UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14A
Proxy Statement Pursuant to Section 14(a) of the
Securities Exchange Act of 1934 (Amendment No. )
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| ☐ | Preliminary Proxy Statement | |
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| ☐ | Definitive Proxy Statement | |
| ☑ | Definitive Additional Materials | |
| ☐ | Soliciting Material Under Rule 14a-12 | |
Franklin Resources, Inc.
(Name of Registrant as Specified In Its Charter)
(Name of Person(s) Filing Proxy Statement, if Other Than the Registrant)
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*** Exercise Your Right to Vote ***
Important Notice Regarding the Availability of Proxy Materials for the
Stockholder Meeting to Be Held on February 9, 2021
Important Notice Regarding the Availability of Proxy Materials for the
Stockholder Meeting to Be Held on February 9, 2021
FRANKLIN RESOURCES, INC.
| ONE FRANKLIN PARKWAY |
| SAN MATEO, CA 94403-1906 |
| Meeting Information |
| Meeting Type: | Annual Meeting |
| For holders as of: | December 11, 2020 |
| Date: February 9, 2021 Time: 8:00 AM PT |
| Via Live Webcast at www.virtualshareholdermeeting.com/BEN2021 |
You are receiving this communication because you hold shares in the company named above.
This is not a ballot. You cannot use this notice to vote these shares. This communication presents only an overview of the more complete proxy materials that are available to you on the Internet. You may view the proxy materials online at www.proxyvote.com or easily request a paper copy (see reverse side).
We encourage you to access and review all of the important information contained in the proxy materials before voting.
See the reverse side of this notice to obtain proxy materials and voting instructions.
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How to Access the Proxy Materials
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| Voting Items |
The Board of Directors recommends a vote FOR all of the nominees listed.
| 1. | Election of Directors | |
| Nominees: | ||
| 1a. | Mariann Byerwalter | |
| 1b. | Alexander S. Friedman | |
| 1c. | Gregory E. Johnson | |
| 1d. | Jennifer M. Johnson | |
| 1e. | Rupert H. Johnson, Jr. | |
| 1f. | John Y. Kim | |
| 1g. | Anthony J. Noto | |
| 1h. | John W. Thiel | |
| 1i. | Seth H. Waugh | |
| 1j. | Geoffrey Y. Yang | |
The Board of Directors recommends a vote FOR Proposal 2. | |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. |
The Board of Directors recommends a vote FOR Proposal 3. | |
| 3. | To approve an amendment and restatement of the Franklin Resources, Inc. 2002 Universal Stock Incentive Plan. |
NOTE: Such other business as may properly come before the meeting or any adjournment or postponement thereof. | |
