UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-04700
The Gabelli Equity Trust Inc.
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2020 – June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2020 TO JUNE 30, 2021
ProxyEdge Meeting Date Range: 07/01/2020 - 06/30/2021 The Gabelli Equity Trust Inc. | Report Date: 07/01/2021 1 |
| Investment Company Report | ||||||||||||||
| AZZ INC. | ||||||||||||||
| Security | 002474104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AZZ | Meeting Date | 08-Jul-2020 | |||||||||||
| ISIN | US0024741045 | Agenda | 935219469 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Daniel E. Berce | For | For | |||||||||||
| 2 | Paul Eisman | For | For | |||||||||||
| 3 | Daniel R. Feehan | For | For | |||||||||||
| 4 | Thomas E. Ferguson | For | For | |||||||||||
| 5 | Kevern R. Joyce | For | For | |||||||||||
| 6 | Venita McCellon-Allen | For | For | |||||||||||
| 7 | Ed McGough | For | For | |||||||||||
| 8 | Steven R. Purvis | For | For | |||||||||||
| 2. | Approval of advisory vote on AZZ's executive compensation program. | Management | For | For | ||||||||||
| 3. | Ratification of appointment of Grant Thornton LLP to serve as AZZ's independent registered public accounting firm for the fiscal year ending February 28, 2021. | Management | For | For | ||||||||||
| BT GROUP PLC | ||||||||||||||
| Security | G16612106 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 16-Jul-2020 | ||||||||||||
| ISIN | GB0030913577 | Agenda | 712792743 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | ANNUAL REPORT AND ACCOUNTS: THAT THE ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR ENDED 31 MARCH 2020 BE RECEIVED | Management | For | For | ||||||||||
| 2 | ANNUAL REMUNERATION REPORT: THAT THE ANNUAL DIRECTORS' REMUNERATION REPORT AS SET OUT ON PAGES 84 TO 89 AND 98 TO 109 OF THE ANNUAL REPORT FOR THE YEAR ENDED 31 MARCH 2020 BE RECEIVED AND APPROVED | Management | For | For | ||||||||||
| 3 | DIRECTORS' REMUNERATION POLICY: THAT THE DIRECTORS' REMUNERATION POLICY AS SET OUT ON PAGES 90 TO 97 OF THE ANNUAL REPORT 2020 BE RECEIVED AND APPROVED | Management | For | For | ||||||||||
| 4 | THAT JAN DU PLESSIS BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 5 | THAT PHILIP JANSEN BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 6 | THAT SIMON LOWTH BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 7 | THAT IAIN CONN BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 8 | THAT ISABEL HUDSON BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 9 | THAT MIKE INGLIS BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 10 | THAT MATTHEW KEY BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 11 | THAT ALLISON KIRKBY BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 12 | THAT ADEL AL-SALEH BE ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 13 | THAT SIR IAN CHESHIRE BE ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 14 | THAT LEENA NAIR BE ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 15 | THAT SARA WELLER BE ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 16 | AUDITORS' RE-APPOINTMENT : THAT KPMG LLP BE RE-APPOINTED AS AUDITORS OF THE COMPANY, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | ||||||||||
| 17 | AUDITORS' REMUNERATION: THAT THE AUDIT & RISK COMMITTEE OF THE BOARD OF DIRECTORS BE AUTHORISED TO DECIDE THE AUDITORS' REMUNERATION | Management | For | For | ||||||||||
| 18 | AUTHORITY TO ALLOT SHARES: THAT: (A) THE DIRECTORS BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO, AND IN ACCORDANCE WITH, SECTION 551 OF THE COMPANIES ACT 2006 (2006 ACT) TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT SHARES IN THE COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITY INTO, SHARES IN THE COMPANY: (I) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 163M; AND (II) COMPRISING EQUITY SECURITIES, AS DEFINED IN SECTION 560 OF THE 2006 ACT, UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 163M (INCLUDING WITHIN SUCH LIMIT ANY SHARES ISSUED OR RIGHTS GRANTED UNDER PARAGRAPH (I) ABOVE) IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE TO: A. HOLDERS OF ORDINARY SHARES IN THE COMPANY IN PROPORTION, AS NEARLY AS MAY BE PRACTICABLE, TO THEIR EXISTING HOLDINGS; AND B. HOLDERS OF OTHER EQUITY SECURITIES AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES; AND SO THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, SHARES REPRESENTED BY DEPOSITARY RECEIPTS, LEGAL, REGULATORY OR PRACTICAL PROBLEMS UNDER THE LAWS OF, OR THE REQUIREMENTS OF, ANY RECOGNISED REGULATORY BODY OR ANY STOCK EXCHANGE IN ANY TERRITORY OR ANY OTHER MATTER WHATSOEVER. THIS AUTHORITY SHALL HEREBY TAKE EFFECT FROM THE DATE OF THE PASSING OF THIS RESOLUTION UNTIL THE CONCLUSION OF THE COMPANY'S AGM IN 2021, OR THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2021, WHICHEVER IS THE EARLIER, PROVIDED THAT, IN EACH CASE, THE COMPANY MAY, BEFORE THIS AUTHORITY EXPIRES, MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE SHARES IN THE COMPANY TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES TO BE GRANTED AFTER THIS AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT SHARES IN THE COMPANY OR GRANT RIGHTS UNDER ANY SUCH OFFER OR AGREEMENT AS IF THIS AUTHORITY HAD NOT EXPIRED; (B) SUBJECT TO PARAGRAPH (C) BELOW, ALL EXISTING AUTHORITIES GIVEN TO THE DIRECTORS | Management | For | For | ||||||||||
| PURSUANT TO SECTION 551 OF THE 2006 ACT BY WAY OF THE ORDINARY RESOLUTION OF THE COMPANY PASSED ON 10 JULY 2019 BE REVOKED BY THIS RESOLUTION; AND (C) PARAGRAPH (B) ABOVE SHALL BE WITHOUT PREJUDICE TO THE CONTINUING AUTHORITY OF THE DIRECTORS TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO, SHARES PURSUANT TO AN OFFER OR AGREEMENT MADE BY THE COMPANY BEFORE THE EXPIRY OF THE AUTHORITY PURSUANT TO WHICH SUCH OFFER OR AGREEMENT WAS MADE | ||||||||||||||
| 19 | DISAPPLICATION OF PRE-EMPTION RIGHTS: THAT, SUBJECT TO THE PASSING OF RESOLUTION 18 ABOVE, AND IN PLACE OF THE POWER GIVEN TO THEM PURSUANT TO THE SPECIAL RESOLUTION OF THE COMPANY PASSED ON 10 JULY 2019, THE BOARD BE AUTHORISED TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE 2006 ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY RESOLUTION 18 AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE 2006 ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH AUTHORITY TO BE LIMITED: (A) TO THE ALLOTMENT OF EQUITY SECURITIES IN CONNECTION WITH AN OFFER OF EQUITY SECURITIES (BUT IN THE CASE OF THE AUTHORITY GRANTED UNDER RESOLUTION 18(A)(II), BY WAY OF A RIGHTS ISSUE ONLY) TO OR IN FAVOUR OF: NOTICE (I) HOLDERS OF ORDINARY SHARES IN THE COMPANY IN PROPORTION, AS NEARLY AS MAY BE PRACTICABLE, TO THEIR EXISTING HOLDINGS; AND (II) HOLDERS OF OTHER EQUITY SECURITIES, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES; AND SO THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, SHARES REPRESENTED BY DEPOSITARY RECEIPTS, LEGAL, REGULATORY OR PRACTICAL PROBLEMS UNDER THE LAWS OF, OR THE REQUIREMENTS OF, ANY RECOGNISED REGULATORY BODY OR ANY STOCK EXCHANGE IN ANY TERRITORY OR ANY OTHER MATTER WHATSOEVER; AND (B) TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 24.8M, SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT AGM OF THE COMPANY (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2021), BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY | Management | For | For | ||||||||||
| MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | ||||||||||||||
| 20 | FURTHER DISAPPLICATION OF PREEMPTION RIGHTS: THAT SUBJECT TO THE PASSING OF RESOLUTION 18, THE BOARD BE AUTHORISED, IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 19, TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE 2006 ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE 2006 ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH AUTHORITY TO BE: (A) LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 24.8M; AND (B) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE BOARD OF THE COMPANY DETERMINES TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PREEMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE OF MEETING, SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT AGM OF THE COMPANY (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2021), BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | Management | For | For | ||||||||||
| 21 | AUTHORITY TO PURCHASE OWN SHARES: THAT THE COMPANY HAS GENERAL AND UNCONDITIONAL AUTHORITY TO MAKE MARKET PURCHASES (AS DEFINED IN SECTION 693(4) OF THE 2006 ACT) OF SHARES OF 5P EACH IN THE COMPANY, SUBJECT TO THE FOLLOWING CONDITIONS: (A) THE MAXIMUM NUMBER OF SHARES WHICH MAY BE PURCHASED IS 988 MILLION SHARES; (B) THE MINIMUM PRICE (EXCLUDING EXPENSES) WHICH MAY BE PAID FOR EACH SHARE IS 5P; (C) THE MAXIMUM PRICE (EXCLUDING EXPENSES) WHICH THE COMPANY | Management | For | For | ||||||||||
| MAY PAY FOR EACH SHARE CANNOT BE MORE THAN THE HIGHER OF: (I) 105% OF THE AVERAGE MARKET VALUE OF A SHARE IN THE COMPANY FOR THE FIVE BUSINESS DAYS PRIOR TO THE DAY THE PURCHASE IS MADE; OR (II) THE VALUE OF A SHARE IN THE COMPANY CALCULATED ON THE BASIS OF THE HIGHER OF THE PRICE QUOTED FOR: (A) THE LAST INDEPENDENT TRADE OF; OR (B) THE HIGHEST CURRENT INDEPENDENT BID FOR, IN EACH INSTANCE ANY NUMBER OF SHARES IN THE COMPANY ON THE TRADING VENUES WHERE THE PURCHASE IS CARRIED OUT; AND (D) THIS AUTHORITY EXPIRES AT THE END OF THE NEXT AGM (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2021), EXCEPT IN RELATION TO THE PURCHASE OF SHARES, THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE THE EXPIRY OF THIS AUTHORITY AND WHICH MIGHT BE EXECUTED WHOLLY OR PARTLY AFTER THAT EXPIRY | ||||||||||||||
| 22 | AUTHORITY TO CALL A GENERAL MEETING ON 14 DAYS' NOTICE: THAT THE COMPANY MAY CALL A GENERAL MEETING (BUT NOT AN AGM) ON AT LEAST 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||
| 23 | AUTHORITY FOR POLITICAL DONATIONS: THAT BRITISH TELECOMMUNICATIONS PLC, A WHOLLY- OWNED SUBSIDIARY OF THE COMPANY, BE AUTHORISED TO MAKE POLITICAL DONATIONS TO POLITICAL: (A) PARTIES AND/OR INDEPENDENT ELECTION CANDIDATES NOT EXCEEDING GBP 75,000 IN TOTAL; AND (B) ORGANISATIONS OTHER THAN POLITICAL PARTIES NOT EXCEEDING GBP 25,000 IN TOTAL DURING THE PERIOD BEGINNING WITH THE DATE OF THE 2020 AGM AND ENDING AT THE END OF THE DAY ON WHICH THE 2021 AGM IS HELD. THE TERMS 'POLITICAL DONATION', 'POLITICAL PARTIES', 'INDEPENDENT ELECTION CANDIDATES' AND 'POLITICAL ORGANISATION' HAVE THE MEANINGS GIVEN BY SECTIONS 363 TO 365 OF THE 2006 ACT | Management | For | For | ||||||||||
| 24 | EMPLOYEE SAVESHARE PLAN RULES: THAT THE RULES OF THE BT GROUP PLC SAVESHARE PLAN (THE SAVESHARE), THE PRINCIPAL TERMS OF WHICH ARE SUMMARISED AT APPENDIX 1 TO THIS NOTICE OF MEETING, BE APPROVED AND THE DIRECTORS OF THE COMPANY BE AUTHORISED TO DO ALL ACTS AND THINGS THEY CONSIDER NECESSARY OR EXPEDIENT TO IMPLEMENT AND GIVE EFFECT TO THE SAVESHARE | Management | For | For | ||||||||||
| 25 | INTERNATIONAL EMPLOYEE SAVESHARE PLAN RULES: THAT THE RULES OF THE BT GROUP PLC INTERNATIONAL SAVESHARE PLAN (THE INTERNATIONAL SAVESHARE), THE PRINCIPAL TERMS OF WHICH ARE SUMMARISED AT APPENDIX 1 TO THIS NOTICE OF MEETING, BE APPROVED AND THE DIRECTORS OF THE COMPANY BE AUTHORISED TO DO ALL ACTS AND THINGS THEY | Management | For | For | ||||||||||
| CONSIDER NECESSARY OR EXPEDIENT TO IMPLEMENT AND GIVE EFFECT TO THE INTERNATIONAL SAVESHARE, AND TO ESTABLISH FURTHER PLANS BASED ON THE INTERNATIONAL SAVESHARE BUT MODIFIED TO TAKE ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL OR SECURITIES LAWS IN OVERSEAS TERRITORIES, PROVIDED THAT ANY SHARES MADE AVAILABLE UNDER ANY FURTHER SUCH PLANS WILL COUNT AGAINST ANY LIMITS ON INDIVIDUAL OR OVERALL PARTICIPATION IN THE INTERNATIONAL SAVESHARE | ||||||||||||||
| 26 | EMPLOYEE STOCK PURCHASE PLAN RULES: THAT THE RULES OF THE BT GROUP PLC EMPLOYEE STOCK PURCHASE PLAN (THE ESPP), THE PRINCIPAL TERMS OF WHICH ARE SUMMARISED AT APPENDIX 1 TO THIS NOTICE OF MEETING, BE APPROVED AND THE DIRECTORS OF THE COMPANY BE AUTHORISED TO DO ALL ACTS AND THINGS THEY CONSIDER NECESSARY OR EXPEDIENT TO IMPLEMENT AND GIVE EFFECT TO THE ESPP | Management | For | For | ||||||||||
| 27 | RESTRICTED SHARE PLAN RULES: THAT THE RULES OF THE BT GROUP PLC RESTRICTED SHARE PLAN (THE RSP), THE PRINCIPAL TERMS OF WHICH ARE SUMMARISED AT APPENDIX 1 TO THIS NOTICE OF MEETING, BE APPROVED AND THE DIRECTORS OF THE COMPANY BE AUTHORISED TO DO ALL ACTS AND THINGS THEY CONSIDER NECESSARY OR EXPEDIENT TO IMPLEMENT AND GIVE EFFECT TO THE RSP, AND TO ESTABLISH FURTHER PLANS BASED ON THE RSP BUT MODIFIED TO TAKE ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL OR SECURITIES LAWS IN OVERSEAS TERRITORIES, PROVIDED THAT ANY SHARES MADE AVAILABLE UNDER ANY FURTHER SUCH PLANS WILL COUNT AGAINST ANY LIMITS ON INDIVIDUAL OR OVERALL PARTICIPATION IN THE RSP | Management | For | For | ||||||||||
| 28 | DEFERRED BONUS PLAN RULES: THAT THE RULES OF THE BT GROUP PLC DEFERRED BONUS PLAN (THE DBP), THE PRINCIPAL TERMS OF WHICH ARE SUMMARISED AT APPENDIX 1 TO THIS NOTICE OF MEETING, BE APPROVED AND THE DIRECTORS OF THE COMPANY BE AUTHORISED TO DO ALL ACTS AND THINGS THEY CONSIDER NECESSARY OR EXPEDIENT TO IMPLEMENT AND GIVE EFFECT TO THE DBP, AND TO ESTABLISH FURTHER PLANS BASED ON THE DBP BUT MODIFIED TO TAKE ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL OR SECURITIES LAWS IN OVERSEAS TERRITORIES, PROVIDED THAT ANY SHARES MADE AVAILABLE UNDER ANY FURTHER SUCH PLANS WILL COUNT AGAINST ANY LIMITS ON INDIVIDUAL OR OVERALL PARTICIPATION IN THE DBP | Management | For | For | ||||||||||
| 29 | ARTICLES OF ASSOCIATION: THAT, WITH EFFECT FROM THE CONCLUSION OF THE AGM, THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY, PRODUCED TO THE AGM AND INITIALED BY THE CHAIR OF THE AGM FOR THE PURPOSE OF IDENTIFICATION, BE ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY, IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
| TELESITES SAB DE CV | ||||||||||||||
| Security | P90355135 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 17-Jul-2020 | ||||||||||||
| ISIN | MX01SI080038 | Agenda | 712917167 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| I | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL TO CARRY OUT A CORPORATE RESTRUCTURING UNDER THE TERMS THAT ARE DESCRIBED IN THE INFORMATIVE BULLETIN THAT WILL BE DISCLOSED IN ACCORDANCE WITH THAT WHICH IS ESTABLISHED IN PART IV OF ARTICLE 104 OF THE SECURITIES MARKET LAW AND ARTICLE 35 OF THE PROVISIONS OF A GENERAL NATURE THAT ARE APPLICABLE TO THE ISSUERS OF SECURITIES AND TO OTHER SECURITIES MARKET PARTICIPANTS. RESOLUTIONS IN THIS REGARD | Management | No Action | |||||||||||
| II | APPOINTMENT OF DELEGATES TO CARRY OUT AND FORMALIZE THE RESOLUTIONS ADOPTED BY THE MEETING. RESOLUTIONS IN THIS REGARD | Management | No Action | |||||||||||
| E*TRADE FINANCIAL CORPORATION | ||||||||||||||
| Security | 269246401 | Meeting Type | Special | |||||||||||
| Ticker Symbol | ETFC | Meeting Date | 17-Jul-2020 | |||||||||||
| ISIN | US2692464017 | Agenda | 935240298 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Proposal to adopt the Agreement and Plan of Merger, dated as of February 20, 2020 (as it may be amended from time to time, the "merger agreement"), by and among Morgan Stanley, Moon-Eagle Merger Sub, Inc. and E*TRADE Financial Corporation ("E*TRADE"). | Management | For | For | ||||||||||
| 2. | Proposal to approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to E*TRADE's named executive officers in connection with the merger. | Management | For | For | ||||||||||
| 3. | Proposal to adjourn the E*TRADE special meeting, if necessary or appropriate, to solicit additional proxies in favor of the merger agreement proposal if there are not sufficient votes at the time of such adjournment to adopt the merger agreement. | Management | For | For | ||||||||||
| CONSTELLATION BRANDS, INC. | ||||||||||||||
| Security | 21036P108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | STZ | Meeting Date | 21-Jul-2020 | |||||||||||
| ISIN | US21036P1084 | Agenda | 935230754 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Christy Clark | For | For | |||||||||||
| 2 | Jennifer M. Daniels | For | For | |||||||||||
| 3 | Jerry Fowden | For | For | |||||||||||
| 4 | Ernesto M. Hernandez | For | For | |||||||||||
| 5 | S. Somersille Johnson | For | For | |||||||||||
| 6 | James A. Locke III | For | For | |||||||||||
| 7 | J. Manuel Madero Garza | For | For | |||||||||||
| 8 | Daniel J. McCarthy | For | For | |||||||||||
| 9 | William A. Newlands | For | For | |||||||||||
| 10 | Richard Sands | For | For | |||||||||||
| 11 | Robert Sands | For | For | |||||||||||
| 12 | Judy A. Schmeling | For | For | |||||||||||
| 2. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending February 28, 2021. | Management | For | For | ||||||||||
| 3. | To approve, by an advisory vote, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| REMY COINTREAU SA | ||||||||||||||
| Security | F7725A100 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 23-Jul-2020 | ||||||||||||
| ISIN | FR0000130395 | Agenda | 712845948 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | 03 JUL 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202006172002625-73 AND-https://www.journal- officiel.gouv.fr/balo/document/202007032003017-80; PLEASE-NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK. IF YOU HAVE ALREADY- SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR- ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019/2020 | Management | No Action | |||||||||||
| O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019/2020 | Management | No Action | |||||||||||
| O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020 AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
| O.4 | OPTION FOR THE PAYMENT OF THE DIVIDEND IN SHARES | Management | No Action | |||||||||||
| O.5 | AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE AUTHORIZED DURING THE PREVIOUS FINANCIAL YEARS AND THE EXECUTION OF WHICH CONTINUED DURING THE FINANCIAL YEAR 2019/2020 | Management | No Action | |||||||||||
| O.6 | APPROVAL OF THE REGULATED COMMITMENTS " SEVERANCE PAY ", " NON-COMPETITION INDEMNITY ", " DEFINED CONTRIBUTION PENSION COMMITMENTS, DEFINED BENEFIT PENSION COMMITMENTS AND DEATH, INCAPACITY FOR WORK, DISABILITY AND HEALTH INSURANCE COMMITMENTS " IN FAVOUR OF MR. ERIC VALLAT, CHIEF EXECUTIVE OFFICER OF THE COMPANY, PURSUANT TO ARTICLES L.225-42-1 AND L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE AND THE CONDITIONS OF ALLOCATION | Management | No Action | |||||||||||
| O.7 | RENEWAL OF THE TERM OF OFFICE OF MRS. DOMINIQUE HERIARD DUBREUIL AS DIRECTOR | Management | No Action | |||||||||||
| O.8 | RENEWAL OF THE TERM OF OFFICE OF MRS. LAURE HERIARD DUBREUIL AS DIRECTOR | Management | No Action | |||||||||||
| O.9 | RENEWAL OF THE TERM OF OFFICE OF MR. EMMANUEL DE GEUSER AS DIRECTOR | Management | No Action | |||||||||||
| O.10 | APPOINTMENT OF MAZARS FIRM, REPRESENTED BY MR. JEROME DE PASTORS, AS PRINCIPAL STATUTORY AUDITOR AS A REPLACEMENT FOR AUDITEURS ET CONSEILS ASSOCIES FIRM AND NON-RENEWAL AND NON-REPLACEMENT OF PIMPANEAU ET ASSOCIES COMPANY AS DEPUTY STATUTORY AUDITOR | Management | No Action | |||||||||||
| O.11 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE L.225-37-2 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| O.12 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L.225-37-2 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| O.13 | APPROVAL OF THE COMPENSATION POLICY OF DIRECTORS FOR THE FINANCIAL YEAR 2020/2021 | Management | No Action | |||||||||||
| O.14 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION FOR THE FINANCIAL YEAR 2019/2020 OF THE CORPORATE OFFICERS MENTIONED IN ARTICLE L.225-37-3 I OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| O.15 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED, FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020, TO MR. MARC HERIARD DUBREUIL, CHAIRMAN OF THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE L. 225-100 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| O.16 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED TO MRS. VALERIE CHAPOULAUD-FLOQUET, CHIEF EXECUTIVE OFFICER, IN RESPECT OF THE FINANCIAL YEAR ENDED 31 MARCH 2020, PURSUANT TO ARTICLE L.225-100 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| O.17 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED TO MR. ERIC VALLAT, CHIEF EXECUTIVE OFFICER, IN RESPECT OF THE FINANCIAL YEAR ENDED 31 MARCH 2020, PURSUANT TO ARTICLE L.225-100 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| O.18 | COMPENSATION OF DIRECTORS | Management | No Action | |||||||||||
| O.19 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES UNDER THE PROVISIONS OF ARTICLES L. 225-209 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| E.20 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES HELD BY THE COMPANY | Management | No Action | |||||||||||
| E.21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| E.22 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF A PUBLIC OFFERING | Management | No Action | |||||||||||
| E.23 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF PRIVATE PLACEMENTS AS REFERRED TO IN SECTION 1DECREE OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | No Action | |||||||||||
| E.24 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF OVERSUBSCRIPTION, WITHIN THE LIMIT OF 15% OF THE INITIAL ISSUE, WITH RETENTION OR CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| E.25 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO SET THE ISSUE PRICE OF SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY PUBLIC OFFERING OR PRIVATE PLACEMENT, WITHIN THE LIMIT OF 10% OF THE CAPITAL PER YEAR | Management | No Action | |||||||||||
| E.26 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | No Action | |||||||||||
| E.27 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY, WITHIN THE LIMIT OF 10% OF THE CAPITAL | Management | No Action | |||||||||||
| E.28 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY CAPITALIZATION OF RESERVES, PROFITS OR PREMIUMS | Management | No Action | |||||||||||
| E.29 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH A CAPITAL INCREASE RESERVED FOR EMPLOYEES OF THE COMPANY OR ITS RELATED COMPANIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| E.30 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
| REXNORD CORPORATION | ||||||||||||||
| Security | 76169B102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RXN | Meeting Date | 23-Jul-2020 | |||||||||||
| ISIN | US76169B1026 | Agenda | 935234980 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Thomas D. Christopoul | For | For | |||||||||||
| 2 | John S. Stroup | For | For | |||||||||||
| 3 | Peggy N. Troy | For | For | |||||||||||
| 2. | Advisory vote to approve the compensation of Rexnord Corporation's named executive officers, as disclosed in "Compensation Discussion and Analysis" and "Executive Compensation" in the Proxy Statement. | Management | For | For | ||||||||||
| 3. | Ratification of the selection of Ernst & Young LLP as Rexnord Corporation's independent registered public accounting firm for the transition period from April 1, 2020, to December 31, 2020. | Management | For | For | ||||||||||
| EXACT SCIENCES CORPORATION | ||||||||||||||
| Security | 30063P105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EXAS | Meeting Date | 23-Jul-2020 | |||||||||||
| ISIN | US30063P1057 | Agenda | 935236706 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Eli Casdin | For | For | |||||||||||
| 2 | James E. Doyle | For | For | |||||||||||
| 3 | Freda Lewis-Hall | For | For | |||||||||||
| 4 | Kathleen Sebelius | For | For | |||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers, LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| 3. | To approve on an advisory basis the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 4. | To approve an amendment to the Company's Certificate of Incorporation increasing the number of authorized shares of common stock from 200,000,000 shares to 400,000,000 shares. | Management | For | For | ||||||||||
| MODINE MANUFACTURING COMPANY | ||||||||||||||
| Security | 607828100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MOD | Meeting Date | 23-Jul-2020 | |||||||||||
| ISIN | US6078281002 | Agenda | 935242874 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Mr. Eric D. Ashleman | Management | For | For | ||||||||||
| 1B. | Election of Director: Mr. Larry O. Moore | Management | For | For | ||||||||||
| 1C. | Election of Director: Ms. Marsha C. Williams | Management | For | For | ||||||||||
| 2. | Approval of the Modine Manufacturing Company 2020 Incentive Compensation Plan. | Management | Against | Against | ||||||||||
| 3. | Advisory vote to approve of the Company's named executive officer compensation. | Management | For | For | ||||||||||
| 4. | Ratification of the appointment of the Company's independent registered public accounting firm. | Management | For | For | ||||||||||
| GRAF INDUSTRIAL CORP. | ||||||||||||||
| Security | 384278206 | Meeting Type | Special | |||||||||||
| Ticker Symbol | GRAFU | Meeting Date | 23-Jul-2020 | |||||||||||
| ISIN | US3842782068 | Agenda | 935248636 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1) | Amend (the "Extension Amendment") the Company's second amended and restated certificate of incorporation (as amended, the "charter") to extend the date by which the Company has to consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses (a "business combination") from July 31, 2020 to October 31, 2020 (the "Extension," and such date, the "Extended Date") ("the Extension Amendment Proposal"). | Management | For | For | ||||||||||
| 2) | Approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Amendment Proposal (the "Adjournment Proposal"). | Management | For | For | ||||||||||
| TURQUOISE HILL RESOURCES LTD. | ||||||||||||||
| Security | 900435108 | Meeting Type | Contested-Annual and Special Meeting | |||||||||||
| Ticker Symbol | TRQ | Meeting Date | 24-Jul-2020 | |||||||||||
| ISIN | CA9004351081 | Agenda | 935243270 - Opposition | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A | ELECTION OF DIRECTORS OF TURQUOISE HILL: PENTWATER NOMINEE - Pentwater recommends a vote FOR Matthew Halbower | Management | For | For | ||||||||||
| 1B | TURQUOISE HILL MANAGEMENT NOMINEE: Pentwater recommends a WITHHOLD vote George R. Burns | Management | For | Against | ||||||||||
| 1C | TURQUOISE HILL MANAGEMENT NOMINEE: Pentwater recommends a WITHHOLD vote Alan Chirgwin | Management | For | Against | ||||||||||
| 1D | TURQUOISE HILL MANAGEMENT NOMINEE: Pentwater recommends a WITHHOLD vote R. Peter Gillin | Management | For | Against | ||||||||||
| 1E | TURQUOISE HILL MANAGEMENT NOMINEE: Pentwater recommends a WITHHOLD vote Stephen Jones | Management | For | Against | ||||||||||
| 1F | TURQUOISE HILL MANAGEMENT NOMINEE: Pentwater recommends a WITHHOLD vote Ulf Quellmann | Management | For | Against | ||||||||||
| 1G | TURQUOISE HILL MANAGEMENT NOMINEE: Pentwater recommends a WITHHOLD vote Russel C. Robertson | Management | Withheld | For | ||||||||||
| 1H | TURQUOISE HILL MANAGEMENT NOMINEE: Pentwater recommends a WITHHOLD vote Maryse Saint-Laurent | Management | For | Against | ||||||||||
| 02 | Ordinary resolution to authorize the board of directors of Turquoise Hill to take steps to amend the articles of Turquoise Hill to provide a minority shareholder nomination right. | Management | Withheld | Against | ||||||||||
| 03 | To appoint KPMG LLP as auditors of Turquoise Hill at a remuneration to be fixed by the board of directors. | Management | For | For | ||||||||||
| 04 | Special resolution to authorize the consolidation of Turquoise Hill's issued and outstanding common shares. | Management | For | For | ||||||||||
| 05 | Non-binding advisory vote to accept the approach to executive compensation disclosed in Turquoise Hill's management information circular dated June 17, 2020. | Management | For | Against | ||||||||||
| ITO EN,LTD. | ||||||||||||||
| Security | J25027103 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-Jul-2020 | ||||||||||||
| ISIN | JP3143000002 | Agenda | 712915430 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2.1 | Appoint a Director Honjo, Hachiro | Management | Against | Against | ||||||||||
| 2.2 | Appoint a Director Honjo, Daisuke | Management | For | For | ||||||||||
| 2.3 | Appoint a Director Honjo, Shusuke | Management | For | For | ||||||||||
| 2.4 | Appoint a Director Hashimoto, Shunji | Management | For | For | ||||||||||
| 2.5 | Appoint a Director Watanabe, Minoru | Management | For | For | ||||||||||
| 2.6 | Appoint a Director Yashiro, Mitsuo | Management | For | For | ||||||||||
| 2.7 | Appoint a Director Nakano, Yoshihisa | Management | For | For | ||||||||||
| 2.8 | Appoint a Director Kamiya, Shigeru | Management | For | For | ||||||||||
| 2.9 | Appoint a Director Yosuke Jay Oceanbright Honjo | Management | For | For | ||||||||||
| 2.10 | Appoint a Director Hirata, Atsushi | Management | For | For | ||||||||||
| 2.11 | Appoint a Director Taguchi, Morikazu | Management | For | For | ||||||||||
| 2.12 | Appoint a Director Usui, Yuichi | Management | For | For | ||||||||||
| 2.13 | Appoint a Director Tanaka, Yutaka | Management | For | For | ||||||||||
| 2.14 | Appoint a Director Takano, Hideo | Management | For | For | ||||||||||
| 3 | Appoint a Corporate Auditor Takasawa, Yoshiaki | Management | For | For | ||||||||||
| VODAFONE GROUP PLC | ||||||||||||||
| Security | 92857W308 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VOD | Meeting Date | 28-Jul-2020 | |||||||||||
| ISIN | US92857W3088 | Agenda | 935240630 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To receive the Company's accounts, the strategic report and reports of the Directors and the auditor for the year ended 31 March 2020. | Management | For | For | ||||||||||
| 2. | To elect Jean-François van Boxmeer as a Director | Management | For | For | ||||||||||
| 3. | To re-elect Gerard Kleisterlee as a Director | Management | For | For | ||||||||||
| 4. | To re-elect Nick Read as a Director | Management | For | For | ||||||||||
| 5. | To re-elect Margherita Della Valle as a Director | Management | For | For | ||||||||||
| 6. | To re-elect Sir Crispin Davis as a Director | Management | For | For | ||||||||||
| 7. | To re-elect Michel Demaré as a Director | Management | For | For | ||||||||||
| 8. | To re-elect Dame Clara Furse as a Director | Management | For | For | ||||||||||
| 9. | To re-elect Valerie Gooding as a Director | Management | For | For | ||||||||||
| 10. | To re-elect Renee James as a Director | Management | Against | Against | ||||||||||
| 11. | To re-elect Maria Amparo Moraleda Martinez as a Director | Management | For | For | ||||||||||
| 12. | To re-elect Sanjiv Ahuja as a Director | Management | For | For | ||||||||||
| 13. | To re-elect David Thodey as a Director | Management | For | For | ||||||||||
| 14. | To re-elect David Nish as a Director | Management | For | For | ||||||||||
| 15. | To declare a final dividend of 4.50 eurocents per ordinary share for the year ended 31 March 2020. | Management | For | For | ||||||||||
| 16. | To approve the Directors' Remuneration Policy set out on pages 102 to 107 of the Annual Report. | Management | For | For | ||||||||||
| 17. | To approve the Annual Report on Remuneration contained in the Remuneration Report of the Board for the year ended 31 March 2020. | Management | For | For | ||||||||||
| 18. | To reappoint Ernst & Young LLP as the Company's auditor until the end of the next general meeting at which accounts are laid before the Company. | Management | For | For | ||||||||||
| 19. | To authorise the Audit and Risk Committee to determine the remuneration of the auditor. | Management | For | For | ||||||||||
| 20. | To authorise the Directors to allot shares. | Management | For | For | ||||||||||
| 21. | To authorise the Directors to dis-apply pre-emption rights. (Special Resolution) | Management | For | For | ||||||||||
| 22. | To authorise the Directors to dis-apply pre-emption rights up to a further 5 per cent for the purposes of financing an acquisition or other capital investment. (Special Resolution) | Management | For | For | ||||||||||
| 23. | To authorise the Company to purchase its own shares. (Special Resolution) | Management | For | For | ||||||||||
| 24. | To authorise political donations and expenditure. | Management | For | For | ||||||||||
| 25. | To authorise the Company to call general meetings (other than AGMs) on 14 clear days' notice. (Special Resolution) | Management | For | For | ||||||||||
| 26. | To approve the rules of the Vodafone Share Incentive Plan (SIP). | Management | For | For | ||||||||||
| SPECTRUM BRANDS HOLDINGS, INC. | ||||||||||||||
| Security | 84790A105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SPB | Meeting Date | 28-Jul-2020 | |||||||||||
| ISIN | US84790A1051 | Agenda | 935242494 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Class II Director: Kenneth C. Ambrecht | Management | For | For | ||||||||||
| 1B. | Election of Class II Director: Hugh R. Rovit | Management | For | For | ||||||||||
| 2. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2020. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 4. | To approve the Spectrum Brands Holdings, Inc. 2020 Omnibus Equity Plan. | Management | Against | Against | ||||||||||
| ROYCE VALUE TRUST, INC. | ||||||||||||||
| Security | 780910105 | Meeting Type | Special | |||||||||||
| Ticker Symbol | RVT | Meeting Date | 29-Jul-2020 | |||||||||||
| ISIN | US7809101055 | Agenda | 935221553 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Proposal to consider and approve a new investment advisory agreement, by and between Royce & Associates, LP and Royce Value Trust, Inc. | Management | For | For | ||||||||||
| SKYLINE CHAMPION | ||||||||||||||
| Security | 830830105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SKY | Meeting Date | 29-Jul-2020 | |||||||||||
| ISIN | US8308301055 | Agenda | 935239714 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Keith Anderson | For | For | |||||||||||
| 2 | Michael Berman | For | For | |||||||||||
| 3 | Timothy Bernlohr | For | For | |||||||||||
| 4 | Eddie Capel | For | For | |||||||||||
| 5 | John C. Firth | For | For | |||||||||||
| 6 | Michael Kaufman | For | For | |||||||||||
| 7 | Erin Mulligan Nelson | For | For | |||||||||||
| 8 | Gary E. Robinette | For | For | |||||||||||
| 9 | Mark Yost | For | For | |||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as Skyline Champion's independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | To consider a non-binding advisory vote on fiscal 2020 compensation paid to Skyline Champion's named executive officers. | Management | For | For | ||||||||||
| NABRIVA THERAPEUTICS PLC | ||||||||||||||
| Security | G63637105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NBRV | Meeting Date | 29-Jul-2020 | |||||||||||
| ISIN | IE00BYQMW233 | Agenda | 935245111 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: Daniel Burgess | Management | For | For | ||||||||||
| 1.2 | Election of Director: Theodore Schroeder | Management | For | For | ||||||||||
| 1.3 | Election of Director: Colin Broom, MD | Management | For | For | ||||||||||
| 1.4 | Election of Director: Carrie Bourdow | Management | For | For | ||||||||||
| 1.5 | Election of Director: Charles A. Rowland, Jr. | Management | For | For | ||||||||||
| 1.6 | Election of Director: George H. Talbot, MD | Management | For | For | ||||||||||
| 1.7 | Election of Director: Stephen Webster | Management | For | For | ||||||||||
| 2. | To ratify, in a non-binding advisory vote, the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020 and to authorize, in a binding vote, the board of directors, acting through the audit committee, to set the independent registered public accounting firm's remuneration. | Management | For | For | ||||||||||
| 3. | To approve the adoption of the Company's 2020 Share Incentive Plan, as amended. | Management | Against | Against | ||||||||||
| 4. | To approve, subject to and conditional upon the board of directors of the Company determining, in its sole discretion, that a reverse stock split is necessary for the Company to comply with the minimum $1.00 per share requirement pursuant to Nasdaq Listing Rule 5450(a)(1) (the "Bid Price Rule"), a reverse stock split (i.e., a consolidation of share capital under Irish law) | Management | For | For | ||||||||||
| BROWN-FORMAN CORPORATION | ||||||||||||||
| Security | 115637100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BFA | Meeting Date | 30-Jul-2020 | |||||||||||
| ISIN | US1156371007 | Agenda | 935246606 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Patrick Bousquet-Chavanne | Management | For | For | ||||||||||
| 1B. | Election of Director: Campbell P. Brown | Management | For | For | ||||||||||
| 1C. | Election of Director: Geo. Garvin Brown IV | Management | For | For | ||||||||||
| 1D. | Election of Director: Stuart R. Brown | Management | For | For | ||||||||||
| 1E. | Election of Director: John D. Cook | Management | For | For | ||||||||||
| 1F. | Election of Director: Marshall B. Farrer | Management | For | For | ||||||||||
| 1G. | Election of Director: Laura L. Frazier | Management | For | For | ||||||||||
| 1H. | Election of Director: Kathleen M. Gutmann | Management | For | For | ||||||||||
| 1I. | Election of Director: Augusta Brown Holland | Management | For | For | ||||||||||
| 1J. | Election of Director: Michael J. Roney | Management | For | For | ||||||||||
| 1K. | Election of Director: Tracy L. Skeans | Management | For | For | ||||||||||
| 1L. | Election of Director: Michael A. Todman | Management | For | For | ||||||||||
| 1M. | Election of Director: Lawson E. Whiting | Management | For | For | ||||||||||
| 2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
| PETMED EXPRESS, INC. | ||||||||||||||
| Security | 716382106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PETS | Meeting Date | 31-Jul-2020 | |||||||||||
| ISIN | US7163821066 | Agenda | 935237695 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Menderes Akdag | Management | For | For | ||||||||||
| 1B. | Election of Director: Leslie C.G. Campbell | Management | For | For | ||||||||||
| 1C. | Election of Director: Frank J. Formica | Management | For | For | ||||||||||
| 1D. | Election of Director: Gian M. Fulgoni | Management | For | For | ||||||||||
| 1E. | Election of Director: Ronald J. Korn | Management | For | For | ||||||||||
| 1F. | Election of Director: Robert C. Schweitzer | Management | For | For | ||||||||||
| 2. | An advisory (non-binding) vote on executive compensation. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of RSM US LLP as the independent registered public accounting firm for the Company to serve for the 2021 fiscal year. | Management | For | For | ||||||||||
| CHECK POINT SOFTWARE TECHNOLOGIES LTD. | ||||||||||||||
| Security | M22465104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CHKP | Meeting Date | 03-Aug-2020 | |||||||||||
| ISIN | IL0010824113 | Agenda | 935245729 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Gil Shwed | Management | For | For | ||||||||||
| 1b. | Election of Director: Jerry Ungerman | Management | For | For | ||||||||||
| 1c. | Election of Director: Dan Propper | Management | For | For | ||||||||||
| 1d. | Election of Director: Dr. Tal Shavit | Management | For | For | ||||||||||
| 1e. | Election of Director: Eyal Waldman | Management | For | For | ||||||||||
| 1f. | Election of Director: Shai Weiss | Management | For | For | ||||||||||
| 2a. | To elect Irwin Federman as outside director for an additional three-year term. | Management | For | For | ||||||||||
| 2b. | To elect Ray Rothrock as outside director for an additional three-year term | Management | For | For | ||||||||||
| 3. | To ratify the appointment and compensation of Kost, Forer, Gabbay & Kasierer, a member of Ernst & Young Global, as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| 4. | To approve compensation to Check Point's Chief Executive Officer. | Management | For | For | ||||||||||
| 5. | To amend the Company's non-executive director compensation arrangement. | Management | For | For | ||||||||||
| 6a. | The undersigned is not a controlling shareholder and does not have a personal interest in item 2. | Management | For | |||||||||||
| 6b. | The undersigned is not a controlling shareholder and does not have a personal interest in item 4. | Management | For | |||||||||||
| ABIOMED, INC. | ||||||||||||||
| Security | 003654100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ABMD | Meeting Date | 12-Aug-2020 | |||||||||||
| ISIN | US0036541003 | Agenda | 935242761 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Dorothy E. Puhy | For | For | |||||||||||
| 2 | Paul G. Thomas | For | For | |||||||||||
| 3 | C.D. Van Gorder | For | For | |||||||||||
| 2. | Approval, by non-binding advisory vote, of the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2021. | Management | For | For | ||||||||||
| PROSUS N.V. | ||||||||||||||
| Security | N7163R103 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 18-Aug-2020 | ||||||||||||
| ISIN | NL0013654783 | Agenda | 712915808 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| 1 | TO DISCUSS THE ANNUAL REPORT | Non-Voting | ||||||||||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | No Action | |||||||||||
| 3 | TO ADOPT THE ANNUAL ACCOUNTS | Management | No Action | |||||||||||
| 4.A | PROPOSAL TO MAKE A DISTRIBUTION (INCLUDING REDUCTION OF PROSUS'S ISSUED CAPITAL AND TWO AMENDMENTS TO THE ARTICLES OF ASSOCIATION) | Management | No Action | |||||||||||
| 4.B | PROPOSAL FOR CAPITAL INCREASE AND CAPITAL REDUCTION FOR FINANCIAL YEAR 2021 (AND ONWARDS) | Management | No Action | |||||||||||
| 5 | TO ADOPT THE REMUNERATION POLICY FOR THE EXECUTIVE DIRECTORS | Management | No Action | |||||||||||
| 6 | TO ADOPT THE REMUNERATION POLICY OF THE NON-EXECUTIVE DIRECTORS | Management | No Action | |||||||||||
| 7 | RELEASE OF THE EXECUTIVE DIRECTORS FROM LIABILITY | Management | No Action | |||||||||||
| 8 | RELEASE OF THE NON-EXECUTIVE DIRECTORS FROM LIABILITY | Management | No Action | |||||||||||
| 9 | TO APPOINT MS Y XU AS A NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 10.1 | TO REAPPOINT THE FOLLOWING NON-EXECUTIVE DIRECTOR: D G ERIKSSON | Management | No Action | |||||||||||
| 10.2 | TO REAPPOINT THE FOLLOWING NON-EXECUTIVE DIRECTOR: M R SOROUR | Management | No Action | |||||||||||
| 10.3 | TO REAPPOINT THE FOLLOWING NON-EXECUTIVE DIRECTOR: E M CHOI | Management | No Action | |||||||||||
| 10.4 | TO REAPPOINT THE FOLLOWING NON-EXECUTIVE DIRECTOR: M GIROTRA | Management | No Action | |||||||||||
| 10.5 | TO REAPPOINT THE FOLLOWING NON-EXECUTIVE DIRECTOR: R C C JAFTA | Management | No Action | |||||||||||
| 11 | TO REAPPOINT PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS THE AUDITOR CHARGED WITH THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE YEAR ENDED 31 MARCH 2021 AND 31 MARCH 2022 | Management | No Action | |||||||||||
| 12 | TO DESIGNATE THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORISED IN RESPECT OF THE ISSUE OF SHARES IN THE SHARE CAPITAL OF PROSUS | Management | No Action | |||||||||||
| 13 | AUTHORITY FOR THE COMPANY OR ITS SUBSIDIARIES TO ACQUIRE SHARES IN THE COMPANY | Management | No Action | |||||||||||
| 14 | APPROVAL OF AMENDMENTS TO THE EXISTING PROSUS SHARE AWARD PLAN | Management | No Action | |||||||||||
| 15 | OTHER BUSINESS | Non-Voting | ||||||||||||
| 16 | VOTING RESULTS | Non-Voting | ||||||||||||
| KINNEVIK AB | ||||||||||||||
| Security | W5139V257 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 19-Aug-2020 | ||||||||||||
| ISIN | SE0013256674 | Agenda | 712941839 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | OPENING OF THE EXTRAORDINARY GENERAL MEETING | Non-Voting | ||||||||||||
| 2 | ELECTION OF CHAIRMAN AT THE EXTRAORDINARY GENERAL MEETING: WILHELM LUNING | Non-Voting | ||||||||||||
| 3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
| 4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
| 5 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | ||||||||||||
| 6 | DETERMINATION OF WHETHER THE EXTRAORDINARY GENERAL MEETING HAS BEEN DULY-CONVENED | Non-Voting | ||||||||||||
| 7.A | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE SHARE SPLIT 2:1 | Management | No Action | |||||||||||
| 7.B | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: SHARE SPLIT 2:1 | Management | No Action | |||||||||||
| 7.C | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||||
| 7.D | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||||
| 7.E | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: INCREASE OF THE SHARE CAPITAL THROUGH A BONUS ISSUE WITHOUT ISSUANCE OF NEW SHARES | Management | No Action | |||||||||||
| 8 | CLOSING OF THE EXTRAORDINARY GENERAL MEETING | Non-Voting | ||||||||||||
| THE J. M. SMUCKER COMPANY | ||||||||||||||
| Security | 832696405 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SJM | Meeting Date | 19-Aug-2020 | |||||||||||
| ISIN | US8326964058 | Agenda | 935244599 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director whose term of office will expire in 2021: Susan E. Chapman-Hughes | Management | For | For | ||||||||||
| 1B. | Election of Director whose term of office will expire in 2021: Paul J. Dolan | Management | For | For | ||||||||||
| 1C. | Election of Director whose term of office will expire in 2021: Jay L. Henderson | Management | For | For | ||||||||||
| 1D. | Election of Director whose term of office will expire in 2021: Kirk L. Perry | Management | For | For | ||||||||||
| 1E. | Election of Director whose term of office will expire in 2021: Sandra Pianalto | Management | For | For | ||||||||||
| 1F. | Election of Director whose term of office will expire in 2021: Nancy Lopez Russell | Management | For | For | ||||||||||
| 1G. | Election of Director whose term of office will expire in 2021: Alex Shumate | Management | For | For | ||||||||||
| 1H. | Election of Director whose term of office will expire in 2021: Mark T. Smucker | Management | For | For | ||||||||||
| 1I. | Election of Director whose term of office will expire in 2021: Richard K. Smucker | Management | For | For | ||||||||||
| 1J. | Election of Director whose term of office will expire in 2021: Timothy P. Smucker | Management | For | For | ||||||||||
| 1K. | Election of Director whose term of office will expire in 2021: Jodi L. Taylor | Management | For | For | ||||||||||
| 1L. | Election of Director whose term of office will expire in 2021: Dawn C. Willoughby | Management | For | For | ||||||||||
| 2. | Ratification of appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the 2021 fiscal year. | Management | For | For | ||||||||||
| 3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||
| 4. | Approval of The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan. | Management | For | For | ||||||||||
| NASPERS LTD | ||||||||||||||
| Security | S53435103 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 21-Aug-2020 | ||||||||||||
| ISIN | ZAE000015889 | Agenda | 712907976 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| O.1 | ACCEPTANCE OF ANNUAL FINANCIAL STATEMENTS | Management | For | For | ||||||||||
| O.2 | CONFIRMATION AND APPROVAL OF PAYMENT OF DIVIDENDS | Management | For | For | ||||||||||
| O.3 | REAPPOINTMENT OF PRICEWATERHOUSECOOPERS INC. AS AUDITOR | Management | For | For | ||||||||||
| O.4.1 | TO CONFIRM THE APPOINTMENT OF THE FOLLOWING PERSON AS NON-EXECUTIVE DIRECTOR: M GIROTRA | Management | For | For | ||||||||||
| O.4.2 | TO CONFIRM THE APPOINTMENT OF THE FOLLOWING PERSON AS NON-EXECUTIVE DIRECTOR: Y XU | Management | For | For | ||||||||||
| O.5.1 | TO RE-ELECT THE FOLLOWING DIRECTOR: D G ERIKSSON | Management | For | For | ||||||||||
| O.5.2 | TO RE-ELECT THE FOLLOWING DIRECTOR: M R SOROUR | Management | For | For | ||||||||||
| O.5.3 | TO RE-ELECT THE FOLLOWING DIRECTOR: E M CHOI | Management | For | For | ||||||||||
| O.5.4 | TO RE-ELECT THE FOLLOWING DIRECTOR: R C C JAFTA | Management | For | For | ||||||||||
| O.6.1 | APPOINTMENT OF THE FOLLOWING AUDIT COMMITTEE MEMBER: D G ERIKSSON | Management | For | For | ||||||||||
| O.6.2 | APPOINTMENT OF THE FOLLOWING AUDIT COMMITTEE MEMBER: R C C JAFTA | Management | For | For | ||||||||||
| O.6.3 | APPOINTMENT OF THE FOLLOWING AUDIT COMMITTEE MEMBER: M GIROTRA | Management | For | For | ||||||||||
| O.6.4 | APPOINTMENT OF THE FOLLOWING AUDIT COMMITTEE MEMBER: S J Z PACAK | Management | Against | Against | ||||||||||
| O.7 | TO ENDORSE THE COMPANY'S REMUNERATION POLICY | Management | For | For | ||||||||||
| O.8 | TO ENDORSE THE IMPLEMENTATION REPORT OF THE REMUNERATION REPORT | Management | For | For | ||||||||||
| O.9 | TO APPROVE AMENDMENTS TO THE TRUST DEED CONSTITUTING THE NASPERS RESTRICTED STOCK PLAN TRUST AND THE SHARE SCHEME | Management | For | For | ||||||||||
| O.10 | TO APPROVE AMENDMENTS TO THE CONSOLIDATED DEED CONSTITUTING THE MIH SERVICES FZ LLC SHARE TRUST AND THE SHARE SCHEME ENVISAGED BY SUCH TRUST DEED | Management | For | For | ||||||||||
| O.11 | TO APPROVE AMENDMENTS TO THE CONSOLIDATED DEED CONSTITUTING THE MIH HOLDINGS SHARE TRUST AND THE SHARE SCHEME ENVISAGED BY SUCH TRUST DEED | Management | For | For | ||||||||||
| O.12 | TO APPROVE AMENDMENTS TO THE CONSOLIDATED DEED CONSTITUTING THE NASPERS SHARE INCENTIVE TRUST AND THE SHARE SCHEME ENVISAGED BY SUCH TRUST DEED | Management | For | For | ||||||||||
| O.13 | APPROVAL OF GENERAL AUTHORITY PLACING UNISSUED SHARES UNDER THE CONTROL OF THE DIRECTORS | Management | Against | Against | ||||||||||
| O.14 | APPROVAL OF GENERAL ISSUE OF SHARES FOR CASH | Management | For | For | ||||||||||
| O.15 | AUTHORISATION TO IMPLEMENT ALL RESOLUTIONS ADOPTED AT THE ANNUAL GENERAL MEETING | Management | For | For | ||||||||||
| S.1.1 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: BOARD: CHAIR | Management | For | For | ||||||||||
| S.1.2 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: BOARD: MEMBER | Management | For | For | ||||||||||
| S.1.3 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: AUDIT COMMITTEE: CHAIR | Management | For | For | ||||||||||
| S.1.4 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: AUDIT COMMITTEE: MEMBER | Management | For | For | ||||||||||
| S.1.5 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: RISK COMMITTEE: CHAIR | Management | For | For | ||||||||||
| S.1.6 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: RISK COMMITTEE: MEMBER | Management | For | For | ||||||||||
| S.1.7 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: HUMAN RESOURCES AND REMUNERATION COMMITTEE: CHAIR | Management | For | For | ||||||||||
| S.1.8 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: HUMAN RESOURCES AND REMUNERATION COMMITTEE: MEMBER | Management | For | For | ||||||||||
| S.1.9 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: NOMINATION COMMITTEE: CHAIR | Management | For | For | ||||||||||
| S1.10 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: NOMINATION COMMITTEE: MEMBER | Management | For | For | ||||||||||
| S1.11 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: SOCIAL, ETHICS AND SUSTAINABILITY COMMITTEE: CHAIR | Management | For | For | ||||||||||
| S1.12 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: SOCIAL, ETHICS AND SUSTAINABILITY COMMITTEE: MEMBER | Management | For | For | ||||||||||
| S1.13 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: TRUSTEES OF GROUP SHARE SCHEMES/OTHER PERSONNEL FUNDS | Management | For | For | ||||||||||
| S.2 | APPROVE GENERALLY THE PROVISION OF FINANCIAL ASSISTANCE IN TERMS OF SECTION 44 OF THE ACT | Management | For | For | ||||||||||
| S.3 | APPROVE GENERALLY THE PROVISION OF FINANCIAL ASSISTANCE IN TERMS OF SECTION 45 OF THE ACT | Management | For | For | ||||||||||
| S.4 | GENERAL AUTHORITY FOR THE COMPANY OR ITS SUBSIDIARIES TO ACQUIRE N ORDINARY SHARES IN THE COMPANY | Management | For | For | ||||||||||
| S.5 | GRANTING THE SPECIFIC REPURCHASE AUTHORISATION | Management | For | For | ||||||||||
| S.6 | GENERAL AUTHORITY FOR THE COMPANY OR ITS SUBSIDIARIES TO ACQUIRE A ORDINARY SHARES IN THE COMPANY | Management | Abstain | Against | ||||||||||
| CRIMSON WINE GROUP, LTD. | ||||||||||||||
| Security | 22662X100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CWGL | Meeting Date | 25-Aug-2020 | |||||||||||
| ISIN | US22662X1000 | Agenda | 935245399 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John D. Cumming | For | For | |||||||||||
| 2 | Joseph S. Steinberg | For | For | |||||||||||
| 3 | Avraham M. Neikrug | For | For | |||||||||||
| 4 | Douglas M. Carlson | For | For | |||||||||||
| 5 | Craig D. Williams | For | For | |||||||||||
| 6 | Colby A. Rollins | For | For | |||||||||||
| 7 | Luanne D. Tierney | For | For | |||||||||||
| 2. | Ratification of the selection of BPM LLP as independent auditors of the Company for the year ending December 31, 2020. | Management | For | For | ||||||||||
| INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||||||||||||
| Security | 459506101 | Meeting Type | Special | |||||||||||
| Ticker Symbol | IFF | Meeting Date | 27-Aug-2020 | |||||||||||
| ISIN | US4595061015 | Agenda | 935255566 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To approve the issuance of shares of IFF common stock to the stockholders of Nutrition and Biosciences, Inc. in the Merger pursuant to the terms of the Merger Agreement (the "Share Issuance"). | Management | For | For | ||||||||||
| 2. | To approve the adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the Share Issuance. | Management | For | For | ||||||||||
| ACORDA THERAPEUTICS, INC. | ||||||||||||||
| Security | 00484M106 | Meeting Type | Special | |||||||||||
| Ticker Symbol | ACOR | Meeting Date | 28-Aug-2020 | |||||||||||
| ISIN | US00484M1062 | Agenda | 935246428 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To approve an amendment to the Company's Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock from 80,000,000 to 370,000,000. | Management | For | For | ||||||||||
| 2. | To approve an amendment to the Company's Certificate of Incorporation to effect a reverse stock split of the Company's common stock by a ratio of any whole number in the range of 1-for-2 to 1-for-20, and a corresponding reduction in the number of authorized shares of its common stock, with such action to be determined in the discretion of the Board of Directors within 1 year after the conclusion of the Special Meeting. "This proposal was already approved and no further votes will be tabulated on this proposal." | Management | For | For | ||||||||||
| 3. | To approve one or more adjournments of the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve either of Proposal 1 or 2 at the time of the Special Meeting or in the absence of a quorum. "This proposal was already approved and no further votes will be tabulated on this proposal." | Management | For | For | ||||||||||
| TOOTSIE ROLL INDUSTRIES, INC. | ||||||||||||||
| Security | 890516107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TR | Meeting Date | 31-Aug-2020 | |||||||||||
| ISIN | US8905161076 | Agenda | 935153267 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Ellen R. Gordon | For | For | |||||||||||
| 2 | Lana Jane Lewis-brent | For | For | |||||||||||
| 3 | Barre A. Seibert | For | For | |||||||||||
| 4 | Paula M. Wardynski | For | For | |||||||||||
| 2. | Ratify the appointment of Grant Thornton LLP as the independent registered public accounting firm for the fiscal year 2020. | Management | For | For | ||||||||||
| 3. | Approval of non-binding resolution regarding named executive officer compensation for Fiscal 2019. | Management | For | For | ||||||||||
| 4. | Advisory vote on the frequency of named executive officer compensation advisory votes. | Management | 3 Years | For | ||||||||||
| TIM PARTICIPACOES SA | ||||||||||||||
| Security | 88706P205 | Meeting Type | Special | |||||||||||
| Ticker Symbol | TSU | Meeting Date | 31-Aug-2020 | |||||||||||
| ISIN | US88706P2056 | Agenda | 935263234 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1) | To examine, discuss and resolve on the approval of the "Protocol and Justification of the Merger of TIM ParticipaçõesS.A. into TIM S.A.", executed on July 29th, 2020 by the management of the Company and of TIM S.A. (respectively, "TSA" and "Protocol"), which establishes the terms and conditions of the proposal of the merger of the Company into into TSA ("Merger"). | Management | For | For | ||||||||||
| 2) | To examine, discuss and resolve on the ratification of the appointment and hiring of Apsis Consultoria e AvaliaçõesLtda. and of Apsis Consultoria Empresarial Ltda., specialized companies responsible for preparing, respectively, the appraisal report of the Company's equity at book value and the appraisal reports of the shareholders' equity of the Company and TSA at market price, for the purposes of the Merger (respectively, "Appraisal Report at Book Value", "Appraisal Reports at Market Price" and, together, "Appraisal Reports"). | Management | For | For | ||||||||||
| 3) | To examine, discuss and resolve on the approval of the Appraisal Reports. | Management | For | For | ||||||||||
| 4) | To examine, discuss and resolve on the approval of the Merger, under the terms of the Protocol and subject to compliance with the suspensive condition established therein. | Management | For | For | ||||||||||
| 5) | To examine, discuss and resolve on the authorization for the performance, by the officers and attorneys-in-fact of the Company, of all necessary measures for the consummation of the Merger, under the terms of the Protocol. | Management | For | For | ||||||||||
| 6) | To examine, discuss and resolve on the proposal to amend the Company's Long-Term Incentive Plans, so that TSA will appear exclusively as the company responsible for the obligations arising thereon. | Management | For | For | ||||||||||
| CASEY'S GENERAL STORES, INC. | ||||||||||||||
| Security | 147528103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CASY | Meeting Date | 02-Sep-2020 | |||||||||||
| ISIN | US1475281036 | Agenda | 935251289 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: H. Lynn Horak | Management | For | For | ||||||||||
| 1b. | Election of Director: Diane C. Bridgewater | Management | For | For | ||||||||||
| 1c. | Election of Director: David K. Lenhardt | Management | For | For | ||||||||||
| 1d. | Election of Director: Darren M. Rebelez | Management | For | For | ||||||||||
| 1e. | Election of Director: Larree M. Renda | Management | For | For | ||||||||||
| 1f. | Election of Director: Judy A. Schmeling | Management | For | For | ||||||||||
| 1g. | Election of Director: Allison M. Wing | Management | For | For | ||||||||||
| 2. | To ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending April 30, 2021. | Management | For | For | ||||||||||
| 3. | To hold an advisory vote on our named executive officer compensation. | Management | For | For | ||||||||||
| KONINKLIJKE KPN NV | ||||||||||||||
| Security | N4297B146 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 10-Sep-2020 | ||||||||||||
| ISIN | NL0000009082 | Agenda | 712988988 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| 1 | OPENING AND ANNOUNCEMENTS | Non-Voting | ||||||||||||
| 2 | OPPORTUNITY TO MAKE RECOMMENDATIONS FOR THE APPOINTMENT OF A MEMBER OF THE- SUPERVISORY BOARD OF KPN: MR. ALEJANDRO PLATER | Non-Voting | ||||||||||||
| 3 | PROPOSAL TO APPOINT MR. ALEJANDRO DOUGLASS PLATER AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 4 | ANY OTHER BUSINESS AND CLOSURE OF THE MEETING | Non-Voting | ||||||||||||
| NUVASIVE, INC. | ||||||||||||||
| Security | 670704105 | Meeting Type | Special | |||||||||||
| Ticker Symbol | NUVA | Meeting Date | 10-Sep-2020 | |||||||||||
| ISIN | US6707041058 | Agenda | 935253966 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To approve an amendment to the Company's Restated Certificate of Incorporation to increase the number of shares of our common stock authorized for issuance from 120,000,000 shares to 150,000,000 shares | Management | For | For | ||||||||||
| 2. | To approve the adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt Proposal 1. | Management | For | For | ||||||||||
| H&R BLOCK, INC. | ||||||||||||||
| Security | 093671105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HRB | Meeting Date | 10-Sep-2020 | |||||||||||
| ISIN | US0936711052 | Agenda | 935254223 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Paul J. Brown | Management | For | For | ||||||||||
| 1B. | Election of Director: Robert A. Gerard | Management | For | For | ||||||||||
| 1C. | Election of Director: Anuradha (Anu) Gupta | Management | For | For | ||||||||||
| 1D. | Election of Director: Richard A. Johnson | Management | For | For | ||||||||||
| 1E. | Election of Director: Jeffrey J. Jones II | Management | For | For | ||||||||||
| 1F. | Election of Director: David Baker Lewis | Management | For | For | ||||||||||
| 1G. | Election of Director: Yolande G. Piazza | Management | For | For | ||||||||||
| 1H. | Election of Director: Victoria J. Reich | Management | For | For | ||||||||||
| 1I. | Election of Director: Bruce C. Rohde | Management | For | For | ||||||||||
| 1J. | Election of Director: Matthew E. Winter | Management | For | For | ||||||||||
| 1K. | Election of Director: Christianna Wood | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending April 30, 2021. | Management | For | For | ||||||||||
| 3. | Advisory approval of the Company's named executive officer compensation. | Management | For | For | ||||||||||
| PATTERSON COMPANIES, INC. | ||||||||||||||
| Security | 703395103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PDCO | Meeting Date | 14-Sep-2020 | |||||||||||
| ISIN | US7033951036 | Agenda | 935253384 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: John D. Buck | Management | For | For | ||||||||||
| 1B. | Election of Director: Alex N. Blanco | Management | For | For | ||||||||||
| 1C. | Election of Director: Jody H. Feragen | Management | For | For | ||||||||||
| 1D. | Election of Director: Robert C. Frenzel | Management | For | For | ||||||||||
| 1E. | Election of Director: Francis J. Malecha | Management | For | For | ||||||||||
| 1F. | Election of Director: Ellen A. Rudnick | Management | For | For | ||||||||||
| 1G. | Election of Director: Neil A. Schrimsher | Management | For | For | ||||||||||
| 1H. | Election of Director: Mark S. Walchirk | Management | For | For | ||||||||||
| 2. | Advisory approval of executive compensation. | Management | For | For | ||||||||||
| 3. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 24, 2021. | Management | For | For | ||||||||||
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | ||||||||||||||
| Security | 874054109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TTWO | Meeting Date | 16-Sep-2020 | |||||||||||
| ISIN | US8740541094 | Agenda | 935256758 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Strauss Zelnick | Management | For | For | ||||||||||
| 1B. | Election of Director: Michael Dornemann | Management | For | For | ||||||||||
| 1C. | Election of Director: J. Moses | Management | For | For | ||||||||||
| 1D. | Election of Director: Michael Sheresky | Management | For | For | ||||||||||
| 1E. | Election of Director: LaVerne Srinivasan | Management | For | For | ||||||||||
| 1F. | Election of Director: Susan Tolson | Management | For | For | ||||||||||
| 1G. | Election of Director: Paul Viera | Management | For | For | ||||||||||
| 1H. | Election of Director: Roland Hernandez | Management | For | For | ||||||||||
| 2. | Approval, on a non-binding advisory basis, of the compensation of the Company's "named executive officers" as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| 3. | Approval of the Amended and Restated Take-Two Interactive Software, Inc. 2017 Stock Incentive Plan. | Management | For | For | ||||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as our Independent registered public accounting firm for the fiscal year ending March 31, 2021. | Management | For | For | ||||||||||
| OI S.A. | ||||||||||||||
| Security | 670851401 | Meeting Type | Special | |||||||||||
| Ticker Symbol | OIBRQ | Meeting Date | 17-Sep-2020 | |||||||||||
| ISIN | US6708514012 | Agenda | 935268967 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| I | Amendment to article 64 of the Company's Bylaws. | Management | For | For | ||||||||||
| II | Re-election of the current members of the Company's Board of Directors for a new term of office until the Annual General Meeting that approves the financial statements for the fiscal year ended on December 31, 2020: Eleazar de Carvalho Filho, Henrique José Fernandes Luz, José Mauro Mettrau Carneiro da Cunha, Marcos Bastos Rocha, Marcos Grodetzky, Maria Helena dos Santos Fernandes de Santana, Paulino do Rego Barros Jr, Roger Solé Rafols, Wallim Cruz de Vasconcellos Junior, Claudia Quintella Woods and Armando Lins Netto | Management | For | For | ||||||||||
| III | If one or more candidates that comprise the slate ceases to be part of it, the votes corresponding to your shares should continue to be awarded to the slate you have chosen? | Management | Against | Against | ||||||||||
| IV | In case of the adoption of multiple voting, should the votes regarding your shares be equally distributed in percentages for all the members of the slate you have chosen? | Management | For | For | ||||||||||
| V | In case the multiple voting process is adopted, if one or more candidates that comprise the slate ceases to be part of it, the votes corresponding to your shares should be distributed in equal percentages to the remaining members of the slate you have chosen? | Management | Against | Against | ||||||||||
| OI S.A. | ||||||||||||||
| Security | 670851500 | Meeting Type | Special | |||||||||||
| Ticker Symbol | OIBRC | Meeting Date | 17-Sep-2020 | |||||||||||
| ISIN | US6708515001 | Agenda | 935268967 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| I | Amendment to article 64 of the Company's Bylaws. | Management | For | For | ||||||||||
| II | Re-election of the current members of the Company's Board of Directors for a new term of office until the Annual General Meeting that approves the financial statements for the fiscal year ended on December 31, 2020: Eleazar de Carvalho Filho, Henrique José Fernandes Luz, José Mauro Mettrau Carneiro da Cunha, Marcos Bastos Rocha, Marcos Grodetzky, Maria Helena dos Santos Fernandes de Santana, Paulino do Rego Barros Jr, Roger Solé Rafols, Wallim Cruz de Vasconcellos Junior, Claudia Quintella Woods and Armando Lins Netto | Management | For | For | ||||||||||
| III | If one or more candidates that comprise the slate ceases to be part of it, the votes corresponding to your shares should continue to be awarded to the slate you have chosen? | Management | Against | Against | ||||||||||
| IV | In case of the adoption of multiple voting, should the votes regarding your shares be equally distributed in percentages for all the members of the slate you have chosen? | Management | For | For | ||||||||||
| V | In case the multiple voting process is adopted, if one or more candidates that comprise the slate ceases to be part of it, the votes corresponding to your shares should be distributed in equal percentages to the remaining members of the slate you have chosen? | Management | Against | Against | ||||||||||
| DAVIDE CAMPARI-MILANO N.V. | ||||||||||||||
| Security | N24565108 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 18-Sep-2020 | ||||||||||||
| ISIN | NL0015435975 | Agenda | 713022452 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| 1 | OPENING AND ANNOUNCEMENTS | Non-Voting | ||||||||||||
| 2 | CAPITAL REDUCTION AND AMENDMENT OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | Abstain | Against | ||||||||||
| 3 | IMPLEMENTATION OF CLAUSE 13.11 AND CONSEQUENT AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION | Management | Abstain | Against | ||||||||||
| 4 | APPOINTMENT OF MR. FABIO FACCHINI AS NON- EXECUTIVE DIRECTOR | Management | Abstain | Against | ||||||||||
| 5 | APPROVAL OF REMUNERATION POLICY | Management | Abstain | Against | ||||||||||
| 6 | QUESTIONS | Non-Voting | ||||||||||||
| 7 | CLOSE | Non-Voting | ||||||||||||
| GENERAL MILLS, INC. | ||||||||||||||
| Security | 370334104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GIS | Meeting Date | 22-Sep-2020 | |||||||||||
| ISIN | US3703341046 | Agenda | 935257976 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: R. Kerry Clark | Management | For | For | ||||||||||
| 1B. | Election of Director: David M. Cordani | Management | For | For | ||||||||||
| 1C. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | ||||||||||
| 1D. | Election of Director: Jeffrey L. Harmening | Management | For | For | ||||||||||
| 1E. | Election of Director: Maria G. Henry | Management | For | For | ||||||||||
| 1F. | Election of Director: Jo Ann Jenkins | Management | For | For | ||||||||||
| 1G. | Election of Director: Elizabeth C. Lempres | Management | For | For | ||||||||||
| 1H. | Election of Director: Diane L. Neal | Management | For | For | ||||||||||
| 1I. | Election of Director: Steve Odland | Management | For | For | ||||||||||
| 1J. | Election of Director: Maria A. Sastre | Management | For | For | ||||||||||
| 1K. | Election of Director: Eric D. Sprunk | Management | For | For | ||||||||||
| 1L. | Election of Director: Jorge A. Uribe | Management | For | For | ||||||||||
| 2. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
| 3. | Ratify Appointment of the Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| CONAGRA BRANDS, INC. | ||||||||||||||
| Security | 205887102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CAG | Meeting Date | 23-Sep-2020 | |||||||||||
| ISIN | US2058871029 | Agenda | 935259374 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Anil Arora | Management | For | For | ||||||||||
| 1B. | Election of Director: Thomas K. Brown | Management | For | For | ||||||||||
| 1C. | Election of Director: Sean M. Connolly | Management | For | For | ||||||||||
| 1D. | Election of Director: Joie A. Gregor | Management | For | For | ||||||||||
| 1E. | Election of Director: Rajive Johri | Management | For | For | ||||||||||
| 1F. | Election of Director: Richard H. Lenny | Management | For | For | ||||||||||
| 1G. | Election of Director: Melissa Lora | Management | For | For | ||||||||||
| 1H. | Election of Director: Ruth Ann Marshall | Management | For | For | ||||||||||
| 1I. | Election of Director: Craig P. Omtvedt | Management | For | For | ||||||||||
| 1J. | Election of Director: Scott Ostfeld | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of KPMG LLP as our independent auditor for fiscal 2021. | Management | For | For | ||||||||||
| 3. | Advisory approval of our named executive officer compensation. | Management | For | For | ||||||||||
| CINCINNATI BELL INC. | ||||||||||||||
| Security | 171871403 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CBBPRB | Meeting Date | 24-Sep-2020 | |||||||||||
| ISIN | US1718714033 | Agenda | 935257217 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director for one-year term expiring in 2021: Meredith J. Ching | Management | For | For | ||||||||||
| 1B. | Election of Director for one-year term expiring in 2021: Walter A. Dods, Jr. | Management | For | For | ||||||||||
| 1C. | Election of Director for one-year term expiring in 2021: John W. Eck | Management | For | For | ||||||||||
| 1D. | Election of Director for one-year term expiring in 2021: Leigh R. Fox | Management | For | For | ||||||||||
| 1E. | Election of Director for one-year term expiring in 2021: Jakki L. Haussler | Management | For | For | ||||||||||
| 1F. | Election of Director for one-year term expiring in 2021: Craig F. Maier | Management | For | For | ||||||||||
| 1G. | Election of Director for one-year term expiring in 2021: Russel P. Mayer | Management | For | For | ||||||||||
| 1H. | Election of Director for one-year term expiring in 2021: Theodore H. Torbeck | Management | For | For | ||||||||||
| 1I. | Election of Director for one-year term expiring in 2021: Lynn A. Wentworth | Management | For | For | ||||||||||
| 1J. | Election of Director for one-year term expiring in 2021: Martin J. Yudkovitz | Management | For | For | ||||||||||
| 2. | Approval, by a non-binding advisory vote, of our executive officers' compensation. | Management | For | For | ||||||||||
| 3. | Ratification of our Audit and Finance Committee's appointment of our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| CINCINNATI BELL INC. | ||||||||||||||
| Security | 171871502 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CBB | Meeting Date | 24-Sep-2020 | |||||||||||
| ISIN | US1718715022 | Agenda | 935257217 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director for one-year term expiring in 2021: Meredith J. Ching | Management | For | For | ||||||||||
| 1B. | Election of Director for one-year term expiring in 2021: Walter A. Dods, Jr. | Management | For | For | ||||||||||
| 1C. | Election of Director for one-year term expiring in 2021: John W. Eck | Management | For | For | ||||||||||
| 1D. | Election of Director for one-year term expiring in 2021: Leigh R. Fox | Management | For | For | ||||||||||
| 1E. | Election of Director for one-year term expiring in 2021: Jakki L. Haussler | Management | For | For | ||||||||||
| 1F. | Election of Director for one-year term expiring in 2021: Craig F. Maier | Management | For | For | ||||||||||
| 1G. | Election of Director for one-year term expiring in 2021: Russel P. Mayer | Management | For | For | ||||||||||
| 1H. | Election of Director for one-year term expiring in 2021: Theodore H. Torbeck | Management | For | For | ||||||||||
| 1I. | Election of Director for one-year term expiring in 2021: Lynn A. Wentworth | Management | For | For | ||||||||||
| 1J. | Election of Director for one-year term expiring in 2021: Martin J. Yudkovitz | Management | For | For | ||||||||||
| 2. | Approval, by a non-binding advisory vote, of our executive officers' compensation. | Management | For | For | ||||||||||
| 3. | Ratification of our Audit and Finance Committee's appointment of our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| AXOVANT GENE THERAPIES LTD. | ||||||||||||||
| Security | G0750W203 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AXGT | Meeting Date | 24-Sep-2020 | |||||||||||
| ISIN | BMG0750W2037 | Agenda | 935258930 - Management | |||||||||||
| �� | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Frank Torti, M.D. | Management | For | For | ||||||||||
| 1B. | Election of Director: Atul Pande, M.D. | Management | For | For | ||||||||||
| 1C. | Election of Director: Pavan Cheruvu, M.D. | Management | For | For | ||||||||||
| 1D. | Election of Director: Berndt Modig | Management | For | For | ||||||||||
| 1E. | Election of Director: Senthil Sundaram | Management | For | For | ||||||||||
| 1F. | Election of Director: Eric Venker, M.D., Pharm.D. | Management | For | For | ||||||||||
| 2. | To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending March 31, 2021, to appoint Ernst & Young LLP as our auditor for statutory purposes under the Bermuda Companies Act 1981, as amended, for our fiscal year ending March 31, 2021 and to authorize the Board of Directors, through the Audit Committee, to set the remuneration for Ernst & Young LLP as our auditor for our fiscal year ending March 31, 2021. | Management | For | For | ||||||||||
| ROYCE VALUE TRUST, INC. | ||||||||||||||
| Security | 780910105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RVT | Meeting Date | 24-Sep-2020 | |||||||||||
| ISIN | US7809101055 | Agenda | 935263070 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Christopher D. Clark | For | For | |||||||||||
| 2 | Christopher C. Grisanti | For | For | |||||||||||
| 3 | Cecile B. Harper | For | For | |||||||||||
| ROYCE GLOBAL VALUE TRUST, INC. | ||||||||||||||
| Security | 78081T104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RGT | Meeting Date | 24-Sep-2020 | |||||||||||
| ISIN | US78081T1043 | Agenda | 935263094 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Christopher D. Clark | For | For | |||||||||||
| 2 | Christopher C. Grisanti | For | For | |||||||||||
| 3 | Cecile B. Harper | For | For | |||||||||||
| ZOMEDICA PHARMACEUTICALS CORP. | ||||||||||||||
| Security | 98979F107 | Meeting Type | Annual and Special Meeting | |||||||||||
| Ticker Symbol | ZOM | Meeting Date | 25-Sep-2020 | |||||||||||
| ISIN | CA98979F1071 | Agenda | 935260389 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Robert Cohen | For | For | |||||||||||
| 2 | Jeffrey Rowe | For | For | |||||||||||
| 3 | Chris MacLeod | For | For | |||||||||||
| 4 | Johnny D. Powers | For | For | |||||||||||
| 5 | Rodney Williams | For | For | |||||||||||
| 6 | Christopher Wolfenberg | For | For | |||||||||||
| 2 | Appointment of MNP LLP as Auditors and authorization of the board of directors to fix the Auditors' remuneration | Management | For | For | ||||||||||
| 3 | Approval of a special resolution to amend the Articles of the Corporation (the "Articles") to effect a share consolidation (or a reverse share split) of the Common Shares on the basis provided in the special resolution | Management | For | For | ||||||||||
| 4 | Approval of a special resolution to reduce the stated capital account applicable to the Common Shares | Management | For | For | ||||||||||
| 5 | Approval of a special resolution to amend the Articles to remove from the Articles the Corporation's lien on a share registered in the name of a shareholder for a debt to the Corporation | Management | For | For | ||||||||||
| 6 | Approval of a special resolution to amend the Articles to allow meetings of shareholders to be held outside Alberta | Management | For | For | ||||||||||
| 7 | Approval of a special resolution to amend the Articles to change the name of the Corporation to "Zomedica Corp." | Management | For | For | ||||||||||
| 8 | Approval of an ordinary resolution ratifying and confirming the amendments to Amended and Restated By-Law No. 1 in the form of Amended and Restated By- law No. 1 (2nd version), as described in the Management Proxy Circular and Proxy Statement of the Corporation dated August 6, 2020 and prepared in connection with the Meeting. | Management | For | For | ||||||||||
| DIAGEO PLC | ||||||||||||||
| Security | 25243Q205 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DEO | Meeting Date | 28-Sep-2020 | |||||||||||
| ISIN | US25243Q2057 | Agenda | 935266292 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| O1 | Report and accounts 2020. | Management | For | For | ||||||||||
| O2 | Directors' remuneration report 2020. | Management | For | For | ||||||||||
| O3 | Directors' remuneration policy 2020. | Management | For | For | ||||||||||
| O4 | Declaration of final dividend. | Management | For | For | ||||||||||
| O5 | Election of Melissa Bethell (1,3,4) as a director. | Management | For | For | ||||||||||
| O6 | Re-election of Javier Ferrán (3*) as a director. | Management | For | For | ||||||||||
| O7 | Re-election of Susan Kilsby (1,3,4*) as a director. | Management | For | For | ||||||||||
| O8 | Re-election of Lady Mendelsohn (1,3,4) as a director. | Management | For | For | ||||||||||
| O9 | Re-election of Ivan Menezes (2*) as a director. | Management | For | For | ||||||||||
| O10 | Re-election of Kathryn Mikells (2) as a director. | Management | For | For | ||||||||||
| O11 | Re-election of Alan Stewart (1*,3,4) as a director. | Management | For | For | ||||||||||
| O12 | Re-appointment of auditor. | Management | For | For | ||||||||||
| 013 | Remuneration of auditor. | Management | For | For | ||||||||||
| O14 | Authority to make political donations and/or to incur political expenditure. | Management | For | For | ||||||||||
| O15 | Authority to allot shares. | Management | For | For | ||||||||||
| O16 | Amendment of the Diageo 2001 Share Incentive Plan. | Management | For | For | ||||||||||
| O17 | Adoption of the Diageo 2020 Sharesave Plan. | Management | For | For | ||||||||||
| O18 | Adoption of the Diageo Deferred Bonus Share Plan. | Management | For | For | ||||||||||
| O19 | Authority to establish international share plans. | Management | For | For | ||||||||||
| S20 | Disapplication of pre-emption rights. | Management | For | For | ||||||||||
| S21 | Authority to purchase own shares. | Management | For | For | ||||||||||
| S22 | Reduced notice of a general meeting other than an AGM. | Management | For | For | ||||||||||
| S23 | Approval and adoption of new articles of association. | Management | For | For | ||||||||||
| S24 | 2019 Share buy-backs and employee benefit and share ownership trust transactions. | Management | For | |||||||||||
| LARIMAR THERAPEUTICS, INC. | ||||||||||||||
| Security | 517125100 | Meeting Type | Special | |||||||||||
| Ticker Symbol | LRMR | Meeting Date | 29-Sep-2020 | |||||||||||
| ISIN | US5171251003 | Agenda | 935262321 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Approve the Larimar Therapeutics, Inc. 2020 Equity Incentive Plan and certain conditional grants thereunder. | Management | Against | Against | ||||||||||
| SCHULTZE SPECIAL PURPOSE ACQUISITION | ||||||||||||||
| Security | 80821R109 | Meeting Type | Special | |||||||||||
| Ticker Symbol | SAMA | Meeting Date | 30-Sep-2020 | |||||||||||
| ISIN | US80821R1095 | Agenda | 935270429 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | The Charter Amendment: To amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a business combination for an additional three months, from September 30, 2020 to December 31, 2020. | Management | For | For | ||||||||||
| 2. | The Adjournment Proposal: To direct the chairman of the special meeting to adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve the foregoing proposal. | Management | For | For | ||||||||||
| APOLLO GLOBAL MANAGEMENT, INC. | ||||||||||||||
| Security | 03768E105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | APO | Meeting Date | 01-Oct-2020 | |||||||||||
| ISIN | US03768E1055 | Agenda | 935262333 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Leon Black | For | For | |||||||||||
| 2 | Joshua Harris | For | For | |||||||||||
| 3 | Marc Rowan | For | For | |||||||||||
| 4 | Michael Ducey | For | For | |||||||||||
| 5 | Robert Kraft | For | For | |||||||||||
| 6 | A.B. Krongard | For | For | |||||||||||
| 7 | Pauline Richards | For | For | |||||||||||
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 3 Years | For | ||||||||||
| 4. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020. | Management | For | For | ||||||||||
| TELEFONICA BRASIL SA | ||||||||||||||
| Security | 87936R106 | Meeting Type | Special | |||||||||||
| Ticker Symbol | VIV | Meeting Date | 01-Oct-2020 | |||||||||||
| ISIN | US87936R1068 | Agenda | 935266761 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1) | Ratify, pursuant to article 136, first paragraph, of Law No. 6,404/76 (the "Brazilian Corporations Law"), the conversion of all the preferred shares issued by the Company into common shares, in the proportion of one (1) common share for one (1) preferred share, which shall be subject to a resolution by the Extraordinary General Meeting of the Company to be held at 10:00 a.m., on October 1, 2020. | Management | For | For | ||||||||||
| 2) | Ratify, under the terms of articles 9, sole paragraph, and 10, subsection (i), of the Company's Bylaws, the amendment of article 9, caput and sole paragraph, of the Company's Bylaws, which shall be subject to a resolution by the Extraordinary General Meeting of the Company to be held at 10:00 a.m., on October 1, 2020. | Management | For | For | ||||||||||
| ANGIODYNAMICS, INC. | ||||||||||||||
| Security | 03475V101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ANGO | Meeting Date | 13-Oct-2020 | |||||||||||
| ISIN | US03475V1017 | Agenda | 935267408 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Eileen O. Auen | For | For | |||||||||||
| 2 | James C. Clemmer | For | For | |||||||||||
| 3 | Howard W. Donnelly | For | For | |||||||||||
| 4 | Jan Stern Reed | For | For | |||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as AngioDynamics independent registered public accounting firm for the fiscal year ending May 31, 2021. | Management | For | For | ||||||||||
| 3. | Say-on-Pay - An advisory vote on the approval of compensation of our named executive officers. | Management | For | For | ||||||||||
| 4. | Consider and vote upon a proposal to approve the AngioDynamics, Inc. 2020 Stock and Incentive Award Plan. | Management | Against | Against | ||||||||||
| 5. | Consider and vote upon a proposal to approve the amended AngioDynamics, Inc. Employee Stock Purchase Plan to increase the total number of shares of common stock reserved for issuance under the plan from 3,500,000 to 4,000,000. | Management | For | For | ||||||||||
| GRUPO BIMBO SAB DE CV | ||||||||||||||
| Security | P4949B104 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 19-Oct-2020 | ||||||||||||
| ISIN | MXP495211262 | Agenda | 713164363 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 469879 DUE TO CHANGE IN-MEETING DATE FROM 5 OCT 2020 TO 19 OCT 2020 AND CHANGE IN RECORD DATE FROM 25-SEP 2020 TO 9 OCT 2020. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
| I | PRESENTATION, DISCUSSION AND, WHERE APPROPRIATE, ADOPTION OF RESOLUTIONS IN RELATION TO THE RATIFICATION OF THE CAPITAL REDUCTION OF THE COMPANY AND THE CONSEQUENT CANCELLATION OF THE 169,441,413, ONE HUNDRED SIXTY NINE MILLION, FOUR HUNDRED AND FORTY ONE THOUSAND FOUR HUNDRED AND THIRTEEN, ORDINARY SHARES A SERIES, REGISTERED, WITHOUT EXPRESSION OF PAR VALUE, BELONGING TO THE COMPANY DEPOSITED IN THE TREASURY, ACQUIRED BY THE COMPANY'S REPURCHASE FUND | Management | For | For | ||||||||||
| II | PRESENTATION, DISCUSSION AND, WHERE APPROPRIATE, ADOPTION OF RESOLUTIONS IN RELATION TO THE AMENDMENT TO ARTICLE SIX OF THE COMPANY'S BYLAWS AS A RESULT OF THE RESOLUTIONS TAKEN IN THE IMMEDIATELY PRECEDING POINT | Management | For | For | ||||||||||
| III | APPOINTMENT OF SPECIAL DELEGATES | Management | For | For | ||||||||||
| ROLLS-ROYCE HOLDINGS PLC | ||||||||||||||
| Security | G76225104 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 27-Oct-2020 | ||||||||||||
| ISIN | GB00B63H8491 | Agenda | 713170671 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | AUTHORISE ISSUE OF EQUITY IN CONNECTION WITH THE RIGHTS ISSUE | Management | No Action | |||||||||||
| CMMT | 13 OCT 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| KENNAMETAL INC. | ||||||||||||||
| Security | 489170100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KMT | Meeting Date | 27-Oct-2020 | |||||||||||
| ISIN | US4891701009 | Agenda | 935269844 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Joseph Alvarado | For | For | |||||||||||
| 2 | Cindy L. Davis | For | For | |||||||||||
| 3 | William J. Harvey | For | For | |||||||||||
| 4 | William M. Lambert | For | For | |||||||||||
| 5 | Lorraine M. Martin | For | For | |||||||||||
| 6 | Sagar A. Patel | For | For | |||||||||||
| 7 | Christopher Rossi | For | For | |||||||||||
| 8 | Lawrence W Stranghoener | For | For | |||||||||||
| 9 | Steven H. Wunning | For | For | |||||||||||
| 2. | Ratification of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the Fiscal Year Ending June 30, 2021. | Management | For | For | ||||||||||
| 3. | Non-Binding (Advisory) Vote to Approve the Compensation Paid to the Company's Named Executive Officers. | Management | For | For | ||||||||||
| 4. | Approval of the Kennametal Inc. 2020 Stock and Incentive Plan. | Management | Against | Against | ||||||||||
| BANCO SANTANDER, S.A. | ||||||||||||||
| Security | 05964H105 | Meeting Type | Special | |||||||||||
| Ticker Symbol | SAN | Meeting Date | 27-Oct-2020 | |||||||||||
| ISIN | US05964H1059 | Agenda | 935278792 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | Resolution 1 | Management | For | For | ||||||||||
| 2A | Resolution 2A | Management | For | For | ||||||||||
| 2B | Resolution 2B | Management | For | For | ||||||||||
| 3A | Resolution 3A | Management | For | For | ||||||||||
| 3B | Resolution 3B | Management | For | For | ||||||||||
| 4 | Resolution 4 | Management | For | For | ||||||||||
| 5 | Resolution 5 | Management | For | For | ||||||||||
| BANCO SANTANDER, S.A. | ||||||||||||||
| Security | 05964H105 | Meeting Type | Special | |||||||||||
| Ticker Symbol | SAN | Meeting Date | 27-Oct-2020 | |||||||||||
| ISIN | US05964H1059 | Agenda | 935287234 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | Resolution 1 | Management | For | For | ||||||||||
| 2A | Resolution 2A | Management | For | For | ||||||||||
| 2B | Resolution 2B | Management | For | For | ||||||||||
| 3A | Resolution 3A | Management | For | For | ||||||||||
| 3B | Resolution 3B | Management | For | For | ||||||||||
| 4 | Resolution 4 | Management | For | For | ||||||||||
| 5 | Resolution 5 | Management | For | For | ||||||||||
| ESSITY AB | �� | |||||||||||||
| Security | W3R06F100 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-Oct-2020 | ||||||||||||
| ISIN | SE0009922164 | Agenda | 713159184 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | ELECTION OF CHAIRMAN OF THE MEETING | Non-Voting | ||||||||||||
| 2 | SELECTION OF TWO PERSONS TO VERIFY THE MEETING | Non-Voting | ||||||||||||
| 3 | ESTABLISHMENT AND APPROVAL OF THE BALLOT PAPER | Non-Voting | ||||||||||||
| 4 | EXAMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
| 5 | APPROVAL OF AGENDA | Non-Voting | ||||||||||||
| 6 | RESOLUTION ON DISPOSITIONS REGARDING THE COMPANY'S PROFIT AND RECORD DATE FOR DIVIDENDS | Management | No Action | |||||||||||
| JULIUS BAER GRUPPE AG | ||||||||||||||
| Security | H4414N103 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 02-Nov-2020 | ||||||||||||
| ISIN | CH0102484968 | Agenda | 713180331 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 0.75 PER SHARE | Management | No Action | |||||||||||
| MEREDITH CORPORATION | ||||||||||||||
| Security | 589433101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MDP | Meeting Date | 11-Nov-2020 | |||||||||||
| ISIN | US5894331017 | Agenda | 935277764 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Elizabeth E. Tallett# | For | For | |||||||||||
| 2 | Donald A. Baer* | For | For | |||||||||||
| 3 | Gregory G. Coleman* | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the executive compensation program for the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To vote on a proposed amendment and restatement of the Meredith Corporation Employee Stock Purchase Plan of 2002. | Management | For | For | ||||||||||
| 4. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending June 30, 2021. | Management | For | For | ||||||||||
| 5. | To approve an amendment to our Restated Articles of Incorporation to clarify our ability to make distributions to our shareholders in separate classes of stock of our subsidiaries comparable to the classes of common stock and Class B stock held by them. | Management | For | For | ||||||||||
| FOX CORPORATION | ||||||||||||||
| Security | 35137L204 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FOX | Meeting Date | 12-Nov-2020 | |||||||||||
| ISIN | US35137L2043 | Agenda | 935276142 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: K. Rupert Murdoch AC | Management | For | For | ||||||||||
| 1B. | Election of Director: Lachlan K. Murdoch | Management | For | For | ||||||||||
| 1C. | Election of Director: Chase Carey | Management | For | For | ||||||||||
| 1D. | Election of Director: Anne Dias | Management | For | For | ||||||||||
| 1E. | Election of Director: Roland A. Hernandez | Management | For | For | ||||||||||
| 1F. | Election of Director: Jacques Nasser AC | Management | For | For | ||||||||||
| 1G. | Election of Director: Paul D. Ryan | Management | For | For | ||||||||||
| 2. | Proposal to ratify the selection of Ernst & Young LLP as the Company's independent registered accounting firm for the fiscal year ending June 30, 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| ELECTROMED, INC. | ||||||||||||||
| Security | 285409108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ELMD | Meeting Date | 13-Nov-2020 | |||||||||||
| ISIN | US2854091087 | Agenda | 935276281 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Stephen H. Craney | For | For | |||||||||||
| 2 | Stan K. Erickson | For | For | |||||||||||
| 3 | Gregory J. Fluet | For | For | |||||||||||
| 4 | Lee A. Jones | For | For | |||||||||||
| 5 | Kathleen S. Skarvan | For | For | |||||||||||
| 6 | Andrea M. Walsh | For | For | |||||||||||
| 7 | George H. Winn | For | For | |||||||||||
| 2. | To ratify appointment of RSM US LLP as our independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | To approve, on a non-binding and advisory basis, our executive compensation. | Management | For | For | ||||||||||
| TELECOM ARGENTINA, S.A. | ||||||||||||||
| Security | 879273209 | Meeting Type | Special | |||||||||||
| Ticker Symbol | TEO | Meeting Date | 13-Nov-2020 | |||||||||||
| ISIN | US8792732096 | Agenda | 935291891 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1) | Appointment of two shareholders to sign the Minutes of the Meeting. | Management | For | For | ||||||||||
| 2) | Total or partial withdrawal of the "Voluntary reserve for future cash dividends" and/or of the "Voluntary reserve to maintain the capital investments level and the Company's current level of solvency". Distribution of cash dividends or dividends in kind or in any combination of both options according to the Company's current context. Delegation of powers to the Board of Directors. | Management | For | For | ||||||||||
| NEW HOPE CORPORATION LTD | ||||||||||||||
| Security | Q66635105 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 17-Nov-2020 | ||||||||||||
| ISIN | AU000000NHC7 | Agenda | 713239576 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1 AND 4 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | ||||||||||||
| 1 | REMUNERATION REPORT | Management | For | For | ||||||||||
| 2 | RE-ELECTION OF MR ROBERT MILLNER | Management | For | For | ||||||||||
| 3 | ELECTION OF MS JACQUELINE MCGILL AO | Management | For | For | ||||||||||
| 4 | ISSUE OF PERFORMANCE RIGHTS TO CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||||
| 5 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AMENDMENT TO THE CONSTITUTION (MARKET FORCES): CLAUSE 15 | Shareholder | Against | For | ||||||||||
| 6 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: CAPITAL PROTECTION (MARKET FORCES) | Shareholder | Against | For | ||||||||||
| COVETRUS, INC. | ||||||||||||||
| Security | 22304C100 | Meeting Type | Special | |||||||||||
| Ticker Symbol | CVET | Meeting Date | 17-Nov-2020 | |||||||||||
| ISIN | US22304C1009 | Agenda | 935292994 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To approve the conversion of the Series A Convertible Preferred Stock into shares of Common Stock pursuant to NASDAQ Listing Rule 5635(b) to provide for the elimination of the preferred dividends. | Management | For | For | ||||||||||
| 2. | To approve an adjournment of the Special Meeting, if necessary or appropriate, to permit solicitation of additional proxies in favor of the above proposal. | Management | For | For | ||||||||||
| CAMPBELL SOUP COMPANY | ||||||||||||||
| Security | 134429109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CPB | Meeting Date | 18-Nov-2020 | |||||||||||
| ISIN | US1344291091 | Agenda | 935279528 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 01 | Election of Director: Fabiola R. Arredondo | Management | For | For | ||||||||||
| 02 | Election of Director: Howard M. Averill | Management | For | For | ||||||||||
| 03 | Election of Director: John P. (JP) Bilbrey | Management | For | For | ||||||||||
| 04 | Election of Director: Mark A. Clouse | Management | For | For | ||||||||||
| 05 | Election of Director: Bennett Dorrance | Management | For | For | ||||||||||
| 06 | Election of Director: Maria Teresa (Tessa) Hilado | Management | For | For | ||||||||||
| 07 | Election of Director: Sarah Hofstetter | Management | For | For | ||||||||||
| 08 | Election of Director: Marc B. Lautenbach | Management | For | For | ||||||||||
| 09 | Election of Director: Mary Alice D. Malone | Management | For | For | ||||||||||
| 10 | Election of Director: Keith R. McLoughlin | Management | For | For | ||||||||||
| 11 | Election of Director: Kurt T. Schmidt | Management | For | For | ||||||||||
| 12 | Election of Director: Archbold D. van Beuren | Management | For | For | ||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as our Independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
| 3. | To vote on an advisory resolution to approve the fiscal 2020 compensation of our named executive officers, commonly referred to as "say on pay" vote. | Management | For | For | ||||||||||
| NEWS CORP | ||||||||||||||
| Security | 65249B208 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NWS | Meeting Date | 18-Nov-2020 | |||||||||||
| ISIN | US65249B2088 | Agenda | 935279768 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: K. Rupert Murdoch | Management | For | For | ||||||||||
| 1B. | Election of Director: Lachlan K. Murdoch | Management | For | For | ||||||||||
| 1C. | Election of Director: Robert J. Thomson | Management | For | For | ||||||||||
| 1D. | Election of Director: Kelly Ayotte | Management | For | For | ||||||||||
| 1E. | Election of Director: José María Aznar | Management | For | For | ||||||||||
| 1F. | Election of Director: Natalie Bancroft | Management | For | For | ||||||||||
| 1G. | Election of Director: Peter L. Barnes | Management | For | For | ||||||||||
| 1H. | Election of Director: Ana Paula Pessoa | Management | For | For | ||||||||||
| 1I. | Election of Director: Masroor Siddiqui | Management | For | For | ||||||||||
| 2. | Ratification of the Selection of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the Fiscal Year Ending June 30, 2021. | Management | For | For | ||||||||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
| 4. | Advisory Vote on the Frequency of Future Advisory Votes to Approve Executive Compensation. | Management | 1 Year | For | ||||||||||
| 5. | Stockholder Proposal regarding Simple Majority Vote, if properly presented. | Shareholder | Against | For | ||||||||||
| WILLIAM HILL PLC | ||||||||||||||
| Security | G9645P117 | Meeting Type | Court Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 19-Nov-2020 | ||||||||||||
| ISIN | GB0031698896 | Agenda | 713281690 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | APPROVE SCHEME OF ARRANGEMENT | Management | Against | Against | ||||||||||
| CMMT | 05 NOV 2020: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU-CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT. | Non-Voting | ||||||||||||
| CMMT | 05 NOV 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| WILLIAM HILL PLC | ||||||||||||||
| Security | G9645P117 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 19-Nov-2020 | ||||||||||||
| ISIN | GB0031698896 | Agenda | 713281703 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | FOR THE PURPOSES OF THE SCHEME: A. TO AUTHORISE THE DIRECTORS OF THE COMPANY TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND B. TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | Against | Against | ||||||||||
| DONALDSON COMPANY, INC. | ||||||||||||||
| Security | 257651109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DCI | Meeting Date | 20-Nov-2020 | |||||||||||
| ISIN | US2576511099 | Agenda | 935278994 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Tod E. Carpenter | For | For | |||||||||||
| 2 | Pilar Cruz | For | For | |||||||||||
| 3 | Ajita G. Rajendra | For | For | |||||||||||
| 2. | A non-binding advisory vote on the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Donaldson Company, Inc.'s independent registered public accounting firm for the fiscal year ending July 31, 2021. | Management | For | For | ||||||||||
| WEIR GROUP PLC (THE) | ||||||||||||||
| Security | G95248137 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 23-Nov-2020 | ||||||||||||
| ISIN | GB0009465807 | Agenda | 713340076 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | APPROVE MATTERS RELATING TO THE DISPOSAL BY THE COMPANY OF THE OIL GAS DIVISION | Management | For | For | ||||||||||
| ASSA ABLOY AB | ||||||||||||||
| Security | W0817X204 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 24-Nov-2020 | ||||||||||||
| ISIN | SE0007100581 | Agenda | 713258172 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | OPENING OF THE MEETING | Non-Voting | ||||||||||||
| 2 | ELECTION OF CHAIRMAN OF THE MEETING: JOHAN AHLGREN | Non-Voting | ||||||||||||
| 3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
| 4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
| 5 | ELECTION OF ONE OR TWO PERSONS TO CHECK THE MINUTES: AXEL MARTENSSON (MELKER- SCHORLING AB) AND MARIANNE NILSSON (SWEDBANK ROBUR FONDER) | Non-Voting | ||||||||||||
| 6 | DETERMINATION AS TO WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
| 7 | RESOLUTION ON DIVIDEND: SEK 1.85 PER SHARE | Management | No Action | |||||||||||
| 8 | CLOSING OF THE MEETING | Non-Voting | ||||||||||||
| THE HAIN CELESTIAL GROUP, INC. | ||||||||||||||
| Security | 405217100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HAIN | Meeting Date | 24-Nov-2020 | |||||||||||
| ISIN | US4052171000 | Agenda | 935283630 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Richard A. Beck | Management | For | For | ||||||||||
| 1b. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||||
| 1c. | Election of Director: Dean Hollis | Management | For | For | ||||||||||
| 1d. | Election of Director: Shervin J. Korangy | Management | For | For | ||||||||||
| 1e. | Election of Director: Mark L. Schiller | Management | For | For | ||||||||||
| 1f. | Election of Director: Michael B. Sims | Management | For | For | ||||||||||
| 1g. | Election of Director: Glenn W. Welling | Management | For | For | ||||||||||
| 1h. | Election of Director: Dawn M. Zier | Management | For | For | ||||||||||
| 2. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP to act as registered independent accountants of the Company for the fiscal year ending June 30, 2021. | Management | For | For | ||||||||||
| CHR. HANSEN HOLDING A/S | ||||||||||||||
| Security | K1830B107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-Nov-2020 | ||||||||||||
| ISIN | DK0060227585 | Agenda | 713299635 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 7.A.A, 7.B.A TO 7.B.G AND 8.A. THANK YOU. | Non-Voting | ||||||||||||
| 1 | REPORT ON THE COMPANY'S ACTIVITIES (NOT TO BE PUT TO A VOTE) | Non-Voting | ||||||||||||
| 2 | APPROVAL OF THE 2019/20 ANNUAL REPORT | Management | No Action | |||||||||||
| 3 | RESOLUTION ON THE APPROPRIATION OF PROFIT | Management | No Action | |||||||||||
| 4 | PRESENTATION OF THE COMPANY'S 2019/20 REMUNERATION REPORT FOR AN ADVISORY VOTE | Management | No Action | |||||||||||
| 5 | RESOLUTION ON REMUNERATION OF MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 6.A | PROPOSALS FROM THE BOARD OF DIRECTORS: PROPOSED AMENDMENT TO ARTICLE 6.9 OF THE COMPANY'S ARTICLES OF ASSOCIATION; STANDARD AGENDA FOR THE ANNUAL GENERAL MEETING | Management | No Action | |||||||||||
| 6.B | PROPOSALS FROM THE BOARD OF DIRECTORS: PROPOSED AMENDMENT TO ARTICLE 6.1 OF THE COMPANY'S ARTICLES OF ASSOCIATION; AUTHORISATION TO THE BOARD OF DIRECTORS TO RESOLVE TO HOLD PARTIAL OR FULL ELECTRONIC GENERAL MEETINGS | Management | No Action | |||||||||||
| 6.C | PROPOSED AMENDMENT TO ARTICLE 7.3 OF THE COMPANY'S ARTICLES OF ASSOCIATION; SHAREHOLDERS' NOTIFICATION OF ATTENDANCE | Management | No Action | |||||||||||
| 7.A.A | ELECTION OF A CHAIR OF THE BOARD OF DIRECTOR: DOMINIQUE REINICHE (RE-ELECTION) | Management | No Action | |||||||||||
| 7.B.A | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: JESPER BRANDGAARD (RE-ELECTION) | Management | No Action | |||||||||||
| 7.B.B | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: LUIS CANTARELL (RE-ELECTION) | Management | No Action | |||||||||||
| 7.B.C | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: HEIDI KLEINBACH-SAUTER (RE- ELECTION) | Management | No Action | |||||||||||
| 7.B.D | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: MARK WILSON (RE-ELECTION) | Management | No Action | |||||||||||
| 7.B.E | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: LISE KAAE (ELECTION) | Management | No Action | |||||||||||
| 7.B.F | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: KEVIN LANE (ELECTION) | Management | No Action | |||||||||||
| 7.B.G | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: LILLIE LI VALEUR (ELECTION) | Management | No Action | |||||||||||
| 8.A | ELECTION OF A COMPANY AUDITOR: RE-ELECTION OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONS PARTNERSELSKAB | Management | No Action | |||||||||||
| 9.A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSALS FROM AKADEMIKER PENSION: GOING FORWARD AND STARTING FROM THE 2020/21 FINANCIAL YEAR, THE COMPANY MUST APPLY THE RECOMMENDATIONS OF THE TASK FORCE ON CLIMATE-RELATED FINANCIAL DISCLOSURES (TCFD) AS THE FRAMEWORK FOR CLIMATE-RELATED DISCLOSURE IN THE COMPANY'S ANNUAL REPORT | Shareholder | No Action | |||||||||||
| 9.B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSALS FROM AKADEMIKER PENSION: THE BOARD OF DIRECTORS MUST COMPLETE AN ASSESSMENT OF THE ABILITY OF THE COMPANY TO PUBLISH COUNTRY-BY-COUNTRY TAX REPORTING IN LINE WITH THE GLOBAL REPORTING INITIATIVE'S STANDARD (GRI 207: TAX 2019) STARTING FROM THE FINANCIAL YEAR 2021/22. THE FINDINGS OF THE ASSESSMENT SHOULD BE MADE PUBLIC BEFORE THE AGM IN 2021 | Shareholder | No Action | |||||||||||
| 10 | AUTHORIZATION OF THE CHAIRMAN OF THE ANNUAL GENERAL MEETING | Management | No Action | |||||||||||
| PERNOD RICARD SA | ||||||||||||||
| Security | F72027109 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 27-Nov-2020 | ||||||||||||
| ISIN | FR0000120693 | Agenda | 713260583 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 09 NOV 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202010232004301-128 AND-https://www.journal- officiel.gouv.fr/balo/document/202011092004473-135;- PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK IN COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| 1 | MODIFICATION OF ARTICLES 35 AND 36 OF THE BYLAWS ON THE INCLUSION OF ABSTENTION, BLANK AND NULL VOTES FOR THE CALCULATION OF THE MAJORITY AT GENERAL MEETINGS IN ACCORDANCE WITH THE SOILIHI LAW | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 - ACKNOWLEDGEMENT OF THE TOTAL AMOUNT OF EXPENSES AND CHARGES REFERRED TO IN PARAGRAPH 4 OF ARTICLE 39 OF THE FRENCH GENERAL TAX CODE | Management | No Action | |||||||||||
| 3 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 | Management | No Action | |||||||||||
| 4 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF MR. ALEXANDRE RICARD AS DIRECTOR | Management | No Action | |||||||||||
| 6 | RENEWAL OF THE TERM OF OFFICE OF MR. CESAR GIRON AS DIRECTOR | Management | No Action | |||||||||||
| 7 | RENEWAL OF THE TERM OF OFFICE OF MR. WOLFGANG COLBERG AS DIRECTOR | Management | No Action | |||||||||||
| 8 | APPOINTMENT OF MRS. VIRGINIE FAUVEL AS DIRECTOR | Management | No Action | |||||||||||
| 9 | SETTING OF THE ANNUAL AMOUNT OF COMPENSATION ALLOCATED TO MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR ALLOCATED DURING THE FINANCIAL YEAR 2019/20 TO MR. ALEXANDRE RICARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR ALLOCATED DURING THE FINANCIAL YEAR 2019/20 TO THE CORPORATE OFFICERS | Management | No Action | |||||||||||
| 12 | APPROVAL OF THE ELEMENTS OF THE COMPENSATION POLICY APPLICABLE TO MR. ALEXANDRE RICARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 13 | APPROVAL OF THE ELEMENTS OF THE COMPENSATION POLICY APPLICABLE TO CORPORATE OFFICERS | Management | No Action | |||||||||||
| 14 | APPROVAL OF THE REGULATED AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 15 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO TRADE IN THE COMPANY'S SHARES | Management | No Action | |||||||||||
| 16 | RATIFICATION OF THE DECISION OF THE BOARD OF DIRECTORS TO TRANSFER THE REGISTERED OFFICE OF THE COMPANY AND OF THE AMENDMENT TO ARTICLE 4 "REGISTERED OFFICE" OF THE BYLAWS RELATING THERETO | Management | No Action | |||||||||||
| 17 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, RESERVED FOR MEMBERS OF COMPANY SAVINGS PLANS WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF THE LATTER | Management | No Action | |||||||||||
| 18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL IN FAVOUR OF CATEGORY S OF DESIGNATED BENEFICIARIES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE LATTER | Management | No Action | |||||||||||
| 19 | AMENDMENT TO ARTICLE 21 OF THE BYLAWS "MEETINGS" IN ORDER TO INTRODUCE THE POSSIBILITY FOR THE BOARD OF DIRECTORS TO TAKE DECISIONS BY WRITTEN CONSULTATION UNDER THE CONDITIONS SET BY LAW SOILIHI LAW | Management | No Action | |||||||||||
| 20 | MODIFICATION OF ARTICLES 25 "REMUNERATION OF BOARD MEMBERS", 28 "CENSORS" AND 35 "ORDINARY GENERAL MEETINGS" OF THE BYLAWS IN ORDER TO REPLACE THE TERM "ATTENDANCE FEES" BY THAT OF "REMUNERATION" IN ACCORDANCE WITH THE PACTE LAW | Management | No Action | |||||||||||
| 21 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | No Action | |||||||||||
| CMMT | 29 OCT 2020: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS ("CDIs")-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- | Non-Voting | ||||||||||||
| TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU. | ||||||||||||||
| LIBERTY LATIN AMERICA LTD. | ||||||||||||||
| Security | G9001E102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LILA | Meeting Date | 03-Dec-2020 | |||||||||||
| ISIN | BMG9001E1021 | Agenda | 935286674 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: Michael T. Fries | Management | For | For | ||||||||||
| 1.2 | Election of Director: Paul A. Gould | Management | For | For | ||||||||||
| 1.3 | Election of Director: Alfonso de Angoitia Noriega | Management | For | For | ||||||||||
| 2. | A proposal to appoint KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020, and to authorize the Board, acting by the audit committee, to determine the independent auditors remuneration. | Management | For | For | ||||||||||
| HELLENIC TELECOMMUNICATIONS ORGANIZATIONS S.A. | ||||||||||||||
| Security | X3258B102 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 04-Dec-2020 | ||||||||||||
| ISIN | GRS260333000 | Agenda | 713396100 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 496413 DUE TO CHANGE IN-GPS CODE FOR RESOLUTIONS 6 AND 7. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A- REPETITIVE MEETING ON 10 DEC 2020 AT 16:30 HRS. ALSO, YOUR VOTING-INSTRUCTIONS WILL NOT BE CARRIED OVER TO THE SECOND CALL. ALL VOTES RECEIVED-ON THIS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THE-REPETITIVE MEETING. THANK YOU | Non-Voting | ||||||||||||
| 1. | APPROVAL OF THE DRAFT DEMERGERS AGREEMENT THROUGH SPIN-OFF OF OTE S.A.S BUSINESS SECTORS OF CUSTOMER SERVICE, SHOPS AND TECHNICAL FIELD OPERATIONS AND THEIR ABSORPTION BY THE OTE GROUP SOCIETE ANONYMES COSMOTE E-VALUE S.A, GERMANOS S.A. AND COSMOTE TECHNICAL SERVICES S.A. (FORMER OTEPLUS), RESPECTIVELY, IN ACCORDANCE WITH ARTICLES 54 PAR.3, 57 PAR.2, 58 73 AND 83 87 OF L.4601 2019), L.4548 2018, ARTICLE 52 OF L. 4172 2013 AND LEGISLATIVE DECREE 1297 1972, WITH ACCOUNTING STATEMENTS DATED 30.06.2020. APPOINTMENT OF REPRESENTATIVE OF OTE S.A. TO SIGN THE DEMERGERS AGREEMENT NOTARIAL DEED | Management | No Action | |||||||||||
| 2. | APPROVAL OF THE CANCELLATION OF NINE MILLION, NINE HUNDRED AND SIXTY FIVE THOUSAND, NINE HUNDRED AND FIFTY SIX (9,965,956) OWN SHARES PURCHASED BY THE COMPANY UNDER THE APPROVED OWN SHARE BUY-BACK PROGRAM IN ORDER TO CANCEL THEM, WITH THE CORRESPONDING REDUCTION OF ITS SHARE CAPITAL BY THE AMOUNT OF TWENTY EIGHT MILLION TWO HUNDRED AND THREE | Management | No Action | |||||||||||
| THOUSAND SIX HUNDRED AND FIFTY FIVE EURO AND FORTY EIGHT CENTS (EUR 28,203,655.48), ACCORDING TO ARTICLE 49 OF L.4548/2018 AND THE SUBSEQUENT AMENDMENT OF ARTICLE 5 (SHARE CAPITAL) OF THE COMPANY'S ARTICLES OF INCORPORATION | ||||||||||||||
| 3. | APPROVAL OF THE CONCLUSION OF A CONFIDENTIALITY AGREEMENT BETWEEN OTE S.A. AND ERNST & YOUNG (GREECE) CERTIFIED AUDITORS SA (EY) IN THE CONTEXT OF PREPARING THE TRANSITION TO A NEW STATUTORY AUDITOR FOR THE FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 4. | GRANTING OF PERMISSION, ACCORDING TO ARTICLE 98 PAR.1 OF L.4548/2018 AND ARTICLE 14 OF THE ARTICLES OF INCORPORATION, TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OFFICERS TO PARTICIPATE IN BOARDS OF DIRECTORS OR IN THE MANAGEMENT OF OTE GROUP COMPANIES WITH THE SAME OR SIMILAR OBJECTIVES | Management | No Action | |||||||||||
| 5. | DECISION FOLLOWING THE TEMPORARY APPOINTMENT BY THE BOARD OF DIRECTORS (MEETING NO. 3116/29-6-2020) OF THE CURRENT NON-EXECUTIVE MEMBER MR. DIMITRIOS GEORGOUTSOS AS AN INDEPENDENT MEMBER, AS PER ARTICLE 4 OF L.3016/2002, IN REPLACEMENT OF A RESIGNED INDEPENDENT NON-EXECUTIVE MEMBER | Management | No Action | |||||||||||
| 6. | ANNOUNCEMENT OF THE ELECTION BY THE BOARD OF DIRECTORS OF A NEW NON-EXECUTIVE- MEMBER OF THE BOARD OF DIRECTORS IN REPLACEMENT OF A RESIGNED NON-EXECUTIVE- MEMBER | Non-Voting | ||||||||||||
| 7. | MISCELLANEOUS ANNOUNCEMENTS | Non-Voting | ||||||||||||
| MYRIAD GENETICS, INC. | ||||||||||||||
| Security | 62855J104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MYGN | Meeting Date | 04-Dec-2020 | |||||||||||
| ISIN | US62855J1043 | Agenda | 935285090 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Class III Director (or if any nominee is not available for election, such substitute as the Board of Directors may designate) to serve until the 2023 Annual Meeting of Stockholders: Rashmi Kumar | Management | For | For | ||||||||||
| 1b. | Election of Class III Director (or if any nominee is not available for election, such substitute as the Board of Directors may designate) to serve until the 2023 Annual Meeting of Stockholders: Dennis H. Langer, M.D., J.D. | Management | For | For | ||||||||||
| 1c. | Election of Class III Director (or if any nominee is not available for election, such substitute as the Board of Directors may designate) to serve until the 2023 Annual Meeting of Stockholders: Lee N. Newcomer, M.D. | Management | For | For | ||||||||||
