Amy Elazzouzi Form 3 Aura Biosciences / Amy Elazzouzi ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Elazzouzi Amy

(Last)

(First)

(Middle)

C/O AURA BIOSCIENCES, INC.

80 GUEST STREET

(Street)

BOSTON

01235

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/25/2024

3. Issuer Name and Ticker or Trading Symbol
Aura Biosciences, Inc. [ AURA ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Vice President, Finance

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	39,996	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Stock Option (Right to Buy)	⁽¹⁾	09/03/2025	Common Stock	2,554	5.07	D
Stock Option (Right to Buy)	⁽¹⁾	04/11/2026	Common Stock	1,094	5.48	D
Stock Option (Right to Buy)	⁽¹⁾	10/26/2026	Common Stock	547	5.48	D
Stock Option (Right to Buy)	⁽¹⁾	04/12/2027	Common Stock	547	5.21	D
Stock Option (Right to Buy)	⁽¹⁾	02/21/2028	Common Stock	4,744	2.74	D
Stock Option (Right to Buy)	⁽¹⁾	02/06/2029	Common Stock	1,094	3.16	D
Stock Option (Right to Buy)	⁽¹⁾	03/16/2030	Common Stock	2,319	4.25	D
Stock Option (Right to Buy)	⁽²⁾	06/28/2031	Common Stock	36,496	5.48	D
Stock Option (Right to Buy)	⁽³⁾	10/28/2031	Common Stock	31,500	14	D
Stock Option (Right to Buy)	⁽⁴⁾	01/19/2033	Common Stock	17,500	10.18	D
Stock Option (Right to Buy)	⁽⁵⁾	02/01/2034	Common Stock	26,670	7.77	D

Explanation of Responses:

1. This option is fully vested.

2. The shares underlying this option vest in 48 monthly installments, equal to 2.0833% of the shares, over the 48 months following June 28, 2021, subject to the Reporting Person's continued service as of each such vesting date.

3. The shares underlying this option vest as follows: 25% of the shares vest on October 28, 2022 with the remainder vesting thereafter pro-rata in 36 monthly installments, subject to the Reporting Person's continued service as of each such vesting date.

4. The shares underlying this option vest as follows: 25% of the shares vest on January 19, 2024 with the remainder vesting thereafter pro-rata in 36 monthly installments, subject to the Reporting Person's continued service as of each such vesting date.

5. The shares underlying this option vest as follows: 25% of the shares vest on February 1, 2025 with the remainder vesting thereafter pro-rata in 36 monthly installments, subject to the Reporting Person's continued service as of each such vesting date.

Remarks:

Exhibit 24.1 - Power of Attorney

	/s/ Conor Kilroy, Attorney-in-fact	10/29/2024
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Amy Elazzouzi Form 3Aura Biosciences / Amy Elazzouzi ownership change