UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
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FORM N-PX |
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY |
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Investment Company Act file number 811-00537 |
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Franklin Custodian Funds |
(Exact name of registrant as specified in charter) |
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One Franklin Parkway, San Mateo, CA 94403-1906 |
(Address of principal executive offices) (Zip code) |
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Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906 |
(Name and address of agent for service) |
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Registrant's telephone number, including area code: (650) 312-2000 |
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Date of fiscal year end: 9/30 |
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Date of reporting period: 6/30/21 |
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Item 1. Proxy Voting Records. |
Franklin DynaTech Fund
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10X GENOMICS, INC. | ||||
Ticker: TXG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bryan E. Roberts | Management | For | For |
1b | Elect Director Kimberly J. Popovits | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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ABBOTT LABORATORIES | ||||
Ticker: ABT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Roxanne S. Austin | Management | For | For |
1.3 | Elect Director Sally E. Blount | Management | For | For |
1.4 | Elect Director Robert B. Ford | Management | For | For |
1.5 | Elect Director Michelle A. Kumbier | Management | For | For |
1.6 | Elect Director Darren W. McDew | Management | For | For |
1.7 | Elect Director Nancy McKinstry | Management | For | For |
1.8 | Elect Director William A. Osborn | Management | For | For |
1.9 | Elect Director Michael F. Roman | Management | For | For |
1.10 | Elect Director Daniel J. Starks | Management | For | For |
1.11 | Elect Director John G. Stratton | Management | For | For |
1.12 | Elect Director Glenn F. Tilton | Management | For | For |
1.13 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4a | Adopt Majority Voting Standard for Amendments of the Articles of Incorporation and Effect Other Ministerial Changes | Management | For | For |
4b | Adopt Majority Voting Standard for Certain Extraordinary Transactions | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Report on Racial Justice | Shareholder | Against | Against |
7 | Require Independent Board Chair | Shareholder | Against | Against |
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ACTIVISION BLIZZARD, INC. | ||||
Ticker: ATVI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Reveta Bowers | Management | For | For |
1b | Elect Director Robert Corti | Management | For | For |
1c | Elect Director Hendrik Hartong, III | Management | For | For |
1d | Elect Director Brian Kelly | Management | For | For |
1e | Elect Director Robert Kotick | Management | For | For |
1f | Elect Director Barry Meyer | Management | For | For |
1g | Elect Director Robert Morgado | Management | For | For |
1h | Elect Director Peter Nolan | Management | For | For |
1i | Elect Director Dawn Ostroff | Management | For | For |
1j | Elect Director Casey Wasserman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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ADEVINTA ASA | ||||
Ticker: ADE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | None |
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Approve Issuance of Shares in Connection with Acquisition of eBay Classifieds Group; Approve Article Amendments; Approve Instructions for Nominating Committee | Management | For | Did Not Vote |
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ADEVINTA ASA | ||||
Ticker: ADE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
5 | Approve Company's Corporate Governance Statement | Management | For | Did Not Vote |
6 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
7 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
8a | Reelect Orla Noonan (Chairman) as Director | Management | For | Did Not Vote |
8b | Reelect Fernando Abril-Martorell Hernandez as Director | Management | For | Did Not Vote |
8c | Reelect Peter Brooks-Johnson as Director | Management | For | Did Not Vote |
8d | Reelect Sophie Javary as Director | Management | For | Did Not Vote |
8e | Reelect Kristin Skogen Lund as Director | Management | For | Did Not Vote |
8f | Elect Julia Jaekel as New Director | Management | For | Did Not Vote |
8g | Elect Michael Nilles as New Director | Management | For | Did Not Vote |
9 | Approve Remuneration of Directors in the Amount of NOK 1.45 Million for Chairman and NOK 750,000 for the Other Directors; Approve Committee Fees | Management | For | Did Not Vote |
10 | Elect Ole E. Dahl as Member of Nominating Committee | Management | For | Did Not Vote |
11 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
12 | Approve Creation of NOK 24.5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
13 | Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 7.5 Billion; Approve Creation of NOK 24.5 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
14 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
15 | Amend eBay Classified Closing Articles Re: Shareholder Rights | Management | For | Did Not Vote |
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ADOBE INC. | ||||
Ticker: ADBE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Amy Banse | Management | For | For |
1b | Elect Director Melanie Boulden | Management | For | For |
1c | Elect Director Frank Calderoni | Management | For | For |
1d | Elect Director James Daley | Management | For | For |
1e | Elect Director Laura Desmond | Management | For | For |
1f | Elect Director Shantanu Narayen | Management | For | For |
1g | Elect Director Kathleen Oberg | Management | For | For |
1h | Elect Director Dheeraj Pandey | Management | For | For |
1i | Elect Director David Ricks | Management | For | For |
1j | Elect Director Daniel Rosensweig | Management | For | For |
1k | Elect Director John Warnock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ADYEN NV | ||||
Ticker: ADYEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Announcements | Management | None | None |
2 | Elect Alexander Matthey to Management Board | Management | For | For |
3 | Elect Caoimhe Treasa Keogan to Supervisory Board | Management | For | For |
4 | Close Meeting | Management | None | None |
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ADYEN NV | ||||
Ticker: ADYEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2.b | Approve Remuneration Report | Management | For | For |
2.c | Adopt Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Reelect Ingo Jeroen Uytdehaage to Management Board | Management | For | For |
6 | Reelect Delfin Rueda Arroyo to Supervisory Board | Management | For | For |
7 | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Ratify PwC as Auditors | Management | For | For |
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AFTERPAY LIMITED | ||||
Ticker: APT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2A | Elect Gary Briggs as Director | Management | For | For |
2B | Elect Patrick O'Sullivan as Director | Management | For | For |
2C | Elect Sharon Rothstein as Director | Management | For | For |
2D | Elect Nicholas Molnar as Director | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Ratify Past Issuance of Shares to Institutional and Professional Investors | Management | For | For |
5 | Approve Issuance of Convertible Note Pursuant to Pagantis Acquisition | Management | For | For |
6 | Approve Application of Supplementary Terms of Afterpay Equity Incentive Plan to Equity Awards Issued to Participants in California | Management | For | For |
7 | Approve Grant of Options to Anthony Eisen | Management | For | For |
8 | Approve Grant of Options to Nick Molnar | Management | For | For |
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AIRBNB, INC. | ||||
Ticker: ABNB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angela Ahrendts | Management | For | For |
1.2 | Elect Director Brian Chesky | Management | For | For |
1.3 | Elect Director Kenneth Chenault | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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ALIBABA GROUP HOLDING LIMITED | ||||
Ticker: 9988 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association | Management | For | For |
2.1 | Elect Maggie Wei Wu as Director | Management | For | Against |
2.2 | Elect Kabir Misra as Director | Management | For | Against |
2.3 | Elect Walter Teh Ming Kwauk as Director | Management | For | For |
3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
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ALPHABET INC. | ||||
Ticker: GOOGL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Larry Page | Management | For | For |
1b | Elect Director Sergey Brin | Management | For | For |
1c | Elect Director Sundar Pichai | Management | For | For |
1d | Elect Director John L. Hennessy | Management | For | For |
1e | Elect Director Frances H. Arnold | Management | For | For |
1f | Elect Director L. John Doerr | Management | For | For |
1g | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
1h | Elect Director Ann Mather | Management | For | For |
1i | Elect Director Alan R. Mulally | Management | For | For |
1j | Elect Director K. Ram Shriram | Management | For | For |
1k | Elect Director Robin L. Washington | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
6 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
7 | Report on Takedown Requests | Shareholder | Against | Against |
8 | Report on Whistleblower Policies and Practices | Shareholder | Against | Against |
9 | Report on Charitable Contributions | Shareholder | Against | Against |
10 | Report on Risks Related to Anticompetitive Practices | Shareholder | Against | Against |
11 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
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AMAZON.COM, INC. | ||||
Ticker: AMZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Keith B. Alexander | Management | For | For |
1c | Elect Director Jamie S. Gorelick | Management | For | For |
1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
1e | Elect Director Judith A. McGrath | Management | For | For |
1f | Elect Director Indra K. Nooyi | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
1j | Elect Director Wendell P. Weeks | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Customers' Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations | Shareholder | Against | Against |
5 | Require Independent Board Chair | Shareholder | Against | Against |
6 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
7 | Report on Promotion Data | Shareholder | Against | Against |
8 | Report on the Impacts of Plastic Packaging | Shareholder | Against | Against |
9 | Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit | Shareholder | Against | Against |
10 | Adopt a Policy to Include Hourly Employees as Director Candidates | Shareholder | Against | Against |
11 | Report on Board Oversight of Risks Related to Anti-Competitive Practices | Shareholder | Against | Against |
12 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
13 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
14 | Report on Potential Human Rights Impacts of Customers' Use of Rekognition | Shareholder | Against | Against |
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AMPHENOL CORPORATION | ||||
Ticker: APH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley L. Clark | Management | For | For |
1.2 | Elect Director John D. Craig | Management | For | For |
1.3 | Elect Director David P. Falck | Management | For | For |
1.4 | Elect Director Edward G. Jepsen | Management | For | For |
1.5 | Elect Director Rita S. Lane | Management | For | For |
1.6 | Elect Director Robert A. Livingston | Management | For | For |
1.7 | Elect Director Martin H. Loeffler | Management | For | For |
1.8 | Elect Director R. Adam Norwitt | Management | For | For |
1.9 | Elect Director Anne Clarke Wolff | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Stock Option Plan | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Amend Proxy Access Right | Shareholder | Against | Against |
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ANALOG DEVICES, INC. | ||||
Ticker: ADI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
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ANALOG DEVICES, INC. | ||||
Ticker: ADI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ray Stata | Management | For | For |
1b | Elect Director Vincent Roche | Management | For | For |
1c | Elect Director James A. Champy | Management | For | For |
1d | Elect Director Anantha P. Chandrakasan | Management | For | For |
1e | Elect Director Bruce R. Evans | Management | For | For |
1f | Elect Director Edward H. Frank | Management | For | For |
1g | Elect Director Laurie H. Glimcher | Management | For | For |
1h | Elect Director Karen M. Golz | Management | For | For |
1i | Elect Director Mark M. Little | Management | For | For |
1j | Elect Director Kenton J. Sicchitano | Management | For | For |
1k | Elect Director Susie Wee | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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ANSYS, INC. | ||||
Ticker: ANSS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jim Frankola | Management | For | For |
1b | Elect Director Alec D. Gallimore | Management | For | For |
1c | Elect Director Ronald W. Hovsepian | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Adopt Simple Majority Vote | Shareholder | Against | For |
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APPLE INC. | ||||
Ticker: AAPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James Bell | Management | For | For |
1b | Elect Director Tim Cook | Management | For | For |
1c | Elect Director Al Gore | Management | For | For |
1d | Elect Director Andrea Jung | Management | For | For |
1e | Elect Director Art Levinson | Management | For | For |
1f | Elect Director Monica Lozano | Management | For | For |
1g | Elect Director Ron Sugar | Management | For | For |
1h | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Proxy Access Amendments | Shareholder | Against | Against |
5 | Improve Principles of Executive Compensation Program | Shareholder | Against | Against |
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APPLIED MOLECULAR TRANSPORT INC. | ||||
Ticker: AMTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall Mrsny | Management | For | For |
1.2 | Elect Director Aaron VanDevender | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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ARGENX SE | ||||
Ticker: ARGX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Adopt Remuneration Policy | Management | For | Against |
4 | Approve Remuneration Report | Management | For | Against |
5.a | Discuss Annual Report for FY 2020 | Management | None | None |
5.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
5.c | Discussion on Company's Corporate Governance Structure | Management | None | None |
5.d | Approve Allocation of Losses to the Retained Earnings of the Company | Management | For | For |
5.e | Approve Discharge of Directors | Management | For | For |
6 | Elect Yvonne Greenstreet as Non-Executive Director | Management | For | Against |
7 | Reelect Anthony Rosenberg as Non-Executive Director | Management | For | For |
8 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | Management | For | For |
9 | Ratify Deloitte Accountants B.V. as Auditors | Management | For | For |
10 | Other Business (Non-Voting) | Management | None | None |
11 | Close Meeting | Management | None | None |
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ASML HOLDING NV | ||||
Ticker: ASML | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
3.a | Approve Remuneration Report | Management | For | For |
3.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
3.c | Receive Clarification on Company's Reserves and Dividend Policy | Management | None | None |
3.d | Approve Dividends of EUR 2.75 Per Share | Management | For | For |
4.a | Approve Discharge of Management Board | Management | For | For |
4.b | Approve Discharge of Supervisory Board | Management | For | For |
5 | Approve Number of Shares for Management Board | Management | For | For |
6 | Approve Certain Adjustments to the Remuneration Policy for Management Board | Management | For | For |
7 | Approve Certain Adjustments to the Remuneration Policy for Supervisory Board | Management | For | For |
8 | Receive Information on the Composition of the Management Board | Management | None | None |
9.a | Elect B. Conix to Supervisory Board | Management | For | For |
9.b | Receive Information on the Composition of the Supervisory Board | Management | None | None |
10 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
11.a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | Management | For | For |
11.b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.a | Management | For | For |
11.c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | Management | For | For |
11.d | Authorize Board to Exclude Preemptive Rights from Share Issuances under 11.c | Management | For | For |
12.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12.b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
13 | Authorize Cancellation of Repurchased Shares | Management | For | For |
14 | Other Business (Non-Voting) | Management | None | None |
15 | Close Meeting | Management | None | None |
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ASPEN TECHNOLOGY, INC. | ||||
Ticker: AZPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas M. Bradicich | Management | For | For |
1.2 | Elect Director Adriana Karaboutis | Management | For | For |
1.3 | Elect Director Georgia Keresty | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ATLASSIAN CORPORATION PLC | ||||
Ticker: TEAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
5 | Elect Director Shona L. Brown | Management | For | For |
6 | Elect Director Michael Cannon-Brookes | Management | For | For |
7 | Elect Director Scott Farquhar | Management | For | For |
8 | Elect Director Heather Mirjahangir Fernandez | Management | For | For |
9 | Elect Director Sasan Goodarzi | Management | For | For |
10 | Elect Director Jay Parikh | Management | For | For |
11 | Elect Director Enrique Salem | Management | For | For |
12 | Elect Director Steven Sordello | Management | For | For |
13 | Elect Director Richard P. Wong | Management | For | For |
14 | Authorize to Make Off-Market Purchases of Ordinary Shares | Management | For | For |
15 | Authorize Share Repurchase Program | Management | For | For |
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AUTO1 GROUP SE | ||||
Ticker: AG1 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
4 | Approve Remuneration Policy | Management | For | Against |
5 | Approve Remuneration of Supervisory Board | Management | For | For |
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AUTODESK, INC. | ||||
Ticker: ADSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrew Anagnost | Management | For | For |
1b | Elect Director Karen Blasing | Management | For | For |
1c | Elect Director Reid French | Management | For | For |
1d | Elect Director Ayanna Howard | Management | For | For |
1e | Elect Director Blake Irving | Management | For | For |
1f | Elect Director Mary T. McDowell | Management | For | For |
1g | Elect Director Stephen Milligan | Management | For | For |
1h | Elect Director Lorrie M. Norrington | Management | For | For |
1i | Elect Director Elizabeth (Betsy) Rafael | Management | For | For |
1j | Elect Director Stacy J. Smith | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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AVALARA, INC. | ||||
Ticker: AVLR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marion Foote | Management | For | For |
1.2 | Elect Director Rajeev Singh | Management | For | For |
1.3 | Elect Director Kathleen Zwickert | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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AXON ENTERPRISE, INC. | ||||
Ticker: AXON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Carmona | Management | For | Withhold |
1.2 | Elect Director Julie Cullivan | Management | For | For |
1.3 | Elect Director Caitlin Kalinowski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
4 | Approve the Increase in the Maximum Number of Directors from Nine to Eleven | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
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BENTLEY SYSTEMS, INCORPORATED | ||||
Ticker: BSY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry J. Bentley | Management | For | Withhold |
1.2 | Elect Director Gregory S. Bentley | Management | For | Withhold |
1.3 | Elect Director Keith A. Bentley | Management | For | Withhold |
1.4 | Elect Director Raymond B. Bentley | Management | For | Withhold |
1.5 | Elect Director Kirk B. Griswold | Management | For | Withhold |
1.6 | Elect Director Janet B. Haugen | Management | For | For |
1.7 | Elect Director Brian F. Hughes | Management | For | Withhold |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
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BERKELEY LIGHTS, INC. | ||||
Ticker: BLI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory Lucier | Management | For | For |
1.2 | Elect Director Elizabeth Nelson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
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BILL.COM HOLDINGS, INC. | ||||
Ticker: BILL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rene Lacerte | Management | For | For |
1.2 | Elect Director Peter Kight | Management | For | For |
1.3 | Elect Director Colleen Taylor | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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BIO-RAD LABORATORIES, INC. | ||||
Ticker: BIO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Melinda Litherland | Management | For | For |
1.2 | Elect Director Arnold A. Pinkston | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
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BIONTECH SE | ||||
Ticker: BNTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
4 | Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
5 | Approve Creation of EUR 123.2 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Against |
6 | Amend Stock Option Plan 2017/2019 | Management | For | For |
7 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 8.4 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
8 | Amend 2019 Resolution on the Repurchase and Reissuance of Shares | Management | For | For |
9 | Amend 2019 Resolution on the Repurchase and Reissuance of Shares | Management | For | For |
10 | Approve Remuneration Policy | Management | For | For |
11 | Approve Remuneration of Supervisory Board | Management | For | For |
12 | Cancel Affiliation Agreement with JPT Peptide Technologies GmbH | Management | For | For |
13.a | Approve Affiliation Agreements with JPT Peptide Technologies GmbH | Management | For | For |
13.b | Approve Affiliation Agreements with BioNTech Manufacturing Marburg GmbH | Management | For | For |
13.c | Approve Affiliation Agreements with reSano GmbH | Management | For | For |
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BOOKING HOLDINGS INC. | ||||
Ticker: BKNG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
1.2 | Elect Director Glenn D. Fogel | Management | For | For |
1.3 | Elect Director Mirian M. Graddick-Weir | Management | For | For |
1.4 | Elect Director Wei Hopeman | Management | For | For |
1.5 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
1.6 | Elect Director Charles H. Noski | Management | For | For |
1.7 | Elect Director Nicholas J. Read | Management | For | For |
1.8 | Elect Director Thomas E. Rothman | Management | For | For |
1.9 | Elect Director Bob van Dijk | Management | For | For |
1.10 | Elect Director Lynn M. Vojvodich | Management | For | For |
1.11 | Elect Director Vanessa A. Wittman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Management | For | Abstain |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
7 | Report on Annual Climate Transition | Shareholder | Against | For |
8 | Annual Investor Advisory Vote on Climate Plan | Shareholder | Against | Against |
| ||||
CADENCE DESIGN SYSTEMS, INC. | ||||
Ticker: CDNS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark W. Adams | Management | For | Against |
1.2 | Elect Director Ita Brennan | Management | For | For |
1.3 | Elect Director Lewis Chew | Management | For | For |
1.4 | Elect Director Julia Liuson | Management | For | For |
1.5 | Elect Director James D. Plummer | Management | For | For |
1.6 | Elect Director Alberto Sangiovanni-Vincentelli | Management | For | For |
1.7 | Elect Director John B. Shoven | Management | For | For |
1.8 | Elect Director Young K. Sohn | Management | For | For |
1.9 | Elect Director Lip-Bu Tan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
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CARVANA CO. | ||||
Ticker: CVNA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernest Garcia, III | Management | For | For |
1.2 | Elect Director Ira Platt | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CATALENT, INC. | ||||
Ticker: CTLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Madhavan "Madhu" Balachandran | Management | For | For |
1b | Elect Director J. Martin Carroll | Management | For | For |
1c | Elect Director Rolf Classon | Management | For | For |
1d | Elect Director John J. Greisch | Management | For | For |
1e | Elect Director Christa Kreuzburg | Management | For | For |
1f | Elect Director Gregory T. Lucier | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CERENCE INC. | ||||
Ticker: CRNC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sanjay Jha | Management | For | For |
1.2 | Elect Director Alfred Nietzel | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
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CERTARA, INC. | ||||
Ticker: CERT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mason P. Slaine | Management | For | Withhold |
1.2 | Elect Director James E. Cashman, III. | Management | For | For |
1.3 | Elect Director Ethan Waxman | Management | For | For |
2 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| ||||
CHARTER COMMUNICATIONS, INC. | ||||
Ticker: CHTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director W. Lance Conn | Management | For | For |
1b | Elect Director Kim C. Goodman | Management | For | For |
1c | Elect Director Craig A. Jacobson | Management | For | For |
1d | Elect Director Gregory B. Maffei | Management | For | Against |
1e | Elect Director John D. Markley, Jr. | Management | For | For |
1f | Elect Director David C. Merritt | Management | For | For |
1g | Elect Director James E. Meyer | Management | For | For |
1h | Elect Director Steven A. Miron | Management | For | For |
1i | Elect Director Balan Nair | Management | For | Against |
1j | Elect Director Michael A. Newhouse | Management | For | For |
1k | Elect Director Mauricio Ramos | Management | For | For |
1l | Elect Director Thomas M. Rutledge | Management | For | For |
1m | Elect Director Eric L. Zinterhofer | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
4 | Require Independent Board Chair | Shareholder | Against | For |
5 | Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts | Shareholder | Against | For |
6 | Report on Greenhouse Gas Emissions Disclosure | Shareholder | Against | Against |
7 | Adopt Policy to Annually Disclose EEO-1 Data | Shareholder | Against | For |
| ||||
CHEGG, INC. | ||||
Ticker: CHGG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marne Levine | Management | For | For |
1.2 | Elect Director Richard Sarnoff | Management | For | For |
1.3 | Elect Director Paul LeBlanc | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
CHEWY, INC. | ||||
Ticker: CHWY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Svider | Management | For | Withhold |
1.2 | Elect Director Sharon McCollam | Management | For | For |
1.3 | Elect Director J.K. Symancyk | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
CONSTELLATION SOFTWARE INC. | ||||
Ticker: CSU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Billowits | Management | For | Withhold |
1.2 | Elect Director Donna Parr | Management | For | For |
1.3 | Elect Director Andrew Pastor | Management | For | Withhold |
1.4 | Elect Director Barry Symons | Management | For | Withhold |
| ||||
COSTAR GROUP, INC. | ||||
Ticker: CSGP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael R. Klein | Management | For | For |
1b | Elect Director Andrew C. Florance | Management | For | For |
1c | Elect Director Laura Cox Kaplan | Management | For | For |
1d | Elect Director Michael J. Glosserman | Management | For | For |
1e | Elect Director John W. Hill | Management | For | For |
1f | Elect Director Robert W. Musslewhite | Management | For | For |
1g | Elect Director Christopher J. Nassetta | Management | For | For |
1h | Elect Director Louise S. Sams | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Shareholder | Against | Against |
| ||||
COUPA SOFTWARE INCORPORATED | ||||
Ticker: COUP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger Siboni | Management | For | For |
1.2 | Elect Director Tayloe Stansbury | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CRISPR THERAPEUTICS AG | ||||
Ticker: CRSP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Treatment of Net Loss | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4a | Reelect Director Rodger Novak | Management | For | For |
4b | Reelect Director Samarth Kulkarni | Management | For | For |
4c | Reelect Director Ali Behbahani | Management | For | Against |
4d | Reelect Director Bradley Bolzon | Management | For | For |
4e | Reelect Director Simeon J. George | Management | For | For |
4f | Reelect Director John T. Greene | Management | For | For |
4g | Reelect Director Katherine A. High | Management | For | For |
4h | Reelect Director Douglas A. Treco | Management | For | For |
4i | Elect Director H Edward Fleming, Jr. | Management | For | For |
5a | Reelect Ali Behbahani as Member of the Compensation Committee | Management | For | Against |
5b | Reelect Simeon J. George as Member of the Compensation Committee | Management | For | For |
5c | Reelect John T. Greene as Member of the Compensation Committee | Management | For | For |
6a | Approve Remuneration of Directors in the Amount of USD 507,000 | Management | For | For |
6b | Approve Remuneration of Directors in the Amount of USD 11,738,100 | Management | For | For |
6c | Approve Remuneration of Executive Committee in the Amount of USD 3,514,207 | Management | For | For |
6d | Approve Remuneration of Executive Committee in the Amount of USD 2,693,933 | Management | For | For |
6e | Approve Remuneration of Executive Committee in the Amount of USD 55,827,593 | Management | For | For |
7 | Approve Increase in Conditional Share Capital for Employee Equity Plans | Management | For | For |
8 | Approve Increase in Size of Board | Management | For | For |
9 | Approve CHF 1,179,509 Increase in Authorized Capital | Management | For | For |
10 | Designate Marius Meier as Independent Proxy | Management | For | For |
11 | Ratify Ernst & Young LLP as Auditor and Ernst & Young AG as Statutory Auditor | Management | For | For |
| ||||
CROWDSTRIKE HOLDINGS, INC. | ||||
Ticker: CRWD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne S. Austin | Management | For | For |
1.2 | Elect Director Sameer K. Gandhi | Management | For | For |
1.3 | Elect Director Gerhard Watzinger | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
CROWN CASTLE INTERNATIONAL CORP. | ||||
Ticker: CCI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director P. Robert Bartolo | Management | For | For |
1b | Elect Director Jay A. Brown | Management | For | For |
1c | Elect Director Cindy Christy | Management | For | For |
1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
1e | Elect Director Andrea J. Goldsmith | Management | For | For |
1f | Elect Director Lee W. Hogan | Management | For | For |
1g | Elect Director Tammy K. Jones | Management | For | For |
1h | Elect Director J. Landis Martin | Management | For | For |
1i | Elect Director Anthony J. Melone | Management | For | For |
1j | Elect Director W. Benjamin Moreland | Management | For | For |
1k | Elect Director Kevin A. Stephens | Management | For | For |
1l | Elect Director Matthew Thornton, III | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
CRYOPORT, INC. | ||||
Ticker: CYRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Baddour | Management | For | For |
1.2 | Elect Director Richard Berman | Management | For | For |
1.3 | Elect Director Daniel M. Hancock | Management | For | For |
1.4 | Elect Director Robert Hariri | Management | For | For |
1.5 | Elect Director Ram M. Jagannath | Management | For | For |
1.6 | Elect Director Ramkumar Mandalam | Management | For | For |
1.7 | Elect Director Jerrell W. Shelton | Management | For | For |
1.8 | Elect Director Edward J. Zecchini | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
DANAHER CORPORATION | ||||
Ticker: DHR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rainer M. Blair | Management | For | For |
1b | Elect Director Linda Hefner Filler | Management | For | For |
1c | Elect Director Teri List | Management | For | For |
1d | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1e | Elect Director Jessica L. Mega | Management | For | For |
1f | Elect Director Mitchell P. Rales | Management | For | For |
1g | Elect Director Steven M. Rales | Management | For | For |
1h | Elect Director Pardis C. Sabeti | Management | For | For |
1i | Elect Director John T. Schwieters | Management | For | For |
1j | Elect Director Alan G. Spoon | Management | For | For |
1k | Elect Director Raymond C. Stevens | Management | For | For |
1l | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ||||
DATADOG, INC. | ||||
Ticker: DDOG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alexis Le-Quoc | Management | For | For |
1b | Elect Director Michael Callahan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
DELIVERY HERO SE | ||||
Ticker: DHER | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
3.1 | Approve Discharge of Supervisory Board Member Martin Enderle for Fiscal Year 2020 | Management | For | For |
3.2 | Approve Discharge of Supervisory Board Member Hilary Gosher for Fiscal Year 2020 | Management | For | For |
3.3 | Approve Discharge of Supervisory Board Member Patrick Kolek for Fiscal Year 2020 | Management | For | For |
3.4 | Approve Discharge of Supervisory Board Member Bjoern Ljungberg for Fiscal Year 2020 | Management | For | For |
3.5 | Approve Discharge of Supervisory Board Member Vera Stachowiak for Fiscal Year 2020 | Management | For | For |
3.6 | Approve Discharge of Supervisory Board Member Christian Graf von Hardenberg for Fiscal Year 2020 | Management | For | For |
3.7 | Approve Discharge of Supervisory Board Member Jeanette Gorgas for Fiscal Year 2020 | Management | For | For |
3.8 | Approve Discharge of Supervisory Board Member Nils Engvall for Fiscal Year 2020 | Management | For | For |
3.9 | Approve Discharge of Supervisory Board Member Gabriella Ardbo for Fiscal Year 2020 | Management | For | For |
3.10 | Approve Discharge of Supervisory Board Member Gerald Taylor for Fiscal Year 2020 | Management | For | For |
4 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | For |
5 | Approve Remuneration Policy | Management | For | For |
6 | Approve Remuneration of Supervisory Board | Management | For | For |
7 | Approve Creation of EUR 13.7 Million Pool of Capital without Preemptive Rights | Management | For | Against |
8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 14 Million Pool of Capital to Guarantee Conversion Rights; Amend 2019 Resolution | Management | For | Against |
9 | Approve Creation of EUR 6.9 Million Pool of Capital for Employee Stock Purchase Plan | Management | For | For |
10 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 5 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
11 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
12 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| ||||
DEXCOM, INC. | ||||
Ticker: DXCM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin R. Sayer | Management | For | For |
1.2 | Elect Director Nicholas Augustinos | Management | For | For |
1.3 | Elect Director Bridgette P. Heller | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
| ||||
DOCUSIGN, INC. | ||||
Ticker: DOCU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Enrique Salem | Management | For | For |
1.2 | Elect Director Peter Solvik | Management | For | For |
1.3 | Elect Director Inhi Cho Suh | Management | For | For |
1.4 | Elect Director Mary Agnes "Maggie" Wilderotter | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
DOORDASH, INC. | ||||
Ticker: DASH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tony Xu | Management | For | Against |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
DUCK CREEK TECHNOLOGIES, INC. | ||||
Ticker: DCT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Moran | Management | For | Withhold |
1.2 | Elect Director Stuart Nicoll | Management | For | Withhold |
1.3 | Elect Director Jason Wright | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
EDWARDS LIFESCIENCES CORPORATION | ||||
Ticker: EW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kieran T. Gallahue | Management | For | For |
1.2 | Elect Director Leslie S. Heisz | Management | For | For |
1.3 | Elect Director Paul A. LaViolette | Management | For | For |
1.4 | Elect Director Steven R. Loranger | Management | For | For |
1.5 | Elect Director Martha H. Marsh | Management | For | For |
1.6 | Elect Director Michael A. Mussallem | Management | For | For |
1.7 | Elect Director Ramona Sequeira | Management | For | For |
1.8 | Elect Director Nicholas J. Valeriani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
| ||||
ENTEGRIS, INC. | ||||
Ticker: ENTG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael A. Bradley | Management | For | For |
1b | Elect Director R. Nicholas Burns | Management | For | For |
1c | Elect Director Rodney Clark | Management | For | For |
1d | Elect Director James F. Gentilcore | Management | For | For |
1e | Elect Director Yvette Kanouff | Management | For | For |
1f | Elect Director James P. Lederer | Management | For | For |
1g | Elect Director Bertrand Loy | Management | For | For |
1h | Elect Director Paul L.H. Olson | Management | For | For |
1i | Elect Director Azita Saleki-Gerhardt | Management | For | For |
1j | Elect Director Brian F. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
EPAM SYSTEMS, INC. | ||||
Ticker: EPAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arkadiy Dobkin | Management | For | For |
1.2 | Elect Director Robert E. Segert | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
EQUINIX, INC. | ||||
Ticker: EQIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Bartlett | Management | For | For |
1.2 | Elect Director Nanci Caldwell | Management | For | For |
1.3 | Elect Director Adaire Fox-Martin | Management | For | For |
1.4 | Elect Director Gary Hromadko | Management | For | For |
1.5 | Elect Director Irving Lyons, III | Management | For | For |
1.6 | Elect Director Charles Meyers | Management | For | For |
1.7 | Elect Director Christopher Paisley | Management | For | For |
1.8 | Elect Director Sandra Rivera | Management | For | For |
1.9 | Elect Director Peter Van Camp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
| ||||
EVOTEC SE | ||||
Ticker: EVT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
4 | Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
5 | Elect Constanze Ulmer-Eilfort to the Supervisory Board | Management | For | For |
6 | Approve Creation of EUR 29.3 Million Pool of Capital without Preemptive Rights | Management | For | Against |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8 | Approve Remuneration Policy | Management | For | Against |
| ||||
FACEBOOK, INC. | ||||
Ticker: FB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peggy Alford | Management | For | For |
1.2 | Elect Director Marc L. Andreessen | Management | For | For |
1.3 | Elect Director Andrew W. Houston | Management | For | For |
1.4 | Elect Director Nancy Killefer | Management | For | For |
1.5 | Elect Director Robert M. Kimmitt | Management | For | For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
1.7 | Elect Director Peter A. Thiel | Management | For | For |
1.8 | Elect Director Tracey T. Travis | Management | For | For |
1.9 | Elect Director Mark Zuckerberg | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Non-Employee Director Compensation Policy | Management | For | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Require Independent Board Chair | Shareholder | Against | Against |
6 | Report on Online Child Sexual Exploitation | Shareholder | Against | Against |
7 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
8 | Report on Platform Misuse | Shareholder | Against | Against |
9 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| ||||
FIVE9, INC. | ||||
