SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
Pineapple Holdings, Inc.
Common Stock
(Title of Class of Securities)
________72303P107_________
(CUSIP Number)
David Goldman
GAMCO Investors, Inc.
One Corporate Center
Rye, New York 10580-1435
(914) 921-5000
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
______________________March 20, 2024________________________
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box .
CUSIP No. 72303P107
1 | Names of reporting persons I.R.S. identification nos. of above persons (entities only) Gabelli Funds, LLC I.D. No. 13-4044523 |
2 | Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a) (b) |
3 | Sec use only |
4 | Source of funds (SEE INSTRUCTIONS) 00-Funds of investment advisory clients |
5 | Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) |
6 | Citizenship or place of organization New York |
Number Of Shares Beneficially Owned By Each Reporting Person With | : 7 : : : | Sole voting power 3,000 (Item 5) |
: 8 : : : | Shared voting power None |
: 9 : : : | Sole dispositive power 3,000 (Item 5) |
:10 : : : | Shared dispositive power None |
11 | Aggregate amount beneficially owned by each reporting person 3,000 (Item 5) |
12 | Check box if the aggregate amount in row (11) excludes certain shares (SEE INSTRUCTIONS) |
13 | Percent of class represented by amount in row (11) 0.01% |
14 | Type of reporting person (SEE INSTRUCTIONS) IA |
CUSIP No. 72303P107
1 | Names of reporting persons I.R.S. identification nos. of above persons (entities only) GAMCO Asset Management Inc. I.D. No. 13-4044521 |
2 | Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a) (b) |
3 | Sec use only |
4 | Source of funds (SEE INSTRUCTIONS) 00-Funds of investment advisory clients |
5 | Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) |
6 | Citizenship or place of organization New York |
Number Of Shares Beneficially Owned By Each Reporting Person With | : 7 : : : | Sole voting power 15,202 (Item 5) |
: 8 : : : | Shared voting power None |
: 9 : : : | Sole dispositive power 15,202 (Item 5) |
:10 : : : | Shared dispositive power None |
11 | Aggregate amount beneficially owned by each reporting person 15,202 (Item 5) |
12 | Check box if the aggregate amount in row (11) excludes certain shares (SEE INSTRUCTIONS) |
13 | Percent of class represented by amount in row (11) 0.03% |
14 | Type of reporting person (SEE INSTRUCTIONS) IA, CO |
CUSIP No. 72303P107
1 | Names of reporting persons I.R.S. identification nos. of above persons (entities only) GGCP, Inc. I.D. No. 13-3056041 |
2 | Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a) (b) |
3 | Sec use only |
4 | Source of funds (SEE INSTRUCTIONS) None |
5 | Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) |
6 | Citizenship or place of organization Wyoming |
Number Of Shares Beneficially Owned By Each Reporting Person With | : 7 : : : | Sole voting power None (Item 5) |
: 8 : : : | Shared voting power None |
: 9 : : : | Sole dispositive power None (Item 5) |
:10 : : : | Shared dispositive power None |
11 | Aggregate amount beneficially owned by each reporting person None (Item 5) |
12 | Check box if the aggregate amount in row (11) excludes certain shares (SEE INSTRUCTIONS) X
|
13 | Percent of class represented by amount in row (11) 0.00% |
14 | Type of reporting person (SEE INSTRUCTIONS) HC, CO |
CUSIP No. 72303P107
1 | Names of reporting persons I.R.S. identification nos. of above persons (entities only) GAMCO Investors, Inc. I.D. No. 13-4007862 |
| Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a) (b) |
3 | Sec use only |
4 | Source of funds (SEE INSTRUCTIONS) None |
5 | Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) |
6 | Citizenship or place of organization Delaware |
Number Of Shares Beneficially Owned By Each Reporting Person With | : 7 : : : | Sole voting power None (Item 5) |
: 8 : : : | Shared voting power None |
: 9 : : : | Sole dispositive power None (Item 5) |
:10 : : : | Shared dispositive power None |
11 | Aggregate amount beneficially owned by each reporting person None (Item 5) |
12 | Check box if the aggregate amount in row (11) excludes certain shares (SEE INSTRUCTIONS) X
|
13 | Percent of class represented by amount in row (11) 0.00% |
14 | Type of reporting person (SEE INSTRUCTIONS) HC, CO |
CUSIP No. 72303P107
1 | Names of reporting persons I.R.S. identification nos. of above persons (entities only) Associated Capital Group, Inc. I.D. No. 47-3965991 |
| Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a) (b) |
3 | Sec use only |
4 | Source of funds (SEE INSTRUCTIONS) None |
5 | Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) |
6 | Citizenship or place of organization Delaware |
Number Of Shares Beneficially Owned By Each Reporting Person With | : 7 : : : | Sole voting power None (Item 5) |
: 8 : : : | Shared voting power None |
: 9 : : : | Sole dispositive power None (Item 5) |
:10 : : : | Shared dispositive power None |
11 | Aggregate amount beneficially owned by each reporting person None (Item 5) |
12 | Check box if the aggregate amount in row (11) excludes certain shares (SEE INSTRUCTIONS) X
|
13 | Percent of class represented by amount in row (11) 0.00% |
14 | Type of reporting person (SEE INSTRUCTIONS) HC, CO |
CUSIP No. 72303P107
1 | Names of reporting persons I.R.S. identification nos. of above persons (entities only) Mario J. Gabelli |
2 | Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a) (b) |
3 | Sec use only |
4 | Source of funds (SEE INSTRUCTIONS) None |
5 | Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) |
6 | Citizenship or place of organization USA |
Number Of Shares Beneficially Owned By Each Reporting Person With | : 7 : : : | Sole voting power None (Item 5) |
: 8 : : : | Shared voting power None |
: 9 : : : | Sole dispositive power None (Item 5) |
:10 : : : | Shared dispositive power None |
11 | Aggregate amount beneficially owned by each reporting person None (Item 5) |
12 | Check box if the aggregate amount in row (11) excludes certain shares (SEE INSTRUCTIONS) X
|
13 | Percent of class represented by amount in row (11) 0.00% |
14 | Type of reporting person (SEE INSTRUCTIONS) IN |
Item 1. Security and Issuer
The class of equity securities to which this statement on Schedule 13D relates is the Common Stock of Pineapple Holdings, Inc. (the “Issuer”), a Minnesota corporation with principal offices located at 10900 Red Circle Drive, Minnetonka, Minnesota 55343.
Item 2. Identity and Background
This statement is being filed by various entities which except for LICT Corporation (“LICT) and CIBL, Inc. (“CIBL”), engage in various aspects of the securities business, primarily as investment adviser to various institutional and individual clients, including registered investment companies and pension plans, and as general partner or the equivalent of various private investment partnerships or private funds and as a registered broker-dealer. Certain of these entities may also make investments for their own accounts. Mario J. Gabelli (“Mario Gabelli”) is deemed to directly or indirectly control these entities through his ownership interest.
The foregoing persons in the aggregate often own beneficially more than 5% of a class of equity securities of a particular issuer. Although several of the foregoing persons are treated as institutional investors for purposes of reporting their beneficial ownership on the short-form Schedule 13G, the holdings of those who do not qualify as institutional investors may exceed the 1% threshold presented for filing on Schedule 13G or implementation of their investment philosophy may from time to time require action which could be viewed as not completely passive. In order to avoid any question as to whether their beneficial ownership is being reported on the proper form and in order to provide greater investment flexibility and administrative uniformity, these persons have decided to file their beneficial ownership reports on the more detailed Schedule 13D form rather than on the short-form Schedule 13G and thereby to provide more expansive disclosure than may be necessary.
(a), (b) and (c) - This statement is being filed by one or more of the following persons: GGCP, Inc. (“GGCP”), GGCP Holdings LLC (“GGCP Holdings”), GAMCO Investors, Inc. (“GBL”), Associated Capital Group, Inc. (“AC”), Gabelli Funds, LLC (“Gabelli Funds”), GAMCO Asset Management Inc. (“GAMCO”), Teton Advisors, LLC (“Teton Advisors”), Keeley-Teton Advisors, LLC (“Keeley-Teton”), Gabelli & Company Investment Advisers, Inc. (“GCIA”), Morgan Group Holding Co., (“MGH”), G.research, LLC (“G.research”), MJG Associates, Inc. (“MJG Associates”), Gabelli Securities International (Bermuda) Limited (“GSIL”), Gabelli Foundation, Inc. (“Foundation”), Mario Gabelli, LICT and CIBL. Those of the foregoing persons signing this Schedule 13D are hereinafter referred to as the “Reporting Persons”.
