UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-03541
ASSET MANAGEMENT FUND
(Exact name of registrant as specified in charter)
690 Taylor Road, Suite 210 Gahanna, Ohio 43230
(Address of principal executive offices) (Zip code)
Registrant’s telephone number, including area code: (614) 416-9059
Date of fiscal year end: June 30
Date of reporting period: July 1, 2020 – June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30bl-4 there under (17 CFR 270.30bl-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Proxy Voting Record
For Period July 1, 2020 to June 30, 2021
Large Cap Equity Fund
| Issuer | Ticker | CUSIP | Meeting Date | Matter Voted | Proposed by | Voted | Vote Cast | Mgmt - For/Against |
| Nike, Inc | NKE | 654106103 | 9/17/2020 | Elect 3 directors | Issuer | Yes | For All | For |
| To approve executive compensation by an advisory vote. | Issuer | Yes | For | For | ||||
| To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | Issuer | Yes | For | For | ||||
| To approve the Nike, Inc. Stock Incentive Plan, as amended and restated. | Issuer | Yes | For | For | ||||
| To consider a shareholder proposal regarding political contributions disclosure. | Shareholder | Yes | Against | Against | ||||
| Procter & Gamble | PG | 742718109 | 10/12/2020 | Elect 12 directors | Issuer | Yes | For All | For |
| Ratify Appointment of the Independent Registered Public Accounting Firm | Issuer | Yes | For | For | ||||
| Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote) | Issuer | Yes | For | For | ||||
| Approval of the Procter and Gamble International Stock Ownership plan, as Amended and Restated | Issuer | Yes | For | For | ||||
| Shareholder Proposal- Report on efforts to eliminate deforestation | Shareholder | Yes | Against | Against | ||||
| Shareholder proposal Annual report on diversity | Shareholder | Yes | Against | Against | ||||
| KLA Corporation | KLAC | 482480100 | 11/3/2020 | Elect 11 directors | Issuer | Yes | For All | For |
| ratification of the appointment of Pricewaterhouse Coopers LLP as the Company's independent registered public accounting firm for the fiscal year ending june 30, 2021 | Issuer | Yes | For | For | ||||
| Approval on a non-binding, advisory basis of our named executive officer compensation. | Issuer | Yes | For | For | ||||
| stockholder proposal regardig proxy access, if properly submitted at the Annual Meetiing | Shareholder | Yes | Against | Against | ||||
| Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Elect 12 directors | Issuer | Yes | For All | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | For | For | ||||
| ratification of Deloitte &Touche LLP as our independent auditor for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Shareholder proposal - Report on Employee Representation on Board of Directors | Shareholder | Yes | Against | Against | ||||
| Cisco Systems | CSCO | 17275R102 | 12/10/2020 | Elect 10 directors | Issuer | Yes | For All | For |
| Approval of the reincorporation of Cisco from California to Delaware | Issuer | Yes | For | For | ||||
| Approval of amendment and restatement of the 2005 Stock Incentive plan | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of executive compensation. | Issuer | Yes | For | For | ||||
| Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2021. | Issuer | Yes | For | For | ||||
| Approval to have Cisco's board adopt a policy to have an independent Board Chairman | Shareholder | Yes | Against | Against | ||||
| Intuit inc. | INTU | 461202103 | 1/21/2021 | Elect 12 directors | Issuer | Yes | For All | For |
| Advisory vote to approve Intuit's executive compensation (say-on-pay) | Issuer | Yes | For | For | ||||
| Ratification of the selection of Ernst & Young LLP as Intuit's independent registered public accounting firm for the fiscal year ending July 31, 2021. | Issuer | Yes | For | For | ||||
| Air Products and Chemicals | APD | 009158BD7 | 1/26/2021 | Elect 8 directors | Issuer | Yes | For All | For |
| Advisory vote approving the compensation of the Company's named executive officers. | Issuer | Yes | For | For | ||||
| Approval of the Air Products and Chemicals, Inc. 2021 Long-Term Incentive Plan. | Issuer | Yes | For | For | ||||
| Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Issuer | Yes | For | For | ||||
| Costco Wholesale corporation | COST | 22160K105 | 1/21/2021 | Elect 7 directors | Issuer | Yes | For All | For |
| Ratification of selection of independent auditors. | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of executive compensation. | Issuer | Yes | For | For | ||||
| Accenture PLC | ACN | G1151C 101 | 2/1/2021 | Elect 12 directors | Issuer | Yes | For All | For |
| To approve, in a non-binding vote, the compensation of our named executive officers. | Issuer | Yes | For | For | ||||
| To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. | Issuer | Yes | For | For | ||||
| To grant the Board of Directors the authority to issue shares under Irish law. | Issuer | Yes | For | For | ||||
| To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. | Issuer | Yes | For | For | ||||
| To determine the price range at which Accenture can reallot shares that it acquires as treasury shares under Irish law. | Issuer | Yes | For | For | ||||
| ConocoPhillips | COP | 20825C104 | 1/15/2021 | To approve the issuance of shares of common stock, par value $0.01 per share, of ConocoPhillips to the stockholders of Concho Resources Inc. ("Concho") in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of October 18, 2020 (as it may be amended from time to time), among ConocoPhillips, Falcon Merger Sub Corp. and Concho. | Issuer | Yes | For | For |
| Apple inc | AAPL | 37833100 | 2/22/2021 | Elect 8 directors | Issuer | Yes | For All | For |
| Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve executive compensation | Issuer | Yes | For | For | ||||
| A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | Yes | Against | Against | ||||
| A shareholder proposal entitled "Shareholder Proposal to Improve Executive Compensation Program" | Shareholder | Yes | Against | Against | ||||
| Starbucks Corporation | SBUX | 855244109 | 3/17/2021 | Elect 12 directors | Issuer | Yes | For All | For |
| Advisory resolution to approve our executive officer compensation | Issuer | Yes | For | For | ||||
| Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2021 | Issuer | Yes | For | For | ||||
| Employee Board Representation | Shareholder | Yes | Against | Against | ||||
| Broadcom Inc | AVGO | 11135F101 | 4/5/2021 | Elect 9 Directors | Issuer | Yes | For All | For |
| Ratification of the appointment of Pricewaterhouse-Coopers LLP as Broadcom's independent registered public accounting firm for the fiscal year ending October 31, 2021. | Issuer | Yes | For | For | ||||
| Approval of an amendment and restatement of Broadcom's 2012 Stock Incentive Plan. | Issuer | Yes | For | For | ||||
| Advisory vote to approve compensation of Broadcom's named executive officers | Issuer | Yes | For | For | ||||
| Humana Inc | HUM | 444859102 | 4/22/2021 | Elect 13 Directors | Issuer | Yes | For All | For |
| The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | Issuer | Yes | For | For | ||||
Non-binding advisory vote for the approval of the compensation of the named executive officers as disclosed in the 2021 proxy statement. | Issuer | Yes | For | For | ||||
| Texas Instruments | TXN | 882508104 | 4/22/2021 | Elect 11 directors | Issuer | Yes | For All | For |
| Board proposal regarding advisory approval of the companys executive compensation | Issuer | Yes | For | For | ||||
| Board proposal to ratify the appointment of Ernst And Young LLP as the company’s independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Stockholder proposal to permit shareholder action by written consent. | Shareholder | Yes | Against | Against | ||||
| Lockheed Martin | LMT | 539830109 | 4/22/2021 | Elect 11 directors | Issuer | Yes | For All | For |
| Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2021. | Issuer | Yes | For | For | ||||
| Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay). | Issuer | Yes | For | For | ||||
| Stockholder Proposal to issue a Report on Human Rights Due Diligence. | Shareholder | Yes | Against | Against | ||||
| Stockholder Proposal to Adopt Stockholder Action By Written Consent. | Shareholder | Yes | Against | Against | ||||
| Newmont Corporation | NEM | 651639106 | 4/28/2021 | Elect 11 directors | Issuer | Yes | For All | For |
Approve, on an Advisory Basis, Named Executive Officer Compensation. | Issuer | Yes | For | For | ||||
Ratify Appointment of Independent Registered Public Accounting Firm for 2021. | Issuer | Yes | For | For | ||||
| Citigroup | C | 172967424 | 4/27/2021 | Elect 16 directors | Issuer | Yes | For All | For |
| Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2021. | Issuer | Yes | For | For | ||||
| Advisory vote to approve Citi's 2020 Executive Compensation. | Issuer | Yes | For | For | ||||
| Approval of additional authorized shares under the Citigroup 2019 Stock Incentive Plan. | Issuer | Yes | For | For | ||||
| Stockholder proposal requesting an amendment to Citi's proxy access by-law provisions pertaining to the aggregation limit. | Shareholder | Yes | Against | Against | ||||
| Stockholder proposal requesting an Independent Board Chairman. | Shareholder | Yes | Against | Against | ||||
| Stockholder proposal requesting non-management employees on director nominee candidate lists. | Shareholder | Yes | Against | Against | ||||
| Stockholder proposal requesting a report disclosing information regarding Citi's lobbying payments, policies and activities. | Shareholder | Yes | Against | Against | ||||
| Stockholder proposal requesting a racial equity audit analyzing Citi's adverse impacts on nonwhite stakeholders and communities of color. | Shareholder | Yes | Against | Against | ||||
| Stockholder proposal requesting that the Board approve an amendment to Citi's Certificate of Incorporation to become a Public Benefit Corporation and to submit the proposed amendment to stockholders for approval. | Shareholder | Yes | Against | Against | ||||
| EOG Resources, Inc. | EOG | 26875P101 | 4/29/2021 | Elect 9 Directors | Issuer | Yes | For All | For |
To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2021. | Issuer | Yes | For | For | ||||
To approve the EOG Resources, Inc. 2021 Omnibus Equity Compensation Plan. | Issuer | Yes | For | For | ||||
| To approve, by non-binding vote, the compensation of the Company's named executive officers. | Issuer | Yes | For | For | ||||
| Aflac Incorporated | AFL | 001055102 | 5/3/2021 | Elect 11 Directors | Issuer | Yes | For All | For |
| to consider the following non-binding advisory proposal: "Resolved, on an advisory basis, the shareholders of Aflac Incorporated approve the compensation of the named executive officers, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and accompanying tables and narrative in the Notice of 2021 Annual Meeting of Shareholders and Proxy Statement". | Issuer | Yes | For | For | ||||
to consider and act upon the ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for the year ending December 31, 2021. | Issuer | Yes | For | For | ||||
| CSX Corporation | CSX | 126408103 | 5/6/2021 | Elect 11 directors | Issuer | Yes | For All | For |
| The ratification of the appointment of Ernst & Young LLP as the Independent Registered Public Accounting Firm for 2021. | Issuer | Yes | For | For | ||||
| Advisory (non-binding) resolution to approve compensation for the Company's named executive officers. | Issuer | Yes | For | For | ||||
| Progressive Corporation | PGR | 743315103 | 5/7/2021 | Elect 12 directors | Issuer | Yes | For All | For |
| Cast an advisory vote to approve our executive compensation program | Issuer | Yes | For | For | ||||
| Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Issuer | Yes | For | For | ||||
| CME Group Inc. | CME | 12572Q105 | 5/5/2021 | Elect 17 directors | Issuer | Yes | For All | For |
| Ratification of the appointment of Ernst & Young as our independent registered public accounting firm for 2021. | Issuer | Yes | For | For | ||||
| Advisory vote on the compensation of our named executive officers. | Issuer | Yes | For | For | ||||
| Abbvie inc | ABBV | 00287Y109 | 5/7/2021 | Elect 4 directors | Issuer | Yes | For All | For |
| Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Say on Pay - An advisory vote on the approval of executive compensation | Issuer | Yes | For | For | ||||
| Approval of the Amended and Restated 2013 Incentive Stock Program. | Issuer | Yes | For | For | ||||
| Approval of the Amended and Restated 2013 Employee Stock Purchase Plan for non-U.S. employees. | Issuer | Yes | For | For | ||||
| Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting. | Issuer | Yes | For | For | ||||
| Stockholder Proposal - to Issue an Annual Report on Lobbying. | Shareholder | Yes | Against | Against | ||||
| Stockholder Proposal - to Adopt a Policy to Require Independent Chairman. | Shareholder | Yes | Against | Against | ||||
| Goldman Sachs Group | GS | 38141G104 | 4/29/2021 | Elect 12 directors | Issuer | Yes | For All | For |
| Advisory Vote to Approve Executive Compensation (Say on Pay). | Issuer | Yes | For | For | ||||
| Approval of The Goldman Sachs Amended and Restated Stock Incentive Plan (2021). | Issuer | Yes | For | For | ||||
| Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2021. | Issuer | Yes | For | For | ||||
| Shareholder Proposal Regarding Shareholder Right to Act by Written Consent. | Shareholder | Yes | Against | Against | ||||
| Shareholder Proposal Regarding a Report on the Effects of the Use of Mandatory Arbitration. | Shareholder | Yes | Against | Against | ||||
| Shareholder Proposal Regarding Conversion to a Public Benefit Corporation. | Shareholder | Yes | Against | Against | ||||
| Shareholder Proposal Regarding a Racial Equity Audit | Shareholder | Yes | Against | Against | ||||
| Simon Property Group, Inc. | SPG | 828806109 | 5/12/2021 | Elect 10 Directors | Issuer | Yes | For All | For |
An Advisory Vote to Approve the Compensation of our Named Executive Officers. | Issuer | Yes | For | For | ||||
| Ratification of Ernst & Young LLP as our Independent Registered Public Accounting Firm for 2021. | Issuer | Yes | For | For | ||||
| ConocoPhillips | COP | 20825C104 | 5/11/2021 | Elect 15 Directors | Issuer | Yes | For All | For |
Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2021. | Issuer | Yes | For | For | ||||
| Advisory Vote on Executive Compensation | Issuer | Yes | For | For | ||||
| Simple Majority Vote Standard. | Issuer | Yes | For | For | ||||
| Emission Reduction Targets. | Shareholder | Yes | Against | Against | ||||
| Cummins Inc. | CMI | 231021106 | 5/11/2021 | Elect 13 Directors | Issuer | Yes | For All | For |
| Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Issuer | Yes | For | For | ||||
| Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our auditors for 2021. | Issuer | Yes | For | For | ||||
| The shareholder proposal regarding professional services allowance for our named executive officers. | Shareholder | Yes | Against | Against | ||||
| Verizon Communication | VZ | 92343V104 | 5/13/2021 | Elect 9 Directors | Issuer | Yes | For All | For |
Advisory Vote to Approve Executive Compensation | Issuer | Yes | For | For | ||||