Ticker: FIVN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Burdiek | Management | For | For |
1.2 | Elect Director David DeWalt | Management | For | For |
1.3 | Elect Director Susan Barsamian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
FIVERR INTERNATIONAL LTD. | ||||
Ticker: FVRR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Philippe Botteri as Director | Management | For | For |
1.2 | Reelect Jonathan Kolber as Director | Management | For | For |
2 | Approve Employee Stock Purchase Plan | Management | For | For |
3 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| ||||
GLOBANT SA | ||||
Ticker: GLOB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Board's and Auditor's Reports | Management | None | None |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Financial Statements | Management | For | For |
4 | Approve Allocation of Loss | Management | For | For |
5 | Approve Discharge of Directors | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Appoint PricewaterhouseCoopers, Societe Cooperative as Auditor for Annual Accounts and EU IFRS Consolidated Accounts | Management | For | For |
8 | Appoint Price Waterhouse & Co. S.R.L. as Auditor for IFRS Consolidated Accounts | Management | For | For |
9 | Reelect Martin Migoya as Director | Management | For | For |
10 | Reelect Philip Odeen as Director | Management | For | For |
11 | Reelect Richard Haythornthwaite as Director | Management | For | For |
12 | Elect Maria Pinelli as Director | Management | For | For |
13 | Approve Globant S.A. 2021 Employee Stock Purchase Plan | Management | For | For |
| ||||
GUARDANT HEALTH, INC. | ||||
Ticker: GH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Helmy Eltoukhy | Management | For | For |
1b | Elect Director AmirAli Talasaz | Management | For | For |
1c | Elect Director Bahija Jallal | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
HUBSPOT, INC. | ||||
Ticker: HUBS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Brian Halligan | Management | For | For |
1b | Elect Director Ron Gill | Management | For | For |
1c | Elect Director Jill Ward | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
IDEXX LABORATORIES, INC. | ||||
Ticker: IDXX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bruce L. Claflin | Management | For | For |
1b | Elect Director Asha S. Collins | Management | For | For |
1c | Elect Director Daniel M. Junius | Management | For | For |
1d | Elect Director Sam Samad | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ILLUMINA, INC. | ||||
Ticker: ILMN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Caroline D. Dorsa | Management | For | For |
1B | Elect Director Robert S. Epstein | Management | For | For |
1C | Elect Director Scott Gottlieb | Management | For | For |
1D | Elect Director Gary S. Guthart | Management | For | For |
1E | Elect Director Philip W. Schiller | Management | For | For |
1F | Elect Director John W. Thompson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
INARI MEDICAL, INC. | ||||
Ticker: NARI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Hoffman | Management | For | Withhold |
1.2 | Elect Director Donald B. Milder | Management | For | Withhold |
1.3 | Elect Director Geoff Pardo | Management | For | Withhold |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| ||||
INSPIRE MEDICAL SYSTEMS, INC. | ||||
Ticker: INSP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marilyn Carlson Nelson | Management | For | For |
1.2 | Elect Director Jerry C. Griffin | Management | For | For |
1.3 | Elect Director Casey M. Tansey | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
INTEL CORPORATION | ||||
Ticker: INTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Patrick P. Gelsinger | Management | For | For |
1b | Elect Director James J. Goetz | Management | For | For |
1c | Elect Director Alyssa Henry | Management | For | For |
1d | Elect Director Omar Ishrak | Management | For | For |
1e | Elect Director Risa Lavizzo-Mourey | Management | For | For |
1f | Elect Director Tsu-Jae King Liu | Management | For | For |
1g | Elect Director Gregory D. Smith | Management | For | For |
1h | Elect Director Dion J. Weisler | Management | For | For |
1i | Elect Director Frank D. Yeary | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Against |
6 | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | Shareholder | Against | Against |
| ||||
INTUIT INC. | ||||
Ticker: INTU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Eve Burton | Management | For | For |
1b | Elect Director Scott D. Cook | Management | For | For |
1c | Elect Director Richard L. Dalzell | Management | For | For |
1d | Elect Director Sasan K. Goodarzi | Management | For | For |
1e | Elect Director Deborah Liu | Management | For | For |
1f | Elect Director Tekedra Mawakana | Management | For | For |
1g | Elect Director Suzanne Nora Johnson | Management | For | For |
1h | Elect Director Dennis D. Powell | Management | For | For |
1i | Elect Director Brad D. Smith | Management | For | For |
1j | Elect Director Thomas Szkutak | Management | For | For |
1k | Elect Director Raul Vazquez | Management | For | For |
1l | Elect Director Jeff Weiner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
INTUITIVE SURGICAL, INC. | ||||
Ticker: ISRG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Craig H. Barratt | Management | For | For |
1b | Elect Director Joseph C. Beery | Management | For | For |
1c | Elect Director Gary S. Guthart | Management | For | For |
1d | Elect Director Amal M. Johnson | Management | For | For |
1e | Elect Director Don R. Kania | Management | For | For |
1f | Elect Director Amy L. Ladd | Management | For | For |
1g | Elect Director Keith R. Leonard, Jr. | Management | For | For |
1h | Elect Director Alan J. Levy | Management | For | Against |
1i | Elect Director Jami Dover Nachtsheim | Management | For | For |
1j | Elect Director Monica P. Reed | Management | For | For |
1k | Elect Director Mark J. Rubash | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
INVITAE CORPORATION | ||||
Ticker: NVTA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kimber D. Lockhart | Management | For | For |
1b | Elect Director Chitra Nayak | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| ||||
IOVANCE BIOTHERAPEUTICS, INC. | ||||
Ticker: IOVA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Iain Dukes | Management | For | For |
1.2 | Elect Director Maria Fardis | Management | For | Withhold |
1.3 | Elect Director Athena Countouriotis | Management | For | Withhold |
1.4 | Elect Director Ryan Maynard | Management | For | For |
1.5 | Elect Director Merrill A. McPeak | Management | For | Withhold |
1.6 | Elect Director Wayne P. Rothbaum | Management | For | For |
1.7 | Elect Director Michael Weiser | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
JACK HENRY & ASSOCIATES, INC. | ||||
Ticker: JKHY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew C. Flanigan | Management | For | For |
1.2 | Elect Director John F. Prim | Management | For | For |
1.3 | Elect Director Thomas H. Wilson, Jr. | Management | For | For |
1.4 | Elect Director Jacque R. Fiegel | Management | For | For |
1.5 | Elect Director Thomas A. Wimsett | Management | For | For |
1.6 | Elect Director Laura G. Kelly | Management | For | For |
1.7 | Elect Director Shruti S. Miyashiro | Management | For | For |
1.8 | Elect Director Wesley A. Brown | Management | For | For |
1.9 | Elect Director David B. Foss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Eliminate Supermajority Vote Requirement for Acquisition Transactions | Management | For | For |
4 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | For | For |
| ||||
KEYENCE CORP. | ||||
Ticker: 6861 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
2.1 | Elect Director Takizaki, Takemitsu | Management | For | For |
2.2 | Elect Director Nakata, Yu | Management | For | For |
2.3 | Elect Director Yamaguchi, Akiji | Management | For | For |
2.4 | Elect Director Miki, Masayuki | Management | For | For |
2.5 | Elect Director Yamamoto, Hiroaki | Management | For | For |
2.6 | Elect Director Yamamoto, Akinori | Management | For | For |
2.7 | Elect Director Taniguchi, Seiichi | Management | For | For |
2.8 | Elect Director Suenaga, Kumiko | Management | For | For |
3 | Appoint Alternate Statutory Auditor Yamamoto, Masaharu | Management | For | For |
| ||||
KEYSIGHT TECHNOLOGIES, INC. | ||||
Ticker: KEYS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald S. Nersesian | Management | For | For |
1.2 | Elect Director Charles J. Dockendorff | Management | For | For |
1.3 | Elect Director Robert A. Rango | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
KLA CORPORATION | ||||
Ticker: KLAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward Barnholt | Management | For | For |
1.2 | Elect Director Robert Calderoni | Management | For | For |
1.3 | Elect Director Jeneanne Hanley | Management | For | For |
1.4 | Elect Director Emiko Higashi | Management | For | For |
1.5 | Elect Director Kevin Kennedy | Management | For | For |
1.6 | Elect Director Gary Moore | Management | For | For |
1.7 | Elect Director Marie Myers | Management | For | For |
1.8 | Elect Director Kiran Patel | Management | For | For |
1.9 | Elect Director Victor Peng | Management | For | For |
1.10 | Elect Director Robert Rango | Management | For | For |
1.11 | Elect Director Richard Wallace | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Proxy Access Right | Shareholder | Against | For |
| ||||
KUAISHOU TECHNOLOGY | ||||
Ticker: 1024 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Su Hua as Director | Management | For | For |
3 | Elect Cheng Yixiao as Director | Management | For | For |
4 | Elect Zhang Fei as Director | Management | For | For |
5 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
9 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
LAM RESEARCH CORPORATION | ||||
Ticker: LRCX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sohail U. Ahmed | Management | For | For |
1.2 | Elect Director Timothy M. Archer | Management | For | For |
1.3 | Elect Director Eric K. Brandt | Management | For | For |
1.4 | Elect Director Michael R. Cannon | Management | For | For |
1.5 | Elect Director Catherine P. Lego | Management | For | For |
1.6 | Elect Director Bethany J. Mayer | Management | For | For |
1.7 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
1.8 | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | For |
1.9 | Elect Director Leslie F. Varon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
LIBERTY BROADBAND CORPORATION | ||||
Ticker: LBRDK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Issue Shares in Connection with Merger | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
LIBERTY BROADBAND CORPORATION | ||||
Ticker: LBRDK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Julie D. Frist | Management | For | For |
1.2 | Elect Director J. David Wargo | Management | For | Withhold |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| ||||
LIVONGO HEALTH, INC. | ||||
Ticker: LVGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
| ||||
LONZA GROUP AG | ||||
Ticker: LONN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4 | Approve Allocation of Income and Dividends of CHF 3.00 per Share | Management | For | For |
5.1.1 | Reelect Werner Bauer as Director | Management | For | For |
5.1.2 | Reelect Albert Baehny as Director | Management | For | For |
5.1.3 | Reelect Dorothee Deuring as Director | Management | For | For |
5.1.4 | Reelect Angelica Kohlmann as Director | Management | For | For |
5.1.5 | Reelect Christoph Maeder as Director | Management | For | For |
5.1.6 | Reelect Barbara Richmond as Director | Management | For | For |
5.1.7 | Reelect Juergen Steinemann as Director | Management | For | For |
5.1.8 | Reelect Olivier Verscheure as Director | Management | For | For |
5.2 | Reelect Albert Baehny as Board Chairman | Management | For | For |
5.3.1 | Reappoint Angelica Kohlmann as Member of the Nomination and Compensation Committee | Management | For | For |
5.3.2 | Reappoint Christoph Maeder as Member of the Nomination and Compensation Committee | Management | For | For |
5.3.3 | Reappoint Juergen Steinemann as Member of the Nomination and Compensation Committee | Management | For | For |
6 | Ratify KPMG Ltd as Auditors | Management | For | For |
7 | Designate ThomannFischer as Independent Proxy | Management | For | For |
8 | Approve Remuneration of Directors in the Amount of CHF 2.7 Million | Management | For | For |
9.1 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 5.6 Million for the Period July 1, 2021 - June 30, 2022 | Management | For | For |
9.2 | Approve Variable Short-Term Remuneration of Executive Committee in the Amount of CHF 3.3 Million for Fiscal Year 2020 | Management | For | For |
9.3 | Approve Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 10.5 Million for Fiscal Year 2021 | Management | For | For |
10 | Approve Renewal of CHF 7.5 Million Pool of Authorized Capital without Preemptive Rights | Management | For | For |
11 | Transact Other Business (Voting) | Management | For | Against |
| ||||
MARAVAI LIFESCIENCES HOLDINGS, INC. | ||||
Ticker: MRVI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl Hull | Management | For | For |
1.2 | Elect Director Benjamin Daverman | Management | For | Withhold |
1.3 | Elect Director Susannah Gray | Management | For | For |
1.4 | Elect Director Constantine Mihas | Management | For | Withhold |
2 | Advisory Vote to Retain Classified Board Structure | Management | For | Against |
3 | Advisory Vote to Retain Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws | Management | For | Against |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
MARKETAXESS HOLDINGS INC. | ||||
Ticker: MKTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard M. McVey | Management | For | For |
1b | Elect Director Nancy Altobello | Management | For | For |
1c | Elect Director Steven L. Begleiter | Management | For | For |
1d | Elect Director Stephen P. Casper | Management | For | For |
1e | Elect Director Jane Chwick | Management | For | For |
1f | Elect Director Christopher R. Concannon | Management | For | For |
1g | Elect Director William F. Cruger | Management | For | For |
1h | Elect Director Kourtney Gibson | Management | For | For |
1i | Elect Director Justin G. Gmelich | Management | For | For |
1j | Elect Director Richard G. Ketchum | Management | For | For |
1k | Elect Director Emily H. Portney | Management | For | For |
1l | Elect Director Richard L. Prager | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ajay Banga | Management | For | For |
1b | Elect Director Merit E. Janow | Management | For | For |
1c | Elect Director Richard K. Davis | Management | For | For |
1d | Elect Director Steven J. Freiberg | Management | For | For |
1e | Elect Director Julius Genachowski | Management | For | For |
1f | Elect Director Choon Phong Goh | Management | For | For |
1g | Elect Director Oki Matsumoto | Management | For | For |
1h | Elect Director Michael Miebach | Management | For | For |
1i | Elect Director Youngme Moon | Management | For | For |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Gabrielle Sulzberger | Management | For | For |
1m | Elect Director Jackson Tai | Management | For | For |
1n | Elect Director Lance Uggla | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| ||||
MATCH GROUP, INC. | ||||
Ticker: MTCH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wendi Murdoch | Management | For | For |
1b | Elect Director Glenn H. Schiffman | Management | For | For |
1c | Elect Director Pamela S. Seymon | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
MEITUAN | ||||
Ticker: 3690 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Wang Huiwen as Director | Management | For | For |
3 | Elect Lau Chi Ping Martin as Director | Management | For | For |
4 | Elect Neil Nanpeng Shen as Director | Management | For | For |
5 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Repurchase of Issued Share Capital | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
9 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
10a | Approve Tencent Subscription Agreement | Management | For | For |
10b | Approve Grant of Specific Mandate to Issue Tencent Subscription Shares | Management | For | For |
10c | Authorize Board to Deal with All Matters in Relation to the Tencent Subscription Agreement | Management | For | For |
11 | Amend Memorandum and Articles of Association | Management | For | For |
| ||||
MERCADOLIBRE, INC. | ||||
Ticker: MELI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicolas Galperin | Management | For | For |
1.2 | Elect Director Henrique Dubugras | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Co. S.A as Auditors | Management | For | For |
| ||||
MERCURY SYSTEMS, INC. | ||||
Ticker: MRCY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Aslett | Management | For | For |
1.2 | Elect Director Mary Louise Krakauer | Management | For | For |
1.3 | Elect Director William K. O'Brien | Management | For | For |
1.4 | Elect Director Orlando P. Carvalho | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reid G. Hoffman | Management | For | For |
1.2 | Elect Director Hugh F. Johnston | Management | For | For |
1.3 | Elect Director Teri L. List-Stoll | Management | For | For |
1.4 | Elect Director Satya Nadella | Management | For | For |
1.5 | Elect Director Sandra E. Peterson | Management | For | For |
1.6 | Elect Director Penny S. Pritzker | Management | For | For |
1.7 | Elect Director Charles W. Scharf | Management | For | For |
1.8 | Elect Director Arne M. Sorenson | Management | For | For |
1.9 | Elect Director John W. Stanton | Management | For | For |
1.10 | Elect Director John W. Thompson | Management | For | For |
1.11 | Elect Director Emma N. Walmsley | Management | For | For |
1.12 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| ||||
MODERNA, INC. | ||||
Ticker: MRNA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Langer | Management | For | For |
1.2 | Elect Director Elizabeth Nabel | Management | For | For |
1.3 | Elect Director Elizabeth Tallett | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
MONGODB, INC. | ||||
Ticker: MDB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Archana Agrawal | Management | For | For |
1.2 | Elect Director Hope Cochran | Management | For | For |
1.3 | Elect Director Dwight Merriman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
MONGODB, INC. | ||||
Ticker: MDB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roelof Botha | Management | For | For |
1.2 | Elect Director Dev Ittycheria | Management | For | For |
1.3 | Elect Director John McMahon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
MONOLITHIC POWER SYSTEMS, INC. | ||||
Ticker: MPWR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugen Elmiger | Management | For | For |
1.2 | Elect Director Jeff Zhou | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MOODY'S CORPORATION | ||||
Ticker: MCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jorge A. Bermudez | Management | For | For |
1b | Elect Director Therese Esperdy | Management | For | For |
1c | Elect Director Robert Fauber | Management | For | For |
1d | Elect Director Vincent A. Forlenza | Management | For | For |
1e | Elect Director Kathryn M. Hill | Management | For | For |
1f | Elect Director Lloyd W. Howell, Jr. | Management | For | For |
1g | Elect Director Raymond W. McDaniel, Jr. | Management | For | For |
1h | Elect Director Leslie F. Seidman | Management | For | For |
1i | Elect Director Bruce Van Saun | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve 2020 Decarbonization Plan | Management | For | For |
| ||||
MSCI INC. | ||||
Ticker: MSCI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Henry A. Fernandez | Management | For | For |
1b | Elect Director Robert G. Ashe | Management | For | For |
1c | Elect Director Wayne Edmunds | Management | For | For |
1d | Elect Director Catherine R. Kinney | Management | For | For |
1e | Elect Director Jacques P. Perold | Management | For | For |
1f | Elect Director Sandy C. Rattray | Management | For | For |
1g | Elect Director Linda H. Riefler | Management | For | For |
1h | Elect Director Marcus L. Smith | Management | For | For |
1i | Elect Director Paula Volent | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
NATERA, INC. | ||||
Ticker: NTRA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roelof Botha | Management | For | For |
1.2 | Elect Director Steven L. Chapman | Management | For | For |
1.3 | Elect Director Todd Cozzens | Management | For | For |
1.4 | Elect Director Matthew Rabinowitz | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
NETFLIX, INC. | ||||
Ticker: NFLX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard N. Barton | Management | For | For |
1b | Elect Director Rodolphe Belmer | Management | For | For |
1c | Elect Director Bradford L. Smith | Management | For | For |
1d | Elect Director Anne M. Sweeney | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
5 | Adopt Simple Majority Vote | Shareholder | Against | Against |
6 | Improve the Executive Compensation Philosophy | Shareholder | Against | Against |
| ||||
NEXTERA ENERGY, INC. | ||||
Ticker: NEE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director James L. Camaren | Management | For | For |
1c | Elect Director Kenneth B. Dunn | Management | For | For |
1d | Elect Director Naren K. Gursahaney | Management | For | For |
1e | Elect Director Kirk S. Hachigian | Management | For | For |
1f | Elect Director Amy B. Lane | Management | For | For |
1g | Elect Director David L. Porges | Management | For | For |
1h | Elect Director James L. Robo | Management | For | For |
1i | Elect Director Rudy E. Schupp | Management | For | For |
1j | Elect Director John L. Skolds | Management | For | For |
1k | Elect Director Lynn M. Utter | Management | For | For |
1l | Elect Director Darryl L. Wilson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
NIKE, INC. | ||||
Ticker: NKE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan B. Graf, Jr. | Management | For | For |
1b | Elect Director Peter B. Henry | Management | For | For |
1c | Elect Director Michelle A. Peluso | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
| ||||
NINTENDO CO., LTD. | ||||
Ticker: 7974 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 1410 | Management | For | For |
2.1 | Elect Director Furukawa, Shuntaro | Management | For | For |
2.2 | Elect Director Miyamoto, Shigeru | Management | For | For |
2.3 | Elect Director Takahashi, Shinya | Management | For | For |
2.4 | Elect Director Shiota, Ko | Management | For | For |
2.5 | Elect Director Shibata, Satoru | Management | For | For |
2.6 | Elect Director Chris Meledandri | Management | For | For |
| ||||
NUVEI CORPORATION | ||||
Ticker: NVEI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip Fayer | Management | For | For |
1.2 | Elect Director Michael Hanley | Management | For | For |
1.3 | Elect Director David Lewin | Management | For | For |
1.4 | Elect Director Daniela Mielke | Management | For | For |
1.5 | Elect Director Pascal Tremblay | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
NVIDIA CORPORATION | ||||
Ticker: NVDA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert K. Burgess | Management | For | For |
1b | Elect Director Tench Coxe | Management | For | For |
1c | Elect Director John O. Dabiri | Management | For | For |
1d | Elect Director Persis S. Drell | Management | For | For |
1e | Elect Director Jen-Hsun Huang | Management | For | For |
1f | Elect Director Dawn Hudson | Management | For | For |
1g | Elect Director Harvey C. Jones | Management | For | For |
1h | Elect Director Michael G. McCaffery | Management | For | For |
1i | Elect Director Stephen C. Neal | Management | For | For |
1j | Elect Director Mark L. Perry | Management | For | For |
1k | Elect Director A. Brooke Seawell | Management | For | For |
1l | Elect Director Aarti Shah | Management | For | For |
1m | Elect Director Mark A. Stevens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
| ||||
OKTA, INC. | ||||
Ticker: OKTA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Todd McKinnon | Management | For | For |
1.2 | Elect Director Michael Stankey | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
OUTSET MEDICAL, INC. | ||||
Ticker: OM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie Trigg | Management | For | For |
1b | Elect Director Karen Drexler | Management | For | Withhold |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
PAYPAL HOLDINGS, INC. | ||||
Ticker: PYPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rodney C. Adkins | Management | For | For |
1b | Elect Director Jonathan Christodoro | Management | For | For |
1c | Elect Director John J. Donahoe | Management | For | For |
1d | Elect Director David W. Dorman | Management | For | For |
1e | Elect Director Belinda J. Johnson | Management | For | For |
1f | Elect Director Gail J. McGovern | Management | For | For |
1g | Elect Director Deborah M. Messemer | Management | For | For |
1h | Elect Director David M. Moffett | Management | For | For |
1i | Elect Director Ann M. Sarnoff | Management | For | For |
1j | Elect Director Daniel H. Schulman | Management | For | For |
1k | Elect Director Frank D. Yeary | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | Shareholder | Against | Against |
| ||||
PINTEREST, INC. | ||||
Ticker: PINS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fredric Reynolds | Management | For | For |
1b | Elect Director Evan Sharp | Management | For | For |
1c | Elect Director Andrea Wishom | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
Q2 HOLDINGS, INC. | ||||
Ticker: QTWO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Lynn Atchison | Management | For | For |
1.2 | Elect Director Jeffrey T. Diehl | Management | For | For |
1.3 | Elect Director Matthew P. Flake | Management | For | For |
1.4 | Elect Director Stephen C. Hooley | Management | For | For |
1.5 | Elect Director Margaret L. Taylor | Management | For | For |
1.6 | Elect Director Lynn Antipas Tyson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
REPLIGEN CORPORATION | ||||
Ticker: RGEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Tony J. Hunt | Management | For | For |
1B | Elect Director Karen A. Dawes | Management | For | For |
1C | Elect Director Nicolas M. Barthelemy | Management | For | For |
1D | Elect Director Carrie Eglinton Manner | Management | For | For |
1E | Elect Director Rohin Mhatre | Management | For | For |
1F | Elect Director Glenn P. Muir | Management | For | For |
1G | Elect Director Thomas F. Ryan, Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
RESMED INC. | ||||
Ticker: RMD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Karen Drexler | Management | For | For |
1b | Elect Director Michael Farrell | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
RINGCENTRAL, INC. | ||||
Ticker: RNG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vladimir Shmunis | Management | For | For |
1.2 | Elect Director Kenneth Goldman | Management | For | For |
1.3 | Elect Director Michelle McKenna | Management | For | For |
1.4 | Elect Director Robert Theis | Management | For | For |
1.5 | Elect Director Allan Thygesen | Management | For | For |
1.6 | Elect Director Neil Williams | Management | For | For |
1.7 | Elect Director Mignon Clyburn | Management | For | For |
1.8 | Elect Director Arne Duncan | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
ROPER TECHNOLOGIES, INC. | ||||
Ticker: ROP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
1.2 | Elect Director Amy Woods Brinkley | Management | For | For |
1.3 | Elect Director John F. Fort, III | Management | For | For |
1.4 | Elect Director L. Neil Hunn | Management | For | For |
1.5 | Elect Director Robert D. Johnson | Management | For | For |
1.6 | Elect Director Laura G. Thatcher | Management | For | For |
1.7 | Elect Director Richard F. Wallman | Management | For | For |
1.8 | Elect Director Christopher Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
SALESFORCE.COM, INC. | ||||
Ticker: CRM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc Benioff | Management | For | For |
1b | Elect Director Craig Conway | Management | For | For |
1c | Elect Director Parker Harris | Management | For | For |
1d | Elect Director Alan Hassenfeld | Management | For | For |
1e | Elect Director Neelie Kroes | Management | For | For |
1f | Elect Director Colin Powell | Management | For | For |
1g | Elect Director Sanford Robertson | Management | For | Against |
1h | Elect Director John V. Roos | Management | For | For |
1i | Elect Director Robin Washington | Management | For | For |
1j | Elect Director Maynard Webb | Management | For | For |
1k | Elect Director Susan Wojcicki | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| ||||
SBA COMMUNICATIONS CORPORATION | ||||
Ticker: SBAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary S. Chan | Management | For | For |
1.2 | Elect Director George R. Krouse, Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SEER, INC. | ||||
Ticker: SEER | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine J. Friedman | Management | For | For |
1.2 | Elect Director Omead Ostadan | Management | For | For |
1.3 | Elect Director Mostafa Ronaghi | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
SERVICENOW, INC. | ||||
Ticker: NOW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan L. Bostrom | Management | For | For |
1b | Elect Director Jonathan C. Chadwick | Management | For | For |
1c | Elect Director Lawrence J. Jackson, Jr. | Management | For | For |
1d | Elect Director Frederic B. Luddy | Management | For | For |
1e | Elect Director Jeffrey A. Miller | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
SHOPIFY INC. | ||||
Ticker: SHOP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Tobias Luetke | Management | For | For |
1B | Elect Director Robert Ashe | Management | For | For |
1C | Elect Director Gail Goodman | Management | For | For |
1D | Elect Director Colleen Johnston | Management | For | For |
1E | Elect Director Jeremy Levine | Management | For | For |
1F | Elect Director John Phillips | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | Against |
4 | Re-approve Long Term Incentive Plan | Management | For | Against |
5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
SPOTIFY TECHNOLOGY SA | ||||
Ticker: SPOT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Discharge of Directors | Management | For | For |
4a | Elect Daniel Ek as A Director | Management | For | For |
4b | Elect Martin Lorentzon as A Director | Management | For | For |
4c | Elect Shishir Samir Mehrotra as A Director | Management | For | For |
4d | Elect Christopher Marshall as B Director | Management | For | For |
4e | Elect Barry McCarthy as B Director | Management | For | For |
4f | Elect Heidi O'Neill as B Director | Management | For | For |
4g | Elect Ted Sarandos as B Director | Management | For | For |
4h | Elect Thomas Owen Staggs as B Director | Management | For | For |
4i | Elect Cristina Mayville Stenbeck as B Director | Management | For | For |
4j | Elect Mona Sutphen as B Director | Management | For | For |
4k | Elect Padmasree Warrior as B Director | Management | For | For |
5 | Appoint Ernst & Young S.A. as Auditor | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Approve Share Repurchase | Management | For | For |
8 | Authorize Guy Harles and Alexandre Gobert to Execute and Deliver, and with Full Power of Substitution, Any Documents Necessary or Useful in Connection with the Annual Filing and Registration Required by the Luxembourg Laws | Management | For | For |
| ||||
SQUARE, INC. | ||||
Ticker: SQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randy Garutti | Management | For | For |
1.2 | Elect Director Mary Meeker | Management | For | For |
1.3 | Elect Director Lawrence Summers | Management | For | For |
1.4 | Elect Director Darren Walker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Require Independent Board Chair | Shareholder | Against | For |
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| ||||
STERIS PLC | ||||
Ticker: STE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard C. Breeden | Management | For | For |
1b | Elect Director Cynthia L. Feldmann | Management | For | For |
1c | Elect Director Jacqueline B. Kosecoff | Management | For | For |
1d | Elect Director David B. Lewis | Management | For | For |
1e | Elect Director Walter M Rosebrough, Jr. | Management | For | For |
1f | Elect Director Nirav R. Shah | Management | For | For |
1g | Elect Director Mohsen M. Sohi | Management | For | For |
1h | Elect Director Richard M. Steeves | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Appoint Ernst & Young Chartered Accountants as Irish Statutory Auditor | Management | For | For |
4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
STRYKER CORPORATION | ||||
Ticker: SYK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary K. Brainerd | Management | For | For |
1b | Elect Director Giovanni Caforio | Management | For | For |
1c | Elect Director Srikant M. Datar | Management | For | For |
1d | Elect Director Allan C. Golston | Management | For | For |
1e | Elect Director Kevin A. Lobo | Management | For | For |
1f | Elect Director Sherilyn S. McCoy | Management | For | For |
1g | Elect Director Andrew K. Silvernail | Management | For | For |
1h | Elect Director Lisa M. Skeete Tatum | Management | For | For |
1i | Elect Director Ronda E. Stryker | Management | For | For |
1j | Elect Director Rajeev Suri | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Workforce Involvement in Corporate Governance | Shareholder | Against | Against |
5 | Provide Right to Call A Special Meeting | Shareholder | Against | For |
| ||||
SYNOPSYS, INC. | ||||
Ticker: SNPS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aart J. de Geus | Management | For | For |
1b | Elect Director Chi-Foon Chan | Management | For | For |
1c | Elect Director Janice D. Chaffin | Management | For | For |
1d | Elect Director Bruce R. Chizen | Management | For | For |
1e | Elect Director Mercedes Johnson | Management | For | For |
1f | Elect Director Chrysostomos L. "Max" Nikias | Management | For | For |
1g | Elect Director Jeannine P. Sargent | Management | For | For |
1h | Elect Director John Schwarz | Management | For | For |
1i | Elect Director Roy Vallee | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. | ||||
Ticker: 2330 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Amendment to Rules and Procedures for Election of Directors | Management | For | For |
3 | Approve Issuance of Restricted Stocks | Management | For | For |
4.1 | Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director | Management | For | For |
4.2 | Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director | Management | For | For |
4.3 | Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director | Management | For | For |
4.4 | Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director | Management | For | For |
4.5 | Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director | Management | For | For |
4.6 | Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director | Management | For | For |
4.7 | Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director | Management | For | For |
4.8 | Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director | Management | For | For |
4.9 | Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director | Management | For | For |
4.10 | Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director | Management | For | For |
| ||||
TELADOC HEALTH, INC. | ||||
Ticker: TDOC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
TELADOC HEALTH, INC. | ||||
Ticker: TDOC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher Bischoff | Management | For | For |
1b | Elect Director Karen L. Daniel | Management | For | For |
1c | Elect Director Sandra L. Fenwick | Management | For | For |
1d | Elect Director William H. Frist | Management | For | For |
1e | Elect Director Jason Gorevic | Management | For | For |
1f | Elect Director Catherine A. Jacobson | Management | For | For |
1g | Elect Director Thomas G. McKinley | Management | For | For |
1h | Elect Director Kenneth H. Paulus | Management | For | For |
1i | Elect Director David Shedlarz | Management | For | For |
1j | Elect Director Mark Douglas Smith | Management | For | For |
1k | Elect Director David B. Snow, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
TENCENT HOLDINGS LIMITED | ||||
Ticker: 700 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Elect Yang Siu Shun as Director | Management | For | For |
3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| ||||
TENCENT HOLDINGS LIMITED | ||||
Ticker: 700 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Share Option Plan of China Literature Limited | Management | For | Against |
| ||||
TERADYNE, INC. | ||||
Ticker: TER | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael A. Bradley | Management | For | For |
1b | Elect Director Edwin J. Gillis | Management | For | For |
1c | Elect Director Timothy E. Guertin | Management | For | For |
1d | Elect Director Peter Herweck | Management | For | For |
1e | Elect Director Mark E. Jagiela | Management | For | For |
1f | Elect Director Mercedes Johnson | Management | For | For |
1g | Elect Director Marilyn Matz | Management | For | For |
1h | Elect Director Paul J. Tufano | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Reduce Supermajority Vote Requirement to Approve Merger, Share Exchanges and Substantial Sales of Company Asset | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
TESLA, INC. | ||||
Ticker: TSLA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elon Musk | Management | For | For |
1.2 | Elect Director Robyn Denholm | Management | For | For |
1.3 | Elect Director Hiromichi Mizuno | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Paid Advertising | Shareholder | Against | Against |
5 | Adopt Simple Majority Vote | Shareholder | Against | Against |
6 | Report on Employee Arbitration | Shareholder | Against | For |
7 | Additional Reporting on Human Rights | Shareholder | Against | For |
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THERMO FISHER SCIENTIFIC INC. | ||||
Ticker: TMO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc N. Casper | Management | For | For |
1b | Elect Director Nelson J. Chai | Management | For | For |
1c | Elect Director C. Martin Harris | Management | For | For |
1d | Elect Director Tyler Jacks | Management | For | For |
1e | Elect Director R. Alexandra Keith | Management | For | For |
1f | Elect Director Thomas J. Lynch | Management | For | For |
1g | Elect Director Jim P. Manzi | Management | For | For |
1h | Elect Director James C. Mullen | Management | For | For |
1i | Elect Director Lars R. Sorensen | Management | For | For |
1j | Elect Director Debora L. Spar | Management | For | For |
1k | Elect Director Scott M. Sperling | Management | For | For |
1l | Elect Director Dion J. Weisler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
4 | Provide Right to Call A Special Meeting | Shareholder | Against | Against |
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THG PLC | ||||
Ticker: THG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Elect Matthew Moulding as Director | Management | For | For |
5 | Elect John Gallemore as Director | Management | For | For |
6 | Elect Zillah Byng-Thorne as Director | Management | For | For |
7 | Elect Dominic Murphy as Director | Management | For | For |
8 | Elect Edward Koopman as Director | Management | For | For |
9 | Elect Iain McDonald as Director | Management | For | For |
10 | Elect Damian Sanders as Director | Management | For | For |
11 | Elect Tiffany Hall as Director | Management | For | For |
12 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity | Management | For | For |
15 | Authorise UK Political Donations and Expenditure | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
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TRADEWEB MARKETS INC. | ||||
Ticker: TW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paula Madoff | Management | For | For |
1.2 | Elect Director Thomas Pluta | Management | For | For |
1.3 | Elect Director Brian West | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
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TRANSDIGM GROUP INCORPORATED | ||||
Ticker: TDG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Barr | Management | For | For |
1.2 | Elect Director Mervin Dunn | Management | For | For |
1.3 | Elect Director Michael S. Graff | Management | For | For |
1.4 | Elect Director Sean P. Hennessy | Management | For | For |
1.5 | Elect Director W. Nicholas Howley | Management | For | For |
1.6 | Elect Director Raymond F. Laubenthal | Management | For | For |
1.7 | Elect Director Gary E. McCullough | Management | For | For |
1.8 | Elect Director Michele Santana | Management | For | For |
1.9 | Elect Director Robert J. Small | Management | For | For |
1.10 | Elect Director John Staer | Management | For | For |
1.11 | Elect Director Kevin Stein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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TWILIO INC. | ||||
Ticker: TWLO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeff Lawson | Management | For | For |
1.2 | Elect Director Byron Deeter | Management | For | For |
1.3 | Elect Director Jeffrey Epstein | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