| 2. | To approve a proposed amendment to our 2017 Employee, Director and Consultant Equity Incentive Plan, as amended, to replenish the share pool for equity grants. | Management | Against | Against | ||||||||||
| 3. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the six month transition period ending December 31, 2020 (the interim period before commencing our new calendar fiscal year on January 1, 2021). | Management | For | For | ||||||||||
| 4. | To approve, on an advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement. | Management | For | For | ||||||||||
| MSG NETWORKS INC. | ||||||||||||||
| Security | 553573106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MSGN | Meeting Date | 04-Dec-2020 | |||||||||||
| ISIN | US5535731062 | Agenda | 935287068 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Joseph M. Cohen | For | For | |||||||||||
| �� | 2 | Joseph J. Lhota | For | For | ||||||||||
| 3 | Joel M. Litvin | For | For | |||||||||||
| 4 | John L. Sykes | For | For | |||||||||||
| 2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | Approval of, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| OIL-DRI CORPORATION OF AMERICA | ||||||||||||||
| Security | 677864100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ODC | Meeting Date | 08-Dec-2020 | |||||||||||
| ISIN | US6778641000 | Agenda | 935288301 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Ellen-Blair Chube | For | For | |||||||||||
| 2 | Paul M. Hindsley | For | For | |||||||||||
| 3 | Daniel S. Jaffee | For | For | |||||||||||
| 4 | Michael A. Nemeroff | For | For | |||||||||||
| 5 | George C. Roeth | For | For | |||||||||||
| 6 | Allan H. Selig | For | For | |||||||||||
| 7 | Paul E. Suckow | For | For | |||||||||||
| 8 | Lawrence E. Washow | For | For | |||||||||||
| 2. | Ratification of the appointment of Grant Thornton LLP as the Company's independent auditor for the fiscal year ending July 31, 2021. | Management | For | For | ||||||||||
| 3. | Approval on an advisory basis of the compensation of the named executive officers disclosed in the proxy statement. | Management | For | For | ||||||||||
| GVC HOLDINGS PLC | ||||||||||||||
| Security | G427A6103 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 09-Dec-2020 | ||||||||||||
| ISIN | IM00B5VQMV65 | Agenda | 713386414 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | APPROVE CHANGE OF COMPANY NAME TO ENTAIN PLC ADOPT NEW MEMORANDUM AND ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| FARMER BROS. CO. | ||||||||||||||
| Security | 307675108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FARM | Meeting Date | 09-Dec-2020 | |||||||||||
| ISIN | US3076751086 | Agenda | 935288402 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Allison M. Boersma | For | For | |||||||||||
| 2 | Alfred Poe | For | For | |||||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP ("Deloitte") as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2021. | Management | For | For | ||||||||||
| 3. | To hold an advisory (non-binding) vote to approve the compensation paid to the Company's Named Executive Officers. | Management | For | For | ||||||||||
| 4. | To approve the Farmer Bros. Co. Amended and Restated 2017 Long-Term Incentive Plan (the "Amended and Restated 2017 Plan"), which includes an increase in the number of shares of stock authorized for issuance under the plan and certain technical and administrative updates. | Management | Against | Against | ||||||||||
| MADISON SQUARE GARDEN ENTERTAINMENT CORP | ||||||||||||||
| Security | 55826T102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MSGE | Meeting Date | 10-Dec-2020 | |||||||||||
| ISIN | US55826T1025 | Agenda | 935288907 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Martin Bandier | For | For | |||||||||||
| 2 | Matthew C. Blank | For | For | |||||||||||
| 3 | Joseph J. Lhota | For | For | |||||||||||
| 4 | Frederic V. Salerno | For | For | |||||||||||
| 5 | John L. Sykes | For | For | |||||||||||
| 2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | Approval of the Company's 2020 Employee Stock Plan. | Management | For | For | ||||||||||
| 4. | Approval of the Company's 2020 Stock Plan for Non- Employee Directors. | Management | For | For | ||||||||||
| 5. | Approval of, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 6. | An advisory vote on the frequency of future advisory votes on the compensation of our named executive officers. | Management | 3 Years | For | ||||||||||
| TELECOM ARGENTINA, S.A. | ||||||||||||||
| Security | 879273209 | Meeting Type | Special | |||||||||||
| Ticker Symbol | TEO | Meeting Date | 11-Dec-2020 | |||||||||||
| ISIN | US8792732096 | Agenda | 935308571 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Appointment of two shareholders to sign the Minutes of the Meeting. | Management | For | For | ||||||||||
| 2. | Amendment of section 10th of the Corporate Bylaws. Appointment of those persons that will be in charge of carrying out the procedures related to the approval and registration of the amendment. | Management | For | For | ||||||||||
| NIKO RESOURCES LTD | ||||||||||||||
| Security | 653905109 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 15-Dec-2020 | ||||||||||||
| ISIN | CA6539051095 | Agenda | 713401761 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 1 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-2.1 TO 2.4 AND 3. THANK YOU | Non-Voting | ||||||||||||
| 1 | TO SET THE NUMBER OF DIRECTORS AT FOUR (4) | Management | For | For | ||||||||||
| 2.1 | ELECTION OF DIRECTOR: FREDERIC F. (JAKE) BRACE | Management | For | For | ||||||||||
| 2.2 | ELECTION OF DIRECTOR: GLENN R. CARLEY | Management | For | For | ||||||||||
| 2.3 | ELECTION OF DIRECTOR: WILLIAM T. HORNADAY | Management | For | For | ||||||||||
| 2.4 | ELECTION OF DIRECTOR: E. ALAN KNOWLES | Management | Against | Against | ||||||||||
| 3 | APPOINTMENT OF KPMG LLP AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
| TRISTEL PLC | ||||||||||||||
| Security | G9101V103 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 15-Dec-2020 | ||||||||||||
| ISIN | GB00B07RVT99 | Agenda | 713404957 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | TO RECEIVE AND ADOPT THE ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 30 JUNE 2020 AND THE DIRECTORS' AND AUDITORS' REPORTS THEREON | Management | For | |||||||||||
| 2 | TO DECLARE A FINAL DIVIDEND OF 3.84 PENCE PER SHARE IN RESPECT OF THE YEAR ENDED 30 JUNE 2020 | Management | For | |||||||||||
| 3 | TO RE-ELECT BRUNO HOLTHOF AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | Management | For | |||||||||||
| 4 | TO RE-ELECT PAUL SWINNEY AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | Management | For | |||||||||||
| 5 | TO RE-ELECT ELIZABETH DIXON AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | Management | For | |||||||||||
| 6 | TO RE-ELECT BART LEEMANS AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | Management | For | |||||||||||
| 7 | TO RE-ELECT DAVID ORR AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | Management | Against | |||||||||||
| 8 | TO RE-ELECT TOM JENKINS AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | Management | For | |||||||||||
| 9 | TO RE-ELECT ISABEL NAPPER AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | Management | For | |||||||||||
| 10 | TO RE-APPOINT KPMG LLP AS AUDITORS TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | |||||||||||
| 11 | THAT UNDER SECTION 551 OF THE COMPANIES ACT 2006 (THE "ACT") THE DIRECTORS OF THE COMPANY ARE GENERALLY AND UNCONDITIONALLY AUTHORISED IN ACCORDANCE WITH THAT SECTION TO ALLOT SHARES IN THE COMPANY | Management | For | |||||||||||
| 12 | THAT THE RULES OF THE TRISTEL PLC EXECUTIVE PERFORMANCE SHARE PLAN 2021 (THE "PLAN"), BE APPROVED AND THE DIRECTORS BE AUTHORISED TO DO ALL THINGS NECESSARY TO OPERATE THE PLAN | Management | For | |||||||||||
| 13 | THAT SUBJECT TO THE PASSING OF RESOLUTION NUMBERED 11, THE DIRECTORS OF THE COMPANY ARE EMPOWERED IN ACCORDANCE WITH THOSE SECTIONS TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560 (1), (2) AND (3) OF THE ACT) | Management | For | |||||||||||
| 14 | THAT THE COMPANY IS GENERALLY AND UNCONDITIONALLY AUTHORISED IN ACCORDANCE WITH SECTION 701 OF THE ACT TO MAKE MARKET PURCHASES | Management | For | |||||||||||
| 15 | THAT THE COMPANY IS GENERALLY AND UNCONDITIONALLY AUTHORISED IN ACCORDANCE WITH SECTION 693A OF THE ACT TO MAKE ONE OR MORE OFF MARKET PURCHASES OF ORDINARY SHARES | Management | For | |||||||||||
| 16 | THAT THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY (THE "NEW ARTICLES"), BE ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | |||||||||||
| ZOMEDICA CORP. | ||||||||||||||
| Security | 98980M109 | Meeting Type | Special | |||||||||||
| Ticker Symbol | ZOM | Meeting Date | 15-Dec-2020 | |||||||||||
| ISIN | CA98980M1095 | Agenda | 935290976 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | Approval of a special resolution as set out at Appendix A of the accompanying proxy circular/prospectus authorizing the Corporation to change its jurisdiction of incorporation from the Province of Alberta, Canada to the State of Delaware, United States of America pursuant to section 189 of the Business Corporations Act (Alberta), as more particularly described in the accompanying proxy circular/prospectus. | Management | For | For | ||||||||||
| 2 | Approval of, assuming the domestication proposal is approved, the Zomedica Corp. 2020 Stock Incentive Plan, or the 2020 Plan, as more particularly described in the accompanying proxy circular/prospectus. | Management | Against | Against | ||||||||||
| LIBERTY BROADBAND CORPORATION | ||||||||||||||
| Security | 530307107 | Meeting Type | Special | |||||||||||
| Ticker Symbol | LBRDA | Meeting Date | 15-Dec-2020 | |||||||||||
| ISIN | US5303071071 | Agenda | 935295457 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | A proposal to approve the adoption of the Agreement and Plan of Merger, dated August 6, 2020 (as may be amended from time to time), by and among Liberty Broadband Corporation, GCI Liberty, Inc., Grizzly Merger Sub 1, LLC and Grizzly Merger Sub 2, Inc. | Management | For | For | ||||||||||
| 2. | A proposal to approve the issuance of Liberty Broadband Series C common stock, Liberty Broadband Series B common stock and Liberty Broadband Series A Cumulative Redeemable Preferred Stock to GCI Liberty, Inc. stockholders in connection with the combination contemplated by the merger agreement and Liberty Broadband Series C common stock and Liberty Broadband Series B common stock to John C. Malone, pursuant to an exchange agreement, dated August 6, 2020, by and among Mr. Malone, his revocable trust, and Liberty Broadband Corporation. | Management | For | For | ||||||||||
| 3. | A proposal to approve the adjournment of the Liberty Broadband Corporation special meeting from time to time to solicit additional proxies in favor of Proposal 1 or Proposal 2 if there are insufficient votes at the time of such adjournment to approve Proposal 1 or Proposal 2 or if otherwise determined by the chairperson of the meeting to be necessary or appropriate. | Management | For | For | ||||||||||
| GCI LIBERTY, INC. | ||||||||||||||
| Security | 36164V305 | Meeting Type | Special | |||||||||||
| Ticker Symbol | GLIBA | Meeting Date | 15-Dec-2020 | |||||||||||
| ISIN | US36164V3050 | Agenda | 935296194 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | A proposal to approve the adoption of the Agreement and Plan of Merger, dated August 6, 2020 (as may be amended from time to time), by and among Liberty Broadband Corporation, GCI Liberty, Inc., Grizzly Merger Sub 1, LLC and Grizzly Merger Sub 2, Inc. | Management | For | For | ||||||||||
| 2. | A proposal to approve the adjournment of the GCI Liberty, Inc. special meeting from time to time to solicit additional proxies in favor of Proposal 1 if there are insufficient votes at the time of such adjournment to approve that proposal or if otherwise determined by the chairperson of the meeting to be necessary or appropriate. | Management | For | For | ||||||||||
| CANTEL MEDICAL CORP. | ||||||||||||||
| Security | 138098108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CMD | Meeting Date | 16-Dec-2020 | |||||||||||
| ISIN | US1380981084 | Agenda | 935304903 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Charles M. Diker | Management | For | For | ||||||||||
| 1b. | Election of Director: Alan R. Batkin | Management | For | For | ||||||||||
| 1c. | Election of Director: Ann E. Berman | Management | For | For | ||||||||||
| 1d. | Election of Director: Mark N. Diker | Management | For | For | ||||||||||
| 1e. | Election of Director: Anthony B. Evnin | Management | For | For | ||||||||||
| 1f. | Election of Director: Laura L. Forese | Management | For | For | ||||||||||
| 1g. | Election of Director: George L. Fotiades | Management | For | For | ||||||||||
| 1h. | Election of Director: Ronnie Myers | Management | For | For | ||||||||||
| 1i. | Election of Director: Karen N. Prange | Management | For | For | ||||||||||
| 1j. | Election of Director: Peter J. Pronovost | Management | For | For | ||||||||||
| 2. | Advisory vote to approve Named Executive Officer compensation. | Management | For | For | ||||||||||
| 3. | Consider and approve the Cantel Medical Corp. 2020 Equity Incentive Plan. | Management | For | For | ||||||||||
| 4. | Ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending July 31, 2021. | Management | For | For | ||||||||||
| ROYCE GLOBAL VALUE TRUST, INC. | ||||||||||||||
| Security | 78081T104 | Meeting Type | Contested-Special | |||||||||||
| Ticker Symbol | RGT | Meeting Date | 17-Dec-2020 | |||||||||||
| ISIN | US78081T1043 | Agenda | 935218342 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Proposal to consider and approve a new investment advisory agreement, by and between Royce & Associates, LP and Royce Global Value Trust, Inc. | Management | For | For | ||||||||||
| ROYCE GLOBAL VALUE TRUST, INC. | ||||||||||||||
| Security | 78081T104 | Meeting Type | Contested-Special | |||||||||||
| Ticker Symbol | RGT | Meeting Date | 17-Dec-2020 | |||||||||||
| ISIN | US78081T1043 | Agenda | 935271964 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Proposal to consider and approve a new investment advisory agreement, by and between Royce & Associates, LP and Royce Global Value Trust, Inc. | Management | For | For | ||||||||||
| MADISON SQUARE GARDEN SPORTS CORP. | ||||||||||||||
| Security | 55825T103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MSGS | Meeting Date | 18-Dec-2020 | |||||||||||
| ISIN | US55825T1034 | Agenda | 935291423 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Joseph M. Cohen | For | For | |||||||||||
| 2 | Richard D. Parsons | For | For | |||||||||||
| 3 | Nelson Peltz | For | For | |||||||||||
| 4 | Ivan Seidenberg | For | For | |||||||||||
| 5 | Anthony J. Vinciquerra | For | For | |||||||||||
| 2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||||
| FIAT CHRYSLER AUTOMOBILES N.V. | ||||||||||||||
| Security | N31738102 | Meeting Type | Special | |||||||||||
| Ticker Symbol | FCAU | Meeting Date | 04-Jan-2021 | |||||||||||
| ISIN | NL0010877643 | Agenda | 935314601 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 2. | PROPOSAL TO APPROVE THE MERGER AND ALL RELATED PROPOSALS IN CONNECTION WITH THE COMBINATION WITH PSA Implementation of the Merger: (a) To approve that FCA will merge with PSA, in accordance with the Merger Proposal, by means of a cross-border legal merger in which PSA will be the disappearing entity and FCA will be the surviving entity. (b) To waive the setting up of and negotiation with the special negotiating body as referred to in Section 2:333k subsection 12 of the DCC and to be subject ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
| 3. | PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION TO INCREASE AND, SUBSEQUENTLY, DECREASE THE COMBINED COMPANY'S ISSUED SHARE CAPITAL: Capital increase (a) To amend the Articles of Association to increase the nominal value of the FCA Common Shares. Capital decrease (b) To amend the Articles of Association to decrease the nominal value of the FCA Common Shares. | Management | For | For | ||||||||||
| FIAT CHRYSLER AUTOMOBILES N.V. | ||||||||||||||
| Security | N31738102 | Meeting Type | Special | |||||||||||
| Ticker Symbol | FCAU | Meeting Date | 04-Jan-2021 | |||||||||||
| ISIN | NL0010877643 | Agenda | 935316453 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 2. | PROPOSAL TO APPROVE THE MERGER AND ALL RELATED PROPOSALS IN CONNECTION WITH THE COMBINATION WITH PSA Implementation of the Merger: (a) To approve that FCA will merge with PSA, in accordance with the Merger Proposal, by means of a cross-border legal merger in which PSA will be the disappearing entity and FCA will be the surviving entity. (b) To waive the setting up of and negotiation with the special negotiating body as referred to in Section 2:333k subsection 12 of the DCC and to be subject ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
| 3. | PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION TO INCREASE AND, SUBSEQUENTLY, DECREASE THE COMBINED COMPANY'S ISSUED SHARE CAPITAL: Capital increase (a) To amend the Articles of Association to increase the nominal value of the FCA Common Shares. Capital decrease (b) To amend the Articles of Association to decrease the nominal value of the FCA Common Shares. | Management | For | For | ||||||||||
| COGECO INC | ||||||||||||||
| Security | 19238T100 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 15-Jan-2021 | ||||||||||||
| ISIN | CA19238T1003 | Agenda | 713453861 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 2, 3, 4 AND 5 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR-RESOLUTION NUMBERS 1.1 TO 1.9 AND 6. THANK YOU | Non-Voting | ||||||||||||
| 1.1 | ELECTION OF DIRECTOR: LOUIS AUDET | Management | For | For | ||||||||||
| 1.2 | ELECTION OF DIRECTOR: ARUN BAJAJ | Management | For | For | ||||||||||
| 1.3 | ELECTION OF DIRECTOR: MAY-ANN BELL | Management | For | For | ||||||||||
| 1.4 | ELECTION OF DIRECTOR: JAMES C. CHERRY | Management | For | For | ||||||||||
| 1.5 | ELECTION OF DIRECTOR: PATRICIA CURADEAU- GROU | Management | For | For | ||||||||||
| 1.6 | ELECTION OF DIRECTOR: SAMIH ELHAGE | Management | For | For | ||||||||||
| 1.7 | ELECTION OF DIRECTOR: PHILIPPE JETTE | Management | For | For | ||||||||||
| 1.8 | ELECTION OF DIRECTOR: NOMAND LEGAULT | Management | For | For | ||||||||||
| 1.9 | ELECTION OF DIRECTOR: DAVID MCAUSLAND | Management | For | For | ||||||||||
| 2 | ADVISORY RESOLUTION ACCEPTING THE BOARD'S APPROACH TO EXECUTIVE COMPENSATION | Management | For | For | ||||||||||
| 3 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: IT IS PROPOSED THAT THE BOARD OF DIRECTORS AND THE MANAGEMENT SET OUT THE CORPORATE PURPOSE OF COGECO IN A FORMAL STATEMENT AND THAT ONE OF THE BOARD COMMITTEES BE GIVEN THE MANDATE TO MONITOR THE DEPLOYMENT OF POLICIES, COMMITMENTS AND INITIATIVES AIMED AT PUTTING THIS NEW STRATEGIC DIRECTION INTO ACTION, IN PARTICULAR AS REGARDS HEALTH, ENVIRONMENT, HUMAN RESOURCES AND RELATIONS WITH STAKEHOLDERS | Shareholder | Abstain | Against | ||||||||||
| 4 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: IT IS PROPOSED THAT THE BOARD OF DIRECTORS ADOPT A POLICY SETTING OUT THE PROCEDURES GOVERNING VIRTUAL MEETINGS | Shareholder | Abstain | Against | ||||||||||
| 5 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: IT IS PROPOSED THAT THE BOARD OF DIRECTORS RETAIN A NEW AUDITING FIRM SINCE DELOITTE HAS BEEN IN PLACE SINCE 1957 | Shareholder | Against | For | ||||||||||
| 6 | APPOINT DELOITTE LLP, CHARTERED ACCOUNTANTS, AS AUDITORS AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
| CONCHO RESOURCES INC. | ||||||||||||||
| Security | 20605P101 | Meeting Type | Special | |||||||||||
| Ticker Symbol | CXO | Meeting Date | 15-Jan-2021 | |||||||||||
| ISIN | US20605P1012 | Agenda | 935317924 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated October 18, 2020 (as it may be amended from time to time, the "Merger Agreement"), by and among Concho Resources Inc., ConocoPhillips and Falcon Merger Sub Corp. | Management | For | For | ||||||||||
| 2. | To approve, by non-binding vote, certain compensation that may be paid or become payable to Concho Resources Inc.'s named executive officers that is based on, or otherwise relates to, the merger contemplated by the Merger Agreement. | Management | For | For | ||||||||||
| CONOCOPHILLIPS | ||||||||||||||
| Security | 20825C104 | Meeting Type | Special | |||||||||||
| Ticker Symbol | COP | Meeting Date | 15-Jan-2021 | |||||||||||
| ISIN | US20825C1045 | Agenda | 935317962 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To approve the issuance of shares of common stock, par value $0.01 per share, of ConocoPhillips to the stockholders of Concho Resources Inc. ("Concho") in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of October 18, 2020 (as it may be amended from time to time), among ConocoPhillips, Falcon Merger Sub Corp. and Concho. | Management | For | For | ||||||||||
| COSTCO WHOLESALE CORPORATION | ||||||||||||||
| Security | 22160K105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | COST | Meeting Date | 21-Jan-2021 | |||||||||||
| ISIN | US22160K1051 | Agenda | 935312796 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Susan L. Decker | For | For | |||||||||||
| 2 | Kenneth D. Denman | For | For | |||||||||||
| 3 | Richard A. Galanti | For | For | |||||||||||
| 4 | W. Craig Jelinek | For | For | |||||||||||
| 5 | Sally Jewell | For | For | |||||||||||
| 6 | Charles T. Munger | For | For | |||||||||||
| 7 | Jeffrey S. Raikes | For | For | |||||||||||
| 2. | Ratification of selection of independent auditors. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of executive compensation. | Management | For | For | ||||||||||
| VISA INC. | ||||||||||||||
| Security | 92826C839 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | V | Meeting Date | 26-Jan-2021 | |||||||||||
| ISIN | US92826C8394 | Agenda | 935315576 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Lloyd A. Carney | Management | For | For | ||||||||||
| 1B. | Election of Director: Mary B. Cranston | Management | For | For | ||||||||||
| 1C. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | For | ||||||||||
| 1D. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | ||||||||||
| 1E. | Election of Director: Ramon Laguarta | Management | For | For | ||||||||||
| 1F. | Election of Director: John F. Lundgren | Management | For | For | ||||||||||
| 1G. | Election of Director: Robert W. Matschullat | Management | For | For | ||||||||||
| 1H. | Election of Director: Denise M. Morrison | Management | For | For | ||||||||||
| 1I. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||||||||||
| 1J. | Election of Director: Linda J. Rendle | Management | For | For | ||||||||||
| 1K. | Election of Director: John A. C. Swainson | Management | For | For | ||||||||||
| 1L. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | ||||||||||
| 2. | Approval, on an advisory basis, of compensation paid to our named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||
| 4. | Approval of the Visa Inc. 2007 Equity Incentive Compensation Plan, as amended and restated. | Management | For | For | ||||||||||
| 5. | Approval of an amendment to our Certificate of Incorporation to enable the adoption of a special meeting right for Class A common stockholders. | Management | For | For | ||||||||||
| 6. | To vote on a stockholder proposal requesting stockholders' right to act by written consent, if properly presented. | Shareholder | Against | For | ||||||||||
| 7. | To vote on a stockholder proposal to amend our principles of executive compensation program, if properly presented. | Shareholder | Against | For | ||||||||||
| BECTON, DICKINSON AND COMPANY | ||||||||||||||
| Security | 075887109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BDX | Meeting Date | 26-Jan-2021 | |||||||||||
| ISIN | US0758871091 | Agenda | 935316845 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Catherine M. Burzik | Management | For | For | ||||||||||
| 1B. | Election of Director: R. Andrew Eckert | Management | For | For | ||||||||||
| 1C. | Election of Director: Vincent A. Forlenza | Management | For | For | ||||||||||
| 1D. | Election of Director: Claire M. Fraser | Management | For | For | ||||||||||
| 1E. | Election of Director: Jeffrey W. Henderson | Management | For | For | ||||||||||
| 1F. | Election of Director: Christopher Jones | Management | For | For | ||||||||||
| 1G. | Election of Director: Marshall O. Larsen | Management | For | For | ||||||||||
| 1H. | Election of Director: David F. Melcher | Management | For | For | ||||||||||
| 1I. | Election of Director: Thomas E. Polen | Management | For | For | ||||||||||
| 1J. | Election of Director: Claire Pomeroy | Management | For | For | ||||||||||
| 1K. | Election of Director: Rebecca W. Rimel | Management | For | For | ||||||||||
| 1L. | Election of Director: Timothy M. Ring | Management | For | For | ||||||||||
| 1M. | Election of Director: Bertram L. Scott | Management | For | For | ||||||||||
| 2. | Ratification of the selection of the independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 4. | Shareholder proposal seeking to lower the ownership threshold required to call a special shareholders meeting, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
| MERIDIAN BIOSCIENCE, INC. | ||||||||||||||
| Security | 589584101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VIVO | Meeting Date | 27-Jan-2021 | |||||||||||
| ISIN | US5895841014 | Agenda | 935316150 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | JAMES M. ANDERSON | For | For | |||||||||||
| 2 | ANTHONY P. BIHL III | For | For | |||||||||||
| 3 | DWIGHT E. ELLINGWOOD | For | For | |||||||||||
| 4 | JACK KENNY | For | For | |||||||||||
| 5 | JOHN C. MCILWRAITH | For | For | |||||||||||
| 6 | DAVID C. PHILLIPS | For | For | |||||||||||
| 7 | JOHN M. RICE, JR. | For | For | |||||||||||
| 8 | CATHERINE A. SAZDANOFF | For | For | |||||||||||
| 9 | FELICIA WILLIAMS | For | For | |||||||||||
| 2. | Ratification of the appointment of Grant Thornton LLP as Meridian's independent registered public accountants for fiscal year 2021. | Management | For | For | ||||||||||
| 3. | Approval of the 2021 Omnibus Award Plan. | Management | Against | Against | ||||||||||
| 4. | Approval on an advisory basis of the compensation of named executive officers, as disclosed in the Proxy Statement ("Say-on -Pay" Proposal). | Management | For | For | ||||||||||
| LANNETT COMPANY, INC. | ||||||||||||||
| Security | 516012101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LCI | Meeting Date | 27-Jan-2021 | |||||||||||
| ISIN | US5160121019 | Agenda | 935318887 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Patrick G. Lepore | For | For | |||||||||||
| 2 | John C. Chapman | For | For | |||||||||||
| 3 | Timothy C. Crew | For | For | |||||||||||
| 4 | David Drabik | For | For | |||||||||||
| 5 | Jeffrey Farber | For | For | |||||||||||
| 6 | Dr. Melissa Rewolinski | For | For | |||||||||||
| 7 | Paul Taveira | For | For | |||||||||||
| 2. | Proposal to ratify the selection of Grant Thornton, LLP as independent auditors for the fiscal year ending June 30, 2021. | Management | For | For | ||||||||||
| 3. | Non-binding advisory vote on the approval of executive compensation. | Management | For | For | ||||||||||
| 4. | Proposal to approve the Lannett Company, Inc. 2021 Long-Term Incentive Plan. | Management | Against | Against | ||||||||||
| KERRY GROUP PLC | ||||||||||||||
| Security | G52416107 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-Jan-2021 | ||||||||||||
| ISIN | IE0004906560 | Agenda | 713484082 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | CONSENT TO THE MIGRATION FROM CREST TO EUROCLEAR BANK'S CENTRAL SECURITIES DEPOSITORY | Management | No Action | |||||||||||
| 2 | AMENDMENT OF THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | No Action | |||||||||||
| 3 | AUTHORISATION TO THE COMPANY TO TAKE ALL NECESSARY STEPS TO EFFECT THE MIGRATION | Management | No Action | |||||||||||
| POST HOLDINGS, INC. | ||||||||||||||
| Security | 737446104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | POST | Meeting Date | 28-Jan-2021 | |||||||||||
| ISIN | US7374461041 | Agenda | 935310261 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Edwin H. Callison | For | For | |||||||||||
| 2 | William P. Stiritz | For | For | |||||||||||
| 2. | Ratification of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending September 30, 2021. | Management | For | For | ||||||||||
| 3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||
| SALLY BEAUTY HOLDINGS, INC. | ||||||||||||||
| Security | 79546E104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SBH | Meeting Date | 28-Jan-2021 | |||||||||||
| ISIN | US79546E1047 | Agenda | 935313332 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Timothy R. Baer | Management | For | For | ||||||||||
| 1B. | Election of Director: Christian A. Brickman | Management | For | For | ||||||||||
| 1C. | Election of Director: Marshall E. Eisenberg | Management | For | For | ||||||||||
| 1D. | Election of Director: Diana S. Ferguson | Management | For | For | ||||||||||
| 1E. | Election of Director: Dorlisa K. Flur | Management | For | For | ||||||||||
| 1F. | Election of Director: James M. Head | Management | For | For | ||||||||||
| 1G. | Election of Director: Linda Heasley | Management | For | For | ||||||||||
| 1H. | Election of Director: Robert R. McMaster | Management | For | For | ||||||||||
| 1I. | Election of Director: John A. Miller | Management | For | For | ||||||||||
| 1J. | Election of Director: Susan R. Mulder | Management | For | For | ||||||||||
| 1K. | Election of Director: Denise Paulonis | Management | For | For | ||||||||||
| 1L. | Election of Director: Edward W. Rabin | Management | For | For | ||||||||||
| 2. | Approval of the compensation of the Corporation's executive officers including the Corporation's compensation practices and principles and their implementation. | Management | For | For | ||||||||||
| 3. | Ratification of the selection of KPMG LLP as the Corporation's independent registered public accounting firm for the fiscal year 2021. | Management | For | For | ||||||||||
| AIR PRODUCTS AND CHEMICALS, INC. | ||||||||||||||
| Security | 009158106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | APD | Meeting Date | 28-Jan-2021 | |||||||||||
| ISIN | US0091581068 | Agenda | 935315045 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Susan K. Carter | Management | For | For | ||||||||||
| 1b. | Election of Director: Charles I. Cogut | Management | For | For | ||||||||||
| 1c. | Election of Director: Lisa A. Davis | Management | For | For | ||||||||||
| 1d. | Election of Director: Chadwick C. Deaton | Management | For | For | ||||||||||
| 1e. | Election of Director: Seifollah Ghasemi | Management | For | For | ||||||||||
| 1f. | Election of Director: David H.Y. Ho | Management | For | For | ||||||||||
| 1g. | Election of Director: Edward L. Monser | Management | For | For | ||||||||||
| 1h. | Election of Director: Matthew H. Paull | Management | For | For | ||||||||||
| 2. | Advisory vote approving the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | Approval of the Air Products and Chemicals, Inc. 2021 Long-Term Incentive Plan. | Management | For | For | ||||||||||
| 4. | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | For | For | ||||||||||
| WALGREENS BOOTS ALLIANCE, INC. | ||||||||||||||
| Security | 931427108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WBA | Meeting Date | 28-Jan-2021 | |||||||||||
| ISIN | US9314271084 | Agenda | 935315071 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: José E. Almeida | Management | For | For | ||||||||||
| 1B. | Election of Director: Janice M. Babiak | Management | For | For | ||||||||||
| 1C. | Election of Director: David J. Brailer | Management | For | For | ||||||||||
| 1D. | Election of Director: William C. Foote | Management | For | For | ||||||||||
| 1E. | Election of Director: Ginger L. Graham | Management | For | For | ||||||||||
| 1F. | Election of Director: Valerie B. Jarrett | Management | For | For | ||||||||||
| 1G. | Election of Director: John A. Lederer | Management | For | For | ||||||||||
| 1H. | Election of Director: Dominic P. Murphy | Management | For | For | ||||||||||
| 1I. | Election of Director: Stefano Pessina | Management | For | For | ||||||||||
| 1J. | Election of Director: Nancy M. Schlichting | Management | For | For | ||||||||||
| 1K. | Election of Director: James A. Skinner | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 4. | Approval of the 2021 Walgreens Boots Alliance, Inc. Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
| 5. | Stockholder proposal requesting an independent Board Chairman. | Shareholder | Against | For | ||||||||||
| 6. | Stockholder proposal requesting report on how health risks from COVID-19 impact the Company's tobacco sales decision-making. | Shareholder | Abstain | Against | ||||||||||
| ASHLAND GLOBAL HOLDINGS INC | ||||||||||||||
| Security | 044186104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ASH | Meeting Date | 28-Jan-2021 | |||||||||||
| ISIN | US0441861046 | Agenda | 935316768 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Brendan M. Cummins | For | For | |||||||||||
| 2 | William G. Dempsey | For | For | |||||||||||
| 3 | Jay V. Ihlenfeld | For | For | |||||||||||
| 4 | Wetteny Joseph | For | For | |||||||||||
| 5 | Susan L. Main | For | For | |||||||||||
| 6 | Guillermo Novo | For | For | |||||||||||
| 7 | Jerome A. Peribere | For | For | |||||||||||
| 8 | Ricky C. Sandler | For | For | |||||||||||
| 9 | Janice J. Teal | For | For | |||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as independent registered public accountants for fiscal 2021. | Management | For | For | ||||||||||
| 3. | To vote upon a non-binding advisory resolution approving the compensation paid to Ashland's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion. | Management | For | For | ||||||||||
| 4. | To approve the Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan. | Management | Against | Against | ||||||||||
| GRIFFON CORPORATION | ||||||||||||||
| Security | 398433102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GFF | Meeting Date | 28-Jan-2021 | |||||||||||
| ISIN | US3984331021 | Agenda | 935317265 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Henry A. Alpert | For | For | |||||||||||
| 2 | Jerome L. Coben | For | For | |||||||||||
| 3 | Ronald J. Kramer | For | For | |||||||||||
| 4 | Victor Eugene Renuart | For | For | |||||||||||
| 5 | Kevin F. Sullivan | For | For | |||||||||||
| 2. | Approval of the resolution approving the compensation of our executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| 3. | Ratification of the selection by our audit committee of Grant Thornton LLP to serve as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
| ENERGIZER HOLDINGS, INC. | ||||||||||||||
| Security | 29272W109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ENR | Meeting Date | 01-Feb-2021 | |||||||||||
| ISIN | US29272W1099 | Agenda | 935317568 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Carlos Abrams-Rivera | Management | For | For | ||||||||||
| 1B. | Election of Director: Bill G. Armstrong | Management | For | For | ||||||||||
| 1C. | Election of Director: Cynthia J. Brinkley | Management | For | For | ||||||||||
| 1D. | Election of Director: Rebecca Frankiewicz | Management | For | For | ||||||||||
| 1E. | Election of Director: Alan R. Hoskins | Management | For | For | ||||||||||
| 1F. | Election of Director: Kevin J. Hunt | Management | For | For | ||||||||||
| 1G. | Election of Director: James C. Johnson | Management | For | For | ||||||||||
| 1H. | Election of Director: Mark S. LaVigne | Management | For | For | ||||||||||
| 1I. | Election of Director: Patrick J. Moore | Management | For | For | ||||||||||
| 1J. | Election of Director: Nneka L. Rimmer | Management | For | For | ||||||||||
| 1K. | Election of Director: Robert V. Vitale | Management | For | For | ||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
| 3. | Advisory, non-binding vote on executive compensation. | Management | For | For | ||||||||||
| ROCKWELL AUTOMATION, INC. | ||||||||||||||
| Security | 773903109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ROK | Meeting Date | 02-Feb-2021 | |||||||||||
| ISIN | US7739031091 | Agenda | 935318534 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| A. | DIRECTOR | Management | ||||||||||||
| 1 | William P. Gipson | For | For | |||||||||||
| 2 | J. Phillip Holloman | For | For | |||||||||||
| 3 | Steven R. Kalmanson | For | For | |||||||||||
| 4 | Lawrence D. Kingsley | For | For | |||||||||||
| 5 | Lisa A. Payne | For | For | |||||||||||
| B. | To approve, on an advisory basis, the compensation of the Corporation's named executive officers. | Management | For | For | ||||||||||
| C. | To approve the selection of Deloitte & Touche LLP as the Corporation's independent registered public accounting firm. | Management | For | For | ||||||||||
| SIEMENS AG | ||||||||||||||
| Security | D69671218 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 03-Feb-2021 | ||||||||||||
| ISIN | DE0007236101 | Agenda | 713501131 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 502455 DUE TO ADDITION OF- RESOLUTION 10. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS- MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT-GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS-ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED-PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW-AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY | Non-Voting | ||||||||||||
| ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019/20 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 3.50 PER SHARE | Management | No Action | |||||||||||
| 3.1 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER JOE KAESER FOR FISCAL 2019/20 | Management | No Action | |||||||||||
| 3.2 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER ROLAND BUSCH FOR FISCAL 2019/20 | Management | No Action | |||||||||||
| 3.3 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER LISA DAVIS (UNTIL FEB. 29, 2020) FOR FISCAL 2019/20 | Management | No Action | |||||||||||
| 3.4 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER KLAUS HELMRICH FOR FISCAL 2019/20 | Management | No Action | |||||||||||
| 3.5 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER JANINA KUGEL (UNTIL JAN. 31, 2020) FOR FISCAL 2019/20 | Management | No Action | |||||||||||
| 3.6 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER CEDRIK NEIKE FOR FISCAL 2019/20 | Management | No Action | |||||||||||
| 3.7 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER MICHAEL SEN (UNTIL MARCH 31, 2020) FOR FISCAL 2019/20 | Management | No Action | |||||||||||
| 3.8 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER RALF THOMAS FOR FISCAL 2019/20 | Management | No Action | |||||||||||
| 4.1 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JIM SNABE FOR FISCAL 2019/20 | Management | No Action | |||||||||||
| 4.2 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER BIRGIT STEINBORN FOR FISCAL 2019/20 | Management | No Action | |||||||||||
| 4.3 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER WERNER WENNING FOR FISCAL 2019/20 | Management | No Action | |||||||||||
| 4.4 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER WERNER BRANDT FOR FISCAL 2019/20 | Management | No Action | |||||||||||
| 4.5 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MICHAEL DIEKMANN FOR FISCAL 2019/20 | Management | No Action | |||||||||||
| 4.6 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ANDREA FEHRMANN FOR FISCAL 2019/20 | Management | No Action | |||||||||||
| 4.7 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER BETTINA HALLER FOR FISCAL 2019/20 | Management | No Action | |||||||||||
| 4.8 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ROBERT KENSBOCK (UNTIL SEP. 25, 2020) FOR FISCAL 2019/20 | Management | No Action | |||||||||||
| 4.9 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER HARALD KERN FOR FISCAL 2019/20 | Management | No Action | |||||||||||
| 4.10 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JUERGEN KERNER FOR FISCAL 2019/20 | Management | No Action | |||||||||||
| 4.11 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER NICOLA LEIBINGER-KAMMUELLER FOR FISCAL 2019/20 | Management | No Action | |||||||||||
| 4.12 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER BENOIT POTIER FOR FISCAL 2019/20 | Management | No Action | |||||||||||
| 4.13 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER HAGEN REIMER FOR FISCAL 2019/20 | Management | No Action | |||||||||||
| 4.14 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER NORBERT REITHOFER FOR FISCAL 2019/20 | Management | No Action | |||||||||||
| 4.15 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER NEMAT SHAFIK FOR FISCAL 2019/20 | Management | No Action | |||||||||||
| 4.16 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER NATHALIE VON SIEMENS FOR FISCAL 2019/20 | Management | No Action | |||||||||||
| 4.17 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MICHAEL SIGMUND FOR FISCAL 2019/20 | Management | No Action | |||||||||||
| 4.18 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER DOROTHEA SIMON FOR FISCAL 2019/20 | Management | No Action | |||||||||||
| 4.19 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MATTHIAS ZACHERT FOR FISCAL 2019/20 | Management | No Action | |||||||||||
| 4.20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GUNNAR ZUKUNFT FOR FISCAL 2019/20 | Management | No Action | |||||||||||
| 5 | RATIFY ERNST YOUNG GMBH AS AUDITORS FOR FISCAL 2020/21 | Management | No Action | |||||||||||
| 6.1 | ELECT GRAZIA VITTADINI TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6.2 | ELECT KASPER RORSTED TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6.3 | REELECT JIM SNABE TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 7 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8 | APPROVE CREATION OF EUR 90 MILLION POOL OF CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN | Management | No Action | |||||||||||
| 9 | AMEND AFFILIATION AGREEMENT WITH SIEMENS BANK GMBH | Management | No Action | |||||||||||
| 10 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AMENDMENT TO THE ARTICLES OF ASSOCIATION OF SIEMENS AG | Shareholder | No Action | |||||||||||
| EDGEWELL PERSONAL CARE COMPANY | ||||||||||||||
| Security | 28035Q102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EPC | Meeting Date | 04-Feb-2021 | |||||||||||
| ISIN | US28035Q1022 | Agenda | 935313813 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Robert W. Black | Management | For | For | ||||||||||
| 1B. | Election of Director: George R. Corbin | Management | For | For | ||||||||||
| 1C. | Election of Director: Daniel J. Heinrich | Management | For | For | ||||||||||
| 1D. | Election of Director: Carla C. Hendra | Management | For | For | ||||||||||
| 1E. | Election of Director: John C. Hunter, III | Management | For | For | ||||||||||
| 1F. | Election of Director: James C. Johnson | Management | For | For | ||||||||||
| 1G. | Election of Director: Rod R. Little | Management | For | For | ||||||||||
| 1H. | Election of Director: Joseph D. O'Leary | Management | For | For | ||||||||||
| 1I. | Election of Director: Rakesh Sachdev | Management | For | For | ||||||||||
| 1J. | Election of Director: Swan Sit | Management | For | For | ||||||||||
| 1K. | Election of Director: Gary K. Waring | Management | For | For | ||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
| 3. | To cast a non-binding advisory vote on executive compensation. | Management | For | For | ||||||||||
| BREWIN DOLPHIN HOLDINGS PLC | ||||||||||||||
| Security | G1338M113 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 05-Feb-2021 | ||||||||||||
| ISIN | GB0001765816 | Agenda | 713457908 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | TO RECEIVE THE ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 30 SEPTEMBER 2020 | Management | For | For | ||||||||||
| 2 | TO APPOINT ERNST AND YOUNG LLP AS AUDITORS OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | Management | For | For | ||||||||||
| 3 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS OF THE COMPANY | Management | For | For | ||||||||||
| 4 | TO APPROVE THE DIRECTORS ANNUAL REPORT ON REMUNERATION | Management | For | For | ||||||||||
| 5 | TO ELECT TOBY STRAUSS AS A DIRECTOR | Management | For | For | ||||||||||
| 6 | TO ELECT ROBIN BEER AS A DIRECTOR | Management | For | For | ||||||||||
| 7 | TO RE-ELECT SIOBHAN BOYLAN AS A DIRECTOR | Management | For | For | ||||||||||
| 8 | TO ELECT CHARLES FERRY AS A DIRECTOR | Management | For | For | ||||||||||
| 9 | TO RE-ELECT IAN DEWAR AS A DIRECTOR | Management | For | For | ||||||||||
| 10 | TO ELECT PHILLIP MONKS AS A DIRECTOR | Management | For | For | ||||||||||
| 11 | TO RE-ELECT CAROLINE TAYLOR AS A DIRECTOR | Management | For | For | ||||||||||
| 12 | TO RE-ELECT MICHAEL KELLARD AS A DIRECTOR | Management | For | For | ||||||||||
| 13 | TO APPROVE THE PAYMENT OF A FINAL DIVIDEND | Management | For | For | ||||||||||
| 14 | TO AUTHORISE BOTH THE COMPANY AND BREWIN DOLPHIN LIMITED TO EACH MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | Management | For | For | ||||||||||
| 15 | TO AUTHORISE THE DIRECTORS TO ALLOT ORDINARY SHARES | Management | For | For | ||||||||||
| 16 | TO DISAPPLY PRE-EMPTION RIGHTS UP TO 5 PERCENT | Management | For | For | ||||||||||
| 17 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS UP TO A FURTHER 5 PERCENT IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management | For | For | ||||||||||
| 18 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||||
| 19 | TO AUTHORISE THE COMPANY TO CALL A GENERAL MEETING ON 14 CLEAR DAYS NOTICE | Management | For | For | ||||||||||
| 20 | TO ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
| MUELLER WATER PRODUCTS, INC. | ||||||||||||||
| Security | 624758108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MWA | Meeting Date | 09-Feb-2021 | |||||||||||
| ISIN | US6247581084 | Agenda | 935318180 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Shirley C. Franklin | Management | For | For | ||||||||||
| 1B. | Election of Director: Scott Hall | Management | For | For | ||||||||||
| 1C. | Election of Director: Thomas J. Hansen | Management | For | For | ||||||||||
| 1D. | Election of Director: Jerry W. Kolb | Management | For | For | ||||||||||
| 1E. | Election of Director: Mark J. O'Brien | Management | For | For | ||||||||||
| 1F. | Election of Director: Christine Ortiz | Management | For | For | ||||||||||
| 1G. | Election of Director: Bernard G. Rethore | Management | For | For | ||||||||||
| 1H. | Election of Director: Lydia W. Thomas | Management | For | For | ||||||||||
| 1I. | Election of Director: Michael T. Tokarz | Management | For | For | ||||||||||
| 1J. | Election of Director: Stephen C. Van Arsdell | Management | For | For | ||||||||||
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | For | For | ||||||||||
| FRANKLIN RESOURCES, INC. | ||||||||||||||
| Security | 354613101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BEN | Meeting Date | 09-Feb-2021 | |||||||||||
| ISIN | US3546131018 | Agenda | 935320034 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Mariann Byerwalter | Management | For | For | ||||||||||
| 1B. | Election of Director: Alexander S. Friedman | Management | For | For | ||||||||||
| 1C. | Election of Director: Gregory E. Johnson | Management | For | For | ||||||||||
| 1D. | Election of Director: Jennifer M. Johnson | Management | For | For | ||||||||||
| 1E. | Election of Director: Rupert H. Johnson, Jr. | Management | For | For | ||||||||||
| 1F. | Election of Director: John Y. Kim | Management | For | For | ||||||||||
| 1G. | Election of Director: Anthony J. Noto | Management | For | For | ||||||||||
| 1H. | Election of Director: John W. Thiel | Management | For | For | ||||||||||
| 1I. | Election of Director: Seth H. Waugh | Management | For | For | ||||||||||
| 1J. | Election of Director: Geoffrey Y. Yang | Management | For | For | ||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | For | For | ||||||||||
| 3. | To approve an amendment and restatement of the Franklin Resources, Inc. 2002 Universal Stock Incentive Plan. | Management | Against | Against | ||||||||||
| CIT GROUP INC. | ||||||||||||||
| Security | 125581801 | Meeting Type | Special | |||||||||||
| Ticker Symbol | CIT | Meeting Date | 09-Feb-2021 | |||||||||||
| ISIN | US1255818015 | Agenda | 935323030 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | The CIT merger proposal: The Board of Directors recommends you vote FOR the proposal to adopt the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc., First-Citizens Bank & Trust Company and FC Merger Subsidiary IX, Inc. | Management | For | For | ||||||||||
| 2. | The CIT compensation proposal: The Board of Directors recommends that you vote FOR the proposal to approve, on an advisory (non- binding) basis, the executive officer compensation that will or may be paid to CIT's named executive officers in connection with the transactions contemplated by the Merger Agreement. | Management | For | For | ||||||||||
| 3. | The CIT adjournment proposal: The Board of Directors recommends that you vote FOR the proposal to adjourn the CIT special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the CIT merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of CIT common stock. | Management | For | For | ||||||||||
| GLANBIA PLC | ||||||||||||||
| Security | G39021103 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 11-Feb-2021 | ||||||||||||
| ISIN | IE0000669501 | Agenda | 713531122 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | TO APPROVE THE MIGRATION OF THE MIGRATING SHARES TO EUROCLEAR BANK'S CENTRAL SECURITIES DEPOSITORY | Management | No Action | |||||||||||
| 2 | TO AMEND AND ADOPT THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | No Action | |||||||||||
| 3 | TO AUTHORISE THE COMPANY TO TAKE ALL ACTIONS TO IMPLEMENT THE MIGRATION | Management | No Action | |||||||||||
| TYSON FOODS, INC. | ||||||||||||||
| Security | 902494103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TSN | Meeting Date | 11-Feb-2021 | |||||||||||
| ISIN | US9024941034 | Agenda | 935320476 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: John H. Tyson | Management | For | For | ||||||||||
| 1b. | Election of Director: Les R. Baledge | Management | For | For | ||||||||||
| 1c. | Election of Director: Gaurdie E. Banister Jr. | Management | For | For | ||||||||||
| 1d. | Election of Director: Dean Banks | Management | For | For | ||||||||||
| 1e. | Election of Director: Mike Beebe | Management | For | For | ||||||||||
| 1f. | Election of Director: Maria Claudia Borras | Management | For | For | ||||||||||
| 1g. | Election of Director: David J. Bronczek | Management | For | For | ||||||||||
| 1h. | Election of Director: Mikel A. Durham | Management | For | For | ||||||||||
| 1i. | Election of Director: Jonathan D. Mariner | Management | For | For | ||||||||||
| 1j. | Election of Director: Kevin M. McNamara | Management | For | For | ||||||||||
| 1k. | Election of Director: Cheryl S. Miller | Management | For | For | ||||||||||
| 1l. | Election of Director: Jeffrey K. Schomburger | Management | For | For | ||||||||||
| 1m. | Election of Director: Robert Thurber | Management | For | For | ||||||||||
| 1n. | Election of Director: Barbara A. Tyson | Management | For | For | ||||||||||
| 1o. | Election of Director: Noel White | Management | For | For | ||||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the fiscal year ending October 2, 2021. | Management | For | For | ||||||||||
| 3. | To approve the amendment and restatement of the Tyson Foods, Inc. 2000 Stock Incentive Plan. | Management | For | For | ||||||||||
| 4. | Shareholder proposal to request a report regarding human rights due diligence. | Shareholder | Abstain | Against | ||||||||||
| 5. | Shareholder proposal regarding share voting. | Shareholder | Against | For | ||||||||||
| 6. | Shareholder proposal to request a report disclosing the policy and procedures, expenditures, and other activities related to lobbying and grassroots lobbying communications. | Shareholder | Abstain | Against | ||||||||||
| PNM RESOURCES, INC. | ||||||||||||||
| Security | 69349H107 | Meeting Type | Special | |||||||||||
| Ticker Symbol | PNM | Meeting Date | 12-Feb-2021 | |||||||||||
| ISIN | US69349H1077 | Agenda | 935324397 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Approve the Agreement and Plan of Merger, dated as of October 20, 2020, as it may be amended from time to time, or the merger agreement, by and among PNM Resources, Inc. (the Company), Avangrid, Inc. and NM Green Holdings, Inc. | Management | For | For | ||||||||||
| 2. | Approve, by non-binding, advisory vote, certain existing compensation arrangements for the Company's named executive officers in connection with the merger contemplated by the merger agreement. | Management | For | For | ||||||||||
| 3. | Approve one or more adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the merger agreement. | Management | For | For | ||||||||||
| OXFORD METRICS PLC | ||||||||||||||
| Security | G6748U100 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 18-Feb-2021 | ||||||||||||
| ISIN | GB0030312788 | Agenda | 713449595 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | TO RECEIVE AND ADOPT THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 SEPTEMBER 2020 | Management | For | For | ||||||||||
| 2 | TO RE-APPOINT BDO LLP AS AUDITORS AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
| 3 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||||||
| 4 | TO RE-ELECT NICK BOLTON AS A DIRECTOR | Management | For | For | ||||||||||
| 5 | TO RE-ELECT DAVID DEACON AS A DIRECTOR | Management | For | For | ||||||||||
| 6 | TO RE-ELECT ADRIAN CAREY AS A DIRECTOR | Management | Against | Against | ||||||||||
| 7 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES PURSUANT TO SECTION 551 OF THE COMPANIES ACT 2006 (THE "ACT") | Management | For | For | ||||||||||
| 8 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES PURSUANT TO SECTION 570 OF THE ACT AS IF SECTION 561 OF THE ACT DID NOT APPLY | Management | For | For | ||||||||||
| 9 | TO AUTHORISE THE COMPANY TO MAKE ONE OR MORE MARKET PURCHASES OF ORDINARY SHARES IN THE COMPANY | Management | For | For | ||||||||||
| MATTHEWS INTERNATIONAL CORPORATION | ||||||||||||||
| Security | 577128101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MATW | Meeting Date | 18-Feb-2021 | |||||||||||
| ISIN | US5771281012 | Agenda | 935328294 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Joseph C. Bartolacci | For | For | |||||||||||
| 2 | Katherine E. Dietze | For | For | |||||||||||
| 3 | Lillian D. Etzkorn | For | For | |||||||||||
| 4 | Morgan K. O'Brien | For | For | |||||||||||
| 2. | Ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm to audit the records of the Company for the fiscal year ending September 30, 2021. | Management | For | For | ||||||||||
| 3. | Provide an advisory (non-binding) vote on the executive compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| APPLE INC. | ||||||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AAPL | Meeting Date | 23-Feb-2021 | |||||||||||
| ISIN | US0378331005 | Agenda | 935323167 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: James Bell | Management | For | For | ||||||||||
| 1B. | Election of Director: Tim Cook | Management | For | For | ||||||||||
| 1C. | Election of Director: Al Gore | Management | For | For | ||||||||||
| 1D. | Election of Director: Andrea Jung | Management | For | For | ||||||||||
| 1E. | Election of Director: Art Levinson | Management | For | For | ||||||||||
| 1F. | Election of Director: Monica Lozano | Management | For | For | ||||||||||
| 1G. | Election of Director: Ron Sugar | Management | For | For | ||||||||||
| 1H. | Election of Director: Sue Wagner | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| 4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments". | Shareholder | Against | For | ||||||||||
| 5. | A shareholder proposal entitled "Shareholder Proposal to Improve Executive Compensation Program". | Shareholder | Against | For | ||||||||||
| GREIF, INC. | ||||||||||||||
| Security | 397624206 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GEFB | Meeting Date | 23-Feb-2021 | |||||||||||
| ISIN | US3976242061 | Agenda | 935323977 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Michael J. Gasser | For | For | |||||||||||
| 2 | Peter G. Watson | For | For | |||||||||||
| 3 | Vicki L. Avril-Groves | For | For | |||||||||||
| 4 | Bruce A. Edwards | For | For | |||||||||||
| 5 | Mark A. Emkes | For | For | |||||||||||
| 6 | John F. Finn | For | For | |||||||||||
| 7 | Daniel J. Gunsett | For | For | |||||||||||
| 8 | Judith D. Hook | For | For | |||||||||||
| 9 | John W. McNamara | For | For | |||||||||||
| 10 | Robert M. Patterson | For | For | |||||||||||
| DEERE & COMPANY | ||||||||||||||
| Security | 244199105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DE | Meeting Date | 24-Feb-2021 | |||||||||||
| ISIN | US2441991054 | Agenda | 935323143 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Tamra A. Erwin | Management | For | For | ||||||||||
| 1B. | Election of Director: Alan C. Heuberger | Management | For | For | ||||||||||
| 1C. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | ||||||||||
| 1D. | Election of Director: Dipak C. Jain | Management | For | For | ||||||||||
| 1E. | Election of Director: Michael O. Johanns | Management | For | For | ||||||||||
| 1F. | Election of Director: Clayton M. Jones | Management | For | For | ||||||||||
| 1G. | Election of Director: John C. May | Management | For | For | ||||||||||
| 1H. | Election of Director: Gregory R. Page | Management | For | For | ||||||||||
| 1I. | Election of Director: Sherry M. Smith | Management | For | For | ||||||||||
| 1J. | Election of Director: Dmitri L. Stockton | Management | For | For | ||||||||||
| 1K. | Election of Director: Sheila G. Talton | Management | For | For | ||||||||||
| 2. | Advisory vote on executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as Deere's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
| I3 VERTICALS, INC. | ||||||||||||||
| Security | 46571Y107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IIIV | Meeting Date | 26-Feb-2021 | |||||||||||
| ISIN | US46571Y1073 | Agenda | 935329309 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gregory Daily | For | For | |||||||||||
| 2 | Clay Whitson | For | For | |||||||||||
| 3 | Elizabeth S. Courtney | For | For | |||||||||||
| 4 | John Harrison | For | For | |||||||||||
| 5 | Burton Harvey | For | For | |||||||||||
| 6 | Timothy McKenna | For | For | |||||||||||
| 7 | David Morgan | For | For | |||||||||||
| 8 | David Wilds | For | For | |||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | For | For | ||||||||||
| NOBILITY HOMES, INC. | ||||||||||||||
| Security | 654892108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NOBH | Meeting Date | 26-Feb-2021 | |||||||||||
| ISIN | US6548921088 | Agenda | 935332279 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Terry E. Trexler | For | For | |||||||||||
| 2 | Thomas W. Trexler | For | For | |||||||||||
| 3 | Arthur L. Havener, Jr. | For | For | |||||||||||
| 4 | Robert P. Saltsman | For | For | |||||||||||
| NOVARTIS AG | ||||||||||||||
| Security | H5820Q150 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 02-Mar-2021 | ||||||||||||
| ISIN | CH0012005267 | Agenda | 713572988 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU | Non-Voting | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE OPERATING AND FINANCIAL REVIEW OF NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2020 FINANCIAL YEAR | Management | No Action | |||||||||||
| 2 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | No Action | |||||||||||
| 3 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND FOR 2020 | Management | No Action | |||||||||||
| 4 | REDUCTION OF SHARE CAPITAL | Management | No Action | |||||||||||
| 5 | FURTHER SHARE REPURCHASES | Management | No Action | |||||||||||
| 6.1 | VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE BOARD OF DIRECTORS FROM THE 2021 ANNUAL GENERAL MEETING TO THE 2022 ANNUAL GENERAL MEETING | Management | No Action | |||||||||||
| 6.2 | VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||||
| 6.3 | VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: ADVISORY VOTE ON THE 2020 COMPENSATION REPORT | Management | No Action | |||||||||||
| 7.1 | RE-ELECTION OF JOERG REINHARDT AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 7.2 | RE-ELECTION OF NANCY C. ANDREWS AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 7.3 | RE-ELECTION OF TON BUECHNER AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 7.4 | RE-ELECTION OF PATRICE BULA AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 7.5 | RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 7.6 | RE-ELECTION OF ANN FUDGE AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 7.7 | RE-ELECTION OF BRIDGETTE HELLER AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 7.8 | RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 7.9 | RE-ELECTION OF SIMON MORONEY AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 7.10 | RE-ELECTION OF ANDREAS VON PLANTA AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 7.11 | RE-ELECTION OF CHARLES L. SAWYERS AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 7.12 | RE-ELECTION OF ENRICO VANNI AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 7.13 | RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 8.1 | RE-ELECTION OF PATRICE BULA TO THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 8.2 | RE-ELECTION OF BRIDGETTE HELLER TO THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 8.3 | RE-ELECTION OF ENRICO VANNI TO THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 8.4 | RE-ELECTION OF WILLIAM T. WINTERS TO THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 8.5 | ELECTION OF SIMON MORONEY AS NEW MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 9 | RE-ELECTION OF THE STATUTORY AUDITOR: THE BOARD OF DIRECTORS PROPOSES THE RE- ELECTION OF PRICEWATERHOUSECOOPERS AG AS AUDITOR FOR THE FINANCIAL YEAR STARTING ON JANUARY 1, 2021 | Management | No Action | |||||||||||
| 10 | RE-ELECTION OF THE INDEPENDENT PROXY: THE BOARD OF DIRECTORS PROPOSES THE RE- ELECTION OF LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW, BASEL, AS INDEPENDENT PROXY UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING | Management | No Action | |||||||||||
| 11 | AMENDMENT TO ARTICLE 20 PARAGRAPH 3 OF THE ARTICLES OF INCORPORATION | Management | No Action | |||||||||||
| B | GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE INVITATION TO THE ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS. I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR = ACCORDING TO THE MOTION OF THE BOARD OF DIRECTORS, AGAINST = AGAINST ALTERNATIVE AND/OR ADDITIONAL MOTIONS, ABSTAIN = ABSTAIN FROM VOTING) | Management | No Action | |||||||||||
| NOVARTIS AG | ||||||||||||||
| Security | 66987V109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NVS | Meeting Date | 02-Mar-2021 | |||||||||||
| ISIN | US66987V1098 | Agenda | 935332584 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2020 Financial Year. | Management | For | For | ||||||||||
| 2. | Discharge from Liability of the Members of the Board of Directors and the Executive Committee. | Management | For | For | ||||||||||
| 3. | Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend for 2020. | Management | For | For | ||||||||||
| 4. | Reduction of Share Capital. | Management | For | For | ||||||||||
| 5. | Further Share Repurchases. | Management | For | For | ||||||||||
| 6A. | Binding Vote on the Maximum Aggregate Amount of Compensation for the Board of Directors from the 2021 Annual General Meeting to the 2022 Annual General Meeting. | Management | For | For | ||||||||||
| 6B. | Binding Vote on the Maximum Aggregate Amount of Compensation for the Executive Committee for the Financial Year 2022. | Management | For | For | ||||||||||
| 6C. | Advisory Vote on the 2020 Compensation Report. | Management | For | For | ||||||||||
| 7A. | Re-election of Joerg Reinhardt as Member and Chairman. | Management | For | For | ||||||||||
| 7B. | Re-election of Nancy C. Andrews | Management | For | For | ||||||||||
| 7C. | Re-election of Ton Buechner | Management | For | For | ||||||||||
| 7D. | Re-election of Patrice Bula | Management | For | For | ||||||||||
| 7E. | Re-election of Elizabeth Doherty | Management | For | For | ||||||||||
| 7F. | Re-election of Ann Fudge | Management | For | For | ||||||||||
| 7G. | Re-election of Bridgette Heller | Management | For | For | ||||||||||
| 7H. | Re-election of Frans van Houten | Management | For | For | ||||||||||
| 7I. | Re-election of Simon Moroney | Management | For | For | ||||||||||
| 7J. | Re-election of Andreas von Planta | Management | For | For | ||||||||||
| 7K. | Re-election of Charles L. Sawyers | Management | For | For | ||||||||||
| 7L. | Re-election of Enrico Vanni | Management | For | For | ||||||||||
| 7M. | Re-election of William T. Winters | Management | For | For | ||||||||||
| 8A. | Re-election of Patrice Bula to the Compensation Committee. | Management | For | For | ||||||||||
| 8B. | Re-election of Bridgette Heller to the Compensation Committee. | Management | For | For | ||||||||||
| 8C. | Re-election of Enrico Vanni to the Compensation Committee. | Management | For | For | ||||||||||
| 8D. | Re-Election of William T. Winters to the Compensation Committee. | Management | For | For | ||||||||||
| 8E. | Election of Simon Moroney to the Compensation Committee. | Management | For | For | ||||||||||
| 9. | Re-election of the Statutory Auditor. | Management | For | For | ||||||||||
| 10. | Re-election of the Independent Proxy. | Management | For | For | ||||||||||
| 11. | Amendment to Article 20 Paragraph 3 of the Articles of Incorporation. | Management | For | For | ||||||||||
| 12. | General instructions in case of alternative motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations. | Management | Against | Against | ||||||||||
| NAVISTAR INTERNATIONAL CORPORATION | ||||||||||||||
| Security | 63934E108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NAV | Meeting Date | 02-Mar-2021 | |||||||||||
| ISIN | US63934E1082 | Agenda | 935333081 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To adopt the Merger Agreement and transactions contemplated thereby. | Management | For | For | ||||||||||
| 2. | To approve certain compensation arrangements for the Company's named executive officers in connection with the Merger. | Management | For | For | ||||||||||
| 3. | DIRECTOR | Management | ||||||||||||
| 1 | Troy A. Clarke | For | For | |||||||||||
| 2 | José María Alapont | For | For | |||||||||||
| 3 | Stephen R. D'Arcy | For | For | |||||||||||
| 4 | Vincent J. Intrieri | For | For | |||||||||||
| 5 | Mark H. Rachesky, M.D. | For | For | |||||||||||
| 6 | Christian Schulz | For | For | |||||||||||
| 7 | Kevin M. Sheehan | For | For | |||||||||||
| 8 | Dennis A. Suskind | For | For | |||||||||||
| 9 | Janet T. Yeung | For | For | |||||||||||
| 4. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
| 5. | Vote to ratify the selection of KPMG LLP as our independent registered public accounting firm. | Management | For | For | ||||||||||
| 6. | To approve the adjournment or postponement of the Annual Meeting, if necessary, to continue to solicit votes for the Merger Proposal. | Management | For | For | ||||||||||
| DEMANT A/S | ||||||||||||||
| Security | K3008M105 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 05-Mar-2021 | ||||||||||||
| ISIN | DK0060738599 | Agenda | 713597625 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS "6.A TO 6.E AND 7". THANK YOU | Non-Voting | ||||||||||||
| 1 | THE BOARD OF DIRECTORS' REPORT ON THE COMPANY'S ACTIVITIES IN THE PAST YEAR | Non-Voting | ||||||||||||
| 2 | PRESENTATION FOR APPROVAL OF THE AUDITED ANNUAL REPORT 2020, INCLUDING THE CONSOLIDATED FINANCIAL STATEMENT | Management | No Action | |||||||||||
| 3 | RESOLUTION ON THE APPROPRIATION OF PROFIT OR PAYMENT OF LOSS ACCORDING TO THE APPROVED ANNUAL REPORT 2020. THE BOARD OF DIRECTORS PROPOSES THAT THE PROFIT OF DKK 789 MILLION BE TRANSFERRED TO THE COMPANY'S RESERVES TO THE EFFECT THAT NO DIVIDEND BE PAID | Management | No Action | |||||||||||
| 4 | PRESENTATION OF AND INDICATIVE VOTE ON THE REMUNERATION REPORT FOR 2020 | Management | No Action | |||||||||||
| 5 | APPROVAL OF REMUNERATION FOR THE BOARD OF DIRECTORS FOR THE CURRENT FINANCIAL YEAR | Management | No Action | |||||||||||
| 6.A | ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS: RE-ELECTION OF NIELS B. CHRISTIANSEN | Management | No Action | |||||||||||
| 6.B | ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS: RE-ELECTION OF NIELS JACOBSEN | Management | No Action | |||||||||||
| 6.C | ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS: RE-ELECTION OF ANJA MADSEN | Management | No Action | |||||||||||
| 6.D | ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS: ELECTION OF SISSE FJELSTED RASMUSSEN | Management | No Action | |||||||||||
| 6.E | ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS: ELECTION OF KRISTIAN VILLUMSEN | Management | No Action | |||||||||||
| 7 | ELECTION OF AUDITOR: RE-ELECTION OF DELOITTE STATSAUTORISERET REVISIONSPARTNERSELSKAB | Management | No Action | |||||||||||
| 8.A | THE BOARD OF DIRECTORS HAS SUBMITTED THE FOLLOWING PROPOSALS: REDUCTION OF THE COMPANY'S SHARE CAPITAL | Management | No Action | |||||||||||
| 8.B | THE BOARD OF DIRECTORS HAS SUBMITTED THE FOLLOWING PROPOSALS: AUTHORISATION TO THE BOARD OF DIRECTORS TO LET THE COMPANY ACQUIRE OWN SHARES | Management | No Action | |||||||||||
| 8.C | THE BOARD OF DIRECTORS HAS SUBMITTED THE FOLLOWING PROPOSALS: PROPOSAL TO ADD A NEW ITEM TO THE AGENDA FOR THE ANNUAL GENERAL MEETING IN ARTICLE 8.2 OF THE ARTICLES OF ASSOCIATION REGARDING PRESENTATION OF AND INDICATIVE VOTE ON THE REMUNERATION REPORT | Management | No Action | |||||||||||
| 8.D | THE BOARD OF DIRECTORS HAS SUBMITTED THE FOLLOWING PROPOSALS: PROPOSAL THAT THE PUBLICATION OF INFORMATION IN ACCORDANCE WITH THE APPLICABLE STOCK EXCHANGE LEGISLATION, INCLUDING COMPANY ANNOUNCEMENTS, SHALL BE MADE IN ENGLISH AND AMENDING THE ARTICLES OF ASSOCIATION ACCORDINGLY | Management | No Action | |||||||||||
| 8.E | THE BOARD OF DIRECTORS HAS SUBMITTED THE FOLLOWING PROPOSALS: AUTHORISATION TO HOLD FULLY ELECTRONIC GENERAL MEETINGS | Management | No Action | |||||||||||
| 8.F | THE BOARD OF DIRECTORS HAS SUBMITTED THE FOLLOWING PROPOSALS: AUTHORISATION FOR INCREASE OF SHARE CAPITAL | Management | No Action | |||||||||||
| 8.G | THE BOARD OF DIRECTORS HAS SUBMITTED THE FOLLOWING PROPOSALS: AUTHORITY TO THE CHAIRMAN OF THE ANNUAL GENERAL MEETING | Management | No Action | |||||||||||
| 9 | ANY OTHER BUSINESS | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU. | Non-Voting | ||||||||||||
| STELLANTIS N.V. | ||||||||||||||
| Security | N82405106 | Meeting Type | Special | |||||||||||
| Ticker Symbol | STLA | Meeting Date | 08-Mar-2021 | |||||||||||
| ISIN | NL00150001Q9 | Agenda | 935331506 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 2. | Proposal to approve the Faurecia Distribution. | Management | For | For | ||||||||||
| STELLANTIS N.V. | ||||||||||||||
| Security | N82405106 | Meeting Type | Special | |||||||||||
| Ticker Symbol | STLA | Meeting Date | 08-Mar-2021 | |||||||||||
| ISIN | NL00150001Q9 | Agenda | 935335148 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 2. | Proposal to approve the Faurecia Distribution. | Management | For | For | ||||||||||
| THE WALT DISNEY COMPANY | ||||||||||||||
| Security | 254687106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DIS | Meeting Date | 09-Mar-2021 | |||||||||||
| ISIN | US2546871060 | Agenda | 935328206 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Susan E. Arnold | Management | For | For | ||||||||||
| 1B. | Election of Director: Mary T. Barra | Management | For | For | ||||||||||
| 1C. | Election of Director: Safra A. Catz | Management | For | For | ||||||||||
| 1D. | Election of Director: Robert A. Chapek | Management | For | For | ||||||||||
| 1E. | Election of Director: Francis A. deSouza | Management | For | For | ||||||||||
| 1F. | Election of Director: Michael B.G. Froman | Management | For | For | ||||||||||
| 1G. | Election of Director: Robert A. Iger | Management | For | For | ||||||||||
| 1H. | Election of Director: Maria Elena Lagomasino | Management | For | For | ||||||||||
| 1I. | Election of Director: Mark G. Parker | Management | For | For | ||||||||||
| 1J. | Election of Director: Derica W. Rice | Management | For | For | ||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2021. | Management | For | For | ||||||||||
| 3. | To approve the advisory resolution on executive compensation. | Management | For | For | ||||||||||
| 4. | Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Shareholder | Abstain | Against | ||||||||||
| 5. | Shareholder proposal requesting non-management employees on director nominee candidate lists. | Shareholder | Against | For | ||||||||||
| AEROJET ROCKETDYNE HOLDINGS, INC. | ||||||||||||||
| Security | 007800105 | Meeting Type | Special | |||||||||||
| Ticker Symbol | AJRD | Meeting Date | 09-Mar-2021 | |||||||||||
| ISIN | US0078001056 | Agenda | 935333966 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Adoption of the Merger Agreement and the transactions contemplated thereby. | Management | For | For | ||||||||||
| 2. | Adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement and the transactions contemplated thereby at the time of the Special Meeting. | Management | For | For | ||||||||||
| 3. | Adoption of a non-binding, advisory proposal to approve certain compensation payable to Aerojet Rocketdyne's named executive officers in connection with the Merger. | Management | For | For | ||||||||||
| ANALOG DEVICES, INC. | ||||||||||||||
| Security | 032654105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ADI | Meeting Date | 10-Mar-2021 | |||||||||||
| ISIN | US0326541051 | Agenda | 935326252 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Ray Stata | Management | For | For | ||||||||||
| 1B. | Election of Director: Vincent Roche | Management | For | For | ||||||||||
| 1C. | Election of Director: James A. Champy | Management | For | For | ||||||||||
| 1D. | Election of Director: Anantha P. Chandrakasan | Management | For | For | ||||||||||
| 1E. | Election of Director: Bruce R. Evans | Management | For | For | ||||||||||
| 1F. | Election of Director: Edward H. Frank | Management | For | For | ||||||||||
| 1G. | Election of Director: Laurie H. Glimcher | Management | For | For | ||||||||||
| 1H. | Election of Director: Karen M. Golz | Management | For | For | ||||||||||
| 1I. | Election of Director: Mark M. Little | Management | For | For | ||||||||||
| 1J. | Election of Director: Kenton J. Sicchitano | Management | For | For | ||||||||||
| 1K. | Election of Director: Susie Wee | Management | For | For | ||||||||||
| 2. | Advisory resolution to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
| QUALCOMM INCORPORATED | ||||||||||||||
| Security | 747525103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | QCOM | Meeting Date | 10-Mar-2021 | |||||||||||
| ISIN | US7475251036 | Agenda | 935327569 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Sylvia Acevedo | Management | For | For | ||||||||||
| 1B. | Election of Director: Mark Fields | Management | For | For | ||||||||||
| 1C. | Election of Director: Jeffrey W. Henderson | Management | For | For | ||||||||||
| 1D. | Election of Director: Gregory N. Johnson | Management | For | For | ||||||||||
| 1E. | Election of Director: Ann M. Livermore | Management | For | For | ||||||||||
| 1F. | Election of Director: Harish Manwani | Management | For | For | ||||||||||
| 1G. | Election of Director: Mark D. McLaughlin | Management | For | For | ||||||||||
| 1H. | Election of Director: Jamie S. Miller | Management | For | For | ||||||||||
| 1I. | Election of Director: Steve Mollenkopf | Management | For | For | ||||||||||
| 1J. | Election of Director: Clark T. Randt, Jr. | Management | For | For | ||||||||||
| 1K. | Election of Director: Irene B. Rosenfeld | Management | For | For | ||||||||||
| 1L. | Election of Director: Kornelis "Neil" Smit | Management | For | For | ||||||||||
| 1M. | Election of Director: Jean-Pascal Tricoire | Management | For | For | ||||||||||
| 1N. | Election of Director: Anthony J. Vinciquerra | Management | For | For | ||||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 26, 2021. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, our executive compensation. | Management | For | For | ||||||||||
| TE CONNECTIVITY LTD | ||||||||||||||
| Security | H84989104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TEL | Meeting Date | 10-Mar-2021 | |||||||||||
| ISIN | CH0102993182 | Agenda | 935327571 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Pierre R. Brondeau | Management | For | For | ||||||||||
| 1B. | Election of Director: Terrence R. Curtin | Management | For | For | ||||||||||
| 1C. | Election of Director: Carol A. ("John") Davidson | Management | For | For | ||||||||||
| 1D. | Election of Director: Lynn A. Dugle | Management | For | For | ||||||||||
| 1E. | Election of Director: William A. Jeffrey | Management | For | For | ||||||||||
| 1F. | Election of Director: David M. Kerko | Management | Abstain | Against | ||||||||||
| 1G. | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||||
| 1H. | Election of Director: Heath A. Mitts | Management | For | For | ||||||||||
| 1I. | Election of Director: Yong Nam | Management | For | For | ||||||||||
| 1J. | Election of Director: Daniel J. Phelan | Management | For | For | ||||||||||
| 1K. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | ||||||||||
| 1L. | Election of Director: Mark C. Trudeau | Management | For | For | ||||||||||
| 1M. | Election of Director: Dawn C. Willoughby | Management | For | For | ||||||||||
| 1N. | Election of Director: Laura H. Wright | Management | For | For | ||||||||||
| 2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors | Management | For | For | ||||||||||
| 3A. | To elect the member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | ||||||||||
| 3B. | To elect the member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | ||||||||||
| 3C. | To elect the member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | ||||||||||
| 3D. | To elect the member of the Management Development and Compensation Committee: Dawn C. Willoughby | Management | For | For | ||||||||||
| 4. | To elect Dr. René Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2022 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting | Management | For | For | ||||||||||
| 5.1 | To approve the 2020 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 25, 2020, the consolidated financial statements for the fiscal year ended September 25, 2020 and the Swiss Compensation Report for the fiscal year ended September 25, 2020) | Management | For | For | ||||||||||
| 5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 | Management | For | For | ||||||||||
| 5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 | Management | For | For | ||||||||||
| 6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 25, 2020 | Management | For | For | ||||||||||
| 7.1 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2021 | Management | For | For | ||||||||||
| 7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity | Management | For | For | ||||||||||
| 7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity | Management | For | For | ||||||||||
| 8. | An advisory vote to approve named executive officer compensation | Management | For | For | ||||||||||
| 9. | A binding vote to approve fiscal year 2022 maximum aggregate compensation amount for executive management | Management | For | For | ||||||||||
| 10. | A binding vote to approve fiscal year 2022 maximum aggregate compensation amount for the Board of Directors | Management | For | For | ||||||||||
| 11. | To approve the carryforward of unappropriated accumulated earnings at September 25, 2020 | Management | For | For | ||||||||||
| 12. | To approve a dividend payment to shareholders equal to $2.00 per issued share to be paid in four equal quarterly installments of $0.50 starting with the third fiscal quarter of 2021 and ending in the second fiscal quarter of 2022 pursuant to the terms of the dividend resolution | Management | For | For | ||||||||||
| 13. | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | ||||||||||
| 14. | To approve the authorization of additional shares under the TE Connectivity Ltd. Employee Stock Purchase Plan | Management | For | For | ||||||||||
| 15. | To approve the Amended and Restated TE Connectivity Ltd. 2007 Stock Incentive Plan for purposes of Section 162(m) of the Internal Revenue Code | Management | For | For | ||||||||||
| 16. | To approve any adjournments or postponements of the meeting | Management | For | For | ||||||||||
| JOHNSON CONTROLS INTERNATIONAL PLC | ||||||||||||||
| Security | G51502105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | JCI | Meeting Date | 10-Mar-2021 | |||||||||||
| ISIN | IE00BY7QL619 | Agenda | 935328244 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Jean Blackwell | Management | For | For | ||||||||||
| 1B. | Election of Director: Pierre Cohade | Management | For | For | ||||||||||
| 1C. | Election of Director: Michael E. Daniels | Management | For | For | ||||||||||
| 1D. | Election of Director: Juan Pablo del Valle Perochena | Management | For | For | ||||||||||
| 1E. | Election of Director: W. Roy Dunbar | Management | For | For | ||||||||||
| 1F. | Election of Director: Gretchen R. Haggerty | Management | For | For | ||||||||||
| 1G. | Election of Director: Simone Menne | Management | For | For | ||||||||||
| 1H. | Election of Director: George R. Oliver | Management | For | For | ||||||||||
| 1I. | Election of Director: Jürgen Tinggren | Management | For | For | ||||||||||
| 1J. | Election of Director: Mark Vergnano | Management | For | For | ||||||||||
| 1K. | Election of Director: R. David Yost | Management | For | For | ||||||||||
| 1L. | Election of Director: John D. Young | Management | For | For | ||||||||||
| 2.A | To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. | Management | For | For | ||||||||||
| 2.B | To authorize the Audit Committee of the Board of Directors to set the auditors' remuneration. | Management | For | For | ||||||||||
| 3. | To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. | Management | For | For | ||||||||||
| 4. | To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). | Management | For | For | ||||||||||
| 5. | To approve, in a non-binding advisory vote, the compensation of the named executive officers. | Management | For | For | ||||||||||
| 6. | To approve the Johnson Controls International plc 2021 Equity and Incentive Plan. | Management | For | For | ||||||||||
| 7. | To approve the Directors' authority to allot shares up to approximately 33% of issued share capital. | Management | For | For | ||||||||||
| 8. | To approve the waiver of statutory pre-emption rights with respect to up to 5% of issued share capital (Special Resolution). | Management | Against | Against | ||||||||||
| TE CONNECTIVITY LTD | ||||||||||||||
| Security | H84989104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TEL | Meeting Date | 10-Mar-2021 | |||||||||||
| ISIN | CH0102993182 | Agenda | 935338144 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Pierre R. Brondeau | Management | For | For | ||||||||||
| 1B. | Election of Director: Terrence R. Curtin | Management | For | For | ||||||||||
| 1C. | Election of Director: Carol A. ("John") Davidson | Management | For | For | ||||||||||
| 1D. | Election of Director: Lynn A. Dugle | Management | For | For | ||||||||||
| 1E. | Election of Director: William A. Jeffrey | Management | For | For | ||||||||||
| 1F. | Election of Director: David M. Kerko | Management | Abstain | Against | ||||||||||
| 1G. | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||||
| 1H. | Election of Director: Heath A. Mitts | Management | For | For | ||||||||||
| 1I. | Election of Director: Yong Nam | Management | For | For | ||||||||||
| 1J. | Election of Director: Daniel J. Phelan | Management | For | For | ||||||||||
| 1K. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | ||||||||||
| 1L. | Election of Director: Mark C. Trudeau | Management | For | For | ||||||||||
| 1M. | Election of Director: Dawn C. Willoughby | Management | For | For | ||||||||||
| 1N. | Election of Director: Laura H. Wright | Management | For | For | ||||||||||
| 2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors | Management | For | For | ||||||||||
| 3A. | To elect the member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | ||||||||||
| 3B. | To elect the member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | ||||||||||
| 3C. | To elect the member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | ||||||||||
| 3D. | To elect the member of the Management Development and Compensation Committee: Dawn C. Willoughby | Management | For | For | ||||||||||
| 4. | To elect Dr. René Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2022 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting | Management | For | For | ||||||||||
| 5.1 | To approve the 2020 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 25, 2020, the consolidated financial statements for the fiscal year ended September 25, 2020 and the Swiss Compensation Report for the fiscal year ended September 25, 2020) | Management | For | For | ||||||||||
| 5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 | Management | For | For | ||||||||||
| 5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 | Management | For | For | ||||||||||
| 6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 25, 2020 | Management | For | For | ||||||||||
| 7.1 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2021 | Management | For | For | ||||||||||
| 7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity | Management | For | For | ||||||||||
| 7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity | Management | For | For | ||||||||||
| 8. | An advisory vote to approve named executive officer compensation | Management | For | For | ||||||||||
| 9. | A binding vote to approve fiscal year 2022 maximum aggregate compensation amount for executive management | Management | For | For | ||||||||||
| 10. | A binding vote to approve fiscal year 2022 maximum aggregate compensation amount for the Board of Directors | Management | For | For | ||||||||||
| 11. | To approve the carryforward of unappropriated accumulated earnings at September 25, 2020 | Management | For | For | ||||||||||
| 12. | To approve a dividend payment to shareholders equal to $2.00 per issued share to be paid in four equal quarterly installments of $0.50 starting with the third fiscal quarter of 2021 and ending in the second fiscal quarter of 2022 pursuant to the terms of the dividend resolution | Management | For | For | ||||||||||
| 13. | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | ||||||||||
| 14. | To approve the authorization of additional shares under the TE Connectivity Ltd. Employee Stock Purchase Plan | Management | For | For | ||||||||||
| 15. | To approve the Amended and Restated TE Connectivity Ltd. 2007 Stock Incentive Plan for purposes of Section 162(m) of the Internal Revenue Code | Management | For | For | ||||||||||
| 16. | To approve any adjournments or postponements of the meeting | Management | For | For | ||||||||||
| HOLOGIC, INC. | ||||||||||||||
| Security | 436440101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HOLX | Meeting Date | 11-Mar-2021 | |||||||||||
| ISIN | US4364401012 | Agenda | 935326579 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Stephen P. MacMillan | Management | For | For | ||||||||||
| 1B. | Election of Director: Sally W. Crawford | Management | For | For | ||||||||||
| 1C. | Election of Director: Charles J. Dockendorff | Management | For | For | ||||||||||
| 1D. | Election of Director: Scott T. Garrett | Management | For | For | ||||||||||
| 1E. | Election of Director: Ludwig N. Hantson | Management | For | For | ||||||||||
| 1F. | Election of Director: Namal Nawana | Management | For | For | ||||||||||
| 1G. | Election of Director: Christiana Stamoulis | Management | For | For | ||||||||||
| 1H. | Election of Director: Amy M. Wendell | Management | For | For | ||||||||||
| 2. | A non-binding advisory resolution to approve executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
| AMERISOURCEBERGEN CORPORATION | ||||||||||||||
| Security | 03073E105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ABC | Meeting Date | 11-Mar-2021 | |||||||||||
| ISIN | US03073E1055 | Agenda | 935328939 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Ornella Barra | Management | For | For | ||||||||||
| 1B. | Election of Director: Steven H. Collis | Management | For | For | ||||||||||
| 1C. | Election of Director: D. Mark Durcan | Management | For | For | ||||||||||
| 1D. | Election of Director: Richard W. Gochnauer | Management | For | For | ||||||||||
| 1E. | Election of Director: Lon R. Greenberg | Management | For | For | ||||||||||
| 1F. | Election of Director: Jane E. Henney, M.D. | Management | For | For | ||||||||||
| 1G. | Election of Director: Kathleen W. Hyle | Management | For | For | ||||||||||
| 1H. | Election of Director: Michael J. Long | Management | For | For | ||||||||||
| 1I. | Election of Director: Henry W. McGee | Management | For | For | ||||||||||
| 1J. | Election of Director: Dennis M. Nally | Management | For | For | ||||||||||
| 2. | Ratification of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve the compensation of named executive officers. | Management | For | For | ||||||||||
| 4. | Stockholder proposal, if properly presented, to adopt a policy that the Chair of the Board be an Independent Director. | Shareholder | Against | For | ||||||||||
| APPLIED MATERIALS, INC. | ||||||||||||||
| Security | 038222105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AMAT | Meeting Date | 11-Mar-2021 | |||||||||||
| ISIN | US0382221051 | Agenda | 935329373 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Rani Borkar | Management | For | For | ||||||||||
| 1B. | Election of Director: Judy Bruner | Management | For | For | ||||||||||
| 1C. | Election of Director: Xun (Eric) Chen | Management | For | For | ||||||||||
| 1D. | Election of Director: Aart J. de Geus | Management | For | For | ||||||||||
| 1E. | Election of Director: Gary E. Dickerson | Management | For | For | ||||||||||
| 1F. | Election of Director: Thomas J. Iannotti | Management | For | For | ||||||||||
| 1G. | Election of Director: Alexander A. Karsner | Management | For | For | ||||||||||
| 1H. | Election of Director: Adrianna C. Ma | Management | For | For | ||||||||||
| 1I. | Election of Director: Yvonne McGill | Management | For | For | ||||||||||
| 1J. | Election of Director: Scott A. McGregor | Management | For | For | ||||||||||
| 2. | Approval, on an advisory basis, of the compensation of Applied Materials' named executive officers for fiscal year 2020. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of KPMG LLP as Applied Materials' independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
| 4. | Approval of the amended and restated Employee Stock Incentive Plan. | Management | For | For | ||||||||||
| 5. | Approval of the Omnibus Employees' Stock Purchase Plan. | Management | For | For | ||||||||||
| 6. | Shareholder proposal to adopt a policy, and amend our governing documents as necessary, to require the Chairman of the Board to be independent whenever possible including the next Chairman of the Board transition. | Shareholder | Against | For | ||||||||||
| 7. | Shareholder proposal to improve the executive compensation program and policy to include CEO pay ratio and other factors. | Shareholder | Against | For | ||||||||||
| IHS MARKIT LTD | ||||||||||||||
| Security | G47567105 | Meeting Type | Special | |||||||||||
| Ticker Symbol | INFO | Meeting Date | 11-Mar-2021 | |||||||||||
| ISIN | BMG475671050 | Agenda | 935329462 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Approval and Adoption of the Merger Agreement, the Statutory Merger Agreement and the Transactions Contemplated Thereby. To vote on a proposal to approve and adopt the Agreement and Plan of Merger, dated as of November 29, 2020, as amended by Amendment No. 1, dated as of January 20, 2021, and as it may further be amended from time to time, by and among S&P Global Inc., Sapphire Subsidiary, Ltd., and IHS Markit Ltd., the statutory merger agreement among the same, and the transactions contemplated thereby. | Management | For | For | ||||||||||
| 2. | IHS Markit Ltd. Merger-Related Compensation. To vote on a proposal to approve, by advisory (non-binding) vote, certain compensation arrangements that may be paid or become payable to IHS Markit Ltd.'s named executive officers in connection with the merger. | Management | For | For | ||||||||||
| NATIONAL FUEL GAS COMPANY | ||||||||||||||
| Security | 636180101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NFG | Meeting Date | 11-Mar-2021 | |||||||||||
| ISIN | US6361801011 | Agenda | 935329626 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David H. Anderson | For | For | |||||||||||
| 2 | David P. Bauer | For | For | |||||||||||
| 3 | Barbara M. Baumann | For | For | |||||||||||
| 4 | Rebecca Ranich | Withheld | Against | |||||||||||
| 2. | Advisory approval of named executive officer compensation | Management | For | For | ||||||||||
| 3. | Approval of an amendment of the Restated Certificate of Incorporation to declassify the Board of Directors | Management | For | For | ||||||||||
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2021 | Management | For | For | ||||||||||
| S&P GLOBAL INC. | ||||||||||||||
| Security | 78409V104 | Meeting Type | Special | |||||||||||
| Ticker Symbol | SPGI | Meeting Date | 11-Mar-2021 | |||||||||||
| ISIN | US78409V1044 | Agenda | 935329816 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Approval of the S&P Global Share Issuance. To vote on a proposal to approve the issuance of S&P Global Inc. common stock, par value $1.00 per share, to the shareholders of IHS Markit Ltd. in connection with the merger contemplated by Agreement and Plan of Merger dated Nov. 29, 2020, as amended by Amendment No. 1, dated as of January 20, 2021, and as it may further be amended from time to time, by and among S&P Global Inc., Sapphire Subsidiary, Ltd. and IHS Markit Ltd. | Management | For | For | ||||||||||
| GENCOR INDUSTRIES, INC. | ||||||||||||||
| Security | 368678108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GENC | Meeting Date | 11-Mar-2021 | |||||||||||
| ISIN | US3686781085 | Agenda | 935335061 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gen. John G. Coburn | For | For | |||||||||||
| 2. | Ratification of the independent registered public accounting firm of MSL, P.A. | Management | For | For | ||||||||||
| VALE S.A. | ||||||||||||||
| Security | 91912E105 | Meeting Type | Special | |||||||||||
| Ticker Symbol | VALE | Meeting Date | 12-Mar-2021 | |||||||||||
| ISIN | US91912E1055 | Agenda | 935337089 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Amendments of wording: 1a. Amendment to the wording in Article 1, head paragraph, to include the definition of Vale as "Company" and consequent amendment in subsequent provisions (Article 2, head paragraph; Article 3; Article 4; Article 5, paragraph 6; Article 6, head paragraph and paragraph 3; Article 7, IV to VI; Article 8, paragraph 2; Article 9, head paragraph; Article 10, head paragraph; Article 11, paragraphs 2 and 12; Article 12, Sole Paragraph; Article 14, I, V to IX,XI, XIII, ...(due to space limits, see proxy statement for full proposal). | Management | For | For | ||||||||||
| 2. | Change in the positions of alternate member and new rule for replacing directors: 2a. Elimination of the position of alternate member of the Board of Directors, except for the member and his or her alternate elected, in a separate vote, by the employees, according to the Management Proposal (Article 9, paragraph 1, Article 11, paragraph 2, and new, paragraphs 8, 9, and 12 of Article 11). 2b. New rule for replacement of Directors in the event of impediment/temporary absence or vacancy, ...(due to space limits, see proxy statement for full proposal). | Management | For | For | ||||||||||
| 3. | Bringing flexibility in terms of the number of members of the Board of Directors, which may be comprised of at least 11 and at most 13 members, according to the Management Proposal (head paragraph of Article 11). | Management | For | For | ||||||||||
| 4. | Amendments of items referring to the independence structure: 4a. Increasing the minimum number of independent members of the Board of Directors, according to the Management Proposal (Article 11, paragraph 3). 4b. According to the Management Proposal, including a new provision to define the concept of independent directors, in line with the best international practices in the market (new paragraph 4 of Article 11). | Management | For | For | ||||||||||
| 5. | Provisions for the Chairman and Vice-Chairman: 5a. Provision that the Chairman and Vice-Chairman of the Board of Directors be individually elected by the Shareholders' Meeting. 5b. Consolidation of former paragraphs 5 and 6 of Article 11 into the new paragraph 8 of Article 11 to address cases of vacancy of the positions of Chairman and Vice-Chairman of the Board. 5c. Provision that the Board of Directors shall be represented externally by its Chairman or by a director appointed by the latter (new paragraph 7 of Article 11). | Management | For | For | ||||||||||
| 6. | Inclusion of the appointment, by the elected independent members, of a lead independent member, and provision of the respective duties, according to the Management Proposal (new paragraph 6 of Article 11). | Management | For | For | ||||||||||
| 7. | Inclusion of the procedure for submission of a voting list, individually, by candidate, for the election of members of the Board of Directors, according to the Management Proposal (new paragraph 10, items I, II, III, IV and VII, of Article 11). | Management | For | For | ||||||||||
| 8. | Provision that, for the election of members of the Board of Directors, those candidates who receive the highest number of votes in favor are considered elected, and those candidates who have more votes against than in favor are excluded, subject to the number of vacancies to be filled, according to the Management Proposal (new paragraph 10, items V and VI, of Article 11). | Management | Against | Against | ||||||||||
| 9. | Renumbering and adjustment to the wording in new paragraphs 11 and 12 of Article 11, according to the Management Proposal. | Management | For | For | ||||||||||
| 10. | Amendment to the head paragraph of Article 12 to reduce the number of ordinary meetings and amend the minimum number of members to call a meeting of the Board of Directors, according to the Management Proposal. | Management | For | For | ||||||||||
| 11. | Amendments on the responsibilities of the Board of Directors and the Executive Board: 11a. Inclusion in Article 14, item VI, of the safety of people as a factor to be considered when establishing the purpose, guidelines and strategic plan of the Company, according to the Management Proposal. 11b. Inclusion to expressly state practices already adopted by Management, for approval of the Company's purposes, according to the Management Proposal (Article 14, item VII and Article 29, IV). ...(due to space limits, see proxy statement for full proposal). | Management | For | For | ||||||||||
| 12. | Provisions about the Committees and the committees' coordinators coordinators: 12a. Amendment in Article 15, head paragraph, of the number of permanent advisory committees, inclusion of the Compensation scope for the Personnel and Governance Committee and inclusion of the Nomination and Innovation Committees, according to the Management Proposal. 12b. According to the Management Proposal, inclusion in Article 15, paragraph 3, to regulate how to choose the advisory committees' coordinators. | Management | For | For | ||||||||||
| 13. | Amendment of Article 23, paragraph 3, to increase the term of office of the members of the Executive Board, according to the Management Proposal. | Management | For | For | ||||||||||
| 14. | Restatement of the By-Laws to reflect the changes approved at the Shareholders' Meeting. | Management | For | For | ||||||||||
| PLUS500 LTD | ||||||||||||||
| Security | M7S2CK109 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 16-Mar-2021 | ||||||||||||
| ISIN | IL0011284465 | Agenda | 713600105 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS REQUIRE THAT YOU-DISCLOSE WHETHER YOU HAVE A) A PERSONAL INTEREST IN THIS COMPANY B) ARE A-CONTROLLING SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR OFFICER OF THIS-COMPANY D) THAT YOU ARE AN INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND- MANAGER OR TRUST FUND. BY VOTING THROUGH THE PROXY EDGE PLATFORM YOU ARE- CONFIRMING THE ANSWER FOR A, B AND C TO BE NO AND THE ANSWER FOR D TO BE YES.-SHOULD THIS NOT BE THE CASE, IN ADDITION TO SUBMITTING YOUR VOTE-INSTRUCTION(S) VIA PROXYEDGE, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE PROVIDING THEM WITH THE SPECIFIC DISCLOSURE DETAILS INDICATING-YOUR ACCOUNT INFORMATION AND WHERE YOUR PERSONAL INTEREST LIES. | Non-Voting | ||||||||||||
| 1 | TO ELECT TAMI GOTTLIEB AS AN EXTERNAL DIRECTOR AND INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A THREE YEAR TERM | Management | No Action | |||||||||||
| 2 | TO APPROVE THE FEES PAYABLE TO TAMI GOTTLIEB FOR HER SERVICES AS AN EXTERNAL DIRECTOR AND INDEPENDENT NON-EXECUTIVE DIRECTOR OF 75,000 GBP | Management | No Action | |||||||||||
| 3 | TO APPROVE AN INCREASE IN THE FEES PAYABLE TO ANNE GRIM FOR HER SERVICES AS AN EXTERNAL DIRECTOR AND INDEPENDENT NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 4 | TO APPROVE THE FEES PAYABLE TO SIGALIA HEIFETZ FOR HER SERVICES AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF 75,000 GBP GROSS PER ANNUM | Management | No Action | |||||||||||
| 5 | TO AMEND ARTICLE 41 OF THE COMPANY'S ARTICLES OF ASSOCIATION TO INCREASE THE MAXIMUM SIZE OF THE COMPANY'S BOARD OF DIRECTORS FROM EIGHT DIRECTORS TO NINE DIRECTORS | Management | No Action | |||||||||||
| BLUE PRISM GROUP PLC | ||||||||||||||
| Security | G1193C101 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 16-Mar-2021 | ||||||||||||
| ISIN | GB00BYQ0HV16 | Agenda | 713616095 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | TO RECEIVE AND ADOPT THE ANNUAL ACCOUNTS OF THE COMPANY, AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY, FOR THE FINANCIAL YEAR ENDED 31 OCTOBER 2020 | Management | For | For | ||||||||||
| 2 | TO APPOINT GRANT THORNTON UK LLP AS AUDITORS TO HOLD OFFICE FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AT WHICH ACCOUNTS ARE LAID | Management | For | For | ||||||||||
| 3 | TO AUTHORISE THE COMPANY'S DIRECTORS TO SETTLE THE REMUNERATION OF THE AUDITORS | Management | For | For | ||||||||||
| 4 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 OCTOBER 2020 | Management | For | For | ||||||||||
| 5 | TO RE-APPOINT JASON KINGDON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 6 | TO RE-APPOINT IJOMA MALUZA AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 7 | TO RE-APPOINT CHRISTOPHER BATTERHAM AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 8 | TO RE-APPOINT KENNETH LEVER AS A DIRECTOR OF THE COMPANY | Management | Against | Against | ||||||||||
| 9 | TO APPOINT RACHEL MOONEY AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 10 | TO APPOINT MAURIZIO CARLI AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 11 | TO APPOINT MURRAY RODE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 12 | THAT: 12.1. THE DIRECTORS OF THE COMPANY BE GENERALLY AND UNCONDITIONALLY AUTHORISED UNDER SECTION 551 OF THE COMPANIES ACT 2006 TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES IN THE COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITY INTO, SHARES IN THE COMPANY ("RIGHTS"): 12.1.1. UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 316,753; AND 12.1.2. UP TO A FURTHER AGGREGATE NOMINAL AMOUNT OF GBP 316,753 IN CONNECTION WITH AN OFFER OF EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE COMPANIES ACT 2006) BY WAY OF A RIGHTS ISSUE OR OTHER | Management | For | For | ||||||||||
| PRE-EMPTIVE OFFER OR ISSUE TO: A) ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE) TO THEIR EXISTING HOLDINGS; AND B) HOLDERS OF OTHER EQUITY SECURITIES, IF THIS IS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE COMPANY'S DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES, BUT SUBJECT TO SUCH EXCLUSIONS AND OTHER ARRANGEMENTS AS THE COMPANY'S DIRECTORS MAY CONSIDER NECESSARY OR APPROPRIATE IN RELATION TO FRACTIONAL ENTITLEMENTS, RECORD DATES, TREASURY SHARES OR ANY LEGAL, REGULATORY OR PRACTICAL PROBLEMS UNDER THE LAWS OF ANY TERRITORY (INCLUDING THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE) OR ANY OTHER MATTER; AND 12.2. SUCH AUTHORITY SHALL EXPIRE (UNLESS PREVIOUSLY REVOKED, VARIED OR RENEWED BY THE COMPANY) ON THE EARLIER OF 20 JUNE 2022 AND THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND IN EACH CASE THE COMPANY MAY, BEFORE SUCH EXPIRY, MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO BE GRANTED AFTER THE AUTHORITY HAS EXPIRED AND THE COMPANY'S DIRECTORS MAY ALLOT SHARES OR GRANT RIGHTS IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT NOTWITHSTANDING THAT THIS AUTHORITY HAS EXPIRED; AND 12.3. ALL PREVIOUS AUTHORITIES TO ALLOT SHARES OR GRANT RIGHTS, TO THE EXTENT UNUSED, SHALL BE REVOKED | ||||||||||||||
| 13 | THAT: 13.1. SUBJECT TO THE PASSING OF RESOLUTION 12, THE DIRECTORS OF THE COMPANY SHALL HAVE THE POWER TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560 OF THE COMPANIES ACT 2006) FOR CASH UNDER THE GENERAL AUTHORITY CONFERRED ON THEM BY RESOLUTION 12 ABOVE AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO THE ALLOTMENT PROVIDED THAT THIS POWER SHALL BE LIMITED TO: 13.1.1. THE ALLOTMENT OF EQUITY SECURITIES IN CONNECTION WITH AN OFFER OR ISSUE OF EQUITY SECURITIES (BUT IN THE CASE OF THE AUTHORITY GRANTED UNDER PARAGRAPH 12.1.2 OF RESOLUTION 12, BY WAY OF A RIGHTS ISSUE ONLY) TO OR IN FAVOUR OF: A) ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE) TO THEIR EXISTING HOLDINGS; AND B) HOLDERS OF OTHER EQUITY SECURITIES, IF THIS IS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE COMPANY'S DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES, BUT SUBJECT TO | Management | For | For | ||||||||||
| SUCH EXCLUSIONS AND OTHER ARRANGEMENTS AS THE COMPANY'S DIRECTORS MAY CONSIDER NECESSARY OR APPROPRIATE IN RELATION TO FRACTIONAL ENTITLEMENTS, RECORD DATES, TREASURY SHARES OR ANY LEGAL, REGULATORY OR PRACTICAL PROBLEMS UNDER THE LAWS OF ANY TERRITORY (INCLUDING THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE) OR ANY OTHER MATTER; AND 13.1.2. THE ALLOTMENT OF EQUITY SECURITIES (OTHERWISE THAN UNDER PARAGRAPH 13.1.1 OF THIS RESOLUTION 13) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 47,513; AND 13.2. THIS POWER SHALL EXPIRE WHEN THE AUTHORITY GIVEN BY RESOLUTION 12 IS REVOKED OR EXPIRES BUT THE COMPANY MAY BEFORE EXPIRY OF THIS POWER MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY AND THE COMPANY'S DIRECTORS MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF THAT OFFER OR AGREEMENT NOTWITHSTANDING THAT THE POWER HAS EXPIRED | ||||||||||||||
| 14 | THAT: 14.1. THAT, IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 13, THE COMPANY'S DIRECTORS BE EMPOWERED PURSUANT TO SECTION 570 OF THE COMPANIES ACT 2006 TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THAT ACT) FOR CASH PURSUANT TO THE GENERAL AUTHORITY CONFERRED ON THEM BY RESOLUTION 12 AND/OR TO SELL EQUITY SECURITIES HELD AS TREASURY SHARES FOR CASH PURSUANT TO SECTION 727 OF THE COMPANIES ACT 2006, IN EACH CASE AS IF SECTION 561 OF THAT ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, PROVIDED THAT THIS POWER SHALL BE: (I) LIMITED TO ANY SUCH ALLOTMENT AND/OR SALE OF EQUITY SECURITIES HAVING, IN THE CASE OF ORDINARY SHARES, AN AGGREGATE NOMINAL VALUE OR, IN THE CASE OF OTHER EQUITY SECURITIES, GIVING THE RIGHT TO SUBSCRIBE FOR OR CONVERT INTO ORDINARY SHARES HAVING AN AGGREGATE NOMINAL VALUE, NOT EXCEEDING THE SUM OF GBP 47,513 AND (II) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE COMPANY'S DIRECTORS DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE- EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE. THIS AUTHORITY SHALL EXPIRE, UNLESS PREVIOUSLY REVOKED, VARIED OR RENEWED BY THE COMPANY IN GENERAL MEETING, AT SUCH | Management | For | For | ||||||||||
| TIME AS THE GENERAL AUTHORITY CONFERRED ON THE COMPANY'S DIRECTORS BY RESOLUTION 12 EXPIRES, EXCEPT THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE ANY OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED OR EQUITY SECURITIES HELD AS TREASURY SHARES TO BE SOLD AFTER SUCH EXPIRY AND THE COMPANY'S DIRECTORS MAY ALLOT EQUITY SECURITIES AND/OR SELL EQUITY SECURITIES HELD AS TREASURY SHARES IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE POWER CONFERRED BY THIS RESOLUTION HAD NOT EXPIRED | ||||||||||||||
| 15 | THAT THE COMPANY BE, AND IT IS HEREBY, GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSE OF SECTIONS 693 AND 701 OF THE COMPANIES ACT 2006 TO MAKE ONE OR MORE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693(4) OF THE COMPANIES ACT 2006) OF ORDINARY SHARES OF GBP 0.01 EACH IN THE CAPITAL OF THE COMPANY ("ORDINARY SHARES") UPON SUCH TERMS AND IN SUCH MANNER AS THE DIRECTORS OF THE COMPANY SHALL DETERMINE, PROVIDED THAT: 15.1.1. THE MAXIMUM AGGREGATE NUMBER OF ORDINARY SHARES AUTHORISED TO BE PURCHASED IS 9,502,605; 15.1.2. THE MINIMUM PRICE WHICH MAY BE PAID FOR SUCH ORDINARY SHARES IS GBP 0.01 PER SHARE (EXCLUSIVE OF EXPENSES); 15.1.3. THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE CANNOT BE MORE THAN AN AMOUNT EQUAL TO THE HIGHER OF 105 PERCENT OF THE AVERAGE OF THE CLOSING MIDDLE MARKET PRICE FOR AN ORDINARY SHARE AS DERIVED FROM THE AIM APPENDIX TO THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRIOR TO THE DAY THE PURCHASE IS MADE; 15.1.4. UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED, THE AUTHORITY HEREBY CONFERRED SHALL EXPIRE ON THE EARLIER OF 20 JUNE 2022 AND THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; AND 15.1.5. THE COMPANY MAY MAKE A CONTRACT OR CONTRACTS TO PURCHASE ORDINARY SHARES UNDER THIS AUTHORITY PRIOR TO THE EXPIRY OF SUCH AUTHORITY WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRY OF SUCH AUTHORITY AND MAY MAKE A PURCHASE OF ORDINARY SHARES IN PURSUANCE OF ANY SUCH CONTRACT OR CONTRACTS | Management | For | For | ||||||||||
| SIGNATURE AVIATION PLC | ||||||||||||||
| Security | G8127H114 | Meeting Type | Court Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 18-Mar-2021 | ||||||||||||
| ISIN | GB00BKDM7X41 | Agenda | 713620828 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT | Non-Voting | ||||||||||||
| 1 | FOR THE PURPOSE OF CONSIDERING AND, IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATION) A SCHEME OF ARRANGEMENT PROPOSED TO BE MADE PURSUANT TO PART 26 OF THE COMPANIES ACT 2006 BETWEEN SIGNATURE AVIATION PLC (THE "COMPANY") AND THE HOLDERS OF SCHEME SHARES (THE "SCHEME") | Management | For | For | ||||||||||
| SIGNATURE AVIATION PLC | ||||||||||||||
| Security | G8127H114 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 18-Mar-2021 | ||||||||||||
| ISIN | GB00BKDM7X41 | Agenda | 713620830 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | THAT: (A) FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME OF ARRANGEMENT DATED 22 FEBRUARY 2021 (THE "SCHEME") BETWEEN THE COMPANY AND THE HOLDERS OF SCHEME SHARES (AS DEFINED IN THE SCHEME), A COPY OF WHICH HAS BEEN PRODUCED TO THIS MEETING AND FOR THE PURPOSES OF IDENTIFICATION SIGNED BY THE CHAIR OF THIS MEETING, IN ITS ORIGINAL FORM OR WITH OR SUBJECT TO ANY MODIFICATION, ADDITION, OR CONDITION AGREED BY THE COMPANY AND BIDCO AND APPROVED OR IMPOSED BY THE HIGH COURT OF JUSTICE OF ENGLAND AND WALES, THE DIRECTORS OF THE COMPANY (OR A DULY AUTHORISED COMMITTEE THEREOF) BE AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND (B) WITH EFFECT FROM THE PASSING OF THIS RESOLUTION, THE ARTICLES OF ASSOCIATION OF THE COMPANY BE AND ARE HEREBY AMENDED BY THE ADOPTION AND INCLUSION OF THE FOLLOWING NEW ARTICLE 132. 132. SCHEME OF ARRANGEMENT 132.1 IN THIS ARTICLE 132, REFERENCES TO THE "SCHEME" ARE TO THE SCHEME OF ARRANGEMENT UNDER PART 26 OF THE COMPANIES ACT 2006 BETWEEN THE COMPANY AND THE HOLDERS OF SCHEME SHARES (AS DEFINED IN THE SCHEME) DATED 22 FEBRUARY 2021 (WITH OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION APPROVED OR IMPOSED BY THE COURT AND AGREED BY THE COMPANY AND BROWN BIDCO LIMITED ("BIDCO")) AND (SAVE AS DEFINED IN THIS ARTICLE) TERMS DEFINED IN THE SCHEME SHALL HAVE THE SAME MEANINGS IN THIS ARTICLE. 132.2 NOTWITHSTANDING ANY OTHER PROVISIONS IN THESE ARTICLES, IF THE COMPANY ISSUES OR TRANSFERS OUT OF TREASURY ANY SIGNATURE SHARES (OTHER THAN TO BIDCO, ANY SUBSIDIARY OF BIDCO, ANY PARENT UNDERTAKING OF BIDCO OR ANY SUBSIDIARY OF SUCH PARENT UNDERTAKING, OR ANY NOMINEE OF BIDCO (EACH A "BIDCO COMPANY")) ON OR AFTER THE DATE OF THE ADOPTION OF THIS ARTICLE 132 AND PRIOR TO THE SCHEME RECORD TIME, SUCH SIGNATURE SHARES SHALL BE ISSUED OR TRANSFERRED SUBJECT TO THE TERMS OF THE SCHEME (AND SHALL BE SCHEME SHARES FOR THE PURPOSES | Management | For | For | ||||||||||
