l. Election of Director: James A. Winnefeld, Jr. Mgmt For For
1m. Election of Director: Robert O. Work Mgmt For For
2. Advisory Vote to Approve Executive Compensation Mgmt For For
3. Advisory Vote on the Frequency of Shareowner Votes on Mgmt 1 Year For
Named Executive Officer Compensation
4. Appoint PricewaterhouseCoopers LLP to Serve as Mgmt For For
Independent Auditor for 2023
5. Approve an Amendment to the Restated Certificate of Mgmt For For
Incorporation to Repeal Article Ninth
6. Approve an Amendment to the Restated Certificate of Mgmt For For
Incorporation to Eliminate Personal Liability of
Officers for Monetary Damages for Breach of Fiduciary
Duty as an Officer
7. Shareowner Proposal Requesting the Board Adopt an Shr For Against
Independent Board Chair Policy
8. Shareowner Proposal Requesting a Report on Greenhouse Shr For Against
Gas Reduction Plan
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935777120
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104 Meeting Type: Annual
Ticker: TXN Meeting Date: 27-Apr-2023
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mark A. Blinn Mgmt For For
1b. Election of Director: Todd M. Bluedorn Mgmt For For
1c. Election of Director: Janet F. Clark Mgmt For For
1d. Election of Director: Carrie S. Cox Mgmt For For
1e. Election of Director: Martin S. Craighead Mgmt For For
1f. Election of Director: Curtis C. Farmer Mgmt For For
1g. Election of Director: Jean M. Hobby Mgmt For For
1h. Election of Director: Haviv Ilan Mgmt For For
1i. Election of Director: Ronald Kirk Mgmt For For
1j. Election of Director: Pamela H. Patsley Mgmt For For
1k. Election of Director: Robert E. Sanchez Mgmt For For
1l. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal to approve amendment and restatement of Mgmt For For
the TI Employees 2014 Stock Purchase Plan to extend
the termination date.
3. Board proposal regarding advisory vote on the Mgmt 1 Year For
frequency of future advisory votes on executive
compensation.
4. Board proposal regarding advisory approval of the Mgmt For For
Company's executive compensation.
5. Board proposal to ratify the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent registered
public accounting firm for 2023.
6. Stockholder proposal to permit a combined 10% of Shr For Against
stockholders to call a special meeting.
7. Stockholder proposal to report on due diligence Shr Against For
efforts to trace end-user misuse of company products.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935777702
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104 Meeting Type: Annual
Ticker: GS Meeting Date: 26-Apr-2023
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michele Burns Mgmt For For
1b. Election of Director: Mark Flaherty Mgmt For For
1c. Election of Director: Kimberley Harris Mgmt For For
1d. Election of Director: Kevin Johnson Mgmt For For
1e. Election of Director: Ellen Kullman Mgmt For For
1f. Election of Director: Lakshmi Mittal Mgmt For For
1g. Election of Director: Adebayo Ogunlesi Mgmt For For
1h. Election of Director: Peter Oppenheimer Mgmt For For
1i. Election of Director: David Solomon Mgmt For For
1j. Election of Director: Jan Tighe Mgmt For For
1k. Election of Director: Jessica Uhl Mgmt For For
1l. Election of Director: David Viniar Mgmt For For
2. Advisory Vote to Approve Executive Compensation (Say Mgmt For For
on Pay)
3. Advisory Vote on the Frequency of Say on Pay Mgmt 1 Year For
4. Ratification of PricewaterhouseCoopers LLP as our Mgmt For For
Independent Registered Public Accounting Firm for 2023
5. Shareholder Proposal Regarding a Report on Lobbying Shr For Against
6. Shareholder Proposal Regarding a Policy for an Shr Against For
Independent Chair
7. Shareholder Proposal Regarding Chinese Congruency of Shr Against For
Certain ETFs
8. Shareholder Proposal Regarding a Racial Equity Audit Shr Against For
9. Shareholder Proposal Regarding a Policy to Phase Out Shr Against For
Fossil Fuel-Related Lending & Underwriting Activities
10. Shareholder Proposal Regarding Disclosure of 2030 Shr Against For
Absolute Greenhouse Gas Reduction Goals
11. Shareholder Proposal Regarding Climate Transition Shr For Against
Report
12. Shareholder Proposal Regarding Reporting on Pay Equity Shr For Against
TEFT US Large Cap Focused ETF
--------------------------------------------------------------------------------------------------------------------------
AIRBNB INC Agenda Number: 935831657
--------------------------------------------------------------------------------------------------------------------------
Security: 009066101 Meeting Type: Annual
Ticker: ABNB Meeting Date: 01-Jun-2023
ISIN: US0090661010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director to serve until the 2026 Mgmt Withheld Against
Annual Meeting: Nathan Blecharczyk
1.2 Election of Class III Director to serve until the 2026 Mgmt Withheld Against
Annual Meeting: Alfred Lin
2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as our independent registered public accounting
firm for the fiscal year ending December 31, 2023.
3. To approve, on an advisory (non-binding) basis, the Mgmt For For
compensation of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935825452
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106 Meeting Type: Annual
Ticker: AMZN Meeting Date: 24-May-2023
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey P. Bezos Mgmt For For
1b. Election of Director: Andrew R. Jassy Mgmt For For
1c. Election of Director: Keith B. Alexander Mgmt For For
1d. Election of Director: Edith W. Cooper Mgmt Against Against
1e. Election of Director: Jamie S. Gorelick Mgmt For For
1f. Election of Director: Daniel P. Huttenlocher Mgmt Against Against
1g. Election of Director: Judith A. McGrath Mgmt Against Against
1h. Election of Director: Indra K. Nooyi Mgmt For For
1i. Election of Director: Jonathan J. Rubinstein Mgmt For For
1j. Election of Director: Patricia Q. Stonesifer Mgmt For For
1k. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt Against Against
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
5. REAPPROVAL OF OUR 1997 STOCK INCENTIVE PLAN, AS Mgmt For For
AMENDED AND RESTATED, FOR PURPOSES OF FRENCH TAX LAW
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT Shr Against For
PLAN OPTIONS
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER Shr For Against
DUE DILIGENCE
8. SHAREHOLDER PROPOSAL REQUESTING REPORTING ON CONTENT Shr Against For
AND PRODUCT REMOVAL/RESTRICTIONS
9. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONTENT Shr Against For
REMOVAL REQUESTS
10. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr For Against
ON STAKEHOLDER IMPACTS
11. SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX Shr Against For
REPORTING
12. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr For Against
ON CLIMATE LOBBYING
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr For Against
ON GENDER/RACIAL PAY
14. SHAREHOLDER PROPOSAL REQUESTING AN ANALYSIS OF COSTS Shr Against For
ASSOCIATED WITH DIVERSITY, EQUITY, AND INCLUSION
PROGRAMS
15. SHAREHOLDER PROPOSAL REQUESTING AN AMENDMENT TO OUR Shr Against For
BYLAWS TO REQUIRE SHAREHOLDER APPROVAL FOR CERTAIN
FUTURE AMENDMENTS
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr For Against
ON FREEDOM OF ASSOCIATION
17. SHAREHOLDER PROPOSAL REQUESTING A NEW POLICY REGARDING Shr Against For
OUR EXECUTIVE COMPENSATION PROCESS
18. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr Against For
ON ANIMAL WELFARE STANDARDS
19. SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL BOARD Shr Against For
COMMITTEE
20. SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE Shr Against For
DIRECTOR CANDIDATE POLICY
21. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE Shr For Against
WORKING CONDITIONS
22. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING Shr For Against
MATERIALS
23. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER Shr For Against
USE OF CERTAIN TECHNOLOGIES
--------------------------------------------------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION Agenda Number: 935761242
--------------------------------------------------------------------------------------------------------------------------
Security: 03073E105 Meeting Type: Annual
Ticker: ABC Meeting Date: 09-Mar-2023
ISIN: US03073E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ornella Barra Mgmt For For
1b. Election of Director: Steven H. Collis Mgmt For For
1c. Election of Director: D. Mark Durcan Mgmt For For
1d. Election of Director: Richard W. Gochnauer Mgmt For For
1e. Election of Director: Lon R. Greenberg Mgmt For For
1f. Election of Director: Kathleen W. Hyle Mgmt For For
1g. Election of Director: Lorence H. Kim, M.D. Mgmt For For
1h. Election of Director: Henry W. McGee Mgmt For For
1i. Election of Director: Redonda G. Miller, M.D. Mgmt For For
1j. Election of Director: Dennis M. Nally Mgmt For For
2. Ratification of Ernst & Young LLP as the Company's Mgmt For For
independent registered public accounting firm for
fiscal year 2023.