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TYLER TECHNOLOGIES, INC. | ||||
Ticker: TYL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Glenn A. Carter | Management | For | For |
1b | Elect Director Brenda A. Cline | Management | For | For |
1c | Elect Director Ronnie D. Hawkins, Jr. | Management | For | For |
1d | Elect Director Mary L. Landrieu | Management | For | For |
1e | Elect Director John S. Marr, Jr. | Management | For | For |
1f | Elect Director H. Lynn Moore, Jr. | Management | For | For |
1g | Elect Director Daniel M. Pope | Management | For | For |
1h | Elect Director Dustin R. Womble | Management | For | Against |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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UBER TECHNOLOGIES, INC. | ||||
Ticker: UBER | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ronald Sugar | Management | For | For |
1b | Elect Director Revathi Advaithi | Management | For | For |
1c | Elect Director Ursula Burns | Management | For | For |
1d | Elect Director Robert Eckert | Management | For | For |
1e | Elect Director Amanda Ginsberg | Management | For | For |
1f | Elect Director Dara Khosrowshahi | Management | For | For |
1g | Elect Director Wan Ling Martello | Management | For | For |
1h | Elect Director Yasir Al-Rumayyan | Management | For | For |
1i | Elect Director John Thain | Management | For | For |
1j | Elect Director David I. Trujillo | Management | For | For |
1k | Elect Director Alexander Wynaendts | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
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UNITEDHEALTH GROUP INCORPORATED | ||||
Ticker: UNH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard T. Burke | Management | For | For |
1b | Elect Director Timothy P. Flynn | Management | For | For |
1c | Elect Director Stephen J. Hemsley | Management | For | For |
1d | Elect Director Michele J. Hooper | Management | For | For |
1e | Elect Director F. William McNabb, III | Management | For | For |
1f | Elect Director Valerie C. Montgomery Rice | Management | For | For |
1g | Elect Director John H. Noseworthy | Management | For | For |
1h | Elect Director Gail R. Wilensky | Management | For | For |
1i | Elect Director Andrew Witty | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
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VEEVA SYSTEMS INC. | ||||
Ticker: VEEV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion to Delaware Public Benefit Corporation | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
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VEEVA SYSTEMS INC. | ||||
Ticker: VEEV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark Carges | Management | For | For |
1b | Elect Director Paul E. Chamberlain | Management | For | For |
1c | Elect Director Ronald E.F. Codd | Management | For | For |
1d | Elect Director Peter P. Gassner | Management | For | For |
1e | Elect Director Mary Lynne Hedley | Management | For | For |
1f | Elect Director Gordon Ritter | Management | For | For |
1g | Elect Director Paul Sekhri | Management | For | For |
1h | Elect Director Matthew J. Wallach | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Provide Right to Call a Special Meeting at a 15 Percent Ownership Threshold | Shareholder | Against | Against |
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VISA INC. | ||||
Ticker: V | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd A. Carney | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1e | Elect Director Ramon Laguarta | Management | For | For |
1f | Elect Director John F. Lundgren | Management | For | For |
1g | Elect Director Robert W. Matschullat | Management | For | For |
1h | Elect Director Denise M. Morrison | Management | For | For |
1i | Elect Director Suzanne Nora Johnson | Management | For | For |
1j | Elect Director Linda J. Rendle | Management | For | For |
1k | Elect Director John A. C. Swainson | Management | For | For |
1l | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Amend Principles of Executive Compensation Program | Shareholder | Against | Against |
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WIX.COM LTD. | ||||
Ticker: WIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Deirdre Bigley as Director | Management | For | For |
1b | Reelect Allon Bloch as Director | Management | For | For |
2 | Reappoint Appointment and Compensation of Kost, Forer, Gabbay & Kasierer as Auditors | Management | For | For |
3 | Discuss Financial Statements and the Report of the Board | Management | None | None |
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WORKDAY, INC. | ||||
Ticker: WDAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aneel Bhusri | Management | For | For |
1.2 | Elect Director Ann-Marie Campbell | Management | For | For |
1.3 | Elect Director David A. Duffield | Management | For | For |
1.4 | Elect Director Lee J. Styslinger, III | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
WUXI BIOLOGICS (CAYMAN) INC. | ||||
Ticker: 2269 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect William Robert Keller as Director | Management | For | For |
2b | Elect Teh-Ming Walter Kwauk as Director | Management | For | For |
3 | Elect Ning Zhao as Director | Management | For | Against |
4 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
5 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Repurchase of Issued Share Capital | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
9 | Approve Grant of Specific Mandate to the Directors to Issue and Allot the Connected Restricted Shares | Management | For | Against |
10 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Zhisheng Chen | Management | For | Against |
11 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Weichang Zhou | Management | For | Against |
12 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to William Robert Keller | Management | For | Against |
13 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Teh-Ming Walter Kwauk | Management | For | Against |
14 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Kenneth Walton Hitchner III | Management | For | Against |
15 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Jian Dong | Management | For | Against |
16 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Angus Scott Marshall Turner | Management | For | Against |
17 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Brendan McGrath | Management | For | Against |
| ||||
WUXI BIOLOGICS (CAYMAN), INC. | ||||
Ticker: 2269 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Share Subdivision | Management | For | For |
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XERO LIMITED | ||||
Ticker: XRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
2 | Elect Lee Hatton as Director | Management | For | For |
3 | Elect Rod Drury as Director | Management | For | For |
4 | Elect Mark Cross as Director | Management | For | For |
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XILINX, INC. | ||||
Ticker: XLNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis Segers | Management | For | For |
1.2 | Elect Director Raman K. Chitkara | Management | For | For |
1.3 | Elect Director Saar Gillai | Management | For | For |
1.4 | Elect Director Ronald S. Jankov | Management | For | For |
1.5 | Elect Director Mary Louise Krakauer | Management | For | For |
1.6 | Elect Director Thomas H. Lee | Management | For | For |
1.7 | Elect Director Jon A. Olson | Management | For | For |
1.8 | Elect Director Victor Peng | Management | For | For |
1.9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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ZALANDO SE | ||||
Ticker: ZAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
5.1 | Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
5.2 | Ratify Ernst & Young GmbH as Auditors Until the 2022 AGM | Management | For | For |
6.1 | Elect Kelly Bennett to the Supervisory Board as Shareholder Representative | Management | For | For |
6.2 | Elect Jennifer Hyman to the Supervisory Board as Shareholder Representative | Management | For | For |
6.3 | Elect Niklas Oestberg to the Supervisory Board as Shareholder Representative | Management | For | For |
6.4 | Elect Anders Holch Povlsen to the Supervisory Board as Shareholder Representative | Management | For | For |
6.5 | Elect Mariella Roehm-Kottmann to the Supervisory Board as Shareholder Representative | Management | For | For |
6.6 | Elect Cristina Stenbeck to the Supervisory Board as Shareholder Representative | Management | For | For |
7 | Approve Remuneration Policy | Management | For | Against |
8 | Approve Remuneration of Supervisory Board | Management | For | For |
| ||||
ZENDESK, INC. | ||||
Ticker: ZEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Archana Agrawal | Management | For | For |
1b | Elect Director Hilarie Koplow-McAdams | Management | For | For |
1c | Elect Director Michelle Wilson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ZOETIS INC. | ||||
Ticker: ZTS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sanjay Khosla | Management | For | For |
1b | Elect Director Antoinette R. Leatherberry | Management | For | For |
1c | Elect Director Willie M. Reed | Management | For | For |
1d | Elect Director Linda Rhodes | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditor | Management | For | For |
4 | Adopt Simple Majority Vote | Shareholder | Against | For |
| ||||
ZOOMINFO TECHNOLOGIES, INC. | ||||
Ticker: ZI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mitesh Dhruv | Management | For | Withhold |
1.2 | Elect Director Keith Enright | Management | For | Withhold |
1.3 | Elect Director Henry Schuck | Management | For | Withhold |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
Franklin Focused Growth Fund
| ||||
ABBOTT LABORATORIES | ||||
Ticker: ABT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Roxanne S. Austin | Management | For | For |
1.3 | Elect Director Sally E. Blount | Management | For | For |
1.4 | Elect Director Robert B. Ford | Management | For | For |
1.5 | Elect Director Michelle A. Kumbier | Management | For | For |
1.6 | Elect Director Darren W. McDew | Management | For | For |
1.7 | Elect Director Nancy McKinstry | Management | For | For |
1.8 | Elect Director William A. Osborn | Management | For | For |
1.9 | Elect Director Michael F. Roman | Management | For | For |
1.10 | Elect Director Daniel J. Starks | Management | For | For |
1.11 | Elect Director John G. Stratton | Management | For | For |
1.12 | Elect Director Glenn F. Tilton | Management | For | For |
1.13 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4a | Adopt Majority Voting Standard for Amendments of the Articles of Incorporation and Effect Other Ministerial Changes | Management | For | For |
4b | Adopt Majority Voting Standard for Certain Extraordinary Transactions | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Report on Racial Justice | Shareholder | Against | Against |
7 | Require Independent Board Chair | Shareholder | Against | Against |
| ||||
ADOBE INC. | ||||
Ticker: ADBE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Amy Banse | Management | For | For |
1b | Elect Director Melanie Boulden | Management | For | For |
1c | Elect Director Frank Calderoni | Management | For | For |
1d | Elect Director James Daley | Management | For | For |
1e | Elect Director Laura Desmond | Management | For | For |
1f | Elect Director Shantanu Narayen | Management | For | For |
1g | Elect Director Kathleen Oberg | Management | For | For |
1h | Elect Director Dheeraj Pandey | Management | For | For |
1i | Elect Director David Ricks | Management | For | For |
1j | Elect Director Daniel Rosensweig | Management | For | For |
1k | Elect Director John Warnock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ADYEN NV | ||||
Ticker: ADYEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Announcements | Management | None | None |
2 | Elect Alexander Matthey to Management Board | Management | For | For |
3 | Elect Caoimhe Treasa Keogan to Supervisory Board | Management | For | For |
4 | Close Meeting | Management | None | None |
| ||||
ADYEN NV | ||||
Ticker: ADYEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2.b | Approve Remuneration Report | Management | For | For |
2.c | Adopt Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Reelect Ingo Jeroen Uytdehaage to Management Board | Management | For | For |
6 | Reelect Delfin Rueda Arroyo to Supervisory Board | Management | For | For |
7 | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Ratify PwC as Auditors | Management | For | For |
| ||||
ALIBABA GROUP HOLDING LIMITED | ||||
Ticker: 9988 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association | Management | For | For |
2.1 | Elect Maggie Wei Wu as Director | Management | For | Against |
2.2 | Elect Kabir Misra as Director | Management | For | Against |
2.3 | Elect Walter Teh Ming Kwauk as Director | Management | For | For |
3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| ||||
AMAZON.COM, INC. | ||||
Ticker: AMZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Keith B. Alexander | Management | For | For |
1c | Elect Director Jamie S. Gorelick | Management | For | For |
1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
1e | Elect Director Judith A. McGrath | Management | For | For |
1f | Elect Director Indra K. Nooyi | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
1j | Elect Director Wendell P. Weeks | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Customers' Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations | Shareholder | Against | Against |
5 | Require Independent Board Chair | Shareholder | Against | Against |
6 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
7 | Report on Promotion Data | Shareholder | Against | Against |
8 | Report on the Impacts of Plastic Packaging | Shareholder | Against | Against |
9 | Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit | Shareholder | Against | Against |
10 | Adopt a Policy to Include Hourly Employees as Director Candidates | Shareholder | Against | Against |
11 | Report on Board Oversight of Risks Related to Anti-Competitive Practices | Shareholder | Against | Against |
12 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
13 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
14 | Report on Potential Human Rights Impacts of Customers' Use of Rekognition | Shareholder | Against | Against |
| ||||
ANALOG DEVICES, INC. | ||||
Ticker: ADI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
ANALOG DEVICES, INC. | ||||
Ticker: ADI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ray Stata | Management | For | For |
1b | Elect Director Vincent Roche | Management | For | For |
1c | Elect Director James A. Champy | Management | For | For |
1d | Elect Director Anantha P. Chandrakasan | Management | For | For |
1e | Elect Director Bruce R. Evans | Management | For | For |
1f | Elect Director Edward H. Frank | Management | For | For |
1g | Elect Director Laurie H. Glimcher | Management | For | For |
1h | Elect Director Karen M. Golz | Management | For | For |
1i | Elect Director Mark M. Little | Management | For | For |
1j | Elect Director Kenton J. Sicchitano | Management | For | For |
1k | Elect Director Susie Wee | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
ASML HOLDING NV | ||||
Ticker: ASML | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
3.a | Approve Remuneration Report | Management | For | For |
3.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
3.c | Receive Clarification on Company's Reserves and Dividend Policy | Management | None | None |
3.d | Approve Dividends of EUR 2.75 Per Share | Management | For | For |
4.a | Approve Discharge of Management Board | Management | For | For |
4.b | Approve Discharge of Supervisory Board | Management | For | For |
5 | Approve Number of Shares for Management Board | Management | For | For |
6 | Approve Certain Adjustments to the Remuneration Policy for Management Board | Management | For | For |
7 | Approve Certain Adjustments to the Remuneration Policy for Supervisory Board | Management | For | For |
8 | Receive Information on the Composition of the Management Board | Management | None | None |
9.a | Elect B. Conix to Supervisory Board | Management | For | For |
9.b | Receive Information on the Composition of the Supervisory Board | Management | None | None |
10 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
11.a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | Management | For | For |
11.b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.a | Management | For | For |
11.c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | Management | For | For |
11.d | Authorize Board to Exclude Preemptive Rights from Share Issuances under 11.c | Management | For | For |
12.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12.b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
13 | Authorize Cancellation of Repurchased Shares | Management | For | For |
14 | Other Business (Non-Voting) | Management | None | None |
15 | Close Meeting | Management | None | None |
| ||||
ATLASSIAN CORPORATION PLC | ||||
Ticker: TEAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
5 | Elect Director Shona L. Brown | Management | For | For |
6 | Elect Director Michael Cannon-Brookes | Management | For | For |
7 | Elect Director Scott Farquhar | Management | For | For |
8 | Elect Director Heather Mirjahangir Fernandez | Management | For | For |
9 | Elect Director Sasan Goodarzi | Management | For | For |
10 | Elect Director Jay Parikh | Management | For | For |
11 | Elect Director Enrique Salem | Management | For | For |
12 | Elect Director Steven Sordello | Management | For | For |
13 | Elect Director Richard P. Wong | Management | For | For |
14 | Authorize to Make Off-Market Purchases of Ordinary Shares | Management | For | For |
15 | Authorize Share Repurchase Program | Management | For | For |
| ||||
CHARTER COMMUNICATIONS, INC. | ||||
Ticker: CHTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director W. Lance Conn | Management | For | For |
1b | Elect Director Kim C. Goodman | Management | For | For |
1c | Elect Director Craig A. Jacobson | Management | For | For |
1d | Elect Director Gregory B. Maffei | Management | For | Against |
1e | Elect Director John D. Markley, Jr. | Management | For | For |
1f | Elect Director David C. Merritt | Management | For | For |
1g | Elect Director James E. Meyer | Management | For | For |
1h | Elect Director Steven A. Miron | Management | For | For |
1i | Elect Director Balan Nair | Management | For | Against |
1j | Elect Director Michael A. Newhouse | Management | For | For |
1k | Elect Director Mauricio Ramos | Management | For | For |
1l | Elect Director Thomas M. Rutledge | Management | For | For |
1m | Elect Director Eric L. Zinterhofer | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
4 | Require Independent Board Chair | Shareholder | Against | For |
5 | Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts | Shareholder | Against | For |
6 | Report on Greenhouse Gas Emissions Disclosure | Shareholder | Against | Against |
7 | Adopt Policy to Annually Disclose EEO-1 Data | Shareholder | Against | For |
| ||||
COSTAR GROUP, INC. | ||||
Ticker: CSGP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael R. Klein | Management | For | For |
1b | Elect Director Andrew C. Florance | Management | For | For |
1c | Elect Director Laura Cox Kaplan | Management | For | For |
1d | Elect Director Michael J. Glosserman | Management | For | For |
1e | Elect Director John W. Hill | Management | For | For |
1f | Elect Director Robert W. Musslewhite | Management | For | For |
1g | Elect Director Christopher J. Nassetta | Management | For | For |
1h | Elect Director Louise S. Sams | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Shareholder | Against | Against |
| ||||
COSTCO WHOLESALE CORPORATION | ||||
Ticker: COST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan L. Decker | Management | For | For |
1.2 | Elect Director Kenneth D. Denman | Management | For | For |
1.3 | Elect Director Richard A. Galanti | Management | For | Withhold |
1.4 | Elect Director W. Craig Jelinek | Management | For | For |
1.5 | Elect Director Sally Jewell | Management | For | For |
1.6 | Elect Director Charles T. Munger | Management | For | For |
1.7 | Elect Director Jeffrey S. Raikes | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CROWN CASTLE INTERNATIONAL CORP. | ||||
Ticker: CCI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director P. Robert Bartolo | Management | For | For |
1b | Elect Director Jay A. Brown | Management | For | For |
1c | Elect Director Cindy Christy | Management | For | For |
1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
1e | Elect Director Andrea J. Goldsmith | Management | For | For |
1f | Elect Director Lee W. Hogan | Management | For | For |
1g | Elect Director Tammy K. Jones | Management | For | For |
1h | Elect Director J. Landis Martin | Management | For | For |
1i | Elect Director Anthony J. Melone | Management | For | For |
1j | Elect Director W. Benjamin Moreland | Management | For | For |
1k | Elect Director Kevin A. Stephens | Management | For | For |
1l | Elect Director Matthew Thornton, III | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
DANAHER CORPORATION | ||||
Ticker: DHR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rainer M. Blair | Management | For | For |
1b | Elect Director Linda Hefner Filler | Management | For | For |
1c | Elect Director Teri List | Management | For | For |
1d | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1e | Elect Director Jessica L. Mega | Management | For | For |
1f | Elect Director Mitchell P. Rales | Management | For | For |
1g | Elect Director Steven M. Rales | Management | For | For |
1h | Elect Director Pardis C. Sabeti | Management | For | For |
1i | Elect Director John T. Schwieters | Management | For | For |
1j | Elect Director Alan G. Spoon | Management | For | For |
1k | Elect Director Raymond C. Stevens | Management | For | For |
1l | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ||||
FACEBOOK, INC. | ||||
Ticker: FB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peggy Alford | Management | For | For |
1.2 | Elect Director Marc L. Andreessen | Management | For | For |
1.3 | Elect Director Andrew W. Houston | Management | For | For |
1.4 | Elect Director Nancy Killefer | Management | For | For |
1.5 | Elect Director Robert M. Kimmitt | Management | For | For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
1.7 | Elect Director Peter A. Thiel | Management | For | For |
1.8 | Elect Director Tracey T. Travis | Management | For | For |
1.9 | Elect Director Mark Zuckerberg | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Non-Employee Director Compensation Policy | Management | For | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Require Independent Board Chair | Shareholder | Against | Against |
6 | Report on Online Child Sexual Exploitation | Shareholder | Against | Against |
7 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
8 | Report on Platform Misuse | Shareholder | Against | Against |
9 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| ||||
IDEXX LABORATORIES, INC. | ||||
Ticker: IDXX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bruce L. Claflin | Management | For | For |
1b | Elect Director Asha S. Collins | Management | For | For |
1c | Elect Director Daniel M. Junius | Management | For | For |
1d | Elect Director Sam Samad | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
INTUITIVE SURGICAL, INC. | ||||
Ticker: ISRG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Craig H. Barratt | Management | For | For |
1b | Elect Director Joseph C. Beery | Management | For | For |
1c | Elect Director Gary S. Guthart | Management | For | For |
1d | Elect Director Amal M. Johnson | Management | For | For |
1e | Elect Director Don R. Kania | Management | For | For |
1f | Elect Director Amy L. Ladd | Management | For | For |
1g | Elect Director Keith R. Leonard, Jr. | Management | For | For |
1h | Elect Director Alan J. Levy | Management | For | Against |
1i | Elect Director Jami Dover Nachtsheim | Management | For | For |
1j | Elect Director Monica P. Reed | Management | For | For |
1k | Elect Director Mark J. Rubash | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ajay Banga | Management | For | For |
1b | Elect Director Merit E. Janow | Management | For | For |
1c | Elect Director Richard K. Davis | Management | For | For |
1d | Elect Director Steven J. Freiberg | Management | For | For |
1e | Elect Director Julius Genachowski | Management | For | For |
1f | Elect Director Choon Phong Goh | Management | For | For |
1g | Elect Director Oki Matsumoto | Management | For | For |
1h | Elect Director Michael Miebach | Management | For | For |
1i | Elect Director Youngme Moon | Management | For | For |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Gabrielle Sulzberger | Management | For | For |
1m | Elect Director Jackson Tai | Management | For | For |
1n | Elect Director Lance Uggla | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| ||||
MERCADOLIBRE, INC. | ||||
Ticker: MELI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicolas Galperin | Management | For | For |
1.2 | Elect Director Henrique Dubugras | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Co. S.A as Auditors | Management | For | For |
| ||||
MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reid G. Hoffman | Management | For | For |
1.2 | Elect Director Hugh F. Johnston | Management | For | For |
1.3 | Elect Director Teri L. List-Stoll | Management | For | For |
1.4 | Elect Director Satya Nadella | Management | For | For |
1.5 | Elect Director Sandra E. Peterson | Management | For | For |
1.6 | Elect Director Penny S. Pritzker | Management | For | For |
1.7 | Elect Director Charles W. Scharf | Management | For | For |
1.8 | Elect Director Arne M. Sorenson | Management | For | For |
1.9 | Elect Director John W. Stanton | Management | For | For |
1.10 | Elect Director John W. Thompson | Management | For | For |
1.11 | Elect Director Emma N. Walmsley | Management | For | For |
1.12 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| ||||
MSCI INC. | ||||
Ticker: MSCI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Henry A. Fernandez | Management | For | For |
1b | Elect Director Robert G. Ashe | Management | For | For |
1c | Elect Director Wayne Edmunds | Management | For | For |
1d | Elect Director Catherine R. Kinney | Management | For | For |
1e | Elect Director Jacques P. Perold | Management | For | For |
1f | Elect Director Sandy C. Rattray | Management | For | For |
1g | Elect Director Linda H. Riefler | Management | For | For |
1h | Elect Director Marcus L. Smith | Management | For | For |
1i | Elect Director Paula Volent | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
NETFLIX, INC. | ||||
Ticker: NFLX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard N. Barton | Management | For | For |
1b | Elect Director Rodolphe Belmer | Management | For | For |
1c | Elect Director Bradford L. Smith | Management | For | For |
1d | Elect Director Anne M. Sweeney | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
5 | Adopt Simple Majority Vote | Shareholder | Against | Against |
6 | Improve the Executive Compensation Philosophy | Shareholder | Against | Against |
| ||||
NEXTERA ENERGY, INC. | ||||
Ticker: NEE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director James L. Camaren | Management | For | For |
1c | Elect Director Kenneth B. Dunn | Management | For | For |
1d | Elect Director Naren K. Gursahaney | Management | For | For |
1e | Elect Director Kirk S. Hachigian | Management | For | For |
1f | Elect Director Amy B. Lane | Management | For | For |
1g | Elect Director David L. Porges | Management | For | For |
1h | Elect Director James L. Robo | Management | For | For |
1i | Elect Director Rudy E. Schupp | Management | For | For |
1j | Elect Director John L. Skolds | Management | For | For |
1k | Elect Director Lynn M. Utter | Management | For | For |
1l | Elect Director Darryl L. Wilson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
NIKE, INC. | ||||
Ticker: NKE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan B. Graf, Jr. | Management | For | For |
1b | Elect Director Peter B. Henry | Management | For | For |
1c | Elect Director Michelle A. Peluso | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
| ||||
NVIDIA CORPORATION | ||||
Ticker: NVDA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert K. Burgess | Management | For | For |
1b | Elect Director Tench Coxe | Management | For | For |
1c | Elect Director John O. Dabiri | Management | For | For |
1d | Elect Director Persis S. Drell | Management | For | For |
1e | Elect Director Jen-Hsun Huang | Management | For | For |
1f | Elect Director Dawn Hudson | Management | For | For |
1g | Elect Director Harvey C. Jones | Management | For | For |
1h | Elect Director Michael G. McCaffery | Management | For | For |
1i | Elect Director Stephen C. Neal | Management | For | For |
1j | Elect Director Mark L. Perry | Management | For | For |
1k | Elect Director A. Brooke Seawell | Management | For | For |
1l | Elect Director Aarti Shah | Management | For | For |
1m | Elect Director Mark A. Stevens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
| ||||
PAYPAL HOLDINGS, INC. | ||||
Ticker: PYPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rodney C. Adkins | Management | For | For |
1b | Elect Director Jonathan Christodoro | Management | For | For |
1c | Elect Director John J. Donahoe | Management | For | For |
1d | Elect Director David W. Dorman | Management | For | For |
1e | Elect Director Belinda J. Johnson | Management | For | For |
1f | Elect Director Gail J. McGovern | Management | For | For |
1g | Elect Director Deborah M. Messemer | Management | For | For |
1h | Elect Director David M. Moffett | Management | For | For |
1i | Elect Director Ann M. Sarnoff | Management | For | For |
1j | Elect Director Daniel H. Schulman | Management | For | For |
1k | Elect Director Frank D. Yeary | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | Shareholder | Against | Against |
| ||||
PINTEREST, INC. | ||||
Ticker: PINS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fredric Reynolds | Management | For | For |
1b | Elect Director Evan Sharp | Management | For | For |
1c | Elect Director Andrea Wishom | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SALESFORCE.COM, INC. | ||||
Ticker: CRM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc Benioff | Management | For | For |
1b | Elect Director Craig Conway | Management | For | For |
1c | Elect Director Parker Harris | Management | For | For |
1d | Elect Director Alan Hassenfeld | Management | For | For |
1e | Elect Director Neelie Kroes | Management | For | For |
1f | Elect Director Colin Powell | Management | For | For |
1g | Elect Director Sanford Robertson | Management | For | Against |
1h | Elect Director John V. Roos | Management | For | For |
1i | Elect Director Robin Washington | Management | For | For |
1j | Elect Director Maynard Webb | Management | For | For |
1k | Elect Director Susan Wojcicki | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| ||||
SERVICENOW, INC. | ||||
Ticker: NOW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan L. Bostrom | Management | For | For |
1b | Elect Director Jonathan C. Chadwick | Management | For | For |
1c | Elect Director Lawrence J. Jackson, Jr. | Management | For | For |
1d | Elect Director Frederic B. Luddy | Management | For | For |
1e | Elect Director Jeffrey A. Miller | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
SHOPIFY INC. | ||||
Ticker: SHOP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Tobias Luetke | Management | For | For |
1B | Elect Director Robert Ashe | Management | For | For |
1C | Elect Director Gail Goodman | Management | For | For |
1D | Elect Director Colleen Johnston | Management | For | For |
1E | Elect Director Jeremy Levine | Management | For | For |
1F | Elect Director John Phillips | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | Against |
4 | Re-approve Long Term Incentive Plan | Management | For | Against |
5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
SPOTIFY TECHNOLOGY SA | ||||
Ticker: SPOT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Discharge of Directors | Management | For | For |
4a | Elect Daniel Ek as A Director | Management | For | For |
4b | Elect Martin Lorentzon as A Director | Management | For | For |
4c | Elect Shishir Samir Mehrotra as A Director | Management | For | For |
4d | Elect Christopher Marshall as B Director | Management | For | For |
4e | Elect Barry McCarthy as B Director | Management | For | For |
4f | Elect Heidi O'Neill as B Director | Management | For | For |
4g | Elect Ted Sarandos as B Director | Management | For | For |
4h | Elect Thomas Owen Staggs as B Director | Management | For | For |
4i | Elect Cristina Mayville Stenbeck as B Director | Management | For | For |
4j | Elect Mona Sutphen as B Director | Management | For | For |
4k | Elect Padmasree Warrior as B Director | Management | For | For |
5 | Appoint Ernst & Young S.A. as Auditor | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Approve Share Repurchase | Management | For | For |
8 | Authorize Guy Harles and Alexandre Gobert to Execute and Deliver, and with Full Power of Substitution, Any Documents Necessary or Useful in Connection with the Annual Filing and Registration Required by the Luxembourg Laws | Management | For | For |
| ||||
SQUARE, INC. | ||||
Ticker: SQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randy Garutti | Management | For | For |
1.2 | Elect Director Mary Meeker | Management | For | For |
1.3 | Elect Director Lawrence Summers | Management | For | For |
1.4 | Elect Director Darren Walker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Require Independent Board Chair | Shareholder | Against | For |
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| ||||
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. | ||||
Ticker: 2330 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Amendment to Rules and Procedures for Election of Directors | Management | For | For |
3 | Approve Issuance of Restricted Stocks | Management | For | For |
4.1 | Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director | Management | For | For |
4.2 | Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director | Management | For | For |
4.3 | Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director | Management | For | For |
4.4 | Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director | Management | For | For |
4.5 | Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director | Management | For | For |
4.6 | Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director | Management | For | For |
4.7 | Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director | Management | For | For |
4.8 | Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director | Management | For | For |
4.9 | Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director | Management | For | For |
4.10 | Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director | Management | For | For |
| ||||
TENCENT HOLDINGS LIMITED | ||||
Ticker: 700 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Elect Yang Siu Shun as Director | Management | For | For |
3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| ||||
TENCENT HOLDINGS LIMITED | ||||
Ticker: 700 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Share Option Plan of China Literature Limited | Management | For | Against |
| ||||
TESLA, INC. | ||||
Ticker: TSLA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elon Musk | Management | For | For |
1.2 | Elect Director Robyn Denholm | Management | For | For |
1.3 | Elect Director Hiromichi Mizuno | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Paid Advertising | Shareholder | Against | Against |
5 | Adopt Simple Majority Vote | Shareholder | Against | Against |
6 | Report on Employee Arbitration | Shareholder | Against | For |
7 | Additional Reporting on Human Rights | Shareholder | Against | For |
| ||||
THE ESTEE LAUDER COMPANIES INC. | ||||
Ticker: EL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | For |
1b | Elect Director Wei Sun Christianson | Management | For | For |
1c | Elect Director Fabrizio Freda | Management | For | For |
1d | Elect Director Jane Lauder | Management | For | For |
1e | Elect Director Leonard A. Lauder | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
TWILIO INC. | ||||
Ticker: TWLO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeff Lawson | Management | For | For |
1.2 | Elect Director Byron Deeter | Management | For | For |
1.3 | Elect Director Jeffrey Epstein | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
VEEVA SYSTEMS INC. | ||||
Ticker: VEEV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion to Delaware Public Benefit Corporation | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
| ||||
VEEVA SYSTEMS INC. | ||||
Ticker: VEEV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark Carges | Management | For | For |
1b | Elect Director Paul E. Chamberlain | Management | For | For |
1c | Elect Director Ronald E.F. Codd | Management | For | For |
1d | Elect Director Peter P. Gassner | Management | For | For |
1e | Elect Director Mary Lynne Hedley | Management | For | For |
1f | Elect Director Gordon Ritter | Management | For | For |
1g | Elect Director Paul Sekhri | Management | For | For |
1h | Elect Director Matthew J. Wallach | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Provide Right to Call a Special Meeting at a 15 Percent Ownership Threshold | Shareholder | Against | Against |
| ||||
WUXI BIOLOGICS (CAYMAN) INC. | ||||
Ticker: 2269 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect William Robert Keller as Director | Management | For | For |
2b | Elect Teh-Ming Walter Kwauk as Director | Management | For | For |
3 | Elect Ning Zhao as Director | Management | For | Against |
4 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
5 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Repurchase of Issued Share Capital | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
9 | Approve Grant of Specific Mandate to the Directors to Issue and Allot the Connected Restricted Shares | Management | For | Against |
10 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Zhisheng Chen | Management | For | Against |
11 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Weichang Zhou | Management | For | Against |
12 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to William Robert Keller | Management | For | Against |
13 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Teh-Ming Walter Kwauk | Management | For | Against |
14 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Kenneth Walton Hitchner III | Management | For | Against |
15 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Jian Dong | Management | For | Against |
16 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Angus Scott Marshall Turner | Management | For | Against |
17 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Brendan McGrath | Management | For | Against |
| ||||
WUXI BIOLOGICS (CAYMAN), INC. | ||||
Ticker: 2269 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Share Subdivision | Management | For | For |
Franklin Growth Fund
| ||||
10X GENOMICS, INC. | ||||
Ticker: TXG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bryan E. Roberts | Management | For | For |
1b | Elect Director Kimberly J. Popovits | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
ABBOTT LABORATORIES | ||||
Ticker: ABT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Roxanne S. Austin | Management | For | For |
1.3 | Elect Director Sally E. Blount | Management | For | For |
1.4 | Elect Director Robert B. Ford | Management | For | For |
1.5 | Elect Director Michelle A. Kumbier | Management | For | For |
1.6 | Elect Director Darren W. McDew | Management | For | For |
1.7 | Elect Director Nancy McKinstry | Management | For | For |
1.8 | Elect Director William A. Osborn | Management | For | For |
1.9 | Elect Director Michael F. Roman | Management | For | For |
1.10 | Elect Director Daniel J. Starks | Management | For | For |
1.11 | Elect Director John G. Stratton | Management | For | For |
1.12 | Elect Director Glenn F. Tilton | Management | For | For |
1.13 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4a | Adopt Majority Voting Standard for Amendments of the Articles of Incorporation and Effect Other Ministerial Changes | Management | For | For |
4b | Adopt Majority Voting Standard for Certain Extraordinary Transactions | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Report on Racial Justice | Shareholder | Against | Against |
7 | Require Independent Board Chair | Shareholder | Against | Against |
| ||||
ABBVIE INC. | ||||
Ticker: ABBV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne S. Austin | Management | For | For |
1.2 | Elect Director Richard A. Gonzalez | Management | For | For |
1.3 | Elect Director Rebecca B. Roberts | Management | For | For |
1.4 | Elect Director Glenn F. Tilton | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Management | For | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
8 | Require Independent Board Chair | Shareholder | Against | For |
| ||||
ADOBE INC. | ||||