| Ratification of Appointment of Independent Registered Public Accounting Firm | Issuer | Yes | For | For | ||||
| Shareholder Action by Written Consent | Shareholder | Yes | Against | Against | ||||
| Amend Clawback Policy | Shareholder | Yes | Against | Against | ||||
| Shareholder Ratification of Annual Equity Awards | Shareholder | Yes | Against | Against | ||||
| NextEra Energy Inc. | NEE | 65339F101 | 5/20/2021 | Elect 12 Directors | Issuer | Yes | For All | For |
| Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2021. | Issuer | Yes | For | For | ||||
| Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement. | Issuer | Yes | For | For | ||||
| Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan. | Issuer | Yes | Against | Against | ||||
| A proposal entitled "Right to Act by Written Consent" to request action by written consent of shareholders. | Shareholder | Yes | Against | Against | ||||
| The Home Depot, Inc. | HD | 437076102 | 5/20/2021 | Elect 12 Directors | Issuer | Yes | For All | For |
| Ratify Appointment of KPMG LLP as Independent Registered Public Accounting Firm | Issuer | Yes | For | For | ||||
| Advisory Vote to Approve Executive Compensation ("Say-on-Pay"). | Issuer | Yes | For | For | ||||
| Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right. | Shareholder | Yes | Against | Against | ||||
| Shareholder Proposal Regarding Political Contributions Congruency Analysis. | Shareholder | Yes | Against | Against | ||||
| Shareholder Proposal - Report on Prison Labor in the Supply Chain | Shareholder | Yes | Against | Against | ||||
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/4/2021 | Elect 10 Directors | Issuer | Yes | For | For |
| Advisory Vote to Approve the Compensation of our Named Executive Officers. | Issuer | Yes | For | For | ||||
| Approval of the Company's 2021 Stock Award and Incentive Plan. | Issuer | Yes | For | For | ||||
| Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Issuer | Yes | For | For | ||||
| Approval of an Amendment to the Certificate of Incorporation to Lower the Ownership Threshold for Special Shareholder Meetings to 15%. | Issuer | Yes | For | For | ||||
| Shareholder Proposal on Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | Yes | Against | Against | ||||
| Shareholder Proposal on Shareholder Right to Act by Written Consent. | Shareholder | Yes | Against | Against | ||||
| Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | Shareholder | Yes | Against | Against | ||||
| McDonald's Corporation | MCD | 580135101 | 5/20/2021 | Elect 12 Directors | Issuer | Yes | For All | For |
| Advisory vote to approve executive compensation. | Issuer | Yes | For | For | ||||
| Advisory vote to ratify the appointment of Ernst & Young LLP as independent auditor for 2021. | Issuer | Yes | For | For | ||||
| Advisory vote on a shareholder proposal requesting a report on sugar and public health, if properly presented. | Shareholder | Yes | Against | Against | ||||
| Advisory vote on a shareholder proposal requesting a report on antibiotics and public health costs, if properly presented. | Shareholder | Yes | Against | Against | ||||
| Advisory vote on a shareholder proposal requesting the ability for shareholders to act by written consent, if properly presented. | Shareholder | Yes | Against | Against | ||||
| Amgen Inc. | AMGN | 031162100 | 5/18/2021 | Elect 11 Directors | Issuer | Yes | For All | For |
| Advisory Vote on Executive Compensation | Issuer | Yes | For | For | ||||
| Ratify Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm | Issuer | Yes | For | For | ||||
| Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect 14 directors | Issuer | Yes | For All | For |
| To ratify the appointment of Deloitte & Touche LLP as independent auditor | Issuer | Yes | For | For | ||||
| To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote). | Issuer | Yes | For | For | ||||
| To approve the amended and restated Equity Incentive Compensation Plan. | Issuer | Yes | For | For | ||||
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/27/2021 | Elect 12 Directors | Issuer | Yes | For All | For |
| Discharge of Directors from Liability | Issuer | Yes | For | For | ||||
| Adoption of 2020 Dutch Statutory Annual Accounts | Issuer | Yes | For | For | ||||
| Appointment of PricewaterhouseCoopers Accountants N.V. as the Auditor of our 2021 Dutch Statutory Annual Accounts | Issuer | Yes | For | For | ||||
| Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm | Issuer | Yes | For | For | ||||
| Advisory Vote Approving Executive Compensation (Say-on-Pay) | Issuer | Yes | For | For | ||||
| Authorization to Conduct Share Repurchases. | Issuer | Yes | For | For | ||||
| Cancellation of Shares | Issuer | Yes | For | For | ||||
| Amendment and Restatement of Long Term Incentive Plan. | Issuer | Yes | For | For | ||||
| Amendment and Restatement of Employee Stock Purchase Plan. | Issuer | Yes | For | For | ||||
| American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Elect 12 directors | Issuer | Yes | For All | For |
| To ratify the selection of Deloitte & Touche LLP as the company's independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| To approve, on advisory basis, the Company's executive compensation | Issuer | Yes | For | For | ||||
| Stockholder proposal to amend the appropriate governing documents to reduce the ownership threshold required to call a special meeting of the stockholders. | Shareholder | Yes | Against | Against | ||||
| Stockholder proposal to require the Board of Directors to create a standing committee to oversee human rights issues. | Shareholder | Yes | Against | Against | ||||
| Lowe's Companies, Inc. | LOW | 548661107 | 5/28/2021 | Elect 11 Directors | Issuer | Yes | For All | For |
| Advisory vote to approve Lowe's named executive officer compensation in fiscal 2020. | Issuer | Yes | For | For | ||||
| Ratification of the appointment of Deloitte & Touche LLP as Lowe's independent registered public accounting firm for fiscal 2021. | Issuer | Yes | For | For | ||||
| Shareholder proposal regarding amending the Company's proxy access bylaw to remove shareholder aggregation limits. | Shareholder | Yes | Against | Against | ||||
| Blackrock Inc. | BLK | 09247X101 | 5/26/2021 | Elect 16 Directors | Issuer | Yes | For All | For |
| Approval, in a non-binding advisory vote, of the compensation for named executive officers. | Issuer | Yes | For | For | ||||
| Ratification of the appointment of Deloitte LLP as BlackRock's independent registered public accounting firm for the fiscal year 2021. | Issuer | Yes | For | For | ||||
| Approve amendments to BlackRock's Amended and Restated Certificate of Incorporation to: Provide shareholders with the right to call a special meeting. | Issuer | Yes | For | For | ||||
| Approve amendments to BlackRock's Amended and Restated Certificate of Incorporation to: Eliminate certain supermajority vote requirements. | Issuer | Yes | For | For | ||||
| Approve amendments to BlackRock's Amended and Restated Certificate of Incorporation to: Eliminate certain provisions that are no longer applicable and make certain other technical revisions. | Issuer | Yes | For | For | ||||
Shareholder Proposal - Amend Certificate of Incorporation to convert to a public benefit corporation. | Shareholder | Yes | Against | Against | ||||
| Target Corp | TGT | 87612E106 | 6/10/2021 | Elect 12 Directors | Issuer | Yes | For All | For |
| Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Issuer | Yes | For | For | ||||
| Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay). | Issuer | Yes | For | For | ||||
| Shareholder proposal to amend the proxy access bylaw to remove the shareholder group limit. | Shareholder | Yes | Against | Against | ||||
| Nvidia Corp | NVDA | 67066G104 | 6/3/2021 | Elect 13 Directors | Issuer | Yes | For All | For |
| Approval of our executive compensation. | Issuer | Yes | For | For | ||||
| Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. | Issuer | Yes | For | For | ||||
| Approval of an amendment to our charter to increase the number of authorized shares of common stock from 2 billion shares to 4 billion shares. | Issuer | Yes | For | For | ||||
| Alphabet Inc. | GOOGL | 02079K305 | 6/2/2021 | Elect 11 Directors | Issuer | Yes | For All | For |
| Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Issuer | Yes | For | For | ||||
| Approval of Alphabet's 2021 Stock Plan. | Issuer | Yes | For | For | ||||
| A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | Yes | Against | Against | ||||
| A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | Yes | Against | Against | ||||
| A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | Yes | Against | Against | ||||
| A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | Yes | Against | Against | ||||
| A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting | Shareholder | Yes | Against | Against | ||||
| A stockholder proposal regarding a report on charitable contributions, if properly presented at the meeting. | Shareholder | Yes | Against | Against | ||||
| A stockholder proposal regarding a report on risks related to anticompetitive practices, if properly presented at the meeting. | Shareholder | Yes | Against | Against | ||||
| A stockholder proposal regarding a transition to a public benefit corporation, if properly presented at the meeting. | Shareholder | Yes | Against | Against | ||||
| Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | Elect 10 directors | Issuer | Yes | For All | For |
| Advisory vote on executive compensation. | Issuer | Yes | For | For | ||||
| Ratification of the appointment of our independent auditors. | Issuer | Yes | For | For | ||||
| Shareholder Proposal: To conduct independent investigation and report on risks posed by failing to prevent sexual harassment. | Shareholder | Yes | Against | Against | ||||
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/7/2021 | Elect 9 directors | Issuer | Yes | For All | For |
| Advisory approval of the Company's executive compensation. | Issuer | Yes | For | For | ||||
| Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021. | Issuer | Yes | For | For | ||||
| Approval of an amendment to the UnitedHealth Group 1993 Employee Stock Purchase Plan. | Issuer | Yes | For | For | ||||
| If properly presented at the 2021 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting a reduction of the share ownership threshold for calling a special meeting of shareholders. | Shareholder | Yes | Against | Against | ||||
| Mastercard Incorporated | MA | 57636Q104 | 6/20/2021 | Elect 14 directors | Issuer | Yes | For All | For |
| Advisory approval of Mastercard's executive compensation | Issuer | Yes | For | For | ||||
| Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2021. | Issuer | Yes | For | For | ||||
| Approval of the amendment and restatement of the Mastercard Incorporated 2006 Long Term Incentive Plan. | Issuer | Yes | For | For | ||||
| Approval of the amendment and restatement of the Mastercard Incorporated 2006 Non-Employee Director Equity Compensation Plan. | Issuer | Yes | For | For | ||||
| Approval of amendments to Mastercard's Certificate of Incorporation to remove supermajority voting requirements. | Issuer | Yes | For | For | ||||
| Best Buy | BBY | 086516101 | 6/16/2021 | Elect 11 directors | Issuer | Yes | For All | For |
| To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending January 29, 2022. | Issuer | Yes | For | For | ||||
| To approve in a non-binding advisory vote our named executive officer compensation. | Issuer | Yes | For | For | ||||
| To vote on a shareholder proposal entitled "Right to Act by Written Consent". | Shareholder | Yes | Against | Against |
AAMA Equity Fund
Investment Company Report
| EXXON MOBIL CORPORATION | ||||||||||
| Security | 30231G102 | Meeting Type | Annual | |||||||
| Ticker Symbol | XOM | Meeting Date | 27-May-2020 | |||||||
| ISIN | US30231G1022 | Agenda | 935176443 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Susan K. Avery | Management | For | For | For | |||||
| 1B. | Election of Director: Angela F. Braly | Management | For | For | For | |||||
| 1C. | Election of Director: Ursula M. Burns | Management | For | For | For | |||||
| 1D. | Election of Director: Kenneth C. Frazier | Management | For | For | For | |||||
| 1E. | Election of Director: Joseph L. Hooley | Management | For | For | For | |||||
| 1F. | Election of Director: Steven A. Kandarian | Management | For | For | For | |||||
| 1G. | Election of Director: Douglas R. Oberhelman | Management | For | For | For | |||||
| 1H. | Election of Director: Samuel J. Palmisano | Management | For | For | For | |||||
| 1I. | Election of Director: William C. Weldon | Management | For | For | For | |||||
| 1J. | Election of Director: Darren W. Woods | Management | For | For | For | |||||
| 2. | Ratification of Independent Auditors (page 29) | Management | For | For | For | |||||
| 3. | Advisory Vote to Approve Executive Compensation (page 30) | Management | For | For | For | |||||
| 4. | Independent Chairman (page 59) | Shareholder | Against | Against | For | |||||
| 5. | Special Shareholder Meetings (page 61) | Shareholder | Against | Against | For | |||||
| 6. | Report on Environmental Expenditures (page 62) | Shareholder | Against | Against | For | |||||
| 7. | Report on Risks of Petrochemical Investments (page 64) | Shareholder | Against | Against | For | |||||
| 8. | Report on Political Contributions (page 66) | Shareholder | Against | Against | For | |||||
| 9. | Report on Lobbying (page 67) | Shareholder | Against | Against | For | |||||
| AMAZON.COM, INC. | ||||||||||
| Security | 023135106 | Meeting Type | Annual | |||||||
| Ticker Symbol | AMZN | Meeting Date | 27-May-2020 | |||||||
| ISIN | US0231351067 | Agenda | 935186305 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of director: Jeffrey P. Bezos | Management | For | For | For | |||||
| 1B. | Election of director: Rosalind G. Brewer | Management | For | For | For | |||||
| 1C. | Election of director: Jamie S. Gorelick | Management | For | For | For | |||||
| 1D. | Election of director: Daniel P. Huttenlocher | Management | For | For | For | |||||
| 1E. | Election of director: Judith A. McGrath | Management | For | For | For | |||||
| 1F. | Election of director: Indra K. Nooyi | Management | For | For | For | |||||
| 1G. | Election of director: Jonathan J. Rubinstein | Management | For | For | For | |||||
| 1H. | Election of director: Thomas O. Ryder | Management | For | For | For | |||||
| 1I. | Election of director: Patricia Q. Stonesifer | Management | For | For | For | |||||
| 1J. | Election of director: Wendell P. Weeks | Management | For | For | For | |||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | For | |||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | For | |||||
| 4. | APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO REQUEST A SPECIAL MEETING | Management | For | For | For | |||||
| 5. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFECTS OF FOOD WASTE | Shareholder | Against | Against | For | |||||
| 6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | Against | Against | For | |||||
| 7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POTENTIAL CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES | Shareholder | Against | Against | For | |||||