GGCP makes investments for its own account and is the manager and a member of GGCP Holdings which is the controlling shareholder of GBL and AC. GBL, a public company whose stock is quoted on the OTCQX platform, is the parent company for a variety of companies engaged in the securities business, including certain of those named below. AC, a public company listed on the New York Stock Exchange, is the parent company for a variety of companies engaged in the securities business, including certain of those listed below.
GAMCO, a wholly-owned subsidiary of GBL, is an investment adviser registered under the Investment Advisers Act of 1940, as amended (“Advisers Act”). GAMCO is an investment manager providing discretionary managed account services for employee benefit plans, private investors, endowments, foundations and others.
GCIA, a wholly owned subsidiary of AC, is an investment adviser registered under the Advisers Act and serves as a general partner or investment manager to limited partnerships and offshore investment companies and other accounts. As a part of its business, GCIA may purchase or sell securities for its own account. GCIA or its relying advisers, act as a general partner or investment manager of a number of funds or partnerships, including Gabelli Associates Fund, L.P., Gabelli Associates Fund II, L.P., Gabelli Associates Limited, Gabelli Associates Limited II E, Gabelli Intermediate Credit Fund L.P., GAMA Select Plus Master Fund, Ltd., GAMCO Medical Opportunities L.P., and Gabelli Multimedia Partners, L.P.
G.research is a wholly owned subsidiary of MGH. G.research, is a broker-dealer registered under the Securities Exchange Act of 1934, as amended (“1934 Act”), which may as a part of its business purchase and sell securities for its own account.
Gabelli Funds, a wholly owned subsidiary of GBL, is a limited liability company. Gabelli Funds is an investment adviser registered under the Advisers Act which provides advisory services for The Gabelli Equity Trust Inc., The Gabelli Asset Fund, The Gabelli Growth Fund, The Gabelli Convertible and Income Securities Fund Inc., The Gabelli Value 25 Fund Inc., The Gabelli Small Cap Growth Fund, The Gabelli Equity Income Fund, The Gabelli ABC Fund, The Gabelli Global Content & Connectivity Fund, The Gabelli Gold Fund, Inc., The Gabelli Multimedia Trust Inc., The Gabelli Global Rising Income & Dividend Fund, The Gabelli Capital Asset Fund, The Gabelli International Growth Fund, Inc., The Gabelli Global Growth Fund, The Gabelli Utility Trust, The Gabelli Utilities Fund, The Gabelli Dividend Growth Fund, The Gabelli Focused Growth and Income Fund, The Comstock Capital Value Fund, The Gabelli Dividend and Income Trust, The Gabelli Global Utility & Income Trust, The GAMCO Global Gold, Natural Resources, & Income Trust, The GAMCO Natural Resources, Gold & Income Trust, The GDL Fund, Gabelli Enterprise Mergers & Acquisitions Fund, The Gabelli ESG Fund, Inc., The Gabelli International Small Cap Fund, The Gabelli Healthcare & Wellness Rx Trust, The Gabelli Global Small and Mid Cap Value Trust, Gabelli Merger Plus+ Trust Plc, The Gabelli Global Financial Services Fund, The Gabelli Global Mini Mites Fund, The Gabelli Media Mogul Fund, The Gabelli Pet Parents’ Fund, The Gabelli U.S. Treasury Money Market Fund, Bancroft Fund Ltd. and Ellsworth Growth & Income Fund Ltd., Gabelli Growth Innovators ETF, Gabelli Love Our Planet & People ETF, Gabelli Automation ETF, Gabelli Commercial Aerospace & Defense ETF, Gabelli Financial Services Opportunities ETF (collectively, the “Funds”), which are registered investment companies. Gabelli Funds is also the investment adviser to The GAMCO International SICAV (sub-funds GAMCO Merger Arbitrage and GAMCO All Cap Value), a UCITS III vehicle.