Ticker: ADBE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Amy Banse | Management | For | For |
1b | Elect Director Melanie Boulden | Management | For | For |
1c | Elect Director Frank Calderoni | Management | For | For |
1d | Elect Director James Daley | Management | For | For |
1e | Elect Director Laura Desmond | Management | For | For |
1f | Elect Director Shantanu Narayen | Management | For | For |
1g | Elect Director Kathleen Oberg | Management | For | For |
1h | Elect Director Dheeraj Pandey | Management | For | For |
1i | Elect Director David Ricks | Management | For | For |
1j | Elect Director Daniel Rosensweig | Management | For | For |
1k | Elect Director John Warnock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ADYEN NV | ||||
Ticker: ADYEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Announcements | Management | None | None |
2 | Elect Alexander Matthey to Management Board | Management | For | For |
3 | Elect Caoimhe Treasa Keogan to Supervisory Board | Management | For | For |
4 | Close Meeting | Management | None | None |
| ||||
ADYEN NV | ||||
Ticker: ADYEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2.b | Approve Remuneration Report | Management | For | For |
2.c | Adopt Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Reelect Ingo Jeroen Uytdehaage to Management Board | Management | For | For |
6 | Reelect Delfin Rueda Arroyo to Supervisory Board | Management | For | For |
7 | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Ratify PwC as Auditors | Management | For | For |
| ||||
AGILENT TECHNOLOGIES, INC. | ||||
Ticker: A | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mala Anand | Management | For | For |
1.2 | Elect Director Koh Boon Hwee | Management | For | For |
1.3 | Elect Director Michael R. McMullen | Management | For | For |
1.4 | Elect Director Daniel K. Podolsky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
AIR PRODUCTS AND CHEMICALS, INC. | ||||
Ticker: APD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan K. Carter | Management | For | For |
1b | Elect Director Charles I. Cogut | Management | For | For |
1c | Elect Director Lisa A. Davis | Management | For | For |
1d | Elect Director Chadwick C. Deaton | Management | For | For |
1e | Elect Director Seifollah (Seifi) Ghasemi | Management | For | For |
1f | Elect Director David H. Y. Ho | Management | For | For |
1g | Elect Director Edward L. Monser | Management | For | For |
1h | Elect Director Matthew H. Paull | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
AIRBNB, INC. | ||||
Ticker: ABNB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angela Ahrendts | Management | For | For |
1.2 | Elect Director Brian Chesky | Management | For | For |
1.3 | Elect Director Kenneth Chenault | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
ALIBABA GROUP HOLDING LIMITED | ||||
Ticker: 9988 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association | Management | For | For |
2.1 | Elect Maggie Wei Wu as Director | Management | For | Against |
2.2 | Elect Kabir Misra as Director | Management | For | Against |
2.3 | Elect Walter Teh Ming Kwauk as Director | Management | For | For |
3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| ||||
ALLEGION PLC | ||||
Ticker: ALLE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kirk S. Hachigian | Management | For | For |
1b | Elect Director Steven C. Mizell | Management | For | For |
1c | Elect Director Nicole Parent Haughey | Management | For | For |
1d | Elect Director David D. Petratis | Management | For | For |
1e | Elect Director Dean I. Schaffer | Management | For | For |
1f | Elect Director Charles L. Szews | Management | For | For |
1g | Elect Director Dev Vardhan | Management | For | For |
1h | Elect Director Martin E. Welch, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights | Management | For | For |
| ||||
ALPHABET INC. | ||||
Ticker: GOOGL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Larry Page | Management | For | For |
1b | Elect Director Sergey Brin | Management | For | For |
1c | Elect Director Sundar Pichai | Management | For | For |
1d | Elect Director John L. Hennessy | Management | For | For |
1e | Elect Director Frances H. Arnold | Management | For | For |
1f | Elect Director L. John Doerr | Management | For | For |
1g | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
1h | Elect Director Ann Mather | Management | For | For |
1i | Elect Director Alan R. Mulally | Management | For | For |
1j | Elect Director K. Ram Shriram | Management | For | For |
1k | Elect Director Robin L. Washington | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
6 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
7 | Report on Takedown Requests | Shareholder | Against | Against |
8 | Report on Whistleblower Policies and Practices | Shareholder | Against | Against |
9 | Report on Charitable Contributions | Shareholder | Against | Against |
10 | Report on Risks Related to Anticompetitive Practices | Shareholder | Against | Against |
11 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| ||||
AMAZON.COM, INC. | ||||
Ticker: AMZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Keith B. Alexander | Management | For | For |
1c | Elect Director Jamie S. Gorelick | Management | For | For |
1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
1e | Elect Director Judith A. McGrath | Management | For | For |
1f | Elect Director Indra K. Nooyi | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
1j | Elect Director Wendell P. Weeks | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Customers' Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations | Shareholder | Against | Against |
5 | Require Independent Board Chair | Shareholder | Against | Against |
6 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
7 | Report on Promotion Data | Shareholder | Against | Against |
8 | Report on the Impacts of Plastic Packaging | Shareholder | Against | Against |
9 | Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit | Shareholder | Against | Against |
10 | Adopt a Policy to Include Hourly Employees as Director Candidates | Shareholder | Against | Against |
11 | Report on Board Oversight of Risks Related to Anti-Competitive Practices | Shareholder | Against | Against |
12 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
13 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
14 | Report on Potential Human Rights Impacts of Customers' Use of Rekognition | Shareholder | Against | Against |
| ||||
AMERICAN WATER WORKS COMPANY, INC. | ||||
Ticker: AWK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey N. Edwards | Management | For | For |
1b | Elect Director Martha Clark Goss | Management | For | For |
1c | Elect Director Veronica M. Hagen | Management | For | For |
1d | Elect Director Kimberly J. Harris | Management | For | For |
1e | Elect Director Julia L. Johnson | Management | For | For |
1f | Elect Director Patricia L. Kampling | Management | For | For |
1g | Elect Director Karl F. Kurz | Management | For | For |
1h | Elect Director Walter J. Lynch | Management | For | For |
1i | Elect Director George MacKenzie | Management | For | For |
1j | Elect Director James G. Stavridis | Management | For | For |
1k | Elect Director Lloyd M. Yates | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
AMERICAN WELL CORPORATION | ||||
Ticker: AMWL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Derek Ross | Management | For | Withhold |
1.2 | Elect Director Brendan O'Grady | Management | For | Withhold |
1.3 | Elect Director Deborah Jackson | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
AMETEK, INC. | ||||
Ticker: AME | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tod E. Carpenter | Management | For | For |
1b | Elect Director Karleen M. Oberton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
AMGEN INC. | ||||
Ticker: AMGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director Robert A. Bradway | Management | For | For |
1c | Elect Director Brian J. Druker | Management | For | For |
1d | Elect Director Robert A. Eckert | Management | For | For |
1e | Elect Director Greg C. Garland | Management | For | For |
1f | Elect Director Charles M. Holley, Jr. | Management | For | For |
1g | Elect Director Tyler Jacks | Management | For | For |
1h | Elect Director Ellen J. Kullman | Management | For | For |
1i | Elect Director Amy E. Miles | Management | For | For |
1j | Elect Director Ronald D. Sugar | Management | For | For |
1k | Elect Director R. Sanders Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
AMPHENOL CORPORATION | ||||
Ticker: APH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley L. Clark | Management | For | For |
1.2 | Elect Director John D. Craig | Management | For | For |
1.3 | Elect Director David P. Falck | Management | For | For |
1.4 | Elect Director Edward G. Jepsen | Management | For | For |
1.5 | Elect Director Rita S. Lane | Management | For | For |
1.6 | Elect Director Robert A. Livingston | Management | For | For |
1.7 | Elect Director Martin H. Loeffler | Management | For | For |
1.8 | Elect Director R. Adam Norwitt | Management | For | For |
1.9 | Elect Director Anne Clarke Wolff | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Stock Option Plan | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
APPLE INC. | ||||
Ticker: AAPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James Bell | Management | For | For |
1b | Elect Director Tim Cook | Management | For | For |
1c | Elect Director Al Gore | Management | For | For |
1d | Elect Director Andrea Jung | Management | For | For |
1e | Elect Director Art Levinson | Management | For | For |
1f | Elect Director Monica Lozano | Management | For | For |
1g | Elect Director Ron Sugar | Management | For | For |
1h | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Proxy Access Amendments | Shareholder | Against | Against |
5 | Improve Principles of Executive Compensation Program | Shareholder | Against | Against |
| ||||
APTIV PLC | ||||
Ticker: APTV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kevin P. Clark | Management | For | For |
1b | Elect Director Richard L. Clemmer | Management | For | For |
1c | Elect Director Nancy E. Cooper | Management | For | For |
1d | Elect Director Nicholas M. Donofrio | Management | For | For |
1e | Elect Director Rajiv L. Gupta | Management | For | For |
1f | Elect Director Joseph L. Hooley | Management | For | For |
1g | Elect Director Merit E. Janow | Management | For | For |
1h | Elect Director Sean O. Mahoney | Management | For | For |
1i | Elect Director Paul M. Meister | Management | For | For |
1j | Elect Director Robert K. Ortberg | Management | For | For |
1k | Elect Director Colin J. Parris | Management | For | For |
1l | Elect Director Ana G. Pinczuk | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ASML HOLDING NV | ||||
Ticker: ASML | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
3.a | Approve Remuneration Report | Management | For | For |
3.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
3.c | Receive Clarification on Company's Reserves and Dividend Policy | Management | None | None |
3.d | Approve Dividends of EUR 2.75 Per Share | Management | For | For |
4.a | Approve Discharge of Management Board | Management | For | For |
4.b | Approve Discharge of Supervisory Board | Management | For | For |
5 | Approve Number of Shares for Management Board | Management | For | For |
6 | Approve Certain Adjustments to the Remuneration Policy for Management Board | Management | For | For |
7 | Approve Certain Adjustments to the Remuneration Policy for Supervisory Board | Management | For | For |
8 | Receive Information on the Composition of the Management Board | Management | None | None |
9.a | Elect B. Conix to Supervisory Board | Management | For | For |
9.b | Receive Information on the Composition of the Supervisory Board | Management | None | None |
10 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
11.a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | Management | For | For |
11.b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.a | Management | For | For |
11.c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | Management | For | For |
11.d | Authorize Board to Exclude Preemptive Rights from Share Issuances under 11.c | Management | For | For |
12.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12.b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
13 | Authorize Cancellation of Repurchased Shares | Management | For | For |
14 | Other Business (Non-Voting) | Management | None | None |
15 | Close Meeting | Management | None | None |
| ||||
ASTRAZENECA PLC | ||||
Ticker: AZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5a | Re-elect Leif Johansson as Director | Management | For | For |
5b | Re-elect Pascal Soriot as Director | Management | For | For |
5c | Re-elect Marc Dunoyer as Director | Management | For | For |
5d | Re-elect Philip Broadley as Director | Management | For | For |
5e | Elect Euan Ashley as Director | Management | For | For |
5f | Re-elect Michel Demare as Director | Management | For | For |
5g | Re-elect Deborah DiSanzo as Director | Management | For | For |
5h | Elect Diana Layfield as Director | Management | For | For |
5i | Re-elect Sheri McCoy as Director | Management | For | For |
5j | Re-elect Tony Mok as Director | Management | For | For |
5k | Re-elect Nazneen Rahman as Director | Management | For | For |
5l | Re-elect Marcus Wallenberg as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Approve Remuneration Policy | Management | For | For |
8 | Authorise UK Political Donations and Expenditure | Management | For | For |
9 | Authorise Issue of Equity | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
14 | Amend Performance Share Plan | Management | For | For |
| ||||
ASTRAZENECA PLC | ||||
Ticker: AZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Alexion Pharmaceuticals, Inc. | Management | For | For |
| ||||
ATLASSIAN CORPORATION PLC | ||||
Ticker: TEAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
5 | Elect Director Shona L. Brown | Management | For | For |
6 | Elect Director Michael Cannon-Brookes | Management | For | For |
7 | Elect Director Scott Farquhar | Management | For | For |
8 | Elect Director Heather Mirjahangir Fernandez | Management | For | For |
9 | Elect Director Sasan Goodarzi | Management | For | For |
10 | Elect Director Jay Parikh | Management | For | For |
11 | Elect Director Enrique Salem | Management | For | For |
12 | Elect Director Steven Sordello | Management | For | For |
13 | Elect Director Richard P. Wong | Management | For | For |
14 | Authorize to Make Off-Market Purchases of Ordinary Shares | Management | For | For |
15 | Authorize Share Repurchase Program | Management | For | For |
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AUTODESK, INC. | ||||
Ticker: ADSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrew Anagnost | Management | For | For |
1b | Elect Director Karen Blasing | Management | For | For |
1c | Elect Director Reid French | Management | For | For |
1d | Elect Director Ayanna Howard | Management | For | For |
1e | Elect Director Blake Irving | Management | For | For |
1f | Elect Director Mary T. McDowell | Management | For | For |
1g | Elect Director Stephen Milligan | Management | For | For |
1h | Elect Director Lorrie M. Norrington | Management | For | For |
1i | Elect Director Elizabeth (Betsy) Rafael | Management | For | For |
1j | Elect Director Stacy J. Smith | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
AUTOMATIC DATA PROCESSING, INC. | ||||
Ticker: ADP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter Bisson | Management | For | For |
1b | Elect Director Richard T. Clark | Management | For | For |
1c | Elect Director Linnie M. Haynesworth | Management | For | For |
1d | Elect Director John P. Jones | Management | For | For |
1e | Elect Director Francine S. Katsoudas | Management | For | For |
1f | Elect Director Nazzic S. Keene | Management | For | For |
1g | Elect Director Thomas J. Lynch | Management | For | For |
1h | Elect Director Scott F. Powers | Management | For | For |
1i | Elect Director William J. Ready | Management | For | For |
1j | Elect Director Carlos A. Rodriguez | Management | For | For |
1k | Elect Director Sandra S. Wijnberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Non-Management Employee Representation on the Board of Directors | Shareholder | Against | Against |
| ||||
AVALARA, INC. | ||||
Ticker: AVLR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marion Foote | Management | For | For |
1.2 | Elect Director Rajeev Singh | Management | For | For |
1.3 | Elect Director Kathleen Zwickert | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
BILL.COM HOLDINGS, INC. | ||||
Ticker: BILL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rene Lacerte | Management | For | For |
1.2 | Elect Director Peter Kight | Management | For | For |
1.3 | Elect Director Colleen Taylor | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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BLACKROCK, INC. | ||||
Ticker: BLK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bader M. Alsaad | Management | For | For |
1b | Elect Director Pamela Daley | Management | For | For |
1c | Elect Director Jessica P. Einhorn | Management | For | For |
1d | Elect Director Laurence D. Fink | Management | For | For |
1e | Elect Director William E. Ford | Management | For | For |
1f | Elect Director Fabrizio Freda | Management | For | For |
1g | Elect Director Murry S. Gerber | Management | For | For |
1h | Elect Director Margaret 'Peggy' L. Johnson | Management | For | For |
1i | Elect Director Robert S. Kapito | Management | For | For |
1j | Elect Director Cheryl D. Mills | Management | For | For |
1k | Elect Director Gordon M. Nixon | Management | For | For |
1l | Elect Director Charles H. Robbins | Management | For | For |
1m | Elect Director Marco Antonio Slim Domit | Management | For | For |
1n | Elect Director Hans E. Vestberg | Management | For | For |
1o | Elect Director Susan L. Wagner | Management | For | For |
1p | Elect Director Mark Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte LLP as Auditors | Management | For | For |
4a | Provide Right to Call Special Meeting | Management | For | For |
4b | Eliminate Supermajority Vote Requirement | Management | For | For |
4c | Amend Charter to Eliminate Provisions that are No Longer Applicable and Make Other Technical Revisions | Management | For | For |
5 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| ||||
BOOKING HOLDINGS INC. | ||||
Ticker: BKNG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
1.2 | Elect Director Glenn D. Fogel | Management | For | For |
1.3 | Elect Director Mirian M. Graddick-Weir | Management | For | For |
1.4 | Elect Director Wei Hopeman | Management | For | For |
1.5 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
1.6 | Elect Director Charles H. Noski | Management | For | For |
1.7 | Elect Director Nicholas J. Read | Management | For | For |
1.8 | Elect Director Thomas E. Rothman | Management | For | For |
1.9 | Elect Director Bob van Dijk | Management | For | For |
1.10 | Elect Director Lynn M. Vojvodich | Management | For | For |
1.11 | Elect Director Vanessa A. Wittman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Management | For | Abstain |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
7 | Report on Annual Climate Transition | Shareholder | Against | For |
8 | Annual Investor Advisory Vote on Climate Plan | Shareholder | Against | Against |
| ||||
BWX TECHNOLOGIES, INC. | ||||
Ticker: BWXT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jan A. Bertsch | Management | For | For |
1b | Elect Director Gerhard F. Burbach | Management | For | For |
1c | Elect Director Rex D. Geveden | Management | For | For |
1d | Elect Director James M. Jaska | Management | For | For |
1e | Elect Director Kenneth J. Krieg | Management | For | For |
1f | Elect Director Leland D. Melvin | Management | For | For |
1g | Elect Director Robert L. Nardelli | Management | For | For |
1h | Elect Director Barbara A. Niland | Management | For | For |
1i | Elect Director John M. Richardson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
CABLE ONE, INC. | ||||
Ticker: CABO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas S. Gayner | Management | For | Against |
1b | Elect Director Deborah J. Kissire | Management | For | For |
1c | Elect Director Thomas O. Might | Management | For | For |
1d | Elect Director Kristine E. Miller | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CANADIAN NATIONAL RAILWAY COMPANY | ||||
Ticker: CNR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Shauneen Bruder | Management | For | For |
1B | Elect Director Julie Godin | Management | For | For |
1C | Elect Director Denise Gray | Management | For | For |
1D | Elect Director Justin M. Howell | Management | For | For |
1E | Elect Director Kevin G. Lynch | Management | For | For |
1F | Elect Director Margaret A. McKenzie | Management | For | For |
1G | Elect Director James E. O'Connor | Management | For | For |
1H | Elect Director Robert Pace | Management | For | For |
1I | Elect Director Robert L. Phillips | Management | For | For |
1J | Elect Director Jean-Jacques Ruest | Management | For | For |
1K | Elect Director Laura Stein | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Management Advisory Vote on Climate Change | Management | For | For |
5 | SP 1: Institute a New Safety-Centered Bonus System | Shareholder | Against | Against |
6 | SP 2: Require the CN Police Service to Cede Criminal Investigation of All Workplace Deaths and Serious Injuries and Instead Request the Independent Police Forces in Canada and the US to Do Such Investigations | Shareholder | Against | Against |
| ||||
CANADIAN PACIFIC RAILWAY LIMITED | ||||
Ticker: CP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Deloitte LLP as Auditors | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3.1 | Elect Director John Baird | Management | For | For |
3.2 | Elect Director Isabelle Courville | Management | For | For |
3.3 | Elect Director Keith E. Creel | Management | For | For |
3.4 | Elect Director Gillian (Jill) H. Denham | Management | For | For |
3.5 | Elect Director Edward R. Hamberger | Management | For | For |
3.6 | Elect Director Rebecca MacDonald | Management | For | For |
3.7 | Elect Director Edward L. Monser | Management | For | For |
3.8 | Elect Director Matthew H. Paull | Management | For | For |
3.9 | Elect Director Jane L. Peverett | Management | For | For |
3.10 | Elect Director Andrea Robertson | Management | For | For |
3.11 | Elect Director Gordon T. Trafton | Management | For | For |
4 | Approve Share Split | Management | For | For |
5 | SP: Hold an Annual Non-Binding Advisory Vote on Climate Change | Shareholder | For | For |
| ||||
CATALENT, INC. | ||||
Ticker: CTLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Madhavan "Madhu" Balachandran | Management | For | For |
1b | Elect Director J. Martin Carroll | Management | For | For |
1c | Elect Director Rolf Classon | Management | For | For |
1d | Elect Director John J. Greisch | Management | For | For |
1e | Elect Director Christa Kreuzburg | Management | For | For |
1f | Elect Director Gregory T. Lucier | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CATERPILLAR INC. | ||||
Ticker: CAT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kelly A. Ayotte | Management | For | For |
1.2 | Elect Director David L. Calhoun | Management | For | For |
1.3 | Elect Director Daniel M. Dickinson | Management | For | For |
1.4 | Elect Director Gerald Johnson | Management | For | For |
1.5 | Elect Director David W. MacLennan | Management | For | For |
1.6 | Elect Director Debra L. Reed-Klages | Management | For | For |
1.7 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.8 | Elect Director Susan C. Schwab | Management | For | For |
1.9 | Elect Director D. James Umpleby, III | Management | For | For |
1.10 | Elect Director Miles D. White | Management | For | For |
1.11 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Climate Policy | Shareholder | Against | For |
5 | Report on Diversity and Inclusion Efforts | Shareholder | Against | For |
6 | Amend Certificate of Incorporate to become Public Benefit Corporation | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
CERTARA, INC. | ||||
Ticker: CERT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mason P. Slaine | Management | For | Withhold |
1.2 | Elect Director James E. Cashman, III. | Management | For | For |
1.3 | Elect Director Ethan Waxman | Management | For | For |
2 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| ||||
COGNEX CORPORATION | ||||
Ticker: CGNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sachin Lawande | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
COMCAST CORPORATION | ||||
Ticker: CMCSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Madeline S. Bell | Management | For | For |
1.3 | Elect Director Naomi M. Bergman | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Maritza G. Montiel | Management | For | For |
1.8 | Elect Director Asuka Nakahara | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Risks Posed by the Failing to Prevent Workplace Sexual Harassment | Shareholder | Against | For |
| ||||
CONSTELLATION BRANDS, INC. | ||||
Ticker: STZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christy Clark | Management | For | For |
1.2 | Elect Director Jennifer M. Daniels | Management | For | For |
1.3 | Elect Director Jerry Fowden | Management | For | For |
1.4 | Elect Director Ernesto M. Hernandez | Management | For | For |
1.5 | Elect Director Susan Somersille Johnson | Management | For | For |
1.6 | Elect Director James A. Locke, III | Management | For | Withhold |
1.7 | Elect Director Jose Manuel Madero Garza | Management | For | For |
1.8 | Elect Director Daniel J. McCarthy | Management | For | For |
1.9 | Elect Director William A. Newlands | Management | For | For |
1.10 | Elect Director Richard Sands | Management | For | For |
1.11 | Elect Director Robert Sands | Management | For | For |
1.12 | Elect Director Judy A. Schmeling | Management | For | For |
2 | Ratify KPMG LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
COSTAR GROUP, INC. | ||||
Ticker: CSGP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael R. Klein | Management | For | For |
1b | Elect Director Andrew C. Florance | Management | For | For |
1c | Elect Director Laura Cox Kaplan | Management | For | For |
1d | Elect Director Michael J. Glosserman | Management | For | For |
1e | Elect Director John W. Hill | Management | For | For |
1f | Elect Director Robert W. Musslewhite | Management | For | For |
1g | Elect Director Christopher J. Nassetta | Management | For | For |
1h | Elect Director Louise S. Sams | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Shareholder | Against | Against |
| ||||
CROWN CASTLE INTERNATIONAL CORP. | ||||
Ticker: CCI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director P. Robert Bartolo | Management | For | For |
1b | Elect Director Jay A. Brown | Management | For | For |
1c | Elect Director Cindy Christy | Management | For | For |
1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
1e | Elect Director Andrea J. Goldsmith | Management | For | For |
1f | Elect Director Lee W. Hogan | Management | For | For |
1g | Elect Director Tammy K. Jones | Management | For | For |
1h | Elect Director J. Landis Martin | Management | For | For |
1i | Elect Director Anthony J. Melone | Management | For | For |
1j | Elect Director W. Benjamin Moreland | Management | For | For |
1k | Elect Director Kevin A. Stephens | Management | For | For |
1l | Elect Director Matthew Thornton, III | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
DANAHER CORPORATION | ||||
Ticker: DHR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rainer M. Blair | Management | For | For |
1b | Elect Director Linda Hefner Filler | Management | For | For |
1c | Elect Director Teri List | Management | For | For |
1d | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1e | Elect Director Jessica L. Mega | Management | For | For |
1f | Elect Director Mitchell P. Rales | Management | For | For |
1g | Elect Director Steven M. Rales | Management | For | For |
1h | Elect Director Pardis C. Sabeti | Management | For | For |
1i | Elect Director John T. Schwieters | Management | For | For |
1j | Elect Director Alan G. Spoon | Management | For | For |
1k | Elect Director Raymond C. Stevens | Management | For | For |
1l | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ||||
DECIPHERA PHARMACEUTICALS, INC. | ||||
Ticker: DCPH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Bristol | Management | For | For |
1.2 | Elect Director Frank S. Friedman | Management | For | For |
1.3 | Elect Director Ron Squarer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
DEERE & COMPANY | ||||
Ticker: DE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tamra A. Erwin | Management | For | For |
1b | Elect Director Alan C. Heuberger | Management | For | For |
1c | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1d | Elect Director Dipak C. Jain | Management | For | For |
1e | Elect Director Michael O. Johanns | Management | For | For |
1f | Elect Director Clayton M. Jones | Management | For | For |
1g | Elect Director John C. May | Management | For | For |
1h | Elect Director Gregory R. Page | Management | For | For |
1i | Elect Director Sherry M. Smith | Management | For | For |
1j | Elect Director Dmitri L. Stockton | Management | For | For |
1k | Elect Director Sheila G. Talton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
DUCK CREEK TECHNOLOGIES, INC. | ||||
Ticker: DCT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Moran | Management | For | Withhold |
1.2 | Elect Director Stuart Nicoll | Management | For | Withhold |
1.3 | Elect Director Jason Wright | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
ECOLAB INC. | ||||
Ticker: ECL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director Shari L. Ballard | Management | For | For |
1c | Elect Director Barbara J. Beck | Management | For | For |
1d | Elect Director Christophe Beck | Management | For | For |
1e | Elect Director Jeffrey M. Ettinger | Management | For | For |
1f | Elect Director Arthur J. Higgins | Management | For | For |
1g | Elect Director Michael Larson | Management | For | For |
1h | Elect Director David W. MacLennan | Management | For | For |
1i | Elect Director Tracy B. McKibben | Management | For | For |
1j | Elect Director Lionel L. Nowell, III | Management | For | For |
1k | Elect Director Victoria J. Reich | Management | For | For |
1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
1m | Elect Director John J. Zillmer | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
EDWARDS LIFESCIENCES CORPORATION | ||||
Ticker: EW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kieran T. Gallahue | Management | For | For |
1.2 | Elect Director Leslie S. Heisz | Management | For | For |
1.3 | Elect Director Paul A. LaViolette | Management | For | For |
1.4 | Elect Director Steven R. Loranger | Management | For | For |
1.5 | Elect Director Martha H. Marsh | Management | For | For |
1.6 | Elect Director Michael A. Mussallem | Management | For | For |
1.7 | Elect Director Ramona Sequeira | Management | For | For |
1.8 | Elect Director Nicholas J. Valeriani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
| ||||
ELI LILLY AND COMPANY | ||||
Ticker: LLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Katherine Baicker | Management | For | For |
1b | Elect Director J. Erik Fyrwald | Management | For | For |
1c | Elect Director Jamere Jackson | Management | For | For |
1d | Elect Director Gabrielle Sulzberger | Management | For | For |
1e | Elect Director Jackson P. Tai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
7 | Require Independent Board Chair | Shareholder | Against | For |
8 | Adopt Policy on Bonus Banking | Shareholder | Against | For |
9 | Clawback Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | For |
| ||||
EQUIFAX INC. | ||||
Ticker: EFX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark W. Begor | Management | For | For |
1b | Elect Director Mark L. Feidler | Management | For | For |
1c | Elect Director G. Thomas Hough | Management | For | For |
1d | Elect Director Robert D. Marcus | Management | For | For |
1e | Elect Director Scott A. McGregor | Management | For | For |
1f | Elect Director John A. McKinley | Management | For | For |
1g | Elect Director Robert W. Selander | Management | For | For |
1h | Elect Director Melissa D. Smith | Management | For | For |
1i | Elect Director Audrey Boone Tillman | Management | For | For |
1j | Elect Director Heather H. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
FACEBOOK, INC. | ||||
Ticker: FB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peggy Alford | Management | For | For |
1.2 | Elect Director Marc L. Andreessen | Management | For | For |
1.3 | Elect Director Andrew W. Houston | Management | For | For |
1.4 | Elect Director Nancy Killefer | Management | For | For |
1.5 | Elect Director Robert M. Kimmitt | Management | For | For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
1.7 | Elect Director Peter A. Thiel | Management | For | For |
1.8 | Elect Director Tracey T. Travis | Management | For | For |
1.9 | Elect Director Mark Zuckerberg | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Non-Employee Director Compensation Policy | Management | For | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Require Independent Board Chair | Shareholder | Against | Against |
6 | Report on Online Child Sexual Exploitation | Shareholder | Against | Against |
7 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
8 | Report on Platform Misuse | Shareholder | Against | Against |
9 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| ||||
FASTENAL COMPANY | ||||
Ticker: FAST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Scott A. Satterlee | Management | For | For |
1b | Elect Director Michael J. Ancius | Management | For | For |
1c | Elect Director Stephen L. Eastman | Management | For | For |
1d | Elect Director Daniel L. Florness | Management | For | For |
1e | Elect Director Rita J. Heise | Management | For | For |
1f | Elect Director Hsenghung Sam Hsu | Management | For | For |
1g | Elect Director Daniel L. Johnson | Management | For | For |
1h | Elect Director Nicholas J. Lundquist | Management | For | For |
1i | Elect Director Reyne K. Wisecup | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
FORTIVE CORPORATION | ||||
Ticker: FTV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel L. Comas | Management | For | For |
1b | Elect Director Feroz Dewan | Management | For | For |
1c | Elect Director Sharmistha Dubey | Management | For | For |
1d | Elect Director Rejji P. Hayes | Management | For | For |
1e | Elect Director James A. Lico | Management | For | For |
1f | Elect Director Kate D. Mitchell | Management | For | For |
1g | Elect Director Jeannine Sargent | Management | For | For |
1h | Elect Director Alan G. Spoon | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
GUARDANT HEALTH, INC. | ||||
Ticker: GH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Helmy Eltoukhy | Management | For | For |
1b | Elect Director AmirAli Talasaz | Management | For | For |
1c | Elect Director Bahija Jallal | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
HAEMONETICS CORPORATION | ||||
Ticker: HAE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher A. Simon | Management | For | For |
1.2 | Elect Director Robert E. Abernathy | Management | For | For |
1.3 | Elect Director Michael J. Coyle | Management | For | For |
1.4 | Elect Director Charles J. Dockendorff | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
IAC/INTERACTIVECORP | ||||
Ticker: IAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Spin-Off Agreement | Management | For | For |
2 | Approve the Corporate Opportunities Charter Amendment | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
4a | Elect Director Chelsea Clinton | Management | For | For |
4b | Elect Director Barry Diller | Management | For | For |
4c | Elect Director Michael D. Eisner | Management | For | Withhold |
4d | Elect Director Bonnie S. Hammer | Management | For | For |
4e | Elect Director Victor A. Kaufman | Management | For | For |
4f | Elect Director Joseph Levin | Management | For | For |
4g | Elect Director Bryan Lourd | Management | For | For |
4h | Elect Director Westley Moore | Management | For | For |
4i | Elect Director David Rosenblatt | Management | For | For |
4j | Elect Director Alan G. Spoon | Management | For | For |
4k | Elect Director Alexander von Furstenberg | Management | For | For |
4l | Elect Director Richard F. Zannino | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ||||
IHS MARKIT LTD. | ||||
Ticker: INFO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| ||||
IHS MARKIT LTD. | ||||
Ticker: INFO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lance Uggla | Management | For | For |
1b | Elect Director John Browne | Management | For | For |
1c | Elect Director Dinyar S. Devitre | Management | For | For |
1d | Elect Director Ruann F. Ernst | Management | For | For |
1e | Elect Director Jacques Esculier | Management | For | For |
1f | Elect Director Gay Huey Evans | Management | For | For |
1g | Elect Director William E. Ford | Management | For | For |
1h | Elect Director Nicoletta Giadrossi | Management | For | For |
1i | Elect Director Robert P. Kelly | Management | For | For |
1j | Elect Director Deborah Doyle McWhinney | Management | For | For |
1k | Elect Director Jean-Paul L. Montupet | Management | For | For |
1l | Elect Director Deborah K. Orida | Management | For | For |
1m | Elect Director James A. Rosenthal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
ILLINOIS TOOL WORKS INC. | ||||
Ticker: ITW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel J. Brutto | Management | For | For |
1b | Elect Director Susan Crown | Management | For | For |
1c | Elect Director Darrell L. Ford | Management | For | For |
1d | Elect Director James W. Griffith | Management | For | For |
1e | Elect Director Jay L. Henderson | Management | For | For |
1f | Elect Director Richard H. Lenny | Management | For | For |
1g | Elect Director E. Scott Santi | Management | For | For |
1h | Elect Director David B. Smith, Jr. | Management | For | For |
1i | Elect Director Pamela B. Strobel | Management | For | For |
1j | Elect Director Anre D. Williams | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ||||
ILLUMINA, INC. | ||||
Ticker: ILMN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Caroline D. Dorsa | Management | For | For |
1B | Elect Director Robert S. Epstein | Management | For | For |
1C | Elect Director Scott Gottlieb | Management | For | For |
1D | Elect Director Gary S. Guthart | Management | For | For |
1E | Elect Director Philip W. Schiller | Management | For | For |
1F | Elect Director John W. Thompson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
INGERSOLL RAND INC. | ||||
Ticker: IR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation | Management | For | For |
3 | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6a.1 | Elect Director Peter M. Stavros | Management | For | For |
6a.2 | Elect Director Kirk E. Arnold | Management | For | For |
6a.3 | Elect Director Elizabeth Centoni | Management | For | For |
6a.4 | Elect Director William P. Donnelly | Management | For | For |
6a.5 | Elect Director Gary D. Forsee | Management | For | For |
6a.6 | Elect Director John Humphrey | Management | For | For |
6a.7 | Elect Director Marc E. Jones | Management | For | For |
6a.8 | Elect Director Vicente Reynal | Management | For | For |
6a.9 | Elect Director Joshua T. Weisenbeck | Management | For | For |
6a.10 | Elect Director Tony L. White | Management | For | For |
6b.11 | Elect Director Peter M. Stavros | Management | For | For |
6b.12 | Elect Director Elizabeth Centoni | Management | For | For |
6b.13 | Elect Director Gary D. Forsee | Management | For | For |
6b.14 | Elect Director Tony L. White | Management | For | For |
| ||||
INTERCONTINENTAL EXCHANGE, INC. | ||||
Ticker: ICE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon Y. Bowen | Management | For | For |
1b | Elect Director Shantella E. Cooper | Management | For | For |
1c | Elect Director Charles R. Crisp | Management | For | For |
1d | Elect Director Duriya M. Farooqui | Management | For | For |
1e | Elect Director The Right Hon. the Lord Hague of Richmond | Management | For | For |
1f | Elect Director Mark F. Mulhern | Management | For | For |
1g | Elect Director Thomas E. Noonan | Management | For | For |
1h | Elect Director Frederic V. Salerno | Management | For | For |
1i | Elect Director Caroline L. Silver | Management | For | For |
1j | Elect Director Jeffrey C. Sprecher | Management | For | For |
1k | Elect Director Judith A. Sprieser | Management | For | For |
1l | Elect Director Vincent Tese | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Adopt Simple Majority Vote | Shareholder | Against | For |
| ||||
INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||
Ticker: IFF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
INTUIT INC. | ||||
Ticker: INTU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Eve Burton | Management | For | For |
1b | Elect Director Scott D. Cook | Management | For | For |