3. Advisory vote to approve the compensation of the Mgmt For For
Company's named executive officers.
4. Advisory vote on the frequency of a shareholder vote Mgmt 1 Year For
on the compensation of the Company's named executive
officers.
5. Shareholder proposal regarding shareholder Shr Against For
ratification of termination pay.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935757700
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100 Meeting Type: Annual
Ticker: AAPL Meeting Date: 10-Mar-2023
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a Election of Director: James Bell Mgmt For For
1b Election of Director: Tim Cook Mgmt For For
1c Election of Director: Al Gore Mgmt For For
1d Election of Director: Alex Gorsky Mgmt For For
1e Election of Director: Andrea Jung Mgmt For For
1f Election of Director: Art Levinson Mgmt For For
1g Election of Director: Monica Lozano Mgmt For For
1h Election of Director: Ron Sugar Mgmt For For
1i Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Apple's independent registered public accounting
firm for fiscal 2023
3. Advisory vote to approve executive compensation Mgmt For For
4. Advisory vote on the frequency of advisory votes on Mgmt 1 Year For
executive compensation
5. A shareholder proposal entitled "Civil Rights and Shr Against For
Non-Discrimination Audit Proposal"
6. A shareholder proposal entitled "Communist China Shr Against For
Audit"
7. A shareholder proposal on Board policy for Shr Against For
communication with shareholder proponents
8. A shareholder proposal entitled "Racial and Gender Pay Shr For Against
Gaps"
9. A shareholder proposal entitled "Shareholder Proxy Shr For Against
Access Amendments"
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 935803937
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102 Meeting Type: Annual
Ticker: T Meeting Date: 18-May-2023
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Scott T. Ford Mgmt For For
1b. Election of Director: Glenn H. Hutchins Mgmt For For
1c. Election of Director: William E. Kennard Mgmt For For
1d. Election of Director: Stephen J. Luczo Mgmt For For
1e. Election of Director: Michael B. McCallister Mgmt For For
1f. Election of Director: Beth E. Mooney Mgmt For For
1g. Election of Director: Matthew K. Rose Mgmt For For
1h. Election of Director: John T. Stankey Mgmt For For
1i. Election of Director: Cynthia B. Taylor Mgmt For For
1j. Election of Director: Luis A. Ubiñas Mgmt For For
2. Ratification of the appointment of independent Mgmt For For
auditors.
3. Advisory approval of executive compensation. Mgmt For For
4. Advisory approval of frequency of vote on executive Mgmt 1 Year For
compensation.
5. Independent board chairman. Shr For Against
6. Racial equity audit. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935779782
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104 Meeting Type: Annual
Ticker: BAC Meeting Date: 25-Apr-2023
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sharon L. Allen Mgmt For For
1b. Election of Director: José (Joe) E. Almeida Mgmt For For
1c. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1d. Election of Director: Pierre J. P. de Weck Mgmt For For
1e. Election of Director: Arnold W. Donald Mgmt For For
1f. Election of Director: Linda P. Hudson Mgmt For For
1g. Election of Director: Monica C. Lozano Mgmt For For
1h. Election of Director: Brian T. Moynihan Mgmt For For
1i. Election of Director: Lionel L. Nowell III Mgmt For For
1j. Election of Director: Denise L. Ramos Mgmt For For
1k. Election of Director: Clayton S. Rose Mgmt For For
1l. Election of Director: Michael D. White Mgmt For For
1m. Election of Director: Thomas D. Woods Mgmt For For
1n. Election of Director: Maria T. Zuber Mgmt For For
2. Approving our executive compensation (an advisory, Mgmt Against Against
non-binding "Say on Pay" resolution)
3. A vote on the frequency of future "Say on Pay" Mgmt 1 Year For
resolutions (an advisory, non-binding "Say on
Frequency" resolution)
4. Ratifying the appointment of our independent Mgmt For For
registered public accounting firm for 2023
5. Amending and restating the Bank of America Corporation Mgmt For For
Equity Plan
6. Shareholder proposal requesting an independent board Shr For Against
chair
7. Shareholder proposal requesting shareholder Shr Against For
ratification of termination pay
8. Shareholder proposal requesting greenhouse gas Shr Against For
reduction targets
9. Shareholder proposal requesting report on transition Shr For Against
planning
10. Shareholder proposal requesting adoption of policy to Shr Against For
cease financing new fossil fuel supplies
11. Shareholder proposal requesting a racial equity audit Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935785418
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702 Meeting Type: Annual
Ticker: BRKB Meeting Date: 06-May-2023
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Susan A. Buffett Mgmt For For
Stephen B. Burke Mgmt Withheld Against
Kenneth I. Chenault Mgmt Withheld Against
Christopher C. Davis Mgmt For For
Susan L. Decker Mgmt Withheld Against
Charlotte Guyman Mgmt Withheld Against
Ajit Jain Mgmt For For
Thomas S. Murphy, Jr. Mgmt For For
Ronald L. Olson Mgmt For For
Wallace R. Weitz Mgmt For For
Meryl B. Witmer Mgmt For For
2. Non-binding resolution to approve the compensation of Mgmt Against Against
the Company's Named Executive Officers, as described
in the 2023 Proxy Statement.
3. Non-binding resolution to determine the frequency Mgmt 1 Year Against
(whether annual, biennial or triennial) with which
shareholders of the Company shall be entitled to have
an advisory vote on executive compensation.
4. Shareholder proposal regarding how the Company manages Shr For Against
physical and transitional climate related risks and
opportunities.
5. Shareholder proposal regarding how climate related Shr For Against
risks are being governed by the Company.
6. Shareholder proposal regarding how the Company intends Shr For Against
to measure, disclose and reduce GHG emissions
associated with its underwriting, insuring and
investment activities.
7. Shareholder proposal regarding the reporting on the Shr For Against
effectiveness of the Corporation's diversity, equity
and inclusion efforts.
8. Shareholder proposal regarding the adoption of a Shr Against For
policy requiring that two separate people hold the
offices of the Chairman and the CEO.
9. Shareholder proposal requesting that the Company avoid Shr Against For
supporting or taking a public policy position on
controversial social and political issues.