| THEREOF) AND THE ORIGINAL OR SUBSEQUENT HOLDER OR HOLDERS OF SUCH SIGNATURE SHARES SHALL BE BOUND BY THE SCHEME ACCORDINGLY. 132.3 NOTWITHSTANDING ANY OTHER PROVISION OF THESE ARTICLES, SUBJECT TO THE SCHEME BECOMING EFFECTIVE, ANY SHARES ISSUED, TRANSFERRED OUT OF TREASURY OR TRANSFERRED PURSUANT TO ARTICLE 132.4 BELOW, TO ANY PERSON (OTHER THAN A BIDCO COMPANY) AFTER THE SCHEME RECORD TIME (A "NEW MEMBER") (EACH A "POST- SCHEME SHARE") SHALL BE ISSUED OR TRANSFERRED ON TERMS THAT THEY SHALL (ON THE EFFECTIVE DATE (AS DEFINED IN THE SCHEME) OR, IF LATER, ON ISSUE OR TRANSFER (BUT SUBJECT TO THE TERMS OF ARTICLES 132.4 AND 132.5 BELOW)), BE IMMEDIATELY TRANSFERRED TO BIDCO (OR SUCH PERSON AS IT MAY DIRECT) (THE "PURCHASER"), WHO SHALL BE OBLIGED TO ACQUIRE EACH POST-SCHEME SHARE IN CONSIDERATION OF AND CONDITIONAL UPON THE PAYMENT BY OR ON BEHALF OF BIDCO TO THE NEW MEMBER OF AN AMOUNT IN CASH FOR EACH POST-SCHEME SHARE EQUAL TO THE CONSIDERATION TO WHICH A NEW MEMBER WOULD HAVE BEEN ENTITLED UNDER THE SCHEME HAD SUCH POST-SCHEME SHARE BEEN A SCHEME SHARE. 132.4 ANY PERSON WHO IS BENEFICIALLY ENTITLED TO SHARES ISSUED OR TRANSFERRED TO A NEW MEMBER (OTHER THAN, FOR THE AVOIDANCE OF DOUBT, A PERSON WHO BECOMES BENEFICIALLY ENTITLED TO SHARES BY VIRTUE OF A TRANSFER PURSUANT TO THIS ARTICLE 132.4) MAY, PRIOR TO THE ISSUE OR TRANSFER OF POST-SCHEME SHARES TO THE NEW MEMBER PURSUANT TO THE EXERCISE OF AN OPTION OR SATISFACTION OF AN AWARD UNDER ONE OF THE SIGNATURE SHARE PLANS (AS DEFINED IN THE SCHEME), GIVE NOT LESS THAN TWO BUSINESS DAYS' WRITTEN NOTICE TO THE COMPANY IN SUCH MANNER AS THE BOARD SHALL PRESCRIBE OF HIS OR HER INTENTION TO TRANSFER THE BENEFICIAL OWNERSHIP OF SOME OR ALL OF SUCH POST- SCHEME SHARES TO HIS OR HER SPOUSE OR CIVIL PARTNER AND MAY, IF SUCH NOTICE HAS BEEN VALIDLY GIVEN, ON OR BEFORE SUCH POST- SCHEME SHARES BEING ISSUED OR TRANSFERRED TO THE NEW MEMBER, IMMEDIATELY TRANSFER TO HIS OR HER SPOUSE OR CIVIL PARTNER BENEFICIAL OWNERSHIP OF ANY SUCH POST-SCHEME SHARES, PROVIDED THAT SUCH POST-SCHEME SHARES (INCLUDING BOTH LEGAL AND BENEFICIAL OWNERSHIP THEREOF) WILL THEN BE IMMEDIATELY TRANSFERRED TO THE PURCHASER PURSUANT TO ARTICLE 132.3 ABOVE. IF NOTICE HAS BEEN VALIDLY GIVEN PURSUANT TO THIS ARTICLE 132.4 | ||||||||||||||
| BUT THE BENEFICIAL OWNER DOES NOT IMMEDIATELY TRANSFER TO HIS OR HER SPOUSE OR CIVIL PARTNER BOTH THE LEGAL AND BENEFICIAL OWNERSHIP OF THE POST-SCHEME SHARES IN RESPECT OF WHICH NOTICE WAS GIVEN, SUCH LEGAL AND BENEFICIAL OWNERSHIP WILL BE TRANSFERRED TO THE PURCHASER PURSUANT TO ARTICLE 132.3 ABOVE. IF NOTICE IS NOT GIVEN PURSUANT TO THIS ARTICLE 132.4, BOTH THE LEGAL AND BENEFICIAL OWNERSHIP OF THE POST-SCHEME SHARES WILL BE IMMEDIATELY TRANSFERRED TO THE PURCHASER PURSUANT TO ARTICLE 132.3 ABOVE. 132.5 ON ANY REORGANISATION OF, OR MATERIAL ALTERATION TO, THE SHARE CAPITAL OF THE COMPANY (INCLUDING, WITHOUT LIMITATION, ANY SUBDIVISION AND/OR CONSOLIDATION) CARRIED OUT AFTER THE EFFECTIVE DATE (AS DEFINED IN THE SCHEME), THE VALUE OF THE CONSIDERATION PER POST-SCHEME SHARE TO BE PAID UNDER ARTICLE 132.3 SHALL BE ADJUSTED BY THE COMPANY IN SUCH MANNER AS THE AUDITORS OF THE COMPANY MAY DETERMINE TO BE APPROPRIATE TO REFLECT SUCH REORGANISATION OR ALTERATION. REFERENCES IN THIS ARTICLE 132 TO SUCH SHARES SHALL, FOLLOWING SUCH ADJUSTMENT, BE CONSTRUED ACCORDINGLY. 132.6 TO GIVE EFFECT TO ANY TRANSFER OF POST-SCHEME SHARES REQUIRED PURSUANT TO ARTICLE 132.3, THE COMPANY MAY APPOINT ANY PERSON AS ATTORNEY AND/OR AGENT FOR THE NEW MEMBER TO TRANSFER THE POST-SCHEME SHARES TO THE PURCHASER AND DO ALL SUCH OTHER THINGS AND EXECUTE AND DELIVER ALL SUCH DOCUMENTS OR DEEDS AS MAY IN THE OPINION OF SUCH ATTORNEY OR AGENT BE NECESSARY OR DESIRABLE TO VEST THE POST-SCHEME SHARES IN THE PURCHASER AND PENDING SUCH VESTING TO EXERCISE ALL SUCH RIGHTS ATTACHING TO THE POST-SCHEME SHARES AS THE PURCHASER MAY DIRECT. IF AN ATTORNEY OR AGENT IS SO APPOINTED, THE NEW MEMBER SHALL NOT THEREAFTER (EXCEPT TO THE EXTENT THAT THE ATTORNEY OR AGENT FAILS TO ACT IN ACCORDANCE WITH THE DIRECTIONS OF THE PURCHASER) BE ENTITLED TO EXERCISE ANY RIGHTS ATTACHING TO THE POST- SCHEME SHARES UNLESS SO AGREED IN WRITING BY THE PURCHASER. THE ATTORNEY OR AGENT SHALL BE EMPOWERED TO EXECUTE AND DELIVER AS TRANSFEROR A FORM OF TRANSFER OR INSTRUCTIONS OF TRANSFER ON BEHALF OF THE NEW MEMBER (OR ANY SUBSEQUENT HOLDER) IN FAVOUR OF THE PURCHASER AND THE COMPANY MAY GIVE A GOOD RECEIPT FOR THE CONSIDERATION FOR THE POST-SCHEME SHARES AND MAY REGISTER THE PURCHASER AS HOLDER | ||||||||||||||
| THEREOF AND ISSUE TO IT CERTIFICATE(S) FOR THE SAME. THE COMPANY SHALL NOT BE OBLIGED TO ISSUE A CERTIFICATE TO THE NEW MEMBER FOR THE POST-SCHEME SHARES. THE PURCHASER SHALL SETTLE THE CONSIDERATION DUE TO THE NEW MEMBER PURSUANT TO ARTICLE 132.3 ABOVE BY SENDING A CHEQUE DRAWN ON A UK CLEARING BANK IN FAVOUR OF THE NEW MEMBER (OR ANY SUBSEQUENT HOLDER), OR BY ANY ALTERNATIVE METHOD COMMUNICATED BY THE PURCHASER TO THE NEW MEMBER, FOR THE PURCHASE PRICE OF SUCH POST-SCHEME SHARES NO LATER THAN 14 DAYS AFTER THE DATE ON WHICH THE POST- SCHEME SHARES ARE ISSUED TO THE NEW MEMBER. 132.7 IF THE SCHEME SHALL NOT HAVE BECOME EFFECTIVE BY THE APPLICABLE DATE REFERRED TO IN (OR OTHERWISE SET IN ACCORDANCE WITH) SECTION 6(B) OF THE SCHEME, THIS ARTICLE 132 SHALL CEASE TO BE OF ANY EFFECT. 132.8 NOTWITHSTANDING ANY OTHER PROVISION OF THESE ARTICLES, BOTH THE COMPANY AND THE BOARD SHALL REFUSE TO REGISTER THE TRANSFER OF ANY SCHEME SHARES EFFECTED BETWEEN THE SCHEME RECORD TIME AND THE EFFECTIVE DATE OTHER THAN TO THE PURCHASER PURSUANT TO THE SCHEME | ||||||||||||||
| WADDELL & REED FINANCIAL, INC. | ||||||||||||||
| Security | 930059100 | Meeting Type | Special | |||||||||||
| Ticker Symbol | WDR | Meeting Date | 23-Mar-2021 | |||||||||||
| ISIN | US9300591008 | Agenda | 935337988 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | A proposal to adopt the Agreement and Plan of Merger (as amended or supplemented from time to time, the "merger agreement"), by and among Waddell & Reed Financial, Inc. (the "Company"), Macquarie Management Holdings, Inc. ("Macquarie"), Merry Merger Sub, Inc., and (solely for limited purposes) Macquarie Financial Holdings Pty Ltd, pursuant to which, among other things, Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving the merger as a wholly-owned subsidiary of Macquarie. | Management | For | For | ||||||||||
| 2. | A proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's principal executive officer, principal financial officer and three most highly compensated executive officers other than the principal executive officer and principal financial officer that is based on or otherwise relates to the merger and the other transactions contemplated by the merger agreement. | Management | For | For | ||||||||||
| 3. | A proposal to adjourn the special meeting to a later date or time, if necessary or appropriate, to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For | ||||||||||
| FOMENTO ECONOMICO MEXICANO S.A.B. DE CV | ||||||||||||||
| Security | 344419106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FMX | Meeting Date | 24-Mar-2021 | |||||||||||
| ISIN | US3444191064 | Agenda | 935341785 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| I | Report of the chief executive officer of the Company, which includes the financial statements of the Company for the 2020 fiscal year; opinion of the Board of Directors of the Company regarding the content of the report of the chief executive officer; reports of the Board of Directors of the Company regarding the main policies and accounting and information criteria applied during the preparation of the Company's financial information, including the report of the ..(Due to space limits, see proxy material for full proposal). | Management | Abstain | |||||||||||
| II | Application of the results for the 2020 fiscal year of the Company, which will include a dividend declaration and payment in cash, in Mexican pesos. | Management | For | |||||||||||
| III | Determination of the maximum amount to be allocated for the Company's stock repurchase fund kept pursuant to article 56 subsection IV of the Law. | Management | For | |||||||||||
| IV | Election of the members of the Board of Directors and secretaries of the Company, qualification of their independence, in accordance with the Law, and resolution with respect to their remuneration. | Management | For | |||||||||||
| V | Election of members of the following Committees: (i) Strategy and Finance, (ii) Audit, and (iii) Corporate Practices of the Company; appointment of each of their respective chairman, and resolution with respect to their remuneration. | Management | For | |||||||||||
| VI | Appointment of delegates for the formalization of the Meeting's resolutions. | Management | For | |||||||||||
| VII | Reading and, if applicable, approval of the Meeting's minute. | Management | For | |||||||||||
| ESSITY AB | ||||||||||||||
| Security | W3R06F100 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-Mar-2021 | ||||||||||||
| ISIN | SE0009922164 | Agenda | 713618710 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 522050 DUE TO RECEIPT OF-SPLITTING OF RESOLUTION 10. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| 1 | ELECTION OF CHAIRMAN OF THE MEETING: EVA HAGG | Non-Voting | ||||||||||||
| 2 | ELECTION OF TWO PERSONS TO CHECK THE MINUTES: MADELEINE WALLMARK AND ANDERS- OSCARSSON | Non-Voting | ||||||||||||
| 3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
| 4 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
| 5 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
| 6 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT AND THE-CONSOLIDATED FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT ON THE-CONSOLIDATED FINANCIAL STATEMENTS | Non-Voting | ||||||||||||
| 7.A | RESOLUTION ON: ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET, AND OF THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||||
| 7.B | RESOLUTION ON: APPROPRIATIONS OF THE COMPANY'S EARNINGS UNDER THE ADOPTED BALANCE SHEET AND RECORD DATE FOR DIVIDEND: THE BOARD OF DIRECTORS PROPOSES A DIVIDEND FOR THE FINANCIAL YEAR 2020 OF SEK 6.75 PER SHARE. AS RECORD DATE FOR THE | Management | No Action | |||||||||||
| DIVIDEND, THE BOARD OF DIRECTORS PROPOSES MONDAY, 29 MARCH 2021. IF THE MEETING RESOLVES IN ACCORDANCE WITH THIS PROPOSAL, THE DIVIDEND IS EXPECTED TO BE DISTRIBUTED BY EUROCLEAR SWEDEN AB ON THURSDAY, 1 APRIL 2021 | ||||||||||||||
| 7.C.1 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: EWA BJORLING | Management | No Action | |||||||||||
| 7.C.2 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: PAR BOMAN | Management | No Action | |||||||||||
| 7.C.3 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: MAIJA-LIISA FRIMAN | Management | No Action | |||||||||||
| 7.C.4 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: ANNEMARIE GARDSHOL | Management | No Action | |||||||||||
| 7.C.5 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: MAGNUS GROTH | Management | No Action | |||||||||||
| 7.C.6 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: SUSANNA LIND | Management | No Action | |||||||||||
| 7.C.7 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: BERT NORDBERG | Management | No Action | |||||||||||
| 7.C.8 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: LOUISE SVANBERG | Management | No Action | |||||||||||
| 7.C.9 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: ORJAN SVENSSON | Management | No Action | |||||||||||
| 7.C10 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: LARS REBIEN SORENSEN | Management | No Action | |||||||||||
| 7.C11 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: BARBARA MILIAN THORALFSSON | Management | No Action | |||||||||||
| 7.C12 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: NICLAS THULIN | Management | No Action | |||||||||||
| 7.C13 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: MAGNUS GROTH (AS PRESIDENT) | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT RESOLUTIONS 8 TO 13 ARE PROPOSED BY NOMINATION COMMITTEE AND- BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||||
| 8 | RESOLUTION ON THE NUMBER OF DIRECTORS AND DEPUTY DIRECTORS: NINE WITH NO DEPUTY DIRECTORS | Management | No Action | |||||||||||
| 9 | RESOLUTION ON THE NUMBER OF AUDITORS AND DEPUTY AUDITORS: ONE WITH NO DEPUTY AUDITOR | Management | No Action | |||||||||||
| 10.A | REMUNERATION TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 10.B | REMUNERATION TO THE AUDITOR | Management | No Action | |||||||||||
| 11.A | RE-ELECTION OF DIRECTOR: EWA BJORLING | Management | No Action | |||||||||||
| 11.B | RE-ELECTION OF DIRECTOR: PAR BOMAN | Management | No Action | |||||||||||
| 11.C | RE-ELECTION OF DIRECTOR: ANNEMARIE GARDSHOL | Management | No Action | |||||||||||
| 11.D | RE-ELECTION OF DIRECTOR: MAGNUS GROTH | Management | No Action | |||||||||||
| 11.E | RE-ELECTION OF DIRECTOR: BERT NORDBERG | Management | No Action | |||||||||||
| 11.F | RE-ELECTION OF DIRECTOR: LOUISE SVANBERG | Management | No Action | |||||||||||
| 11.G | RE-ELECTION OF DIRECTOR: LARS REBIEN SORENSEN | Management | No Action | |||||||||||
| 11.H | RE-ELECTION OF DIRECTOR: BARBARA MILIAN THORALFSSON | Management | No Action | |||||||||||
| 11.I | NEW ELECTION OF DIRECTOR: TORBJORN LOOF | Management | No Action | |||||||||||
| 12 | ELECTION OF PAR BOMAN AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 13 | ELECTION OF AUDITORS AND DEPUTY AUDITORS: RE-ELECTION OF THE REGISTERED ACCOUNTING FIRM ERNST & YOUNG AB, IN ACCORDANCE WITH THE AUDIT COMMITTEE'S RECOMMENDATION, FOR THE PERIOD UNTIL THE END OF THE ANNUAL GENERAL MEETING 2022. IF ELECTED, ERNST & YOUNG AB HAS ANNOUNCED ITS APPOINTMENT OF HAMISH MABON AS AUDITOR IN CHARGE | Management | No Action | |||||||||||
| 14 | RESOLUTION ON GUIDELINES FOR REMUNERATION FOR THE SENIOR MANAGEMENT | Management | No Action | |||||||||||
| 15 | RESOLUTION ON APPROVAL OF THE BOARD'S REPORT ON REMUNERATION FOR THE SENIOR MANAGEMENT | Management | No Action | |||||||||||
| 16.A | RESOLUTION ON AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON ACQUISITION OF OWN SHARES | Management | No Action | |||||||||||
| 16.B | RESOLUTION ON AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON TRANSFER OF OWN SHARES ON ACCOUNT OF COMPANY ACQUISITIONS | Management | No Action | |||||||||||
| 17 | RESOLUTION ON AMENDMENTS TO THE ARTICLES OF ASSOCIATION: SECTION 1 NAME, SECTION 11 NOTICE | Management | No Action | |||||||||||
| GIVAUDAN SA | ||||||||||||||
| Security | H3238Q102 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-Mar-2021 | ||||||||||||
| ISIN | CH0010645932 | Agenda | 713633104 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE MANAGEMENT REPORT, THE ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS 2020 | Management | No Action | |||||||||||
| 2 | CONSULTATIVE VOTE ON THE COMPENSATION REPORT 2020 | Management | No Action | |||||||||||
| 3 | APPROPRIATION OF AVAILABLE EARNINGS AND DISTRIBUTION | Management | No Action | |||||||||||
| 4 | DISCHARGE OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 5.1.1 | RE-ELECTION OF EXISTING BOARD MEMBER: MR VICTOR BALLI | Management | No Action | |||||||||||
| 5.1.2 | RE-ELECTION OF EXISTING BOARD MEMBER: PROF. DR WERNER BAUER | Management | No Action | |||||||||||
| 5.1.3 | RE-ELECTION OF EXISTING BOARD MEMBER: MS LILIAN BINER | Management | No Action | |||||||||||
| 5.1.4 | RE-ELECTION OF EXISTING BOARD MEMBER: MR MICHAEL CARLOS | Management | No Action | |||||||||||
| 5.1.5 | RE-ELECTION OF EXISTING BOARD MEMBER: MS INGRID DELTENRE | Management | No Action | |||||||||||
| 5.1.6 | RE-ELECTION OF EXISTING BOARD MEMBER: MR OLIVIER FILLIOL | Management | No Action | |||||||||||
| 5.1.7 | RE-ELECTION OF EXISTING BOARD MEMBER: MS SOPHIE GASPERMENT( BOTH, AS MEMBER AND ALSO AS CHAIRMAN OF THE BOARD OF DIRECTORS) | Management | No Action | |||||||||||
| 5.1.8 | RE-ELECTION OF EXISTING BOARD MEMBER AND ELECTION OF THE CHAIRMAN: MR CALVIN GRIEDER (BOTH, AS MEMBER AND ALSO AS CHAIRMAN OF THE BOARD OF DIRECTORS) | Management | No Action | |||||||||||
| 5.2.1 | THE BOARD OF DIRECTORS PROPOSES TO RE- ELECT THE FOLLOWING MEMBER TO THE COMPENSATION COMMITTEE, EACH FOR A TERM OF ONE YEAR UNTIL THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS: PROF. DR WERNER BAUER | Management | No Action | |||||||||||
| 5.2.2 | THE BOARD OF DIRECTORS PROPOSES TO RE- ELECT THE FOLLOWING MEMBER TO THE COMPENSATION COMMITTEE, EACH FOR A TERM OF ONE YEAR UNTIL THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS: MS INGRID DELTENRE | Management | No Action | |||||||||||
| 5.2.3 | THE BOARD OF DIRECTORS PROPOSES TO RE- ELECT THE FOLLOWING MEMBER TO THE COMPENSATION COMMITTEE, EACH FOR A TERM OF ONE YEAR UNTIL THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS: MR VICTOR BALLI | Management | No Action | |||||||||||
| 5.3 | RE-ELECTION OF THE INDEPENDENT VOTING RIGHTS REPRESENTATIVE: MR. MANUEL ISLER | Management | No Action | |||||||||||
| 5.4 | THE BOARD OF DIRECTORS PROPOSES TO RE- ELECT: DELOITTE SA AS THE STATUTORY AUDITORS FOR THE FINANCIAL YEAR 2021 | Management | No Action | |||||||||||
| 6.1 | PROPOSAL OF THE BOARD OF DIRECTORS: APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS FOR THE TERM UNTIL THE 2022 ANNUAL GENERAL MEETING OF CHF 3,250,000 | Management | No Action | |||||||||||
| 6.2.1 | PROPOSAL OF THE BOARD OF DIRECTORS: APPROVAL OF THE AGGREGATE AMOUNT OF SHORT TERM VARIABLE COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE FISCAL YEAR 2020 OF CHF 4,812,783 | Management | No Action | |||||||||||
| 6.2.2 | PROPOSAL OF THE BOARD OF DIRECTORS: APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF FIXED COMPENSATION AND LONG TERM VARIABLE COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE FISCAL YEAR 2021 OF CHF 15,400,000 | Management | No Action | |||||||||||
| JEFFERIES FINANCIAL GROUP INC. | ||||||||||||||
| Security | 47233W109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | JEF | Meeting Date | 25-Mar-2021 | |||||||||||
| ISIN | US47233W1099 | Agenda | 935333699 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Linda L. Adamany | Management | For | For | ||||||||||
| 1B. | Election of Director: Barry J. Alperin | Management | For | For | ||||||||||
| 1C. | Election of Director: Robert D. Beyer | Management | For | For | ||||||||||
| 1D. | Election of Director: Francisco L. Borges | Management | For | For | ||||||||||
| 1E. | Election of Director: Brian P. Friedman | Management | For | For | ||||||||||
| 1F. | Election of Director: MaryAnne Gilmartin | Management | For | For | ||||||||||
| 1G. | Election of Director: Richard B. Handler | Management | For | For | ||||||||||
| 1H. | Election of Director: Jacob M. Katz | Management | For | For | ||||||||||
| 1I. | Election of Director: Michael T. O'Kane | Management | For | For | ||||||||||
| 1J. | Election of Director: Joseph S. Steinberg | Management | For | For | ||||||||||
| 2. | Approve named executive officer compensation on an advisory basis. | Management | For | For | ||||||||||
| 3. | Approval of Jefferies' New Equity Compensation Plan. | Management | Against | Against | ||||||||||
| 4. | Ratify Deloitte & Touche LLP as independent auditors for the fiscal year-ending November 30, 2021. | Management | For | For | ||||||||||
| SHINHAN FINANCIAL GROUP | ||||||||||||||
| Security | 824596100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SHG | Meeting Date | 25-Mar-2021 | |||||||||||
| ISIN | US8245961003 | Agenda | 935346076 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Approval of Financial Statements and Annual Dividends for fiscal year 2020 (January 1, 2020 - December 31, 2020). | Management | For | For | ||||||||||
| 2. | Approval of Revision to Articles of Incorporation. | Management | For | For | ||||||||||
| 3A. | Election of Non-Executive Director: Mr. Jin Ok-dong | Management | For | For | ||||||||||
| 3B. | Election of Independent Director: Mr. Park Ansoon | Management | For | For | ||||||||||
| 3C. | Election of Independent Director: Mr. Bae Hoon | Management | For | For | ||||||||||
| 3D. | Election of Independent Director: Mr. Byeon Yang-ho | Management | For | For | ||||||||||
| 3E. | Election of Independent Director: Mr. Sung Jae-ho | Management | For | For | ||||||||||
| 3F. | Election of Independent Director: Mr. Lee Yong Guk | Management | For | For | ||||||||||
| 3G. | Election of Independent Director: Mr. Lee Yoon-jae | Management | For | For | ||||||||||
| 3H. | Election of Independent Director: Mr. Choi Kyong-rok | Management | For | For | ||||||||||
| 3I. | Election of Independent Director: Mr. Choi Jae Boong | Management | For | For | ||||||||||
| 3J. | Election of Independent Director: Mr. Huh Yong-hak | Management | For | For | ||||||||||
| 4. | Election of Audit Committee Member who will serve as Independent Director: Mr. Kwak Su Keun | Management | For | For | ||||||||||
| 5.1 | Election of Audit Committee Member: Mr. Sung Jae-ho | Management | For | For | ||||||||||
| 5.2 | Election of Audit Committee Member: Mr. Lee Yoon-jae | Management | For | For | ||||||||||
| 6. | Approval of the Director Remuneration Limit. | Management | For | For | ||||||||||
| BANCO SANTANDER, S.A. | ||||||||||||||
| Security | 05964H105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SAN | Meeting Date | 26-Mar-2021 | |||||||||||
| ISIN | US05964H1059 | Agenda | 935341797 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A | Resolution 1A. | Management | For | For | ||||||||||
| 1B | Resolution 1B. | Management | For | For | ||||||||||
| 1C | Resolution 1C. | Management | For | For | ||||||||||
| 2 | Resolution 2. | Management | For | For | ||||||||||
| 3A | Resolution 3A. | Management | For | For | ||||||||||
| 3B | Resolution 3B. | Management | For | For | ||||||||||
| 3C | Resolution 3C. | Management | For | For | ||||||||||
| 3D | Resolution 3D. | Management | For | For | ||||||||||
| 3E | Resolution 3E. | Management | For | For | ||||||||||
| 3F | Resolution 3F. | Management | For | For | ||||||||||
| 3G | Resolution 3G. | Management | For | For | ||||||||||
| 4 | Resolution 4. | Management | For | For | ||||||||||
| 5A | Resolution 5A. | Management | For | For | ||||||||||
| 5B | Resolution 5B. | Management | For | For | ||||||||||
| 5C | Resolution 5C. | Management | For | For | ||||||||||
| 5D | Resolution 5D. | Management | For | For | ||||||||||
| 6A | Resolution 6A. | Management | For | For | ||||||||||
| 6B | Resolution 6B. | Management | For | For | ||||||||||
| 6C | Resolution 6C. | Management | For | For | ||||||||||
| 6D | Resolution 6D. | Management | For | For | ||||||||||
| 6E | Resolution 6E. | Management | For | For | ||||||||||
| 7 | Resolution 7. | Management | For | For | ||||||||||
| 8 | Resolution 8. | Management | For | For | ||||||||||
| 9 | Resolution 9. | Management | For | For | ||||||||||
| 10 | Resolution 10. | Management | For | For | ||||||||||
| 11A | Resolution 11A. | Management | For | For | ||||||||||
| 11B | Resolution 11B. | Management | For | For | ||||||||||
| 11C | Resolution 11C. | Management | For | For | ||||||||||
| 11D | Resolution 11D. | Management | For | For | ||||||||||
| 11E | Resolution 11E. | Management | For | For | ||||||||||
| 12 | Resolution 12. | Management | For | For | ||||||||||
| 13 | Resolution 13. | Management | For | For | ||||||||||
| VIVENDI SE | ||||||||||||||
| Security | F97982106 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Mar-2021 | ||||||||||||
| ISIN | FR0000127771 | Agenda | 713615980 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | 24 FEB 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE | Non-Voting | ||||||||||||
| SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | ||||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | 10 MAR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202103102100488-30 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN URL LINK. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| 1 | AMENDMENT TO ARTICLE 20 OF THE BY-LAWS - ALLOCATION AND DISTRIBUTION OF INCOME | Management | For | For | ||||||||||
| 2 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||||
| TELEFON AB L.M.ERICSSON | ||||||||||||||
| Security | W26049119 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 30-Mar-2021 | ||||||||||||
| ISIN | SE0000108656 | Agenda | 713629410 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 521711 DUE TO SPLITTING-OF RESOLUTION 7.3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
| 1 | ELECTION OF THE CHAIR OF THE ANNUAL GENERAL MEETING: THE NOMINATION-COMMITTEE, APPOINTED IN ACCORDANCE WITH THE INSTRUCTION FOR THE NOMINATION-COMMITTEE RESOLVED BY THE ANNUAL GENERAL MEETING 2012, IS COMPOSED OF THE-CHAIR OF THE COMMITTEE JOHAN FORSSELL (INVESTOR AB), KARL ABERG (AB-INDUSTRIVARDEN AND SVENSKA HANDELSBANKENS PENSIONSSTIFTELSE), JONAS- SYNNERGREN (CEVIAN CAPITAL PARTNERS LIMITED), ANDERS OSCARSSON (AMF-FORSAKRING OCH FONDER) AND RONNIE LETEN (CHAIR OF THE BOARD OF DIRECTORS).-THE NOMINATION | Non-Voting | ||||||||||||
| COMMITTEE PROPOSES THAT ADVOKAT EVA HAGG BE ELECTED CHAIR OF-THE ANNUAL GENERAL MEETING OF SHAREHOLDERS 2021, OR, IF SHE IS PREVENTED FROM-PARTICIPATING, THE PERSON INSTEAD APPOINTED BY THE CHAIR OF THE BOARD OF-DIRECTORS | ||||||||||||||
| 2 | ELECTION OF TWO PERSONS APPROVING THE MINUTES: MARIANNE NILSSON, SWEDBANK-ROBUR FONDER AND ANDERS OSCARSSON, AMF FORSAKRING OCH FONDER, OR IF ONE OR-BOTH OF THEM ARE PREVENTED FROM PARTICIPATING, THE PERSON OR PERSONS INSTEAD-APPOINTED BY THE CHAIR OF THE BOARD PF DIRECTORS, ARE PROPOSED BY THE BOARD-OF DIRECTORS TO BE ELECTED TO APPROVE THE MINUTES OF THE ANNUAL GENERAL-MEETING. THE TASK OF APPROVING THE MINUTES OF THE ANNUAL GENERAL MEETING ALSO-INCLUDES VERIFYING THE VOTING LIST AND THAT THE POSTAL VOTES RECEIVED ARE-CORRECTLY STATED IN THE MINUTES OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||||||
| 3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
| 4 | APPROVAL OF THE AGENDA OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||||||
| 5 | DETERMINATION WHETHER THE ANNUAL GENERAL MEETING HAS BEEN PROPERLY CONVENED | Non-Voting | ||||||||||||
| 6 | PRESENTATION OF THE ANNUAL REPORT, THE AUDITOR'S REPORT, THE CONSOLIDATED- ACCOUNTS, THE AUDITOR'S REPORT ON THE CONSOLIDATED ACCOUNTS AND THE AUDITOR'S- REPORT WHETHER THE GUIDELINES FOR REMUNERATION TO GROUP MANAGEMENT HAVE BEEN-COMPLIED WITH | Non-Voting | ||||||||||||
| 7.1 | ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET, THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||||
| 7.2 | ADOPTION OF THE REMUNERATION REPORT | Management | No Action | |||||||||||
| 7.3.A | APPROVE DISCHARGE OF BOARD CHAIRMAN: RONNIE LETEN | Management | No Action | |||||||||||
| 7.3.B | APPROVE DISCHARGE OF BOARD MEMBER: HELENA STJERNHOLM | Management | No Action | |||||||||||
| 7.3.C | APPROVE DISCHARGE OF BOARD MEMBER: JACOB WALLENBERG | Management | No Action | |||||||||||
| 7.3.D | APPROVE DISCHARGE OF BOARD MEMBER: JON FREDRIK BAKSAAS | Management | No Action | |||||||||||
| 7.3.E | APPROVE DISCHARGE OF BOARD MEMBER: JAN CARLSON | Management | No Action | |||||||||||
| 7.3.F | APPROVE DISCHARGE OF BOARD MEMBER: NORA DENZEL | Management | No Action | |||||||||||
| 7.3.G | APPROVE DISCHARGE OF BOARD MEMBER: BORJE EKHOLM | Management | No Action | |||||||||||
| 7.3.H | APPROVE DISCHARGE OF BOARD MEMBER: ERIC A. ELZVIK | Management | No Action | |||||||||||
| 7.3.I | APPROVE DISCHARGE OF BOARD MEMBER: KURT JOFS | Management | No Action | |||||||||||
| 7.3.J | APPROVE DISCHARGE OF BOARD MEMBER: KRISTIN S. RINNE | Management | No Action | |||||||||||
| 7.3.K | APPROVE DISCHARGE OF EMPLOYEE REPRESENTATIVE: TORBJORN NYMAN | Management | No Action | |||||||||||
| 7.3.L | APPROVE DISCHARGE OF EMPLOYEE REPRESENTATIVE: KJELL-AKE SOTING | Management | No Action | |||||||||||
| 7.3.M | APPROVE DISCHARGE OF EMPLOYEE REPRESENTATIVE: ROGER SVENSSON | Management | No Action | |||||||||||
| 7.3.N | APPROVE DISCHARGE OF DEPUTY EMPLOYEE REPRESENTATIVE: PER HOLMBERG | Management | No Action | |||||||||||
| 7.3.O | APPROVE DISCHARGE OF DEPUTY EMPLOYEE REPRESENTATIVE: ANDERS RIPA | Management | No Action | |||||||||||
| 7.3.P | APPROVE DISCHARGE OF DEPUTY EMPLOYEE REPRESENTATIVE: LOREDANA ROSLUND | Management | No Action | |||||||||||
| 7.3.Q | APPROVE DISCHARGE OF PRESIDENT: BORJE EKHOLM | Management | No Action | |||||||||||
| 7.4 | THE APPROPRIATION OF THE RESULTS IN ACCORDANCE WITH THE APPROVED BALANCE SHEET AND DETERMINATION OF THE RECORD DATES FOR DIVIDEND: THE BOARD OF DIRECTORS PROPOSES A DIVIDEND TO THE SHAREHOLDERS OF SEK 2.00 PER SHARE. THE DIVIDEND IS PROPOSED TO BE PAID IN TWO EQUAL INSTALLMENTS, SEK 1.00 PER SHARE WITH THE RECORD DATE THURSDAY, APRIL 1, 2021, AND SEK 1.00 PER SHARE WITH THE RECORD DATE FRIDAY, OCTOBER 1, 2021. ASSUMING THESE DATES WILL BE THE RECORD DATES, EUROCLEAR SWEDEN AB IS EXPECTED TO DISBURSE SEK 1.00 PER SHARE ON THURSDAY, APRIL 8, 2021, AND SEK 1.00 PER SHARE ON WEDNESDAY, OCTOBER 6, 2021 | Management | No Action | |||||||||||
| 8 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS AND DEPUTIES OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE ANNUAL GENERAL MEETING | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT RESOLUTIONS 9 TO 14 ARE PROPOSED BY NOMINATION COMMITTEE AND- BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSAL. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||||
| 9 | DETERMINATION OF THE FEES PAYABLE TO MEMBERS OF THE BOARD OF DIRECTORS ELECTED BY THE ANNUAL GENERAL MEETING AND MEMBERS OF THE COMMITTEES OF THE BOARD OF DIRECTORS ELECTED BY THE ANNUAL GENERAL MEETING | Management | No Action | |||||||||||
| 10.1 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: JON FREDRIK BAKSAAS | Management | No Action | |||||||||||
| 10.2 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: JAN CARLSON | Management | No Action | |||||||||||
| 10.3 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: NORA DENZEL | Management | No Action | |||||||||||
| 10.4 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: BORJE EKHOLM | Management | No Action | |||||||||||
| 10.5 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: ERIC A. ELZVIK | Management | No Action | |||||||||||
| 10.6 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: KURT JOFS | Management | No Action | |||||||||||
| 10.7 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: RONNIE LETEN | Management | No Action | |||||||||||
| 10.8 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: KRISTIN S. RINNE | Management | No Action | |||||||||||
| 10.9 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: HELENA STJERNHOLM | Management | No Action | |||||||||||
| 10.10 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: JACOB WALLENBERG | Management | No Action | |||||||||||
| 11 | ELECTION OF THE CHAIR OF THE BOARD OF DIRECTORS: THE NOMINATION COMMITTEE PROPOSES THAT RONNIE LETEN BE RE-ELECTED CHAIR OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 12 | DETERMINATION OF THE NUMBER OF AUDITORS: ACCORDING TO THE ARTICLES OF ASSOCIATION, THE COMPANY SHALL HAVE NO LESS THAN ONE AND NO MORE THAN THREE REGISTERED PUBLIC ACCOUNTING FIRMS AS AUDITOR. THE NOMINATION COMMITTEE PROPOSES THAT THE COMPANY SHOULD HAVE ONE REGISTERED PUBLIC ACCOUNTING FIRM AS AUDITOR | Management | No Action | |||||||||||
| 13 | DETERMINATION OF THE FEES PAYABLE TO THE AUDITORS | Management | No Action | |||||||||||
| 14 | ELECTION OF AUDITOR: IN ACCORDANCE WITH THE RECOMMENDATION BY THE AUDIT AND COMPLIANCE COMMITTEE, THE NOMINATION COMMITTEE PROPOSES THAT DELOITTE AB BE APPOINTED AUDITOR FOR THE PERIOD FROM THE END OF THE ANNUAL GENERAL MEETING 2021 UNTIL THE END OF THE ANNUAL GENERAL MEETING 2022 (RE-ELECTION) | Management | No Action | |||||||||||
| 15 | RESOLUTION ON AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| 16.1 | LONG TERM VARIABLE COMPENSATION PROGRAM 2021 ("LTV 2021"): RESOLUTION ON IMPLEMENTATION OF LTV 2021 | Management | No Action | |||||||||||
| 16.2 | LONG-TERM VARIABLE COMPENSATION PROGRAM 2021 ("LTV 2021"): RESOLUTION ON TRANSFER OF TREASURY STOCK, DIRECTED SHARE ISSUE AND ACQUISITION OFFER FOR THE LTV 2021 | Management | No Action | |||||||||||
| 16.3 | LONG-TERM VARIABLE COMPENSATION PROGRAM 2021 ("LTV 2021"): RESOLUTION ON EQUITY SWAP AGREEMENT WITH THIRD PARTY IN RELATION TO THE LTV 2021 | Management | No Action | |||||||||||
| 17 | RESOLUTION ON TRANSFER OF TREASURY STOCK TO EMPLOYEES AND ON AN EXCHANGE IN RELATION TO THE EARLIER RESOLUTION ON THE LONG-TERM VARIABLE COMPENSATION PROGRAM 2020 | Management | No Action | |||||||||||
| 18 | RESOLUTION ON TRANSFER OF TREASURY STOCK IN RELATION TO THE RESOLUTIONS ON THE ONGOING LONG-TERM VARIABLE COMPENSATION PROGRAMS 2018 AND 2019 | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| UNIVERSAL ENTERTAINMENT CORPORATION | ||||||||||||||
| Security | J94303104 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 30-Mar-2021 | ||||||||||||
| ISIN | JP3126130008 | Agenda | 713684252 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | Amend Articles to: Establish the Articles Related to Class Shares | Management | For | For | ||||||||||
| 2.1 | Appoint a Director Fujimoto, Jun | Management | For | For | ||||||||||
| 2.2 | Appoint a Director Tokuda, Hajime | Management | For | For | ||||||||||
| 2.3 | Appoint a Director Okada, Takako | Management | For | For | ||||||||||
| 2.4 | Appoint a Director Asano, Kenshi | Management | For | For | ||||||||||
| 2.5 | Appoint a Director Otani, Yoshio | Management | For | For | ||||||||||
| 2.6 | Appoint a Director Miyanaga, Masayoshi | Management | For | For | ||||||||||
| ROVIO ENTERTAINMENT CORP | ||||||||||||||
| Security | X7S6CG107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 30-Mar-2021 | ||||||||||||
| ISIN | FI4000266804 | Agenda | 713693605 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD- STILL BE REQUIRED. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBER 8a. THANK YOU | Non-Voting | ||||||||||||
| 1 | OPENING OF THE MEETING | Non-Voting | ||||||||||||
| 2 | THE CHAIRMAN OF THE ANNUAL GENERAL MEETING WILL BE SEPPO KYM L INEN,-ATTORNEY- AT-LAW. IN CASE SEPPO KYM L INEN IS PREVENTED FROM SERVING AS THE-CHAIRMAN OF THE ANNUAL GENERAL MEETING FOR A WEIGHTY REASON, THE BOARD OF-DIRECTORS WILL NAME ANOTHER PERSON IT DEEMS MOST SUITABLE TO ACT AS THE-CHAIRMAN | Non-Voting | ||||||||||||
| 3 | THE PERSON TO SCRUTINIZE THE MINUTES AND TO VERIFY THE COUNTING OF VOTES WILL-BE THE COMPANY'S GENERAL COUNSEL MINNA RAITANEN. IN CASE MINNA RAITANEN WOULD-NOT BE ABLE TO ACT AS THE PERSON TO SCRUTINIZE THE MINUTES AND TO VERIFY THE-COUNTING OF VOTES FOR A WEIGHTY REASON, THE BOARD OF DIRECTORS WILL NAME-ANOTHER PERSON IT DEEMS MOST SUITABLE TO ACT IN THAT ROLE | Non-Voting | ||||||||||||
| 4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | ||||||||||||
| 5 | THE SHAREHOLDERS WHO HAVE VOTED IN ADVANCE WITHIN THE ADVANCE VOTING PERIOD- AND WHO HAVE THE RIGHT TO PARTICIPATE IN THE MEETING PURSUANT TO CHAPTER 5- SECTIONS 6 AND 6A OF THE FINNISH COMPANIES ACT WILL BE RECORDED TO HAVE BEEN- REPRESENTED AT THE MEETING. THE LIST OF VOTES WILL BE ADOPTED ACCORDING TO-THE INFORMATION PROVIDED BY EUROCLEAR FINLAND LTD | Non-Voting | ||||||||||||
| 6 | AS PARTICIPATION IN THE ANNUAL GENERAL MEETING IS POSSIBLE ONLY IN ADVANCE,-THE ANNUAL REPORT PUBLISHED BY THE COMPANY ON 3 MARCH 2021, INCLUDING THE-COMPANY'S ANNUAL ACCOUNTS, THE REPORT OF THE BOARD OF DIRECTORS AND THE-AUDITOR'S REPORT, WHICH, ONCE PUBLISHED, IS AVAILABLE ON THE COMPANY'S-WEBSITE AT- HTTPS://INVESTORS.ROVIO.COM/EN/RELEASES- EVENTS/GENERAL-MEETINGS/GENERAL-MEETIN-G- 2021 IS DEEMED TO HAVE BEEN PRESENTED TO THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||||||
| 7 | ADOPTION OF THE FINANCIAL STATEMENTS | Management | No Action | |||||||||||
| 8 | THE DISTRIBUTABLE FUNDS OF ROVIO ENTERTAINMENT CORPORATION AS AT DECEMBER 31, 2020 AMOUNTED TO EUR 185,326,802.90 INCLUDING THE PROFIT OF THE FINANCIAL PERIOD 2020 OF EUR 52,855,821.49. THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING THAT A DIVIDEND OF EUR 0.12 PER SHARE BE PAID BY ROVIO ENTERTAINMENT CORPORATION BASED ON THE FINANCIAL STATEMENTS FOR THE YEAR 2020. BASED ON THE NUMBER OF SHARES OUTSTANDING AS AT 3 MARCH 2021 THE TOTAL AMOUNT OF THE PROPOSED DIVIDEND WOULD BE EUR 8,837,502.12. THE BOARD OF DIRECTORS PROPOSES THAT THE REMAINING PART OF THE DISTRIBUTABLE FUNDS BE RETAINED IN THE SHAREHOLDERS' EQUITY. DIVIDEND SHALL BE PAID TO SHAREHOLDERS WHO | Management | No Action | |||||||||||
| ON THE RECORD DATE OF THE DIVIDEND PAYMENT 1 APRIL 2021 ARE RECORDED IN THE COMPANY'S SHAREHOLDER REGISTER HELD BY EUROCLEAR FINLAND LTD. THE BOARD OF DIRECTORS PROPOSES THAT THE DIVIDEND BE PAID ON 12 APRIL 2021 | ||||||||||||||
| 8a | AS THE BOARD OF DIRECTORS HAS PROPOSED A DIVIDEND THAT IS BELOW THE AMOUNT OF A MINORITY DIVIDEND SET OUT IN CHAPTER 13 SECTION 7 OF THE FINNISH COMPANIES ACT, SHAREHOLDERS HAVE THE RIGHT TO DEMAND A MINORITY DIVIDEND PURSUANT TO CHAPTER 13 SECTION 7 OF THE FINNISH COMPANIES ACT INSTEAD OF THE DIVIDEND PROPOSED BY THE BOARD OF DIRECTORS. THE MINORITY DIVIDEND MUST BE DISTRIBUTED TO ALL SHAREHOLDERS, IF A DEMAND TO THIS EFFECT IS SUPPORTED BY SHAREHOLDERS WHO HAVE AT LEAST ONE TENTH OF ALL SHARES. THE AMOUNT OF THE MINORITY DIVIDEND IS EUR 15,134 061,55 (BASED ON THE SITUATION ON THE DATE OF THIS NOTICE, APPROXIMATELY EUR 0.21 PER SHARE), WHICH CORRESPONDS TO 8 PERCENT OF THE EQUITY OF THE COMPANY. A SHAREHOLDER DEMANDING MINORITY DIVIDEND MAY VOTE FOR THE MINORITY DIVIDEND IN ADVANCE VOTING, AND NO SEPARATE DEMAND OR COUNTERPROPOSAL IS REQUIRED | Management | No Action | |||||||||||
| 9 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CEO FROM LIABILITY | Management | No Action | |||||||||||
| 10 | AS PARTICIPATION IN THE ANNUAL GENERAL MEETING IS POSSIBLE ONLY IN ADVANCE, THE REMUNERATION REPORT PUBLISHED BY A STOCK EXCHANGE RELEASE ON 3 MARCH 2021, IS DEEMED TO HAVE BEEN PRESENTED TO THE ANNUAL GENERAL MEETING. THE REMUNERATION REPORT IS, ONCE PUBLISHED, AVAILABLE ON THE COMPANY'S WEBSITE AT HTTPS://INVESTORS.ROVIO.COM/EN/RELEASES- EVENTS/GENERAL-MEETINGS/GENERAL-MEETING- 2021 | Management | No Action | |||||||||||
| 11 | THE BOARD OF DIRECTORS OF ROVIO ENTERTAINMENT CORPORATION PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE REMUNERATION OF THE BOARD OF DIRECTORS REMAIN UNCHANGED AND THAT THE MEMBERS OF THE BOARD OF DIRECTORS BE PAID THE FOLLOWING MONTHLY REMUNERATION: EUR 9,500 FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS, EUR 7,500 FOR THE VICE CHAIRMAN OF THE BOARD AND EUR 5,000 FOR EACH OF THE OTHER MEMBERS OF THE BOARD OF DIRECTORS, AS WELL AS EUR 2,500 FOR THE CHAIRMAN OF THE AUDIT COMMITTEE AS ADDITIONAL MONTHLY COMPENSATION. IF THE CHAIRMAN OF THE AUDIT COMMITTEE IS THE CHAIRMAN OR VICE CHAIRMAN | Management | No Action | |||||||||||
| OF THE BOARD OF DIRECTORS NO ADDITIONAL COMPENSATION SHALL BE PAID. THE COMPANY SHALL COMPENSATE REASONABLE TRAVEL EXPENSES OF THE BOARD MEMBERS AND COMMITTEE MEMBERS ARISING FROM BOARD OR COMMITTEE WORK | ||||||||||||||
| 12 | THE BOARD OF DIRECTORS OF ROVIO ENTERTAINMENT CORPORATION PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE NUMBER OF THE MEMBERS OF THE BOARD OF DIRECTORS BE SIX (6) | Management | No Action | |||||||||||
| 13 | ELECTION OF MEMBERS AND CHAIRMAN AS WELL AS VICE CHAIRMAN OF THE BOARD OF DIRECTORS: CAMILLA HED-WILSON, KIM IGNATIUS (CHAIRMAN), BJORN JEFFERY (VICE CHAIRMAN), JEFERSON VALADARES AND LEEMON AS DIRECTORS ELECT NIKLAS HED AS NEW DIRECTOR | Management | No Action | |||||||||||
| 14 | ON THE RECOMMENDATION OF THE AUDIT COMMITTEE, THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE AUDITOR'S FEES BE PAID ACCORDING TO THE AUDITOR'S REASONABLE INVOICE APPROVED BY THE COMPANY | Management | No Action | |||||||||||
| 15 | ON THE RECOMMENDATION OF THE AUDIT COMMITTEE, THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING THAT AUDIT FIRM ERNST & YOUNG OY BE ELECTED AS THE COMPANY'S AUDITOR FOR THE TERM ENDING AT THE CLOSING OF THE ANNUAL GENERAL MEETING IN 2022. ERNST & YOUNG OY HAS ANNOUNCED THAT IT WILL APPOINT TERHI M KINEN, APA, AS THE PRINCIPALLY RESPONSIBLE AUDITOR | Management | No Action | |||||||||||
| 16 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE REPURCHASE AND/OR ON THE ACCEPTANCE AS PLEDGE OF THE COMPANY'S OWN SHARES | Management | No Action | |||||||||||
| 17 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUANCE OF SHARES AND THE ISSUANCE OF SPECIAL RIGHTS ENTITLING TO SHARES | Management | No Action | |||||||||||
| 18 | ESTABLISHMENT OF A SHAREHOLDERS' NOMINATION BOARD | Management | No Action | |||||||||||
| 19 | CLOSING OF THE MEETING | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 526882 DUE TO RECEIPT OF-SPLITTING OF RESOLUTION 8. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
| TIM S.A. | ||||||||||||||
| Security | 88706T108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TIMB | Meeting Date | 30-Mar-2021 | |||||||||||
| ISIN | US88706T1088 | Agenda | 935343828 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| A1 | To resolve on the management's report and the financial statements of the Company for the fiscal year ended on December 31st, 2020. | Management | For | For | ||||||||||
| A2 | To resolve on the management's proposal for the allocation of the results of the 2020 fiscal year and the distribution of dividends by the Company. | Management | For | For | ||||||||||
| A3 | To resolve on the composition of the Board of Directors of the Company. | Management | For | For | ||||||||||
| A4 | To resolve on the classification of the candidates for the positions of independent members of the Board of Directors according to the independence criteria of the Novo Mercado Regulations of B3 S.A. - Brasil Bolsa, Balcão ("Novo Mercado Regulations"): Flavia Maria Bittencourt, Gesner José de Oliveira Filho, Herculano Aníbal Alves, Nicandro Durante. | Management | For | For | ||||||||||
| A5 | To elect the members of the Board of Directors of the Company by single group of candidates. Slate of candidates: Agostino Nuzzolo, Carlo Nardello, Elisabetta Paola Romano, Flavia Maria Bittencourt, Gesner José de Oliveira Filho, Herculano Aníbal Alves, Michele Valensise, Nicandro Durante, Pietro Labriola, Sabrina Di Bartolomeo | Management | For | For | ||||||||||
| A6 | If one of the candidates that make up the chosen slate ceases to be part of it, can the votes corresponding to his shares continue to be cast on the chosen slate. | Management | Against | Against | ||||||||||
| A7 | To resolve on the composition of the Fiscal Council of the Company. | Management | For | For | ||||||||||
| A8 | To elect the effective and alternate members of the Fiscal Council by single slate of candidates. Slate of candidates: Walmir Urbano Kesseli (effective) /Heinz Egon Löwen (alternate) Josino de Almeida Fonseca (effective) / João Verner Juenemann (alternate) Jarbas Tadeu Barsanti Ribeiro (effective) / Anna Maria C. Gouvea Guimarães (alternate). | Management | For | For | ||||||||||
| A9 | If one of the candidates leaves the single group to accommodate the election in a separate manner referred in Article 161, Paragraph 4, and Article 240 of Law Nr. 6,404/1976, the votes corresponding to your shares can still be given to the chosen group. | Management | Against | Against | ||||||||||
| A10 | To resolve on the compensation proposal for the Company's management, members of Committees and members of the Fiscal Council of the Company for the 2021 fiscal year. | Management | For | For | ||||||||||
| E1 | To resolve on the proposal for the extension of the Cooperation and Support Agreement, through the execution of its 14th amendment, to be entered into between Telecom Italia S.p.A., on the one hand, and the Company, on the other hand. | Management | For | For | ||||||||||
| E2 | To resolve on the Company's Long-Term Incentive Plan proposal. | Management | For | For | ||||||||||
| E3 | To resolve on the amendment and restatement of the Company's By- laws. | Management | For | For | ||||||||||
| DAIMLER AG | ||||||||||||||
| Security | D1668R123 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 31-Mar-2021 | ||||||||||||
| ISIN | DE0007100000 | Agenda | 713616324 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE | Non-Voting | ||||||||||||
| EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | ||||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.35 PER SHARE | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 5.1 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 5.2 | RATIFY KPMG AG AS AUDITORS FOR THE 2022 INTERIM FINANCIAL STATEMENTS UNTIL THE 2022 AGM | Management | No Action | |||||||||||
| 5.3 | RATIFY KPMG AG AS AUDITORS OF THE FINAL BALANCE SHEETS REQUIRED UNDER THE GERMAN REORGANIZATION ACT | Management | No Action | |||||||||||
| 6.1 | ELECT ELIZABETH CENTONI TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6.2 | ELECT BEN VAN BEURDEN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6.3 | ELECT MARTIN BRUDERMUELLER TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 7 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8 | AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | Management | No Action | |||||||||||
| 9 | AMEND ARTICLES RE: PLACE OF JURISDICTION | Management | No Action | |||||||||||
| CMMT | 24 FEB 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 22 FEB 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 24 FEB 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| TELECOM ITALIA SPA | ||||||||||||||
| Security | T92778108 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 31-Mar-2021 | ||||||||||||
| ISIN | IT0003497168 | Agenda | 713694467 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 529788 DUE TO SPLITTING-OF RESOLUTION 10. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||
| O.1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| O.2 | APPROVE ALLOCATION OF INCOME | Management | No Action | |||||||||||
| O.3 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
| O.4 | APPROVE SECOND SECTION OF THE REMUNERATION REPORT | Management | No Action | |||||||||||
| O.5 | FIX NUMBER OF DIRECTORS | Management | No Action | |||||||||||
| O.6 | FIX BOARD TERMS FOR DIRECTORS | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS DIRECTORS THERE-IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF-ELECTION OF DIRECTORS. THANK YOU | Non-Voting | ||||||||||||
| O.7.1 | TO APPOINT THE BOARD OF DIRECTORS. TO APPOINT DIRECTORS. LIST PRESENTED BY THE BOARD OF DIRECTORS. SALVATORE ROSSI, LUIGI GUBITOSI, PAOLA BONOMO, FRANCK CADORET, LUCA DE MEO, ARNAUD DE PUYFONTAINE, CRISTIANA FALCONE, GIOVANNI GORNO TEMPINI, MARELLA MORETTI, ILARIA ROMAGNOLI | Management | No Action | |||||||||||
| O.7.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS. TO APPOINT DIRECTORS. LIST PRESENTED BY A GROUP OF SGRS: MAURIZIO CARLI, PAOLA SAPIENZA, FEDERICO FERRO LUZZI, PAOLA CAMAGNI, PAOLO BOCCARDELLI | Shareholder | No Action | |||||||||||
| O.8 | APPROVE REMUNERATION OF DIRECTORS | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 3 OPTIONS TO INDICATE A PREFERENCE ON-THIS RESOLUTION, ONLY ONE CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS-MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR-ONLY 1 OF THE 3 OPTIONS BELOW, YOUR OTHER VOTES MUST BE EITHER AGAINST OR-ABSTAIN THANK YOU | Non-Voting | ||||||||||||
| O.9.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE INTERNAL AUDITORS. TO APPOINT THE EFFECTIVE AND ALTERNATE AUDITORS. LIST PRESENTED BY VIVENDI. EFFECTIVE AUDITORS: ANGELO ROCCO BONISSONI FRANCESCA DI DONATO, MASSIMO GAMBINI, GIULIA DE MARTINO, FRANCESCO SCHIAVONE PANNI, ALTERNATE AUDITORS: FRANCO MAURIZIO LAGRO, ILARIA ANTONELLA BELLUCO | Shareholder | No Action | |||||||||||
| O.9.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE INTERNAL AUDITORS. TO APPOINT THE EFFECTIVE AND ALTERNATE AUDITORS. LIST PRESENTED BY A GROUP OF SGRS. EFFECTIVE AUDITORS: FRANCESCO FALLACARA, ANNA DORO, FRANCESCO VELLA, ALTERNATE AUDITORS: PAOLO PRANDI, LAURA FIORDELISI | Shareholder | No Action | |||||||||||
| O.9.3 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE INTERNAL AUDITORS. TO APPOINT THE EFFECTIVE AND ALTERNATE AUDITORS. LIST PRESENTED BY CASSA DEPOSITI E PRESTITI. EFFECTIVE AUDITORSFRANCO LUCIANO TUTINO, INES GANDINI, ALTERNATE AUDITORS: STEFANO FIORINI, MARIA SARDELLI | Shareholder | No Action | |||||||||||
| O.10A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINT ANGELO ROCCO BONISSONI AS CHAIRMAN OF INTERNAL STATUTORY AUDITORS SHAREHOLDER PROPOSAL SUBMITTED BY A GROUP OF FUND MANAGERS AND SICAVS | Shareholder | No Action | |||||||||||
| O.10B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINT FRANCESCO FALLACARA AS CHAIRMAN OF INTERNAL STATUTORY AUDITORS SHAREHOLDER PROPOSAL SUBMITTED BY CASSA DEPOSITI E PRESTITI SPA | Shareholder | No Action | |||||||||||
| O.10C | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINT FRANCO LUCIANO TUTINO AS CHAIRMAN OF INTERNAL STATUTORY AUDITORS SHAREHOLDER PROPOSAL SUBMITTED BY VIVENDI SA | Shareholder | No Action | |||||||||||
| O.11 | APPROVE INTERNAL AUDITORS' REMUNERATION | Management | No Action | |||||||||||
| DEUTSCHE TELEKOM AG | ||||||||||||||
| Security | D2035M136 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 01-Apr-2021 | ||||||||||||
| ISIN | DE0005557508 | Agenda | 713657762 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE | Non-Voting | ||||||||||||
| EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | ||||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.60 PER SHARE | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 5.1 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 5.2 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR THE 2021 INTERIM FINANCIAL STATEMENTS | Management | No Action | |||||||||||
| 5.3 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR THE FIRST QUARTER OF FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 5.4 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR THE THIRD QUARTER OF FISCAL YEAR 2021 AND FIRST QUARTER OF FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 6 | ELECT HELGA JUNG TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 7 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | No Action | |||||||||||
| 8 | AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN REPURCHASING SHARES | Management | No Action | |||||||||||
| 9 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
| 10 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||||
| 11 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER PROPOSAL SUBMITTED BY DEUTSCHE SCHUTZVEREINIGUNG FUER WERTPAPIERBESITZ E.V. (DSW): AMEND ARTICLES RE: SHAREHOLDERS' RIGHT TO PARTICIPATION DURING THE VIRTUAL MEETING | Shareholder | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 522716 DUE TO RECEIPT OF- ADDITIONAL RESOLUTION 11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | 16 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 16 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| DEUTSCHE TELEKOM AG | ||||||||||||||
| Security | 251566105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DTEGY | Meeting Date | 01-Apr-2021 | |||||||||||
| ISIN | US2515661054 | Agenda | 935350417 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 2. | Resolution on the appropriation of net income. | Management | For | |||||||||||
| 3. | Resolution on the approval of the actions of the members of the Board of Management for the 2020 financial year. | Management | For | |||||||||||
| 4. | Resolution on the approval of the actions of the members of the Supervisory Board for the 2020 financial year. | Management | For | |||||||||||
| 5a. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, shall be appointed independent auditor and Group auditor for the 2021 financial year. | Management | For | |||||||||||
| 5b. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, shall, in addition, be appointed independent auditor to review the condensed financial statements and the interim management report (Section 115 (5) German Securities Trading Act (Wertpapierhandelsgesetz - WpHG) in the 2021 financial year. | Management | For | |||||||||||
| 5c. | The appointment of Ernst & Young GmbH Wirtschaftsprüfungsgesellschaft, Stuttgart, resolved by the shareholders meeting on June 19, 2020 under agenda item 8, as independent auditor for any review of additional interim financial reports (Section 115 (7) German Securities Trading Act) in the first quarter of the 2021 financial year is repealed; instead, PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, is appointed ...(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||
| 5d. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, is also appointed as independent auditor for any review of additional interim financial reports (Section 115 (7) German Securities Trading Act) in the third quarter of the 2021 financial year and the first quarter of the 2022 financial year. | Management | For | |||||||||||
| 6. | Election of a Supervisory Board member. | Management | For | |||||||||||
| 7. | Resolution on the authorization to acquire and use own shares with possible exclusion of subscription rights and any right to tender shares as well as of the option to redeem own shares, reducing the capital stock. | Management | For | |||||||||||
| 8. | Resolution on the authorization to use equity derivatives to acquire own shares with possible exclusion of any right to tender shares. | Management | For | |||||||||||
| 9. | Resolution on the approval of the compensation system for the Board of Management members. | Management | For | |||||||||||
| 10. | Resolution on the compensation of Supervisory Board members. | Management | For | |||||||||||
| 11. | Additional item on the agenda at the request of a shareholder: Resolution on the amendment of Section 16 (3) of the Articles of Incorporation of Deutsche Telekom AG. | Shareholder | For | |||||||||||
| DEUTSCHE TELEKOM AG | ||||||||||||||
| Security | 251566105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DTEGY | Meeting Date | 01-Apr-2021 | |||||||||||
| ISIN | US2515661054 | Agenda | 935353449 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 2. | Resolution on the appropriation of net income. | Management | No Action | |||||||||||
| 3. | Resolution on the approval of the actions of the members of the Board of Management for the 2020 financial year. | Management | No Action | |||||||||||
| 4. | Resolution on the approval of the actions of the members of the Supervisory Board for the 2020 financial year. | Management | No Action | |||||||||||
| 5a. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, shall be appointed independent auditor and Group auditor for the 2021 financial year. | Management | No Action | |||||||||||
| 5b. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, shall, in addition, be appointed independent auditor to review the condensed financial statements and the interim management report (Section 115 (5) German Securities Trading Act (Wertpapierhandelsgesetz - WpHG) in the 2021 financial year. | Management | No Action | |||||||||||
| 5c. | The appointment of Ernst & Young GmbH Wirtschaftsprüfungsgesellschaft, Stuttgart, resolved by the shareholders meeting on June 19, 2020 under agenda item 8, as independent auditor for any review of additional interim financial reports (Section 115 (7) German Securities Trading Act) in the first quarter of the 2021 financial year is repealed; instead, PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, is appointed ...(due to space limits, see proxy statement for full proposal). | Management | No Action | |||||||||||
| 5d. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, is also appointed as independent auditor for any review of additional interim financial reports (Section 115 (7) German Securities Trading Act) in the third quarter of the 2021 financial year and the first quarter of the 2022 financial year. | Management | No Action | |||||||||||
| 6. | Election of a Supervisory Board member. | Management | No Action | |||||||||||
| 7. | Resolution on the authorization to acquire and use own shares with possible exclusion of subscription rights and any right to tender shares as well as of the option to redeem own shares, reducing the capital stock. | Management | No Action | |||||||||||
| 8. | Resolution on the authorization to use equity derivatives to acquire own shares with possible exclusion of any right to tender shares. | Management | No Action | |||||||||||
| 9. | Resolution on the approval of the compensation system for the Board of Management members. | Management | No Action | |||||||||||
| 10. | Resolution on the compensation of Supervisory Board members. | Management | No Action | |||||||||||
| 11. | Additional item on the agenda at the request of a shareholder: Resolution on the amendment of Section 16 (3) of the Articles of Incorporation of Deutsche Telekom AG. | Shareholder | No Action | |||||||||||
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||||||||||
| Security | 806857108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SLB | Meeting Date | 07-Apr-2021 | |||||||||||
| ISIN | AN8068571086 | Agenda | 935338170 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: Patrick de La Chevardière | Management | For | For | ||||||||||
| 1.2 | Election of Director: Miguel M. Galuccio | Management | For | For | ||||||||||
| 1.3 | Election of Director: Olivier Le Peuch | Management | For | For | ||||||||||
| 1.4 | Election of Director: Tatiana A. Mitrova | Management | For | For | ||||||||||
| 1.5 | Election of Director: Maria M. Hanssen | Management | For | For | ||||||||||
| 1.6 | Election of Director: Mark G. Papa | Management | For | For | ||||||||||
| 1.7 | Election of Director: Henri Seydoux | Management | For | For | ||||||||||
| 1.8 | Election of Director: Jeff W. Sheets | Management | For | For | ||||||||||
| 2. | Approval of the advisory resolution to approve our executive compensation. | Management | For | For | ||||||||||
| 3. | Approval of our consolidated balance sheet as of December 31, 2020; our consolidated statement of income for the year ended December 31, 2020; and our Board of Directors' declarations of dividends in 2020, as reflected in our 2020 Annual Report to Stockholders. | Management | For | For | ||||||||||
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2021. | Management | For | For | ||||||||||
| 5. | Approval of an amendment and restatement of the 2017 Schlumberger Omnibus Stock Incentive Plan. | Management | For | For | ||||||||||
| 6. | Approval of an amendment and restatement of the Schlumberger Discounted Stock Purchase Plan. | Management | For | For | ||||||||||
| 7. | Approval of an amendment and restatement of the 2004 Stock and Deferral Plan for Non-Employee Directors. | Management | For | For | ||||||||||
| ADVANCED MICRO DEVICES, INC. | ||||||||||||||
| Security | 007903107 | Meeting Type | Special | |||||||||||
| Ticker Symbol | AMD | Meeting Date | 07-Apr-2021 | |||||||||||
| ISIN | US0079031078 | Agenda | 935345810 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Approve the issuance of shares of common stock, par value $0.01 per share, of AMD to the stockholders of Xilinx, Inc. ("Xilinx") in connection with the merger contemplated by the Agreement and Plan of Merger, dated October 26, 2020, as it may be amended from time to time, by and among AMD, Thrones Merger Sub, Inc., a wholly owned subsidiary of AMD, and Xilinx (the "AMD share issuance proposal"). | Management | For | For | ||||||||||
| 2. | Approve the adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the AMD share issuance proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to the stockholders of AMD. | Management | For | For | ||||||||||
| DAVIDE CAMPARI-MILANO N.V. | ||||||||||||||
| Security | N24565108 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 08-Apr-2021 | ||||||||||||
| ISIN | NL0015435975 | Agenda | 713632013 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| O.1 | OPENING | Non-Voting | ||||||||||||
| O.2.a | 2020 ANNUAL REPORT | Non-Voting | ||||||||||||
| O.2.b | REMUNERATION REPORT | Management | No Action | |||||||||||
| O.2.c | SUBSTANTIAL CHANGE IN THE CORPORATE GOVERNANCE | Non-Voting | ||||||||||||
| O.2.d | TO APPROVE THE ADOPTION OF 2020 ANNUAL ACCOUNTS | Management | No Action | |||||||||||
| O.3.a | POLICY ON ADDITIONS TO RESERVES AND DIVIDENDS | Non-Voting | ||||||||||||
| O.3.b | TO DETERMINE AND TO DISTRIBUTE DIVIDEND | Management | No Action | |||||||||||
| O.4.a | RELEASE FROM LIABILITY OF THE EXECUTIVE DIRECTORS | Management | No Action | |||||||||||
| O.4.b | RELEASE FROM LIABILITY OF NON-EXECUTIVE DIRECTORS | Management | No Action | |||||||||||
| O.5 | TO APPROVE A STOCK OPTION PLAN FOR EMPLOYEES | Management | No Action | |||||||||||
| O.6 | TO APPROVE AN EXTRA MILE BONUS PLAN | Management | No Action | |||||||||||
| O.7 | TO APPROVE A STOCK OPTION PLAN PURSUANT TO ART.114-BIS OF ITALIAN LEGISLATIVE DECREE NO. 58/98 | Management | No Action | |||||||||||
| O.8 | TO AUTHORIZE THE BOARD OF DIRECTORS TO REPURCHASE OWN SHARES OF THE COMPANY | Management | No Action | |||||||||||
| O.9 | TO CONFIRM THE APPOINTMENT OF ERNST & YOUNG ACCOUNTANTS LLP AS INDEPENDENT EXTERNAL AUDITOR ENTRUSTED WITH THE AUDIT OF THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2021 | Management | No Action | |||||||||||
| CMMT | 01 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 03 MAR 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM AGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| H.B. FULLER COMPANY | ||||||||||||||
| Security | 359694106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FUL | Meeting Date | 08-Apr-2021 | |||||||||||
| ISIN | US3596941068 | Agenda | 935336772 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Thomas W. Handley | For | For | |||||||||||
| 2 | Maria Teresa Hilado | For | For | |||||||||||
| 3 | Ruth S. Kimmelshue | For | For | |||||||||||
| 2. | A non-binding advisory vote to approve the compensation of our named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| 3. | The ratification of the appointment of Ernst & Young LLP as H.B. Fuller's independent registered public accounting firm for the fiscal year ending November 27, 2021. | Management | For | For | ||||||||||
| 4. | The approval of the amendment and restatement of the H.B. Fuller Company 2020 Master Incentive Plan to increase shares and adopt certain other amendments. | Management | Against | Against | ||||||||||
| JARDINE STRATEGIC HOLDINGS LTD (BERMUDAS) | ||||||||||||||
| Security | G50764102 | Meeting Type | Special General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 12-Apr-2021 | ||||||||||||
| ISIN | BMG507641022 | Agenda | 713724044 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 534087 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS, PLEASE REFER TO-THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS | Non-Voting | ||||||||||||
| 1 | APPROVE THE AMALGAMATION AGREEMENT | Management | No Action | |||||||||||
| TELESITES SAB DE CV | ||||||||||||||
| Security | P90355135 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 12-Apr-2021 | ||||||||||||
| ISIN | MX01SI080038 | Agenda | 713735465 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | APPROVE COMPANY'S RESTRUCTURING PLAN | Management | No Action | |||||||||||
| 2 | AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | Management | No Action | |||||||||||
| CMMT | 30 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING-TYPE FROM EGM TO OGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| SWEDISH MATCH AB | ||||||||||||||
| Security | W92277115 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 13-Apr-2021 | ||||||||||||
| ISIN | SE0000310336 | Agenda | 713666242 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 526921 DUE TO CHANGE IN-VOTING STATUS FOR RESOLUTION 6. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | ELECTION OF THE CHAIRMAN OF THE MEETING | Non-Voting | ||||||||||||
| 2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
| 3 | ELECTION OF TWO PERSONS TO VERIFY THE MINUTES: PETER LUNDKVIST AND FILIPPA- GERSTADT | Non-Voting | ||||||||||||
| 4 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
| 5 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
| 6 | RESOLUTION ON THE REMUNERATION REPORT | Management | No Action | |||||||||||
| 7 | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AND OF THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||||
| 8 | RESOLUTION REGARDING ALLOCATION OF THE COMPANY'S PROFIT IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET AND RESOLUTION ON A RECORD DAY FOR DIVIDEND | Management | No Action | |||||||||||
| 9.A | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: CHARLES A. BLIXT | Management | No Action | |||||||||||
| 9.B | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: ANDREW CRIPPS | Management | No Action | |||||||||||
| 9.C | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: JACQUELINE HOOGERBRUGGE | Management | No Action | |||||||||||
| 9.D | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: CONNY CARLSSON | Management | No Action | |||||||||||
| 9.E | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: ALEXANDER LACIK | Management | No Action | |||||||||||
| 9.F | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: PAULINE LINDWALL | Management | No Action | |||||||||||
| 9.G | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: WENCHE ROLFSEN | Management | No Action | |||||||||||
| 9.H | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: JOAKIM WESTH | Management | No Action | |||||||||||
| 9.I | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: PATRIK ENGELBREKTSSON | Management | No Action | |||||||||||
| 9.J | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: PAR-OLA OLAUSSON | Management | No Action | |||||||||||
| 9.K | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: DRAGAN POPOVIC | Management | No Action | |||||||||||
| 9.L | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE PRESIDENT FOR 2020: LARS DAHLGREN (AS THE PRESIDENT) | Management | No Action | |||||||||||
| 10 | RESOLUTION REGARDING THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE MEETING: EIGHT | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT RESOLUTIONS 11 TO 14 ARE PROPOSED BY NOMINATING COMMITTEE-AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||||
| 11 | RESOLUTION REGARDING REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 12.A | RE- ELECTION OF BOARD MEMBER: CHARLES A. BLIXT | Management | No Action | |||||||||||
| 12.B | RE- ELECTION OF BOARD MEMBER: ANDREW CRIPPS | Management | No Action | |||||||||||
| 12.C | RE- ELECTION OF BOARD MEMBER: JACQUELINE HOOGERBRUGGE | Management | No Action | |||||||||||
| 12.D | RE- ELECTION OF BOARD MEMBER: CONNY CARLSSON | Management | No Action | |||||||||||
| 12.E | RE- ELECTION OF BOARD MEMBER: ALEXANDER LACIK | Management | No Action | |||||||||||
| 12.F | RE- ELECTION OF BOARD MEMBER: PAULINE LINDWALL | Management | No Action | |||||||||||
| 12.G | RE- ELECTION OF BOARD MEMBER: WENCHE ROLFSEN | Management | No Action | |||||||||||
| 12.H | RE- ELECTION OF BOARD MEMBER: JOAKIM WESTH | Management | No Action | |||||||||||
| 12.I | RE-ELECTION OF THE CHAIRMAN OF THE BOARD: CONNY KARLSSON | Management | No Action | |||||||||||
| 12.J | RE-ELECTION OF THE DEPUTY CHAIRMAN OF THE BOARD: ANDREW CRIPPS | Management | No Action | |||||||||||
| 13 | RESOLUTION REGARDING THE NUMBER OF AUDITORS | Management | No Action | |||||||||||
| 14 | RESOLUTION REGARDING REMUNERATION TO THE AUDITOR | Management | No Action | |||||||||||
| 15 | ELECTION OF AUDITOR: THE NOMINATING COMMITTEE PROPOSES THAT THE NUMBER OF AUDITORS SHALL BE ONE WITH NO DEPUTY AUDITOR AND THAT THE AUDITOR COMPANY DELOITTE AB SHALL BE ELECTED AS AUDITOR FOR THE PERIOD AS OF THE END OF THE ANNUAL GENERAL MEETING 2021 UNTIL THE END OF THE ANNUAL GENERAL MEETING 2022 | Management | No Action | |||||||||||
| 16.A | RESOLUTION REGARDING: THE REDUCTION OF THE SHARE CAPITAL BY MEANS OF WITHDRAWAL OF REPURCHASED SHARES | Management | No Action | |||||||||||
| 16.B | RESOLUTION REGARDING: BONUS ISSUE | Management | No Action | |||||||||||
| 17 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE ON ACQUISITIONS OF SHARES IN THE COMPANY | Management | No Action | |||||||||||
| 18 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE ON TRANSFER OF SHARES IN THE COMPANY | Management | No Action | |||||||||||
| 19 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE NEW SHARES | Management | No Action | |||||||||||
| 20.A | RESOLUTION ON: AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| 20.B | RESOLUTION ON: A SPLIT OF THE COMPANY'S SHARES (SHARE SPLIT) | Management | No Action | |||||||||||
| 21 | RESOLUTION ON AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| THE BANK OF NEW YORK MELLON CORPORATION | ||||||||||||||
| Security | 064058100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BK | Meeting Date | 13-Apr-2021 | |||||||||||
| ISIN | US0640581007 | Agenda | 935338132 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Linda Z. Cook | Management | For | For | ||||||||||
| 1B. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||||
| 1C. | Election of Director: Thomas P. "Todd" Gibbons | Management | For | For | ||||||||||
| 1D. | Election of Director: M. Amy Gilliland | Management | For | For | ||||||||||
| 1E. | Election of Director: Jeffrey A. Goldstein | Management | For | For | ||||||||||
| 1F. | Election of Director: K. Guru Gowrappan | Management | For | For | ||||||||||
| 1G. | Election of Director: Ralph Izzo | Management | For | For | ||||||||||
| 1H. | Election of Director: Edmund F. "Ted" Kelly | Management | For | For | ||||||||||
| 1I. | Election of Director: Elizabeth E. Robinson | Management | For | For | ||||||||||
| 1J. | Election of Director: Samuel C. Scott III | Management | For | For | ||||||||||
| 1K. | Election of Director: Frederick O. Terrell | Management | For | For | ||||||||||
| 1L. | Election of Director: Alfred W. "Al" Zollar | Management | For | For | ||||||||||
| 2. | Advisory resolution to approve the 2020 compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of KPMG LLP as our independent auditor for 2021. | Management | For | For | ||||||||||
| 4. | Stockholder proposal regarding stockholder requests for a record date to initiate written consent. | Shareholder | Against | For | ||||||||||
| AIRBUS SE | ||||||||||||||
| Security | N0280G100 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 14-Apr-2021 | ||||||||||||
| ISIN | NL0000235190 | Agenda | 713648472 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | OPENING AND GENERAL INTRODUCTORY STATEMENTS | Non-Voting | ||||||||||||
| 2.1 | PRESENTATION BY THE CHAIRMAN AND THE CHIEF EXECUTIVE OFFICER, INCLUDING THE-REPORT BY THE BOARD OF DIRECTORS IN RESPECT OF THE: CORPORATE GOVERNANCE-STATEMENT | Non-Voting | ||||||||||||
| 2.2 | PRESENTATION BY THE CHAIRMAN AND THE CHIEF EXECUTIVE OFFICER, INCLUDING THE-REPORT BY THE BOARD OF DIRECTORS IN RESPECT OF THE: REPORT ON THE BUSINESS-AND FINANCIAL RESULTS OF 2020 | Non-Voting | ||||||||||||
| 2.3 | PRESENTATION BY THE CHAIRMAN AND THE CHIEF EXECUTIVE OFFICER, INCLUDING THE-REPORT BY THE BOARD OF DIRECTORS IN RESPECT OF THE: POLICY ON DIVIDEND | Non-Voting | ||||||||||||
| 3 | DISCUSSION OF ALL AGENDA ITEMS | Non-Voting | ||||||||||||
| 4.1 | VOTE ON THE RESOLUTION IN RESPECT OF THE: ADOPTION OF THE AUDITED ACCOUNTS FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
| 4.2 | VOTE ON THE RESOLUTION IN RESPECT OF THE: RELEASE FROM LIABILITY OF THE NON-EXECUTIVE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 4.3 | VOTE ON THE RESOLUTION IN RESPECT OF THE: RELEASE FROM LIABILITY OF THE EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 4.4 | VOTE ON THE RESOLUTION IN RESPECT OF THE: RENEWAL OF THE APPOINTMENT OF ERNST & YOUNG ACCOUNTANTS LLP AS AUDITOR FOR THE FINANCIAL YEAR 2021 | Management | No Action | |||||||||||
| 4.5 | VOTE ON THE RESOLUTION IN RESPECT OF THE: APPROVAL, AS AN ADVISORY VOTE, OF THE IMPLEMENTATION OF THE REMUNERATION POLICY FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
| 4.6 | VOTE ON THE RESOLUTION IN RESPECT OF THE: RENEWAL OF THE APPOINTMENT OF MR. RENE OBERMANN AS NON-EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS FOR A TERM OF THREE YEARS | Management | No Action | |||||||||||
| 4.7 | VOTE ON THE RESOLUTION IN RESPECT OF THE: RENEWAL OF THE APPOINTMENT OF MS. AMPARO MORALEDA AS NON-EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS FOR A TERM OF THREE YEARS | Management | No Action | |||||||||||
| 4.8 | VOTE ON THE RESOLUTION IN RESPECT OF THE: RENEWAL OF THE APPOINTMENT OF MR. VICTOR CHU AS NON-EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS FOR A TERM OF THREE YEARS | Management | No Action | |||||||||||
| 4.9 | VOTE ON THE RESOLUTION IN RESPECT OF THE: RENEWAL OF THE APPOINTMENT OF MR. JEAN- PIERRE CLAMADIEU AS NON-EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS FOR A TERM OF THREE YEARS | Management | No Action | |||||||||||
| 4.10 | VOTE ON THE RESOLUTION IN RESPECT OF THE: DELEGATION TO THE BOARD OF DIRECTORS OF POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO SUBSCRIBE FOR SHARES AND TO LIMIT OR EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF EXISTING SHAREHOLDERS FOR THE PURPOSE OF EMPLOYEE SHARE OWNERSHIP PLANS AND SHARE-RELATED LONG-TERM INCENTIVE PLANS | Management | No Action | |||||||||||
| 4.11 | VOTE ON THE RESOLUTION IN RESPECT OF THE: DELEGATION TO THE BOARD OF DIRECTORS OF POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO SUBSCRIBE FOR SHARES AND TO LIMIT OR EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF EXISTING SHAREHOLDERS FOR THE PURPOSE OF FUNDING (OR ANY OTHER CORPORATE PURPOSE ) THE COMPANY AND ITS GROUP COMPANIES | Management | No Action | |||||||||||
| 4.12 | VOTE ON THE RESOLUTION IN RESPECT OF THE: RENEWAL OF THE AUTHORISATION FOR THE BOARD OF DIRECTORS TO REPURCHASE UP TO 10% OF THE COMPANY'S ISSUED SHARE CAPITAL | Management | No Action | |||||||||||
| 4.13 | VOTE ON THE RESOLUTION IN RESPECT OF THE: CANCELLATION OF SHARES REPURCHASED BY THE COMPANY | Management | No Action | |||||||||||
| 5 | CLOSING OF THE MEETING | Non-Voting | ||||||||||||
| CMMT | 05 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 05 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| KONINKLIJKE KPN NV | ||||||||||||||
| Security | N4297B146 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 14-Apr-2021 | ||||||||||||
| ISIN | NL0000009082 | Agenda | 713650706 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 1. | OPENING AND ANNOUNCEMENTS | Non-Voting | ||||||||||||
| 2. | REPORT BY THE BOARD OF MANAGEMENT FOR THE FISCAL YEAR 2020 | Non-Voting | ||||||||||||
| 3. | PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 4. | REMUNERATION REPORT IN THE FISCAL YEAR 2020 (ADVISORY VOTE) | Management | No Action | |||||||||||
| 5. | EXPLANATION OF THE FINANCIAL AND DIVIDEND POLICY | Non-Voting | ||||||||||||
| 6. | PROPOSAL TO DETERMINE THE DIVIDEND OVER THE FISCAL YEAR 2020: EUR 13.00 PER SHARE | Management | No Action | |||||||||||
| 7. | PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD OF MANAGEMENT FROM LIABILITY | Management | No Action | |||||||||||
| 8. | PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY | Management | No Action | |||||||||||
| 9. | PROPOSAL TO APPOINT THE EXTERNAL AUDITOR FOR THE FISCAL YEAR 2022: ERNST AND YOUNG ACCOUNTANTS LLP | Management | No Action | |||||||||||
| 10. | OPPORTUNITY TO MAKE RECOMMENDATIONS FOR THE APPOINTMENT OF MEMBERS OF THE- SUPERVISORY BOARD | Non-Voting | ||||||||||||
| 11. | PROPOSAL TO APPOINT MR. E.J.C. OVERBEEK AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 12. | PROPOSAL TO APPOINT MR. G.J.A. VAN DE AAST AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 13. | ANNOUNCEMENT CONCERNING VACANCIES IN THE SUPERVISORY BOARD ARISING IN 2022 | Non-Voting | ||||||||||||
| 14. | PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT TO RESOLVE THAT THE COMPANY MAY ACQUIRE ITS OWN SHARES | Management | No Action | |||||||||||
| 15. | PROPOSAL TO REDUCE THE CAPITAL BY CANCELLING OWN SHARES | Management | No Action | |||||||||||
| 16. | PROPOSAL TO DESIGNATE THE BOARD OF MANAGEMENT AS THE COMPETENT BODY TO ISSUE ORDINARY SHARES | Management | No Action | |||||||||||
| 17. | PROPOSAL TO DESIGNATE THE BOARD OF MANAGEMENT AS THE COMPETENT BODY TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS UPON ISSUING ORDINARY SHARES | Management | No Action | |||||||||||
| 18. | ANY OTHER BUSINESS | Non-Voting | ||||||||||||
| 19. | VOTING RESULTS AND CLOSURE OF THE MEETING | Non-Voting | ||||||||||||
| CMMT | 26 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS 9 AND 6. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU | Non-Voting | ||||||||||||
| SULZER AG | ||||||||||||||
| Security | H83580284 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 14-Apr-2021 | ||||||||||||
| ISIN | CH0038388911 | Agenda | 713717102 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 534649 DUE TO SPLITTING-OF RES 5.1 AND 6.1. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
| 1.1 | BUSINESS REVIEW, FINANCIAL STATEMENTS OF SULZER LTD AND CONSOLIDATED FINANCIAL STATEMENTS 2020, REPORTS OF THE AUDITORS | Management | No Action | |||||||||||
| 1.2 | ADVISORY VOTE ON THE COMPENSATION REPORT 2020 | Management | No Action | |||||||||||
| 2 | APPROPRIATION OF NET PROFITS: CHF 4.00 PER SHARE | Management | No Action | |||||||||||
| 3 | DISCHARGE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | No Action | |||||||||||
| 4.1 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 4.2 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE EXECUTIVE COMMITTEE | Management | No Action | |||||||||||
| 5.1 | RE-ELECTION OF MR. PETER LOESCHER AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 5.2.1 | RE-ELECTIONS OF THE MEMBER OF THE BOARD OF DIRECTORS: MRS. HANNE BIRGITTE BREINBJERG SORENSEN | Management | No Action | |||||||||||
| 5.2.2 | RE-ELECTIONS OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. MATTHIAS BICHSEL | Management | No Action | |||||||||||
| 5.2.3 | RE-ELECTIONS OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. MIKHAIL LIFSHITZ | Management | No Action | |||||||||||
| 5.2.4 | RE-ELECTIONS OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. ALEXEY MOSKOV | Management | No Action | |||||||||||
| 5.2.5 | RE-ELECTIONS OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. GERHARD ROISS | Management | No Action | |||||||||||
| 5.3.1 | ELECTION OF NEW MEMBER: MRS. SUZANNE THOMA | Management | No Action | |||||||||||
| 5.3.2 | ELECTION OF NEW MEMBER: MR. DAVID METZGER | Management | No Action | |||||||||||
| 6.1.1 | RE-ELECTION OF THREE MEMBER OF THE REMUNERATION COMMITTEE: MRS. HANNE BIRGITTE BREINBJERG SORENSEN | Management | No Action | |||||||||||
| 6.1.2 | RE-ELECTION OF THREE MEMBER OF THE REMUNERATION COMMITTEE: MR. GERHARD ROISS | Management | No Action | |||||||||||
| 6.2 | ELECTION OF A NEW MEMBER TO THE REMUNERATION COMMITTEE: SUZANNE THOMA | Management | No Action | |||||||||||
| 7 | RE-ELECTION OF THE AUDITORS: KPMG LTD., ZURICH | Management | No Action | |||||||||||
| 8 | RE-ELECTION OF THE INDEPENDENT PROXY: PROXY VOTING SERVICES GMBH, ZURICH | Management | No Action | |||||||||||
| 9 | INTRODUCTION OF CONDITIONAL SHARE CAPITAL | Management | No Action | |||||||||||
| CMMT | 23 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| JULIUS BAER GRUPPE AG | ||||||||||||||
| Security | H4414N103 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 14-Apr-2021 | ||||||||||||
| ISIN | CH0102484968 | Agenda | 713719891 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| 1.1 | FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2020 | Management | No Action | |||||||||||
| 1.2 | CONSULTATIVE VOTE ON THE REMUNERATION REPORT 2020 | Management | No Action | |||||||||||
| 2 | APPROPRIATION OF DISPOSABLE PROFIT: DISSOLUTION AND DISTRIBUTION OF STATUTORY CAPITAL RESERVE | Management | No Action | |||||||||||
| 3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE BOARD | Management | No Action | |||||||||||
| 4.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS: MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE COMING TERM OF OFFICE (AGM 2021 TO AGM 2022) | Management | No Action | |||||||||||
| 4.2.1 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD: AGGREGATE AMOUNT OF VARIABLE CASH-BASED COMPENSATION ELEMENTS FOR THE COMPLETED FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
| 4.2.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD: AGGREGATE AMOUNT OF VARIABLE SHARE-BASED COMPENSATION ELEMENTS THAT ARE ALLOCATED IN THE CURRENT FINANCIAL YEAR 2021 | Management | No Action | |||||||||||
| 4.2.3 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD: MAXIMUM AGGREGATE AMOUNT OF FIXED COMPENSATION FOR THE NEXT FINANCIAL YEAR 2022 | Management | No Action | |||||||||||
| 5.1.1 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. ROMEO LACHER | Management | No Action | |||||||||||
| 5.1.2 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. GILBERT ACHERMANN | Management | No Action | |||||||||||
| 5.1.3 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. HEINRICH BAUMANN | Management | No Action | |||||||||||
| 5.1.4 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. RICHARD CAMPBELL-BREEDEN | Management | No Action | |||||||||||
| 5.1.5 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. IVO FURRER | Management | No Action | |||||||||||
| 5.1.6 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MRS. CLAIRE GIRAUT | Management | No Action | |||||||||||
| 5.1.7 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MRS. KATHRYN SHIH | Management | No Action | |||||||||||
| 5.1.8 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MS. EUNICE ZEHNDER-LAI | Management | No Action | |||||||||||
| 5.1.9 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MS. OLGA ZOUTENDIJK | Management | No Action | |||||||||||
| 5.2.1 | NEW ELECTIONS TO THE BOARD OF DIRECTOR: MR. DAVID NICOL | Management | No Action | |||||||||||
| 5.3 | RE-ELECTION OF MR. ROMEO LACHER AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 5.4.1 | RE-ELECTIONS TO THE COMPENSATION COMMITTEE: MR. GILBERT ACHERMANN | Management | No Action | |||||||||||
| 5.4.2 | RE-ELECTIONS TO THE COMPENSATION COMMITTEE: MR. RICHARD CAMPBELL-BREEDEN | Management | No Action | |||||||||||
| 5.4.3 | RE-ELECTIONS TO THE COMPENSATION COMMITTEE: MRS. KATHRYN SHIH | Management | No Action | |||||||||||
| 5.4.4 | RE-ELECTIONS TO THE COMPENSATION COMMITTEE: MRS. EUNICE ZEHNDER-LAI | Management | No Action | |||||||||||
| 6 | ELECTION OF THE STATUTORY AUDITOR: KPMG AG, ZURICH | Management | No Action | |||||||||||
| 7 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: MR. MARC NATER | Management | No Action | |||||||||||
| 8 | CAPITAL REDUCTION (WITH AMENDMENTS OF THE ARTICLES OF INCORPORATION) | Management | No Action | |||||||||||
| 9 | AMENDMENTS OF THE ARTICLES OF INCORPORATION | Management | No Action | |||||||||||
| KAMAN CORPORATION | ||||||||||||||
| Security | 483548103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KAMN | Meeting Date | 14-Apr-2021 | |||||||||||
| ISIN | US4835481031 | Agenda | 935337837 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A | Election of Director: Aisha M. Barry | Management | For | For | ||||||||||
| 1B | Election of Director: E. Reeves Callaway III | Management | For | For | ||||||||||
| 1C | Election of Director: A. William Higgins | Management | For | For | ||||||||||
| 1D | Election of Director: Michelle J. Lohmeier | Management | For | For | ||||||||||
| 1E | Election of Director: George E. Minnich | Management | For | For | ||||||||||
| 1F | Election of Director: Ian K. Walsh | Management | For | For | ||||||||||
| 2. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||||||||
| 4. | Advisory vote on a shareholder proposal seeking to change the threshold percentage of shares needed to call a special meeting. | Shareholder | Abstain | Against | ||||||||||
| HEWLETT PACKARD ENTERPRISE COMPANY | ||||||||||||||
| Security | 42824C109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HPE | Meeting Date | 14-Apr-2021 | |||||||||||
| ISIN | US42824C1099 | Agenda | 935339045 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Daniel Ammann | Management | For | For | ||||||||||
| 1B. | Election of Director: Pamela L. Carter | Management | For | For | ||||||||||
| 1C. | Election of Director: Jean M. Hobby | Management | For | For | ||||||||||
| 1D. | Election of Director: George R. Kurtz | Management | For | For | ||||||||||
| 1E. | Election of Director: Raymond J. Lane | Management | For | For | ||||||||||
| 1F. | Election of Director: Ann M. Livermore | Management | For | For | ||||||||||
| 1G. | Election of Director: Antonio F. Neri | Management | For | For | ||||||||||
| 1H. | Election of Director: Charles H. Noski | Management | For | For | ||||||||||
| 1I. | Election of Director: Raymond E. Ozzie | Management | For | For | ||||||||||
| 1J. | Election of Director: Gary M. Reiner | Management | For | For | ||||||||||
| 1K. | Election of Director: Patricia F. Russo | Management | For | For | ||||||||||
| 1L. | Election of Director: Mary Agnes Wilderotter | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of the independent registered public accounting firm for the fiscal year ending October 31, 2021. | Management | For | For | ||||||||||
| 3. | Approval of the Hewlett Packard Enterprise 2021 Stock Incentive Plan. | Management | For | For | ||||||||||
| 4. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| 5. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| LVMH MOET HENNESSY LOUIS VUITTON SE | ||||||||||||||
| Security | F58485115 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 15-Apr-2021 | ||||||||||||
| ISIN | FR0000121014 | Agenda | 713673110 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | 12 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE | Non-Voting | ||||||||||||
| NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE NOTE-THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER-RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER-INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO-PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK-TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | ||||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | 08 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF COMMENT AND CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY SENT-IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU AND PLEASE NOTE THAT IMPORTANT ADDITIONAL-MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202103102100415-30 | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
| 4 | APPROVAL OF REGULATED AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF MR. ANTOINE ARNAULT AS DIRECTOR | Management | No Action | |||||||||||
| 6 | RENEWAL OF THE TERM OF OFFICE OF MR. NICOLAS BAZIRE AS DIRECTOR | Management | No Action | |||||||||||
| 7 | RENEWAL OF THE TERM OF OFFICE OF MR. CHARLES DE CROISSET AS DIRECTOR | Management | No Action | |||||||||||
| 8 | RENEWAL OF THE TERM OF OFFICE OF MR. YVES- THIBAULT DE SILGUY AS DIRECTOR | Management | No Action | |||||||||||
| 9 | APPOINTMENT OF MR. M. OLIVIER LENEL AS DEPUTY STATUTORY AUDITOR, AS A REPLACEMENT FOR MR. PHILIPPE CASTAGNAC WHO RESIGNED | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE CHANGES MADE FOR THE FINANCIAL YEAR 2020 TO THE DIRECTORS' COMPENSATION POLICY | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE CHANGES MADE FOR THE YEAR 2020 TO THE COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND THE DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 12 | APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L. 22-10-9 I OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 13 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR 2020 OR GRANTED FOR THE SAME FINANCIAL YEAR TO MR. BERNARD ARNAULT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 14 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR 2020 OR GRANTED FOR THE SAME FINANCIAL YEAR TO MR. ANTONIO BELLONI, DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 15 | APPROVAL OF THE COMPENSATION POLICY OF DIRECTORS | Management | No Action | |||||||||||
| 16 | APPROVAL OF THE COMPENSATION POLICY OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 17 | APPROVAL OF THE COMPENSATION POLICY OF THE DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 18 | AUTHORIZATION FOR THE BOARD OF DIRECTORS, FOR A PERIOD OF 18 MONTHS, TO TRADE IN THE COMPANY'S SHARES FOR A MAXIMUM PURCHASE PRICE OF 700 EUROS PER SHARE, I.E. A MAXIMUM AGGREGATE AMOUNT OF 35.3 BILLION EUROS | Management | No Action | |||||||||||
| 19 | AUTHORIZATION TO THE BOARD OF DIRECTORS, FOR A PERIOD OF 18 MONTHS, TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES HELD BY THE COMPANY FOLLOWING THE REPURCHASE OF ITS OWN SHARES | Management | No Action | |||||||||||
| 20 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE CAPITAL BY INCORPORATING PROFITS, RESERVES, PREMIUMS OR OTHERS | Management | No Action | |||||||||||
| 21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE COMMON SHARES, AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS | Management | No Action | |||||||||||
| 22 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE, BY WAY OF A PUBLIC OFFERING, COMMON SHARES, AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT WITH A PRIORITY RIGHT OPTION | Management | No Action | |||||||||||
| 23 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE COMMON SHARES, AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF QUALIFIED INVESTORS OR A LIMITED CIRCLE OF INVESTORS | Management | No Action | |||||||||||
| 24 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH RETENTION OR CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE RIGHT OF SUBSCRIPTION IN THE CONTEXT OF OVER- ALLOTMENT OPTIONS IN THE EVENT OF SUBSCRIPTIONS EXCEEDING THE NUMBER OF SECURITIES PROPOSED | Management | No Action | |||||||||||
| 25 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR TO THE ALLOCATION OF DEBT SECURITIES AS REMUNERATION OF SECURITIES CONTRIBUTED TO ANY PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | No Action | |||||||||||
| 26 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE, WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL, COMMON SHARES OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OF THE COMPANY OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AS REMUNERATION FOR CONTRIBUTIONS IN KIND OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, GRANTED TO THE COMPANY | Management | No Action | |||||||||||
| 27 | AUTHORIZATION FOR THE BOARD OF DIRECTORS, FOR A PERIOD OF 26 MONTHS, TO GRANT SHARE SUBSCRIPTION OPTIONS WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS, OR SHARE PURCHASE OPTIONS TO EMPLOYEES AND/OR EXECUTIVE OFFICERS OF THE COMPANY AND RELATED ENTITIES, WITHIN THE LIMIT OF 1% OF THE CAPITAL | Management | No Action | |||||||||||
| 28 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHTS, FOR THE BENEFIT OF THE MEMBERS OF THE GROUP'S COMPANY SAVINGS PLAN(S), WITHIN THE LIMIT OF 1% OF THE SHARE CAPITAL | Management | No Action | |||||||||||
| 29 | SETTING OF THE OVERALL CEILING FOR IMMEDIATE OR FUTURE CAPITAL INCREASES DECIDED BY VIRTUE OF DELEGATIONS OF AUTHORITY | Management | No Action | |||||||||||
| 30 | AMENDMENT TO ARTICLE 22 OF THE BY-LAWS CONCERNING THE STATUTORY AUDITORS | Management | No Action | |||||||||||
| CHRISTIAN DIOR SE | ||||||||||||||
| Security | F26334106 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 15-Apr-2021 | ||||||||||||
| ISIN | FR0000130403 | Agenda | 713673122 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | 11 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE | Non-Voting | ||||||||||||
| NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE NOTE-THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER-RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER-INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO-PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK-TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | ||||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | 05 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF COMMENT AND CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY SENT-IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU AND PLEASE NOTE THAT IMPORTANT ADDITIONAL-MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202103102100416-30 | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 - SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
| 4 | APPROVAL OF THE REGULATED AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF MRS. DELPHINE ARNAULT AS DIRECTOR | Management | No Action | |||||||||||
| 6 | RENEWAL OF THE TERM OF OFFICE OF MRS. HELENE DESMARAIS AS DIRECTOR | Management | No Action | |||||||||||
| 7 | RENEWAL OF THE TERM OF OFFICE OF MR. JAIME DE MARICHALAR Y SAENZ DE TEJADA AS CENSOR | Management | No Action | |||||||||||
| 8 | APPROVAL OF THE ADJUSTMENTS MADE FOR THE YEAR 2020 TO THE COMPENSATION POLICY FOR DIRECTORS | Management | No Action | |||||||||||
| 9 | APPROVAL OF THE ADJUSTMENTS MADE FOR THE YEAR 2020 TO THE COMPENSATION POLICY FOR TWO EXECUTIVE CORPORATE OFFICERS | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE INFORMATION MENTIONED IN SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR 2020 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. BERNARD ARNAULT, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 12 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR 2020 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. SIDNEY TOLEDANO, CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 13 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS | Management | No Action | |||||||||||
| 14 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 15 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 16 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS, TO TRADE IN THE COMPANY'S SHARES FOR A MAXIMUM PURCHASE PRICE OF 700 EUROS PER SHARE, REPRESENTING A MAXIMUM CUMULATIVE AMOUNT OF 12.7 BILLION EUROS | Management | No Action | |||||||||||
| 17 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS, TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES HELD BY THE COMPANY FOLLOWING THE REPURCHASE OF ITS OWN SECURITIES | Management | No Action | |||||||||||
| 18 | AMENDMENT TO ARTICLE 15 OF THE BY-LAWS IN ORDER TO SET THE AGE LIMIT FOR THE CHIEF EXECUTIVE OFFICER AND DEPUTY CHIEF EXECUTIVE OFFICER AT 75 YEARS OLD | Management | No Action | |||||||||||
| SVENSKA CELLULOSA AKTIEBOLAGET SCA | ||||||||||||||
| Security | W90152120 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 15-Apr-2021 | ||||||||||||
| ISIN | SE0000112724 | Agenda | 713679489 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 1 | ELECTION OF A CHAIRMAN OF THE MEETING: ATTORNEY-AT-LAW EVA HAGG | Non-Voting | ||||||||||||
| 2 | ELECTION OF TWO PERSONS TO VERIFY THE MINUTES OF THE MEETING: MADELEINE- WALLMARK, ANDERS OSCARSSON | Non-Voting | ||||||||||||
| 3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
| 4 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
| 5 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
| 6 | SUBMISSION OF THE ANNUAL REPORT AND THE AUDITORS' REPORT, AND THE-CONSOLIDATED FINANCIAL REPORT AND AUDITORS' REPORT ON THE CONSOLIDATED-FINANCIAL REPORT, AS WELL AS THE AUDITOR'S STATEMENT REGARDING COMPLIANCE-WITH GUIDELINES FOR REMUNERATION OF SENIOR EXECUTIVES THAT HAVE APPLIED SINCE-THE PRECEDING AGM | Non-Voting | ||||||||||||
| 7.A | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET, AND OF THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||||
| 7.B | RESOLUTION ON APPROPRIATIONS OF THE COMPANY'S EARNINGS UNDER THE ADOPTED BALANCE SHEET AND RECORD DATE FOR DIVIDEND: SEK 2.0 PER SHARE | Management | No Action | |||||||||||
| 7.C.1 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: CHARLOTTE BENGTSSON | Management | No Action | |||||||||||
| 7.C.2 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: PAR BOMAN | Management | No Action | |||||||||||
| 7.C.3 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: LENNART EVRELL | Management | No Action | |||||||||||
| 7.C.4 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: ANNEMARIE GARDSHOL | Management | No Action | |||||||||||
| 7.C.5 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: ULF LARSSON (IN HIS CAPACITY AS BOARD MEMBER) | Management | No Action | |||||||||||
| 7.C.6 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: MARTIN LINDQVIST | Management | No Action | |||||||||||
| 7.C.7 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: LOTTA LYRA (FOR THE PERIOD JAN 1, 2020-MAY 6, 2020) | Management | No Action | |||||||||||
| 7.C.8 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: BERT NORDBERG | Management | No Action | |||||||||||
| 7.C.9 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: ANDERS SUNDSTROM | Management | No Action | |||||||||||
| 7.C10 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: BARBARA M. THORALFSSON | Management | No Action | |||||||||||
| 7.C11 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: ROGER BOSTROM (EMPLOYEE REPRESENTATIVE) | Management | No Action | |||||||||||
| 7.C12 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: HANS WENTJARV (EMPLOYEE REPRESENTATIVE, FOR THE PERIOD JAN 1, 2020-MAY 30, 2020) | Management | No Action | |||||||||||
| 7.C13 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: JOHANNA VIKLUND LINDEN (EMPLOYEE REPRESENTATIVE) | Management | No Action | |||||||||||
| 7.C14 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: PER ANDERSSON (DEPUTY EMPLOYEE REPRESENTATIVE) | Management | No Action | |||||||||||
| 7.C15 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: MARIA JONSSON (DEPUTY EMPLOYEE REPRESENTATIVE) | Management | No Action | |||||||||||
| 7.C16 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: STEFAN LUNDKVIST (DEPUTY EMPLOYEE REPRESENTATIVE) | Management | No Action | |||||||||||
| 7.C17 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: ULF LARSSON (IN HIS CAPACITY AS PRESIDENT) | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT RESOLUTIONS 8 TO 13 ARE PROPOSED BY NOMINATION COMMITTEE AND- BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||||
| 8 | RESOLUTION ON THE NUMBER OF MEMBERS AND DEPUTY MEMBERS OF THE BOARD OF DIRECTORS: THE NUMBER OF BOARD MEMBERS SHALL BE TEN WITH NO DEPUTIES | Management | No Action | |||||||||||
| 9 | RESOLUTION ON THE NUMBER OF AUDITORS AND DEPUTY AUDITORS: THE NUMBER OF AUDITORS SHALL BE ONE WITH NO DEPUTY | Management | No Action | |||||||||||
| 10.1 | RESOLUTION ON THE FEES TO BE PAID TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 10.2 | RESOLUTION ON THE FEES TO BE PAID TO AUDITORS | Management | No Action | |||||||||||
| 11.1 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: CHARLOTTE BENGTSSON (RE-ELECTION) | Management | No Action | |||||||||||
| 11.2 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: PAR BOMAN (RE- ELECTION) | Management | No Action | |||||||||||
| 11.3 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: LENNART EVRELL (RE- ELECTION) | Management | No Action | |||||||||||
| 11.4 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: ANNEMARIE GARDSHOL (RE-ELECTION) | Management | No Action | |||||||||||
| 11.5 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: ULF LARSSON (RE- ELECTION) | Management | No Action | |||||||||||
| 11.6 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: MARTIN LINDQVIST (RE-ELECTION) | Management | No Action | |||||||||||
| 11.7 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: BERT NORDBERG (RE- ELECTION) | Management | No Action | |||||||||||
| 11.8 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: ANDERS SUNDSTROM (RE-ELECTION) | Management | No Action | |||||||||||
| 11.9 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: BARBARA M. THORALFSSON (RE-ELECTION) | Management | No Action | |||||||||||
| 11.10 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: CARINA HAKANSSON (NEW ELECTION) | Management | No Action | |||||||||||
| 12 | ELECTION OF CHAIRMAN OF THE BOARD OF DIRECTORS PAR BOMAN (RE-ELECTION) | Management | No Action | |||||||||||
| 13 | ELECTION OF AUDITORS AND DEPUTY AUDITORS: RE-ELECTION OF THE REGISTERED FIRM OF ACCOUNTANTS EY AB IN ACCORDANCE WITH THE AUDIT COMMITTEE'S RECOMMENDATION, FOR THE PERIOD UP UNTIL THE END OF THE 2022 AGM. IF ELECTED, EY AB HAS ANNOUNCED ITS APPOINTMENT OF AUTHORIZED PUBLIC ACCOUNTANT FREDRIK NORRMAN AS SENIOR AUDITOR | Management | No Action | |||||||||||
| 14 | RESOLUTION ON APPROVAL OF REMUNERATION REPORT | Management | No Action | |||||||||||
| 15 | RESOLUTION ON AMENDMENTS OF THE ARTICLES OF ASSOCIATION: ARTICLE 15, ARTICLE 1, ARTICLE 16, ARTICLE 17 | Management | No Action | |||||||||||
| CMMT | 12 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | 12 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| NESTLE S.A. | ||||||||||||||
| Security | H57312649 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 15-Apr-2021 | ||||||||||||
| ISIN | CH0038863350 | Agenda | 713713469 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 508495 DUE TO RECEIPT OF-CHANGE IN VOTING STAUS FOR RESOLUTON 8. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE- CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| 1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2020 | Management | No Action | |||||||||||
| 1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2020 (ADVISORY VOTE) | Management | No Action | |||||||||||
| 2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | No Action | |||||||||||
| 3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
| 4.1.1 | RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: PAUL BULCKE | Management | No Action | |||||||||||
| 4.1.2 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ULF MARK SCHNEIDER | Management | No Action | |||||||||||
| 4.1.3 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HENRI DE CASTRIES | Management | No Action | |||||||||||
| 4.1.4 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: RENATO FASSBIND | Management | No Action | |||||||||||
| 4.1.5 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PABLO ISLA | Management | No Action | |||||||||||
| 4.1.6 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ANN M. VENEMAN | Management | No Action | |||||||||||
| 4.1.7 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: EVA CHENG | Management | No Action | |||||||||||
| 4.1.8 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PATRICK AEBISCHER | Management | No Action | |||||||||||
| 4.1.9 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KASPER RORSTED | Management | No Action | |||||||||||
| 4.110 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KIMBERLY A. ROSS | Management | No Action | |||||||||||
| 4.111 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DICK BOER | Management | No Action | |||||||||||
| 4.112 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DINESH PALIWAL | Management | No Action | |||||||||||
| 4.113 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HANNE JIMENEZ DE MORA | Management | No Action | |||||||||||
| 4.2 | ELECTION TO THE BOARD OF DIRECTORS: LINDIWE MAJELE SIBANDA | Management | No Action | |||||||||||
| 4.3.1 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PABLO ISLA | Management | No Action | |||||||||||
| 4.3.2 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PATRICK AEBISCHER | Management | No Action | |||||||||||
| 4.3.3 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DICK BOER | Management | No Action | |||||||||||
| 4.3.4 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: KASPER RORSTED | Management | No Action | |||||||||||
| 4.4 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG LTD, LAUSANNE BRANCH | Management | No Action | |||||||||||
| 4.5 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | No Action | |||||||||||
| 5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | No Action | |||||||||||
| 6 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management | No Action | |||||||||||
| 7 | SUPPORT OF NESTLE'S CLIMATE ROADMAP (ADVISORY VOTE) | Management | No Action | |||||||||||
| 8 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL | Shareholder | No Action | |||||||||||
| GENTING SINGAPORE LIMITED | ||||||||||||||
| Security | Y2692C139 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 15-Apr-2021 | ||||||||||||
| ISIN | SGXE21576413 | Agenda | 713722999 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | TO RECEIVE AND ADOPT THE DIRECTORS' STATEMENT AND AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 AND THE AUDITOR'S REPORT THEREON | Management | For | For | ||||||||||
| 2 | TO DECLARE A FINAL ONE-TIER TAX EXEMPT DIVIDEND OF SGD0.01 PER ORDINARY SHARE | Management | For | For | ||||||||||
| 3 | TO RE-ELECT MR JONATHAN ASHERSON | Management | Abstain | Against | ||||||||||
| 4 | TO RE-ELECT MR TAN WAH YEOW | Management | Abstain | Against | ||||||||||
| 5 | TO RE-ELECT MR HAUW SZE SHIUNG WINSTON | Management | For | For | ||||||||||
| 6 | TO APPROVE DIRECTORS' FEES OF UP TO SGD1,981,000 FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2021 | Management | For | For | ||||||||||
| 7 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
| 8 | PROPOSED RENEWAL OF THE GENERAL MANDATE FOR INTERESTED PERSON TRANSACTIONS | Management | For | For | ||||||||||
| 9 | PROPOSED RENEWAL OF THE SHARE BUY-BACK MANDATE | Management | For | For | ||||||||||
| CNH INDUSTRIAL N V | ||||||||||||||
| Security | N20944109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CNHI | Meeting Date | 15-Apr-2021 | |||||||||||
| ISIN | NL0010545661 | Agenda | 935345656 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 2b. | Adoption of the 2020 Annual Financial Statements. | Management | For | For | ||||||||||
| 2c. | Determination and distribution of dividend. | Management | For | For | ||||||||||
| 2d. | Release from liability of the executive directors and the non-executive directors of the Board. | Management | For | For | ||||||||||
| 3. | Advisory vote on application of the remuneration policy in 2020. | Management | For | For | ||||||||||
| 4a. | Re-appointment of Suzanne Heywood | Management | For | For | ||||||||||
| 4b. | Appointment of Scott W. Wine | Management | For | For | ||||||||||
| 4c. | Re-appointment of Howard W. Buffett | Management | For | For | ||||||||||
| 4d. | Re-appointment of Tufan Erginbilgic | Management | For | For | ||||||||||
| 4e. | Re-appointment of Léo W. Houle | Management | For | For | ||||||||||
| 4f. | Re-appointment of John B. Lanaway | Management | For | For | ||||||||||
| 4g. | Re-appointment of Alessandro Nasi | Management | For | For | ||||||||||
| 4h. | Re-appointment of Lorenzo Simonelli | Management | For | For | ||||||||||
| 4i. | Re-appointment of Vagn Sørensen | Management | For | For | ||||||||||
| 5. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company. | Management | For | For | ||||||||||
| 6. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. | Management | For | For | ||||||||||
| STELLANTIS N.V. | ||||||||||||||
| Security | N82405106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | STLA | Meeting Date | 15-Apr-2021 | |||||||||||
| ISIN | NL00150001Q9 | Agenda | 935346862 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 2.c | Remuneration Report 2020 (advisory voting). | Management | Abstain | Against | ||||||||||
| 2.d | Adoption of the Annual Accounts 2020. | Management | For | For | ||||||||||
| 2.e | Extraordinary distribution. | Management | For | For | ||||||||||
| 2.f | Granting of discharge to the directors in respect of the performance of their duties during the financial year 2020. | Management | Abstain | Against | ||||||||||
| 3. | Proposal to appoint Ernst & Young Accountants LLP as the Company's independent auditor. | Management | For | For | ||||||||||
| 4.a | Proposal to amend the remuneration policy of the Board of Directors. | Management | For | For | ||||||||||
| 4.b | Proposal to adopt the Equity Incentive Plan and authorization to the Board of Directors (i) to issue shares or grant rights to subscribe for shares and (ii) to exclude pre-emptive rights in connection with the Equity Incentive Plan. | Management | Abstain | Against | ||||||||||
| 5. | Proposal to authorize the Board of Directors to acquire fully paid-up common shares in the Company's own share capital in accordance with article 9 of the Company's articles of association. | Management | For | For | ||||||||||
| 6. | Proposal to cancel all class B special voting shares held by the Company in its own share capital in accordance with article 10 of the Company's articles of association. | Management | For | For | ||||||||||
| TELEFONICA BRASIL SA | ||||||||||||||
| Security | 87936R205 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VIV | Meeting Date | 15-Apr-2021 | |||||||||||
| ISIN | US87936R2058 | Agenda | 935358362 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Examine the management's accounts, analyze, discuss and vote on the Company's Financial Statements, in conjunction with the Management Report, Independent Auditors' Report and Audit Committee's Opinion regarding the fiscal year ended on December 31, 2020, as per the Shareholders Meeting Manual. | Management | For | For | ||||||||||
| 2. | Resolve on the profitability allocation for the fiscal year ended December 31, 2020 and on the distribution of dividends to the shareholders of the Company, as per the Shareholders Meeting Manual. | Management | For | For | ||||||||||
| 3.1 | Appointment of candidates for the Fiscal Council (the shareholder might appoint as many candidates as there are vacancies to be filled in the general election): Cremênio Medola Netto (Effective member) / Juarez Rosa da Silva (Alternate member) | Management | For | |||||||||||
| 3.2 | Appointment of candidates for the Fiscal Council (the shareholder might appoint as many candidates as there are vacancies to be filled in the general election): Charles Edwards Allen (Effective member) / Stael Prata Silva Filho (Alternate member) | Management | For | |||||||||||
| 4. | Set the annual global remuneration of the board of directors and of the members of the fiscal board for the fiscal year of 2021, as per the Shareholders Meeting Manual. | Management | For | |||||||||||
| STELLANTIS N.V. | ||||||||||||||
| Security | N82405106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | STLA | Meeting Date | 15-Apr-2021 | |||||||||||
| ISIN | NL00150001Q9 | Agenda | 935362525 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 2.c | Remuneration Report 2020 (advisory voting). | Management | Abstain | Against | ||||||||||
| 2.d | Adoption of the Annual Accounts 2020. | Management | For | For | ||||||||||
| 2.e | Extraordinary distribution. | Management | For | For | ||||||||||
| 2.f | Granting of discharge to the directors in respect of the performance of their duties during the financial year 2020. | Management | Abstain | Against | ||||||||||
| 3. | Proposal to appoint Ernst & Young Accountants LLP as the Company's independent auditor. | Management | For | For | ||||||||||
| 4.a | Proposal to amend the remuneration policy of the Board of Directors. | Management | For | For | ||||||||||
| 4.b | Proposal to adopt the Equity Incentive Plan and authorization to the Board of Directors (i) to issue shares or grant rights to subscribe for shares and (ii) to exclude pre-emptive rights in connection with the Equity Incentive Plan. | Management | Abstain | Against | ||||||||||
| 5. | Proposal to authorize the Board of Directors to acquire fully paid-up common shares in the Company's own share capital in accordance with article 9 of the Company's articles of association. | Management | For | For | ||||||||||
| 6. | Proposal to cancel all class B special voting shares held by the Company in its own share capital in accordance with article 10 of the Company's articles of association. | Management | For | For | ||||||||||
| CNH INDUSTRIAL N V | ||||||||||||||
| Security | N20944109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CNHI | Meeting Date | 15-Apr-2021 | |||||||||||
| ISIN | NL0010545661 | Agenda | 935363349 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 2b. | Adoption of the 2020 Annual Financial Statements. | Management | For | For | ||||||||||
| 2c. | Determination and distribution of dividend. | Management | For | For | ||||||||||
| 2d. | Release from liability of the executive directors and the non-executive directors of the Board. | Management | For | For | ||||||||||
| 3. | Advisory vote on application of the remuneration policy in 2020. | Management | For | For | ||||||||||
| 4a. | Re-appointment of Suzanne Heywood | Management | For | For | ||||||||||
| 4b. | Appointment of Scott W. Wine | Management | For | For | ||||||||||
| 4c. | Re-appointment of Howard W. Buffett | Management | For | For | ||||||||||
| 4d. | Re-appointment of Tufan Erginbilgic | Management | For | For | ||||||||||
| 4e. | Re-appointment of Léo W. Houle | Management | For | For | ||||||||||
| 4f. | Re-appointment of John B. Lanaway | Management | For | For | ||||||||||
| 4g. | Re-appointment of Alessandro Nasi | Management | For | For | ||||||||||
| 4h. | Re-appointment of Lorenzo Simonelli | Management | For | For | ||||||||||
| 4i. | Re-appointment of Vagn Sørensen | Management | For | For | ||||||||||
| 5. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company. | Management | For | For | ||||||||||
| 6. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. | Management | For | For | ||||||||||
| COVESTRO AG | ||||||||||||||
| Security | D15349109 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 16-Apr-2021 | ||||||||||||
| ISIN | DE0006062144 | Agenda | 713657748 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.30 PER SHARE | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 5 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 6 | ELECT LISE KINGO TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 7 | APPROVE CREATION OF EUR 58 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 8 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