1c | Elect Director Richard L. Dalzell | Management | For | For |
1d | Elect Director Sasan K. Goodarzi | Management | For | For |
1e | Elect Director Deborah Liu | Management | For | For |
1f | Elect Director Tekedra Mawakana | Management | For | For |
1g | Elect Director Suzanne Nora Johnson | Management | For | For |
1h | Elect Director Dennis D. Powell | Management | For | For |
1i | Elect Director Brad D. Smith | Management | For | For |
1j | Elect Director Thomas Szkutak | Management | For | For |
1k | Elect Director Raul Vazquez | Management | For | For |
1l | Elect Director Jeff Weiner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
INTUITIVE SURGICAL, INC. | ||||
Ticker: ISRG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Craig H. Barratt | Management | For | For |
1b | Elect Director Joseph C. Beery | Management | For | For |
1c | Elect Director Gary S. Guthart | Management | For | For |
1d | Elect Director Amal M. Johnson | Management | For | For |
1e | Elect Director Don R. Kania | Management | For | For |
1f | Elect Director Amy L. Ladd | Management | For | For |
1g | Elect Director Keith R. Leonard, Jr. | Management | For | For |
1h | Elect Director Alan J. Levy | Management | For | Against |
1i | Elect Director Jami Dover Nachtsheim | Management | For | For |
1j | Elect Director Monica P. Reed | Management | For | For |
1k | Elect Director Mark J. Rubash | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
IOVANCE BIOTHERAPEUTICS, INC. | ||||
Ticker: IOVA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Iain Dukes | Management | For | For |
1.2 | Elect Director Maria Fardis | Management | For | Withhold |
1.3 | Elect Director Athena Countouriotis | Management | For | Withhold |
1.4 | Elect Director Ryan Maynard | Management | For | For |
1.5 | Elect Director Merrill A. McPeak | Management | For | Withhold |
1.6 | Elect Director Wayne P. Rothbaum | Management | For | For |
1.7 | Elect Director Michael Weiser | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
J.B. HUNT TRANSPORT SERVICES, INC. | ||||
Ticker: JBHT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas G. Duncan | Management | For | For |
1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
1.3 | Elect Director Wayne Garrison | Management | For | For |
1.4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
1.5 | Elect Director Gary C. George | Management | For | For |
1.6 | Elect Director Thad Hill | Management | For | For |
1.7 | Elect Director J. Bryan Hunt, Jr. | Management | For | Against |
1.8 | Elect Director Gale V. King | Management | For | For |
1.9 | Elect Director John N. Roberts, III | Management | For | For |
1.10 | Elect Director James L. Robo | Management | For | For |
1.11 | Elect Director Kirk Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
JOHNSON & JOHNSON | ||||
Ticker: JNJ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary C. Beckerle | Management | For | For |
1b | Elect Director D. Scott Davis | Management | For | For |
1c | Elect Director Ian E. L. Davis | Management | For | For |
1d | Elect Director Jennifer A. Doudna | Management | For | For |
1e | Elect Director Alex Gorsky | Management | For | For |
1f | Elect Director Marillyn A. Hewson | Management | For | For |
1g | Elect Director Hubert Joly | Management | For | For |
1h | Elect Director Mark B. McClellan | Management | For | For |
1i | Elect Director Anne M. Mulcahy | Management | For | For |
1j | Elect Director Charles Prince | Management | For | For |
1k | Elect Director A. Eugene Washington | Management | For | For |
1l | Elect Director Mark A. Weinberger | Management | For | For |
1m | Elect Director Nadja Y. West | Management | For | For |
1n | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics | Shareholder | Against | Against |
5 | Require Independent Board Chair | Shareholder | Against | Against |
6 | Report on Civil Rights Audit | Shareholder | Against | Against |
7 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
| ||||
KANSAS CITY SOUTHERN | ||||
Ticker: KSU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lydia I. Beebe | Management | For | For |
1.2 | Elect Director Lu M. Cordova | Management | For | For |
1.3 | Elect Director Robert J. Druten | Management | For | For |
1.4 | Elect Director Antonio O. Garza, Jr. | Management | For | For |
1.5 | Elect Director David Garza-Santos | Management | For | For |
1.6 | Elect Director Janet H. Kennedy | Management | For | For |
1.7 | Elect Director Mitchell J. Krebs | Management | For | For |
1.8 | Elect Director Henry J. Maier | Management | For | For |
1.9 | Elect Director Thomas A. McDonnell | Management | For | For |
1.10 | Elect Director Patrick J. Ottensmeyer | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
KEYSIGHT TECHNOLOGIES, INC. | ||||
Ticker: KEYS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald S. Nersesian | Management | For | For |
1.2 | Elect Director Charles J. Dockendorff | Management | For | For |
1.3 | Elect Director Robert A. Rango | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
LABORATORY CORPORATION OF AMERICA HOLDINGS | ||||
Ticker: LH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kerrii B. Anderson | Management | For | For |
1b | Elect Director Jean-Luc Belingard | Management | For | For |
1c | Elect Director Jeffrey A. Davis | Management | For | For |
1d | Elect Director D. Gary Gilliland | Management | For | For |
1e | Elect Director Garheng Kong | Management | For | For |
1f | Elect Director Peter M. Neupert | Management | For | For |
1g | Elect Director Richelle P. Parham | Management | For | For |
1h | Elect Director Adam H. Schechter | Management | For | For |
1i | Elect Director Kathryn E. Wengel | Management | For | For |
1j | Elect Director R. Sanders Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
LAM RESEARCH CORPORATION | ||||
Ticker: LRCX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sohail U. Ahmed | Management | For | For |
1.2 | Elect Director Timothy M. Archer | Management | For | For |
1.3 | Elect Director Eric K. Brandt | Management | For | For |
1.4 | Elect Director Michael R. Cannon | Management | For | For |
1.5 | Elect Director Catherine P. Lego | Management | For | For |
1.6 | Elect Director Bethany J. Mayer | Management | For | For |
1.7 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
1.8 | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | For |
1.9 | Elect Director Leslie F. Varon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
LAMB WESTON HOLDINGS, INC. | ||||
Ticker: LW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter J. Bensen | Management | For | For |
1b | Elect Director Charles A. Blixt | Management | For | For |
1c | Elect Director Robert J. Coviello | Management | For | For |
1d | Elect Director Andre J. Hawaux | Management | For | For |
1e | Elect Director W.G. Jurgensen | Management | For | For |
1f | Elect Director Thomas P. Maurer | Management | For | For |
1g | Elect Director Robert A. Niblock | Management | For | For |
1h | Elect Director Hala G. Moddelmog | Management | For | For |
1i | Elect Director Maria Renna Sharpe | Management | For | For |
1j | Elect Director Thomas P. Werner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
LAS VEGAS SANDS CORP. | ||||
Ticker: LVS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irwin Chafetz | Management | For | For |
1.2 | Elect Director Micheline Chau | Management | For | For |
1.3 | Elect Director Patrick Dumont | Management | For | For |
1.4 | Elect Director Charles D. Forman | Management | For | For |
1.5 | Elect Director Robert G. Goldstein | Management | For | For |
1.6 | Elect Director George Jamieson | Management | For | For |
1.7 | Elect Director Nora M. Jordan | Management | For | For |
1.8 | Elect Director Charles A. Koppelman | Management | For | For |
1.9 | Elect Director Lewis Kramer | Management | For | For |
1.10 | Elect Director David F. Levi | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
LINDE PLC | ||||
Ticker: LIN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wolfgang H. Reitzle | Management | For | For |
1b | Elect Director Stephen F. Angel | Management | For | For |
1c | Elect Director Ann-Kristin Achleitner | Management | For | For |
1d | Elect Director Clemens A. H. Borsig | Management | For | For |
1e | Elect Director Nance K. Dicciani | Management | For | For |
1f | Elect Director Thomas Enders | Management | For | For |
1g | Elect Director Franz Fehrenbach | Management | For | For |
1h | Elect Director Edward G. Galante | Management | For | For |
1i | Elect Director Larry D. McVay | Management | For | For |
1j | Elect Director Victoria E. Ossadnik | Management | For | For |
1k | Elect Director Martin H. Richenhagen | Management | For | For |
1l | Elect Director Robert L. Wood | Management | For | For |
2a | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
3 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
LOCKHEED MARTIN CORPORATION | ||||
Ticker: LMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel F. Akerson | Management | For | For |
1.2 | Elect Director David B. Burritt | Management | For | For |
1.3 | Elect Director Bruce A. Carlson | Management | For | For |
1.4 | Elect Director Joseph F. Dunford, Jr. | Management | For | For |
1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.6 | Elect Director Thomas J. Falk | Management | For | For |
1.7 | Elect Director Ilene S. Gordon | Management | For | For |
1.8 | Elect Director Vicki A. Hollub | Management | For | For |
1.9 | Elect Director Jeh C. Johnson | Management | For | For |
1.10 | Elect Director Debra L. Reed-Klages | Management | For | For |
1.11 | Elect Director James D. Taiclet | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Report on Human Rights Due Diligence | Shareholder | Against | Against |
| ||||
MARAVAI LIFESCIENCES HOLDINGS, INC. | ||||
Ticker: MRVI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl Hull | Management | For | For |
1.2 | Elect Director Benjamin Daverman | Management | For | Withhold |
1.3 | Elect Director Susannah Gray | Management | For | For |
1.4 | Elect Director Constantine Mihas | Management | For | Withhold |
2 | Advisory Vote to Retain Classified Board Structure | Management | For | Against |
3 | Advisory Vote to Retain Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws | Management | For | Against |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
MARKETAXESS HOLDINGS INC. | ||||
Ticker: MKTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard M. McVey | Management | For | For |
1b | Elect Director Nancy Altobello | Management | For | For |
1c | Elect Director Steven L. Begleiter | Management | For | For |
1d | Elect Director Stephen P. Casper | Management | For | For |
1e | Elect Director Jane Chwick | Management | For | For |
1f | Elect Director Christopher R. Concannon | Management | For | For |
1g | Elect Director William F. Cruger | Management | For | For |
1h | Elect Director Kourtney Gibson | Management | For | For |
1i | Elect Director Justin G. Gmelich | Management | For | For |
1j | Elect Director Richard G. Ketchum | Management | For | For |
1k | Elect Director Emily H. Portney | Management | For | For |
1l | Elect Director Richard L. Prager | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MARTIN MARIETTA MATERIALS, INC. | ||||
Ticker: MLM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dorothy M. Ables | Management | For | For |
1.2 | Elect Director Sue W. Cole | Management | For | For |
1.3 | Elect Director Smith W. Davis | Management | For | For |
1.4 | Elect Director Anthony R. Foxx | Management | For | For |
1.5 | Elect Director John J. Koraleski | Management | For | For |
1.6 | Elect Director C. Howard Nye | Management | For | For |
1.7 | Elect Director Laree E. Perez | Management | For | For |
1.8 | Elect Director Thomas H. Pike | Management | For | For |
1.9 | Elect Director Michael J. Quillen | Management | For | For |
1.10 | Elect Director Donald W. Slager | Management | For | For |
1.11 | Elect Director David C. Wajsgras | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ajay Banga | Management | For | For |
1b | Elect Director Merit E. Janow | Management | For | For |
1c | Elect Director Richard K. Davis | Management | For | For |
1d | Elect Director Steven J. Freiberg | Management | For | For |
1e | Elect Director Julius Genachowski | Management | For | For |
1f | Elect Director Choon Phong Goh | Management | For | For |
1g | Elect Director Oki Matsumoto | Management | For | For |
1h | Elect Director Michael Miebach | Management | For | For |
1i | Elect Director Youngme Moon | Management | For | For |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Gabrielle Sulzberger | Management | For | For |
1m | Elect Director Jackson Tai | Management | For | For |
1n | Elect Director Lance Uggla | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| ||||
MATCH GROUP, INC. | ||||
Ticker: MTCH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wendi Murdoch | Management | For | For |
1b | Elect Director Glenn H. Schiffman | Management | For | For |
1c | Elect Director Pamela S. Seymon | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
MERCK & CO., INC. | ||||
Ticker: MRK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Mary Ellen Coe | Management | For | For |
1c | Elect Director Pamela J. Craig | Management | For | For |
1d | Elect Director Kenneth C. Frazier | Management | For | For |
1e | Elect Director Thomas H. Glocer | Management | For | For |
1f | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
1g | Elect Director Stephen L. Mayo | Management | For | For |
1h | Elect Director Paul B. Rothman | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Christine E. Seidman | Management | For | For |
1k | Elect Director Inge G. Thulin | Management | For | For |
1l | Elect Director Kathy J. Warden | Management | For | For |
1m | Elect Director Peter C. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Report on Access to COVID-19 Products | Shareholder | Against | Against |
| ||||
MERCURY SYSTEMS, INC. | ||||
Ticker: MRCY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Aslett | Management | For | For |
1.2 | Elect Director Mary Louise Krakauer | Management | For | For |
1.3 | Elect Director William K. O'Brien | Management | For | For |
1.4 | Elect Director Orlando P. Carvalho | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
METTLER-TOLEDO INTERNATIONAL INC. | ||||
Ticker: MTD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Spoerry | Management | For | For |
1.2 | Elect Director Wah-Hui Chu | Management | For | For |
1.3 | Elect Director Domitille Doat-Le Bigot | Management | For | For |
1.4 | Elect Director Olivier A. Filliol | Management | For | For |
1.5 | Elect Director Elisha W. Finney | Management | For | For |
1.6 | Elect Director Richard Francis | Management | For | For |
1.7 | Elect Director Michael A. Kelly | Management | For | For |
1.8 | Elect Director Thomas P. Salice | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reid G. Hoffman | Management | For | For |
1.2 | Elect Director Hugh F. Johnston | Management | For | For |
1.3 | Elect Director Teri L. List-Stoll | Management | For | For |
1.4 | Elect Director Satya Nadella | Management | For | For |
1.5 | Elect Director Sandra E. Peterson | Management | For | For |
1.6 | Elect Director Penny S. Pritzker | Management | For | For |
1.7 | Elect Director Charles W. Scharf | Management | For | For |
1.8 | Elect Director Arne M. Sorenson | Management | For | For |
1.9 | Elect Director John W. Stanton | Management | For | For |
1.10 | Elect Director John W. Thompson | Management | For | For |
1.11 | Elect Director Emma N. Walmsley | Management | For | For |
1.12 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| ||||
MIRATI THERAPEUTICS, INC. | ||||
Ticker: MRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Baum | Management | For | For |
1.2 | Elect Director Bruce L.A. Carter | Management | For | For |
1.3 | Elect Director Julie M. Cherrington | Management | For | For |
1.4 | Elect Director Aaron I. Davis | Management | For | For |
1.5 | Elect Director Henry J. Fuchs | Management | For | Withhold |
1.6 | Elect Director Michael Grey | Management | For | Withhold |
1.7 | Elect Director Faheem Hasnain | Management | For | For |
1.8 | Elect Director Craig Johnson | Management | For | For |
1.9 | Elect Director Maya Martinez-Davis | Management | For | For |
1.10 | Elect Director Shalini Sharp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
MONDELEZ INTERNATIONAL, INC. | ||||
Ticker: MDLZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lewis W.K. Booth | Management | For | For |
1b | Elect Director Charles E. Bunch | Management | For | For |
1c | Elect Director Lois D. Juliber | Management | For | For |
1d | Elect Director Peter W. May | Management | For | For |
1e | Elect Director Jorge S. Mesquita | Management | For | For |
1f | Elect Director Jane Hamilton Nielsen | Management | For | For |
1g | Elect Director Fredric G. Reynolds | Management | For | For |
1h | Elect Director Christiana S. Shi | Management | For | For |
1i | Elect Director Patrick T. Siewert | Management | For | For |
1j | Elect Director Michael A. Todman | Management | For | For |
1k | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
1l | Elect Director Dirk Van de Put | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Consider Pay Disparity Between Executives and Other Employees | Shareholder | Against | Against |
| ||||
MONOLITHIC POWER SYSTEMS, INC. | ||||
Ticker: MPWR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugen Elmiger | Management | For | For |
1.2 | Elect Director Jeff Zhou | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MONSTER BEVERAGE CORPORATION | ||||
Ticker: MNST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Director Mark J. Hall | Management | For | For |
1.4 | Elect Director James L. Dinkins | Management | For | For |
1.5 | Elect Director Gary P. Fayard | Management | For | For |
1.6 | Elect Director Jeanne P. Jackson | Management | For | For |
1.7 | Elect Director Steven G. Pizula | Management | For | For |
1.8 | Elect Director Benjamin M. Polk | Management | For | For |
1.9 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Annual Vote and Report on Climate Change | Shareholder | Against | Against |
| ||||
NEUROCRINE BIOSCIENCES, INC. | ||||
Ticker: NBIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Rastetter | Management | For | For |
1.2 | Elect Director George J. Morrow | Management | For | For |
1.3 | Elect Director Leslie V. Norwalk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
NEXTERA ENERGY, INC. | ||||
Ticker: NEE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director James L. Camaren | Management | For | For |
1c | Elect Director Kenneth B. Dunn | Management | For | For |
1d | Elect Director Naren K. Gursahaney | Management | For | For |
1e | Elect Director Kirk S. Hachigian | Management | For | For |
1f | Elect Director Amy B. Lane | Management | For | For |
1g | Elect Director David L. Porges | Management | For | For |
1h | Elect Director James L. Robo | Management | For | For |
1i | Elect Director Rudy E. Schupp | Management | For | For |
1j | Elect Director John L. Skolds | Management | For | For |
1k | Elect Director Lynn M. Utter | Management | For | For |
1l | Elect Director Darryl L. Wilson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
NIKE, INC. | ||||
Ticker: NKE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan B. Graf, Jr. | Management | For | For |
1b | Elect Director Peter B. Henry | Management | For | For |
1c | Elect Director Michelle A. Peluso | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
| ||||
NORTHROP GRUMMAN CORPORATION | ||||
Ticker: NOC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathy J. Warden | Management | For | For |
1.2 | Elect Director David P. Abney | Management | For | For |
1.3 | Elect Director Marianne C. Brown | Management | For | For |
1.4 | Elect Director Donald E. Felsinger | Management | For | For |
1.5 | Elect Director Ann M. Fudge | Management | For | For |
1.6 | Elect Director William H. Hernandez | Management | For | For |
1.7 | Elect Director Madeleine A. Kleiner | Management | For | For |
1.8 | Elect Director Karl J. Krapek | Management | For | For |
1.9 | Elect Director Gary Roughead | Management | For | For |
1.10 | Elect Director Thomas M. Schoewe | Management | For | For |
1.11 | Elect Director James S. Turley | Management | For | For |
1.12 | Elect Director Mark A. Welsh, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Human Rights Impact Assessment | Shareholder | Against | Against |
5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
| ||||
NVIDIA CORPORATION | ||||
Ticker: NVDA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert K. Burgess | Management | For | For |
1b | Elect Director Tench Coxe | Management | For | For |
1c | Elect Director John O. Dabiri | Management | For | For |
1d | Elect Director Persis S. Drell | Management | For | For |
1e | Elect Director Jen-Hsun Huang | Management | For | For |
1f | Elect Director Dawn Hudson | Management | For | For |
1g | Elect Director Harvey C. Jones | Management | For | For |
1h | Elect Director Michael G. McCaffery | Management | For | For |
1i | Elect Director Stephen C. Neal | Management | For | For |
1j | Elect Director Mark L. Perry | Management | For | For |
1k | Elect Director A. Brooke Seawell | Management | For | For |
1l | Elect Director Aarti Shah | Management | For | For |
1m | Elect Director Mark A. Stevens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
| ||||
NXP SEMICONDUCTORS N.V. | ||||
Ticker: NXPI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board Members | Management | For | For |
3a | Reelect Kurt Sievers as Executive Director | Management | For | For |
3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | Against |
3c | Elect Annette Clayton as Non-Executive Director | Management | For | For |
3d | Elect Anthony Foxx as Non-Executive Director | Management | For | For |
3e | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
3f | Reelect Josef Kaeser as Non-Executive Director | Management | For | For |
3g | Reelect Lena Olving as Non-Executive Director | Management | For | Against |
3h | Reelect Peter Smitham as Non-Executive Director | Management | For | Against |
3i | Reelect Julie Southern as Non-Executive Director | Management | For | For |
3j | Reelect Jasmin Staiblin as Non-Executive Director | Management | For | For |
3k | Reelect Gregory L. Summe as Non-Executive Director | Management | For | For |
3l | Reelect Karl-Henrik Sundstrom as Non-Executive Director | Management | For | Against |
4 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
5 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
6 | Authorize Share Repurchase Program | Management | For | For |
7 | Approve Cancellation of Ordinary Shares | Management | For | For |
8 | Approve Remuneration of the Non Executive Members of the Board | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
OKTA, INC. | ||||
Ticker: OKTA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Todd McKinnon | Management | For | For |
1.2 | Elect Director Michael Stankey | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
OTIS WORLDWIDE CORPORATION | ||||
Ticker: OTIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey H. Black | Management | For | For |
1b | Elect Director Kathy Hopinkah Hannan | Management | For | For |
1c | Elect Director Shailesh G. Jejurikar | Management | For | For |
1d | Elect Director Christopher J. Kearney | Management | For | For |
1e | Elect Director Judith F. Marks | Management | For | For |
1f | Elect Director Harold W. McGraw, III | Management | For | For |
1g | Elect Director Margaret M. V. Preston | Management | For | For |
1h | Elect Director Shelley Stewart, Jr. | Management | For | For |
1i | Elect Director John H. Walker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
PAYCOM SOFTWARE, INC. | ||||
Ticker: PAYC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Levenson | Management | For | For |
1.2 | Elect Director Frederick C. Peters, II | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Plans to Improve Diversity of Executive Leadership | Shareholder | None | For |
| ||||
PAYPAL HOLDINGS, INC. | ||||
Ticker: PYPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rodney C. Adkins | Management | For | For |
1b | Elect Director Jonathan Christodoro | Management | For | For |
1c | Elect Director John J. Donahoe | Management | For | For |
1d | Elect Director David W. Dorman | Management | For | For |
1e | Elect Director Belinda J. Johnson | Management | For | For |
1f | Elect Director Gail J. McGovern | Management | For | For |
1g | Elect Director Deborah M. Messemer | Management | For | For |
1h | Elect Director David M. Moffett | Management | For | For |
1i | Elect Director Ann M. Sarnoff | Management | For | For |
1j | Elect Director Daniel H. Schulman | Management | For | For |
1k | Elect Director Frank D. Yeary | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | Shareholder | Against | Against |
| ||||
PEPSICO, INC. | ||||
Ticker: PEP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Segun Agbaje | Management | For | For |
1b | Elect Director Shona L. Brown | Management | For | For |
1c | Elect Director Cesar Conde | Management | For | For |
1d | Elect Director Ian Cook | Management | For | For |
1e | Elect Director Dina Dublon | Management | For | For |
1f | Elect Director Michelle Gass | Management | For | For |
1g | Elect Director Ramon L. Laguarta | Management | For | For |
1h | Elect Director Dave Lewis | Management | For | For |
1i | Elect Director David C. Page | Management | For | For |
1j | Elect Director Robert C. Pohlad | Management | For | For |
1k | Elect Director Daniel Vasella | Management | For | For |
1l | Elect Director Darren Walker | Management | For | For |
1m | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
5 | Report on Sugar and Public Health | Shareholder | Against | Against |
6 | Report on External Public Health Costs | Shareholder | Against | Against |
| ||||
PTC INC. | ||||
Ticker: PTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janice Chaffin | Management | For | For |
1.2 | Elect Director Phillip Fernandez | Management | For | For |
1.3 | Elect Director James Heppelmann | Management | For | For |
1.4 | Elect Director Klaus Hoehn | Management | For | For |
1.5 | Elect Director Paul Lacy | Management | For | For |
1.6 | Elect Director Corinna Lathan | Management | For | For |
1.7 | Elect Director Blake Moret | Management | For | For |
1.8 | Elect Director Robert Schechter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
PTC THERAPEUTICS, INC. | ||||
Ticker: PTCT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emma Reeve | Management | For | For |
1.2 | Elect Director Michael Schmertzler | Management | For | For |
1.3 | Elect Director Glenn D. Steele, Jr. | Management | For | For |
1.4 | Elect Director Mary Smith | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
QUALTRICS INTERNATIONAL INC. | ||||
Ticker: XM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Egon Durban | Management | For | For |
1b | Elect Director Sindhu Gangadharan | Management | For | Against |
1c | Elect Director Paula Hansen | Management | For | For |
1d | Elect Director Christian Klein | Management | For | For |
1e | Elect Director Luka Mucic | Management | For | Against |
1f | Elect Director Donald Paoni | Management | For | For |
1g | Elect Director Zig Serafin | Management | For | Against |
1h | Elect Director Ryan Smith | Management | For | For |
1i | Elect Director Kelly Steckelberg | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
RAYTHEON TECHNOLOGIES CORPORATION | ||||
Ticker: RTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tracy A. Atkinson | Management | For | For |
1b | Elect Director Gregory J. Hayes | Management | For | For |
1c | Elect Director Thomas A. Kennedy | Management | For | For |
1d | Elect Director Marshall O. Larsen | Management | For | For |
1e | Elect Director George R. Oliver | Management | For | For |
1f | Elect Director Robert K. (Kelly) Ortberg | Management | For | For |
1g | Elect Director Margaret L. O'Sullivan | Management | For | For |
1h | Elect Director Dinesh C. Paliwal | Management | For | For |
1i | Elect Director Ellen M. Pawlikowski | Management | For | For |
1j | Elect Director Denise L. Ramos | Management | For | For |
1k | Elect Director Fredric G. Reynolds | Management | For | For |
1l | Elect Director Brian C. Rogers | Management | For | For |
1m | Elect Director James A. Winnefeld, Jr. | Management | For | For |
1n | Elect Director Robert O. Work | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
REGENERON PHARMACEUTICALS, INC. | ||||
Ticker: REGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director N. Anthony Coles | Management | For | For |
1b | Elect Director Arthur F. Ryan | Management | For | Against |
1c | Elect Director George L. Sing | Management | For | Against |
1d | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
REPUBLIC SERVICES, INC. | ||||
Ticker: RSG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Manuel Kadre | Management | For | For |
1b | Elect Director Tomago Collins | Management | For | For |
1c | Elect Director Michael A. Duffy | Management | For | For |
1d | Elect Director Thomas W. Handley | Management | For | For |
1e | Elect Director Jennifer M. Kirk | Management | For | For |
1f | Elect Director Michael Larson | Management | For | For |
1g | Elect Director Kim S. Pegula | Management | For | For |
1h | Elect Director James P. Snee | Management | For | For |
1i | Elect Director Brian S. Tyler | Management | For | For |
1j | Elect Director Sandra M. Volpe | Management | For | For |
1k | Elect Director Katharine B. Weymouth | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Integrating ESG Metrics Into Executive Compensation Program | Shareholder | Against | Against |
| ||||
S&P GLOBAL INC. | ||||
Ticker: SPGI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
| ||||
S&P GLOBAL INC. | ||||
Ticker: SPGI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marco Alvera | Management | For | For |
1.2 | Elect Director William J. Amelio | Management | For | For |
1.3 | Elect Director William D. Green | Management | For | For |
1.4 | Elect Director Stephanie C. Hill | Management | For | For |
1.5 | Elect Director Rebecca J. Jacoby | Management | For | For |
1.6 | Elect Director Monique F. Leroux | Management | For | For |
1.7 | Elect Director Ian P. Livingston | Management | For | For |
1.8 | Elect Director Maria R. Morris | Management | For | For |
1.9 | Elect Director Douglas L. Peterson | Management | For | For |
1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.11 | Elect Director Kurt L. Schmoke | Management | For | For |
1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Approve Greenhouse Gas (GHG) Emissions Reduction Plan | Management | For | For |
5 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| ||||
SALESFORCE.COM, INC. | ||||
Ticker: CRM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc Benioff | Management | For | For |
1b | Elect Director Craig Conway | Management | For | For |
1c | Elect Director Parker Harris | Management | For | For |
1d | Elect Director Alan Hassenfeld | Management | For | For |
1e | Elect Director Neelie Kroes | Management | For | For |
1f | Elect Director Colin Powell | Management | For | For |
1g | Elect Director Sanford Robertson | Management | For | Against |
1h | Elect Director John V. Roos | Management | For | For |
1i | Elect Director Robin Washington | Management | For | For |
1j | Elect Director Maynard Webb | Management | For | For |
1k | Elect Director Susan Wojcicki | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| ||||
SEER, INC. | ||||
Ticker: SEER | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine J. Friedman | Management | For | For |
1.2 | Elect Director Omead Ostadan | Management | For | For |
1.3 | Elect Director Mostafa Ronaghi | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
SERVICENOW, INC. | ||||
Ticker: NOW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan L. Bostrom | Management | For | For |
1b | Elect Director Jonathan C. Chadwick | Management | For | For |
1c | Elect Director Lawrence J. Jackson, Jr. | Management | For | For |
1d | Elect Director Frederic B. Luddy | Management | For | For |
1e | Elect Director Jeffrey A. Miller | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
STANLEY BLACK & DECKER, INC. | ||||
Ticker: SWK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrea J. Ayers | Management | For | For |
1b | Elect Director George W. Buckley | Management | For | For |
1c | Elect Director Patrick D. Campbell | Management | For | For |
1d | Elect Director Carlos M. Cardoso | Management | For | For |
1e | Elect Director Robert B. Coutts | Management | For | For |
1f | Elect Director Debra A. Crew | Management | For | For |
1g | Elect Director Michael D. Hankin | Management | For | For |
1h | Elect Director James M. Loree | Management | For | For |
1i | Elect Director Jane M. Palmieri | Management | For | For |
1j | Elect Director Mojdeh Poul | Management | For | For |
1k | Elect Director Dmitri L. Stockton | Management | For | For |
1l | Elect Director Irving Tan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Eliminate Supermajority Vote Requirement Applicable Under the Connecticut Business Corporation Act | Management | For | For |
6 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For |
7 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| ||||
STRYKER CORPORATION | ||||
Ticker: SYK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary K. Brainerd | Management | For | For |
1b | Elect Director Giovanni Caforio | Management | For | For |
1c | Elect Director Srikant M. Datar | Management | For | For |
1d | Elect Director Allan C. Golston | Management | For | For |
1e | Elect Director Kevin A. Lobo | Management | For | For |
1f | Elect Director Sherilyn S. McCoy | Management | For | For |
1g | Elect Director Andrew K. Silvernail | Management | For | For |
1h | Elect Director Lisa M. Skeete Tatum | Management | For | For |
1i | Elect Director Ronda E. Stryker | Management | For | For |
1j | Elect Director Rajeev Suri | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Workforce Involvement in Corporate Governance | Shareholder | Against | Against |
5 | Provide Right to Call A Special Meeting | Shareholder | Against | For |
| ||||
SYNOPSYS, INC. | ||||
Ticker: SNPS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aart J. de Geus | Management | For | For |
1b | Elect Director Chi-Foon Chan | Management | For | For |
1c | Elect Director Janice D. Chaffin | Management | For | For |
1d | Elect Director Bruce R. Chizen | Management | For | For |
1e | Elect Director Mercedes Johnson | Management | For | For |
1f | Elect Director Chrysostomos L. "Max" Nikias | Management | For | For |
1g | Elect Director Jeannine P. Sargent | Management | For | For |
1h | Elect Director John Schwarz | Management | For | For |
1i | Elect Director Roy Vallee | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
TE CONNECTIVITY LTD. | ||||
Ticker: TEL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Pierre R. Brondeau | Management | For | For |
1b | Elect Director Terrence R. Curtin | Management | For | For |
1c | Elect Director Carol A. (John) Davidson | Management | For | For |
1d | Elect Director Lynn A. Dugle | Management | For | For |
1e | Elect Director William A. Jeffrey | Management | For | For |
1f | Elect Director David M. Kerko *Withdrawn Resolution* | Management | None | None |
1g | Elect Director Thomas J. Lynch | Management | For | For |
1h | Elect Director Heath A. Mitts | Management | For | For |
1i | Elect Director Yong Nam | Management | For | For |
1j | Elect Director Daniel J. Phelan | Management | For | For |
1k | Elect Director Abhijit Y. Talwalkar | Management | For | For |
1l | Elect Director Mark C. Trudeau | Management | For | For |
1m | Elect Director Dawn C. Willoughby | Management | For | For |
1n | Elect Director Laura H. Wright | Management | For | For |
2 | Elect Board Chairman Thomas J. Lynch | Management | For | For |
3a | Elect Daniel J. Phelan as Member of Management Development and Compensation Committee | Management | For | For |
3b | Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee | Management | For | For |
3c | Elect Mark C. Trudeau as Member of Management Development and Compensation Committee | Management | For | For |
3d | Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee | Management | For | For |
4 | Designate Rene Schwarzenbach as Independent Proxy | Management | For | For |
5.1 | Accept Annual Report for Fiscal Year Ended September 25, 2020 | Management | For | For |
5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 25, 2020 | Management | For | For |
5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 25, 2020 | Management | For | For |
6 | Approve Discharge of Board and Senior Management | Management | For | For |
7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021 | Management | For | For |
7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | For |
7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Approve the Increase in Maximum Aggregate Remuneration of Executive Management | Management | For | For |
10 | Approve Maximum Aggregate Remuneration of Board of Directors | Management | For | For |
11 | Approve Allocation of Available Earnings at September 25, 2020 | Management | For | For |
12 | Approve Declaration of Dividend | Management | For | For |
13 | Approve Reduction in Share Capital via Cancelation of Shares | Management | For | For |
14 | Amend Non-Qualified Employee Stock Purchase Plan | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Adjourn Meeting | Management | For | For |
| ||||
TELEFLEX INCORPORATED | ||||
Ticker: TFX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Candace H. Duncan | Management | For | For |
1b | Elect Director Stephen K. Klasko | Management | For | For |
1c | Elect Director Stuart A. Randle | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | None | For |
| ||||
TEXAS INSTRUMENTS INCORPORATED | ||||
Ticker: TXN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark A. Blinn | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | For |
1c | Elect Director Janet F. Clark | Management | For | For |
1d | Elect Director Carrie S. Cox | Management | For | For |
1e | Elect Director Martin S. Craighead | Management | For | For |
1f | Elect Director Jean M. Hobby | Management | For | For |
1g | Elect Director Michael D. Hsu | Management | For | For |
1h | Elect Director Ronald Kirk | Management | For | For |
1i | Elect Director Pamela H. Patsley | Management | For | For |
1j | Elect Director Robert E. Sanchez | Management | For | For |
1k | Elect Director Richard K. Templeton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
THE CHARLES SCHWAB CORPORATION | ||||
Ticker: SCHW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Walter W. Bettinger, II | Management | For | For |
1b | Elect Director Joan T. Dea | Management | For | For |
1c | Elect Director Christopher V. Dodds | Management | For | For |
1d | Elect Director Mark A. Goldfarb | Management | For | For |
1e | Elect Director Bharat B. Masrani | Management | For | For |
1f | Elect Director Charles A. Ruffel | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
| ||||
THE ESTEE LAUDER COMPANIES INC. | ||||
Ticker: EL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | For |
1b | Elect Director Wei Sun Christianson | Management | For | For |
1c | Elect Director Fabrizio Freda | Management | For | For |
1d | Elect Director Jane Lauder | Management | For | For |
1e | Elect Director Leonard A. Lauder | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
THE WALT DISNEY COMPANY | ||||
Ticker: DIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | Elect Director Mary T. Barra | Management | For | For |
1c | Elect Director Safra A. Catz | Management | For | For |
1d | Elect Director Robert A. Chapek | Management | For | For |
1e | Elect Director Francis A. deSouza | Management | For | For |
1f | Elect Director Michael B.G. Froman | Management | For | For |
1g | Elect Director Robert A. Iger | Management | For | For |
1h | Elect Director Maria Elena Lagomasino | Management | For | For |
1i | Elect Director Mark G. Parker | Management | For | For |
1j | Elect Director Derica W. Rice | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
| ||||
TRADEWEB MARKETS INC. | ||||
Ticker: TW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paula Madoff | Management | For | For |
1.2 | Elect Director Thomas Pluta | Management | For | For |
1.3 | Elect Director Brian West | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ||||
TRANE TECHNOLOGIES PLC | ||||
Ticker: TT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kirk E. Arnold | Management | For | For |
1b | Elect Director Ann C. Berzin | Management | For | For |
1c | Elect Director John Bruton | Management | For | For |
1d | Elect Director Jared L. Cohon | Management | For | For |
1e | Elect Director Gary D. Forsee | Management | For | For |
1f | Elect Director Linda P. Hudson | Management | For | For |
1g | Elect Director Michael W. Lamach | Management | For | For |
1h | Elect Director Myles P. Lee | Management | For | For |
1i | Elect Director April Miller Boise | Management | For | For |
1j | Elect Director Karen B. Peetz | Management | For | For |