--------------------------------------------------------------------------------------------------------------------------
BIOMARIN PHARMACEUTICAL INC. Agenda Number: 935812188
--------------------------------------------------------------------------------------------------------------------------
Security: 09061G101 Meeting Type: Annual
Ticker: BMRN Meeting Date: 23-May-2023
ISIN: US09061G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark J. Alles Mgmt For For
Elizabeth M. Anderson Mgmt For For
Jean-Jacques Bienaimé Mgmt For For
Willard Dere Mgmt For For
Elaine J. Heron Mgmt For For
Maykin Ho Mgmt For For
Robert J. Hombach Mgmt For For
V. Bryan Lawlis Mgmt For For
Richard A. Meier Mgmt For For
David E.I. Pyott Mgmt For For
Dennis J. Slamon Mgmt For For
2. To ratify the selection of KPMG LLP as the independent Mgmt For For
registered public accounting firm for the Company for
the fiscal year ending December 31, 2023.
3. To approve, on an advisory basis, the frequency of the Mgmt 1 Year For
stockholders' approval, on an advisory basis, of the
compensation of the Company's Named Executive Officers
as disclosed in the Proxy Statement.
4. To approve, on an advisory basis, the compensation of Mgmt For For
the Company's Named Executive Officers as disclosed in
the Proxy Statement.
5. To approve an amendment to the Company's 2017 Equity Mgmt For For
Incentive Plan, as amended.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935788286
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108 Meeting Type: Annual
Ticker: BMY Meeting Date: 02-May-2023
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Arduini Mgmt For For
1B. Election of Director: Deepak L. Bhatt, M.D., M.P.H. Mgmt For For
1C. Election of Director: Giovanni Caforio, M.D. Mgmt For For
1D. Election of Director: Julia A. Haller, M.D. Mgmt For For
1E. Election of Director: Manuel Hidalgo Medina, M.D., Mgmt For For
Ph.D.
1F. Election of Director: Paula A. Price Mgmt For For
1G. Election of Director: Derica W. Rice Mgmt For For
1H. Election of Director: Theodore R. Samuels Mgmt For For
1I. Election of Director: Gerald L. Storch Mgmt For For
1J. Election of Director: Karen H. Vousden, Ph.D. Mgmt For For
1K. Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory Vote to Approve the Compensation of our Named Mgmt For For
Executive Officers.
3. Advisory Vote on the Frequency of the Advisory Vote on Mgmt 1 Year For
the Compensation of our Named Executive Officers.
4. Ratification of the Appointment of an Independent Mgmt For For
Registered Public Accounting Firm.
5. Shareholder Proposal on the Adoption of a Board Policy Shr Against For
that the Chairperson of the Board be an Independent
Director.
6. Shareholder Proposal on Workplace Non-Discrimination Shr Against For
Audit.
7. Shareholder Proposal on Special Shareholder Meeting Shr Against For
Improvement.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935845492
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101 Meeting Type: Annual
Ticker: CMCSA Meeting Date: 07-Jun-2023
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt Withheld Against
Thomas J. Baltimore Jr. Mgmt For For
Madeline S. Bell Mgmt Withheld Against
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt Withheld Against
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our independent Mgmt For For
auditors.
3. Approval of Comcast Corporation 2023 Omnibus Equity Mgmt For For
Incentive Plan.
4. Approval of Amended and Restated Comcast Corporation Mgmt For For
2002 Employee Stock Purchase Plan.
5. Advisory vote on executive compensation. Mgmt For For
6. Advisory vote on the frequency of the vote on Mgmt 1 Year For
executive compensation.
7. To perform independent racial equity audit. Shr Against For
8. To report on climate risk in default retirement plan Shr Against For
options.
9. To set different greenhouse gas emissions reduction Shr Against For
targets.
10. To report on political contributions and company Shr For Against
values alignment.
11. To report on business in China. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 935755009
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105 Meeting Type: Annual
Ticker: DE Meeting Date: 22-Feb-2023
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Leanne G. Caret Mgmt For For
1b. Election of Director: Tamra A. Erwin Mgmt For For
1c. Election of Director: Alan C. Heuberger Mgmt For For
1d. Election of Director: Charles O. Holliday, Jr. Mgmt For For
1e. Election of Director: Michael O. Johanns Mgmt For For
1f. Election of Director: Clayton M. Jones Mgmt For For
1g. Election of Director: John C. May Mgmt For For
1h. Election of Director: Gregory R. Page Mgmt For For
1i. Election of Director: Sherry M. Smith Mgmt For For
1j. Election of Director: Dmitri L. Stockton Mgmt For For
1k. Election of Director: Sheila G. Talton Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation("say-on-pay").
3. Advisory vote on the frequency of future say-on-pay Mgmt 1 Year For
votes.
4. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as Deere's independent registered public
accounting firm for fiscal 2023.
5. Shareholder proposal regarding termination pay. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
DUPONT DE NEMOURS, INC. Agenda Number: 935808444
--------------------------------------------------------------------------------------------------------------------------
Security: 26614N102 Meeting Type: Annual
Ticker: DD Meeting Date: 24-May-2023
ISIN: US26614N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Amy G. Brady Mgmt For For
1b. Election of Director: Edward D. Breen Mgmt For For
1c. Election of Director: Ruby R. Chandy Mgmt For For
1d. Election of Director: Terrence R. Curtin Mgmt For For
1e. Election of Director: Alexander M. Cutler Mgmt For For
1f. Election of Director: Eleuthère I. du Pont Mgmt For For
1g. Election of Director: Kristina M. Johnson Mgmt For For
1h. Election of Director: Luther C. Kissam Mgmt For For
1i. Election of Director: Frederick M. Lowery Mgmt For For
1j. Election of Director: Raymond J. Milchovich Mgmt For For
1k. Election of Director: Deanna M. Mulligan Mgmt For For
1l. Election of Director: Steven M. Sterin Mgmt For For
2. Advisory Resolution to Approve Executive Compensation Mgmt For For
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for 2023
4. Independent Board Chair Shr Against For
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 935823977
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102 Meeting Type: Annual
Ticker: XOM Meeting Date: 31-May-2023
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael J. Angelakis Mgmt For For
1b. Election of Director: Susan K. Avery Mgmt For For
1c. Election of Director: Angela F. Braly Mgmt For For
1d. Election of Director: Gregory J. Goff Mgmt For For
1e. Election of Director: John D. Harris II Mgmt For For
1f. Election of Director: Kaisa H. Hietala Mgmt For For
1g. Election of Director: Joseph L. Hooley Mgmt For For
1h. Election of Director: Steven A. Kandarian Mgmt For For
1i. Election of Director: Alexander A. Karsner Mgmt For For
1j. Election of Director: Lawrence W. Kellner Mgmt For For
1k. Election of Director: Jeffrey W. Ubben Mgmt For For
1l. Election of Director: Darren W. Woods Mgmt For For
2. Ratification of Independent Auditors Mgmt For For
3. Advisory Vote to Approve Executive Compensation Mgmt For For
4. Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year For
5. Establish a New Board Committee on Decarbonization Shr Against For
Risk
6. Reduce Executive Stock Holding Period Shr Against For
7. Additional Carbon Capture and Storage and Emissions Shr Against For
Report
8. Additional Direct Methane Measurement Shr For Against
9. Establish a Scope 3 Target and Reduce Hydrocarbon Shr Against For
Sales
10. Additional Report on Worst-case Spill and Response Shr Against For
Plans
11. GHG Reporting on Adjusted Basis Shr Against For
12. Report on Asset Retirement Obligations Under IEA NZE Shr Against For
Scenario
13. Report on Plastics Under SCS Scenario Shr For Against
14. Litigation Disclosure Beyond Legal and Accounting Shr Against For
Requirements
15. Tax Reporting Beyond Legal Requirements Shr Against For
16. Energy Transition Social Impact Report Shr Against For
17. Report on Commitment Against AMAP Work Shr Abstain Against
--------------------------------------------------------------------------------------------------------------------------
FOX CORPORATION Agenda Number: 935714039
--------------------------------------------------------------------------------------------------------------------------
Security: 35137L105 Meeting Type: Annual
Ticker: FOXA Meeting Date: 03-Nov-2022
ISIN: US35137L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Non Voting agenda Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
HCA HEALTHCARE, INC. Agenda Number: 935776902
--------------------------------------------------------------------------------------------------------------------------
Security: 40412C101 Meeting Type: Annual
Ticker: HCA Meeting Date: 19-Apr-2023
ISIN: US40412C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas F. Frist III Mgmt For For
1b. Election of Director: Samuel N. Hazen Mgmt For For
1c. Election of Director: Meg G. Crofton Mgmt For For
1d. Election of Director: Robert J. Dennis Mgmt For For
1e. Election of Director: Nancy-Ann DeParle Mgmt For For
1f. Election of Director: William R. Frist Mgmt For For
1g. Election of Director: Hugh F. Johnston Mgmt For For
1h. Election of Director: Michael W. Michelson Mgmt For For
1i. Election of Director: Wayne J. Riley, M.D. Mgmt For For
1j. Election of Director: Andrea B. Smith Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as our Mgmt For For
independent registered public accounting firm for the
year ending December 31, 2023.