Teton Advisors, an investment adviser registered under the Advisers Act, provides discretionary advisory services to The TETON Westwood Mighty Mitessm Fund, The TETON Convertible Securities Fund, The Teton Westwood Balanced Fund, and The TETON Westwood Equity Fund. The TETON Westwood Mighty Mites Fund and the Teton Convertible Securities Fund are subadvised by Gabelli Funds, and their holdings are included in this filing.
Keeley-Teton, an investment adviser registered under the Advisers Act, provides discretionary advisory services to The Teton Westwood Smallcap Equity Fund, The Keeley Small Cap Dividend Value Fund, The Keeley Small-Mid Cap Value Fund, and The Keeley Mid Cap Dividend Value Fund, as well as to institutional and individual clients.
MJG Associates provides advisory services to private investment partnerships and offshore funds. Mario Gabelli is the sole shareholder, director and employee of MJG Associates. MJG Associates is the Investment Manager of Gabelli International Limited and Gabelli Fund, LDC. Mario J. Gabelli is the general partner of Gabelli Performance Partnership, LP.
The Foundation is a private foundation. Mario Gabelli is the Chairman, a Trustee and the Investment Manager of the Foundation. Elisa M. Wilson is the President of the Foundation.
LICT is a holding company with operating subsidiaries engaged primarily in the rural telephone industry. LICT actively pursues new business ventures and acquisitions. LICT makes investments in marketable securities to preserve capital and maintain liquidity for financing their business activities and acquisitions and are not engaged in the business of investing, or trading in securities. Mario J. Gabelli is the Chief Executive Officer, a director, and substantial shareholder of LICT.
CIBL is a holding company with interests in telecommunications operations, primarily in the rural telephone industry. CIBL actively pursues new business ventures and acquisitions. CIBL makes investments in marketable securities to preserve capital and maintain liquidity for financing their business activities and acquisitions and are not engaged in the business of investing, or trading in securities. Mario J. Gabelli is a director, and substantial shareholder of CIBL.
Mario Gabelli is the controlling stockholder, co-Chief Executive Officer and a director of GGCP and Chairman and Chief Executive Officer of GBL. He is the Executive Chairman of AC. Mario Gabelli is also a member of GGCP Holdings. Mario Gabelli is the controlling shareholder of MGH and indirectly of Teton Advisors and Keeley-Teton Advisors..
The Reporting Persons do not admit that they constitute a group.
GAMCO is a New York corporation and GBL and MGH are Delaware corporations, each having its principal business office at One Corporate Center, Rye, New York 10580. GGCP is a Wyoming corporation and AC and GCIA are Delaware corporations each having its principal business office 191 Mason Street, Greenwich, CT 06830. GGCP Holdings is a Delaware limited liability corporation having its principal business office at 191 Mason Street, Greenwich, CT 06830. G.research is a Delaware limited liability company having its principal officers at One Corporate Center, Rye, New York 10580. Gabelli Funds is a New York limited liability company having its principal business office at One Corporate Center, Rye, New York 10580. Teton Advisors is a Delaware limited liability company having its principal place of business at 189 Mason Street, Greenwich, CT 06830. Keeley-Teton Advisors is a Delaware limited liability company having its principal place of business at 141 W. Jackson Blvd., Chicago, IL 60604. MJG Associates is a Connecticut corporation having its principal business office at 191 Mason Street, Greenwich, CT 06830. The Foundation is a Nevada corporation having its principal offices at 165 West Liberty Street, Reno, Nevada 89501. LICT is a Delaware corporation having its principal place of business as 401 Theodore Fremd Avenue, Rye, New York 10580. CIBL, Inc. is a Delaware corporation having its principal place of business as 165 West Liberty Street, Suite 220, Reno, NV 89501.
For information required by instruction C to Schedule 13D with respect to the executive officers and directors of the foregoing entities and other related persons (collectively, “Covered Persons”), reference is made to Schedule I annexed hereto and incorporated herein by reference.
(d) – Not applicable.
(e) – Not applicable.
(f) – Reference is made to Schedule I hereto.
