American Funds American Mutual Fund Class R-6 (RMFGX)
Filed: 26 Aug 21, 11:58am
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-00572
American Mutual Fund
(Exact Name of Registrant as Specified in Charter)
333 South Hope Street
Los Angeles, California 90071
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (213) 486-9200
Date of fiscal year end: October 31
Date of reporting period: July 1, 2020 - June 30, 2021
Julie E. Lawton
American Mutual Fund
333 South Hope Street
Los Angeles, California 90071
(Name and Address of Agent for Service)
FORM N-PX
ICA File Number: 811-00572
Registrant Name: American Mutual Fund
Reporting Period: 07/01/2020 - 06/30/2021
American Mutual Fund
| ABB LTD. Meeting Date: MAR 25, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ABBN Security ID: H0010V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of CHF 0.80 per Share | Management | For | For |
| 5 | Approve CHF 13.8 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | Management | For | For |
| 6 | Approve Creation of CHF 24 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7.1 | Approve Remuneration of Directors in the Amount of CHF 4.4 Million | Management | For | For |
| 7.2 | Approve Remuneration of Executive Committee in the Amount of CHF 40 Million | Management | For | For |
| 8.1 | Reelect Gunnar Brock as Director | Management | For | For |
| 8.2 | Reelect David Constable as Director | Management | For | For |
| 8.3 | Reelect Frederico Curado as Director | Management | For | For |
| 8.4 | Reelect Lars Foerberg as Director | Management | For | For |
| 8.5 | Reelect Jennifer Xin-Zhe Li as Director | Management | For | For |
| 8.6 | Reelect Geraldine Matchett as Director | Management | For | For |
| 8.7 | Reelect David Meline as Director | Management | For | For |
| 8.8 | Reelect Satish Pai as Director | Management | For | For |
| 8.9 | Reelect Jacob Wallenberg as Director | Management | For | For |
| 8.10 | Reelect Peter Voser as Director and Board Chairman | Management | For | For |
| 9.1 | Appoint David Constable as Member of the Compensation Committee | Management | For | For |
| 9.2 | Appoint Frederico Curado as Member of the Compensation Committee | Management | For | For |
| 9.3 | Appoint Jennifer Xin-Zhe Li as Member of the Compensation Committee | Management | For | For |
| 10 | Designate Hans Zehnder as Independent Proxy | Management | For | For |
| 11 | Ratify KPMG AG as Auditors | Management | For | For |
| 12 | Transact Other Business (Voting) | Management | For | Against |
| ABBOTT LABORATORIES Meeting Date: APR 23, 2021 Record Date: FEB 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ABT Security ID: 002824100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.3 | Elect Director Sally E. Blount | Management | For | For |
| 1.4 | Elect Director Robert B. Ford | Management | For | For |
| 1.5 | Elect Director Michelle A. Kumbier | Management | For | For |
| 1.6 | Elect Director Darren W. McDew | Management | For | For |
| 1.7 | Elect Director Nancy McKinstry | Management | For | For |
| 1.8 | Elect Director William A. Osborn | Management | For | For |
| 1.9 | Elect Director Michael F. Roman | Management | For | For |
| 1.10 | Elect Director Daniel J. Starks | Management | For | For |
| 1.11 | Elect Director John G. Stratton | Management | For | For |
| 1.12 | Elect Director Glenn F. Tilton | Management | For | For |
| 1.13 | Elect Director Miles D. White | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4a | Adopt Majority Voting Standard for Amendments of the Articles of Incorporation and Effect Other Ministerial Changes | Management | For | For |
| 4b | Adopt Majority Voting Standard for Certain Extraordinary Transactions | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Report on Racial Justice | Shareholder | Against | Against |
| 7 | Require Independent Board Chair | Shareholder | Against | For |
| ABBOTT LABORATORIES Meeting Date: APR 23, 2021 Record Date: FEB 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ABT Security ID: 002824100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.3 | Elect Director Sally E. Blount | Management | For | For |
| 1.4 | Elect Director Robert B. Ford | Management | For | For |
| 1.5 | Elect Director Michelle A. Kumbier | Management | For | For |
| 1.6 | Elect Director Darren W. McDew | Management | For | For |
| 1.7 | Elect Director Nancy McKinstry | Management | For | For |
| 1.8 | Elect Director William A. Osborn | Management | For | For |
| 1.9 | Elect Director Michael F. Roman | Management | For | For |
| 1.10 | Elect Director Daniel J. Starks | Management | For | For |
| 1.11 | Elect Director John G. Stratton | Management | For | For |
| 1.12 | Elect Director Glenn F. Tilton | Management | For | For |
| 1.13 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4a | Adopt Majority Voting Standard for Amendments of the Articles of Incorporation and Effect Other Ministerial Changes | Management | For | For |
| 4b | Adopt Majority Voting Standard for Certain Extraordinary Transactions | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Report on Racial Justice | Shareholder | Against | Against |
| 7 | Require Independent Board Chair | Shareholder | Against | For |
| ABBVIE INC. Meeting Date: MAY 07, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ABBV Security ID: 00287Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.2 | Elect Director Richard A. Gonzalez | Management | For | For |
| 1.3 | Elect Director Rebecca B. Roberts | Management | For | For |
| 1.4 | Elect Director Glenn F. Tilton | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 8 | Require Independent Board Chair | Shareholder | Against | For |
| ABBVIE INC. Meeting Date: MAY 07, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ABBV Security ID: 00287Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.2 | Elect Director Richard A. Gonzalez | Management | For | For |
| 1.3 | Elect Director Rebecca B. Roberts | Management | For | For |
| 1.4 | Elect Director Glenn F. Tilton | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 8 | Require Independent Board Chair | Shareholder | Against | For |
| ACCENTURE PLC Meeting Date: FEB 03, 2021 Record Date: DEC 07, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ACN Security ID: G1151C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jaime Ardila | Management | For | For |
| 1b | Elect Director Herbert Hainer | Management | For | For |
| 1c | Elect Director Nancy McKinstry | Management | For | For |
| 1d | Elect Director Beth E. Mooney | Management | For | For |
| 1e | Elect Director Gilles C. Pelisson | Management | For | For |
| 1f | Elect Director Paula A. Price | Management | For | For |
| 1g | Elect Director Venkata (Murthy) Renduchintala | Management | For | For |
| 1h | Elect Director David Rowland | Management | For | For |
| 1i | Elect Director Arun Sarin | Management | For | For |
| 1j | Elect Director Julie Sweet | Management | For | For |
| 1k | Elect Director Frank K. Tang | Management | For | For |
| 1l | Elect Director Tracey T. Travis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 5 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | For | For |
| 6 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| ACTIVISION BLIZZARD, INC. Meeting Date: JUN 21, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ATVI Security ID: 00507V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Reveta Bowers | Management | For | For |
| 1b | Elect Director Robert Corti | Management | For | For |
| 1c | Elect Director Hendrik Hartong, III | Management | For | For |
| 1d | Elect Director Brian Kelly | Management | For | For |
| 1e | Elect Director Robert Kotick | Management | For | For |
| 1f | Elect Director Barry Meyer | Management | For | For |
| 1g | Elect Director Robert Morgado | Management | For | For |
| 1h | Elect Director Peter Nolan | Management | For | For |
| 1i | Elect Director Dawn Ostroff | Management | For | For |
| 1j | Elect Director Casey Wasserman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AIR PRODUCTS AND CHEMICALS, INC. Meeting Date: JAN 28, 2021 Record Date: NOV 30, 2020 Meeting Type: ANNUAL | ||||
| Ticker: APD Security ID: 009158106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan K. Carter | Management | For | For |
| 1b | Elect Director Charles I. Cogut | Management | For | For |
| 1c | Elect Director Lisa A. Davis | Management | For | For |
| 1d | Elect Director Chadwick C. Deaton | Management | For | For |
| 1e | Elect Director Seifollah (Seifi) Ghasemi | Management | For | For |
| 1f | Elect Director David H. Y. Ho | Management | For | For |
| 1g | Elect Director Edward L. Monser | Management | For | For |
| 1h | Elect Director Matthew H. Paull | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| AMERICAN ELECTRIC POWER COMPANY, INC. Meeting Date: APR 20, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AEP Security ID: 025537101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicholas K. Akins | Management | For | For |
| 1.2 | Elect Director David J. Anderson | Management | For | For |
| 1.3 | Elect Director J. Barnie Beasley, Jr. | Management | For | For |
| 1.4 | Elect Director Art A. Garcia | Management | For | For |
| 1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
| 1.7 | Elect Director Sandra Beach Lin | Management | For | For |
| 1.8 | Elect Director Margaret M. McCarthy | Management | For | For |
| 1.9 | Elect Director Stephen S. Rasmussen | Management | For | For |
| 1.10 | Elect Director Oliver G. Richard, III | Management | For | For |
| 1.11 | Elect Director Daryl Roberts | Management | For | For |
| 1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AIG Security ID: 026874784 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James Cole, Jr. | Management | For | For |
| 1b | Elect Director W. Don Cornwell | Management | For | For |
| 1c | Elect Director Brian Duperreault | Management | For | For |
| 1d | Elect Director John H. Fitzpatrick | Management | For | For |
| 1e | Elect Director William G. Jurgensen | Management | For | For |
| 1f | Elect Director Christopher S. Lynch | Management | For | For |
| 1g | Elect Director Linda A. Mills | Management | For | For |
| 1h | Elect Director Thomas F. Motamed | Management | For | For |
| 1i | Elect Director Peter R. Porrino | Management | For | For |
| 1j | Elect Director Amy L. Schioldager | Management | For | For |
| 1k | Elect Director Douglas M. Steenland | Management | For | For |
| 1l | Elect Director Therese M. Vaughan | Management | For | For |
| 1m | Elect Director Peter S. Zaffino | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| AMERICOLD REALTY TRUST Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: COLD Security ID: 03064D108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Fred W. Boehler | Management | For | For |
| 1b | Elect Director George J. Alburger, Jr. | Management | For | For |
| 1c | Elect Director Kelly H. Barrett | Management | For | For |
| 1d | Elect Director Antonio F. Fernandez | Management | For | For |
| 1e | Elect Director James R. Heistand | Management | For | For |
| 1f | Elect Director David J. Neithercut | Management | For | For |
| 1g | Elect Director Mark R. Patterson | Management | For | Against |
| 1h | Elect Director Andrew P. Power | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AMETEK, INC. Meeting Date: MAY 06, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AME Security ID: 031100100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tod E. Carpenter | Management | For | For |
| 1b | Elect Director Karleen M. Oberton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AMGEN INC. Meeting Date: MAY 18, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AMGN Security ID: 031162100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director Robert A. Bradway | Management | For | For |
| 1c | Elect Director Brian J. Druker | Management | For | For |
| 1d | Elect Director Robert A. Eckert | Management | For | Against |
| 1e | Elect Director Greg C. Garland | Management | For | For |
| 1f | Elect Director Charles M. Holley, Jr. | Management | For | For |
| 1g | Elect Director Tyler Jacks | Management | For | For |
| 1h | Elect Director Ellen J. Kullman | Management | For | For |
| 1i | Elect Director Amy E. Miles | Management | For | For |
| 1j | Elect Director Ronald D. Sugar | Management | For | Against |
| 1k | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AMPHENOL CORPORATION Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: APH Security ID: 032095101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stanley L. Clark | Management | For | For |
| 1.2 | Elect Director John D. Craig | Management | For | For |
| 1.3 | Elect Director David P. Falck | Management | For | For |
| 1.4 | Elect Director Edward G. Jepsen | Management | For | For |
| 1.5 | Elect Director Rita S. Lane | Management | For | For |
| 1.6 | Elect Director Robert A. Livingston | Management | For | For |
| 1.7 | Elect Director Martin H. Loeffler | Management | For | For |
| 1.8 | Elect Director R. Adam Norwitt | Management | For | For |
| 1.9 | Elect Director Anne Clarke Wolff | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| ANALOG DEVICES, INC. Meeting Date: OCT 08, 2020 Record Date: AUG 31, 2020 Meeting Type: SPECIAL | ||||
| Ticker: ADI Security ID: 032654105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| ANALOG DEVICES, INC. Meeting Date: OCT 08, 2020 Record Date: AUG 31, 2020 Meeting Type: SPECIAL | ||||
| Ticker: ADI Security ID: 032654105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| ANALOG DEVICES, INC. Meeting Date: MAR 10, 2021 Record Date: JAN 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ADI Security ID: 032654105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ray Stata | Management | For | For |
| 1b | Elect Director Vincent Roche | Management | For | For |
| 1c | Elect Director James A. Champy | Management | For | For |
| 1d | Elect Director Anantha P. Chandrakasan | Management | For | For |
| 1e | Elect Director Bruce R. Evans | Management | For | For |
| 1f | Elect Director Edward H. Frank | Management | For | For |
| 1g | Elect Director Laurie H. Glimcher | Management | For | For |
| 1h | Elect Director Karen M. Golz | Management | For | For |
| 1i | Elect Director Mark M. Little | Management | For | For |
| 1j | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1k | Elect Director Susie Wee | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AON PLC Meeting Date: AUG 26, 2020 Record Date: JUN 30, 2020 Meeting Type: SPECIAL | ||||
| Ticker: AON Security ID: G0403H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Issuance of the Aggregate Scheme Consideration | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| AON PLC Meeting Date: JUN 02, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AON Security ID: G0403H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lester B. Knight | Management | For | For |
| 1.2 | Elect Director Gregory C. Case | Management | For | For |
| 1.3 | Elect Director Jin-Yong Cai | Management | For | For |
| 1.4 | Elect Director Jeffrey C. Campbell | Management | For | For |
| 1.5 | Elect Director Fulvio Conti | Management | For | For |
| 1.6 | Elect Director Cheryl A. Francis | Management | For | For |
| 1.7 | Elect Director J. Michael Losh | Management | For | For |
| 1.8 | Elect Director Richard B. Myers | Management | For | For |
| 1.9 | Elect Director Richard C. Notebaert | Management | For | For |
| 1.10 | Elect Director Gloria Santona | Management | For | For |
| 1.11 | Elect Director Byron O. Spruell | Management | For | For |
| 1.12 | Elect Director Carolyn Y. Woo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Ratify Ernst & Young Chartered Accountants as Statutory Auditor | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Amend Articles of Association Re: Article 190 | Management | For | For |
| 7 | Authorize the Board of Directors to Capitalize Certain Non-distributable Reserves | Management | For | For |
| 8 | Approve Creation of Distributable Profits by the Reduction and Cancellation of the Amounts Capitalized Pursuant to the Authority Given Under Proposal 7 | Management | For | For |
| APPLE INC. Meeting Date: FEB 23, 2021 Record Date: DEC 28, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AAPL Security ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Andrea Jung | Management | For | For |
| 1e | Elect Director Art Levinson | Management | For | For |
| 1f | Elect Director Monica Lozano | Management | For | For |
| 1g | Elect Director Ron Sugar | Management | For | For |
| 1h | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Proxy Access Amendments | Shareholder | Against | Against |
| 5 | Improve Principles of Executive Compensation Program | Shareholder | Against | Against |
| APPLE INC. Meeting Date: FEB 23, 2021 Record Date: DEC 28, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AAPL Security ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Andrea Jung | Management | For | For |
| 1e | Elect Director Art Levinson | Management | For | For |
| 1f | Elect Director Monica Lozano | Management | For | For |
| 1g | Elect Director Ron Sugar | Management | For | For |
| 1h | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | Against |
| 5 | Improve Principles of Executive Compensation Program | Shareholder | Against | Against |
| APPLIED MATERIALS, INC. Meeting Date: MAR 11, 2021 Record Date: JAN 14, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AMAT Security ID: 038222105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rani Borkar | Management | For | For |
| 1b | Elect Director Judy Bruner | Management | For | For |
| 1c | Elect Director Xun (Eric) Chen | Management | For | For |
| 1d | Elect Director Aart J. de Geus | Management | For | For |
| 1e | Elect Director Gary E. Dickerson | Management | For | For |
| 1f | Elect Director Thomas J. Iannotti | Management | For | For |
| 1g | Elect Director Alexander A. Karsner | Management | For | For |
| 1h | Elect Director Adrianna C. Ma | Management | For | For |
| 1i | Elect Director Yvonne McGill | Management | For | For |
| 1j | Elect Director Scott A. McGregor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | For |
| 7 | Improve Executive Compensation Program and Policy | Shareholder | Against | Against |
| ASTRAZENECA PLC Meeting Date: MAY 11, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AZN Security ID: 046353108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5a | Re-elect Leif Johansson as Director | Management | For | For |
| 5b | Re-elect Pascal Soriot as Director | Management | For | For |
| 5c | Re-elect Marc Dunoyer as Director | Management | For | For |
| 5d | Re-elect Philip Broadley as Director | Management | For | For |
| 5e | Elect Euan Ashley as Director | Management | For | For |
| 5f | Re-elect Michel Demare as Director | Management | For | For |
| 5g | Re-elect Deborah DiSanzo as Director | Management | For | For |
| 5h | Elect Diana Layfield as Director | Management | For | For |
| 5i | Re-elect Sheri McCoy as Director | Management | For | For |
| 5j | Re-elect Tony Mok as Director | Management | For | For |
| 5k | Re-elect Nazneen Rahman as Director | Management | For | For |
| 5l | Re-elect Marcus Wallenberg as Director | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 9 | Authorise Issue of Equity | Management | For | Against |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 14 | Amend Performance Share Plan | Management | For | For |
| ASTRAZENECA PLC Meeting Date: MAY 11, 2021 Record Date: APR 20, 2021 Meeting Type: SPECIAL | ||||
| Ticker: AZN Security ID: 046353108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of Alexion Pharmaceuticals, Inc. | Management | For | For |
| AT&T INC. Meeting Date: APR 30, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: T Security ID: 00206R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William E. Kennard | Management | For | For |
| 1b | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1c | Elect Director Scott T. Ford | Management | For | For |
| 1d | Elect Director Glenn H. Hutchins | Management | For | For |
| 1e | Elect Director Debra L. Lee | Management | For | For |
| 1f | Elect Director Stephen J. Luczo | Management | For | For |
| 1g | Elect Director Michael B. McCallister | Management | For | For |
| 1h | Elect Director Beth E. Mooney | Management | For | Against |
| 1i | Elect Director Matthew K. Rose | Management | For | For |
| 1j | Elect Director John T. Stankey | Management | For | For |
| 1k | Elect Director Cynthia B. Taylor | Management | For | For |
| 1l | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Lower Ownership Threshold for Action by Written Consent | Shareholder | Against | For |
| AUTOMATIC DATA PROCESSING, INC. Meeting Date: NOV 11, 2020 Record Date: SEP 14, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ADP Security ID: 053015103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter Bisson | Management | For | For |
| 1b | Elect Director Richard T. Clark | Management | For | For |
| 1c | Elect Director Linnie M. Haynesworth | Management | For | For |
| 1d | Elect Director John P. Jones | Management | For | For |
| 1e | Elect Director Francine S. Katsoudas | Management | For | For |
| 1f | Elect Director Nazzic S. Keene | Management | For | For |
| 1g | Elect Director Thomas J. Lynch | Management | For | For |
| 1h | Elect Director Scott F. Powers | Management | For | For |
| 1i | Elect Director William J. Ready | Management | For | For |
| 1j | Elect Director Carlos A. Rodriguez | Management | For | For |
| 1k | Elect Director Sandra S. Wijnberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Non-Management Employee Representation on the Board of Directors | Shareholder | Against | Against |
| BAKER HUGHES COMPANY Meeting Date: MAY 14, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BKR Security ID: 05722G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Geoffrey Beattie | Management | For | Withhold |
| 1.2 | Elect Director Gregory D. Brenneman | Management | For | For |
| 1.3 | Elect Director Cynthia B. Carroll | Management | For | For |
| 1.4 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.5 | Elect Director Nelda J. Connors | Management | For | For |
| 1.6 | Elect Director Gregory L. Ebel | Management | For | For |
| 1.7 | Elect Director Lynn L. Elsenhans | Management | For | For |
| 1.8 | Elect Director John G. Rice | Management | For | For |
| 1.9 | Elect Director Lorenzo Simonelli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| BANK OF AMERICA CORPORATION Meeting Date: APR 20, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BAC Security ID: 060505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1d | Elect Director Pierre J.P. de Weck | Management | For | For |
| 1e | Elect Director Arnold W. Donald | Management | For | For |
| 1f | Elect Director Linda P. Hudson | Management | For | For |