| 9 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||||
| CMMT | 08 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXY EDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 08 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| DMY TECHNOLOGY GROUP, INC. II | ||||||||||||||
| Security | 233277102 | Meeting Type | Special | |||||||||||
| Ticker Symbol | DMYD | Meeting Date | 16-Apr-2021 | |||||||||||
| ISIN | US2332771029 | Agenda | 935374556 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | The Business Combination Proposal - To approve and adopt the Business Combination Agreement dated as of October 27, 2020, by and among dMY Technology Group, Inc. II ("dMY"), Maven TopCo Limited ("TopCo"), Maven Midco Limited ("MidCo"), Galileo NewCo Limited ("NewCo"), Genius Merger Sub, Inc. ("Merger Sub") and dMY Sponsor II, LLC (the "Sponsor"). Please see proxy statement for full proposal language | Management | For | For | ||||||||||
| 2. | the Adjournment Proposal - to approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal. | Management | For | For | ||||||||||
| BANCO BILBAO VIZCAYA ARGENTARIA SA | ||||||||||||||
| Security | E11805103 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 19-Apr-2021 | ||||||||||||
| ISIN | ES0113211835 | Agenda | 713706933 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 20 APR 2021. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | SHAREHOLDERS HOLDING LESS THAN "500" SHARES (MINIMUM AMOUNT TO ATTEND THE- MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL-ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION-TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO-ATTEND THE MEETING | Non-Voting | ||||||||||||
| 1.1 | APPROVAL OF THE ANNUAL ACCOUNTS AND MANAGEMENT REPORTS OF BBVA, S.A. AND ITS CONSOLIDATED GROUP CORRESPONDING TO THE YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 1.2 | APPROVAL OF THE NON FINANCIAL INFORMATION STATEMENT OF BBVA, S.A. AND THAT OF ITS CONSOLIDATED GROUP CORRESPONDING TO THE YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 1.3 | APPROVAL OF THE APPLICATION OF THE RESULTS OF THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
| 1.4 | APPROVAL OF THE CORPORATE MANAGEMENT DURING THE 2020 FINANCIAL YEAR | Management | No Action | |||||||||||
| 2.1 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MR. JOSE MIGUEL ANDRES TORRECILLAS | Management | No Action | |||||||||||
| 2.2 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MR. JAIME FELIX CARUANA LACORTE | Management | No Action | |||||||||||
| 2.3 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MRS. BELEN GARIJO LOPEZ | Management | No Action | |||||||||||
| 2.4 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MR. JOSE MALDONADO RAMOS | Management | No Action | |||||||||||
| 2.5 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MRS. ANA CRISTINA PERALTA MORENO | Management | No Action | |||||||||||
| 2.6 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: JUAN PI LLORENS | Management | No Action | |||||||||||
| 2.7 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MR. JAN PAUL MARIE FRANCIS VERPLANCKE | Management | No Action | |||||||||||
| 3 | APPROVAL OF A DISTRIBUTION OF EUR 0.059 PER SHARE CHARGED TO THE SHARE PREMIUM ACCOUNT | Management | No Action | |||||||||||
| 4 | APPROVAL OF A DISTRIBUTION CHARGED TO THE BANK'S DISTRIBUTABLE ITEMS FOR A MAXIMUM AMOUNT EQUIVALENT TO 35PCT OF THE CONSOLIDATED PROFIT CORRESPONDING TO THE FIRST HALF OF 2021, EXCLUDING AMOUNTS AND EXTRAORDINARY ITEMS, SUBJECT TO CERTAIN CONDITIONS AND LIMITATIONS | Management | No Action | |||||||||||
| 5 | DELEGATION TO THE BOARD OF DIRECTORS, WITH EXPRESS SUB DELEGATION POWERS, OF THE POWER TO ISSUE SECURITIES EVENTUALLY CONVERTIBLE INTO COMPANY SHARES (COCOS), FOR A PERIOD OF FIVE YEARS, UP TO A MAXIMUM AMOUNT OF EUR 8,000,000,000 DELEGATING IN TURN THE POWER TO EXCLUDE THE PRE EMPTIVE SUBSCRIPTION RIGHT IN SAID SECURITIES ISSUES, AS WELL AS THE POWER TO INCREASE THE SHARE CAPITAL BY THE NECESSARY AMOUNT AND TO MODIFY THE CORRESPONDING ARTICLE OF THE COMPANY BYLAWS | Management | No Action | |||||||||||
| 6 | APPROVAL OF THE REDUCTION OF THE BANK'S SHARE CAPITAL UP TO A MAXIMUM AMOUNT CORRESPONDING TO 10PCT OF THE SAME ON THE DATE OF THE AGREEMENT, THROUGH THE AMORTIZATION OF TREASURY SHARES THAT HAVE BEEN ACQUIRED THROUGH ANY MECHANISM WITH THE AIM OF BEING AMORTIZED, DELEGATING TO THE BOARD OF DIRECTORS THE POSSIBILITY OF EXECUTING THE REDUCTION ONE OR MORE TIMES | Management | No Action | |||||||||||
| 7 | APPROVAL OF THE REMUNERATION POLICY FOR THE DIRECTORS OF BBVA, S.A., AND THE MAXIMUM NUMBER OF SHARES TO BE DELIVERED, AS THE CASE MAY BE, AS A RESULT OF ITS EXECUTION | Management | No Action | |||||||||||
| 8 | APPROVAL OF A MAXIMUM LEVEL OF VARIABLE REMUNERATION OF UP TO 200PCT OF THE FIXED COMPONENT OF TOTAL REMUNERATION FOR A SPECIFIC GROUP OF EMPLOYEES WHOSE PROFESSIONAL ACTIVITIES SIGNIFICANTLY AFFECT THE GROUP'S RISK PROFILE | Management | No Action | |||||||||||
| 9 | RE ELECTION OF THE ACCOUNT AUDITORS OF BBVA, S.A. AND ITS CONSOLIDATED GROUP FOR FISCAL YEAR 2021: KPMG AUDITORES | Management | No Action | |||||||||||
| 10 | MODIFICATION OF ARTICLE 21 (FORM AND CONTENT OF THE CALL) OF THE BYLAWS OF BBVA, S.A | Management | No Action | |||||||||||
| 11 | MODIFICATION OF ARTICLE 5 (PUBLICATION OF THE CALL) OF THE REGULATIONS OF THE GENERAL MEETING OF BANCO BILBAO VIZCAYA ARGENTARIA, S.A | Management | No Action | |||||||||||
| 12 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WITH THE POWER OF SUBSTITUTION, TO FORMALIZE, CORRECT, INTERPRET AND EXECUTE THE RESOLUTIONS ADOPTED BY THE GENERAL MEETING | Management | No Action | |||||||||||
| 13 | CONSULTATIVE VOTE ON THE ANNUAL REPORT ON REMUNERATION OF THE DIRECTORS OF BBVA, S.A | Management | No Action | |||||||||||
| CMMT | 18 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | 18 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.- FURTHER TO CHANGE IN RECORD DATE FROM 14 APR 2021 TO 15 APR 2021 AND-MODIFICATION OF TEXT IN RESOLUTION 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| OI S.A. | ||||||||||||||
| Security | 670851500 | Meeting Type | Special | |||||||||||
| Ticker Symbol | OIBRC | Meeting Date | 19-Apr-2021 | |||||||||||
| ISIN | US6708515001 | Agenda | 935392287 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1) | Consideration and resolution on the issuance, by the Company, of the declaration required by Judgment No. 1, dated January 8, 2021, which gave rise to the Prior Consent from the National Telecommunications Agency (Agência Nacional de Telecomunicações), or Anatel, for the merger of Telemar Norte Leste S.A. - In Judicial Reorganization ("Telemar"), a wholly- owned subsidiary of Oi, with and into the Company, as provided for in the Judicial Reorganization Plan. | Management | For | For | ||||||||||
| 2) | Ratification of the appointment and engagement of the specialized company Meden Consultoria Empresarial Ltda. ("Meden"), responsible for preparing (i) the appraisal report, at book value, of Telemar's shareholders' equity, to be incorporated to the Company's shareholders' equity, (ii) the valuation report of the shareholders' net equity of the Company and Telemar, at market prices, on the same date and according to the same criteria, for purposes of article 264 of Law no. ... (due to space limits, see proxy statement for full proposal). | Management | For | For | ||||||||||
| 3) | Evaluation and deliberation about the valuation reports prepared by Meden, for the purposes of the merger of Telemar by the Company. | Management | For | For | ||||||||||
| 4) | Evaluation and deliberation about the valuation report prepared by Meden, for the purposes of the transfer of the spun-off portion of BTCM to the Company. | Management | For | For | ||||||||||
| 5) | Examination, discussion and resolution on the Protocol and Justification of the Merger of Telemar Norte Leste S.A. - In Judicial Reorganization with and into Oi S.A. - In Judicial Reorganization, including all its attachments ("Protocol and Justification of the Merger"), which establishes the terms and conditions of the merger of Telemar with and into the Company(the "Merger"). | Management | For | For | ||||||||||
| 6) | Resolution on the Merger proposal, under the terms of the Protocol and Justification of the Merger and pursuant to article 227 of the Brazilian Corporation Law, and the corresponding amendment to the caput of Article 5 of the Company's Bylaws to reflect the issuance of common shares to be held in treasury as a result of the Merger, without changing the amount of its capital stock. | Management | For | For | ||||||||||
| 7) | Examination, discussion and resolution on the Protocol and Justification of the Partial Spin-off of Brasil Telecom Comunicação Multimídia S.A. with the Transfer of the Spun-Off Portion to Oi S.A. - In Judicial Reorganization, including all its attachments ("Protocol and Justification of the Partial Spin-off"), which establishes the terms and conditions of the partial spin-off of BTCM (the "Partial Spin-off") with the transfer of the spun-off portion to the Company (the "Transfer of the Spun-off Portion")". | Management | For | For | ||||||||||
| 8) | Resolution on the Transfer of the Spun-off Portion of BTCM proposal, in the terms of the Protocol and Justification of the Partial Spin-off and in the form of article 229 of the Brazilian Corporation Law. | Management | For | For | ||||||||||
| 9) | Amendment to the wording of article 2 of the Company's Bylaws, to further detail certain activities already covered in its current corporate purpose, as a result of the Transfer of the Spun-off Portion and in preparation for the corporate reorganizations involving Oi and its subsidiaries that are necessary to comply with the Judicial Reorganization Plan. | Management | For | For | ||||||||||
| 10) | Authorization for the Company's management to practice all acts necessary to effect the Merger and the Transfer of the Spun-off Portion. | Management | For | For | ||||||||||
| OI S.A. | ||||||||||||||
| Security | 670851401 | Meeting Type | Special | |||||||||||
| Ticker Symbol | OIBRQ | Meeting Date | 19-Apr-2021 | |||||||||||
| ISIN | US6708514012 | Agenda | 935392287 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1) | Consideration and resolution on the issuance, by the Company, of the declaration required by Judgment No. 1, dated January 8, 2021, which gave rise to the Prior Consent from the National Telecommunications Agency (Agência Nacional de Telecomunicações), or Anatel, for the merger of Telemar Norte Leste S.A. - In Judicial Reorganization ("Telemar"), a wholly- owned subsidiary of Oi, with and into the Company, as provided for in the Judicial Reorganization Plan. | Management | For | For | ||||||||||
| 2) | Ratification of the appointment and engagement of the specialized company Meden Consultoria Empresarial Ltda. ("Meden"), responsible for preparing (i) the appraisal report, at book value, of Telemar's shareholders' equity, to be incorporated to the Company's shareholders' equity, (ii) the valuation report of the shareholders' net equity of the Company and Telemar, at market prices, on the same date and according to the same criteria, for purposes of article 264 of Law no. ... (due to space limits, see proxy statement for full proposal). | Management | For | For | ||||||||||
| 3) | Evaluation and deliberation about the valuation reports prepared by Meden, for the purposes of the merger of Telemar by the Company. | Management | For | For | ||||||||||
| 4) | Evaluation and deliberation about the valuation report prepared by Meden, for the purposes of the transfer of the spun-off portion of BTCM to the Company. | Management | For | For | ||||||||||
| 5) | Examination, discussion and resolution on the Protocol and Justification of the Merger of Telemar Norte Leste S.A. - In Judicial Reorganization with and into Oi S.A. - In Judicial Reorganization, including all its attachments ("Protocol and Justification of the Merger"), which establishes the terms and conditions of the merger of Telemar with and into the Company(the "Merger"). | Management | For | For | ||||||||||
| 6) | Resolution on the Merger proposal, under the terms of the Protocol and Justification of the Merger and pursuant to article 227 of the Brazilian Corporation Law, and the corresponding amendment to the caput of Article 5 of the Company's Bylaws to reflect the issuance of common shares to be held in treasury as a result of the Merger, without changing the amount of its capital stock. | Management | For | For | ||||||||||
| 7) | Examination, discussion and resolution on the Protocol and Justification of the Partial Spin-off of Brasil Telecom Comunicação Multimídia S.A. with the Transfer of the Spun-Off Portion to Oi S.A. - In Judicial Reorganization, including all its attachments ("Protocol and Justification of the Partial Spin-off"), which establishes the terms and conditions of the partial spin-off of BTCM (the "Partial Spin-off") with the transfer of the spun-off portion to the Company (the "Transfer of the Spun-off Portion")". | Management | For | For | ||||||||||
| 8) | Resolution on the Transfer of the Spun-off Portion of BTCM proposal, in the terms of the Protocol and Justification of the Partial Spin-off and in the form of article 229 of the Brazilian Corporation Law. | Management | For | For | ||||||||||
| 9) | Amendment to the wording of article 2 of the Company's Bylaws, to further detail certain activities already covered in its current corporate purpose, as a result of the Transfer of the Spun-off Portion and in preparation for the corporate reorganizations involving Oi and its subsidiaries that are necessary to comply with the Judicial Reorganization Plan. | Management | For | For | ||||||||||
| 10) | Authorization for the Company's management to practice all acts necessary to effect the Merger and the Transfer of the Spun-off Portion. | Management | For | For | ||||||||||
| SIKA AG | ||||||||||||||
| Security | H7631K273 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 20-Apr-2021 | ||||||||||||
| ISIN | CH0418792922 | Agenda | 713714764 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR 2020 | Management | No Action | |||||||||||
| 2 | APPROPRIATION OF THE RETAINED EARNINGS OF SIKA AG: CHF 2.50 PER SHARE | Management | No Action | |||||||||||
| 3 | GRANTING DISCHARGE TO THE ADMINISTRATIVE BODIES | Management | No Action | |||||||||||
| 4.1.1 | RE-ELECTION OF THE BOARD OF DIRECTOR: PAUL J.HAELG AS A MEMBER | Management | No Action | |||||||||||
| 4.1.2 | RE-ELECTION OF THE BOARD OF DIRECTOR: MONIKA RIBAR AS A MEMBER | Management | No Action | |||||||||||
| 4.1.3 | RE-ELECTION OF THE BOARD OF DIRECTOR: DANIEL J.SAUTER AS A MEMBER | Management | No Action | |||||||||||
| 4.1.4 | RE-ELECTION OF THE BOARD OF DIRECTOR: CHRISTOPH TOBLER AS A MEMBER | Management | No Action | |||||||||||
| 4.1.5 | RE-ELECTION OF THE BOARD OF DIRECTOR: JUSTIN M.HOWELL AS A MEMBER | Management | No Action | |||||||||||
| 4.1.6 | RE-ELECTION OF THE BOARD OF DIRECTOR: THIERRY F. J. VANLANCKER AS A MEMBER | Management | No Action | |||||||||||
| 4.1.7 | RE-ELECTION OF THE BOARD OF DIRECTOR: VIKTOR W.BALLI AS A MEMBER | Management | No Action | |||||||||||
| 4.2 | ELECTION TO THE BOARD OF DIRECTORS: PAUL SCHULER AS A MEMBER | Management | No Action | |||||||||||
| 4.3 | ELECTION OF THE CHAIRMAN: PAUL J. HAELG | Management | No Action | |||||||||||
| 4.4.1 | ELECTION OF THE NOMINATION AND COMPENSATION COMMITTEE: DANIEL J. SAUTER TO THE NOMINATION AND COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 4.4.2 | ELECTION OF THE NOMINATION AND COMPENSATION COMMITTEE: JUSTIN M. HOWELL TO THE NOMINATION AND COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 4.4.3 | ELECTION OF THE NOMINATION AND COMPENSATION COMMITTEE: THIERRY F. J. VANLANCKER TO THE NOMINATION AND COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 4.5 | ELECTION OF STATUTORY AUDITORS: RE- ELECTION OF ERNST & YOUNG AG | Management | No Action | |||||||||||
| 4.6 | ELECTION OF INDEPENDENT PROXY: RE-ELECTION OF JOST WINDLIN | Management | No Action | |||||||||||
| 5.1 | COMPENSATION: CONSULTATIVE VOTE ON THE 2020 COMPENSATION REPORT | Management | No Action | |||||||||||
| 5.2 | COMPENSATION: APPROVAL OF THE FUTURE COMPENSATION OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 5.3 | COMPENSATION: APPROVAL OF THE FUTURE COMPENSATION OF THE GROUP MANAGEMENT | Management | No Action | |||||||||||
| 6 | IN CASE THE ANNUAL GENERAL MEETING VOTES ON PROPOSALS THAT ARE NOT LISTED IN THE INVITATION, I INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR MEANS TO VOTE AS PROPOSED BY THE BOARD OF DIRECTORS; AGAINST MEANS TO VOTE AGAINST ADDITIONAL OR AMENDED PROPOSALS; ABSTAIN MEANS TO ABSTAIN FROM VOTING) | Shareholder | No Action | |||||||||||
| THE BOEING COMPANY | ||||||||||||||
| Security | 097023105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BA | Meeting Date | 20-Apr-2021 | |||||||||||
| ISIN | US0970231058 | Agenda | 935340884 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Robert A. Bradway | Management | For | For | ||||||||||
| 1B. | Election of Director: David L. Calhoun | Management | For | For | ||||||||||
| 1C. | Election of Director: Lynne M. Doughtie | Management | For | For | ||||||||||
| 1D. | Election of Director: Edmund P. Giambastiani Jr. | Management | For | For | ||||||||||
| 1E. | Election of Director: Lynn J. Good | Management | For | For | ||||||||||
| 1F. | Election of Director: Akhil Johri | Management | For | For | ||||||||||
| 1G. | Election of Director: Lawrence W. Kellner | Management | For | For | ||||||||||
| 1H. | Election of Director: Steven M. Mollenkopf | Management | For | For | ||||||||||
| 1I. | Election of Director: John M. Richardson | Management | For | For | ||||||||||
| 1J. | Election of Director: Ronald A. Williams | Management | For | For | ||||||||||
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | ||||||||||
| 3. | Ratify the Appointment of Deloitte & Touche LLP as Independent Auditor for 2021. | Management | For | For | ||||||||||
| 4. | Additional Report on Lobbying Activities. | Shareholder | Abstain | Against | ||||||||||
| 5. | Written Consent. | Shareholder | Against | For | ||||||||||
| NEXTERA ENERGY PARTNERS, LP | ||||||||||||||
| Security | 65341B106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NEP | Meeting Date | 20-Apr-2021 | |||||||||||
| ISIN | US65341B1061 | Agenda | 935341622 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Susan D. Austin | Management | For | For | ||||||||||
| 1B. | Election of Director: Robert J. Byrne | Management | For | For | ||||||||||
| 1C. | Election of Director: Peter H. Kind | Management | For | For | ||||||||||
| 1D. | Election of Director: James L. Robo | Management | For | For | ||||||||||
| 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy Partners' independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Approval, by non-binding advisory vote, of the compensation of NextEra Energy Partners' named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||||
| THE COCA-COLA COMPANY | ||||||||||||||
| Security | 191216100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KO | Meeting Date | 20-Apr-2021 | |||||||||||
| ISIN | US1912161007 | Agenda | 935342547 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Herbert A. Allen | Management | For | For | ||||||||||
| 1B. | Election of Director: Marc Bolland | Management | For | For | ||||||||||
| 1C. | Election of Director: Ana Botín | Management | For | For | ||||||||||
| 1D. | Election of Director: Christopher C. Davis | Management | For | For | ||||||||||
| 1E. | Election of Director: Barry Diller | Management | For | For | ||||||||||
| 1F. | Election of Director: Helene D. Gayle | Management | For | For | ||||||||||
| 1G. | Election of Director: Alexis M. Herman | Management | For | For | ||||||||||
| 1H. | Election of Director: Robert A. Kotick | Management | For | For | ||||||||||
| 1I. | Election of Director: Maria Elena Lagomasino | Management | For | For | ||||||||||
| 1J. | Election of Director: James Quincey | Management | For | For | ||||||||||
| 1K. | Election of Director: Caroline J. Tsay | Management | For | For | ||||||||||
| 1L. | Election of Director: David B. Weinberg | Management | For | For | ||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as Independent Auditors. | Management | For | For | ||||||||||
| 4. | Shareowner proposal on sugar and public health. | Shareholder | Against | For | ||||||||||
| ADOBE INC | ||||||||||||||
| Security | 00724F101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ADBE | Meeting Date | 20-Apr-2021 | |||||||||||
| ISIN | US00724F1012 | Agenda | 935343412 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director for a term of one year: Amy Banse | Management | For | For | ||||||||||
| 1B. | Election of Director for a term of one year: Melanie Boulden | Management | For | For | ||||||||||
| 1C. | Election of Director for a term of one year: Frank Calderoni | Management | For | For | ||||||||||
| 1D. | Election of Director for a term of one year: James Daley | Management | For | For | ||||||||||
| 1E. | Election of Director for a term of one year: Laura Desmond | Management | For | For | ||||||||||
| 1F. | Election of Director for a term of one year: Shantanu Narayen | Management | For | For | ||||||||||
| 1G. | Election of Director for a term of one year: Kathleen Oberg | Management | For | For | ||||||||||
| 1H. | Election of Director for a term of one year: Dheeraj Pandey | Management | For | For | ||||||||||
| 1I. | Election of Director for a term of one year: David Ricks | Management | For | For | ||||||||||
| 1J. | Election of Director for a term of one year: Daniel Rosensweig | Management | For | For | ||||||||||
| 1K. | Election of Director for a term of one year: John Warnock | Management | For | For | ||||||||||
| 2. | Approve the Adobe Inc. 2019 Equity Incentive Plan, as amended, to increase the available share reserve by 6 million shares. | Management | Against | Against | ||||||||||
| 3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 3, 2021. | Management | For | For | ||||||||||
| 4. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| MOODY'S CORPORATION | ||||||||||||||
| Security | 615369105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MCO | Meeting Date | 20-Apr-2021 | |||||||||||
| ISIN | US6153691059 | Agenda | 935344438 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Jorge A. Bermudez | Management | For | For | ||||||||||
| 1B. | Election of Director: Thérèse Esperdy | Management | For | For | ||||||||||
| 1C. | Election of Director: Robert Fauber | Management | For | For | ||||||||||
| 1D. | Election of Director: Vincent A. Forlenza | Management | For | For | ||||||||||
| 1E. | Election of Director: Kathryn M. Hill | Management | For | For | ||||||||||
| 1F. | Election of Director: Lloyd W. Howell, Jr. | Management | For | For | ||||||||||
| 1G. | Election of Director: Raymond W. McDaniel, Jr. | Management | For | For | ||||||||||
| 1H. | Election of Director: Leslie F. Seidman | Management | For | For | ||||||||||
| 1I. | Election of Director: Bruce Van Saun | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for 2021. | Management | For | For | ||||||||||
| 3. | Advisory resolution approving executive compensation. | Management | For | For | ||||||||||
| 4. | Advisory "Say-on-Climate Plan" resolution approving the Company's 2020 Decarbonization Plan. | Management | Abstain | Against | ||||||||||
| BANK OF AMERICA CORPORATION | ||||||||||||||
| Security | 060505104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BAC | Meeting Date | 20-Apr-2021 | |||||||||||
| ISIN | US0605051046 | Agenda | 935345670 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Sharon L. Allen | Management | For | For | ||||||||||
| 1B. | Election of Director: Susan S. Bies | Management | For | For | ||||||||||
| 1C. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | ||||||||||
| 1D. | Election of Director: Pierre J.P. de Weck | Management | For | For | ||||||||||
| 1E. | Election of Director: Arnold W. Donald | Management | For | For | ||||||||||
| 1F. | Election of Director: Linda P. Hudson | Management | For | For | ||||||||||
| 1G. | Election of Director: Monica C. Lozano | Management | For | For | ||||||||||
| 1H. | Election of Director: Thomas J. May | Management | For | For | ||||||||||
| 1I. | Election of Director: Brian T. Moynihan | Management | For | For | ||||||||||
| 1J. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||||
| 1K. | Election of Director: Denise L. Ramos | Management | For | For | ||||||||||
| 1L. | Election of Director: Clayton S. Rose | Management | For | For | ||||||||||
| 1M. | Election of Director: Michael D. White | Management | For | For | ||||||||||
| 1N. | Election of Director: Thomas D. Woods | Management | For | For | ||||||||||
| 1O. | Election of Director: R. David Yost | Management | For | For | ||||||||||
| 1P. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||||
| 2. | Approving our executive compensation (an advisory, nonbinding "Say on Pay" resolution). | Management | For | For | ||||||||||
| 3. | Ratifying the appointment of our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 4. | Amending and restating the Bank of America Corporation Key Employee Equity Plan. | Management | For | For | ||||||||||
| 5. | Shareholder proposal requesting amendments to our proxy access by law. | Shareholder | Abstain | Against | ||||||||||
| 6. | Shareholder proposal requesting amendments to allow shareholders to act by written consent. | Shareholder | Against | For | ||||||||||
| 7. | Shareholder proposal requesting a change in organizational form. | Shareholder | Abstain | Against | ||||||||||
| 8. | Shareholder proposal requesting a racial equity audit. | Shareholder | Abstain | Against | ||||||||||
| DANA INCORPORATED | ||||||||||||||
| Security | 235825205 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DAN | Meeting Date | 21-Apr-2021 | |||||||||||
| ISIN | US2358252052 | Agenda | 935342268 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Rachel A. Gonzalez | For | For | |||||||||||
| 2 | James K. Kamsickas | For | For | |||||||||||
| 3 | Virginia A. Kamsky | For | For | |||||||||||
| 4 | Bridget E. Karlin | For | For | |||||||||||
| 5 | Raymond E. Mabus, Jr. | For | For | |||||||||||
| 6 | Michael J. Mack, Jr. | For | For | |||||||||||
| 7 | R. Bruce McDonald | For | For | |||||||||||
| 8 | Diarmuid B. O'Connell | For | For | |||||||||||
| 9 | Keith E. Wandell | For | For | |||||||||||
| 2. | Approval of a non-binding advisory proposal approving executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For | ||||||||||
| 4. | Approval of the Dana Incorporated 2021 Omnibus Incentive Plan. | Management | For | For | ||||||||||
| THE SHERWIN-WILLIAMS COMPANY | ||||||||||||||
| Security | 824348106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SHW | Meeting Date | 21-Apr-2021 | |||||||||||
| ISIN | US8243481061 | Agenda | 935342585 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Kerrii B. Anderson | Management | For | For | ||||||||||
| 1B. | Election of Director: Arthur F. Anton | Management | For | For | ||||||||||
| 1C. | Election of Director: Jeff M. Fettig | Management | For | For | ||||||||||
| 1D. | Election of Director: Richard J. Kramer | Management | For | For | ||||||||||
| 1E. | Election of Director: John G. Morikis | Management | For | For | ||||||||||
| 1F. | Election of Director: Christine A. Poon | Management | For | For | ||||||||||
| 1G. | Election of Director: Aaron M. Powell | Management | For | For | ||||||||||
| 1H. | Election of Director: Michael H. Thaman | Management | For | For | ||||||||||
| 1I. | Election of Director: Matthew Thornton III | Management | For | For | ||||||||||
| 1J. | Election of Director: Steven H. Wunning | Management | For | For | ||||||||||
| 2. | Advisory approval of the compensation of the named executives. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | For | For | ||||||||||
| HEINEKEN NV | ||||||||||||||
| Security | N39427211 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 22-Apr-2021 | ||||||||||||
| ISIN | NL0000009165 | Agenda | 713673196 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 1. | OPENING | Non-Voting | ||||||||||||
| 1a. | REPORT OF THE EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2020 | Non-Voting | ||||||||||||
| 1b. | ADVISORY VOTE ON THE 2020 REMUNERATION REPORT | Management | No Action | |||||||||||
| 1c. | ADOPTION OF THE 2020 FINANCIAL STATEMENTS OF THE COMPANY | Management | No Action | |||||||||||
| 1d. | EXPLANATION OF THE DIVIDEND POLICY | Non-Voting | ||||||||||||
| 1e. | ADOPTION OF THE DIVIDEND PROPOSAL FOR 2020: EUR 0.70 PER SHARE | Management | No Action | |||||||||||
| 1f. | DISCHARGE OF THE MEMBERS OF THE EXECUTIVE BOARD | Management | No Action | |||||||||||
| 1g. | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 2. | AUTHORISATIONS | Non-Voting | ||||||||||||
| 2a. | AUTHORISATION OF THE EXECUTIVE BOARD TO ACQUIRE OWN SHARES | Management | No Action | |||||||||||
| 2b. | AUTHORISATION OF THE EXECUTIVE BOARD TO ISSUE (RIGHTS TO) SHARES | Management | No Action | |||||||||||
| 2c. | AUTHORISATION OF THE EXECUTIVE BOARD TO RESTRICT OR EXCLUDE SHAREHOLDERS PRE- EMPTIVE RIGHTS | Management | No Action | |||||||||||
| 3. | COMPOSITION EXECUTIVE BOARD APPOINTMENT OF MR. H.P.J. VAN DEN BROEK AS MEMBER OF THE EXECUTIVE BOARD | Management | No Action | |||||||||||
| 4. | COMPOSITION SUPERVISORY BOARD | Non-Voting | ||||||||||||
| 4a. | RE-APPOINTMENT OF MR. M. DAS AS MEMBER (AND DELEGATED MEMBER) OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 4b. | APPOINTMENT OF MR. N. PARANJPE AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 5. | RE-APPOINTMENT OF THE EXTERNAL AUDITOR FOR A PERIOD OF ONE YEAR: DELOITTE ACCOUNTANTS B.V | Management | No Action | |||||||||||
| 6. | CLOSING | Non-Voting | ||||||||||||
| CMMT | 22 Mar 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTIONS 6 AND 1e. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. | Non-Voting | ||||||||||||
| IBSTOCK PLC | ||||||||||||||
| Security | G46956135 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 22-Apr-2021 | ||||||||||||
| ISIN | GB00BYXJC278 | Agenda | 713720820 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DEC 20 | Management | For | For | ||||||||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
| 3 | TO DECLARE A FINAL DIVIDEND OF 1.6P PER ORDINARY SHARE | Management | For | For | ||||||||||
| 4 | TO RE-ELECT JONATHAN NICHOLLS AS A DIRECTOR | Management | For | For | ||||||||||
| 5 | TO RE-ELECT LOUIS EPERJESI AS A DIRECTOR | Management | For | For | ||||||||||
| 6 | TO RE-ELECT TRACEY GRAHAM AS A DIRECTOR | Management | For | For | ||||||||||
| 7 | TO RE-ELECT CLAIRE HAWKINGS AS A DIRECTOR | Management | For | For | ||||||||||
| 8 | TO RE-ELECT JOE HUDSON AS A DIRECTOR | Management | For | For | ||||||||||
| 9 | TO RE-ELECT CHRIS MCLEISH AS A DIRECTOR | Management | For | For | ||||||||||
| 10 | TO RE-ELECT JUSTIN READ AS A DIRECTOR | Management | For | For | ||||||||||
| 11 | TO RE-APPOINT DELOITTE LLP AS THE COMPANY'S AUDITOR | Management | For | For | ||||||||||
| 12 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||||
| 13 | THAT THE IBSTOCK SENIOR MANAGERS SHARE PLAN PRODUCED TO THE MEETING BE AND IS HEREBY APPROVED | Management | For | For | ||||||||||
| 14 | THAT THE COMPANY BE AUTHORISED TO MAKE POLITICAL DONATIONS | Management | For | For | ||||||||||
| 15 | THAT THE DIRECTORS BE AUTHORISED TO ALLOT SHARES IN THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY | Management | For | For | ||||||||||
| 16 | THAT THE DIRECTORS BE GIVEN POWER TO ALLOT EQUITY SECURITIES FOR CASH | Management | For | For | ||||||||||
| 17 | THAT THE DIRECTORS BE GIVEN POWER SUBJECT TO THE PASSING OF RESOLUTION 15, TO ALLOT EQUITY SECURITIES FOR CASH | Management | For | For | ||||||||||
| 18 | THAT, THE COMPANY BE AUTHORISED TO MAKE MARKET PURCHASES OF ORDINARY SHARES IN THE CAPITAL OF THE COMPANY | Management | For | For | ||||||||||
| 19 | THAT A GENERAL MEETING (OTHER THAN AN AGM) MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||
| VEOLIA ENVIRONNEMENT SA | ||||||||||||||
| Security | F9686M107 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 22-Apr-2021 | ||||||||||||
| ISIN | FR0000124141 | Agenda | 713822383 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202104022100777-40 | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 533434 DUE TO RECEIPT OF-CHANGE IN NUMBERING OF RESOLUTIONS AND DELETION OF COMMENT. ALL VOTES-RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE-EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON-THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED | Non-Voting | ||||||||||||
| IN THE-MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL- MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF-ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING.-THANK YOU. | ||||||||||||||
| 1 | APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS: THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED TO THE MEETING | Management | No Action | |||||||||||
| 2 | CONSOLIDATED FINANCIAL STATEMENTS: THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR AS PRESENTED TO THE MEETING | Management | No Action | |||||||||||
| 3 | APPROVAL OF THE EXPENSE AND CHARGE: THE SHAREHOLDERS' MEETING APPROVES THE NON- DEDUCTIBLE EXPENSES AND CHARGES AMOUNTING TO EUR 1,048,908.00 | Management | No Action | |||||||||||
| 4 | RESULTS APPROPRIATION: THE SHAREHOLDERS' MEETING APPROVES THE FINANCIAL STATEMENTS AND RESOLVES TO ALLOCATE EARNINGS AS FOLLOWS: ORIGIN: - EARNINGS FOR THE FINANCIAL YEAR: EUR 620,912,828.00 - DISTRIBUTABLE RESERVES: EUR 7,104,501,770.00 - RETAINED EARNINGS: EUR 1,307,827,016.00 - DISTRIBUTABLE INCOME: EUR 9,033,241,614.00 ALLOCATION: - LEGAL RESERVE: EUR 289,305,682.00 - DIVIDENDS: EUR 396,040,182.00 (DIVIDED INTO 565,771,689 SHARES) - RETAINED EARNINGS: EUR 1,532,699,662 - CAPITALIZATION: EUR 2,893,056,810.00 - SHARE PREMIUM: EUR 7,104,501,770.00 THE SHAREHOLDERS WILL BE GRANTED A NET DIVIDEND OF EUR 0.70 PER SHARE, WHICH WILL BE ELIGIBLE FOR THE 40 PERCENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE. THIS DIVIDEND WILL BE PAID ON MAY 12TH 2021. AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID FOLLOWS: EUR 0.50 PER SHARE FOR FISCAL YEAR 2019 EUR 0.92 PER SHARE FOR FISCAL YEAR 2018 EUR 0.84 PER SHARE FOR FISCAL YEAR 2017 | Management | No Action | |||||||||||
| 5 | SPECIAL REPORT: THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L. 225-38 AND L.225-40 TO L.225-42 OF THE FRENCH COMMERCIAL CODE, APPROVES THIS REPORT AS WELL AS THE NEW AGREEMENT APPROVED BY THE BOARD OF DIRECTORS DURING THIS FISCAL YEAR, AND TAKES NOTE OF THE INFORMATION RELATING TO THE AGREEMENTS CONCLUDED AND THE COMMITMENTS MADE DURING PREVIOUS FISCAL YEARS | Management | No Action | |||||||||||
| 6 | RENEWAL OF A TERM OF OFFICE: THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF LA CAISSE DES DEPOTS ET CONSIGNATIONS REPRESENTED BY MR OLIVIER MAREUSE AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | No Action | |||||||||||
| 7 | RENEWAL OF A TERM OF OFFICE: THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS MARION GUILLOU AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | No Action | |||||||||||
| 8 | RENEWAL OF A TERM OF OFFICE: THE SHAREHOLDERS' MEETING DECIDES TO APPOINT OF MR PIERRE-ANDRE DE CHALENDAR AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | No Action | |||||||||||
| 9 | APPROVAL OF THE AMENDMENT OF THE INTERNAL ECONOMIC PERFORMANCE CRITERION: THE SHAREHOLDERS' MEETING APPROVES THE AMENDMENT OF THE INTERNAL ECONOMIC PERFORMANCE CRITERION (NET CURRENT INCOME GROUP SHARE PER SHARE) LINKED TO THE ACQUISITION OF PERFORMANCE SHARES ALLOCATED TO THE CEO, UNDER PLAN 1 GRANTED BY THE BOARD OF DIRECTORS ON MAY 2ND 2018 | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE AMENDMENT OF THE INTERNAL ECONOMIC PERFORMANCE CRITERION: THE SHAREHOLDERS' MEETING APPROVES THE AMENDMENT OF THE INTERNAL ECONOMIC PERFORMANCE CRITERION (NET CURRENT INCOME GROUP SHARE PER SHARE) LINKED TO THE ACQUISITION OF PERFORMANCE SHARES ALLOCATED TO THE CEO, UNDER PLAN 2 GRANTED BY THE BOARD OF DIRECTORS ON APRIL 31ST 2019 | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE AMENDMENT OF THE INTERNAL ECONOMIC PERFORMANCE CRITERION: THE SHAREHOLDERS' MEETING APPROVES THE AMENDMENT OF THE INTERNAL ECONOMIC PERFORMANCE CRITERION (NET CURRENT INCOME GROUP SHARE PER SHARE) LINKED TO THE ACQUISITION OF PERFORMANCE SHARES ALLOCATED TO THE CEO, UNDER PLAN 3 GRANTED BY THE BOARD OF DIRECTORS ON MAY 5TH 2020 | Management | No Action | |||||||||||
| 12 | COMPENSATION OF EXECUTIVE CORPORATE OFFICERS: THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION MENTIONED IN ARTICLE L. 22-10-9 I OF THE FRENCH COMMERCIAL CODE, AND THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO THE MR ANTOINE FREROT AS THE CEO FOR THE CURRENT OR PREVIOUS FISCAL YEARS | Management | No Action | |||||||||||
| 13 | COMPENSATION OF CORPORATE OFFICERS: THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION MENTIONED IN ARTICLE L. 22-10-9 I OF THE FRENCH COMMERCIAL CODE REGARDING THE COMPENSATION OF THE CORPORATE OFFICERS (EXCLUDING EXECUTIVES) FOR THE 2020 FISCAL YEAR | Management | No Action | |||||||||||
| 14 | APPROVAL OF THE COMPENSATION POLICY: THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE CEO, FOR THE 2021 FISCAL YEAR | Management | No Action | |||||||||||
| 15 | COMPENSATION OF CORPORATE OFFICERS: THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION MENTIONED IN ARTICLE L. 22-10-9 I OF THE FRENCH COMMERCIAL CODE REGARDING THE COMPENSATION OF THE CORPORATE OFFICERS (EXCLUDING EXECUTIVES) FOR THE 2021 FISCAL YEAR | Management | No Action | |||||||||||
| 16 | AUTHORIZATION TO BUY BACK SHARES: THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO BUY BACK THE COMPANY'S SHARES ON THE OPEN MARKET, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 36.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT OF THE SHARES COMPOSING THE SHARE CAPITAL (I.E. 57,861,136 SHARES), THE NUMBER OF SHARES ACQUIRED BY THE COMPANY WITH A VIEW TO RETAINING OR DELIVERING IN CASH OR IN AN EXCHANGE AS PART OF A MERGER, DIVESTMENT OR CAPITAL CONTRIBUTION CANNOT | Management | No Action | |||||||||||
| EXCEED 5 PERCENT OF ITS CAPITAL. MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 1,000,000,000.00. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT | ||||||||||||||
| 17 | CAPITAL INCREASE THROUGH ISSUANCE, WITH PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF SHARES AND-OR SECURITIES: THE SHAREHOLDERS' MEETING DELEGATES TO THE BOARD OF DIRECTORS THE NECESSARY POWERS TO INCREASE THE CAPITAL, UP TO EUR 868,000,000.00 (I.E. 30 PERCENT OF THE SHARE CAPITAL), BY ISSUANCE OF SHARES (EXCLUDING PREFERENCE SHARES) AND-OR SECURITIES GIVING ACCESS TO THE COMPANY'S OR A RELATED COMPANY'S SHARE CAPITAL (INCLUDING EQUITY SECURITIES GIVING RIGHTS TO DEBT SECURITIES), WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED. THE SHAREHOLDERS' MEETING SETS THE MAXIMUM OVERALL VALUE OF THE CAPITAL INCREASE CARRIED OUT BY RESOLUTIONS 17 TO 21 TO EUR 868,000,000.00. THIS AUTHORIZATION IS GRANTED FOR A 26- MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GIVEN BY THE SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN RESOLUTION 15. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||||
| 18 | ISSUE OF SECURITIES IN THE EVENT OF A PUBLIC EXCHANGE OFFER: THE SHAREHOLDERS' MEETING GIVES ALL POWERS TO THE BOARD OF DIRECTORS TO ISSUE, UP TO EUR 868,000,000.00 (I.E. 30 PERCENT OF THE SHARE CAPITAL), SHARES (EXCLUDING PREFERENCE SHARES) AND-OR SECURITIES GIVING ACCESS TO THE COMPANY'S OR A RELATED COMPANY'S SHARE CAPITAL (INCLUDING EQUITY SECURITIES GIVING RIGHTS TO DEBT SECURITIES), IN CONSIDERATION FOR SECURITIES TENDERED AS A PART OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY CONCERNING THE SHARES OF ANOTHER COMPANY, WITH CANCELATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GIVEN BY THE SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN RESOLUTION 16. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||||
| 19 | AUTHORIZATION TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED (OVERSUBSCRIPTION): THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES IN THE EVENT THOSE EXCEED THE INITIAL NUMBER OF SECURITIES TO BE ISSUED (OVERSUBSCRIPTION), UP TO 15 PERCENT, WITHIN 30 DAYS OF THE SUBSCRIPTION CLOSING. THIS DELEGATION IS GIVEN FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GIVEN BY THE SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN RESOLUTION 19 | Management | No Action | |||||||||||
| 20 | SHARE CAPITAL INCREASE RESERVED FOR EMPLOYEES: THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, IN FAVOR OF EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, BY ISSUANCE OF SHARES (EXCLUDING PREFERENCE SHARES) AND-OR SECURITIES GIVING ACCESS TO THE COMPANY'S OR A RELATED COMPANY'S SHARE CAPITAL (INCLUDING EQUITY SECURITIES GIVING RIGHTS TO DEBT SECURITIES). THIS DELEGATION IS GIVEN FOR A 26-MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED EUR 57,861,136.00 (I.E. 2 PERCENT OF THE SHARE CAPITAL). THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GIVEN BY THE SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN RESOLUTION 21. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||||
| 21 | CAPITAL INCREASE BY ISSUING SHARES WITHOUT PREFERRED SUBSCRIPTION RIGHT BY OFFERS: THE SHAREHOLDERS' MEETING TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL UP TO EUR 17,358,340.00 (I.E. 0.6 PERCENT OF THE SHARE CAPITAL), BY ISSUANCE OF SHARES (EXCLUDING PREFERENCE SHARES) AND-OR SECURITIES GIVING ACCESS TO THE COMPANY'S OR A RELATED COMPANY'S SHARE CAPITAL (INCLUDING EQUITY SECURITIES GIVING RIGHTS TO DEBT SECURITIES), WITH CANCELATION OF PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF: - EMPLOYEES AND CORPORATE OFFICERS; - UCITS, SHAREHOLDING INVESTED IN COMPANY SECURITIES WHOSE SHAREHOLDERS WILL BE PERSONS MENTIONED ABOVE; - ANY BANKING ESTABLISHMENT INTERVENING AT THE REQUEST OF THE COMPANY TO SET UP A SHAREHOLDING SCHEME OR A SAVINGS SCHEME FOR THE BENEFIT | Management | No Action | |||||||||||
| OF THE PERSONS MENTIONED ABOVE; THE PRESENT DELEGATION IS GIVEN FOR AN 18-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GIVEN BY THE SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN RESOLUTION 22. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS | ||||||||||||||
| 22 | ALLOCATION OF SHARES FREE OF CHARGE: THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO GRANT FOR FREE, EXISTING OR FUTURE SHARES, IN FAVOR OF THE EMPLOYEES OR THE CORPORATE OFFICERS OF THE COMPANY AND RELATED COMPANIES, FOR AN AMOUNT REPRESENTING 0.5 PERCENT OF THE SHARE CAPITAL. THE TOTAL NUMBER OF SHARES ALLOCATED TO THE EXECUTIVE CORPORATE OFFICERS OF THE COMPANY MAY NOT EXCEED 0.04 PERCENT OF THE SHARE CAPITAL. THE PRESENT DELEGATION IS GIVEN FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GIVEN BY THE SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN RESOLUTION 23. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||||
| 23 | AMENDMENT TO ARTICLES OF THE BYLAWS: THE SHAREHOLDERS' MEETING DECIDES TO ADD TO ARTICLE 11 OF THE BYLAWS A 3RD PARAGRAPH PERTAINING TO THE APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS | Management | No Action | |||||||||||
| 24 | NEW ARTICLES OF THE BYLAWS: THE SHAREHOLDERS' MEETING DECIDES TO OVERHAUL THE ARTICLES OF THE BYLAWS FOR THEM TO COMPLY WITH THE LEGAL PROVISIONS IN FORCE. THE SHAREHOLDERS' MEETING DECIDES TO AMEND ARTICLE 11: ' COMPOSITION OF THE BOARD OF DIRECTORS' OF THE BYLAWS | Management | No Action | |||||||||||
| 25 | POWERS TO ACCOMPLISH FORMALITIES: THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | No Action | |||||||||||
| TEXAS INSTRUMENTS INCORPORATED | ||||||||||||||
| Security | 882508104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TXN | Meeting Date | 22-Apr-2021 | |||||||||||
| ISIN | US8825081040 | Agenda | 935341709 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Mark A. Blinn | Management | For | For | ||||||||||
| 1B. | Election of Director: Todd M. Bluedorn | Management | For | For | ||||||||||
| 1C. | Election of Director: Janet F. Clark | Management | For | For | ||||||||||
| 1D. | Election of Director: Carrie S. Cox | Management | For | For | ||||||||||
| 1E. | Election of Director: Martin S. Craighead | Management | For | For | ||||||||||
| 1F. | Election of Director: Jean M. Hobby | Management | For | For | ||||||||||
| 1G. | Election of Director: Michael D. Hsu | Management | For | For | ||||||||||
| 1H. | Election of Director: Ronald Kirk | Management | For | For | ||||||||||
| 1I. | Election of Director: Pamela H. Patsley | Management | For | For | ||||||||||
| 1J. | Election of Director: Robert E. Sanchez | Management | For | For | ||||||||||
| 1K. | Election of Director: Richard K. Templeton | Management | For | For | ||||||||||
| 2. | Board proposal regarding advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||
| 3. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 4. | Stockholder proposal to permit shareholder action by written consent. | Shareholder | Against | For | ||||||||||
| SENSIENT TECHNOLOGIES CORPORATION | ||||||||||||||
| Security | 81725T100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SXT | Meeting Date | 22-Apr-2021 | |||||||||||
| ISIN | US81725T1007 | Agenda | 935342458 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Joseph Carleone | Management | For | For | ||||||||||
| 1B. | Election of Director: Edward H. Cichurski | Management | For | For | ||||||||||
| 1C. | Election of Director: Mario Ferruzzi | Management | For | For | ||||||||||
| 1D. | Election of Director: Carol R. Jackson | Management | For | For | ||||||||||
| 1E. | Election of Director: Donald W. Landry | Management | For | For | ||||||||||
| 1F. | Election of Director: Paul Manning | Management | For | For | ||||||||||
| 1G. | Election of Director: Deborah McKeithan-Gebhardt | Management | For | For | ||||||||||
| 1H. | Election of Director: Scott C. Morrison | Management | For | For | ||||||||||
| 1I. | Election of Director: Elaine R. Wedral | Management | For | For | ||||||||||
| 1J. | Election of Director: Essie Whitelaw | Management | For | For | ||||||||||
| 2. | Proposal to approve the compensation paid to Sensient's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables, and narrative discussion in the accompanying proxy statement. | Management | For | For | ||||||||||
| 3. | Proposal to ratify the appointment of Ernst & Young LLP, certified public accountants, as the independent auditors of Sensient for 2021. | Management | For | For | ||||||||||
| AUTONATION, INC. | ||||||||||||||
| Security | 05329W102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AN | Meeting Date | 22-Apr-2021 | |||||||||||
| ISIN | US05329W1027 | Agenda | 935342814 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Mike Jackson | Management | For | For | ||||||||||
| 1B. | Election of Director: Rick L. Burdick | Management | For | For | ||||||||||
| 1C. | Election of Director: David B. Edelson | Management | For | For | ||||||||||
| 1D. | Election of Director: Steven L. Gerard | Management | For | For | ||||||||||
| 1E. | Election of Director: Robert R. Grusky | Management | For | For | ||||||||||
| 1F. | Election of Director: Norman K. Jenkins | Management | For | For | ||||||||||
| 1G. | Election of Director: Lisa Lutoff-Perlo | Management | For | For | ||||||||||
| 1H. | Election of Director: G. Mike Mikan | Management | For | For | ||||||||||
| 1I. | Election of Director: Jacqueline A. Travisano | Management | For | For | ||||||||||
| 2. | Ratification of the selection of KPMG LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Adoption of stockholder proposal regarding special meetings. | Shareholder | Against | For | ||||||||||
| THE AES CORPORATION | ||||||||||||||
| Security | 00130H105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AES | Meeting Date | 22-Apr-2021 | |||||||||||
| ISIN | US00130H1059 | Agenda | 935343397 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Janet G. Davidson | Management | For | For | ||||||||||
| 1B. | Election of Director: Andrés R. Gluski | Management | For | For | ||||||||||
| 1C. | Election of Director: Tarun Khanna | Management | For | For | ||||||||||
| 1D. | Election of Director: Holly K. Koeppel | Management | For | For | ||||||||||
| 1E. | Election of Director: Julia M. Laulis | Management | For | For | ||||||||||
| 1F. | Election of Director: James H. Miller | Management | For | For | ||||||||||
| 1G. | Election of Director: Alain Monié | Management | For | For | ||||||||||
| 1H. | Election of Director: John B. Morse, Jr. | Management | For | For | ||||||||||
| 1I. | Election of Director: Moisés Naím | Management | For | For | ||||||||||
| 1J. | Election of Director: Teresa M. Sebastian | Management | For | For | ||||||||||
| 2. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as the independent auditor of the Company for fiscal year 2021. | Management | For | For | ||||||||||
| 4. | To vote on a non-binding Stockholder proposal seeking to adopt a by-law to subject any by-law or charter amendments to a Stockholder vote. | Shareholder | Against | For | ||||||||||
| JOHNSON & JOHNSON | ||||||||||||||
| Security | 478160104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | JNJ | Meeting Date | 22-Apr-2021 | |||||||||||
| ISIN | US4781601046 | Agenda | 935345214 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Mary C. Beckerle | Management | For | For | ||||||||||
| 1B. | Election of Director: D. Scott Davis | Management | For | For | ||||||||||
| 1C. | Election of Director: Ian E. L. Davis | Management | For | For | ||||||||||
| 1D. | Election of Director: Jennifer A. Doudna | Management | For | For | ||||||||||
| 1E. | Election of Director: Alex Gorsky | Management | For | For | ||||||||||
| 1F. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||||||||
| 1G. | Election of Director: Hubert Joly | Management | For | For | ||||||||||
| 1H. | Election of Director: Mark B. McClellan | Management | For | For | ||||||||||
| 1I. | Election of Director: Anne M. Mulcahy | Management | For | For | ||||||||||
| 1J. | Election of Director: Charles Prince | Management | For | For | ||||||||||
| 1K. | Election of Director: A. Eugene Washington | Management | For | For | ||||||||||
| 1L. | Election of Director: Mark A. Weinberger | Management | For | For | ||||||||||
| 1M. | Election of Director: Nadja Y. West | Management | For | For | ||||||||||
| 1N. | Election of Director: Ronald A. Williams | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
| 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||||||||
| 4. | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. | Shareholder | Abstain | Against | ||||||||||
| 5. | Independent Board Chair. | Shareholder | Against | For | ||||||||||
| 6. | Civil Rights Audit. | Shareholder | Abstain | Against | ||||||||||
| 7. | Executive Compensation Bonus Deferral. | Shareholder | Abstain | Against | ||||||||||
| INTERACTIVE BROKERS GROUP, INC. | ||||||||||||||
| Security | 45841N107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IBKR | Meeting Date | 22-Apr-2021 | |||||||||||
| ISIN | US45841N1072 | Agenda | 935346002 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Thomas Peterffy | Management | For | For | ||||||||||
| 1B. | Election of Director: Earl H. Nemser | Management | For | For | ||||||||||
| 1C. | Election of Director: Milan Galik | Management | For | For | ||||||||||
| 1D. | Election of Director: Paul J. Brody | Management | For | For | ||||||||||
| 1E. | Election of Director: Lawrence E. Harris | Management | For | For | ||||||||||
| 1F. | Election of Director: Gary Katz | Management | For | For | ||||||||||
| 1G. | Election of Director: John M. Damgard | Management | For | For | ||||||||||
| 1H. | Election of Director: Philip Uhde | Management | For | For | ||||||||||
| 1I. | Election of Director: William Peterffy | Management | For | For | ||||||||||
| 1J. | Election of Director: Nicole Yuen | Management | For | For | ||||||||||
| 2. | To approve, by non-binding vote, executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of appointment of independent registered public accounting firm of Deloitte & Touche LLP. | Management | For | For | ||||||||||
| INTUITIVE SURGICAL, INC. | ||||||||||||||
| Security | 46120E602 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ISRG | Meeting Date | 22-Apr-2021 | |||||||||||
| ISIN | US46120E6023 | Agenda | 935347460 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Craig H. Barratt, Ph.D. | Management | For | For | ||||||||||
| 1B. | Election of Director: Joseph C. Beery | Management | For | For | ||||||||||
| 1C. | Election of Director: Gary S. Guthart, Ph.D. | Management | For | For | ||||||||||
| 1D. | Election of Director: Amal M. Johnson | Management | For | For | ||||||||||
| 1E. | Election of Director: Don R. Kania, Ph.D. | Management | For | For | ||||||||||
| 1F. | Election of Director: Amy L. Ladd, M.D. | Management | For | For | ||||||||||
| 1G. | Election of Director: Keith R. Leonard, Jr. | Management | For | For | ||||||||||
| 1H. | Election of Director: Alan J. Levy, Ph.D. | Management | For | For | ||||||||||
| 1I. | Election of Director: Jami Dover Nachtsheim | Management | For | For | ||||||||||
| 1J. | Election of Director: Monica P. Reed, M.D. | Management | For | For | ||||||||||
| 1K. | Election of Director: Mark J. Rubash | Management | For | For | ||||||||||
| 2. | To approve, by advisory vote, the compensation of the Company's Named Executive Officers. | Management | For | For | ||||||||||
| 3. | The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 4. | To approve the Company's Amended and Restated 2010 Incentive Award Plan. | Management | Against | Against | ||||||||||
| WEBSTER FINANCIAL CORPORATION | ||||||||||||||
| Security | 947890109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WBS | Meeting Date | 22-Apr-2021 | |||||||||||
| ISIN | US9478901096 | Agenda | 935355467 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director for one year term: William L. Atwell | Management | For | For | ||||||||||
| 1B. | Election of Director for one year term: John R. Ciulla | Management | For | For | ||||||||||
| 1C. | Election of Director for one year term: Elizabeth E. Flynn | Management | For | For | ||||||||||
| 1D. | Election of Director for one year term: E. Carol Hayles | Management | For | For | ||||||||||
| 1E. | Election of Director for one year term: Linda H. Ianieri | Management | For | For | ||||||||||
| 1F. | Election of Director for one year term: Laurence C. Morse | Management | For | For | ||||||||||
| 1G. | Election of Director for one year term: Karen R. Osar | Management | For | For | ||||||||||
| 1H. | Election of Director for one year term: Mark Pettie | Management | For | For | ||||||||||
| 1I. | Election of Director for one year term: Lauren C. States | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation of the named executive officers of the Company (Proposal 2). | Management | For | For | ||||||||||
| 3. | To ratify the appointment by the Board of Directors of KPMG LLP as the independent registered public accounting firm of Webster Financial Corporation for the year ending December 31, 2021 (Proposal 3). | Management | For | For | ||||||||||
| 4. | To approve the Webster Financial Corporation 2021 Stock Incentive Plan, which amends and restates the Webster Financial Corporation 1992 Stock Option Plan (Proposal 4). | Management | For | For | ||||||||||
| TELEFONICA, S.A. | ||||||||||||||
| Security | 879382208 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TEF | Meeting Date | 22-Apr-2021 | |||||||||||
| ISIN | US8793822086 | Agenda | 935374669 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Approval of the Annual Accounts and of the Management Report of both Telefónica, S.A. and its Consolidated Group of Companies for fiscal year 2020. | Management | For | |||||||||||
| 1.2 | Approval of the Statement of Non-Financial Information of the Consolidated Group of Companies led by Telefónica, S.A. for fiscal year 2020 included in the Consolidated Management Report of Telefónica, S.A. and of its Group of Companies for such fiscal year. | Management | For | |||||||||||
| 1.3 | Approval of the management of the Board of Directors of Telefónica, S.A. during fiscal year 2020. | Management | For | |||||||||||
| 2. | Approval of the Proposed Allocation of the Profits/Losses of Telefónica, S.A. for fiscal year 2020. | Management | For | |||||||||||
| 3. | Re-election of the Statutory Auditor for fiscal year 2021. | Management | For | |||||||||||
| 4.1 | Re-election of Mr. José María Álvarez-Pallete López as executive Director. | Management | For | |||||||||||
| 4.2 | Re-election of Ms. Carmen García de Andrés as independent Director. | Management | For | |||||||||||
| 4.3 | Re-election of Mr. Ignacio Moreno Martínez as proprietary Director. | Management | For | |||||||||||
| 4.4 | Re-election of Mr. Francisco José Riberas Mera as independent Director. | Management | For | |||||||||||
| 5. | Reduction of share capital through the cancellation of own shares, excluding the right of creditors to object, amending the text of Article 6 of the By-Laws relating to share capital. | Management | For | |||||||||||
| 6.1 | First scrip dividend resolution. Approval of an increase in share capital with a charge to reserves by such amount as may be ..(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||
| 6.2 | Second scrip dividend resolution. Approval of an increase in share capital with a charge to reserves by such amount as may be ..(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||
| 7.1 | Amendment of the By-Laws to enable the General Shareholders' Meeting to be held exclusively by telematic means: articles 17 ..(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||
| 7.2 | Amendment of the By-Laws to expressly regulate the possibility of granting proxies and casting votes prior to the General ..(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||
| 8.1 | Amendment of the Regulations for the General Shareholders' Meeting to enable the General Shareholders' Meeting to be held ..(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||
| 8.2 | Amendment of the Regulations for the General Shareholders' Meeting to expressly regulate the possibility of granting ..(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||
| 9. | Approval of the Director Remuneration Policy of Telefónica, S.A. | Management | For | |||||||||||
| 10. | Approval of a Long-Term Incentive Plan consisting of the delivery of shares of Telefónica, S.A. allocated to Senior Executive Officers of the Telefónica Group. | Management | For | |||||||||||
| 11. | Delegation of powers to formalize, interpret, remedy and carry out the resolutions adopted by the shareholders at the General Shareholders' Meeting. | Management | For | |||||||||||
| 12. | Consultative vote on the 2020 Annual Report on Directors' Remuneration. | Management | For | |||||||||||
| L3HARRIS TECHNOLOGIES INC. | ||||||||||||||
| Security | 502431109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LHX | Meeting Date | 23-Apr-2021 | |||||||||||
| ISIN | US5024311095 | Agenda | 935345694 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Sallie B. Bailey | Management | For | For | ||||||||||
| 1B. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: William M. Brown | Management | For | For | ||||||||||
| 1C. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Peter W. Chiarelli | Management | For | For | ||||||||||
| 1D. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Thomas A. Corcoran | Management | For | For | ||||||||||
| 1E. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Thomas A. Dattilo | Management | For | For | ||||||||||
| 1F. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Roger B. Fradin | Management | For | For | ||||||||||
| 1G. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Lewis Hay III | Management | For | For | ||||||||||
| 1H. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Lewis Kramer | Management | For | For | ||||||||||
| 1I. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Christopher E. Kubasik | Management | For | For | ||||||||||
| 1J. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Rita S. Lane | Management | For | For | ||||||||||
| 1K. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Robert B. Millard | Management | For | For | ||||||||||
| 1L. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Lloyd W. Newton | Management | For | For | ||||||||||
| 2. | Approval, in an Advisory Vote, of the Compensation of Named Executive Officers as Disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| 3. | Ratification of Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021. | Management | For | For | ||||||||||
| GATX CORPORATION | ||||||||||||||
| Security | 361448103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GATX | Meeting Date | 23-Apr-2021 | |||||||||||
| ISIN | US3614481030 | Agenda | 935348397 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: Diane M. Aigotti | Management | For | For | ||||||||||
| 1.2 | Election of Director: Anne L. Arvia | Management | For | For | ||||||||||
| 1.3 | Election of Director: Brian A. Kenney | Management | For | For | ||||||||||
| 1.4 | Election of Director: James B. Ream | Management | For | For | ||||||||||
| 1.5 | Election of Director: Adam L. Stanley | Management | For | For | ||||||||||
| 1.6 | Election of Director: David S. Sutherland | Management | For | For | ||||||||||
| 1.7 | Election of Director: Stephen R. Wilson | Management | For | For | ||||||||||
| 1.8 | Election of Director: Paul G. Yovovich | Management | For | For | ||||||||||
| 2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||
| 3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2021. | Management | For | For | ||||||||||
| ING GROUP NV | ||||||||||||||
| Security | N4578E595 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 26-Apr-2021 | ||||||||||||
| ISIN | NL0011821202 | Agenda | 713687068 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1. | OPENING REMARKS AND ANNOUNCEMENTS | Non-Voting | ||||||||||||
| 2a. | REPORT OF THE EXECUTIVE BOARD FOR 2020 | Non-Voting | ||||||||||||
| 2b. | SUSTAINABILITY | Non-Voting | ||||||||||||
| 2c. | REPORT OF THE SUPERVISORY BOARD FOR 2020 | Non-Voting | ||||||||||||
| 2d. | REMUNERATION REPORT FOR 2020 | Management | No Action | |||||||||||
| 2e. | FINANCIAL STATEMENTS (ANNUAL ACCOUNTS) FOR 2020 | Management | No Action | |||||||||||
| 3a. | PROFIT RETENTION AND DISTRIBUTION POLICY | Non-Voting | ||||||||||||
| 3b. | DIVIDEND FOR 2020: EUR 0.12 PER SHARE | Management | No Action | |||||||||||
| 4a. | DISCHARGE OF THE MEMBERS AND FORMER MEMBERS OF THE EXECUTIVE BOARD IN RESPECT OF THEIR DUTIES PERFORMED DURING THE YEAR 2020 | Management | No Action | |||||||||||
| 4b. | DISCHARGE OF THE MEMBERS AND FORMER MEMBERS OF THE SUPERVISORY BOARD IN RESPECT OF THEIR DUTIES PERFORMED DURING THE YEAR 2020 | Management | No Action | |||||||||||
| 5. | VARIABLE REMUNERATION CAP FOR SELECTED GLOBAL STAFF | Management | No Action | |||||||||||
| 6. | AMENDMENTS OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| 7a. | COMPOSITION OF THE EXECUTIVE BOARD: REAPPOINTMENT OF STEVEN VAN RIJSWIJK | Management | No Action | |||||||||||
| 7b. | COMPOSITION OF THE EXECUTIVE BOARD: APPOINTMENT OF LJILJANA CORTAN | Management | No Action | |||||||||||
| 8a. | COMPOSITION OF THE SUPERVISORY BOARD: REAPPOINTMENT OF HANS WIJERS | Management | No Action | |||||||||||
| 8b. | COMPOSITION OF THE SUPERVISORY BOARD: REAPPOINTMENT OF MARGARETE HAASE | Management | No Action | |||||||||||
| 8c. | COMPOSITION OF THE SUPERVISORY BOARD: APPOINTMENT OF LODEWIJK HIJMANS VAN DEN BERGH | Management | No Action | |||||||||||
| 9a. | AUTHORISATION TO ISSUE ORDINARY SHARES | Management | No Action | |||||||||||
| 9b. | AUTHORISATION TO ISSUE ORDINARY SHARES, WITH OR WITHOUT PRE-EMPTIVE RIGHTS OF EXISTING SHAREHOLDERS | Management | No Action | |||||||||||
| 10. | AUTHORISATION TO ACQUIRE ORDINARY SHARES IN THE COMPANY'S OWN CAPITAL | Management | No Action | |||||||||||
| CMMT | 18 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 30 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT,- MODIFICATION OF TEXT IN RESOLUTION 3b. AND CHANGE IN NUMBERING OF ALL-RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| BETTER COLLECTIVE A/S | ||||||||||||||
| Security | K1R986114 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 26-Apr-2021 | ||||||||||||
| ISIN | DK0060952240 | Agenda | 713738803 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 537739 DUE TO RECEIVED-CHANGE IN SEQUENCE OF DIRECTOR NAMES. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU | Non-Voting | ||||||||||||
| CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | APPOINTMENT OF CHAIRMAN OF THE GENERAL MEETING | Non-Voting | ||||||||||||
| 2 | THE BOARD OF DIRECTORS' REPORT ON THE ACTIVITIES OF THE COMPANY DURING THE-PAST FINANCIAL YEAR | Non-Voting | ||||||||||||
| 3 | PRESENTATION OF THE AUDITED ANNUAL REPORT AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR ADOPTION | Management | No Action | |||||||||||
| 4 | PROPOSAL BY THE BOARD OF DIRECTORS CONCERNING THE APPROPRIATION OF PROFITS OR COVERING OF LOSSES AS RECORDED IN THE APPROVED ANNUAL REPORT | Management | No Action | |||||||||||
| 5 | RESOLUTION TO GRANT DISCHARGE OF LIABILITY TO MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT | Management | No Action | |||||||||||
| 6 | PRESENTATION OF THE REMUNERATION REPORT FOR 2020 FOR ADVISORY VOTE | Management | No Action | |||||||||||
| 7.1 | ELECTION OF MEMBER OF THE BOARD OF DIRECTORS, INCLUDING THE CHAIRMAN OF THE BOARD OF DIRECTORS: JENS BAGER (CHAIRMAN OF THE BOARD OF DIRECTORS) | Management | No Action | |||||||||||
| 7.2 | ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: KLAUS HOLSE | Management | No Action | |||||||||||
| 7.3 | ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: LEIF NORGAARD | Management | No Action | |||||||||||
| 7.4 | ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: PETRA VON ROHR | Management | No Action | |||||||||||
| 7.5 | ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: TODD DUNLAP | Management | No Action | |||||||||||
| 7.6 | ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: THERESE HILLMAN | Management | No Action | |||||||||||
| 8 | APPROVAL OF THE BOARD OF DIRECTORS' REMUNERATION FOR THE CURRENT FINANCIAL YEAR | Management | No Action | |||||||||||
| 9 | ELECTION OF AUDITOR AND DETERMINATION OF REMUNERATION FOR THE AUDITOR: EY GODKENDT REVISIONSPARTNERSELSKAB | Management | No Action | |||||||||||
| 10.A | PROPOSAL TO INCLUDE A NEW ITEM REGARDING PRESENTATION OF THE REMUNERATION REPORT FOR THE MOST RECENT FINANCIAL YEAR FOR ADVISORY VOTE ON THE AGENDA OF THE ANNUAL GENERAL MEETING | Management | No Action | |||||||||||
| 10.B | PROPOSAL TO AUTHORISE THE BOARD OF DIRECTORS TO CONVENE AND CONDUCT GENERAL MEETINGS AS A COMPLETE OR PARTIAL ELECTRONIC MEETING | Management | No Action | |||||||||||
| 10.C | PROPOSAL TO AUTHORISE THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL OF THE COMPANY | Management | No Action | |||||||||||
| 10.D | PROPOSAL TO AUTHORISE THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL OF THE COMPANY BY ISSUE OF CONVERTIBLE LOAN INSTRUMENTS | Management | No Action | |||||||||||
| 10.E | PROPOSAL TO RATIFY THE BOARD OF DIRECTORS' ISSUANCE OF 260,000 WARRANTS PURSUANT TO THE AUTHORISATION TO ISSUE WARRANTS TO KEY EMPLOYEES | Management | No Action | |||||||||||
| 10.F | PROPOSAL TO RE-APPROVE THE BOARD OF DIRECTORS' AUTHORISATION TO ISSUE WARRANTS TO KEY EMPLOYEES IN 2021 IN ACCORDANCE WITH THE EXISTING AUTHORISATION IN SECTION 5.5 OF THE ARTICLES OF ASSOCIATION AND AMENDMENT OF THE AUTHORISATION | Management | No Action | |||||||||||
| 10.G | PROPOSAL TO AUTHORISE THE BOARD OF DIRECTORS TO ACQUIRE TREASURY SHARES | Management | No Action | |||||||||||
| 11 | PROPOSAL ON AUTHORIZATION TO THE CHAIRMAN OF THE MEETING | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 30 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU. | Non-Voting | ||||||||||||
| CMMT | 05 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND MODIFICATION OF TEXT IN RESOLUTION 9. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| CRANE CO. | ||||||||||||||
| Security | 224399105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CR | Meeting Date | 26-Apr-2021 | |||||||||||
| ISIN | US2243991054 | Agenda | 935346557 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Martin R. Benante | Management | For | For | ||||||||||
| 1B. | Election of Director: Donald G. Cook | Management | For | For | ||||||||||
| 1C. | Election of Director: Michael Dinkins | Management | For | For | ||||||||||
| 1D. | Election of Director: Ronald C. Lindsay | Management | For | For | ||||||||||
| 1E. | Election of Director: Ellen McClain | Management | For | For | ||||||||||
| 1F. | Election of Director: Charles G. McClure, Jr. | Management | For | For | ||||||||||
| 1G. | Election of Director: Max H. Mitchell | Management | For | For | ||||||||||
| 1H. | Election of Director: Jennifer M. Pollino | Management | For | For | ||||||||||
| 1I. | Election of Director: John S. Stroup | Management | For | For | ||||||||||
| 1J. | Election of Director: James L.L. Tullis | Management | For | For | ||||||||||
| 2. | Ratification of selection of Deloitte & Touche LLP as independent auditors for the Company for 2021. | Management | For | For | ||||||||||
| 3. | Say on Pay - An advisory vote to approve the compensation paid to certain executive officers. | Management | For | For | ||||||||||
| 4. | Proposal to approve the 2018 Amended & Restated Stock Incentive Plan. | Management | Abstain | Against | ||||||||||
| RAYTHEON TECHNOLOGIES | ||||||||||||||
| Security | 75513E101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RTX | Meeting Date | 26-Apr-2021 | |||||||||||
| ISIN | US75513E1010 | Agenda | 935347218 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Tracy A. Atkinson | Management | For | For | ||||||||||
| 1B. | Election of Director: Gregory J. Hayes | Management | For | For | ||||||||||
| 1C. | Election of Director: Thomas A. Kennedy | Management | For | For | ||||||||||
| 1D. | Election of Director: Marshall O. Larsen | Management | For | For | ||||||||||
| 1E. | Election of Director: George R. Oliver | Management | For | For | ||||||||||
| 1F. | Election of Director: Robert K. (Kelly) Ortberg | Management | For | For | ||||||||||
| 1G. | Election of Director: Margaret L. O'Sullivan | Management | For | For | ||||||||||
| 1H. | Election of Director: Dinesh C. Paliwal | Management | For | For | ||||||||||
| 1I. | Election of Director: Ellen M. Pawlikowski | Management | For | For | ||||||||||
| 1J. | Election of Director: Denise L. Ramos | Management | For | For | ||||||||||
| 1K. | Election of Director: Fredric G. Reynolds | Management | For | For | ||||||||||
| 1L. | Election of Director: Brian C. Rogers | Management | For | For | ||||||||||
| 1M. | Election of Director: James A. Winnefeld, Jr. | Management | For | For | ||||||||||
| 1N. | Election of Director: Robert O. Work | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
| 3. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2021. | Management | For | For | ||||||||||
| 4. | Approve Raytheon Technologies Corporation Executive Annual Incentive Plan. | Management | For | For | ||||||||||
| 5. | Approve Amendment to the Raytheon Technologies Corporation 2018 Long-Term Incentive Plan. | Management | For | For | ||||||||||
| 6. | Shareowner Proposal to Amend Proxy Access Bylaw. | Shareholder | Abstain | Against | ||||||||||
| AMERICA MOVIL, S.A.B. DE C.V. | ||||||||||||||
| Security | 02364W105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AMX | Meeting Date | 26-Apr-2021 | |||||||||||
| ISIN | US02364W1053 | Agenda | 935405488 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A | Appointment or, ratification of the member of the Board of Director of the Company: Pablo Roberto González Guajardo | Management | For | |||||||||||
| 1B | Appointment or, ratification of the member of the Board of Director of the Company: David Ibarra Muñoz | Management | For | |||||||||||
| 2 | Appointment of delegates to execute and, if applicable, formalize the resolutions adopted by the meeting. Adoption of resolutions thereon. | Management | For | |||||||||||
| AMERICA MOVIL, S.A.B. DE C.V. | ||||||||||||||
| Security | 02364W105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AMX | Meeting Date | 26-Apr-2021 | |||||||||||
| ISIN | US02364W1053 | Agenda | 935410059 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A | Appointment or, ratification of the member of the Board of Director of the Company: Pablo Roberto González Guajardo | Management | For | |||||||||||
| 1B | Appointment or, ratification of the member of the Board of Director of the Company: David Ibarra Muñoz | Management | For | |||||||||||
| 2 | Appointment of delegates to execute and, if applicable, formalize the resolutions adopted by the meeting. Adoption of resolutions thereon. | Management | For | |||||||||||
| THE PNC FINANCIAL SERVICES GROUP, INC. | ||||||||||||||
| Security | 693475105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PNC | Meeting Date | 27-Apr-2021 | |||||||||||
| ISIN | US6934751057 | Agenda | 935343208 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Joseph Alvarado | Management | For | For | ||||||||||
| 1B. | Election of Director: Charles E. Bunch | Management | For | For | ||||||||||
| 1C. | Election of Director: Debra A. Cafaro | Management | For | For | ||||||||||
| 1D. | Election of Director: Marjorie Rodgers Cheshire | Management | For | For | ||||||||||
| 1E. | Election of Director: David L. Cohen | Management | For | For | ||||||||||
| 1F. | Election of Director: William S. Demchak | Management | For | For | ||||||||||
| 1G. | Election of Director: Andrew T. Feldstein | Management | For | For | ||||||||||
| 1H. | Election of Director: Richard J. Harshman | Management | For | For | ||||||||||
| 1I. | Election of Director: Daniel R. Hesse | Management | For | For | ||||||||||
| 1J. | Election of Director: Linda R. Medler | Management | For | For | ||||||||||
| 1K. | Election of Director: Martin Pfinsgraff | Management | For | For | ||||||||||
| 1L. | Election of Director: Toni Townes-Whitley | Management | For | For | ||||||||||
| 1M. | Election of Director: Michael J. Ward | Management | For | For | ||||||||||
| 2. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 4. | Shareholder proposal regarding report on risk management and the nuclear weapons industry. | Shareholder | Abstain | Against | ||||||||||
| HANESBRANDS INC. | ||||||||||||||
| Security | 410345102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HBI | Meeting Date | 27-Apr-2021 | |||||||||||
| ISIN | US4103451021 | Agenda | 935343474 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Cheryl K. Beebe | Management | For | For | ||||||||||
| 1B. | Election of Director: Stephen B. Bratspies | Management | For | For | ||||||||||
| 1C. | Election of Director: Geralyn R. Breig | Management | For | For | ||||||||||
| 1D. | Election of Director: Bobby J. Griffin | Management | For | For | ||||||||||
| 1E. | Election of Director: James C. Johnson | Management | For | For | ||||||||||
| 1F. | Election of Director: Franck J. Moison | Management | For | For | ||||||||||
| 1G. | Election of Director: Robert F. Moran | Management | For | For | ||||||||||
| 1H. | Election of Director: Ronald L. Nelson | Management | For | For | ||||||||||
| 1I. | Election of Director: Ann E. Ziegler | Management | For | For | ||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as Hanesbrands' independent registered public accounting firm for Hanesbrands' 2021 fiscal year. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, named executive officer compensation as described in the proxy statement for the Annual Meeting. | Management | For | For | ||||||||||
| TRUIST FINANCIAL CORPORATION | ||||||||||||||
| Security | 89832Q109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TFC | Meeting Date | 27-Apr-2021 | |||||||||||
| ISIN | US89832Q1094 | Agenda | 935345288 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Jennifer S. Banner | Management | For | For | ||||||||||
| 1B. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: K. David Boyer, Jr. | Management | For | For | ||||||||||
| 1C. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Agnes Bundy Scanlan | Management | For | For | ||||||||||
| 1D. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Anna R. Cablik | Management | For | For | ||||||||||
| 1E. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Dallas S. Clement | Management | For | For | ||||||||||
| 1F. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Paul D. Donahue | Management | For | For | ||||||||||
| 1G. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Paul R. Garcia | Management | For | For | ||||||||||
| 1H. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Patrick C. Graney III | Management | For | For | ||||||||||
| 1I. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Linnie M. Haynesworth | Management | For | For | ||||||||||
| 1J. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Kelly S. King | Management | For | For | ||||||||||
| 1K. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Easter A. Maynard | Management | For | For | ||||||||||
| 1L. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Donna S. Morea | Management | For | For | ||||||||||
| 1M. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Charles A. Patton | Management | For | For | ||||||||||
| 1N. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Nido R. Qubein | Management | For | For | ||||||||||
| 1O. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: David M. Ratcliffe | Management | For | For | ||||||||||
| 1P. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: William H. Rogers, Jr. | Management | For | For | ||||||||||
| 1Q. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Frank P. Scruggs, Jr. | Management | For | For | ||||||||||
| 1R. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Christine Sears | Management | For | For | ||||||||||
| 1S. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Thomas E. Skains | Management | For | For | ||||||||||
| 1T. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Bruce L. Tanner | Management | For | For | ||||||||||
| 1U. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Thomas N. Thompson | Management | For | For | ||||||||||
| 1V. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Steven C. Voorhees | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Truist's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve Truist's executive compensation program. | Management | For | For | ||||||||||
| PERKINELMER, INC. | ||||||||||||||
| Security | 714046109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PKI | Meeting Date | 27-Apr-2021 | |||||||||||
| ISIN | US7140461093 | Agenda | 935345505 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director for one year term: Peter Barrett, PhD | Management | For | For | ||||||||||
| 1B. | Election of Director for one year term: Samuel R. Chapin | Management | For | For | ||||||||||
| 1C. | Election of Director for one year term: Sylvie Grégoire, PharmD | Management | For | For | ||||||||||
| 1D. | Election of Director for one year term: Alexis P. Michas | Management | For | For | ||||||||||
| 1E. | Election of Director for one year term: Prahlad R. Singh, PhD | Management | For | For | ||||||||||
| 1F. | Election of Director for one year term: Michel Vounatsos | Management | For | For | ||||||||||
| 1G. | Election of Director for one year term: Frank Witney, PhD | Management | For | For | ||||||||||
| 1H. | Election of Director for one year term: Pascale Witz | Management | For | For | ||||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP as PerkinElmer's independent registered public accounting firm for the current fiscal year. | Management | For | For | ||||||||||
| 3. | To approve, by non-binding advisory vote, our executive compensation. | Management | For | For | ||||||||||
| International Business Machines Corporation | ||||||||||||||
| Security | 459200101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IBM | Meeting Date | 27-Apr-2021 | |||||||||||
| ISIN | US4592001014 | Agenda | 935346949 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director for one year term: Thomas Buberl | Management | For | For | ||||||||||
| 1B. | Election of Director for one year term: Michael L. Eskew | Management | For | For | ||||||||||
| 1C. | Election of Director for one year term: David N. Farr | Management | For | For | ||||||||||
| 1D. | Election of Director for one year term: Alex Gorsky | Management | For | For | ||||||||||
| 1E. | Election of Director for one year term: Michelle J. Howard | Management | For | For | ||||||||||
| 1F. | Election of Director for one year term: Arvind Krishna | Management | For | For | ||||||||||
| 1G. | Election of Director for one year term: Andrew N. Liveris | Management | For | For | ||||||||||
| 1H. | Election of Director for one year term: F. William McNabb III | Management | For | For | ||||||||||
| 1I. | Election of Director for one year term: Martha E. Pollack | Management | For | For | ||||||||||
| 1J. | Election of Director for one year term: Joseph R. Swedish | Management | For | For | ||||||||||
| 1K. | Election of Director for one year term: Peter R. Voser | Management | For | For | ||||||||||
| 1L. | Election of Director for one year term: Frederick H. Waddell | Management | For | For | ||||||||||
| 2. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| 3. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
| 4. | Stockholder Proposal to Have an Independent Board Chairman. | Shareholder | Against | For | ||||||||||
| 5. | Stockholder Proposal on the Right to Act by Written Consent. | Shareholder | Against | For | ||||||||||
| 6. | Stockholder Proposal Requesting the Company Publish Annually a Report Assessing its Diversity, Equity and Inclusion Efforts. | Shareholder | For | For | ||||||||||
| FMC CORPORATION | ||||||||||||||
| Security | 302491303 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FMC | Meeting Date | 27-Apr-2021 | |||||||||||
| ISIN | US3024913036 | Agenda | 935346999 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director to serve for a one-year term expiring in 2022: Pierre Brondeau | Management | For | For | ||||||||||
| 1B. | Election of Director to serve for a one-year term expiring in 2022: Eduardo E. Cordeiro | Management | For | For | ||||||||||
| 1C. | Election of Director to serve for a one-year term expiring in 2022: Carol Anthony ("John") Davidson | Management | For | For | ||||||||||
| 1D. | Election of Director to serve for a one-year term expiring in 2022: Mark Douglas | Management | For | For | ||||||||||
| 1E. | Election of Director to serve for a one-year term expiring in 2022: C. Scott Greer | Management | For | For | ||||||||||
| 1F. | Election of Director to serve for a one-year term expiring in 2022: K'Lynne Johnson | Management | For | For | ||||||||||
| 1G. | Election of Director to serve for a one-year term expiring in 2022: Dirk A. Kempthorne | Management | For | For | ||||||||||
| 1H. | Election of Director to serve for a one-year term expiring in 2022: Paul J. Norris | Management | For | For | ||||||||||
| 1I. | Election of Director to serve for a one-year term expiring in 2022: Margareth Øvrum | Management | For | For | ||||||||||
| 1J. | Election of Director to serve for a one-year term expiring in 2022: Robert C. Pallash | Management | For | For | ||||||||||
| 1K. | Election of Director to serve for a one-year term expiring in 2022: Vincent R. Volpe, Jr. | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | Approval, by non-binding vote, of executive compensation. | Management | For | For | ||||||||||
| MSCI INC. | ||||||||||||||
| Security | 55354G100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MSCI | Meeting Date | 27-Apr-2021 | |||||||||||
| ISIN | US55354G1004 | Agenda | 935348006 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Henry A. Fernandez | Management | For | For | ||||||||||
| 1B. | Election of Director: Robert G. Ashe | Management | For | For | ||||||||||
| 1C. | Election of Director: Wayne Edmunds | Management | For | For | ||||||||||
| 1D. | Election of Director: Catherine R. Kinney | Management | For | For | ||||||||||
| 1E. | Election of Director: Jacques P. Perold | Management | For | For | ||||||||||
| 1F. | Election of Director: Sandy C. Rattray | Management | For | For | ||||||||||
| 1G. | Election of Director: Linda H. Riefler | Management | For | For | ||||||||||
| 1H. | Election of Director: Marcus L. Smith | Management | For | For | ||||||||||
| 1I. | Election of Director: Paula Volent | Management | For | For | ||||||||||
| 2. | To approve, by non-binding vote, our executive compensation, as described in these proxy materials. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent auditor. | Management | For | For | ||||||||||
| ASTEC INDUSTRIES, INC. | ||||||||||||||
| Security | 046224101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ASTE | Meeting Date | 27-Apr-2021 | |||||||||||
| ISIN | US0462241011 | Agenda | 935348258 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | James B. Baker | For | For | |||||||||||
| 2 | Glen E. Tellock | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the Compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To approve the Company's 2021 Equity Incentive Plan. | Management | For | For | ||||||||||
| 4. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for calendar year 2021. | Management | For | For | ||||||||||
| CHARTER COMMUNICATIONS, INC. | ||||||||||||||
| Security | 16119P108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CHTR | Meeting Date | 27-Apr-2021 | |||||||||||
| ISIN | US16119P1084 | Agenda | 935348599 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: W. Lance Conn | Management | For | For | ||||||||||
| 1B. | Election of Director: Kim C. Goodman | Management | For | For | ||||||||||
| 1C. | Election of Director: Craig A. Jacobson | Management | For | For | ||||||||||
| 1D. | Election of Director: Gregory B. Maffei | Management | For | For | ||||||||||
| 1E. | Election of Director: John D. Markley, Jr. | Management | For | For | ||||||||||
| 1F. | Election of Director: David C. Merritt | Management | For | For | ||||||||||
| 1G. | Election of Director: James E. Meyer | Management | For | For | ||||||||||
| 1H. | Election of Director: Steven A. Miron | Management | For | For | ||||||||||
| 1I. | Election of Director: Balan Nair | Management | For | For | ||||||||||
| 1J. | Election of Director: Michael A. Newhouse | Management | For | For | ||||||||||
| 1K. | Election of Director: Mauricio Ramos | Management | For | For | ||||||||||
| 1L. | Election of Director: Thomas M. Rutledge | Management | For | For | ||||||||||
| 1M. | Election of Director: Eric L. Zinterhofer | Management | For | For | ||||||||||
| 2. | The ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ended December 31, 2021. | Management | For | For | ||||||||||
| 3. | Stockholder proposal regarding lobbying activities. | Shareholder | Abstain | Against | ||||||||||
| 4. | Stockholder proposal regarding Chairman of the Board and CEO roles. | Shareholder | Against | For | ||||||||||
| 5. | Stockholder proposal regarding diversity and inclusion efforts. | Shareholder | Abstain | Against | ||||||||||
| 6. | Stockholder proposal regarding disclosure of greenhouse gas emissions. | Shareholder | Abstain | Against | ||||||||||
| 7. | Stockholder proposal regarding EEO-1 reports. | Shareholder | Abstain | Against | ||||||||||
| RPC, INC. | ||||||||||||||
| Security | 749660106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RES | Meeting Date | 27-Apr-2021 | |||||||||||
| ISIN | US7496601060 | Agenda | 935348688 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gary W. Rollins | For | For | |||||||||||
| 2 | Richard A. Hubbell | For | For | |||||||||||
| 3 | Harry J. Cynkus | For | For | |||||||||||
| 2. | To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| WELLS FARGO & COMPANY | ||||||||||||||
| Security | 949746101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WFC | Meeting Date | 27-Apr-2021 | |||||||||||
| ISIN | US9497461015 | Agenda | 935349363 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Steven D. Black | Management | For | For | ||||||||||
| 1B. | Election of Director: Mark A. Chancy | Management | For | For | ||||||||||
| 1C. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||||
| 1D. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | ||||||||||
| 1E. | Election of Director: Wayne M. Hewett | Management | For | For | ||||||||||
| 1F. | Election of Director: Maria R. Morris | Management | For | For | ||||||||||
| 1G. | Election of Director: Charles H. Noski | Management | For | For | ||||||||||
| 1H. | Election of Director: Richard B. Payne, Jr. | Management | For | For | ||||||||||
| 1I. | Election of Director: Juan A. Pujadas | Management | For | For | ||||||||||
| 1J. | Election of Director: Ronald L. Sargent | Management | For | For | ||||||||||
| 1K. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||||
| 1L. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||||||||
| 2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 4. | Shareholder Proposal - Make Shareholder Proxy Access More Accessible. | Shareholder | Abstain | Against | ||||||||||
| 5. | Shareholder Proposal - Amend Certificate of Incorporation to Become a Delaware Public Benefit Corporation. | Shareholder | Against | For | ||||||||||
| 6. | Shareholder Proposal - Report on Incentive-Based Compensation and Risks of Material Losses. | Shareholder | Against | For | ||||||||||
| 7. | Shareholder Proposal - Conduct a Racial Equity Audit. | Shareholder | Abstain | Against | ||||||||||
| CITIGROUP INC. | ||||||||||||||
| Security | 172967424 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | C | Meeting Date | 27-Apr-2021 | |||||||||||
| ISIN | US1729674242 | Agenda | 935349515 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Ellen M. Costello | Management | For | For | ||||||||||
| 1B. | Election of Director: Grace E. Dailey | Management | For | For | ||||||||||
| 1C. | Election of Director: Barbara J. Desoer | Management | For | For | ||||||||||
| 1D. | Election of Director: John C. Dugan | Management | For | For | ||||||||||
| 1E. | Election of Director: Jane N. Fraser | Management | For | For | ||||||||||
| 1F. | Election of Director: Duncan P. Hennes | Management | For | For | ||||||||||
| 1G. | Election of Director: Peter B. Henry | Management | For | For | ||||||||||
| 1H. | Election of Director: S. Leslie Ireland | Management | For | For | ||||||||||
| 1I. | Election of Director: Lew W. (Jay) Jacobs, IV | Management | For | For | ||||||||||
| 1J. | Election of Director: Renée J. James | Management | For | For | ||||||||||
| 1K. | Election of Director: Gary M. Reiner | Management | For | For | ||||||||||
| 1L. | Election of Director: Diana L. Taylor | Management | For | For | ||||||||||
| 1M. | Election of Director: James S. Turley | Management | For | For | ||||||||||
| 1N. | Election of Director: Deborah C. Wright | Management | For | For | ||||||||||
| 1O. | Election of Director: Alexander R. Wynaendts | Management | For | For | ||||||||||
| 1P. | Election of Director: Ernesto Zedillo Ponce de Leon | Management | For | For | ||||||||||
| 2. | Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve Citi's 2020 Executive Compensation. | Management | For | For | ||||||||||
| 4. | Approval of additional authorized shares under the Citigroup 2019 Stock Incentive Plan. | Management | For | For | ||||||||||
| 5. | Stockholder proposal requesting an amendment to Citi's proxy access by-law provisions pertaining to the aggregation limit. | Shareholder | Abstain | Against | ||||||||||
| 6. | Stockholder proposal requesting an Independent Board Chairman. | Shareholder | Against | For | ||||||||||
| 7. | Stockholder proposal requesting non-management employees on director nominee candidate lists. | Shareholder | Against | For | ||||||||||
| 8. | Stockholder proposal requesting a report disclosing information regarding Citi's lobbying payments, policies and activities. | Shareholder | Abstain | Against | ||||||||||
| 9. | Stockholder proposal requesting a racial equity audit analyzing Citi's adverse impacts on nonwhite stakeholders and communities of color. | Shareholder | Abstain | Against | ||||||||||
| 10. | Stockholder proposal requesting that the Board approve an amendment to Citi's Certificate of Incorporation to become a Public Benefit Corporation and to submit the proposed amendment to stockholders for approval. | Shareholder | Against | For | ||||||||||
| ROLLINS, INC. | ||||||||||||||
| Security | 775711104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ROL | Meeting Date | 27-Apr-2021 | |||||||||||
| ISIN | US7757111049 | Agenda | 935349921 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gary W. Rollins | For | For | |||||||||||
| 2 | Harry J. Cynkus | For | For | |||||||||||
| 3 | Pamela R. Rollins | For | For | |||||||||||
| 2. | To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To amend the Restated Certificate of Incorporation of the Company to increase the total number of authorized shares of capital stock from 550,500,000 shares to 800,500,000 shares, such that authorized shares of common stock would be increased from 550,000,000 to 800,000,000 and authorized shares of preferred stock would remain 500,000. | Management | For | For | ||||||||||
| PACCAR INC | ||||||||||||||
| Security | 693718108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PCAR | Meeting Date | 27-Apr-2021 | |||||||||||
| ISIN | US6937181088 | Agenda | 935351457 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Mark C. Pigott | Management | For | For | ||||||||||
| 1B. | Election of Director: Dame Alison J. Carnwath | Management | For | For | ||||||||||
| 1C. | Election of Director: Franklin L. Feder | Management | For | For | ||||||||||
| 1D. | Election of Director: R. Preston Feight | Management | For | For | ||||||||||
| 1E. | Election of Director: Beth E. Ford | Management | For | For | ||||||||||
| 1F. | Election of Director: Kirk S. Hachigian | Management | For | For | ||||||||||
| 1G. | Election of Director: Roderick C. McGeary | Management | For | For | ||||||||||
| 1H. | Election of Director: John M. Pigott | Management | For | For | ||||||||||
| 1I. | Election of Director: Ganesh Ramaswamy | Management | For | For | ||||||||||
| 1J. | Election of Director: Mark A. Schulz | Management | For | For | ||||||||||
| 1K. | Election of Director: Gregory M. E. Spierkel | Management | For | For | ||||||||||
| 2. | Stockholder proposal regarding supermajority voting provisions if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
| BAUSCH HEALTH COMPANIES, INC. | ||||||||||||||
| Security | 071734107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BHC | Meeting Date | 27-Apr-2021 | |||||||||||
| ISIN | CA0717341071 | Agenda | 935352726 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Richard U. De Schutter | Management | For | For | ||||||||||
| 1B. | Election of Director: D. Robert Hale | Management | For | For | ||||||||||
| 1C. | Election of Director: Brett Icahn | Management | For | For | ||||||||||
| 1D. | Election of Director: Dr. Argeris (Jerry) N. Karabelas | Management | For | For | ||||||||||
| 1E. | Election of Director: Sarah B. Kavanagh | Management | For | For | ||||||||||
| 1F. | Election of Director: Steven D. Miller | Management | For | For | ||||||||||
| 1G. | Election of Director: Joseph C. Papa | Management | For | For | ||||||||||
| 1H. | Election of Director: John A. Paulson | Management | For | For | ||||||||||
| 1I. | Election of Director: Robert N. Power | Management | For | For | ||||||||||
| 1J. | Election of Director: Russel C. Robertson | Management | For | For | ||||||||||
| 1K. | Election of Director: Thomas W. Ross, Sr. | Management | For | For | ||||||||||
| 1L. | Election of Director: Andrew C. von Eschenbach, M.D. | Management | For | For | ||||||||||
| 1M. | Election of Director: Amy B. Wechsler, M.D. | Management | For | For | ||||||||||
| 2. | The approval, in an advisory vote, of the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
| 3. | To appoint PricewaterhouseCoopers LLP as the auditor for the Company to hold office until the close of the 2022 Annual Meeting of Shareholders and to authorize the Company's Board of Directors to fix the auditor's remuneration. | Management | For | For | ||||||||||
| NATWEST GROUP PLC | ||||||||||||||
| Security | G6422B105 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2021 | ||||||||||||
| ISIN | GB00B7T77214 | Agenda | 713722759 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||
| 2 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||
| 3 | APPROVE FINAL DIVIDEND | Management | For | For | ||||||||||
| 4 | RE-ELECT HOWARD DAVIES AS DIRECTOR | Management | For | For | ||||||||||
| 5 | RE-ELECT ALISON ROSE-SLADE AS DIRECTOR | Management | For | For | ||||||||||
| 6 | RE-ELECT KATIE MURRAY AS DIRECTOR | Management | For | For | ||||||||||
| 7 | RE-ELECT FRANK DANGEARD AS DIRECTOR | Management | For | For | ||||||||||
| 8 | RE-ELECT PATRICK FLYNN AS DIRECTOR | Management | For | For | ||||||||||
| 9 | RE-ELECT MORTEN FRIIS AS DIRECTOR | Management | For | For | ||||||||||
| 10 | RE-ELECT ROBERT GILLESPIE AS DIRECTOR | Management | For | For | ||||||||||
| 11 | RE-ELECT YASMIN JETHA AS DIRECTOR | Management | For | For | ||||||||||
| 12 | RE-ELECT MIKE ROGERS AS DIRECTOR | Management | For | For | ||||||||||
| 13 | RE-ELECT MARK SELIGMAN AS DIRECTOR | Management | For | For | ||||||||||
| 14 | RE-ELECT LENA WILSON AS DIRECTOR | Management | For | For | ||||||||||
| 15 | REAPPOINT ERNST & YOUNG LLP AS AUDITORS | Management | For | For | ||||||||||
| 16 | AUTHORISE THE GROUP AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||
| 17 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||
| 18 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | For | For | ||||||||||
| 19 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||
| 20 | AUTHORISE ISSUE OF EQUITY IN CONNECTION WITH EQUITY CONVERTIBLE NOTES | Management | For | For | ||||||||||
| 21 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH EQUITY CONVERTIBLE NOTES | Management | For | For | ||||||||||
| 22 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | For | For | ||||||||||
| 23 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||
| 24 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||
| 25 | AUTHORISE OFF-MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||
| 26 | AUTHORISE OFF-MARKET PURCHASE OF PREFERENCE SHARES | Management | For | For | ||||||||||
| 27 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
| 28 | AUTHORISE BOARD TO OFFER SCRIP DIVIDEND | Management | For | For | ||||||||||
| CMMT | 08 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO REMOVAL OF RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| ASSA ABLOY AB | ||||||||||||||
| Security | W0817X204 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2021 | ||||||||||||
| ISIN | SE0007100581 | Agenda | 713725337 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING: LARS RENSTROM | Non-Voting | ||||||||||||
| 2 | ELECTION OF TWO PERSONS TO CHECK THE ANNUAL GENERAL MEETING MINUTES: JOHAN- HJERTONSSON (INVESTMENT AB LATOUR), LISELOTT LEDIN (ALECTA) | Non-Voting | ||||||||||||
| 3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
| 4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
| 5 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
| 6 | PRESENTATION OF A) THE ANNUAL REPORT AND THE AUDIT REPORT AS WELL AS THE- CONSOLIDATED ACCOUNTS AND THE AUDIT REPORT FOR THE GROUP, AND B) THE-AUDITOR'S STATEMENT REGARDING WHETHER THE GUIDELINES FOR REMUNERATION TO-SENIOR EXECUTIVES ADOPTED ON THE PREVIOUS ANNUAL GENERAL MEETING HAVE BEEN-COMPLIED WITH | Non-Voting | ||||||||||||
| 7.A | RESOLUTION REGARDING ADOPTION OF THE STATEMENT OF INCOME AND THE BALANCE SHEET AS WELL AS THE CONSOLIDATED STATEMENT OF INCOME AND THE CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||||
| 7.B | RESOLUTION REGARDING DISPOSITIONS OF THE COMPANY'S PROFIT ACCORDING TO THE ADOPTED BALANCE SHEET: SEK 3.90 PER SHARE | Management | No Action | |||||||||||
| 7.C.1 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: LARS RENSTROM (CHAIRMAN OF THE BOARD) | Management | No Action | |||||||||||
| 7.C.2 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: CARL DOUGLAS (VICE CHAIRMAN OF THE BOARD) | Management | No Action | |||||||||||
| 7.C.3 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: EVA KARLSSON (BOARD MEMBER) | Management | No Action | |||||||||||
| 7.C.4 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: BIRGITTA KLASEN (BOARD MEMBER) | Management | No Action | |||||||||||
| 7.C.5 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: LENA OLVING (BOARD MEMBER) | Management | No Action | |||||||||||
| 7.C.6 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: SOFIA SCHORLING HOGBERG (BOARD MEMBER) | Management | No Action | |||||||||||
| 7.C.7 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: JAN SVENSSON (BOARD MEMBER) | Management | No Action | |||||||||||
| 7.C.8 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: JOAKIM WEIDEMANIS (BOARD MEMBER) | Management | No Action | |||||||||||
| 7.C.9 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: RUNE HJALM (BOARD MEMBER, EMPLOYEE REPRESENTATIVE) | Management | No Action | |||||||||||
| 7.C10 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: MATS PERSSON (BOARD MEMBER, EMPLOYEE REPRESENTATIVE) | Management | No Action | |||||||||||
| 7.C11 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: BJARNE JOHANSSON (DEPUTY BOARD MEMBER, EMPLOYEE REPRESENTATIVE) | Management | No Action | |||||||||||
| 7.C12 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: NADJA WIKSTROM (DEPUTY BOARD MEMBER, EMPLOYEE REPRESENTATIVE) | Management | No Action | |||||||||||
| 7.C13 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: NICO DELVAUX (CEO) | Management | No Action | |||||||||||
| 8 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS: THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS SHALL BE EIGHT | Management | No Action | |||||||||||
| 9.A | DETERMINATION OF FEES TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 9.B | DETERMINATION OF FEES TO THE AUDITOR | Management | No Action | |||||||||||
| 10 | ELECTION OF THE BOARD OF DIRECTORS, CHAIRMAN OF THE BOARD OF DIRECTORS AND VICE CHAIRMAN OF THE BOARD OF DIRECTORS: RE-ELECTION OF LARS RENSTROM, CARL DOUGLAS, EVA KARLSSON, LENA OLVING, SOFIA SCHORLING HOGBERG AND JOAKIM WEIDEMANIS AS MEMBERS OF THE BOARD OF DIRECTORS. BIRGITTA KLASEN AND JAN SVENSSON HAVE DECLINED RE-ELECTION. ELECTION OF JOHAN HJERTONSSON AND SUSANNE PAHLEN AKLUNDH AS NEW MEMBERS OF THE BOARD OF DIRECTORS. RE-ELECTION OF LARS RENSTROM AS CHAIRMAN OF THE BOARD OF DIRECTORS AND CARL DOUGLAS AS VICE CHAIRMAN | Management | No Action | |||||||||||
| 11 | ELECTION OF AUDITOR: RE-ELECTION OF THE REGISTERED AUDIT FIRM ERNST & YOUNG AB AS AUDITOR FOR THE TIME PERIOD UNTIL THE END OF THE ANNUAL GENERAL MEETING 2022, IN ACCORDANCE WITH THE AUDIT COMMITTEE'S RECOMMENDATION. ERNST & YOUNG AB HAS NOTIFIED THAT, PROVIDED THAT THE NOMINATION COMMITTEE'S PROPOSAL IS ADOPTED BY THE ANNUAL GENERAL MEETING, AUTHORIZED PUBLIC ACCOUNTANT HAMISH MABON WILL REMAIN APPOINTED AS AUDITOR IN CHARGE | Management | No Action | |||||||||||
| 12 | RESOLUTION ON APPROVAL OF THE REMUNERATION REPORT | Management | No Action | |||||||||||
| 13 | RESOLUTION REGARDING AUTHORIZATION TO REPURCHASE AND TRANSFER SERIES B SHARES IN THE COMPANY | Management | No Action | |||||||||||
| 14 | RESOLUTION REGARDING LONG-TERM INCENTIVE PROGRAM | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| ANHEUSER-BUSCH INBEV SA/NV | ||||||||||||||
| Security | B639CJ108 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2021 | ||||||||||||
| ISIN | BE0974293251 | Agenda | 713738625 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| A.1 | RENEWAL OF THE POWERS OF THE BOARD OF DIRECTORS RELATING TO THE ACQUISITION BY THE COMPANY OF ITS OWN SHARES AND AMENDMENTS TO ARTICLE 15 OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| B.2 | MANAGEMENT REPORT BY THE BOARD OF DIRECTORS ON THE ACCOUNTING YEAR ENDED ON-31 DECEMBER 2020 | Non-Voting | ||||||||||||
| B.3 | REPORT BY THE STATUTORY AUDITOR ON THE ACCOUNTING YEAR ENDED ON 31 DECEMBER-2020 | Non-Voting | ||||||||||||
| B.4 | COMMUNICATION OF THE CONSOLIDATED ANNUAL ACCOUNTS RELATING TO THE ACCOUNTING-YEAR ENDED ON 31 DECEMBER 2020, AS WELL AS THE MANAGEMENT REPORT BY THE BOARD-OF DIRECTORS AND THE REPORT BY THE STATUTORY AUDITOR ON THE CONSOLIDATED-ANNUAL ACCOUNTS | Non-Voting | ||||||||||||
| B.5 | APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS: DIVIDEND FOR 2020 OF EUR 0.50 PER SHARE | Management | No Action | |||||||||||
| B.6 | DISCHARGE TO THE DIRECTORS: GRANTING DISCHARGE TO THE DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING THE ACCOUNTING YEAR ENDED ON 31 DECEMBER 2020 | Management | No Action | |||||||||||
| B.7 | DISCHARGE TO THE STATUTORY AUDITOR: GRANTING DISCHARGE TO THE STATUTORY AUDITOR FOR THE PERFORMANCE OF HIS DUTIES DURING THE ACCOUNTING YEAR ENDED ON 31 DECEMBER 2020 | Management | No Action | |||||||||||
| B.8.A | APPOINTMENT OF DIRECTOR: UPON PROPOSAL FROM THE RESTRICTED SHAREHOLDERS, RENEWING THE APPOINTMENT AS RESTRICTED SHARE DIRECTOR OF MR. MARTIN J. BARRINGTON, FOR A PERIOD OF ONE YEAR ENDING AT THE END OF THE SHAREHOLDERS' MEETING WHICH WILL BE ASKED TO APPROVE THE ACCOUNTS FOR THE YEAR 2021 | Management | No Action | |||||||||||
| B.8.B | APPOINTMENT OF DIRECTOR: UPON PROPOSAL FROM THE RESTRICTED SHAREHOLDERS, RENEWING THE APPOINTMENT AS RESTRICTED SHARE DIRECTOR OF MR. WILLIAM F. GIFFORD, JR., FOR A PERIOD OF ONE YEAR ENDING AT THE END OF THE SHAREHOLDERS' MEETING WHICH WILL BE ASKED TO APPROVE THE ACCOUNTS FOR THE YEAR 2021 | Management | No Action | |||||||||||
| B.8.C | APPOINTMENT OF DIRECTOR: UPON PROPOSAL FROM THE RESTRICTED SHAREHOLDERS, RENEWING THE APPOINTMENT AS RESTRICTED SHARE DIRECTOR OF MR. ALEJANDRO SANTO DOMINGO DAVILA, FOR A PERIOD OF ONE YEAR ENDING AT THE END OF THE SHAREHOLDERS' MEETING WHICH WILL BE ASKED TO APPROVE THE ACCOUNTS FOR THE YEAR 202 | Management | No Action | |||||||||||
| B.9 | REMUNERATION POLICY: APPROVING THE REMUNERATION POLICY DRAFTED IN ACCORDANCE WITH ARTICLE 7:89/1 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS. THE 2020 ANNUAL REPORT CONTAINING THE REMUNERATION POLICY IS AVAILABLE ON THE COMPANY'S WEBSITE AS INDICATED IN THIS NOTICE | Management | No Action | |||||||||||
| B.10 | REMUNERATION REPORT: APPROVING THE REMUNERATION REPORT FOR THE FINANCIAL YEAR 2020. THE 2020 ANNUAL REPORT CONTAINING THE REMUNERATION REPORT IS AVAILABLE ON THE COMPANY'S WEBSITE AS INDICATED IN THIS NOTICE | Management | No Action | |||||||||||
| B.11 | APPROVAL OF A CHANGE OF CONTROL PROVISION: APPROVING, IN ACCORDANCE WITH ARTICLE 7:151 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS, (I) CLAUSE 17 (MANDATORY PREPAYMENT) OF THE (CURRENTLY) USD 10,100,000,000 REVOLVING CREDIT AND SWINGLINE FACILITIES AGREEMENT ORIGINALLY DATED 26 | Management | No Action | |||||||||||
| FEBRUARY 2010 AND AS AMENDED FROM TIME TO TIME AND FOR THE LAST TIME PURSUANT TO AN AMENDMENT AND RESTATEMENT AGREEMENT DATED 16 FEBRUARY 2021 (THE "RESTATED FACILITIES AGREEMENT") AND (II) ANY OTHER PROVISION OF THE RESTATED FACILITIES AGREEMENT GRANTING RIGHTS TO THIRD PARTIES WHICH COULD MATERIALLY AFFECT THE COMPANY'S ASSETS OR COULD IMPOSE A MATERIAL LIABILITY OR OBLIGATION ON THE COMPANY WHERE IN EACH CASE THE EXERCISE OF THOSE RIGHTS IS DEPENDENT ON THE LAUNCH OF A PUBLIC TAKE-OVER BID OVER THE SHARES OF THE COMPANY OR ON A "CHANGE OF CONTROL" (AS DEFINED IN THE RESTATED FACILITIES AGREEMENT) (*).(*) PURSUANT TO THE RESTATED FACILITIES AGREEMENT, (A) "CHANGE OF CONTROL" MEANS "ANY PERSON OR GROUP OF PERSONS ACTING IN CONCERT (IN EACH CASE OTHER THAN STICHTING ANHEUSER-BUSCH INBEV OR ANY EXISTING DIRECT OR INDIRECT CERTIFICATE HOLDER OR CERTIFICATE HOLDERS OF STICHTING ANHEUSER-BUSCH INBEV OR ANY PERSON OR GROUP OF PERSONS ACTING IN CONCERT WITH ANY SUCH PERSONS) GAINING CONTROL OF THE COMPANY, (B) "ACTING IN CONCERT" MEANS "A GROUP OF PERSONS WHO, PURSUANT TO AN AGREEMENT OR UNDERSTANDING (WHETHER FORMAL OR INFORMAL), ACTIVELY CO-OPERATE, THROUGH THE ACQUISITION DIRECTLY OR INDIRECTLY OF SHARES IN THE COMPANY BY ANY OF THEM, EITHER DIRECTLY OR INDIRECTLY, TO OBTAIN CONTROL OF THE COMPANY" AND (C) "CONTROL" MEANS, IN RESPECT OF THE COMPANY, "THE DIRECT OR INDIRECT OWNERSHIP OF MORE THAN 50 PER CENT OF THE SHARE CAPITAL OR SIMILAR RIGHTS OF OWNERSHIP OF THE COMPANY OR THE POWER TO DIRECT THE MANAGEMENT AND THE POLICIES OF THE COMPANY WHETHER THROUGH THE OWNERSHIP OF SHARE CAPITAL, CONTRACT OR OTHERWISE OR (B) THE POWER (WHETHER BY WAY OF OWNERSHIP OF SHARES, PROXY, CONTRACT, AGENCY OR OTHERWISE) TO: (I) CAST, OR CONTROL THE CASTING OF, MORE THAN 50 PER CENT. OF THE MAXIMUM NUMBER OF VOTES THAT MIGHT BE CAST AT A GENERAL MEETING; OR (II) APPOINT OR REMOVE ALL, OR THE MAJORITY, OF THE DIRECTORS OR OTHER EQUIVALENT OFFICERS; OR (III) GIVE DIRECTIONS TO MANAGEMENT WITH RESPECT TO THE OPERATING AND FINANCIAL POLICIES OF THE ENTITY WITH WHICH THE DIRECTORS OR OTHER EQUIVALENT OFFICERS OF THE COMPANY ARE OBLIGED TO COMPLY". CLAUSE 17 OF THE RESTATED FACILITIES AGREEMENT GRANTS, IN ESSENCE, TO ANY LENDER UNDER THE RESTATED FACILITIES | ||||||||||||||
| AGREEMENT, UPON A CHANGE OF CONTROL OVER THE COMPANY, THE RIGHT (I) NOT TO FUND ANY LOAN OR LETTER OF CREDIT (OTHER THAN A ROLLOVER LOAN MEETING CERTAIN CONDITIONS) AND (II) (BY NOT LESS THAN 30 DAYS WRITTEN NOTICE) TO CANCEL ITS UNDRAWN COMMITMENTS AND REQUIRE REPAYMENT OF ITS PARTICIPATIONS IN THE LOANS OR LETTERS OF CREDIT, TOGETHER WITH ACCRUED INTEREST THEREON, AND ALL OTHER AMOUNTS OWED TO SUCH LENDER UNDER THE RESTATED FACILITIES AGREEMENT (AND CERTAIN RELATED DOCUMENTS) | ||||||||||||||
| C.12 | FILINGS: WITHOUT PREJUDICE TO OTHER DELEGATIONS OF POWERS TO THE EXTENT APPLICABLE, GRANTING POWERS TO JAN VANDERMEERSCH, GLOBAL LEGAL DIRECTOR CORPORATE, WITH POWER TO SUBSTITUTE, TO PROCEED TO (I) THE SIGNING OF THE RESTATED ARTICLES OF ASSOCIATION AND THEIR FILINGS WITH THE CLERK'S OFFICE OF THE ENTERPRISE COURT OF BRUSSELS AS A RESULT OF THE APPROVAL OF THE RESOLUTIONS REFERRED TO IN ITEM 1 ABOVE, (II) THE FILING OF THE RESOLUTION REFERRED TO IN ITEM 11 ABOVE WITH THE CLERK'S OFFICE OF THE ENTERPRISE COURT OF BRUSSELS, AND (III) ANY OTHER FILINGS AND PUBLICATION FORMALITIES IN RELATION TO THE ABOVE RESOLUTIONS | Management | No Action | |||||||||||
| CMMT | 09 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETINFG-TYPE FROM MIX TO OGM AND MODIFICATION OF THE TEXT OF RESOLUTION B.5. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| TEXTRON INC. | ||||||||||||||
| Security | 883203101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TXT | Meeting Date | 28-Apr-2021 | |||||||||||
| ISIN | US8832031012 | Agenda | 935343323 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Scott C. Donnelly | Management | For | For | ||||||||||
| 1B. | Election of Director: Kathleen M. Bader | Management | For | For | ||||||||||
| 1C. | Election of Director: R. Kerry Clark | Management | For | For | ||||||||||
| 1D. | Election of Director: James T. Conway | Management | For | For | ||||||||||
| 1E. | Election of Director: Paul E. Gagné | Management | For | For | ||||||||||
| 1F. | Election of Director: Ralph D. Heath | Management | For | For | ||||||||||
| 1G. | Election of Director: Deborah Lee James | Management | For | For | ||||||||||
| 1H. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||||
| 1I. | Election of Director: James L. Ziemer | Management | For | For | ||||||||||
| 1J. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||||
| 2. | Approval of the advisory (non-binding) resolution to approve executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of appointment of independent registered public accounting firm. | Management | For | For | ||||||||||
| 4. | Shareholder proposal regarding shareholder action by written consent. | Shareholder | Against | For | ||||||||||
| MODERNA, INC. | ||||||||||||||
| Security | 60770K107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MRNA | Meeting Date | 28-Apr-2021 | |||||||||||
| ISIN | US60770K1079 | Agenda | 935347206 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Robert Langer, Sc.D. | For | For | |||||||||||
| 2 | Elizabeth Nabel, M.D. | For | For | |||||||||||
| 3 | Elizabeth Tallett | For | For | |||||||||||
| 2. | To cast a non-binding, advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as our registered independent public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| NEWMONT CORPORATION | ||||||||||||||
| Security | 651639106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NEM | Meeting Date | 28-Apr-2021 | |||||||||||
| ISIN | US6516391066 | Agenda | 935348183 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Patrick Awuah. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
| 1B. | Election of Director: Gregory Boyce. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
| 1C. | Election of Director: Bruce Brook. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
| 1D. | Election of Director: Maura Clark. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
| 1E. | Election of Director: Matthew Coon Come. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
| 1F. | Election of Director: José Manuel Madero. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
| 1G. | Election of Director: René Médori. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
| 1H. | Election of Director: Jane Nelson. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
| 1I. | Election of Director: Thomas Palmer. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