Item 4. Purpose of Transaction
The Reporting Persons (“GAMCO”) hold approximately 15% of the Issuer’s outstanding Communications Systems, Inc. (now k/a Pineapple Energy Inc.) Contingent Value Rights (“CVR”s). The CVRs are set to expire on March 28, 2024 and GAMCO is requesting the Issuer extend the expiration of the CVR through December 31, 2024. This extension will allow for the resolution of outstanding contingencies that impact the contingent payment due to CVR holders.
On March 20, 2024 GAMCO sent a letter that demands the Issuer immediately distribute the balance of the escrow account and provide an accounting for any “legacy” charges that were made against the cash account reserved for CVR holders. GAMCO initially opposed the transaction resulting in the creation of the CVR’s and sought the CVR payment in order to protect against the corporate waste resulting from this transaction. GAMCO is prepared to assert any and all claims it has to receive what rightfully belongs to the CVR holders. The letter to the Issuer is attached as Exhibit A.
Item 5. Interest In Securities Of The Issuer
(a) The aggregate number of Securities to which this Schedule 13D relates is 18,202 shares, representing 0.03% of the 57,091,405 shares outstanding as reported by the Issuer as of February 13, 2024. The Reporting Persons beneficially own those Securities as follows:
Name | Shares of Common Stock | % of Class of Common |
GAMCO | 15,202 | 0.03% |
Gabelli Funds | 3,000 | 0.01% |
In addition to the shares reported above, the Reporting Persons beneficially own 357,620, or approximately 15% of the Issuer’s contingent value rights.
Mario Gabelli is deemed to have beneficial ownership of the Securities owned beneficially by each of the foregoing persons. AC, GBL and GGCP are deemed to have beneficial ownership of the Securities owned beneficially by each of the foregoing persons other than Mario Gabelli and the Foundation.
(b) Each of the Reporting Persons and Covered Persons has the sole power to vote or direct the vote and sole power to dispose or to direct the disposition of the Securities reported for it, either for its own benefit or for the benefit of its investment clients or its partners, as the case may be, except that (i) Gabelli Funds has sole dispositive and voting power with respect to the shares of the Issuer held by the Funds so long as the aggregate voting interest of all joint filers does not exceed 25% of their total voting interest in the Issuer and, in that event, the Proxy Voting Committee of each Fund shall respectively vote that Fund’s shares, (ii) at any time, the Proxy Voting Committee of each such Fund may take and exercise in its sole discretion the entire voting power with respect to the shares held by such fund under special circumstances such as regulatory considerations, and (iii) the power of Mario Gabelli, AC, GBL, and GGCP is indirect with respect to Securities beneficially owned directly by other Reporting Persons.
(c) Information with respect to all transactions in the Securities which were effected during the past sixty days or since the most recent filing on Schedule 13D, whichever is less, by each of the Reporting Persons and Covered Persons is set forth on Schedule II annexed hereto and incorporated herein by reference.
(d) The investment advisory clients of, or partnerships managed by, GAMCO, Gabelli Funds, Teton Advisors and MJG Associates have the sole right to receive and, subject to the notice, withdrawal and/or termination provisions of such advisory contracts and partnership arrangements, the sole power to direct the receipt of dividends from, and the proceeds of sale of, any of the Securities beneficially owned by such Reporting Persons on behalf of such clients or partnerships. Except as noted, no such client or partnership has an interest by virtue of such relationship that relates to more than 5% of the Securities.
(e) Not applicable.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: March 20, 2024
GGCP, INC.
MARIO J. GABELLI
MJG ASSOCIATES, INC.
GABELLI FOUNDATION, INC.
By:/s/ David Goldman
David Goldman
Attorney-in-Fact
GABELLI FUNDS, LLC
TETON ADVISORS, INC.
By:/s/ David Goldman
David Goldman
General Counsel – Gabelli Funds, LLC
Counsel – Teton Advisors, Inc.
GAMCO INVESTORS, INC.
By:/s/ Peter D. Goldstein
Peter D. Goldstein
General Counsel – GAMCO Investors, Inc.
ASSOCIATED CAPITAL GROUP, INC.
GAMCO ASSET MANAGEMENT INC.