| 1g | Elect Director Monica C. Lozano | Management | For | For |
| 1h | Elect Director Thomas J. May | Management | For | For |
| 1i | Elect Director Brian T. Moynihan | Management | For | For |
| 1j | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1k | Elect Director Denise L. Ramos | Management | For | For |
| 1l | Elect Director Clayton S. Rose | Management | For | For |
| 1m | Elect Director Michael D. White | Management | For | For |
| 1n | Elect Director Thomas D. Woods | Management | For | For |
| 1o | Elect Director R. David Yost | Management | For | For |
| 1p | Elect Director Maria T. Zuber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Approve Change in Organizational Form | Shareholder | Against | Against |
| 8 | Request on Racial Equity Audit | Shareholder | Against | Against |
| BARRICK GOLD CORPORATION Meeting Date: MAY 04, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: GOLD Security ID: 067901108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director D. Mark Bristow | Management | For | For |
| 1.2 | Elect Director Gustavo A. Cisneros | Management | For | For |
| 1.3 | Elect Director Christopher L. Coleman | Management | For | For |
| 1.4 | Elect Director J. Michael Evans | Management | For | For |
| 1.5 | Elect Director Brian L. Greenspun | Management | For | For |
| 1.6 | Elect Director J. Brett Harvey | Management | For | For |
| 1.7 | Elect Director Anne N. Kabagambe | Management | For | For |
| 1.8 | Elect Director Andrew J. Quinn | Management | For | For |
| 1.9 | Elect Director M. Loreto Silva | Management | For | For |
| 1.10 | Elect Director John L. Thornton | Management | For | For |
| 2 | Approve Pricewaterhousecoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Approve Reduction in Stated Capital | Management | For | For |
| BAXTER INTERNATIONAL INC. Meeting Date: MAY 04, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BAX Security ID: 071813109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jose (Joe) E. Almeida | Management | For | For |
| 1b | Elect Director Thomas F. Chen | Management | For | For |
| 1c | Elect Director John D. Forsyth | Management | For | For |
| 1d | Elect Director Peter S. Hellman | Management | For | For |
| 1e | Elect Director Michael F. Mahoney | Management | For | For |
| 1f | Elect Director Patricia B. Morrison | Management | For | For |
| 1g | Elect Director Stephen N. Oesterle | Management | For | For |
| 1h | Elect Director Cathy R. Smith | Management | For | For |
| 1i | Elect Director Thomas T. Stallkamp | Management | For | For |
| 1j | Elect Director Albert P.L. Stroucken | Management | For | For |
| 1k | Elect Director Amy A. Wendell | Management | For | For |
| 1l | Elect Director David S. Wilkes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Require Independent Board Chair | Shareholder | Against | Against |
| BCE INC. Meeting Date: APR 29, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BCE Security ID: 05534B760 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mirko Bibic | Management | For | For |
| 1.2 | Elect Director David F. Denison | Management | For | For |
| 1.3 | Elect Director Robert P. Dexter | Management | For | For |
| 1.4 | Elect Director Ian Greenberg | Management | For | For |
| 1.5 | Elect Director Katherine Lee | Management | For | For |
| 1.6 | Elect Director Monique F. Leroux | Management | For | For |
| 1.7 | Elect Director Sheila A. Murray | Management | For | For |
| 1.8 | Elect Director Gordon M. Nixon | Management | For | For |
| 1.9 | Elect Director Louis P. Pagnutti | Management | For | For |
| 1.10 | Elect Director Calin Rovinescu | Management | For | For |
| 1.11 | Elect Director Karen Sheriff | Management | For | For |
| 1.12 | Elect Director Robert C. Simmonds | Management | For | For |
| 1.13 | Elect Director Jennifer Tory | Management | For | For |
| 1.14 | Elect Director Cornell Wright | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| BERKSHIRE HATHAWAY INC. Meeting Date: MAY 01, 2021 Record Date: MAR 03, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BRK.B Security ID: 084670702 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Gregory E. Abel | Management | For | For |
| 1.4 | Elect Director Howard G. Buffett | Management | For | For |
| 1.5 | Elect Director Stephen B. Burke | Management | For | For |
| 1.6 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.7 | Elect Director Susan L. Decker | Management | For | For |
| 1.8 | Elect Director David S. Gottesman | Management | For | For |
| 1.9 | Elect Director Charlotte Guyman | Management | For | For |
| 1.10 | Elect Director Ajit Jain | Management | For | For |
| 1.11 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.12 | Elect Director Ronald L. Olson | Management | For | For |
| 1.13 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.14 | Elect Director Meryl B. Witmer | Management | For | For |
| 2 | Report on Climate-Related Risks and Opportunities | Shareholder | Against | Against |
| 3 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | Shareholder | Against | For |
| BERKSHIRE HATHAWAY INC. Meeting Date: MAY 01, 2021 Record Date: MAR 03, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BRK.B Security ID: 084670702 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Gregory E. Abel | Management | For | For |
| 1.4 | Elect Director Howard G. Buffett | Management | For | For |
| 1.5 | Elect Director Stephen B. Burke | Management | For | For |
| 1.6 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.7 | Elect Director Susan L. Decker | Management | For | For |
| 1.8 | Elect Director David S. Gottesman | Management | For | For |
| 1.9 | Elect Director Charlotte Guyman | Management | For | For |
| 1.10 | Elect Director Ajit Jain | Management | For | For |
| 1.11 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.12 | Elect Director Ronald L. Olson | Management | For | For |
| 1.13 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.14 | Elect Director Meryl B. Witmer | Management | For | For |
| 2 | Report on Climate-Related Risks and Opportunities | Shareholder | Against | For |
| 3 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | Shareholder | Against | For |
| BLACKROCK, INC. Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BLK Security ID: 09247X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bader M. Alsaad | Management | For | For |
| 1b | Elect Director Pamela Daley | Management | For | For |
| 1c | Elect Director Jessica P. Einhorn | Management | For | For |
| 1d | Elect Director Laurence D. Fink | Management | For | For |
| 1e | Elect Director William E. Ford | Management | For | For |
| 1f | Elect Director Fabrizio Freda | Management | For | For |
| 1g | Elect Director Murry S. Gerber | Management | For | For |
| 1h | Elect Director Margaret 'Peggy' L. Johnson | Management | For | For |
| 1i | Elect Director Robert S. Kapito | Management | For | For |
| 1j | Elect Director Cheryl D. Mills | Management | For | For |
| 1k | Elect Director Gordon M. Nixon | Management | For | For |
| 1l | Elect Director Charles H. Robbins | Management | For | For |
| 1m | Elect Director Marco Antonio Slim Domit | Management | For | For |
| 1n | Elect Director Hans E. Vestberg | Management | For | For |
| 1o | Elect Director Susan L. Wagner | Management | For | For |
| 1p | Elect Director Mark Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 4a | Provide Right to Call Special Meeting | Management | For | For |
| 4b | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4c | Amend Charter to Eliminate Provisions that are No Longer Applicable and Make Other Technical Revisions | Management | For | For |
| 5 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| BLACKROCK, INC. Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BLK Security ID: 09247X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bader M. Alsaad | Management | For | For |
| 1b | Elect Director Pamela Daley | Management | For | For |
| 1c | Elect Director Jessica P. Einhorn | Management | For | For |
| 1d | Elect Director Laurence D. Fink | Management | For | For |
| 1e | Elect Director William E. Ford | Management | For | For |
| 1f | Elect Director Fabrizio Freda | Management | For | For |
| 1g | Elect Director Murry S. Gerber | Management | For | For |
| 1h | Elect Director Margaret 'Peggy' L. Johnson | Management | For | For |
| 1i | Elect Director Robert S. Kapito | Management | For | For |
| 1j | Elect Director Cheryl D. Mills | Management | For | For |
| 1k | Elect Director Gordon M. Nixon | Management | For | For |
| 1l | Elect Director Charles H. Robbins | Management | For | For |
| 1m | Elect Director Marco Antonio Slim Domit | Management | For | Against |
| 1n | Elect Director Hans E. Vestberg | Management | For | For |
| 1o | Elect Director Susan L. Wagner | Management | For | For |
| 1p | Elect Director Mark Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 4a | Provide Right to Call Special Meeting | Management | For | For |
| 4b | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4c | Amend Charter to Eliminate Provisions that are No Longer Applicable and Make Other Technical Revisions | Management | For | For |
| 5 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| CANADIAN NATURAL RESOURCES LIMITED Meeting Date: MAY 06, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CNQ Security ID: 136385101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Catherine M. Best | Management | For | For |
| 1.2 | Elect Director M. Elizabeth Cannon | Management | For | For |
| 1.3 | Elect Director N. Murray Edwards | Management | For | For |
| 1.4 | Elect Director Christopher L. Fong | Management | For | For |
| 1.5 | Elect Director Gordon D. Giffin | Management | For | For |
| 1.6 | Elect Director Wilfred A. Gobert | Management | For | For |
| 1.7 | Elect Director Steve W. Laut | Management | For | For |
| 1.8 | Elect Director Tim S. McKay | Management | For | For |
| 1.9 | Elect Director Frank J. McKenna | Management | For | For |
| 1.10 | Elect Director David A. Tuer | Management | For | For |
| 1.11 | Elect Director Annette M. Verschuren | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| CARDINAL HEALTH, INC. Meeting Date: NOV 04, 2020 Record Date: SEP 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CAH Security ID: 14149Y108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carrie S. Cox | Management | For | For |
| 1b | Elect Director Calvin Darden | Management | For | For |
| 1c | Elect Director Bruce L. Downey | Management | For | For |
| 1d | Elect Director Sheri H. Edison | Management | For | For |
| 1e | Elect Director David C. Evans | Management | For | For |
| 1f | Elect Director Patricia A. Hemingway Hall | Management | For | For |
| 1g | Elect Director Akhil Johri | Management | For | For |
| 1h | Elect Director Michael C. Kaufmann | Management | For | For |
| 1i | Elect Director Gregory B. Kenny | Management | For | For |
| 1j | Elect Director Nancy Killefer | Management | For | For |
| 1k | Elect Director J. Michael Losh | Management | For | For |
| 1l | Elect Director Dean A. Scarborough | Management | For | For |
| 1m | Elect Director John H. Weiland | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 6 | Require Independent Board Chair | Shareholder | Against | For |
| CARNIVAL CORPORATION Meeting Date: APR 20, 2021 Record Date: FEB 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CCL Security ID: 143658300 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 2 | Re-elect Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 3 | Re-elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 4 | Re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 5 | Re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 6 | Re-elect Jeffrey J. Gearhart as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 7 | Re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 8 | Re-elect Katie Lahey as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 9 | Re-elect John Parker as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 10 | Re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 11 | Re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 12 | Re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Approve Directors' Remuneration Report (in accordance with legal requirements applicable to UK companies) | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation | Management | For | For |
| 16 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Receive the UK Accounts and Reports of the Directors and Auditors of Carnival plc for the year ended November 30, 2020 (in accordance with legal requirements applicable to UK companies). | Management | For | For |
| 18 | Approve Issuance of Equity | Management | For | For |
| 19 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 20 | Authorize Share Repurchase Program | Management | For | For |
| 21 | Amend Omnibus Stock Plan | Management | For | For |
| CARRIER GLOBAL CORP. Meeting Date: APR 19, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CARR Security ID: 14448C104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John V. Faraci | Management | For | For |
| 1b | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1c | Elect Director David Gitlin | Management | For | For |
| 1d | Elect Director John J. Greisch | Management | For | For |
| 1e | Elect Director Charles M. Holley, Jr. | Management | For | For |
| 1f | Elect Director Michael M. McNamara | Management | For | For |
| 1g | Elect Director Michael A. Todman | Management | For | For |
| 1h | Elect Director Virginia M. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CATERPILLAR INC. Meeting Date: JUN 09, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CAT Security ID: 149123101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kelly A. Ayotte | Management | For | Did Not Vote |
| 1.2 | Elect Director David L. Calhoun | Management | For | Did Not Vote |
| 1.3 | Elect Director Daniel M. Dickinson | Management | For | Did Not Vote |
| 1.4 | Elect Director Gerald Johnson | Management | For | Did Not Vote |
| 1.5 | Elect Director David W. MacLennan | Management | For | Did Not Vote |
| 1.6 | Elect Director Debra L. Reed-Klages | Management | For | Did Not Vote |
| 1.7 | Elect Director Edward B. Rust, Jr. | Management | For | Did Not Vote |
| 1.8 | Elect Director Susan C. Schwab | Management | For | Did Not Vote |
| 1.9 | Elect Director D. James Umpleby, III | Management | For | Did Not Vote |
| 1.10 | Elect Director Miles D. White | Management | For | Did Not Vote |
| 1.11 | Elect Director Rayford Wilkins, Jr. | Management | For | Did Not Vote |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Report on Climate Policy | Shareholder | Against | Did Not Vote |
| 5 | Report on Diversity and Inclusion Efforts | Shareholder | Against | Did Not Vote |
| 6 | Amend Certificate of Incorporate to become Public Benefit Corporation | Shareholder | Against | Did Not Vote |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Did Not Vote |
| CENTERPOINT ENERGY, INC. Meeting Date: APR 23, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CNP Security ID: 15189T107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie D. Biddle | Management | For | For |
| 1b | Elect Director Milton Carroll | Management | For | For |
| 1c | Elect Director Wendy Montoya Cloonan | Management | For | For |
| 1d | Elect Director Earl M. Cummings | Management | For | For |
| 1e | Elect Director David J. Lesar | Management | For | For |
| 1f | Elect Director Martin H. Nesbitt | Management | For | For |
| 1g | Elect Director Theodore F. Pound | Management | For | For |
| 1h | Elect Director Phillip R. Smith | Management | For | For |
| 1i | Elect Director Barry T. Smitherman | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CHEVRON CORPORATION Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CVX Security ID: 166764100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wanda M. Austin | Management | For | Against |
| 1b | Elect Director John B. Frank | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director Marillyn A. Hewson | Management | For | For |
| 1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1g | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1h | Elect Director Dambisa F. Moyo | Management | For | For |
| 1i | Elect Director Debra Reed-Klages | Management | For | For |
| 1j | Elect Director Ronald D. Sugar | Management | For | Against |
| 1k | Elect Director D. James Umpleby, III | Management | For | For |
| 1l | Elect Director Michael K. Wirth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Scope 3 Emissions | Shareholder | Against | Against |
| 5 | Report on Impacts of Net Zero 2050 Scenario | Shareholder | Against | For |
| 6 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 8 | Require Independent Board Chair | Shareholder | Against | For |
| 9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| CHUBB LIMITED Meeting Date: MAY 20, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CB Security ID: H1467J104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Allocate Disposable Profit | Management | For | For |
| 2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | Management | For | For |
| 3 | Approve Discharge of Board of Directors | Management | For | For |
| 4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Statutory Auditor | Management | For | For |
| 4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm | Management | For | For |
| 4.3 | Ratify BDO AG (Zurich) as Special Audit Firm | Management | For | For |
| 5.1 | Elect Director Evan G. Greenberg | Management | For | For |
| 5.2 | Elect Director Michael P. Connors | Management | For | For |
| 5.3 | Elect Director Michael G. Atieh | Management | For | For |
| 5.4 | Elect Director Sheila P. Burke | Management | For | For |
| 5.5 | Elect Director Mary Cirillo | Management | For | For |
| 5.6 | Elect Director Robert J. Hugin | Management | For | For |
| 5.7 | Elect Director Robert W. Scully | Management | For | For |
| 5.8 | Elect Director Eugene B. Shanks, Jr. | Management | For | For |
| 5.9 | Elect Director Theodore E. Shasta | Management | For | For |
| 5.10 | Elect Director David H. Sidwell | Management | For | For |
| 5.11 | Elect Director Olivier Steimer | Management | For | For |
| 5.12 | Elect Director Luis Tellez | Management | For | For |
| 5.13 | Elect Director Frances F. Townsend | Management | For | For |
| 6 | Elect Evan G. Greenberg as Board Chairman | Management | For | For |
| 7.1 | Elect Michael P. Connors as Member of the Compensation Committee | Management | For | For |
| 7.2 | Elect Mary Cirillo as Member of the Compensation Committee | Management | For | For |
| 7.3 | Elect Frances F. Townsend as Member of the Compensation Committee | Management | For | For |
| 8 | Designate Homburger AG as Independent Proxy | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Approve CHF 86,557,222.50 Reduction in Share Capital via Cancellation in Nominal Value of CHF 24.15 each | Management | For | For |
| 11.1 | Approve the Maximum Aggregate Remuneration of Directors | Management | For | For |
| 11.2 | Approve Remuneration of Executive Management in the Amount of USD 48 Million for Fiscal 2022 | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Transact Other Business (Voting) | Management | For | Against |
| CHURCH & DWIGHT CO., INC. Meeting Date: APR 29, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CHD Security ID: 171340102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James R. Craigie | Management | For | For |
| 1b | Elect Director Matthew T. Farrell | Management | For | For |
| 1c | Elect Director Bradley C. Irwin | Management | For | For |
| 1d | Elect Director Penry W. Price | Management | For | For |
| 1e | Elect Director Susan G. Saideman | Management | For | For |
| 1f | Elect Director Ravichandra K. Saligram | Management | For | For |
| 1g | Elect Director Robert K. Shearer | Management | For | For |
| 1h | Elect Director Janet S. Vergis | Management | For | For |
| 1i | Elect Director Arthur B. Winkleblack | Management | For | For |
| 1j | Elect Director Laurie J. Yoler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement to Fill Board Vacancies | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Approve Certain Mergers, Consolidations or Dispositions of Substantial Assets | Management | For | For |
| 5 | Amend Articles of Incorporation to Remove Provisions Relating to Classified Board | Management | For | For |
| 6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CISCO SYSTEMS, INC. Meeting Date: DEC 10, 2020 Record Date: OCT 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CSCO Security ID: 17275R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director M. Michele Burns | Management | For | For |
| 1b | Elect Director Wesley G. Bush | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director Mark Garrett | Management | For | For |
| 1e | Elect Director Kristina M. Johnson | Management | For | For |
| 1f | Elect Director Roderick C. McGeary | Management | For | For |
| 1g | Elect Director Charles H. Robbins | Management | For | For |
| 1h | Elect Director Arun Sarin - Withdrawn | Management | None | None |
| 1i | Elect Director Brenton L. Saunders | Management | For | For |
| 1j | Elect Director Lisa T. Su | Management | For | For |
| 2 | Change State of Incorporation from California to Delaware | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Require Independent Board Chair | Shareholder | Against | For |
| CITIGROUP INC. Meeting Date: APR 27, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: C Security ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ellen M. Costello | Management | For | For |
| 1b | Elect Director Grace E. Dailey | Management | For | For |
| 1c | Elect Director Barbara J. Desoer | Management | For | For |
| 1d | Elect Director John C. Dugan | Management | For | For |
| 1e | Elect Director Jane N. Fraser | Management | For | For |
| 1f | Elect Director Duncan P. Hennes | Management | For | For |
| 1g | Elect Director Peter B. Henry | Management | For | For |
| 1h | Elect Director S. Leslie Ireland | Management | For | For |
| 1i | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | For |
| 1j | Elect Director Renee J. James | Management | For | For |
| 1k | Elect Director Gary M. Reiner | Management | For | For |
| 1l | Elect Director Diana L. Taylor | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Deborah C. Wright | Management | For | For |
| 1o | Elect Director Alexander R. Wynaendts | Management | For | For |
| 1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| 6 | Require Independent Board Chair | Shareholder | Against | Against |
| 7 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 9 | Report on Racial Equity Audit | Shareholder | Against | For |
| 10 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| CME GROUP INC. Meeting Date: MAY 05, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CME Security ID: 12572Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1c | Elect Director Charles P. Carey | Management | For | For |