1k | Elect Director John P. Surma | Management | For | For |
1l | Elect Director Tony L. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Authorize Issue of Equity | Management | For | For |
5 | Renew Directors' Authority to Issue Shares for Cash | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| ||||
TWILIO INC. | ||||
Ticker: TWLO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeff Lawson | Management | For | For |
1.2 | Elect Director Byron Deeter | Management | For | For |
1.3 | Elect Director Jeffrey Epstein | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
TYLER TECHNOLOGIES, INC. | ||||
Ticker: TYL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Glenn A. Carter | Management | For | For |
1b | Elect Director Brenda A. Cline | Management | For | For |
1c | Elect Director Ronnie D. Hawkins, Jr. | Management | For | For |
1d | Elect Director Mary L. Landrieu | Management | For | For |
1e | Elect Director John S. Marr, Jr. | Management | For | For |
1f | Elect Director H. Lynn Moore, Jr. | Management | For | For |
1g | Elect Director Daniel M. Pope | Management | For | For |
1h | Elect Director Dustin R. Womble | Management | For | Against |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
UBER TECHNOLOGIES, INC. | ||||
Ticker: UBER | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ronald Sugar | Management | For | For |
1b | Elect Director Revathi Advaithi | Management | For | For |
1c | Elect Director Ursula Burns | Management | For | For |
1d | Elect Director Robert Eckert | Management | For | For |
1e | Elect Director Amanda Ginsberg | Management | For | For |
1f | Elect Director Dara Khosrowshahi | Management | For | For |
1g | Elect Director Wan Ling Martello | Management | For | For |
1h | Elect Director Yasir Al-Rumayyan | Management | For | For |
1i | Elect Director John Thain | Management | For | For |
1j | Elect Director David I. Trujillo | Management | For | For |
1k | Elect Director Alexander Wynaendts | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
UNION PACIFIC CORPORATION | ||||
Ticker: UNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrew H. Card, Jr. | Management | For | For |
1b | Elect Director William J. DeLaney | Management | For | For |
1c | Elect Director David B. Dillon | Management | For | For |
1d | Elect Director Lance M. Fritz | Management | For | For |
1e | Elect Director Deborah C. Hopkins | Management | For | For |
1f | Elect Director Jane H. Lute | Management | For | For |
1g | Elect Director Michael R. McCarthy | Management | For | For |
1h | Elect Director Thomas F. McLarty, III | Management | For | For |
1i | Elect Director Jose H. Villarreal | Management | For | For |
1j | Elect Director Christopher J. Williams | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
6 | Report on EEO | Shareholder | Against | For |
7 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | Shareholder | Against | For |
8 | Annual Vote and Report on Climate Change | Shareholder | Against | Against |
| ||||
UNITEDHEALTH GROUP INCORPORATED | ||||
Ticker: UNH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard T. Burke | Management | For | For |
1b | Elect Director Timothy P. Flynn | Management | For | For |
1c | Elect Director Stephen J. Hemsley | Management | For | For |
1d | Elect Director Michele J. Hooper | Management | For | For |
1e | Elect Director F. William McNabb, III | Management | For | For |
1f | Elect Director Valerie C. Montgomery Rice | Management | For | For |
1g | Elect Director John H. Noseworthy | Management | For | For |
1h | Elect Director Gail R. Wilensky | Management | For | For |
1i | Elect Director Andrew Witty | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ||||
VEEVA SYSTEMS INC. | ||||
Ticker: VEEV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion to Delaware Public Benefit Corporation | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
| ||||
VEEVA SYSTEMS INC. | ||||
Ticker: VEEV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark Carges | Management | For | For |
1b | Elect Director Paul E. Chamberlain | Management | For | For |
1c | Elect Director Ronald E.F. Codd | Management | For | For |
1d | Elect Director Peter P. Gassner | Management | For | For |
1e | Elect Director Mary Lynne Hedley | Management | For | For |
1f | Elect Director Gordon Ritter | Management | For | For |
1g | Elect Director Paul Sekhri | Management | For | For |
1h | Elect Director Matthew J. Wallach | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Provide Right to Call a Special Meeting at a 15 Percent Ownership Threshold | Shareholder | Against | Against |
| ||||
VERISK ANALYTICS, INC. | ||||
Ticker: VRSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel G. Liss | Management | For | For |
1b | Elect Director Bruce E. Hansen | Management | For | For |
1c | Elect Director Therese M. Vaughan | Management | For | For |
1d | Elect Director Kathleen A. Hogenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
VISA INC. | ||||
Ticker: V | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd A. Carney | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1e | Elect Director Ramon Laguarta | Management | For | For |
1f | Elect Director John F. Lundgren | Management | For | For |
1g | Elect Director Robert W. Matschullat | Management | For | For |
1h | Elect Director Denise M. Morrison | Management | For | For |
1i | Elect Director Suzanne Nora Johnson | Management | For | For |
1j | Elect Director Linda J. Rendle | Management | For | For |
1k | Elect Director John A. C. Swainson | Management | For | For |
1l | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Amend Principles of Executive Compensation Program | Shareholder | Against | Against |
| ||||
VONTIER CORPORATION | ||||
Ticker: VNT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Karen C. Francis | Management | For | For |
1b | Elect Director Mark D. Morelli | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
WORKDAY, INC. | ||||
Ticker: WDAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aneel Bhusri | Management | For | For |
1.2 | Elect Director Ann-Marie Campbell | Management | For | For |
1.3 | Elect Director David A. Duffield | Management | For | For |
1.4 | Elect Director Lee J. Styslinger, III | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
WUXI BIOLOGICS (CAYMAN) INC. | ||||
Ticker: 2269 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect William Robert Keller as Director | Management | For | For |
2b | Elect Teh-Ming Walter Kwauk as Director | Management | For | For |
3 | Elect Ning Zhao as Director | Management | For | Against |
4 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
5 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Repurchase of Issued Share Capital | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
9 | Approve Grant of Specific Mandate to the Directors to Issue and Allot the Connected Restricted Shares | Management | For | Against |
10 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Zhisheng Chen | Management | For | Against |
11 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Weichang Zhou | Management | For | Against |
12 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to William Robert Keller | Management | For | Against |
13 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Teh-Ming Walter Kwauk | Management | For | Against |
14 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Kenneth Walton Hitchner III | Management | For | Against |
15 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Jian Dong | Management | For | Against |
16 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Angus Scott Marshall Turner | Management | For | Against |
17 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Brendan McGrath | Management | For | Against |
| ||||
WUXI BIOLOGICS (CAYMAN), INC. | ||||
Ticker: 2269 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Share Subdivision | Management | For | For |
| ||||
XYLEM INC. | ||||
Ticker: XYL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeanne Beliveau-Dunn | Management | For | For |
1b | Elect Director Patrick K. Decker | Management | For | For |
1c | Elect Director Robert F. Friel | Management | For | For |
1d | Elect Director Jorge M. Gomez | Management | For | For |
1e | Elect Director Victoria D. Harker | Management | For | For |
1f | Elect Director Steven R. Loranger | Management | For | For |
1g | Elect Director Surya N. Mohapatra | Management | For | For |
1h | Elect Director Jerome A. Peribere | Management | For | For |
1i | Elect Director Markos I. Tambakeras | Management | For | For |
1j | Elect Director Lila Tretikov | Management | For | For |
1k | Elect Director Uday Yadav | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
Franklin Income Fund
| ||||
AIR PRODUCTS AND CHEMICALS, INC. | ||||
Ticker: APD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan K. Carter | Management | For | For |
1b | Elect Director Charles I. Cogut | Management | For | For |
1c | Elect Director Lisa A. Davis | Management | For | For |
1d | Elect Director Chadwick C. Deaton | Management | For | For |
1e | Elect Director Seifollah (Seifi) Ghasemi | Management | For | For |
1f | Elect Director David H. Y. Ho | Management | For | For |
1g | Elect Director Edward L. Monser | Management | For | For |
1h | Elect Director Matthew H. Paull | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
ALLIANZ SE | ||||
Ticker: ALV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 9.60 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
5 | Approve Remuneration Policy | Management | For | For |
6 | Approve Remuneration of Supervisory Board | Management | For | For |
7 | Amend Articles Re: Supervisory Board Term of Office | Management | For | For |
| ||||
ALTRIA GROUP, INC. | ||||
Ticker: MO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John T. Casteen, III | Management | For | For |
1b | Elect Director Dinyar S. Devitre | Management | For | For |
1c | Elect Director William F. Gifford, Jr. | Management | For | For |
1d | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1e | Elect Director W. Leo Kiely, III | Management | For | For |
1f | Elect Director Kathryn B. McQuade | Management | For | For |
1g | Elect Director George Munoz | Management | For | For |
1h | Elect Director Mark E. Newman | Management | For | For |
1i | Elect Director Nabil Y. Sakkab | Management | For | For |
1j | Elect Director Virginia E. Shanks | Management | For | For |
1k | Elect Director Ellen R. Strahlman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Underage Tobacco Prevention Policies and Marketing Practices | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| ||||
AMEREN CORPORATION | ||||
Ticker: AEE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Warner L. Baxter | Management | For | For |
1b | Elect Director Cynthia J. Brinkley | Management | For | For |
1c | Elect Director Catherine S. Brune | Management | For | For |
1d | Elect Director J. Edward Coleman | Management | For | For |
1e | Elect Director Ward H. Dickson | Management | For | For |
1f | Elect Director Noelle K. Eder | Management | For | For |
1g | Elect Director Ellen M. Fitzsimmons | Management | For | For |
1h | Elect Director Rafael Flores | Management | For | For |
1i | Elect Director Richard J. Harshman | Management | For | For |
1j | Elect Director Craig S. Ivey | Management | For | For |
1k | Elect Director James C. Johnson | Management | For | For |
1l | Elect Director Steven H. Lipstein | Management | For | For |
1m | Elect Director Leo S. Mackay, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
AMERICAN ELECTRIC POWER COMPANY, INC. | ||||
Ticker: AEP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas K. Akins | Management | For | For |
1.2 | Elect Director David J. Anderson | Management | For | For |
1.3 | Elect Director J. Barnie Beasley, Jr. | Management | For | For |
1.4 | Elect Director Art A. Garcia | Management | For | For |
1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
1.7 | Elect Director Sandra Beach Lin | Management | For | For |
1.8 | Elect Director Margaret M. McCarthy | Management | For | For |
1.9 | Elect Director Stephen S. Rasmussen | Management | For | For |
1.10 | Elect Director Oliver G. Richard, III | Management | For | For |
1.11 | Elect Director Daryl Roberts | Management | For | For |
1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
AMGEN INC. | ||||
Ticker: AMGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director Robert A. Bradway | Management | For | For |
1c | Elect Director Brian J. Druker | Management | For | For |
1d | Elect Director Robert A. Eckert | Management | For | For |
1e | Elect Director Greg C. Garland | Management | For | For |
1f | Elect Director Charles M. Holley, Jr. | Management | For | For |
1g | Elect Director Tyler Jacks | Management | For | For |
1h | Elect Director Ellen J. Kullman | Management | For | For |
1i | Elect Director Amy E. Miles | Management | For | For |
1j | Elect Director Ronald D. Sugar | Management | For | For |
1k | Elect Director R. Sanders Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
ANALOG DEVICES, INC. | ||||
Ticker: ADI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
AT&T INC. | ||||
Ticker: T | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William E. Kennard | Management | For | For |
1b | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
1c | Elect Director Scott T. Ford | Management | For | For |
1d | Elect Director Glenn H. Hutchins | Management | For | For |
1e | Elect Director Debra L. Lee | Management | For | For |
1f | Elect Director Stephen J. Luczo | Management | For | For |
1g | Elect Director Michael B. McCallister | Management | For | For |
1h | Elect Director Beth E. Mooney | Management | For | For |
1i | Elect Director Matthew K. Rose | Management | For | Against |
1j | Elect Director John T. Stankey | Management | For | For |
1k | Elect Director Cynthia B. Taylor | Management | For | For |
1l | Elect Director Geoffrey Y. Yang | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Lower Ownership Threshold for Action by Written Consent | Shareholder | Against | Against |
| ||||
AXA SA | ||||
Ticker: CS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.43 per Share | Management | For | For |
4 | Approve Compensation Report of Corporate Officers | Management | For | For |
5 | Approve Compensation of Denis Duverne, Chairman of the Board | Management | For | For |
6 | Approve Compensation of Thomas Buberl, CEO | Management | For | Against |
7 | Approve Amendment of Remuneration Policy of CEO Re: GM 2019 and 2020 | Management | For | For |
8 | Approve Remuneration Policy of CEO | Management | For | For |
9 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
10 | Approve Remuneration Policy of Directors | Management | For | For |
11 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
12 | Reelect Ramon de Oliveira as Director | Management | For | For |
13 | Elect Guillaume Faury as Director | Management | For | For |
14 | Elect Ramon Fernandez as Director | Management | For | For |
15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
16 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions | Management | For | For |
18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million | Management | For | For |
19 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million | Management | For | For |
20 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
21 | Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers | Management | For | For |
22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
23 | Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million | Management | For | For |
24 | Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion | Management | For | For |
25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
26 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
27 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
28 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ||||
BANK OF AMERICA CORPORATION | ||||
Ticker: BAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Susan S. Bies | Management | For | For |
1c | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1d | Elect Director Pierre J.P. de Weck | Management | For | For |
1e | Elect Director Arnold W. Donald | Management | For | For |
1f | Elect Director Linda P. Hudson | Management | For | For |
1g | Elect Director Monica C. Lozano | Management | For | For |
1h | Elect Director Thomas J. May | Management | For | For |
1i | Elect Director Brian T. Moynihan | Management | For | For |
1j | Elect Director Lionel L. Nowell, III | Management | For | For |
1k | Elect Director Denise L. Ramos | Management | For | For |
1l | Elect Director Clayton S. Rose | Management | For | For |
1m | Elect Director Michael D. White | Management | For | For |
1n | Elect Director Thomas D. Woods | Management | For | For |
1o | Elect Director R. David Yost | Management | For | For |
1p | Elect Director Maria T. Zuber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Proxy Access Right | Shareholder | Against | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
7 | Approve Change in Organizational Form | Shareholder | Against | Against |
8 | Request on Racial Equity Audit | Shareholder | Against | Against |
| ||||
BARCLAYS PLC | ||||
Ticker: BARC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Julia Wilson as Director | Management | For | For |
4 | Re-elect Mike Ashley as Director | Management | For | For |
5 | Re-elect Tim Breedon as Director | Management | For | For |
6 | Re-elect Mohamed A. El-Erian as Director | Management | For | For |
7 | Re-elect Dawn Fitzpatrick as Director | Management | For | For |
8 | Re-elect Mary Francis as Director | Management | For | For |
9 | Re-elect Crawford Gillies as Director | Management | For | For |
10 | Re-elect Brian Gilvary as Director | Management | For | For |
11 | Re-elect Nigel Higgins as Director | Management | For | For |
12 | Re-elect Tushar Morzaria as Director | Management | For | For |
13 | Re-elect Diane Schueneman as Director | Management | For | For |
14 | Re-elect James Staley as Director | Management | For | For |
15 | Reappoint KPMG LLP as Auditors | Management | For | For |
16 | Authorise the Board Audit Committee to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise UK Political Donations and Expenditure | Management | For | For |
18 | Authorise Issue of Equity | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
21 | Authorise Issue of Equity in Relation to the Issuance of Contingent Equity Conversion Notes | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes | Management | For | For |
23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
25 | Approve Long Term Incentive Plan | Management | For | For |
26 | Amend Share Value Plan | Management | For | For |
27 | Approve Scrip Dividend Program | Management | For | For |
28 | Adopt New Articles of Association | Management | For | For |
29 | Approve Market Forces Requisitioned Resolution | Shareholder | Against | Against |
| ||||
BASF SE | ||||
Ticker: BAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3.30 per Share | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
4 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | For |
6 | Elect Liming Chen to the Supervisory Board | Management | For | For |
| ||||
BAYER AG | ||||
Ticker: BAYN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.00 per Share for Fiscal Year 2020 | Management | For | For |
2 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
4.1 | Elect Fei-Fei Li to the Supervisory Board | Management | For | For |
4.2 | Elect Alberto Weisser to the Supervisory Board | Management | For | For |
5 | Approve Remuneration of Supervisory Board | Management | For | For |
6 | Ratify Deloitte GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| ||||
BCE INC. | ||||
Ticker: BCE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mirko Bibic | Management | For | For |
1.2 | Elect Director David F. Denison | Management | For | For |
1.3 | Elect Director Robert P. Dexter | Management | For | For |
1.4 | Elect Director Ian Greenberg | Management | For | For |
1.5 | Elect Director Katherine Lee | Management | For | For |
1.6 | Elect Director Monique F. Leroux | Management | For | For |
1.7 | Elect Director Sheila A. Murray | Management | For | For |
1.8 | Elect Director Gordon M. Nixon | Management | For | For |
1.9 | Elect Director Louis P. Pagnutti | Management | For | For |
1.10 | Elect Director Calin Rovinescu | Management | For | For |
1.11 | Elect Director Karen Sheriff | Management | For | For |
1.12 | Elect Director Robert C. Simmonds | Management | For | For |
1.13 | Elect Director Jennifer Tory | Management | For | For |
1.14 | Elect Director Cornell Wright | Management | For | For |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
BONANZA CREEK ENERGY, INC. | ||||
Ticker: BCEI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Craddock | Management | For | For |
1.2 | Elect Director Eric T. Greager | Management | For | For |
1.3 | Elect Director Carrie L. Hudak | Management | For | For |
1.4 | Elect Director Paul Keglevic | Management | For | For |
1.5 | Elect Director Audrey Robertson | Management | For | For |
1.6 | Elect Director Brian Steck | Management | For | For |
1.7 | Elect Director Jeff E. Wojahn | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Tax Benefits Preservation Plan | Management | For | For |
| ||||
BP PLC | ||||
Ticker: BP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3.a | Elect Murray Auchincloss as Director | Management | For | For |
3.b | Elect Tushar Morzaria as Director | Management | For | For |
3.c | Elect Karen Richardson as Director | Management | For | For |
3.d | Elect Dr Johannes Teyssen as Director | Management | For | For |
3.e | Re-elect Bernard Looney as Director | Management | For | For |
3.f | Re-elect Pamela Daley as Director | Management | For | For |
3.g | Re-elect Helge Lund as Director | Management | For | For |
3.h | Re-elect Melody Meyer as Director | Management | For | For |
3.i | Re-elect Paula Reynolds as Director | Management | For | For |
3.j | Re-elect Sir John Sawers as Director | Management | For | For |
4 | Reappoint Deloitte LLP as Auditors | Management | For | For |
5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
6 | Authorise UK Political Donations and Expenditure | Management | For | For |
7 | Approve Scrip Dividend Programme | Management | For | For |
8 | Authorise Issue of Equity | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
13 | Approve Shareholder Resolution on Climate Change Targets | Shareholder | Against | Against |
| ||||
BRISTOL-MYERS SQUIBB COMPANY | ||||
Ticker: BMY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Peter J. Arduini | Management | For | For |
1B | Elect Director Michael W. Bonney | Management | For | For |
1C | Elect Director Giovanni Caforio | Management | For | For |
1D | Elect Director Julia A. Haller | Management | For | For |
1E | Elect Director Paula A. Price | Management | For | For |
1F | Elect Director Derica W. Rice | Management | For | For |
1G | Elect Director Theodore R. Samuels | Management | For | For |
1H | Elect Director Gerald L. Storch | Management | For | For |
1I | Elect Director Karen H. Vousden | Management | For | For |
1J | Elect Director Phyllis R. Yale | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Reduce Ownership Threshold for Special Shareholder Meetings to 15% | Management | For | For |
6 | Require Independent Board Chair | Shareholder | Against | For |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Reduce Ownership Threshold for Special Shareholder Meetings to 10% | Shareholder | Against | Against |
| ||||
BRITISH AMERICAN TOBACCO PLC | ||||
Ticker: BATS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Reappoint KPMG LLP as Auditors | Management | For | For |
4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
5 | Re-elect Luc Jobin as Director | Management | For | For |
6 | Re-elect Jack Bowles as Director | Management | For | For |
7 | Re-elect Tadeu Marroco as Director | Management | For | For |
8 | Re-elect Sue Farr as Director | Management | For | For |
9 | Re-elect Jeremy Fowden as Director | Management | For | Abstain |
10 | Re-elect Dr Marion Helmes as Director | Management | For | For |
11 | Re-elect Holly Keller Koeppel as Director | Management | For | For |
12 | Re-elect Savio Kwan as Director | Management | For | For |
13 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
14 | Elect Karen Guerra as Director | Management | For | For |
15 | Elect Darrell Thomas as Director | Management | For | For |
16 | Authorise Issue of Equity | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise UK Political Donations and Expenditure | Management | For | For |
20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
CHEVRON CORPORATION | ||||
Ticker: CVX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director John B. Frank | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director Marillyn A. Hewson | Management | For | For |
1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1g | Elect Director Charles W. Moorman, IV | Management | For | For |
1h | Elect Director Dambisa F. Moyo | Management | For | For |
1i | Elect Director Debra Reed-Klages | Management | For | For |
1j | Elect Director Ronald D. Sugar | Management | For | For |
1k | Elect Director D. James Umpleby, III | Management | For | For |
1l | Elect Director Michael K. Wirth | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Scope 3 Emissions | Shareholder | Against | Against |
5 | Report on Impacts of Net Zero 2050 Scenario | Shareholder | Against | Against |
6 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
8 | Require Independent Board Chair | Shareholder | Against | Against |
9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ||||
CITIGROUP INC. | ||||
Ticker: C | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ellen M. Costello | Management | For | For |
1b | Elect Director Grace E. Dailey | Management | For | For |
1c | Elect Director Barbara J. Desoer | Management | For | For |
1d | Elect Director John C. Dugan | Management | For | For |
1e | Elect Director Jane N. Fraser | Management | For | For |
1f | Elect Director Duncan P. Hennes | Management | For | For |
1g | Elect Director Peter B. Henry | Management | For | For |
1h | Elect Director S. Leslie Ireland | Management | For | For |
1i | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | For |
1j | Elect Director Renee J. James | Management | For | For |
1k | Elect Director Gary M. Reiner | Management | For | For |
1l | Elect Director Diana L. Taylor | Management | For | For |
1m | Elect Director James S. Turley | Management | For | For |
1n | Elect Director Deborah C. Wright | Management | For | For |
1o | Elect Director Alexander R. Wynaendts | Management | For | For |
1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Proxy Access Right | Shareholder | Against | For |
6 | Require Independent Board Chair | Shareholder | Against | Against |
7 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
9 | Report on Racial Equity Audit | Shareholder | Against | Against |
10 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| ||||
CMS ENERGY CORPORATION | ||||
Ticker: CMS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jon E. Barfield | Management | For | For |
1b | Elect Director Deborah H. Butler | Management | For | For |
1c | Elect Director Kurt L. Darrow | Management | For | For |
1d | Elect Director William D. Harvey | Management | For | For |
1e | Elect Director Garrick J. Rochow | Management | For | For |
1f | Elect Director John G. Russell | Management | For | For |
1g | Elect Director Suzanne F. Shank | Management | For | For |
1h | Elect Director Myrna M. Soto | Management | For | For |
1i | Elect Director John G. Sznewajs | Management | For | For |
1j | Elect Director Ronald J. Tanski | Management | For | For |
1k | Elect Director Laura H. Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Costs and Benefits of Environmental Related Expenditures | Shareholder | Against | Against |
| ||||
COMMUNITY HEALTH SYSTEMS, INC. | ||||
Ticker: CYH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John A. Clerico | Management | For | For |
1b | Elect Director Michael Dinkins | Management | For | For |
1c | Elect Director James S. Ely, III | Management | For | For |
1d | Elect Director John A. Fry | Management | For | For |
1e | Elect Director Tim L. Hingtgen | Management | For | For |
1f | Elect Director Elizabeth T. Hirsch | Management | For | For |
1g | Elect Director William Norris Jennings | Management | For | For |
1h | Elect Director K. Ranga Krishnan | Management | For | For |
1i | Elect Director Julia B. North | Management | For | For |
1j | Elect Director Wayne T. Smith | Management | For | For |
1k | Elect Director H. James Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
CUMMINS INC. | ||||
Ticker: CMI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director N. Thomas Linebarger | Management | For | For |
2 | Elect Director Robert J. Bernhard | Management | For | For |
3 | Elect Director Franklin R. Chang Diaz | Management | For | For |
4 | Elect Director Bruno V. Di Leo Allen | Management | For | For |
5 | Elect Director Stephen B. Dobbs | Management | For | For |
6 | Elect Director Carla A. Harris | Management | For | For |
7 | Elect Director Robert K. Herdman | Management | For | For |
8 | Elect Director Alexis M. Herman | Management | For | For |
9 | Elect Director Thomas J. Lynch | Management | For | For |
10 | Elect Director William I. Miller | Management | For | For |
11 | Elect Director Georgia R. Nelson | Management | For | For |
12 | Elect Director Kimberly A. Nelson | Management | For | For |
13 | Elect Director Karen H. Quintos | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
16 | Abolish Professional Services Allowance | Shareholder | Against | Against |
| ||||
CVS HEALTH CORPORATION | ||||
Ticker: CVS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fernando Aguirre | Management | For | For |
1b | Elect Director C. David Brown, II | Management | For | For |
1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1e | Elect Director David W. Dorman | Management | For | For |
1f | Elect Director Roger N. Farah | Management | For | For |
1g | Elect Director Anne M. Finucane | Management | For | For |
1h | Elect Director Edward J. Ludwig | Management | For | For |
1i | Elect Director Karen S. Lynch | Management | For | For |
1j | Elect Director Jean-Pierre Millon | Management | For | For |
1k | Elect Director Mary L. Schapiro | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
1m | Elect Director Tony L. White | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
5 | Require Independent Board Chair | Shareholder | Against | Against |
| ||||
DOMINION ENERGY, INC. | ||||
Ticker: D | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director James A. Bennett | Management | For | For |
1B | Elect Director Robert M. Blue | Management | For | For |
1C | Elect Director Helen E. Dragas | Management | For | For |
1D | Elect Director James O. Ellis, Jr. | Management | For | For |
1E | Elect Director D. Maybank Hagood | Management | For | For |
1F | Elect Director Ronald W. Jibson | Management | For | For |
1G | Elect Director Mark J. Kington | Management | For | For |
1H | Elect Director Joseph M. Rigby | Management | For | For |
1I | Elect Director Pamela J. Royal | Management | For | For |
1J | Elect Director Robert H. Spilman, Jr. | Management | For | For |
1K | Elect Director Susan N. Story | Management | For | For |
1L | Elect Director Michael E. Szymanczyk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Require Independent Board Chair | Shareholder | Against | For |
6 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
DTE ENERGY COMPANY | ||||
Ticker: DTE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard M. Anderson | Management | For | For |
1.2 | Elect Director David A. Brandon | Management | For | For |
1.3 | Elect Director Charles G. McClure, Jr. | Management | For | For |
1.4 | Elect Director Gail J. McGovern | Management | For | For |
1.5 | Elect Director Mark A. Murray | Management | For | For |
1.6 | Elect Director Gerardo Norcia | Management | For | For |
1.7 | Elect Director Ruth G. Shaw | Management | For | For |
1.8 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
1.9 | Elect Director David A. Thomas | Management | For | For |
1.10 | Elect Director Gary H. Torgow | Management | For | For |
1.11 | Elect Director James H. Vandenberghe | Management | For | For |
1.12 | Elect Director Valerie M. Williams | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Against |
6 | Report on Costs and Benefits of Environmental Related Expenditures | Shareholder | Against | Against |
| ||||
DUKE ENERGY CORPORATION | ||||
Ticker: DUK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael G. Browning | Management | For | For |
1.2 | Elect Director Annette K. Clayton | Management | For | For |
1.3 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1.4 | Elect Director Robert M. Davis | Management | For | For |
1.5 | Elect Director Caroline Dorsa | Management | For | For |
1.6 | Elect Director W. Roy Dunbar | Management | For | For |
1.7 | Elect Director Nicholas C. Fanandakis | Management | For | For |
1.8 | Elect Director Lynn J. Good | Management | For | For |
1.9 | Elect Director John T. Herron | Management | For | For |
1.10 | Elect Director E. Marie McKee | Management | For | For |
1.11 | Elect Director Michael J. Pacilio | Management | For | For |
1.12 | Elect Director Thomas E. Skains | Management | For | For |
1.13 | Elect Director William E. Webster, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Require Independent Board Chair | Shareholder | Against | Against |
6 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
| ||||
EDISON INTERNATIONAL | ||||
Ticker: EIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeanne Beliveau-Dunn | Management | For | For |
1b | Elect Director Michael C. Camunez | Management | For | For |
1c | Elect Director Vanessa C.L. Chang | Management | For | For |
1d | Elect Director James T. Morris | Management | For | For |
1e | Elect Director Timothy T. O'Toole | Management | For | For |
1f | Elect Director Pedro J. Pizarro | Management | For | For |
1g | Elect Director Carey A. Smith | Management | For | For |
1h | Elect Director Linda G. Stuntz | Management | For | For |
1i | Elect Director William P. Sullivan | Management | For | For |
1j | Elect Director Peter J. Taylor | Management | For | For |
1k | Elect Director Keith Trent | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
EXELON CORPORATION | ||||
Ticker: EXC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony Anderson | Management | For | For |
1b | Elect Director Ann Berzin | Management | For | For |
1c | Elect Director Laurie Brlas | Management | For | For |
1d | Elect Director Marjorie Rodgers Cheshire | Management | For | For |
1e | Elect Director Christopher Crane | Management | For | For |
1f | Elect Director Yves de Balmann | Management | For | For |
1g | Elect Director Linda Jojo | Management | For | For |
1h | Elect Director Paul Joskow | Management | For | For |
1i | Elect Director Robert Lawless | Management | For | For |
1j | Elect Director John Richardson | Management | For | For |
1k | Elect Director Mayo Shattuck, III | Management | For | For |
1l | Elect Director John Young | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Child Labor Audit | Shareholder | Against | Against |
| ||||
EXXON MOBIL CORPORATION | ||||
Ticker: XOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (Blue Proxy Card) | ||||
1.1 | Elect Director Michael J. Angelakis | Management | For | Did Not Vote |
1.2 | Elect Director Susan K. Avery | Management | For | Did Not Vote |
1.3 | Elect Director Angela F. Braly | Management | For | Did Not Vote |
1.4 | Elect Director Ursula M. Burns | Management | For | Did Not Vote |
1.5 | Elect Director Kenneth C. Frazier | Management | For | Did Not Vote |
1.6 | Elect Director Joseph L. Hooley | Management | For | Did Not Vote |
1.7 | Elect Director Steven A. Kandarian | Management | For | Did Not Vote |
1.8 | Elect Director Douglas R. Oberhelman | Management | For | Did Not Vote |
1.9 | Elect Director Samuel J. Palmisano | Management | For | Did Not Vote |
1.10 | Elect Director Jeffrey W. Ubben | Management | For | Did Not Vote |
1.11 | Elect Director Darren W. Woods | Management | For | Did Not Vote |
1.12 | Elect Director Wan Zulkiflee | Management | For | Did Not Vote |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
4 | Require Independent Board Chair | Shareholder | Against | Did Not Vote |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Did Not Vote |
6 | Issue Audited Report on Financial Impacts of IEA's Net Zero 2050 Scenario | Shareholder | Against | Did Not Vote |
7 | Report on Costs and Benefits of Environmental-Related Expenditures | Shareholder | Against | Did Not Vote |
8 | Report on Political Contributions | Shareholder | Against | Did Not Vote |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Did Not Vote |
10 | Report on Corporate Climate Lobbying Aligned with Paris Agreement | Shareholder | Against | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (White Proxy Card) | ||||
1.1 | Elect Director Gregory J. Goff | Shareholder | For | Withhold |
1.2 | Elect Director Kaisa Hietala | Shareholder | For | Withhold |
1.3 | Elect Director Alexander A. Karsner | Shareholder | For | For |
1.4 | Elect Director Anders Runevad | Shareholder | For | Withhold |
1.5 | Management Nominee Michael J. Angelakis | Shareholder | For | For |
1.6 | Management Nominee Susan K. Avery | Shareholder | For | For |
1.7 | Management Nominee Angela F. Braly | Shareholder | For | For |
1.8 | Management Nominee Ursula M. Burns | Shareholder | For | For |
1.9 | Management Nominee Kenneth C. Frazier | Shareholder | For | For |
1.10 | Management Nominee Joseph L. Hooley | Shareholder | For | For |
1.11 | Management Nominee Jeffrey W. Ubben | Shareholder | For | For |
1.12 | Management Nominee Darren W. Woods | Shareholder | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
4 | Require Independent Board Chair | Shareholder | None | Against |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | None | Against |
6 | Issue Audited Report on Financial Impacts of IEA's Net Zero 2050 Scenario | Shareholder | None | Against |
7 | Report on Costs and Benefits of Environmental-Related Expenditures | Shareholder | None | Against |
8 | Report on Political Contributions | Shareholder | None | Against |
9 | Report on Lobbying Payments and Policy | Shareholder | None | Against |
10 | Report on Corporate Climate Lobbying Aligned with Paris Agreement | Shareholder | None | Against |
| ||||
FIRSTENERGY CORP. | ||||
Ticker: FE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Anderson | Management | For | For |
1.2 | Elect Director Steven J. Demetriou | Management | For | For |
1.3 | Elect Director Julia L. Johnson | Management | For | For |
1.4 | Elect Director Jesse A. Lynn | Management | For | For |
1.5 | Elect Director Donald T. Misheff | Management | For | For |
1.6 | Elect Director Thomas N. Mitchell | Management | For | For |
1.7 | Elect Director James F. O'Neil, III | Management | For | For |
1.8 | Elect Director Christopher D. Pappas | Management | For | For |
1.9 | Elect Director Luis A. Reyes | Management | For | For |
1.10 | Elect Director John W. Somerhalder, II | Management | For | For |
1.11 | Elect Director Steven E. Strah | Management | For | For |
1.12 | Elect Director Andrew Teno | Management | For | For |
1.13 | Elect Director Leslie M. Turner | Management | For | For |
1.14 | Elect Director Melvin Williams | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
HALLIBURTON COMPANY | ||||
Ticker: HAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
1b | Elect Director William E. Albrecht | Management | For | For |
1c | Elect Director M. Katherine Banks | Management | For | For |
1d | Elect Director Alan M. Bennett | Management | For | For |
1e | Elect Director Milton Carroll | Management | For | For |
1f | Elect Director Murry S. Gerber | Management | For | For |
1g | Elect Director Patricia Hemingway Hall | Management | For | For |
1h | Elect Director Robert A. Malone | Management | For | For |
1i | Elect Director Jeffrey A. Miller | Management | For | For |
1j | Elect Director Bhavesh V. (Bob) Patel | Management | For | For |
2 | Ratify KPMG LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
HOST HOTELS & RESORTS, INC. | ||||
Ticker: HST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary L. Baglivo | Management | For | For |
1.2 | Elect Director Richard E. Marriott | Management | For | For |
1.3 | Elect Director Sandeep L. Mathrani | Management | For | For |
1.4 | Elect Director John B. Morse, Jr. | Management | For | For |
1.5 | Elect Director Mary Hogan Preusse | Management | For | For |
1.6 | Elect Director Walter C. Rakowich | Management | For | For |
1.7 | Elect Director James F. Risoleo | Management | For | For |
1.8 | Elect Director Gordon H. Smith | Management | For | For |
1.9 | Elect Director A. William Stein | Management | For | For |
2 | Ratify KPMG LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
INTEL CORPORATION | ||||
Ticker: INTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Patrick P. Gelsinger | Management | For | For |