| 8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFORTS TO RESTRICT CERTAIN PRODUCTS | Shareholder | Against | Against | For | |||||
| 9. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY | Shareholder | Against | Against | For | |||||
| 10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE REPORT ON GENDER/RACIAL PAY | Shareholder | Against | Against | For | |||||
| 11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN COMMUNITY IMPACTS | Shareholder | Against | Against | For | |||||
| 12. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON VIEWPOINT DISCRIMINATION | Shareholder | Against | Against | For | |||||
| 13. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA | Shareholder | Against | Against | For | |||||
| 14. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS | Shareholder | Against | Against | For | |||||
| 15. | SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC SUPPLY CHAIN REPORT FORMAT | Shareholder | Against | Against | For | |||||
| 16. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING | Shareholder | Against | Against | For | |||||
| UNITEDHEALTH GROUP INCORPORATED | ||||||||||
| Security | 91324P102 | Meeting Type | Annual | |||||||
| Ticker Symbol | UNH | Meeting Date | 01-Jun-2020 | |||||||
| ISIN | US91324P1021 | Agenda | 935188931 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Richard T. Burke | Management | For | For | For | |||||
| 1B. | Election of Director: Timothy P. Flynn | Management | For | For | For | |||||
| 1C. | Election of Director: Stephen J. Hemsley | Management | For | For | For | |||||
| 1D. | Election of Director: Michele J. Hooper | Management | For | For | For | |||||
| 1E. | Election of Director: F. William McNabb III | Management | For | For | For | |||||
| 1F. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | For | For | For | |||||
| 1G. | Election of Director: John H. Noseworthy, M.D. | Management | For | For | For | |||||
| 1H. | Election of Director: Glenn M. Renwick | Management | For | For | For | |||||
| 1I. | Election of Director: David S. Wichmann | Management | For | For | For | |||||
| 1J. | Election of Director: Gail R. Wilensky, Ph.D. | Management | For | For | For | |||||
| 2. | Advisory approval of the Company's executive compensation. | Management | For | For | For | |||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020. | Management | For | For | For | |||||
| 4. | Approval of the UnitedHealth Group 2020 Stock Incentive Plan. | Management | For | For | For | |||||
| 5. | If properly presented at the 2020 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting any material amendment to the Company's Bylaws be subject to a non- binding shareholder vote. | Shareholder | Against | Against | For | |||||
| WALMART INC. | ||||||||||
| Security | 931142103 | Meeting Type | Annual | |||||||
| Ticker Symbol | WMT | Meeting Date | 03-Jun-2020 | |||||||
| ISIN | US9311421039 | Agenda | 935192726 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Cesar Conde | Management | For | For | For | |||||
| 1B. | Election of Director: Timothy P. Flynn | Management | For | For | For | |||||
| 1C. | Election of Director: Sarah J. Friar | Management | For | For | For | |||||
| 1D. | Election of Director: Carla A. Harris | Management | For | For | For | |||||
| 1E. | Election of Director: Thomas W. Horton | Management | For | For | For | |||||
| 1F. | Election of Director: Marissa A. Mayer | Management | For | For | For | |||||
| 1G. | Election of Director: C. Douglas McMillon | Management | For | For | For | |||||
| 1H. | Election of Director: Gregory B. Penner | Management | For | For | For | |||||
| 1I. | Election of Director: Steven S Reinemund | Management | For | For | For | |||||
| 1J. | Election of Director: S. Robson Walton | Management | For | For | For | |||||
| 1K. | Election of Director: Steuart L. Walton | Management | For | For | For | |||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | For | |||||
| 3. | Ratification of Ernst & Young LLP as Independent Accountants | Management | For | For | For | |||||
| 4. | Approval of the Amendment to the ASDA Sharesave Plan 2000 | Management | For | For | For | |||||
| 5. | Report on Impacts of Single-Use Plastic Bags | Shareholder | Against | Against | For | |||||
| 6. | Report on Supplier Antibiotics Use Standards | Shareholder | Against | Against | For | |||||
| 7. | Policy to Include Hourly Associates as Director Candidates | Shareholder | Against | Against | For | |||||
| 8. | Report on Strengthening Prevention of Workplace Sexual Harassment | Shareholder | Against | Against | For | |||||
| FREEPORT-MCMORAN INC. | ||||||||||
| Security | 35671D857 | Meeting Type | Annual | |||||||
| Ticker Symbol | FCX | Meeting Date | 03-Jun-2020 | |||||||
| ISIN | US35671D8570 | Agenda | 935192916 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1.1 | Election of Director: Richard C. Adkerson | Management | For | For | For | |||||
| 1.2 | Election of Director: Gerald J. Ford | Management | For | For | For | |||||
| 1.3 | Election of Director: Lydia H. Kennard | Management | For | For | For | |||||
| 1.4 | Election of Director: Dustan E. McCoy | Management | For | For | For | |||||
| 1.5 | Election of Director: John J. Stephens | Management | For | For | For | |||||
| 1.6 | Election of Director: Frances Fragos Townsend | Management | For | For | For | |||||
| 2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020. | Management | For | For | For | |||||
| 3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | For | |||||
| ALPHABET INC. | ||||||||||
| Security | 02079K305 | Meeting Type | Annual | |||||||
| Ticker Symbol | GOOGL | Meeting Date | 03-Jun-2020 | |||||||
| ISIN | US02079K3059 | Agenda | 935196762 - Management | |||||||
| �� | ||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Larry Page | For | For | For | ||||||
| 2 | Sergey Brin | For | For | For | ||||||
| 3 | Sundar Pichai | For | For | For | ||||||
| 4 | John L. Hennessy | For | For | For | ||||||
| 5 | Frances H. Arnold | For | For | For | ||||||
| 6 | L. John Doerr | For | For | For | ||||||
| 7 | Roger W. Ferguson, Jr. | For | For | For | ||||||
| 8 | Ann Mather | For | For | For | ||||||
| 9 | Alan R. Mulally | For | For | For | ||||||
| 10 | K. Ram Shriram | For | For | For | ||||||
| 11 | Robin L. Washington | For | For | For | ||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | For | |||||
| 3. | An amendment to Alphabet's Amended and Restated 2012 Stock Plan to increase the share reserve by 8,500,000 shares of Class C capital stock. | Management | For | For | For | |||||
| 4. | Advisory vote to approve named executive officer compensation. | Management | For | For | For | |||||
| 5. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 6. | A stockholder proposal regarding a report on arbitration of employment-related claims, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 7. | A stockholder proposal regarding the establishment of a human rights risk oversight committee, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 8. | A stockholder proposal regarding non- binding vote on amendment of bylaws, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 9. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 10. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 11. | A stockholder proposal regarding majority vote for election of directors, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 12. | A stockholder proposal regarding a report on gender/racial pay equity, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 13. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 14. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting | Shareholder | Against | Against | For | |||||
| T-MOBILE US, INC. | ||||||||||
| Security | 872590104 | Meeting Type | Annual | |||||||
| Ticker Symbol | TMUS | Meeting Date | 04-Jun-2020 | |||||||
| ISIN | US8725901040 | Agenda | 935192524 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Marcelo Claure | For | For | For | ||||||
| 2 | Srikant M. Datar | For | For | For | ||||||
| 3 | Ronald D. Fisher | For | For | For | ||||||
| 4 | Srini Gopalan | For | For | For | ||||||
| 5 | Lawrence H. Guffey | For | For | For | ||||||
| 6 | Timotheus Höttges | For | For | For | ||||||
| 7 | Christian P. Illek | For | For | For | ||||||
| 8 | Stephen R. Kappes | For | For | For | ||||||
| 9 | Raphael Kübler | For | For | For | ||||||
| 10 | Thorsten Langheim | For | For | For | ||||||
| 11 | G. Michael Sievert | For | For | For | ||||||
| 12 | Teresa A. Taylor | For | For | For | ||||||
| 13 | Kelvin R. Westbrook | For | For | For | ||||||
| 2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2020. | Management | For | For | For | |||||
| 3. | Advisory Vote to Approve the Compensation Provided to the Company's Named Executive Officers for 2019. | Management | For | For | For | |||||
| 4. | Stockholder Proposal for Limitations on Accelerated Vesting of Equity Awards in the Event of a Change of Control. | Shareholder | Against | Against | For | |||||
| MASTERCARD INCORPORATED | ||||||||||
| Security | 57636Q104 | Meeting Type | Annual | |||||||
| Ticker Symbol | MA | Meeting Date | 16-Jun-2020 | |||||||
| ISIN | US57636Q1040 | Agenda | 935196332 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Richard Haythornthwaite | Management | For | For | For | |||||
| 1B. | Election of Director: Ajay Banga | Management | For | For | For | |||||
| 1C. | Election of Director: Richard K. Davis | Management | For | For | For | |||||
| 1D. | Election of Director: Steven J. Freiberg | Management | For | For | For | |||||
| 1E. | Election of Director: Julius Genachowski | Management | For | For | For | |||||
| 1F. | Election of Director: Choon Phong Goh | Management | For | For | For | |||||
| 1G. | Election of Director: Merit E. Janow | Management | For | For | For | |||||
| 1H. | Election of Director: Oki Matsumoto | Management | For | For | For | |||||
| 1I. | Election of Director: Youngme Moon | Management | For | For | For | |||||
| 1J. | Election of Director: Rima Qureshi | Management | For | For | For | |||||
| 1K. | Election of Director: José Octavio Reyes Lagunes | Management | For | For | For | |||||
| 1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | For | |||||
| 1M. | Election of Director: Jackson Tai | Management | For | For | For | |||||
| 1N. | Election of Director: Lance Uggla | Management | For | For | For | |||||
| 2. | Advisory approval of Mastercard's executive compensation | Management | For | For | For | |||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2020 | Management | For | For | For | |||||
| THE KROGER CO. | ||||||||||
| Security | 501044101 | Meeting Type | Annual | |||||||
| Ticker Symbol | KR | Meeting Date | 25-Jun-2020 | |||||||
| ISIN | US5010441013 | Agenda | 935215788 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of director: Nora A. Aufreiter | Management | For | For | For | |||||
| 1B. | Election of director: Anne Gates | Management | For | For | For | |||||
| 1C. | Election of director: Karen M. Hoguet | Management | For | For | For | |||||
| 1D. | Election of director: Susan J. Kropf | Management | For | For | For | |||||
| 1E. | Election of director: W. Rodney McMullen | Management | For | For | For | |||||
| 1F. | Election of director: Clyde R. Moore | Management | For | For | For | |||||
| 1G. | Election of director: Ronald L. Sargent | Management | For | For | For | |||||
| 1H. | Election of director: Bobby S. Shackouls | Management | For | For | For | |||||
| 1I. | Election of director: Mark S. Sutton | Management | For | For | For | |||||
| 1J. | Election of director: Ashok Vemuri | Management | For | For | For | |||||
| 2. | Approval, on an advisory basis, of Kroger's executive compensation. | Management | For | For | For | |||||
| 3. | Ratification of PricewaterhouseCoopers LLP, as auditors. | Management | For | For | For | |||||
| 4. | A shareholder proposal, if properly presented, to issue a report assessing the environmental impacts of using unrecyclable packaging for private label brands. | Shareholder | Against | Against | For | |||||
| 5. | A shareholder proposal, if properly presented, to issue a report on human rights due diligence process in operations and supply chain. | Shareholder | Against | Against | For | |||||
| CONAGRA BRANDS, INC. | ||||||||||
| Security | 205887102 | Meeting Type | Annual | |||||||
| Ticker Symbol | CAG | Meeting Date | 23-Sep-2020 | |||||||
| ISIN | US2058871029 | Agenda | 935259374 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Anil Arora | Management | For | For | For | |||||
| 1B. | Election of Director: Thomas K. Brown | Management | For | For | For | |||||
| 1C. | Election of Director: Sean M. Connolly | Management | For | For | For | |||||
| 1D. | Election of Director: Joie A. Gregor | Management | For | For | For | |||||
| 1E. | Election of Director: Rajive Johri | Management | For | For | For | |||||
| 1F. | Election of Director: Richard H. Lenny | Management | For | For | For | |||||
| 1G. | Election of Director: Melissa Lora | Management | For | For | For | |||||
| 1H. | Election of Director: Ruth Ann Marshall | Management | For | For | For | |||||
| 1I. | Election of Director: Craig P. Omtvedt | Management | For | For | For | |||||
| 1J. | Election of Director: Scott Ostfeld | Management | For | For | For | |||||
| 2. | Ratification of the appointment of KPMG LLP as our independent auditor for fiscal 2021. | Management | For | For | For | |||||
| 3. | Advisory approval of our named executive officer compensation. | Management | For | For | For | |||||
| THE PROCTER & GAMBLE COMPANY | ||||||||||
| Security | 742718109 | Meeting Type | Annual | |||||||
| Ticker Symbol | PG | Meeting Date | 13-Oct-2020 | |||||||
| ISIN | US7427181091 | Agenda | 935264969 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | ELECTION OF DIRECTOR: Francis S. Blake | Management | For | For | For | |||||
| 1B. | ELECTION OF DIRECTOR: Angela F. Braly | Management | For | For | For | |||||
| 1C. | ELECTION OF DIRECTOR: Amy L. Chang | Management | For | For | For | |||||
| 1D. | ELECTION OF DIRECTOR: Joseph Jimenez | Management | For | For | For | |||||
| 1E. | ELECTION OF DIRECTOR: Debra L. Lee | Management | For | For | For | |||||
| 1F. | ELECTION OF DIRECTOR: Terry J. Lundgren | Management | For | For | For | |||||
| 1G. | ELECTION OF DIRECTOR: Christine M. McCarthy | Management | For | For | For | |||||
| 1H. | ELECTION OF DIRECTOR: W. James McNerney, Jr. | Management | For | For | For | |||||
| 1I. | ELECTION OF DIRECTOR: Nelson Peltz | Management | For | For | For | |||||
| 1J. | ELECTION OF DIRECTOR: David S. Taylor | Management | For | For | For | |||||
| 1K. | ELECTION OF DIRECTOR: Margaret C. Whitman | Management | For | For | For | |||||
| 1L. | ELECTION OF DIRECTOR: Patricia A. Woertz | Management | For | For | For | |||||
| 2. | Ratify Appointment of the Independent Registered Public Accounting Firm. | Management | For | For | For | |||||
| 3. | Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote). | Management | For | For | For | |||||
| 4. | Approval of The Procter & Gamble Company International Stock Ownership Plan, As Amended and Restated. | Management | For | For | For | |||||