3. To approve the HCA Healthcare, Inc. 2023 Employee Mgmt For For
Stock Purchase Plan.
4. Advisory vote to approve named executive officer Mgmt For For
compensation.
5. Stockholder proposal, if properly presented at the Shr Against For
meeting, regarding political spending disclosure.
6. Stockholder proposal, if properly presented at the Shr Against For
meeting, regarding amendment to Patient Safety and
Quality of Care Committee charter.
--------------------------------------------------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC. Agenda Number: 935808595
--------------------------------------------------------------------------------------------------------------------------
Security: 43300A203 Meeting Type: Annual
Ticker: HLT Meeting Date: 18-May-2023
ISIN: US43300A2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Christopher J. Nassetta Mgmt For For
1b. Election of Director: Jonathan D. Gray Mgmt For For
1c. Election of Director: Charlene T. Begley Mgmt For For
1d. Election of Director: Chris Carr Mgmt For For
1e. Election of Director: Melanie L. Healey Mgmt For For
1f. Election of Director: Raymond E. Mabus, Jr. Mgmt For For
1g. Election of Director: Judith A. McHale Mgmt For For
1h. Election of Director: Elizabeth A. Smith Mgmt For For
1i. Election of Director: Douglas M. Steenland Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered public
accounting firm for 2023.
3. Approval, in a non-binding advisory vote, of the Mgmt For For
compensation paid to the Company's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
HUBBELL INCORPORATED Agenda Number: 935780672
--------------------------------------------------------------------------------------------------------------------------
Security: 443510607 Meeting Type: Annual
Ticker: HUBB Meeting Date: 02-May-2023
ISIN: US4435106079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gerben W. Bakker Mgmt For For
Carlos M. Cardoso Mgmt For For
Anthony J. Guzzi Mgmt For For
Rhett A. Hernandez Mgmt For For
Neal J. Keating Mgmt For For
Bonnie C. Lind Mgmt For For
John F. Malloy Mgmt For For
Jennifer M. Pollino Mgmt For For
John G. Russell Mgmt For For
2. To approve, by non-binding vote, the compensation of Mgmt For For
our named executive officers as presented in the 2023
Proxy Statement.
3. To recommend, by non-binding vote, the frequency with Mgmt 1 Year For
which executive compensation will be subject to a
shareholder vote.
4. To ratify the selection of PricewaterhouseCoopers LLP Mgmt For For
as our independent registered public accounting firm
for the year 2023.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935775405
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101 Meeting Type: Annual
Ticker: IBM Meeting Date: 25-Apr-2023
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a Term of One Year: Thomas Mgmt For For
Buberl
1b. Election of Director for a Term of One Year: David N. Mgmt For For
Farr
1c. Election of Director for a Term of One Year: Alex Mgmt For For
Gorsky
1d. Election of Director for a Term of One Year: Michelle Mgmt For For
J. Howard
1e. Election of Director for a Term of One Year: Arvind Mgmt For For
Krishna
1f. Election of Director for a Term of One Year: Andrew N. Mgmt For For
Liveris
1g. Election of Director for a Term of One Year: F. Mgmt For For
William McNabb III
1h. Election of Director for a Term of One Year: Martha E. Mgmt For For
Pollack
1i. Election of Director for a Term of One Year: Joseph R. Mgmt For For
Swedish
1j. Election of Director for a Term of One Year: Peter R. Mgmt For For
Voser
1k. Election of Director for a Term of One Year: Frederick Mgmt For For
H. Waddell
1l. Election of Director for a Term of One Year: Alfred W. Mgmt For For
Zollar
2. Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Advisory Vote Regarding the Frequency of the Advisory Mgmt 1 Year For
Vote on Executive Compensation.
5. Stockholder Proposal to Have an Independent Board Shr Against For
Chairman.
6. Stockholder Proposal Requesting a Public Report on Shr For Against
Lobbying Activities.
7. Stockholder Proposal Requesting a Public Report on Shr Against For
Congruency in China Business Operations and ESG
Activities.
8. Stockholder Proposal Requesting a Public Report on Shr For Against
Harassment and Discrimination Prevention Efforts.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935776813
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104 Meeting Type: Annual
Ticker: JNJ Meeting Date: 27-Apr-2023
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Darius Adamczyk Mgmt For For
1b. Election of Director: Mary C. Beckerle Mgmt For For
1c. Election of Director: D. Scott Davis Mgmt For For
1d. Election of Director: Jennifer A. Doudna Mgmt For For
1e. Election of Director: Joaquin Duato Mgmt For For
1f. Election of Director: Marillyn A. Hewson Mgmt For For
1g. Election of Director: Paula A. Johnson Mgmt For For
1h. Election of Director: Hubert Joly Mgmt For For
1I. Election of Director: Mark B. McClellan Mgmt For For
1j. Election of Director: Anne M. Mulcahy Mgmt For For
1k. Election of Director: Mark A. Weinberger Mgmt For For
1l. Election of Director: Nadja Y. West Mgmt For For
2. Advisory Vote to Approve Named Executive Officer Mgmt For For
Compensation
3. Advisory Vote on the Frequency of Voting to Approve Mgmt 1 Year For
Named Executive Officer Compensation
4. Ratification of Appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Independent Registered Public Accounting
Firm
5. Proposal Withdrawn (Federal Securities Laws Mandatory Shr Abstain
Arbitration Bylaw)
6. Vaccine Pricing Report Shr For Against
7. Executive Compensation Adjustment Policy Shr For Against
8. Impact of Extended Patent Exclusivities on Product Shr Against For
Access
--------------------------------------------------------------------------------------------------------------------------
JONES LANG LASALLE INCORPORATED Agenda Number: 935817277
--------------------------------------------------------------------------------------------------------------------------
Security: 48020Q107 Meeting Type: Annual
Ticker: JLL Meeting Date: 25-May-2023
ISIN: US48020Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Hugo Bagué Mgmt For For
1b. Election of Director: Matthew Carter, Jr. Mgmt For For
1c. Election of Director: Tina Ju Mgmt For For
1d. Election of Director: Bridget Macaskill Mgmt For For
1e. Election of Director: Deborah H. McAneny Mgmt For For
1f. Election of Director: Siddharth (Bobby) N. Mehta Mgmt For For
1g. Election of Director: Moses Ojeisekhoba Mgmt For For
1h. Election of Director: Jeetendra (Jeetu) I. Patel Mgmt For For
1i. Election of Director: Ann Marie Petach Mgmt For For
1j. Election of Director: Larry Quinlan Mgmt For For
1k. Election of Director: Efrain Rivera Mgmt For For
1l. Election of Director: Christian Ulbrich Mgmt For For
2. Approval, on an advisory basis, of JLL's Executive Mgmt For For
Compensation ("Say On Pay")
3. Approval, on an advisory basis, of the frequency of Mgmt 1 Year For
future executive compensation votes ("Say On
Frequency")
4. Approval of the Second Amended and Restated 2019 Stock Mgmt For For
Award and Incentive Plan
5. Ratification of the Appointment of KPMG LLP as JLL's Mgmt For For
Independent Registered Public Accounting Firm for the
Year Ending December 31, 2023
--------------------------------------------------------------------------------------------------------------------------
MARKEL CORPORATION Agenda Number: 935791586
--------------------------------------------------------------------------------------------------------------------------
Security: 570535104 Meeting Type: Annual
Ticker: MKL Meeting Date: 17-May-2023
ISIN: US5705351048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mark M. Besca Mgmt For For
1b. Election of Director: K. Bruce Connell Mgmt For For
1c. Election of Director: Lawrence A. Cunningham Mgmt For For
1d. Election of Director: Thomas S. Gayner Mgmt For For
1e. Election of Director: Greta J. Harris Mgmt For For
1f. Election of Director: Morgan E. Housel Mgmt For For
1g. Election of Director: Diane Leopold Mgmt For For
1h. Election of Director: Anthony F. Markel Mgmt For For
1i. Election of Director: Steven A. Markel Mgmt For For
1j. Election of Director: Harold L. Morrison, Jr. Mgmt For For
1k. Election of Director: Michael O'Reilly Mgmt For For
1l. Election of Director: A. Lynne Puckett Mgmt For For
2. Advisory vote on approval of executive compensation. Mgmt For For
3. Advisory vote on frequency of advisory votes on Mgmt 1 Year For
approval of executive compensation.