| 1d | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1e | Elect Director Bryan T. Durkin | Management | For | For |
| 1f | Elect Director Ana Dutra | Management | For | For |
| 1g | Elect Director Martin J. Gepsman | Management | For | For |
| 1h | Elect Director Larry G. Gerdes | Management | For | For |
| 1i | Elect Director Daniel R. Glickman | Management | For | For |
| 1j | Elect Director Daniel G. Kaye | Management | For | For |
| 1k | Elect Director Phyllis M. Lockett | Management | For | For |
| 1l | Elect Director Deborah J. Lucas | Management | For | For |
| 1m | Elect Director Terry L. Savage | Management | For | For |
| 1n | Elect Director Rahael Seifu | Management | For | For |
| 1o | Elect Director William R. Shepard | Management | For | For |
| 1p | Elect Director Howard J. Siegel | Management | For | For |
| 1q | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CMS ENERGY CORPORATION Meeting Date: MAY 07, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CMS Security ID: 125896100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jon E. Barfield | Management | For | For |
| 1b | Elect Director Deborah H. Butler | Management | For | For |
| 1c | Elect Director Kurt L. Darrow | Management | For | For |
| 1d | Elect Director William D. Harvey | Management | For | For |
| 1e | Elect Director Garrick J. Rochow | Management | For | For |
| 1f | Elect Director John G. Russell | Management | For | For |
| 1g | Elect Director Suzanne F. Shank | Management | For | For |
| 1h | Elect Director Myrna M. Soto | Management | For | For |
| 1i | Elect Director John G. Sznewajs | Management | For | For |
| 1j | Elect Director Ronald J. Tanski | Management | For | For |
| 1k | Elect Director Laura H. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Costs and Benefits of Environmental Related Expenditures | Shareholder | Against | Against |
| COLGATE-PALMOLIVE COMPANY Meeting Date: MAY 07, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CL Security ID: 194162103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John P. Bilbrey | Management | For | For |
| 1b | Elect Director John T. Cahill | Management | For | For |
| 1c | Elect Director Lisa M. Edwards | Management | For | For |
| 1d | Elect Director C. Martin Harris | Management | For | For |
| 1e | Elect Director Martina Hund-Mejean | Management | For | For |
| 1f | Elect Director Kimberly A. Nelson | Management | For | For |
| 1g | Elect Director Lorrie M. Norrington | Management | For | For |
| 1h | Elect Director Michael B. Polk | Management | For | For |
| 1i | Elect Director Stephen I. Sadove | Management | For | Against |
| 1j | Elect Director Noel R. Wallace | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| COMCAST CORPORATION Meeting Date: JUN 02, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CMCSA Security ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | Withhold |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Naomi M. Bergman | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | Withhold |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Risks Posed by the Failing to Prevent Workplace Sexual Harassment | Shareholder | Against | For |
| CONOCOPHILLIPS Meeting Date: JAN 15, 2021 Record Date: DEC 11, 2020 Meeting Type: SPECIAL | ||||
| Ticker: COP Security ID: 20825C104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| CONOCOPHILLIPS Meeting Date: MAY 11, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: COP Security ID: 20825C104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles E. Bunch | Management | For | For |
| 1b | Elect Director Caroline Maury Devine | Management | For | For |
| 1c | Elect Director John V. Faraci | Management | For | For |
| 1d | Elect Director Jody Freeman | Management | For | For |
| 1e | Elect Director Gay Huey Evans | Management | For | For |
| 1f | Elect Director Jeffrey A. Joerres | Management | For | For |
| 1g | Elect Director Ryan M. Lance | Management | For | For |
| 1h | Elect Director Timothy A. Leach | Management | For | For |
| 1i | Elect Director William H. McRaven | Management | For | For |
| 1j | Elect Director Sharmila Mulligan | Management | For | For |
| 1k | Elect Director Eric D. Mullins | Management | For | For |
| 1l | Elect Director Arjun N. Murti | Management | For | For |
| 1m | Elect Director Robert A. Niblock | Management | For | For |
| 1n | Elect Director David T. Seaton | Management | For | For |
| 1o | Elect Director R.A. Walker | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | For | For |
| 5 | Emission Reduction Targets | Shareholder | Against | Against |
| CONOCOPHILLIPS Meeting Date: MAY 11, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: COP Security ID: 20825C104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles E. Bunch | Management | For | For |
| 1b | Elect Director Caroline Maury Devine | Management | For | For |
| 1c | Elect Director John V. Faraci | Management | For | For |
| 1d | Elect Director Jody Freeman | Management | For | For |
| 1e | Elect Director Gay Huey Evans | Management | For | For |
| 1f | Elect Director Jeffrey A. Joerres | Management | For | For |
| 1g | Elect Director Ryan M. Lance | Management | For | For |
| 1h | Elect Director Timothy A. Leach | Management | For | For |
| 1i | Elect Director William H. McRaven | Management | For | For |
| 1j | Elect Director Sharmila Mulligan | Management | For | For |
| 1k | Elect Director Eric D. Mullins | Management | For | For |
| 1l | Elect Director Arjun N. Murti | Management | For | For |
| 1m | Elect Director Robert A. Niblock | Management | For | For |
| 1n | Elect Director David T. Seaton | Management | For | For |
| 1o | Elect Director R.A. Walker | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | For | For |
| 5 | Emission Reduction Targets | Shareholder | Against | For |
| COSTCO WHOLESALE CORPORATION Meeting Date: JAN 21, 2021 Record Date: NOV 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: COST Security ID: 22160K105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Susan L. Decker | Management | For | For |
| 1.2 | Elect Director Kenneth D. Denman | Management | For | For |
| 1.3 | Elect Director Richard A. Galanti | Management | For | For |
| 1.4 | Elect Director W. Craig Jelinek | Management | For | For |
| 1.5 | Elect Director Sally Jewell | Management | For | For |
| 1.6 | Elect Director Charles T. Munger | Management | For | For |
| 1.7 | Elect Director Jeffrey S. Raikes | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CROWN CASTLE INTERNATIONAL CORP. Meeting Date: MAY 21, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CCI Security ID: 22822V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director P. Robert Bartolo | Management | For | For |
| 1b | Elect Director Jay A. Brown | Management | For | For |
| 1c | Elect Director Cindy Christy | Management | For | For |
| 1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
| 1e | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1f | Elect Director Lee W. Hogan | Management | For | For |
| 1g | Elect Director Tammy K. Jones | Management | For | For |
| 1h | Elect Director J. Landis Martin | Management | For | For |
| 1i | Elect Director Anthony J. Melone | Management | For | For |
| 1j | Elect Director W. Benjamin Moreland | Management | For | For |
| 1k | Elect Director Kevin A. Stephens | Management | For | For |
| 1l | Elect Director Matthew Thornton, III | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CSX CORPORATION Meeting Date: MAY 07, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CSX Security ID: 126408103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donna M. Alvarado | Management | For | For |
| 1b | Elect Director Thomas P. Bostick | Management | For | For |
| 1c | Elect Director James M. Foote | Management | For | For |
| 1d | Elect Director Steven T. Halverson | Management | For | For |
| 1e | Elect Director Paul C. Hilal | Management | For | For |
| 1f | Elect Director David M. Moffett | Management | For | For |
| 1g | Elect Director Linda H. Riefler | Management | For | For |
| 1h | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 1i | Elect Director James L. Wainscott | Management | For | For |
| 1j | Elect Director J. Steven Whisler | Management | For | For |
| 1k | Elect Director John J. Zillmer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CUMMINS INC. Meeting Date: MAY 11, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CMI Security ID: 231021106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Elect Director Robert J. Bernhard | Management | For | For |
| 3 | Elect Director Franklin R. Chang Diaz | Management | For | For |
| 4 | Elect Director Bruno V. Di Leo Allen | Management | For | For |
| 5 | Elect Director Stephen B. Dobbs | Management | For | For |
| 6 | Elect Director Carla A. Harris | Management | For | For |
| 7 | Elect Director Robert K. Herdman | Management | For | For |
| 8 | Elect Director Alexis M. Herman | Management | For | For |
| 9 | Elect Director Thomas J. Lynch | Management | For | Against |
| 10 | Elect Director William I. Miller | Management | For | For |
| 11 | Elect Director Georgia R. Nelson | Management | For | For |
| 12 | Elect Director Kimberly A. Nelson | Management | For | For |
| 13 | Elect Director Karen H. Quintos | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 16 | Abolish Professional Services Allowance | Shareholder | Against | Against |
| CVS HEALTH CORPORATION Meeting Date: MAY 13, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CVS Security ID: 126650100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Fernando Aguirre | Management | For | For |
| 1b | Elect Director C. David Brown, II | Management | For | For |
| 1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
| 1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | Against |
| 1f | Elect Director Roger N. Farah | Management | For | For |
| 1g | Elect Director Anne M. Finucane | Management | For | For |
| 1h | Elect Director Edward J. Ludwig | Management | For | For |
| 1i | Elect Director Karen S. Lynch | Management | For | For |
| 1j | Elect Director Jean-Pierre Millon | Management | For | For |
| 1k | Elect Director Mary L. Schapiro | Management | For | For |
| 1l | Elect Director William C. Weldon | Management | For | For |
| 1m | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | For |
| 5 | Require Independent Board Chair | Shareholder | Against | For |
| DANAHER CORPORATION Meeting Date: MAY 05, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DHR Security ID: 235851102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rainer M. Blair | Management | For | For |
| 1b | Elect Director Linda Hefner Filler | Management | For | For |
| 1c | Elect Director Teri List | Management | For | For |
| 1d | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1e | Elect Director Jessica L. Mega | Management | For | For |
| 1f | Elect Director Mitchell P. Rales | Management | For | For |
| 1g | Elect Director Steven M. Rales | Management | For | For |
| 1h | Elect Director Pardis C. Sabeti | Management | For | For |
| 1i | Elect Director John T. Schwieters | Management | For | For |
| 1j | Elect Director Alan G. Spoon | Management | For | For |
| 1k | Elect Director Raymond C. Stevens | Management | For | For |
| 1l | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| DEERE & COMPANY Meeting Date: FEB 24, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: DE Security ID: 244199105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tamra A. Erwin | Management | For | For |
| 1b | Elect Director Alan C. Heuberger | Management | For | For |
| 1c | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1d | Elect Director Dipak C. Jain | Management | For | For |
| 1e | Elect Director Michael O. Johanns | Management | For | For |
| 1f | Elect Director Clayton M. Jones | Management | For | For |
| 1g | Elect Director John C. May | Management | For | For |
| 1h | Elect Director Gregory R. Page | Management | For | For |
| 1i | Elect Director Sherry M. Smith | Management | For | For |
| 1j | Elect Director Dmitri L. Stockton | Management | For | For |
| 1k | Elect Director Sheila G. Talton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| DIGITAL REALTY TRUST, INC. Meeting Date: JUN 03, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DLR Security ID: 253868103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Laurence A. Chapman | Management | For | For |
| 1b | Elect Director Alexis Black Bjorlin | Management | For | For |
| 1c | Elect Director VeraLinn "Dash" Jamieson | Management | For | For |
| 1d | Elect Director Kevin J. Kennedy | Management | For | For |
| 1e | Elect Director William G. LaPerch | Management | For | For |
| 1f | Elect Director Jean F.H.P. Mandeville | Management | For | For |
| 1g | Elect Director Afshin Mohebbi | Management | For | For |
| 1h | Elect Director Mark R. Patterson | Management | For | For |
| 1i | Elect Director Mary Hogan Preusse | Management | For | For |
| 1j | Elect Director Dennis E. Singleton | Management | For | For |
| 1k | Elect Director A. William Stein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DOLLAR GENERAL CORPORATION Meeting Date: MAY 26, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DG Security ID: 256677105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Warren F. Bryant | Management | For | For |
| 1b | Elect Director Michael M. Calbert | Management | For | For |
| 1c | Elect Director Patricia D. Fili-Krushel | Management | For | For |
| 1d | Elect Director Timothy I. McGuire | Management | For | For |
| 1e | Elect Director William C. Rhodes, III | Management | For | For |
| 1f | Elect Director Debra A. Sandler | Management | For | For |
| 1g | Elect Director Ralph E. Santana | Management | For | For |
| 1h | Elect Director Todd J. Vasos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Call Special Meeting of the total of 25% of Outstanding Common Stock | Management | For | For |
| 6 | Provide Right to Call A Special Meeting of the total of 10% of Outstanding Common Stock | Shareholder | Against | For |
| DOMINION ENERGY, INC. Meeting Date: MAY 05, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: D Security ID: 25746U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director James A. Bennett | Management | For | For |
| 1B | Elect Director Robert M. Blue | Management | For | For |
| 1C | Elect Director Helen E. Dragas | Management | For | For |
| 1D | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1E | Elect Director D. Maybank Hagood | Management | For | For |
| 1F | Elect Director Ronald W. Jibson | Management | For | For |
| 1G | Elect Director Mark J. Kington | Management | For | For |
| 1H | Elect Director Joseph M. Rigby | Management | For | For |
| 1I | Elect Director Pamela J. Royal | Management | For | For |
| 1J | Elect Director Robert H. Spilman, Jr. | Management | For | For |
| 1K | Elect Director Susan N. Story | Management | For | For |
| 1L | Elect Director Michael E. Szymanczyk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Require Independent Board Chair | Shareholder | Against | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| DOW INC. Meeting Date: APR 15, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DOW Security ID: 260557103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel R. Allen | Management | For | For |
| 1b | Elect Director Gaurdie Banister, Jr. | Management | For | For |
| 1c | Elect Director Wesley G. Bush | Management | For | For |
| 1d | Elect Director Richard K. Davis | Management | For | For |
| 1e | Elect Director Debra L. Dial | Management | For | For |
| 1f | Elect Director Jeff M. Fettig | Management | For | For |
| 1g | Elect Director Jim Fitterling | Management | For | For |
| 1h | Elect Director Jacqueline C. Hinman | Management | For | For |
| 1i | Elect Director Luis A. Moreno | Management | For | For |
| 1j | Elect Director Jill S. Wyant | Management | For | For |
| 1k | Elect Director Daniel W. Yohannes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| DTE ENERGY COMPANY Meeting Date: MAY 20, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DTE Security ID: 233331107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gerard M. Anderson | Management | For | For |
| 1.2 | Elect Director David A. Brandon | Management | For | For |
| 1.3 | Elect Director Charles G. McClure, Jr. | Management | For | For |
| 1.4 | Elect Director Gail J. McGovern | Management | For | For |
| 1.5 | Elect Director Mark A. Murray | Management | For | For |
| 1.6 | Elect Director Gerardo Norcia | Management | For | For |
| 1.7 | Elect Director Ruth G. Shaw | Management | For | For |
| 1.8 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
| 1.9 | Elect Director David A. Thomas | Management | For | For |
| 1.10 | Elect Director Gary H. Torgow | Management | For | For |
| 1.11 | Elect Director James H. Vandenberghe | Management | For | For |
| 1.12 | Elect Director Valerie M. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| 6 | Report on Costs and Benefits of Environmental Related Expenditures | Shareholder | Against | Against |
| DUPONT DE NEMOURS, INC. Meeting Date: APR 28, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DD Security ID: 26614N102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Amy G. Brady | Management | For | For |
| 1b | Elect Director Edward D. Breen | Management | For | For |
| 1c | Elect Director Ruby R. Chandy | Management | For | For |
| 1d | Elect Director Franklin K. Clyburn, Jr. | Management | For | For |
| 1e | Elect Director Terrence R. Curtin | Management | For | For |
| 1f | Elect Director Alexander M. Cutler | Management | For | For |
| 1g | Elect Director Eleuthere I. du Pont | Management | For | For |
| 1h | Elect Director Luther C. Kissam | Management | For | For |
| 1i | Elect Director Frederick M. Lowery | Management | For | For |
| 1j | Elect Director Raymond J. Milchovich | Management | For | For |
| 1k | Elect Director Deanna M. Mulligan | Management | For | For |
| 1l | Elect Director Steven M. Sterin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Adopt Policy to Annually Disclose EEO-1 Data | Shareholder | Against | For |
| 7 | Report on Plastic Pollution | Shareholder | Against | For |
| EDISON INTERNATIONAL Meeting Date: APR 22, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EIX Security ID: 281020107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeanne Beliveau-Dunn | Management | For | For |
| 1b | Elect Director Michael C. Camunez | Management | For | For |
| 1c | Elect Director Vanessa C.L. Chang | Management | For | For |
| 1d | Elect Director James T. Morris | Management | For | For |
| 1e | Elect Director Timothy T. O'Toole | Management | For | For |
| 1f | Elect Director Pedro J. Pizarro | Management | For | For |
| 1g | Elect Director Carey A. Smith | Management | For | For |
| 1h | Elect Director Linda G. Stuntz | Management | For | For |
| 1i | Elect Director William P. Sullivan | Management | For | For |
| 1j | Elect Director Peter J. Taylor | Management | For | For |
| 1k | Elect Director Keith Trent | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| ELI LILLY AND COMPANY Meeting Date: MAY 03, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LLY Security ID: 532457108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Katherine Baicker | Management | For | For |
| 1b | Elect Director J. Erik Fyrwald | Management | For | For |
| 1c | Elect Director Jamere Jackson | Management | For | For |
| 1d | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1e | Elect Director Jackson P. Tai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Require Independent Board Chair | Shareholder | Against | For |
| 8 | Adopt Policy on Bonus Banking | Shareholder | Against | For |
| 9 | Clawback Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | For |
| EMERSON ELECTRIC CO. Meeting Date: FEB 02, 2021 Record Date: NOV 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: EMR Security ID: 291011104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark A. Blinn | Management | For | For |
| 1.2 | Elect Director Arthur F. Golden | Management | For | For |
| 1.3 | Elect Director Candace Kendle | Management | For | For |
| 1.4 | Elect Director James S. Turley | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ENBRIDGE INC. Meeting Date: MAY 05, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ENB Security ID: 29250N105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pamela L. Carter | Management | For | For |
| 1.2 | Elect Director Marcel R. Coutu | Management | For | Withhold |
| 1.3 | Elect Director Susan M. Cunningham | Management | For | For |
| 1.4 | Elect Director Gregory L. Ebel | Management | For | For |
| 1.5 | Elect Director J. Herb England | Management | For | For |
| 1.6 | Elect Director Gregory J. Goff | Management | For | For |
| 1.7 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
| 1.8 | Elect Director Teresa S. Madden | Management | For | For |
| 1.9 | Elect Director Al Monaco | Management | For | For |
| 1.10 | Elect Director Stephen S. Poloz | Management | For | For |
| 1.11 | Elect Director Dan C. Tutcher | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ENTERGY CORPORATION Meeting Date: MAY 07, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ETR Security ID: 29364G103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John R. Burbank | Management | For | For |
| 1b | Elect Director Patrick J. Condon | Management | For | For |
| 1c | Elect Director Leo P. Denault | Management | For | For |
| 1d | Elect Director Kirkland H. Donald | Management | For | For |
| 1e | Elect Director Brian W. Ellis | Management | For | For |
| 1f | Elect Director Philip L. Frederickson | Management | For | For |
| 1g | Elect Director Alexis M. Herman | Management | For | For |
| 1h | Elect Director M. Elise Hyland | Management | For | For |
| 1i | Elect Director Stuart L. Levenick | Management | For | For |
| 1j | Elect Director Blanche Lambert Lincoln | Management | For | For |
| 1k | Elect Director Karen A. Puckett | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize New Class of Preferred Stock | Management | For | For |
| EOG RESOURCES, INC. Meeting Date: APR 29, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EOG Security ID: 26875P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Janet F. Clark | Management | For | For |
| 1b | Elect Director Charles R. Crisp | Management | For | For |
| 1c | Elect Director Robert P. Daniels | Management | For | For |
| 1d | Elect Director James C. Day | Management | For | For |
| 1e | Elect Director C. Christopher Gaut | Management | For | For |
| 1f | Elect Director Michael T. Kerr | Management | For | For |
| 1g | Elect Director Julie J. Robertson | Management | For | For |