| 5. | Shareholder Proposal - Report on Efforts to Eliminate Deforestation. | Shareholder | Against | Against | For | |||||
| 6. | Shareholder Proposal - Annual Report on Diversity. | Shareholder | Against | Against | For | |||||
| ORACLE CORPORATION | ||||||||||
| Security | 68389X105 | Meeting Type | Annual | |||||||
| Ticker Symbol | ORCL | Meeting Date | 04-Nov-2020 | |||||||
| ISIN | US68389X1054 | Agenda | 935274554 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Jeffrey S. Berg | For | For | For | ||||||
| 2 | Michael J. Boskin | For | For | For | ||||||
| 3 | Safra A. Catz | For | For | For | ||||||
| 4 | Bruce R. Chizen | For | For | For | ||||||
| 5 | George H. Conrades | For | For | For | ||||||
| 6 | Lawrence J. Ellison | For | For | For | ||||||
| 7 | Rona A. Fairhead | For | For | For | ||||||
| 8 | Jeffrey O. Henley | For | For | For | ||||||
| 9 | Renee J. James | For | For | For | ||||||
| 10 | Charles W. Moorman IV | For | For | For | ||||||
| 11 | Leon E. Panetta | For | For | For | ||||||
| 12 | William G. Parrett | For | For | For | ||||||
| 13 | Naomi O. Seligman | For | For | For | ||||||
| 14 | Vishal Sikka | For | For | For | ||||||
| 2. | Advisory Vote to Approve Compensation of Named Executive Officers. | Management | For | For | For | |||||
| 3. | Approve the Oracle Corporation 2020 Equity Incentive Plan. | Management | For | For | For | |||||
| 4. | Ratification of Selection of Independent Registered Public Accounting Firm. | Management | For | For | For | |||||
| 5. | Stockholder Proposal Regarding Pay Equity Report. | Shareholder | Against | Against | For | |||||
| 6. | Stockholder Proposal Regarding Independent Board Chair. | Shareholder | Against | Against | For | |||||
| MICROSOFT CORPORATION | ||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||
| Ticker Symbol | MSFT | Meeting Date | 02-Dec-2020 | |||||||
| ISIN | US5949181045 | Agenda | 935284478 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Reid G. Hoffman | Management | For | For | For | |||||
| 1B. | Election of Director: Hugh F. Johnston | Management | For | For | For | |||||
| 1C. | Election of Director: Teri L. List-Stoll | Management | For | For | For | |||||
| 1D. | Election of Director: Satya Nadella | Management | For | For | For | |||||
| 1E. | Election of Director: Sandra E. Peterson | Management | For | For | For | |||||
| 1F. | Election of Director: Penny S. Pritzker | Management | For | For | For | |||||
| 1G. | Election of Director: Charles W. Scharf | Management | For | For | For | |||||
| 1H. | Election of Director: Arne M. Sorenson | Management | For | For | For | |||||
| 1I. | Election of Director: John W. Stanton | Management | For | For | For | |||||
| 1J. | Election of Director: John W. Thompson | Management | For | For | For | |||||
| 1K. | Election of Director: Emma N. Walmsley | Management | For | For | For | |||||
| 1L. | Election of Director: Padmasree Warrior | Management | For | For | For | |||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | For | |||||
| 3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Management | For | For | For | |||||
| 4. | Shareholder Proposal - Report on Employee Representation on Board of Directors. | Shareholder | Against | Against | For | |||||
| CISCO SYSTEMS, INC. | ||||||||||
| Security | 17275R102 | Meeting Type | Annual | |||||||
| Ticker Symbol | CSCO | Meeting Date | 10-Dec-2020 | |||||||
| ISIN | US17275R1023 | Agenda | 935287498 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: M. Michele Burns | Management | For | For | For | |||||
| 1b. | Election of Director: Wesley G. Bush | Management | For | For | For | |||||
| 1c. | Election of Director: Michael D. Capellas | Management | For | For | For | |||||
| 1d. | Election of Director: Mark Garrett | Management | For | For | For | |||||
| 1e. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | For | |||||
| 1f. | Election of Director: Roderick C. McGeary | Management | For | For | For | |||||
| 1g. | Election of Director: Charles H. Robbins | Management | For | For | For | |||||
| 1h. | Election of Director: Arun Sarin | Management | For | For | For | |||||
| 1i. | Election of Director: Brenton L. Saunders | Management | For | For | For | |||||
| 1j. | Election of Director: Dr. Lisa T. Su | Management | For | For | For | |||||
| 2. | Approval of the reincorporation of Cisco from California to Delaware. | Management | For | For | For | |||||
| 3. | Approval of amendment and restatement of the 2005 Stock Incentive Plan. | Management | For | For | For | |||||
| 4. | Approval, on an advisory basis, of executive compensation. | Management | For | For | For | |||||
| 5. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2021. | Management | For | For | For | |||||
| 6. | Approval to have Cisco's Board adopt a policy to have an independent Board chairman. | Shareholder | Against | Against | For | |||||
| MEDTRONIC PLC | ||||||||||
| Security | G5960L103 | Meeting Type | Annual | |||||||
| Ticker Symbol | MDT | Meeting Date | 11-Dec-2020 | |||||||
| ISIN | IE00BTN1Y115 | Agenda | 935288286 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Richard H. Anderson | Management | For | For | For | |||||
| 1B. | Election of Director: Craig Arnold | Management | For | For | For | |||||
| 1C. | Election of Director: Scott C. Donnelly | Management | For | For | For | |||||
| 1D. | Election of Director: Andrea J. Goldsmith, Ph.D. | Management | For | For | For | |||||
| 1E. | Election of Director: Randall J. Hogan, III | Management | For | For | For | |||||
| 1F. | Election of Director: Michael O. Leavitt | Management | For | For | For | |||||
| 1G. | Election of Director: James T. Lenehan | Management | For | For | For | |||||
| 1H. | Election of Director: Kevin E. Lofton | Management | For | For | For | |||||
| 1I. | Election of Director: Geoffrey S. Martha | Management | For | For | For | |||||
| 1J. | Election of Director: Elizabeth G. Nabel, M.D. | Management | For | For | For | |||||
| 1K. | Election of Director: Denise M. O'Leary | Management | For | For | For | |||||
| 1L. | Election of Director: Kendall J. Powell | Management | For | For | For | |||||
| 2. | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2021 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Management | For | For | For | |||||
| 3. | To approve, in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote). | Management | For | For | For | |||||
| 4. | To renew the Board's authority to issue shares. | Management | For | For | For | |||||
| 5. | To renew the Board's authority to opt out of pre-emption rights. | Management | For | For | For | |||||
| 6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Management | For | For | For | |||||
| VISA INC. | ||||||||||
| Security | 92826C839 | Meeting Type | Annual | |||||||
| Ticker Symbol | V | Meeting Date | 26-Jan-2021 | |||||||
| ISIN | US92826C8394 | Agenda | 935315576 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Lloyd A. Carney | Management | For | For | For | |||||
| 1B. | Election of Director: Mary B. Cranston | Management | For | For | For | |||||
| 1C. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | For | For | |||||
| 1D. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | For | |||||
| 1E. | Election of Director: Ramon Laguarta | Management | For | For | For | |||||
| 1F. | Election of Director: John F. Lundgren | Management | For | For | For | |||||
| 1G. | Election of Director: Robert W. Matschullat | Management | For | For | For | |||||
| 1H. | Election of Director: Denise M. Morrison | Management | For | For | For | |||||
| 1I. | Election of Director: Suzanne Nora Johnson | Management | For | For | For | |||||
| 1J. | Election of Director: Linda J. Rendle | Management | For | For | For | |||||
| 1K. | Election of Director: John A. C. Swainson | Management | For | For | For | |||||
| 1L. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | For | |||||
| 2. | Approval, on an advisory basis, of compensation paid to our named executive officers. | Management | For | For | For | |||||
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | For | |||||
| 4. | Approval of the Visa Inc. 2007 Equity Incentive Compensation Plan, as amended and restated. | Management | For | For | For | |||||
| 5. | Approval of an amendment to our Certificate of Incorporation to enable the adoption of a special meeting right for Class A common stockholders. | Management | Against | For | Against | |||||
| 6. | To vote on a stockholder proposal requesting stockholders' right to act by written consent, if properly presented. | Shareholder | Against | Against | For | |||||
| 7. | To vote on a stockholder proposal to amend our principles of executive compensation program, if properly presented. | Shareholder | Against | Against | For | |||||
| EMERSON ELECTRIC CO. | ||||||||||
| Security | 291011104 | Meeting Type | Annual | |||||||
| Ticker Symbol | EMR | Meeting Date | 02-Feb-2021 | |||||||
| ISIN | US2910111044 | Agenda | 935317190 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | M. A. Blinn | For | For | For | ||||||
| 2 | A. F. Golden | For | For | For | ||||||
| 3 | C. Kendle | For | For | For | ||||||
| 4 | J. S. Turley | For | For | For | ||||||
| 2. | Ratification of KPMG LLP as Independent Registered Public Accounting Firm. | Management | For | For | For | |||||
| 3. | Approval, by non-binding advisory vote, of Emerson Electric Co. executive compensation. | Management | For | For | For | |||||
| APPLE INC. | ||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||
| Ticker Symbol | AAPL | Meeting Date | 23-Feb-2021 | |||||||
| ISIN | US0378331005 | Agenda | 935323167 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: James Bell | Management | For | For | For | |||||
| 1B. | Election of Director: Tim Cook | Management | For | For | For | |||||
| 1C. | Election of Director: Al Gore | Management | For | For | For | |||||
| 1D. | Election of Director: Andrea Jung | Management | For | For | For | |||||
| 1E. | Election of Director: Art Levinson | Management | For | For | For | |||||
| 1F. | Election of Director: Monica Lozano | Management | For | For | For | |||||
| 1G. | Election of Director: Ron Sugar | Management | For | For | For | |||||
| 1H. | Election of Director: Sue Wagner | Management | For | For | For | |||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2021. | Management | For | For | For | |||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | For | |||||
| 4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments". | Shareholder | Against | Against | For | |||||
| 5. | A shareholder proposal entitled "Shareholder Proposal to Improve Executive Compensation Program". | Shareholder | Against | Against | For | |||||
| QUALCOMM INCORPORATED | ||||||||||
| Security | 747525103 | Meeting Type | Annual | |||||||
| Ticker Symbol | QCOM | Meeting Date | 10-Mar-2021 | |||||||
| ISIN | US7475251036 | Agenda | 935327569 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Sylvia Acevedo | Management | For | For | For | |||||
| 1B. | Election of Director: Mark Fields | Management | For | For | For | |||||
| 1C. | Election of Director: Jeffrey W. Henderson | Management | For | For | For | |||||
| 1D. | Election of Director: Gregory N. Johnson | Management | For | For | For | |||||
| 1E. | Election of Director: Ann M. Livermore | Management | For | For | For | |||||
| 1F. | Election of Director: Harish Manwani | Management | For | For | For | |||||
| 1G. | Election of Director: Mark D. McLaughlin | Management | For | For | For | |||||
| 1H. | Election of Director: Jamie S. Miller | Management | For | For | For | |||||
| 1I. | Election of Director: Steve Mollenkopf | Management | For | For | For | |||||
| 1J. | Election of Director: Clark T. Randt, Jr. | Management | For | For | For | |||||
| 1K. | Election of Director: Irene B. Rosenfeld | Management | For | For | For | |||||
| 1L. | Election of Director: Kornelis "Neil" Smit | Management | For | For | For | |||||
| 1M. | Election of Director: Jean-Pascal Tricoire | Management | For | For | For | |||||
| 1N. | Election of Director: Anthony J. Vinciquerra | Management | For | For | For | |||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 26, 2021. | Management | For | For | For | |||||
| 3. | To approve, on an advisory basis, our executive compensation. | Management | For | For | For | |||||
| APPLIED MATERIALS, INC. | ||||||||||
| Security | 038222105 | Meeting Type | Annual | |||||||
| Ticker Symbol | AMAT | Meeting Date | 11-Mar-2021 | |||||||
| ISIN | US0382221051 | Agenda | 935329373 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Rani Borkar | Management | For | For | For | |||||
| 1B. | Election of Director: Judy Bruner | Management | For | For | For | |||||
| 1C. | Election of Director: Xun (Eric) Chen | Management | For | For | For | |||||
| 1D. | Election of Director: Aart J. de Geus | Management | For | For | For | |||||
| 1E. | Election of Director: Gary E. Dickerson | Management | For | For | For | |||||
| 1F. | Election of Director: Thomas J. Iannotti | Management | For | For | For | |||||
| 1G. | Election of Director: Alexander A. Karsner | Management | For | For | For | |||||
| 1H. | Election of Director: Adrianna C. Ma | Management | For | For | For | |||||
| 1I. | Election of Director: Yvonne McGill | Management | For | For | For | |||||
| 1J. | Election of Director: Scott A. McGregor | Management | For | For | For | |||||
| 2. | Approval, on an advisory basis, of the compensation of Applied Materials' named executive officers for fiscal year 2020. | Management | For | For | For | |||||
| 3. | Ratification of the appointment of KPMG LLP as Applied Materials' independent registered public accounting firm for fiscal year 2021. | Management | For | For | For | |||||
| 4. | Approval of the amended and restated Employee Stock Incentive Plan. | Management | For | For | For | |||||
| 5. | Approval of the Omnibus Employees' Stock Purchase Plan. | Management | For | For | For | |||||
| 6. | Shareholder proposal to adopt a policy, and amend our governing documents as necessary, to require the Chairman of the Board to be independent whenever possible including the next Chairman of the Board transition. | Shareholder | Against | Against | For | |||||
| 7. | Shareholder proposal to improve the executive compensation program and policy to include CEO pay ratio and other factors. | Shareholder | Against | Against | For | |||||
| STARBUCKS CORPORATION | ||||||||||
| Security | 855244109 | Meeting Type | Annual | |||||||
| Ticker Symbol | SBUX | Meeting Date | 17-Mar-2021 | |||||||
| ISIN | US8552441094 | Agenda | 935326935 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Richard E. Allison, Jr. | Management | For | For | For | |||||
| 1B. | Election of Director: Rosalind G. Brewer (Withdrawn) | Management | For | For | For | |||||
| 1C. | Election of Director: Andrew Campion | Management | For | For | For | |||||
| 1D. | Election of Director: Mary N. Dillon | Management | For | For | For | |||||
| 1E. | Election of Director: Isabel Ge Mahe | Management | For | For | For | |||||
| 1F. | Election of Director: Mellody Hobson | Management | For | For | For | |||||
| 1G. | Election of Director: Kevin R. Johnson | Management | For | For | For | |||||
| 1H. | Election of Director: Jørgen Vig Knudstorp | Management | For | For | For | |||||
