UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
MDB Capital Holdings, LLC
(Exact name of registrant as specified in its charter)
Delaware | | 87-4366624 |
(State or other jurisdiction of incorporation or organization) | | (I.R.S. Employer Identification No.) |
14135 Midway Road, Suite G-150 Addison, TX 75001 | | 75001 |
Address of principal executive offices) | | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be so registered | | Name of each exchange on which each class is to be registered |
Class A Common Shares, representing Limited Liability Interests | | The NASDAQ Stock Market LLC |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e) , check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐
Securities Act registration statement or Regulation A offering statement file number to which this form relates: 333-268318 (if applicable)
Securities to be registered pursuant to Section 12(g) of the Act: None
Item 1. Description of Registrant’s Securities to be Registered
MDB Capital Holdings, LLC (the “Registrant”) hereby incorporates by reference the description of its Class A Common Shares, representing limited liability interests, to be registered hereunder contained under the heading “Description of Capital” in the Registrant’s Registration Statement on Form S-1 (File No. 333-268318), as originally filed with the Securities and Exchange Commission (the “Commission”) on November 10, 2022, as amended (the “Registration Statement”), and in the prospectus included in the Registration Statement to be filed separately by the Registrant with the Commission pursuant to Rule 424(b) under the Securities Act of 1933, as amended, which prospectus shall be deemed to be incorporated by reference herein.
The Registrant’s Class A Common Shares to be registered hereunder is subject to approval for listing on the NASDAQ Capital Market of The NASDAQ Stock Market LLC under the symbol “MDBH.”
Item 2. Exhibits
Pursuant to the “Instructions as to Exhibits” with respect to Form 8-A, no exhibits are required to be filed, because no other securities of the Registrant are registered on The NASDAQ Stock Market LLC and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
Date: July 20, 2023 | MDB Capital Holdings, LLC |
| | |
| By: | /s/ Mo Hayat |
| | Mo Hayat |
| | Chief of Entrepreneurship & Operations |