| 1h | Elect Director Donald F. Textor | Management | For | For |
| 1i | Elect Director William R. Thomas | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EXELON CORPORATION Meeting Date: APR 27, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EXC Security ID: 30161N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anthony Anderson | Management | For | For |
| 1b | Elect Director Ann Berzin | Management | For | For |
| 1c | Elect Director Laurie Brlas | Management | For | For |
| 1d | Elect Director Marjorie Rodgers Cheshire | Management | For | For |
| 1e | Elect Director Christopher Crane | Management | For | For |
| 1f | Elect Director Yves de Balmann | Management | For | For |
| 1g | Elect Director Linda Jojo | Management | For | For |
| 1h | Elect Director Paul Joskow | Management | For | For |
| 1i | Elect Director Robert Lawless | Management | For | For |
| 1j | Elect Director John Richardson | Management | For | For |
| 1k | Elect Director Mayo Shattuck, III | Management | For | Against |
| 1l | Elect Director John Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Child Labor Audit | Shareholder | Against | Against |
| EXTRA SPACE STORAGE INC. Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EXR Security ID: 30225T102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
| 1.2 | Elect Director Joseph D. Margolis | Management | For | For |
| 1.3 | Elect Director Roger B. Porter | Management | For | For |
| 1.4 | Elect Director Joseph J. Bonner | Management | For | For |
| 1.5 | Elect Director Gary L. Crittenden | Management | For | For |
| 1.6 | Elect Director Spencer F. Kirk | Management | For | For |
| 1.7 | Elect Director Dennis J. Letham | Management | For | For |
| 1.8 | Elect Director Diane Olmstead | Management | For | For |
| 1.9 | Elect Director Julia Vander Ploeg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| EXXON MOBIL CORPORATION Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: PROXY CONTEST | ||||
| Ticker: XOM Security ID: 30231G102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (Blue Proxy Card) | ||||
| 1.1 | Elect Director Michael J. Angelakis | Management | For | Did Not Vote |
| 1.2 | Elect Director Susan K. Avery | Management | For | Did Not Vote |
| 1.3 | Elect Director Angela F. Braly | Management | For | Did Not Vote |
| 1.4 | Elect Director Ursula M. Burns | Management | For | Did Not Vote |
| 1.5 | Elect Director Kenneth C. Frazier | Management | For | Did Not Vote |
| 1.6 | Elect Director Joseph L. Hooley | Management | For | Did Not Vote |
| 1.7 | Elect Director Steven A. Kandarian | Management | For | Did Not Vote |
| 1.8 | Elect Director Douglas R. Oberhelman | Management | For | Did Not Vote |
| 1.9 | Elect Director Samuel J. Palmisano | Management | For | Did Not Vote |
| 1.10 | Elect Director Jeffrey W. Ubben | Management | For | Did Not Vote |
| 1.11 | Elect Director Darren W. Woods | Management | For | Did Not Vote |
| 1.12 | Elect Director Wan Zulkiflee | Management | For | Did Not Vote |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Require Independent Board Chair | Shareholder | Against | Did Not Vote |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Did Not Vote |
| 6 | Issue Audited Report on Financial Impacts of IEA's Net Zero 2050 Scenario | Shareholder | Against | Did Not Vote |
| 7 | Report on Costs and Benefits of Environmental-Related Expenditures | Shareholder | Against | Did Not Vote |
| 8 | Report on Political Contributions | Shareholder | Against | Did Not Vote |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | Did Not Vote |
| 10 | Report on Corporate Climate Lobbying Aligned with Paris Agreement | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (White Proxy Card) | ||||
| 1.1 | Elect Director Gregory J. Goff | Shareholder | For | For |
| 1.2 | Elect Director Kaisa Hietala | Shareholder | For | For |
| 1.3 | Elect Director Alexander A. Karsner | Shareholder | For | For |
| 1.4 | Elect Director Anders Runevad | Shareholder | For | For |
| 1.5 | Management Nominee Michael J. Angelakis | Shareholder | For | For |
| 1.6 | Management Nominee Susan K. Avery | Shareholder | For | For |
| 1.7 | Management Nominee Angela F. Braly | Shareholder | For | For |
| 1.8 | Management Nominee Ursula M. Burns | Shareholder | For | For |
| 1.9 | Management Nominee Kenneth C. Frazier | Shareholder | For | For |
| 1.10 | Management Nominee Joseph L. Hooley | Shareholder | For | For |
| 1.11 | Management Nominee Jeffrey W. Ubben | Shareholder | For | For |
| 1.12 | Management Nominee Darren W. Woods | Shareholder | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
| 4 | Require Independent Board Chair | Shareholder | None | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | None | For |
| 6 | Issue Audited Report on Financial Impacts of IEA's Net Zero 2050 Scenario | Shareholder | None | For |
| 7 | Report on Costs and Benefits of Environmental-Related Expenditures | Shareholder | None | Against |
| 8 | Report on Political Contributions | Shareholder | None | For |
| 9 | Report on Lobbying Payments and Policy | Shareholder | None | For |
| 10 | Report on Corporate Climate Lobbying Aligned with Paris Agreement | Shareholder | None | For |
| FIDELITY NATIONAL INFORMATION SERVICES, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FIS Security ID: 31620M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ellen R. Alemany | Management | For | For |
| 1b | Elect Director Jeffrey A. Goldstein | Management | For | For |
| 1c | Elect Director Lisa A. Hook | Management | For | For |
| 1d | Elect Director Keith W. Hughes | Management | For | For |
| 1e | Elect Director Gary L. Lauer | Management | For | For |
| 1f | Elect Director Gary A. Norcross | Management | For | For |
| 1g | Elect Director Louise M. Parent | Management | For | For |
| 1h | Elect Director Brian T. Shea | Management | For | For |
| 1i | Elect Director James B. Stallings, Jr. | Management | For | For |
| 1j | Elect Director Jeffrey E. Stiefler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| GENERAL DYNAMICS CORPORATION Meeting Date: MAY 05, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GD Security ID: 369550108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James S. Crown | Management | For | For |
| 1b | Elect Director Rudy F. deLeon | Management | For | For |
| 1c | Elect Director Cecil D. Haney | Management | For | For |
| 1d | Elect Director Mark M. Malcolm | Management | For | For |
| 1e | Elect Director James N. Mattis | Management | For | For |
| 1f | Elect Director Phebe N. Novakovic | Management | For | For |
| 1g | Elect Director C. Howard Nye | Management | For | For |
| 1h | Elect Director Catherine B. Reynolds | Management | For | For |
| 1i | Elect Director Laura J. Schumacher | Management | For | For |
| 1j | Elect Director Robert K. Steel | Management | For | For |
| 1k | Elect Director John G. Stratton | Management | For | For |
| 1l | Elect Director Peter A. Wall | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| GENERAL MILLS, INC. Meeting Date: SEP 22, 2020 Record Date: JUL 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: GIS Security ID: 370334104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director R. Kerry Clark | Management | For | For |
| 1b | Elect Director David M. Cordani | Management | For | For |
| 1c | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1d | Elect Director Jeffrey L. Harmening | Management | For | For |
| 1e | Elect Director Maria G. Henry | Management | For | For |
| 1f | Elect Director Jo Ann Jenkins | Management | For | For |
| 1g | Elect Director Elizabeth C. Lempres | Management | For | For |
| 1h | Elect Director Diane L. Neal | Management | For | For |
| 1i | Elect Director Steve Odland | Management | For | For |
| 1j | Elect Director Maria A. Sastre | Management | For | For |
| 1k | Elect Director Eric D. Sprunk | Management | For | For |
| 1l | Elect Director Jorge A. Uribe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| GILEAD SCIENCES, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GILD Security ID: 375558103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jacqueline K. Barton | Management | For | For |
| 1b | Elect Director Jeffrey A. Bluestone | Management | For | For |
| 1c | Elect Director Sandra J. Horning | Management | For | For |
| 1d | Elect Director Kelly A. Kramer | Management | For | For |
| 1e | Elect Director Kevin E. Lofton | Management | For | For |
| 1f | Elect Director Harish Manwani | Management | For | For |
| 1g | Elect Director Daniel P. O'Day | Management | For | For |
| 1h | Elect Director Javier J. Rodriguez | Management | For | For |
| 1i | Elect Director Anthony Welters | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | For |
| GILEAD SCIENCES, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GILD Security ID: 375558103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jacqueline K. Barton | Management | For | For |
| 1b | Elect Director Jeffrey A. Bluestone | Management | For | For |
| 1c | Elect Director Sandra J. Horning | Management | For | For |
| 1d | Elect Director Kelly A. Kramer | Management | For | For |
| 1e | Elect Director Kevin E. Lofton | Management | For | For |
| 1f | Elect Director Harish Manwani | Management | For | For |
| 1g | Elect Director Daniel P. O'Day | Management | For | For |
| 1h | Elect Director Javier J. Rodriguez | Management | For | For |
| 1i | Elect Director Anthony Welters | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| GLAXOSMITHKLINE PLC Meeting Date: MAY 05, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GSK Security ID: 37733W105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Sir Jonathan Symonds as Director | Management | For | For |
| 4 | Re-elect Dame Emma Walmsley as Director | Management | For | For |
| 5 | Re-elect Charles Bancroft as Director | Management | For | For |
| 6 | Re-elect Vindi Banga as Director | Management | For | For |
| 7 | Re-elect Dr Hal Barron as Director | Management | For | For |
| 8 | Re-elect Dr Vivienne Cox as Director | Management | For | For |
| 9 | Re-elect Lynn Elsenhans as Director | Management | For | For |
| 10 | Re-elect Dr Laurie Glimcher as Director | Management | For | For |
| 11 | Re-elect Dr Jesse Goodman as Director | Management | For | For |
| 12 | Re-elect Iain Mackay as Director | Management | For | For |
| 13 | Re-elect Urs Rohner as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| GREAT-WEST LIFECO INC. Meeting Date: MAY 06, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: GWO Security ID: 39138C106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Decrease in Size of Board from 22 to 19 | Management | For | For |
| 2.1 | Elect Director Michael R. Amend | Management | For | For |
| 2.2 | Elect Director Deborah J. Barrett | Management | For | For |
| 2.3 | Elect Director Robin A. Bienfait | Management | For | For |
| 2.4 | Elect Director Heather E. Conway | Management | For | For |
| 2.5 | Elect Director Marcel R. Coutu | Management | For | For |
| 2.6 | Elect Director Andre Desmarais | Management | For | For |
| 2.7 | Elect Director Paul Desmarais, Jr. | Management | For | For |
| 2.8 | Elect Director Gary A. Doer | Management | For | For |
| 2.9 | Elect Director David G. Fuller | Management | For | For |
| 2.10 | Elect Director Claude Genereux | Management | For | For |
| 2.11 | Elect Director Elizabeth C. Lempres | Management | For | For |
| 2.12 | Elect Director Paula B. Madoff | Management | For | For |
| 2.13 | Elect Director Paul A. Mahon | Management | For | For |
| 2.14 | Elect Director Susan J. McArthur | Management | For | For |
| 2.15 | Elect Director R. Jeffrey Orr | Management | For | For |
| 2.16 | Elect Director T. Timothy Ryan | Management | For | For |
| 2.17 | Elect Director Gregory D. Tretiak | Management | For | For |
| 2.18 | Elect Director Siim A. Vanaselja | Management | For | For |
| 2.19 | Elect Director Brian E. Walsh | Management | For | For |
| 3 | Ratify Deloitte LLP as Auditors | Management | For | Withhold |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 5 | Amend Stock Option Plan | Management | For | For |
| 6 | Amend By-Laws | Management | For | For |
| HASBRO, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HAS Security ID: 418056107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth A. Bronfin | Management | For | For |
| 1.2 | Elect Director Michael R. Burns | Management | For | For |
| 1.3 | Elect Director Hope F. Cochran | Management | For | For |
| 1.4 | Elect Director Lisa Gersh | Management | For | For |
| 1.5 | Elect Director Brian D. Goldner | Management | For | For |
| 1.6 | Elect Director Tracy A. Leinbach | Management | For | For |
| 1.7 | Elect Director Edward M. Philip | Management | For | For |
| 1.8 | Elect Director Laurel J. Richie | Management | For | For |
| 1.9 | Elect Director Richard S. Stoddart | Management | For | For |
| 1.10 | Elect Director Mary Beth West | Management | For | For |
| 1.11 | Elect Director Linda K. Zecher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| HONEYWELL INTERNATIONAL INC. Meeting Date: MAY 21, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HON Security ID: 438516106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Darius Adamczyk | Management | For | For |
| 1B | Elect Director Duncan B. Angove | Management | For | For |
| 1C | Elect Director William S. Ayer | Management | For | For |
| 1D | Elect Director Kevin Burke | Management | For | For |
| 1E | Elect Director D. Scott Davis | Management | For | For |
| 1F | Elect Director Deborah Flint | Management | For | For |
| 1G | Elect Director Judd Gregg | Management | For | For |
| 1H | Elect Director Grace D. Lieblein | Management | For | For |
| 1I | Elect Director Raymond T. Odierno | Management | For | For |
| 1J | Elect Director George Paz | Management | For | For |
| 1K | Elect Director Robin L. Washington | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ILLINOIS TOOL WORKS INC. Meeting Date: MAY 07, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ITW Security ID: 452308109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Daniel J. Brutto | Management | For | For |
| 1b | Elect Director Susan Crown | Management | For | For |
| 1c | Elect Director Darrell L. Ford | Management | For | For |
| 1d | Elect Director James W. Griffith | Management | For | For |
| 1e | Elect Director Jay L. Henderson | Management | For | For |
| 1f | Elect Director Richard H. Lenny | Management | For | For |
| 1g | Elect Director E. Scott Santi | Management | For | For |
| 1h | Elect Director David B. Smith, Jr. | Management | For | For |
| 1i | Elect Director Pamela B. Strobel | Management | For | For |
| 1j | Elect Director Anre D. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| INTEL CORPORATION Meeting Date: MAY 13, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: INTC Security ID: 458140100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Patrick P. Gelsinger | Management | For | For |
| 1b | Elect Director James J. Goetz | Management | For | For |
| 1c | Elect Director Alyssa Henry | Management | For | For |
| 1d | Elect Director Omar Ishrak | Management | For | For |
| 1e | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 1f | Elect Director Tsu-Jae King Liu | Management | For | For |
| 1g | Elect Director Gregory D. Smith | Management | For | For |
| 1h | Elect Director Dion J. Weisler | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Against |
| 6 | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | Shareholder | Against | Against |
| INTERCONTINENTAL EXCHANGE, INC. Meeting Date: MAY 14, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ICE Security ID: 45866F104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sharon Y. Bowen | Management | For | For |
| 1b | Elect Director Shantella E. Cooper | Management | For | For |
| 1c | Elect Director Charles R. Crisp | Management | For | For |
| 1d | Elect Director Duriya M. Farooqui | Management | For | For |
| 1e | Elect Director The Right Hon. the Lord Hague of Richmond | Management | For | For |
| 1f | Elect Director Mark F. Mulhern | Management | For | For |
| 1g | Elect Director Thomas E. Noonan | Management | For | For |
| 1h | Elect Director Frederic V. Salerno | Management | For | For |
| 1i | Elect Director Caroline L. Silver | Management | For | For |
| 1j | Elect Director Jeffrey C. Sprecher | Management | For | For |
| 1k | Elect Director Judith A. Sprieser | Management | For | For |
| 1l | Elect Director Vincent Tese | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | For |
| INTERNATIONAL BUSINESS MACHINES CORPORATION Meeting Date: APR 27, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IBM Security ID: 459200101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas Buberl | Management | For | For |
| 1b | Elect Director Michael L. Eskew | Management | For | For |
| 1c | Elect Director David N. Farr | Management | For | For |
| 1d | Elect Director Alex Gorsky | Management | For | For |
| 1e | Elect Director Michelle J. Howard | Management | For | For |
| 1f | Elect Director Arvind Krishna | Management | For | For |
| 1g | Elect Director Andrew N. Liveris | Management | For | For |
| 1h | Elect Director Frederick William McNabb, III | Management | For | For |
| 1i | Elect Director Martha E. Pollack | Management | For | For |
| 1j | Elect Director Joseph R. Swedish | Management | For | For |
| 1k | Elect Director Peter R. Voser | Management | For | For |
| 1l | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | For |
| 5 | Lower Ownership Threshold for Action by Written Consent | Shareholder | Against | For |
| 6 | Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts | Shareholder | For | For |
| INTERNATIONAL FLAVORS & FRAGRANCES INC. Meeting Date: MAY 05, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IFF Security ID: 459506101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kathryn J. Boor | Management | For | For |
| 1b | Elect Director Edward D. Breen | Management | For | For |
| 1c | Elect Director Carol Anthony Davidson | Management | For | For |
| 1d | Elect Director Michael L. Ducker | Management | For | For |
| 1e | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1f | Elect Director John F. Ferraro | Management | For | For |
| 1g | Elect Director Andreas Fibig | Management | For | For |
| 1h | Elect Director Christina Gold | Management | For | For |
| 1i | Elect Director Ilene Gordon | Management | For | For |
| 1j | Elect Director Matthias J. Heinzel | Management | For | For |
| 1k | Elect Director Dale F. Morrison | Management | For | For |
| 1l | Elect Director Kare Schultz | Management | For | For |
| 1m | Elect Director Stephen Williamson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| INTUIT INC. Meeting Date: JAN 21, 2021 Record Date: NOV 23, 2020 Meeting Type: ANNUAL | ||||
| Ticker: INTU Security ID: 461202103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Eve Burton | Management | For | For |
| 1b | Elect Director Scott D. Cook | Management | For | For |
| 1c | Elect Director Richard L. Dalzell | Management | For | For |
| 1d | Elect Director Sasan K. Goodarzi | Management | For | For |
| 1e | Elect Director Deborah Liu | Management | For | For |
| 1f | Elect Director Tekedra Mawakana | Management | For | For |
| 1g | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1h | Elect Director Dennis D. Powell | Management | For | For |
| 1i | Elect Director Brad D. Smith | Management | For | For |
| 1j | Elect Director Thomas Szkutak | Management | For | For |
| 1k | Elect Director Raul Vazquez | Management | For | For |
| 1l | Elect Director Jeff Weiner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| JOHNSON & JOHNSON Meeting Date: APR 22, 2021 Record Date: FEB 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: JNJ Security ID: 478160104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary C. Beckerle | Management | For | For |
| 1b | Elect Director D. Scott Davis | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Jennifer A. Doudna | Management | For | For |
| 1e | Elect Director Alex Gorsky | Management | For | For |
| 1f | Elect Director Marillyn A. Hewson | Management | For | For |
| 1g | Elect Director Hubert Joly | Management | For | For |
| 1h | Elect Director Mark B. McClellan | Management | For | For |
| 1i | Elect Director Anne M. Mulcahy | Management | For | For |
| 1j | Elect Director Charles Prince | Management | For | For |
| 1k | Elect Director A. Eugene Washington | Management | For | For |
| 1l | Elect Director Mark A. Weinberger | Management | For | For |
| 1m | Elect Director Nadja Y. West | Management | For | For |
| 1n | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics | Shareholder | Against | Against |
| 5 | Require Independent Board Chair | Shareholder | Against | For |
| 6 | Report on Civil Rights Audit | Shareholder | Against | For |
| 7 | Adopt Policy on Bonus Banking | Shareholder | Against | For |
| JOHNSON CONTROLS INTERNATIONAL PLC Meeting Date: MAR 10, 2021 Record Date: JAN 07, 2021 Meeting Type: ANNUAL | ||||
| Ticker: JCI Security ID: G51502105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jean Blackwell | Management | For | For |
| 1b | Elect Director Pierre Cohade | Management | For | For |
| 1c | Elect Director Michael E. Daniels | Management | For | For |
| 1d | Elect Director Juan Pablo del Valle Perochena | Management | For | For |
| 1e | Elect Director W. Roy Dunbar | Management | For | For |
| 1f | Elect Director Gretchen R. Haggerty | Management | For | For |
| 1g | Elect Director Simone Menne | Management | For | For |
| 1h | Elect Director George R. Oliver | Management | For | For |
| 1i | Elect Director Jurgen Tinggren | Management | For | For |
| 1j | Elect Director Mark Vergnano | Management | For | For |
| 1k | Elect Director R. David Yost | Management | For | For |
| 1l | Elect Director John D. Young | Management | For | For |
| 2a | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3 | Authorize Market Purchases of Company Shares | Management | For | For |
| 4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Approve the Directors' Authority to Allot Shares | Management | For | For |
| 8 | Approve the Disapplication of Statutory Pre-Emption Rights | Management | For | For |
| JPMORGAN CHASE & CO. Meeting Date: MAY 18, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: JPM Security ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director Stephen B. Burke | Management | For | For |
| 1c | Elect Director Todd A. Combs | Management | For | For |
| 1d | Elect Director James S. Crown | Management | For | For |
| 1e | Elect Director James Dimon | Management | For | For |
| 1f | Elect Director Timothy P. Flynn | Management | For | For |
| 1g | Elect Director Mellody Hobson | Management | For | For |
| 1h | Elect Director Michael A. Neal | Management | For | Against |
| 1i | Elect Director Phebe N. Novakovic | Management | For | For |