By:/s/ Douglas R. Jamieson
Douglas R. Jamieson
President & Chief Executive Officer – Associated Capital
Group, Inc.
President – GAMCO Asset Management Inc.
SCHEDULE I
Information with Respect to Executive
Officers and Directors of the Undersigned
Schedule I to Schedule 13D is amended, in pertinent part, as follows:
The following sets forth as to each of the executive officers and directors of the undersigned: his name; his business address; his present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted. Unless otherwise specified, the principal employer of each such individual is GAMCO Asset Management Inc., Gabelli Funds, LLC, G.research, LLC, Teton Advisors, Inc., or GAMCO Investors, Inc., the business address of each of which is One Corporate Center, Rye, New York 10580, or Gabelli & Company Investment Advisers, Inc. or Associated Capital Group, Inc., the business address of each of which is 191 Mason Street, Greenwich, CT 06830 and each such individual identified below is a citizen of the United States. To the knowledge of the undersigned, during the last five years, no such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), and no such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which he was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities law or finding any violation with respect to such laws except as reported in Item 2(d) and (e) of this Schedule 13D. |
GAMCO Investors, Inc. Directors: | | |
Raymond C. Avansino Leslie B. Daniels | Chairman & Chief Executive Officer E.L. Wiegand Foundation 165 West Liberty Street Reno, NV 89501 Operating Partner AE Industrial Partners, LP 2500 N. Military Trail, Suite 470 Boca Raton, FL 33431 | |
Mario J. Gabelli Elisa M. Wilson Douglas R. Jamieson | Chief Executive Officer and Chief Investment Officer of GGCP, Inc. Chairman & Co- Chief Executive Officer of GAMCO Investors, Inc. Executive Chairman of Associated Capital Group, Inc. Director/Trustee of all registered investment companies advised by Gabelli Funds, LLC. Director c/o GAMCO Investors, Inc. One Corporate Center Rye, NY 10580 Co- Chief Executive Officer of GAMCO Investors, Inc. President and Chief Executive Officer of Associated Capital Group, Inc. President, Chief Operating Officer and Managing Director of GAMCO Asset Management Inc. | |
Robert S. Prather | President & Chief Executive Officer Heartland Media, LLC 1843 West Wesley Road Atlanta, GA 30327 | |
Agnes Mullady | Former Senior Vice President of GAMCO Investors, Inc. | |
Alexis Glick | Former Chief Executive Officer of GENYOUth | |
Officers: | | |
Mario J. Gabelli | Chairman, Co-Chief Executive Officer and Co-Chief Investment Officer - Value | |
Douglas R. Jamieson | Co-Chief Executive Officer | |
Peter D. Goldstein Kieran Caterina | Senior Vice President, General Counsel & Secretary Senior Vice President, Chief Accounting Officer and Principal Financial Officer | |
| | |
GAMCO Asset Management Inc. Directors: | | |
Douglas R. Jamieson Regina M. Pitaro Paul Swirbul Christopher Desmarais | | |
Officers: | | |
Mario J. Gabelli | Chief Executive Officer and Chief Investment Officer – Value Portfolios | |
Douglas R. Jamieson David Goldman | President, Chief Operating Officer and Managing Director General Counsel, Secretary & Chief Compliance Officer | |
Gabelli Funds, LLC Officers: | | |
Mario J. Gabelli | Chief Investment Officer – Value Portfolios | |
David Goldman | Vice President, Corporate Development and General Counsel | |
Richard Walz | Chief Compliance Officer | |
Kieran Caterina | Chief Accounting Officer | |
John Ball | Senior Vice President, Fund Administration | |
| | |
Gabelli Foundation, Inc. Officers: | |
Mario J. Gabelli | Chairman, Trustee & Chief Investment Officer |