4. Ratify the selection of KPMG LLP by the Audit Mgmt For For
Committee of the Board of Directors as the Company's
independent registered public accounting firm for the
year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
META PLATFORMS, INC. Agenda Number: 935830960
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102 Meeting Type: Annual
Ticker: META Meeting Date: 31-May-2023
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt Withheld Against
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt Withheld Against
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Tracey T. Travis Mgmt For For
Tony Xu Mgmt Withheld Against
Mark Zuckerberg Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young LLP as Meta Mgmt For For
Platforms, Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2023.
3. A shareholder proposal regarding government takedown Shr Against For
requests.
4. A shareholder proposal regarding dual class capital Shr For Against
structure.
5. A shareholder proposal regarding human rights impact Shr For Against
assessment of targeted advertising.
6. A shareholder proposal regarding report on lobbying Shr For Against
disclosures.
7. A shareholder proposal regarding report on allegations Shr Against For
of political entanglement and content management
biases in India.
8. A shareholder proposal regarding report on framework Shr For Against
to assess company lobbying alignment with climate
goals.
9. A shareholder proposal regarding report on Shr For Against
reproductive rights and data privacy.
10. A shareholder proposal regarding report on enforcement Shr Against For
of Community Standards and user content.
11. A shareholder proposal regarding report on child Shr For Against
safety impacts and actual harm reduction to children.
12. A shareholder proposal regarding report on pay Shr For Against
calibration to externalized costs.
13. A shareholder proposal regarding performance review of Shr Against For
the audit & risk oversight committee.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935722567
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 13-Dec-2022
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Reid G. Hoffman Mgmt For For
1b. Election of Director: Hugh F. Johnston Mgmt For For
1c. Election of Director: Teri L. List Mgmt For For
1d. Election of Director: Satya Nadella Mgmt For For
1e. Election of Director: Sandra E. Peterson Mgmt For For
1f. Election of Director: Penny S. Pritzker Mgmt For For
1g. Election of Director: Carlos A. Rodriguez Mgmt For For
1h. Election of Director: Charles W. Scharf Mgmt For For
1i. Election of Director: John W. Stanton Mgmt For For
1j. Election of Director: John W. Thompson Mgmt For For
1k. Election of Director: Emma N. Walmsley Mgmt For For
1l. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive officer Mgmt For For
compensation
3. Ratification of the Selection of Deloitte & Touche LLP Mgmt For For
as our Independent Auditor for Fiscal Year 2023
4. Shareholder Proposal - Cost/Benefit Analysis of Shr Against For
Diversity and Inclusion
5. Shareholder Proposal - Report on Hiring of Persons Shr Against For
with Arrest or Incarceration Records
6. Shareholder Proposal - Report on Investment of Shr Against For
Retirement Funds in Companies Contributing to Climate
Change
7. Shareholder Proposal - Report on Government Use of Shr Against For
Microsoft Technology
8. Shareholder Proposal - Report on Development of Shr Against For
Products for Military
9. Shareholder Proposal - Report on Tax Transparency Shr Against For
--------------------------------------------------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION Agenda Number: 935852485
--------------------------------------------------------------------------------------------------------------------------
Security: 61174X109 Meeting Type: Annual
Ticker: MNST Meeting Date: 22-Jun-2023
ISIN: US61174X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rodney C. Sacks Mgmt For For
Hilton H. Schlosberg Mgmt For For
Mark J. Hall Mgmt For For
Ana Demel Mgmt For For
James L. Dinkins Mgmt For For
Gary P. Fayard Mgmt For For
Tiffany M. Hall Mgmt For For
Jeanne P. Jackson Mgmt For For
Steven G. Pizula Mgmt For For
Mark S. Vidergauz Mgmt For For
2. Proposal to ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public accounting
firm of the Company for the fiscal year ending
December 31, 2023.
3. Proposal to approve, on a non-binding, advisory basis, Mgmt For For
the compensation of the Company's named executive
officers.
4. Proposal to approve, on a non-binding, advisory basis, Mgmt 1 Year For
the frequency with which stockholders will approve the
compensation of the Company's named executive
officers.
5. Proposal to approve the amendment and restatement of Mgmt Against Against
the Amended and Restated Certificate of Incorporation
of the Company, as amended, to increase the number of
authorized shares of common stock, par value $0.005
per share, from 1,250,000,000 shares to 5,000,000,000
shares.
6. Proposal to approve the amendment and restatement of Mgmt For For
the Amended and Restated Certificate of Incorporation
of the Company, as amended, to reflect new Delaware
law provisions regarding officer exculpation.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935831126
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106 Meeting Type: Annual
Ticker: NFLX Meeting Date: 01-Jun-2023
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to hold office until the 2024 Mgmt For For
Annual Meeting of Stockholders: Mathias Döpfner
1b. Election of Director to hold office until the 2024 Mgmt For For
Annual Meeting of Stockholders: Reed Hastings
1c. Election of Director to hold office until the 2024 Mgmt For For
Annual Meeting of Stockholders: Jay Hoag
1d. Election of Director to hold office until the 2024 Mgmt For For
Annual Meeting of Stockholders: Ted Sarandos
2. Ratification of appointment of independent registered Mgmt For For
public accounting firm.
3. Advisory approval of named executive officer Mgmt Against Against
compensation.
4. Advisory vote on the frequency of future advisory Mgmt 1 Year For
votes on executive compensation.
5. Stockholder proposal entitled, "Proposal 5 - Reform Shr For Against
the Current Impossible Special Shareholder Meeting
Requirements," if properly presented at the meeting.
6. Stockholder proposal entitled, "Netflix-Exclusive Shr Against For
Board of Directors," if properly presented at the
meeting.
7. Stockholder proposal requesting a report on the Shr Against For
Company's 401(K) Plan, if properly presented at the
meeting.