| 1J. | Election of Director: Julio Quintana. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
| 1K. | Election of Director: Susan Story. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | ||||||||||
| 3. | Ratify Appointment of Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||||||||
| DUPONT DE NEMOURS INC | ||||||||||||||
| Security | 26614N102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DD | Meeting Date | 28-Apr-2021 | |||||||||||
| ISIN | US26614N1028 | Agenda | 935348436 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Amy G. Brady | Management | For | For | ||||||||||
| 1B. | Election of Director: Edward D. Breen | Management | For | For | ||||||||||
| 1C. | Election of Director: Ruby R. Chandy | Management | For | For | ||||||||||
| 1D. | Election of Director: Franklin K. Clyburn, Jr. | Management | For | For | ||||||||||
| 1E. | Election of Director: Terrence R. Curtin | Management | For | For | ||||||||||
| 1F. | Election of Director: Alexander M. Cutler | Management | For | For | ||||||||||
| 1G. | Election of Director: Eleuthère I. du Pont | Management | For | For | ||||||||||
| 1H. | Election of Director: Luther C. Kissam | Management | For | For | ||||||||||
| 1I. | Election of Director: Frederick M. Lowery | Management | For | For | ||||||||||
| 1J. | Election of Director: Raymond J. Milchovich | Management | For | For | ||||||||||
| 1K. | Election of Director: Deanna M. Mulligan | Management | For | For | ||||||||||
| 1L. | Election of Director: Steven M. Sterin | Management | For | For | ||||||||||
| 2. | Advisory Resolution to Approve Executive Compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 4. | Amendment and Restatement of the Company's Certificate of Incorporation to Decrease the Ownership Threshold for Stockholders to Call a Special Meeting. | Management | For | For | ||||||||||
| 5. | Right to Act by Written Consent. | Shareholder | Against | For | ||||||||||
| 6. | Annual Disclosure of EEO-1 Data. | Shareholder | Abstain | Against | ||||||||||
| 7. | Annual Report on Plastic Pollution. | Shareholder | Abstain | Against | ||||||||||
| CULLEN/FROST BANKERS, INC. | ||||||||||||||
| Security | 229899109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CFR | Meeting Date | 28-Apr-2021 | |||||||||||
| ISIN | US2298991090 | Agenda | 935348638 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Carlos Alvarez | Management | For | For | ||||||||||
| 1b. | Election of Director: Chris M. Avery | Management | For | For | ||||||||||
| 1c. | Election of Director: Anthony R. Chase | Management | For | For | ||||||||||
| 1d. | Election of Director: Cynthia J. Comparin | Management | For | For | ||||||||||
| 1e. | Election of Director: Samuel G. Dawson | Management | For | For | ||||||||||
| 1f. | Election of Director: Crawford H. Edwards | Management | For | For | ||||||||||
| 1g. | Election of Director: Patrick B. Frost | Management | For | For | ||||||||||
| 1h. | Election of Director: Phillip D. Green | Management | For | For | ||||||||||
| 1i. | Election of Director: David J. Haemisegger | Management | For | For | ||||||||||
| 1j. | Election of Director: Karen E. Jennings | Management | For | For | ||||||||||
| 1k. | Election of Director: Charles W. Matthews | Management | For | For | ||||||||||
| 1l. | Election of Director: Ida Clement Steen | Management | For | For | ||||||||||
| 2. | To ratify the selection of Ernst & Young LLP to act as independent auditors of Cullen/Frost Bankers, Inc. for the fiscal year that began January 1, 2021 | Management | For | For | ||||||||||
| 3. | To provide nonbinding approval of executive compensation. | Management | For | For | ||||||||||
| VERICEL CORPORATION | ||||||||||||||
| Security | 92346J108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VCEL | Meeting Date | 28-Apr-2021 | |||||||||||
| ISIN | US92346J1088 | Agenda | 935348981 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Robert L. Zerbe | For | For | |||||||||||
| 2 | Alan L. Rubino | For | For | |||||||||||
| 3 | Heidi Hagen | For | For | |||||||||||
| 4 | Steven Gilman | For | For | |||||||||||
| 5 | Kevin McLaughlin | For | For | |||||||||||
| 6 | Paul Wotton | For | For | |||||||||||
| 7 | Dominick C. Colangelo | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation of Vericel Corporation's named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as Vericel Corporation's Independent Registered Public Accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| MARATHON PETROLEUM CORPORATION | ||||||||||||||
| Security | 56585A102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MPC | Meeting Date | 28-Apr-2021 | |||||||||||
| ISIN | US56585A1025 | Agenda | 935349868 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Class I Director: Abdulaziz F. Alkhayyal | Management | For | For | ||||||||||
| 1B. | Election of Class I Director: Jonathan Z. Cohen | Management | For | For | ||||||||||
| 1C. | Election of Class I Director: Michael J. Hennigan | Management | For | For | ||||||||||
| 1D. | Election of Class I Director: Frank M. Semple | Management | For | For | ||||||||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditor for 2021. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of the company's named executive officer compensation. | Management | For | For | ||||||||||
| 4. | Approval of the Marathon Petroleum Corporation 2021 Incentive Compensation Plan. | Management | For | For | ||||||||||
| 5. | Approval of an amendment to the company's Restated Certificate of Incorporation to eliminate the supermajority provisions. | Management | For | For | ||||||||||
| 6. | Approval of an amendment to the company's Restated Certificate of Incorporation to declassify the Board of Directors. | Management | For | For | ||||||||||
| 7. | Shareholder proposal seeking to prohibit accelerated vesting of equity awards in connection with a change in control. | Shareholder | Against | For | ||||||||||
| THE CHEMOURS COMPANY | ||||||||||||||
| Security | 163851108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CC | Meeting Date | 28-Apr-2021 | |||||||||||
| ISIN | US1638511089 | Agenda | 935349919 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Curtis V. Anastasio | Management | For | For | ||||||||||
| 1B. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Bradley J. Bell | Management | For | For | ||||||||||
| 1C. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Richard H. Brown | Management | For | For | ||||||||||
| 1D. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Mary B. Cranston | Management | For | For | ||||||||||
| 1E. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Curtis J. Crawford | Management | For | For | ||||||||||
| 1F. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Dawn L. Farrell | Management | For | For | ||||||||||
| 1G. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Erin N. Kane | Management | For | For | ||||||||||
| 1H. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Sean D. Keohane | Management | For | For | ||||||||||
| 1I. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Mark P. Vergnano | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
| 3. | Ratification of Selection of PricewaterhouseCoopers LLP for fiscal year 2021. | Management | For | For | ||||||||||
| 4. | Proposal to Amend the Amended and Restated Certificate of Incorporation to Eliminate Supermajority Voting Provisions with Respect to Certificate and Bylaws Amendments. | Management | For | For | ||||||||||
| 5. | Approval of the Amendment and Restatement of The Chemours Company 2017 Equity and Incentive Plan. | Management | Against | Against | ||||||||||
| BORGWARNER INC. | ||||||||||||||
| Security | 099724106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BWA | Meeting Date | 28-Apr-2021 | |||||||||||
| ISIN | US0997241064 | Agenda | 935350190 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Nelda J. Connors | Management | For | For | ||||||||||
| 1B. | Election of Director: Dennis C. Cuneo | Management | For | For | ||||||||||
| 1C. | Election of Director: David S. Haffner | Management | For | For | ||||||||||
| 1D. | Election of Director: Michael S. Hanley | Management | For | For | ||||||||||
| 1E. | Election of Director: Frederic B. Lissalde | Management | For | For | ||||||||||
| 1F. | Election of Director: Paul A. Mascarenas | Management | For | For | ||||||||||
| 1G. | Election of Director: Shaun E. McAlmont | Management | For | For | ||||||||||
| 1H. | Election of Director: Deborah D. McWhinney | Management | For | For | ||||||||||
| 1I. | Election of Director: Alexis P. Michas | Management | For | For | ||||||||||
| 2. | Advisory approval of the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Ratify the selection of PricewaterhouseCoopers LLP as independent registered public accounting firm for the Company for 2021. | Management | For | For | ||||||||||
| 4. | Stockholder proposal to enable 10% of shares to request a record date to initiate stockholder written consent. | Shareholder | Against | For | ||||||||||
| CIGNA CORPORATION | ||||||||||||||
| Security | 125523100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CI | Meeting Date | 28-Apr-2021 | |||||||||||
| ISIN | US1255231003 | Agenda | 935350772 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: David M. Cordani | Management | For | For | ||||||||||
| 1B. | Election of Director: William J. DeLaney | Management | For | For | ||||||||||
| 1C. | Election of Director: Eric J. Foss | Management | For | For | ||||||||||
| 1D. | Election of Director: Elder Granger, MD, MG, USA (Retired) | Management | For | For | ||||||||||
| 1E. | Election of Director: Isaiah Harris, Jr. | Management | For | For | ||||||||||
| 1F. | Election of Director: George Kurian | Management | For | For | ||||||||||
| 1G. | Election of Director: Kathleen M. Mazzarella | Management | For | For | ||||||||||
| 1H. | Election of Director: Mark B. McClellan, MD, PhD | Management | For | For | ||||||||||
| 1I. | Election of Director: John M. Partridge | Management | For | For | ||||||||||
| 1J. | Election of Director: Kimberly A. Ross | Management | For | For | ||||||||||
| 1K. | Election of Director: Eric C. Wiseman | Management | For | For | ||||||||||
| 1L. | Election of Director: Donna F. Zarcone | Management | For | For | ||||||||||
| 2. | Advisory approval of Cigna's executive compensation. | Management | For | For | ||||||||||
| 3. | Approval of the Amended and Restated Cigna Long- Term Incentive Plan. | Management | Against | Against | ||||||||||
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as Cigna's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 5. | Shareholder proposal - Shareholder right to act by written consent. | Shareholder | Against | For | ||||||||||
| 6. | Shareholder proposal - Gender pay gap report. | Shareholder | Abstain | Against | ||||||||||
| 7. | Shareholder proposal - Board ideology disclosure policy. | Shareholder | Against | For | ||||||||||
| CLEVELAND-CLIFFS INC. | ||||||||||||||
| Security | 185899101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CLF | Meeting Date | 28-Apr-2021 | |||||||||||
| ISIN | US1858991011 | Agenda | 935353778 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | L. Goncalves | For | For | |||||||||||
| 2 | D.C. Taylor | For | For | |||||||||||
| 3 | J.T. Baldwin | For | For | |||||||||||
| 4 | R.P. Fisher, Jr. | For | For | |||||||||||
| 5 | W.K. Gerber | For | For | |||||||||||
| 6 | S.M. Green | For | For | |||||||||||
| 7 | M.A. Harlan | For | For | |||||||||||
| 8 | R.S. Michael, III | For | For | |||||||||||
| 9 | J.L. Miller | For | For | |||||||||||
| 10 | E.M Rychel | For | For | |||||||||||
| 11 | G. Stoliar | For | For | |||||||||||
| 12 | A.M. Yocum | For | For | |||||||||||
| 2. | Approval of an amendment to Cleveland-Cliffs Inc.'s Fourth Amended Articles of Incorporation, as amended, to increase the number of authorized common shares. | Management | For | For | ||||||||||
| 3. | Approval of the Cleveland-Cliffs Inc. 2021 Nonemployee Director's Compensation Plan. | Management | For | For | ||||||||||
| 4. | Approval of the Cleveland-Cliffs Inc. 2021 Equity and Incentive Compensation Plan. | Management | For | For | ||||||||||
| 5. | Approval, on an advisory basis, of our named executive officers' compensation. | Management | For | For | ||||||||||
| 6. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Cleveland- Cliffs Inc. to serve for the 2021 fiscal year. | Management | For | For | ||||||||||
| WESTWOOD HOLDINGS GROUP, INC. | ||||||||||||||
| Security | 961765104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WHG | Meeting Date | 28-Apr-2021 | |||||||||||
| ISIN | US9617651040 | Agenda | 935353879 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Brian O. Casey | For | For | |||||||||||
| 2 | Richard M. Frank | For | For | |||||||||||
| 3 | Susan M. Byrne | For | For | |||||||||||
| 4 | Ellen H. Masterson | For | For | |||||||||||
| 5 | Geoffrey R. Norman | For | For | |||||||||||
| 6 | Raymond E. Wooldridge | For | For | |||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as Westwood's independent auditors for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve the Eighth Amended and Restated Westwood Holdings Group, Inc. Stock Incentive Plan. | Management | Against | Against | ||||||||||
| 4. | To cast a non-binding, advisory vote on Westwood's executive compensation. | Management | For | For | ||||||||||
| HCA HEALTHCARE, INC. | ||||||||||||||
| Security | 40412C101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HCA | Meeting Date | 28-Apr-2021 | |||||||||||
| ISIN | US40412C1018 | Agenda | 935354237 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Thomas F. Frist III | Management | For | For | ||||||||||
| 1B. | Election of Director: Samuel N. Hazen | Management | For | For | ||||||||||
| 1C. | Election of Director: Meg G. Crofton | Management | For | For | ||||||||||
| 1D. | Election of Director: Robert J. Dennis | Management | For | For | ||||||||||
| 1E. | Election of Director: Nancy-Ann DeParle | Management | For | For | ||||||||||
| 1F. | Election of Director: William R. Frist | Management | For | For | ||||||||||
| 1G. | Election of Director: Charles O. Holliday, Jr | Management | For | For | ||||||||||
| 1H. | Election of Director: Michael W. Michelson | Management | For | For | ||||||||||
| 1I. | Election of Director: Wayne J. Riley, M.D. | Management | For | For | ||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 4. | Stockholder proposal, if properly presented at the meeting, requesting that the Board of Directors take the steps necessary to allow stockholders to act by written consent. | Shareholder | Against | For | ||||||||||
| 5. | Stockholder proposal, if properly presented at the meeting, requesting a report on the feasibility of increasing the impact of quality metrics on executive compensation. | Shareholder | Abstain | Against | ||||||||||
| ALCON INC. | ||||||||||||||
| Security | H01301128 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ALC | Meeting Date | 28-Apr-2021 | |||||||||||
| ISIN | CH0432492467 | Agenda | 935364923 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Approval of the operating and financial review of Alcon Inc., the annual financial statements of Alcon Inc. and the consolidated financial statements for 2020. | Management | For | For | ||||||||||
| 2. | Discharge of the Members of the Board of Directors and the Members of the Executive Committee. | Management | For | For | ||||||||||
| 3. | Appropriation of earnings and declaration of dividend as per the balance sheet of Alcon Inc. of December 31, 2020. | Management | For | For | ||||||||||
| 4A. | Consultative vote on the 2020 Compensation Report. | Management | Abstain | Against | ||||||||||
| 4B. | Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2021 Annual General Meeting to the 2022 Annual General Meeting. | Management | For | For | ||||||||||
| 4C. | Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2022. | Management | For | For | ||||||||||
| 5A. | Re-election of the Member of the Board of Director: F. Michael Ball (as Member and Chair) | Management | For | For | ||||||||||
| 5B. | Re-election of the Member of the Board of Director: Lynn D. Bleil (as Member) | Management | For | For | ||||||||||
| 5C. | Re-election of the Member of the Board of Director: Arthur Cummings (as Member) | Management | For | For | ||||||||||
| 5D. | Re-election of the Member of the Board of Director: David J. Endicott (as Member) | Management | For | For | ||||||||||
| 5E. | Re-election of the Member of the Board of Director: Thomas Glanzmann (as Member) | Management | For | For | ||||||||||
| 5F. | Re-election of the Member of the Board of Director: D. Keith Grossman (as Member) | Management | Abstain | Against | ||||||||||
| 5G. | Re-election of the Member of the Board of Director: Scott Maw (as Member) | Management | For | For | ||||||||||
| 5H. | Re-election of the Member of the Board of Director: Karen May (as Member) | Management | For | For | ||||||||||
| 5I. | Re-election of the Member of the Board of Director: Ines Pöschel (as Member) | Management | For | For | ||||||||||
| 5J. | Re-election of the Member of the Board of Director: Dieter Spälti (as Member) | Management | For | For | ||||||||||
| 6A. | Re-election of the Member of the Compensation Committee: Thomas Glanzmann | Management | For | For | ||||||||||
| 6B. | Re-election of the Member of the Compensation Committee: D. Keith Grossman | Management | Abstain | Against | ||||||||||
| 6C. | Re-election of the Member of the Compensation Committee: Karen May | Management | For | For | ||||||||||
| 6D. | Re-election of the Member of the Compensation Committee: Ines Pöschel | Management | For | For | ||||||||||
| 7. | Re-election of the independent representative, Hartmann Dreyer Attorneys-at-Law. | Management | For | For | ||||||||||
| 8. | Re-election of the statutory auditors, PricewaterhouseCoopers SA, Geneva. | Management | For | For | ||||||||||
| 9. | NOTE: General instruction in case of new agenda items or proposals during the Annual General Meeting (please check one box only) * If you vote FOR, you will be voting in accordance with the recommendation of the Board of Directors. ** If you vote ABSTAIN, you will ABSTAIN from voting. | Management | Abstain | |||||||||||
| GALAPAGOS N V | ||||||||||||||
| Security | 36315X101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GLPG | Meeting Date | 28-Apr-2021 | |||||||||||
| ISIN | US36315X1019 | Agenda | 935371500 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 2. | Acknowledgement and approval of the non-consolidated annual accounts of the Company for the financial year ended on 31 December 2020 and approval of the allocation of the annual result as proposed by the supervisory board. | Management | For | For | ||||||||||
| 5. | Acknowledgement and approval of the remuneration report. | Management | Abstain | Against | ||||||||||
| 6. | Release from liability to be granted to the members of the supervisory board, the members of the former board of directors and the statutory auditor for the performance of their duties in the course of the financial year ended on 31 December 2020. | Management | Abstain | Against | ||||||||||
| 8.1 | Re-appointment of Katrine Bosley as member of the supervisory board of the Company. | Management | For | For | ||||||||||
| 8.2 | Re-appointment of Raj Parekh as member of the supervisory board of the Company. | Management | For | For | ||||||||||
| DOVER MOTORSPORTS, INC. | ||||||||||||||
| Security | 260174107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DVD | Meeting Date | 28-Apr-2021 | |||||||||||
| ISIN | US2601741075 | Agenda | 935379099 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Henry B. Tippie | For | For | |||||||||||
| TELECOM ARGENTINA, S.A. | ||||||||||||||
| Security | 879273209 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TEO | Meeting Date | 28-Apr-2021 | |||||||||||
| ISIN | US8792732096 | Agenda | 935382010 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1) | Appoint two shareholders to sign the Minutes of the Meeting. | Management | For | For | ||||||||||
| 2) | Consider the documentation required by Law No. 19,550section 234 subsection 1, the Comisión Nacional de Valores(CNV) Rules, and the Bolsas y Mercados Argentinos ("BYMA") Rules, as well as the financial documentation in English required by the U.S. Securities and Exchange Commission's rules and regulations, for the Company's thirty-second Fiscal Year, ended December 31, 2020 ('Fiscal Year 2020'). | Management | For | For | ||||||||||
| 3) | Consider the Retained Earnings as of December 31, 2020, which reported a negative balance of AR$5,715,155,909. Proposal to: 1) Absorb the amount of AR$5,715,155,909from the "Facultative Reserve to maintain the capital investments level and the current level of solvency of the Company". 2) It is also proposed to reclassify the amount of AR$12,196,593,929 from the "Facultative Reserve to maintain the capital investments level and the current level of solvency of the Company" ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
| 4) | Consider the performance of Members of the Board of Directors and Members of the Supervisory Committee who have served during Fiscal Year 2020. | Management | For | For | ||||||||||
| 5) | Consider the compensation for the Members of the Board of Directors (allocated amount: AR$252,586,941) for the fiscal year ended December 31, 2020, which reported a computable loss according to the terms of the CNV Rules. | Management | For | For | ||||||||||
| 6) | Authorize the Board of Directors to pay advances on fees to those Directors who during Fiscal Year 2021 serve as independent directors or perform technical-administrative tasks or perform special assignments (within the guidelines determined by the General Corporations Law and contingent upon what the Shareholders' Meeting resolves). | Management | For | For | ||||||||||
| 7) | Consider the compensation to Members of the Supervisory Committee for their services during Fiscal Year 2020.Proposal to pay the total amount of AR$13,904,904. | Management | For | For | ||||||||||
| 8) | Authorize the Board of Directors to pay advances on fees to those Members of the Supervisory Committee who serve during Fiscal Year 2021 (contingent upon what the Shareholders' Meeting resolves). | Management | For | For | ||||||||||
| 9) | Determine the number of regular and alternate Members of the Board of Directors to serve from the date of this Shareholders' Meeting and during three (3) fiscal years. | Management | Abstain | Against | ||||||||||
| 10) | Elect regular Directors. | Management | Abstain | Against | ||||||||||
| 11) | Elect alternate Directors. | Management | Abstain | Against | ||||||||||
| 12) | Elect five (5) regular Members of the Supervisory Committee to serve during Fiscal Year 2021. | Management | Abstain | Against | ||||||||||
| 13) | Determine the number of alternate Members of the Supervisory Committee to serve during Fiscal Year 2021 and elect them. | Management | Abstain | Against | ||||||||||
| 14) | Determine the compensation of the Independent Auditors who served during Fiscal Year 2020. | Management | For | For | ||||||||||
| 15) | Appoint the Independent Auditors of the financial statements for Fiscal Year 2021 and determine their compensation. | Management | For | For | ||||||||||
| 16) | Consider the budget for the Audit Committee for Fiscal Year 2021 (AR$10,769,274). | Management | For | For | ||||||||||
| GALAPAGOS N V | ||||||||||||||
| Security | 36315X101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GLPG | Meeting Date | 28-Apr-2021 | |||||||||||
| ISIN | US36315X1019 | Agenda | 935407874 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 2. | Acknowledgement and approval of the non-consolidated annual accounts of the Company for the financial year ended on 31 December 2020 and approval of the allocation of the annual result as proposed by the supervisory board. | Management | For | For | ||||||||||
| 5. | Acknowledgement and approval of the remuneration report. | Management | Abstain | Against | ||||||||||
| 6. | Release from liability to be granted to the members of the supervisory board, the members of the former board of directors and the statutory auditor for the performance of their duties in the course of the financial year ended on 31 December 2020. | Management | Abstain | Against | ||||||||||
| 8.1 | Re-appointment of Katrine Bosley as member of the supervisory board of the Company. | Management | For | For | ||||||||||
| 8.2 | Re-appointment of Raj Parekh as member of the supervisory board of the Company. | Management | For | For | ||||||||||
| GRUPO TELEVISA, S.A.B. | ||||||||||||||
| Security | 40049J206 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TV | Meeting Date | 28-Apr-2021 | |||||||||||
| ISIN | US40049J2069 | Agenda | 935409993 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| L1 | Resolution 1. | Management | For | |||||||||||
| L2 | Resolution 2. | Management | For | |||||||||||
| LA1 | Resolution 1. | Management | For | |||||||||||
| L3 | Resolution II. | Management | For | |||||||||||
| D1 | Resolution 1 | Management | For | |||||||||||
| D2 | Resolution 2 | Management | For | |||||||||||
| D1A | Resolution 1 | Management | For | |||||||||||
| D1B | Resolution 2 | Management | For | |||||||||||
| D3 | Resolution II | Management | For | |||||||||||
| A | Resolution I | Management | For | |||||||||||
| B | Resolution II | Management | Abstain | |||||||||||
| C | Resolution III | Management | Abstain | |||||||||||
| D | Resolution IV | Management | For | |||||||||||
| E | Resolution V | Management | For | |||||||||||
| F | Resolution VI | Management | Abstain | |||||||||||
| G | Resolution VII | Management | For | |||||||||||
| H | Resolution VIII | Management | For | |||||||||||
| A1 | Resolution 1 | Management | For | |||||||||||
| A2 | Resolution 2 | Management | For | |||||||||||
| A3 | Resolution 3 | Management | For | |||||||||||
| A4 | Resolution 4 | Management | For | |||||||||||
| A5 | Resolution 5 | Management | For | |||||||||||
| A6 | Resolution 6 | Management | For | |||||||||||
| A7 | Resolution 7 | Management | For | |||||||||||
| A8 | Resolution 8 | Management | Abstain | |||||||||||
| A9 | Resolution 9 | Management | For | |||||||||||
| A10 | Resolution 10 | Management | Abstain | |||||||||||
| A11 | Resolution 11 | Management | For | |||||||||||
| B1 | Resolution 1 | Management | For | |||||||||||
| B2 | Resolution 2 | Management | For | |||||||||||
| B3 | Resolution 3 | Management | For | |||||||||||
| B4 | Resolution 4 | Management | For | |||||||||||
| B5 | Resolution 5 | Management | For | |||||||||||
| BA1 | Resolution 1 | Management | For | |||||||||||
| BA2 | Resolution 2 | Management | For | |||||||||||
| BA3 | Resolution 3 | Management | Abstain | |||||||||||
| BA4 | Resolution 4 | Management | For | |||||||||||
| BA5 | Resolution 5 | Management | For | |||||||||||
| A12 | Resolution X | Management | For | |||||||||||
| A13 | Resolution XI | Management | For | |||||||||||
| A14 | Resolution XII | Management | Abstain | |||||||||||
| A15 | Resolution XIII | Management | For | |||||||||||
| A16 | Resolution XIV | Management | For | |||||||||||
| AB1 | Resolution I | Management | For | |||||||||||
| AB2 | Resolution II | Management | For | |||||||||||
| ACCOR SA | ||||||||||||||
| Security | F00189120 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | FR0000120404 | Agenda | 713713940 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | 25 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE | Non-Voting | ||||||||||||
| SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | ||||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | 12 APR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104122100847-44 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF UPDATED BALO LINK AND-CHANGE IN NUMBERING OF RESOLUTIONS AND CHANGE IN MEETING TYPE FROM MIX TO-EGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE REPORTS AND THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE REPORTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 - ACKNOWLEDGEMENT OF THE DIVIDEND DISTRIBUTED FOR THE LAST THREE FINANCIAL YEARS | Management | No Action | |||||||||||
| 4 | APPROVAL OF THE REPORT ON THE REMUNERATION OF ALL CORPORATE OFFICERS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 (SAY ON PAY EX POST) | Management | No Action | |||||||||||
| 5 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND, PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 OR AWARDED IN RESPECT OF THE SAME FINANCIAL YEAR TO MR. SEBASTIEN BAZIN IN HIS CAPACITY AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER (EX POST SAY ON PAY) | Management | No Action | |||||||||||
| 6 | APPROVAL OF THE REMUNERATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR 2021 (EX ANTE SAY ON PAY) | Management | No Action | |||||||||||
| 7 | APPROVAL OF THE REMUNERATION POLICY FOR DIRECTORS FOR THE FINANCIAL YEAR 2021 (EX ANTE SAY ON PAY) | Management | No Action | |||||||||||
| 8 | APPROVAL OF THE STATUTORY AUDITORS' SPECIAL REPORT ON THE REGULATED AGREEMENTS REFERRED TO IN ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 9 | AUTHORISATION FOR THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES | Management | No Action | |||||||||||
| 10 | AUTHORISATION FOR THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES | Management | No Action | |||||||||||
| 11 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES BY ISSUING, WITH RETENTION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE SHARE CAPITAL | Management | No Action | |||||||||||
| 12 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES BY ISSUING, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE SHARE CAPITAL, BY PUBLIC OFFERING | Management | No Action | |||||||||||
| 13 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES BY ISSUING, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE SHARE CAPITAL, BY MEANS OF AN OFFER REFERRED TO IN PARAGRAPH 1DECREE OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | No Action | |||||||||||
| 14 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT THE PRE- EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| 15 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES BY ISSUING COMMON SHARES OR TRANSFERABLE SECURITIES TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY | Management | No Action | |||||||||||
| 16 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES BY CAPITALISATION OF RESERVES, PROFITS OR PREMIUMS | Management | No Action | |||||||||||
| 17 | LIMITATION OF THE OVERALL AMOUNT OF CAPITAL INCREASES THAT MAY BE CARRIED OUT UNDER THE PREVIOUS DELEGATIONS | Management | No Action | |||||||||||
| 18 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES BY ISSUING COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE SHARE CAPITAL, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF THE MEMBERS OF A COMPANY SAVINGS PLAN | Management | No Action | |||||||||||
| 19 | AUTHORISATION FOR THE BOARD OF DIRECTORS TO FREELY ALLOCATE SHARES WITHOUT PERFORMANCE CONDITIONS FOR THE BENEFIT OF EMPLOYEES OF THE ACCOR GROUP | Management | No Action | |||||||||||
| 20 | STATUTORY AMENDMENTS | Management | No Action | |||||||||||
| 21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE SHARE SUBSCRIPTION WARRANTS TO BE FREELY ALLOCATED TO SHAREHOLDERS IN THE EVENT OF A PUBLIC OFFERING CONCERNING THE COMPANY'S SECURITIES | Management | No Action | |||||||||||
| 22 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. | Non-Voting | ||||||||||||
| WEIR GROUP PLC (THE) | ||||||||||||||
| Security | G95248137 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | GB0009465807 | Agenda | 713723030 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||
| 2 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||
| 3 | APPROVE REMUNERATION POLICY | Management | For | For | ||||||||||
| 4 | ELECT BEN MAGARA AS DIRECTOR | Management | For | For | ||||||||||
| 5 | ELECT SRINIVASAN VENKATAKRISHNAN AS DIRECTOR | Management | For | For | ||||||||||
| 6 | RE-ELECT CHARLES BERRY AS DIRECTOR | Management | For | For | ||||||||||
| 7 | RE-ELECT JON STANTON AS DIRECTOR | Management | For | For | ||||||||||
| 8 | RE-ELECT JOHN HEASLEY AS DIRECTOR | Management | For | For | ||||||||||
| 9 | RE-ELECT BARBARA JEREMIAH AS DIRECTOR | Management | For | For | ||||||||||
| 10 | RE-ELECT CLARE CHAPMAN AS DIRECTOR | Management | For | For | ||||||||||
| 11 | RE-ELECT ENGELBERT HAAN AS DIRECTOR | Management | For | For | ||||||||||
| 12 | RE-ELECT MARY JO JACOBI AS DIRECTOR | Management | For | For | ||||||||||
| 13 | RE-ELECT SIR JIM MCDONALD AS DIRECTOR | Management | For | For | ||||||||||
| 14 | RE-ELECT STEPHEN YOUNG AS DIRECTOR | Management | For | For | ||||||||||
| 15 | RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | For | For | ||||||||||
| 16 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||
| 17 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||
| 18 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | Abstain | Against | ||||||||||
| 19 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||
| 20 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||
| 21 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | For | For | ||||||||||
| KERRY GROUP PLC | ||||||||||||||
| Security | G52416107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | IE0004906560 | Agenda | 713732065 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 01 | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS AND THE DIRECTORS AND AUDITORS REPORTS THEREON | Management | No Action | |||||||||||
| 02 | TO DECLARE A FINAL DIVIDEND | Management | No Action | |||||||||||
| 03A | TO ELECT MS EMER GILVARRY | Management | No Action | |||||||||||
| 03B | TO ELECT MR JINLONG WANG | Management | No Action | |||||||||||
| 04A | TO RE-ELECT MR GERRY BEHAN | Management | No Action | |||||||||||
| 04B | TO RE-ELECT DR HUGH BRADY | Management | No Action | |||||||||||
| 04C | TO RE-ELECT MR GERARD CULLIGAN | Management | No Action | |||||||||||
| 04D | TO RE-ELECT DR KARIN DORREPAAL | Management | No Action | |||||||||||
| 04E | TO RE-ELECT MS MARGUERITE LARKIN | Management | No Action | |||||||||||
| 04F | TO RE-ELECT MR TOM MORAN | Management | No Action | |||||||||||
| 04G | TO RE-ELECT MR CON MURPHY | Management | No Action | |||||||||||
| 04H | TO RE-ELECT MR CHRISTOPHER ROGERS | Management | No Action | |||||||||||
| 04I | TO RE-ELECT MR EDMOND SCANLON | Management | No Action | |||||||||||
| 04J | TO RE-ELECT MR PHILIP TOOMEY | Management | No Action | |||||||||||
| 05 | AUTHORITY TO DETERMINE THE AUDITORS REMUNERATION | Management | No Action | |||||||||||
| 06 | CONSIDERATION OF DIRECTORS' REMUNERATION REPORT (EXCLUDING SECTION C) | Management | No Action | |||||||||||
| 07 | CONSIDERATION OF DIRECTORS' REMUNERATION POLICY | Management | No Action | |||||||||||
| 08 | AUTHORITY TO ISSUE ORDINARY SHARES | Management | No Action | |||||||||||
| 09 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | No Action | |||||||||||
| 10 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR AN ADDITIONAL 5 PER CENT FOR SPECIFIED TRANSACTIONS | Management | No Action | |||||||||||
| 11 | AUTHORITY TO MAKE MARKET PURCHASES OF THE COMPANY'S OWN SHARES | Management | No Action | |||||||||||
| 12 | APPROVE KERRY GROUP PLC 2021 LONG-TERM INCENTIVE PLAN | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. | Non-Voting | ||||||||||||
| AVIO S.P.A. | ||||||||||||||
| Security | T0R27R125 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | IT0005119810 | Agenda | 713738978 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| O.1.1 | BALANCE SHEET AS OF 31 DECEMBER 2020: TO APPROVE THE BALANCE SHEET AS OF 31 DECEMBER 2020. TO PRESENT THE CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2020. BOARD OF DIRECTORS', INTERNAL AND EXTERNAL AUDITORS' REPORTS | Management | No Action | |||||||||||
| O.1.2 | BALANCE SHEET AS OF 31 DECEMBER 2020: NET INCOME ALLOCATION. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| O.2.1 | REWARDING POLICY AND EMOLUMENTS PAID REPORT ACCORDING TO THE ART. 123-TER, ITEMS 3-BIS AND 6 OF THE LEGISLATIVE DECREE NO. 58/98: SECTION I: REWARDING POLICY REPORT. BINDING RESOLUTION | Management | No Action | |||||||||||
| O.2.2 | REWARDING POLICY AND EMOLUMENTS PAID REPORT ACCORDING TO THE ART. 123-TER, ITEMS 3-BIS AND 6 OF THE LEGISLATIVE DECREE NO. 58/98: SECTION II: EMOLUMENTS PAID REPORT. NON-BINDING RESOLUTION | Management | No Action | |||||||||||
| O.3 | TO APPROVE THE AUTHORIZATION TO PURCHASE OWN SHARES ACCORDING TO THE ART. 2357 OF THE CIVIL CODE | Management | No Action | |||||||||||
| CMMT | 1 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 01 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| DANONE SA | ||||||||||||||
| Security | F12033134 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | FR0000120644 | Agenda | 713755657 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | 14 APR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104142100917-45 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT AND CHANGE-IN | Non-Voting | ||||||||||||
| NUMBERING OF ALL RESOLUTIONS AND CHANGE IN TEXT OF COMMENT AND RECEIPT OF-UPDATED BALO. IF YOU HAVE ALREADY SENT IN YOUR VOTES TO MID 541236, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS | ||||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT SHAREHOLDER DETAILS ARE-REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED,-YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 07 APR 2021: PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 535348 DUE-TO RECEIPT OF ADDITIONAL RESOLUTIONS 27 AND 28. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE-CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 AND SETTING OF THE DIVIDEND AT 1.94 EUROS PER SHARE | Management | No Action | |||||||||||
| 4 | RENEWAL OF THE TERM OF OFFICE OF MR. GUIDO BARILLA AS DIRECTOR | Management | No Action | |||||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF MRS. CECILE CABANIS AS DIRECTOR | Management | No Action | |||||||||||
| 6 | RENEWAL OF THE TERM OF OFFICE OF MR. MICHEL LANDEL AS DIRECTOR PURSUANT TO PARAGRAPH 2 OF ARTICLE 15-II OF THE BY-LAWS | Management | No Action | |||||||||||
| 7 | RENEWAL OF THE TERM OF OFFICE OF MRS. SERPIL TIMURAY AS DIRECTOR | Management | No Action | |||||||||||
| 8 | RATIFICATION OF THE CO-OPTATION OF MR. GILLES SCHNEPP AS DIRECTOR, AS A REPLACEMENT FOR MR. GREGG L. ENGLES, WHO RESIGNED | Management | No Action | |||||||||||
| 9 | APPROVAL OF THE AGREEMENTS SUBJECT TO THE PROVISIONS OF ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE CONCLUDED BY THE COMPANY WITH THE SICAV DANONE COMMUNITIES | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE INFORMATION RELATING TO THE REMUNERATION OF CORPORATE OFFICERS MENTIONED IN SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR AWARDED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO MR. EMMANUEL FABER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 12 | APPROVAL OF THE REMUNERATION POLICY FOR EXECUTIVE CORPORATE OFFICERS FOR THE FINANCIAL YEAR 2021 | Management | No Action | |||||||||||
| 13 | SETTING OF THE OVERALL ANNUAL REMUNERATION AMOUNT OF DIRECTORS | Management | No Action | |||||||||||
| 14 | APPROVAL OF THE REMUNERATION POLICY FOR THE DIRECTORS FOR THE FINANCIAL YEAR 2021 | Management | No Action | |||||||||||
| 15 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PURCHASE, RETAIN OR TRANSFER SHARES OF THE COMPANY | Management | No Action | |||||||||||
| 16 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| 17 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, BUT WITH THE OBLIGATION TO GRANT A PRIORITY RIGHT | Management | No Action | |||||||||||
| 18 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN CASE OF A CAPITAL INCREASE WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED | Management | No Action | |||||||||||
| 19 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | No Action | |||||||||||
| 20 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND CONSTITUTED OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL | Management | No Action | |||||||||||
| 21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE COMPANY'S CAPITAL BY INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR OTHER AMOUNTS WHOSE CAPITALISATION WOULD BE ALLOWED | Management | No Action | |||||||||||
| 22 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES RESERVED FOR EMPLOYEES WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN AND/OR FOR TRANSFERS OF RESERVED SECURITIES, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| 23 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR CATEGORIES OF BENEFICIARIES CONSISTING OF EMPLOYEES WORKING IN FOREIGN COMPANIES OF THE DANONE GROUP, OR IN A SITUATION OF INTERNATIONAL MOBILITY, IN THE CONTEXT OF EMPLOYEE SHAREHOLDING OPERATIONS | Management | No Action | |||||||||||
| 24 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED OF THE COMPANY, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| 25 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO REDUCE THE CAPITAL BY CANCELLING SHARES | Management | No Action | |||||||||||
| 26 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
| 27 | APPROVAL OF THE COMPENSATION POLICY FOR EXECUTIVE CORPORATE OFFICERS ON AN INTERIM BASIS FOR THE FINANCIAL YEAR 2021 | Management | No Action | |||||||||||
| 28 | APPROVAL OF THE ELEMENTS OF COMPENSATION PAID DURING OR AWARDED IN RESPECT OF THE FINANCIAL YEAR 2021 TO MR. EMMANUEL FABER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, UNTIL HIS DEPARTURE | Management | No Action | |||||||||||
| KINNEVIK AB | ||||||||||||||
| Security | W5139V448 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | SE0014684510 | Agenda | 713793986 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 540142 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
| 1 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING: WILHELM LUNING | Non-Voting | ||||||||||||
| 2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
| 3 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
| 4 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | ||||||||||||
| 5 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
| 6 | PRESENTATION OF THE PARENT COMPANY'S ANNUAL REPORT AND THE AUDITOR'S REPORT-AS WELL AS OF THE GROUP ANNUAL REPORT AND THE GROUP AUDITOR'S REPORT | Non-Voting | ||||||||||||
| 7 | RESOLUTION ON THE ADOPTION OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AS WELL AS OF THE GROUP PROFIT AND LOSS STATEMENT AND THE GROUP BALANCE SHEET | Management | No Action | |||||||||||
| 8 | RESOLUTION ON THE PROPOSED TREATMENT OF KINNEVIK'S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET | Management | No Action | |||||||||||
| 9.A | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: SUSANNA CAMPBELL | Management | No Action | |||||||||||
| 9.B | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: DAME AMELIA FAWCETT | Management | No Action | |||||||||||
| 9.C | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: WILHELM KLINGSPOR | Management | No Action | |||||||||||
| 9.D | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: BRIAN MCBRIDE | Management | No Action | |||||||||||
| 9.E | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: HENRIK POULSEN | Management | No Action | |||||||||||
| 9.F | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: CECILIA QVIST | Management | No Action | |||||||||||
| 9.G | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: CHARLOTTE STROMBERG | Management | No Action | |||||||||||
| 9.H | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: GEORGI GANEV | Management | No Action | |||||||||||
| 10 | PRESENTATION AND RESOLUTION ON THE ADOPTION OF THE REMUNERATION REPORT | Management | No Action | |||||||||||
| 11 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD: SIX | Management | No Action | |||||||||||
| 12.A | DETERMINATION OF THE REMUNERATION TO THE MEMBERS OF THE BOARD AND THE AUDITOR: REMUNERATION TO THE BOARD | Management | No Action | |||||||||||
| 12.B | DETERMINATION OF THE REMUNERATION TO THE MEMBERS OF THE BOARD AND THE AUDITOR: REMUNERATION TO THE AUDITOR | Management | No Action | |||||||||||
| 13.A | ELECTION OF BOARD MEMBER: SUSANNA CAMPBELL (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||||
| 13.B | ELECTION OF BOARD MEMBER: BRIAN MCBRIDE (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||||
| 13.C | ELECTION OF BOARD MEMBER: CECILIA QVIST (RE- ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||||
| 13.D | ELECTION OF BOARD MEMBER: CHARLOTTE STROMBERG (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||||
| 13.E | ELECTION OF BOARD MEMBER: JAMES ANDERSON (NEW ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||||
| 13.F | ELECTION OF BOARD MEMBER: HARALD MIX (NEW ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||||
| 14 | ELECTION OF THE CHAIRMAN OF THE BOARD: JAMES ANDERSON | Management | No Action | |||||||||||
| 15.A | RESOLUTION ON: AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| 15.B | RESOLUTION ON: DETERMINATION OF THE NUMBER OF AUDITORS AND ELECTION OF AUDITOR: THE NOMINATION COMMITTEE PROPOSES THAT KINNEVIK SHALL HAVE ONE REGISTERED ACCOUNTING FIRM AS AUDITOR, AND THAT THE REGISTERED ACCOUNTING FIRM KPMG AB SHALL BE ELECTED AS NEW AUDITOR UNTIL THE END OF THE 2022 ANNUAL GENERAL MEETING | Management | No Action | |||||||||||
| 16.A | RESOLUTION ON: APPROVAL OF INSTRUCTION FOR THE NOMINATION COMMITTEE | Management | No Action | |||||||||||
| 16.B | RESOLUTION ON: ELECTION OF MEMBERS OF THE NOMINATION COMMITTEE: THE NOMINATION COMMITTEE PROPOSES THAT, FOR THE PERIOD UNTIL A NEW NOMINATION COMMITTEE HAS BEEN ELECTED AT A SUBSEQUENT GENERAL MEETING ANDERS OSCARSSON, NOMINATED BY AMF, HUGO STENBECK, NOMINATED BY ALCES MAXIMUS LLC, MARIE KLINGSPOR, AND LAWRENCE BURNS, NOMINATED BY BAILLIE GIFFORD, SHALL BE ELECTED AS MEMBERS OF THE NOMINATION COMMITTEE. THE NOMINATION COMMITTEE PROPOSES THAT ANDERS OSCARSSON SHALL BE ELECTED CHAIRMAN OF THE NOMINATION COMMITTEE | Management | No Action | |||||||||||
| 17.A | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE SHARE SPLIT 2:1 | Management | No Action | |||||||||||
| 17.B | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: SHARE SPLIT 2:1 | Management | No Action | |||||||||||
| 17.C | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE A REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||||
| 17.D | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||||
| 17.E | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: INCREASE OF THE SHARE CAPITAL THROUGH A BONUS ISSUE WITHOUT ISSUANCE OF NEW SHARES | Management | No Action | |||||||||||
| 17.F | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: REDUCTION OF THE SHARE CAPITAL WITHOUT CANCELLATION OF SHARES | Management | No Action | |||||||||||
| 18 | RESOLUTION REGARDING DIVIDEND AS COMPENSATION TO PARTICIPANTS IN KINNEVIK'S LONG-TERM INCENTIVE PLAN 2018 FOR PAID DIVIDENDS AND OTHER VALUE TRANSFERS SINCE 2018 | Management | No Action | |||||||||||
| 19 | RESOLUTION REGARDING TRANSFER OF OWN CLASS B SHARES TO COVER COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS AND TO EFFECTIVELY REALISE THE VALUE OF CLASS B SHARES HELD IN TREASURY | Management | No Action | |||||||||||
| 20.A | RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER TO COVER FUTURE COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS, INCLUDING RESOLUTIONS REGARDING: AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| 20.B | RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER TO COVER FUTURE COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS, INCLUDING RESOLUTIONS REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE ON A NEW ISSUE OF CLASS X SHARES | Management | No Action | |||||||||||
| 20.C | RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER TO COVER FUTURE COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS, INCLUDING RESOLUTIONS REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE TO REPURCHASE CLASS X SHARES | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| GAM HOLDING AG | ||||||||||||||
| Security | H2878E106 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | CH0102659627 | Agenda | 713837827 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | ELECTION OF AD HOC CHAIRMAN OF THE ANNUAL GENERAL MEETING | Management | For | For | ||||||||||
| 2.1 | APPROVAL OF MANAGEMENT REPORT, PARENT COMPANY'S AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2020, NOTICE OF THE REPORTS OF THE STATUTORY AUDITORS | Management | For | For | ||||||||||
| 2.2 | CONSULTATIVE VOTE ON THE COMPENSATION REPORT 2020 | Management | For | For | ||||||||||
| 3 | APPROPRIATION OF FINANCIAL RESULT | Management | For | For | ||||||||||
| 4 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP MANAGEMENT BOARD | Management | For | For | ||||||||||
| 5.1 | RE-ELECTION OF MR DAVID JACOB AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 5.2 | RE-ELECTION OF MS KATIA COUDRAY AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 5.3 | RE-ELECTION OF MS JACQUI IRVINE AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 5.4 | RE-ELECTION OF MS MONIKA MACHON AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 5.5 | RE-ELECTION OF MR BENJAMIN MEULI AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 5.6 | RE-ELECTION OF MS NANCY MISTRETTA AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 5.7 | RE-ELECTION OF MR THOMAS SCHNEIDER AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 6.1 | RE-ELECTION OF MS KATIA COUDRAY TO THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 6.2 | RE-ELECTION OF MS JACQUI IRVINE TO THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 6.3 | RE-ELECTION OF MS NANCY MISTRETTA TO THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 7.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 7.2 | APPROVAL OF THE FIXED COMPENSATION OF THE GROUP MANAGEMENT BOARD FOR THE 2021 FINANCIAL YEAR | Management | For | For | ||||||||||
| 8 | RE-ELECTION OF THE STATUTORY AUDITORS: KPMG AG, ZURICH | Management | For | For | ||||||||||
| 9 | RE-ELECTION OF THE INDEPENDENT REPRESENTATIVE: MR TOBIAS ROHNER, ATTORNEY AT LAW, HOLBEINSTRASSE 30, 8034 ZURICH | Management | For | For | ||||||||||
| 10 | EXTENSION OF AUTHORIZED CAPITAL | Management | For | For | ||||||||||
| GRUPO BIMBO SAB DE CV | ||||||||||||||
| Security | P4949B104 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | MXP495211262 | Agenda | 713906812 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| I | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE REPORT FROM THE BOARD OF DIRECTORS THAT IS REFERRED TO IN THE MAIN PART OF ARTICLE 172 OF THE GENERAL MERCANTILE COMPANIES LAW, INCLUDING THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY, FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2020, AFTER THE READING OF THE FOLLOWING REPORTS, THE ONE FROM THE CHAIRPERSON OF THE BOARD OF DIRECTORS AND GENERAL DIRECTOR, THE ONE FROM THE OUTSIDE AUDITOR AND THE ONE FROM THE CHAIRPERSON OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE OF THE COMPANY. RESOLUTIONS IN THIS REGARD | Management | For | For | ||||||||||
| II | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE ALLOCATION OF THE RESULTS FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2020. RESOLUTIONS IN THIS REGARD | Management | For | For | ||||||||||
| III | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE PAYMENT OF A DIVIDEND, IN A PAYMENT AT THE RATE OF MXN 1.00 FOR EACH ONE OF THE SHARES THAT ARE REPRESENTATIVE OF THE SHARE CAPITAL OF THE COMPANY THAT ARE IN CIRCULATION AT THE TIME OF THE PAYMENT. RESOLUTIONS IN THIS REGARD | Management | For | For | ||||||||||
| IV | DESIGNATION OR, IF DEEMED APPROPRIATE, RATIFICATION OF THE APPOINTMENTS OF THE GENERAL DIRECTOR AND OF EACH ONE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE DETERMINATION OF THEIR COMPENSATION. RESOLUTIONS IN THIS REGARD | Management | For | For | ||||||||||
| V | DESIGNATION OR, IF DEEMED APPROPRIATE, RATIFICATION OF THE APPOINTMENTS OF THE CHAIRPERSON AND THE MEMBERS OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE OF THE COMPANY, AS WELL AS THE DETERMINATION OF THEIR COMPENSATION. RESOLUTIONS IN THIS REGARD | Management | For | For | ||||||||||
| VI | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE REPORT IN REGARD TO SHARE BUYBACKS, AS WELL AS THE DETERMINATION OF THE MAXIMUM AMOUNT OF FUNDS THAT THE COMPANY CAN ALLOCATE TO SHARE BUYBACKS, UNDER THE TERMS OF ARTICLE 56 OF THE SECURITIES MARKET LAW. RESOLUTIONS IN THIS REGARD | Management | Abstain | Against | ||||||||||
| VII | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, THE PASSAGE OF RESOLUTIONS WITH RELATION TO THE RATIFICATION OF THE REDUCTION OF THE AUTHORIZED CAPITAL OF THE COMPANY AND THE CONSEQUENT CANCELLATION OF THE INSTRUMENTS OF THE 17,428,926 SERIES A, COMMON, NOMINATIVE SHARES, WITHOUT A STATED PAR VALUE FOR EACH OF THEM, OF THE COMPANY AND WHICH ARE HELD IN TREASURY. RESOLUTIONS IN THIS REGARD | Management | For | For | ||||||||||
| VIII | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, PASSAGE OF RESOLUTIONS WITH RELATION TO THE AMENDMENT OF THE CORPORATE BYLAWS OF THE COMPANY. RESOLUTIONS IN THIS REGARD | Management | Abstain | Against | ||||||||||
| IX | DESIGNATION OF SPECIAL DELEGATES. RESOLUTIONS IN THIS REGARD | Management | For | For | ||||||||||
| CMMT | 19 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO DUE MODIFICATION OF- NUMBERING FOR ALL RESOLUTIONS AND CHANGE IN MEETING TYPE TO OGM AND-MODIFICATION OF THE TEXT OF ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| TELESITES SAB DE CV | ||||||||||||||
| Security | P90355135 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | MX01SI080038 | Agenda | 713906848 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | APPROVE CEO'S REPORT INCLUDING EXTERNAL AUDITOR'S REPORT AND BOARD'S OPINION ON CEO'S REPORT | Management | Abstain | Against | ||||||||||
| 1.2 | APPROVE BOARD REPORT ON PRINCIPAL ACCOUNTING POLICIES AND CRITERIA FOLLOWED IN PREPARATION OF FINANCIAL INFORMATION | Management | Abstain | Against | ||||||||||
| 1.3 | APPROVE REPORT ON ACTIVITIES AND OPERATIONS UNDERTAKEN BY BOARD | Management | Abstain | Against | ||||||||||
| 1.4 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS | Management | Abstain | Against | ||||||||||
| 1.5 | APPROVE AUDIT AND CORPORATE PRACTICES COMMITTEE'S REPORT | Management | Abstain | Against | ||||||||||
| 2 | APPROVE ALLOCATION OF INCOME | Management | Abstain | Against | ||||||||||
| 3 | ELECT OR RATIFY DIRECTORS AND COMPANY SECRETARY AND DEPUTY SECRETARY VERIFY INDEPENDENCE OF DIRECTORS | Management | Abstain | Against | ||||||||||
| 4 | APPROVE REMUNERATION OF DIRECTORS AND COMPANY SECRETARY AND DEPUTY SECRETARY | Management | Abstain | Against | ||||||||||
| 5 | ELECT OR RATIFY MEMBERS OF AUDIT AND CORPORATE PRACTICES COMMITTEE | Management | Abstain | Against | ||||||||||
| 6 | APPROVE REMUNERATION OF AUDIT AND CORPORATE PRACTICES COMMITTEE | Management | Abstain | Against | ||||||||||
| 7 | AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | Management | For | For | ||||||||||
| CMMT | 15 APR 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM OGM TO AGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| TELESITES SAB DE CV | ||||||||||||||
| Security | P90355135 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | MX01SI080038 | Agenda | 713913691 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | APPROVE CANCELLATION OF TREASURY SHARES AND CONSEQUENTLY AMEND ARTICLES | Management | Abstain | Against | ||||||||||
| 2 | AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | Management | For | For | ||||||||||
| GENUINE PARTS COMPANY | ||||||||||||||
| Security | 372460105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GPC | Meeting Date | 29-Apr-2021 | |||||||||||
| ISIN | US3724601055 | Agenda | 935340478 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Elizabeth W. Camp | For | For | |||||||||||
| 2 | Richard Cox, Jr. | For | For | |||||||||||
| 3 | Paul D. Donahue | For | For | |||||||||||
| 4 | Gary P. Fayard | For | For | |||||||||||
| 5 | P. Russell Hardin | For | For | |||||||||||
| 6 | John R. Holder | For | For | |||||||||||
| 7 | Donna W. Hyland | For | For | |||||||||||
| 8 | John D. Johns | For | For | |||||||||||
| 9 | Jean-Jacques Lafont | For | For | |||||||||||
| 10 | Robert C Loudermilk Jr. | For | For | |||||||||||
| 11 | Wendy B. Needham | For | For | |||||||||||
| 12 | Juliette W. Pryor | For | For | |||||||||||
| 13 | E. Jenner Wood III | For | For | |||||||||||
| 2. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the Selection of Ernst & Young LLP as the Company's Independent Auditor for the Fiscal Year Ending December 31, 2021. | Management | For | For | ||||||||||
| CORNING INCORPORATED | ||||||||||||||
| Security | 219350105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GLW | Meeting Date | 29-Apr-2021 | |||||||||||
| ISIN | US2193501051 | Agenda | 935346975 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Donald W. Blair | Management | For | For | ||||||||||
| 1B. | Election of Director: Leslie A. Brun | Management | For | For | ||||||||||
| 1C. | Election of Director: Stephanie A. Burns | Management | For | For | ||||||||||
| 1D. | Election of Director: Richard T. Clark | Management | For | For | ||||||||||
| 1E. | Election of Director: Robert F. Cummings, Jr. | Management | For | For | ||||||||||
| 1F. | Election of Director: Roger W. Ferguson, Jr. | Management | For | For | ||||||||||
| 1G. | Election of Director: Deborah A. Henretta | Management | For | For | ||||||||||
| 1H. | Election of Director: Daniel P. Huttenlocher | Management | For | For | ||||||||||
| 1I. | Election of Director: Kurt M. Landgraf | Management | For | For | ||||||||||
| 1J. | Election of Director: Kevin J. Martin | Management | For | For | ||||||||||
| 1K. | Election of Director: Deborah D. Rieman | Management | For | For | ||||||||||
| 1L. | Election of Director: Hansel E. Tookes, II | Management | For | For | ||||||||||
| 1M. | Election of Director: Wendell P. Weeks | Management | For | For | ||||||||||
| 1N. | Election of Director: Mark S. Wrighton | Management | For | For | ||||||||||
| 2. | Advisory approval of our executive compensation (Say on Pay). | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 4. | Approval of our 2021 Long-Term Incentive Plan. | Management | For | For | ||||||||||
| OWENS & MINOR, INC. | ||||||||||||||
| Security | 690732102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | OMI | Meeting Date | 29-Apr-2021 | |||||||||||
| ISIN | US6907321029 | Agenda | 935348309 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director for the term of one-year: Aster Angagaw | Management | For | For | ||||||||||
| 1.2 | Election of Director for the term of one-year: Mark A. Beck | Management | For | For | ||||||||||
| 1.3 | Election of Director for the term of one-year: Gwendolyn M. Bingham | Management | For | For | ||||||||||
| 1.4 | Election of Director for the term of one-year: Robert J. Henkel | Management | For | For | ||||||||||
| 1.5 | Election of Director for the term of one-year: Stephen W. Klemash | Management | For | For | ||||||||||
| 1.6 | Election of Director for the term of one-year: Mark F. McGettrick | Management | For | For | ||||||||||
| 1.7 | Election of Director for the term of one-year: Edward A. Pesicka | Management | For | For | ||||||||||
| 1.8 | Election of Director for the term of one-year: Michael C. Riordan | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| CHURCH & DWIGHT CO., INC. | ||||||||||||||
| Security | 171340102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CHD | Meeting Date | 29-Apr-2021 | |||||||||||
| ISIN | US1713401024 | Agenda | 935348753 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director for a term of one year: James R. Craigie | Management | For | For | ||||||||||
| 1B. | Election of Director for a term of one year: Matthew T. Farrell | Management | For | For | ||||||||||
| 1C. | Election of Director for a term of one year: Bradley C. Irwin | Management | For | For | ||||||||||
| 1D. | Election of Director for a term of one year: Penry W. Price | Management | For | For | ||||||||||
| 1E. | Election of Director for a term of one year: Susan G. Saideman | Management | For | For | ||||||||||
| 1F. | Election of Director for a term of one year: Ravichandra K. Saligram | Management | For | For | ||||||||||
| 1G. | Election of Director for a term of one year: Robert K. Shearer | Management | For | For | ||||||||||
| 1H. | Election of Director for a term of one year: Janet S. Vergis | Management | For | For | ||||||||||
| 1I. | Election of Director for a term of one year: Arthur B. Winkleblack | Management | For | For | ||||||||||
| 1J. | Election of Director for a term of one year: Laurie J. Yoler | Management | For | For | ||||||||||
| 2. | An advisory vote to approve compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Proposal to amend the Company's Amended and Restated Certificate of Incorporation to remove the requirement for holders of two- thirds of our outstanding stock to fill vacancies on the Board of Directors. | Management | For | For | ||||||||||
| 4. | Proposal to amend the Company's Amended and Restated Certificate of Incorporation to remove the requirement to have holders of two-thirds of our outstanding stock approve certain mergers, consolidations or dispositions of substantial assets. | Management | For | For | ||||||||||
| 5. | Proposal to amend the Company's Amended and Restated Certificate of Incorporation to remove certain procedural provisions that will no longer be required once the Board is fully declassified. | Management | For | For | ||||||||||
| 6. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| THE GOLDMAN SACHS GROUP, INC. | ||||||||||||||
| Security | 38141G104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GS | Meeting Date | 29-Apr-2021 | |||||||||||
| ISIN | US38141G1040 | Agenda | 935349351 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: M. Michele Burns | Management | For | For | ||||||||||
| 1B. | Election of Director: Drew G. Faust | Management | For | For | ||||||||||
| 1C. | Election of Director: Mark A. Flaherty | Management | For | For | ||||||||||
| 1D. | Election of Director: Ellen J. Kullman | Management | For | For | ||||||||||
| 1E. | Election of Director: Lakshmi N. Mittal | Management | For | For | ||||||||||
| 1F. | Election of Director: Adebayo O. Ogunlesi | Management | For | For | ||||||||||
| 1G. | Election of Director: Peter Oppenheimer | Management | For | For | ||||||||||
| 1H. | Election of Director: David M. Solomon | Management | For | For | ||||||||||
| 1I. | Election of Director: Jan E. Tighe | Management | For | For | ||||||||||
| 1J. | Election of Director: Jessica R. Uhl | Management | For | For | ||||||||||
| 1K. | Election of Director: David A. Viniar | Management | For | For | ||||||||||
| 1L. | Election of Director: Mark O. Winkelman | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve Executive Compensation (Say on Pay). | Management | For | For | ||||||||||
| 3. | Approval of The Goldman Sachs Amended and Restated Stock Incentive Plan (2021). | Management | Against | Against | ||||||||||
| 4. | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||||||||
| 5. | Shareholder Proposal Regarding Shareholder Right to Act by Written Consent. | Shareholder | Against | For | ||||||||||
| 6. | Shareholder Proposal Regarding a Report on the Effects of the Use of Mandatory Arbitration. | Shareholder | Abstain | Against | ||||||||||
| 7. | Shareholder Proposal Regarding Conversion to a Public Benefit Corporation. | Shareholder | Against | For | ||||||||||
| 8. | Shareholder Proposal Regarding a Racial Equity Audit | Shareholder | Abstain | Against | ||||||||||
| LIVENT CORPORATION | ||||||||||||||
| Security | 53814L108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LTHM | Meeting Date | 29-Apr-2021 | |||||||||||
| ISIN | US53814L1089 | Agenda | 935349414 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Class III Director to the term expiring in 2024: Pierre Brondeau | Management | For | For | ||||||||||
| 1B. | Election of Class III Director to the term expiring in 2024: G. Peter D'Aloia | Management | For | For | ||||||||||
| 1C. | Election of Class III Director to the term expiring in 2024: Robert C. Pallash | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | Advisory (non-binding) vote on named executive officer compensation. | Management | For | For | ||||||||||
| 4. | Amendments to the Company's Amended and Restated Certificate of Incorporation and Amended and Restated By-Laws to declassify the board of directors. | Management | For | For | ||||||||||
| 5. | Amendment to the Company's Amended and Restated Certificate of Incorporation to eliminate supermajority voting requirements. | Management | For | For | ||||||||||
| ECHOSTAR CORPORATION | ||||||||||||||
| Security | 278768106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SATS | Meeting Date | 29-Apr-2021 | |||||||||||
| ISIN | US2787681061 | Agenda | 935349426 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | R. Stanton Dodge | For | For | |||||||||||
| 2 | Michael T. Dugan | For | For | |||||||||||
| 3 | Charles W. Ergen | For | For | |||||||||||
| 4 | Lisa W. Hershman | For | For | |||||||||||
| 5 | Pradman P. Kaul | For | For | |||||||||||
| 6 | C. Michael Schroeder | For | For | |||||||||||
| 7 | Jeffrey R. Tarr | For | For | |||||||||||
| 8 | William D. Wade | For | For | |||||||||||
| 2. | To ratify the appointment of KPMG LLP as EchoStar Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve an amendment to the EchoStar Corporation 2017 Non-Employee Director Stock Incentive Plan as presented in the proxy statement. | Management | Against | Against | ||||||||||
| MYERS INDUSTRIES, INC. | ||||||||||||||
| Security | 628464109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MYE | Meeting Date | 29-Apr-2021 | |||||||||||
| ISIN | US6284641098 | Agenda | 935349539 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | YVETTE DAPREMONT BRIGHT | For | For | |||||||||||
| 2 | SARAH R. COFFIN | For | For | |||||||||||
| 3 | RONALD M. DE FEO | For | For | |||||||||||
| 4 | WILLIAM A. FOLEY | For | For | |||||||||||
| 5 | JEFFREY KRAMER | For | For | |||||||||||
| 6 | F. JACK LIEBAU, JR. | For | For | |||||||||||
| 7 | BRUCE M. LISMAN | For | For | |||||||||||
| 8 | LORI LUTEY | For | For | |||||||||||
| 9 | MICHAEL MCGAUGH | For | For | |||||||||||
| 10 | WILLIAM SANDBROOK | Withheld | Against | |||||||||||
| 11 | ROBERT A. STEFANKO | For | For | |||||||||||
| 2. | Amend Article VII of the Articles to provide for majority voting for directors in uncontested elections. | Management | For | For | ||||||||||
| 3. | Amend Article VII of the Articles to provide for majority voting on all matters subject to shareholder approval. | Management | For | For | ||||||||||
| 4. | Adopt the Myers Industries, Inc. 2021 Long-Term Incentive Plan. | Management | For | For | ||||||||||
| 5. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
| 6. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| JANUS HENDERSON GROUP PLC | ||||||||||||||
| Security | G4474Y214 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | JHG | Meeting Date | 29-Apr-2021 | |||||||||||
| ISIN | JE00BYPZJM29 | Agenda | 935353285 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To receive the 2020 Annual Report and Accounts. | Management | For | For | ||||||||||
| 2. | To reappoint Ms. A Davis as a Director. | Management | For | For | ||||||||||
| 3. | To reappoint Ms. K Desai as a Director. | Management | For | For | ||||||||||
| 4. | To reappoint Mr. J Diermeier as a Director. | Management | For | For | ||||||||||
| 5. | To reappoint Mr. K Dolan as a Director. | Management | For | For | ||||||||||
| 6. | To reappoint Mr. E Flood Jr as a Director. | Management | For | For | ||||||||||
| 7. | To reappoint Mr. R Gillingwater as a Director. | Management | For | For | ||||||||||
| 8. | To reappoint Mr. L Kochard as a Director. | Management | For | For | ||||||||||
| 9. | To reappoint Mr. G Schafer as a Director. | Management | For | For | ||||||||||
| 10. | To reappoint Ms. A Seymour-Jackson as a Director. | Management | For | For | ||||||||||
| 11. | To reappoint Mr. R Weil as a Director. | Management | For | For | ||||||||||
| 12. | To reappoint PricewaterhouseCoopers LLP as Auditors and to authorize the Audit Committee to agree to their remuneration. | Management | For | For | ||||||||||
| 13. | To authorize the Company to purchase its own shares to a limited extent. | Management | For | For | ||||||||||
| 14. | To authorize the Company to purchase its own CDIs to a limited extent. | Management | For | For | ||||||||||
| ASML HOLDINGS N.V. | ||||||||||||||
| Security | N07059210 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ASML | Meeting Date | 29-Apr-2021 | |||||||||||
| ISIN | USN070592100 | Agenda | 935354732 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 3a | Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2020. | Management | Abstain | Against | ||||||||||
| 3b | Proposal to adopt the financial statements of the Company for the financial year 2020, as prepared in accordance with Dutch law. | Management | For | For | ||||||||||
| 3d | Proposal to adopt a dividend in respect of the financial year 2020. | Management | For | For | ||||||||||
| 4a | Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2020. | Management | For | For | ||||||||||
| 4b | Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2020. | Management | For | For | ||||||||||
| 5 | Proposal to approve the number of shares for the Board of Management. | Management | For | For | ||||||||||
| 6 | Proposal to adopt certain adjustments to the Remuneration Policy for the Board of Management. | Management | For | For | ||||||||||
| 7 | Proposal to adopt certain adjustments to the Remuneration Policy for the Supervisory Board. | Management | For | For | ||||||||||
| 9a | Proposal to appoint Ms. B. Conix as a member of the Supervisory Board. | Management | For | For | ||||||||||
| 10 | Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting year 2022. | Management | For | For | ||||||||||
| 11a | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes. | Management | For | For | ||||||||||
| 11b | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 a). | Management | For | For | ||||||||||
| 11c | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances. | Management | For | For | ||||||||||
| 11d | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 c). | Management | For | For | ||||||||||
| 12a | Authorization to repurchase ordinary shares up to 10% of the issued share capital. | Management | For | For | ||||||||||
| 12b | Authorization to repurchase additional ordinary shares up to 10% of the issued share capital. | Management | For | For | ||||||||||
| 13 | Proposal to cancel ordinary shares. | Management | For | For | ||||||||||
| BCE INC. | ||||||||||||||
| Security | 05534B760 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BCE | Meeting Date | 29-Apr-2021 | |||||||||||
| ISIN | CA05534B7604 | Agenda | 935362272 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 01 | DIRECTOR | Management | ||||||||||||
| 1 | Mirko Bibic | For | For | |||||||||||
| 2 | David F. Denison | For | For | |||||||||||
| 3 | Robert P. Dexter | For | For | |||||||||||
| 4 | Ian Greenberg | For | For | |||||||||||
| 5 | Katherine Lee | For | For | |||||||||||
| 6 | Monique F. Leroux | For | For | |||||||||||
| 7 | Sheila A. Murray | For | For | |||||||||||
| 8 | Gordon M. Nixon | For | For | |||||||||||
| 9 | Louis P. Pagnutti | For | For | |||||||||||
| 10 | Calin Rovinescu | For | For | |||||||||||
| 11 | Karen Sheriff | For | For | |||||||||||
| 12 | Robert C. Simmonds | For | For | |||||||||||
| 13 | Jennifer Tory | For | For | |||||||||||
| 14 | Cornell Wright | For | For | |||||||||||
| 02 | Appointment of Deloitte LLP as auditors | Management | For | For | ||||||||||
| 03 | Advisory resolution on executive compensation as described in the management proxy circular. | Management | For | For | ||||||||||
| FERRO CORPORATION | ||||||||||||||
| Security | 315405100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FOE | Meeting Date | 29-Apr-2021 | |||||||||||
| ISIN | US3154051003 | Agenda | 935367664 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David A. Lorber | For | For | |||||||||||
| 2 | Marran H. Ogilvie | For | For | |||||||||||
| 3 | Andrew M. Ross | For | For | |||||||||||
| 4 | Allen A. Spizzo | For | For | |||||||||||
| 5 | Peter T. Thomas | For | For | |||||||||||
| 6 | Ronald P. Vargo | For | For | |||||||||||
| 2. | Advisory vote on the compensation for named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the Independent Registered Accounting Firm. | Management | For | For | ||||||||||
| 4. | Shareholder proposal regarding simple majority vote, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
| TREEHOUSE FOODS, INC. | ||||||||||||||
| Security | 89469A104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | THS | Meeting Date | 29-Apr-2021 | |||||||||||
| ISIN | US89469A1043 | Agenda | 935372526 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: Ashley Buchanan | Management | For | For | ||||||||||
| 1.2 | Election of Director: Steven Oakland | Management | For | For | ||||||||||
| 1.3 | Election of Director: Jill A. Rahman | Management | For | For | ||||||||||
| 2. | Advisory vote to approve the Company's executive compensation program. | Management | For | For | ||||||||||
| 3. | Ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
| ASML HOLDINGS N.V. | ||||||||||||||
| Security | N07059210 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ASML | Meeting Date | 29-Apr-2021 | |||||||||||
| ISIN | USN070592100 | Agenda | 935388529 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 3a | Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2020. | Management | Abstain | Against | ||||||||||
| 3b | Proposal to adopt the financial statements of the Company for the financial year 2020, as prepared in accordance with Dutch law. | Management | For | For | ||||||||||
| 3d | Proposal to adopt a dividend in respect of the financial year 2020. | Management | For | For | ||||||||||
| 4a | Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2020. | Management | For | For | ||||||||||
| 4b | Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2020. | Management | For | For | ||||||||||
| 5 | Proposal to approve the number of shares for the Board of Management. | Management | For | For | ||||||||||
| 6 | Proposal to adopt certain adjustments to the Remuneration Policy for the Board of Management. | Management | For | For | ||||||||||
| 7 | Proposal to adopt certain adjustments to the Remuneration Policy for the Supervisory Board. | Management | For | For | ||||||||||
| 9a | Proposal to appoint Ms. B. Conix as a member of the Supervisory Board. | Management | For | For | ||||||||||
| 10 | Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting year 2022. | Management | For | For | ||||||||||
| 11a | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes. | Management | For | For | ||||||||||
| 11b | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 a). | Management | Abstain | Against | ||||||||||
| 11c | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances. | Management | For | For | ||||||||||
| 11d | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 c). | Management | For | For | ||||||||||
| 12a | Authorization to repurchase ordinary shares up to 10% of the issued share capital. | Management | For | For | ||||||||||
| 12b | Authorization to repurchase additional ordinary shares up to 10% of the issued share capital. | Management | For | For | ||||||||||
| 13 | Proposal to cancel ordinary shares. | Management | For | For | ||||||||||
| SANOFI SA | ||||||||||||||
| Security | F5548N101 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 30-Apr-2021 | ||||||||||||
| ISIN | FR0000120578 | Agenda | 713892962 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 553318 DUE TO RECEIPT OF-DELETION OF RESOLUTION 7. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED | Non-Voting | ||||||||||||
| IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | ||||||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202104122100899-44 | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
| 4 | RATIFICATION OF THE CO-OPTATION OF MR. GILLES SCHNEPP AS DIRECTOR | Management | No Action | |||||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF MRS. FABIENNE LECORVAISIER AS DIRECTOR | Management | No Action | |||||||||||
| 6 | RENEWAL OF THE TERM OF OFFICE OF MRS. MELANIE LEE AS DIRECTOR | Management | No Action | |||||||||||
| 7 | APPOINTMENT OF MRS. BARBARA LAVERNOS AS DIRECTOR | Management | No Action | |||||||||||
| 8 | APPROVAL OF THE COMPENSATION REPORT FOR CORPORATE OFFICERS ISSUED PURSUANT TO ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 9 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO MR. SERGE WEINBERG, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO MR. PAUL HUDSON, CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS | Management | No Action | |||||||||||
| 12 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 13 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 14 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO TRADE IN THE COMPANY'S SHARES (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Management | No Action | |||||||||||
| 15 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES | Management | No Action | |||||||||||
| 16 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, OF SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY AND/OR OF ANY OTHER COMPANY (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Management | No Action | |||||||||||
| 17 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, OF SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY AND/OR OF ANY OTHER COMPANY, BY WAY OF A PUBLIC OFFERING OTHER THAN THAT MENTIONED IN ARTICLE L. 411-2-1DECREE OF THE FRENCH MONETARY AND FINANCIAL CODE (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Management | No Action | |||||||||||
| 18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, OF SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY AND/OR OF ANY OTHER COMPANY, WITHIN THE CONTEXT OF AN OFFER REFERRED TO IN ARTICLE L. 411-2 1DECREE OF THE FRENCH MONETARY AND FINANCIAL CODE (OFFER RESERVED FOR A RESTRICTED CIRCLE OF INVESTORS) ( TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Management | No Action | |||||||||||
| 19 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE OF DEBT SECURITIES GRANTING ACCESS TO THE CAPITAL OF SUBSIDIARIES OF THE COMPANY AND/OR OF ANY OTHER COMPANY) (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Management | No Action | |||||||||||
| 20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF AN ISSUE OF COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY AND/OR OF ANY OTHER COMPANY WITH OR WITHOUT THE PRE- EMPTIVE SUBSCRIPTION RIGHT) (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Management | No Action | |||||||||||
| 21 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ONE OF ITS SUBSIDIARIES AND/OR OF ANOTHER COMPANY IN CONSIDERATION OF CONTRIBUTIONS IN KIND) (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Management | No Action | |||||||||||
| 22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO DECIDE TO INCREASE THE SHARE CAPITAL BY CAPITALISATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS) (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Management | No Action | |||||||||||
| 23 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE OF SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF THE LATTER | Management | No Action | |||||||||||
| 24 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH FREE ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED FOR THE BENEFIT OF EMPLOYEES AND CORPORATE OFFICERS OF THE GROUP OR SOME OF THEM | Management | No Action | |||||||||||
| 25 | AMENDMENT OF ARTICLE 13 OF THE BY-LAWS IN ORDER TO ALLOW THE BOARD OF DIRECTORS TO TAKE DECISIONS BY WRITTEN CONSULTATION | Management | No Action | |||||||||||
| 26 | AMENDMENT TO ARTICLE 14 AND ARTICLE 17 OF THE BY-LAWS IN ORDER TO ALIGN THEIR CONTENT WITH THE PACTE LAW | Management | No Action | |||||||||||
| 27 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
| APTIV PLC | ||||||||||||||
| Security | G6095L109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | APTV | Meeting Date | 30-Apr-2021 | |||||||||||
| ISIN | JE00B783TY65 | Agenda | 935344349 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Kevin P. Clark | Management | For | For | ||||||||||
| 1B. | Election of Director: Richard L. Clemmer | Management | For | For | ||||||||||
| 1C. | Election of Director: Nancy E. Cooper | Management | For | For | ||||||||||
| 1D. | Election of Director: Nicholas M. Donofrio | Management | For | For | ||||||||||
| 1E. | Election of Director: Rajiv L. Gupta | Management | For | For | ||||||||||
| 1F. | Election of Director: Joseph L. Hooley | Management | For | For | ||||||||||
| 1G. | Election of Director: Merit E. Janow | Management | For | For | ||||||||||
| 1H. | Election of Director: Sean O. Mahoney | Management | For | For | ||||||||||
| 1I. | Election of Director: Paul M. Meister | Management | For | For | ||||||||||
| 1J. | Election of Director: Robert K. Ortberg | Management | For | For | ||||||||||
| 1K. | Election of Director: Colin J. Parris | Management | For | For | ||||||||||
| 1L. | Election of Director: Ana G. Pinczuk | Management | For | For | ||||||||||
| 2. | Proposal to re-appoint auditors, ratify independent public accounting firm and authorize the directors to determine the fees paid to the auditors. | Management | For | For | ||||||||||
| 3. | Say-on-Pay - To approve, by advisory vote, executive compensation. | Management | For | For | ||||||||||
| DIEBOLD NIXDORF, INCORPORATED | ||||||||||||||
| Security | 253651103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DBD | Meeting Date | 30-Apr-2021 | |||||||||||
| ISIN | US2536511031 | Agenda | 935346343 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Arthur F. Anton | Management | For | For | ||||||||||
| 1B. | Election of Director: Bruce H. Besanko | Management | For | For | ||||||||||
| 1C. | Election of Director: Reynolds C. Bish | Management | For | For | ||||||||||
| 1D. | Election of Director: Ellen M. Costello | Management | For | For | ||||||||||
| 1E. | Election of Director: Phillip R. Cox | Management | For | For | ||||||||||
| 1F. | Election of Director: Dr. Alexander Dibelius | Management | For | For | ||||||||||
| 1G. | Election of Director: Matthew Goldfarb | Management | For | For | ||||||||||
| 1H. | Election of Director: Gary G. Greenfield | Management | For | For | ||||||||||
| 1I. | Election of Director: Gerrard B. Schmid | Management | For | For | ||||||||||
| 1J. | Election of Director: Kent M. Stahl | Management | For | For | ||||||||||
| 1K. | Election of Director: Lauren C. States | Management | For | For | ||||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | ||||||||||
| 4. | To approve an amendment to the Diebold Nixdorf, Incorporated 2017 Equity and Performance Incentive Plan. | Management | For | For | ||||||||||
| AT&T INC. | ||||||||||||||
| Security | 00206R102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | T | Meeting Date | 30-Apr-2021 | |||||||||||
| ISIN | US00206R1023 | Agenda | 935347179 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: William E. Kennard | Management | For | For | ||||||||||
| 1B. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | ||||||||||
| 1C. | Election of Director: Scott T. Ford | Management | For | For | ||||||||||
| 1D. | Election of Director: Glenn H. Hutchins | Management | For | For | ||||||||||
| 1E. | Election of Director: Debra L. Lee | Management | For | For | ||||||||||
| 1F. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||||
| 1G. | Election of Director: Michael B. McCallister | Management | For | For | ||||||||||
| 1H. | Election of Director: Beth E. Mooney | Management | For | For | ||||||||||
| 1I. | Election of Director: Matthew K. Rose | Management | For | For | ||||||||||
| 1J. | Election of Director: John T. Stankey | Management | For | For | ||||||||||
| 1K. | Election of Director: Cynthia B. Taylor | Management | For | For | ||||||||||
| 1L. | Election of Director: Geoffrey Y. Yang | Management | For | For | ||||||||||
| 2. | Ratification of appointment of independent auditors. | Management | For | For | ||||||||||
| 3. | Advisory approval of executive compensation. | Management | For | For | ||||||||||
| 4. | Stockholder Right to Act by Written Consent. | Shareholder | Against | For | ||||||||||
| KELLOGG COMPANY | ||||||||||||||
| Security | 487836108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | K | Meeting Date | 30-Apr-2021 | |||||||||||
| ISIN | US4878361082 | Agenda | 935348359 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director (term expires 2024): Carter Cast | Management | For | For | ||||||||||
| 1B. | Election of Director (term expires 2024): Zack Gund | Management | For | For | ||||||||||
| 1C. | Election of Director (term expires 2024): Don Knauss | Management | For | For | ||||||||||
| 1D. | Election of Director (term expires 2024): Mike Schlotman | Management | For | For | ||||||||||
| 2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Kellogg's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
| 4. | Management proposal to reduce supermajority vote requirements. | Management | For | For | ||||||||||
| 5. | Shareowner proposal, if properly presented at the meeting, to adopt shareowner right to call a special meeting. | Shareholder | For | |||||||||||
| DISH NETWORK CORPORATION | ||||||||||||||
| Security | 25470M109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DISH | Meeting Date | 30-Apr-2021 | |||||||||||
| ISIN | US25470M1099 | Agenda | 935354605 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Kathleen Q. Abernathy | For | For | |||||||||||
| 2 | George R. Brokaw | For | For | |||||||||||
| 3 | James DeFranco | For | For | |||||||||||
| 4 | Cantey M. Ergen | For | For | |||||||||||
| 5 | Charles W. Ergen | For | For | |||||||||||
| 6 | Afshin Mohebbi | For | For | |||||||||||
| 7 | Tom A. Ortolf | For | For | |||||||||||
| 8 | Joseph T. Proietti | For | For | |||||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To amend and restate our 2001 Nonemployee Director Stock Option Plan. | Management | For | For | ||||||||||
| CREDIT SUISSE GROUP | ||||||||||||||
| Security | 225401108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CS | Meeting Date | 30-Apr-2021 | |||||||||||
| ISIN | US2254011081 | Agenda | 935367929 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A | Consultative vote on the 2020 compensation report. | Management | For | For | ||||||||||
| 1B | Approval of the 2020 management report, the 2020 parent company financial statements, and the 2020 Group consolidated financial statements. | Management | For | For | ||||||||||
| 2 | This proposal has been withdrawn | Management | Abstain | |||||||||||
| 3 | Appropriation of retained earnings and ordinary distribution of dividends payable out of retained earnings and capital contribution reserves. | Management | For | For | ||||||||||
| 4 | Increase and extension of the authorized capital. | Management | For | For | ||||||||||
| 5AA | Election of António Horta-Osório as member and Chairman of the Board of Directors. | Management | For | For | ||||||||||
| 5AB | Re-election of Iris Bohnet as member of the Board of Director. | Management | For | For | ||||||||||
| 5AC | Re-election of Christian Gellerstad as member of the Board of Director. | Management | For | For | ||||||||||
| 5AD | Re-election of Andreas Gottschling as member of the Board of Director. | Management | For | For | ||||||||||
| 5AE | Re-election of Michael Klein as member of the Board of Director. | Management | For | For | ||||||||||
| 5AF | Re-election of Shan Li as member of the Board of Director. | Management | For | For | ||||||||||
| 5AG | Re-election of Seraina Macia as member of the Board of Director. | Management | For | For | ||||||||||
| 5AH | Re-election of Richard Meddings as member of the Board of Director. | Management | For | For | ||||||||||
| 5AI | Re-election of Kai S. Nargolwala as member of the Board of Director. | Management | For | For | ||||||||||
| 5AJ | Re-election of Ana Paula Pessoa as member of the Board of Director. | Management | For | For | ||||||||||
| 5AK | Re-election of Severin Schwan as member of the Board of Director. | Management | For | For | ||||||||||
| 5AL | Election of Clare Brady as member of the Board of Director. | Management | For | For | ||||||||||
| 5AM | Election of Blythe Masters as member of the Board of Director. | Management | For | For | ||||||||||
| 5BA | Re-election of Iris Bohnet as the member of the Compensation Committee. | Management | For | For | ||||||||||
| 5BB | Re-election of Christian Gellerstad as the member of the Compensation Committee. | Management | For | For | ||||||||||
| 5BC | Re-election of Michael Klein as the member of the Compensation Committee. | Management | For | For | ||||||||||
| 5BD | Re-election of Kai S. Nargolwala as the member of the Compensation Committee. | Management | For | For | ||||||||||
| 5BE | Election of Blythe Masters as the member of the Compensation Committee. | Management | For | For | ||||||||||
| 6A | Approval of the compensation of the Board of Directors. | Management | For | For | ||||||||||
| 6BA | This proposal has been withdrawn | Management | Abstain | |||||||||||
| 6BB | Fixed compensation. | Management | For | For | ||||||||||
| 6BC | This proposal has been withdrawn | Management | Abstain | |||||||||||
| 7A | Election of the independent auditors. | Management | For | For | ||||||||||
| 7B | Election of the special auditors | Management | For | For | ||||||||||
| 7C | Election of the independent proxy. | Management | For | For | ||||||||||
| 8 | Proposals of Shareholders. | Shareholder | Abstain | Against | ||||||||||
| 9 | Proposals of the Board of Directors. | Management | Against | Against | ||||||||||
| AGNICO EAGLE MINES LIMITED | ||||||||||||||
| Security | 008474108 | Meeting Type | Annual and Special Meeting | |||||||||||
| Ticker Symbol | AEM | Meeting Date | 30-Apr-2021 | |||||||||||
| ISIN | CA0084741085 | Agenda | 935380876 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Leona Aglukkaq | For | For | |||||||||||
| 2 | Sean Boyd | For | For | |||||||||||
| 3 | Martine A. Celej | For | For | |||||||||||
| 4 | Robert J. Gemmell | For | For | |||||||||||
| 5 | Mel Leiderman | For | For | |||||||||||
| 6 | Deborah McCombe | For | For | |||||||||||
| 7 | James D. Nasso | For | For | |||||||||||
| 8 | Dr. Sean Riley | For | For | |||||||||||
| 9 | J. Merfyn Roberts | For | For | |||||||||||
| 10 | Jamie C. Sokalsky | For | For | |||||||||||
| 2 | Appointment of Ernst & Young LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | ||||||||||
| 3 | An ordinary resolution approving amendments of Agnico Eagle's Stock Option Plan. | Management | For | For | ||||||||||
| 4 | Consideration of and, if deemed advisable, the passing of a non- binding, advisory resolution accepting the Company's approach to executive compensation. | Management | For | For | ||||||||||
| OI S.A. | ||||||||||||||
| Security | 670851401 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | OIBRQ | Meeting Date | 30-Apr-2021 | |||||||||||
| ISIN | US6708514012 | Agenda | 935399697 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| A1) | Analysis of management accounts, examine, discuss and vote on the financial statements for the fiscal year ended on December 31, 2020. | Management | For | For | ||||||||||
| A2) | Define allocation of the results of the fiscal year ended December 31, 2020. | Management | For | For | ||||||||||
| A3) | Define the amount of overall annual compensation for Company management and Fiscal Council members. | Management | Abstain | Against | ||||||||||
| A4) | Elect the slate indicated by the Company management for the composition of the Board of Directors: Armando Lins Netto, Claudia Quintella Woods, Eleazar de Carvalho Filho, Henrique José Fernandes Luz, Luís Maria Viana Palha da Silva, Marcos Bastos Rocha, Marcos Grodetzky, Marcelo Pavão Lacerda, Maria Helena dos Santos Fernandes de Santana, Paulino do Rego Barros Junior, Roger Solé Rafols | Management | For | For | ||||||||||
| A5) | If one or more candidates that comprise the slate ceases to be part of it, the votes corresponding to your shares should continue to be awarded to the slate you have chosen? | Management | Abstain | Against | ||||||||||
| A6) | In case of the adoption of multiple voting, should the votes regarding your shares be equally distributed in percentages for all the members of the slate you have chosen? | Management | For | For | ||||||||||
| A7) | In case the multiple voting process is adopted, where the election becomes the individual vote in the candidates and no longer by the vote on the slate, if one or more candidates that comprise the slate ceases to be part of it, the votes corresponding to your shares should be distributed in equal percentages to the remaining members of the slate you have chosen? | Management | For | For | ||||||||||
| A8) | Elect members of Fiscal Council and their respective alternates; and a) Indicated by the Company management PEDRO WAGNER PEREIRA COELHO (Effective) / PATRÍCIA VALENTE STIERLI (Alternate) ÁLVARO BANDEIRA (Effective) / WILIAM DA CRUZ LEAL (alternate) DANIELA MALUF PFEIFFER (Effective) / SALETE GARCIA PINHEIRO (Alternate) b) Nominated by shareholders VICTOR ADLER and VIC DISTRIBUIDORA DE TÏTULOS E VALORES MOBILIÁRIOS S.A. for ...Due to space limits, see proxy material for full proposal. | Management | For | For | ||||||||||
| E9) | Approval of the Long-Term Incentive Plan based on share issued by the Company for the Chief Executive Officer. | Management | For | For | ||||||||||
| OI S.A. | ||||||||||||||
| Security | 670851500 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | OIBRC | Meeting Date | 30-Apr-2021 | |||||||||||
| ISIN | US6708515001 | Agenda | 935399697 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| A1) | Analysis of management accounts, examine, discuss and vote on the financial statements for the fiscal year ended on December 31, 2020. | Management | For | For | ||||||||||
| A2) | Define allocation of the results of the fiscal year ended December 31, 2020. | Management | For | For | ||||||||||
| A3) | Define the amount of overall annual compensation for Company management and Fiscal Council members. | Management | Abstain | Against | ||||||||||
| A4) | Elect the slate indicated by the Company management for the composition of the Board of Directors: Armando Lins Netto, Claudia Quintella Woods, Eleazar de Carvalho Filho, Henrique José Fernandes Luz, Luís Maria Viana Palha da Silva, Marcos Bastos Rocha, Marcos Grodetzky, Marcelo Pavão Lacerda, Maria Helena dos Santos Fernandes de Santana, Paulino do Rego Barros Junior, Roger Solé Rafols | Management | For | For | ||||||||||
| A5) | If one or more candidates that comprise the slate ceases to be part of it, the votes corresponding to your shares should continue to be awarded to the slate you have chosen? | Management | Abstain | Against | ||||||||||
| A6) | In case of the adoption of multiple voting, should the votes regarding your shares be equally distributed in percentages for all the members of the slate you have chosen? | Management | For | For | ||||||||||
| A7) | In case the multiple voting process is adopted, where the election becomes the individual vote in the candidates and no longer by the vote on the slate, if one or more candidates that comprise the slate ceases to be part of it, the votes corresponding to your shares should be distributed in equal percentages to the remaining members of the slate you have chosen? | Management | For | For | ||||||||||
| A8) | Elect members of Fiscal Council and their respective alternates; and a) Indicated by the Company management PEDRO WAGNER PEREIRA COELHO (Effective) / PATRÍCIA VALENTE STIERLI (Alternate) ÁLVARO BANDEIRA (Effective) / WILIAM DA CRUZ LEAL (alternate) DANIELA MALUF PFEIFFER (Effective) / SALETE GARCIA PINHEIRO (Alternate) b) Nominated by shareholders VICTOR ADLER and VIC DISTRIBUIDORA DE TÏTULOS E VALORES MOBILIÁRIOS S.A. for ...Due to space limits, see proxy material for full proposal. | Management | For | For | ||||||||||
| E9) | Approval of the Long-Term Incentive Plan based on share issued by the Company for the Chief Executive Officer. | Management | For | For | ||||||||||
| VALE S.A. | ||||||||||||||
| Security | 91912E105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VALE | Meeting Date | 30-Apr-2021 | |||||||||||
| ISIN | US91912E1055 | Agenda | 935403472 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | Resolution 1 | Management | For | For | ||||||||||
| 2 | Resolution 2 | Management | For | For | ||||||||||
| 3 | Resolution 3 | Management | For | For | ||||||||||
| 4 | Resolution 4 | Management | Abstain | Against | ||||||||||
| 5A | Election of Director: José Luciano Duarte Penido (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | For | For | ||||||||||
| 5B | Election of Director: Fernando Jorge Buso Gomes (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | For | For | ||||||||||
| 5C | Election of Director: Clinton James Dines (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | For | For | ||||||||||
| 5D | Election of Director: Eduardo de Oliveira Rodrigues Filho (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | For | For | ||||||||||
| 5E | Election of Director: Elaine Dorward-King (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | For | For | ||||||||||
| 5F | Election of Director: José Maurício Pereira Coelho (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | For | For | ||||||||||
| 5G | Election of Director: Ken Yasuhara (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A 5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | Abstain | Against | ||||||||||
| 5H | Election of Director: Manuel Lino Silva de Sousa Oliveira (Ollie Oliveira) (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | For | For | ||||||||||
| 5I | Election of Director: Maria Fernanda dos Santos Teixeira (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | For | For | ||||||||||
| 5J | Election of Director: Murilo Cesar Lemos dos Santos Passos (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | Abstain | Against | ||||||||||
| 5K | Election of Director: Roger Allan Downey (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | For | For | ||||||||||
| 5L | Election of Director: Sandra Maria Guerra de Azevedo (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | For | For | ||||||||||
| 5M | Election of Director: Marcelo Gasparino da Silva (Other Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | For | For | ||||||||||
| 5N | Election of Director: Mauro Gentile Rodrigues Cunha (Other Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | For | For | ||||||||||
| 5O | Election of Director: Rachel de Oliveira Maia (Other Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | Abstain | Against | ||||||||||
| 5P | Election of Director: Roberto da Cunha Castello Branco (Other Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | Abstain | Against | ||||||||||
| 6 | Resolution 6. (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | Abstain | Against | ||||||||||
| 7A | Election of Director: José Luciano Duarte Penido (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | For | For | ||||||||||
| 7B | Election of Director: Fernando Jorge Buso Gomes (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | For | For | ||||||||||
| 7C | Election of Director: Clinton James Dines (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | For | For | ||||||||||
| 7D | Election of Director: Eduardo de Oliveira Rodrigues Filho (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | For | For | ||||||||||
| 7E | Election of Director: Elaine Dorward-King (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | For | For | ||||||||||
| 7F | Election of Director: José Maurício Pereira Coelho (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | For | For | ||||||||||
| 7G | Election of Director: Ken Yasuhara (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A- 7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | No Action | |||||||||||
| 7H | Election of Director: Manuel Lino Silva de Sousa Oliveira (Ollie Oliveira) (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | For | For | ||||||||||
| 7I | Election of Director: Maria Fernanda dos Santos Teixeira (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | For | For | ||||||||||
| 7J | Election of Director: Murilo Cesar Lemos dos Santos Passos (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | No Action | |||||||||||
| 7K | Election of Director: Roger Allan Downey (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | For | For | ||||||||||
| 7L | Election of Director: Sandra Maria Guerra de Azevedo (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | For | For | ||||||||||
| 7M | Election of Director: Marcelo Gasparino da Silva (Other Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | For | For | ||||||||||
| 7N | Election of Director: Mauro Gentile Rodrigues Cunha (Other Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | For | For | ||||||||||
| 7O | Election of Director: Rachel de Oliveira Maia (Other Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | No Action | |||||||||||
| 7P | Election of Director: Roberto da Cunha Castello Branco (Other Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | No Action | |||||||||||
| 8 | Election of Chairman of the Board of Director: José Luciano Penido (An ADS holder may only vote "FOR" in Resolution 8 or Resolution 9) | Management | For | For | ||||||||||
| 9 | Election of Chairman of the Board of Director: Roberto Castello Branco (An ADS holder may only vote "FOR" in Resolution 8 or Resolution 9) | Management | Abstain | |||||||||||
| 10 | Election of Vice-Chairman of the Board: Fernando Jorge Buso Gomes (An ADS holder may only vote "FOR" in Resolution 10 or Resolution 11) | Management | For | For | ||||||||||
| 11 | Election of Vice-Chairman of the Board: Mauro Gentile Rodrigues Cunha (An ADS holder may only vote "FOR" in Resolution 10 or Resolution 11) | Management | Abstain | |||||||||||
| 12A | Election of the Fiscal Council by Candidate: Cristina Fontes Doherty / Nelson de Menezes Filho | Management | For | |||||||||||
| 12B | Election of the Fiscal Council by Candidate: Marcus Vinícius Dias Severini / Vera Elias | Management | For | |||||||||||
| 12C | Election of the Fiscal Council by Candidate: Marcelo Moraes/Vacant | Management | Abstain | |||||||||||
| 12D | Election of the Fiscal Council by Candidate: Raphael Manhães Martins / Adriana de Andrade Solé | Management | For | |||||||||||
| 13 | Resolution 13 | Management | For | For | ||||||||||
| E1 | Resolution 1 | Management | For | For | ||||||||||
| E2 | Resolution 2 | Management | For | For | ||||||||||
| E3 | Resolution 3 | Management | For | For | ||||||||||
| E4 | Resolution 4 | Management | For | For | ||||||||||
| E5 | Resolution 5 | Management | For | For | ||||||||||
| E6 | Resolution 6 | Management | For | For | ||||||||||
| E7 | Resolution 7 | Management | For | For | ||||||||||
| E8 | Resolution 8 | Management | For | For | ||||||||||
| E9 | Resolution 9 | Management | For | For | ||||||||||
| BERKSHIRE HATHAWAY INC. | ||||||||||||||
| Security | 084670108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BRKA | Meeting Date | 01-May-2021 | |||||||||||
| ISIN | US0846701086 | Agenda | 935351128 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Warren E. Buffett | For | For | |||||||||||
| 2 | Charles T. Munger | For | For | |||||||||||
| 3 | Gregory E. Abel | For | For | |||||||||||
| 4 | Howard G. Buffett | For | For | |||||||||||
| 5 | Stephen B. Burke | For | For | |||||||||||
| 6 | Kenneth I. Chenault | For | For | |||||||||||
| 7 | Susan L. Decker | For | For | |||||||||||
| 8 | David S. Gottesman | For | For | |||||||||||
| 9 | Charlotte Guyman | For | For | |||||||||||
| 10 | Ajit Jain | For | For | |||||||||||
| 11 | Thomas S. Murphy | For | For | |||||||||||
| 12 | Ronald L. Olson | For | For | |||||||||||
| 13 | Walter Scott, Jr. | For | For | |||||||||||
| 14 | Meryl B. Witmer | For | For | |||||||||||
| 2. | Shareholder proposal regarding the reporting of climate- related risks and opportunities. | Shareholder | Abstain | Against | ||||||||||
| 3. | Shareholder proposal regarding diversity and inclusion reporting. | Shareholder | Abstain | Against | ||||||||||
| THE E.W. SCRIPPS COMPANY | ||||||||||||||
| Security | 811054402 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SSP | Meeting Date | 03-May-2021 | |||||||||||
| ISIN | US8110544025 | Agenda | 935355607 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Lauren Rich Fine | Management | For | For | ||||||||||
| 1b. | Election of Director: Wonya Y. Lucas | Management | For | For | ||||||||||
| 1c. | Election of Director: Kim Williams | Management | For | For | ||||||||||
| TOOTSIE ROLL INDUSTRIES, INC. | ||||||||||||||
| Security | 890516107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TR | Meeting Date | 03-May-2021 | |||||||||||
| ISIN | US8905161076 | Agenda | 935360850 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Ellen R. Gordon | For | For | |||||||||||
| 2 | Virginia L. Gordon | For | For | |||||||||||
| 3 | Lana Jane Lewis-Brent | For | For | |||||||||||
| 4 | Barre A. Seibert | For | For | |||||||||||
| 5 | Paula M. Wardynski | For | For | |||||||||||
| 2. | Ratify the appointment of Grant Thornton LLP as the independent registered public accounting firm for the fiscal year 2021. | Management | For | For | ||||||||||
| TENARIS, S.A. | ||||||||||||||
| Security | 88031M109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TS | Meeting Date | 03-May-2021 | |||||||||||
| ISIN | US88031M1099 | Agenda | 935379619 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Consideration of the consolidated management report and related management certifications on the Company's consolidated financial statements as of and for the year ended 31st December 2020, and on the annual accounts as at 31st December 2020, and of the external auditors' reports on such consolidated financial statements and annual accounts. | Management | For | |||||||||||
| 2. | Approval of the Company's consolidated financial statements as of and for the year ended 31st December 2020. | Management | For | |||||||||||
| 3. | Approval of the Company's annual accounts as at 31st December 2020. | Management | For | |||||||||||
| 4. | Allocation of results and approval of dividend payment for the year ended 31st December 2020. | Management | For | |||||||||||
| 5. | Discharge of the members of the Board of Directors for the exercise of their mandate throughout the year ended 31st December 2020. | Management | Abstain | |||||||||||
| 6. | Election of the members of the Board of Directors. | Management | Abstain | |||||||||||
| 7. | Approval of the compensation payable to the members of the Board of Directors for the year ending 31st December 2021. | Management | For | |||||||||||
| 8. | Approval of the Company's compensation report for the year ended 31st December 2020. | Management | Abstain | |||||||||||
| 9. | Appointment of the external auditors for the fiscal year ending 31st December 2021, and approval of their fees. | Management | For | |||||||||||
| 10. | Authorization to the Board of Directors to cause the distribution of all shareholder communications, including its shareholder meeting and proxy materials and annual reports to shareholders, by such electronic means as is permitted by any applicable laws or regulations. | Management | For | |||||||||||
| TRINITY INDUSTRIES, INC. | ||||||||||||||
| Security | 896522109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TRN | Meeting Date | 03-May-2021 | |||||||||||
| ISIN | US8965221091 | Agenda | 935387654 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | William P. Ainsworth | For | For | |||||||||||
| 2 | Brandon B. Boze | For | For | |||||||||||
| 3 | John J. Diez | For | For | |||||||||||
| 4 | Leldon E. Echols | For | For | |||||||||||
| 5 | Tyrone M. Jordan | For | For | |||||||||||
| 6 | S. Todd Maclin | For | For | |||||||||||
| 7 | E. Jean Savage | For | For | |||||||||||
| 8 | Dunia A. Shive | For | For | |||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| TENARIS, S.A. | ||||||||||||||
| Security | 88031M109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TS | Meeting Date | 03-May-2021 | |||||||||||
| ISIN | US88031M1099 | Agenda | 935414095 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Consideration of the consolidated management report and related management certifications on the Company's consolidated financial statements as of and for the year ended 31st December 2020, and on the annual accounts as at 31st December 2020, and of the external auditors' reports on such consolidated financial statements and annual accounts. | Management | For | |||||||||||
| 2. | Approval of the Company's consolidated financial statements as of and for the year ended 31st December 2020. | Management | For | |||||||||||
| 3. | Approval of the Company's annual accounts as at 31st December 2020. | Management | For | |||||||||||
| 4. | Allocation of results and approval of dividend payment for the year ended 31st December 2020. | Management | For | |||||||||||
| 5. | Discharge of the members of the Board of Directors for the exercise of their mandate throughout the year ended 31st December 2020. | Management | Abstain | |||||||||||
| 6. | Election of the members of the Board of Directors. | Management | Abstain | |||||||||||
| 7. | Approval of the compensation payable to the members of the Board of Directors for the year ending 31st December 2021. | Management | For | |||||||||||
| 8. | Approval of the Company's compensation report for the year ended 31st December 2020. | Management | Abstain | |||||||||||
| 9. | Appointment of the external auditors for the fiscal year ending 31st December 2021, and approval of their fees. | Management | For | |||||||||||
| 10. | Authorization to the Board of Directors to cause the distribution of all shareholder communications, including its shareholder meeting and proxy materials and annual reports to shareholders, by such electronic means as is permitted by any applicable laws or regulations. | Management | For | |||||||||||
| MILLICOM INTERNATIONAL CELLULAR SA | ||||||||||||||
| Security | L6388F128 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 04-May-2021 | ||||||||||||
| ISIN | SE0001174970 | Agenda | 713694897 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | TO ELECT THE CHAIR OF THE AGM AND TO EMPOWER THE CHAIR TO APPOINT THE OTHER MEMBERS OF THE BUREAU OF THE MEETING: MR. ALEXANDER KOCH, ATTORNEY AT LAW | Management | No Action | |||||||||||
| 2 | TO RECEIVE THE MANAGEMENT REPORTS OF THE BOARD AND THE REPORTS OF THE EXTERNAL AUDITOR ON THE ANNUAL ACCOUNTS AND THE CONSOLIDATED ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||||
| 3 | TO APPROVE THE ANNUAL ACCOUNTS AND THE CONSOLIDATED ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||||
| 4 | TO ALLOCATE THE RESULTS OF THE YEAR ENDED DECEMBER 31, 2020 TO UNAPPROPRIATED NET PROFITS TO BE CARRIED FORWARD | Management | No Action | |||||||||||
| 5 | TO DISCHARGE ALL THE DIRECTORS OF MILLICOM FOR THE PERFORMANCE OF THEIR MANDATES DURING THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT RESOLUTIONS 6 TO 19 ARE PROPOSED BY NOMINATION COMMITTEE AND- BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||||
| 6 | TO SET THE NUMBER OF DIRECTORS AT NINE (9) | Management | No Action | |||||||||||
| 7 | TO RE-ELECT MR. JOSE ANTONIO RIOS GARCIA AS A DIRECTOR FOR A TERM ENDING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2022 (THE "2022 AGM") | Management | No Action | |||||||||||
| 8 | TO RE-ELECT MS. PERNILLE ERENBJERG AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||||
| 9 | TO RE-ELECT MR. ODILON ALMEIDA AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||||
| 10 | TO RE-ELECT MR. MAURICIO RAMOS AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||||
| 11 | TO RE-ELECT MR. JAMES THOMPSON AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||||
| 12 | TO RE-ELECT MS. MERCEDES JOHNSON AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||||
| 13 | TO ELECT MS. SONIA DULA AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||||
| 14 | TO ELECT MR. LARS-JOHAN JARNHEIMER AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||||
| 15 | TO ELECT MR. BRUCE CHURCHILL AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||||
| 16 | TO RE-ELECT MR. JOSE ANTONIO RIOS GARCIA AS CHAIRMAN OF THE BOARD FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||||
| 17 | TO APPROVE THE DIRECTORS' REMUNERATION FOR THE PERIOD FROM THE AGM TO THE 2022 AGM | Management | No Action | |||||||||||
| 18 | TO RE-ELECT ERNST & YOUNG S.A., LUXEMBOURG AS THE EXTERNAL AUDITOR FOR A TERM ENDING ON THE DATE OF 2022 AGM AND TO APPROVE THE EXTERNAL AUDITOR REMUNERATION TO BE PAID AGAINST APPROVED ACCOUNT | Management | No Action | |||||||||||
| 19 | TO APPROVE AN INSTRUCTION TO THE NOMINATION COMMITTEE | Management | No Action | |||||||||||
| 20 | TO APPROVE THE SHARE REPURCHASE PLAN | Management | No Action | |||||||||||
| 21 | TO VOTE ON THE 2020 REMUNERATION REPORT | Management | No Action | |||||||||||
| 22 | TO APPROVE THE SENIOR MANAGEMENT REMUNERATION POLICY | Management | No Action | |||||||||||
| 23 | TO APPROVE THE SHARE-BASED INCENTIVE PLANS FOR MILLICOM EMPLOYEES | Management | No Action | |||||||||||
| CMMT | 23 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | 23 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| HERMES INTERNATIONAL SA | ||||||||||||||
| Security | F48051100 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 04-May-2021 | ||||||||||||