| 1j | Elect Director Virginia M. Rometty | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | For |
| 6 | Report on Racial Equity Audit | Shareholder | Against | For |
| 7 | Require Independent Board Chair | Shareholder | Against | For |
| 8 | Report on Congruency Political Analysis and Electioneering Expenditures | Shareholder | Against | Against |
| JPMORGAN CHASE & CO. Meeting Date: MAY 18, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: JPM Security ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director Stephen B. Burke | Management | For | For |
| 1c | Elect Director Todd A. Combs | Management | For | For |
| 1d | Elect Director James S. Crown | Management | For | For |
| 1e | Elect Director James Dimon | Management | For | For |
| 1f | Elect Director Timothy P. Flynn | Management | For | For |
| 1g | Elect Director Mellody Hobson | Management | For | For |
| 1h | Elect Director Michael A. Neal | Management | For | For |
| 1i | Elect Director Phebe N. Novakovic | Management | For | For |
| 1j | Elect Director Virginia M. Rometty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | For |
| 6 | Report on Racial Equity Audit | Shareholder | Against | For |
| 7 | Require Independent Board Chair | Shareholder | Against | For |
| 8 | Report on Congruency Political Analysis and Electioneering Expenditures | Shareholder | Against | Against |
| KEURIG DR PEPPER INC. Meeting Date: JUN 18, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KDP Security ID: 49271V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Robert J. Gamgort | Management | For | For |
| 1B | Elect Director Olivier Goudet | Management | For | For |
| 1C | Elect Director Peter Harf | Management | For | For |
| 1D | Elect Director Juliette Hickman | Management | For | For |
| 1E | Elect Director Genevieve Hovde | Management | For | For |
| 1F | Elect Director Paul S. Michaels | Management | For | For |
| 1G | Elect Director Pamela H. Patsley | Management | For | For |
| 1H | Elect Director Gerhard Pleuhs | Management | For | For |
| 1I | Elect Director Lubomira Rochet | Management | For | For |
| 1J | Elect Director Debra Sandler | Management | For | For |
| 1K | Elect Director Robert Singer | Management | For | For |
| 1L | Elect Director Justine Tan | Management | For | For |
| 1M | Elect Director Nelson Urdaneta | Management | For | For |
| 1N | Elect Director Larry D. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| KEYCORP Meeting Date: MAY 13, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KEY Security ID: 493267108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce D. Broussard | Management | For | For |
| 1.2 | Elect Director Alexander M. Cutler | Management | For | For |
| 1.3 | Elect Director H. James Dallas | Management | For | For |
| 1.4 | Elect Director Elizabeth R. Gile | Management | For | For |
| 1.5 | Elect Director Ruth Ann M. Gillis | Management | For | For |
| 1.6 | Elect Director Christopher M. Gorman | Management | For | For |
| 1.7 | Elect Director Robin N. Hayes | Management | For | For |
| 1.8 | Elect Director Carlton L. Highsmith | Management | For | For |
| 1.9 | Elect Director Richard J. Hipple | Management | For | For |
| 1.10 | Elect Director Devina A. Rankin | Management | For | For |
| 1.11 | Elect Director Barbara R. Snyder | Management | For | For |
| 1.12 | Elect Director Todd J. Vasos | Management | For | For |
| 1.13 | Elect Director David K. Wilson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| KIMCO REALTY CORPORATION Meeting Date: APR 27, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KIM Security ID: 49446R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Milton Cooper | Management | For | For |
| 1b | Elect Director Philip E. Coviello | Management | For | For |
| 1c | Elect Director Conor C. Flynn | Management | For | For |
| 1d | Elect Director Frank Lourenso | Management | For | For |
| 1e | Elect Director Henry Moniz | Management | For | For |
| 1f | Elect Director Mary Hogan Preusse | Management | For | For |
| 1g | Elect Director Valerie Richardson | Management | For | For |
| 1h | Elect Director Richard B. Saltzman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| KLA CORPORATION Meeting Date: NOV 04, 2020 Record Date: SEP 16, 2020 Meeting Type: ANNUAL | ||||
| Ticker: KLAC Security ID: 482480100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward Barnholt | Management | For | For |
| 1.2 | Elect Director Robert Calderoni | Management | For | For |
| 1.3 | Elect Director Jeneanne Hanley | Management | For | For |
| 1.4 | Elect Director Emiko Higashi | Management | For | For |
| 1.5 | Elect Director Kevin Kennedy | Management | For | For |
| 1.6 | Elect Director Gary Moore | Management | For | For |
| 1.7 | Elect Director Marie Myers | Management | For | For |
| 1.8 | Elect Director Kiran Patel | Management | For | For |
| 1.9 | Elect Director Victor Peng | Management | For | For |
| 1.10 | Elect Director Robert Rango | Management | For | For |
| 1.11 | Elect Director Richard Wallace | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | For |
| L3HARRIS TECHNOLOGIES, INC. Meeting Date: APR 23, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LHX Security ID: 502431109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sallie B. Bailey | Management | For | For |
| 1b | Elect Director William M. Brown | Management | For | For |
| 1c | Elect Director Peter W. Chiarelli | Management | For | For |
| 1d | Elect Director Thomas A. Corcoran | Management | For | For |
| 1e | Elect Director Thomas A. Dattilo | Management | For | For |
| 1f | Elect Director Roger B. Fradin | Management | For | Against |
| 1g | Elect Director Lewis Hay, III | Management | For | For |
| 1h | Elect Director Lewis Kramer | Management | For | For |
| 1i | Elect Director Christopher E. Kubasik | Management | For | For |
| 1j | Elect Director Rita S. Lane | Management | For | For |
| 1k | Elect Director Robert B. Millard | Management | For | For |
| 1l | Elect Director Lloyd W. Newton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| LINDE PLC Meeting Date: JUL 27, 2020 Record Date: JUL 25, 2020 Meeting Type: ANNUAL | ||||
| Ticker: LIN Security ID: G5494J103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wolfgang H. Reitzle | Management | For | For |
| 1b | Elect Director Stephen F. Angel | Management | For | For |
| 1c | Elect Director Ann-Kristin Achleitner | Management | For | For |
| 1d | Elect Director Clemens A. H. Borsig | Management | For | For |
| 1e | Elect Director Nance K. Dicciani | Management | For | For |
| 1f | Elect Director Thomas Enders | Management | For | For |
| 1g | Elect Director Franz Fehrenbach | Management | For | For |
| 1h | Elect Director Edward G. Galante | Management | For | For |
| 1i | Elect Director Larry D. McVay | Management | For | For |
| 1j | Elect Director Victoria E. Ossadnik | Management | For | For |
| 1k | Elect Director Martin H. Richenhagen | Management | For | For |
| 1l | Elect Director Robert L. Wood | Management | For | For |
| 2a | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LOCKHEED MARTIN CORPORATION Meeting Date: APR 22, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LMT Security ID: 539830109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director David B. Burritt | Management | For | For |
| 1.3 | Elect Director Bruce A. Carlson | Management | For | For |
| 1.4 | Elect Director Joseph F. Dunford, Jr. | Management | For | For |
| 1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.6 | Elect Director Thomas J. Falk | Management | For | For |
| 1.7 | Elect Director Ilene S. Gordon | Management | For | For |
| 1.8 | Elect Director Vicki A. Hollub | Management | For | For |
| 1.9 | Elect Director Jeh C. Johnson | Management | For | For |
| 1.10 | Elect Director Debra L. Reed-Klages | Management | For | For |
| 1.11 | Elect Director James D. Taiclet | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Report on Human Rights Due Diligence | Shareholder | Against | Against |
| LOCKHEED MARTIN CORPORATION Meeting Date: APR 22, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LMT Security ID: 539830109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director David B. Burritt | Management | For | For |
| 1.3 | Elect Director Bruce A. Carlson | Management | For | For |
| 1.4 | Elect Director Joseph F. Dunford, Jr. | Management | For | For |
| 1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.6 | Elect Director Thomas J. Falk | Management | For | For |
| 1.7 | Elect Director Ilene S. Gordon | Management | For | For |
| 1.8 | Elect Director Vicki A. Hollub | Management | For | For |
| 1.9 | Elect Director Jeh C. Johnson | Management | For | For |
| 1.10 | Elect Director Debra L. Reed-Klages | Management | For | For |
| 1.11 | Elect Director James D. Taiclet | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Report on Human Rights Due Diligence | Shareholder | Against | Against |
| LOWE'S COMPANIES, INC. Meeting Date: MAY 28, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LOW Security ID: 548661107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David H. Batchelder | Management | For | For |
| 1.3 | Elect Director Angela F. Braly | Management | For | For |
| 1.4 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
| 1.6 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.7 | Elect Director Marvin R. Ellison | Management | For | For |
| 1.8 | Elect Director Daniel J. Heinrich | Management | For | For |
| 1.9 | Elect Director Brian C. Rogers | Management | For | For |
| 1.10 | Elect Director Bertram L. Scott | Management | For | For |
| 1.11 | Elect Director Mary Beth West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| LYONDELLBASELL INDUSTRIES N.V. Meeting Date: MAY 28, 2021 Record Date: APR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LYB Security ID: N53745100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jacques Aigrain | Management | For | For |
| 1b | Elect Director Lincoln Benet | Management | For | For |
| 1c | Elect Director Jagjeet (Jeet) Bindra | Management | For | For |
| 1d | Elect Director Robin Buchanan | Management | For | For |
| 1e | Elect Director Anthony (Tony) Chase | Management | For | For |
| 1f | Elect Director Stephen Cooper | Management | For | For |
| 1g | Elect Director Nance Dicciani | Management | For | Against |
| 1h | Elect Director Robert (Bob) Dudley | Management | For | For |
| 1i | Elect Director Claire Farley | Management | For | For |
| 1j | Elect Director Michael Hanley | Management | For | For |
| 1k | Elect Director Albert Manifold | Management | For | For |
| 1l | Elect Director Bhavesh (Bob) Patel | Management | For | For |
| 2 | Approve Discharge of Directors | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Approve Cancellation of Shares | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| MANPOWERGROUP INC. Meeting Date: MAY 07, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MAN Security ID: 56418H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Gina R. Boswell | Management | For | For |
| 1B | Elect Director Jean-Philippe Courtois | Management | For | For |
| 1C | Elect Director William Downe | Management | For | For |
| 1D | Elect Director John F. Ferraro | Management | For | For |
| 1E | Elect Director William P. Gipson | Management | For | For |
| 1F | Elect Director Patricia Hemingway Hall | Management | For | For |
| 1G | Elect Director Julie M. Howard | Management | For | For |
| 1H | Elect Director Ulice Payne, Jr. | Management | For | For |
| 1I | Elect Director Jonas Prising | Management | For | For |
| 1J | Elect Director Paul Read | Management | For | For |
| 1K | Elect Director Elizabeth P. Sartain | Management | For | For |
| 1L | Elect Director Michael J. Van Handel | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MARSH & MCLENNAN COMPANIES, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MMC Security ID: 571748102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anthony K. Anderson | Management | For | For |
| 1b | Elect Director Oscar Fanjul | Management | For | For |
| 1c | Elect Director Daniel S. Glaser | Management | For | For |
| 1d | Elect Director H. Edward Hanway | Management | For | For |
| 1e | Elect Director Deborah C. Hopkins | Management | For | For |
| 1f | Elect Director Tamara Ingram | Management | For | For |
| 1g | Elect Director Jane H. Lute | Management | For | For |
| 1h | Elect Director Steven A. Mills | Management | For | For |
| 1i | Elect Director Bruce P. Nolop | Management | For | For |
| 1j | Elect Director Marc D. Oken | Management | For | For |
| 1k | Elect Director Morton O. Schapiro | Management | For | For |
| 1l | Elect Director Lloyd M. Yates | Management | For | For |
| 1m | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| MASTERCARD INCORPORATED Meeting Date: JUN 22, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MA Security ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ajay Banga | Management | For | For |
| 1b | Elect Director Merit E. Janow | Management | For | For |
| 1c | Elect Director Richard K. Davis | Management | For | For |
| 1d | Elect Director Steven J. Freiberg | Management | For | For |
| 1e | Elect Director Julius Genachowski | Management | For | For |
| 1f | Elect Director Choon Phong Goh | Management | For | For |
| 1g | Elect Director Oki Matsumoto | Management | For | For |
| 1h | Elect Director Michael Miebach | Management | For | For |
| 1i | Elect Director Youngme Moon | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1m | Elect Director Jackson Tai | Management | For | For |
| 1n | Elect Director Lance Uggla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| MASTERCARD INCORPORATED Meeting Date: JUN 22, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MA Security ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ajay Banga | Management | For | For |
| 1b | Elect Director Merit E. Janow | Management | For | For |
| 1c | Elect Director Richard K. Davis | Management | For | For |
| 1d | Elect Director Steven J. Freiberg | Management | For | For |
| 1e | Elect Director Julius Genachowski | Management | For | For |
| 1f | Elect Director Choon Phong Goh | Management | For | For |
| 1g | Elect Director Oki Matsumoto | Management | For | For |
| 1h | Elect Director Michael Miebach | Management | For | For |
| 1i | Elect Director Youngme Moon | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1m | Elect Director Jackson Tai | Management | For | For |
| 1n | Elect Director Lance Uggla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| MAXIM INTEGRATED PRODUCTS, INC. Meeting Date: OCT 08, 2020 Record Date: AUG 31, 2020 Meeting Type: SPECIAL | ||||
| Ticker: MXIM Security ID: 57772K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| MAXIM INTEGRATED PRODUCTS, INC. Meeting Date: NOV 05, 2020 Record Date: SEP 11, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MXIM Security ID: 57772K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William (Bill) P. Sullivan | Management | For | For |
| 1b | Elect Director Tunc Doluca | Management | For | For |
| 1c | Elect Director Tracy C. Accardi | Management | For | For |
| 1d | Elect Director James R. Bergman | Management | For | For |
| 1e | Elect Director Joseph R. Bronson | Management | For | For |
| 1f | Elect Director Robert E. Grady | Management | For | For |
| 1g | Elect Director Mercedes Johnson | Management | For | For |
| 1h | Elect Director William D. Watkins | Management | For | For |
| 1i | Elect Director MaryAnn Wright | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MCDONALD'S CORPORATION Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MCD Security ID: 580135101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd Dean | Management | For | Against |
| 1b | Elect Director Robert Eckert | Management | For | Against |
| 1c | Elect Director Catherine Engelbert | Management | For | For |
| 1d | Elect Director Margaret Georgiadis | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | Against |
| 1f | Elect Director Christopher Kempczinski | Management | For | For |
| 1g | Elect Director Richard Lenny | Management | For | For |
| 1h | Elect Director John Mulligan | Management | For | For |
| 1i | Elect Director Sheila Penrose | Management | For | For |
| 1j | Elect Director John Rogers, Jr. | Management | For | For |
| 1k | Elect Director Paul Walsh | Management | For | For |
| 1l | Elect Director Miles White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Sugar and Public Health | Shareholder | Against | Against |
| 5 | Report on Antibiotics and Public Health Costs | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| MEDTRONIC PLC Meeting Date: DEC 11, 2020 Record Date: OCT 15, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MDT Security ID: G5960L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Craig Arnold | Management | For | For |
| 1c | Elect Director Scott C. Donnelly | Management | For | For |
| 1d | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1e | Elect Director Randall J. Hogan, III | Management | For | For |
| 1f | Elect Director Michael O. Leavitt | Management | For | For |
| 1g | Elect Director James T. Lenehan | Management | For | For |
| 1h | Elect Director Kevin E. Lofton | Management | For | For |
| 1i | Elect Director Geoffrey S. Martha | Management | For | For |
| 1j | Elect Director Elizabeth G. Nabel | Management | For | For |
| 1k | Elect Director Denise M. O'Leary | Management | For | For |
| 1l | Elect Director Kendall J. Powell | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For |
| 6 | Authorize Overseas Market Purchases of Ordinary Shares | Management | For | For |
| MERCK & CO., INC. Meeting Date: MAY 25, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MRK Security ID: 58933Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Mary Ellen Coe | Management | For | For |
| 1c | Elect Director Pamela J. Craig | Management | For | For |
| 1d | Elect Director Kenneth C. Frazier | Management | For | For |
| 1e | Elect Director Thomas H. Glocer | Management | For | For |
| 1f | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
| 1g | Elect Director Stephen L. Mayo | Management | For | For |
| 1h | Elect Director Paul B. Rothman | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | Against |
| 1j | Elect Director Christine E. Seidman | Management | For | For |
| 1k | Elect Director Inge G. Thulin | Management | For | For |
| 1l | Elect Director Kathy J. Warden | Management | For | For |
| 1m | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Report on Access to COVID-19 Products | Shareholder | Against | For |
| MERCK & CO., INC. Meeting Date: MAY 25, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MRK Security ID: 58933Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Mary Ellen Coe | Management | For | For |
| 1c | Elect Director Pamela J. Craig | Management | For | For |
| 1d | Elect Director Kenneth C. Frazier | Management | For | For |
| 1e | Elect Director Thomas H. Glocer | Management | For | For |
| 1f | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
| 1g | Elect Director Stephen L. Mayo | Management | For | For |
| 1h | Elect Director Paul B. Rothman | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | Against |
| 1j | Elect Director Christine E. Seidman | Management | For | For |
| 1k | Elect Director Inge G. Thulin | Management | For | For |
| 1l | Elect Director Kathy J. Warden | Management | For | For |
| 1m | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Report on Access to COVID-19 Products | Shareholder | Against | Against |
| MICROSOFT CORPORATION Meeting Date: DEC 02, 2020 Record Date: OCT 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MSFT Security ID: 594918104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.2 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.3 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.4 | Elect Director Satya Nadella | Management | For | For |
| 1.5 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.6 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.7 | Elect Director Charles W. Scharf | Management | For | For |
| 1.8 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.9 | Elect Director John W. Stanton | Management | For | For |
| 1.10 | Elect Director John W. Thompson | Management | For | For |
| 1.11 | Elect Director Emma N. Walmsley | Management | For | For |
| 1.12 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| MONDELEZ INTERNATIONAL, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MDLZ Security ID: 609207105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lewis W.K. Booth | Management | For | For |
| 1b | Elect Director Charles E. Bunch | Management | For | For |
| 1c | Elect Director Lois D. Juliber | Management | For | For |
| 1d | Elect Director Peter W. May | Management | For | For |
| 1e | Elect Director Jorge S. Mesquita | Management | For | For |
| 1f | Elect Director Jane Hamilton Nielsen | Management | For | For |
| 1g | Elect Director Fredric G. Reynolds | Management | For | For |
| 1h | Elect Director Christiana S. Shi | Management | For | For |
| 1i | Elect Director Patrick T. Siewert | Management | For | For |
| 1j | Elect Director Michael A. Todman | Management | For | For |
| 1k | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
| 1l | Elect Director Dirk Van de Put | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Consider Pay Disparity Between Executives and Other Employees | Shareholder | Against | Against |
| MONDELEZ INTERNATIONAL, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MDLZ Security ID: 609207105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lewis W.K. Booth | Management | For | For |
| 1b | Elect Director Charles E. Bunch | Management | For | For |
| 1c | Elect Director Lois D. Juliber | Management | For | For |
| 1d | Elect Director Peter W. May | Management | For | For |
| 1e | Elect Director Jorge S. Mesquita | Management | For | For |
| 1f | Elect Director Jane Hamilton Nielsen | Management | For | For |
| 1g | Elect Director Fredric G. Reynolds | Management | For | For |
| 1h | Elect Director Christiana S. Shi | Management | For | For |
| 1i | Elect Director Patrick T. Siewert | Management | For | For |
| 1j | Elect Director Michael A. Todman | Management | For | For |
| 1k | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | Against |
| 1l | Elect Director Dirk Van de Put | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Consider Pay Disparity Between Executives and Other Employees | Shareholder | Against | Against |
| MOODY'S CORPORATION Meeting Date: APR 20, 2021 Record Date: FEB 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MCO Security ID: 615369105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jorge A. Bermudez | Management | For | For |
| 1b | Elect Director Therese Esperdy | Management | For | Against |
| 1c | Elect Director Robert Fauber | Management | For | For |
| 1d | Elect Director Vincent A. Forlenza | Management | For | For |