8. Stockholder proposal entitled, "Policy on Freedom of Shr For Against
Association," if properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 935715182
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105 Meeting Type: Annual
Ticker: ORCL Meeting Date: 16-Nov-2022
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Awo Ablo Mgmt For For
Jeffrey S. Berg Mgmt Withheld Against
Michael J. Boskin Mgmt For For
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt Withheld Against
George H. Conrades Mgmt For For
Lawrence J. Ellison Mgmt For For
Rona A. Fairhead Mgmt For For
Jeffrey O. Henley Mgmt For For
Renee J. James Mgmt For For
Charles W. Moorman Mgmt For For
Leon E. Panetta Mgmt Withheld Against
William G. Parrett Mgmt Withheld Against
Naomi O. Seligman Mgmt For For
Vishal Sikka Mgmt For For
2. Advisory Vote to Approve the Compensation of our Named Mgmt For For
Executive Officers.
3. Ratification of the Selection of our Independent Mgmt For For
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935821036
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103 Meeting Type: Annual
Ticker: PYPL Meeting Date: 24-May-2023
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rodney C. Adkins Mgmt For For
1b. Election of Director: Jonathan Christodoro Mgmt For For
1c. Election of Director: John J. Donahoe Mgmt For For
1d. Election of Director: David W. Dorman Mgmt For For
1e. Election of Director: Belinda J. Johnson Mgmt For For
1f. Election of Director: Enrique Lores Mgmt For For
1g. Election of Director: Gail J. McGovern Mgmt For For
1h. Election of Director: Deborah M. Messemer Mgmt For For
1i. Election of Director: David M. Moffett Mgmt For For
1j. Election of Director: Ann M. Sarnoff Mgmt For For
1k. Election of Director: Daniel H. Schulman Mgmt For For
1l. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory Vote to Approve Named Executive Officer Mgmt For For
Compensation.
3. Approval of the PayPal Holdings, Inc. 2015 Equity Mgmt For For
Incentive Award Plan, as Amended and Restated.
4. Ratification of the Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Our Independent Auditor
for 2023.
5. Stockholder Proposal - Provision of Services in Shr Against For
Conflict Zones.
6. Stockholder Proposal - Reproductive Rights and Data Shr Against For
Privacy.
7. Stockholder Proposal - PayPal Transparency Reports. Shr Abstain Against
8. Stockholder Proposal - Report on Ensuring Respect for Shr Against For
Civil Liberties.
9. Stockholder Proposal - Adopt Majority Vote Standard Shr Against For
for Director Elections.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 935785040
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109 Meeting Type: Annual
Ticker: PM Meeting Date: 03-May-2023
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Brant Bonin Bough Mgmt For For
1b. Election of Director: André Calantzopoulos Mgmt For For
1c. Election of Director: Michel Combes Mgmt For For
1d. Election of Director: Juan José Daboub Mgmt For For
1e. Election of Director: Werner Geissler Mgmt For For
1f. Election of Director: Lisa A. Hook Mgmt For For
1g. Election of Director: Jun Makihara Mgmt For For
1h. Election of Director: Kalpana Morparia Mgmt For For
1i. Election of Director: Jacek Olczak Mgmt For For
1j. Election of Director: Robert B. Polet Mgmt For For
1k. Election of Director: Dessislava Temperley Mgmt For For
1l. Election of Director: Shlomo Yanai Mgmt For For
2. Advisory Vote Approving Executive Compensation Mgmt Against Against
3. Advisory Vote on the Frequency of Future Say-On-Pay Mgmt 1 Year For
Votes, with the Board of Directors Recommending a
Say-On-Pay Vote
4. Ratification of the Selection of Independent Auditors Mgmt For For
5. Shareholder Proposal to make nicotine level Shr Against For
information available to customers and begin reducing
nicotine levels
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON TECHNOLOGIES Agenda Number: 935780468
--------------------------------------------------------------------------------------------------------------------------
Security: 75513E101 Meeting Type: Annual
Ticker: RTX Meeting Date: 02-May-2023
ISIN: US75513E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Tracy A. Atkinson Mgmt For For
1b. Election of Director: Leanne G. Caret Mgmt For For
1c. Election of Director: Bernard A. Harris, Jr. Mgmt For For
1d. Election of Director: Gregory J. Hayes Mgmt For For
1e. Election of Director: George R. Oliver Mgmt For For
1f. Election of Director: Robert K. (Kelly) Ortberg Mgmt For For
1g. Election of Director: Dinesh C. Paliwal Mgmt For For
1h. Election of Director: Ellen M. Pawlikowski Mgmt For For
1i. Election of Director: Denise L. Ramos Mgmt For For
1j. Election of Director: Fredric G. Reynolds Mgmt For For
1k. Election of Director: Brian C. Rogers Mgmt For For
1l. Election of Director: James A. Winnefeld, Jr. Mgmt For For
1m. Election of Director: Robert O. Work Mgmt For For
2. Advisory Vote to Approve Executive Compensation Mgmt For For
3. Advisory Vote on the Frequency of Shareowner Votes on Mgmt 1 Year For
Named Executive Officer Compensation
4. Appoint PricewaterhouseCoopers LLP to Serve as Mgmt For For
Independent Auditor for 2023
5. Approve an Amendment to the Restated Certificate of Mgmt For For
Incorporation to Repeal Article Ninth
6. Approve an Amendment to the Restated Certificate of Mgmt For For
Incorporation to Eliminate Personal Liability of
Officers for Monetary Damages for Breach of Fiduciary
Duty as an Officer
7. Shareowner Proposal Requesting the Board Adopt an Shr For Against
Independent Board Chair Policy
8. Shareowner Proposal Requesting a Report on Greenhouse Shr For Against
Gas Reduction Plan
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE, INC. Agenda Number: 935846127
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302 Meeting Type: Annual
Ticker: CRM Meeting Date: 08-Jun-2023
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marc Benioff Mgmt For For
1b. Election of Director: Laura Alber Mgmt For For
1c. Election of Director: Craig Conway Mgmt For For
1d. Election of Director: Arnold Donald Mgmt For For
1e. Election of Director: Parker Harris Mgmt For For
1f. Election of Director: Neelie Kroes Mgmt For For
1g. Election of Director: Sachin Mehra Mgmt For For
1h. Election of Director: Mason Morfit Mgmt For For
1i. Election of Director: Oscar Munoz Mgmt For For
1j. Election of Director: John V. Roos Mgmt For For
1k. Election of Director: Robin Washington Mgmt For For
1l. Election of Director: Maynard Webb Mgmt For For
1m. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Equity Incentive Mgmt For For
Plan to increase the number of shares reserved for
issuance.
3. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public accounting firm
for the fiscal year ending January 31, 2024.
4. An advisory vote to approve the fiscal 2023 Mgmt For For
compensation of our named executive officers.
5. An advisory vote on the frequency of holding future Mgmt 1 Year For
advisory votes to approve executive compensation.
6. A stockholder proposal requesting a policy to require Shr Against For
the Chair of the Board be an independent member of the
Board and not a former CEO of the Company, if properly
presented at the meeting.
7. A stockholder proposal requesting a policy to forbid Shr Against For
all Company directors from sitting on any other
boards, if properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 935767105
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108 Meeting Type: Annual
Ticker: SLB Meeting Date: 05-Apr-2023
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peter Coleman Mgmt For For
1b. Election of Director: Patrick de La Chevardière Mgmt For For
1c. Election of Director: Miguel Galuccio Mgmt For For
1d. Election of Director: Olivier Le Peuch Mgmt For For
1e. Election of Director: Samuel Leupold Mgmt For For
1f. Election of Director: Tatiana Mitrova Mgmt For For
1g. Election of Director: Maria Moraeus Hanssen Mgmt For For
1h. Election of Director: Vanitha Narayanan Mgmt For For
1i. Election of Director: Mark Papa Mgmt For For
1j. Election of Director: Jeff Sheets Mgmt For For
1k. Election of Director: Ulrich Spiesshofer Mgmt For For
2. Advisory vote on the frequency of future advisory Mgmt 1 Year For
votes on executive compensation.