| 1I. | Election of Director: Satya Nadella | Management | For | For | For | |||||
| 1J. | Election of Director: Joshua Cooper Ramo | Management | For | For | For | |||||
| 1K. | Election of Director: Clara Shih | Management | For | For | For | |||||
| 1L. | Election of Director: Javier G. Teruel | Management | For | For | For | |||||
| 2. | Advisory resolution to approve our executive officer compensation. | Management | For | For | For | |||||
| 3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2021. | Management | For | For | For | |||||
| 4. | Employee Board Representation. | Shareholder | Against | Against | For | |||||
| ADOBE INC | ||||||||||
| Security | 00724F101 | Meeting Type | Annual | |||||||
| Ticker Symbol | ADBE | Meeting Date | 20-Apr-2021 | |||||||
| ISIN | US00724F1012 | Agenda | 935343412 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director for a term of one year: Amy Banse | Management | For | For | For | |||||
| 1B. | Election of Director for a term of one year: Melanie Boulden | Management | For | For | For | |||||
| 1C. | Election of Director for a term of one year: Frank Calderoni | Management | For | For | For | |||||
| 1D. | Election of Director for a term of one year: James Daley | Management | For | For | For | |||||
| 1E. | Election of Director for a term of one year: Laura Desmond | Management | For | For | For | |||||
| 1F. | Election of Director for a term of one year: Shantanu Narayen | Management | For | For | For | |||||
| 1G. | Election of Director for a term of one year: Kathleen Oberg | Management | For | For | For | |||||
| 1H. | Election of Director for a term of one year: Dheeraj Pandey | Management | For | For | For | |||||
| 1I. | Election of Director for a term of one year: David Ricks | Management | For | For | For | |||||
| 1J. | Election of Director for a term of one year: Daniel Rosensweig | Management | For | For | For | |||||
| 1K. | Election of Director for a term of one year: John Warnock | Management | For | For | For | |||||
| 2. | Approve the Adobe Inc. 2019 Equity Incentive Plan, as amended, to increase the available share reserve by 6 million shares. | Management | For | For | For | |||||
| 3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 3, 2021. | Management | For | For | For | |||||
| 4. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | For | |||||
| PUBLIC SERVICE ENTERPRISE GROUP INC. | ||||||||||
| Security | 744573106 | Meeting Type | Annual | |||||||
| Ticker Symbol | PEG | Meeting Date | 20-Apr-2021 | |||||||
| ISIN | US7445731067 | Agenda | 935350734 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Ralph Izzo | Management | For | For | For | |||||
| 1B. | Election of Director: Shirley Ann Jackson | Management | For | For | For | |||||
| 1C. | Election of Director: Willie A. Deese | Management | For | For | For | |||||
| 1D. | Election of Director: David Lilley | Management | For | For | For | |||||
| 1E. | Election of Director: Barry H. Ostrowsky | Management | For | For | For | |||||
| 1F. | Election of Director: Scott G. Stephenson | Management | For | For | For | |||||
| 1G. | Election of Director: Laura A. Sugg | Management | For | For | For | |||||
| 1H. | Election of Director: John P. Surma | Management | For | For | For | |||||
| 1I. | Election of Director: Susan Tomasky | Management | For | For | For | |||||
| 1J. | Election of Director: Alfred W. Zollar | Management | For | For | For | |||||
| 2. | Advisory vote on the approval of executive compensation. | Management | For | For | For | |||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as Independent Auditor for the year 2021. | Management | For | For | For | |||||
| 4. | Approval of the 2021 Equity Compensation Plan for Outside Directors. | Management | For | For | For | |||||
| 5. | Approval of the 2021 Long-Term Incentive Plan. | Management | For | For | For | |||||
| TEXAS INSTRUMENTS INCORPORATED | ||||||||||
| Security | 882508104 | Meeting Type | Annual | |||||||
| Ticker Symbol | TXN | Meeting Date | 22-Apr-2021 | |||||||
| ISIN | US8825081040 | Agenda | 935341709 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Mark A. Blinn | Management | For | For | For | |||||
| 1B. | Election of Director: Todd M. Bluedorn | Management | For | For | For | |||||
| 1C. | Election of Director: Janet F. Clark | Management | For | For | For | |||||
| 1D. | Election of Director: Carrie S. Cox | Management | For | For | For | |||||
| 1E. | Election of Director: Martin S. Craighead | Management | For | For | For | |||||
| 1F. | Election of Director: Jean M. Hobby | Management | For | For | For | |||||
| 1G. | Election of Director: Michael D. Hsu | Management | For | For | For | |||||
| 1H. | Election of Director: Ronald Kirk | Management | For | For | For | |||||
| 1I. | Election of Director: Pamela H. Patsley | Management | For | For | For | |||||
| 1J. | Election of Director: Robert E. Sanchez | Management | For | For | For | |||||
| 1K. | Election of Director: Richard K. Templeton | Management | For | For | For | |||||
| 2. | Board proposal regarding advisory approval of the Company's executive compensation. | Management | For | For | For | |||||
| 3. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | For | |||||
| 4. | Stockholder proposal to permit shareholder action by written consent. | Shareholder | Against | Against | For | |||||
| PFIZER INC. | ||||||||||
| Security | 717081103 | Meeting Type | Annual | |||||||
| Ticker Symbol | PFE | Meeting Date | 22-Apr-2021 | |||||||
| ISIN | US7170811035 | Agenda | 935344503 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Ronald E. Blaylock | Management | For | For | For | |||||
| 1B. | Election of Director: Albert Bourla | Management | For | For | For | |||||
| 1C. | Election of Director: Susan Desmond- Hellmann | Management | For | For | For | |||||
| 1D. | Election of Director: Joseph J. Echevarria | Management | For | For | For | |||||
| 1E. | Election of Director: Scott Gottlieb | Management | For | For | For | |||||
| 1F. | Election of Director: Helen H. Hobbs | Management | For | For | For | |||||
| 1G. | Election of Director: Susan Hockfield | Management | For | For | For | |||||
| 1H. | Election of Director: Dan R. Littman | Management | For | For | For | |||||
| 1I. | Election of Director: Shantanu Narayen | Management | For | For | For | |||||
| 1J. | Election of Director: Suzanne Nora Johnson | Management | For | For | For | |||||
| 1K. | Election of Director: James Quincey | Management | For | For | For | |||||
| 1L. | Election of Director: James C. Smith | Management | For | For | For | |||||
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2021. | Management | For | For | For | |||||
| 3. | 2021 advisory approval of executive compensation. | Management | For | For | For | |||||
| 4. | Shareholder proposal regarding independent chair policy. | Shareholder | Against | Against | For | |||||
| 5. | Shareholder proposal regarding political spending report. | Shareholder | Against | Against | For | |||||
| 6. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Against | Against | For | |||||
| JOHNSON & JOHNSON | ||||||||||
| Security | 478160104 | Meeting Type | Annual | |||||||
| Ticker Symbol | JNJ | Meeting Date | 22-Apr-2021 | |||||||
| ISIN | US4781601046 | Agenda | 935345214 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Mary C. Beckerle | Management | For | For | For | |||||
| 1B. | Election of Director: D. Scott Davis | Management | For | For | For | |||||
| 1C. | Election of Director: Ian E. L. Davis | Management | For | For | For | |||||
| 1D. | Election of Director: Jennifer A. Doudna | Management | For | For | For | |||||
| 1E. | Election of Director: Alex Gorsky | Management | For | For | For | |||||
| 1F. | Election of Director: Marillyn A. Hewson | Management | For | For | For | |||||
| 1G. | Election of Director: Hubert Joly | Management | For | For | For | |||||
| 1H. | Election of Director: Mark B. McClellan | Management | For | For | For | |||||
| 1I. | Election of Director: Anne M. Mulcahy | Management | For | For | For | |||||
| 1J. | Election of Director: Charles Prince | Management | For | For | For | |||||
| 1K. | Election of Director: A. Eugene Washington | Management | For | For | For | |||||
| 1L. | Election of Director: Mark A. Weinberger | Management | For | For | For | |||||
| 1M. | Election of Director: Nadja Y. West | Management | For | For | For | |||||
| 1N. | Election of Director: Ronald A. Williams | Management | For | For | For | |||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | For | |||||
| 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021. | Management | For | For | For | |||||
| 4. | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. | Shareholder | Against | Against | For | |||||
| 5. | Independent Board Chair. | Shareholder | Against | Against | For | |||||
| 6. | Civil Rights Audit. | Shareholder | Against | Against | For | |||||
| 7. | Executive Compensation Bonus Deferral. | Shareholder | Against | Against | For | |||||
| FASTENAL COMPANY | ||||||||||
| Security | 311900104 | Meeting Type | Annual | |||||||
| Ticker Symbol | FAST | Meeting Date | 24-Apr-2021 | |||||||
| ISIN | US3119001044 | Agenda | 935342270 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Scott A. Satterlee | Management | For | For | For | |||||
| 1B. | Election of Director: Michael J. Ancius | Management | For | For | For | |||||
| 1C. | Election of Director: Stephen L. Eastman | Management | For | For | For | |||||
| 1D. | Election of Director: Daniel L. Florness | Management | For | For | For | |||||
| 1E. | Election of Director: Rita J. Heise | Management | For | For | For | |||||
| 1F. | Election of Director: Hsenghung Sam Hsu | Management | For | For | For | |||||
| 1G. | Election of Director: Daniel L. Johnson | Management | For | For | For | |||||
| 1H. | Election of Director: Nicholas J. Lundquist | Management | For | For | For | |||||
| 1I. | Election of Director: Reyne K. Wisecup | Management | For | For | For | |||||
| 2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | For | |||||
| 3. | Approval, by non-binding vote, of executive compensation. | Management | For | For | For | |||||
| RAYTHEON TECHNOLOGIES | ||||||||||
| Security | 75513E101 | Meeting Type | Annual | |||||||
| Ticker Symbol | RTX | Meeting Date | 26-Apr-2021 | |||||||
| ISIN | US75513E1010 | Agenda | 935347218 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Tracy A. Atkinson | Management | For | For | For | |||||
| 1B. | Election of Director: Gregory J. Hayes | Management | For | For | For | |||||
| 1C. | Election of Director: Thomas A. Kennedy | Management | For | For | For | |||||
| 1D. | Election of Director: Marshall O. Larsen | Management | For | For | For | |||||
| 1E. | Election of Director: George R. Oliver | Management | For | For | For | |||||
| 1F. | Election of Director: Robert K. (Kelly) Ortberg | Management | For | For | For | |||||
| 1G. | Election of Director: Margaret L. O'Sullivan | Management | For | For | For | |||||
| 1H. | Election of Director: Dinesh C. Paliwal | Management | For | For | For | |||||
| 1I. | Election of Director: Ellen M. Pawlikowski | Management | For | For | For | |||||
| 1J. | Election of Director: Denise L. Ramos | Management | For | For | For | |||||
| 1K. | Election of Director: Fredric G. Reynolds | Management | For | For | For | |||||
| 1L. | Election of Director: Brian C. Rogers | Management | For | For | For | |||||
| 1M. | Election of Director: James A. Winnefeld, Jr. | Management | For | For | For | |||||
| 1N. | Election of Director: Robert O. Work | Management | For | For | For | |||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | For | |||||
| 3. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2021. | Management | For | For | For | |||||
| 4. | Approve Raytheon Technologies Corporation Executive Annual Incentive Plan. | Management | For | For | For | |||||
| 5. | Approve Amendment to the Raytheon Technologies Corporation 2018 Long-Term Incentive Plan. | Management | For | For | For | |||||
| 6. | Shareowner Proposal to Amend Proxy Access Bylaw. | Shareholder | Against | Against | For | |||||
| EXELON CORPORATION | ||||||||||
| Security | 30161N101 | Meeting Type | Annual | |||||||
| Ticker Symbol | EXC | Meeting Date | 27-Apr-2021 | |||||||
| ISIN | US30161N1019 | Agenda | 935347597 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Anthony Anderson | Management | For | For | For | |||||
| 1B. | Election of Director: Ann Berzin | Management | For | For | For | |||||
| 1C. | Election of Director: Laurie Brlas | Management | For | For | For | |||||
| 1D. | Election of Director: Marjorie Rodgers Cheshire | Management | For | For | For | |||||
| 1E. | Election of Director: Christopher Crane | Management | For | For | For | |||||
| 1F. | Election of Director: Yves de Balmann | Management | For | For | For | |||||
| 1G. | Election of Director: Linda Jojo | Management | For | For | For | |||||
| 1H. | Election of Director: Paul Joskow | Management | For | For | For | |||||
| 1I. | Election of Director: Robert Lawless | Management | For | For | For | |||||
| 1J. | Election of Director: John Richardson | Management | For | For | For | |||||
| 1K. | Election of Director: Mayo Shattuck III | Management | For | For | For | |||||
| 1L. | Election of Director: John Young | Management | For | For | For | |||||
| 2. | Advisory approval of executive compensation. | Management | For | For | For | |||||
| 3. | Ratification of PricewaterhouseCoopers LLP as Exelon's Independent Auditor for 2021. | Management | For | For | For | |||||
| 4. | A shareholder proposal requesting a report on the impact of Exelon plans involving electric vehicles and charging stations with regard to child labor outside the United States. | Shareholder | Against | Against | For | |||||
| BALL CORPORATION | ||||||||||
| Security | 058498106 | Meeting Type | Annual | |||||||
| Ticker Symbol | BLL | Meeting Date | 28-Apr-2021 | |||||||
| ISIN | US0584981064 | Agenda | 935351445 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | John A. Bryant | For | For | For | ||||||
| 2 | Michael J. Cave | For | For | For | ||||||
| 3 | Daniel W. Fisher | For | For | For | ||||||
| 4 | Pedro H. Mariani | For | For | For | ||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Corporation for 2021. | Management | For | For | For | |||||
| 3. | To approve, by non-binding vote, the compensation paid to the named executive officers. | Management | For | For | For | |||||
| W.W. GRAINGER, INC. | ||||||||||
| Security | 384802104 | Meeting Type | Annual | |||||||
| Ticker Symbol | GWW | Meeting Date | 28-Apr-2021 | |||||||
| ISIN | US3848021040 | Agenda | 935352423 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Rodney C. Adkins | For | For | For | ||||||
| 2 | Brian P. Anderson | For | For | For | ||||||
| 3 | V. Ann Hailey | For | For | For | ||||||
| 4 | Katherine D. Jaspon | For | For | For | ||||||
| 5 | Stuart L. Levenick | For | For | For | ||||||
| 6 | D.G. Macpherson | For | For | For | ||||||
| 7 | Neil S. Novich | For | For | For | ||||||
| 8 | Beatriz R. Perez | For | For | For | ||||||
| 9 | Michael J. Roberts | For | For | For | ||||||
| 10 | E. Scott Santi | For | For | For | ||||||