| 1e | Elect Director Kathryn M. Hill | Management | For | For |
| 1f | Elect Director Lloyd W. Howell, Jr. | Management | For | For |
| 1g | Elect Director Raymond W. McDaniel, Jr. | Management | For | For |
| 1h | Elect Director Leslie F. Seidman | Management | For | For |
| 1i | Elect Director Bruce Van Saun | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve 2020 Decarbonization Plan | Management | For | For |
| NASDAQ, INC. Meeting Date: JUN 15, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NDAQ Security ID: 631103108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Melissa M. Arnoldi | Management | For | For |
| 1b | Elect Director Charlene T. Begley | Management | For | For |
| 1c | Elect Director Steven D. Black | Management | For | For |
| 1d | Elect Director Adena T. Friedman | Management | For | For |
| 1e | Elect Director Essa Kazim | Management | For | For |
| 1f | Elect Director Thomas A. Kloet | Management | For | For |
| 1g | Elect Director John D. Rainey | Management | For | For |
| 1h | Elect Director Michael R. Splinter | Management | For | For |
| 1i | Elect Director Jacob Wallenberg | Management | For | For |
| 1j | Elect Director Alfred W. Zollar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| NATIONAL BANK OF CANADA Meeting Date: APR 23, 2021 Record Date: FEB 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NA Security ID: 633067103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Maryse Bertrand | Management | For | For |
| 1.2 | Elect Director Pierre Blouin | Management | For | For |
| 1.3 | Elect Director Pierre Boivin | Management | For | For |
| 1.4 | Elect Director Manon Brouillette | Management | For | For |
| 1.5 | Elect Director Yvon Charest | Management | For | For |
| 1.6 | Elect Director Patricia Curadeau-Grou | Management | For | For |
| 1.7 | Elect Director Laurent Ferreira | Management | For | For |
| 1.8 | Elect Director Jean Houde | Management | For | For |
| 1.9 | Elect Director Karen Kinsley | Management | For | For |
| 1.10 | Elect Director Rebecca McKillican | Management | For | For |
| 1.11 | Elect Director Robert Pare | Management | For | For |
| 1.12 | Elect Director Lino A. Saputo | Management | For | For |
| 1.13 | Elect Director Andree Savoie | Management | For | For |
| 1.14 | Elect Director Macky Tall | Management | For | For |
| 1.15 | Elect Director Pierre Thabet | Management | For | For |
| 1.16 | Elect Director Louis Vachon | Management | For | For |
| 2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 3 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| NATIONAL GRID PLC Meeting Date: JUL 27, 2020 Record Date: JUN 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: NG Security ID: 636274409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Sir Peter Gershon as Director | Management | For | For |
| 4 | Re-elect John Pettigrew as Director | Management | For | For |
| 5 | Re-elect Andy Agg as Director | Management | For | For |
| 6 | Re-elect Nicola Shaw as Director | Management | For | For |
| 7 | Re-elect Mark Williamson as Director | Management | For | For |
| 8 | Re-elect Jonathan Dawson as Director | Management | For | For |
| 9 | Re-elect Therese Esperdy as Director | Management | For | For |
| 10 | Re-elect Paul Golby as Director | Management | For | For |
| 11 | Elect Liz Hewitt as Director | Management | For | For |
| 12 | Re-elect Amanda Mesler as Director | Management | For | For |
| 13 | Re-elect Earl Shipp as Director | Management | For | For |
| 14 | Re-elect Jonathan Silver as Director | Management | For | For |
| 15 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Approve Remuneration Report | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity | Management | For | For |
| 20 | Reapprove Share Incentive Plan | Management | For | For |
| 21 | Reapprove Sharesave Plan | Management | For | For |
| 22 | Approve Increase in Borrowing Limit | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 26 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| NESTLE SA Meeting Date: APR 15, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NESN Security ID: 641069406 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.75 per Share | Management | For | For |
| 4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Management | For | For |
| 4.1.b | Reelect Ulf Schneider as Director | Management | For | For |
| 4.1.c | Reelect Henri de Castries as Director | Management | For | For |
| 4.1.d | Reelect Renato Fassbind as Director | Management | For | For |
| 4.1.e | Reelect Pablo Isla as Director | Management | For | For |
| 4.1.f | Reelect Ann Veneman as Director | Management | For | For |
| 4.1.g | Reelect Eva Cheng as Director | Management | For | For |
| 4.1.h | Reelect Patrick Aebischer as Director | Management | For | For |
| 4.1.i | Reelect Kasper Rorsted as Director | Management | For | Against |
| 4.1.j | Reelect Kimberly Ross as Director | Management | For | For |
| 4.1.k | Reelect Dick Boer as Director | Management | For | For |
| 4.1.l | Reelect Dinesh Paliwal as Director | Management | For | For |
| 4.1.m | Reelect Hanne Jimenez de Mora as Director | Management | For | For |
| 4.2 | Elect Lindiwe Sibanda as Director | Management | For | For |
| 4.3.1 | Appoint Pablo Isla as Member of the Compensation Committee | Management | For | For |
| 4.3.2 | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | For | For |
| 4.3.3 | Appoint Dick Boer as Member of the Compensation Committee | Management | For | For |
| 4.3.4 | Appoint Kasper Rorsted as Member of the Compensation Committee | Management | For | For |
| 4.4 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 4.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Management | For | For |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 57.5 Million | Management | For | For |
| 6 | Approve CHF 6.6 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | Management | For | For |
| 7 | Approve Climate Action Plan | Management | For | For |
| 8 | Transact Other Business (Voting) | Management | Against | Against |
| NETAPP, INC. Meeting Date: SEP 10, 2020 Record Date: JUL 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: NTAP Security ID: 64110D104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director T. Michael Nevens | Management | For | For |
| 1b | Elect Director Deepak Ahuja | Management | For | For |
| 1c | Elect Director Gerald Held | Management | For | For |
| 1d | Elect Director Kathryn M. Hill | Management | For | For |
| 1e | Elect Director Deborah L. Kerr | Management | For | For |
| 1f | Elect Director George Kurian | Management | For | For |
| 1g | Elect Director Scott F. Schenkel | Management | For | For |
| 1h | Elect Director George T. Shaheen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| NEXTERA ENERGY, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NEE Security ID: 65339F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director James L. Camaren | Management | For | For |
| 1c | Elect Director Kenneth B. Dunn | Management | For | For |
| 1d | Elect Director Naren K. Gursahaney | Management | For | For |
| 1e | Elect Director Kirk S. Hachigian | Management | For | For |
| 1f | Elect Director Amy B. Lane | Management | For | For |
| 1g | Elect Director David L. Porges | Management | For | For |
| 1h | Elect Director James L. Robo | Management | For | For |
| 1i | Elect Director Rudy E. Schupp | Management | For | For |
| 1j | Elect Director John L. Skolds | Management | For | For |
| 1k | Elect Director Lynn M. Utter | Management | For | For |
| 1l | Elect Director Darryl L. Wilson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| NIKE, INC. Meeting Date: SEP 17, 2020 Record Date: JUL 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: NKE Security ID: 654106103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1b | Elect Director Peter B. Henry | Management | For | For |
| 1c | Elect Director Michelle A. Peluso | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
| NORFOLK SOUTHERN CORPORATION Meeting Date: MAY 13, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NSC Security ID: 655844108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas D. Bell, Jr. | Management | For | For |
| 1b | Elect Director Mitchell E. Daniels, Jr. | Management | For | For |
| 1c | Elect Director Marcela E. Donadio | Management | For | For |
| 1d | Elect Director John C. Huffard, Jr. | Management | For | For |
| 1e | Elect Director Christopher T. Jones | Management | For | For |
| 1f | Elect Director Thomas C. Kelleher | Management | For | For |
| 1g | Elect Director Steven F. Leer | Management | For | For |
| 1h | Elect Director Michael D. Lockhart | Management | For | For |
| 1i | Elect Director Amy E. Miles | Management | For | For |
| 1j | Elect Director Claude Mongeau | Management | For | For |
| 1k | Elect Director Jennifer F. Scanlon | Management | For | For |
| 1l | Elect Director James A. Squires | Management | For | For |
| 1m | Elect Director John R. Thompson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| 5 | Report on Corporate Climate Lobbying Aligned with Paris Agreement | Shareholder | Against | For |
| NORTHROP GRUMMAN CORPORATION Meeting Date: MAY 19, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NOC Security ID: 666807102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kathy J. Warden | Management | For | For |
| 1.2 | Elect Director David P. Abney | Management | For | For |
| 1.3 | Elect Director Marianne C. Brown | Management | For | For |
| 1.4 | Elect Director Donald E. Felsinger | Management | For | For |
| 1.5 | Elect Director Ann M. Fudge | Management | For | For |
| 1.6 | Elect Director William H. Hernandez | Management | For | For |
| 1.7 | Elect Director Madeleine A. Kleiner | Management | For | For |
| 1.8 | Elect Director Karl J. Krapek | Management | For | For |
| 1.9 | Elect Director Gary Roughead | Management | For | For |
| 1.10 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.11 | Elect Director James S. Turley | Management | For | For |
| 1.12 | Elect Director Mark A. Welsh, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Human Rights Impact Assessment | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | For |
| NOVARTIS AG Meeting Date: MAR 02, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: NOVN Security ID: H5820Q150 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 3.00 per Share | Management | For | For |
| 4 | Approve CHF 16.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 5 | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | Management | For | For |
| 6.1 | Approve Remuneration of Directors in the Amount of CHF 8.6 Million | Management | For | For |
| 6.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 91 Million | Management | For | For |
| 6.3 | Approve Remuneration Report | Management | For | For |
| 7.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | For | For |
| 7.2 | Reelect Nancy Andrews as Director | Management | For | For |
| 7.3 | Reelect Ton Buechner as Director | Management | For | For |
| 7.4 | Reelect Patrice Bula as Director | Management | For | For |
| 7.5 | Reelect Elizabeth Doherty as Director | Management | For | For |
| 7.6 | Reelect Ann Fudge as Director | Management | For | For |
| 7.7 | Reelect Bridgette Heller as Director | Management | For | For |
| 7.8 | Reelect Frans van Houten as Director | Management | For | For |
| 7.9 | Reelect Simon Moroney as Director | Management | For | For |
| 7.10 | Reelect Andreas von Planta as Director | Management | For | For |
| 7.11 | Reelect Charles Sawyers as Director | Management | For | For |
| 7.12 | Elect Enrico Vanni as Director | Management | For | For |
| 7.13 | Reelect William Winters as Director | Management | For | For |
| 8.1 | Reappoint Patrice Bula as Member of the Compensation Committee | Management | For | For |
| 8.2 | Reappoint Bridgette Heller as Member of the Compensation Committee | Management | For | For |
| 8.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Management | For | For |
| 8.4 | Reappoint William Winters as Member of the Compensation Committee | Management | For | For |
| 8.5 | Appoint Simon Moroney as Member of the Compensation Committee | Management | For | For |
| 9 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 10 | Designate Peter Zahn as Independent Proxy | Management | For | For |
| 11 | Amend Articles Re: Board of Directors Tenure | Management | For | For |
| 12 | Transact Other Business (Voting) | Management | For | Against |
| NOVARTIS AG Meeting Date: MAR 02, 2021 Record Date: JAN 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NOVN Security ID: 66987V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 3.00 per Share | Management | For | For |
| 4 | Approve CHF 16.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 5 | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | Management | For | For |
| 6.1 | Approve Remuneration of Directors in the Amount of CHF 8.6 Million | Management | For | For |
| 6.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 91 Million | Management | For | For |
| 6.3 | Approve Remuneration Report | Management | For | For |
| 7.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | For | For |
| 7.2 | Reelect Nancy Andrews as Director | Management | For | For |
| 7.3 | Reelect Ton Buechner as Director | Management | For | For |
| 7.4 | Reelect Patrice Bula as Director | Management | For | For |
| 7.5 | Reelect Elizabeth Doherty as Director | Management | For | For |
| 7.6 | Reelect Ann Fudge as Director | Management | For | For |
| 7.7 | Reelect Bridgette Heller as Director | Management | For | For |
| 7.8 | Reelect Frans van Houten as Director | Management | For | For |
| 7.9 | Reelect Simon Moroney as Director | Management | For | For |
| 7.10 | Reelect Andreas von Planta as Director | Management | For | For |
| 7.11 | Reelect Charles Sawyers as Director | Management | For | For |
| 7.12 | Elect Enrico Vanni as Director | Management | For | For |
| 7.13 | Reelect William Winters as Director | Management | For | For |
| 8.1 | Reappoint Patrice Bula as Member of the Compensation Committee | Management | For | For |
| 8.2 | Reappoint Bridgette Heller as Member of the Compensation Committee | Management | For | For |
| 8.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Management | For | For |
| 8.4 | Reappoint William Winters as Member of the Compensation Committee | Management | For | For |
| 8.5 | Appoint Simon Moroney as Member of the Compensation Committee | Management | For | For |
| 9 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 10 | Designate Peter Zahn as Independent Proxy | Management | For | For |
| 11 | Amend Articles Re: Board of Directors Tenure | Management | For | For |
| 12 | Transact Other Business (Voting) | Management | For | Against |
| NUTRIEN LTD. Meeting Date: MAY 17, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NTR Security ID: 67077M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher M. Burley | Management | For | For |
| 1.2 | Elect Director Maura J. Clark | Management | For | For |
| 1.3 | Elect Director Russell K. Girling | Management | For | For |
| 1.4 | Elect Director Miranda C. Hubbs | Management | For | For |
| 1.5 | Elect Director Raj S. Kushwaha | Management | For | For |
| 1.6 | Elect Director Alice D. Laberge | Management | For | For |
| 1.7 | Elect Director Consuelo E. Madere | Management | For | For |
| 1.8 | Elect Director Charles V. Magro - Withdrawn Resolution | Management | None | None |
| 1.9 | Elect Director Keith G. Martell | Management | For | For |
| 1.10 | Elect Director Aaron W. Regent | Management | For | For |
| 1.11 | Elect Director Mayo M. Schmidt | Management | For | For |
| 1.12 | Elect Director Nelson Luiz Costa Silva | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| OMNICOM GROUP INC. Meeting Date: MAY 04, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OMC Security ID: 681919106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John D. Wren | Management | For | For |
| 1.2 | Elect Director Mary C. Choksi | Management | For | For |
| 1.3 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
| 1.4 | Elect Director Susan S. Denison | Management | For | For |
| 1.5 | Elect Director Ronnie S. Hawkins | Management | For | For |
| 1.6 | Elect Director Deborah J. Kissire | Management | For | For |
| 1.7 | Elect Director Gracia C. Martore | Management | For | For |
| 1.8 | Elect Director Linda Johnson Rice | Management | For | For |
| 1.9 | Elect Director Valerie M. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Political Contributions and Expenditures | Shareholder | Against | For |
| OTIS WORLDWIDE CORPORATION Meeting Date: APR 27, 2021 Record Date: MAR 03, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OTIS Security ID: 68902V107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey H. Black | Management | For | For |
| 1b | Elect Director Kathy Hopinkah Hannan | Management | For | For |
| 1c | Elect Director Shailesh G. Jejurikar | Management | For | For |
| 1d | Elect Director Christopher J. Kearney | Management | For | For |
| 1e | Elect Director Judith F. Marks | Management | For | For |
| 1f | Elect Director Harold W. McGraw, III | Management | For | For |
| 1g | Elect Director Margaret M. V. Preston | Management | For | For |
| 1h | Elect Director Shelley Stewart, Jr. | Management | For | For |
| 1i | Elect Director John H. Walker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PAYCHEX, INC. Meeting Date: OCT 15, 2020 Record Date: AUG 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PAYX Security ID: 704326107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director B. Thomas Golisano | Management | For | For |
| 1b | Elect Director Thomas F. Bonadio | Management | For | For |
| 1c | Elect Director Joseph G. Doody | Management | For | For |
| 1d | Elect Director David J.S. Flaschen | Management | For | For |
| 1e | Elect Director Pamela A. Joseph | Management | For | For |
| 1f | Elect Director Martin Mucci | Management | For | For |
| 1g | Elect Director Joseph M. Tucci | Management | For | For |
| 1h | Elect Director Joseph M. Velli | Management | For | For |
| 1i | Elect Director Kara Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PEPSICO, INC. Meeting Date: MAY 05, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PEP Security ID: 713448108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Segun Agbaje | Management | For | For |
| 1b | Elect Director Shona L. Brown | Management | For | For |
| 1c | Elect Director Cesar Conde | Management | For | For |
| 1d | Elect Director Ian Cook | Management | For | For |
| 1e | Elect Director Dina Dublon | Management | For | For |
| 1f | Elect Director Michelle Gass | Management | For | For |
| 1g | Elect Director Ramon L. Laguarta | Management | For | For |
| 1h | Elect Director Dave Lewis | Management | For | For |
| 1i | Elect Director David C. Page | Management | For | For |
| 1j | Elect Director Robert C. Pohlad | Management | For | For |
| 1k | Elect Director Daniel Vasella | Management | For | For |
| 1l | Elect Director Darren Walker | Management | For | For |
| 1m | Elect Director Alberto Weisser | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 5 | Report on Sugar and Public Health | Shareholder | Against | Against |
| 6 | Report on External Public Health Costs | Shareholder | Against | Against |
| PFIZER INC. Meeting Date: APR 22, 2021 Record Date: FEB 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PFE Security ID: 717081103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald E. Blaylock | Management | For | For |
| 1.2 | Elect Director Albert Bourla | Management | For | For |
| 1.3 | Elect Director Susan Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Joseph J. Echevarria | Management | For | Against |
| 1.5 | Elect Director Scott Gottlieb | Management | For | For |
| 1.6 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.7 | Elect Director Susan Hockfield | Management | For | For |
| 1.8 | Elect Director Dan R. Littman | Management | For | For |
| 1.9 | Elect Director Shantanu Narayen | Management | For | For |
| 1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.11 | Elect Director James Quincey | Management | For | For |
| 1.12 | Elect Director James C. Smith | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | For |
| 5 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
| 6 | Report on Access to COVID-19 Products | Shareholder | Against | Against |
| PFIZER INC. Meeting Date: APR 22, 2021 Record Date: FEB 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PFE Security ID: 717081103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald E. Blaylock | Management | For | For |
| 1.2 | Elect Director Albert Bourla | Management | For | For |
| 1.3 | Elect Director Susan Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Joseph J. Echevarria | Management | For | Against |
| 1.5 | Elect Director Scott Gottlieb | Management | For | For |
| 1.6 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.7 | Elect Director Susan Hockfield | Management | For | For |
| 1.8 | Elect Director Dan R. Littman | Management | For | For |
| 1.9 | Elect Director Shantanu Narayen | Management | For | For |
| 1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.11 | Elect Director James Quincey | Management | For | For |
| 1.12 | Elect Director James C. Smith | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | For |
| 5 | Report on Political Contributions and Expenditures | Shareholder | Against | For |
| 6 | Report on Access to COVID-19 Products | Shareholder | Against | Against |
| PPG INDUSTRIES, INC. Meeting Date: APR 15, 2021 Record Date: FEB 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PPG Security ID: 693506107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven A. Davis | Management | For | For |
| 1.2 | Elect Director Michael W. Lamach | Management | For | For |
| 1.3 | Elect Director Michael T. Nally | Management | For | For |
| 1.4 | Elect Director Guillermo Novo | Management | For | For |
| 1.5 | Elect Director Martin H. Richenhagen | Management | For | For |
| 1.6 | Elect Director Catherine R. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 6 | Require Independent Board Chair | Shareholder | Against | For |
| PRINCIPAL FINANCIAL GROUP, INC. Meeting Date: MAY 18, 2021 Record Date: MAR 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PFG Security ID: 74251V102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roger C. Hochschild | Management | For | For |
| 1.2 | Elect Director Daniel J. Houston | Management | For | For |
| 1.3 | Elect Director Diane C. Nordin | Management | For | For |
| 1.4 | Elect Director Alfredo Rivera | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| PROLOGIS, INC. Meeting Date: APR 29, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PLD Security ID: 74340W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hamid R. Moghadam | Management | For | For |