| ISIN | FR0000052292 | Agenda | 713707113 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | 19 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE AND PLEASE NOTE THAT SHAREHOLDER-DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE-PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED.-THANK YOU AND PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED- MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE | Non-Voting | ||||||||||||
| BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | 14 APR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104142100875-45 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT AND CHANGE-IN NUMBERING OF ALL RESOLUTIONS AND RECEIPT OF UPDATED BALO . IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 - APPROVAL OF EXPENSES AND COSTS REFERRED TO IN ARTICLE 39-4 OF THE FRENCH GENERAL TAX CODE | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 3 | DISCHARGE TO THE MANAGEMENT BOARD | Management | No Action | |||||||||||
| 4 | ALLOCATION OF INCOME - DISTRIBUTION OF A COMMON DIVIDEND | Management | No Action | |||||||||||
| 5 | APPROVAL OF REGULATED AGREEMENTS | Management | No Action | |||||||||||
| 6 | AUTHORISATION GRANTED TO THE MANAGEMENT TO TRADE IN THE COMPANY'S SHARES | Management | No Action | |||||||||||
| 7 | APPROVAL OF THE INFORMATION MENTIONED IN SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE CONCERNING THE COMPENSATION FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020, FOR ALL CORPORATE OFFICERS (GLOBAL EX-POST VOTE) | Management | No Action | |||||||||||
| 8 | APPROVAL OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO MR. AXEL DUMAS, MANAGER (INDIVIDUAL EX-POST VOTE) | Management | No Action | |||||||||||
| 9 | APPROVAL OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO THE COMPANY EMILE HERMES SARL, MANAGER (INDIVIDUAL EX-POST VOTE) | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO MR. ERIC DE SEYNES, CHAIRMAN OF THE SUPERVISORY BOARD (INDIVIDUAL EX-POST VOTE) | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE COMPENSATION POLICY FOR MANAGERS (EX-ANTE VOTE) | Management | No Action | |||||||||||
| 12 | APPROVAL OF THE COMPENSATION POLICY FOR SUPERVISORY BOARD MEMBERS (EX-ANTE VOTE) | Management | No Action | |||||||||||
| 13 | RENEWAL OF THE TERM OF OFFICE OF MR. MATTHIEU DUMAS AS MEMBER OF THE SUPERVISORY BOARD FOR A PERIOD OF THREE YEARS | Management | No Action | |||||||||||
| 14 | RENEWAL OF THE TERM OF OFFICE OF MR. BLAISE GUERRAND AS MEMBER OF THE SUPERVISORY BOARD FOR A PERIOD OF THREE YEARS | Management | No Action | |||||||||||
| 15 | RENEWAL OF THE TERM OF OFFICE OF MRS. OLYMPIA GUERRAND AS MEMBER OF THE SUPERVISORY BOARD FOR A PERIOD OF THREE YEARS | Management | No Action | |||||||||||
| 16 | RENEWAL OF THE TERM OF OFFICE OF MR. ALEXANDRE VIROS AS MEMBER OF THE SUPERVISORY BOARD FOR A PERIOD OF THREE YEARS | Management | No Action | |||||||||||
| 17 | AUTHORISATION TO BE GRANTED TO THE MANAGEMENT IN ORDER TO REDUCE THE CAPITAL BY CANCELLING ALL OR PART OF THE TREASURY SHARES HELD BY THE COMPANY (ARTICLE L. 22-10- 62 OF THE FRENCH COMMERCIAL CODE) - GENERAL CANCELLATION PROGRAMME | Management | No Action | |||||||||||
| 18 | DELEGATION OF AUTHORITY TO THE MANAGEMENT TO INCREASE THE CAPITAL BY CAPITALISATION OF RESERVES, PROFITS AND/OR PREMIUMS AND FREE ALLOCATION OF SHARES AND/OR INCREASE IN THE NOMINAL VALUE OF EXISTING SHARES | Management | No Action | |||||||||||
| 19 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT TO DECIDE ON THE ISSUE OF SHARES AND/OR ANY OTHER TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| 20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT TO DECIDE ON THE ISSUE OF SHARES AND/OR ANY OTHER TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT BUT WITH THE OPTION OF INTRODUCING A PRIORITY PERIOD, BY PUBLIC OFFERING (OTHER THAN THAT REFERRED TO IN ARTICLE L.411-2, 1DECREE OF THE FRENCH MONETARY AND FINANCIAL CODE) | Management | No Action | |||||||||||
| 21 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, RESERVED FOR MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| 22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT TO DECIDE ON THE ISSUE OF SHARES AND/OR ANY OTHER TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY PUBLIC OFFERING TO A LIMITED CIRCLE OF INVESTORS OR QUALIFIED INVESTORS (PRIVATE PLACEMENT) AS REFERRED TO IN ARTICLE L.411-2, 1DECREE OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | No Action | |||||||||||
| 23 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT TO DECIDE ON THE ISSUE OF SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, WITH A VIEW TO COMPENSATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY RELATING TO EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL | Management | No Action | |||||||||||
| 24 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT TO DECIDE ON ONE OR MORE OPERATIONS OF MERGER(S) BY ABSORPTION, DEMERGER OR PARTIAL CONTRIBUTION OF ASSETS SUBJECT TO THE REGIME FOR DEMERGERS (ARTICLE L.236-9, II OF THE FRENCH COMMERCIAL CODE) | Management | No Action | |||||||||||
| 25 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES IN THE EVENT OF USE OF THE DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT TO DECIDE ON ONE OR MORE MERGER(S) BY ABSORPTION, DEMERGER OR PARTIAL CONTRIBUTION OF ASSETS SUBJECT TO THE REGIME FOR DEMERGERS (ARTICLE L. 236-9, II OF THE FRENCH COMMERCIAL CODE) | Management | No Action | |||||||||||
| 26 | AMENDMENT TO THE BY-LAWS IN ORDER TO REFLECT THE TRANSFORMATION OF THE COMPANY EMILE HERMES SARL INTO A COMPANY WITH SIMPLIFIED SHARES | Management | No Action | |||||||||||
| 27 | DELEGATION OF POWERS TO CARRY OUT FORMALITIES RELATED TO THE GENERAL MEETING | Management | No Action | |||||||||||
| PLUS500 LTD | ||||||||||||||
| Security | M7S2CK109 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 04-May-2021 | ||||||||||||
| ISIN | IL0011284465 | Agenda | 713728698 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS REQUIRE THAT YOU-DISCLOSE WHETHER YOU HAVE A) A PERSONAL INTEREST IN THIS COMPANY B) ARE A-CONTROLLING SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR OFFICER OF THIS-COMPANY D) THAT YOU ARE AN INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND- MANAGER OR TRUST FUND. BY VOTING THROUGH THE PROXY EDGE PLATFORM YOU ARE- CONFIRMING THE ANSWER FOR A, B AND C TO BE NO AND THE ANSWER FOR D TO BE YES.-SHOULD THIS NOT BE THE CASE, IN ADDITION TO SUBMITTING YOUR VOTE-INSTRUCTION(S) VIA PROXYEDGE, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE PROVIDING THEM WITH THE SPECIFIC DISCLOSURE DETAILS INDICATING-YOUR ACCOUNT INFORMATION AND WHERE YOUR PERSONAL INTEREST LIES. | Non-Voting | ||||||||||||
| 1 | TO RE-ELECT DAVID ZRUIA, WHO RETIRES BY ROTATION PURSUANT TO ARTICLE 42 OF THE COMPANY'S ARTICLES OF ASSOCIATION, AS A DIRECTOR | Management | No Action | |||||||||||
| 2 | TO RE-ELECT ELAD EVEN-CHEN, WHO RETIRES BY ROTATION PURSUANT TO ARTICLE 42 OF THE COMPANY'S ARTICLES OF ASSOCIATION, AS A DIRECTOR | Management | No Action | |||||||||||
| 3 | TO RE-ELECT STEVE BALDWIN, WHO RETIRES BY ROTATION PURSUANT TO ARTICLE 42 OF THE COMPANY'S ARTICLES OF ASSOCIATION, AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 4 | TO RE-ELECT SIGALIA HEIFETZ, WHO RETIRES BY ROTATION PURSUANT TO ARTICLE 42 OF THE COMPANY'S ARTICLES OF ASSOCIATION, AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 5 | TO ELECT PROF JACOB A. FRENKEL PURSUANT TO ARTICLE 42 OF THE COMPANY'S ARTICLES OF ASSOCIATION, AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR (IF ELECTED, PROF FRENKEL SHALL SERVE AS CHAIR OF THE COMPANY'S BOARD OF DIRECTORS FOLLOWING THE ANNUAL GENERAL MEETING) | Management | No Action | |||||||||||
| 6 | TO RE-APPOINT KESSELMAN & KESSELMAN, A MEMBER FIRM OF PRICEWATERHOUSECOOPERS INTERNATIONAL LIMITED, AS THE COMPANY'S INDEPENDENT EXTERNAL AUDITOR FOR 2021 | Management | No Action | |||||||||||
| 7 | TO AUTHORISE THE COMPANY'S BOARD OF DIRECTORS (OR, THE AUDIT COMMITTEE, IF AUTHORISED BY THE BOARD OF DIRECTORS) TO FIX THE REMUNERATION OF THE COMPANY'S INDEPENDENT EXTERNAL AUDITOR | Management | No Action | |||||||||||
| 8 | TO AUTHORISE THE DIRECTORS PURSUANT TO ARTICLE 10(C) OF THE COMPANY'S ARTICLES OF ASSOCIATION ("ARTICLES") TO ALLOT AND ISSUE UP TO 5,099,475 ORDINARY SHARES (REPRESENTING JUST UNDER 5 PER CENT. OF THE COMPANY'S ISSUED SHARE CAPITAL (EXCLUDING SHARES HELD IN TREASURY)) FOR CASH AS IF ARTICLE 10(B) OF THE ARTICLES OF ASSOCIATION DID NOT APPLY TO SUCH ALLOTMENT. -THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL EXPIRE AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2022 OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 4 AUGUST 2022, UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO THIS TIME. UNDER THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE DIRECTORS MAY BEFORE SUCH EXPIRY MAKE AN OFFER OR ENTER INTO AN AGREEMENT WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO, SHARES TO BE GRANTED AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO, SHARES (AS THE CASE MAY BE) IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE RELEVANT AUTHORITY CONFERRED IN THIS RESOLUTION HAD NOT EXPIRED | Management | No Action | |||||||||||
| 9 | TO AUTHORISE THE DIRECTORS PURSUANT TO ARTICLE 10(C) OF THE COMPANY'S ARTICLES OF ASSOCIATION TO ALLOT AND ISSUE UP TO 5,099,475 ORDINARY SHARES (REPRESENTING JUST UNDER 5 PER CENT. OF THE COMPANY'S ISSUED SHARE CAPITAL (EXCLUDING SHARES HELD IN TREASURY)) FOR CASH AS IF ARTICLE 10(B) OF THE ARTICLES OF ASSOCIATION DID NOT APPLY TO SUCH ALLOTMENT AND ISSUE, SUCH AUTHORITY TO BE LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES, TO BE USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE BOARD OF THE COMPANY DETERMINES TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE- EMPTION GROUP PRIOR TO THE DATE OF THIS | Management | No Action | |||||||||||
| NOTICE. - THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL EXPIRE AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2022 OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 4 AUGUST 2022, UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO THIS TIME. UNDER THE AUTHORITY CONFERRED BY THIS RESOLUTION THE DIRECTORS MAY BEFORE SUCH EXPIRY MAKE AN OFFER OR ENTER INTO AN AGREEMENT WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO, SHARES TO BE GRANTED AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO, SHARES (AS THE CASE MAY BE) IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE RELEVANT AUTHORITY CONFERRED IN THIS RESOLUTION HAD NOT EXPIRED | ||||||||||||||
| 10 | TO AUTHORISE THE COMPANY TO MAKE PURCHASES OF UP TO 10,198,950 ORDINARY SHARES (REPRESENTING JUST UNDER 10 PER CENT. OF THE COMPANY'S ISSUED SHARE CAPITAL (EXCLUDING SHARES HELD IN TREASURY)) FOR CASH, PROVIDED THAT: A. THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS NIS 0.01, SUCH MINIMUM PRICE BEING EXCLUSIVE OF ANY EXPENSES; B. THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS THE HIGHER OF: (I) AN AMOUNT EQUAL TO 105 PER CENT. OF THE AVERAGE OF THE MARKET VALUE FOR AN ORDINARY SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE PLC DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT ORDINARY SHARE IS CONTRACTED TO BE PURCHASED; AND (II) AN AMOUNT EQUAL TO THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE OF AN ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE ON THE LONDON STOCK EXCHANGE AT THE TIME THE PURCHASE IS CARRIED OUT, SUCH MAXIMUM PRICE BEING EXCLUSIVE OF ANY EXPENSES; AND C. THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2022 OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 4 AUGUST 2022, UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO THIS TIME. - UNDER THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE COMPANY MAY BEFORE THE AUTHORITY EXPIRES MAKE AN OFFER OR ENTER INTO AN AGREEMENT TO PURCHASE ORDINARY SHARES UNDER THIS AUTHORITY WHICH WOULD OR MIGHT | Management | No Action | |||||||||||
| BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY, AND THE COMPANY MAY MAKE A PURCHASE OF ORDINARY SHARES IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE POWER CONFERRED IN THIS RESOLUTION HAD NOT EXPIRED | ||||||||||||||
| 11 | AS REQUIRED BY THE ISRAELI COMPANIES LAW, 5759-1999 ("COMPANIES LAW"), TO RENEW THE COMPANY'S REMUNERATION POLICY FOR DIRECTORS AND EXECUTIVES, IN THE FORM ATTACHED HERETO AS ANNEX A | Management | No Action | |||||||||||
| 12 | TO APPROVE THE FEES PAYABLE TO PROF JACOB FRENKEL FOR HIS SERVICES AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF NIS 1,605,000 (APPROX. GBP 350,000) (PLUS VAT) GROSS PER ANNUM, EFFECTIVE AS OF THE DATE OF THE AGM, WHICH SHALL BE PAID TO PROF FRENKEL AS FOLLOWS: (A) NIS 1,260,000 (APPROX. GBP 275,000) AND VAT IN CASH, AND (B) NIS 345,000 (APPROX. GBP 75,000) BY THE ALLOTMENT OF ORDINARY SHARES OF THE COMPANY | Management | No Action | |||||||||||
| 13 | AS REQUIRED BY THE COMPANIES LAW AND IN ACCORDANCE WITH THE RECOMMENDATION OF THE REMUNERATION COMMITTEE AND THE BOARD OF DIRECTORS, TO APPROVE THE FOLLOWING REMUNERATION TERMS FOR MR DAVID ZRUIA, THE CHIEF EXECUTIVE OFFICER AND AN EXECUTIVE DIRECTOR OF THE COMPANY: (A) AN INCREASE IN THE FEES PAYABLE TO MR ZRUIA, AS AN AMENDMENT TO HIS EMPLOYMENT CONTRACT, FOR HIS SERVICES AS CHIEF EXECUTIVE OFFICER AND EXECUTIVE DIRECTOR FROM NIS 1,520,000 (APPROX. GBP 343,000) TO NIS 2,060,000 (APPROX. GBP 450,000) GROSS PER ANNUM, EFFECTIVE 1 JANUARY 2021. (B) THE PAYMENT TO MR ZRUIA OF AN ANNUAL BONUS FOR THE YEAR ENDING 31 DECEMBER 2021, WITH AN AGGREGATE VALUE OF UP TO 250 PER CENT. OF THE SERVICE FEE (NIS 5,150,000 (APPROX. GBP 1,125,000)), AS SET FORTH IN THE EXPLANATORY NOTES. (C) THE GRANT TO MR ZRUIA OF AN LTIP AWARD WITH AN AGGREGATE VALUE OF UP TO 250 PER CENT. OF THE SERVICE FEE (NIS 5,150,000 (APPROX. GBP 1,125,000)), THE EFFECTIVE GRANT DATE OF WHICH SHALL BE 1 JANUARY 2021, AS SET FORTH IN THE EXPLANATORY NOTES | Management | No Action | |||||||||||
| 14 | AS REQUIRED BY THE COMPANIES LAW AND IN ACCORDANCE WITH THE RECOMMENDATION OF THE REMUNERATION COMMITTEE AND THE BOARD OF DIRECTORS, TO APPROVE THE FOLLOWING REMUNERATION TERMS FOR MR ELAD EVEN-CHEN, THE CHIEF FINANCIAL OFFICER AND AN EXECUTIVE DIRECTOR OF THE COMPANY: (A) AN INCREASE IN THE SERVICE CONTRACT FEE PAYABLE TO MR EVEN-CHEN FOR HIS SERVICES AS CHIEF FINANCIAL OFFICER AND EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| FROM NIS 1,700,000 (APPROX. GBP 384,000) TO NIS 2,060,000 (APPROX. GBP 450,000) (PLUS VAT) PER ANNUM, EFFECTIVE 1 JANUARY 2021. (B) THE PAYMENT TO EVEN-CHEN OF AN ANNUAL BONUS FOR THE YEAR ENDING 31 DECEMBER 2021, WITH AN AGGREGATE VALUE OF UP TO 250 PER CENT. OF THE SERVICE CONTRACT FEE (NIS 5,150,000 (APPROX. GBP 1,125,000) (PLUS VAT)), ALL AS SET FORTH IN THE EXPLANATORY NOTES. (C) THE GRANT TO EVEN-CHEN OF AN LTIP AWARD WITH AN AGGREGATE VALUE OF UP TO 250 PER CENT. OF THE SERVICE CONTRACT FEE (NIS 5,150,000 (APPROX. GBP 1,125,000) (PLUS VAT)), THE EFFECTIVE GRANT DATE OF WHICH SHALL BE 1 JANUARY 2021, AS SET FORTH IN THE EXPLANATORY NOTES | ||||||||||||||
| 15 | AS REQUIRED BY THE COMPANIES LAW AND IN ACCORDANCE WITH THE RECOMMENDATION OF THE REMUNERATION COMMITTEE AND THE BOARD OF DIRECTORS, TO APPROVE A TAX BONUS PAYMENT OF NIS 4,250,000 (PLUS VAT) (APPROX. GBP 927,000), WHICH SHALL BE PAID TO EVEN- CHEN BY THE ALLOTMENT OF ORDINARY SHARES OF THE COMPANY FOR THE EXTRAORDINARY CONTRIBUTION AND COMMITMENT IN OBTAINING A HIGHLY BENEFICIAL APPROVAL FROM THE ISRAEL TAX AUTHORITY (ITA) AND THE ISRAEL INNOVATION AUTHORITY (IIA), THE EFFECTIVE PAYMENT DATE OF WHICH SHALL BE 1 JANUARY 2021, TO BE HELD BY EVEN-CHEN FOR A MINIMUM PERIOD OF TWO YEARS, AS SET FORTH IN THE EXPLANATORY NOTES | Management | No Action | |||||||||||
| 16 | AS AN ADVISORY VOTE, TO APPROVE THE DIRECTORS' REMUNERATION REPORT, IN THE FORM SET OUT ON PAGES 67 TO 75 OF THE COMPANY'S ANNUAL REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| ALLY FINANCIAL INC. | ||||||||||||||
| Security | 02005N100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ALLY | Meeting Date | 04-May-2021 | |||||||||||
| ISIN | US02005N1000 | Agenda | 935348070 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Franklin W. Hobbs | Management | For | For | ||||||||||
| 1B. | Election of Director: Kenneth J. Bacon | Management | For | For | ||||||||||
| 1C. | Election of Director: Katryn (Trynka) Shineman Blake | Management | For | For | ||||||||||
| 1D. | Election of Director: Maureen A. Breakiron-Evans | Management | For | For | ||||||||||
| 1E. | Election of Director: William H. Cary | Management | For | For | ||||||||||
| 1F. | Election of Director: Mayree C. Clark | Management | For | For | ||||||||||
| 1G. | Election of Director: Kim S. Fennebresque | Management | For | For | ||||||||||
| 1H. | Election of Director: Marjorie Magner | Management | For | For | ||||||||||
| 1I. | Election of Director: Brian H. Sharples | Management | For | For | ||||||||||
| 1J. | Election of Director: John J. Stack | Management | For | For | ||||||||||
| 1K. | Election of Director: Michael F. Steib | Management | For | For | ||||||||||
| 1L. | Election of Director: Jeffrey J. Brown | Management | For | For | ||||||||||
| 2. | Advisory vote on executive compensation. | Management | For | For | ||||||||||
| 3. | Advisory vote on the frequency of the stockholder advisory vote on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | Approval of the Ally Financial Inc. Incentive Compensation Plan, amended and restated effective as of May 4, 2021. | Management | For | For | ||||||||||
| 5. | Approval of the Ally Financial Inc. Non-Employee Directors Equity Compensation Plan, amended and restated effective as of May 4, 2021. | Management | For | For | ||||||||||
| 6. | Approval of the Ally Financial Inc. Employee Stock Purchase Plan, amended and restated effective as of May 4, 2021. | Management | For | For | ||||||||||
| 7. | Ratification of the Audit Committee's engagement of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| REXNORD CORPORATION | ||||||||||||||
| Security | 76169B102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RXN | Meeting Date | 04-May-2021 | |||||||||||
| ISIN | US76169B1026 | Agenda | 935350277 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Todd A. Adams | For | For | |||||||||||
| 2 | Theodore D. Crandall | For | For | |||||||||||
| 3 | Rosemary M. Schooler | For | For | |||||||||||
| 4 | Robin A. Walker-Lee | For | For | |||||||||||
| 2. | Advisory vote to approve the compensation of Rexnord Corporation's named executive officers, as disclosed in "Compensation Discussion and Analysis" and "Executive Compensation" in the Proxy Statement. | Management | For | For | ||||||||||
| 3. | Ratification of the selection of Ernst & Young LLP as Rexnord Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| BAXTER INTERNATIONAL INC. | ||||||||||||||
| Security | 071813109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BAX | Meeting Date | 04-May-2021 | |||||||||||
| ISIN | US0718131099 | Agenda | 935352459 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: José (Joe) Almeida | Management | For | For | ||||||||||
| 1B. | Election of Director: Thomas F. Chen | Management | For | For | ||||||||||
| 1C. | Election of Director: John D. Forsyth | Management | For | For | ||||||||||
| 1D. | Election of Director: Peter S. Hellman | Management | For | For | ||||||||||
| 1E. | Election of Director: Michael F. Mahoney | Management | For | For | ||||||||||
| 1F. | Election of Director: Patricia B. Morrison | Management | For | For | ||||||||||
| 1G. | Election of Director: Stephen N. Oesterle | Management | For | For | ||||||||||
| 1H. | Election of Director: Cathy R. Smith | Management | For | For | ||||||||||
| 1I. | Election of Director: Thomas T. Stallkamp | Management | For | For | ||||||||||
| 1J. | Election of Director: Albert P.L. Stroucken | Management | For | For | ||||||||||
| 1K. | Election of Director: Amy A. Wendell | Management | For | For | ||||||||||
| 1L. | Election of Director: David S. Wilkes | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
| 3. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| 4. | Vote to Approve the Omnibus Plan. | Management | Abstain | Against | ||||||||||
| 5. | Vote to Approve the ESPP Amendment. | Management | For | For | ||||||||||
| 6. | Stockholder Proposal - Right to Act by Written Consent. | Shareholder | Against | For | ||||||||||
| 7. | Stockholder Proposal - Independent Board Chairman. | Shareholder | Against | For | ||||||||||
| FORTUNE BRANDS HOME & SECURITY, INC. | ||||||||||||||
| Security | 34964C106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FBHS | Meeting Date | 04-May-2021 | |||||||||||
| ISIN | US34964C1062 | Agenda | 935352473 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Class I Director: Ann F. Hackett | Management | For | For | ||||||||||
| 1B. | Election of Class I Director: John G. Morikis | Management | For | For | ||||||||||
| 1C. | Election of Class I Director: Jeffery S. Perry | Management | For | For | ||||||||||
| 1D. | Election of Class I Director: Ronald V. Waters, III | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| HUBBELL INCORPORATED | ||||||||||||||
| Security | 443510607 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HUBB | Meeting Date | 04-May-2021 | |||||||||||
| ISIN | US4435106079 | Agenda | 935353817 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gerben W. Bakker | For | For | |||||||||||
| 2 | Carlos M. Cardoso | For | For | |||||||||||
| 3 | Anthony J. Guzzi | For | For | |||||||||||
| 4 | Rhett A. Hernandez | For | For | |||||||||||
| 5 | Neal J. Keating | For | For | |||||||||||
| 6 | Bonnie C. Lind | For | For | |||||||||||
| 7 | John F. Malloy | For | For | |||||||||||
| 8 | Jennifer M. Pollino | For | For | |||||||||||
| 9 | John G. Russell | For | For | |||||||||||
| 10 | Steven R. Shawley | For | For | |||||||||||
| 2. | To approve, by non-binding vote, the compensation of our named executive officers as presented in the 2021 Proxy Statement. | Management | For | For | ||||||||||
| 3. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year 2021. | Management | For | For | ||||||||||
| EDWARDS LIFESCIENCES CORPORATION | ||||||||||||||
| Security | 28176E108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EW | Meeting Date | 04-May-2021 | |||||||||||
| ISIN | US28176E1082 | Agenda | 935354035 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: Kieran T. Gallahue | Management | For | For | ||||||||||
| 1.2 | Election of Director: Leslie S. Heisz | Management | For | For | ||||||||||
| 1.3 | Election of Director: Paul A. LaViolette | Management | For | For | ||||||||||
| 1.4 | Election of Director: Steven R. Loranger | Management | For | For | ||||||||||
| 1.5 | Election of Director: Martha H. Marsh | Management | For | For | ||||||||||
| 1.6 | Election of Director: Michael A. Mussallem | Management | For | For | ||||||||||
| 1.7 | Election of Director: Ramona Sequeira | Management | For | For | ||||||||||
| 1.8 | Election of Director: Nicholas J. Valeriani | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
| 3. | Approval of the Amendment and Restatement of the Company's 2001 Employee Stock Purchase Plan for United States Employees (the "U.S. ESPP") to Increase the Total Number of Shares of Common Stock Available for Issuance under the U.S. ESPP by 3,300,000 Shares. | Management | For | For | ||||||||||
| 4. | Approval of the Amendment and Restatement of the Company's 2001 Employee Stock Purchase Plan for International Employees (the "International ESPP") to Increase the Total Number of Shares of Common Stock Available for Issuance under the International ESPP by 1,200,000 Shares. | Management | For | For | ||||||||||
| 5. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| 6. | Advisory Vote on a Stockholder Proposal Regarding Action by Written Consent. | Shareholder | Against | For | ||||||||||
| 7. | Advisory Vote on a Stockholder Proposal to Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates. | Shareholder | Against | For | ||||||||||
| PENTAIR PLC | ||||||||||||||
| Security | G7S00T104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PNR | Meeting Date | 04-May-2021 | |||||||||||
| ISIN | IE00BLS09M33 | Agenda | 935355378 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Re-election of Director: Mona Abutaleb Stephenson | Management | For | For | ||||||||||
| 1B. | Re-election of Director: Glynis A. Bryan | Management | For | For | ||||||||||
| 1C. | Re-election of Director: T. Michael Glenn | Management | For | For | ||||||||||
| 1D. | Re-election of Director: Theodore L. Harris | Management | For | For | ||||||||||
| 1E. | Re-election of Director: Gregory E. Knight | Management | For | For | ||||||||||
| 1F. | Re-election of Director: David A. Jones | Management | For | For | ||||||||||
| 1G. | Re-election of Director: Michael T. Speetzen | Management | For | For | ||||||||||
| 1H. | Re-election of Director: John L. Stauch | Management | For | For | ||||||||||
| 1I. | Re-election of Director: Billie I. Williamson | Management | For | For | ||||||||||
| 2. | To approve, by nonbinding, advisory vote, the compensation of the named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify, by nonbinding, advisory vote, the appointment of Deloitte & Touche LLP as the independent auditor of Pentair plc and to authorize, by binding vote, the Audit and Finance Committee of the Board of Directors to set the auditor's remuneration. | Management | For | For | ||||||||||
| 4. | To approve the Pentair plc Employee Stock Purchase and Bonus Plan, as amended and restated. | Management | For | For | ||||||||||
| 5. | To authorize the Board of Directors to allot new shares under Irish law. | Management | For | For | ||||||||||
| 6. | To authorize the Board of Directors to opt-out of statutory preemption rights under Irish law (Special Resolution). | Management | Abstain | Against | ||||||||||
| 7. | To authorize the price range at which Pentair plc can re- allot shares it holds as treasury shares under Irish law (Special Resolution). | Management | For | For | ||||||||||
| AMERICAN EXPRESS COMPANY | ||||||||||||||
| Security | 025816109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AXP | Meeting Date | 04-May-2021 | |||||||||||
| ISIN | US0258161092 | Agenda | 935357358 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director for a term of one year: Thomas J. Baltimore | Management | For | For | ||||||||||
| 1B. | Election of Director for a term of one year: Charlene Barshefsky | Management | For | For | ||||||||||
| 1C. | Election of Director for a term of one year: John J. Brennan | Management | For | For | ||||||||||
| 1D. | Election of Director for a term of one year: Peter Chernin | Management | For | For | ||||||||||
| 1E. | Election of Director for a term of one year: Ralph de la Vega | Management | For | For | ||||||||||
| 1F. | Election of Director for a term of one year: Michael O. Leavitt | Management | For | For | ||||||||||
| 1G. | Election of Director for a term of one year: Theodore J. Leonsis | Management | For | For | ||||||||||
| 1H. | Election of Director for a term of one year: Karen L. Parkhill | Management | For | For | ||||||||||
| 1I. | Election of Director for a term of one year: Charles E. Phillips | Management | For | For | ||||||||||
| 1J. | Election of Director for a term of one year: Lynn A. Pike | Management | For | For | ||||||||||
| 1K. | Election of Director for a term of one year: Stephen J. Squeri | Management | For | For | ||||||||||
| 1L. | Election of Director for a term of one year: Daniel L. Vasella | Management | For | For | ||||||||||
| 1M. | Election of Director for a term of one year: Lisa W. Wardell | Management | For | For | ||||||||||
| 1N. | Election of Director for a term of one year: Ronald A. Williams | Management | For | For | ||||||||||
| 1O. | Election of Director for a term of one year: Christopher D. Young | Management | For | For | ||||||||||
| 2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of the Company's executive compensation. | Management | For | For | ||||||||||
| 4. | Shareholder proposal relating to action by written consent. | Shareholder | Against | For | ||||||||||
| 5. | Shareholder proposal relating to annual report on diversity. | Shareholder | Abstain | Against | ||||||||||
| ARCOSA, INC. | ||||||||||||||
| Security | 039653100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ACA | Meeting Date | 04-May-2021 | |||||||||||
| ISIN | US0396531008 | Agenda | 935357500 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Class II Director: Joseph Alvarado | Management | For | For | ||||||||||
| 1B. | Election of Class II Director: Jeffrey A. Craig | Management | For | For | ||||||||||
| 1C. | Election of Class II Director: John W. Lindsay | Management | For | For | ||||||||||
| 1D. | Election of Class III Director: Rhys J. Best | Management | For | For | ||||||||||
| 1E. | Election of Class III Director: David W. Biegler | Management | For | For | ||||||||||
| 1F. | Election of Class III Director: Antonio Carrillo | Management | For | For | ||||||||||
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | ||||||||||
| 3. | Ratify the Appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| GENERAL ELECTRIC COMPANY | ||||||||||||||
| Security | 369604103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GE | Meeting Date | 04-May-2021 | |||||||||||
| ISIN | US3696041033 | Agenda | 935357954 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Sébastien Bazin | Management | For | For | ||||||||||
| 1B. | Election of Director: Ashton Carter | Management | For | For | ||||||||||
| 1C. | Election of Director: H. Lawrence Culp, Jr. | Management | For | For | ||||||||||
| 1D. | Election of Director: Francisco D'Souza | Management | For | For | ||||||||||
| 1E. | Election of Director: Edward Garden | Management | For | For | ||||||||||
| 1F. | Election of Director: Thomas Horton | Management | For | For | ||||||||||
| 1G. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | ||||||||||
| 1H. | Election of Director: Catherine Lesjak | Management | For | For | ||||||||||
| 1I. | Election of Director: Paula Rosput Reynolds | Management | For | For | ||||||||||
| 1J. | Election of Director: Leslie Seidman | Management | For | For | ||||||||||
| 1K. | Election of Director: James Tisch | Management | For | For | ||||||||||
| 2. | Advisory Approval of Our Named Executives' Compensation. | Management | For | For | ||||||||||
| 3. | Ratification of Deloitte as Independent Auditor for 2021. | Management | For | For | ||||||||||
| 4. | Approval of Reverse Stock Split and Reduction in our Authorized Stock and Par Value. | Management | For | For | ||||||||||
| 5. | Require Nomination of at Least Two Candidates for Each Board Seat. | Shareholder | Against | For | ||||||||||
| 6. | Require the Chairman of the Board to be Independent. | Shareholder | Against | For | ||||||||||
| 7. | Report on Meeting the Criteria of the Net Zero Indicator. | Shareholder | For | For | ||||||||||
| INTRICON CORPORATION | ||||||||||||||
| Security | 46121H109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IIN | Meeting Date | 04-May-2021 | |||||||||||
| ISIN | US46121H1095 | Agenda | 935359287 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Nicholas A. Giordano | For | For | |||||||||||
| 2 | Raymond Huggenberger | For | For | |||||||||||
| 2. | An advisory vote to approve executive compensation, as described in the Proxy Statement, referred to as "say-on- pay." | Management | For | For | ||||||||||
| 3. | To approve an amendment to Intricon Corporation's Amended and Restated 2015 Equity Incentive Plan to, among other matters, increase the number of shares of common stock authorized for issuance under that plan by 500,000 shares, as more fully described in the Proxy Statement. | Management | Against | Against | ||||||||||
| 4. | To ratify the appointment of Deloitte & Touche LLP as Intricon Corporation's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
| BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||||
| Security | 110122108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BMY | Meeting Date | 04-May-2021 | |||||||||||
| ISIN | US1101221083 | Agenda | 935359643 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A) | Election of Director: Peter J. Arduini | Management | For | For | ||||||||||
| 1B) | Election of Director: Michael W. Bonney | Management | For | For | ||||||||||
| 1C) | Election of Director: Giovanni Caforio, M.D. | Management | For | For | ||||||||||
| 1D) | Election of Director: Julia A. Haller, M.D. | Management | For | For | ||||||||||
| 1E) | Election of Director: Paula A. Price | Management | For | For | ||||||||||
| 1F) | Election of Director: Derica W. Rice | Management | For | For | ||||||||||
| 1G) | Election of Director: Theodore R. Samuels | Management | For | For | ||||||||||
| 1H) | Election of Director: Gerald L. Storch | Management | For | For | ||||||||||
| 1I) | Election of Director: Karen Vousden, Ph.D. | Management | For | For | ||||||||||
| 1J) | Election of Director: Phyllis R. Yale | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | For | ||||||||||
| 3. | Approval of the Company's 2021 Stock Award and Incentive Plan. | Management | For | For | ||||||||||
| 4. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| 5. | Approval of an Amendment to the Certificate of Incorporation to Lower the Ownership Threshold for Special Shareholder Meetings to 15%. | Management | For | For | ||||||||||
| 6. | Shareholder Proposal on Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | Against | For | ||||||||||
| 7. | Shareholder Proposal on Shareholder Right to Act by Written Consent. | Shareholder | Against | For | ||||||||||
| 8. | Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | Shareholder | Against | For | ||||||||||
| EVERGY, INC. | ||||||||||||||
| Security | 30034W106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EVRG | Meeting Date | 04-May-2021 | |||||||||||
| ISIN | US30034W1062 | Agenda | 935361674 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: David A. Campbell | Management | For | For | ||||||||||
| 1b. | Election of Director: Mollie Hale Carter | Management | For | For | ||||||||||
| 1c. | Election of Director: Thomas D. Hyde | Management | For | For | ||||||||||
| 1d. | Election of Director: B. Anthony Isaac | Management | For | For | ||||||||||
| 1e. | Election of Director: Paul M. Keglevic | Management | For | For | ||||||||||
| 1f. | Election of Director: Mary L. Landrieu | Management | For | For | ||||||||||
| 1g. | Election of Director: Sandra A.J. Lawrence | Management | For | For | ||||||||||
| 1h. | Election of Director: Ann D. Murtlow | Management | For | For | ||||||||||
| 1i. | Election of Director: Sandra J. Price | Management | For | For | ||||||||||
| 1j. | Election of Director: Mark A. Ruelle | Management | For | For | ||||||||||
| 1k. | Election of Director: S. Carl Soderstrom Jr. | Management | For | For | ||||||||||
| 1l. | Election of Director: John Arthur Stall | Management | For | For | ||||||||||
| 1m. | Election of Director: C. John Wilder | Management | For | For | ||||||||||
| 2. | Approval, on a non-binding advisory basis, the 2020 compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | ||||||||||||||
| Security | G0751N103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AY | Meeting Date | 04-May-2021 | |||||||||||
| ISIN | GB00BLP5YB54 | Agenda | 935363921 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To receive the accounts and reports of the directors and the auditors for the year ended 31 December 2020. | Management | For | For | ||||||||||
| 2. | To approve the directors' remuneration report, excluding the directors' remuneration policy, for the year ended 31 December 2020. | Management | For | For | ||||||||||
| 3. | To approve the directors' remuneration policy. | Management | For | For | ||||||||||
| 4. | Election of Michael Woollcombe as director of the Company. | Management | For | For | ||||||||||
| 5. | Election of Michael Forsayeth as director of the Company. | Management | For | For | ||||||||||
| 6. | Election of William Aziz as director of the Company. | Management | For | For | ||||||||||
| 7. | Election of Brenda Eprile as director of the Company. | Management | For | For | ||||||||||
| 8. | Election of Debora Del Favero as director of the Company. | Management | For | For | ||||||||||
| 9. | Election of Arun Banskota as director of the Company. | Management | For | For | ||||||||||
| 10. | Election of George Trisic as director of the Company. | Management | For | For | ||||||||||
| 11. | Re-election of Santiago Seage as director of the Company. | Management | For | For | ||||||||||
| 12. | To re-appoint Ernst & Young LLP and Ernst & Young S.L. as auditors of the Company to hold office until December 31, 2022. | Management | For | For | ||||||||||
| 13. | To authorize the Company's audit committee to determine the remuneration of the auditors. | Management | For | For | ||||||||||
| 14. | Authorization to issue shares. | Management | For | For | ||||||||||
| 15. | Disapplication of pre-emptive rights. | Management | Abstain | Against | ||||||||||
| 16. | Disapplication of pre-emptive rights. | Management | Abstain | Against | ||||||||||
| 17. | Redemption of the share premium account. | Management | For | For | ||||||||||
| BARRICK GOLD CORPORATION | ||||||||||||||
| Security | 067901108 | Meeting Type | Annual and Special Meeting | |||||||||||
| Ticker Symbol | GOLD | Meeting Date | 04-May-2021 | |||||||||||
| ISIN | CA0679011084 | Agenda | 935373148 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | D. M. Bristow | For | For | |||||||||||
| 2 | G. A. Cisneros | For | For | |||||||||||
| 3 | C. L. Coleman | For | For | |||||||||||
| 4 | J. M. Evans | For | For | |||||||||||
| 5 | B. L. Greenspun | For | For | |||||||||||
| 6 | J. B. Harvey | For | For | |||||||||||
| 7 | A. N. Kabagambe | For | For | |||||||||||
| 8 | A. J. Quinn | For | For | |||||||||||
| 9 | M. L. Silva | For | For | |||||||||||
| 10 | J. L. Thornton | For | For | |||||||||||
| 2 | Resolution approving the appointment of PricewaterhouseCoopers LLP as the auditor of Barrick and authorizing the directors to fix its remuneration | Management | For | For | ||||||||||
| 3 | Advisory resolution on approach to executive compensation | Management | For | For | ||||||||||
| 4 | Special resolution approving the capital reduction in order to enable the Return of Capital | Management | For | For | ||||||||||
| UNILEVER PLC | ||||||||||||||
| Security | G92087165 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 05-May-2021 | ||||||||||||
| ISIN | GB00B10RZP78 | Agenda | 713716972 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||
| 2. | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||
| 3. | APPROVE REMUNERATION POLICY | Management | For | For | ||||||||||
| 4. | APPROVE CLIMATE TRANSITION ACTION PLAN | Management | Abstain | Against | ||||||||||
| 5. | RE-ELECT NILS ANDERSEN AS DIRECTOR | Management | For | For | ||||||||||
| 6. | RE-ELECT LAURA CHA AS DIRECTOR | Management | For | For | ||||||||||
| 7. | RE-ELECT DR JUDITH HARTMANN AS DIRECTOR | Management | For | For | ||||||||||
| 8. | RE-ELECT ALAN JOPE AS DIRECTOR | Management | For | For | ||||||||||
| 9. | RE-ELECT ANDREA JUNG AS DIRECTOR | Management | For | For | ||||||||||
| 10. | RE-ELECT SUSAN KILSBY AS DIRECTOR | Management | For | For | ||||||||||
| 11. | RE-ELECT STRIVE MASIYIWA AS DIRECTOR | Management | For | For | ||||||||||
| 12. | RE-ELECT YOUNGME MOON AS DIRECTOR | Management | For | For | ||||||||||
| 13. | RE-ELECT GRAEME PITKETHLY AS DIRECTOR | Management | For | For | ||||||||||
| 14. | RE-ELECT JOHN RISHTON AS DIRECTOR | Management | For | For | ||||||||||
| 15. | RE-ELECT FEIKE SIJBESMA AS DIRECTOR | Management | For | For | ||||||||||
| 16. | REAPPOINT KPMG LLP AS AUDITORS | Management | For | For | ||||||||||
| 17. | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||
| 18. | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||
| 19. | APPROVE SHARES PLAN | Management | For | For | ||||||||||
| 20. | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||
| 21. | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | Abstain | Against | ||||||||||
| 22. | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||
| 23. | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||
| 24. | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | For | For | ||||||||||
| 25. | ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
| 26. | APPROVE REDUCTION OF THE SHARE PREMIUM ACCOUNT | Management | For | For | ||||||||||
| CMMT | 23 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO DUE CHANGE IN-NUMBERING FOR ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU. | Non-Voting | ||||||||||||
| MAPLE LEAF FOODS INC | ||||||||||||||
| Security | 564905107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 05-May-2021 | ||||||||||||
| ISIN | CA5649051078 | Agenda | 713740125 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1.1 TO 1.10 AND 2. THANK YOU | Non-Voting | ||||||||||||
| 1.1 | ELECTION OF DIRECTOR: WILLIAM E. AZIZ | Management | For | For | ||||||||||
| 1.2 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | For | For | ||||||||||
| 1.3 | ELECTION OF DIRECTOR: RONALD G. CLOSE | Management | For | For | ||||||||||
| 1.4 | ELECTION OF DIRECTOR: JEAN M. FRASER | Management | For | For | ||||||||||
| 1.5 | ELECTION OF DIRECTOR: TIMOTHY D. HOCKEY | Management | For | For | ||||||||||
| 1.6 | ELECTION OF DIRECTOR: JOHN A. LEDERER | Management | For | For | ||||||||||
| 1.7 | ELECTION OF DIRECTOR: KATHERINE N. LEMON | Management | For | For | ||||||||||
| 1.8 | ELECTION OF DIRECTOR: JONATHAN W.F. MCCAIN | Management | For | For | ||||||||||
| 1.9 | ELECTION OF DIRECTOR: MICHAEL H. MCCAIN | Management | For | For | ||||||||||
| 1.10 | ELECTION OF DIRECTOR: CAROL M. STEPHENSON | Management | For | For | ||||||||||
| 2 | APPOINTMENT OF KPMG LLP, AS AUDITORS OF MAPLE LEAF FOODS INC. FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
| 3 | TO APPROVE, ON AN ADVISORY AND NON-BINDING BASIS, MAPLE LEAF FOODS INC.'S APPROACH TO EXECUTIVE COMPENSATION | Management | For | For | ||||||||||
| 4 | TO APPROVE THE AMENDMENT OF THE 2016 SHARE OPTION PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE | Management | For | For | ||||||||||
| GLAXOSMITHKLINE PLC | ||||||||||||||
| Security | G3910J112 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 05-May-2021 | ||||||||||||
| ISIN | GB0009252882 | Agenda | 713744488 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | TO RECEIVE AND ADOPT THE 2020 ANNUAL REPORT | Management | For | For | ||||||||||
| 2 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION | Management | For | For | ||||||||||
| 3 | TO RE-ELECT SIR JONATHAN SYMONDS AS A DIRECTOR | Management | For | For | ||||||||||
| 4 | TO RE-ELECT EMMA WALMSLEY AS A DIRECTOR | Management | For | For | ||||||||||
| 5 | TO RE-ELECT CHARLES BANCROFT AS A DIRECTOR | Management | For | For | ||||||||||
| 6 | TO RE-ELECT VINDI BANGA AS A DIRECTOR | Management | For | For | ||||||||||
| 7 | TO RE-ELECT DR HAL BARRON AS A DIRECTOR | Management | For | For | ||||||||||
| 8 | TO RE-ELECT DR VIVIENNE COX AS A DIRECTOR | Management | For | For | ||||||||||
| 9 | TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR | Management | For | For | ||||||||||
| 10 | TO RE-ELECT DR LAURIE GLIMCHER AS A DIRECTOR | Management | For | For | ||||||||||
| 11 | TO RE-ELECT DR JESSE GOODMAN AS A DIRECTOR | Management | For | For | ||||||||||
| 12 | TO RE-ELECT IAIN MACKAY AS A DIRECTOR | Management | For | For | ||||||||||
| 13 | TO RE-ELECT URS ROHNER AS A DIRECTOR | Management | For | For | ||||||||||
| 14 | TO RE-APPOINT THE AUDITOR: DELOITTE LLP | Management | For | For | ||||||||||
| 15 | TO DETERMINE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||||
| 16 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND INCUR POLITICAL EXPENDITURE | Management | For | For | ||||||||||
| 17 | TO AUTHORISE ALLOTMENT OF SHARES | Management | For | For | ||||||||||
| 18 | TO DISAPPLY PRE-EMPTION RIGHTS - GENERAL POWER | Management | Abstain | Against | ||||||||||
| 19 | TO DISAPPLY PRE-EMPTION RIGHTS - IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management | For | For | ||||||||||
| 20 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||||
| 21 | TO AUTHORISE EXEMPTION FROM STATEMENT OF NAME OF SENIOR STATUTORY AUDITOR | Management | For | For | ||||||||||
| 22 | TO AUTHORISE REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM | Management | For | For | ||||||||||
| BARCLAYS PLC | ||||||||||||||
| Security | G08036124 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 05-May-2021 | ||||||||||||
| ISIN | GB0031348658 | Agenda | 713749894 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||
| 2 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||
| 3 | ELECT JULIA WILSON AS DIRECTOR | Management | For | For | ||||||||||
| 4 | RE-ELECT MIKE ASHLEY AS DIRECTOR | Management | For | For | ||||||||||
| 5 | RE-ELECT TIM BREEDON AS DIRECTOR | Management | For | For | ||||||||||
| 6 | RE-ELECT MOHAMED A. EL-ERIAN AS DIRECTOR | Management | For | For | ||||||||||
| 7 | RE-ELECT DAWN FITZPATRICK AS DIRECTOR | Management | For | For | ||||||||||
| 8 | RE-ELECT MARY FRANCIS AS DIRECTOR | Management | For | For | ||||||||||
| 9 | RE-ELECT CRAWFORD GILLIES AS DIRECTOR | Management | For | For | ||||||||||
| 10 | RE-ELECT BRIAN GILVARY AS DIRECTOR | Management | For | For | ||||||||||
| 11 | RE-ELECT NIGEL HIGGINS AS DIRECTOR | Management | For | For | ||||||||||
| 12 | RE-ELECT TUSHAR MORZARIA AS DIRECTOR | Management | For | For | ||||||||||
| 13 | RE-ELECT DIANE SCHUENEMAN AS DIRECTOR | Management | For | For | ||||||||||
| 14 | RE-ELECT JAMES STALEY AS DIRECTOR | Management | For | For | ||||||||||
| 15 | REAPPOINT KPMG LLP AS AUDITORS | Management | For | For | ||||||||||
| 16 | AUTHORISE THE BOARD AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||
| 17 | AUTHORISE UK POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||
| 18 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||
| 19 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | Abstain | Against | ||||||||||
| 20 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||
| 21 | AUTHORISE ISSUE OF EQUITY IN RELATION TO THE ISSUANCE OF CONTINGENT EQUITY CONVERSION NOTES | Management | For | For | ||||||||||
| 22 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN RELATION TO THE ISSUANCE OF CONTINGENT EQUITY CONVERSION NOTES | Management | For | For | ||||||||||
| 23 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||
| 24 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | For | For | ||||||||||
| 25 | APPROVE LONG TERM INCENTIVE PLAN | Management | For | For | ||||||||||
| 26 | AMEND SHARE VALUE PLAN | Management | For | For | ||||||||||
| 27 | APPROVE SCRIP DIVIDEND PROGRAM | Management | For | For | ||||||||||
| 28 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
| 29 | PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: APPROVE MARKET FORCES REQUISITIONED RESOLUTION | Shareholder | Abstain | Against | ||||||||||
| MANDARIN ORIENTAL INTERNATIONAL LTD | ||||||||||||||
| Security | G57848106 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 05-May-2021 | ||||||||||||
| ISIN | BMG578481068 | Agenda | 713870017 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | TO RECEIVE THE FINANCIAL STATEMENTS FOR 2020 | Management | For | For | ||||||||||
| 2 | TO RE-ELECT ANTHONY NIGHTINGALE AS A DIRECTOR | Management | For | For | ||||||||||
| 3 | TO RE-ELECT Y.K. PANG AS A DIRECTOR | Management | For | For | ||||||||||
| 4 | TO RE-ELECT PERCY WEATHERALL AS A DIRECTOR | Management | For | For | ||||||||||
| 5 | TO RE-ELECT JOHN WITT AS A DIRECTOR | Management | For | For | ||||||||||
| 6 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
| 7 | TO RENEW THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | For | For | ||||||||||
| TIMKENSTEEL CORPORATION | ||||||||||||||
| Security | 887399103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TMST | Meeting Date | 05-May-2021 | |||||||||||
| ISIN | US8873991033 | Agenda | 935344527 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Terry L. Dunlap | For | For | |||||||||||
| 2 | Ronald A. Rice | For | For | |||||||||||
| 3 | Michael S. Williams | For | For | |||||||||||
| 2. | Ratification of the selection of Ernst & Young LLP as the company's independent auditor for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of the compensation of the company's named executive officers. | Management | For | For | ||||||||||
| 4. | Approval, on an advisory basis, of the frequency of advisory votes on named executive officer compensation. | Management | 1 Year | For | ||||||||||
| 5. | Approval of the TimkenSteel Corporation Amended and Restated 2020 Equity and Incentive Compensation Plan. | Management | Against | Against | ||||||||||
| EVERSOURCE ENERGY | ||||||||||||||
| Security | 30040W108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ES | Meeting Date | 05-May-2021 | |||||||||||
| ISIN | US30040W1080 | Agenda | 935351774 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Trustee: Cotton M. Cleveland | Management | For | For | ||||||||||
| 1B. | Election of Trustee: James S. DiStasio | Management | For | For | ||||||||||
| 1C. | Election of Trustee: Francis A. Doyle | Management | For | For | ||||||||||
| 1D. | Election of Trustee: Linda Dorcena Forry | Management | For | For | ||||||||||
| 1E. | Election of Trustee: Gregory M. Jones | Management | For | For | ||||||||||
| 1F. | Election of Trustee: James J. Judge | Management | For | For | ||||||||||
| 1G. | Election of Trustee: John Y. Kim | Management | For | For | ||||||||||
| 1H. | Election of Trustee: Kenneth R. Leibler | Management | For | For | ||||||||||
| 1I. | Election of Trustee: David H. Long | Management | For | For | ||||||||||
| 1J. | Election of Trustee: William C. Van Faasen | Management | For | For | ||||||||||
| 1K. | Election of Trustee: Frederica M. Williams | Management | For | For | ||||||||||
| 2. | Consider an advisory proposal approving the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
| 3. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| AEROJET ROCKETDYNE HOLDINGS, INC. | ||||||||||||||
| Security | 007800105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AJRD | Meeting Date | 05-May-2021 | |||||||||||
| ISIN | US0078001056 | Agenda | 935353780 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Gen Kevin P. Chilton | For | For | |||||||||||
| 2 | Thomas A. Corcoran | For | For | |||||||||||
| 3 | Eileen P. Drake | For | For | |||||||||||
| 4 | James R. Henderson | For | For | |||||||||||
| 5 | Warren G. Lichtenstein | For | For | |||||||||||
| 6 | Gen Lance W. Lord | For | For | |||||||||||
| 7 | Audrey A. McNiff | For | For | |||||||||||
| 8 | Martin Turchin | For | For | |||||||||||
| 2. | Advisory vote to approve Aerojet Rocketdyne's executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP, an independent registered public accounting firm, as independent auditors of the Company for the year ending December 31, 2021. | Management | For | For | ||||||||||
| PEPSICO, INC. | ||||||||||||||
| Security | 713448108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PEP | Meeting Date | 05-May-2021 | |||||||||||
| ISIN | US7134481081 | Agenda | 935355342 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Segun Agbaje | Management | For | For | ||||||||||
| 1B. | Election of Director: Shona L. Brown | Management | For | For | ||||||||||
| 1C. | Election of Director: Cesar Conde | Management | For | For | ||||||||||
| 1D. | Election of Director: Ian Cook | Management | For | For | ||||||||||
| 1E. | Election of Director: Dina Dublon | Management | For | For | ||||||||||
| 1F. | Election of Director: Michelle Gass | Management | For | For | ||||||||||
| 1G. | Election of Director: Ramon L. Laguarta | Management | For | For | ||||||||||
| 1H. | Election of Director: Dave Lewis | Management | For | For | ||||||||||
| 1I. | Election of Director: David C. Page | Management | For | For | ||||||||||
| 1J. | Election of Director: Robert C. Pohlad | Management | For | For | ||||||||||
| 1K. | Election of Director: Daniel Vasella | Management | For | For | ||||||||||
| 1L. | Election of Director: Darren Walker | Management | For | For | ||||||||||
| 1M. | Election of Director: Alberto Weisser | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
| 3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||
| 4. | Shareholder Proposal - Special Shareholder Meeting Vote Threshold. | Shareholder | Against | For | ||||||||||
| 5. | Shareholder Proposal - Report on Sugar and Public Health. | Shareholder | Against | For | ||||||||||
| 6. | Shareholder Proposal - Report on External Public Health Costs. | Shareholder | Against | For | ||||||||||
| GRAY TELEVISION, INC. | ||||||||||||||
| Security | 389375106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GTN | Meeting Date | 05-May-2021 | |||||||||||
| ISIN | US3893751061 | Agenda | 935356217 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Hilton H. Howell, Jr. | For | For | |||||||||||
| 2 | Howell W. Newton | For | For | |||||||||||
| 3 | Richard L. Boger | For | For | |||||||||||
| 4 | T. L. Elder | For | For | |||||||||||
| 5 | Luis A. Garcia | For | For | |||||||||||
| 6 | Richard B. Hare | For | For | |||||||||||
| 7 | Robin R. Howell | For | For | |||||||||||
| 8 | Donald P. LaPlatney | For | For | |||||||||||
| 9 | Paul H. McTear | For | For | |||||||||||
| 10 | Sterling A Spainhour Jr | For | For | |||||||||||
| 2. | The ratification of the appointment of RSM US LLP as Gray Television, Inc.'s independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| MGM RESORTS INTERNATIONAL | ||||||||||||||
| Security | 552953101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MGM | Meeting Date | 05-May-2021 | |||||||||||
| ISIN | US5529531015 | Agenda | 935359491 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Barry Diller | Management | For | For | ||||||||||
| 1B. | Election of Director: William W. Grounds | Management | For | For | ||||||||||
| 1C. | Election of Director: Alexis M. Herman | Management | For | For | ||||||||||
| 1D. | Election of Director: William J. Hornbuckle | Management | For | For | ||||||||||
| 1E. | Election of Director: Mary Chris Jammet | Management | For | For | ||||||||||
| 1F. | Election of Director: John Kilroy | Management | For | For | ||||||||||
| 1G. | Election of Director: Joey Levin | Management | For | For | ||||||||||
| 1H. | Election of Director: Rose McKinney-James | Management | For | For | ||||||||||
| 1I. | Election of Director: Keith A. Meister | Management | For | For | ||||||||||
| 1J. | Election of Director: Paul Salem | Management | For | For | ||||||||||
| 1K. | Election of Director: Gregory M. Spierkel | Management | For | For | ||||||||||
| 1L. | Election of Director: Jan G. Swartz | Management | For | For | ||||||||||
| 1M. | Election of Director: Daniel J. Taylor | Management | For | For | ||||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP, as the independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 4. | To approve and adopt the amendment to our charter. | Management | Against | Against | ||||||||||
| MGM GROWTH PROPERTIES LLC | ||||||||||||||
| Security | 55303A105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MGP | Meeting Date | 05-May-2021 | |||||||||||
| ISIN | US55303A1051 | Agenda | 935359504 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Kathryn Coleman | Management | For | For | ||||||||||
| 1B. | Election of Director: Charles Irving | Management | For | For | ||||||||||
| 1C. | Election of Director: Paul Salem | Management | For | For | ||||||||||
| 1D. | Election of Director: Thomas Roberts | Management | For | For | ||||||||||
| 1E. | Election of Director: Daniel J. Taylor | Management | For | For | ||||||||||
| 1F. | Election of Director: Corey Sanders | Management | For | For | ||||||||||
| 1G. | Election of Director: John M. McManus | Management | For | For | ||||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP, as the independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| IHS MARKIT LTD | ||||||||||||||
| Security | G47567105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | INFO | Meeting Date | 05-May-2021 | |||||||||||
| ISIN | BMG475671050 | Agenda | 935359679 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Lance Uggla | Management | For | For | ||||||||||
| 1B. | Election of Director: John Browne (The Lord Browne of Madingley) | Management | For | For | ||||||||||
| 1C. | Election of Director: Dinyar S. Devitre | Management | For | For | ||||||||||
| 1D. | Election of Director: Ruann F. Ernst | Management | For | For | ||||||||||
| 1E. | Election of Director: Jacques Esculier | Management | For | For | ||||||||||
| 1F. | Election of Director: Gay Huey Evans | Management | For | For | ||||||||||
| 1G. | Election of Director: William E. Ford | Management | For | For | ||||||||||
| 1H. | Election of Director: Nicoletta Giadrossi | Management | For | For | ||||||||||
| 1I. | Election of Director: Robert P. Kelly | Management | For | For | ||||||||||
| 1J. | Election of Director: Deborah Doyle McWhinney | Management | For | For | ||||||||||
| 1K. | Election of Director: Jean-Paul L. Montupet | Management | For | For | ||||||||||
| 1L. | Election of Director: Deborah K. Orida | Management | For | For | ||||||||||
| 1M. | Election of Director: James A. Rosenthal | Management | For | For | ||||||||||
| 2. | To approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To approve the appointment of Ernst & Young LLP as the Company's independent registered public accountants until the close of the next Annual General Meeting of Shareholders and to authorize the Company's Board of Directors, acting by the Audit Committee, to determine the remuneration of the independent registered public accountants. | Management | For | For | ||||||||||
| CLEAR CHANNEL OUTDOOR HOLDINGS, INC. | ||||||||||||||
| Security | 18453H106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CCO | Meeting Date | 05-May-2021 | |||||||||||
| ISIN | US18453H1068 | Agenda | 935359871 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | C. William Eccleshare | Withheld | Against | |||||||||||
| 2 | Lisa Hammitt | Withheld | Against | |||||||||||
| 3 | Mary Teresa Rainey | Withheld | Against | |||||||||||
| 2. | Approval of the advisory (non-binding) resolution on executive compensation. | Management | For | For | ||||||||||
| 3. | Approval of the adoption of the 2012 second amended and restated equity incentive plan. | Management | Against | Against | ||||||||||
| 4. | Ratification of Ernst & Young LLP as the independent accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| DANAHER CORPORATION | ||||||||||||||
| Security | 235851102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DHR | Meeting Date | 05-May-2021 | |||||||||||
| ISIN | US2358511028 | Agenda | 935360292 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director to hold office until the 2022 Annual Meeting: Rainer M. Blair | Management | For | For | ||||||||||
| 1B. | Election of Director to hold office until the 2022 Annual Meeting: Linda Hefner Filler | Management | For | For | ||||||||||
| 1C. | Election of Director to hold office until the 2022 Annual Meeting: Teri List | Management | For | For | ||||||||||
| 1D. | Election of Director to hold office until the 2022 Annual Meeting: Walter G. Lohr, Jr. | Management | For | For | ||||||||||
| 1E. | Election of Director to hold office until the 2022 Annual Meeting: Jessica L. Mega, MD | Management | For | For | ||||||||||
| 1F. | Election of Director to hold office until the 2022 Annual Meeting: Mitchell P. Rales | Management | For | For | ||||||||||
| 1G. | Election of Director to hold office until the 2022 Annual Meeting: Steven M. Rales | Management | For | For | ||||||||||
| 1H. | Election of Director to hold office until the 2022 Annual Meeting: Pardis C. Sabeti, MD | Management | For | For | ||||||||||
| 1I. | Election of Director to hold office until the 2022 Annual Meeting: John T. Schwieters | Management | For | For | ||||||||||
| 1J. | Election of Director to hold office until the 2022 Annual Meeting: Alan G. Spoon | Management | For | For | ||||||||||
| 1K. | Election of Director to hold office until the 2022 Annual Meeting: Raymond C. Stevens, Ph.D | Management | For | For | ||||||||||
| 1L. | Election of Director to hold office until the 2022 Annual Meeting: Elias A. Zerhouni, MD | Management | For | For | ||||||||||
| 2. | To ratify the selection of Ernst & Young LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve on an advisory basis the Company's named executive officer compensation. | Management | For | For | ||||||||||
| 4. | To act upon a shareholder proposal requesting that Danaher amend its governing documents to reduce the percentage of shares required for shareholders to call a special meeting of shareholders from 25% to 10%. | Shareholder | Against | For | ||||||||||
| ENBRIDGE INC. | ||||||||||||||
| Security | 29250N105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ENB | Meeting Date | 05-May-2021 | |||||||||||
| ISIN | CA29250N1050 | Agenda | 935360571 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Pamela L. Carter | For | For | |||||||||||
| 2 | Marcel R. Coutu | For | For | |||||||||||
| 3 | Susan M. Cunningham | For | For | |||||||||||
| 4 | Gregory L. Ebel | For | For | |||||||||||
| 5 | J. Herb England | For | For | |||||||||||
| 6 | Gregory J. Goff | For | For | |||||||||||
| 7 | V. Maureen K. Darkes | For | For | |||||||||||
| 8 | Teresa S. Madden | For | For | |||||||||||
| 9 | Al Monaco | For | For | |||||||||||
| 10 | Stephen S. Poloz | For | For | |||||||||||
| 11 | Dan C. Tutcher | For | For | |||||||||||
| 2 | Appoint the auditors Appoint PricewaterhouseCoopers LLP as auditors of Enbridge and authorize the directors to set their remuneration | Management | For | For | ||||||||||
| 3 | Advisory vote on executive compensation Accept Enbridge's approach to executive compensation, as disclosed in the Management Information Circular | Management | For | For | ||||||||||
| WYNN RESORTS, LIMITED | ||||||||||||||
| Security | 983134107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WYNN | Meeting Date | 05-May-2021 | |||||||||||
| ISIN | US9831341071 | Agenda | 935362335 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Betsy S. Atkins | For | For | |||||||||||
| 2 | Matthew O. Maddox | For | For | |||||||||||
| 3 | Philip G. Satre | For | For | |||||||||||
| 4 | Darnell O. Strom | For | For | |||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers as described in the proxy statement. | Management | For | For | ||||||||||
| INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||||||||||||
| Security | 459506101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IFF | Meeting Date | 05-May-2021 | |||||||||||
| ISIN | US4595061015 | Agenda | 935364721 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Kathryn J. Boor | Management | For | For | ||||||||||
| 1b. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Edward D. Breen | Management | For | For | ||||||||||
| 1c. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Carol Anthony Davidson | Management | For | For | ||||||||||
| 1d. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Michael L. Ducker | Management | For | For | ||||||||||
| 1e. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Roger W. Ferguson, Jr. | Management | For | For | ||||||||||
| 1f. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: John F. Ferraro | Management | For | For | ||||||||||
| 1g. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Andreas Fibig | Management | For | For | ||||||||||
| 1h. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Christina Gold | Management | For | For | ||||||||||
| 1i. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Ilene Gordon | Management | For | For | ||||||||||
| 1j. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Matthias J. Heinzel | Management | For | For | ||||||||||
| 1k. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Dale F. Morrison | Management | For | For | ||||||||||
| 1l. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Kåre Schultz | Management | For | For | ||||||||||
| 1m. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Stephen Williamson | Management | For | For | ||||||||||
| 2. | Ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||
| 3. | Approve, on an advisory basis, the compensation of our named executive officers in 2020. | Management | For | For | ||||||||||
| 4. | Approve our 2021 Stock Award and Incentive Plan. | Management | For | For | ||||||||||
| S&P GLOBAL INC. | ||||||||||||||
| Security | 78409V104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SPGI | Meeting Date | 05-May-2021 | |||||||||||
| ISIN | US78409V1044 | Agenda | 935381462 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Marco Alverà | Management | For | For | ||||||||||
| 1b. | Election of Director: William J. Amelio | Management | For | For | ||||||||||
| 1c. | Election of Director: William D. Green | Management | For | For | ||||||||||
| 1d. | Election of Director: Stephanie C. Hill | Management | For | For | ||||||||||
| 1e. | Election of Director: Rebecca Jacoby | Management | For | For | ||||||||||
| 1f. | Election of Director: Monique F. Leroux | Management | For | For | ||||||||||
| 1g. | Election of Director: Ian P. Livingston | Management | For | For | ||||||||||
| 1h. | Election of Director: Maria R. Morris | Management | For | For | ||||||||||
| 1i. | Election of Director: Douglas L. Peterson | Management | For | For | ||||||||||
| 1j. | Election of Director: Edward B. Rust, Jr. | Management | For | For | ||||||||||
| 1k. | Election of Director: Kurt L. Schmoke | Management | For | For | ||||||||||
| 1l. | Election of Director: Richard E. Thornburgh | Management | For | For | ||||||||||
| 2. | Approve, on an advisory basis, the executive compensation program for the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | Ratify the selection of Ernst & Young LLP as our independent auditor for 2021. | Management | For | For | ||||||||||
| 4. | Approve, on an advisory basis, the Company's Greenhouse Gas (GHG) Emissions Reduction Plan. | Management | Abstain | Against | ||||||||||
| 5. | Shareholder proposal to transition to a Public Benefit Corporation. | Shareholder | Against | For | ||||||||||
| DEUTSCHE POST AG | ||||||||||||||
| Security | D19225107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 06-May-2021 | ||||||||||||
| ISIN | DE0005552004 | Agenda | 713717823 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE | Non-Voting | ||||||||||||
| EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | ||||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.35 PER SHARE | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 5 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 6.1 | ELECT INGRID DELTENRE TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6.2 | ELECT KATJA WINDT TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6.3 | ELECT NIKOLAUS VON BOMHARD TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 7 | APPROVE CREATION OF EUR 130 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 8 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | No Action | |||||||||||
| 9 | AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN REPURCHASING SHARES | Management | No Action | |||||||||||
| 10 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
| 11 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||||
| CMMT | 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | 07 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| GLANBIA PLC | ||||||||||||||
| Security | G39021103 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 06-May-2021 | ||||||||||||
| ISIN | IE0000669501 | Agenda | 713722014 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 2 | APPROVE FINAL DIVIDEND | Management | No Action | |||||||||||
| 3a | RE-ELECT PATSY AHERN AS DIRECTOR | Management | No Action | |||||||||||
| 3b | RE-ELECT MARK GARVEY AS DIRECTOR | Management | No Action | |||||||||||
| 3c | RE-ELECT VINCENT GORMAN AS DIRECTOR | Management | No Action | |||||||||||
| 3d | RE-ELECT BRENDAN HAYES AS DIRECTOR | Management | No Action | |||||||||||
| 3e | RE-ELECT JOHN G MURPHY AS DIRECTOR | Management | No Action | |||||||||||
| 3f | ELECT JOHN MURPHY AS DIRECTOR | Management | No Action | |||||||||||
| 3g | RE-ELECT PATRICK MURPHY AS DIRECTOR | Management | No Action | |||||||||||
| 3h | RE-ELECT SIOBHAN TALBOT AS DIRECTOR | Management | No Action | |||||||||||
| 3i | ELECT ROISIN BRENNAN AS DIRECTOR | Management | No Action | |||||||||||
| 3j | RE-ELECT PATRICK COVENEY AS DIRECTOR | Management | No Action | |||||||||||
| 3k | ELECT PAUL DUFFY AS DIRECTOR | Management | No Action | |||||||||||
| 3l | RE-ELECT DONARD GAYNOR AS DIRECTOR | Management | No Action | |||||||||||
| 3m | ELECT JANE LODGE AS DIRECTOR | Management | No Action | |||||||||||
| 3n | RE-ELECT DAN O'CONNOR AS DIRECTOR | Management | No Action | |||||||||||
| 4 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | No Action | |||||||||||
| 5 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| 6 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | No Action | |||||||||||
| 7 | AUTHORISE ISSUE OF EQUITY | Management | No Action | |||||||||||
| 8 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | No Action | |||||||||||
| 9 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | No Action | |||||||||||
| 10 | AUTHORISE MARKET PURCHASE OF SHARES | Management | No Action | |||||||||||
| 11 | DETERMINE PRICE RANGE FOR REISSUANCE OF TREASURY SHARES | Management | No Action | |||||||||||
| 12 | APPROVE RULE 37 WAIVER RESOLUTION IN RESPECT OF MARKET PURCHASES OF THE COMPANY'S OWN SHARES | Management | No Action | |||||||||||
| 13 | APPROVE RULE 9 WAIVER RESOLUTION IN RESPECT OF SHARE ACQUISITIONS BY DIRECTORS | Management | No Action | |||||||||||
| CMMT | 31 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 31 MAR 2021: PLEASE NOTE THAT THE MEETING REVISED DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| KONINKLIJKE DSM NV | ||||||||||||||
| Security | N5017D122 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 06-May-2021 | ||||||||||||
| ISIN | NL0000009827 | Agenda | 713723307 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1. | OPENING | Non-Voting | ||||||||||||
| 2. | AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| 3. | ANNUAL REPORT FOR 2020 BY THE MANAGING BOARD | Non-Voting | ||||||||||||
| 4. | REMUNERATION REPORT 2020 (ADVISORY VOTE) | Management | No Action | |||||||||||
| 5. | FINANCIAL STATEMENTS FOR 2020 | Management | No Action | |||||||||||
| 6a. | RESERVE POLICY AND DIVIDEND POLICY | Non-Voting | ||||||||||||
| 6b. | ADOPTION OF THE DIVIDEND ON ORDINARY SHARES FOR 2020 | Management | No Action | |||||||||||
| 7a. | RELEASE FROM LIABILITY OF THE MEMBERS OF THE MANAGING BOARD | Management | No Action | |||||||||||
| 7b. | RELEASE FROM LIABILITY OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8. | REAPPOINTMENT OF DIMITRI DE VREEZE AS A MEMBER OF THE MANAGING BOARD | Management | No Action | |||||||||||
| 9a. | REAPPOINTMENT OF FRITS VAN PAASSCHEN AS A MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 9b. | REAPPOINTMENT OF JOHN RAMSAY AS A MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 9c. | APPOINTMENT OF CARLA MAHIEU AS A MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 9d. | APPOINTMENT OF CORIEN M. WORTMANN-KOOL AS A MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 10. | REAPPOINTMENT OF THE EXTERNAL AUDITOR: KPMG ACCOUNTANTS N.V | Management | No Action | |||||||||||
| 11a. | AUTHORIZATION OF THE MANAGING BOARD TO ISSUE UP TO 10% ORDINARY SHARES AND TO EXCLUDE PRE-EMPTIVE RIGHTS | Management | No Action | |||||||||||
| 11b. | AUTHORIZATION OF THE MANAGING BOARD TO ISSUE AN ADDITIONAL 10% ORDINARY SHARES IN CONNECTION WITH A RIGHTS ISSUE | Management | No Action | |||||||||||
| 12. | AUTHORIZATION OF THE MANAGING BOARD TO HAVE THE COMPANY REPURCHASE SHARES | Management | No Action | |||||||||||
| 13. | REDUCTION OF THE ISSUED CAPITAL BY CANCELLING SHARES | Management | No Action | |||||||||||
| 14. | ANY OTHER BUSINESS | Non-Voting | ||||||||||||
| 15. | VOTING RESULTS | Non-Voting | ||||||||||||
| 16. | CLOSURE | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 26 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 10. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| BAE SYSTEMS PLC | ||||||||||||||
| Security | G06940103 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 06-May-2021 | ||||||||||||
| ISIN | GB0002634946 | Agenda | 713754427 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 01 | REPORT AND ACCOUNTS | Management | For | For | ||||||||||
| 02 | REMUNERATION REPORT | Management | Abstain | Against | ||||||||||
| 03 | FINAL DIVIDEND: 14.3 PENCE PER ORDINARY SHARE | Management | For | For | ||||||||||
| 04 | RE-ELECT THOMAS ARSENEAULT | Management | For | For | ||||||||||
| 05 | RE-ELECT SIR ROGER CARR | Management | For | For | ||||||||||
| 06 | RE-ELECT DAME ELIZABETH CORLEY | Management | For | For | ||||||||||
| 07 | RE-ELECT BRADLEY GREVE | Management | For | For | ||||||||||
| 08 | RE-ELECT JANE GRIFFITHS | Management | For | For | ||||||||||
| 09 | RE-ELECT CHRISTOPHER GRIGG | Management | For | For | ||||||||||
| 10 | RE-ELECT STEPHEN PEARCE | Management | For | For | ||||||||||
| 11 | RE-ELECT NICOLE PIASECKI | Management | For | For | ||||||||||
| 12 | RE-ELECT IAN TYLER | Management | For | For | ||||||||||
| 13 | RE-ELECT CHARLES WOODBURN | Management | For | For | ||||||||||
| 14 | ELECT NICHOLAS ANDERSON | Management | For | For | ||||||||||
| 15 | ELECT DAME CAROLYN FAIRBAIRN | Management | For | For | ||||||||||
| 16 | RE-APPOINTMENT OF AUDITORS: DELOITTE LLP | Management | For | For | ||||||||||
| 17 | REMUNERATION OF AUDITORS | Management | For | For | ||||||||||
| 18 | POLITICAL DONATIONS UP TO SPECIFIED LIMITS | Management | For | For | ||||||||||
| 19 | AUTHORITY TO ALLOT NEW SHARES | Management | For | For | ||||||||||
| 20 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||||
| 21 | PURCHASE OWN SHARES | Management | For | For | ||||||||||
| 22 | NOTICE OF GENERAL MEETINGS | Management | For | For | ||||||||||
| 23 | AMEND ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
| THALES SA | ||||||||||||||
| Security | F9156M108 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 06-May-2021 | ||||||||||||
| ISIN | FR0000121329 | Agenda | 713755809 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | 05 APR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202103312100731-39 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING FOR ALL- RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES TO MID 541281, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 527846 DUE TO ADDITION OF- RESOLUTION O.15,O.16,O.17 AND O.18. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU. | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 - APPROVAL OF THE NON- DEDUCTIBLE EXPENSES AMOUNT | Management | No Action | |||||||||||
| 3 | ALLOCATION OF THE PARENT COMPANY'S INCOME AND SETTING OF THE DIVIDEND AT EUR 1.76 PER SHARE FOR 2020 | Management | No Action | |||||||||||
| 4 | RENEWAL OF THE TERM OF OFFICE OF THE FRENCH STATE AS DIRECTOR, ON THE PROPOSAL OF THE "PUBLIC SECTOR" | Management | No Action | |||||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF ERNST & YOUNG AUDIT FIRM AS PRINCIPAL STATUTORY AUDITOR | Management | No Action | |||||||||||
| 6 | APPROVAL OF THE AMENDMENT TO THE 2019 COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND OF THE AMENDMENT TO THE CHARACTERISTICS OF AN ELEMENT OF THE COMPENSATION OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER SUBMITTED TO THE 2019 EX-POST VOTE | Management | No Action | |||||||||||
| 7 | APPROVAL OF THE AMENDMENT TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER'S 2020 COMPENSATION POLICY | Management | No Action | |||||||||||
| 8 | APPROVAL OF THE 2020 COMPENSATION ELEMENTS PAID OR ALLOCATED TO MR. PATRICE CAINE, CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND ONLY EXECUTIVE CORPORATE OFFICER | Management | No Action | |||||||||||
| 9 | APPROVAL OF THE INFORMATION RELATING TO THE 2020 COMPENSATION OF CORPORATE OFFICERS | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS | Management | No Action | |||||||||||
| 12 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO TRADE IN ITS OWN SHARES, WITH A MAXIMUM PURCHASE PRICE OF 140 EUROS PER SHARE | Management | No Action | |||||||||||
| 13 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO CANCEL SHARES ACQUIRED UNDER A SHARE BUYBACK PROGRAM | Management | No Action | |||||||||||
| 14 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
| 15 | RENEWAL OF THE TERM OF OFFICE OF MR. BERNARD FONTANA AS DIRECTOR, ON THE PROPOSAL OF THE PUBLIC SECTOR | Management | No Action | |||||||||||
| 16 | APPOINTMENT OF MRS. DELPHINE GENY- STEPHANN AS DIRECTOR ON THE PROPOSAL OF THE PUBLIC SECTOR, AS A REPLACEMENT FOR MRS. DELPHINE DE SAHUGUET D'AMARZIT | Management | No Action | |||||||||||
| 17 | APPOINTMENT OF MRS. ANNE RIGAIL AS DIRECTOR ON THE PROPOSAL OF THE PUBLIC SECTOR, AS A REPLACEMENT FOR MRS. LAURENCE BROSETA | Management | No Action | |||||||||||
| 18 | RENEWAL OF THE TERM OF OFFICE OF MR. PHILIPPE LEPINAY AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU AND PLEASE NOTE | Non-Voting | ||||||||||||
| THAT SHAREHOLDER DETAILS ARE-REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED,-YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU AND-INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | ||||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| INDIVIOR PLC | ||||||||||||||
| Security | G4766E108 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 06-May-2021 | ||||||||||||
| ISIN | GB00BRS65X63 | Agenda | 713759162 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||
| 2 | APPROVE REMUNERATION REPORT | Management | Abstain | Against | ||||||||||
| 3 | APPROVE REMUNERATION POLICY | Management | For | For | ||||||||||
| 4 | ELECT JEROME LANDE AS DIRECTOR | Management | For | For | ||||||||||
| 5 | ELECT JOANNA LE COUILLIARD AS DIRECTOR | Management | For | For | ||||||||||
| 6 | ELECT RYAN PREBLICK AS DIRECTOR | Management | For | For | ||||||||||
| 7 | ELECT MARK STEJBACH AS DIRECTOR | Management | For | For | ||||||||||
| 8 | ELECT JULIET THOMPSON AS DIRECTOR | Management | For | For | ||||||||||
| 9 | RE-ELECT PETER BAINS AS DIRECTOR | Management | For | For | ||||||||||
| 10 | RE-ELECT MARK CROSSLEY AS DIRECTOR | Management | For | For | ||||||||||
| 11 | RE-ELECT GRAHAM HETHERINGTON AS DIRECTOR | Management | For | For | ||||||||||
| 12 | RE-ELECT THOMAS MCLELLAN AS DIRECTOR | Management | For | For | ||||||||||
| 13 | RE-ELECT LORNA PARKER AS DIRECTOR | Management | For | For | ||||||||||
| 14 | RE-ELECT DANIEL PHELAN AS DIRECTOR | Management | For | For | ||||||||||
| 15 | REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | For | For | ||||||||||
| 16 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||
| 17 | AUTHORISE UK POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||
| 18 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||
| 19 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | Abstain | Against | ||||||||||
| 20 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||
| 21 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||
| 22 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | For | For | ||||||||||
| AVAST PLC | ||||||||||||||
| Security | G0713S109 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 06-May-2021 | ||||||||||||
| ISIN | GB00BDD85M81 | Agenda | 713837182 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | TO RECEIVE THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020, THE REPORT OF THE DIRECTORS, TOGETHER WITH THE REPORTS OF THE AUDITORS THEREON | Management | For | For | ||||||||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
| 3 | TO DECLARE A FINAL DIVIDEND OF 11.2 US CENTS PER ORDINARY SHARE | Management | For | For | ||||||||||
| 4 | TO RE-ELECT JOHN SCHWARZ AS A DIRECTOR | Management | For | For | ||||||||||
| 5 | TO RE-ELECT ONDREJ VLCEK AS A DIRECTOR | Management | For | For | ||||||||||
| 6 | TO RE-ELECT PHILIP MARSHALL AS A DIRECTOR | Management | For | For | ||||||||||
| 7 | TO RE-ELECT PAVEL BAUDIS AS A DIRECTOR | Management | For | For | ||||||||||
| 8 | TO RE-ELECT EDUARD KUCERA AS A DIRECTOR | Management | For | For | ||||||||||
| 9 | TO RE-ELECT WARREN FINEGOLD AS A DIRECTOR | Management | For | For | ||||||||||
| 10 | TO RE-ELECT MAGGIE CHAN JONES AS A DIRECTOR | Management | For | For | ||||||||||
| 11 | TO RE-ELECT TAMARA MINICK-SCOKALO AS A DIRECTOR | Management | For | For | ||||||||||
| 12 | TO RE-ELECT BELINDA RICHARDS AS A DIRECTOR | Management | For | For | ||||||||||
| 13 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR | Management | For | For | ||||||||||
| 14 | TO AUTHORISE THE DIRECTORS TO SET THE AUDITOR'S REMUNERATION | Management | For | For | ||||||||||
| 15 | TO AUTHORISE THE COMPANY TO MAKE "POLITICAL DONATIONS" AND INCUR "POLITICAL EXPENDITURE" | Management | For | For | ||||||||||
| 16 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||||||
| 17 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS WITHOUT RESTRICTION AS TO USE | Management | Abstain | Against | ||||||||||
| 18 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS IN CONNECTION WITH AN ACQUISITION OR CAPITAL INVESTMENT | Management | For | For | ||||||||||
| 19 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||||
| 20 | TO APPROVE THE AVAST EMPLOYEE BENEFIT TRUST | Management | For | For | ||||||||||
| 21 | TO AUTHORISE THE COMPANY TO CALL A GENERAL MEETING (OTHER THAN AN ANNUAL GENERAL MEETING) ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||
| JARDINE MATHESON HOLDINGS LTD | ||||||||||||||
| Security | G50736100 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 06-May-2021 | ||||||||||||
| ISIN | BMG507361001 | Agenda | 713869420 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS AND THE INDEPENDENT AUDITORS' REPORT FOR THE YEAR ENDED 31ST DECEMBER 2020 | Management | No Action | |||||||||||
| 2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31ST DECEMBER 2020 | Management | No Action | |||||||||||
| 3 | TO RE-ELECT GRAHAM BAKER AS A DIRECTOR | Management | No Action | |||||||||||
| 4 | TO RE-ELECT ALEX NEWBIGGING AS A DIRECTOR | Management | No Action | |||||||||||
| 5 | TO RE-ELECT Y.K. PANG AS A DIRECTOR | Management | No Action | |||||||||||
| 6 | TO RE-ELECT PERCY WEATHERALL AS A DIRECTOR | Management | No Action | |||||||||||
| 7 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | No Action | |||||||||||
| 8 | THAT: (A) THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (FOR THE PURPOSES OF THIS RESOLUTION, 'RELEVANT PERIOD' BEING THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL THE EARLIER OF THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, OR THE EXPIRATION OF THE PERIOD WITHIN WHICH SUCH MEETING IS REQUIRED BY LAW TO BE HELD, OR THE REVOCATION OR VARIATION OF THIS RESOLUTION BY AN ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING) OF ALL POWERS OF THE COMPANY TO ALLOT OR ISSUE SHARES AND TO MAKE AND GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED, ISSUED OR DISPOSED OF DURING OR AFTER THE END OF THE RELEVANT PERIOD UP TO AN AGGREGATE NOMINAL AMOUNT OF USD 60.0 MILLION, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; AND (B) THE AGGREGATE NOMINAL AMOUNT OF SHARE CAPITAL ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED WHOLLY FOR CASH (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE DIRECTORS PURSUANT TO THE APPROVAL IN PARAGRAPH (A), OTHERWISE THAN PURSUANT TO A RIGHTS ISSUE (FOR THE PURPOSES OF THIS RESOLUTION, 'RIGHTS ISSUE' BEING AN OFFER OF SHARES OR OTHER SECURITIES TO HOLDERS OF SHARES OR OTHER SECURITIES ON THE REGISTER | Management | No Action | |||||||||||
| ON A FIXED RECORD DATE IN PROPORTION TO THEIR THEN HOLDINGS OF SUCH SHARES OR OTHER SECURITIES OR OTHERWISE IN ACCORDANCE WITH THE RIGHTS ATTACHING THERETO (SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS OR LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS OF, OR THE REQUIREMENTS OF ANY RECOGNISED REGULATORY BODY OR ANY STOCK EXCHANGE IN, ANY TERRITORY)), OR THE ISSUE OF SHARES PURSUANT TO THE COMPANY'S SHARE-BASED LONG-TERM INCENTIVE PLANS, SHALL NOT EXCEED USD 8.9 MILLION, AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY | ||||||||||||||
| ELECTRICITE DE FRANCE SA | ||||||||||||||
| Security | F2940H113 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 06-May-2021 | ||||||||||||
| ISIN | FR0010242511 | Agenda | 713893104 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 526606 DUE TO RECEIVED-ADDITIONAL RESOLUTIONS "A" AND 12 TO 15. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 13 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | 13 APR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104122100888-44 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT. IF YOU-HAVE ALREADY SENT IN YOUR VOTES TO MID 555668, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
| A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 AND SETTING OF THE DIVIDEND | Shareholder | No Action | |||||||||||
| 4 | PAYMENT OF INTERIM DIVIDENDS IN SHARES - DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 5 | APPROVAL OF A REGULATED AGREEMENT - SUBSCRIPTION BY THE FRENCH STATE OF GREEN BONDS WITH AN OPTION TO CONVERT AND/OR EXCHANGE THEM FOR NEW OR EXISTING SHARES ("OCEANES") | Management | No Action | |||||||||||
| 6 | APPROVAL OF THE STATUTORY AUDITORS' SPECIAL REPORT ON THE REGULATED AGREEMENTS AND COMMITMENTS | Management | No Action | |||||||||||
| 7 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR AWARDED TO MR. JEAN-BERNARD LEVY, CHAIRMAN AND CHIEF EXECUTIVE OFFICER OF THE COMPANY, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 - EX POST VOTE | Management | No Action | |||||||||||
| 8 | APPROVAL OF THE INFORMATION RELATING TO THE COMPANY'S CORPORATE OFFICERS - EX POST VOTE | Management | No Action | |||||||||||
| 9 | APPROVAL OF THE COMPENSATION POLICY RELATING TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 - EX ANTE VOTE | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE COMPENSATION POLICY RELATING TO DIRECTORS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 - EX ANTE VOTE | Management | No Action | |||||||||||
| 11 | FIXED ANNUAL AMOUNT AS A COMPENSATION AWARDED TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 12 | RENEWAL OF THE TERM OF OFFICE OF MRS. MARIE-CHRISTINE LEPETI AS DIRECTOR | Management | No Action | |||||||||||
| 13 | RENEWAL OF THE TERM OF OFFICE OF MRS. COLETTE LEWINER AS DIRECTOR | Management | No Action | |||||||||||
| 14 | RENEWAL OF THE TERM OF OFFICE OF MRS. MICHELE ROUSSEAU AS DIRECTOR | Management | No Action | |||||||||||
| 15 | RENEWAL OF THE TERM OF OFFICE OF MR. FRANCOIS DELATTRE AS DIRECTOR | Management | No Action | |||||||||||
| 16 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES | Management | No Action | |||||||||||
| 17 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH CAPITAL INCREASES RESERVED FOR CATEGORIES OF BENEFICIARIES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| 18 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES | Management | No Action | |||||||||||
| 19 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE AND PLEASE NOTE THAT SHAREHOLDER DETAILS ARE- REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED,-YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| METTLER-TOLEDO INTERNATIONAL INC. | ||||||||||||||
| Security | 592688105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MTD | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | US5926881054 | Agenda | 935348311 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | ELECTION OF DIRECTORS: Robert F. Spoerry | Management | For | For | ||||||||||
| 1.2 | ELECTION OF DIRECTOR: Wah-Hui Chu | Management | For | For | ||||||||||
| 1.3 | ELECTION OF DIRECTOR: Domitille Doat-Le Bigot | Management | For | For | ||||||||||
| 1.4 | ELECTION OF DIRECTOR: Olivier A. Filliol | Management | For | For | ||||||||||
| 1.5 | ELECTION OF DIRECTOR: Elisha W. Finney | Management | For | For | ||||||||||
| 1.6 | ELECTION OF DIRECTOR: Richard Francis | Management | For | For | ||||||||||
| 1.7 | ELECTION OF DIRECTOR: Michael A. Kelly | Management | For | For | ||||||||||
| 1.8 | ELECTION OF DIRECTOR: Thomas P. Salice | Management | For | For | ||||||||||
| 2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||
| 4. | APPROVAL OF THE METTLER-TOLEDO INTERNATIONAL INC. 2013 EQUITY INCENTIVE PLAN (AMENDED AND RESTATED EFFECTIVE AS OF MAY 6, 2021). | Management | Against | Against | ||||||||||
| MATERION CORPORATION | ||||||||||||||
| Security | 576690101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MTRN | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | US5766901012 | Agenda | 935351089 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Vinod M. Khilnani | For | For | |||||||||||
| 2 | Emily M. Liggett | For | For | |||||||||||
| 3 | Robert J. Phillippy | For | For | |||||||||||
| 4 | Patrick Prevost | For | For | |||||||||||
| 5 | N. Mohan Reddy | For | For | |||||||||||
| 6 | Craig S. Shular | For | For | |||||||||||
| 7 | Darlene J. S. Solomon | For | For | |||||||||||
| 8 | Robert B. Toth | For | For | |||||||||||
| 9 | Jugal K. Vijayvargiya | For | For | |||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company. | Management | For | For | ||||||||||
| 3. | To approve, by non-binding vote, named executive officer compensation. | Management | For | For | ||||||||||
| THE MARCUS CORPORATION | ||||||||||||||
| Security | 566330106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MCS | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | US5663301068 | Agenda | 935351091 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Stephen H. Marcus | For | For | |||||||||||
| 2 | Gregory S. Marcus | For | For | |||||||||||
| 3 | Diane Marcus Gershowitz | For | For | |||||||||||
| 4 | Allan H. Selig | For | For | |||||||||||
| 5 | Timothy E. Hoeksema | For | For | |||||||||||
| 6 | Bruce J. Olson | For | For | |||||||||||
| 7 | Philip L. Milstein | For | For | |||||||||||
| 8 | Brian J. Stark | For | For | |||||||||||
| 9 | Katherine M. Gehl | For | For | |||||||||||
| 10 | David M. Baum | For | For | |||||||||||
| 2. | To approve the amendment and restatement of our 2004 Equity and Incentive Awards Plan. | Management | Against | Against | ||||||||||
| 3. | To approve, by advisory vote, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 4. | To ratify the selection of Deloitte & Touche LLP as our independent auditor for our fiscal year ending December 30, 2021. | Management | For | For | ||||||||||
| AMETEK INC. | ||||||||||||||
| Security | 031100100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AME | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | US0311001004 | Agenda | 935352586 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director for three years term: Tod E. Carpenter | Management | For | For | ||||||||||
| 1B. | Election of Director for three years term: Karleen M. Oberton | Management | For | For | ||||||||||
| 2. | Approval, by advisory vote, of the compensation of AMETEK, Inc.'s named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| CAPITAL ONE FINANCIAL CORPORATION | ||||||||||||||
| Security | 14040H105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | COF | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | US14040H1059 | Agenda | 935353730 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Richard D. Fairbank | Management | For | For | ||||||||||
| 1B. | Election of Director: Ime Archibong | Management | For | For | ||||||||||
| 1C. | Election of Director: Ann Fritz Hackett | Management | For | For | ||||||||||
| 1D. | Election of Director: Peter Thomas Killalea | Management | For | For | ||||||||||
| 1E. | Election of Director: Cornelis "Eli" Leenaars | Management | For | For | ||||||||||
| 1F. | Election of Director: François Locoh-Donou | Management | For | For | ||||||||||
| 1G. | Election of Director: Peter E. Raskind | Management | For | For | ||||||||||
| 1H. | Election of Director: Eileen Serra | Management | For | For | ||||||||||
| 1I. | Election of Director: Mayo A. Shattuck III | Management | For | For | ||||||||||
| 1J. | Election of Director: Bradford H. Warner | Management | For | For | ||||||||||
| 1K. | Election of Director: Catherine G. West | Management | For | For | ||||||||||
| 1L. | Election of Director: Craig Anthony Williams | Management | For | For | ||||||||||
| 2. | Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2021. | Management | For | For | ||||||||||
| 3. | Advisory approval of Capital One's 2020 Named Executive Officer compensation. | Management | For | For | ||||||||||
| 4. | Approval and adoption of the Capital One Financial Corporation Sixth Amended and Restated 2004 Stock Incentive Plan. | Management | For | For | ||||||||||
| CURTISS-WRIGHT CORPORATION | ||||||||||||||
| Security | 231561101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CW | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | US2315611010 | Agenda | 935355986 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David C. Adams | For | For | |||||||||||
| 2 | Lynn M. Bamford | For | For | |||||||||||
| 3 | Dean M. Flatt | For | For | |||||||||||
| 4 | S. Marce Fuller | For | For | |||||||||||
| 5 | Bruce D. Hoechner | For | For | |||||||||||
| 6 | Glenda J. Minor | For | For | |||||||||||
| 7 | Anthony J. Moraco | For | For | |||||||||||
| 8 | John B. Nathman | For | For | |||||||||||
| 9 | Robert J. Rivet | For | For | |||||||||||
| 10 | Peter C. Wallace | For | For | |||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | An advisory (non-binding) vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| TREDEGAR CORPORATION | ||||||||||||||
| Security | 894650100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TG | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | US8946501009 | Agenda | 935356332 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: George C. Freeman, III | Management | For | For | ||||||||||
| 1.2 | Election of Director: John D. Gottwald | Management | For | For | ||||||||||
| 1.3 | Election of Director: William M. Gottwald | Management | For | For | ||||||||||
| 1.4 | Election of Director: Kenneth R. Newsome | Management | For | For | ||||||||||
| 1.5 | Election of Director: Gregory A. Pratt | Management | For | For | ||||||||||
| 1.6 | Election of Director: Thomas G. Snead, Jr. | Management | For | For | ||||||||||
| 1.7 | Election of Director: John M. Steitz | Management | For | For | ||||||||||
| 1.8 | Election of Director: Carl E. Tack, III | Management | For | For | ||||||||||
| 1.9 | Election of Director: Anne G. Waleski | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
| 3. | Advisory Vote on the Frequency of the Vote on Executive Compensation. | Management | 1 Year | For | ||||||||||
| 4. | Approval of the Tredegar Corporation Amended and Restated 2018 Equity Incentive Plan. | Management | Against | Against | ||||||||||
| 5. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| THE KRAFT HEINZ COMPANY | ||||||||||||||
| Security | 500754106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KHC | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | US5007541064 | Agenda | 935357396 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Gregory E. Abel | Management | For | For | ||||||||||
| 1B. | Election of Director: Alexandre Behring | Management | For | For | ||||||||||
| 1C. | Election of Director: John T. Cahill | Management | For | For | ||||||||||
| 1D. | Election of Director: João M. Castro-Neves | Management | For | For | ||||||||||
| 1E. | Election of Director: Lori Dickerson Fouché | Management | For | For | ||||||||||
| 1F. | Election of Director: Timothy Kenesey | Management | For | For | ||||||||||
| 1G. | Election of Director: Elio Leoni Sceti | Management | For | For | ||||||||||
| 1H. | Election of Director: Susan Mulder | Management | For | For | ||||||||||
| 1I. | Election of Director: Miguel Patricio | Management | For | For | ||||||||||
| 1J. | Election of Director: John C. Pope | Management | For | For | ||||||||||
| 1K. | Election of Director: Alexandre Van Damme | Management | For | For | ||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent auditors for 2021. | Management | For | For | ||||||||||
| BOSTON SCIENTIFIC CORPORATION | ||||||||||||||
| Security | 101137107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BSX | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | US1011371077 | Agenda | 935360456 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Nelda J. Connors | Management | For | For | ||||||||||
| 1B. | Election of Director: Charles J. Dockendorff | Management | For | For | ||||||||||
| 1C. | Election of Director: Yoshiaki Fujimori | Management | For | For | ||||||||||
| 1D. | Election of Director: Donna A. James | Management | For | For | ||||||||||
| 1E. | Election of Director: Edward J. Ludwig | Management | For | For | ||||||||||
| 1F. | Election of Director: Michael F. Mahoney | Management | For | For | ||||||||||
| 1G. | Election of Director: David J. Roux | Management | For | For | ||||||||||
| 1H. | Election of Director: John E. Sununu | Management | For | For | ||||||||||
| 1I. | Election of Director: Ellen M. Zane | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, named executive officer compensation. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||
| 4. | To consider and vote upon a stockholder proposal requesting a report to stockholders describing any benefits to the company related to employee participation in company governance. | Shareholder | Abstain | Against | ||||||||||
| ARGO GROUP INTERNATIONAL HOLDINGS, LTD. | ||||||||||||||
| Security | G0464B107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ARGO | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | BMG0464B1072 | Agenda | 935361826 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director for a one-year term: Bernard C. Bailey | Management | For | For | ||||||||||
| 1B. | Election of Director for a one-year term: Thomas A. Bradley | Management | For | For | ||||||||||
| 1C. | Election of Director for a one-year term: Fred R. Donner | Management | For | For | ||||||||||
| 1D. | Election of Director for a one-year term: Anthony P. Latham | Management | For | For | ||||||||||
| 1E. | Election of Director for a one-year term: Dymphna A. Lehane | Management | For | For | ||||||||||
| 1F. | Election of Director for a one-year term: Samuel G. Liss | Management | For | For | ||||||||||
| 1G. | Election of Director for a one-year term: Carol A. McFate | Management | For | For | ||||||||||
| 1H. | Election of Director for a one-year term: Al-Noor Ramji | Management | For | For | ||||||||||
| 1I. | Election of Director for a one-year term: Kevin J. Rehnberg | Management | For | For | ||||||||||
| 2. | Approve, on an advisory, non-binding basis, the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
| 3. | Approve Ernst & Young LLP as the Company's independent auditors for the fiscal year ending December 31, 2021 and refer the determination of its remuneration to the Audit Committee of the Board of Directors. | Management | For | For | ||||||||||
| GCP APPLIED TECHNOLOGIES INC | ||||||||||||||
| Security | 36164Y101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GCP | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | US36164Y1010 | Agenda | 935362169 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: Simon M. Bates | Management | For | For | ||||||||||
| 1.2 | Election of Director: Peter A. Feld | Management | For | For | ||||||||||
| 1.3 | Election of Director: Janet Plaut Giesselman | Management | For | For | ||||||||||
| 1.4 | Election of Director: Clay H. Kiefaber | Management | For | For | ||||||||||
| 1.5 | Election of Director: Armand F. Lauzon | Management | For | For | ||||||||||
| 1.6 | Election of Director: Marran H. Ogilvie | Management | For | For | ||||||||||
| 1.7 | Election of Director: Andrew M. Ross | Management | For | For | ||||||||||
| 1.8 | Election of Director: Linda J. Welty | Management | For | For | ||||||||||
| 1.9 | Election of Director: Robert H. Yanker | Management | For | For | ||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as GCP's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory, non-binding basis, the compensation of GCP's named executive officers, as described in the accompanying proxy statement. | Management | For | For | ||||||||||
| ARCHER-DANIELS-MIDLAND COMPANY | ||||||||||||||
| Security | 039483102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ADM | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | US0394831020 | Agenda | 935362400 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: M.S. Burke | Management | For | For | ||||||||||
| 1B. | Election of Director: T. Colbert | Management | For | For | ||||||||||
| 1C. | Election of Director: T.K. Crews | Management | For | For | ||||||||||
| 1D. | Election of Director: P. Dufour | Management | For | For | ||||||||||
| 1E. | Election of Director: D.E. Felsinger | Management | For | For | ||||||||||
| 1F. | Election of Director: S.F. Harrison | Management | For | For | ||||||||||
| 1G. | Election of Director: J.R. Luciano | Management | For | For | ||||||||||
| 1H. | Election of Director: P.J. Moore | Management | For | For | ||||||||||
| 1I. | Election of Director: F.J. Sanchez | Management | For | For | ||||||||||
| 1J. | Election of Director: D.A. Sandler | Management | For | For | ||||||||||
| 1K. | Election of Director: L.Z. Schlitz | Management | For | For | ||||||||||
| 1L. | Election of Director: K.R. Westbrook | Management | For | For | ||||||||||
| 2. | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
| 4. | Stockholder Proposal Regarding Shareholder Aggregation for Proxy Access. | Shareholder | Abstain | Against | ||||||||||
| TENET HEALTHCARE CORPORATION | ||||||||||||||
| Security | 88033G407 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | THC | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | US88033G4073 | Agenda | 935362537 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Ronald A. Rittenmeyer | Management | For | For | ||||||||||
| 1b. | Election of Director: J. Robert Kerrey | Management | For | For | ||||||||||
| 1c. | Election of Director: James L. Bierman | Management | For | For | ||||||||||
| 1d. | Election of Director: Richard W. Fisher | Management | For | For | ||||||||||
| 1e. | Election of Director: Meghan M. FitzGerald | Management | For | For | ||||||||||
| 1f. | Election of Director: Cecil D. Haney | Management | For | For | ||||||||||
| 1g. | Election of Director: Christopher S. Lynch | Management | For | For | ||||||||||
| 1h. | Election of Director: Richard J. Mark | Management | For | For | ||||||||||
| 1i. | Election of Director: Tammy Romo | Management | For | For | ||||||||||
| 1j. | Election of Director: Saumya Sutaria | Management | For | For | ||||||||||
| 1k. | Election of Director: Nadja Y. West | Management | For | For | ||||||||||
| 2. | Proposal to approve, on an advisory basis, the company's executive compensation. | Management | For | For | ||||||||||
| 3. | Proposal to ratify the selection of Deloitte & Touche LLP as independent registered public accountants for the year ending December 31, 2021. | Management | For | For | ||||||||||
| SOUTHWEST GAS HOLDINGS, INC. | ||||||||||||||
| Security | 844895102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SWX | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | US8448951025 | Agenda | 935363680 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Robert L. Boughner | For | For | |||||||||||
| 2 | José A. Cárdenas | For | For | |||||||||||
| 3 | Stephen C. Comer | For | For | |||||||||||
| 4 | John P. Hester | For | For | |||||||||||
| 5 | Jane Lewis-Raymond | For | For | |||||||||||
| 6 | Anne L. Mariucci | For | For | |||||||||||
| 7 | Michael J. Melarkey | For | For | |||||||||||
| 8 | A. Randall Thoman | For | For | |||||||||||
| 9 | Thomas A. Thomas | For | For | |||||||||||
| 10 | Leslie T. Thornton | For | For | |||||||||||
| 2. | To APPROVE, on a non-binding, advisory basis, the Company's Executive Compensation. | Management | For | For | ||||||||||
| 3. | To RATIFY the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for fiscal year 2021. | Management | For | For | ||||||||||
| GRAHAM HOLDINGS COMPANY | ||||||||||||||
| Security | 384637104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GHC | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | US3846371041 | Agenda | 935367614 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Tony Allen | For | For | |||||||||||
| 2 | Christopher C. Davis | For | For | |||||||||||
| 3 | Anne M. Mulcahy | For | For | |||||||||||
| MUELLER INDUSTRIES, INC. | ||||||||||||||
| Security | 624756102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MLI | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | US6247561029 | Agenda | 935392845 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gregory L. Christopher | For | For | |||||||||||
| 2 | Elizabeth Donovan | For | For | |||||||||||
| 3 | Gennaro J. Fulvio | For | For | |||||||||||
| 4 | Gary S. Gladstein | For | For | |||||||||||
| 5 | Scott J. Goldman | For | For | |||||||||||
| 6 | John B. Hansen | For | For | |||||||||||
| 7 | Terry Hermanson | For | For | |||||||||||
| 8 | Charles P. Herzog, Jr. | For | For | |||||||||||
| 2. | Approve the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis by non-binding vote, executive compensation. | Management | For | For | ||||||||||
| MACQUARIE INFRASTRUCTURE CORPORATION | ||||||||||||||
| Security | 55608B105 | Meeting Type | Special | |||||||||||
| Ticker Symbol | MIC | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | US55608B1052 | Agenda | 935394407 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Merger Proposal: To adopt the agreement and plan of merger, dated as of March 30, 2021 (as it may be amended from time to time), by and among Macquarie Infrastructure Corporation, Macquarie Infrastructure Holdings, LLC, and Plum Merger Sub, Inc. | Management | For | For | ||||||||||
| 2. | Adjournment Proposal: To adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Merger Proposal. | Management | For | For | ||||||||||
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | ||||||||||||||
| Security | 500472303 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PHG | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | US5004723038 | Agenda | 935399433 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 2B. | Annual Report 2020: Proposal to adopt the financial statements. | Management | For | |||||||||||
| 2C. | Annual Report 2020: Proposal to adopt dividend | Management | For | |||||||||||
| 2D. | Annual Report 2020: Advisory vote on the Remuneration Report 2020. | Management | Abstain | |||||||||||
| 2E. | Annual Report 2020: Proposal to discharge the members of the Board of Management. | Management | For | |||||||||||
| 2F. | Annual Report 2020: Proposal to discharge the members of the Supervisory Board. | Management | For | |||||||||||
| 3. | Composition of the Board of Management: Proposal to re-appoint Mr M.J. van Ginneken as member of the Board of Management. | Management | For | |||||||||||
| 4A. | Composition of the Supervisory Board: Proposal to appoint Mrs S.K. Chua as member of the Supervisory Board. | Management | For | |||||||||||
| 4B. | Composition of the Supervisory Board: Proposal to appoint Mrs I.K. Nooyi as member of the Supervisory Board. | Management | For | |||||||||||
| 5A. | To authorize the Board of Management to: issue shares or grant rights to acquire shares. | Management | For | |||||||||||
| 5B. | To authorize the Board of Management to: restrict or exclude pre-emption rights. | Management | Abstain | |||||||||||
| 6. | Proposal to authorize the Board of Management to acquire shares in the company. | Management | For | |||||||||||
| 7. | Proposal to cancel shares. | Management | For | |||||||||||
| KIRKLAND LAKE GOLD LTD. | ||||||||||||||
| Security | 49741E100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KL | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | CA49741E1007 | Agenda | 935409412 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Jonathan Gill | For | For | |||||||||||
| 2 | Peter Grosskopf | For | For | |||||||||||
| 3 | Ingrid Hibbard | For | For | |||||||||||
| 4 | Arnold Klassen | For | For | |||||||||||
| 5 | Elizabeth Lewis-Gray | For | For | |||||||||||
| 6 | Anthony Makuch | For | For | |||||||||||
| 7 | Barry Olson | For | For | |||||||||||
| 8 | Jeff Parr | For | For | |||||||||||
| 2 | To appoint KPMG LLP, Chartered Professional Accountants as auditor of the Company and authorize the Board to fix their remuneration. | Management | For | For | ||||||||||
| 3 | To consider and, if deemed appropriate, pass, with or without variation, a non-binding advisory resolution on the Company's approach to executive compensation. | Management | For | For | ||||||||||
| TELUS CORP | ||||||||||||||
| Security | 87971M996 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 07-May-2021 | ||||||||||||
| ISIN | CA87971M9969 | Agenda | 713794370 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1.1 TO 1.14 AND 2. THANK YOU | Non-Voting | ||||||||||||
| 1.1 | ELECTION OF DIRECTOR: R. H. (DICK) AUCHINLECK | Management | For | For | ||||||||||
| 1.2 | ELECTION OF DIRECTOR: RAYMOND T. CHAN | Management | For | For | ||||||||||
| 1.3 | ELECTION OF DIRECTOR: HAZEL CLAXTON | Management | For | For | ||||||||||
| 1.4 | ELECTION OF DIRECTOR: LISA DE WILDE | Management | For | For | ||||||||||
| 1.5 | ELECTION OF DIRECTOR: DARREN ENTWISTLE | Management | For | For | ||||||||||
| 1.6 | ELECTION OF DIRECTOR: THOMAS E. FLYNN | Management | For | For | ||||||||||
| 1.7 | ELECTION OF DIRECTOR: MARY JO HADDAD | Management | For | For | ||||||||||
| 1.8 | ELECTION OF DIRECTOR: KATHY KINLOCH | Management | For | For | ||||||||||
| 1.9 | ELECTION OF DIRECTOR: CHRISTINE MAGEE | Management | For | For | ||||||||||
| 1.10 | ELECTION OF DIRECTOR: JOHN MANLEY | Management | For | For | ||||||||||
| 1.11 | ELECTION OF DIRECTOR: DAVID MOWAT | Management | For | For | ||||||||||
| 1.12 | ELECTION OF DIRECTOR: MARC PARENT | Management | For | For | ||||||||||
| 1.13 | ELECTION OF DIRECTOR: DENISE PICKETT | Management | For | For | ||||||||||
| 1.14 | ELECTION OF DIRECTOR: W. SEAN WILLY | Management | For | For | ||||||||||
| 2 | APPOINT DELOITTE LLP AS AUDITORS FOR THE ENSUING YEAR AND AUTHORIZE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
| 3 | APPROVE THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION | Management | For | For | ||||||||||
| 4 | APPROVE THE TELUS DIRECTORS DEFERRED SHARE UNIT PLAN | Management | For | For | ||||||||||
| CMMT | 16 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 1.1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| THE TIMKEN COMPANY | ||||||||||||||
| Security | 887389104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TKR | Meeting Date | 07-May-2021 | |||||||||||
| ISIN | US8873891043 | Agenda | 935346379 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Maria A. Crowe | For | For | |||||||||||
| 2 | Elizabeth A. Harrell | For | For | |||||||||||
| 3 | Richard G. Kyle | For | For | |||||||||||
| 4 | Sarah C. Lauber | For | For | |||||||||||
| 5 | John A. Luke, Jr. | For | For | |||||||||||
| 6 | Christopher L. Mapes | For | For | |||||||||||
| 7 | James F. Palmer | For | For | |||||||||||
| 8 | Ajita G. Rajendra | For | For | |||||||||||
| 9 | Frank C. Sullivan | For | For | |||||||||||
| 10 | John M. Timken, Jr. | For | For | |||||||||||
| 11 | Ward J. Timken, Jr. | For | For | |||||||||||
| 12 | Jacqueline F. Woods | For | For | |||||||||||
| 2. | Approval, on an advisory basis, of our named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent auditor for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 4. | Consideration of a shareholder proposal asking our Board of Directors to take the steps necessary to give holders in the aggregate of 10% of our outstanding common shares the power to call a special meeting of shareholders, if properly presented. | Shareholder | Against | For | ||||||||||
| ABBVIE INC. | ||||||||||||||
| Security | 00287Y109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ABBV | Meeting Date | 07-May-2021 | |||||||||||
| ISIN | US00287Y1091 | Agenda | 935357891 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Roxanne S. Austin | For | For | |||||||||||
| 2 | Richard A. Gonzalez | For | For | |||||||||||
| 3 | Rebecca B. Roberts | For | For | |||||||||||
| 4 | Glenn F. Tilton | For | For | |||||||||||
| 2. | Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Say on Pay-An advisory vote on the approval of executive compensation. | Management | For | For | ||||||||||
| 4. | Approval of the Amended and Restated 2013 Incentive Stock Program. | Management | For | For | ||||||||||
| 5. | Approval of the Amended and Restated 2013 Employee Stock Purchase Plan for non-U.S. employees. | Management | For | For | ||||||||||
| 6. | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting. | Management | For | For | ||||||||||
| 7. | Stockholder Proposal - to Issue an Annual Report on Lobbying. | Shareholder | Abstain | Against | ||||||||||
| 8. | Stockholder Proposal - to Adopt a Policy to Require Independent Chairman. | Shareholder | Against | For | ||||||||||
| FRANKLIN ELECTRIC CO., INC. | ||||||||||||||
| Security | 353514102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FELE | Meeting Date | 07-May-2021 | |||||||||||
| ISIN | US3535141028 | Agenda | 935359314 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Elect the Director for term expiring at the 2024 Annual Meeting of Shareholders: Gregg C. Sengstack | Management | For | For | ||||||||||
| 1B. | Elect the Director for term expiring at the 2024 Annual Meeting of Shareholders: David M. Wathen | Management | For | For | ||||||||||
