UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION
UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934
OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File No. 001-02987
Niagara Mohawk Power Corporation
(as issuer of the 3.60% Preferred Stock and the 3.90% Preferred Stock)
National Grid plc
(as guarantor of the 3.60% Preferred Stock and the 3.90% Preferred Stock)
(Exact name of registrant as specified in its charter)
In respect of Niagara Mohawk Power Corporation:
300 Erie Boulevard West
Syracuse, NY 13202
(315) 474-1511
In respect of National Grid plc:
1-3 Strand
London, WC2N 5EH
United Kingdom
Justine Campbell
011 44 20 7004 3000
Group General Counsel and Company Secretary
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
3.60% Preferred Stock issued by Niagara Mohawk Power Corporation and guaranteed by National Grid plc (CUSIP: 653522300)
3.90% Preferred Stock issued by Niagara Mohawk Power Corporation and guaranteed by National Grid plc (CUSIP: 653522409)
(Title of each class of securities covered by this Form)
Niagara Mohawk Power Corporation:
None
National Grid plc:
Ordinary Shares of 12 204/473 pence each
American Depositary Shares, each representing five Ordinary Shares of 12 204/473 pence each
5.602% Notes due 2028
5.809% Notes due 2033
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
Rule 12g-4(a)(1) | ☐ | |
Rule 12g-4(a)(2) | ☐ | |
Rule 12h-3(b)(1)(i) | ☒ | |
Rule 12h-3(b)(1)(ii) | ☐ | |
Rule 15d-6 | ☐ | |
Rule 15d-22(b) | ☐ |
Approximate number of holders of record as of the certification or notice date:
3.60% Preferred Stock issued by Niagara Mohawk Power Corporation ¬ 118
3.90% Preferred Stock issued by Niagara Mohawk Power Corporation ¬ 145
Pursuant to the requirements of the Securities Exchange Act of 1934, each of Niagara Mohawk Power Corporation and National Grid plc has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Niagara Mohawk Power Corporation | ||||||
| (as issuer of the 3.60% Preferred Stock and the 3.90% Preferred Stock) | ||||||
| Dated: January 2, 2024 | ||||||
| By: | /s/ Christina Bostic | |||||
| Name: Christina Bostic | ||||||
| Title: Treasurer | ||||||
| National Grid plc | ||||||
| (as guarantor of the 3.60% Preferred Stock and the 3.90% Preferred Stock) | ||||||
| Dated: January 2, 2024 | ||||||
| By: | /s/ Pritti Patel | |||||
| Name: Pritti Patel | ||||||
| Title: Deputy Company Secretary and General Counsel Corporate | ||||||