| 11 | Susan Slavik Williams | For | For | For | ||||||
| 12 | Lucas E. Watson | For | For | For | ||||||
| 13 | Steven A. White | For | For | For | ||||||
| 2. | Proposal to ratify the appointment of Ernst & Young LLP as independent auditor for the year ending December 31, 2021. | Management | For | For | For | |||||
| 3. | Say on Pay: To approve on a non-binding advisory basis the compensation of the Company's Named Executive Officers. | Management | For | For | For | |||||
| CORNING INCORPORATED | ||||||||||
| Security | 219350105 | Meeting Type | Annual | |||||||
| Ticker Symbol | GLW | Meeting Date | 29-Apr-2021 | |||||||
| ISIN | US2193501051 | Agenda | 935346975 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Donald W. Blair | Management | For | For | For | |||||
| 1B. | Election of Director: Leslie A. Brun | Management | For | For | For | |||||
| 1C. | Election of Director: Stephanie A. Burns | Management | For | For | For | |||||
| 1D. | Election of Director: Richard T. Clark | Management | For | For | For | |||||
| 1E. | Election of Director: Robert F. Cummings, Jr. | Management | For | For | For | |||||
| 1F. | Election of Director: Roger W. Ferguson, Jr. | Management | For | For | For | |||||
| 1G. | Election of Director: Deborah A. Henretta | Management | For | For | For | |||||
| 1H. | Election of Director: Daniel P. Huttenlocher | Management | For | For | For | |||||
| 1I. | Election of Director: Kurt M. Landgraf | Management | For | For | For | |||||
| 1J. | Election of Director: Kevin J. Martin | Management | For | For | For | |||||
| 1K. | Election of Director: Deborah D. Rieman | Management | For | For | For | |||||
| 1L. | Election of Director: Hansel E. Tookes, II | Management | For | For | For | |||||
| 1M. | Election of Director: Wendell P. Weeks | Management | For | For | For | |||||
| 1N. | Election of Director: Mark S. Wrighton | Management | For | For | For | |||||
| 2. | Advisory approval of our executive compensation (Say on Pay). | Management | For | For | For | |||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||
| 4. | Approval of our 2021 Long-Term Incentive Plan. | Management | For | For | For | |||||
| EDWARDS LIFESCIENCES CORPORATION | ||||||||||
| Security | 28176E108 | Meeting Type | Annual | |||||||
| Ticker Symbol | EW | Meeting Date | 04-May-2021 | |||||||
| ISIN | US28176E1082 | Agenda | 935354035 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1.1 | Election of Director: Kieran T. Gallahue | Management | For | For | For | |||||
| 1.2 | Election of Director: Leslie S. Heisz | Management | For | For | For | |||||
| 1.3 | Election of Director: Paul A. LaViolette | Management | For | For | For | |||||
| 1.4 | Election of Director: Steven R. Loranger | Management | For | For | For | |||||
| 1.5 | Election of Director: Martha H. Marsh | Management | For | For | For | |||||
| 1.6 | Election of Director: Michael A. Mussallem | Management | For | For | For | |||||
| 1.7 | Election of Director: Ramona Sequeira | Management | For | For | For | |||||
| 1.8 | Election of Director: Nicholas J. Valeriani | Management | For | For | For | |||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | For | |||||
| 3. | Approval of the Amendment and Restatement of the Company's 2001 Employee Stock Purchase Plan for United States Employees (the "U.S. ESPP") to Increase the Total Number of Shares of Common Stock Available for Issuance under the U.S. ESPP by 3,300,000 Shares. | Management | For | For | For | |||||
| 4. | Approval of the Amendment and Restatement of the Company's 2001 Employee Stock Purchase Plan for International Employees (the "International ESPP") to Increase the Total Number of Shares of Common Stock Available for Issuance under the International ESPP by 1,200,000 Shares. | Management | For | For | For | |||||
| 5. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | For | |||||
| 6. | Advisory Vote on a Stockholder Proposal Regarding Action by Written Consent. | Shareholder | Against | Against | For | |||||
| 7. | Advisory Vote on a Stockholder Proposal to Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates. | Shareholder | Against | Against | For | |||||
| BRISTOL-MYERS SQUIBB COMPANY | ||||||||||
| Security | 110122108 | Meeting Type | Annual | |||||||
| Ticker Symbol | BMY | Meeting Date | 04-May-2021 | |||||||
| ISIN | US1101221083 | Agenda | 935359643 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A) | Election of Director: Peter J. Arduini | Management | For | For | For | |||||
| 1B) | Election of Director: Michael W. Bonney | Management | For | For | For | |||||
| 1C) | Election of Director: Giovanni Caforio, M.D. | Management | For | For | For | |||||
| 1D) | Election of Director: Julia A. Haller, M.D. | Management | For | For | For | |||||
| 1E) | Election of Director: Paula A. Price | Management | For | For | For | |||||
| 1F) | Election of Director: Derica W. Rice | Management | For | For | For | |||||
| 1G) | Election of Director: Theodore R. Samuels | Management | For | For | For | |||||
| 1H) | Election of Director: Gerald L. Storch | Management | For | For | For | |||||
| 1I) | Election of Director: Karen Vousden, Ph.D. | Management | For | For | For | |||||
| 1J) | Election of Director: Phyllis R. Yale | Management | For | For | For | |||||
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | For | For | |||||
| 3. | Approval of the Company's 2021 Stock Award and Incentive Plan. | Management | For | For | For | |||||
| 4. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | For | For | For | |||||
| 5. | Approval of an Amendment to the Certificate of Incorporation to Lower the Ownership Threshold for Special Shareholder Meetings to 15%. | Management | For | For | For | |||||
| 6. | Shareholder Proposal on Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | Against | Against | For | |||||
| 7. | Shareholder Proposal on Shareholder Right to Act by Written Consent. | Shareholder | Against | Against | For | |||||
| 8. | Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | Shareholder | Against | Against | For | |||||
| NEWELL BRANDS INC. | ||||||||||
| Security | 651229106 | Meeting Type | Annual | |||||||
| Ticker Symbol | NWL | Meeting Date | 05-May-2021 | |||||||
| ISIN | US6512291062 | Agenda | 935352687 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Bridget Ryan Berman | Management | For | For | For | |||||
| 1B. | Election of Director: Patrick D. Campbell | Management | For | For | For | |||||
| 1C. | Election of Director: James R. Craigie | Management | For | For | For | |||||
| 1D. | Election of Director: Brett M. Icahn | Management | For | For | For | |||||
| 1E. | Election of Director: Jay L. Johnson | Management | For | For | For | |||||
| 1F. | Election of Director: Gerardo I. Lopez | Management | For | For | For | |||||
| 1G. | Election of Director: Courtney R. Mather | Management | For | For | For | |||||
| 1H. | Election of Director: Ravichandra K. Saligram | Management | For | For | For | |||||
| 1I. | Election of Director: Judith A. Sprieser | Management | For | For | For | |||||
| 1J. | Election of Director: Robert A. Steele | Management | For | For | For | |||||
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||
| 3. | Advisory resolution to approve executive compensation. | Management | For | For | For | |||||
| 4. | A stockholder proposal to amend the stockholder right to act by written consent. | Shareholder | Against | Against | For | |||||
| PEPSICO, INC. | ||||||||||
| Security | 713448108 | Meeting Type | Annual | |||||||
| Ticker Symbol | PEP | Meeting Date | 05-May-2021 | |||||||
| ISIN | US7134481081 | Agenda | 935355342 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Segun Agbaje | Management | For | For | For | |||||
| 1B. | Election of Director: Shona L. Brown | Management | For | For | For | |||||
| 1C. | Election of Director: Cesar Conde | Management | For | For | For | |||||
| 1D. | Election of Director: Ian Cook | Management | For | For | For | |||||
| 1E. | Election of Director: Dina Dublon | Management | For | For | For | |||||
| 1F. | Election of Director: Michelle Gass | Management | For | For | For | |||||
| 1G. | Election of Director: Ramon L. Laguarta | Management | For | For | For | |||||
| 1H. | Election of Director: Dave Lewis | Management | For | For | For | |||||
| 1I. | Election of Director: David C. Page | Management | For | For | For | |||||
| 1J. | Election of Director: Robert C. Pohlad | Management | For | For | For | |||||
| 1K. | Election of Director: Daniel Vasella | Management | For | For | For | |||||
| 1L. | Election of Director: Darren Walker | Management | For | For | For | |||||
| 1M. | Election of Director: Alberto Weisser | Management | For | For | For | |||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | For | |||||
| 3. | Advisory approval of the Company's executive compensation. | Management | For | For | For | |||||
| 4. | Shareholder Proposal - Special Shareholder Meeting Vote Threshold. | Shareholder | Against | Against | For | |||||
| 5. | Shareholder Proposal - Report on Sugar and Public Health. | Shareholder | Against | Against | For | |||||
| 6. | Shareholder Proposal - Report on External Public Health Costs. | Shareholder | Against | Against | For | |||||
| MASCO CORPORATION | ||||||||||
| Security | 574599106 | Meeting Type | Annual | |||||||
| Ticker Symbol | MAS | Meeting Date | 12-May-2021 | |||||||
| ISIN | US5745991068 | Agenda | 935383101 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Mark R. Alexander | Management | For | For | For | |||||
| 1B. | Election of Director: Marie A. Ffolkes | Management | For | For | For | |||||
| 1C. | Election of Director: John C. Plant | Management | For | For | For | |||||
| 2. | To approve, by non-binding advisory vote, the compensation paid to the Company's named executive officers, as disclosed pursuant to the compensation disclosure rules of the SEC, including the Compensation Discussion and Analysis, the compensation tables and the related materials disclosed in the Proxy Statement. | Management | For | For | For | |||||
| 3. | To ratify the selection of PricewaterhouseCoopers LLP as independent auditors for the Company for 2021. | Management | For | For | For | |||||
| NORFOLK SOUTHERN CORPORATION | ||||||||||
| Security | 655844108 | Meeting Type | Annual | |||||||
| Ticker Symbol | NSC | Meeting Date | 13-May-2021 | |||||||
| ISIN | US6558441084 | Agenda | 935363046 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Thomas D. Bell, Jr. | Management | For | For | For | |||||
| 1b. | Election of Director: Mitchell E. Daniels, Jr. | Management | For | For | For | |||||
| 1c. | Election of Director: Marcela E. Donadio | Management | For | For | For | |||||
| 1d. | Election of Director: John C. Huffard, Jr. | Management | For | For | For | |||||
| 1e. | Election of Director: Christopher T. Jones | Management | For | For | For | |||||
| 1f. | Election of Director: Thomas C. Kelleher | Management | For | For | For | |||||
| 1g. | Election of Director: Steven F. Leer | Management | For | For | For | |||||
| 1h. | Election of Director: Michael D. Lockhart | Management | For | For | For | |||||
| 1i. | Election of Director: Amy E. Miles | Management | For | For | For | |||||
| 1j. | Election of Director: Claude Mongeau | Management | For | For | For | |||||
| 1k. | Election of Director: Jennifer F. Scanlon | Management | For | For | For | |||||
| 1l. | Election of Director: James A. Squires | Management | For | For | For | |||||
| 1m. | Election of Director: John R. Thompson | Management | For | For | For | |||||
| 2. | Ratification of the appointment of KPMG LLP, independent registered public accounting firm, as Norfolk Southern's independent auditors for the year ending December 31, 2021. | Management | For | For | For | |||||
| 3. | Approval of the advisory resolution on executive compensation, as disclosed in the proxy statement for the 2021 Annual Meeting of Shareholders. | Management | For | For | For | |||||
| 4. | Proposal regarding revisions to ownership requirements for proxy access. | Shareholder | Against | Against | For | |||||
| 5. | Proposal regarding a report on lobbying activity alignment with Paris Climate Agreement. | Shareholder | Against | Against | For | |||||
| VERIZON COMMUNICATIONS INC. | ||||||||||
| Security | 92343V104 | Meeting Type | Annual | |||||||
| Ticker Symbol | VZ | Meeting Date | 13-May-2021 | |||||||
| ISIN | US92343V1044 | Agenda | 935364846 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Shellye L. Archambeau | Management | For | For | For | |||||
| 1b. | Election of Director: Roxanne S. Austin | Management | For | For | For | |||||
| 1c. | Election of Director: Mark T. Bertolini | Management | For | For | For | |||||
| 1d. | Election of Director: Melanie L. Healey | Management | For | For | For | |||||
| 1e. | Election of Director: Clarence Otis, Jr. | Management | For | For | For | |||||
| 1f. | Election of Director: Daniel H. Schulman | Management | For | For | For | |||||
| 1g. | Election of Director: Rodney E. Slater | Management | For | For | For | |||||
| 1h. | Election of Director: Hans E. Vestberg | Management | For | For | For | |||||
| 1i. | Election of Director: Gregory G. Weaver | Management | For | For | For | |||||
| 2 | Advisory Vote to Approve Executive Compensation | Management | For | For | For | |||||
| 3 | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | For | |||||
| 4 | Shareholder Action by Written Consent | Shareholder | Against | Against | For | |||||
| 5 | Amend Clawback Policy | Shareholder | Against | Against | For | |||||
| 6 | Shareholder Ratification of Annual Equity Awards | Shareholder | Against | Against | For | |||||
| UNION PACIFIC CORPORATION | ||||||||||
| Security | 907818108 | Meeting Type | Annual | |||||||
| Ticker Symbol | UNP | Meeting Date | 13-May-2021 | |||||||
| ISIN | US9078181081 | Agenda | 935364947 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Andrew H. Card Jr. | Management | For | For | For | |||||
| 1B. | Election of Director: William J. DeLaney | Management | For | For | For | |||||
| 1C. | Election of Director: David B. Dillon | Management | For | For | For | |||||
| 1D. | Election of Director: Lance M. Fritz | Management | For | For | For | |||||
| 1E. | Election of Director: Deborah C. Hopkins | Management | For | For | For | |||||
| 1F. | Election of Director: Jane H. Lute | Management | For | For | For | |||||
| 1G. | Election of Director: Michael R. McCarthy | Management | For | For | For | |||||
| 1H. | Election of Director: Thomas F. McLarty III | Management | For | For | For | |||||
| 1I. | Election of Director: Jose H. Villarreal | Management | For | For | For | |||||
| 1J. | Election of Director: Christopher J. Williams | Management | For | For | For | |||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2021. | Management | For | For | For | |||||
| 3. | An advisory vote to approve executive compensation ("Say on Pay"). | Management | For | For | For | |||||
| 4. | Adoption of the Union Pacific Corporation 2021 Stock Incentive Plan. | Management | For | For | For | |||||
| 5. | Adoption of the Union Pacific Corporation 2021 Employee Stock Purchase Plan. | Management | For | For | For | |||||
| 6. | Shareholder proposal requesting an EEO-1 Report Disclosure, if properly presented at the Annual Meeting. | Shareholder | Against | Against | For | |||||