| 2. | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||
| 3. | Approve, on an advisory basis, the executive compensation of the Named Executive Officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| OCCIDENTAL PETROLEUM CORPORATION | ||||||||||||||
| Security | 674599105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | OXY | Meeting Date | 07-May-2021 | |||||||||||
| ISIN | US6745991058 | Agenda | 935359364 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Stephen I. Chazen | Management | For | For | ||||||||||
| 1B. | Election of Director: Andrew Gould | Management | For | For | ||||||||||
| 1C. | Election of Director: Carlos M. Gutierrez | Management | For | For | ||||||||||
| 1D. | Election of Director: Vicki Hollub | Management | For | For | ||||||||||
| 1E. | Election of Director: Gary Hu | Management | For | For | ||||||||||
| 1F. | Election of Director: William R. Klesse | Management | For | For | ||||||||||
| 1G. | Election of Director: Andrew N. Langham | Management | For | For | ||||||||||
| 1H. | Election of Director: Jack B. Moore | Management | For | For | ||||||||||
| 1I. | Election of Director: Margarita Paláu-Hernández | Management | For | For | ||||||||||
| 1J. | Election of Director: Avedick B. Poladian | Management | For | For | ||||||||||
| 1K. | Election of Director: Robert M. Shearer | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
| 3. | Ratification of Selection of KPMG as Occidental's Independent Auditor. | Management | For | For | ||||||||||
| CMS ENERGY CORPORATION | ||||||||||||||
| Security | 125896100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CMS | Meeting Date | 07-May-2021 | |||||||||||
| ISIN | US1258961002 | Agenda | 935361597 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Jon E. Barfield | Management | For | For | ||||||||||
| 1b. | Election of Director: Deborah H. Butler | Management | For | For | ||||||||||
| 1c. | Election of Director: Kurt L. Darrow | Management | For | For | ||||||||||
| 1d. | Election of Director: William D. Harvey | Management | For | For | ||||||||||
| 1e. | Election of Director: Garrick J. Rochow | Management | For | For | ||||||||||
| 1f. | Election of Director: John G. Russell | Management | For | For | ||||||||||
| 1g. | Election of Director: Suzanne F. Shank | Management | For | For | ||||||||||
| 1h. | Election of Director: Myrna M. Soto | Management | For | For | ||||||||||
| 1i. | Election of Director: John G. Sznewajs | Management | For | For | ||||||||||
| 1j. | Election of Director: Ronald J. Tanski | Management | For | For | ||||||||||
| 1k. | Election of Director: Laura H. Wright | Management | For | For | ||||||||||
| 2. | Approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||||
| 3. | Ratify the appointment of independent registered public accounting firm (PricewaterhouseCoopers LLP). | Management | For | For | ||||||||||
| 4. | Shareholder Proposal - Greenwashing Audit. | Shareholder | Abstain | Against | ||||||||||
| AXIS CAPITAL HOLDINGS LIMITED | ||||||||||||||
| Security | G0692U109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AXS | Meeting Date | 07-May-2021 | |||||||||||
| ISIN | BMG0692U1099 | Agenda | 935363616 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: Charles A. Davis | Management | For | For | ||||||||||
| 1.2 | Election of Director: Elanor R. Hardwick | Management | For | For | ||||||||||
| 1.3 | Election of Director: Axel Theis | Management | For | For | ||||||||||
| 1.4 | Election of Director: Barbara A. Yastine | Management | For | For | ||||||||||
| 2. | To approve, by non-binding vote, the compensation paid to our named executive officers. | Management | For | For | ||||||||||
| 3. | To approve an amendment to our 2017 Long-Term Equity Compensation Plan, increasing the aggregate number of shares of common stock authorized for issuance. | Management | For | For | ||||||||||
| 4. | To appoint Deloitte Ltd., Hamilton, Bermuda, to act as our independent registered public accounting firm for the fiscal year ending December 31, 2021 and to authorize the Board of Directors, acting through the Audit Committee, to set the fees for the independent registered public accounting firm. | Management | For | For | ||||||||||
| OCEANEERING INTERNATIONAL, INC. | ||||||||||||||
| Security | 675232102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | OII | Meeting Date | 07-May-2021 | |||||||||||
| ISIN | US6752321025 | Agenda | 935372413 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Karen H. Beachy | Management | For | For | ||||||||||
| 1B. | Election of Director: Deanna L. Goodwin | Management | For | For | ||||||||||
| 1C. | Election of Director: Kavitha Velusamy | Management | For | For | ||||||||||
| 1D. | Election of Director: Steven A. Webster | Management | For | For | ||||||||||
| 2. | Advisory vote on a resolution to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Proposal to ratify the appointment of Ernst & Young LLP as our independent auditors for the year ended December 31, 2021. | Management | For | For | ||||||||||
| TEGNA INC. | ||||||||||||||
| Security | 87901J105 | Meeting Type | Contested-Annual | |||||||||||
| Ticker Symbol | TGNA | Meeting Date | 07-May-2021 | |||||||||||
| ISIN | US87901J1051 | Agenda | 935383240 - Opposition | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Colleen B. Brown | For | For | |||||||||||
| 2 | Carlos P. Salas | Withheld | Against | |||||||||||
| 3 | Elizabeth A. Tumulty | Withheld | Against | |||||||||||
| 4 | Mgt Nom: G. Bianchini | For | For | |||||||||||
| 5 | Mgt Nom: S. Epstein | For | For | |||||||||||
| 6 | Mgt Nom: L. Fonseca | For | For | |||||||||||
| 7 | Mgt Nom: K. Grimes | For | For | |||||||||||
| 8 | Mgt Nom: S. McCune | For | For | |||||||||||
| 9 | Mgt Nom: H. McGee | For | For | |||||||||||
| 10 | Mgt Nom: S. Ness | For | For | |||||||||||
| 11 | Mgt Nom: B. Nolop | For | For | |||||||||||
| 12 | Mgt Nom: M. Witmer | For | For | |||||||||||
| 2. | Company's proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
| 3. | Company's proposal of an advisory resolution to approve executive compensation. | Management | For | Against | ||||||||||
| 4. | Company's proposal to eliminate the Supermajority Voting Requirement. | Management | For | For | ||||||||||
| MARRIOTT INTERNATIONAL, INC. | ||||||||||||||
| Security | 571903202 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MAR | Meeting Date | 07-May-2021 | |||||||||||
| ISIN | US5719032022 | Agenda | 935390029 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | ELECTION OF DIRECTOR: J.W. Marriott, Jr. | Management | For | For | ||||||||||
| 1B. | ELECTION OF DIRECTOR: Anthony G. Capuano | Management | For | For | ||||||||||
| 1C. | ELECTION OF DIRECTOR: Deborah M. Harrison | Management | For | For | ||||||||||
| 1D. | ELECTION OF DIRECTOR: Frederick A. Henderson | Management | For | For | ||||||||||
| 1E. | ELECTION OF DIRECTOR: Eric Hippeau | Management | For | For | ||||||||||
| 1F. | ELECTION OF DIRECTOR: Lawrence W. Kellner | Management | For | For | ||||||||||
| 1G. | ELECTION OF DIRECTOR: Debra L. Lee | Management | For | For | ||||||||||
| 1H. | ELECTION OF DIRECTOR: Aylwin B. Lewis | Management | For | For | ||||||||||
| 1I. | ELECTION OF DIRECTOR: David S. Marriott | Management | For | For | ||||||||||
| 1J. | ELECTION OF DIRECTOR: Margaret M. McCarthy | Management | For | For | ||||||||||
| 1K. | ELECTION OF DIRECTOR: George Muñoz | Management | For | For | ||||||||||
| 1L. | ELECTION OF DIRECTOR: Horacio D. Rozanski | Management | For | For | ||||||||||
| 1M. | ELECTION OF DIRECTOR: Susan C. Schwab | Management | For | For | ||||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2021. | Management | For | For | ||||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||
| 4A. | AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION AND BYLAWS TO REMOVE SUPERMAJORITY VOTING STANDARDS: AMENDMENTS TO REMOVE THE SUPERMAJORITY VOTING STANDARD FOR REMOVAL OF DIRECTORS. | Management | For | For | ||||||||||
| 4B. | AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION AND BYLAWS TO REMOVE SUPERMAJORITY VOTING STANDARDS: AMENDMENTS TO REMOVE THE SUPERMAJORITY VOTING STANDARDS FOR FUTURE AMENDMENTS TO THE CERTIFICATE OF INCORPORATION APPROVED BY OUR STOCKHOLDERS. | Management | For | For | ||||||||||
| 4C. | AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION AND BYLAWS TO REMOVE SUPERMAJORITY VOTING STANDARDS: AMENDMENTS TO REMOVE THE REQUIREMENT FOR A SUPERMAJORITY STOCKHOLDER VOTE FOR FUTURE AMENDMENTS TO CERTAIN BYLAW PROVISIONS. | Management | For | For | ||||||||||
| 4D. | AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION AND BYLAWS TO REMOVE SUPERMAJORITY VOTING STANDARDS: AMENDMENT TO REMOVE THE REQUIREMENT FOR A SUPERMAJORITY STOCKHOLDER VOTE FOR CERTAIN TRANSACTIONS. | Management | For | For | ||||||||||
| 4E. | AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION AND BYLAWS TO REMOVE SUPERMAJORITY VOTING STANDARDS: AMENDMENT TO REMOVE THE SUPERMAJORITY VOTING STANDARD FOR CERTAIN BUSINESS COMBINATIONS. | Management | For | For | ||||||||||
| INOGEN, INC. | ||||||||||||||
| Security | 45780L104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | INGN | Meeting Date | 10-May-2021 | |||||||||||
| ISIN | US45780L1044 | Agenda | 935361573 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | R. Scott Greer | For | For | |||||||||||
| 2 | Heather Rider | For | For | |||||||||||
| 3 | Kristen Miranda | For | For | |||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Approval on an advisory basis of our executive compensation for the fiscal year ended December 31, 2020. | Management | For | For | ||||||||||
| AXOGEN INC | ||||||||||||||
| Security | 05463X106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AXGN | Meeting Date | 10-May-2021 | |||||||||||
| ISIN | US05463X1063 | Agenda | 935365292 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Karen Zaderej | For | For | |||||||||||
| 2 | Gregory Freitag | For | For | |||||||||||
| 3 | Quentin S. Blackford | For | For | |||||||||||
| 4 | Dr. Mark Gold | For | For | |||||||||||
| 5 | Alan M. Levine | For | For | |||||||||||
| 6 | Guido Neels | For | For | |||||||||||
| 7 | Paul Thomas | For | For | |||||||||||
| 8 | Amy Wendell | For | For | |||||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed in the Company's Proxy Statement | Management | For | For | ||||||||||
| 4. | To approve the Axogen, Inc. Amended and Restated 2019 Long-Term Incentive Plan. | Management | Against | Against | ||||||||||
| UBER TECHNOLOGIES, INC. | ||||||||||||||
| Security | 90353T100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | UBER | Meeting Date | 10-May-2021 | |||||||||||
| ISIN | US90353T1007 | Agenda | 935369341 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Ronald Sugar | Management | For | For | ||||||||||
| 1B. | Election of Director: Revathi Advaithi | Management | For | For | ||||||||||
| 1C. | Election of Director: Ursula Burns | Management | For | For | ||||||||||
| 1D. | Election of Director: Robert Eckert | Management | For | For | ||||||||||
| 1E. | Election of Director: Amanda Ginsberg | Management | For | For | ||||||||||
| 1F. | Election of Director: Dara Khosrowshahi | Management | For | For | ||||||||||
| 1G. | Election of Director: Wan Ling Martello | Management | For | For | ||||||||||
| 1H. | Election of Director: Yasir Al-Rumayyan | Management | For | For | ||||||||||
| 1I. | Election of Director: John Thain | Management | For | For | ||||||||||
| 1J. | Election of Director: David Trujillo | Management | For | For | ||||||||||
| 1K. | Election of Director: Alexander Wynaendts | Management | For | For | ||||||||||
| 2. | Advisory vote to approve 2020 named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 4. | Approval of amendments to Certificate of Incorporation and Bylaws to remove supermajority voting requirements. | Management | For | For | ||||||||||
| 5. | Stockholder proposal to prepare an annual report on lobbying activities. | Shareholder | Abstain | Against | ||||||||||
| ASTRAZENECA PLC | ||||||||||||||
| Security | G0593M107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 11-May-2021 | ||||||||||||
| ISIN | GB0009895292 | Agenda | 713747648 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | TO RECEIVE THE COMPANY'S ACCOUNTS, THE REPORTS OF THE DIRECTORS AND AUDITOR AND THE STRATEGIC REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
| 2 | TO CONFIRM DIVIDENDS | Management | For | For | ||||||||||
| 3 | TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR | Management | For | For | ||||||||||
| 4 | TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||||
| 5A | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTORS: LEIF JOHANSSON | Management | For | For | ||||||||||
| 5B | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTORS: PASCAL SORIOT | Management | For | For | ||||||||||
| 5C | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTORS: MARC DUNOYER | Management | For | For | ||||||||||
| 5D | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTORS: PHILIP BROADLEY | Management | For | For | ||||||||||
| 5E | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTORS: EUAN ASHLEY | Management | For | For | ||||||||||
| 5F | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTORS: MICHEL DEMARE | Management | For | For | ||||||||||
| 5G | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTORS: DEBORAH DISANZO | Management | For | For | ||||||||||
| 5H | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTORS: DIANA LAYFIELD | Management | For | For | ||||||||||
| 5I | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTORS: SHERI MCCOY | Management | For | For | ||||||||||
| 5J | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTORS: TONY MOK | Management | For | For | ||||||||||
| 5K | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTORS: NAZNEEN RAHMAN | Management | For | For | ||||||||||
| 5L | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTORS: MARCUS WALLENBERG | Management | For | For | ||||||||||
| 6 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
| 7 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | Management | Abstain | Against | ||||||||||
| 8 | TO AUTHORISE LIMITED POLITICAL DONATIONS | Management | For | For | ||||||||||
| 9 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||||||
| 10 | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS | Management | Abstain | Against | ||||||||||
| 11 | TO AUTHORISE THE DIRECTORS TO FURTHER DISAPPLY PRE-EMPTION RIGHTS FOR ACQUISITIONS AND SPECIFIED CAPITAL INVESTMENTS | Management | For | For | ||||||||||
| 12 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||||
| 13 | TO REDUCE THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||||||||
| 14 | TO AMEND THE RULES OF THE PERFORMANCE SHARE PLAN 2020 | Management | For | For | ||||||||||
| RHEINMETALL AG | ||||||||||||||
| Security | D65111102 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 11-May-2021 | ||||||||||||
| ISIN | DE0007030009 | Agenda | 713792845 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020- (NON-VOTING) | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 2.00 PER SHARE | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 5 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 6.1 | ELECT ULRICH GRILLO TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6.2 | ELECT KLAUS-GUENTER VENNEMANN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6.3 | ELECT SAHIN ALBAYRAK TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6.4 | ELECT BRITTA GIESEN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 7 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
| 8 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||||
| 9 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | No Action | |||||||||||
| 10 | APPROVE CREATION OF EUR 22.3 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 11 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 1 BILLION; APPROVE CREATION OF EUR 22.3 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | No Action | |||||||||||
| 12 | AMEND CORPORATE PURPOSE | Management | No Action | |||||||||||
| 13 | AMEND ARTICLES RE: PROOF OF ENTITLEMENT | Management | No Action | |||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT.-THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE.-FOR FURTHER INFORMATION PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | ||||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||||
| EDENRED SA | ||||||||||||||
| Security | F3192L109 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 11-May-2021 | ||||||||||||
| ISIN | FR0010908533 | Agenda | 713815390 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE | Non-Voting | ||||||||||||
| SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | ||||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| 1 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31ST 2020, AS PRESENTED, SHOWING NET EARNINGS AMOUNTING TO EUR 204,928,787.73. THE SHAREHOLDERS' MEETING APPROVES THE NON- DEDUCTIBLE EXPENSES AND CHARGES AMOUNTING TO EUR 277,202.00 AND THEIR CORRESPONDING TAX OF EUR 69,300.00 | Management | No Action | |||||||||||
| 2 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FINANCIAL YEAR, AS PRESENTED TO THE MEETING, WHICH SHOW CONSOLIDATED NET PROFIT OF EUR 237,913,000.00 | Management | No Action | |||||||||||
| 3 | THE SHAREHOLDERS' MEETING APPROVES THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS AND RESOLVES THAT THE INCOME FOR THE FISCAL YEAR WILL BE APPROPRIATED AS FOLLOWS: ORIGIN EARNINGS: EUR 204,928,787.73 TO THE LEGAL RESERVE: EUR 675,698.80 BALANCE: EUR 204,253,088.93 RETAINED EARNINGS: EUR 225,034,514.93 DISTRIBUTABLE INCOME: EUR 429,287,603.86 ALLOCATION DIVIDENDS (BASED ON 245,905,514 SHARES WITH DIVIDEND RIGHT AS OF DECEMBER 31ST 2020): EUR 184,429,135.50 RETAINED EARNINGS: EUR 244,858,468.36 THE SHAREHOLDERS WILL BE GRANTED A DIVIDEND OF EUR 0.75 PER SHARE, ELIGIBLE TO THE 40 PER CENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE. THE DIVIDEND WILL BE PAID AS FROM JUNE 9TH, 2021.THE AMOUNT CORRESPONDING TO THE TREASURY SHARES | Management | No Action | |||||||||||
| WILL BE ALLOCATED TO THE RETAINED EARNINGS ACCOUNT. AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS PAID, WERE AS FOLLOWS: EUR 0.70 PER SHARE FOR FISCAL YEAR 2019 EUR 0.86 PER SHARE FOR FISCAL YEAR 2018EUR 0.85 PER SHARE FOR FISCAL YEAR 2017 | ||||||||||||||
| 4 | THE DIVIDEND PAYMENT WILL BE FULLY CARRIED OUT EITHER IN CASH OR IN SHARES AS PER THE FOLLOWING CONDITIONS: THE OPTION WILL BE EFFECTIVE FROM MAY 18TH 2021, TO JUNE 2ND 2021 (INCLUSIVE), THE SHAREHOLDERS WHO HAVE NOT OPTED FOR A DIVIDEND PAYMENT IN SHARES AT THE END OF THIS PERIOD, WILL BE PAID IN CASH IF THE AMOUNT OF THE DIVIDENDS FOR WHICH THE OPTION IS EXERCISED DOES NOT CORRESPOND TO A WHOLE NUMBER OF SECURITIES, THE SHAREHOLDER WILL RECEIVE THE NUMBER OF SHARES IMMEDIATELY LOWER PLUS AN AMOUNT IN CASH. DELIVERY OF THE NEW SHARES WILL TAKE PLACE AS FROM JUNE 9TH 2020 THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||||
| 5 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MS SYLVIA COUTINHO AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | No Action | |||||||||||
| 6 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MS FRANCOISE GRI AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | No Action | |||||||||||
| 7 | THE SHAREHOLDERS' MEETING APPOINTS AS DIRECTOR, MS ANGELES GARCIA-PROVEDA FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | No Action | |||||||||||
| 8 | THE SHAREHOLDERS' MEETING APPOINTS AS DIRECTOR, MS MONICA MONDARDINI FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | No Action | |||||||||||
| 9 | THE SHAREHOLDERS' MEETING APPOINTS AS DIRECTOR, MR PHILIPPE VALLEE FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | No Action | |||||||||||
| 10 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY OF THE CEO | Management | No Action | |||||||||||
| 11 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY OF THE MEMBERS OF THE BOARD OF DIRECTORS (EXCLUDING THE CEO) | Management | No Action | |||||||||||
| 12 | THE SHAREHOLDERS' MEETING RESOLVES TO AWARD TOTAL ANNUAL FEES OF EUR 800,000.00 TO THE DIRECTORS AS FROM JANUARY 1ST 2021, UNTIL FURTHER NOTICE | Management | No Action | |||||||||||
| 13 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION REGARDING THE COMPENSATION OF THE CORPORATE OFFICERS AS MENTIONED IN ARTICLE L.22-10-9 I OF THE COMMERCIAL CODE | Management | No Action | |||||||||||
| 14 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID AND AWARDED TO MR BERTRAND DUMAZY, AS CEO | Management | No Action | |||||||||||
| 15 | THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND ACKNOWLEDGES THAT THERE ARE NO NEW AGREEMENTS TO BE SUBMITTED TO THE APPROVAL OF THIS MEETING | Management | No Action | |||||||||||
| 16 | THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO TRADE THE COMPANY'S SHARES, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 70.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT OF THE SHARES COMPOSING THE SHARE CAPITAL (I.E. 24,658,335 SHARES AS OF DECEMBER 31ST 2020), MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 1,726,083,450.00. THE NUMBER OF SHARES ACQUIRED BY THE COMPANY WITH A VIEW TO RETAINING OR DELIVERING IN CASH OR IN AN EXCHANGE AS PART OF A MERGER, DIVESTMENT OR CAPITAL CONTRIBUTION CANNOT EXCEED 5 PER CENT OF ITS CAPITAL. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF MAY 7TH 2020 IN RESOLUTION NR 14. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||||
| 17 | THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO GRANT, FOR FREE EXISTING OR FUTURE ORDINARY SHARES, IN FAVOR OF THE EMPLOYEES OR THE CORPORATE OFFICERS OF THE COMPANY AND RELATED COMPANIES, WITHOUT THE PREFERENTIAL SUBSCRIPTION RIGHTS. THEY MAY NOT | Management | No Action | |||||||||||
| REPRESENT MORE THAN 1.5 PER CENT OF THE SHARE CAPITAL. THIS AMOUNT SHALL COUNT AGAINST THE LIMITS SET FORTH IN THE 16TH AND 17TH RESOLUTIONS OF MAY 7TH 2020 OR ANY OTHER RESOLUTIONS ESTABLISHED DURING THE VALIDITY OF THE PRESENT RESOLUTION. THE TOTAL NUMBER OF SHARES ISSUED, FREELY ALLOCATED TO CORPORATE OFFICERS OF THE COMPANY MAY NOT EXCEED, 0.1 PER CENT OF THE SHARE CAPITAL AND SHALL COUNT AGAINST THE GLOBAL LIMIT AFOREMENTIONED.THE PRESENT DELEGATION IS GIVEN FOR A 26-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION OF THE SHAREHOLDERS' MEETING OF MAY 7TH 202 RESOLUTION NR 23. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||||
| 18 | SUBJECT TO THE APPLICATION OF ARTICLES L. 228-65 AND L. 228-72 OF THE FRENCH COMMERCIAL CODE, THE SHAREHOLDERS' MEETING APPROVES THE TRANSFORMATION OF THE SOCIAL FORM OF THE COMPANY INTO A EUROPEAN COMPANY (SOCIETAS EUROPAEA) WITH A BOARD OF DIRECTORS AND APPROVES THE TERMS OF THE TRANSFORMATION PROJECT THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||||
| 19 | SUBJECT TO THE ADOPTION OF RESOLUTION 18, THE SHAREHOLDERS' MEETING DECIDES TO AMEND THE FOLLOWING ARTICLES NUMBER 1: 'FORM' OF THE BYLAWS NUMBER 2: 'CORPORATE NAME' OF THE BYLAWS NUMBER 4: 'REGISTERED OFFICE' OF THE BYLAWS NUMBER 12: 'COMPANY MANAGEMENT' OF THE BYLAWS NUMBER 13: 'POWERS AND DUTIES OF THE BOARD OF DIRECTORS' OF THE BYLAWS NUMBER 15: 'DECISION OF THE BOARD OF DIRECTORS' OF THE BYLAWS NUMBER 25: ' REGULATED AGREEMENTS' OF THE BYLAWS | Management | No Action | |||||||||||
| 20 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | No Action | |||||||||||
| CMMT | 23 APR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104232101133-49 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT AND DUE TO- RECEIPT OF UPDATED BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| LEOVEGAS AB | ||||||||||||||
| Security | W5S14M117 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 11-May-2021 | ||||||||||||
| ISIN | SE0008091904 | Agenda | 713838538 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | ELECT CHAIRMAN OF MEETING | Non-Voting | ||||||||||||
| 2 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||||
| 3 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | ||||||||||||
| 4 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||||
| 5 | APPROVE AGENDA OF MEETING | Non-Voting | ||||||||||||
| 6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | ||||||||||||
| 7.A | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 7.B | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 1.60 PER SHARE | Management | No Action | |||||||||||
| 7.C.1 | APPROVE DISCHARGE OF BOARD CHAIRMAN PER NORMAN | Management | No Action | |||||||||||
| 7.C.2 | APPROVE DISCHARGE OF ANNA FRICK | Management | No Action | |||||||||||
| 7.C.3 | APPROVE DISCHARGE OF FREDRIK RUDEN | Management | No Action | |||||||||||
| 7.C.4 | APPROVE DISCHARGE OF MATHIAS HALLBERG | Management | No Action | |||||||||||
| 7.C.5 | APPROVE DISCHARGE OF CARL LARSSON | Management | No Action | |||||||||||
| 7.C.6 | APPROVE DISCHARGE OF TORSTEN SODERBERG | Management | No Action | |||||||||||
| 7.C.7 | APPROVE DISCHARGE OF HELENE WESTHOLM | Management | No Action | |||||||||||
| 7.C.8 | APPROVE DISCHARGE OF CEO GUSTAF HAGMAN | Management | No Action | |||||||||||
| 7.C.9 | APPROVE DISCHARGE OF FORMER BOARD MEMBER ROBIN RAMM-ERICSON | Management | No Action | |||||||||||
| 7.C10 | APPROVE DISCHARGE OF FORMER BOARD MEMBER MORTEN FORSTE | Management | No Action | |||||||||||
| 7.C11 | APPROVE DISCHARGE OF FORMER BOARD MEMBER TUVA PALM | Management | No Action | |||||||||||
| 8.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AGGREGATE AMOUNT OF SEK 3 MILLION | Management | No Action | |||||||||||
| 8.2 | APPROVE REMUNERATION OF AUDITORS | Management | No Action | |||||||||||
| 9.1 | DETERMINE NUMBER OF MEMBERS AND DEPUTY MEMBERS OF BOARD | Management | No Action | |||||||||||
| 9.2 | DETERMINE NUMBER OF AUDITORS AND DEPUTY AUDITORS | Management | No Action | |||||||||||
| 9.3 | REELECT PER NORMAN AS DIRECTOR | Management | No Action | |||||||||||
| 9.4 | REELECT ANNA FRICK AS DIRECTOR | Management | No Action | |||||||||||
| 9.5 | REELECT FREDRIK RUDEN AS DIRECTOR | Management | No Action | |||||||||||
| 9.6 | REELECT MATHIAS HALLBERG AS DIRECTOR | Management | No Action | |||||||||||
| 9.7 | REELECT CARL LARSSON AS DIRECTOR | Management | No Action | |||||||||||
| 9.8 | REELECT TORSTEN SODERBERG AS DIRECTOR | Management | No Action | |||||||||||
| 9.9 | REELECT HELENE WESTHOLM AS DIRECTOR | Management | No Action | |||||||||||
| 9.10 | RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS | Management | No Action | |||||||||||
| 10 | REELECT PER NORMAN AS BOARD CHAIRMAN | Management | No Action | |||||||||||
| 11 | AUTHORIZE CHAIRMAN OF BOARD AND REPRESENTATIVES OF FOUR OF COMPANY'S LARGEST SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE | Management | No Action | |||||||||||
| 12.A | APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES | Management | No Action | |||||||||||
| 12.B | APPROVE EQUITY PLAN FINANCING | Management | No Action | |||||||||||
| 13 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES | Management | No Action | |||||||||||
| 14 | APPROVE ISSUANCE OF UP TO 10 PERCENT OF ISSUED SHARES WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 15 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| 16 | CLOSE MEETING | Non-Voting | ||||||||||||
| CMMT | 16 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CUSTODIAN) WILL BE REQUIRED TO-INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN-THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED-TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER-HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE-RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO-MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CUSTODIAN MAY USE YOUR VOTE- INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER-OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | 16 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 16 ARP 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| ASTRAZENECA PLC | ||||||||||||||
| Security | G0593M107 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 11-May-2021 | ||||||||||||
| ISIN | GB0009895292 | Agenda | 713898495 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | PROPOSED ACQUISITION BY THE COMPANY OF ALEXION PHARMACEUTICALS INC | Management | For | For | ||||||||||
| CMMT | 23 APR 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| T. ROWE PRICE GROUP, INC. | ||||||||||||||
| Security | 74144T108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TROW | Meeting Date | 11-May-2021 | |||||||||||
| ISIN | US74144T1088 | Agenda | 935357586 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Mark S. Bartlett | Management | For | For | ||||||||||
| 1B. | Election of Director: Mary K. Bush | Management | For | For | ||||||||||
| 1C. | Election of Director: Dina Dublon | Management | For | For | ||||||||||
| 1D. | Election of Director: Dr. Freeman A. Hrabowski, III | Management | For | For | ||||||||||
| 1E. | Election of Director: Robert F. MacLellan | Management | For | For | ||||||||||
| 1F. | Election of Director: Olympia J. Snowe | Management | For | For | ||||||||||
| 1G. | Election of Director: Robert J. Stevens | Management | For | For | ||||||||||
| 1H. | Election of Director: William J. Stromberg | Management | For | For | ||||||||||
| 1I. | Election of Director: Richard R. Verma | Management | For | For | ||||||||||
| 1J. | Election of Director: Sandra S. Wijnberg | Management | For | For | ||||||||||
| 1K. | Election of Director: Alan D. Wilson | Management | For | For | ||||||||||
| 2. | To approve, by a non-binding advisory vote, the compensation paid by the Company to its Named Executive Officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 4. | Stockholder proposal for a report on voting by our funds and portfolios on matters related to climate change. | Shareholder | Against | For | ||||||||||
| LOEWS CORPORATION | ||||||||||||||
| Security | 540424108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | L | Meeting Date | 11-May-2021 | |||||||||||
| ISIN | US5404241086 | Agenda | 935359198 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Ann E. Berman | Management | For | For | ||||||||||
| 1B. | Election of Director: Joseph L. Bower | Management | For | For | ||||||||||
| 1C. | Election of Director: Charles D. Davidson | Management | For | For | ||||||||||
| 1D. | Election of Director: Charles M. Diker | Management | For | For | ||||||||||
| 1E. | Election of Director: Paul J. Fribourg | Management | For | For | ||||||||||
| 1F. | Election of Director: Walter L. Harris | Management | For | For | ||||||||||
| 1G. | Election of Director: Philip A. Laskawy | Management | For | For | ||||||||||
| 1H. | Election of Director: Susan P. Peters | Management | For | For | ||||||||||
| 1I. | Election of Director: Andrew H. Tisch | Management | For | For | ||||||||||
| 1J. | Election of Director: James S. Tisch | Management | For | For | ||||||||||
| 1K. | Election of Director: Jonathan M. Tisch | Management | For | For | ||||||||||
| 1L. | Election of Director: Anthony Welters | Management | For | For | ||||||||||
| 2. | Approve, on an advisory basis, executive compensation. | Management | For | For | ||||||||||
| 3. | Ratify Deloitte & Touche LLP as independent auditors. | Management | For | For | ||||||||||
| 4. | Shareholder proposal requesting certain disclosures regarding political contributions, if presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
| TRANSUNION | ||||||||||||||
| Security | 89400J107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TRU | Meeting Date | 11-May-2021 | |||||||||||
| ISIN | US89400J1079 | Agenda | 935359667 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: William P. (Billy) Bosworth | Management | For | For | ||||||||||
| 1B. | Election of Director: Suzanne P. Clark | Management | For | For | ||||||||||
| 1C. | Election of Director: Kermit R. Crawford | Management | For | For | ||||||||||
| 1D. | Election of Director: Russell P. Fradin | Management | For | For | ||||||||||
| 1E. | Election of Director: Pamela A. Joseph | Management | For | For | ||||||||||
| 1F. | Election of Director: Thomas L. Monahan, III | Management | For | For | ||||||||||
| 2. | Ratification of appointment of PricewaterhouseCoopers LLP as TransUnion's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| CUMMINS INC. | ||||||||||||||
| Security | 231021106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CMI | Meeting Date | 11-May-2021 | |||||||||||
| ISIN | US2310211063 | Agenda | 935361662 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1) | Election of Director: N. Thomas Linebarger | Management | For | For | ||||||||||
| 2) | Election of Director: Robert J. Bernhard | Management | For | For | ||||||||||
| 3) | Election of Director: Dr. Franklin R. Chang Diaz | Management | For | For | ||||||||||
| 4) | Election of Director: Bruno V. Di Leo Allen | Management | For | For | ||||||||||
| 5) | Election of Director: Stephen B. Dobbs | Management | For | For | ||||||||||
| 6) | Election of Director: Carla A. Harris | Management | For | For | ||||||||||
| 7) | Election of Director: Robert K. Herdman | Management | For | For | ||||||||||
| 8) | Election of Director: Alexis M. Herman | Management | For | For | ||||||||||
| 9) | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||||
| 10) | Election of Director: William I. Miller | Management | For | For | ||||||||||
| 11) | Election of Director: Georgia R. Nelson | Management | For | For | ||||||||||
| 12) | Election of Director: Kimberly A. Nelson | Management | For | For | ||||||||||
| 13) | Election of Director: Karen H. Quintos | Management | For | For | ||||||||||
| 14) | Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||||
| 15) | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our auditors for 2021. | Management | For | For | ||||||||||
| 16) | The shareholder proposal regarding professional services allowance for our named executive officers. | Shareholder | Abstain | Against | ||||||||||
| WATERS CORPORATION | ||||||||||||||
| Security | 941848103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WAT | Meeting Date | 11-May-2021 | |||||||||||
| ISIN | US9418481035 | Agenda | 935361888 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director to serve for a term of one year: Udit Batra | Management | For | For | ||||||||||
| 1.2 | Election of Director to serve for a term of one year: Linda Baddour | Management | For | For | ||||||||||
| 1.3 | Election of Director to serve for a term of one year: Michael J. Berendt | Management | For | For | ||||||||||
| 1.4 | Election of Director to serve for a term of one year: Edward Conard | Management | For | For | ||||||||||
| 1.5 | Election of Director to serve for a term of one year: Gary E. Hendrickson | Management | For | For | ||||||||||
| 1.6 | Election of Director to serve for a term of one year: Pearl S. Huang | Management | For | For | ||||||||||
| 1.7 | Election of Director to serve for a term of one year: Christopher A. Kuebler | Management | For | For | ||||||||||
| 1.8 | Election of Director to serve for a term of one year: Flemming Ornskov | Management | For | For | ||||||||||
| 1.9 | Election of Director to serve for a term of one year: Thomas P. Salice | Management | For | For | ||||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve, by non-binding vote, named executive officer compensation. | Management | For | For | ||||||||||
| CONOCOPHILLIPS | ||||||||||||||
| Security | 20825C104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | COP | Meeting Date | 11-May-2021 | |||||||||||
| ISIN | US20825C1045 | Agenda | 935367602 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | ELECTION OF DIRECTOR: Charles E. Bunch | Management | For | For | ||||||||||
| 1B. | ELECTION OF DIRECTOR: Caroline Maury Devine | Management | For | For | ||||||||||
| 1C. | ELECTION OF DIRECTOR: John V. Faraci | Management | For | For | ||||||||||
| 1D. | ELECTION OF DIRECTOR: Jody Freeman | Management | For | For | ||||||||||
| 1E. | ELECTION OF DIRECTOR: Gay Huey Evans | Management | For | For | ||||||||||
| 1F. | ELECTION OF DIRECTOR: Jeffrey A. Joerres | Management | For | For | ||||||||||
| 1G. | ELECTION OF DIRECTOR: Ryan M. Lance | Management | For | For | ||||||||||
| 1H. | ELECTION OF DIRECTOR: Timothy A. Leach | Management | For | For | ||||||||||
| 1I. | ELECTION OF DIRECTOR: William H. McRaven | Management | For | For | ||||||||||
| 1J. | ELECTION OF DIRECTOR: Sharmila Mulligan | Management | For | For | ||||||||||
| 1K. | ELECTION OF DIRECTOR: Eric D. Mullins | Management | For | For | ||||||||||
| 1L. | ELECTION OF DIRECTOR: Arjun N. Murti | Management | For | For | ||||||||||
| 1M. | ELECTION OF DIRECTOR: Robert A. Niblock | Management | For | For | ||||||||||
| 1N. | ELECTION OF DIRECTOR: David T. Seaton | Management | For | For | ||||||||||
| 1O. | ELECTION OF DIRECTOR: R.A. Walker | Management | For | For | ||||||||||
| 2. | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Advisory Approval of Executive Compensation. | Management | For | For | ||||||||||
| 4. | Simple Majority Vote Standard. | Management | For | For | ||||||||||
| 5. | Emission Reduction Targets. | Shareholder | Abstain | Against | ||||||||||
| WASTE MANAGEMENT, INC. | ||||||||||||||
| Security | 94106L109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WM | Meeting Date | 11-May-2021 | |||||||||||
| ISIN | US94106L1098 | Agenda | 935369199 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: James C. Fish, Jr. | Management | For | For | ||||||||||
| 1B. | Election of Director: Andrés R. Gluski | Management | For | For | ||||||||||
| 1C. | Election of Director: Victoria M. Holt | Management | For | For | ||||||||||
| 1D. | Election of Director: Kathleen M. Mazzarella | Management | For | For | ||||||||||
| 1E. | Election of Director: Sean E. Menke | Management | For | For | ||||||||||
| 1F. | Election of Director: William B. Plummer | Management | For | For | ||||||||||
| 1G. | Election of Director: John C. Pope | Management | For | For | ||||||||||
| 1H. | Election of Director: Maryrose T. Sylvester | Management | For | For | ||||||||||
| 1I. | Election of Director: Thomas H. Weidemeyer | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Non-binding, advisory proposal to approve our executive compensation. | Management | For | For | ||||||||||
| PNM RESOURCES, INC. | ||||||||||||||
| Security | 69349H107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PNM | Meeting Date | 11-May-2021 | |||||||||||
| ISIN | US69349H1077 | Agenda | 935369719 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Vicky A. Bailey | Management | For | For | ||||||||||
| 1B. | Election of Director: Norman P. Becker | Management | For | For | ||||||||||
| 1C. | Election of Director: Patricia K. Collawn | Management | For | For | ||||||||||
| 1D. | Election of Director: E. Renae Conley | Management | For | For | ||||||||||
| 1E. | Election of Director: Alan J. Fohrer | Management | For | For | ||||||||||
| 1F. | Election of Director: Sidney M. Gutierrez | Management | For | For | ||||||||||
| 1G. | Election of Director: James A. Hughes | Management | For | For | ||||||||||
| 1H. | Election of Director: Maureen T. Mullarkey | Management | For | For | ||||||||||
| 1I. | Election of Director: Donald K. Schwanz | Management | For | For | ||||||||||
| 2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Approve, on an advisory basis, the compensation of our named executive officers as disclosed in the 2021 proxy statement. | Management | For | For | ||||||||||
| 4. | Publish a report on costs and benefits of voluntary climate- related activities. | Shareholder | Abstain | Against | ||||||||||
| MKS INSTRUMENTS, INC. | ||||||||||||||
| Security | 55306N104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MKSI | Meeting Date | 11-May-2021 | |||||||||||
| ISIN | US55306N1046 | Agenda | 935369846 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Rajeev Batra | For | For | |||||||||||
| 2 | Gerald G. Colella | For | For | |||||||||||
| 3 | Elizabeth A. Mora | For | For | |||||||||||
| 2. | The approval, on an advisory basis, of executive compensation. | Management | For | For | ||||||||||
| 3. | The ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| ICU MEDICAL, INC. | ||||||||||||||
| Security | 44930G107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ICUI | Meeting Date | 11-May-2021 | |||||||||||
| ISIN | US44930G1076 | Agenda | 935383276 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Vivek Jain | For | For | |||||||||||
| 2 | George A. Lopez, M.D. | For | For | |||||||||||
| 3 | Robert S. Swinney, M.D. | For | For | |||||||||||
| 4 | David C. Greenberg | For | For | |||||||||||
| 5 | Elisha W. Finney | For | For | |||||||||||
| 6 | David F. Hoffmeister | For | For | |||||||||||
| 7 | Donald M. Abbey | For | For | |||||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP as auditors for the Company for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve named executive officer compensation on an advisory basis. | Management | For | For | ||||||||||
| WW INTERNATIONAL, INC. | ||||||||||||||
| Security | 98262P101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WW | Meeting Date | 11-May-2021 | |||||||||||
| ISIN | US98262P1012 | Agenda | 935388303 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Denis F. Kelly | For | For | |||||||||||
| 2 | Julie Rice | For | For | |||||||||||
| 3 | Christopher J. Sobecki | For | For | |||||||||||
| 4 | Oprah Winfrey | For | For | |||||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
| 3. | To approve the Company's Third Amended and Restated 2014 Stock Incentive Plan to make certain changes, including increasing the number of shares of common stock with respect to which awards may be granted by 4,000,000 shares, to the plan. | Management | Against | Against | ||||||||||
| 4. | Advisory vote to approve the Company's named executive officer compensation. | Management | For | For | ||||||||||
| CREDIT AGRICOLE SA | ||||||||||||||
| Security | F22797108 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 12-May-2021 | ||||||||||||
| ISIN | FR0000045072 | Agenda | 713725185 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | 26 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD-CREST DEPOSITORY INTERESTS (CDIs) AND PARTICIPATE AT THIS MEETING, YOU (OR-YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A-TRANSFER OF THE RELEVANT CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE-ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE-COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS-SETTLED, THE CDIs WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIs WILL BE-RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO-MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS | Non-Voting | ||||||||||||
| MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT SHAREHOLDER DETAILS ARE- REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED,-YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | ||||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | 26 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU AND-PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202104262100066-50 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF ALL-RESOLUTIONS AND MODIFICATION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| 1 | AMENDMENTS TO THE COMPANY'S BYLAWS TO ALLOW THE PAYMENT OF THE DIVIDEND IN SHARES | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 - APPROVAL OF THE OVERALL AMOUNT OF NON-DEDUCTIBLE EXPENSES AND COSTS | Management | No Action | |||||||||||
| 3 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 4 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2020 AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
| 5 | OPTION FOR THE PAYMENT OF THE DIVIDEND IN SHARES | Management | No Action | |||||||||||
| 6 | APPROVAL OF THE LOAN AGREEMENT BETWEEN CREDIT AGRICOLE S.A. AND CREDIT DU MAROC, TO RESPOND TO THE REQUEST OF THE MOROCCAN SUPERVISOR THAT THE INSTITUTIONS UNDER ITS SUPERVISION RETAIN THE 2019 DIVIDEND, ISSUED AFTER THE GENERAL MEETING, IN ACCORDANCE WITH ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 7 | APPROVAL OF THE AMENDMENT TO THE ASSOCIATES' PACT, SIGNED ON 8 JUNE 2018, SPECIFYING THE RULES OF GOVERNANCE OF CAGIP, IN ACCORDANCE WITH ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 8 | APPROVAL OF THE AMENDMENT TO THE AGREEMENT FOR THE TRANSFER OF CREDIT AGRICOLE S.A.'S DSB ACTIVITY TO CACIB, RELATING TO THE MODIFICATION OF THE SCOPE OF THE TRANSFER OF GOODWILL BETWEEN CREDIT AGRICOLE SA AND CA-CIB ON 1 JANUARY 2018, IN ACCORDANCE WITH ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 9 | APPROVAL OF THE FOUR TAX CONSOLIDATION AGREEMENTS RENEWED BY THE BOARD ON 10 FEBRUARY 2021, IN ACCORDANCE WITH ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE AMENDMENT TO THE AMENDING LOAN AGREEMENT DATED 10 OCTOBER 2017, CONCLUDED BETWEEN CREDIT AGRICOLE SA AND CAISSE REGIONALE DE NORMANDIE, IN ACCORDANCE WITH ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 11 | APPOINTMENT OF MRS. AGNES AUDIER AS DIRECTOR, AS A REPLACEMENT FOR MRS. LAURENCE DORS | Management | No Action | |||||||||||
| 12 | APPOINTMENT OF MRS. MARIANNE LAIGNEAU AS DIRECTOR, AS A REPLACEMENT FOR MRS. MONICA MONDARDINI | Management | No Action | |||||||||||
| 13 | APPOINTMENT OF MRS. ALESSIA MOSCA AS DIRECTOR, AS A REPLACEMENT FOR MRS. CAROLINE CATOIRE | Management | No Action | |||||||||||
| 14 | APPOINTMENT OF MR. OLIVIER AUFFRAY AS DIRECTOR, AS A REPLACEMENT FOR MR. PHILIPPE DE WAAL | Management | No Action | |||||||||||
| 15 | APPOINTMENT OF MR. CHRISTOPHE LESUR AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS AND MRS. CAROLINE CORBIERE AS HIS DEPUTY, AS A REPLACEMENT FOR THE POSITION OF DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS OF REGIONAL FUNDS (CAISSES REGIONALES) OCCUPIED BY MRS. PASCALE BERGER | Management | No Action | |||||||||||
| 16 | RENEWAL OF THE TERM OF OFFICE OF MR. LOUIS TERCINIER AS DIRECTOR | Management | No Action | |||||||||||
| 17 | RENEWAL OF THE TERM OF OFFICE OF SAS, RUE DE LA BOETIE AS DIRECTOR | Management | No Action | |||||||||||
| 18 | RATIFICATION OF THE CO-OPTATION OF MRS. NICOLE GOURMELON AS DIRECTOR, AS A REPLACEMENT FOR MRS. RENE TALAMONA, WHO RESIGNED | Management | No Action | |||||||||||
| 19 | RENEWAL OF THE TERM OF OFFICE OF MRS. NICOLE GOURMELON AS DIRECTOR | Management | No Action | |||||||||||
| 20 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 21 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 22 | APPROVAL OF THE COMPENSATION POLICY FOR THE DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 23 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS | Management | No Action | |||||||||||
| 24 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 OR GRANTED FOR THE SAME FINANCIAL YEAR TO MR. DOMINIQUE LEFEBVRE, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 25 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. PHILIPPE BRASSAC, CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 26 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. XAVIER MUSCA, DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 27 | APPROVAL OF THE COMPENSATION REPORT | Management | No Action | |||||||||||
| 28 | OPINION ON THE TOTAL AMOUNT OF COMPENSATION PAID DURING THE PAST FINANCIAL YEAR TO CATEGORIES OF EMPLOYEES WHOSE PROFESSIONAL ACTIVITIES HAVE A SIGNIFICANT IMPACT ON THE RISK PROFILE OF THE COMPANY OR GROUP, AS REFERRED TO IN ARTICLE L.511-71 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | No Action | |||||||||||
| 29 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE OR ARRANGE FOR THE PURCHASE OF THE COMPANY'S SHARES | Management | No Action | |||||||||||
| 30 | AMENDMENTS TO THE BYLAWS TO TAKE NOTE OF THE RENUMBERING OF THE FRENCH COMMERCIAL CODE RESULTING FROM ORDER NO. 2020-1142 OF 16 SEPTEMBER 2020 CREATING, WITHIN THE FRENCH COMMERCIAL CODE, A CHAPTER RELATING TO COMPANIES WHOSE SECURITIES ARE ADMITTED TO TRADING ON A REGULATED MARKET OR ON A MULTILATERAL TRADING FACILITY | Management | No Action | |||||||||||
| 31 | AMENDMENT TO ARTICLE 11 OF THE BYLAWS TO DETERMINE THE PROCEDURES FOR APPOINTING DIRECTORS REPRESENTING EMPLOYEES IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE L. 225-27-1 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 32 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY OR IN THE FUTURE, TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR EMPLOYEES OF THE COMPANIES OF THE CREDIT AGRICOLE GROUP WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN | Management | No Action | |||||||||||
| 33 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY OR IN THE FUTURE, TO THE CAPITAL, RESERVED FOR A CATEGORY OF BENEFICIARIES, IN THE CONTEXT OF AN EMPLOYEE SHAREHOLDING OPERATION | Management | No Action | |||||||||||
| 34 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
| STANDARD CHARTERED PLC | ||||||||||||||
| Security | G84228157 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 12-May-2021 | ||||||||||||
| ISIN | GB0004082847 | Agenda | 713838766 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | TO RECEIVE THE COMPANY'S ANNUAL REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS | Management | For | For | ||||||||||
| 2 | TO DECLARE A FINAL DIVIDEND OF USD 0.09 PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
| 3 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION CONTAINED IN THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
| 4 | TO ELECT MARIA RAMOS, AN INDEPENDENT NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
| 5 | TO RE-ELECT DAVID CONNER, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
| 6 | TO RE-ELECT BYRON GROTE, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
| 7 | TO RE-ELECT ANDY HALFORD, AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
| 8 | TO RE-ELECT CHRISTINE HODGSON, CBE, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
| 9 | TO RE-ELECT GAY HUEY EVANS, OBE, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
| 10 | TO RE-ELECT NAGUIB KHERAJ, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
| 11 | TO RE-ELECT PHIL RIVETT, AN INDEPENDENT NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
| 12 | TO RE-ELECT DAVID TANG, AN INDEPENDENT NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
| 13 | TO RE-ELECT CARLSON TONG, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
| 14 | TO RE-ELECT JOSE VINALS, AS GROUP CHAIRMAN | Management | For | For | ||||||||||
| 15 | TO RE-ELECT JASMINE WHITBREAD, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
| 16 | TO RE-ELECT BILL WINTERS, CBE, AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
| 17 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR TO THE COMPANY FROM THE END OF THE AGM UNTIL THE END OF NEXT YEAR'S AGM | Management | For | For | ||||||||||
| 18 | TO AUTHORISE THE AUDIT COMMITTEE, ACTING FOR AND ON BEHALF OF THE BOARD, TO SET THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||||
| 19 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE WITHIN THE LIMITS PRESCRIBED IN THE RESOLUTION | Management | For | For | ||||||||||
| 20 | TO APPROVE THE 2021 STANDARD CHARTERED SHARE PLAN AND AUTHORISE THE BOARD TO DO ANYTHING IT CONSIDERS NECESSARY OR DESIRABLE FOR ITS IMPLEMENTATION AND OPERATION | Management | For | For | ||||||||||
| 21 | TO AUTHORISE THE BOARD TO ALLOT ORDINARY SHARES | Management | For | For | ||||||||||
| 22 | TO EXTEND THE AUTHORITY TO ALLOT ORDINARY SHARES GRANTED PURSUANT TO RESOLUTION 21 BY SUCH NUMBER OF SHARES REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 27 | Management | For | For | ||||||||||
| 23 | TO AUTHORISE THE BOARD TO ALLOT SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN RELATION TO ANY ISSUES BY THE COMPANY OF EQUITY CONVERTIBLE ADDITIONAL TIER 1 SECURITIES | Management | For | For | ||||||||||
| 24 | TO AUTHORISE THE BOARD TO DISAPPLY PRE- EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 21 | Management | Abstain | Against | ||||||||||
| 25 | IN ADDITION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 24, TO AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 21 FOR THE PURPOSES OF ACQUISITIONS AND OTHER CAPITAL INVESTMENTS | Management | For | For | ||||||||||
| 26 | IN ADDITION TO THE AUTHORITIES GRANTED PURSUANT TO RESOLUTIONS 24 AND 25, TO AUTHORISE THE BOARD TO DISAPPLY PRE- EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED, IN RESPECT OF EQUITY CONVERTIBLE ADDITIONAL TIER 1 SECURITIES, PURSUANT TO RESOLUTION 23 | Management | For | For | ||||||||||
| 27 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | Management | For | For | ||||||||||
| 28 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN PREFERENCE SHARES | Management | For | For | ||||||||||
| 29 | TO ENABLE THE COMPANY TO CALL A GENERAL MEETING OTHER THAN AN AGM ON NO LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||
| CMMT | 12 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MEETING NEED TO BE- COMPLETED WITHOUT RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU | Non-Voting | ||||||||||||
| ATOS SE | ||||||||||||||
| Security | F06116101 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 12-May-2021 | ||||||||||||
| ISIN | FR0000051732 | Agenda | 713839794 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 23 APR 2021:PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104232101143-49 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF UPDATED BALO LINK. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| 1 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED TO THE MEETING | Management | No Action | |||||||||||
| 2 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FINANCIAL YEAR, AS PRESENTED TO THE MEETING | Management | No Action | |||||||||||
| 3 | THE SHAREHOLDERS' MEETING RESOLVES TO ALLOCATE THE EARNINGS AS FOLLOWS: ORIGIN: EARNINGS: EUR 1,378,572,313.17 RETAINED EARNINGS: EUR 3,528,430,291.23 DISTRIBUTABLE INCOME: EUR 4,907,002,604.40 ALLOCATION: ORDINARY DIVIDENDS: EUR 98,945,910.90 (BASED ON 109,993,166 SHARES COMPOSING THE SHARE CAPITAL AS OF THE 31ST OF DECEMBER 2020, INCLUDING 53,265 TREASURY SHARES) RETAINED EARNINGS: EUR 4,808,056,693.50 THE SHAREHOLDERS WILL BE GRANTED A DIVIDEND OF EUR 0.90 PER SHARE (BASED ON 109,939,901 SHARES), ELIGIBLE TO THE 40 PER CENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE. THIS DIVIDEND WILL BE PAID ON THE 18TH OF MAY 2021. FOLLOWING THIS ALLOCATION, THE LEGAL RESERVE ACCOUNT WILL SHOW A NEW BALANCE OF EUR 10,999,316.60. THE AMOUNT CORRESPONDING TO THE TREASURY SHARES WILL BE ALLOCATED TO THE OTHER RESERVES ACCOUNT. FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS: EUR 0.00 PER SHARE FOR FISCAL YEAR 2019 EUR 1.70 PER SHARE FOR FISCAL YEAR 2018 EUR 1.60 PER SHARE FOR FISCAL YEAR 2017 | Management | No Action | |||||||||||
| 4 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR VIVEK BADRINATH AS A DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR | Management | No Action | |||||||||||
| 5 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR BERTRAND MEUNIER AS A DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR | Management | No Action | |||||||||||
| 6 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS AMINATA NIANE AS A DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR | Management | No Action | |||||||||||
| 7 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS LYNN PAINE AS A DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR | Management | No Action | |||||||||||
| 8 | THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND THE AGREEMENTS AUTHORIZED FOR SAID FISCAL YEAR REFERRED TO THEREIN | Management | No Action | |||||||||||
| 9 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR BERTRAND MEUNIER AS CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE 2020 FINANCIAL YEAR | Management | No Action | |||||||||||
| 10 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR ELIE GIRARD AS MANAGING DIRECTOR FOR THE 2020 FINANCIAL YEAR | Management | No Action | |||||||||||
| 11 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION RELATED TO THE COMPENSATION APPLICABLE TO THE CORPORATE OFFICERS IN ACCORDANCE WITH THE ARTICLE L.22-10-9 I OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 12 | THE SHAREHOLDERS' MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE DIRECTORS | Management | No Action | |||||||||||
| 13 | THE SHAREHOLDERS' MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 14 | THE SHAREHOLDERS' MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE MANAGING DIRECTOR | Management | No Action | |||||||||||
| 15 | THE SHAREHOLDERS' MEETING GIVES A FAVOURABLE OPINION ON THE AMBITION OF THE COMPANY AND ITS GROUP IN TERMS OF 'NET ZERO EMISSIONS' DECARBONISATION | Management | No Action | |||||||||||
| 16 | THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO BUY BACK THE COMPANY'S SHARES, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 120.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 PER CENT OF THE SHARES COMPOSING THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 1,319,917,920.00. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS DELEGATION OF POWERS | Management | No Action | |||||||||||
| SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||||
| 17 | THE SHAREHOLDERS' MEETING GRANTS ALL POWERS TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH THE STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10 PER CENT OF THE SHARE CAPITAL OVER A 24- MONTH PERIOD. THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT | Management | No Action | |||||||||||
| 18 | THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, IN FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN OR ANY OTHER QUALIFIED EQUIVALENT PLAN, BY ISSUANCE OF SHARES OR OTHER EQUITY SECURITIES OF THE COMPANY, OR SECURITIES GIVING ACCESS TO EXISTING OR TO BE ISSUED SHARES OR OTHER EQUITY SECURITIES OF THE COMPANY, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS DELEGATION IS GIVEN FOR AN 18- MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED 2 PER CENT OF THE SHARE CAPITAL. THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION NUMBER 24 GRANTED BY THE SHAREHOLDERS' MEETING OF THE 16TH OF JUNE 2020. THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||||
| 19 | THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL IN FAVOUR OF (I) EMPLOYEES, CORPORATE OFFICERS OF RELATED COMPANIES WITH THEIR HEAD OFFICE ABROAD, (II) AIF, UCITS, EMPLOYEE SHAREHOLDING INVESTED IN COMPANY'S EQUITIES WHOSE SHAREHOLDERS ARE REFERRED IN (I), (III) ANY CREDIT INSTITUTION SETTING UP ON BEHALF OF THE COMPANY A SHAREHOLDING OR SAVINGS PLAN FOR THE PERSONS REFERRED IN (I) TO OFFER A SHAREHOLDING-EMPLOYEE SAVINGS PLAN | Management | No Action | |||||||||||
| SIMILAR TO THE PLAN GRANTED TO THE OTHER EMPLOYEES OF THE ATOS GROUP, BY ISSUANCE OF SHARES (PREFERENCE SHARES EXCLUDED), SECURITIES GIVING ACCESS TO THE COMPANY'S SHARE CAPITAL (INCLUDING EQUITY SECURITIES GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES), WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. DELEGATION FOR 18 MONTHS, FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED 0.2 PER CENT OF THE SHARE CAPITAL AND COUNTING AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION 24 GRANTED ON JUNE 16, 2020. ALL POWERS TO THE BOARD OF DIRECTORS | ||||||||||||||
| 20 | THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO GRANT, FOR FREE, ON ONE OR MORE OCCASIONS, EXISTING OR TO BE ISSUED SHARES, IN FAVOUR OF BENEFICIARIES TO BE CHOSEN AMONG THE EMPLOYEES OR THE CORPORATE OFFICERS OF THE COMPANY AND OR RELATED COMPANIES OR ECONOMIC INTEREST GROUPINGS. THEY MAY NOT REPRESENT MORE THAN 0.9 PER CENT OF THE SHARE CAPITAL, AMONG WHICH THE SHARES GRANTED TO THE MANAGING CORPORATE OFFICERS MAY NOT REPRESENT MORE THAN 0.09 PER CENT OF THE SHARE CAPITAL. THIS AUTHORIZATION IS GIVEN FOR A 38-MONTH PERIOD. THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||||
| 21 | THE SHAREHOLDERS' MEETING DECIDES TO AMEND ARTICLES: NR 25: 'REGULATED AGREEMENTS', NR 28: 'PROVISIONS COMMON TO THE SHAREHOLDERS' MEETINGS', NR 33: 'DELIBERATIONS OF THE SHAREHOLDERS' MEETINGS', OF THE BYLAWS | Management | No Action | |||||||||||
| 22 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | No Action | |||||||||||
| IDORSIA LTD | ||||||||||||||
| Security | H3879B109 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 12-May-2021 | ||||||||||||
| ISIN | CH0363463438 | Agenda | 713900466 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 550039 DUE TO SPLITTING-OF RESOLUTION 5.4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| 1.1 | ANNUAL REPORT 2020, CONSOLIDATED FINANCIAL STATEMENTS 2020, STATUTORY FINANCIAL STATEMENTS 2020 AND COMPENSATION REPORT 2020: APPROVAL OF ANNUAL REPORT 2020, CONSOLIDATED FINANCIAL STATEMENTS 2020, AND STATUTORY FINANCIAL STATEMENTS 2020 | Management | No Action | |||||||||||
| 1.2 | ANNUAL REPORT 2020, CONSOLIDATED FINANCIAL STATEMENTS 2020, STATUTORY FINANCIAL STATEMENTS 2020 AND COMPENSATION REPORT 2020: CONSULTATIVE VOTE ON THE COMPENSATION REPORT 2020 | Management | No Action | |||||||||||
| 2 | APPROPRIATION OF AVAILABLE EARNINGS | Management | No Action | |||||||||||
| 3 | DISCHARGE OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE COMMITTEE | Management | No Action | |||||||||||
| 4 | INCREASE AND EXTENSION OF THE EXISTING AUTHORISED SHARE CAPITAL | Management | No Action | |||||||||||
| 5.1.1 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MATHIEU SIMON | Management | No Action | |||||||||||
| 5.1.2 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: JOERN ALDAG | Management | No Action | |||||||||||
| 5.1.3 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: JEAN-PAUL CLOZEL | Management | No Action | |||||||||||
| 5.1.4 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: FELIX R. EHRAT | Management | No Action | |||||||||||
| 5.1.5 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: SANDY MAHATME | Management | No Action | |||||||||||
| 5.2.1 | ELECTION OF NEW DIRECTOR: PETER KELLOGG | Management | No Action | |||||||||||
| 5.2.2 | ELECTION OF NEW DIRECTOR: SRISHTI GUPTA | Management | No Action | |||||||||||
| 5.3 | RE-ELECTION OF THE CHAIR OF THE BOARD OF DIRECTORS: MATHIEU SIMON | Management | No Action | |||||||||||
| 5.4.1 | ELECTION OF THE NOMINATING, GOVERNANCE AND COMPENSATION COMMITTEE: MATHIEU SIMON | Management | No Action | |||||||||||
| 5.4.2 | ELECTION OF THE NOMINATING, GOVERNANCE AND COMPENSATION COMMITTEE: JOERN ALDAG | Management | No Action | |||||||||||
| 5.4.3 | ELECTION OF THE NOMINATING, GOVERNANCE AND COMPENSATION COMMITTEE: FELIX R. EHRAT | Management | No Action | |||||||||||
| 5.4.4 | ELECTION OF THE NOMINATING, GOVERNANCE AND COMPENSATION COMMITTEE: SRISHTI GUPTA | Management | No Action | |||||||||||
| 6.1 | APPROVAL OF BOARD COMPENSATION AND EXECUTIVE COMMITTEE COMPENSATION: APPROVAL OF BOARD COMPENSATION (NON- EXECUTIVE DIRECTORS) FOR THE 2021-2022 TERM OF OFFICE | Management | No Action | |||||||||||
| 6.2 | APPROVAL OF BOARD COMPENSATION AND EXECUTIVE COMMITTEE COMPENSATION: APPROVAL OF EXECUTIVE COMMITTEE COMPENSATION 2022 | Management | No Action | |||||||||||
| 7 | ELECTION OF THE INDEPENDENT PROXY: BACHMANNPARTNER SACHWALTER UND TREUHAND AG | Management | No Action | |||||||||||
| 8 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG AG, BASEL | Management | No Action | |||||||||||
| IDEX CORPORATION | ||||||||||||||
| Security | 45167R104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IEX | Meeting Date | 12-May-2021 | |||||||||||
| ISIN | US45167R1041 | Agenda | 935361484 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director for a term of three years: WILLIAM M. COOK | Management | For | For | ||||||||||
| 1B. | Election of Director for a term of three years: MARK A. BUTHMAN | Management | For | For | ||||||||||
| 1C. | Election of Director for a term of three years: LAKECIA N. GUNTER | Management | For | For | ||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered accounting firm for 2021. | Management | For | For | ||||||||||
| PERRIGO COMPANY PLC | ||||||||||||||
| Security | G97822103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PRGO | Meeting Date | 12-May-2021 | |||||||||||
| ISIN | IE00BGH1M568 | Agenda | 935361927 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Bradley A. Alford | Management | For | For | ||||||||||
| 1B. | Election of Director: Orlando D. Ashford | Management | For | For | ||||||||||
| 1C. | Election of Director: Rolf A. Classon | Management | For | For | ||||||||||
| 1D. | Election of Director: Katherine C. Doyle | Management | For | For | ||||||||||
| 1E. | Election of Director: Adriana Karaboutis | Management | For | For | ||||||||||
| 1F. | Election of Director: Murray S. Kessler | Management | For | For | ||||||||||
| 1G. | Election of Director: Jeffrey B. Kindler | Management | For | For | ||||||||||
| 1H. | Election of Director: Erica L. Mann | Management | For | For | ||||||||||
| 1I. | Election of Director: Donal O'Connor | Management | For | For | ||||||||||
| 1J. | Election of Director: Geoffrey M. Parker | Management | For | For | ||||||||||
| 1K. | Election of Director: Theodore R. Samuels | Management | For | For | ||||||||||
| 2. | Ratify the appointment of Ernst & Young LLP as our independent auditor for the period ending December 31, 2021 and authorize the Board of Directors, acting through the Audit Committee, to fix the remuneration of the auditor. | Management | For | For | ||||||||||
| 3. | Advisory vote on the Company's executive compensation. | Management | For | For | ||||||||||
| 4. | Renew the Board's authority to issue shares under Irish law. | Management | For | For | ||||||||||
| 5. | Renew the Board's authority to opt-out of statutory pre- emption rights under Irish law. | Management | Against | Against | ||||||||||
| PHILLIPS 66 | ||||||||||||||
| Security | 718546104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PSX | Meeting Date | 12-May-2021 | |||||||||||
| ISIN | US7185461040 | Agenda | 935362133 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director for a term of office expiring at the 2024 annual meeting of shareholder: Julie L. Bushman | Management | For | For | ||||||||||
| 1B. | Election of Director for a term of office expiring at the 2024 annual meeting of shareholder: Lisa A. Davis | Management | For | For | ||||||||||
| 2. | Management proposal for the annual election of directors. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
| 4. | Advisory vote to approve our executive compensation. | Management | For | For | ||||||||||
| 5. | Shareholder proposal regarding greenhouse gas emissions targets. | Shareholder | Abstain | Against | ||||||||||
| 6. | Shareholder proposal regarding report on climate lobbying. | Shareholder | Abstain | Against | ||||||||||
| WYNDHAM HOTELS & RESORTS, INC. | ||||||||||||||
| Security | 98311A105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WH | Meeting Date | 12-May-2021 | |||||||||||
| ISIN | US98311A1051 | Agenda | 935362955 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Stephen P. Holmes | For | For | |||||||||||
| 2 | Geoffrey A. Ballotti | For | For | |||||||||||
| 3 | Myra J. Biblowit | For | For | |||||||||||
| 4 | James E. Buckman | For | For | |||||||||||
| 5 | Bruce B. Churchill | For | For | |||||||||||
| 6 | Mukul V. Deoras | For | For | |||||||||||
| 7 | Ronald L. Nelson | For | For | |||||||||||
| 8 | Pauline D.E. Richards | For | For | |||||||||||
| 2. | To vote on an advisory resolution to approve our executive compensation program. | Management | For | For | ||||||||||
| 3. | To vote on a proposal to ratify the appointment of Deloitte & Touche LLP to serve as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
| KINDER MORGAN, INC. | ||||||||||||||
| Security | 49456B101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KMI | Meeting Date | 12-May-2021 | |||||||||||
| ISIN | US49456B1017 | Agenda | 935365420 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director for a one year term expiring in 2022: Richard D. Kinder | Management | For | For | ||||||||||
| 1B. | Election of Director for a one year term expiring in 2022: Steven J. Kean | Management | For | For | ||||||||||
| 1C. | Election of Director for a one year term expiring in 2022: Kimberly A. Dang | Management | For | For | ||||||||||
| 1D. | Election of Director for a one year term expiring in 2022: Ted A. Gardner | Management | For | For | ||||||||||
| 1E. | Election of Director for a one year term expiring in 2022: Anthony W. Hall, Jr. | Management | For | For | ||||||||||
| 1F. | Election of Director for a one year term expiring in 2022: Gary L. Hultquist | Management | For | For | ||||||||||
| 1G. | Election of Director for a one year term expiring in 2022: Ronald L. Kuehn, Jr. | Management | For | For | ||||||||||
| 1H. | Election of Director for a one year term expiring in 2022: Deborah A. Macdonald | Management | For | For | ||||||||||
| 1I. | Election of Director for a one year term expiring in 2022: Michael C. Morgan | Management | For | For | ||||||||||
| 1J. | Election of Director for a one year term expiring in 2022: Arthur C. Reichstetter | Management | For | For | ||||||||||
| 1K. | Election of Director for a one year term expiring in 2022: C. Park Shaper | Management | For | For | ||||||||||
| 1L. | Election of Director for a one year term expiring in 2022: William A. Smith | Management | For | For | ||||||||||
| 1M. | Election of Director for a one year term expiring in 2022: Joel V. Staff | Management | For | For | ||||||||||
| 1N. | Election of Director for a one year term expiring in 2022: Robert F. Vagt | Management | For | For | ||||||||||
| 1O. | Election of Director for a one year term expiring in 2022: Perry M. Waughtal | Management | For | For | ||||||||||
| 2. | Approval of the Kinder Morgan, Inc. 2021 Amended and Restated Stock Incentive Plan. | Management | For | For | ||||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 4. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
| XYLEM INC. | ||||||||||||||
| Security | 98419M100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | XYL | Meeting Date | 12-May-2021 | |||||||||||
| ISIN | US98419M1009 | Agenda | 935365658 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Jeanne Beliveau-Dunn | Management | For | For | ||||||||||
| 1B. | Election of Director: Patrick K. Decker | Management | For | For | ||||||||||
| 1C. | Election of Director: Robert F. Friel | Management | For | For | ||||||||||
| 1D. | Election of Director: Jorge M. Gomez | Management | For | For | ||||||||||
| 1E. | Election of Director: Victoria D. Harker | Management | For | For | ||||||||||
| 1F. | Election of Director: Steven R. Loranger | Management | For | For | ||||||||||
| 1G. | Election of Director: Surya N. Mohapatra, Ph.D. | Management | For | For | ||||||||||
| 1H. | Election of Director: Jerome A. Peribere | Management | For | For | ||||||||||
| 1I. | Election of Director: Markos I. Tambakeras | Management | For | For | ||||||||||
| 1J. | Election of Director: Lila Tretikov | Management | For | For | ||||||||||
| 1K. | Election of Director: Uday Yadav | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| 4. | Shareholder proposal requesting amendments to our proxy access by-law, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
| MACQUARIE INFRASTRUCTURE CORPORATION | ||||||||||||||
| Security | 55608B105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MIC | Meeting Date | 12-May-2021 | |||||||||||
| ISIN | US55608B1052 | Agenda | 935366509 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Amanda Brock | Management | For | For | ||||||||||
| 1B. | Election of Director: Norman H. Brown, Jr. | Management | For | For | ||||||||||
| 1C. | Election of Director: Christopher Frost | Management | For | For | ||||||||||
| 1D. | Election of Director: Maria Jelescu-Dreyfus | Management | For | For | ||||||||||
| 1E. | Election of Director: Ronald Kirk | Management | For | For | ||||||||||
| 1F. | Election of Director: H.E. (Jack) Lentz | Management | For | For | ||||||||||
| 1G. | Election of Director: Ouma Sananikone | Management | For | For | ||||||||||
| 2. | The ratification of the selection of KPMG LLP as our independent auditor for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | The approval, on an advisory basis, of executive compensation. | Management | For | For | ||||||||||
| GILEAD SCIENCES, INC. | ||||||||||||||
| Security | 375558103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GILD | Meeting Date | 12-May-2021 | |||||||||||
| ISIN | US3755581036 | Agenda | 935366561 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director to serve for the next year: Jacqueline K. Barton, Ph.D. | Management | For | For | ||||||||||
| 1B. | Election of Director to serve for the next year: Jeffrey A. Bluestone, Ph.D. | Management | For | For | ||||||||||
| 1C. | Election of Director to serve for the next year: Sandra J. Horning, M.D. | Management | For | For | ||||||||||
| 1D. | Election of Director to serve for the next year: Kelly A. Kramer | Management | For | For | ||||||||||
| 1E. | Election of Director to serve for the next year: Kevin E. Lofton | Management | For | For | ||||||||||
| 1F. | Election of Director to serve for the next year: Harish Manwani | Management | For | For | ||||||||||
| 1G. | Election of Director to serve for the next year: Daniel P. O'Day | Management | For | For | ||||||||||
| 1H. | Election of Director to serve for the next year: Javier J. Rodriguez | Management | For | For | ||||||||||
| 1I. | Election of Director to serve for the next year: Anthony Welters | Management | For | For | ||||||||||
| 2. | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | Management | For | For | ||||||||||
| 4. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. | Shareholder | Against | For | ||||||||||
| WATTS WATER TECHNOLOGIES, INC. | ||||||||||||||
| Security | 942749102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WTS | Meeting Date | 12-May-2021 | |||||||||||
| ISIN | US9427491025 | Agenda | 935370281 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Christopher L. Conway | For | For | |||||||||||
| 2 | Michael J. Dubose | For | For | |||||||||||
| 3 | David A. Dunbar | For | For | |||||||||||
| 4 | Louise K. Goeser | For | For | |||||||||||
| 5 | Jes Munk Hansen | For | For | |||||||||||
| 6 | W. Craig Kissel | For | For | |||||||||||
| 7 | Joseph T. Noonan | For | For | |||||||||||
| 8 | Robert J. Pagano, Jr. | For | For | |||||||||||
| 9 | Merilee Raines | For | For | |||||||||||
| 10 | Joseph W. Reitmeier | For | For | |||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| LIBERTY LATIN AMERICA LTD. | ||||||||||||||
| Security | G9001E102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LILA | Meeting Date | 12-May-2021 | |||||||||||
| ISIN | BMG9001E1021 | Agenda | 935370976 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Charles H.R. Bracken | For | For | |||||||||||
| 2 | Balan Nair | For | For | |||||||||||
| 3 | Eric L. Zinterhofer | For | For | |||||||||||
| 2. | A proposal to appoint KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021, and to authorize the Board, acting by the audit committee, to determine the independent auditors renumeration. | Management | For | For | ||||||||||
| 3. | A proposal to approve, on an advisory basis, the compensation of our named executive officers as described in the proxy statement under the heading "Executive Officers and Directors Compensation." | Management | For | For | ||||||||||
| 4. | A proposal to approve an amendment to the Liberty Latin America 2018 Incentive Plan to increase the number of shares authorized under such plan from 25,000,000 to 75,000,000. | Management | Against | Against | ||||||||||
| COLFAX CORPORATION | ||||||||||||||
| Security | 194014106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CFX | Meeting Date | 12-May-2021 | |||||||||||
| ISIN | US1940141062 | Agenda | 935371144 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Mitchell P. Rales | Management | For | For | ||||||||||
| 1B. | Election of Director: Matthew L. Trerotola | Management | For | For | ||||||||||
| 1C. | Election of Director: Patrick W. Allender | Management | For | For | ||||||||||
| 1D. | Election of Director: Thomas S. Gayner | Management | For | For | ||||||||||
| 1E. | Election of Director: Rhonda L. Jordan | Management | For | For | ||||||||||
| 1F. | Election of Director: Liam J. Kelly | Management | For | For | ||||||||||
| 1G. | Election of Director: Philip A. Okala | Management | For | For | ||||||||||
| 1H. | Election of Director: A. Clayton Perfall | Management | For | For | ||||||||||
| 1I. | Election of Director: Didier Teirlinck | Management | For | For | ||||||||||
| 1J. | Election of Director: Rajiv Vinnakota | Management | For | For | ||||||||||
| 1K. | Election of Director: Sharon Wienbar | Management | For | For | ||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve on an advisory basis the compensation of our named executive officers. | Management | For | For | ||||||||||
| LABORATORY CORP. OF AMERICA HOLDINGS | ||||||||||||||
| Security | 50540R409 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LH | Meeting Date | 12-May-2021 | |||||||||||
| ISIN | US50540R4092 | Agenda | 935373059 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Kerrii B. Anderson | Management | For | For | ||||||||||
| 1B. | Election of Director: Jean-Luc Bélingard | Management | For | For | ||||||||||
| 1C. | Election of Director: Jeffrey A. Davis | Management | For | For | ||||||||||
| 1D. | Election of Director: D. Gary Gilliland, M.D., Ph.D. | Management | For | For | ||||||||||
| 1E. | Election of Director: Garheng Kong, M.D., Ph.D. | Management | For | For | ||||||||||
| 1F. | Election of Director: Peter M. Neupert | Management | For | For | ||||||||||
| 1G. | Election of Director: Richelle P. Parham | Management | For | For | ||||||||||
| 1H. | Election of Director: Adam H. Schechter | Management | For | For | ||||||||||
| 1I. | Election of Director: Kathryn E. Wengel | Management | For | For | ||||||||||
| 1J. | Election of Director: R. Sanders Williams, M.D. | Management | For | For | ||||||||||
| 2. | To approve, by non-binding vote, executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Deloitte and Touche LLP as Laboratory Corporation of America Holdings' independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 4. | Shareholder proposal seeking an amendment to our proxy access by-law to remove the aggregation limit. | Shareholder | Abstain | Against | ||||||||||
| COVETRUS, INC. | ||||||||||||||
| Security | 22304C100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CVET | Meeting Date | 12-May-2021 | |||||||||||
| ISIN | US22304C1009 | Agenda | 935373605 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Mark J. Manoff | For | For | |||||||||||
| 2 | Edward M. McNamara | For | For | |||||||||||
| 3 | Steven Paladino | For | For | |||||||||||
| 4 | Sandra Peterson | For | For | |||||||||||
| 2. | Ratification of the appointment of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve an amendment to our amended and restated certificate of incorporation to eliminate supermajority voting requirements. | Management | For | For | ||||||||||
| 4. | To approve, by a non-binding, advisory vote, the 2020 compensation paid to our named executive officers. | Management | For | For | ||||||||||
| BP P.L.C. | ||||||||||||||
| Security | 055622104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BP | Meeting Date | 12-May-2021 | |||||||||||
| ISIN | US0556221044 | Agenda | 935384014 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To receive the annual report and accounts. | Management | For | For | ||||||||||
| 2. | To approve the directors' remuneration report. | Management | For | For | ||||||||||
| 3A. | To elect Mr. M. Auchincloss as a director. | Management | For | For | ||||||||||
| 3B. | To elect Mr. T. Morzaria as a director. | Management | For | For | ||||||||||
| 3C. | To elect Mrs. K. Richardson as a director. | Management | For | For | ||||||||||
| 3D. | To elect Dr. J. Teyssen as a director. | Management | For | For | ||||||||||
| 3E. | To re-elect Mr. B. Looney as a director. | Management | For | For | ||||||||||
| 3F. | To re-elect Miss P. Daley as a director. | Management | For | For | ||||||||||
| 3G. | To re-elect Mr. H. Lund as a director. | Management | For | For | ||||||||||
| 3H. | To re-elect Mrs. M. B. Meyer as a director. | Management | For | For | ||||||||||
| 3I. | To re-elect Mrs. P. R. Reynolds as a director. | Management | For | For | ||||||||||
| 3J. | To re-elect Sir J. Sawers as a director. | Management | For | For | ||||||||||
| 4. | To reappoint Deloitte LLP as auditor. | Management | For | For | ||||||||||
| 5. | To authorize the audit committee to fix the auditor's remuneration. | Management | For | For | ||||||||||
| 6. | To give limited authority to make political donations and incur political expenditure. | Management | For | For | ||||||||||
| 7. | Renewal of the Scrip Dividend Programme. | Management | For | For | ||||||||||
| 8. | To give limited authority to allot shares up to a specified amount. | Management | For | For | ||||||||||
| 9. | Special resolution: to give authority to allot a limited number of shares for cash free of pre-emption rights. | Management | Abstain | Against | ||||||||||
| 10. | Special resolution: to give additional authority to allot a limited number of shares for cash free of pre-emption rights. | Management | For | For | ||||||||||
| 11. | Special resolution: to give limited authority for the purchase of its own shares by the company. | Management | For | For | ||||||||||
| 12. | Special resolution: to authorize the calling of general meetings (excluding annual general meetings) by notice of at least 14 clear days. | Management | For | For | ||||||||||
| 13. | Special resolution: Follow This shareholder resolution on climate change targets. | Shareholder | Abstain | Against | ||||||||||
| SAP SE | ||||||||||||||
| Security | 803054204 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SAP | Meeting Date | 12-May-2021 | |||||||||||
| ISIN | US8030542042 | Agenda | 935386688 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 2. | Resolution on the appropriation of the retained earnings of fiscal year 2020. | Management | For | |||||||||||
| 3. | Resolution on the formal approval of the acts of the Executive Board in fiscal year 2020. | Management | For | |||||||||||
| 4. | Resolution on the formal approval of the acts of the Supervisory Board in fiscal year 2020. | Management | For | |||||||||||
| 5. | Appointment of the auditors of the annual financial statements and group annual financial statements for fiscal year 2021. | Management | For | |||||||||||
| 6A. | By-Election of Supervisory Board member: Dr Qi Lu | Management | For | |||||||||||
| 6B. | By-Election of Supervisory Board member: Dr Rouven Westphal | Management | For | |||||||||||
| 7. | Resolution on the granting of a new authorization of the Executive Board to issue convertible and/or warrant- linked bonds, profit-sharing rights and/or income bonds (or combinations of these instruments), the option to exclude shareholders' subscription rights, the cancellation of Contingent Capital I and the creation of new contingent capital and the corresponding amendment to Article 4 (7) of the Articles of Incorporation. | Management | For | |||||||||||
| 8. | Amendment of Article 2 (1) of the Articles of Incorporation (Corporate Purpose). | Management | For | |||||||||||
| 9. | Amendment of Article 18 (3) of the Articles of Incorporation (Right to Attend the General Meeting of Shareholders - Proof of Shareholding). | Management | For | |||||||||||
| TURQUOISE HILL RESOURCES LTD. | ||||||||||||||
| Security | 900435207 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TRQ | Meeting Date | 12-May-2021 | |||||||||||
| ISIN | CA9004352071 | Agenda | 935398328 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | George Burns | For | For | |||||||||||
| 2 | R. Peter Gillin | For | For | |||||||||||
| 3 | Alfred P. Grigg | For | For | |||||||||||
| 4 | Stephen Jones | For | For | |||||||||||
| 5 | Russel C. Robertson | For | For | |||||||||||
| 6 | Maryse Saint-Laurent | For | For | |||||||||||
| 7 | Steve Thibeault | For | For | |||||||||||
| 2 | To appoint KPMG LLP as auditors of the Corporation at a remuneration to be fixed by the board of directors. | Management | For | For | ||||||||||
| 3 | Non-binding advisory vote to accept the approach to executive compensation disclosed in the accompanying information circular. | Management | For | For | ||||||||||
| LARIMAR THERAPEUTICS, INC. | ||||||||||||||
| Security | 517125100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LRMR | Meeting Date | 12-May-2021 | |||||||||||
| ISIN | US5171251003 | Agenda | 935404715 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Class I Director for a Three-Year Term Expiring in 2024: Jonathan Leff | Management | For | For | ||||||||||
| 1.2 | Election of Class I Director for a Three-Year Term Expiring in 2024: Peter Barrett, Ph.D. | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve, on an Advisory Basis, the Compensation of our Named Executive Officers in 2020. | Management | For | For | ||||||||||
| 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for the 2021 Fiscal Year. | Management | For | For | ||||||||||
| ROLLS-ROYCE HOLDINGS PLC | ||||||||||||||
| Security | G76225104 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 13-May-2021 | ||||||||||||
| ISIN | GB00B63H8491 | Agenda | 713755885 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||
| 2 | APPROVE REMUNERATION POLICY | Management | For | For | ||||||||||
| 3 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||
| 4 | RE-ELECT SIR IAN DAVIS AS DIRECTOR | Management | For | For | ||||||||||
| 5 | RE-ELECT WARREN EAST AS DIRECTOR | Management | For | For | ||||||||||
| 6 | ELECT PANOS KAKOULLIS AS DIRECTOR | Management | For | For | ||||||||||
| 7 | ELECT PAUL ADAMS AS DIRECTOR | Management | For | For | ||||||||||
| 8 | RE-ELECT GEORGE CULMER AS DIRECTOR | Management | For | For | ||||||||||
| 9 | RE-ELECT IRENE DORNER AS DIRECTOR | Management | For | For | ||||||||||
| 10 | RE-ELECT BEVERLY GOULET AS DIRECTOR | Management | For | For | ||||||||||
| 11 | RE-ELECT LEE HSIEN YANG AS DIRECTOR | Management | For | For | ||||||||||
| 12 | RE-ELECT NICK LUFF AS DIRECTOR | Management | For | For | ||||||||||
| 13 | RE-ELECT SIR KEVIN SMITH AS DIRECTOR | Management | For | For | ||||||||||
| 14 | RE-ELECT DAME ANGELA STRANK AS DIRECTOR | Management | For | For | ||||||||||
| 15 | REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | For | For | ||||||||||
| 16 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||
| 17 | AUTHORISE UK POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||
| 18 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||
| 19 | APPROVE INCENTIVE PLAN | Management | For | For | ||||||||||
| 20 | APPROVE SHAREPURCHASE PLAN | Management | For | For | ||||||||||
| 21 | APPROVE UK SHARESAVE PLAN | Management | For | For | ||||||||||
| 22 | APPROVE INTERNATIONAL SHARESAVE PLAN | Management | For | For | ||||||||||
| 23 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | Abstain | Against | ||||||||||
| 24 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||
| 25 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | Abstain | Against | ||||||||||
| HERC HOLDINGS INC. | ||||||||||||||
| Security | 42704L104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HRI | Meeting Date | 13-May-2021 | |||||||||||
| ISIN | US42704L1044 | Agenda | 935355493 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director to serve until the next Annual Meeting: Patrick D. Campbell | Management | For | For | ||||||||||
| 1B. | Election of Director to serve until the next Annual Meeting: Lawrence H. Silber | Management | For | For | ||||||||||
| 1C. | Election of Director to serve until the next Annual Meeting: James H. Browning | Management | For | For | ||||||||||
| 1D. | Election of Director to serve until the next Annual Meeting: Shari L. Burgess | Management | For | For | ||||||||||
| 1E. | Election of Director to serve until the next Annual Meeting: Jonathan Frates | Management | For | For | ||||||||||
| 1F. | Election of Director to serve until the next Annual Meeting: Jean K. Holley | Management | For | For | ||||||||||
| 1G. | Election of Director to serve until the next Annual Meeting: Jacob M. Katz | Management | For | For | ||||||||||
| 1H. | Election of Director to serve until the next Annual Meeting: Michael A. Kelly | Management | For | For | ||||||||||
| 1I. | Election of Director to serve until the next Annual Meeting: Andrew N. Langham | Management | For | For | ||||||||||
| 1J. | Election of Director to serve until the next Annual Meeting: Mary Pat Salomone | Management | For | For | ||||||||||
| 1K. | Election of Director to serve until the next Annual Meeting: Andrew J. Teno | Management | For | For | ||||||||||
| 2. | Approval, by a non-binding advisory vote, of the named executive officers' compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| O'REILLY AUTOMOTIVE, INC. | ||||||||||||||
| Security | 67103H107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ORLY | Meeting Date | 13-May-2021 | |||||||||||
| ISIN | US67103H1077 | Agenda | 935362121 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: David O'Reilly | Management | For | For | ||||||||||
| 1B. | Election of Director: Larry O'Reilly | Management | For | For | ||||||||||
| 1C. | Election of Director: Greg Henslee | Management | For | For | ||||||||||
| 1D. | Election of Director: Jay D. Burchfield | Management | For | For | ||||||||||
| 1E. | Election of Director: Thomas T. Hendrickson | Management | For | For | ||||||||||
| 1F. | Election of Director: John R. Murphy | Management | For | For | ||||||||||
| 1G. | Election of Director: Dana M. Perlman | Management | For | For | ||||||||||
| 1H. | Election of Director: Maria A. Sastre | Management | For | For | ||||||||||
| 1I. | Election of Director: Andrea M. Weiss | Management | For | For | ||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of appointment of Ernst & Young LLP, as independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 4. | Shareholder proposal entitled "Improve Our Catch-22 Proxy Access." | Shareholder | Abstain | Against | ||||||||||
| VERIZON COMMUNICATIONS INC. | ||||||||||||||
| Security | 92343V104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VZ | Meeting Date | 13-May-2021 | |||||||||||
| ISIN | US92343V1044 | Agenda | 935364846 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Shellye L. Archambeau | Management | For | For | ||||||||||
| 1b. | Election of Director: Roxanne S. Austin | Management | For | For | ||||||||||
| 1c. | Election of Director: Mark T. Bertolini | Management | For | For | ||||||||||
| 1d. | Election of Director: Melanie L. Healey | Management | For | For | ||||||||||
| 1e. | Election of Director: Clarence Otis, Jr. | Management | For | For | ||||||||||
| 1f. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||||
| 1g. | Election of Director: Rodney E. Slater | Management | For | For | ||||||||||
| 1h. | Election of Director: Hans E. Vestberg | Management | For | For | ||||||||||
| 1i. | Election of Director: Gregory G. Weaver | Management | For | For | ||||||||||
| 2 | Advisory Vote to Approve Executive Compensation | Management | For | For | ||||||||||
| 3 | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | ||||||||||
| 4 | Shareholder Action by Written Consent | Shareholder | Against | For | ||||||||||
| 5 | Amend Clawback Policy | Shareholder | Abstain | Against | ||||||||||
| 6 | Shareholder Ratification of Annual Equity Awards | Shareholder | Abstain | Against | ||||||||||
| UNITED PARCEL SERVICE, INC. | ||||||||||||||
| Security | 911312106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | UPS | Meeting Date | 13-May-2021 | |||||||||||
| ISIN | US9113121068 | Agenda | 935365002 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director to serve until the 2022 Annual Meeting: Carol B. Tomé | Management | For | For | ||||||||||
| 1B. | Election of Director to serve until the 2022 Annual Meeting: Rodney C. Adkins | Management | For | For | ||||||||||
| 1C. | Election of Director to serve until the 2022 Annual Meeting: Eva C. Boratto | Management | For | For | ||||||||||
| 1D. | Election of Director to serve until the 2022 Annual Meeting: Michael J. Burns | Management | For | For | ||||||||||
| 1E. | Election of Director to serve until the 2022 Annual Meeting: Wayne M. Hewett | Management | For | For | ||||||||||
| 1F. | Election of Director to serve until the 2022 Annual Meeting: Angela Hwang | Management | For | For | ||||||||||
| 1G. | Election of Director to serve until the 2022 Annual Meeting: Kate E. Johnson | Management | For | For | ||||||||||
| 1H. | Election of Director to serve until the 2022 Annual Meeting: William R. Johnson | Management | For | For | ||||||||||
| 1I. | Election of Director to serve until the 2022 Annual Meeting: Ann M. Livermore | Management | For | For | ||||||||||
| 1J. | Election of Director to serve until the 2022 Annual Meeting: Franck J. Moison | Management | For | For | ||||||||||
| 1K. | Election of Director to serve until the 2022 Annual Meeting: Christiana Smith Shi | Management | For | For | ||||||||||
| 1L. | Election of Director to serve until the 2022 Annual Meeting: Russell Stokes | Management | For | For | ||||||||||
| 1M. | Election of Director to serve until the 2022 Annual Meeting: Kevin Warsh | Management | For | For | ||||||||||
| 2. | To approve on an advisory basis a resolution on UPS executive compensation. | Management | For | For | ||||||||||
| 3. | To approve the 2021 UPS Omnibus Incentive Compensation Plan. | Management | For | For | ||||||||||
| 4. | To ratify the appointment of Deloitte & Touche LLP as UPS's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 5. | To prepare an annual report on UPS's lobbying activities. | Shareholder | Abstain | Against | ||||||||||
| 6. | To reduce the voting power of UPS class A stock from 10 votes per share to one vote per share. | Shareholder | Against | For | ||||||||||
| 7. | To prepare a report on reducing UPS's total contribution to climate change. | Shareholder | Abstain | Against | ||||||||||
| 8. | To transition UPS to a public benefit corporation. | Shareholder | Against | For | ||||||||||
| 9. | To prepare a report assessing UPS's diversity and inclusion efforts. | Shareholder | Abstain | Against | ||||||||||
| CVS HEALTH CORPORATION | ||||||||||||||
| Security | 126650100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CVS | Meeting Date | 13-May-2021 | |||||||||||
| ISIN | US1266501006 | Agenda | 935366927 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Fernando Aguirre | Management | For | For | ||||||||||
| 1B. | Election of Director: C. David Brown II | Management | For | For | ||||||||||
| 1C. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | ||||||||||
| 1D. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | ||||||||||
| 1E. | Election of Director: David W. Dorman | Management | For | For | ||||||||||
| 1F. | Election of Director: Roger N. Farah | Management | For | For | ||||||||||
| 1G. | Election of Director: Anne M. Finucane | Management | For | For | ||||||||||
| 1H. | Election of Director: Edward J. Ludwig | Management | For | For | ||||||||||
| 1I. | Election of Director: Karen S. Lynch | Management | For | For | ||||||||||
| 1J. | Election of Director: Jean-Pierre Millon | Management | For | For | ||||||||||
| 1K. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||||
| 1L. | Election of Director: William C. Weldon | Management | For | For | ||||||||||
| 1M. | Election of Director: Tony L. White | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||||
| 4. | Stockholder proposal for reducing the threshold for our stockholder right to act by written consent. | Shareholder | Against | For | ||||||||||
| 5. | Stockholder proposal regarding our independent Board Chair. | Shareholder | Against | For | ||||||||||
| HENRY SCHEIN, INC. | ||||||||||||||
| Security | 806407102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HSIC | Meeting Date | 13-May-2021 | |||||||||||
| ISIN | US8064071025 | Agenda | 935367044 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Mohamad Ali | Management | For | For | ||||||||||
| 1B. | Election of Director: Barry J. Alperin | Management | For | For | ||||||||||
| 1C. | Election of Director: Gerald A. Benjamin | Management | For | For | ||||||||||
| 1D. | Election of Director: Stanley M. Bergman | Management | For | For | ||||||||||
| 1E. | Election of Director: James P. Breslawski | Management | For | For | ||||||||||
| 1F. | Election of Director: Deborah Derby | Management | For | For | ||||||||||
| 1G. | Election of Director: Joseph L. Herring | Management | For | For | ||||||||||
| 1H. | Election of Director: Kurt P. Kuehn | Management | For | For | ||||||||||
| 1I. | Election of Director: Philip A. Laskawy | Management | For | For | ||||||||||
| 1J. | Election of Director: Anne H. Margulies | Management | For | For | ||||||||||
| 1K. | Election of Director: Mark E. Mlotek | Management | For | For | ||||||||||
| 1L. | Election of Director: Steven Paladino | Management | For | For | ||||||||||
| 1M. | Election of Director: Carol Raphael | Management | For | For | ||||||||||
| 1N. | Election of Director: E. Dianne Rekow, DDS, Ph.D. | Management | For | For | ||||||||||
| 1O. | Election of Director: Bradley T. Sheares, Ph.D. | Management | For | For | ||||||||||
| 1P. | Election of Director: Reed V. Tuckson, M.D., FACP | Management | For | For | ||||||||||
| 2. | Proposal to approve, by non-binding vote, the 2020 compensation paid to the Company's Named Executive Officers. | Management | For | For | ||||||||||
| 3. | Proposal to ratify the selection of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 25, 2021. | Management | For | For | ||||||||||
| TRAVEL + LEISURE CO. | ||||||||||||||
| Security | 894164102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TNL | Meeting Date | 13-May-2021 | |||||||||||
| ISIN | US8941641024 | Agenda | 935367765 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Louise F. Brady | For | For | |||||||||||
| 2 | Michael D. Brown | For | For | |||||||||||
| 3 | James E. Buckman | For | For | |||||||||||
| 4 | George Herrera | For | For | |||||||||||
| 5 | Stephen P. Holmes | For | For | |||||||||||
| 6 | Denny Marie Post | For | For | |||||||||||
| 7 | Ronald L. Rickles | For | For | |||||||||||
| 8 | Michael H. Wargotz | For | For | |||||||||||
| 2. | A non-binding, advisory resolution to approve our executive compensation program. | Management | For | For | ||||||||||
| 3. | A proposal to ratify the appointment of Deloitte & Touche LLP to serve as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
| INTEL CORPORATION | ||||||||||||||
| Security | 458140100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | INTC | Meeting Date | 13-May-2021 | |||||||||||
| ISIN | US4581401001 | Agenda | 935369012 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Patrick P. Gelsinger | Management | For | For | ||||||||||
| 1B. | Election of Director: James J. Goetz | Management | For | For | ||||||||||
| 1C. | Election of Director: Alyssa Henry | Management | For | For | ||||||||||
| 1D. | Election of Director: Omar Ishrak | Management | For | For | ||||||||||
| 1E. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | ||||||||||
| 1F. | Election of Director: Tsu-Jae King Liu | Management | For | For | ||||||||||
| 1G. | Election of Director: Gregory D. Smith | Management | For | For | ||||||||||
| 1H. | Election of Director: Dion J. Weisler | Management | For | For | ||||||||||
| 1I. | Election of Director: Frank D. Yeary | Management | For | For | ||||||||||
| 2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve executive compensation of our listed officers. | Management | For | For | ||||||||||
| 4. | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
| 5. | Stockholder proposal requesting a report on median pay gaps across race and gender, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
| 6. | Stockholder proposal requesting a report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
| LAS VEGAS SANDS CORP. | ||||||||||||||
| Security | 517834107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LVS | Meeting Date | 13-May-2021 | |||||||||||
| ISIN | US5178341070 | Agenda | 935369961 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Irwin Chafetz | For | For | |||||||||||
| 2 | Micheline Chau | For | For | |||||||||||
| 3 | Patrick Dumont | For | For | |||||||||||
| 4 | Charles D. Forman | For | For | |||||||||||
| 5 | Robert G. Goldstein | For | For | |||||||||||
| 6 | George Jamieson | For | For | |||||||||||
| 7 | Nora M. Jordan | For | For | |||||||||||
| 8 | Charles A. Koppelman | For | For | |||||||||||
| 9 | Lewis Kramer | For | For | |||||||||||
| 10 | David F. Levi | For | For | |||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | An advisory (non-binding) vote to approve the compensation of the named executive officers. | Management | For | For | ||||||||||
| AMPCO-PITTSBURGH CORPORATION | ||||||||||||||
| Security | 032037103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AP | Meeting Date | 13-May-2021 | |||||||||||
| ISIN | US0320371034 | Agenda | 935377386 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Michael I. German | For | For | |||||||||||
| 2 | J. Brett McBrayer | For | For | |||||||||||
| 3 | Carl H Pforzheimer, III | For | For | |||||||||||
| 2. | To approve, in a non-binding, advisory vote, the compensation of the named executive officers. | Management | For | For | ||||||||||
| 3. | To approve the amendment and restatement of the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
| 4. | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| THE CHARLES SCHWAB CORPORATION | ||||||||||||||
| Security | 808513105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SCHW | Meeting Date | 13-May-2021 | |||||||||||
| ISIN | US8085131055 | Agenda | 935378302 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Walter W. Bettinger II | Management | For | For | ||||||||||
| 1B. | Election of Director: Joan T. Dea | Management | For | For | ||||||||||
| 1C. | Election of Director: Christopher V. Dodds | Management | For | For | ||||||||||
| 1D. | Election of Director: Mark A. Goldfarb | Management | For | For | ||||||||||
| 1E. | Election of Director: Bharat B. Masrani | Management | For | For | ||||||||||
| 1F. | Election of Director: Charles A. Ruffel | Management | For | For | ||||||||||
| 2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 4. | Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying. | Shareholder | Abstain | Against | ||||||||||
| 5. | Stockholder Proposal requesting declassification of the board of directors to elect each director annually. | Shareholder | Against | For | ||||||||||
| RYMAN HOSPITALITY PROPERTIES, INC. | ||||||||||||||
| Security | 78377T107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RHP | Meeting Date | 13-May-2021 | |||||||||||
| ISIN | US78377T1079 | Agenda | 935389812 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Rachna Bhasin | Management | For | For | ||||||||||
| 1B. | Election of Director: Alvin Bowles Jr. | Management | For | For | ||||||||||
| 1C. | Election of Director: Christian Brickman | Management | For | For | ||||||||||
| 1D. | Election of Director: Fazal Merchant | Management | For | For | ||||||||||
| 1E. | Election of Director: Patrick Moore | Management | For | For | ||||||||||
| 1F. | Election of Director: Christine Pantoya | Management | For | For | ||||||||||
| 1G. | Election of Director: Robert Prather, Jr. | Management | For | For | ||||||||||
| 1H. | Election of Director: Colin Reed | Management | For | For | ||||||||||
| 2. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
| MARTIN MARIETTA MATERIALS, INC. | ||||||||||||||
| Security | 573284106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MLM | Meeting Date | 13-May-2021 | |||||||||||
| ISIN | US5732841060 | Agenda | 935406238 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Dorothy M. Ables | Management | For | For | ||||||||||
| 1B. | Election of Director: Sue W. Cole | Management | For | For | ||||||||||
| 1C. | Election of Director: Smith W. Davis | Management | For | For | ||||||||||
| 1D. | Election of Director: Anthony R. Foxx | Management | For | For | ||||||||||
| 1E. | Election of Director: John J. Koraleski | Management | For | For | ||||||||||
| 1F. | Election of Director: C. Howard Nye | Management | For | For | ||||||||||
| 1G. | Election of Director: Laree E. Perez | Management | For | For | ||||||||||
| 1H. | Election of Director: Thomas H. Pike | Management | For | For | ||||||||||
| 1I. | Election of Director: Michael J. Quillen | Management | For | For | ||||||||||
| 1J. | Election of Director: Donald W. Slager | Management | For | For | ||||||||||
| 1K. | Election of Director: David C. Wajsgras | Management | For | For | ||||||||||
| 2. | Ratification of appointment of PricewaterhouseCoopers as independent auditors. | Management | For | For | ||||||||||
| 3. | Approval, by a non-binding advisory vote, of the compensation of Martin Marietta Materials, Inc.'s named executive officers. | Management | For | For | ||||||||||
| ZIMMER BIOMET HOLDINGS, INC. | ||||||||||||||
| Security | 98956P102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ZBH | Meeting Date | 14-May-2021 | |||||||||||
| ISIN | US98956P1021 | Agenda | 935362892 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Christopher B. Begley | Management | For | For | ||||||||||
| 1B. | Election of Director: Betsy J. Bernard | Management | For | For | ||||||||||
| 1C. | Election of Director: Michael J. Farrell | Management | For | For | ||||||||||
| 1D. | Election of Director: Robert A. Hagemann | Management | For | For | ||||||||||
| 1E. | Election of Director: Bryan C. Hanson | Management | For | For | ||||||||||
| 1F. | Election of Director: Arthur J. Higgins | Management | For | For | ||||||||||
| 1G. | Election of Director: Maria Teresa Hilado | Management | For | For | ||||||||||
| 1H. | Election of Director: Syed Jafry | Management | For | For | ||||||||||
| 1I. | Election of Director: Sreelakshmi Kolli | Management | For | For | ||||||||||
| 1J. | Election of Director: Michael W. Michelson | Management | For | For | ||||||||||
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Approve, on a non-binding advisory basis, named executive officer compensation ("Say on Pay"). | Management | For | For | ||||||||||
| 4. | Approve the amended 2009 Stock Incentive Plan. | Management | For | For | ||||||||||
| 5. | Approve the amended Stock Plan for Non-Employee Directors. | Management | For | For | ||||||||||
| 6. | Approve the amended Deferred Compensation Plan for Non-Employee Directors. | Management | For | For | ||||||||||
| 7. | Approve amendments to our Restated Certificate of Incorporation to permit shareholders to call a special meeting. | Management | For | For | ||||||||||
| VULCAN MATERIALS COMPANY | ||||||||||||||
| Security | 929160109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VMC | Meeting Date | 14-May-2021 | |||||||||||
| ISIN | US9291601097 | Agenda | 935362917 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Thomas A. Fanning | Management | For | For | ||||||||||
| 1B. | Election of Director: J. Thomas Hill | Management | For | For | ||||||||||
| 1C. | Election of Director: Cynthia L. Hostetler | Management | For | For | ||||||||||
| 1D. | Election of Director: Richard T. O'Brien | Management | For | For | ||||||||||
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| MEDPACE HOLDINGS, INC. | ||||||||||||||
| Security | 58506Q109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MEDP | Meeting Date | 14-May-2021 | |||||||||||
| ISIN | US58506Q1094 | Agenda | 935363820 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Fred B. Davenport, Jr. | For | For | |||||||||||
| 2 | C. P. McCarthy III | For | For | |||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the proxy statement for the 2021 Annual Meeting. | Management | For | For | ||||||||||
| PERSONALIS, INC. | ||||||||||||||
| Security | 71535D106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PSNL | Meeting Date | 14-May-2021 | |||||||||||
| ISIN | US71535D1063 | Agenda | 935366597 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Class II Director: John West | Management | For | For | ||||||||||
| 1.2 | Election of Class II Director: Alan Colowick, M.D. | Management | For | For | ||||||||||
| 2. | Ratification of the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| VIAD CORP | ||||||||||||||
| Security | 92552R406 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VVI | Meeting Date | 14-May-2021 | |||||||||||
| ISIN | US92552R4065 | Agenda | 935366826 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Richard H. Dozer | Management | For | For | ||||||||||
| 1B. | Election of Director: Virginia L. Henkels | Management | For | For | ||||||||||
| 2. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| BERKELEY LIGHTS INC. | ||||||||||||||
| Security | 084310101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BLI | Meeting Date | 14-May-2021 | |||||||||||
| ISIN | US0843101017 | Agenda | 935366977 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gregory Lucier | For | For | |||||||||||
| 2 | Elizabeth Nelson | For | For | |||||||||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| NVENT ELECTRIC PLC | ||||||||||||||
| Security | G6700G107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NVT | Meeting Date | 14-May-2021 | |||||||||||
| ISIN | IE00BDVJJQ56 | Agenda | 935369492 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Jerry W. Burris | Management | For | For | ||||||||||
| 1B. | Election of Director: Susan M. Cameron | Management | For | For | ||||||||||
| 1C. | Election of Director: Michael L. Ducker | Management | For | For | ||||||||||
| 1D. | Election of Director: Randall J. Hogan | Management | For | For | ||||||||||
| 1E. | Election of Director: Ronald L. Merriman | Management | For | For | ||||||||||
| 1F. | Election of Director: Nicola Palmer | Management | For | For | ||||||||||
| 1G. | Election of Director: Herbert K. Parker | Management | For | For | ||||||||||
| 1H. | Election of Director: Greg Scheu | Management | For | For | ||||||||||
| 1I. | Election of Director: Beth A. Wozniak | Management | For | For | ||||||||||
| 1J. | Election of Director: Jacqueline Wright | Management | For | For | ||||||||||
| 2. | Approve, by Non-Binding Advisory Vote, the Compensation of the Named Executive Officers. | Management | For | For | ||||||||||
| 3. | Ratify, by Non-Binding Advisory Vote, the Appointment of Deloitte & Touche LLP as the Independent Auditor and Authorize, by Binding Vote, the Audit and Finance Committee to Set the Auditor's Remuneration. | Management | For | For | ||||||||||
| 4. | Authorize the Price Range at which nVent Electric plc can Re- Allot Treasury Shares. | Management | For | For | ||||||||||
| WEYERHAEUSER COMPANY | ||||||||||||||
| Security | 962166104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WY | Meeting Date | 14-May-2021 | |||||||||||
| ISIN | US9621661043 | Agenda | 935372297 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Mark A. Emmert | Management | For | For | ||||||||||
| 1B. | Election of Director: Rick R. Holley | Management | For | For | ||||||||||
| 1C. | Election of Director: Sara Grootwassink Lewis | Management | For | For | ||||||||||
| 1D. | Election of Director: Deidra C. Merriwether | Management | For | For | ||||||||||
| 1E. | Election of Director: Al Monaco | Management | For | For | ||||||||||
| 1F. | Election of Director: Nicole W. Piasecki | Management | For | For | ||||||||||
| 1G. | Election of Director: Lawrence A. Selzer | Management | For | For | ||||||||||
| 1H. | Election of Director: Devin W. Stockfish | Management | For | For | ||||||||||
| 1I. | Election of Director: Kim Williams | Management | For | For | ||||||||||
| 2. | Approval, on an advisory basis, of the compensation of the named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of selection of independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| TENNECO INC. | ||||||||||||||
| Security | 880349105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TEN | Meeting Date | 14-May-2021 | |||||||||||
| ISIN | US8803491054 | Agenda | 935372437 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Roy V. Armes | Management | For | For | ||||||||||
| 1B. | Election of Director: Thomas C. Freyman | Management | For | For | ||||||||||
| 1C. | Election of Director: Denise Gray | Management | For | For | ||||||||||
| 1D. | Election of Director: Brian J. Kesseler | Management | For | For | ||||||||||
| 1E. | Election of Director: Dennis J. Letham | Management | For | For | ||||||||||
| 1F. | Election of Director: James S. Metcalf | Management | For | For | ||||||||||
| 1G. | Election of Director: Aleksandra A. Miziolek | Management | For | For | ||||||||||
| 1H. | Election of Director: Charles K. Stevens, III | Management | For | For | ||||||||||
| 1I. | Election of Director: John S. Stroup | Management | For | For | ||||||||||
| 1J. | Election of Director: Jane L. Warner | Management | For | For | ||||||||||
| 2. | Ratify appointment of PricewaterhouseCoopers LLP as independent public accountants for 2021. | Management | For | For | ||||||||||
| 3. | Approve executive compensation in an advisory vote. | Management | For | For | ||||||||||
| 4. | Approve the Tenneco Inc. 2021 Long-Term Incentive Plan. | Management | For | For | ||||||||||
| 5. | Ratify the Section 382 Rights Agreement, dated as of April 15, 2020, between the Company and Equiniti Trust Company, as rights agent. | Management | For | For | ||||||||||
| IAC/INTERACTIVECORP | ||||||||||||||
| Security | 44891N109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IAC | Meeting Date | 14-May-2021 | |||||||||||