Elisa M. Wilson Marc Gabelli Matthew R. Gabelli Michael Gabelli | President Trustee Trustee Trustee |
GGCP, Inc. Directors: | |
Mario J. Gabelli | Chief Executive Officer and Chief Investment Officer of GGCP, Inc. Chairman & Chief Executive Officer of GAMCO Investors, Inc. Executive Chairman of Associated Capital Group, Inc. Director/Trustee of all registered investment companies advised by Gabelli Funds, LLC. |
Marc Gabelli | President – GGCP, Inc. |
Matthew R. Gabelli | Vice President – Trading G.research, LLC One Corporate Center Rye, NY 10580 |
Michael Gabelli | President & COO Gabelli & Partners, LLC One Corporate Center Rye, NY 10580 |
Frederic V. Salerno | Chairman Former Vice Chairman and Chief Financial Officer Verizon Communications |
Vincent S. Tese | Executive Chairman – FCB Financial Corp |
Elisa M. Wilson | Director |
| |
Officers: | |
Mario J. Gabelli | Chief Executive Officer and Chief Investment Officer |
Marc Gabelli | President |
| |
GGCP Holdings LLC Members: GGCP, Inc. Mario J. Gabelli | Manager and Member Member |
Teton Advisors, LLC Directors: | |
Marc Gabelli Vincent J. Amabile Stephen G. Bondi, CPA Aaron J. Feingold, M.D. Nicholas F. Galluccio Kevin M. Keeley James C. Abbott, CFA, CAIA Herve D. Francois Jason D. Lamb | Chairman of the Board Founder- Amabile Partners Chief Executive Officer President and Founder – Raritan Bay Cardiology Group Chairman of Teton Advisors, LLC President & Executive Chairman – Keeley Teton Advisors, LLC Former Chairman and CEO of Carillon Tower Advisors Multifamily real estate investors Special advisor to IronNet, Inc. |
Officers: | |
Stephen G. Bondi Patrick B. Huvane, CPA, CFA Casey Haars Tiffany Hayden | Chief Executive Officer Chief Financial Officer Controller Chief Compliance Officer |
| |
Associated Capital Group, Inc. Directors: | |
Mario J. Gabelli | Chief Executive Officer and Chief Investment Officer of GGCP, Inc. Chairman & Chief Executive Officer of GAMCO Investors, Inc. Executive Chairman of Associated Capital Group, Inc. Director/Trustee of all registered investment companies advised by Gabelli Funds, LLC. |
Marc Gabelli | Vice Chairman |
Douglas R. Jamieson | President and Chief Executive Officer |
Bruce Lisman | Former Chairman - JP Morgan – Global Equity Division |
Daniel R. Lee | Chief Executive Officer Full House Resorts, Inc. 4670 South Ford Apache Road, Suite 190 Las Vegas, NV 89147 |
Richard T. Prins | Former Partner Skadden, Arps, Slate, Meagher & Flom LLP |
Salvatore F. Sodano | Vice Chairman – Retired Broadridge Financial Solutions |
Frederic V. Salerno | See above |
Elisa M. Wilson | Director |
Officers: | |
Mario J. Gabelli Douglas R. Jamieson Patrick Huvane Ian McAdams Peter D. Goldstein | Executive Chairman President and Chief Executive Officer Vice President – Corporate Strategy Chief Financial Officer Senior Vice President, Chief Legal Officer & Secretary |
| |
Gabelli & Company Investment Advisers, Inc. | |
Directors: | |
Douglas R. Jamieson | |
Officers: | |
Douglas R. Jamieson John Givissis Craig A. Weynand | Chief Executive Officer and President Controller Chief Compliance Officer |
G.research, LLC | |
Officers: | |
Cornelius V. McGinity | Office of the Chairman |
Vincent Amabile | President |
Paul Greenhaw Joseph Fernandez | Chief Compliance Officer Controller and Financial and Operations Principal |
| |
SCHEDULE II
INFORMATION WITH RESPECT TO
TRANSACTIONS EFFECTED DURING THE PAST SIXTY DAYS OR
SINCE THE MOST RECENT FILING ON SCHEDULE 13D (1)
SHARES PURCHASED AVERAGE
DATE SOLD(-) PRICE(2)
COMMON STOCK – PINEAPPLE ENERGY INC.
GAMCO ASSET MANAGEMENT INC. |
| | 1/26/2024 | -700 | 0.5157 |
(1) UNLESS OTHERWISE INDICATED, ALL TRANSACTIONS WERE EFFECTED
ON THE NASDAQ.
(2) PRICE EXCLUDES COMMISSION.