| 7. | Shareholder proposal requesting an Annual Diversity and Inclusion Efforts Report, if properly presented at the Annual Meeting. | Shareholder | Against | Against | For | |||||
| 8. | Shareholder proposal requesting an Annual Emissions Reduction Plan & annual advisory vote on Emissions Reduction Plan, if properly presented at the Annual Meeting. | Shareholder | Against | Against | For | |||||
| UNITED PARCEL SERVICE, INC. | ||||||||||
| Security | 911312106 | Meeting Type | Annual | |||||||
| Ticker Symbol | UPS | Meeting Date | 13-May-2021 | |||||||
| ISIN | US9113121068 | Agenda | 935365002 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director to serve until the 2022 Annual Meeting: Carol B. Tomé | Management | For | For | For | |||||
| 1B. | Election of Director to serve until the 2022 Annual Meeting: Rodney C. Adkins | Management | For | For | For | |||||
| 1C. | Election of Director to serve until the 2022 Annual Meeting: Eva C. Boratto | Management | For | For | For | |||||
| 1D. | Election of Director to serve until the 2022 Annual Meeting: Michael J. Burns | Management | For | For | For | |||||
| 1E. | Election of Director to serve until the 2022 Annual Meeting: Wayne M. Hewett | Management | For | For | For | |||||
| 1F. | Election of Director to serve until the 2022 Annual Meeting: Angela Hwang | Management | For | For | For | |||||
| 1G. | Election of Director to serve until the 2022 Annual Meeting: Kate E. Johnson | Management | For | For | For | |||||
| 1H. | Election of Director to serve until the 2022 Annual Meeting: William R. Johnson | Management | For | For | For | |||||
| 1I. | Election of Director to serve until the 2022 Annual Meeting: Ann M. Livermore | Management | For | For | For | |||||
| 1J. | Election of Director to serve until the 2022 Annual Meeting: Franck J. Moison | Management | For | For | For | |||||
| 1K. | Election of Director to serve until the 2022 Annual Meeting: Christiana Smith Shi | Management | For | For | For | |||||
| 1L. | Election of Director to serve until the 2022 Annual Meeting: Russell Stokes | Management | For | For | For | |||||
| 1M. | Election of Director to serve until the 2022 Annual Meeting: Kevin Warsh | Management | For | For | For | |||||
| 2. | To approve on an advisory basis a resolution on UPS executive compensation. | Management | For | For | For | |||||
| 3. | To approve the 2021 UPS Omnibus Incentive Compensation Plan. | Management | For | For | For | |||||
| 4. | To ratify the appointment of Deloitte & Touche LLP as UPS's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | For | |||||
| 5. | To prepare an annual report on UPS's lobbying activities. | Shareholder | Against | Against | For | |||||
| 6. | To reduce the voting power of UPS class A stock from 10 votes per share to one vote per share. | Shareholder | Against | Against | For | |||||
| 7. | To prepare a report on reducing UPS's total contribution to climate change. | Shareholder | Against | Against | For | |||||
| 8. | To transition UPS to a public benefit corporation. | Shareholder | Against | Against | For | |||||
| 9. | To prepare a report assessing UPS's diversity and inclusion efforts. | Shareholder | Against | Against | For | |||||
| INTEL CORPORATION | ||||||||||
| Security | 458140100 | Meeting Type | Annual | |||||||
| Ticker Symbol | INTC | Meeting Date | 13-May-2021 | |||||||
| ISIN | US4581401001 | Agenda | 935369012 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Patrick P. Gelsinger | Management | For | For | For | |||||
| 1B. | Election of Director: James J. Goetz | Management | For | For | For | |||||
| 1C. | Election of Director: Alyssa Henry | Management | For | For | For | |||||
| 1D. | Election of Director: Omar Ishrak | Management | For | For | For | |||||
| 1E. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | For | |||||
| 1F. | Election of Director: Tsu-Jae King Liu | Management | For | For | For | |||||
| 1G. | Election of Director: Gregory D. Smith | Management | For | For | For | |||||
| 1H. | Election of Director: Dion J. Weisler | Management | For | For | For | |||||
| 1I. | Election of Director: Frank D. Yeary | Management | For | For | For | |||||
| 2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | For | |||||
| 3. | Advisory vote to approve executive compensation of our listed officers. | Management | For | For | For | |||||
| 4. | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 5. | Stockholder proposal requesting a report on median pay gaps across race and gender, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 6. | Stockholder proposal requesting a report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| JPMORGAN CHASE & CO. | ||||||||||
| Security | 46625H100 | Meeting Type | Annual | |||||||
| Ticker Symbol | JPM | Meeting Date | 18-May-2021 | |||||||
| ISIN | US46625H1005 | Agenda | 935372285 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Linda B. Bammann | Management | For | For | For | |||||
| 1B. | Election of Director: Stephen B. Burke | Management | For | For | For | |||||
| 1C. | Election of Director: Todd A. Combs | Management | For | For | For | |||||
| 1D. | Election of Director: James S. Crown | Management | For | For | For | |||||
| 1E. | Election of Director: James Dimon | Management | For | For | For | |||||
| 1F. | Election of Director: Timothy P. Flynn | Management | For | For | For | |||||
| 1G. | Election of Director: Mellody Hobson | Management | For | For | For | |||||
| 1H. | Election of Director: Michael A. Neal | Management | For | For | For | |||||
| 1I. | Election of Director: Phebe N. Novakovic | Management | For | For | For | |||||
| 1J. | Election of Director: Virginia M. Rometty | Management | For | For | For | |||||
| 2. | Advisory resolution to approve executive compensation. | Management | For | For | For | |||||
| 3. | Approval of Amended and Restated Long- Term Incentive Plan effective May 18, 2021. | Management | For | For | For | |||||
| 4. | Ratification of independent registered public accounting firm. | Management | For | For | For | |||||
| 5. | Improve shareholder written consent. | Shareholder | Against | Against | For | |||||
| 6. | Racial equity audit and report. | Shareholder | Against | Against | For | |||||
| 7. | Independent board chairman. | Shareholder | Against | Against | For | |||||
| 8. | Political and electioneering expenditure congruency report. | Shareholder | Against | Against | For | |||||
| AMGEN INC. | ||||||||||
| Security | 031162100 | Meeting Type | Annual | |||||||
| Ticker Symbol | AMGN | Meeting Date | 18-May-2021 | |||||||
| ISIN | US0311621009 | Agenda | 935375382 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Wanda M. Austin | Management | For | For | For | |||||
| 1B. | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Robert A. Bradway | Management | For | For | For | |||||
| 1C. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Brian J. Druker | Management | For | For | For | |||||
| 1D. | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Robert A. Eckert | Management | For | For | For | |||||
| 1E. | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Greg C. Garland | Management | For | For | For | |||||
| 1F. | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Charles M. Holley, Jr. | Management | For | For | For | |||||
| 1G. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Tyler Jacks | Management | For | For | For | |||||
| 1H. | Election of Director for a term of office expiring at the 2022 annual meeting: Ms. Ellen J. Kullman | Management | For | For | For | |||||
| 1I. | Election of Director for a term of office expiring at the 2022 annual meeting: Ms. Amy E. Miles | Management | For | For | For | |||||
| 1J. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Ronald D. Sugar | Management | For | For | For | |||||
| 1K. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. R. Sanders Williams | Management | For | For | For | |||||
| 2. | Advisory vote to approve our executive compensation. | Management | For | For | For | |||||
| 3. | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||
| UNIVERSAL HEALTH SERVICES, INC. | ||||||||||
| Security | 913903100 | Meeting Type | Annual | |||||||
| Ticker Symbol | UHS | Meeting Date | 19-May-2021 | |||||||
| ISIN | US9139031002 | Agenda | �� | 935378059 - Management | ||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 2. | Proposal to ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||
| THE HOME DEPOT, INC. | ||||||||||
| Security | 437076102 | Meeting Type | Annual | |||||||
| Ticker Symbol | HD | Meeting Date | 20-May-2021 | |||||||
| ISIN | US4370761029 | Agenda | 935365874 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Gerard J. Arpey | Management | For | For | For | |||||
| 1B. | Election of Director: Ari Bousbib | Management | For | For | For | |||||
| 1C. | Election of Director: Jeffery H. Boyd | Management | For | For | For | |||||
| 1D. | Election of Director: Gregory D. Brenneman | Management | For | For | For | |||||
| 1E. | Election of Director: J. Frank Brown | Management | For | For | For | |||||
| 1F. | Election of Director: Albert P. Carey | Management | For | For | For | |||||
| 1G. | Election of Director: Helena B. Foulkes | Management | For | For | For | |||||
| 1H. | Election of Director: Linda R. Gooden | Management | For | For | For | |||||
| 1I. | Election of Director: Wayne M. Hewett | Management | For | For | For | |||||
| 1J. | Election of Director: Manuel Kadre | Management | For | For | For | |||||
| 1K. | Election of Director: Stephanie C. Linnartz | Management | For | For | For | |||||
| 1L. | Election of Director: Craig A. Menear | Management | For | For | For | |||||
| 2. | Ratification of the Appointment of KPMG LLP. | Management | For | For | For | |||||
| 3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay"). | Management | For | For | For | |||||
| 4. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right. | Shareholder | Against | Against | For | |||||
| 5. | Shareholder Proposal Regarding Political Contributions Congruency Analysis. | Shareholder | Against | Against | For | |||||
| 6. | Shareholder Proposal Regarding Report on Prison Labor in the Supply Chain. | Shareholder | Against | Against | For | |||||
| EXXON MOBIL CORPORATION | ||||||||||
| Security | 30231G102 | Meeting Type | Contested-Annual | |||||||
| Ticker Symbol | XOM | Meeting Date | 26-May-2021 | |||||||
| ISIN | US30231G1022 | Agenda | 935352005 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Michael J. Angelakis | For | For | For | ||||||
| 2 | Susan K. Avery | For | For | For | ||||||
| 3 | Angela F. Braly | For | For | For | ||||||
| 4 | Ursula M. Burns | For | For | For | ||||||
| 5 | Kenneth C. Frazier | For | For | For | ||||||
| 6 | Joseph L. Hooley | For | For | For | ||||||
| 7 | Steven A. Kandarian | For | For | For | ||||||
| 8 | Douglas R. Oberhelman | For | For | For | ||||||
| 9 | Samuel J. Palmisano | For | For | For | ||||||
| 10 | Jeffrey W. Ubben | For | For | For | ||||||
| 11 | Darren W. Woods | For | For | For | ||||||
| 12 | Wan Zulkiflee | For | For | For | ||||||
| 2. | Ratification of Independent Auditors. | Management | For | For | For | |||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | For | |||||
| 4. | Independent Chairman. | Shareholder | Against | Against | For | |||||
| 5. | Special Shareholder Meetings. | Shareholder | Against | Against | For | |||||
| 6. | Report on Scenario Analysis. | Shareholder | Against | Against | For | |||||
| 7. | Report on Environmental Expenditures. | Shareholder | Against | Against | For | |||||
| 8. | Report on Political Contributions. | Shareholder | Against | Against | For | |||||
| 9. | Report on Lobbying. | Shareholder | Against | Against | For | |||||
| 10. | Report on Climate Lobbying. | Shareholder | Against | Against | For | |||||
| EXXON MOBIL CORPORATION | ||||||||||
| Security | 30231G102 | Meeting Type | Contested-Annual | |||||||
| Ticker Symbol | XOM | Meeting Date | 26-May-2021 | |||||||
| ISIN | US30231G1022 | Agenda | 935378338 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Michael J. Angelakis | For | For | For | ||||||
| 2 | Susan K. Avery | For | For | For | ||||||
| 3 | Angela F. Braly | For | For | For | ||||||
| 4 | Ursula M. Burns | For | For | For | ||||||
| 5 | Kenneth C. Frazier | For | For | For | ||||||
| 6 | Joseph L. Hooley | For | For | For | ||||||
| 7 | Steven A. Kandarian | For | For | For | ||||||
| 8 | Douglas R. Oberhelman | For | For | For | ||||||
| 9 | Samuel J. Palmisano | For | For | For | ||||||
| 10 | Jeffrey W. Ubben | For | For | For | ||||||
| 11 | Darren W. Woods | For | For | For | ||||||
| 12 | Wan Zulkiflee | For | For | For | ||||||
| 2. | Ratification of Independent Auditors. | Management | For | For | For | |||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | For | |||||
| 4. | Independent Chairman. | Shareholder | Against | Against | For | |||||
| 5. | Special Shareholder Meetings. | Shareholder | Against | Against | For | |||||
| 6. | Report on Scenario Analysis. | Shareholder | Against | Against | For | |||||
| 7. | Report on Environmental Expenditures. | Shareholder | Against | Against | For | |||||
| 8. | Report on Political Contributions. | Shareholder | Against | Against | For | |||||
| 9. | Report on Lobbying. | Shareholder | Against | Against | For | |||||
| 10. | Report on Climate Lobbying. | Shareholder | Against | Against | For | |||||
| CHEVRON CORPORATION | ||||||||||
| Security | 166764100 | Meeting Type | Annual | |||||||
| Ticker Symbol | CVX | Meeting Date | 26-May-2021 | |||||||
| ISIN | US1667641005 | Agenda | 935390132 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Wanda M. Austin | Management | For | For | For | |||||
| 1B. | Election of Director: John B. Frank | Management | For | For | For | |||||
| 1C. | Election of Director: Alice P. Gast | Management | For | For | For | |||||
| 1D. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | For | |||||
| 1E. | Election of Director: Marillyn A. Hewson | Management | For | For | For | |||||
| 1F. | Election of Director: Jon M. Huntsman Jr. | Management | For | For | For | |||||
| 1G. | Election of Director: Charles W. Moorman IV | Management | For | For | For | |||||
| 1H. | Election of Director: Dambisa F. Moyo | Management | For | For | For | |||||
| 1I. | Election of Director: Debra Reed-Klages | Management | For | For | For | |||||
| 1J. | Election of Director: Ronald D. Sugar | Management | For | For | For | |||||
| 1K. | Election of Director: D. James Umpleby III | Management | For | For | For | |||||
| 1L. | Election of Director: Michael K. Wirth | Management | For | For | For | |||||
| 2. | Ratification of Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. | Management | For | For | For | |||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | For | |||||
| 4. | Reduce Scope 3 Emissions. | Shareholder | Against | Against | For | |||||
| 5. | Report on Impacts of Net Zero 2050 Scenario. | Shareholder | Against | Against | For | |||||
| 6. | Shift to Public Benefit Corporation. | Shareholder | Against | Against | For | |||||
| 7. | Report on Lobbying. | Shareholder | Against | Against | For | |||||
| 8. | Independent Chair. | Shareholder | Against | Against | For | |||||