3. Advisory approval of our executive compensation. Mgmt For For
4. Approval of our consolidated balance sheet at December Mgmt For For
31, 2022; our consolidated statement of income for the
year ended December 31, 2022; and the declarations of
dividends by our Board of Directors in 2022, as
reflected in our 2022 Annual Report to Shareholders.
5. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our independent auditors
for 2023.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda Number: 935815413
--------------------------------------------------------------------------------------------------------------------------
Security: 844741108 Meeting Type: Annual
Ticker: LUV Meeting Date: 17-May-2023
ISIN: US8447411088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David W. Biegler Mgmt For For
1b. Election of Director: J. Veronica Biggins Mgmt For For
1c. Election of Director: Douglas H. Brooks Mgmt For For
1d. Election of Director: Eduardo F. Conrado Mgmt For For
1e. Election of Director: William H. Cunningham Mgmt For For
1f. Election of Director: Thomas W. Gilligan Mgmt For For
1g. Election of Director: David P. Hess Mgmt For For
1h. Election of Director: Robert E. Jordan Mgmt For For
1i. Election of Director: Gary C. Kelly Mgmt For For
1j. Election of Director: Elaine Mendoza Mgmt For For
1k. Election of Director: John T. Montford Mgmt For For
1l. Election of Director: Christopher P. Reynolds Mgmt For For
1m. Election of Director: Ron Ricks Mgmt For For
1n. Election of Director: Jill A. Soltau Mgmt For For
2. Advisory vote to approve the compensation of the Mgmt For For
Company's named executive officers.
3. Advisory vote on frequency of votes on named executive Mgmt 1 Year For
officer compensation.
4. Ratification of the selection of Ernst & Young LLP as Mgmt For For
the Company's independent auditors for the fiscal year
ending December 31, 2023.
5. Advisory vote on shareholder proposal to permit Shr For Against
shareholder removal of directors without cause.
6. Advisory vote on shareholder proposal to require Shr Against For
shareholder ratification of termination pay.
--------------------------------------------------------------------------------------------------------------------------
SS&C TECHNOLOGIES HOLDINGS, INC. Agenda Number: 935802024
--------------------------------------------------------------------------------------------------------------------------
Security: 78467J100 Meeting Type: Annual
Ticker: SSNC Meeting Date: 17-May-2023
ISIN: US78467J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Normand A. Boulanger Mgmt For For
1b. Election of Class I Director: David A. Varsano Mgmt For For
1c. Election of Class I Director: Michael J. Zamkow Mgmt For For
2. The approval of the compensation of the named Mgmt For For
executive officers.
3. The approval of the frequency of advisory votes on Mgmt 1 Year For
executive compensation.
4. The ratification of PricewaterhouseCoopers LLP as Mgmt For For
SS&C's independent registered public accounting firm
for the fiscal year ending December 31, 2023.
5. The approval of SS&C Technologies Holdings, Inc. 2023 Mgmt For For
Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 935762193
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109 Meeting Type: Annual
Ticker: SBUX Meeting Date: 23-Mar-2023
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard E. Allison, Jr. Mgmt For For
1b. Election of Director: Andrew Campion Mgmt For For
1c. Election of Director: Beth Ford Mgmt For For
1d. Election of Director: Mellody Hobson Mgmt For For
1e. Election of Director: Jørgen Vig Knudstorp Mgmt For For
1f. Election of Director: Satya Nadella Mgmt For For
1g. Election of Director: Laxman Narasimhan Mgmt For For
1h. Election of Director: Howard Schultz Mgmt For For
2. Approval, on a nonbinding basis, of the compensation Mgmt For For
paid to our named executive officers
3. Approval, on a nonbinding basis, of the frequency of Mgmt 1 Year For
future advisory votes on executive compensation
4. Ratify the selection of Deloitte & Touche LLP as our Mgmt For For
independent registered public accounting firm for
fiscal 2023
5. Report on Plant-Based Milk Pricing Shr Against For
6. CEO Succession Planning Policy Amendment Shr Against For
7. Annual Reports on Company Operations in China Shr Against For
8. Assessment of Worker Rights Commitments Shr For Against
9. Creation of Board Committee on Corporate Shr Against For
Sustainability
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935777120
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104 Meeting Type: Annual
Ticker: TXN Meeting Date: 27-Apr-2023
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mark A. Blinn Mgmt For For
1b. Election of Director: Todd M. Bluedorn Mgmt For For
1c. Election of Director: Janet F. Clark Mgmt For For
1d. Election of Director: Carrie S. Cox Mgmt For For
1e. Election of Director: Martin S. Craighead Mgmt For For
1f. Election of Director: Curtis C. Farmer Mgmt For For
1g. Election of Director: Jean M. Hobby Mgmt For For
1h. Election of Director: Haviv Ilan Mgmt For For
1i. Election of Director: Ronald Kirk Mgmt For For
1j. Election of Director: Pamela H. Patsley Mgmt For For
1k. Election of Director: Robert E. Sanchez Mgmt For For
1l. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal to approve amendment and restatement of Mgmt For For
the TI Employees 2014 Stock Purchase Plan to extend
the termination date.
3. Board proposal regarding advisory vote on the Mgmt 1 Year For
frequency of future advisory votes on executive
compensation.
4. Board proposal regarding advisory approval of the Mgmt For For
Company's executive compensation.
5. Board proposal to ratify the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent registered
public accounting firm for 2023.
6. Stockholder proposal to permit a combined 10% of Shr For Against
stockholders to call a special meeting.
7. Stockholder proposal to report on due diligence Shr Against For
efforts to trace end-user misuse of company products.
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 935770063
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105 Meeting Type: Annual
Ticker: BA Meeting Date: 18-Apr-2023
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert A. Bradway Mgmt For For
1b. Election of Director: David L. Calhoun Mgmt For For
1c. Election of Director: Lynne M. Doughtie Mgmt For For
1d. Election of Director: David L. Gitlin Mgmt For For
1e. Election of Director: Lynn J. Good Mgmt For For
1f. Election of Director: Stayce D. Harris Mgmt For For
1g. Election of Director: Akhil Johri Mgmt For For
1h. Election of Director: David L. Joyce Mgmt For For
1i. Election of Director: Lawrence W. Kellner Mgmt For For
1j. Election of Director: Steven M. Mollenkopf Mgmt For For
1k. Election of Director: John M. Richardson Mgmt For For
1l. Election of Director: Sabrina Soussan Mgmt For For
1m. Election of Director: Ronald A. Williams Mgmt For For
2. Approve, on an Advisory Basis, Named Executive Officer Mgmt Against Against
Compensation.
3. Approve, on an Advisory Basis, the Frequency of Future Mgmt 1 Year For
Advisory Votes on Named Executive Officer
Compensation.
4. Approve The Boeing Company 2023 Incentive Stock Plan. Mgmt For For
5. Ratify the Appointment of Deloitte & Touche LLP as Mgmt For For
Independent Auditor for 2023.