| 1b | Elect Director Cristina G. Bita | Management | For | For |
| 1c | Elect Director George L. Fotiades | Management | For | Against |
| 1d | Elect Director Lydia H. Kennard | Management | For | For |
| 1e | Elect Director Irving F. Lyons, III | Management | For | For |
| 1f | Elect Director Avid Modjtabai | Management | For | For |
| 1g | Elect Director David P. O'Connor | Management | For | For |
| 1h | Elect Director Olivier Piani | Management | For | For |
| 1i | Elect Director Jeffrey L. Skelton | Management | For | For |
| 1j | Elect Director Carl B. Webb | Management | For | For |
| 1k | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED Meeting Date: APR 20, 2021 Record Date: FEB 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PEG Security ID: 744573106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ralph Izzo | Management | For | For |
| 1.2 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.3 | Elect Director Willie A. Deese | Management | For | For |
| 1.4 | Elect Director David Lilley | Management | For | For |
| 1.5 | Elect Director Barry H. Ostrowsky | Management | For | For |
| 1.6 | Elect Director Scott G. Stephenson | Management | For | For |
| 1.7 | Elect Director Laura A. Sugg | Management | For | For |
| 1.8 | Elect Director John P. Surma | Management | For | Against |
| 1.9 | Elect Director Susan Tomasky | Management | For | For |
| 1.10 | Elect Director Alfred W. Zollar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| QUALCOMM INCORPORATED Meeting Date: MAR 10, 2021 Record Date: JAN 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: QCOM Security ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sylvia Acevedo | Management | For | For |
| 1b | Elect Director Mark Fields | Management | For | For |
| 1c | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1d | Elect Director Gregory N. Johnson | Management | For | For |
| 1e | Elect Director Ann M. Livermore | Management | For | For |
| 1f | Elect Director Harish Manwani | Management | For | For |
| 1g | Elect Director Mark D. McLaughlin | Management | For | For |
| 1h | Elect Director Jamie S. Miller | Management | For | For |
| 1i | Elect Director Steve Mollenkopf | Management | For | For |
| 1j | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1k | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1l | Elect Director Kornelis "Neil" Smit | Management | For | For |
| 1m | Elect Director Jean-Pascal Tricoire | Management | For | For |
| 1n | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| RAYTHEON TECHNOLOGIES CORPORATION Meeting Date: APR 26, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RTX Security ID: 75513E101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tracy A. Atkinson | Management | For | For |
| 1b | Elect Director Gregory J. Hayes | Management | For | For |
| 1c | Elect Director Thomas A. Kennedy | Management | For | For |
| 1d | Elect Director Marshall O. Larsen | Management | For | For |
| 1e | Elect Director George R. Oliver | Management | For | For |
| 1f | Elect Director Robert K. (Kelly) Ortberg | Management | For | For |
| 1g | Elect Director Margaret L. O'Sullivan | Management | For | For |
| 1h | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1i | Elect Director Ellen M. Pawlikowski | Management | For | For |
| 1j | Elect Director Denise L. Ramos | Management | For | For |
| 1k | Elect Director Fredric G. Reynolds | Management | For | For |
| 1l | Elect Director Brian C. Rogers | Management | For | For |
| 1m | Elect Director James A. Winnefeld, Jr. | Management | For | For |
| 1n | Elect Director Robert O. Work | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| RELX PLC Meeting Date: APR 22, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: REL Security ID: 759530108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 6 | Elect Paul Walker as Director | Management | For | For |
| 7 | Elect June Felix as Director | Management | For | For |
| 8 | Re-elect Erik Engstrom as Director | Management | For | For |
| 9 | Re-elect Wolfhart Hauser as Director | Management | For | For |
| 10 | Re-elect Charlotte Hogg as Director | Management | For | For |
| 11 | Re-elect Marike van Lier Lels as Director | Management | For | For |
| 12 | Re-elect Nick Luff as Director | Management | For | For |
| 13 | Re-elect Robert MacLeod as Director | Management | For | For |
| 14 | Re-elect Linda Sanford as Director | Management | For | For |
| 15 | Re-elect Andrew Sukawaty as Director | Management | For | For |
| 16 | Re-elect Suzanne Wood as Director | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | Against |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ROYAL DUTCH SHELL PLC Meeting Date: MAY 18, 2021 Record Date: APR 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RDSA Security ID: 780259206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Jane Lute as Director | Management | For | For |
| 4 | Re-elect Ben van Beurden as Director | Management | For | For |
| 5 | Re-elect Dick Boer as Director | Management | For | For |
| 6 | Re-elect Neil Carson as Director | Management | For | For |
| 7 | Re-elect Ann Godbehere as Director | Management | For | For |
| 8 | Re-elect Euleen Goh as Director | Management | For | For |
| 9 | Re-elect Catherine Hughes as Director | Management | For | For |
| 10 | Re-elect Martina Hund-Mejean as Director | Management | For | For |
| 11 | Re-elect Sir Andrew Mackenzie as Director | Management | For | For |
| 12 | Elect Abraham Schot as Director | Management | For | For |
| 13 | Re-elect Jessica Uhl as Director | Management | For | For |
| 14 | Re-elect Gerrit Zalm as Director | Management | For | For |
| 15 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Approve the Shell Energy Transition Strategy | Management | For | For |
| 21 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Against |
| S&P GLOBAL INC. Meeting Date: MAR 11, 2021 Record Date: JAN 19, 2021 Meeting Type: SPECIAL | ||||
| Ticker: SPGI Security ID: 78409V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| S&P GLOBAL INC. Meeting Date: MAY 05, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SPGI Security ID: 78409V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marco Alvera | Management | For | For |
| 1.2 | Elect Director William J. Amelio | Management | For | For |
| 1.3 | Elect Director William D. Green | Management | For | Against |
| 1.4 | Elect Director Stephanie C. Hill | Management | For | For |
| 1.5 | Elect Director Rebecca J. Jacoby | Management | For | For |
| 1.6 | Elect Director Monique F. Leroux | Management | For | For |
| 1.7 | Elect Director Ian P. Livingston | Management | For | For |
| 1.8 | Elect Director Maria R. Morris | Management | For | For |
| 1.9 | Elect Director Douglas L. Peterson | Management | For | For |
| 1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.11 | Elect Director Kurt L. Schmoke | Management | For | For |
| 1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | Against |
| 4 | Approve Greenhouse Gas (GHG) Emissions Reduction Plan | Management | For | For |
| 5 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| SAMSUNG ELECTRONICS CO., LTD. Meeting Date: MAR 17, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 005930 Security ID: 796050888 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1.1 | Elect Park Byung-gook as Outside Director | Management | For | For |
| 2.1.2 | Elect Kim Jeong as Outside Director | Management | For | For |
| 2.2.1 | Elect Kim Kinam as Inside Director | Management | For | For |
| 2.2.2 | Elect Kim Hyun-suk as Inside Director | Management | For | For |
| 2.2.3 | Elect Koh Dong-jin as Inside Director | Management | For | For |
| 3 | Elect Kim Sun-uk as Outside Director to Serve as an Audit Committee Member | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| SCHLUMBERGER N.V. Meeting Date: APR 07, 2021 Record Date: FEB 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SLB Security ID: 806857108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick de La Chevardiere | Management | For | For |
| 1.2 | Elect Director Miguel M. Galuccio | Management | For | For |
| 1.3 | Elect Director Olivier Le Peuch | Management | For | For |
| 1.4 | Elect Director Tatiana A. Mitrova | Management | For | For |
| 1.5 | Elect Director Maria Moraeus Hanssen | Management | For | For |
| 1.6 | Elect Director Mark G. Papa | Management | For | For |
| 1.7 | Elect Director Henri Seydoux | Management | For | For |
| 1.8 | Elect Director Jeff W. Sheets | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| SEMPRA ENERGY Meeting Date: MAY 14, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SRE Security ID: 816851109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alan L. Boeckmann | Management | For | For |
| 1b | Elect Director Andres Conesa | Management | For | For |
| 1c | Elect Director Maria Contreras-Sweet | Management | For | For |
| 1d | Elect Director Pablo A. Ferrero | Management | For | For |
| 1e | Elect Director William D. Jones | Management | For | For |
| 1f | Elect Director Jeffrey W. Martin | Management | For | For |
| 1g | Elect Director Bethany J. Mayer | Management | For | For |
| 1h | Elect Director Michael N. Mears | Management | For | For |
| 1i | Elect Director Jack T. Taylor | Management | For | For |
| 1j | Elect Director Cynthia L. Walker | Management | For | For |
| 1k | Elect Director Cynthia J. Warner | Management | For | For |
| 1l | Elect Director James C. Yardley | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| 5 | Report on Corporate Climate Lobbying Aligned with Paris Agreement | Shareholder | Against | Against |
| STANLEY BLACK & DECKER, INC. Meeting Date: MAY 10, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SWK Security ID: 854502101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andrea J. Ayers | Management | For | For |
| 1b | Elect Director George W. Buckley | Management | For | Against |
| 1c | Elect Director Patrick D. Campbell | Management | For | Against |
| 1d | Elect Director Carlos M. Cardoso | Management | For | For |
| 1e | Elect Director Robert B. Coutts | Management | For | For |
| 1f | Elect Director Debra A. Crew | Management | For | For |
| 1g | Elect Director Michael D. Hankin | Management | For | For |
| 1h | Elect Director James M. Loree | Management | For | For |
| 1i | Elect Director Jane M. Palmieri | Management | For | For |
| 1j | Elect Director Mojdeh Poul | Management | For | For |
| 1k | Elect Director Dmitri L. Stockton | Management | For | For |
| 1l | Elect Director Irving Tan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement Applicable Under the Connecticut Business Corporation Act | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For |
| 7 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| STANLEY BLACK & DECKER, INC. Meeting Date: MAY 10, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SWK Security ID: 854502846 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 6 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For |
| STATE STREET CORPORATION Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: STT Security ID: 857477103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Patrick de Saint-Aignan | Management | For | For |
| 1b | Elect Director Marie A. Chandoha | Management | For | For |
| 1c | Elect Director Amelia C. Fawcett | Management | For | For |
| 1d | Elect Director William C. Freda | Management | For | For |
| 1e | Elect Director Sara Mathew | Management | For | For |
| 1f | Elect Director William L. Meaney | Management | For | For |
| 1g | Elect Director Ronald P. O'Hanley | Management | For | For |
| 1h | Elect Director Sean O'Sullivan | Management | For | For |
| 1i | Elect Director Julio A. Portalatin | Management | For | For |
| 1j | Elect Director John B. Rhea | Management | For | For |
| 1k | Elect Director Richard P. Sergel | Management | For | For |
| 1l | Elect Director Gregory L. Summe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Racial Equity Audit | Shareholder | Against | For |
| STRYKER CORPORATION Meeting Date: MAY 05, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SYK Security ID: 863667101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary K. Brainerd | Management | For | For |
| 1b | Elect Director Giovanni Caforio | Management | For | For |
| 1c | Elect Director Srikant M. Datar | Management | For | For |
| 1d | Elect Director Allan C. Golston | Management | For | For |
| 1e | Elect Director Kevin A. Lobo | Management | For | For |
| 1f | Elect Director Sherilyn S. McCoy | Management | For | Against |
| 1g | Elect Director Andrew K. Silvernail | Management | For | For |
| 1h | Elect Director Lisa M. Skeete Tatum | Management | For | For |
| 1i | Elect Director Ronda E. Stryker | Management | For | For |
| 1j | Elect Director Rajeev Suri | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Workforce Involvement in Corporate Governance | Shareholder | Against | Against |
| 5 | Provide Right to Call A Special Meeting | Shareholder | Against | For |
| SUNCOR ENERGY INC. Meeting Date: MAY 04, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SU Security ID: 867224107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patricia M. Bedient | Management | For | For |
| 1.2 | Elect Director John D. Gass | Management | For | For |
| 1.3 | Elect Director Russell (Russ) K. Girling | Management | For | For |
| 1.4 | Elect Director Jean Paul (JP) Gladu | Management | For | For |
| 1.5 | Elect Director Dennis M. Houston | Management | For | For |
| 1.6 | Elect Director Mark S. Little | Management | For | For |
| 1.7 | Elect Director Brian P. MacDonald | Management | For | For |
| 1.8 | Elect Director Maureen McCaw | Management | For | For |
| 1.9 | Elect Director Lorraine Mitchelmore | Management | For | For |
| 1.10 | Elect Director Eira M. Thomas | Management | For | For |
| 1.11 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Meeting Date: JUN 08, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2330 Security ID: 874039100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Amendment to Rules and Procedures for Election of Directors | Management | For | For |
| 3 | Approve Issuance of Restricted Stocks | Management | For | For |
| 4.1 | Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director | Management | For | For |
| 4.2 | Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director | Management | For | For |
| 4.3 | Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director | Management | For | For |
| 4.4 | Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director | Management | For | For |
| 4.5 | Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director | Management | For | For |
| 4.6 | Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director | Management | For | For |
| 4.7 | Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director | Management | For | For |
| 4.8 | Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director | Management | For | For |
| 4.9 | Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director | Management | For | Withhold |
| 4.10 | Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director | Management | For | For |
| TC ENERGY CORPORATION Meeting Date: MAY 07, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TRP Security ID: 87807B107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephan Cretier | Management | For | For |
| 1.2 | Elect Director Michael R. Culbert | Management | For | For |
| 1.3 | Elect Director Susan C. Jones | Management | For | For |
| 1.4 | Elect Director Randy Limbacher | Management | For | For |
| 1.5 | Elect Director John E. Lowe | Management | For | For |
| 1.6 | Elect Director David MacNaughton | Management | For | For |
| 1.7 | Elect Director Francois L. Poirier | Management | For | For |
| 1.8 | Elect Director Una Power | Management | For | For |
| 1.9 | Elect Director Mary Pat Salomone | Management | For | For |
| 1.10 | Elect Director Indira V. Samarasekera | Management | For | For |
| 1.11 | Elect Director D. Michael G. Stewart | Management | For | For |
| 1.12 | Elect Director Siim A. Vanaselja | Management | For | For |
| 1.13 | Elect Director Thierry Vandal | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Withhold |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Amend By-law Number 1 | Management | For | For |
| TELUS CORPORATION Meeting Date: MAY 07, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: T Security ID: 87971M996 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. H. (Dick) Auchinleck | Management | For | For |
| 1.2 | Elect Director Raymond T. Chan | Management | For | For |
| 1.3 | Elect Director Hazel Claxton | Management | For | For |
| 1.4 | Elect Director Lisa de Wilde | Management | For | For |
| 1.5 | Elect Director Darren Entwistle | Management | For | For |
| 1.6 | Elect Director Thomas E. Flynn | Management | For | For |
| 1.7 | Elect Director Mary Jo Haddad | Management | For | For |
| 1.8 | Elect Director Kathy Kinloch | Management | For | For |
| 1.9 | Elect Director Christine Magee | Management | For | For |
| 1.10 | Elect Director John Manley | Management | For | For |
| 1.11 | Elect Director David Mowat | Management | For | For |
| 1.12 | Elect Director Marc Parent | Management | For | For |
| 1.13 | Elect Director Denise Pickett | Management | For | For |
| 1.14 | Elect Director W. Sean Willy | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Amend Deferred Share Unit Plan | Management | For | For |
| TEXAS INSTRUMENTS INCORPORATED Meeting Date: APR 22, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TXN Security ID: 882508104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark A. Blinn | Management | For | For |
| 1b | Elect Director Todd M. Bluedorn | Management | For | For |
| 1c | Elect Director Janet F. Clark | Management | For | For |
| 1d | Elect Director Carrie S. Cox | Management | For | For |
| 1e | Elect Director Martin S. Craighead | Management | For | For |
| 1f | Elect Director Jean M. Hobby | Management | For | For |
| 1g | Elect Director Michael D. Hsu | Management | For | For |
| 1h | Elect Director Ronald Kirk | Management | For | For |
| 1i | Elect Director Pamela H. Patsley | Management | For | For |
| 1j | Elect Director Robert E. Sanchez | Management | For | For |
| 1k | Elect Director Richard K. Templeton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| THE BANK OF NEW YORK MELLON CORPORATION Meeting Date: APR 13, 2021 Record Date: FEB 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BK Security ID: 064058100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda Z. Cook | Management | For | For |
| 1b | Elect Director Joseph J. Echevarria | Management | For | Against |
| 1c | Elect Director Thomas P. "Todd" Gibbons | Management | For | For |
| 1d | Elect Director M. Amy Gilliland | Management | For | For |
| 1e | Elect Director Jeffrey A. Goldstein | Management | For | For |
| 1f | Elect Director K. Guru Gowrappan | Management | For | For |
| 1g | Elect Director Ralph Izzo | Management | For | For |
| 1h | Elect Director Edmund F. "Ted" Kelly | Management | For | For |
| 1i | Elect Director Elizabeth E. Robinson | Management | For | For |
| 1j | Elect Director Samuel C. Scott, III | Management | For | For |
| 1k | Elect Director Frederick O. Terrell | Management | For | For |
| 1l | Elect Director Alfred W. "AI" Zollar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | For |
| THE COCA-COLA COMPANY Meeting Date: APR 20, 2021 Record Date: FEB 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KO Security ID: 191216100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Marc Bolland | Management | For | For |
| 1.3 | Elect Director Ana Botin | Management | For | For |
| 1.4 | Elect Director Christopher C. Davis | Management | For | For |
| 1.5 | Elect Director Barry Diller | Management | For | Against |
| 1.6 | Elect Director Helene D. Gayle | Management | For | For |
| 1.7 | Elect Director Alexis M. Herman | Management | For | For |
| 1.8 | Elect Director Robert A. Kotick | Management | For | For |
| 1.9 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.10 | Elect Director James Quincey | Management | For | For |
| 1.11 | Elect Director Caroline J. Tsay | Management | For | For |
| 1.12 | Elect Director David B. Weinberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Report on Sugar and Public Health | Shareholder | Against | Against |
| THE HOME DEPOT, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HD Security ID: 437076102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Manuel Kadre | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | For |
| 5 | Report on Political Contributions Congruency Analysis | Shareholder | Against | For |
| 6 | Report on Prison Labor in the Supply Chain | Shareholder | Against | Against |
| THE HOME DEPOT, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HD Security ID: 437076102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Manuel Kadre | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | For |
| 5 | Report on Political Contributions Congruency Analysis | Shareholder | Against | Against |
| 6 | Report on Prison Labor in the Supply Chain | Shareholder | Against | Against |
| THE KROGER CO. Meeting Date: JUN 24, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KR Security ID: 501044101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nora A. Aufreiter | Management | For | For |
| 1b | Elect Director Kevin M. Brown | Management | For | For |
| 1c | Elect Director Anne Gates | Management | For | For |
| 1d | Elect Director Karen M. Hoguet | Management | For | For |
| 1e | Elect Director W. Rodney McMullen | Management | For | For |
| 1f | Elect Director Clyde R. Moore | Management | For | For |
| 1g | Elect Director Ronald L. Sargent | Management | For | For |
| 1h | Elect Director J. Amanda Sourry Knox (Amanda Sourry) | Management | For | For |
| 1i | Elect Director Mark S. Sutton | Management | For | For |
| 1j | Elect Director Ashok Vemuri | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLC as Auditor | Management | For | For |
| 4 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Against |
| THE PNC FINANCIAL SERVICES GROUP, INC. Meeting Date: APR 27, 2021 Record Date: JAN 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PNC Security ID: 693475105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Joseph Alvarado | Management | For | For |
| 1b | Elect Director Charles E. Bunch | Management | For | For |
| 1c | Elect Director Debra A. Cafaro | Management | For | For |
| 1d | Elect Director Marjorie Rodgers Cheshire | Management | For | For |
| 1e | Elect Director David L. Cohen | Management | For | For |
| 1f | Elect Director William S. Demchak | Management | For | For |
| 1g | Elect Director Andrew T. Feldstein | Management | For | For |
| 1h | Elect Director Richard J. Harshman | Management | For | For |