| 9. | Special Meetings. | Shareholder | Against | Against | For | |||||
| AMAZON.COM, INC. | ||||||||||
| Security | 023135106 | Meeting Type | Annual | |||||||
| Ticker Symbol | AMZN | Meeting Date | 26-May-2021 | |||||||
| ISIN | US0231351067 | Agenda | 935397592 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Jeffrey P. Bezos | Management | For | For | For | |||||
| 1B. | Election of Director: Keith B. Alexander | Management | For | For | For | |||||
| 1C. | Election of Director: Jamie S. Gorelick | Management | For | For | For | |||||
| 1D. | Election of Director: Daniel P. Huttenlocher | Management | For | For | For | |||||
| 1E. | Election of Director: Judith A. McGrath | Management | For | For | For | |||||
| 1F. | Election of Director: Indra K. Nooyi | Management | For | For | For | |||||
| 1G. | Election of Director: Jonathan J. Rubinstein | Management | For | For | For | |||||
| 1H. | Election of Director: Thomas O. Ryder | Management | For | For | For | |||||
| 1I. | Election of Director: Patricia Q. Stonesifer | Management | For | For | For | |||||
| 1J. | Election of Director: Wendell P. Weeks | Management | For | For | For | |||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For | For | |||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | For | |||||
| 4. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE. | Shareholder | Against | Against | For | |||||
| 5. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY. | Shareholder | Against | Against | For | |||||
| 6. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY. | Shareholder | Against | Against | For | |||||
| 7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA. | Shareholder | Against | Against | For | |||||
| 8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS. | Shareholder | Against | Against | For | |||||
| 9. | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT. | Shareholder | Against | Against | For | |||||
| 10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY. | Shareholder | Against | Against | For | |||||
| 11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK. | Shareholder | Against | Against | For | |||||
| 12. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | Shareholder | Against | Against | For | |||||
| 13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING. | Shareholder | Against | Against | For | |||||
| 14. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES. | Shareholder | Against | Against | For | |||||
| QUANTA SERVICES, INC. | ||||||||||
| Security | 74762E102 | Meeting Type | Annual | |||||||
| Ticker Symbol | PWR | Meeting Date | 27-May-2021 | |||||||
| ISIN | US74762E1029 | Agenda | 935394851 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1.1 | Election of Director: Earl C. (Duke) Austin, Jr. | Management | For | For | For | |||||
| 1.2 | Election of Director: Doyle N. Beneby | Management | For | For | For | |||||
| 1.3 | Election of Director: Vincent D. Foster | Management | For | For | For | |||||
| 1.4 | Election of Director: Bernard Fried | Management | For | For | For | |||||
| 1.5 | Election of Director: Worthing F. Jackman | Management | For | For | For | |||||
| 1.6 | Election of Director: David M. McClanahan | Management | For | For | For | |||||
| 1.7 | Election of Director: Margaret B. Shannon | Management | For | For | For | |||||
| 1.8 | Election of Director: Pat Wood, III | Management | For | For | For | |||||
| 1.9 | Election of Director: Martha B. Wyrsch | Management | For | For | For | |||||
| 2. | Approval, by non-binding advisory vote, of Quanta's executive compensation. | Management | For | For | For | |||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Quanta's independent registered public accounting firm for fiscal year 2021. | Management | For | For | For | |||||
| WALMART INC. | ||||||||||
| Security | 931142103 | Meeting Type | Annual | |||||||
| Ticker Symbol | WMT | Meeting Date | 02-Jun-2021 | |||||||
| ISIN | US9311421039 | Agenda | 935404866 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Cesar Conde | Management | For | For | For | |||||
| 1B. | Election of Director: Timothy P. Flynn | Management | For | For | For | |||||
| 1C. | Election of Director: Sarah J. Friar | Management | For | For | For | |||||
| 1D. | Election of Director: Carla A. Harris | Management | For | For | For | |||||
| 1E. | Election of Director: Thomas W. Horton | Management | For | For | For | |||||
| 1F. | Election of Director: Marissa A. Mayer | Management | For | For | For | |||||
| 1G. | Election of Director: C. Douglas McMillon | Management | For | For | For | |||||
| 1H. | Election of Director: Gregory B. Penner | Management | For | For | For | |||||
| 1I. | Election of Director: Steven S Reinemund | Management | For | For | For | |||||
| 1J. | Election of Director: Randall L. Stephenson | Management | For | For | For | |||||
| 1K. | Election of Director: S. Robson Walton | Management | For | For | For | |||||
| 1L. | Election of Director: Steuart L. Walton | Management | For | For | For | |||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | For | |||||
| 3. | Ratification of Ernst & Young LLP as Independent Accountants. | Management | For | For | For | |||||
| 4. | Report on Refrigerants Released from Operations. | Shareholder | Against | Against | For | |||||
| 5. | Report on Lobbying Disclosures. | Shareholder | Against | Against | For | |||||
| 6. | Report on Alignment of Racial Justice Goals and Starting Wages. | Shareholder | Against | Against | For | |||||
| 7. | Create a Pandemic Workforce Advisory Council. | Shareholder | Against | Against | For | |||||
| 8. | Report on Statement of the Purpose of a Corporation. | Shareholder | For | Against | Against | |||||
| ALPHABET INC. | ||||||||||
| Security | 02079K305 | Meeting Type | Annual | |||||||
| Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2021 | |||||||
| ISIN | US02079K3059 | Agenda | 935406264 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Larry Page | Management | For | For | For | |||||
| 1B. | Election of Director: Sergey Brin | Management | For | For | For | |||||
| 1C. | Election of Director: Sundar Pichai | Management | For | For | For | |||||
| 1D. | Election of Director: John L. Hennessy | Management | For | For | For | |||||
| 1E. | Election of Director: Frances H. Arnold | Management | For | For | For | |||||
| 1F. | Election of Director: L. John Doerr | Management | For | For | For | |||||
| 1G. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | For | |||||
| 1H. | Election of Director: Ann Mather | Management | For | For | For | |||||
| 1I. | Election of Director: Alan R. Mulally | Management | For | For | For | |||||
| 1J. | Election of Director: K. Ram Shriram | Management | For | For | For | |||||
| 1K. | Election of Director: Robin L. Washington | Management | For | For | For | |||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||
| 3. | Approval of Alphabet's 2021 Stock Plan. | Management | For | For | For | |||||
| 4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 5. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 6. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 7. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 8. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 9. | A stockholder proposal regarding a report on charitable contributions, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 10. | A stockholder proposal regarding a report on risks related to anticompetitive practices, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 11. | A stockholder proposal regarding a transition to a public benefit corporation, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| T-MOBILE US, INC. | ||||||||||
| Security | 872590104 | Meeting Type | Annual | |||||||
| Ticker Symbol | TMUS | Meeting Date | 03-Jun-2021 | |||||||
| ISIN | US8725901040 | Agenda | 935400921 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Marcelo Claure | For | For | For | ||||||
| 2 | Srikant M. Datar | For | For | For | ||||||
| 3 | Bavan M. Holloway | For | For | For | ||||||
| 4 | Timotheus Höttges | For | For | For | ||||||
| 5 | Christian P. Illek | For | For | For | ||||||
| 6 | Raphael Kübler | For | For | For | ||||||
| 7 | Thorsten Langheim | For | For | For | ||||||
| 8 | Dominique Leroy | For | For | For | ||||||
| 9 | G. Michael Sievert | For | For | For | ||||||
| 10 | Teresa A. Taylor | For | For | For | ||||||
| 11 | Omar Tazi | For | For | For | ||||||
| 12 | Kelvin R. Westbrook | For | For | For | ||||||
| 13 | Michael Wilkens | For | For | For | ||||||
| 2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2021. | Management | For | For | For | |||||
| UNITEDHEALTH GROUP INCORPORATED | ||||||||||
| Security | 91324P102 | Meeting Type | Annual | |||||||
| Ticker Symbol | UNH | Meeting Date | 07-Jun-2021 | |||||||
| ISIN | US91324P1021 | Agenda | 935414879 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Richard T. Burke | Management | For | For | For | |||||
| 1B. | Election of Director: Timothy P. Flynn | Management | For | For | For | |||||
| 1C. | Election of Director: Stephen J. Hemsley | Management | For | For | For | |||||
| 1D. | Election of Director: Michele J. Hooper | Management | For | For | For | |||||
| 1E. | Election of Director: F. William McNabb III | Management | For | For | For | |||||
| 1F. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | For | For | For | |||||
| 1G. | Election of Director: John H. Noseworthy, M.D. | Management | For | For | For | |||||
| 1H. | Election of Director: Gail R. Wilensky, Ph.D. | Management | For | For | For | |||||
| 1I. | Election of Director: Andrew Witty | Management | For | For | For | |||||
| 2. | Advisory approval of the Company's executive compensation. | Management | For | For | For | |||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021. | Management | For | For | For | |||||
| 4. | Approval of an amendment to the UnitedHealth Group 1993 Employee Stock Purchase Plan. | Management | For | For | For | |||||
| 5. | If properly presented at the 2021 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting a reduction of the share ownership threshold for calling a special meeting of shareholders. | Shareholder | Against | Against | For | |||||
| FREEPORT-MCMORAN INC. | ||||||||||
| Security | 35671D857 | Meeting Type | Annual | |||||||
| Ticker Symbol | FCX | Meeting Date | 08-Jun-2021 | |||||||
| ISIN | US35671D8570 | Agenda | 935412762 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1.1 | Election of Director: David P. Abney | Management | For | For | For | |||||
| 1.2 | Election of Director: Richard C. Adkerson | Management | For | For | For | |||||
| 1.3 | Election of Director: Robert W. Dudley | Management | For | For | For | |||||
| 1.4 | Election of Director: Lydia H. Kennard | Management | For | For | For | |||||
| 1.5 | Election of Director: Dustan E. McCoy | Management | For | For | For | |||||
| 1.6 | Election of Director: John J. Stephens | Management | For | For | For | |||||
| 1.7 | Election of Director: Frances Fragos Townsend | Management | For | For | For | |||||
| 2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | For | |||||
| 3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | For | |||||
| MASTERCARD INCORPORATED | ||||||||||
| Security | 57636Q104 | Meeting Type | Annual | |||||||
| Ticker Symbol | MA | Meeting Date | 22-Jun-2021 | |||||||
| ISIN | US57636Q1040 | Agenda | 935420644 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Ajay Banga | Management | For | For | For | |||||
| 1B. | Election of Director: Merit E. Janow | Management | For | For | For | |||||
| 1C. | Election of Director: Richard K. Davis | Management | For | For | For | |||||
| 1D. | Election of Director: Steven J. Freiberg | Management | For | For | For | |||||
| 1E. | Election of Director: Julius Genachowski | Management | For | For | For | |||||
| 1F. | Election of Director: Choon Phong Goh | Management | For | For | For | |||||
| 1G. | Election of Director: Oki Matsumoto | Management | For | For | For | |||||
| 1H. | Election of Director: Michael Miebach | Management | For | For | For | |||||
| 1I. | Election of Director: Youngme Moon | Management | For | For | For | |||||
| 1J. | Election of Director: Rima Qureshi | Management | For | For | For | |||||
| 1K. | Election of Director: José Octavio Reyes Lagunes | Management | For | For | For | |||||
| 1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | For | |||||
| 1M. | Election of Director: Jackson Tai | Management | For | For | For | |||||
| 1N. | Election of Director: Lance Uggla | Management | For | For | For | |||||
| 2. | Advisory approval of Mastercard's executive compensation. | Management | For | For | For | |||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2021. | Management | For | For | For | |||||
| 4. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Long Term Incentive Plan. | Management | For | For | For | |||||
| 5. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Non-Employee Director Equity Compensation Plan. | Management | For | For | For | |||||
| 6. | Approval of amendments to Mastercard's Certificate of Incorporation to remove supermajority voting requirements. | Management | Against | For | Against | |||||
| THE KROGER CO. | ||||||||||
| Security | 501044101 | Meeting Type | Annual | |||||||
| Ticker Symbol | KR | Meeting Date | 24-Jun-2021 | |||||||
| ISIN | US5010441013 | Agenda | 935432889 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Nora A. Aufreiter | Management | For | For | For | |||||
| 1B. | Election of Director: Kevin M. Brown | Management | For | For | For | |||||
| 1C. | Election of Director: Anne Gates | Management | For | For | For | |||||
| 1D. | Election of Director: Karen M. Hoguet | Management | For | For | For | |||||
| 1E. | Election of Director: W. Rodney McMullen | Management | For | For | For | |||||
| 1F. | Election of Director: Clyde R. Moore | Management | For | For | For | |||||
| 1G. | Election of Director: Ronald L. Sargent | Management | For | For | For | |||||
| 1H. | Election of Director: J. Amanda Sourry Knox | Management | For | For | For | |||||
| 1I. | Election of Director: Mark S. Sutton | Management | For | For | For | |||||
| 1J. | Election of Director: Ashok Vemuri | Management | For | For | For | |||||
| 2. | Approval, on an advisory basis, of Kroger's executive compensation. | Management | For | For | For | |||||
| 3. | Ratification of PricewaterhouseCoopers LLP, as auditors. | Management | For | For | For | |||||
| 4. | A shareholder proposal, if properly presented, to issue a report assessing the environmental impacts of using unrecyclable packaging for private label brands. | Shareholder | Against | Against | For | |||||
AAMA Income Fund
There is no proxy voting activity for the Fund as the Fund did not hold any votable positions during the reporting period.
AAAMCO Ultrashort Financing Fund
There is no proxy voting activity for the Fund as the Fund did not hold any votable positions during the reporting period.
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant: Asset Management Fund
| By (Signature and Title)*: | /s/ David Bunstine | |
| David Bunstine, President |
Date: August 2, 2021
| * | Print the name and title of each signing officer under his or her signature. |