6. China Report. Shr Against For
7. Report on Lobbying Activities. Shr For Against
8. Report on Climate Lobbying. Shr For Against
9. Pay Equity Disclosure. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935777702
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104 Meeting Type: Annual
Ticker: GS Meeting Date: 26-Apr-2023
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michele Burns Mgmt For For
1b. Election of Director: Mark Flaherty Mgmt For For
1c. Election of Director: Kimberley Harris Mgmt For For
1d. Election of Director: Kevin Johnson Mgmt For For
1e. Election of Director: Ellen Kullman Mgmt For For
1f. Election of Director: Lakshmi Mittal Mgmt For For
1g. Election of Director: Adebayo Ogunlesi Mgmt For For
1h. Election of Director: Peter Oppenheimer Mgmt For For
1i. Election of Director: David Solomon Mgmt For For
1j. Election of Director: Jan Tighe Mgmt For For
1k. Election of Director: Jessica Uhl Mgmt For For
1l. Election of Director: David Viniar Mgmt For For
2. Advisory Vote to Approve Executive Compensation (Say Mgmt For For
on Pay)
3. Advisory Vote on the Frequency of Say on Pay Mgmt 1 Year For
4. Ratification of PricewaterhouseCoopers LLP as our Mgmt For For
Independent Registered Public Accounting Firm for 2023
5. Shareholder Proposal Regarding a Report on Lobbying Shr For Against
6. Shareholder Proposal Regarding a Policy for an Shr Against For
Independent Chair
7. Shareholder Proposal Regarding Chinese Congruency of Shr Against For
Certain ETFs
8. Shareholder Proposal Regarding a Racial Equity Audit Shr Against For
9. Shareholder Proposal Regarding a Policy to Phase Out Shr Against For
Fossil Fuel-Related Lending & Underwriting Activities
10. Shareholder Proposal Regarding Disclosure of 2030 Shr Against For
Absolute Greenhouse Gas Reduction Goals
11. Shareholder Proposal Regarding Climate Transition Shr For Against
Report
12. Shareholder Proposal Regarding Reporting on Pay Equity Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935766595
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106 Meeting Type: Annual
Ticker: DIS Meeting Date: 03-Apr-2023
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mary T. Barra Mgmt For For
1b. Election of Director: Safra A. Catz Mgmt For For
1c. Election of Director: Amy L. Chang Mgmt For For
1d. Election of Director: Francis A. deSouza Mgmt For For
1e. Election of Director: Carolyn N. Everson Mgmt For For
1f. Election of Director: Michael B.G. Froman Mgmt For For
1g. Election of Director: Robert A. Iger Mgmt For For
1h. Election of Director: Maria Elena Lagomasino Mgmt For For
1i. Election of Director: Calvin R. McDonald Mgmt For For
1j. Election of Director: Mark G. Parker Mgmt For For
1k. Election of Director: Derica W. Rice Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants for fiscal
2023.
3. Consideration of an advisory vote to approve executive Mgmt For For
compensation.
4. Consideration of an advisory vote on the frequency of Mgmt 1 Year For
advisory votes on executive compensation.
5. Shareholder proposal, if properly presented at the Shr Against For
meeting, requesting a report on operations related to
China.
6. Shareholder proposal, if properly presented at the Shr Against For
meeting, requesting charitable contributions
disclosure.
7. Shareholder proposal, if properly presented at the Shr For Against
meeting, requesting a political expenditures report.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935835237
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102 Meeting Type: Annual
Ticker: UNH Meeting Date: 05-Jun-2023
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Timothy Flynn Mgmt For For
1b. Election of Director: Paul Garcia Mgmt For For
1c. Election of Director: Kristen Gil Mgmt For For
1d. Election of Director: Stephen Hemsley Mgmt For For
1e. Election of Director: Michele Hooper Mgmt For For
1f. Election of Director: F. William McNabb III Mgmt For For
1g. Election of Director: Valerie Montgomery Rice, M.D. Mgmt For For
1h. Election of Director: John Noseworthy, M.D. Mgmt For For
1i. Election of Director: Andrew Witty Mgmt For For
2. Advisory approval of the Company's executive Mgmt For For
compensation.
3. Advisory approval of the frequency of holding future Mgmt 1 Year For
say-on-pay votes.
4. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm for the Company for the year ending December 31,
2023.
5. If properly presented at the 2023 Annual Meeting of Shr Against For
Shareholders, the shareholder proposal seeking a
third-party racial equity audit.
6. If properly presented at the 2023 Annual Meeting of Shr For Against
Shareholders, the shareholder proposal requiring a
political contributions congruency report.
7. If properly presented at the 2023 Annual Meeting of Shr For Against
Shareholders, the shareholder proposal seeking
shareholder ratification of termination pay.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935745779
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839 Meeting Type: Annual
Ticker: V Meeting Date: 24-Jan-2023
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lloyd A. Carney Mgmt For For
1b. Election of Director: Kermit R. Crawford Mgmt For For
1c. Election of Director: Francisco Javier Mgmt For For
Fernández-Carbajal
1d. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1e. Election of Director: Ramon Laguarta Mgmt For For
1f. Election of Director: Teri L. List Mgmt For For
1g. Election of Director: John F. Lundgren Mgmt For For
1h. Election of Director: Denise M. Morrison Mgmt For For
1i. Election of Director: Linda J. Rendle Mgmt For For
1j. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. To approve, on an advisory basis, the compensation Mgmt For For
paid to our named executive officers.
3. To hold an advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve executive compensation.
4. To ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for
fiscal year 2023.
5. To vote on a stockholder proposal requesting an Shr Against For
independent board chair policy.
--------------------------------------------------------------------------------------------------------------------------
WARNER BROS. DISCOVERY, INC. Agenda Number: 935792451
--------------------------------------------------------------------------------------------------------------------------
Security: 934423104 Meeting Type: Annual
Ticker: WBD Meeting Date: 08-May-2023
ISIN: US9344231041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Li Haslett Chen Mgmt For For
Kenneth W. Lowe Mgmt For For
Paula A. Price Mgmt For For
David M. Zaslav Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Warner Bros. Discovery,
Inc.'s independent registered public accounting firm
for the fiscal year ending December 31, 2023.
3. To vote on an advisory resolution to approve the 2022 Mgmt Against Against
compensation of Warner Bros. Discovery, Inc.'s named
executive officers, commonly referred to as a
"Say-on-Pay" vote.
4. To vote on an advisory resolution to approve the Mgmt 1 Year For
frequency of future "Say-on-Pay" votes.
5. To vote on a stockholder proposal regarding simple Shr For Against
majority vote, if properly presented.
6. To vote on a stockholder proposal regarding political Shr Against For
disclosure, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
WORKDAY, INC. Agenda Number: 935851849
--------------------------------------------------------------------------------------------------------------------------
Security: 98138H101 Meeting Type: Annual
Ticker: WDAY Meeting Date: 22-Jun-2023
ISIN: US98138H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Christa Davies Mgmt Against Against
1b. Election of Class II Director: Wayne A.I. Frederick, Mgmt For For
M.D.
1c. Election of Class II Director: Mark J. Hawkins Mgmt For For
1d. Election of Class II Director: George J. Still, Jr. Mgmt Against Against
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Workday's independent registered public accounting
firm for the fiscal year ending January 31, 2024.
3. To approve, on an advisory basis, the compensation of Mgmt For For
our named executive officers as disclosed in the Proxy
Statement.
4. To consider and vote upon a stockholder proposal Shr Against For
regarding amendment of our Bylaws.
TEFT Ultra Short Income ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | Touchstone ETF Trust |
| By (Signature and Title)* | /s/ E. Blake Moore |
| E. Blake Moore, Jr., President | |
| (principal executive officer) |
| Date | August 21, 2023 |
*Print the name and title of each signing officer under his or her signature.