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S-3ASR Filing
ALLETE (ALE) S-3ASRAutomatic shelf registration
Filed: 28 Jul 22, 6:02pm
Security type | Security class title | Fee calculation or carry forward rule | Amount registered | Proposed maximum offering price per unit | Maximum aggregate offering price | Fee rate | Amount of registration fee | Carry forward form type | Carry forward file number | Carry forward initial effective date | Filing fee previously paid in connection with unsold securities to be carried forward | ||||||||||||||||||||||||||||||
Newly Registered Securities | |||||||||||||||||||||||||||||||||||||||||
Fees to Be Paid | Equity | Common Stock, without par value | Rule 457(r) | (1) | — | — | — | $0.00 | |||||||||||||||||||||||||||||||||
Debt | First Mortgage Bonds | Rule 457(r) | (1) | — | — | — | $0.00 | ||||||||||||||||||||||||||||||||||
Fees Previously Paid | — | — | — | — | — | — | — | ||||||||||||||||||||||||||||||||||
Carry Forward Securities | |||||||||||||||||||||||||||||||||||||||||
Carry Forward Securities | Equity | Common Stock, without par value | Other (2) | 2,095,710 (2)(3) | — | S-3 | 333-232905 | July 31, 2019 | $13,032.17 | ||||||||||||||||||||||||||||||||
Total Offering Amounts | — | (2)(3) | |||||||||||||||||||||||||||||||||||||||
Total Fees Previously Paid | (2)(3) | ||||||||||||||||||||||||||||||||||||||||
Total Fee Offsets | — | ||||||||||||||||||||||||||||||||||||||||
Net Fee Due | $0.00(2)(3) | ||||||||||||||||||||||||||||||||||||||||
(1) | In addition to the aggregate of 2,095,710 shares of ALLETE, Inc.’s common stock described in Note (3), an additional unspecified aggregate offering of the securities of each identified class is being registered as may from time to time be offered and sold by ALLETE, Inc., or by a selling securityholder, at unspecified prices, along with an indeterminate number of securities that may be issued upon exercise, settlement, exchange or conversion of securities offered hereunder. In connection with the additional securities offered hereby, ALLETE, Inc. will pay “pay-as-you-go registration fees” in accordance with Rule 456(b) and Rule 457(r) under the Securities Act of 1933, as amended (the “Securities Act”). | ||||||||||||||||||||||||||||||||||||||||
(2) | Pursuant to Rule 415(a)(6) under the Securities Act, there are included on this registration statement an aggregate of 2,095,710 shares of ALLETE, Inc.’s common stock that were previously registered for offer and sale, but not sold, in connection with ALLETE, Inc.’s amended and restated distribution agreement, as amended, pursuant to Registration Statement No. 333-232905 (the “Prior Registration Statement”) filed with the Securities and Exchange Commission (the “Commission”) on July 31, 2019, and for which a filing fee of $13,032.17 with respect to such unsold shares was paid in connection with the filing with the Commission of a prospectus supplement dated February 25, 2015 under an earlier registration statement (which shares were included on the Prior Registration Statement). Pursuant to Rule 415(a)(6), the filing fee related to such unsold shares will continue to be applied to the offer and sale of such unsold shares pursuant to ALLETE, Inc.’s amended and restated distribution agreement, as amended, and no additional filing fee is required with respect to those shares. Pursuant to Rule 415(a)(6) under the Securities Act, the offering of securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement. | ||||||||||||||||||||||||||||||||||||||||
(3) | In addition, pursuant to Rule 416(a) under the Securities Act, this registration statement also covers such additional securities as may become deliverable as a result of stock splits, stock dividends, split-ups, recapitalizations or similar transactions. |