1b | Elect Director James J. Goetz | Management | For | For |
1c | Elect Director Alyssa Henry | Management | For | For |
1d | Elect Director Omar Ishrak | Management | For | For |
1e | Elect Director Risa Lavizzo-Mourey | Management | For | For |
1f | Elect Director Tsu-Jae King Liu | Management | For | For |
1g | Elect Director Gregory D. Smith | Management | For | For |
1h | Elect Director Dion J. Weisler | Management | For | For |
1i | Elect Director Frank D. Yeary | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Against |
6 | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | Shareholder | Against | Against |
| ||||
INTERNATIONAL BUSINESS MACHINES CORPORATION | ||||
Ticker: IBM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas Buberl | Management | For | For |
1b | Elect Director Michael L. Eskew | Management | For | For |
1c | Elect Director David N. Farr | Management | For | For |
1d | Elect Director Alex Gorsky | Management | For | For |
1e | Elect Director Michelle J. Howard | Management | For | For |
1f | Elect Director Arvind Krishna | Management | For | For |
1g | Elect Director Andrew N. Liveris | Management | For | For |
1h | Elect Director Frederick William McNabb, III | Management | For | For |
1i | Elect Director Martha E. Pollack | Management | For | For |
1j | Elect Director Joseph R. Swedish | Management | For | For |
1k | Elect Director Peter R. Voser | Management | For | For |
1l | Elect Director Frederick H. Waddell | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chair | Shareholder | Against | For |
5 | Lower Ownership Threshold for Action by Written Consent | Shareholder | Against | Against |
6 | Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts | Shareholder | For | For |
| ||||
INTERNATIONAL PAPER COMPANY | ||||
Ticker: IP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher M. Connor | Management | For | For |
1b | Elect Director Ahmet C. Dorduncu | Management | For | For |
1c | Elect Director Ilene S. Gordon | Management | For | For |
1d | Elect Director Anders Gustafsson | Management | For | For |
1e | Elect Director Jacqueline C. Hinman | Management | For | For |
1f | Elect Director Clinton A. Lewis, Jr. | Management | For | For |
1g | Elect Director DG Macpherson | Management | For | For |
1h | Elect Director Kathryn D. Sullivan | Management | For | For |
1i | Elect Director Mark S. Sutton | Management | For | For |
1j | Elect Director Anton V. Vincent | Management | For | For |
1k | Elect Director Ray G. Young | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
| ||||
JOHNSON & JOHNSON | ||||
Ticker: JNJ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary C. Beckerle | Management | For | For |
1b | Elect Director D. Scott Davis | Management | For | For |
1c | Elect Director Ian E. L. Davis | Management | For | For |
1d | Elect Director Jennifer A. Doudna | Management | For | For |
1e | Elect Director Alex Gorsky | Management | For | For |
1f | Elect Director Marillyn A. Hewson | Management | For | For |
1g | Elect Director Hubert Joly | Management | For | For |
1h | Elect Director Mark B. McClellan | Management | For | For |
1i | Elect Director Anne M. Mulcahy | Management | For | For |
1j | Elect Director Charles Prince | Management | For | For |
1k | Elect Director A. Eugene Washington | Management | For | For |
1l | Elect Director Mark A. Weinberger | Management | For | For |
1m | Elect Director Nadja Y. West | Management | For | For |
1n | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics | Shareholder | Against | Against |
5 | Require Independent Board Chair | Shareholder | Against | Against |
6 | Report on Civil Rights Audit | Shareholder | Against | Against |
7 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
| ||||
JPMORGAN CHASE & CO. | ||||
Ticker: JPM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director Stephen B. Burke | Management | For | For |
1c | Elect Director Todd A. Combs | Management | For | For |
1d | Elect Director James S. Crown | Management | For | For |
1e | Elect Director James Dimon | Management | For | For |
1f | Elect Director Timothy P. Flynn | Management | For | For |
1g | Elect Director Mellody Hobson | Management | For | For |
1h | Elect Director Michael A. Neal | Management | For | For |
1i | Elect Director Phebe N. Novakovic | Management | For | For |
1j | Elect Director Virginia M. Rometty | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | For |
6 | Report on Racial Equity Audit | Shareholder | Against | For |
7 | Require Independent Board Chair | Shareholder | Against | Against |
8 | Report on Congruency Political Analysis and Electioneering Expenditures | Shareholder | Against | Against |
| ||||
LOCKHEED MARTIN CORPORATION | ||||
Ticker: LMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel F. Akerson | Management | For | For |
1.2 | Elect Director David B. Burritt | Management | For | For |
1.3 | Elect Director Bruce A. Carlson | Management | For | For |
1.4 | Elect Director Joseph F. Dunford, Jr. | Management | For | For |
1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.6 | Elect Director Thomas J. Falk | Management | For | For |
1.7 | Elect Director Ilene S. Gordon | Management | For | For |
1.8 | Elect Director Vicki A. Hollub | Management | For | For |
1.9 | Elect Director Jeh C. Johnson | Management | For | For |
1.10 | Elect Director Debra L. Reed-Klages | Management | For | For |
1.11 | Elect Director James D. Taiclet | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Report on Human Rights Due Diligence | Shareholder | Against | Against |
| ||||
MERCK & CO., INC. | ||||
Ticker: MRK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Mary Ellen Coe | Management | For | For |
1c | Elect Director Pamela J. Craig | Management | For | For |
1d | Elect Director Kenneth C. Frazier | Management | For | For |
1e | Elect Director Thomas H. Glocer | Management | For | For |
1f | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
1g | Elect Director Stephen L. Mayo | Management | For | For |
1h | Elect Director Paul B. Rothman | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Christine E. Seidman | Management | For | For |
1k | Elect Director Inge G. Thulin | Management | For | For |
1l | Elect Director Kathy J. Warden | Management | For | For |
1m | Elect Director Peter C. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Report on Access to COVID-19 Products | Shareholder | Against | Against |
| ||||
METLIFE, INC. | ||||
Ticker: MET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Cheryl W. Grise | Management | For | For |
1b | Elect Director Carlos M. Gutierrez | Management | For | For |
1c | Elect Director Gerald L. Hassell | Management | For | For |
1d | Elect Director David L. Herzog | Management | For | For |
1e | Elect Director R. Glenn Hubbard | Management | For | For |
1f | Elect Director Edward J. Kelly, III | Management | For | For |
1g | Elect Director William E. Kennard | Management | For | For |
1h | Elect Director Michel A. Khalaf | Management | For | For |
1i | Elect Director Catherine R. Kinney | Management | For | For |
1j | Elect Director Diana L. McKenzie | Management | For | For |
1k | Elect Director Denise M. Morrison | Management | For | For |
1l | Elect Director Mark A. Weinberger | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MORGAN STANLEY | ||||
Ticker: MS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Elizabeth Corley | Management | For | For |
1b | Elect Director Alistair Darling | Management | For | For |
1c | Elect Director Thomas H. Glocer | Management | For | For |
1d | Elect Director James P. Gorman | Management | For | For |
1e | Elect Director Robert H. Herz | Management | For | For |
1f | Elect Director Nobuyuki Hirano | Management | For | For |
1g | Elect Director Hironori Kamezawa | Management | For | For |
1h | Elect Director Shelley B. Leibowitz | Management | For | For |
1i | Elect Director Stephen J. Luczo | Management | For | For |
1j | Elect Director Jami Miscik | Management | For | For |
1k | Elect Director Dennis M. Nally | Management | For | For |
1l | Elect Director Mary L. Schapiro | Management | For | For |
1m | Elect Director Perry M. Traquina | Management | For | For |
1n | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
MULTIPLAN CORPORATION | ||||
Ticker: MPLN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul D. Emery | Management | For | For |
1.2 | Elect Director C. Martin Harris | Management | For | For |
1.3 | Elect Director Mark H. Tabak | Management | For | For |
1.4 | Elect Director William L. Veghte | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
NESTLE SA | ||||
Ticker: NESN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
1.2 | Approve Remuneration Report | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3 | Approve Allocation of Income and Dividends of CHF 2.75 per Share | Management | For | For |
4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Management | For | For |
4.1.b | Reelect Ulf Schneider as Director | Management | For | For |
4.1.c | Reelect Henri de Castries as Director | Management | For | For |
4.1.d | Reelect Renato Fassbind as Director | Management | For | For |
4.1.e | Reelect Pablo Isla as Director | Management | For | For |
4.1.f | Reelect Ann Veneman as Director | Management | For | For |
4.1.g | Reelect Eva Cheng as Director | Management | For | For |
4.1.h | Reelect Patrick Aebischer as Director | Management | For | For |
4.1.i | Reelect Kasper Rorsted as Director | Management | For | For |
4.1.j | Reelect Kimberly Ross as Director | Management | For | For |
4.1.k | Reelect Dick Boer as Director | Management | For | For |
4.1.l | Reelect Dinesh Paliwal as Director | Management | For | For |
4.1.m | Reelect Hanne Jimenez de Mora as Director | Management | For | For |
4.2 | Elect Lindiwe Sibanda as Director | Management | For | For |
4.3.1 | Appoint Pablo Isla as Member of the Compensation Committee | Management | For | For |
4.3.2 | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | For | For |
4.3.3 | Appoint Dick Boer as Member of the Compensation Committee | Management | For | For |
4.3.4 | Appoint Kasper Rorsted as Member of the Compensation Committee | Management | For | For |
4.4 | Ratify Ernst & Young AG as Auditors | Management | For | For |
4.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For |
5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Management | For | For |
5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 57.5 Million | Management | For | For |
6 | Approve CHF 6.6 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | Management | For | For |
7 | Approve Climate Action Plan | Management | For | For |
8 | Transact Other Business (Voting) | Management | Against | Against |
| ||||
NORTONLIFELOCK INC. | ||||
Ticker: NLOK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sue Barsamian | Management | For | For |
1b | Elect Director Eric K. Brandt | Management | For | For |
1c | Elect Director Frank E. Dangeard | Management | For | For |
1d | Elect Director Nora M. Denzel | Management | For | For |
1e | Elect Director Peter A. Feld | Management | For | For |
1f | Elect Director Kenneth Y. Hao | Management | For | For |
1g | Elect Director David W. Humphrey | Management | For | For |
1h | Elect Director Vincent Pilette | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
| ||||
ORACLE CORPORATION | ||||
Ticker: ORCL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | Withhold |
1.2 | Elect Director Michael J. Boskin | Management | For | For |
1.3 | Elect Director Safra A. Catz | Management | For | For |
1.4 | Elect Director Bruce R. Chizen | Management | For | Withhold |
1.5 | Elect Director George H. Conrades | Management | For | For |
1.6 | Elect Director Lawrence J. Ellison | Management | For | For |
1.7 | Elect Director Rona A. Fairhead | Management | For | For |
1.8 | Elect Director Jeffrey O. Henley | Management | For | For |
1.9 | Elect Director Renee J. James | Management | For | For |
1.10 | Elect Director Charles W. Moorman, IV | Management | For | For |
1.11 | Elect Director Leon E. Panetta | Management | For | Withhold |
1.12 | Elect Director William G. Parrett | Management | For | Withhold |
1.13 | Elect Director Naomi O. Seligman | Management | For | For |
1.14 | Elect Director Vishal Sikka | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Report on Gender Pay Gap | Shareholder | Against | For |
6 | Require Independent Board Chair | Shareholder | Against | For |
| ||||
PEPSICO, INC. | ||||
Ticker: PEP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Segun Agbaje | Management | For | For |
1b | Elect Director Shona L. Brown | Management | For | For |
1c | Elect Director Cesar Conde | Management | For | For |
1d | Elect Director Ian Cook | Management | For | For |
1e | Elect Director Dina Dublon | Management | For | For |
1f | Elect Director Michelle Gass | Management | For | For |
1g | Elect Director Ramon L. Laguarta | Management | For | For |
1h | Elect Director Dave Lewis | Management | For | For |
1i | Elect Director David C. Page | Management | For | For |
1j | Elect Director Robert C. Pohlad | Management | For | For |
1k | Elect Director Daniel Vasella | Management | For | For |
1l | Elect Director Darren Walker | Management | For | For |
1m | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
5 | Report on Sugar and Public Health | Shareholder | Against | Against |
6 | Report on External Public Health Costs | Shareholder | Against | Against |
| ||||
PFIZER INC. | ||||
Ticker: PFE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald E. Blaylock | Management | For | For |
1.2 | Elect Director Albert Bourla | Management | For | For |
1.3 | Elect Director Susan Desmond-Hellmann | Management | For | For |
1.4 | Elect Director Joseph J. Echevarria | Management | For | For |
1.5 | Elect Director Scott Gottlieb | Management | For | For |
1.6 | Elect Director Helen H. Hobbs | Management | For | For |
1.7 | Elect Director Susan Hockfield | Management | For | For |
1.8 | Elect Director Dan R. Littman | Management | For | For |
1.9 | Elect Director Shantanu Narayen | Management | For | For |
1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.11 | Elect Director James Quincey | Management | For | For |
1.12 | Elect Director James C. Smith | Management | For | For |
2 | Ratify KPMG LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chair | Shareholder | Against | For |
5 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
6 | Report on Access to COVID-19 Products | Shareholder | Against | Against |
| ||||
PHILIP MORRIS INTERNATIONAL INC. | ||||
Ticker: PM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Brant Bonin Bough | Management | For | For |
1b | Elect Director Andre Calantzopoulos | Management | For | For |
1c | Elect Director Michel Combes | Management | For | For |
1d | Elect Director Juan Jose Daboub | Management | For | For |
1e | Elect Director Werner Geissler | Management | For | For |
1f | Elect Director Lisa A. Hook | Management | For | Against |
1g | Elect Director Jun Makihara | Management | For | For |
1h | Elect Director Kalpana Morparia | Management | For | For |
1i | Elect Director Lucio A. Noto | Management | For | For |
1j | Elect Director Jacek Olczak | Management | For | For |
1k | Elect Director Frederik Paulsen | Management | For | For |
1l | Elect Director Robert B. Polet | Management | For | For |
1m | Elect Director Shlomo Yanai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers SA as Auditor | Management | For | For |
| ||||
PPL CORPORATION | ||||
Ticker: PPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Arthur P. Beattie | Management | For | For |
1b | Elect Director Steven G. Elliott | Management | For | For |
1c | Elect Director Raja Rajamannar | Management | For | For |
1d | Elect Director Craig A. Rogerson | Management | For | For |
1e | Elect Director Vincent Sorgi | Management | For | For |
1f | Elect Director Natica von Althann | Management | For | For |
1g | Elect Director Keith H. Williamson | Management | For | For |
1h | Elect Director Phoebe A. Wood | Management | For | For |
1i | Elect Director Armando Zagalo de Lima | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
RAYTHEON TECHNOLOGIES CORPORATION | ||||
Ticker: RTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tracy A. Atkinson | Management | For | For |
1b | Elect Director Gregory J. Hayes | Management | For | For |
1c | Elect Director Thomas A. Kennedy | Management | For | For |
1d | Elect Director Marshall O. Larsen | Management | For | For |
1e | Elect Director George R. Oliver | Management | For | For |
1f | Elect Director Robert K. (Kelly) Ortberg | Management | For | For |
1g | Elect Director Margaret L. O'Sullivan | Management | For | For |
1h | Elect Director Dinesh C. Paliwal | Management | For | For |
1i | Elect Director Ellen M. Pawlikowski | Management | For | For |
1j | Elect Director Denise L. Ramos | Management | For | For |
1k | Elect Director Fredric G. Reynolds | Management | For | For |
1l | Elect Director Brian C. Rogers | Management | For | For |
1m | Elect Director James A. Winnefeld, Jr. | Management | For | For |
1n | Elect Director Robert O. Work | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
RIO TINTO PLC | ||||
Ticker: RIO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
4 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
5 | Re-elect Megan Clark as Director | Management | For | For |
6 | Re-elect Hinda Gharbi as Director | Management | For | For |
7 | Re-elect Simon Henry as Director | Management | For | For |
8 | Re-elect Sam Laidlaw as Director | Management | For | For |
9 | Re-elect Simon McKeon as Director | Management | For | For |
10 | Re-elect Jennifer Nason as Director | Management | For | For |
11 | Re-elect Jakob Stausholm as Director | Management | For | For |
12 | Re-elect Simon Thompson as Director | Management | For | For |
13 | Re-elect Ngaire Woods as Director | Management | For | For |
14 | Reappoint KPMG LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise UK Political Donations and Expenditure | Management | For | For |
17 | Approve Global Employee Share Plan | Management | None | For |
18 | Approve UK Share Plan | Management | For | For |
19 | Authorise Issue of Equity | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
ROYAL DUTCH SHELL PLC | ||||
Ticker: RDSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Jane Lute as Director | Management | For | For |
4 | Re-elect Ben van Beurden as Director | Management | For | For |
5 | Re-elect Dick Boer as Director | Management | For | For |
6 | Re-elect Neil Carson as Director | Management | For | For |
7 | Re-elect Ann Godbehere as Director | Management | For | For |
8 | Re-elect Euleen Goh as Director | Management | For | For |
9 | Re-elect Catherine Hughes as Director | Management | For | For |
10 | Re-elect Martina Hund-Mejean as Director | Management | For | For |
11 | Re-elect Sir Andrew Mackenzie as Director | Management | For | For |
12 | Elect Abraham Schot as Director | Management | For | For |
13 | Re-elect Jessica Uhl as Director | Management | For | For |
14 | Re-elect Gerrit Zalm as Director | Management | For | For |
15 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Approve the Shell Energy Transition Strategy | Management | For | For |
21 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Against |
| ||||
SANOFI | ||||
Ticker: SAN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Treatment of Losses and Dividends of EUR 3.20 per Share | Management | For | For |
4 | Ratify Appointment of Gilles Schnepp as Director | Management | For | For |
5 | Reelect Fabienne Lecorvaisier as Director | Management | For | For |
6 | Reelect Melanie Lee as Director | Management | For | For |
7 | Elect Barbara Lavernos as Director | Management | For | For |
8 | Approve Compensation Report of Corporate Officers | Management | For | For |
9 | Approve Compensation of Serge Weinberg, Chairman of the Board | Management | For | For |
10 | Approve Compensation of Paul Hudson, CEO | Management | For | For |
11 | Approve Remuneration Policy of Directors | Management | For | For |
12 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
13 | Approve Remuneration Policy of CEO | Management | For | For |
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 997 Million | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million | Management | For | For |
18 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million | Management | For | For |
19 | Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion | Management | For | For |
20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
22 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | For |
23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
24 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
25 | Amend Article 13 of Bylaws Re: Written Consultation | Management | For | For |
26 | Amend Articles 14 and 17 of Bylaws Re: Board Powers and Censors | Management | For | For |
27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ||||
SCHLUMBERGER N.V. | ||||
Ticker: SLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick de La Chevardiere | Management | For | For |
1.2 | Elect Director Miguel M. Galuccio | Management | For | For |
1.3 | Elect Director Olivier Le Peuch | Management | For | For |
1.4 | Elect Director Tatiana A. Mitrova | Management | For | For |
1.5 | Elect Director Maria Moraeus Hanssen | Management | For | For |
1.6 | Elect Director Mark G. Papa | Management | For | For |
1.7 | Elect Director Henri Seydoux | Management | For | For |
1.8 | Elect Director Jeff W. Sheets | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| ||||
SEMPRA ENERGY | ||||
Ticker: SRE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan L. Boeckmann | Management | For | For |
1b | Elect Director Andres Conesa | Management | For | For |
1c | Elect Director Maria Contreras-Sweet | Management | For | For |
1d | Elect Director Pablo A. Ferrero | Management | For | For |
1e | Elect Director William D. Jones | Management | For | For |
1f | Elect Director Jeffrey W. Martin | Management | For | For |
1g | Elect Director Bethany J. Mayer | Management | For | For |
1h | Elect Director Michael N. Mears | Management | For | For |
1i | Elect Director Jack T. Taylor | Management | For | For |
1j | Elect Director Cynthia L. Walker | Management | For | For |
1k | Elect Director Cynthia J. Warner | Management | For | For |
1l | Elect Director James C. Yardley | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
5 | Report on Corporate Climate Lobbying Aligned with Paris Agreement | Shareholder | Against | Against |
| ||||
SIEMENS AG | ||||
Ticker: SIE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019/20 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3.50 per Share | Management | For | For |
3.1 | Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2019/20 | Management | For | For |
3.2 | Approve Discharge of Management Board Member Roland Busch for Fiscal 2019/20 | Management | For | For |
3.3 | Approve Discharge of Management Board Member Lisa Davis (until Feb. 29, 2020) for Fiscal 2019/20 | Management | For | For |
3.4 | Approve Discharge of Management Board Member Klaus Helmrich for Fiscal 2019/20 | Management | For | For |
3.5 | Approve Discharge of Management Board Member Janina Kugel (until Jan. 31, 2020) for Fiscal 2019/20 | Management | For | For |
3.6 | Approve Discharge of Management Board Member Cedrik Neike for Fiscal 2019/20 | Management | For | For |
3.7 | Approve Discharge of Management Board Member Michael Sen (until March 31, 2020) for Fiscal 2019/20 | Management | For | For |
3.8 | Approve Discharge of Management Board Member Ralf Thomas for Fiscal 2019/20 | Management | For | For |
4.1 | Approve Discharge of Supervisory Board Member Jim Snabe for Fiscal 2019/20 | Management | For | For |
4.2 | Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2019/20 | Management | For | For |
4.3 | Approve Discharge of Supervisory Board Member Werner Wenning for Fiscal 2019/20 | Management | For | For |
4.4 | Approve Discharge of Supervisory Board Member Werner Brandt for Fiscal 2019/20 | Management | For | For |
4.5 | Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2019/20 | Management | For | For |
4.6 | Approve Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal 2019/20 | Management | For | For |
4.7 | Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2019/20 | Management | For | For |
4.8 | Approve Discharge of Supervisory Board Member Robert Kensbock (until Sep. 25, 2020) for Fiscal 2019/20 | Management | For | For |
4.9 | Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2019/20 | Management | For | For |
4.10 | Approve Discharge of Supervisory Board Member Juergen Kerner for Fiscal 2019/20 | Management | For | For |
4.11 | Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2019/20 | Management | For | For |
4.12 | Approve Discharge of Supervisory Board Member Benoit Potier for Fiscal 2019/20 | Management | For | For |
4.13 | Approve Discharge of Supervisory Board Member Hagen Reimer for Fiscal 2019/20 | Management | For | For |
4.14 | Approve Discharge of Supervisory Board Member Norbert Reithofer for Fiscal 2019/20 | Management | For | For |
4.15 | Approve Discharge of Supervisory Board Member Nemat Shafik for Fiscal 2019/20 | Management | For | For |
4.16 | Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal 2019/20 | Management | For | For |
4.17 | Approve Discharge of Supervisory Board Member Michael Sigmund for Fiscal 2019/20 | Management | For | For |
4.18 | Approve Discharge of Supervisory Board Member Dorothea Simon for Fiscal 2019/20 | Management | For | For |
4.19 | Approve Discharge of Supervisory Board Member Matthias Zachert for Fiscal 2019/20 | Management | For | For |
4.20 | Approve Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal 2019/20 | Management | For | For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2020/21 | Management | For | For |
6.1 | Elect Grazia Vittadini to the Supervisory Board | Management | For | For |
6.2 | Elect Kasper Rorsted to the Supervisory Board | Management | For | For |
6.3 | Reelect Jim Snabe to the Supervisory Board | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8 | Approve Creation of EUR 90 Million Pool of Capital for Employee Stock Purchase Plan | Management | For | For |
9 | Amend Affiliation Agreement with Siemens Bank GmbH | Management | For | For |
10 | Amend Articles Re: Allow Shareholder Questions during the Virtual Meeting | Shareholder | Against | Against |
| ||||
TEXAS INSTRUMENTS INCORPORATED | ||||
Ticker: TXN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark A. Blinn | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | For |
1c | Elect Director Janet F. Clark | Management | For | For |
1d | Elect Director Carrie S. Cox | Management | For | For |
1e | Elect Director Martin S. Craighead | Management | For | For |
1f | Elect Director Jean M. Hobby | Management | For | For |
1g | Elect Director Michael D. Hsu | Management | For | For |
1h | Elect Director Ronald Kirk | Management | For | For |
1i | Elect Director Pamela H. Patsley | Management | For | For |
1j | Elect Director Robert E. Sanchez | Management | For | For |
1k | Elect Director Richard K. Templeton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
THE COCA-COLA COMPANY | ||||
Ticker: KO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Marc Bolland | Management | For | For |
1.3 | Elect Director Ana Botin | Management | For | For |
1.4 | Elect Director Christopher C. Davis | Management | For | For |
1.5 | Elect Director Barry Diller | Management | For | For |
1.6 | Elect Director Helene D. Gayle | Management | For | For |
1.7 | Elect Director Alexis M. Herman | Management | For | For |
1.8 | Elect Director Robert A. Kotick | Management | For | For |
1.9 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.10 | Elect Director James Quincey | Management | For | For |
1.11 | Elect Director Caroline J. Tsay | Management | For | For |
1.12 | Elect Director David B. Weinberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
4 | Report on Sugar and Public Health | Shareholder | Against | Against |
| ||||
THE HOME DEPOT, INC. | ||||
Ticker: HD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerard J. Arpey | Management | For | For |
1b | Elect Director Ari Bousbib | Management | For | For |
1c | Elect Director Jeffery H. Boyd | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Helena B. Foulkes | Management | For | For |
1h | Elect Director Linda R. Gooden | Management | For | For |
1i | Elect Director Wayne M. Hewett | Management | For | For |
1j | Elect Director Manuel Kadre | Management | For | For |
1k | Elect Director Stephanie C. Linnartz | Management | For | For |
1l | Elect Director Craig A. Menear | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
5 | Report on Political Contributions Congruency Analysis | Shareholder | Against | Against |
6 | Report on Prison Labor in the Supply Chain | Shareholder | Against | Against |
| ||||
THE PROCTER & GAMBLE COMPANY | ||||
Ticker: PG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Francis S. Blake | Management | For | For |
1b | Elect Director Angela F. Braly | Management | For | For |
1c | Elect Director Amy L. Chang | Management | For | For |
1d | Elect Director Joseph Jimenez | Management | For | For |
1e | Elect Director Debra L. Lee | Management | For | For |
1f | Elect Director Terry J. Lundgren | Management | For | For |
1g | Elect Director Christine M. McCarthy | Management | For | For |
1h | Elect Director W. James McNerney, Jr. | Management | For | For |
1i | Elect Director Nelson Peltz | Management | For | For |
1j | Elect Director David S. Taylor | Management | For | For |
1k | Elect Director Margaret C. Whitman | Management | For | For |
1l | Elect Director Patricia A. Woertz | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Report on Efforts to Eliminate Deforestation | Shareholder | Against | Against |
6 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | Shareholder | Against | Against |
| ||||
THE SOUTHERN COMPANY | ||||
Ticker: SO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janaki Akella | Management | For | For |
1b | Elect Director Juanita Powell Baranco | Management | For | For |
1c | Elect Director Henry A. Clark, III | Management | For | For |
1d | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1e | Elect Director Thomas A. Fanning | Management | For | For |
1f | Elect Director David J. Grain | Management | For | For |
1g | Elect Director Colette D. Honorable | Management | For | For |
1h | Elect Director Donald M. James | Management | For | For |
1i | Elect Director John D. Johns | Management | For | For |
1j | Elect Director Dale E. Klein | Management | For | For |
1k | Elect Director Ernest J. Moniz | Management | For | For |
1l | Elect Director William G. Smith, Jr. | Management | For | For |
1m | Elect Director E. Jenner Wood, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
| ||||
TOTAL SE | ||||
Ticker: FP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.64 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
6 | Reelect Patrick Pouyanne as Director | Management | For | For |
7 | Reelect Anne-Marie Idrac as Director | Management | For | For |
8 | Elect Jacques Aschenbroich as Director | Management | For | For |
9 | Elect Glenn Hubbard as Director | Management | For | For |
10 | Approve Compensation Report of Corporate Officers | Management | For | For |
11 | Approve Remuneration Policy of Directors | Management | For | For |
12 | Approve Compensation of Patrick Pouyanne, Chairman and CEO | Management | For | For |
13 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
14 | Approve the Company's Sustainable Development and Energy Transition | Management | For | For |
15 | Change Company Name to TotalEnergies SE and Amend Article 2 of Bylaws Accordingly | Management | For | For |
16 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| ||||
TRUIST FINANCIAL CORPORATION | ||||
Ticker: TFC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jennifer S. Banner | Management | For | For |
1b | Elect Director K. David Boyer, Jr. | Management | For | For |
1c | Elect Director Agnes Bundy Scanlan | Management | For | For |
1d | Elect Director Anna R. Cablik | Management | For | For |
1e | Elect Director Dallas S. Clement | Management | For | For |
1f | Elect Director Paul D. Donahue | Management | For | For |
1g | Elect Director Paul R. Garcia | Management | For | For |
1h | Elect Director Patrick C. Graney, III | Management | For | For |
1i | Elect Director Linnie M. Haynesworth | Management | For | For |
1j | Elect Director Kelly S. King | Management | For | For |
1k | Elect Director Easter A. Maynard | Management | For | For |
1l | Elect Director Donna S. Morea | Management | For | For |
1m | Elect Director Charles A. Patton | Management | For | For |
1n | Elect Director Nido R. Qubein | Management | For | For |
1o | Elect Director David M. Ratcliffe | Management | For | For |
1p | Elect Director William H. Rogers, Jr. | Management | For | For |
1q | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
1r | Elect Director Christine Sears | Management | For | For |
1s | Elect Director Thomas E. Skains | Management | For | For |
1t | Elect Director Bruce L. Tanner | Management | For | For |
1u | Elect Director Thomas N. Thompson | Management | For | For |
1v | Elect Director Steven C. Voorhees | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
U.S. BANCORP | ||||
Ticker: USB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Warner L. Baxter | Management | For | For |
1b | Elect Director Dorothy J. Bridges | Management | For | For |
1c | Elect Director Elizabeth L. Buse | Management | For | For |
1d | Elect Director Andrew Cecere | Management | For | For |
1e | Elect Director Kimberly N. Ellison-Taylor | Management | For | For |
1f | Elect Director Kimberly J. Harris | Management | For | For |
1g | Elect Director Roland A. Hernandez | Management | For | For |
1h | Elect Director Olivia F. Kirtley | Management | For | For |
1i | Elect Director Karen S. Lynch | Management | For | For |
1j | Elect Director Richard P. McKenney | Management | For | For |
1k | Elect Director Yusuf I. Mehdi | Management | For | For |
1l | Elect Director John P. Wiehoff | Management | For | For |
1m | Elect Director Scott W. Wine | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
UNILEVER PLC | ||||
Ticker: ULVR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Matters Relating to the Unification of the Unilever Group under a Single Parent Company | Management | For | For |
| ||||
UNILEVER PLC | ||||
Ticker: ULVR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Cross-Border Merger between Unilever PLC and Unilever N.V. | Management | For | For |
| ||||
UNILEVER PLC | ||||
Ticker: ULVR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Climate Transition Action Plan | Management | For | For |
5 | Re-elect Nils Andersen as Director | Management | For | For |
6 | Re-elect Laura Cha as Director | Management | For | For |
7 | Re-elect Dr Judith Hartmann as Director | Management | For | For |
8 | Re-elect Alan Jope as Director | Management | For | For |
9 | Re-elect Andrea Jung as Director | Management | For | For |
10 | Re-elect Susan Kilsby as Director | Management | For | For |
11 | Re-elect Strive Masiyiwa as Director | Management | For | For |
12 | Re-elect Youngme Moon as Director | Management | For | For |
13 | Re-elect Graeme Pitkethly as Director | Management | For | For |
14 | Re-elect John Rishton as Director | Management | For | For |
15 | Re-elect Feike Sijbesma as Director | Management | For | For |
16 | Reappoint KPMG LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise UK Political Donations and Expenditure | Management | For | For |
19 | Approve SHARES Plan | Management | For | For |
20 | Authorise Issue of Equity | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
25 | Adopt New Articles of Association | Management | For | For |
26 | Approve Reduction of the Share Premium Account | Management | For | For |
| ||||
UNION PACIFIC CORPORATION | ||||
Ticker: UNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrew H. Card, Jr. | Management | For | For |
1b | Elect Director William J. DeLaney | Management | For | For |
1c | Elect Director David B. Dillon | Management | For | For |
1d | Elect Director Lance M. Fritz | Management | For | For |
1e | Elect Director Deborah C. Hopkins | Management | For | For |
1f | Elect Director Jane H. Lute | Management | For | For |
1g | Elect Director Michael R. McCarthy | Management | For | For |
1h | Elect Director Thomas F. McLarty, III | Management | For | For |
1i | Elect Director Jose H. Villarreal | Management | For | For |
1j | Elect Director Christopher J. Williams | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
6 | Report on EEO | Shareholder | Against | For |
7 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | Shareholder | Against | For |
8 | Annual Vote and Report on Climate Change | Shareholder | Against | Against |
| ||||
UNITED PARCEL SERVICE, INC. | ||||
Ticker: UPS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol B. Tome | Management | For | For |
1b | Elect Director Rodney C. Adkins | Management | For | For |
1c | Elect Director Eva C. Boratto | Management | For | For |
1d | Elect Director Michael J. Burns | Management | For | For |
1e | Elect Director Wayne M. Hewett | Management | For | For |
1f | Elect Director Angela Hwang | Management | For | For |
1g | Elect Director Kate E. Johnson | Management | For | For |
1h | Elect Director William R. Johnson | Management | For | For |
1i | Elect Director Ann M. Livermore | Management | For | For |
1j | Elect Director Franck J. Moison | Management | For | For |
1k | Elect Director Christiana Smith Shi | Management | For | For |
1l | Elect Director Russell Stokes | Management | For | For |
1m | Elect Director Kevin Warsh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
7 | Report on Climate Change | Shareholder | Against | Against |
8 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
9 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | Shareholder | Against | Against |
| ||||
VALERO ENERGY CORPORATION | ||||
Ticker: VLO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director H. Paulett Eberhart | Management | For | For |
1b | Elect Director Joseph W. Gorder | Management | For | For |
1c | Elect Director Kimberly S. Greene | Management | For | For |
1d | Elect Director Deborah P. Majoras | Management | For | For |
1e | Elect Director Eric D. Mullins | Management | For | For |
1f | Elect Director Donald L. Nickles | Management | For | For |
1g | Elect Director Philip J. Pfeiffer | Management | For | For |
1h | Elect Director Robert A. Profusek | Management | For | For |
1i | Elect Director Stephen M. Waters | Management | For | For |
1j | Elect Director Randall J. Weisenburger | Management | For | For |
1k | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
VERIZON COMMUNICATIONS INC. | ||||
Ticker: VZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Shellye L. Archambeau | Management | For | For |
1b | Elect Director Roxanne S. Austin | Management | For | For |
1c | Elect Director Mark T. Bertolini | Management | For | For |
1d | Elect Director Melanie L. Healey | Management | For | For |
1e | Elect Director Clarence Otis, Jr. | Management | For | For |
1f | Elect Director Daniel H. Schulman | Management | For | For |
1g | Elect Director Rodney E. Slater | Management | For | For |
1h | Elect Director Hans E. Vestberg | Management | For | For |
1i | Elect Director Gregory G. Weaver | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Lower Ownership Threshold for Action by Written Consent | Shareholder | Against | Against |
5 | Amend Senior Executive Compensation Clawback Policy | Shareholder | Against | Against |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| ||||
VODAFONE GROUP PLC | ||||
Ticker: VOD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Jean-Francois van Boxmeer as Director | Management | For | For |
3 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
4 | Re-elect Nick Read as Director | Management | For | For |
5 | Re-elect Margherita Della Valle as Director | Management | For | For |
6 | Re-elect Sir Crispin Davis as Director | Management | For | For |
7 | Re-elect Michel Demare as Director | Management | For | For |
8 | Re-elect Dame Clara Furse as Director | Management | For | For |
9 | Re-elect Valerie Gooding as Director | Management | For | For |
10 | Re-elect Renee James as Director | Management | For | Against |
11 | Re-elect Maria Amparo Moraleda Martinez as Director | Management | For | For |
12 | Re-elect Sanjiv Ahuja as Director | Management | For | For |
13 | Re-elect David Thodey as Director | Management | For | For |
14 | Re-elect David Nish as Director | Management | For | For |
15 | Approve Final Dividend | Management | For | For |
16 | Approve Remuneration Policy | Management | For | For |
17 | Approve Remuneration Report | Management | For | For |
18 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
19 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise Issue of Equity | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
24 | Authorise EU Political Donations and Expenditure | Management | For | For |
25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
26 | Approve Share Incentive Plan | Management | For | For |
| ||||
WALMART INC. | ||||