| 1i | Elect Director Daniel R. Hesse | Management | For | For |
| 1j | Elect Director Linda R. Medler | Management | For | For |
| 1k | Elect Director Martin Pfinsgraff | Management | For | For |
| 1l | Elect Director Toni Townes-Whitley | Management | For | For |
| 1m | Elect Director Michael J. Ward | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Risk Management and Nuclear Weapon Industry | Shareholder | Against | Against |
| THE PROCTER & GAMBLE COMPANY Meeting Date: OCT 13, 2020 Record Date: AUG 14, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PG Security ID: 742718109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Francis S. Blake | Management | For | For |
| 1b | Elect Director Angela F. Braly | Management | For | For |
| 1c | Elect Director Amy L. Chang | Management | For | For |
| 1d | Elect Director Joseph Jimenez | Management | For | For |
| 1e | Elect Director Debra L. Lee | Management | For | For |
| 1f | Elect Director Terry J. Lundgren | Management | For | For |
| 1g | Elect Director Christine M. McCarthy | Management | For | For |
| 1h | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1i | Elect Director Nelson Peltz | Management | For | For |
| 1j | Elect Director David S. Taylor | Management | For | For |
| 1k | Elect Director Margaret C. Whitman | Management | For | For |
| 1l | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Report on Efforts to Eliminate Deforestation | Shareholder | Against | For |
| 6 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | Shareholder | Against | For |
| THE PROGRESSIVE CORPORATION Meeting Date: MAY 07, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PGR Security ID: 743315103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Philip Bleser | Management | For | For |
| 1b | Elect Director Stuart B. Burgdoerfer | Management | For | For |
| 1c | Elect Director Pamela J. Craig | Management | For | For |
| 1d | Elect Director Charles A. Davis | Management | For | For |
| 1e | Elect Director Roger N. Farah | Management | For | For |
| 1f | Elect Director Lawton W. Fitt | Management | For | For |
| 1g | Elect Director Susan Patricia Griffith | Management | For | For |
| 1h | Elect Director Devin C. Johnson | Management | For | For |
| 1i | Elect Director Jeffrey D. Kelly | Management | For | For |
| 1j | Elect Director Barbara R. Snyder | Management | For | For |
| 1k | Elect Director Jan E. Tighe | Management | For | For |
| 1l | Elect Director Kahina Van Dyke | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Against |
| THE TJX COMPANIES, INC. Meeting Date: JUN 08, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TJX Security ID: 872540109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Jose B. Alvarez | Management | For | For |
| 1c | Elect Director Alan M. Bennett | Management | For | For |
| 1d | Elect Director Rosemary T. Berkery | Management | For | For |
| 1e | Elect Director David T. Ching | Management | For | For |
| 1f | Elect Director C. Kim Goodwin | Management | For | For |
| 1g | Elect Director Ernie Herrman | Management | For | For |
| 1h | Elect Director Michael F. Hines | Management | For | For |
| 1i | Elect Director Amy B. Lane | Management | For | For |
| 1j | Elect Director Carol Meyrowitz | Management | For | For |
| 1k | Elect Director Jackwyn L. Nemerov | Management | For | For |
| 1l | Elect Director John F. O'Brien | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Animal Welfare | Shareholder | Against | Against |
| 5 | Report on Pay Disparity | Shareholder | Against | Against |
| THE TORONTO-DOMINION BANK Meeting Date: APR 01, 2021 Record Date: FEB 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TD Security ID: 891160509 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Amy W. Brinkley | Management | For | For |
| 1.2 | Elect Director Brian C. Ferguson | Management | For | For |
| 1.3 | Elect Director Colleen A. Goggins | Management | For | For |
| 1.4 | Elect Director Jean-Rene Halde | Management | For | For |
| 1.5 | Elect Director David E. Kepler | Management | For | For |
| 1.6 | Elect Director Brian M. Levitt | Management | For | For |
| 1.7 | Elect Director Alan N. MacGibbon | Management | For | For |
| 1.8 | Elect Director Karen E. Maidment | Management | For | For |
| 1.9 | Elect Director Bharat B. Masrani | Management | For | For |
| 1.10 | Elect Director Irene R. Miller | Management | For | For |
| 1.11 | Elect Director Nadir H. Mohamed | Management | For | For |
| 1.12 | Elect Director Claude Mongeau | Management | For | For |
| 1.13 | Elect Director Joe Natale | Management | For | For |
| 1.14 | Elect Director S. Jane Rowe | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | SP 1: Produce a Report on Loans Made by the Bank in Support of the Circular Economy | Shareholder | Against | Against |
| 5 | SP 2: Adopt a Diversity Target Higher than 40% for the Composition of the Board of Directors for the Next Five Years | Shareholder | Against | Against |
| THE TRAVELERS COMPANIES, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TRV Security ID: 89417E109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alan L. Beller | Management | For | For |
| 1b | Elect Director Janet M. Dolan | Management | For | For |
| 1c | Elect Director Patricia L. Higgins | Management | For | For |
| 1d | Elect Director William J. Kane | Management | For | For |
| 1e | Elect Director Thomas B. Leonardi | Management | For | For |
| 1f | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1g | Elect Director Elizabeth E. Robinson | Management | For | For |
| 1h | Elect Director Philip T. (Pete) Ruegger, III | Management | For | For |
| 1i | Elect Director Todd C. Schermerhorn | Management | For | For |
| 1j | Elect Director Alan D. Schnitzer | Management | For | For |
| 1k | Elect Director Laurie J. Thomsen | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| THE WESTERN UNION COMPANY Meeting Date: MAY 14, 2021 Record Date: MAR 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WU Security ID: 959802109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin I. Cole | Management | For | For |
| 1b | Elect Director Hikmet Ersek | Management | For | For |
| 1c | Elect Director Richard A. Goodman | Management | For | For |
| 1d | Elect Director Betsy D. Holden | Management | For | For |
| 1e | Elect Director Jeffrey A. Joerres | Management | For | For |
| 1f | Elect Director Michael A. Miles, Jr. | Management | For | For |
| 1g | Elect Director Timothy P. Murphy | Management | For | For |
| 1h | Elect Director Joyce A. Phillips | Management | For | For |
| 1i | Elect Director Jan Siegmund | Management | For | For |
| 1j | Elect Director Angela A. Sun | Management | For | For |
| 1k | Elect Director Solomon D. Trujillo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| THERMO FISHER SCIENTIFIC INC. Meeting Date: MAY 19, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TMO Security ID: 883556102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc N. Casper | Management | For | For |
| 1b | Elect Director Nelson J. Chai | Management | For | For |
| 1c | Elect Director C. Martin Harris | Management | For | For |
| 1d | Elect Director Tyler Jacks | Management | For | For |
| 1e | Elect Director R. Alexandra Keith | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | Against |
| 1g | Elect Director Jim P. Manzi | Management | For | For |
| 1h | Elect Director James C. Mullen | Management | For | For |
| 1i | Elect Director Lars R. Sorensen | Management | For | For |
| 1j | Elect Director Debora L. Spar | Management | For | For |
| 1k | Elect Director Scott M. Sperling | Management | For | For |
| 1l | Elect Director Dion J. Weisler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Provide Right to Call A Special Meeting | Shareholder | Against | For |
| TRUIST FINANCIAL CORPORATION Meeting Date: APR 27, 2021 Record Date: FEB 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TFC Security ID: 89832Q109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jennifer S. Banner | Management | For | For |
| 1b | Elect Director K. David Boyer, Jr. | Management | For | For |
| 1c | Elect Director Agnes Bundy Scanlan | Management | For | For |
| 1d | Elect Director Anna R. Cablik | Management | For | For |
| 1e | Elect Director Dallas S. Clement | Management | For | For |
| 1f | Elect Director Paul D. Donahue | Management | For | For |
| 1g | Elect Director Paul R. Garcia | Management | For | For |
| 1h | Elect Director Patrick C. Graney, III | Management | For | For |
| 1i | Elect Director Linnie M. Haynesworth | Management | For | For |
| 1j | Elect Director Kelly S. King | Management | For | For |
| 1k | Elect Director Easter A. Maynard | Management | For | For |
| 1l | Elect Director Donna S. Morea | Management | For | For |
| 1m | Elect Director Charles A. Patton | Management | For | For |
| 1n | Elect Director Nido R. Qubein | Management | For | For |
| 1o | Elect Director David M. Ratcliffe | Management | For | For |
| 1p | Elect Director William H. Rogers, Jr. | Management | For | For |
| 1q | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
| 1r | Elect Director Christine Sears | Management | For | For |
| 1s | Elect Director Thomas E. Skains | Management | For | For |
| 1t | Elect Director Bruce L. Tanner | Management | For | For |
| 1u | Elect Director Thomas N. Thompson | Management | For | For |
| 1v | Elect Director Steven C. Voorhees | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| U.S. BANCORP Meeting Date: APR 20, 2021 Record Date: FEB 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: USB Security ID: 902973304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Warner L. Baxter | Management | For | For |
| 1b | Elect Director Dorothy J. Bridges | Management | For | For |
| 1c | Elect Director Elizabeth L. Buse | Management | For | For |
| 1d | Elect Director Andrew Cecere | Management | For | For |
| 1e | Elect Director Kimberly N. Ellison-Taylor | Management | For | For |
| 1f | Elect Director Kimberly J. Harris | Management | For | For |
| 1g | Elect Director Roland A. Hernandez | Management | For | For |
| 1h | Elect Director Olivia F. Kirtley | Management | For | For |
| 1i | Elect Director Karen S. Lynch | Management | For | For |
| 1j | Elect Director Richard P. McKenney | Management | For | For |
| 1k | Elect Director Yusuf I. Mehdi | Management | For | For |
| 1l | Elect Director John P. Wiehoff | Management | For | For |
| 1m | Elect Director Scott W. Wine | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UNION PACIFIC CORPORATION Meeting Date: MAY 13, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: UNP Security ID: 907818108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1b | Elect Director William J. DeLaney | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Lance M. Fritz | Management | For | For |
| 1e | Elect Director Deborah C. Hopkins | Management | For | For |
| 1f | Elect Director Jane H. Lute | Management | For | For |
| 1g | Elect Director Michael R. McCarthy | Management | For | For |
| 1h | Elect Director Thomas F. McLarty, III | Management | For | For |
| 1i | Elect Director Jose H. Villarreal | Management | For | For |
| 1j | Elect Director Christopher J. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Report on EEO | Shareholder | Against | For |
| 7 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | Shareholder | Against | For |
| 8 | Annual Vote and Report on Climate Change | Shareholder | Against | For |
| UNITED PARCEL SERVICE, INC. Meeting Date: MAY 13, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: UPS Security ID: 911312106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carol B. Tome | Management | For | For |
| 1b | Elect Director Rodney C. Adkins | Management | For | For |
| 1c | Elect Director Eva C. Boratto | Management | For | For |
| 1d | Elect Director Michael J. Burns | Management | For | For |
| 1e | Elect Director Wayne M. Hewett | Management | For | For |
| 1f | Elect Director Angela Hwang | Management | For | For |
| 1g | Elect Director Kate E. Johnson | Management | For | For |
| 1h | Elect Director William R. Johnson | Management | For | For |
| 1i | Elect Director Ann M. Livermore | Management | For | Against |
| 1j | Elect Director Franck J. Moison | Management | For | For |
| 1k | Elect Director Christiana Smith Shi | Management | For | For |
| 1l | Elect Director Russell Stokes | Management | For | For |
| 1m | Elect Director Kevin Warsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 7 | Report on Climate Change | Shareholder | Against | For |
| 8 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| 9 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | Shareholder | Against | For |
| UNITEDHEALTH GROUP INCORPORATED Meeting Date: JUN 07, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: UNH Security ID: 91324P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard T. Burke | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Stephen J. Hemsley | Management | For | For |
| 1d | Elect Director Michele J. Hooper | Management | For | For |
| 1e | Elect Director F. William McNabb, III | Management | For | For |
| 1f | Elect Director Valerie C. Montgomery Rice | Management | For | For |
| 1g | Elect Director John H. Noseworthy | Management | For | For |
| 1h | Elect Director Gail R. Wilensky | Management | For | For |
| 1i | Elect Director Andrew Witty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| VENTAS, INC. Meeting Date: MAY 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VTR Security ID: 92276F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Melody C. Barnes | Management | For | For |
| 1b | Elect Director Debra A. Cafaro | Management | For | For |
| 1c | Elect Director Jay M. Gellert | Management | For | For |
| 1d | Elect Director Matthew J. Lustig | Management | For | For |
| 1e | Elect Director Roxanne M. Martino | Management | For | For |
| 1f | Elect Director Marguerite M. Nader | Management | For | For |
| 1g | Elect Director Sean P. Nolan | Management | For | For |
| 1h | Elect Director Walter C. Rakowich | Management | For | For |
| 1i | Elect Director Robert D. Reed | Management | For | For |
| 1j | Elect Director James D. Shelton | Management | For | For |
| 1k | Elect Director Maurice S. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| VERIZON COMMUNICATIONS INC. Meeting Date: MAY 13, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VZ Security ID: 92343V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Shellye L. Archambeau | Management | For | For |
| 1b | Elect Director Roxanne S. Austin | Management | For | For |
| 1c | Elect Director Mark T. Bertolini | Management | For | For |
| 1d | Elect Director Melanie L. Healey | Management | For | For |
| 1e | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1f | Elect Director Daniel H. Schulman | Management | For | For |
| 1g | Elect Director Rodney E. Slater | Management | For | For |
| 1h | Elect Director Hans E. Vestberg | Management | For | For |
| 1i | Elect Director Gregory G. Weaver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Lower Ownership Threshold for Action by Written Consent | Shareholder | Against | For |
| 5 | Amend Senior Executive Compensation Clawback Policy | Shareholder | Against | Against |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| VISA INC. Meeting Date: JAN 26, 2021 Record Date: NOV 27, 2020 Meeting Type: ANNUAL | ||||
| Ticker: V Security ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Ramon Laguarta | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Denise M. Morrison | Management | For | For |
| 1i | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1j | Elect Director Linda J. Rendle | Management | For | For |
| 1k | Elect Director John A. C. Swainson | Management | For | For |
| 1l | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Amend Principles of Executive Compensation Program | Shareholder | Against | Against |
| WASTE CONNECTIONS, INC. Meeting Date: MAY 14, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WCN Security ID: 94106B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Edward E. "Ned" Guillet | Management | For | For |
| 1b | Elect Director Michael W. Harlan | Management | For | For |
| 1c | Elect Director Larry S. Hughes | Management | For | For |
| 1d | Elect Director Worthing F. Jackman | Management | For | For |
| 1e | Elect Director Elise L. Jordan | Management | For | For |
| 1f | Elect Director Susan "Sue" Lee | Management | For | For |
| 1g | Elect Director Ronald J. Mittelstaedt | Management | For | For |
| 1h | Elect Director William J. Razzouk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| WASTE MANAGEMENT, INC. Meeting Date: MAY 11, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WM Security ID: 94106L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James C. Fish, Jr. | Management | For | For |
| 1b | Elect Director Andres R. Gluski | Management | For | For |
| 1c | Elect Director Victoria M. Holt | Management | For | For |
| 1d | Elect Director Kathleen M. Mazzarella | Management | For | For |
| 1e | Elect Director Sean E. Menke | Management | For | For |
| 1f | Elect Director William B. Plummer | Management | For | For |
| 1g | Elect Director John C. Pope | Management | For | Against |
| 1h | Elect Director Maryrose T. Sylvester | Management | For | For |
| 1i | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WELLS FARGO & COMPANY Meeting Date: APR 27, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WFC Security ID: 949746101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Steven D. Black | Management | For | For |
| 1b | Elect Director Mark A. Chancy | Management | For | For |
| 1c | Elect Director Celeste A. Clark | Management | For | For |
| 1d | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1e | Elect Director Wayne M. Hewett | Management | For | For |
| 1f | Elect Director Maria R. Morris | Management | For | For |
| 1g | Elect Director Charles H. Noski | Management | For | For |
| 1h | Elect Director Richard B. Payne, Jr. | Management | For | For |
| 1i | Elect Director Juan A. Pujadas | Management | For | For |
| 1j | Elect Director Ronald L. Sargent | Management | For | For |
| 1k | Elect Director Charles W. Scharf | Management | For | For |
| 1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | Against |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| 5 | Amend Certificate of Incorporation to Become a Delaware Public Benefit Corporation | Shareholder | Against | Against |
| 6 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | Against |
| 7 | Report on Racial Equity Audit | Shareholder | Against | Against |
| WILLIAMS-SONOMA, INC. Meeting Date: JUN 02, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WSM Security ID: 969904101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laura Alber | Management | For | For |
| 1.2 | Elect Director Esi Eggleston Bracey | Management | For | For |
| 1.3 | Elect Director Scott Dahnke | Management | For | For |
| 1.4 | Elect Director Anne Mulcahy | Management | For | For |
| 1.5 | Elect Director William Ready | Management | For | For |
| 1.6 | Elect Director Sabrina Simmons | Management | For | For |
| 1.7 | Elect Director Frits van Paasschen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY Meeting Date: AUG 26, 2020 Record Date: JUN 30, 2020 Meeting Type: COURT | ||||
| Ticker: WLTW Security ID: G96629111 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY Meeting Date: AUG 26, 2020 Record Date: JUN 30, 2020 Meeting Type: SPECIAL | ||||
| Ticker: WLTW Security ID: G96629103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 2 | Amend Articles | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY Meeting Date: MAY 11, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WLTW Security ID: G96629103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anna C. Catalano | Management | For | For |
| 1b | Elect Director Victor F. Ganzi | Management | For | For |
| 1c | Elect Director John J. Haley | Management | For | For |
| 1d | Elect Director Wendy E. Lane | Management | For | For |
| 1e | Elect Director Brendan R. O'Neill | Management | For | For |
| 1f | Elect Director Jaymin B. Patel | Management | For | For |
| 1g | Elect Director Linda D. Rabbitt | Management | For | For |
| 1h | Elect Director Paul D. Thomas | Management | For | For |
| 1i | Elect Director Wilhelm Zeller | Management | For | For |
| 2 | Ratify the Appointment of Deloitte & Touche LLP as Auditor and Deloitte Ireland LLP to audit the Irish Statutory Accounts, and Authorize the Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights | Management | For | For |
| XCEL ENERGY INC. Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: XEL Security ID: 98389B100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lynn Casey | Management | For | For |
| 1b | Elect Director Ben Fowke | Management | For | For |
| 1c | Elect Director Robert Frenzel | Management | For | For |
| 1d | Elect Director Netha Johnson | Management | For | For |
| 1e | Elect Director Patricia Kampling | Management | For | For |
| 1f | Elect Director George Kehl | Management | For | For |
| 1g | Elect Director Richard O'Brien | Management | For | Against |
| 1h | Elect Director Charles Pardee | Management | For | For |
| 1i | Elect Director Christopher Policinski | Management | For | For |
| 1j | Elect Director James Prokopanko | Management | For | For |
| 1k | Elect Director David Westerlund | Management | For | For |
| 1l | Elect Director Kim Williams | Management | For | For |
| 1m | Elect Director Timothy Wolf | Management | For | For |
| 1n | Elect Director Daniel Yohannes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Costs and Benefits of Climate-Related Activities | Shareholder | Against | Against |
| ZIMMER BIOMET HOLDINGS, INC. Meeting Date: MAY 14, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ZBH Security ID: 98956P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Christopher B. Begley | Management | For | For |
| 1b | Elect Director Betsy J. Bernard | Management | For | For |
| 1c | Elect Director Michael J. Farrell | Management | For | For |
| 1d | Elect Director Robert A. Hagemann | Management | For | For |
| 1e | Elect Director Bryan C. Hanson | Management | For | For |
| 1f | Elect Director Arthur J. Higgins | Management | For | For |
| 1g | Elect Director Maria Teresa Hilado | Management | For | For |
| 1h | Elect Director Syed Jafry | Management | For | For |
| 1i | Elect Director Sreelakshmi Kolli | Management | For | For |
| 1j | Elect Director Michael W. Michelson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Amend Deferred Compensation Plan | Management | For | For |
| 7 | Provide Right to Call Special Meeting | Management | For | For |
END NPX REPORT
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AMERICAN MUTUAL FUND
(Registrant)
| By /s/ Herbert Y. Poon |
| Herbert Y. Poon, Principal Executive Officer |
| Date: August 26, 2021 |