Ticker: WMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Cesar Conde | Management | For | For |
1b | Elect Director Timothy P. Flynn | Management | For | For |
1c | Elect Director Sarah J. Friar | Management | For | For |
1d | Elect Director Carla A. Harris | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Marissa A. Mayer | Management | For | For |
1g | Elect Director C. Douglas McMillon | Management | For | For |
1h | Elect Director Gregory B. Penner | Management | For | For |
1i | Elect Director Steven S Reinemund | Management | For | For |
1j | Elect Director Randall L. Stephenson | Management | For | For |
1k | Elect Director S. Robson Walton | Management | For | For |
1l | Elect Director Steuart L. Walton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Refrigerants Released from Operations | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Report on Alignment of Racial Justice Goals and Starting Wages | Shareholder | Against | Against |
7 | Approve Creation of a Pandemic Workforce Advisory Council | Shareholder | Against | Against |
8 | Review of Statement on the Purpose of a Corporation | Shareholder | Against | Against |
| ||||
WEATHERFORD INTERNATIONAL PLC | ||||
Ticker: WFTLF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Benjamin C. Duster, IV | Management | For | For |
1b | Elect Director Neal P. Goldman | Management | For | For |
1c | Elect Director Jacqueline Mutschler | Management | For | For |
1d | Elect Director Girishchandra K. Saligram | Management | For | For |
1e | Elect Director Charles M. Sledge | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
XCEL ENERGY INC. | ||||
Ticker: XEL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lynn Casey | Management | For | For |
1b | Elect Director Ben Fowke | Management | For | For |
1c | Elect Director Robert Frenzel | Management | For | For |
1d | Elect Director Netha Johnson | Management | For | For |
1e | Elect Director Patricia Kampling | Management | For | For |
1f | Elect Director George Kehl | Management | For | For |
1g | Elect Director Richard O'Brien | Management | For | For |
1h | Elect Director Charles Pardee | Management | For | For |
1i | Elect Director Christopher Policinski | Management | For | For |
1j | Elect Director James Prokopanko | Management | For | For |
1k | Elect Director David Westerlund | Management | For | For |
1l | Elect Director Kim Williams | Management | For | For |
1m | Elect Director Timothy Wolf | Management | For | For |
1n | Elect Director Daniel Yohannes | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Costs and Benefits of Climate-Related Activities | Shareholder | Against | Against |
| ||||
ZURICH INSURANCE GROUP AG | ||||
Ticker: ZURN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
2 | Approve Allocation of Income and Dividends of CHF 20.00 per Share | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1a | Reelect Michel Lies as Director and Board Chairman | Management | For | For |
4.1b | Reelect Joan Amble as Director | Management | For | For |
4.1c | Reelect Catherine Bessant as Director | Management | For | For |
4.1d | Reelect Dame Carnwath as Director | Management | For | For |
4.1e | Reelect Christoph Franz as Director | Management | For | For |
4.1f | Reelect Michael Halbherr as Director | Management | For | For |
4.1g | Reelect Jeffrey Hayman as Director (pro-forma vote as Jeffrey Hayman is not available for appointment) | Management | For | For |
4.1h | Reelect Monica Maechler as Director | Management | For | For |
4.1i | Reelect Kishore Mahbubani as Director | Management | For | For |
4.1j | Reelect Jasmin Staiblin as Director | Management | For | For |
4.1k | Reelect Barry Stowe as Director | Management | For | For |
4.1l | Elect Sabine Keller-Busse as Director | Management | For | For |
4.2.1 | Reappoint Michel Lies as Member of the Compensation Committee | Management | For | For |
4.2.2 | Reappoint Catherine Bessant as Member of the Compensation Committee | Management | For | For |
4.2.3 | Reappoint Christoph Franz as Member of the Compensation Committee | Management | For | For |
4.2.4 | Reappoint Kishore Mahbubani as Member of the Compensation Committee | Management | For | For |
4.2.5 | Reappoint Jasmin Staiblin as Member of the Compensation Committee | Management | For | For |
4.2.6 | Appoint Sabine Keller-Busse as Member of the Compensation Committee | Management | For | For |
4.3 | Designate Keller KLG as Independent Proxy | Management | For | For |
4.4 | Ratify Ernst & Young AG as Auditors | Management | For | For |
5.1 | Approve Remuneration of Directors in the Amount of CHF 5.9 Million | Management | For | For |
5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 79.8 Million | Management | For | For |
6 | Approve Extension of Existing Authorized Capital Pool of CHF 4.5 Million with Partial Exclusion of Preemptive Rights and Approve Amendment to Existing Conditional Capital Pool | Management | For | For |
7 | Transact Other Business (Voting) | Management | For | Against |
Franklin U.S. Government Securities Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Franklin Utilities Fund
| ||||
ALLIANT ENERGY CORPORATION | ||||
Ticker: LNT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger K. Newport | Management | For | For |
1.2 | Elect Director Dean C. Oestreich | Management | For | For |
1.3 | Elect Director Carol P. Sanders | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Costs and Benefits of Environmental Related Expenditures | Shareholder | Against | Against |
| ||||
AMEREN CORPORATION | ||||
Ticker: AEE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Warner L. Baxter | Management | For | For |
1b | Elect Director Cynthia J. Brinkley | Management | For | For |
1c | Elect Director Catherine S. Brune | Management | For | For |
1d | Elect Director J. Edward Coleman | Management | For | For |
1e | Elect Director Ward H. Dickson | Management | For | For |
1f | Elect Director Noelle K. Eder | Management | For | For |
1g | Elect Director Ellen M. Fitzsimmons | Management | For | For |
1h | Elect Director Rafael Flores | Management | For | For |
1i | Elect Director Richard J. Harshman | Management | For | For |
1j | Elect Director Craig S. Ivey | Management | For | For |
1k | Elect Director James C. Johnson | Management | For | For |
1l | Elect Director Steven H. Lipstein | Management | For | For |
1m | Elect Director Leo S. Mackay, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
AMERICAN ELECTRIC POWER COMPANY, INC. | ||||
Ticker: AEP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas K. Akins | Management | For | For |
1.2 | Elect Director David J. Anderson | Management | For | For |
1.3 | Elect Director J. Barnie Beasley, Jr. | Management | For | For |
1.4 | Elect Director Art A. Garcia | Management | For | For |
1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
1.7 | Elect Director Sandra Beach Lin | Management | For | For |
1.8 | Elect Director Margaret M. McCarthy | Management | For | For |
1.9 | Elect Director Stephen S. Rasmussen | Management | For | For |
1.10 | Elect Director Oliver G. Richard, III | Management | For | For |
1.11 | Elect Director Daryl Roberts | Management | For | For |
1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ATMOS ENERGY CORPORATION | ||||
Ticker: ATO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director J. Kevin Akers | Management | For | For |
1b | Elect Director Robert W. Best | Management | For | For |
1c | Elect Director Kim R. Cocklin | Management | For | For |
1d | Elect Director Kelly H. Compton | Management | For | For |
1e | Elect Director Sean Donohue | Management | For | For |
1f | Elect Director Rafael G. Garza | Management | For | For |
1g | Elect Director Richard K. Gordon | Management | For | For |
1h | Elect Director Robert C. Grable | Management | For | For |
1i | Elect Director Nancy K. Quinn | Management | For | For |
1j | Elect Director Richard A. Sampson | Management | For | For |
1k | Elect Director Stephen R. Springer | Management | For | For |
1l | Elect Director Diana J. Walters | Management | For | Against |
1m | Elect Director Richard Ware, II | Management | For | For |
1n | Elect Director Frank Yoho | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
AVANGRID, INC. | ||||
Ticker: AGR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ignacio S. Galan | Management | For | For |
1.2 | Elect Director John Baldacci | Management | For | For |
1.3 | Elect Director Daniel Alcain Lopez | Management | For | For |
1.4 | Elect Director Dennis V. Arriola | Management | For | For |
1.5 | Elect Director Pedro Azagra Blazquez | Management | For | For |
1.6 | Elect Director Robert Duffy | Management | For | For |
1.7 | Elect Director Teresa Herbert | Management | For | For |
1.8 | Elect Director Patricia Jacobs | Management | For | For |
1.9 | Elect Director John Lahey | Management | For | For |
1.10 | Elect Director Jose Angel Marra Rodriguez | Management | For | For |
1.11 | Elect Director Santiago Martinez Garrido | Management | For | For |
1.12 | Elect Director Jose Sainz Armada | Management | For | For |
1.13 | Elect Director Alan Solomont | Management | For | For |
1.14 | Elect Director Elizabeth Timm | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
BLACK HILLS CORPORATION | ||||
Ticker: BKH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linden R. Evans | Management | For | For |
1.2 | Elect Director Barry M. Granger | Management | For | For |
1.3 | Elect Director Tony A. Jensen | Management | For | For |
1.4 | Elect Director Steven R. Mills | Management | For | For |
1.5 | Elect Director Scott M. Prochazka | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CENTERPOINT ENERGY, INC. | ||||
Ticker: CNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie D. Biddle | Management | For | For |
1b | Elect Director Milton Carroll | Management | For | For |
1c | Elect Director Wendy Montoya Cloonan | Management | For | For |
1d | Elect Director Earl M. Cummings | Management | For | For |
1e | Elect Director David J. Lesar | Management | For | For |
1f | Elect Director Martin H. Nesbitt | Management | For | For |
1g | Elect Director Theodore F. Pound | Management | For | For |
1h | Elect Director Phillip R. Smith | Management | For | For |
1i | Elect Director Barry T. Smitherman | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
CHENIERE ENERGY, INC. | ||||
Ticker: LNG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director G. Andrea Botta | Management | For | For |
1b | Elect Director Jack A. Fusco | Management | For | For |
1c | Elect Director Vicky A. Bailey | Management | For | For |
1d | Elect Director Nuno Brandolini | Management | For | For |
1e | Elect Director David B. Kilpatrick | Management | For | For |
1f | Elect Director Sean T. Klimczak | Management | For | For |
1g | Elect Director Andrew Langham | Management | For | For |
1h | Elect Director Donald F. Robillard, Jr. | Management | For | For |
1i | Elect Director Neal A. Shear | Management | For | For |
1j | Elect Director Andrew J. Teno | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
CMS ENERGY CORPORATION | ||||
Ticker: CMS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jon E. Barfield | Management | For | For |
1b | Elect Director Deborah H. Butler | Management | For | For |
1c | Elect Director Kurt L. Darrow | Management | For | For |
1d | Elect Director William D. Harvey | Management | For | For |
1e | Elect Director Garrick J. Rochow | Management | For | For |
1f | Elect Director John G. Russell | Management | For | For |
1g | Elect Director Suzanne F. Shank | Management | For | For |
1h | Elect Director Myrna M. Soto | Management | For | For |
1i | Elect Director John G. Sznewajs | Management | For | For |
1j | Elect Director Ronald J. Tanski | Management | For | For |
1k | Elect Director Laura H. Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Costs and Benefits of Environmental Related Expenditures | Shareholder | Against | Against |
| ||||
CONSOLIDATED EDISON, INC. | ||||
Ticker: ED | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy P. Cawley | Management | For | For |
1.2 | Elect Director Ellen V. Futter | Management | For | For |
1.3 | Elect Director John F. Killian | Management | For | For |
1.4 | Elect Director Karol V. Mason | Management | For | For |
1.5 | Elect Director John McAvoy | Management | For | For |
1.6 | Elect Director Dwight A. McBride | Management | For | For |
1.7 | Elect Director William J. Mulrow | Management | For | For |
1.8 | Elect Director Armando J. Olivera | Management | For | For |
1.9 | Elect Director Michael W. Ranger | Management | For | For |
1.10 | Elect Director Linda S. Sanford | Management | For | For |
1.11 | Elect Director Deirdre Stanley | Management | For | For |
1.12 | Elect Director L. Frederick Sutherland | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
DOMINION ENERGY, INC. | ||||
Ticker: D | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director James A. Bennett | Management | For | For |
1B | Elect Director Robert M. Blue | Management | For | For |
1C | Elect Director Helen E. Dragas | Management | For | For |
1D | Elect Director James O. Ellis, Jr. | Management | For | For |
1E | Elect Director D. Maybank Hagood | Management | For | For |
1F | Elect Director Ronald W. Jibson | Management | For | For |
1G | Elect Director Mark J. Kington | Management | For | For |
1H | Elect Director Joseph M. Rigby | Management | For | For |
1I | Elect Director Pamela J. Royal | Management | For | For |
1J | Elect Director Robert H. Spilman, Jr. | Management | For | For |
1K | Elect Director Susan N. Story | Management | For | For |
1L | Elect Director Michael E. Szymanczyk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Require Independent Board Chair | Shareholder | Against | For |
6 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
DTE ENERGY COMPANY | ||||
Ticker: DTE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard M. Anderson | Management | For | For |
1.2 | Elect Director David A. Brandon | Management | For | For |
1.3 | Elect Director Charles G. McClure, Jr. | Management | For | For |
1.4 | Elect Director Gail J. McGovern | Management | For | For |
1.5 | Elect Director Mark A. Murray | Management | For | For |
1.6 | Elect Director Gerardo Norcia | Management | For | For |
1.7 | Elect Director Ruth G. Shaw | Management | For | For |
1.8 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
1.9 | Elect Director David A. Thomas | Management | For | For |
1.10 | Elect Director Gary H. Torgow | Management | For | For |
1.11 | Elect Director James H. Vandenberghe | Management | For | For |
1.12 | Elect Director Valerie M. Williams | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Against |
6 | Report on Costs and Benefits of Environmental Related Expenditures | Shareholder | Against | Against |
| ||||
DUKE ENERGY CORPORATION | ||||
Ticker: DUK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael G. Browning | Management | For | For |
1.2 | Elect Director Annette K. Clayton | Management | For | For |
1.3 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1.4 | Elect Director Robert M. Davis | Management | For | For |
1.5 | Elect Director Caroline Dorsa | Management | For | For |
1.6 | Elect Director W. Roy Dunbar | Management | For | For |
1.7 | Elect Director Nicholas C. Fanandakis | Management | For | For |
1.8 | Elect Director Lynn J. Good | Management | For | For |
1.9 | Elect Director John T. Herron | Management | For | For |
1.10 | Elect Director E. Marie McKee | Management | For | For |
1.11 | Elect Director Michael J. Pacilio | Management | For | For |
1.12 | Elect Director Thomas E. Skains | Management | For | For |
1.13 | Elect Director William E. Webster, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Require Independent Board Chair | Shareholder | Against | Against |
6 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
| ||||
E.ON SE | ||||
Ticker: EOAN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.47 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
5.1 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | For |
5.2 | Ratify KPMG AG as Auditors for Half-Year and Quarterly Reports 2021 | Management | For | For |
5.3 | Ratify KPMG AG as Auditors for the First Quarter of Fiscal Year 2022 | Management | For | For |
6 | Approve Remuneration Policy | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8.1 | Elect Erich Clementi to the Supervisory Board | Management | For | For |
8.2 | Elect Andreas Schmitz to the Supervisory Board | Management | For | For |
8.3 | Elect Ewald Woste to the Supervisory Board | Management | For | For |
9.1 | Approve Affiliation Agreements with E.ON 45. Verwaltungs GmbH | Management | For | For |
9.2 | Approve Affiliation Agreement with E.ON 46. Verwaltungs GmbH | Management | For | For |
| ||||
EDISON INTERNATIONAL | ||||
Ticker: EIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeanne Beliveau-Dunn | Management | For | For |
1b | Elect Director Michael C. Camunez | Management | For | For |
1c | Elect Director Vanessa C.L. Chang | Management | For | For |
1d | Elect Director James T. Morris | Management | For | For |
1e | Elect Director Timothy T. O'Toole | Management | For | For |
1f | Elect Director Pedro J. Pizarro | Management | For | For |
1g | Elect Director Carey A. Smith | Management | For | For |
1h | Elect Director Linda G. Stuntz | Management | For | For |
1i | Elect Director William P. Sullivan | Management | For | For |
1j | Elect Director Peter J. Taylor | Management | For | For |
1k | Elect Director Keith Trent | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
EMERA INCORPORATED | ||||
Ticker: EMA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott C. Balfour | Management | For | For |
1.2 | Elect Director James V. Bertram | Management | For | For |
1.3 | Elect Director Henry E. Demone | Management | For | For |
1.4 | Elect Director Kent M. Harvey | Management | For | For |
1.5 | Elect Director B. Lynn Loewen | Management | For | For |
1.6 | Elect Director John B. Ramil | Management | For | For |
1.7 | Elect Director Andrea S. Rosen | Management | For | For |
1.8 | Elect Director Richard P. Sergel | Management | For | For |
1.9 | Elect Director M. Jacqueline Sheppard | Management | For | For |
1.10 | Elect Director Karen H. Sheriff | Management | For | For |
1.11 | Elect Director Jochen E. Tilk | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
5 | Amend Stock Option Plan | Management | For | For |
| ||||
ENTERGY CORPORATION | ||||
Ticker: ETR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John R. Burbank | Management | For | For |
1b | Elect Director Patrick J. Condon | Management | For | For |
1c | Elect Director Leo P. Denault | Management | For | For |
1d | Elect Director Kirkland H. Donald | Management | For | For |
1e | Elect Director Brian W. Ellis | Management | For | For |
1f | Elect Director Philip L. Frederickson | Management | For | For |
1g | Elect Director Alexis M. Herman | Management | For | For |
1h | Elect Director M. Elise Hyland | Management | For | For |
1i | Elect Director Stuart L. Levenick | Management | For | For |
1j | Elect Director Blanche Lambert Lincoln | Management | For | For |
1k | Elect Director Karen A. Puckett | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize New Class of Preferred Stock | Management | For | For |
| ||||
ESSENTIAL UTILITIES, INC. | ||||
Ticker: WTRG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth B. Amato | Management | For | For |
1.2 | Elect Director Christopher H. Franklin | Management | For | For |
1.3 | Elect Director Daniel J. Hilferty | Management | For | For |
1.4 | Elect Director Francis O. Idehen | Management | For | For |
1.5 | Elect Director Edwina Kelly | Management | For | For |
1.6 | Elect Director Ellen T. Ruff | Management | For | For |
1.7 | Elect Director Lee C. Stewart | Management | For | For |
1.8 | Elect Director Christopher C. Womack | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Proxy Access Right | Management | For | For |
| ||||
EVERGY, INC. | ||||
Ticker: EVRG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David A. Campbell | Management | For | For |
1b | Elect Director Mollie Hale Carter | Management | For | For |
1c | Elect Director Thomas D. Hyde | Management | For | For |
1d | Elect Director B. Anthony Isaac | Management | For | For |
1e | Elect Director Paul M. Keglevic | Management | For | For |
1f | Elect Director Mary L. Landrieu | Management | For | For |
1g | Elect Director Sandra A.J. Lawrence | Management | For | For |
1h | Elect Director Ann D. Murtlow | Management | For | For |
1i | Elect Director Sandra J. Price | Management | For | For |
1j | Elect Director Mark A. Ruelle | Management | For | For |
1k | Elect Director S. Carl Soderstrom, Jr. | Management | For | For |
1l | Elect Director John Arthur Stall | Management | For | For |
1m | Elect Director C. John Wilder | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
EVERSOURCE ENERGY | ||||
Ticker: ES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cotton M. Cleveland | Management | For | For |
1.2 | Elect Director James S. DiStasio | Management | For | For |
1.3 | Elect Director Francis A. Doyle | Management | For | For |
1.4 | Elect Director Linda Dorcena Forry | Management | For | For |
1.5 | Elect Director Gregory M. Jones | Management | For | For |
1.6 | Elect Director James J. Judge | Management | For | For |
1.7 | Elect Director John Y. Kim | Management | For | For |
1.8 | Elect Director Kenneth R. Leibler | Management | For | For |
1.9 | Elect Director David H. Long | Management | For | For |
1.10 | Elect Director William C. Van Faasen | Management | For | For |
1.11 | Elect Director Frederica M. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche as Auditors | Management | For | For |
| ||||
EXELON CORPORATION | ||||
Ticker: EXC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony Anderson | Management | For | For |
1b | Elect Director Ann Berzin | Management | For | For |
1c | Elect Director Laurie Brlas | Management | For | For |
1d | Elect Director Marjorie Rodgers Cheshire | Management | For | For |
1e | Elect Director Christopher Crane | Management | For | For |
1f | Elect Director Yves de Balmann | Management | For | For |
1g | Elect Director Linda Jojo | Management | For | For |
1h | Elect Director Paul Joskow | Management | For | For |
1i | Elect Director Robert Lawless | Management | For | For |
1j | Elect Director John Richardson | Management | For | For |
1k | Elect Director Mayo Shattuck, III | Management | For | For |
1l | Elect Director John Young | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Child Labor Audit | Shareholder | Against | Against |
| ||||
FIRSTENERGY CORP. | ||||
Ticker: FE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Anderson | Management | For | For |
1.2 | Elect Director Steven J. Demetriou | Management | For | For |
1.3 | Elect Director Julia L. Johnson | Management | For | For |
1.4 | Elect Director Jesse A. Lynn | Management | For | For |
1.5 | Elect Director Donald T. Misheff | Management | For | For |
1.6 | Elect Director Thomas N. Mitchell | Management | For | For |
1.7 | Elect Director James F. O'Neil, III | Management | For | For |
1.8 | Elect Director Christopher D. Pappas | Management | For | For |
1.9 | Elect Director Luis A. Reyes | Management | For | For |
1.10 | Elect Director John W. Somerhalder, II | Management | For | For |
1.11 | Elect Director Steven E. Strah | Management | For | For |
1.12 | Elect Director Andrew Teno | Management | For | For |
1.13 | Elect Director Leslie M. Turner | Management | For | For |
1.14 | Elect Director Melvin Williams | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
NATIONAL GRID PLC | ||||
Ticker: NG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Sir Peter Gershon as Director | Management | For | For |
4 | Re-elect John Pettigrew as Director | Management | For | For |
5 | Re-elect Andy Agg as Director | Management | For | For |
6 | Re-elect Nicola Shaw as Director | Management | For | For |
7 | Re-elect Mark Williamson as Director | Management | For | For |
8 | Re-elect Jonathan Dawson as Director | Management | For | For |
9 | Re-elect Therese Esperdy as Director | Management | For | For |
10 | Re-elect Paul Golby as Director | Management | For | For |
11 | Elect Liz Hewitt as Director | Management | For | For |
12 | Re-elect Amanda Mesler as Director | Management | For | For |
13 | Re-elect Earl Shipp as Director | Management | For | For |
14 | Re-elect Jonathan Silver as Director | Management | For | For |
15 | Reappoint Deloitte LLP as Auditors | Management | For | For |
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
17 | Approve Remuneration Report | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity | Management | For | For |
20 | Reapprove Share Incentive Plan | Management | For | For |
21 | Reapprove Sharesave Plan | Management | For | For |
22 | Approve Increase in Borrowing Limit | Management | For | For |
23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
24 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
26 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
NATIONAL GRID PLC | ||||
Ticker: NG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of PPL WPD Investments Limited | Management | For | For |
2 | Approve Increase in Borrowing Limit Under the Company's Articles of Association | Management | For | For |
| ||||
NEW JERSEY RESOURCES CORPORATION | ||||
Ticker: NJR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. William Howard, Jr. | Management | For | For |
1.2 | Elect Director Donald L. Correll | Management | For | For |
1.3 | Elect Director James H. DeGraffenreidt, Jr. | Management | For | For |
1.4 | Elect Director M. Susan Hardwick | Management | For | For |
1.5 | Elect Director George R. Zoffinger | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
NEXTERA ENERGY, INC. | ||||
Ticker: NEE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director James L. Camaren | Management | For | For |
1c | Elect Director Kenneth B. Dunn | Management | For | For |
1d | Elect Director Naren K. Gursahaney | Management | For | For |
1e | Elect Director Kirk S. Hachigian | Management | For | For |
1f | Elect Director Amy B. Lane | Management | For | For |
1g | Elect Director David L. Porges | Management | For | For |
1h | Elect Director James L. Robo | Management | For | For |
1i | Elect Director Rudy E. Schupp | Management | For | For |
1j | Elect Director John L. Skolds | Management | For | For |
1k | Elect Director Lynn M. Utter | Management | For | For |
1l | Elect Director Darryl L. Wilson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
NISOURCE INC. | ||||
Ticker: NI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter A. Altabef | Management | For | For |
1b | Elect Director Theodore H. Bunting, Jr. | Management | For | For |
1c | Elect Director Eric L. Butler | Management | For | For |
1d | Elect Director Aristides S. Candris | Management | For | For |
1e | Elect Director Wayne S. DeVeydt | Management | For | For |
1f | Elect Director Joseph Hamrock | Management | For | For |
1g | Elect Director Deborah A. Henretta | Management | For | For |
1h | Elect Director Deborah A. P. Hersman | Management | For | For |
1i | Elect Director Michael E. Jesanis | Management | For | For |
1j | Elect Director Kevin T. Kabat | Management | For | For |
1k | Elect Director Carolyn Y. Woo | Management | For | For |
1l | Elect Director Lloyd M. Yates | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
NORTHWESTERN CORPORATION | ||||
Ticker: NWE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony T. Clark | Management | For | For |
1.2 | Elect Director Dana J. Dykhouse | Management | For | For |
1.3 | Elect Director Jan R. Horsfall | Management | For | For |
1.4 | Elect Director Britt E. Ide | Management | For | For |
1.5 | Elect Director Linda G. Sullivan | Management | For | For |
1.6 | Elect Director Robert C. Rowe | Management | For | For |
1.7 | Elect Director Mahvash Yazdi | Management | For | For |
1.8 | Elect Director Jeffrey W. Yingling | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Other Business | Management | For | Against |
| ||||
OGE ENERGY CORP. | ||||
Ticker: OGE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Frank A. Bozich | Management | For | For |
1b | Elect Director Peter D. Clarke | Management | For | For |
1c | Elect Director Luke R. Corbett | Management | For | For |
1d | Elect Director David L. Hauser | Management | For | For |
1e | Elect Director Luther (Luke) C. Kissam, IV | Management | For | For |
1f | Elect Director Judy R. McReynolds | Management | For | For |
1g | Elect Director David E. Rainbolt | Management | For | For |
1h | Elect Director J. Michael Sanner | Management | For | For |
1i | Elect Director Sheila G. Talton | Management | For | For |
1j | Elect Director Sean Trauschke | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| ||||
ORIGIN ENERGY LIMITED | ||||
Ticker: ORG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Elect Maxine Brenner as Director | Management | For | For |
3 | Approve Remuneration Report | Management | For | Against |
4 | ***Withdrawn Resolution*** Approve Grant of Restricted Share Rights to Frank Calabria | Management | None | None |
5a | Approve the Amendments to the Company's Constitution | Shareholder | Against | Against |
5b | Approve Consent and Fracking | Shareholder | Against | Against |
5c | Approve Lobbying and COVID-19 Recovery | Shareholder | Against | Against |
| ||||
PG&E CORPORATION | ||||
Ticker: PCG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Cheryl F. Campbell | Management | For | For |
1b | Elect Director Kerry W. Cooper | Management | For | For |
1c | Elect Director Arno L. Harris | Management | For | For |
1d | Elect Director Michael R. Niggli | Management | For | For |
1e | Elect Director Oluwadara (Dara) J. Treseder | Management | For | For |
1f | Elect Director Benjamin F. Wilson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
PINNACLE WEST CAPITAL CORPORATION | ||||
Ticker: PNW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glynis A. Bryan | Management | For | For |
1.2 | Elect Director Denis A. Cortese | Management | For | For |
1.3 | Elect Director Richard P. Fox | Management | For | For |
1.4 | Elect Director Jeffrey B. Guldner | Management | For | For |
1.5 | Elect Director Dale E. Klein | Management | For | For |
1.6 | Elect Director Kathryn L. Munro | Management | For | For |
1.7 | Elect Director Bruce J. Nordstrom | Management | For | For |
1.8 | Elect Director Paula J. Sims | Management | For | For |
1.9 | Elect Director William H. Spence | Management | For | For |
1.10 | Elect Director James E. Trevathan, Jr. | Management | For | For |
1.11 | Elect Director David P. Wagener | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
PNM RESOURCES, INC. | ||||
Ticker: PNM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
PNM RESOURCES, INC. | ||||
Ticker: PNM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Vicky A. Bailey | Management | For | For |
1B | Elect Director Norman P. Becker | Management | For | For |
1C | Elect Director Patricia K. Collawn | Management | For | For |
1D | Elect Director E. Renae Conley | Management | For | For |
1E | Elect Director Alan J. Fohrer | Management | For | For |
1F | Elect Director Sidney M. Gutierrez | Management | For | For |
1G | Elect Director James A. Hughes | Management | For | For |
1H | Elect Director Maureen T. Mullarkey | Management | For | For |
1I | Elect Director Donald K. Schwanz | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Costs and Benefits of Environmental Related Expenditures | Shareholder | Against | Against |
| ||||
PPL CORPORATION | ||||
Ticker: PPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Arthur P. Beattie | Management | For | For |
1b | Elect Director Steven G. Elliott | Management | For | For |
1c | Elect Director Raja Rajamannar | Management | For | For |
1d | Elect Director Craig A. Rogerson | Management | For | For |
1e | Elect Director Vincent Sorgi | Management | For | For |
1f | Elect Director Natica von Althann | Management | For | For |
1g | Elect Director Keith H. Williamson | Management | For | For |
1h | Elect Director Phoebe A. Wood | Management | For | For |
1i | Elect Director Armando Zagalo de Lima | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED | ||||
Ticker: PEG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph Izzo | Management | For | For |
1.2 | Elect Director Shirley Ann Jackson | Management | For | For |
1.3 | Elect Director Willie A. Deese | Management | For | For |
1.4 | Elect Director David Lilley | Management | For | For |
1.5 | Elect Director Barry H. Ostrowsky | Management | For | For |
1.6 | Elect Director Scott G. Stephenson | Management | For | For |
1.7 | Elect Director Laura A. Sugg | Management | For | For |
1.8 | Elect Director John P. Surma | Management | For | For |
1.9 | Elect Director Susan Tomasky | Management | For | For |
1.10 | Elect Director Alfred W. Zollar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
SEMPRA ENERGY | ||||
Ticker: SRE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan L. Boeckmann | Management | For | For |
1b | Elect Director Andres Conesa | Management | For | For |
1c | Elect Director Maria Contreras-Sweet | Management | For | For |
1d | Elect Director Pablo A. Ferrero | Management | For | For |
1e | Elect Director William D. Jones | Management | For | For |
1f | Elect Director Jeffrey W. Martin | Management | For | For |
1g | Elect Director Bethany J. Mayer | Management | For | For |
1h | Elect Director Michael N. Mears | Management | For | For |
1i | Elect Director Jack T. Taylor | Management | For | For |
1j | Elect Director Cynthia L. Walker | Management | For | For |
1k | Elect Director Cynthia J. Warner | Management | For | For |
1l | Elect Director James C. Yardley | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
5 | Report on Corporate Climate Lobbying Aligned with Paris Agreement | Shareholder | Against | Against |
| ||||
SOUTHWEST GAS HOLDINGS, INC. | ||||
Ticker: SWX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Boughner | Management | For | For |
1.2 | Elect Director Jose A. Cardenas | Management | For | For |
1.3 | Elect Director Stephen C. Comer | Management | For | For |
1.4 | Elect Director John P. Hester | Management | For | For |
1.5 | Elect Director Jane Lewis-Raymond | Management | For | For |
1.6 | Elect Director Anne L. Mariucci | Management | For | For |
1.7 | Elect Director Michael J. Melarkey | Management | For | For |
1.8 | Elect Director A. Randall Thoman | Management | For | For |
1.9 | Elect Director Thomas A. Thomas | Management | For | For |
1.10 | Elect Director Leslie T. Thornton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
SPIRE, INC. | ||||
Ticker: SR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Borer | Management | For | For |
1.2 | Elect Director Maria V. Fogarty | Management | For | For |
1.3 | Elect Director Stephen S. Schwartz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
TELUS CORPORATION | ||||
Ticker: T | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. H. (Dick) Auchinleck | Management | For | For |
1.2 | Elect Director Raymond T. Chan | Management | For | For |
1.3 | Elect Director Hazel Claxton | Management | For | For |
1.4 | Elect Director Lisa de Wilde | Management | For | For |
1.5 | Elect Director Darren Entwistle | Management | For | For |
1.6 | Elect Director Thomas E. Flynn | Management | For | For |
1.7 | Elect Director Mary Jo Haddad | Management | For | For |
1.8 | Elect Director Kathy Kinloch | Management | For | For |
1.9 | Elect Director Christine Magee | Management | For | For |
1.10 | Elect Director John Manley | Management | For | For |
1.11 | Elect Director David Mowat | Management | For | For |
1.12 | Elect Director Marc Parent | Management | For | For |
1.13 | Elect Director Denise Pickett | Management | For | For |
1.14 | Elect Director W. Sean Willy | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Amend Deferred Share Unit Plan | Management | For | For |
| ||||
THE SOUTHERN COMPANY | ||||
Ticker: SO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janaki Akella | Management | For | For |
1b | Elect Director Juanita Powell Baranco | Management | For | For |
1c | Elect Director Henry A. Clark, III | Management | For | For |
1d | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1e | Elect Director Thomas A. Fanning | Management | For | For |
1f | Elect Director David J. Grain | Management | For | For |
1g | Elect Director Colette D. Honorable | Management | For | For |
1h | Elect Director Donald M. James | Management | For | For |
1i | Elect Director John D. Johns | Management | For | For |
1j | Elect Director Dale E. Klein | Management | For | For |
1k | Elect Director Ernest J. Moniz | Management | For | For |
1l | Elect Director William G. Smith, Jr. | Management | For | For |
1m | Elect Director E. Jenner Wood, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
| ||||
THE WILLIAMS COMPANIES, INC. | ||||
Ticker: WMB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. Armstrong | Management | For | For |
1.2 | Elect Director Stephen W. Bergstrom | Management | For | For |
1.3 | Elect Director Nancy K. Buese | Management | For | For |
1.4 | Elect Director Stephen I. Chazen | Management | For | For |
1.5 | Elect Director Charles I. Cogut | Management | For | For |
1.6 | Elect Director Michael A. Creel | Management | For | For |
1.7 | Elect Director Stacey H. Dore | Management | For | For |
1.8 | Elect Director Vicki L. Fuller | Management | For | For |
1.9 | Elect Director Peter A. Ragauss | Management | For | For |
1.10 | Elect Director Rose M. Robeson | Management | For | For |
1.11 | Elect Director Scott D. Sheffield | Management | For | For |
1.12 | Elect Director Murray D. Smith | Management | For | For |
1.13 | Elect Director William H. Spence | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
UNITED UTILITIES GROUP PLC | ||||
Ticker: UU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Sir David Higgins as Director | Management | For | For |
5 | Re-elect Steve Mogford as Director | Management | For | For |
6 | Re-elect Mark Clare as Director | Management | For | For |
7 | Re-elect Brian May as Director | Management | For | For |
8 | Re-elect Stephen Carter as Director | Management | For | For |
9 | Re-elect Alison Goligher as Director | Management | For | For |
10 | Re-elect Paulette Rowe as Director | Management | For | For |
11 | Reappoint KPMG LLP as Auditors | Management | For | For |
12 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| ||||
VISTRA CORP. | ||||
Ticker: VST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott B. Helm | Management | For | For |
1.2 | Elect Director Hilary E. Ackermann | Management | For | For |
1.3 | Elect Director Arcilia C. Acosta | Management | For | For |
1.4 | Elect Director Gavin R. Baiera | Management | For | For |
1.5 | Elect Director Paul M. Barbas | Management | For | For |
1.6 | Elect Director Lisa Crutchfield | Management | For | For |
1.7 | Elect Director Brian K. Ferraioli | Management | For | For |
1.8 | Elect Director Jeff D. Hunter | Management | For | For |
1.9 | Elect Director Curtis A. Morgan | Management | For | For |
1.10 | Elect Director John R. Sult | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
WEC ENERGY GROUP, INC. | ||||
Ticker: WEC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Curt S. Culver | Management | For | For |
1.2 | Elect Director Danny L. Cunningham | Management | For | For |
1.3 | Elect Director William M. Farrow, III | Management | For | For |
1.4 | Elect Director J. Kevin Fletcher | Management | For | For |
1.5 | Elect Director Cristina A. Garcia-Thomas | Management | For | For |
1.6 | Elect Director Maria C. Green | Management | For | For |
1.7 | Elect Director Gale E. Klappa | Management | For | For |
1.8 | Elect Director Thomas K. Lane | Management | For | For |
1.9 | Elect Director Ulice Payne, Jr. | Management | For | For |
1.10 | Elect Director Mary Ellen Stanek | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
XCEL ENERGY INC. | ||||
Ticker: XEL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lynn Casey | Management | For | For |
1b | Elect Director Ben Fowke | Management | For | For |
1c | Elect Director Robert Frenzel | Management | For | For |
1d | Elect Director Netha Johnson | Management | For | For |
1e | Elect Director Patricia Kampling | Management | For | For |
1f | Elect Director George Kehl | Management | For | For |
1g | Elect Director Richard O'Brien | Management | For | For |
1h | Elect Director Charles Pardee | Management | For | For |
1i | Elect Director Christopher Policinski | Management | For | For |
1j | Elect Director James Prokopanko | Management | For | For |
1k | Elect Director David Westerlund | Management | For | For |
1l | Elect Director Kim Williams | Management | For | For |
1m | Elect Director Timothy Wolf | Management | For | For |
1n | Elect Director Daniel Yohannes | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Costs and Benefits of Climate-Related Activities | Shareholder | Against | Against |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Franklin Custodian Funds
By (Signature and Title)* /s/ Matthew T. Hinkle
Matthew T. Hinkle,
Chief Executive Officer – Finance and Administration
Date August 25, 2021
* Print the name and title of each signing officer under his or her signature.