| ISIN | US44891N1090 | Agenda | 935399495 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To approve amendments to the IAC restated certificate of incorporation that will effect the separation of IAC's Vimeo business from the remaining businesses of IAC through a series of transaction (referred to as the "Spin- off") by: Reclassifying each share of IAC par value $0.001 common stock into (i) one share of IAC par value $0.0001 common stock and (ii) 1/100th of a share of IAC par value $0.01 Series 1 mandatorily exchangeable preferred stock that will automatically exchange into a number of shares. | Management | For | For | ||||||||||
| 2. | To approve amendments to the IAC restated certificate of incorporation pursuant to which, following the Spin-off, IAC would renounce any interest or expectancy in certain corporate opportunities, which generally would have the effect that no officer or director of IAC who is also an officer or director of SpinCo will be liable to IAC or its stockholders for breach of any fiduciary duty by reason of the fact that any such individual directs a corporate opportunity to SpinCo instead of IAC. | Management | For | For | ||||||||||
| 3. | To approve one or more adjournments or postponements of the annual meeting, if necessary or appropriate, including to solicit additional proxies if there are not sufficient votes to approve the foregoing proposals. | Management | For | For | ||||||||||
| 4a. | Election of Director: Chelsea Clinton | Management | For | For | ||||||||||
| 4b. | Election of Director: Barry Diller | Management | For | For | ||||||||||
| 4c. | Election of Director: Michael D. Eisner | Management | For | For | ||||||||||
| 4d. | Election of Director: Bonnie S. Hammer | Management | For | For | ||||||||||
| 4e. | Election of Director: Victor A. Kaufman | Management | For | For | ||||||||||
| 4f. | Election of Director: Joseph Levin | Management | For | For | ||||||||||
| 4g. | Election of Director: Bryan Lourd (To be voted upon by the holders of Common Stock voting as a separate class) | Management | For | For | ||||||||||
| 4h. | Election of Director: Westley Moore | Management | For | For | ||||||||||
| 4i. | Election of Director: David Rosenblatt | Management | For | For | ||||||||||
| 4j. | Election of Director: Alan G. Spoon (To be voted upon by the holders of Common Stock voting as a separate class) | Management | For | For | ||||||||||
| 4k. | Election of Director: Alexander von Furstenberg | Management | For | For | ||||||||||
| 4l. | Election of Director: Richard F. Zannino (To be voted upon by the holders of Common Stock voting as a separate class) | Management | For | For | ||||||||||
| 5. | To ratify the appointment of Ernst & Young LLP as IAC's independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||
| 6. | To hold a non-binding advisory vote on IAC's executive compensation. | Management | For | For | ||||||||||
| 7. | To hold a non-binding advisory vote on the frequency of holding the advisory vote on executive compensation in the future. | Management | 3 Years | For | ||||||||||
| TACTILE SYSTEMS TECHNOLOGY, INC. | ||||||||||||||
| Security | 87357P100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TCMD | Meeting Date | 17-May-2021 | |||||||||||
| ISIN | US87357P1003 | Agenda | 935365090 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | William Burke | For | For | |||||||||||
| 2 | Sheri Dodd | For | For | |||||||||||
| 3 | Raymond Huggenberger | For | For | |||||||||||
| 4 | Deepti Jain | For | For | |||||||||||
| 5 | Richard Nigon | For | For | |||||||||||
| 6 | Daniel Reuvers | For | For | |||||||||||
| 7 | Kevin Roche | For | For | |||||||||||
| 8 | Peter Soderberg | For | For | |||||||||||
| 2. | Ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Approve, on an advisory basis, the 2020 compensation of our named executive officers. | Management | For | For | ||||||||||
| TELADOC HEALTH, INC. | ||||||||||||||
| Security | 87918A105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TDOC | Meeting Date | 17-May-2021 | |||||||||||
| ISIN | US87918A1051 | Agenda | 935377437 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director for a term of one year: Christopher Bischoff | Management | For | For | ||||||||||
| 1B. | Election of Director for a term of one year: Karen L. Daniel | Management | For | For | ||||||||||
| 1C. | Election of Director for a term of one year: Sandra L. Fenwick | Management | For | For | ||||||||||
| 1D. | Election of Director for a term of one year: William H. Frist, MD | Management | For | For | ||||||||||
| 1E. | Election of Director for a term of one year: Jason Gorevic | Management | For | For | ||||||||||
| 1F. | Election of Director for a term of one year: Catherine A. Jacobson | Management | For | For | ||||||||||
| 1G. | Election of Director for a term of one year: Thomas G. McKinley | Management | For | For | ||||||||||
| 1H. | Election of Director for a term of one year: Kenneth H. Paulus | Management | For | For | ||||||||||
| 1I. | Election of Director for a term of one year: David Shedlarz | Management | For | For | ||||||||||
| 1J. | Election of Director for a term of one year: Mark Douglas Smith, MD | Management | For | For | ||||||||||
| 1K. | Election of Director for a term of one year: David B. Snow, Jr. | Management | For | For | ||||||||||
| 2. | Approve, on an advisory basis, the compensation of Teladoc Health's named executive officers. | Management | For | For | ||||||||||
| 3. | Ratify the appointment of Ernst & Young LLP as Teladoc Health's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| TERMINIX GLOBAL HOLDINGS INC | ||||||||||||||
| Security | 88087E100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TMX | Meeting Date | 17-May-2021 | |||||||||||
| ISIN | US88087E1001 | Agenda | 935397720 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Class I Director to serve until the 2024 Annual Meeting: David J. Frear | Management | For | For | ||||||||||
| 1B. | Election of Class I Director to serve until the 2024 Annual Meeting: Brett T. Ponton | Management | For | For | ||||||||||
| 1C. | Election of Class I Director to serve until the 2024 Annual Meeting: Stephen J. Sedita | Management | For | For | ||||||||||
| 2. | To hold a non-binding advisory vote approving executive compensation. | Management | For | For | ||||||||||
| 3. | To hold a non-binding advisory vote on the frequency of future advisory votes approving executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| SOCIETE GENERALE SA | ||||||||||||||
| Security | F8591M517 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 18-May-2021 | ||||||||||||
| ISIN | FR0000130809 | Agenda | 713683046 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | 15 MAR 2021: PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT-THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY-CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU AND INTERMEDIARY CLIENTS-ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER-THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING-SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON-HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE-SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE AND- PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIs TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE | Non-Voting | ||||||||||||
| BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | 28 APR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104282101196-51 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT AND RECEIPT OF- UPDATED BALO LINK AND CHANGE IN MEETING TYPE FROM AGM TO OGM. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENT FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENT FOR THE FINANCIAL YEAR 2020 - APPROVAL OF THE TOTAL AMOUNT OF NON- DEDUCTIBLE EXPENSES AND COSTS | Management | No Action | |||||||||||
| 3 | ALLOCATION OF INCOME AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
| 4 | APPROVAL OF THE STATUTORY AUDITORS' REPORT ON THE REGULATED AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 5 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS, IN ACCORDANCE WITH ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 6 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER AND THE DEPUTY CHIEF EXECUTIVE OFFICERS, PURSUANT TO ARTICLE L. 22-10-8 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 7 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS, PURSUANT TO ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 8 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF EACH OF THE CORPORATE OFFICERS REQUIRED BY ARTICLE L. 22-10-9 I OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 9 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2020 TO MR. LORENZO BINI SMAGHI, CHAIRMAN OF THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE L. 22-10-34 II OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2020 TO MR. FREDERIC OUDEA, CHIEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L.22-10-34 II OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2020 TO MR. PHILIPPE AYMERICH, DEPUTY CHIEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L. 22-10-34 II OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 12 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2020 TO MR. SEVERIN CABANNES, DEPUTY CHIEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L.22-10-34 II OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 13 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2020 TO MR. PHILIPPE HEIM, DEPUTY CHIEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L. 22-10-34 II OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 14 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2020 TO MRS. DIONY LEBOT, DEPUTY CHIEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L. 22-10-34 II OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 15 | ADVISORY OPINION ON THE COMPENSATION PAID IN 2020 TO THE REGULATED PERSONS REFERRED TO IN ARTICLE L.511-71 OF THE MONETARY AND FINANCIAL CODE | Management | No Action | |||||||||||
| 16 | RENEWAL OF THE TERM OF OFFICE OF MR. WILLIAM CONNELLY AS DIRECTOR | Management | No Action | |||||||||||
| 17 | RENEWAL OF THE TERM OF OFFICE OF MRS. LUBOMIRA ROCHET AS DIRECTOR | Management | No Action | |||||||||||
| 18 | RENEWAL OF THE TERM OF OFFICE OF MRS. ALEXANDRA SCHAAPVELD AS DIRECTOR | Management | No Action | |||||||||||
| 19 | APPOINTMENT OF MR. HENRI POUPART-LAFARGE AS DIRECTOR AS A REPLACEMENT FOR MR. JEAN- BERNARD LEVY | Management | No Action | |||||||||||
| 20 | ELECTION OF MRS. HELENE CRINQUANT AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS | Management | No Action | |||||||||||
| 21 | ELECTION OF MR. SEBASTIEN WETTER AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS | Management | No Action | |||||||||||
| 22 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE COMMON SHARES OF THE COMPANY WITHIN THE LIMIT OF 5% OF THE CAPITAL | Management | No Action | |||||||||||
| 23 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
| COMMERZBANK AG | ||||||||||||||
| Security | D172W1279 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 18-May-2021 | ||||||||||||
| ISIN | DE000CBK1001 | Agenda | 713868909 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||||
| 2 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 4 | RATIFY ERNST YOUNG GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 5 | RATIFY ERNST YOUNG GMBH AS AUDITORS FOR THE 2022 INTERIM FINANCIAL STATEMENTS UNTIL THE 2022 AGM | Management | No Action | |||||||||||
| 6.1 | ELECT HELMUT GOTTSCHALK TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6.2 | ELECT BURKHARD KEESE TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6.3 | ELECT DANIELA MATTHEUS TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6.4 | ELECT CAROLINE SEIFERT TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6.5 | ELECT FRANK WESTHOFF TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 7 | APPROVE AFFILIATION AGREEMENT WITH COMMERZVENTURES GMBH | Management | No Action | |||||||||||
| CMMT | 30 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 30 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| MOTOROLA SOLUTIONS, INC. | ||||||||||||||
| Security | 620076307 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MSI | Meeting Date | 18-May-2021 | |||||||||||
| ISIN | US6200763075 | Agenda | 935363274 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director for One-Year Term: Gregory Q. Brown | Management | For | For | ||||||||||
| 1B. | Election of Director for One-Year Term: Kenneth D. Denman | Management | For | For | ||||||||||
| 1C. | Election of Director for One-Year Term: Egon P. Durban | Management | For | For | ||||||||||
| 1D. | Election of Director for One-Year Term: Clayton M. Jones | Management | For | For | ||||||||||
| 1E. | Election of Director for One-Year Term: Judy C. Lewent | Management | For | For | ||||||||||
| 1F. | Election of Director for One-Year Term: Gregory K. Mondre | Management | For | For | ||||||||||
| 1G. | Election of Director for One-Year Term: Joseph M. Tucci | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||||||||
| 3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||
| THE WENDY'S COMPANY | ||||||||||||||
| Security | 95058W100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WEN | Meeting Date | 18-May-2021 | |||||||||||
| ISIN | US95058W1009 | Agenda | 935370510 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Nelson Peltz | Management | For | For | ||||||||||
| 1B. | Election of Director: Peter W. May | Management | For | For | ||||||||||
| 1C. | Election of Director: Kristin A. Dolan | Management | For | For | ||||||||||
| 1D. | Election of Director: Kenneth W. Gilbert | Management | For | For | ||||||||||
| 1E. | Election of Director: Dennis M. Kass | Management | For | For | ||||||||||
| 1F. | Election of Director: Joseph A. Levato | Management | For | For | ||||||||||
| 1G. | Election of Director: Michelle J. Mathews-Spradlin | Management | For | For | ||||||||||
| 1H. | Election of Director: Matthew H. Peltz | Management | For | For | ||||||||||
| 1I. | Election of Director: Todd A. Penegor | Management | For | For | ||||||||||
| 1J. | Election of Director: Peter H. Rothschild | Management | For | For | ||||||||||
| 1K. | Election of Director: Arthur B. Winkleblack | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||||
| 4. | Stockholder proposal requesting a report on the protection of workers in the Company's supply chain, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
| JPMORGAN CHASE & CO. | ||||||||||||||
| Security | 46625H100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | JPM | Meeting Date | 18-May-2021 | |||||||||||
| ISIN | US46625H1005 | Agenda | 935372285 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Linda B. Bammann | Management | For | For | ||||||||||
| 1B. | Election of Director: Stephen B. Burke | Management | For | For | ||||||||||
| 1C. | Election of Director: Todd A. Combs | Management | For | For | ||||||||||
| 1D. | Election of Director: James S. Crown | Management | For | For | ||||||||||
| 1E. | Election of Director: James Dimon | Management | For | For | ||||||||||
| 1F. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||||
| 1G. | Election of Director: Mellody Hobson | Management | For | For | ||||||||||
| 1H. | Election of Director: Michael A. Neal | Management | For | For | ||||||||||
| 1I. | Election of Director: Phebe N. Novakovic | Management | For | For | ||||||||||
| 1J. | Election of Director: Virginia M. Rometty | Management | For | For | ||||||||||
| 2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||||
| 3. | Approval of Amended and Restated Long-Term Incentive Plan effective May 18, 2021. | Management | For | For | ||||||||||
| 4. | Ratification of independent registered public accounting firm. | Management | For | For | ||||||||||
| 5. | Improve shareholder written consent. | Shareholder | Against | For | ||||||||||
| 6. | Racial equity audit and report. | Shareholder | Abstain | Against | ||||||||||
| 7. | Independent board chairman. | Shareholder | Against | For | ||||||||||
| 8. | Political and electioneering expenditure congruency report. | Shareholder | Abstain | Against | ||||||||||
| UNITED STATES CELLULAR CORPORATION | ||||||||||||||
| Security | 911684108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | USM | Meeting Date | 18-May-2021 | |||||||||||
| ISIN | US9116841084 | Agenda | 935375027 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | J. S. Crowley | For | For | |||||||||||
| 2 | G. P. Josefowicz | For | For | |||||||||||
| 3 | C. D. Stewart | For | For | |||||||||||
| 2. | Ratify accountants for 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| AMGEN INC. | ||||||||||||||
| Security | 031162100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AMGN | Meeting Date | 18-May-2021 | |||||||||||
| ISIN | US0311621009 | Agenda | 935375382 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Wanda M. Austin | Management | For | For | ||||||||||
| 1B. | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Robert A. Bradway | Management | For | For | ||||||||||
| 1C. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Brian J. Druker | Management | For | For | ||||||||||
| 1D. | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Robert A. Eckert | Management | For | For | ||||||||||
| 1E. | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Greg C. Garland | Management | For | For | ||||||||||
| 1F. | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Charles M. Holley, Jr. | Management | For | For | ||||||||||
| 1G. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Tyler Jacks | Management | For | For | ||||||||||
| 1H. | Election of Director for a term of office expiring at the 2022 annual meeting: Ms. Ellen J. Kullman | Management | For | For | ||||||||||
| 1I. | Election of Director for a term of office expiring at the 2022 annual meeting: Ms. Amy E. Miles | Management | For | For | ||||||||||
| 1J. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Ronald D. Sugar | Management | For | For | ||||||||||
| 1K. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. R. Sanders Williams | Management | For | For | ||||||||||
| 2. | Advisory vote to approve our executive compensation. | Management | For | For | ||||||||||
| 3. | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| SEALED AIR CORPORATION | ||||||||||||||
| Security | 81211K100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SEE | Meeting Date | 18-May-2021 | |||||||||||
| ISIN | US81211K1007 | Agenda | 935377247 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Zubaid Ahmad | Management | For | For | ||||||||||
| 1B. | Election of Director: Françoise Colpron | Management | For | For | ||||||||||
| 1C. | Election of Director: Edward L. Doheny II | Management | For | For | ||||||||||
| 1D. | Election of Director: Michael P. Doss | Management | For | For | ||||||||||
| 1E. | Election of Director: Henry R. Keizer | Management | For | For | ||||||||||
| 1F. | Election of Director: Harry A. Lawton III | Management | For | For | ||||||||||
| 1G. | Election of Director: Neil Lustig | Management | For | For | ||||||||||
| 1H. | Election of Director: Suzanne B. Rowland | Management | For | For | ||||||||||
| 1I. | Election of Director: Jerry R. Whitaker | Management | For | For | ||||||||||
| 2. | Amendment and restatement of 2014 Omnibus Incentive Plan. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Sealed Air's independent auditor for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 4. | Approval, as an advisory vote, of Sealed Air's 2020 executive compensation. | Management | For | For | ||||||||||
| NUVASIVE, INC. | ||||||||||||||
| Security | 670704105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NUVA | Meeting Date | 18-May-2021 | |||||||||||
| ISIN | US6707041058 | Agenda | 935377704 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Class II Director: Vickie L. Capps | Management | For | For | ||||||||||
| 1.2 | Election of Class II Director: John A. DeFord, Ph.D | Management | For | For | ||||||||||
| 1.3 | Election of Class II Director: R. Scott Huennekens | Management | For | For | ||||||||||
| 1.4 | Election of Class II Director: Siddhartha C. Kadia, Ph.D. | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Approval of a non-binding advisory resolution regarding the compensation of the Company's named executive officers for the fiscal year ended December 31, 2020. | Management | For | For | ||||||||||
| THE ST. JOE COMPANY | ||||||||||||||
| Security | 790148100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | JOE | Meeting Date | 18-May-2021 | |||||||||||
| ISIN | US7901481009 | Agenda | 935382705 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director for a one-year term of expiring at the 2022 Annual Meeting: Cesar L. Alvarez | Management | For | For | ||||||||||
| 1B. | Election of Director for a one-year term of expiring at the 2022 Annual Meeting: Bruce R. Berkowitz | Management | For | For | ||||||||||
| 1C. | Election of Director for a one-year term of expiring at the 2022 Annual Meeting: Howard S. Frank | Management | For | For | ||||||||||
| 1D. | Election of Director for a one-year term of expiring at the 2022 Annual Meeting: Jorge L. Gonzalez | Management | For | For | ||||||||||
| 1E. | Election of Director for a one-year term of expiring at the 2022 Annual Meeting: Thomas P. Murphy, Jr. | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Grant Thornton LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
| BEL FUSE INC. | ||||||||||||||
| Security | 077347201 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BELFA | Meeting Date | 18-May-2021 | |||||||||||
| ISIN | US0773472016 | Agenda | 935386208 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John F. Tweedy | For | For | |||||||||||
| 2 | Mark B. Segall | For | For | |||||||||||
| 3 | Eric Nowling | For | For | |||||||||||
| 2. | With respect to the ratification of the designation of Grant Thornton LLP to audit Bel's books and accounts for 2021. | Management | For | For | ||||||||||
| 3. | With respect to the approval, on an advisory basis, of the executive compensation of Bel's named executive officers as described in the proxy statement. | Management | For | For | ||||||||||
| NATIONAL PRESTO INDUSTRIES, INC. | ||||||||||||||
| Security | 637215104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NPK | Meeting Date | 18-May-2021 | |||||||||||
| ISIN | US6372151042 | Agenda | 935400870 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Maryjo Cohen | For | For | |||||||||||
| 2. | To ratify the appointment of RSM US LLP as National Presto's independent registered public accounting firm for the fiscal year ending December 31, 2021 | Management | For | For | ||||||||||
| QUIDEL CORPORATION | ||||||||||||||
| Security | 74838J101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | QDEL | Meeting Date | 18-May-2021 | |||||||||||
| ISIN | US74838J1016 | Agenda | 935412750 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Douglas C. Bryant | For | For | |||||||||||
| 2 | Kenneth F. Buechler | For | For | |||||||||||
| 3 | Edward L. Michael | For | For | |||||||||||
| 4 | Kathy P. Ordoñez | For | For | |||||||||||
| 5 | Mary Lake Polan | For | For | |||||||||||
| 6 | Ann D. Rhoads | For | For | |||||||||||
| 7 | Charles P. Slacik | For | For | |||||||||||
| 8 | Matthew W. Strobeck | For | For | |||||||||||
| 9 | Kenneth J. Widder | For | For | |||||||||||
| 10 | Joseph D. Wilkins Jr. | For | For | |||||||||||
| 2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| DEUTSCHE BOERSE AG | ||||||||||||||
| Security | D1882G119 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 19-May-2021 | ||||||||||||
| ISIN | DE0005810055 | Agenda | 713832942 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | �� | |||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE | Non-Voting | ||||||||||||
| EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | ||||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 3.00 PER SHARE | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 5.1 | ELECT KARL-HEINZ FLOETHER TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 5.2 | ELECT ANDREAS GOTTSCHLING TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 5.3 | ELECT MARTIN JETTER TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 5.4 | ELECT BARBARA LAMBERT TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 5.5 | ELECT MICHAEL RUEDIGER TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 5.6 | ELECT CHARLES STONEHILL TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 5.7 | ELECT CLARA-CHRISTINA STREIT TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 5.8 | ELECT CHONG LEE TAN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6 | APPROVE CREATION OF EUR 19 MILLION POOL OF CAPITAL WITH PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 7 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
| 8 | AMEND ARTICLES RE: AGM LOCATION | Management | No Action | |||||||||||
| 9 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| CMMT | 09 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | 09 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| PSI SOFTWARE AG | ||||||||||||||
| Security | D6230L173 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 19-May-2021 | ||||||||||||
| ISIN | DE000A0Z1JH9 | Agenda | 713838451 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD | Non-Voting | ||||||||||||
| PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | ||||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.30 PER SHARE | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 5 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 6 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
| 7 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 100 MILLION; APPROVE CREATION OF EUR 8 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | No Action | |||||||||||
| CMMT | 12 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER | Non-Voting | ||||||||||||
| WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| CMMT | 12 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| MONDELĒZ INTERNATIONAL, INC. | ||||||||||||||
| Security | 609207105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MDLZ | Meeting Date | 19-May-2021 | |||||||||||
| ISIN | US6092071058 | Agenda | 935357360 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Lewis W.K. Booth | Management | For | For | ||||||||||
| 1B. | Election of Director: Charles E. Bunch | Management | For | For | ||||||||||
| 1C. | Election of Director: Lois D. Juliber | Management | For | For | ||||||||||
| 1D. | Election of Director: Peter W. May | Management | For | For | ||||||||||
| 1E. | Election of Director: Jorge S. Mesquita | Management | For | For | ||||||||||
| 1F. | Election of Director: Jane H. Nielsen | Management | For | For | ||||||||||
| 1G. | Election of Director: Fredric G. Reynolds | Management | For | For | ||||||||||
| 1H. | Election of Director: Christiana S. Shi | Management | For | For | ||||||||||
| 1I. | Election of Director: Patrick T. Siewert | Management | For | For | ||||||||||
| 1J. | Election of Director: Michael A. Todman | Management | For | For | ||||||||||
| 1K. | Election of Director: Jean-François M. L. van Boxmeer | Management | For | For | ||||||||||
| 1L. | Election of Director: Dirk Van de Put | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
| 3. | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2021. | Management | For | For | ||||||||||
| 4. | Consider Employee Pay in Setting Chief Executive Officer Pay. | Shareholder | Abstain | Against | ||||||||||
| ADVANCED MICRO DEVICES, INC. | ||||||||||||||
| Security | 007903107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AMD | Meeting Date | 19-May-2021 | |||||||||||
| ISIN | US0079031078 | Agenda | 935366523 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: John E. Caldwell | Management | For | For | ||||||||||
| 1B. | Election of Director: Nora M. Denzel | Management | For | For | ||||||||||
| 1C. | Election of Director: Mark Durcan | Management | For | For | ||||||||||
| 1D. | Election of Director: Michael P. Gregoire | Management | For | For | ||||||||||
| 1E. | Election of Director: Joseph A. Householder | Management | For | For | ||||||||||
| 1F. | Election of Director: John W. Marren | Management | For | For | ||||||||||
| 1G. | Election of Director: Lisa T. Su | Management | For | For | ||||||||||
| 1H. | Election of Director: Abhi Y. Talwalkar | Management | For | For | ||||||||||
| 2. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the current fiscal year. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve the executive compensation of our named executive officers. | Management | For | For | ||||||||||
| OPTION CARE HEALTH, INC. | ||||||||||||||
| Security | 68404L201 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | OPCH | Meeting Date | 19-May-2021 | |||||||||||
| ISIN | US68404L2016 | Agenda | 935367157 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John J. Arlotta | For | For | |||||||||||
| 2 | Elizabeth Q. Betten | For | For | |||||||||||
| 3 | David W. Golding | For | For | |||||||||||
| 4 | Harry M.J. Kraemer, Jr. | For | For | |||||||||||
| 5 | Alan Nielsen | For | For | |||||||||||
| 6 | R. Carter Pate | For | For | |||||||||||
| 7 | John C. Rademacher | For | For | |||||||||||
| 8 | Nitin Sahney | For | For | |||||||||||
| 9 | Timothy Sullivan | For | For | |||||||||||
| 10 | Mark Vainisi | For | For | |||||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve, on a non-binding advisory basis, our executive compensation. | Management | For | For | ||||||||||
| 4. | To approve an amendment to the Option Care Health, Inc. 2018 Equity Incentive Plan for the reservation of an additional 5,000,000 shares of Common Stock for future issuance under such plan. | Management | For | For | ||||||||||
| HALLIBURTON COMPANY | ||||||||||||||
| Security | 406216101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HAL | Meeting Date | 19-May-2021 | |||||||||||
| ISIN | US4062161017 | Agenda | 935372829 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Abdulaziz F. Al Khayyal | Management | For | For | ||||||||||
| 1B. | Election of Director: William E. Albrecht | Management | For | For | ||||||||||
| 1C. | Election of Director: M. Katherine Banks | Management | For | For | ||||||||||
| 1D. | Election of Director: Alan M. Bennett | Management | For | For | ||||||||||
| 1E. | Election of Director: Milton Carroll | Management | For | For | ||||||||||
| 1F. | Election of Director: Murry S. Gerber | Management | For | For | ||||||||||
| 1G. | Election of Director: Patricia Hemingway Hall | Management | For | For | ||||||||||
| 1H. | Election of Director: Robert A. Malone | Management | For | For | ||||||||||
| 1I. | Election of Director: Jeffrey A. Miller | Management | For | For | ||||||||||
| 1J. | Election of Director: Bhavesh V. Patel | Management | For | For | ||||||||||
| 2. | Ratification of Selection of Principal Independent Public Accountants. | Management | For | For | ||||||||||
| 3. | Advisory Approval of Executive Compensation. | Management | For | For | ||||||||||
| 4. | Proposal to Amend and Restate the Halliburton Company Stock and Incentive Plan. | Management | For | For | ||||||||||
| 5. | Proposal to Amend and Restate the Halliburton Company Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| INGREDION INC | ||||||||||||||
| Security | 457187102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | INGR | Meeting Date | 19-May-2021 | |||||||||||
| ISIN | US4571871023 | Agenda | 935373009 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director for a term of one year: Luis Aranguren- Trellez | Management | For | For | ||||||||||
| 1B. | Election of Director for a term of one year: David B. Fischer | Management | For | For | ||||||||||
| 1C. | Election of Director for a term of one year: Paul Hanrahan | Management | For | For | ||||||||||
| 1D. | Election of Director for a term of one year: Rhonda L. Jordan | Management | For | For | ||||||||||
| 1E. | Election of Director for a term of one year: Gregory B. Kenny | Management | For | For | ||||||||||
| 1F. | Election of Director for a term of one year: Barbara A. Klein | Management | For | For | ||||||||||
| 1G. | Election of Director for a term of one year: Victoria J. Reich | Management | For | For | ||||||||||
| 1H. | Election of Director for a term of one year: Stephan B. Tanda | Management | For | For | ||||||||||
| 1I. | Election of Director for a term of one year: Jorge A. Uribe | Management | For | For | ||||||||||
| 1J. | Election of Director for a term of one year: Dwayne A. Wilson | Management | For | For | ||||||||||
| 1K. | Election of Director for a term of one year: James P. Zallie | Management | For | For | ||||||||||
| 2. | To approve, by advisory vote, the compensation of the Company's "named executive officers." | Management | For | For | ||||||||||
| 3. | To ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 4. | To approve an amendment to the Ingredion Incorporated Stock Incentive Plan to increase the number of shares of common stock authorized for issuance under the plan. | Management | Against | Against | ||||||||||
| THERMO FISHER SCIENTIFIC INC. | ||||||||||||||
| Security | 883556102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TMO | Meeting Date | 19-May-2021 | |||||||||||
| ISIN | US8835561023 | Agenda | 935375736 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Marc N. Casper | Management | For | For | ||||||||||
| 1B. | Election of Director: Nelson J. Chai | Management | For | For | ||||||||||
| 1C. | Election of Director: C. Martin Harris | Management | For | For | ||||||||||
| 1D. | Election of Director: Tyler Jacks | Management | For | For | ||||||||||
| 1E. | Election of Director: R. Alexandra Keith | Management | For | For | ||||||||||
| 1F. | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||||
| 1G. | Election of Director: Jim P. Manzi | Management | For | For | ||||||||||
| 1H. | Election of Director: James C. Mullen | Management | For | For | ||||||||||
| 1I. | Election of Director: Lars R. Sørensen | Management | For | For | ||||||||||
| 1J. | Election of Director: Debora L. Spar | Management | For | For | ||||||||||
| 1K. | Election of Director: Scott M. Sperling | Management | For | For | ||||||||||
| 1L. | Election of Director: Dion J. Weisler | Management | For | For | ||||||||||
| 2. | An advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent auditors for 2021. | Management | For | For | ||||||||||
| 4. | A shareholder Proposal regarding special Shareholder Meetings. | Shareholder | Against | For | ||||||||||
| THE SHYFT GROUP INC | ||||||||||||||
| Security | 825698103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SHYF | Meeting Date | 19-May-2021 | |||||||||||
| ISIN | US8256981031 | Agenda | 935377817 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Daryl M. Adams | For | For | |||||||||||
| 2 | Thomas R. Clevinger | For | For | |||||||||||
| 3 | Paul A. Mascarenas | For | For | |||||||||||
| 2. | Vote on the ratification of the appointment of BDO USA, LLP as The Shyft Group's independent registered public accounting firm for the current fiscal year. | Management | For | For | ||||||||||
| 3. | Participate in an advisory vote to approve the compensation of our executives. | Management | For | For | ||||||||||
| FISERV, INC. | ||||||||||||||
| Security | 337738108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FISV | Meeting Date | 19-May-2021 | |||||||||||
| ISIN | US3377381088 | Agenda | 935377893 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Frank J. Bisignano | For | For | |||||||||||
| 2 | Alison Davis | For | For | |||||||||||
| 3 | Henrique de Castro | For | For | |||||||||||
| 4 | Harry F. DiSimone | For | For | |||||||||||
| 5 | Dennis F. Lynch | For | For | |||||||||||
| 6 | Heidi G. Miller | For | For | |||||||||||
| 7 | Scott C. Nuttall | For | For | |||||||||||
| 8 | Denis J. O'Leary | For | For | |||||||||||
| 9 | Doyle R. Simons | For | For | |||||||||||
| 10 | Kevin M. Warren | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2021. | Management | For | For | ||||||||||
| FIDELITY NAT'L INFORMATION SERVICES,INC. | ||||||||||||||
| Security | 31620M106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FIS | Meeting Date | 19-May-2021 | |||||||||||
| ISIN | US31620M1062 | Agenda | 935378097 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Ellen R. Alemany | Management | For | For | ||||||||||
| 1B. | Election of Director: Jeffrey A. Goldstein | Management | For | For | ||||||||||
| 1C. | Election of Director: Lisa A. Hook | Management | For | For | ||||||||||
| 1D. | Election of Director: Keith W. Hughes | Management | For | For | ||||||||||
| 1E. | Election of Director: Gary L. Lauer | Management | For | For | ||||||||||
| 1F. | Election of Director: Gary A. Norcross | Management | For | For | ||||||||||
| 1G. | Election of Director: Louise M. Parent | Management | For | For | ||||||||||
| 1H. | Election of Director: Brian T. Shea | Management | For | For | ||||||||||
| 1I. | Election of Director: James B. Stallings, Jr. | Management | For | For | ||||||||||
| 1J. | Election of Director: Jeffrey E. Stiefler | Management | For | For | ||||||||||
| 2. | Advisory vote on Fidelity National Information Services, Inc. executive compensation. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| ITT INC. | ||||||||||||||
| Security | 45073V108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ITT | Meeting Date | 19-May-2021 | |||||||||||
| ISIN | US45073V1089 | Agenda | 935380357 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Orlando D. Ashford | Management | For | For | ||||||||||
| 1B. | Election of Director: Geraud Darnis | Management | For | For | ||||||||||
| 1C. | Election of Director: Donald DeFosset, Jr. | Management | For | For | ||||||||||
| 1D. | Election of Director: Nicholas C. Fanandakis | Management | For | For | ||||||||||
| 1E. | Election of Director: Richard P. Lavin | Management | For | For | ||||||||||
| 1F. | Election of Director: Mario Longhi | Management | Abstain | Against | ||||||||||
| 1G. | Election of Director: Rebecca A. McDonald | Management | For | For | ||||||||||
| 1H. | Election of Director: Timothy H. Powers | Management | For | For | ||||||||||
| 1I. | Election of Director: Luca Savi | Management | For | For | ||||||||||
| 1J. | Election of Director: Cheryl L. Shavers | Management | For | For | ||||||||||
| 1K. | Election of Director: Sabrina Soussan | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the 2021 fiscal year. | Management | For | For | ||||||||||
| 3. | Approval of an advisory vote on executive compensation. | Management | For | For | ||||||||||
| 4. | A shareholder proposal regarding special shareholder meetings. | Shareholder | Against | For | ||||||||||
| STATE STREET CORPORATION | ||||||||||||||
| Security | 857477103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | STT | Meeting Date | 19-May-2021 | |||||||||||
| ISIN | US8574771031 | Agenda | 935380408 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: P. de Saint-Aignan | Management | For | For | ||||||||||
| 1B. | Election of Director: M. Chandoha | Management | For | For | ||||||||||
| 1C. | Election of Director: A. Fawcett | Management | For | For | ||||||||||
| 1D. | Election of Director: W. Freda | Management | For | For | ||||||||||
| 1E. | Election of Director: S. Mathew | Management | For | For | ||||||||||
| 1F. | Election of Director: W. Meaney | Management | For | For | ||||||||||
| 1G. | Election of Director: R. O'Hanley | Management | For | For | ||||||||||
| 1H. | Election of Director: S. O'Sullivan | Management | For | For | ||||||||||
| 1I. | Election of Director: J. Portalatin | Management | For | For | ||||||||||
| 1J. | Election of Director: J. Rhea | Management | For | For | ||||||||||
| 1K. | Election of Director: R. Sergel | Management | For | For | ||||||||||
| 1L. | Election of Director: G. Summe | Management | For | For | ||||||||||
| 2. | To approve an advisory proposal on executive compensation. | Management | For | For | ||||||||||
| 3. | To ratify the selection of Ernst & Young LLP as State Street's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 4. | Shareholder proposal requesting that the board oversee a racial equity audit. | Shareholder | Abstain | Against | ||||||||||
| LUMEN TECHNOLOGIES, INC. | ||||||||||||||
| Security | 550241103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LUMN | Meeting Date | 19-May-2021 | |||||||||||
| ISIN | US5502411037 | Agenda | 935382832 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Quincy L. Allen | Management | For | For | ||||||||||
| 1B. | Election of Director: Martha Helena Bejar | Management | For | For | ||||||||||
| 1C. | Election of Director: Peter C. Brown | Management | For | For | ||||||||||
| 1D. | Election of Director: Kevin P. Chilton | Management | For | For | ||||||||||
| 1E. | Election of Director: Steven T. "Terry" Clontz | Management | For | For | ||||||||||
| 1F. | Election of Director: T. Michael Glenn | Management | For | For | ||||||||||
| 1G. | Election of Director: W. Bruce Hanks | Management | For | For | ||||||||||
| 1H. | Election of Director: Hal Stanley Jones | Management | For | For | ||||||||||
| 1I. | Election of Director: Michael Roberts | Management | For | For | ||||||||||
| 1J. | Election of Director: Laurie Siegel | Management | For | For | ||||||||||
| 1K. | Election of Director: Jeffrey K. Storey | Management | For | For | ||||||||||
| 2. | Ratify the appointment of KPMG LLP as our independent auditor for 2021. | Management | For | For | ||||||||||
| 3. | Ratify the amendment to our Amended and Restated NOL Rights Plan. | Management | For | For | ||||||||||
| 4. | Advisory vote to approve our executive compensation. | Management | For | For | ||||||||||
| KBR, INC. | ||||||||||||||
| Security | 48242W106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KBR | Meeting Date | 19-May-2021 | |||||||||||
| ISIN | US48242W1062 | Agenda | 935383036 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Mark E. Baldwin | Management | For | For | ||||||||||
| 1B. | Election of Director: Stuart J. B. Bradie | Management | For | For | ||||||||||
| 1C. | Election of Director: Lynn A. Dugle | Management | For | For | ||||||||||
| 1D. | Election of Director: Lester L. Lyles | Management | For | For | ||||||||||
| 1E. | Election of Director: Wendy M. Masiello | Management | For | For | ||||||||||
| 1F. | Election of Director: Jack B. Moore | Management | For | For | ||||||||||
| 1G. | Election of Director: Ann D. Pickard | Management | For | For | ||||||||||
| 1H. | Election of Director: Umberto della Sala | Management | For | For | ||||||||||
| 2. | Advisory vote to approve KBR's named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Ratify the appointment of KPMG LLP as the independent registered public accounting firm to audit the consolidated financial statements for KBR, Inc. as of and for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 4. | Approve the Amended and Restated KBR, Inc. 2006 Stock and Incentive Plan. | Management | For | For | ||||||||||
| NORTHROP GRUMMAN CORPORATION | ||||||||||||||
| Security | 666807102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NOC | Meeting Date | 19-May-2021 | |||||||||||
| ISIN | US6668071029 | Agenda | 935386018 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Kathy J. Warden | Management | For | For | ||||||||||
| 1B. | Election of Director: David P. Abney | Management | For | For | ||||||||||
| 1C. | Election of Director: Marianne C. Brown | Management | For | For | ||||||||||
| 1D. | Election of Director: Donald E. Felsinger | Management | For | For | ||||||||||
| 1E. | Election of Director: Ann M. Fudge | Management | For | For | ||||||||||
| 1F. | Election of Director: William H. Hernandez | Management | For | For | ||||||||||
| 1G. | Election of Director: Madeleine A. Kleiner | Management | For | For | ||||||||||
| 1H. | Election of Director: Karl J. Krapek | Management | For | For | ||||||||||
| 1I. | Election of Director: Gary Roughead | Management | For | For | ||||||||||
| 1J. | Election of Director: Thomas M. Schoewe | Management | For | For | ||||||||||
| 1K. | Election of Director: James S. Turley | Management | For | For | ||||||||||
| 1L. | Election of Director: Mark A. Welsh III | Management | For | For | ||||||||||
| 2. | Proposal to approve, on an advisory basis, the compensation of the Company's Named Executive Officers. | Management | For | For | ||||||||||
| 3. | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's Independent Auditor for fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 4. | Shareholder proposal that the Company assess and report on potential human rights impacts that could result from governments' use of the Company's products and services, including in conflict-affected areas. | Shareholder | Abstain | Against | ||||||||||
| 5. | Shareholder proposal to move to a 10% ownership threshold for shareholders to request action by written consent. | Shareholder | Against | For | ||||||||||
| HYATT HOTELS CORPORATION | ||||||||||||||
| Security | 448579102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | H | Meeting Date | 19-May-2021 | |||||||||||
| ISIN | US4485791028 | Agenda | 935388048 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Susan D. Kronick | For | For | |||||||||||
| 2 | Mackey J. McDonald | For | For | |||||||||||
| 3 | Jason Pritzker | For | For | |||||||||||
| 2. | Ratification of the Appointment of Deloitte & Touche LLP as Hyatt Hotels Corporation's Independent Registered Public Accounting Firm for Fiscal Year 2021. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of the compensation paid to our named executive officers as disclosed pursuant to the Securities and Exchange Commission's compensation disclosure rules. | Management | For | For | ||||||||||
| AMPHENOL CORPORATION | ||||||||||||||
| Security | 032095101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | APH | Meeting Date | 19-May-2021 | |||||||||||
| ISIN | US0320951017 | Agenda | 935397782 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: Stanley L. Clark | Management | For | For | ||||||||||
| 1.2 | Election of Director: John D. Craig | Management | For | For | ||||||||||
| 1.3 | Election of Director: David P. Falck | Management | For | For | ||||||||||
| 1.4 | Election of Director: Edward G. Jepsen | Management | For | For | ||||||||||
| 1.5 | Election of Director: Rita S. Lane | Management | For | For | ||||||||||
| 1.6 | Election of Director: Robert A. Livingston | Management | For | For | ||||||||||
| 1.7 | Election of Director: Martin H. Loeffler | Management | For | For | ||||||||||
| 1.8 | Election of Director: R. Adam Norwitt | Management | For | For | ||||||||||
| 1.9 | Election of Director: Anne Clarke Wolff | Management | For | For | ||||||||||
| 2. | Ratify the Selection of Deloitte & Touche LLP as Independent Public Accountants. | Management | For | For | ||||||||||
| 3. | Advisory Vote to Approve Compensation of Named Executive Officers. | Management | For | For | ||||||||||
| 4. | Ratify and Approve the Amended and Restated 2017 Stock Purchase Option Plan for Key Employees of Amphenol and Subsidiaries. | Management | Against | Against | ||||||||||
| 5. | Approve an Amendment to the Company's Certificate of Incorporation to Increase the Number of Authorized Shares. | Management | For | For | ||||||||||
| 6. | Stockholder Proposal: Improve Our Catch-22 Proxy Access. | Shareholder | Abstain | Against | ||||||||||
| ARDAGH GROUP S.A. | ||||||||||||||
| Security | L0223L101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ARD | Meeting Date | 19-May-2021 | |||||||||||
| ISIN | LU1565283667 | Agenda | 935406795 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| A1 | Consider the reports of the Board of Directors of the Company and the report of the statutory auditor (réviseur d'entreprises agréé) on the Company's consolidated financial statements for the financial year ended December 31, 2020 and approve the Company's consolidated financial statements for the financial year ended December 31, 2020. | Management | For | For | ||||||||||
| A2 | Consider the report of the statutory auditor (réviseur d'entreprises agréé) on the Company's annual accounts for the financial year ended December 31, 2020 and approve the Company's annual accounts for the financial year ended December 31, 2020. | Management | For | For | ||||||||||
| A3 | Confirm the distribution of dividends decided by the Board of Directors of the Company during the financial year ended December 31, 2020 and resolve to carry forward the remaining profit for the year ended December 31, 2020. | Management | For | For | ||||||||||
| A4 | Grant discharge (quitus) to all members of the Board of Directors of the Company who were in office during the financial year ended December 31, 2020 for the proper performance of their duties. | Management | For | For | ||||||||||
| A5A | Re-election of Class III Director until the 2024 annual general meeting: Mr. Johan Gorter | Management | For | For | ||||||||||
| A5B | Re-election of Class III Director until the 2024 annual general meeting: The Rt. Hon. the Lord Hammond of Runnymede | Management | For | For | ||||||||||
| A5C | Re-election of Class III Director until the 2024 annual general meeting: Mr. Damien O'Brien | Management | For | For | ||||||||||
| A5D | Re-election of Class III Director until the 2024 annual general meeting: Mr. Hermanus Troskie | Management | For | For | ||||||||||
| A6 | Approve the aggregate amount of the directors' remuneration. | Management | For | For | ||||||||||
| A7 | Appoint PricewaterhouseCoopers Société coopérative as statutory auditor (réviseur d'entreprises agréé) of the Company for the period ending at the 2022 annual general meeting of shareholders. | Management | For | For | ||||||||||
| E1 | Renewal of the authorization granted to the Board of Directors to increase the issued share capital up to the authorized share capital with authority to limit or cancel the shareholders' preferential subscription right, during a period of five years ending on the fifth anniversary of the 2021 Extraordinary General Meeting and amendment to article 7 of the Articles of Association accordingly. | Management | Abstain | Against | ||||||||||
| E2 | Renewal of the authorization granted to the Board of Directors to purchase, acquire or receive the Company's own shares for cancellation or hold them as treasury shares during a period of five years ending on the fifth anniversary of the 2021 Extraordinary General Meeting and amendment to article 9 of the Articles of Association accordingly. | Management | For | For | ||||||||||
| REWALK ROBOTICS LTD. | ||||||||||||||
| Security | M8216Q200 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RWLK | Meeting Date | 19-May-2021 | |||||||||||
| ISIN | IL0011331076 | Agenda | 935409614 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | To reelect Mr. Jeff Dykan as a Class I director of the board of directors of the Company. | Management | For | For | ||||||||||
| 1B. | To reelect Mr. Yasushi Ichiki as a Class I director of the board of directors of the Company. | Management | Abstain | Against | ||||||||||
| 2. | To approve an amendment to the Company's Compensation Policy for directors and officers. | Management | For | For | ||||||||||
| 2A. | To confirm that you are not a controlling shareholder (as defined in the Proxy Statement) and that you do not have a "personal benefit or other interest" (as defined in the Proxy Statement) in this proposal mark "YES". Otherwise mark "NO" to indicate that you are a controlling shareholder or that you do have a "personal benefit or other interest" in this proposal. If you do not vote YES=FOR or NO=AGAINST the vote on the corresponding proposal 2 will not count. | Management | For | |||||||||||
| 3. | To approve a grant of equity awards to Larry Jasinski, the Company's Chief Executive Officer, and to approve changes to the terms of the base annual compensation to be paid to Mr. Jasinski. | Management | For | For | ||||||||||
| 3A. | To confirm that you are not a controlling shareholder (as defined in the Proxy Statement) and that you do not have a "personal benefit or other interest" (as defined in the Proxy Statement) in this proposal mark "YES". Otherwise mark "NO" to indicate that you are a controlling shareholder or that you do have a "personal benefit or other interest" in this proposal. If you do not vote YES=FOR or NO=AGAINST the vote on the corresponding proposal 3 will not count. | Management | For | |||||||||||
| 4. | To approve an amendment to the Company's Articles of Association to effect an increase in the Company's authorized share capital. | Management | For | For | ||||||||||
| 5. | To approve an amendment to the Company's Articles of Association to add forum selection provisions. | Management | For | For | ||||||||||
| 6. | To approve a grant of restricted share units to the Company's directors. | Management | For | For | ||||||||||
| 7. | To approve, on an advisory basis, the compensation of the Company's named executive officers, as disclosed in the Company's proxy statement relating to the 2021 Annual Meeting of Shareholders, pursuant to Item 402 of Regulation S-K of the Securities and Exchange Commission, including the compensation tables and accompanying narrative disclosures. | Management | For | For | ||||||||||
| 8. | To approve the reappointment of Kost Forer Gabbay & Kasierer, a member of Ernst & Young Global, as the Company's independent registered public accounting firm for the year ending December 31, 2021 and until the next annual meeting of shareholders, and to authorize the Board, upon recommendation of the audit committee, to fix the remuneration of said independent registered public accounting firm. | Management | For | For | ||||||||||
| CAPGEMINI SE | ||||||||||||||
| Security | F4973Q101 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | FR0000125338 | Agenda | 713823513 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 538214 DUE TO CHANGE IN- NUMBERING OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK- YOU. | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| 1 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED TO THE MEETING, SHOWING NET EARNINGS AMOUNTING TO EUR 181,627,000.73. APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS | Management | No Action | |||||||||||
| 2 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FINANCIAL YEAR, AS PRESENTED TO THE MEETING, SHOWING NET EARNINGS (GROUP SHARE) AMOUNTING TO EUR 957,000,000.00. CONSOLIDATED FINANCIAL STATEMENTS | Management | No Action | |||||||||||
| 3 | THE SHAREHOLDERS' MEETING APPROVES THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS AND RESOLVES TO ALLOCATE THE EARNINGS AS FOLLOWS: ORIGIN: NET EARNINGS: EUR 181,627,000.73 RETAINED EARNINGS: EUR 5,976,182,226.62 DISTRIBUTABLE INCOME: EUR 6,157,809,227.35 ALLOCATION: DIVIDENDS: EUR 329,130,432.15 RETAINED EARNINGS: EUR 5,828,678,795.20 THE SHAREHOLDERS WILL BE GRANTED A DIVIDEND OF EUR 1.95 PER SHARE, THAT WILL BE ELIGIBLE TO THE 40 PER CENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE. THIS DIVIDEND WILL BE PAID FROM THE 4TH OF JUNE 2021. THE AMOUNT CORRESPONDING TO THE TREASURY SHARES WILL BE ALLOCATED TO THE RETAINED EARNINGS ACCOUNT. AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS: EUR 1.35 PER SHARE FOR FISCAL YEAR 2019 EUR 1.70 PER SHARE FOR FISCAL YEARS 2018 AND 2017 RESULTS APPROPRIATION | Management | No Action | |||||||||||
| 4 | THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND THE AGREEMENT REFERRED TO THEREIN AND NOT APPROVED YET. SPECIAL AUDITORS' REPORT ON AGREEMENTS | Management | No Action | |||||||||||
| 5 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR PAUL HERMELIN AS CHIEF EXECUTIVE OFFICER UNTIL THE 20TH OF MAY 2020 FOR THE 2020 FINANCIAL YEAR. APPROVAL OF COMPENSATION | Management | No Action | |||||||||||
| 6 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR AIMAN EZZAT AS DEPUTY MANAGING DIRECTOR UNTIL THE 20TH OF MAY 2020 FOR THE 2020 FINANCIAL YEAR. APPROVAL OF COMPENSATION | Management | No Action | |||||||||||
| 7 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR PAUL HERMELIN AS CHAIRMAN OF THE BOARD OF DIRECTORS FROM THE 20TH OF MAY 2020 FOR THE 2020 FINANCIAL YEAR. APPROVAL OF COMPENSATION | Management | No Action | |||||||||||
| 8 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR AIMAN EZZAT AS MANAGING DIRECTOR FROM THE 20TH OF MAY 2020 FOR THE 2020 FINANCIAL YEAR. APPROVAL OF COMPENSATION | Management | No Action | |||||||||||
| 9 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION RELATED TO THE COMPENSATION APPLICABLE TO THE CORPORATE OFFICERS IN ACCORDANCE WITH THE ARTICLE L.22-10-9 I OF THE FRENCH COMMERCIAL CODE. APPROVAL OF THE INFORMATION RELATED TO THE COMPENSATION | Management | No Action | |||||||||||
| 10 | THE SHAREHOLDERS' MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS. APPROVAL OF THE COMPENSATION POLICY | Management | No Action | |||||||||||
| 11 | THE SHAREHOLDERS' MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE MANAGING DIRECTOR APPROVAL OF THE COMPENSATION POLICY | Management | No Action | |||||||||||
| 12 | THE SHAREHOLDERS' MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE DIRECTORS. APPROVAL OF THE COMPENSATION POLICY | Management | No Action | |||||||||||
| 13 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR PATRICK POUYANNE AS A DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR. RENEWAL OF A TERM OF OFFICE | Management | No Action | |||||||||||
| 14 | THE SHAREHOLDERS' MEETING APPOINTS AS A DIRECTOR, MRS TANJA RUECKERT FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR. APPOINTMENT | Management | No Action | |||||||||||
| 15 | THE SHAREHOLDERS' MEETING APPOINTS AS A DIRECTOR, MR KURT SIEVERS FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR. APPOINTMENT | Management | No Action | |||||||||||
| 16 | THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO BUY BACK THE COMPANY'S SHARES, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 190.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 PER CENT OF THE SHARES COMPOSING THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 3,200,000,000.00. THE NUMBER OF SHARES ACQUIRED BY THE COMPANY WITH A VIEW TO RETAINING OR DELIVERING IN CASH OR IN AN | Management | No Action | |||||||||||
| EXCHANGE AS PART OF A MERGER, DIVESTMENT OR CAPITAL CONTRIBUTION CANNOT EXCEED 5 PER CENT OF ITS CAPITAL. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 20TH OF MAY 2020 IN ITS RESOLUTION NUMBER 20. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES. AUTHORIZATION TO BUY BACK SHARES | ||||||||||||||
| 17 | THE SHAREHOLDERS' MEETING DECIDES TO AMEND ARTICLE NR 12: 'PRESENCE OF THE DIRECTORS BY VIDEO CONFERENCE CALL OR OTHER MEANS OF TELECOMMUNICATION' OF THE BYLAWS. AMENDMENT TO ARTICLES OF THE BYLAWS | Management | No Action | |||||||||||
| 18 | THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS, TO GRANT, UNDER PERFORMANCE CONDITIONS, EXISTING OR TO BE ISSUED COMPANY'S SHARES, IN FAVOUR OF BENEFICIARIES TO BE CHOSEN AMONG THE EMPLOYEES OF THE COMPANY, AND THE EMPLOYEES AND THE CORPORATE OFFICERS OF THE FRENCH AND FOREIGN RELATED COMPANY'S SUBSIDIARIES, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THEY MAY NOT REPRESENT MORE THAN 1.2 PER CENT OF THE SHARE CAPITAL, AMONG WHICH (I) 10 PER CENT MAY BE GRANTED TO THE COMPANY'S MANAGING CORPORATE OFFICERS, (II) 15 PER CENT MAY BE GRANTED TO THE EMPLOYEES OF THE COMPANY AND ITS FRENCH OR FOREIGN SUBSIDIARIES, THE MEMBERS OF EXECUTIVE COMMITTEE EXCLUDED, WITHOUT PERFORMANCE CONDITIONS. THIS DELEGATION IS GIVEN FOR AN 18-MONTH PERIOD, SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 20TH OF MAY 2020 IN ITS RESOLUTION NUMBER 30. ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES. ALLOCATION OF SHARES | Management | No Action | |||||||||||
| 19 | THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS SOLE DISCRETION, IN FAVOUR OF THE MEMBERS OF ONE OR SEVERAL WAGE SAVINGS PLANS SET UP BY FRENCH OR FOREIGN COMPANY OR GROUP OF COMPANIES WITHIN THE COMPANY'S ACCOUNT CONSOLIDATION OR COMBINATION SCOPE, BY ISSUANCE OF COMPANY'S SHARES (PREFERENCE SHARES EXCLUDED) AND OR SECURITIES GIVING | Management | No Action | |||||||||||
| ACCESS TO THE COMPANY'S SHARE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS DELEGATION IS GIVEN FOR AN 18- MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED EUR 32,000,000.00. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 20TH OF MAY 2020 IN ITS RESOLUTION NUMBER 31. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES. SHARE CAPITAL INCREASE RESERVED FOR EMPLOYEES | ||||||||||||||
| 20 | THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL IN FAVOUR OF (I) FOREIGN EMPLOYEES, (II) UCITS, EMPLOYEE SHAREHOLDING INVESTED IN COMPANY'S EQUITIES WHOSE SHAREHOLDERS ARE COMPOSED OF FOREIGN EMPLOYEES, (III) ANY FINANCIAL INSTITUTION UNDERTAKING ON BEHALF OF THE COMPANY THE SETTING UP OF A STRUCTURED PLAN TO THE BENEFIT OF THE FOREIGN EMPLOYEES SIMILAR TO AN EMPLOYEE SHAREHOLDING SCHEME AS THE ONE OFFERED WITHIN THE CONTEXT OF RESOLUTION 19, BY ISSUANCE OF COMPANY'S SHARES (PREFERENCE SHARES EXCLUDED) AND OR SECURITIES GIVING ACCESS TO THE COMPANY'S SHARE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS DELEGATION IS GIVEN FOR 18 MONTHS ALONG WITH THE IMPLEMENTATION OF RESOLUTION 19, FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED EUR 16,000,000.00, THAT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION 19, AND SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION 32 GRANTED ON THE 20TH OF MAY 2020. ALL POWERS TO THE BOARD OF DIRECTORS. SHARE CAPITAL INCREASE RESERVED FOR EMPLOYEES | Management | No Action | |||||||||||
| 21 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW. POWERS TO ACCOMPLISH FORMALITIES | Management | No Action | |||||||||||
| CMMT | 28 APR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104282101109-51 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF UPDATED BALO LINK. IF-YOU HAVE ALREADY SENT IN YOUR VOTES TO MID 547998, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| NN GROUP N.V. | ||||||||||||||
| Security | N64038107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | NL0010773842 | Agenda | 713836407 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1. | OPENING | Non-Voting | ||||||||||||
| 2. | 2020 ANNUAL REPORT | Non-Voting | ||||||||||||
| 3. | PROPOSAL TO GIVE A POSITIVE ADVICE ON THE 2020 REMUNERATION REPORT | Management | No Action | |||||||||||
| 4.A. | PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
| 4.B. | EXPLANATION OF THE DIVIDEND POLICY | Non-Voting | ||||||||||||
| 4.C. | PROPOSAL TO PAY OUT DIVIDEND: THE EXECUTIVE BOARD PROPOSES, WHICH PROPOSAL IS APPROVED BY THE SUPERVISORY BOARD, TO PAY OUT A FINAL DIVIDEND OF EUR 1.47 PER ORDINARY SHARE, OR APPROXIMATELY EUR 456 MILLION IN TOTAL | Management | No Action | |||||||||||
| 5.A. | PROPOSAL TO RELEASE THE MEMBERS OF THE EXECUTIVE BOARD FROM LIABILITY FOR THEIR RESPECTIVE DUTIES PERFORMED DURING THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
| 5.B. | PROPOSAL TO RELEASE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY FOR THEIR RESPECTIVE DUTIES PERFORMED DURING THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
| 6.A. | PROPOSAL TO APPOINT CECILIA REYES AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6.B. | PROPOSAL TO APPOINT ROB LELIEVELD AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6.C. | PROPOSAL TO APPOINT INGA BEALE AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 7. | PROPOSAL TO APPROVE AN INCREASE OF VARIABLE REMUNERATION CAPS IN SPECIAL CIRCUMSTANCES | Management | No Action | |||||||||||
| 8.A.i | PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD AS THE COMPETENT BODY TO RESOLVE TO ISSUE ORDINARY SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES | Management | No Action | |||||||||||
| 8A.ii | PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD AS THE COMPETENT BODY TO RESOLVE TO LIMIT OR EXCLUDE PREEMPTIVE RIGHTS OF EXISTING SHAREHOLDERS WHEN ISSUING ORDINARY SHARES AND GRANTING RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES PURSUANT TO AGENDA ITEM 8.A.(I) | Management | No Action | |||||||||||
| 8.B. | PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD AS THE COMPETENT BODY TO RESOLVE TO ISSUE ORDINARY SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES BY WAY OF A RIGHTS ISSUE | Management | No Action | |||||||||||
| 9. | PROPOSAL TO AUTHORISE THE EXECUTIVE BOARD TO ACQUIRE ORDINARY SHARES IN THE COMPANY'S SHARE CAPITAL | Management | No Action | |||||||||||
| 10. | PROPOSAL TO REDUCE THE ISSUED SHARE CAPITAL BY CANCELLATION OF ORDINARY SHARES HELD BY THE COMPANY | Management | No Action | |||||||||||
| 11. | ANY OTHER BUSINESS AND CLOSING | Non-Voting | ||||||||||||
| CMMT | 09 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 03 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND CHANGE IN NUMBERING FOR RESOLUTIONS 8A.i and 8A.ii. IF YOU HAVE ALREADY-SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| NETWORK INTERNATIONAL HOLDINGS PLC | ||||||||||||||
| Security | G6457T104 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | GB00BH3VJ782 | Agenda | 713869886 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020, AS SET OUT ON PAGES 132 TO 148 OF THE ANNUAL REPORT AND ACCOUNTS 2020 | Management | For | For | ||||||||||
| 3 | TO RE-ELECT ROHINTON KALIFA, OBE AS A DIRECTOR | Management | For | For | ||||||||||
| 4 | TO ELECT NANDAN MER AS A DIRECTOR | Management | For | For | ||||||||||
| 5 | TO RE-ELECT DARREN POPE AS A DIRECTOR | Management | For | For | ||||||||||
| 6 | TO RE-ELECT ANIL DUA AS A DIRECTOR | Management | For | For | ||||||||||
| 7 | TO RE-ELECT VICTORIA HULL AS A DIRECTOR | Management | For | For | ||||||||||
| 8 | TO ELECT ROHIT MALHOTRA AS A DIRECTOR | Management | For | For | ||||||||||
| 9 | TO RE-ELECT ALI HAERI MAZANDERANI AS A DIRECTOR | Management | For | For | ||||||||||
| 10 | TO RE-ELECT HABIB AL MULLA AS A DIRECTOR | Management | For | For | ||||||||||
| 11 | TO ELECT DIANE RADLEY AS A DIRECTOR | Management | For | For | ||||||||||
| 12 | TO ELECT MONIQUE SHIVANANDAN AS A DIRECTOR | Management | For | For | ||||||||||
| 13 | TO RE-ELECT SURYANARAYAN SUBRAMANIAN AS A DIRECTOR | Management | For | For | ||||||||||
| 14 | TO RE-APPOINT KPMG LLP AS AUDITORS UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH THE ACCOUNTS ARE LAID | Management | For | For | ||||||||||
| 15 | TO AUTHORISE THE AUDIT & RISK COMMITTEE FOR AND ON BEHALF OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | For | For | ||||||||||
| 16 | POLITICAL DONATIONS | Management | For | For | ||||||||||
| 17 | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||
| 18 | GENERAL AUTHORITY TO DIS-APPLY PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||||
| 19 | ADDITIONAL AUTHORITY TO DIS-APPLY PRE- EMPTION RIGHTS | Management | Abstain | Against | ||||||||||
| 20 | MARKET PURCHASE OF OWN SHARES | Management | For | For | ||||||||||
| 21 | NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||||||||
| WORLDLINE SA | ||||||||||||||
| Security | F9867T103 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | FR0011981968 | Agenda | 713932449 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CUSTODIAN) WILL BE REQUIRED TO-INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN-THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED-TO BE COMPLETED BY THE SPECIFIED | Non-Voting | ||||||||||||
| CREST SYSTEM DEADLINE. ONCE THIS TRANSFER- HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE-RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO-MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CUSTODIAN MAY USE YOUR VOTE- INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER-OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU. | ||||||||||||||
| 1 | APPROVAL OF THE COMPANY FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDING DECEMBER 31, 2020 | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDING DECEMBER 31, 2020 | Management | No Action | |||||||||||
| 3 | ALLOCATION OF THE NET INCOME FOR THE FINANCIAL YEAR ENDING DECEMBER 31, 2020 | Management | No Action | |||||||||||
| 4 | APPROVAL OF THE AGREEMENTS ENTERED INTO BETWEEN WORLDLINE AND SIX GROUP AG - SECOND SETTLEMENT AGREEMENT AND LOCK-UP AGREEMENT - AS REFERRED TO IN ARTICLE L.225- 38 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 5 | APPROVAL OF THE AMENDMENT TO THE BUSINESS COMBINATION AGREEMENT ENTERED INTO BETWEEN WORLDLINE AND DEUTSCHER SPARKASSEN VERLAG GMBH (DSV) AS REFERRED TO IN ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 6 | RENEWAL OF MS. AGNES AUDIER AS DIRECTOR | Management | No Action | |||||||||||
| 7 | RENEWAL OF MS. NAZAN SOMER OZELGIN AS DIRECTOR | Management | No Action | |||||||||||
| 8 | RENEWAL OF MS. DANIELLE LAGARDE AS DIRECTOR | Management | No Action | |||||||||||
| 9 | RENEWAL OF MR. LORENZ VON HABSBURG LOTHRINGEN AS DIRECTOR | Management | No Action | |||||||||||
| 10 | RENEWAL OF MR. DANIEL SCHMUCKI AS DIRECTOR | Management | No Action | |||||||||||
| 11 | RENEWAL OF MR. JOHANNES DIJSSELHOF AS CENSOR | Management | No Action | |||||||||||
| 12 | APPROVAL OF THE INFORMATION ON CORPORATE OFFICERS' COMPENSATION REFERRED TO IN I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE RELATED TO THE COMPENSATION PAID DURING THE FINANCIAL YEAR ENDING DECEMBER 31, 2020 OR AWARDED FOR THE SAME TO THE CORPORATE OFFICERS | Management | No Action | |||||||||||
| 13 | APPROVAL OF THE ELEMENTS OF COMPENSATION AND BENEFITS PAID FOR THE FINANCIAL YEAR ENDING DECEMBER 31, 2020 OR AWARDED FOR THE SAME TO MR. GILLES GRAPINET, CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 14 | APPROVAL OF THE ELEMENTS OF COMPENSATION AND BENEFITS PAID FOR THE FINANCIAL YEAR ENDING DECEMBER 31, 2019 OR AWARDED FOR THE SAME TO MR. MARC-HENRI DESPORTES, DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 15 | APPROVAL OF THE 2021 COMPENSATION POLICY APPLICABLE TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 16 | APPROVAL OF THE 2021 COMPENSATION POLICY APPLICABLE TO THE DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 17 | APPROVAL OF THE 2021 COMPENSATION POLICY APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 18 | APPROVAL OF THE 2021 COMPENSATION POLICY APPLICABLE TO NON-EXECUTIVE DIRECTORS | Management | No Action | |||||||||||
| 19 | AUTHORIZATION TO THE BOARD OF DIRECTORS FOR THE PURPOSE OF PURCHASING, HOLDING OR TRANSFERRING SHARES OF THE COMPANY | Management | No Action | |||||||||||
| 20 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE THE ISSUE OF SHARES AND/OR SECURITIES GIVING ACCESS TO SHARE CAPITAL AND/OR SECURITIES CARRYING A RIGHT TO THE ALLOCATION OF DEBT INSTRUMENTS - WHILE MAINTAINING PREFERENTIAL SUBSCRIPTION RIGHTS | Management | No Action | |||||||||||
| 21 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE THE ISSUE OF SHARES AND/OR SECURITIES GIVING ACCESS TO SHARE CAPITAL AND/OR SECURITIES CARRYING A RIGHT TO THE ALLOCATION OF DEBT INSTRUMENT THROUGH PUBLIC OFFERINGS, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS, CONFERRING ON THE SHAREHOLDERS A PRIORITY SUBSCRIPTION | Management | No Action | |||||||||||
| 22 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE THE ISSUE OF SHARES AND/OR SECURITIES GIVING ACCESS TO SHARE CAPITAL AND/OR SECURITIES CARRYING A RIGHT TO THE ALLOCATION OF DEBT SECURITIES THROUGH PUBLIC OFFERINGS MENTIONED IN ARTICLE L.411-2 II OF THE FRENCH MONETARY AND FINANCIAL CODE, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS | Management | No Action | |||||||||||
| 23 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN CONNECTION WITH A SHARE CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS | Management | No Action | |||||||||||
| 24 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE THE ISSUE OF SHARES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL IN CONSIDERATION FOR CONTRIBUTIONS IN KIND RELATING TO EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO THE CAPITAL (OTHER THAN PUBLIC EXCHANGE OFFERINGS) | Management | No Action | |||||||||||
| 25 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE THE ISSUE OF SHARES, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS, RESERVED FOR PEOPLE WITH CERTAIN CHARACTERISTICS | Management | No Action | |||||||||||
| 26 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO INCREASE THE SHARE CAPITAL OF THE COMPANY WITH CANCELATION OF THE SHAREHOLDER'S PREFERENTIAL SUBSCRIPTION RIGHTS TO THE BENEFIT OF MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN AS EMPLOYEES AND/OR EXECUTIVE OFFICERS OF THE COMPANY AND ITS AFFILIATED COMPANIES | Management | No Action | |||||||||||
| 27 | DELEGATION OF POWER TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S SHARE CAPITAL, WITH CANCELATION OF THE PREFERENTIAL SUBSCRIPTION RIGHT FOR THE BENEFIT OF A CATEGORY OF BENEFICIARIES CONSISTING OF EMPLOYEES AND/OR CORPORATE OFFICERS OF THE COMPANY'S FOREIGN SUBSIDIARIES, WITHIN THE MEANING OF ARTICLE L. 233-15 OF THE FRENCH COMMERCIAL CODE, IN THE CONTEXT OF AN EMPLOYEE SHAREHOLDING PLAN | Management | No Action | |||||||||||
| 28 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO GRANT OPTIONS TO SUBSCRIBE FOR OR TO PURCHASE SHARES TO THE EMPLOYEES AND/OR CORPORATE OFFICERS OF THE COMPANY AND/OR ITS AFFILIATED COMPANIES | Management | No Action | |||||||||||
| 29 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO GRANT FREE PERFORMANCE SHARES TO THE EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY AND/OR ITS AFFILIATED COMPANIES | Management | No Action | |||||||||||
| 30 | APPROVAL OF THE DRAFT CONTRIBUTION AGREEMENT SUBJECT TO THE REGIME GOVERNING SPIN-OFFS BY THE COMPANY OF ITS OPERATIONAL AND COMMERCIAL ACTIVITIES, AND THE RELATED SUPPORT FUNCTIONS, FOR THE BENEFIT OF WORLDLINE FRANCE SAS, A WHOLLY OWNED SUBSIDIARY OF THE COMPANY; APPROVAL OF THE CONTRIBUTION, ITS VALUATION, AND ITS CONSIDERATION | Management | No Action | |||||||||||
| 31 | POWERS | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 03 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104142100865-45 AND-https://www.journal- officiel.gouv.fr/balo/document/202105032101233-53 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF UPDATED BALO LINK. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| 888 HOLDINGS PLC | ||||||||||||||
| Security | X19526106 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | GI000A0F6407 | Agenda | 713944242 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||
| 2 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||
| 3 | APPROVE REMUNERATION POLICY | Management | For | For | ||||||||||
| 4 | ELECT JON MENDELSOHN AS DIRECTOR | Management | For | For | ||||||||||
| 5 | RE-ELECT ANNE DE KERCKHOVE AS DIRECTOR | Management | For | For | ||||||||||
| 6 | RE-ELECT MARK SUMMERFIELD AS DIRECTOR | Management | For | For | ||||||||||
| 7 | ELECT LIMOR GANOT AS DIRECTOR | Management | For | For | ||||||||||
| 8 | RE-ELECT ITAI PAZNER AS DIRECTOR | Management | For | For | ||||||||||
| 9 | ELECT YARIV DAFNA AS DIRECTOR | Management | For | For | ||||||||||
| 10 | REAPPOINT ERNST AND YOUNG LLP AND EY LIMITED, GIBRALTAR AS AUDITORS | Management | For | For | ||||||||||
| 11 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||
| 12 | APPROVE FINAL DIVIDEND | Management | For | For | ||||||||||
| 13 | APPROVE ADDITIONAL ONE-OFF DIVIDEND | Management | For | For | ||||||||||
| 14 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||
| 15 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||
| 16 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | Abstain | Against | ||||||||||
| 17 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||
| TEMENOS AG | ||||||||||||||
| Security | H8547Q107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | CH0012453913 | Agenda | 713995946 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 0.90 PER SHARE | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management | No Action | |||||||||||
| 4 | APPROVE CREATION OF CHF 35.5 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 5.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF USD 8.2 MILLION | Management | No Action | |||||||||||
| 5.2 | APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF USD 40 MILLION | Management | No Action | |||||||||||
| 6.1 | ELECT JAMES BENSON AS DIRECTOR | Management | No Action | |||||||||||
| 6.2.1 | REELECT ANDREAS ANDREADES AS DIRECTOR AND BOARD CHAIRMAN | Management | No Action | |||||||||||
| 6.2.2 | REELECT THIBAULT DE TERSANT AS DIRECTOR | Management | No Action | |||||||||||
| 6.2.3 | REELECT IAN COOKSON AS DIRECTOR | Management | No Action | |||||||||||
| 6.2.4 | REELECT ERIK HANSEN AS DIRECTOR | Management | No Action | |||||||||||
| 6.2.5 | REELECT PETER SPENSER AS DIRECTOR | Management | No Action | |||||||||||
| 6.2.6 | REELECT HOMAIRA AKBARI AS DIRECTOR | Management | No Action | |||||||||||
| 6.2.7 | REELECT MAURIZIO CARLI AS DIRECTOR | Management | No Action | |||||||||||
| 7.1 | REAPPOINT HOMAIRA AKBARI AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 7.2 | REAPPOINT PETER SPENSER AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 7.3 | REAPPOINT MAURIZIO CARLI AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 7.4 | APPOINT JAMES BENSON AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 8 | DESIGNATE PERREARD DE BOCCARD SA AS INDEPENDENT PROXY | Management | No Action | |||||||||||
| 9 | RATIFY PRICEWATERHOUSECOOPERS SA AS AUDITORS | Management | No Action | |||||||||||
| SHAW COMMUNICATIONS INC | ||||||||||||||
| Security | 82028K200 | Meeting Type | Special General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | CA82028K2002 | Agenda | 714108506 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 536522 DUE TO RECEIPT OF-THE INFORMATION THAT MEETING IS A VOTABLE MEETING. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS-MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
| 1 | A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX A TO THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR DATED APRIL 14, 2021 (THE "CIRCULAR"), TO APPROVE THE PROPOSED ARRANGEMENT BETWEEN SHAW COMMUNICATIONS INC. ("SHAW"), ROGERS COMMUNICATIONS INC. (THE "PURCHASER") AND THE HOLDERS OF CLASS A PARTICIPATING SHARES AND CLASS B NON- VOTING PARTICIPATING SHARES OF SHAW PURSUANT TO A PLAN OF ARRANGEMENT UNDER SECTION 193 OF THE BUSINESS CORPORATIONS ACT (ALBERTA), WHEREBY THE PURCHASER WILL, AMONG OTHER THINGS, ACQUIRE ALL OF THE ISSUED AND OUTSTANDING CLASS A PARTICIPATING SHARES AND CLASS B NON- VOTING PARTICIPATING SHARES IN THE CAPITAL OF SHAW, AS MORE PARTICULARLY DESCRIBED IN THE CIRCULAR | Management | For | For | ||||||||||
| CMMT | 10 MAY 2021: PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR-'AGAINST' ONLY FOR RESOLUTION 1. ABSTAIN IS NOT A VOTING OPTION ON THIS-MEETING. THANK YOU. | Non-Voting | ||||||||||||
| CMMT | 10 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| MORGAN STANLEY | ||||||||||||||
| Security | 617446448 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MS | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | US6174464486 | Agenda | 935372312 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Elizabeth Corley | Management | For | For | ||||||||||
| 1B. | Election of Director: Alistair Darling | Management | For | For | ||||||||||
| 1C. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||||
| 1D. | Election of Director: James P. Gorman | Management | For | For | ||||||||||
| 1E. | Election of Director: Robert H. Herz | Management | For | For | ||||||||||
| 1F. | Election of Director: Nobuyuki Hirano | Management | For | For | ||||||||||
| 1G. | Election of Director: Hironori Kamezawa | Management | For | For | ||||||||||
| 1H. | Election of Director: Shelley B. Leibowitz | Management | For | For | ||||||||||
| 1I. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||||
| 1J. | Election of Director: Jami Miscik | Management | For | For | ||||||||||
| 1K. | Election of Director: Dennis M. Nally | Management | For | For | ||||||||||
| 1L. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||||
| 1M. | Election of Director: Perry M. Traquina | Management | For | For | ||||||||||
| 1N. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | ||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor. | Management | For | For | ||||||||||
| 3. | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote). | Management | For | For | ||||||||||
| 4. | To approve the amended and restated Equity Incentive Compensation Plan. | Management | Against | Against | ||||||||||
| MARSH & MCLENNAN COMPANIES, INC. | ||||||||||||||
| Security | 571748102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MMC | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | US5717481023 | Agenda | 935372817 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Anthony K. Anderson | Management | For | For | ||||||||||
| 1B. | Election of Director: Oscar Fanjul | Management | For | For | ||||||||||
| 1C. | Election of Director: Daniel S. Glaser | Management | For | For | ||||||||||
| 1D. | Election of Director: H. Edward Hanway | Management | For | For | ||||||||||
| 1E. | Election of Director: Deborah C. Hopkins | Management | For | For | ||||||||||
| 1F. | Election of Director: Tamara Ingram | Management | For | For | ||||||||||
| 1G. | Election of Director: Jane H. Lute | Management | For | For | ||||||||||
| 1H. | Election of Director: Steven A. Mills | Management | For | For | ||||||||||
| 1I. | Election of Director: Bruce P. Nolop | Management | For | For | ||||||||||
| 1J. | Election of Director: Marc D. Oken | Management | For | For | ||||||||||
| 1K. | Election of Director: Morton O. Schapiro | Management | For | For | ||||||||||
| 1L. | Election of Director: Lloyd M. Yates | Management | For | For | ||||||||||
| 1M. | Election of Director: R. David Yost | Management | For | For | ||||||||||
| 2. | Advisory (Nonbinding) Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
| 3. | Ratification of Selection of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| THE MOSAIC COMPANY | ||||||||||||||
| Security | 61945C103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MOS | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | US61945C1036 | Agenda | 935377348 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Cheryl K. Beebe | Management | For | For | ||||||||||
| 1B. | Election of Director: Oscar P. Bernardes | Management | For | For | ||||||||||
| 1C. | Election of Director: Gregory L. Ebel | Management | For | For | ||||||||||
| 1D. | Election of Director: Timothy S. Gitzel | Management | For | For | ||||||||||
| 1E. | Election of Director: Denise C. Johnson | Management | For | For | ||||||||||
| 1F. | Election of Director: Emery N. Koenig | Management | For | For | ||||||||||
| 1G. | Election of Director: James ("Joc") C. O'Rourke | Management | For | For | ||||||||||
| 1H. | Election of Director: David T. Seaton | Management | For | For | ||||||||||
| 1I. | Election of Director: Steven M. Seibert | Management | For | For | ||||||||||
| 1J. | Election of Director: Luciano Siani Pires | Management | For | For | ||||||||||
| 1K. | Election of Director: Gretchen H. Watkins | Management | For | For | ||||||||||
| 1L. | Election of Director: Kelvin R. Westbrook | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of KPMG LLP as Mosaic's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | An advisory vote to approve the compensation of our named executive officers as disclosed in the accompanying Proxy Statement. | Management | For | For | ||||||||||
| 4. | Stockholder proposal relating to adoption of written consent right. | Shareholder | Against | For | ||||||||||
| TELEPHONE AND DATA SYSTEMS, INC. | ||||||||||||||
| Security | 879433829 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TDS | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | US8794338298 | Agenda | 935377487 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | C. A. Davis | Withheld | Against | |||||||||||
| 2 | G. W. Off | Withheld | Against | |||||||||||
| 3 | W. Oosterman | Withheld | Against | |||||||||||
| 4 | G. L. Sugarman | Withheld | Against | |||||||||||
| 2. | Ratify Accountants for 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| 4. | Shareholder proposal to recapitalize TDS' outstanding stock to have an equal vote per share. | Shareholder | For | Against | ||||||||||
| NEXTERA ENERGY, INC. | ||||||||||||||
| Security | 65339F101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NEE | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | US65339F1012 | Agenda | 935378201 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Sherry S. Barrat | Management | For | For | ||||||||||
| 1B. | Election of Director: James L. Camaren | Management | For | For | ||||||||||
| 1C. | Election of Director: Kenneth B. Dunn | Management | For | For | ||||||||||
| 1D. | Election of Director: Naren K. Gursahaney | Management | For | For | ||||||||||
| 1E. | Election of Director: Kirk S. Hachigian | Management | For | For | ||||||||||
| 1F. | Election of Director: Amy B. Lane | Management | For | For | ||||||||||
| 1G. | Election of Director: David L. Porges | Management | For | For | ||||||||||
| 1H. | Election of Director: James L. Robo | Management | For | For | ||||||||||
| 1I. | Election of Director: Rudy E. Schupp | Management | For | For | ||||||||||
| 1J. | Election of Director: John L. Skolds | Management | For | For | ||||||||||
| 1K. | Election of Director: Lynn M. Utter | Management | For | For | ||||||||||
| 1L. | Election of Director: Darryl L. Wilson | Management | For | For | ||||||||||
| 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||||
| 4. | Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan. | Management | For | For | ||||||||||
| 5. | A proposal entitled "Right to Act by Written Consent" to request action by written consent of shareholders. | Shareholder | Against | For | ||||||||||
| LUMINEX CORPORATION | ||||||||||||||
| Security | 55027E102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LMNX | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | US55027E1029 | Agenda | 935379289 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Edward A. Ogunro, Ph.D. | Management | For | For | ||||||||||
| 1B. | Election of Director: Kevin M. McNamara | Management | For | For | ||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Approval of the amendment and restatement of the Luminex Corporation Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| 4. | Approval of the amendment and restatement of the Luminex Corporation 2018 Equity Incentive Plan. | Management | Against | Against | ||||||||||
| 5. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
| HARLEY-DAVIDSON, INC. | ||||||||||||||
| Security | 412822108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HOG | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | US4128221086 | Agenda | 935380484 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Troy Alstead | For | For | |||||||||||
| 2 | R. John Anderson | For | For | |||||||||||
| 3 | Michael J. Cave | For | For | |||||||||||
| 4 | James Farley, Jr. | For | For | |||||||||||
| 5 | Allan Golston | For | For | |||||||||||
| 6 | Sara L. Levinson | For | For | |||||||||||
| 7 | N. Thomas Linebarger | For | For | |||||||||||
| 8 | Maryrose T. Sylvester | For | For | |||||||||||
| 9 | Jochen Zeitz | For | For | |||||||||||
| 2. | To approve, by advisory vote, the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
| 3. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| PG&E CORPORATION | ||||||||||||||
| Security | 69331C108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PCG | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | US69331C1080 | Agenda | 935380650 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Cheryl F. Campbell | Management | For | For | ||||||||||
| 1B. | Election of Director: Kerry W. Cooper | Management | For | For | ||||||||||
| 1C. | Election of Director: Arno L. Harris | Management | For | For | ||||||||||
| 1D. | Election of Director: Michael R. Niggli | Management | For | For | ||||||||||
| 1E. | Election of Director: Oluwadara J. Treseder | Management | For | For | ||||||||||
| 1F. | Election of Director: Benjamin F. Wilson | Management | For | For | ||||||||||
| 2. | Ratification of Deloitte and Touche, LLP as the Independent Public Accounting Firm. | Management | For | For | ||||||||||
| 3. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
| 4. | Management Proposal to Approve the PG&E Corporation 2021 Long- Term Incentive Plan. | Management | For | For | ||||||||||
| FLOWSERVE CORPORATION | ||||||||||||||
| Security | 34354P105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FLS | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | US34354P1057 | Agenda | 935382589 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: R. Scott Rowe | Management | For | For | ||||||||||
| 1B. | Election of Director: Sujeet Chand | Management | For | For | ||||||||||
| 1C. | Election of Director: Ruby R. Chandy | Management | For | For | ||||||||||
| 1D. | Election of Director: Gayla J. Delly | Management | For | For | ||||||||||
| 1E. | Election of Director: Roger L. Fix | Management | For | For | ||||||||||
| 1F. | Election of Director: John R. Friedery | Management | For | For | ||||||||||
| 1G. | Election of Director: John L. Garrison | Management | For | For | ||||||||||
| 1H. | Election of Director: Michael C. McMurray | Management | For | For | ||||||||||
| 1I. | Election of Director: David E. Roberts | Management | For | For | ||||||||||
| 1J. | Election of Director: Carlyn R. Taylor | Management | For | For | ||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as the Company's independent auditor for 2021. | Management | For | For | ||||||||||
| 4. | Management proposal to amend the Company's Restated Certificate of Incorporation to delete Article Tenth regarding supermajority approval of business combinations with certain interested parties. | Management | For | For | ||||||||||
| ZOETIS INC. | ||||||||||||||
| Security | 98978V103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ZTS | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | US98978V1035 | Agenda | 935383252 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Sanjay Khosla | Management | For | For | ||||||||||
| 1B. | Election of Director: Antoinette R. Leatherberry | Management | For | For | ||||||||||
| 1C. | Election of Director: Willie M. Reed | Management | For | For | ||||||||||
| 1D. | Election of Director: Linda Rhodes | Management | For | For | ||||||||||
| 2. | Advisory vote to approve our executive compensation (Say on Pay). | Management | For | For | ||||||||||
| 3. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 4. | Shareholder proposal regarding simple majority vote. | Shareholder | Against | For | ||||||||||
| RAYONIER INC. | ||||||||||||||
| Security | 754907103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RYN | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | US7549071030 | Agenda | 935383389 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Dod A. Fraser | Management | For | For | ||||||||||
| 1B. | Election of Director: Keith E. Bass | Management | For | For | ||||||||||
| 1C. | Election of Director: Scott R. Jones | Management | For | For | ||||||||||
| 1D. | Election of Director: V. Larkin Martin | Management | For | For | ||||||||||
| 1E. | Election of Director: Meridee A. Moore | Management | For | For | ||||||||||
| 1F. | Election of Director: Ann C. Nelson | Management | For | For | ||||||||||
| 1G. | Election of Director: David L. Nunes | Management | For | For | ||||||||||
| 1H. | Election of Director: Matthew J. Rivers | Management | For | For | ||||||||||
| 1I. | Election of Director: Andrew G. Wiltshire | Management | For | For | ||||||||||
| 2. | Approval, on a non-binding advisory basis, of the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Ernst & Young, LLP as the independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| LAMAR ADVERTISING COMPANY | ||||||||||||||
| Security | 512816109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LAMR | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | US5128161099 | Agenda | 935383567 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Nancy Fletcher | For | For | |||||||||||
| 2 | John E. Koerner, III | For | For | |||||||||||
| 3 | Marshall A. Loeb | For | For | |||||||||||
| 4 | Stephen P. Mumblow | For | For | |||||||||||
| 5 | Thomas V. Reifenheiser | For | For | |||||||||||
| 6 | Anna Reilly | For | For | |||||||||||
| 7 | Kevin P. Reilly, Jr. | For | For | |||||||||||
| 8 | Wendell Reilly | For | For | |||||||||||
| 9 | Elizabeth Thompson | For | For | |||||||||||
| 2. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
| COLLEGIUM PHARMACEUTICAL, INC. | ||||||||||||||
| Security | 19459J104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | COLL | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | US19459J1043 | Agenda | 935386450 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Rita Balice-Gordon, Ph.D. | Management | For | For | ||||||||||
| 1b. | Election of Director: Garen Bohlin | Management | For | For | ||||||||||
| 1c. | Election of Director: Gwen Melincoff | Management | For | For | ||||||||||
| 1d. | Election of Director: Theodore Schroeder | Management | For | For | ||||||||||
| 2. | Approval of, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| SHAW COMMUNICATIONS INC. | ||||||||||||||
| Security | 82028K200 | Meeting Type | Special | |||||||||||
| Ticker Symbol | SJR | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | CA82028K2002 | Agenda | 935414223 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 01 | A special resolution, the full text of which is set forth in Appendix A to the accompanying management information circular dated April 14, 2021 (the "Circular"), to approve the proposed arrangement between Shaw Communications Inc. ("Shaw"), Rogers Communications Inc. (the "Purchaser") and the holders of Class A Participating Shares and Class B Non-Voting Participating Shares of Shaw pursuant to a plan of arrangement under section 193 of the Business Corporations Act (Alberta), whereby the Purchaser will, among other things, acquire all of the issued and outstanding Class A Participating Shares and Class B Non-Voting Participating Shares in the capital of Shaw, as more particularly described in the Circular. | Management | For | For | ||||||||||
| PGT INNOVATIONS, INC. | ||||||||||||||
| Security | 69336V101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PGTI | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | US69336V1017 | Agenda | 935428929 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Class III Director to serve until the 2024 Annual Meeting: Rodney Hershberger | Management | For | For | ||||||||||
| 1B. | Election of Class III Director to serve until the 2024 Annual Meeting: Floyd F. Sherman | Management | For | For | ||||||||||
| 1C. | Election of Class III Director to serve until the 2024 Annual Meeting: Sheree L. Bargabos | Management | For | For | ||||||||||
| 2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||
| 3. | To approve the compensation of our Named Executive Officers on an advisory basis. | Management | For | For | ||||||||||
| FRESENIUS SE & CO. KGAA | ||||||||||||||
| Security | D27348263 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 21-May-2021 | ||||||||||||
| ISIN | DE0005785604 | Agenda | 713839895 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT.-THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE.-FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | ||||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.88 PER SHARE | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF PERSONALLY LIABLE PARTNER FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 5 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 6 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
| 7 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8.1 | ELECT MICHAEL ALBRECHT TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8.2 | ELECT MICHAEL DIEKMANN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8.3 | ELECT WOLFGANG KIRSCH TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8.4 | ELECT IRIS LOEW-FRIEDRICH TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8.5 | ELECT KLAUS-PETER MUELLER TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8.6 | ELECT HAUKE STARS TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 9.1 | ELECT MICHAEL DIEKMANN AS MEMBER OF THE JOINT COMMITTEE | Management | No Action | |||||||||||
| 9.2 | ELECT HAUKE STARS AS MEMBER OF THE JOINT COMMITTEE | Management | No Action | |||||||||||
| SGL CARBON SE | ||||||||||||||
| Security | D6949M108 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 21-May-2021 | ||||||||||||
| ISIN | DE0007235301 | Agenda | 713856865 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | ||||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT.-THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE.-FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||||
| 2 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 4 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 5 | APPROVE CANCELLATION OF CONDITIONAL CAPITAL 2004 | Management | No Action | |||||||||||
| 6 | APPROVE CANCELLATION OF CONDITIONAL CAPITAL 2015 | Management | No Action | |||||||||||
| 7 | AMEND ARTICLES RE: ONLINE PARTICIPATION | Management | No Action | |||||||||||
| THE HONGKONG AND SHANGHAI HOTELS, LTD | ||||||||||||||
| Security | Y35518110 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 21-May-2021 | ||||||||||||
| ISIN | HK0045000319 | Agenda | 713895134 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL- LINKS:https://www1.hkexnews.hk/listedco/listconews/seh k/2021/0413/202104130032-2.pdf AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0413/2021041300336.pdf | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||||||||
| 1 | TO RECEIVE THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
| 2.A | TO RE-ELECT DR THE HON. SIR DAVID KWOK PO LI AS DIRECTOR | Management | Abstain | Against | ||||||||||
| 2.B | TO RE-ELECT MR JOHN ANDREW HARRY LEIGH AS DIRECTOR | Management | For | For | ||||||||||
| 2.C | TO RE-ELECT MR NICHOLAS TIMOTHY JAMES COLFER AS DIRECTOR | Management | For | For | ||||||||||
| 2.D | TO RE-ELECT MS ADA KOON HANG TSE AS DIRECTOR | Management | For | For | ||||||||||
| 2.E | TO RE-ELECT MR JAMES LINDSAY LEWIS AS DIRECTOR | Management | For | For | ||||||||||
| 2.F | TO RE-ELECT MR PHILIP LAWRENCE KADOORIE AS DIRECTOR | Management | For | For | ||||||||||
| 2.G | TO RE-ELECT MR CHRISTOPHER SHIH MING IP AS DIRECTOR | Management | For | For | ||||||||||
| 3 | TO RE-APPOINT KPMG AS INDEPENDENT AUDITOR OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX ITS REMUNERATION | Management | For | For | ||||||||||
| 4 | TO GRANT A GENERAL MANDATE TO ISSUE NEW SHARES | Management | Abstain | Against | ||||||||||
| 5 | TO GRANT A GENERAL MANDATE FOR SHARE BUY- BACK | Management | For | For | ||||||||||
| 6 | TO ADD SHARES BOUGHT BACK TO THE GENERAL MANDATE TO ISSUE NEW SHARES IN RESOLUTION (4) | Management | Abstain | Against | ||||||||||
| 7 | TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN APPENDIX III TO THE CIRCULAR OF THE COMPANY DATED 14 APRIL 2021 AND THE ADOPTION OF THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||||
| HONEYWELL INTERNATIONAL INC. | ||||||||||||||
| Security | 438516106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HON | Meeting Date | 21-May-2021 | |||||||||||
| ISIN | US4385161066 | Agenda | 935374861 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Darius Adamczyk | Management | For | For | ||||||||||
| 1B. | Election of Director: Duncan B. Angove | Management | For | For | ||||||||||
| 1C. | Election of Director: William S. Ayer | Management | For | For | ||||||||||
| 1D. | Election of Director: Kevin Burke | Management | For | For | ||||||||||
| 1E. | Election of Director: D. Scott Davis | Management | For | For | ||||||||||
| 1F. | Election of Director: Deborah Flint | Management | For | For | ||||||||||
| 1G. | Election of Director: Judd Gregg | Management | For | For | ||||||||||
| 1H. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||||
| 1I. | Election of Director: Raymond T. Odierno | Management | For | For | ||||||||||
| 1J. | Election of Director: George Paz | Management | For | For | ||||||||||
| 1K. | Election of Director: Robin L. Washington | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
| 3. | Approval of Independent Accountants. | Management | For | For | ||||||||||
| 4. | Shareholder Right To Act By Written Consent. | Shareholder | Against | For | ||||||||||
| QUEST DIAGNOSTICS INCORPORATED | ||||||||||||||
| Security | 74834L100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DGX | Meeting Date | 21-May-2021 | |||||||||||
| ISIN | US74834L1008 | Agenda | 935378819 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: Vicky B. Gregg | Management | For | For | ||||||||||
| 1.2 | Election of Director: Wright L. Lassiter III | Management | For | For | ||||||||||
| 1.3 | Election of Director: Timothy L. Main | Management | For | For | ||||||||||
| 1.4 | Election of Director: Denise M. Morrison | Management | For | For | ||||||||||
| 1.5 | Election of Director: Gary M. Pfeiffer | Management | For | For | ||||||||||
| 1.6 | Election of Director: Timothy M. Ring | Management | For | For | ||||||||||
| 1.7 | Election of Director: Stephen H. Rusckowski | Management | For | For | ||||||||||
| 1.8 | Election of Director: Helen I. Torley | Management | For | For | ||||||||||
| 1.9 | Election of Director: Gail R. Wilensky | Management | For | For | ||||||||||
| 2. | An advisory resolution to approve the executive officer compensation disclosed in the Company's 2021 proxy statement. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 4. | Stockholder proposal regarding the right to act by written consent, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
| REPUBLIC SERVICES, INC. | ||||||||||||||
| Security | 760759100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RSG | Meeting Date | 21-May-2021 | |||||||||||
| ISIN | US7607591002 | Agenda | 935380775 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Manuel Kadre | Management | For | For | ||||||||||
| 1B. | Election of Director: Tomago Collins | Management | For | For | ||||||||||
| 1C. | Election of Director: Michael A. Duffy | Management | For | For | ||||||||||
| 1D. | Election of Director: Thomas W. Handley | Management | For | For | ||||||||||
| 1E. | Election of Director: Jennifer M. Kirk | Management | For | For | ||||||||||
| 1F. | Election of Director: Michael Larson | Management | For | For | ||||||||||
| 1G. | Election of Director: Kim S. Pegula | Management | For | For | ||||||||||
| 1H. | Election of Director: James P. Snee | Management | For | For | ||||||||||
| 1I. | Election of Director: Brian S. Tyler | Management | For | For | ||||||||||
| 1J. | Election of Director: Sandra M. Volpe | Management | For | For | ||||||||||
| 1K. | Election of Director: Katharine B. Weymouth | Management | For | For | ||||||||||
| 2. | Advisory vote to approve our named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 4. | Shareholder Proposal to incorporate ESG metrics into executive compensation. | Shareholder | Abstain | Against | ||||||||||
| MACY'S INC. | ||||||||||||||
| Security | 55616P104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | M | Meeting Date | 21-May-2021 | |||||||||||
| ISIN | US55616P1049 | Agenda | 935380927 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Francis S. Blake | Management | For | For | ||||||||||
| 1B. | Election of Director: Torrence N. Boone | Management | For | For | ||||||||||
| 1C. | Election of Director: John A. Bryant | Management | For | For | ||||||||||
| 1D. | Election of Director: Deirdre P. Connelly | Management | For | For | ||||||||||
| 1E. | Election of Director: Jeff Gennette | Management | For | For | ||||||||||
| 1F. | Election of Director: Leslie D. Hale | Management | For | For | ||||||||||
| 1G. | Election of Director: William H. Lenehan | Management | For | For | ||||||||||
| 1H. | Election of Director: Sara Levinson | Management | For | For | ||||||||||
| 1I. | Election of Director: Paul C. Varga | Management | For | For | ||||||||||
| 1J. | Election of Director: Marna C. Whittington | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of KPMG LLP as Macy's independent registered public accounting firm for the fiscal year ending January 29, 2022. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 4. | Approval of the Macy's, Inc. 2021 Equity and Incentive Compensation Plan. | Management | Against | Against | ||||||||||
| STANDARD MOTOR PRODUCTS, INC. | ||||||||||||||
| Security | 853666105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SMP | Meeting Date | 21-May-2021 | |||||||||||
| ISIN | US8536661056 | Agenda | 935408802 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John P. Gethin | For | For | |||||||||||
| 2 | Pamela Forbes Lieberman | For | For | |||||||||||
| 3 | Patrick S. McClymont | For | For | |||||||||||
| 4 | Joseph W. McDonnell | For | For | |||||||||||
| 5 | Alisa C. Norris | For | For | |||||||||||
| 6 | Eric P. Sills | For | For | |||||||||||
| 7 | Lawrence I. Sills | For | For | |||||||||||
| 8 | William H. Turner | For | For | |||||||||||
| 9 | Richard S. Ward | For | For | |||||||||||
| 2. | Approval of the Standard Motor Products, Inc. Amended & Restated 2016 Omnibus Incentive Plan. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 4. | Approval of non-binding, advisory resolution on the compensation of our named executive officers. | Management | For | For | ||||||||||
| CABLE ONE, INC. | ||||||||||||||
| Security | 12685J105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CABO | Meeting Date | 21-May-2021 | |||||||||||
| ISIN | US12685J1051 | Agenda | 935410364 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Thomas S. Gayner | Management | For | For | ||||||||||
| 1B. | Election of Director: Deborah J. Kissire | Management | For | For | ||||||||||
| 1C. | Election of Director: Thomas O. Might | Management | For | For | ||||||||||
| 1D. | Election of Director: Kristine E. Miller | Management | For | For | ||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers for 2020. | Management | For | For | ||||||||||
| CONFORMIS, INC. | ||||||||||||||
| Security | 20717E101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CFMS | Meeting Date | 24-May-2021 | |||||||||||
| ISIN | US20717E1010 | Agenda | 935394166 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Kenneth P. Fallon III | For | For | |||||||||||
| 2 | Bradley Langdale | For | For | |||||||||||
| 2. | To approve an amendment to the 2015 Plan. | Management | For | For | ||||||||||
| 3. | To approve an amendment to the Restated Certificate of Incorporation. | Management | For | For | ||||||||||
| 4. | To approve the compensation of the Company's Named Executive Officers. | Management | For | For | ||||||||||
| 5. | To recommend the frequency of future advisory votes on compensation. | Management | 1 Year | For | ||||||||||
| 6. | To ratify the selection of Grant Thornton LLP as Conformis' Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| GRUPO TELEVISA, S.A.B. | ||||||||||||||
| Security | 40049J206 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TV | Meeting Date | 24-May-2021 | |||||||||||
| ISIN | US40049J2069 | Agenda | 935431027 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| I | Presentation and, in its case, approval for the Company and its controlled entities to carry out certain actions to combine its content segment with Univision Holdings, Inc. or its successors, including the other related acts that may be necessary or convenient in connection with the above. | Management | For | |||||||||||
| II | Appointment of special delegates to formalize the resolutions adopted at the meeting. | Management | For | |||||||||||
| MERCK & CO., INC. | ||||||||||||||
| Security | 58933Y105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MRK | Meeting Date | 25-May-2021 | |||||||||||
| ISIN | US58933Y1055 | Agenda | 935381044 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Leslie A. Brun | Management | For | For | ||||||||||
| 1B. | Election of Director: Mary Ellen Coe | Management | For | For | ||||||||||
| 1C. | Election of Director: Pamela J. Craig | Management | For | For | ||||||||||
| 1D. | Election of Director: Kenneth C. Frazier | Management | For | For | ||||||||||
| 1E. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||||
| 1F. | Election of Director: Risa J. Lavizzo-Mourey | Management | For | For | ||||||||||
| 1G. | Election of Director: Stephen L. Mayo | Management | For | For | ||||||||||
| 1H. | Election of Director: Paul B. Rothman | Management | For | For | ||||||||||
| 1I. | Election of Director: Patricia F. Russo | Management | For | For | ||||||||||
| 1J. | Election of Director: Christine E. Seidman | Management | For | For | ||||||||||
| 1K. | Election of Director: Inge G. Thulin | Management | For | For | ||||||||||
| 1L. | Election of Director: Kathy J. Warden | Management | For | For | ||||||||||
| 1M. | Election of Director: Peter C. Wendell | Management | For | For | ||||||||||
| 2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 4. | Shareholder proposal concerning a shareholder right to act by written consent. | Shareholder | Against | For | ||||||||||
| 5. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Abstain | Against | ||||||||||
| BIOMARIN PHARMACEUTICAL INC. | ||||||||||||||
| Security | 09061G101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BMRN | Meeting Date | 25-May-2021 | |||||||||||
| ISIN | US09061G1013 | Agenda | 935385357 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Jean-Jacques Bienaimé | For | For | |||||||||||
| 2 | Elizabeth M. Anderson | For | For | |||||||||||
| 3 | Willard Dere | For | For | |||||||||||
| 4 | Michael Grey | For | For | |||||||||||
| 5 | Elaine J. Heron | For | For | |||||||||||
| 6 | Maykin Ho | For | For | |||||||||||
| 7 | Robert J. Hombach | For | For | |||||||||||
| 8 | V. Bryan Lawlis | For | For | |||||||||||
| 9 | Richard A. Meier | For | For | |||||||||||
| 10 | David E.I. Pyott | For | For | |||||||||||
| 11 | Dennis J. Slamon | For | For | |||||||||||
| 2. | To ratify the selection of KPMG LLP as the independent registered public accounting firm for BioMarin for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| 4. | To approve an amendment to the 2017 Equity Incentive Plan, as amended. | Management | Against | Against | ||||||||||
| VIACOMCBS INC. | ||||||||||||||
| Security | 92556H107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VIACA | Meeting Date | 25-May-2021 | |||||||||||
| ISIN | US92556H1077 | Agenda | 935387868 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Robert M. Bakish | Management | For | For | ||||||||||
| 1B. | Election of Director: Candace K. Beinecke | Management | For | For | ||||||||||
| 1C. | Election of Director: Barbara M. Byrne | Management | For | For | ||||||||||
| 1D. | Election of Director: Brian Goldner | Management | For | For | ||||||||||
| 1E. | Election of Director: Linda M. Griego | Management | For | For | ||||||||||
| 1F. | Election of Director: Robert N. Klieger | Management | For | For | ||||||||||
| 1G. | Election of Director: Judith A. McHale | Management | For | For | ||||||||||
| 1H. | Election of Director: Ronald L. Nelson | Management | For | For | ||||||||||
| 1I. | Election of Director: Charles E. Phillips, Jr. | Management | For | For | ||||||||||
| 1J. | Election of Director: Shari E. Redstone | Management | For | For | ||||||||||
| 1K. | Election of Director: Susan Schuman | Management | For | For | ||||||||||
| 1L. | Election of Director: Nicole Seligman | Management | For | For | ||||||||||
| 1M. | Election of Director: Frederick O. Terrell | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
| 3. | Approval of an amendment and restatement of the Company's 2009 Long-Term Incentive Plan. | Management | For | For | ||||||||||
| 4. | Stockholder proposal requesting that the Company's Board of Directors take steps to enable stockholder proxy access. | Shareholder | Abstain | Against | ||||||||||
| SANGAMO THERAPEUTICS, INC. | ||||||||||||||
| Security | 800677106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SGMO | Meeting Date | 25-May-2021 | |||||||||||
| ISIN | US8006771062 | Agenda | 935391499 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director to serve until the 2022 annual meeting: Robert F. Carey | Management | For | For | ||||||||||
| 1.2 | Election of Director to serve until the 2022 annual meeting: Kenneth J. Hillan, M.B., Ch.B., Ph.D. | Management | For | For | ||||||||||
| 1.3 | Election of Director to serve until the 2022 annual meeting: Alexander D. Macrae, M.B., Ch.B., Ph.D. | Management | For | For | ||||||||||
| 1.4 | Election of Director to serve until the 2022 annual meeting: John H. Markels, Ph.D. | Management | For | For | ||||||||||
| 1.5 | Election of Director to serve until the 2022 annual meeting: James R. Meyers | Management | For | For | ||||||||||
| 1.6 | Election of Director to serve until the 2022 annual meeting: H. Stewart Parker | Management | For | For | ||||||||||
| 1.7 | Election of Director to serve until the 2022 annual meeting: Saira Ramasastry | Management | For | For | ||||||||||
| 1.8 | Election of Director to serve until the 2022 annual meeting: Karen L. Smith, M.D., Ph.D., M.B.A., L.L.M. | Management | For | For | ||||||||||
| 1.9 | Election of Director to serve until the 2022 annual meeting: Joseph S. Zakrzewski | Management | For | For | ||||||||||
| 2. | To approve, on an advisory basis, the compensation of our named executive officers, as described in the accompanying proxy statement. | Management | For | For | ||||||||||
| 3. | To approve the Sangamo Therapeutics, Inc. 2020 Employee Stock Purchase Plan pursuant to which 5,000,000 shares of our common stock will be available for sale and issuance to our employees. | Management | For | For | ||||||||||
| 4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| CIRCOR INTERNATIONAL, INC. | ||||||||||||||
| Security | 17273K109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CIR | Meeting Date | 25-May-2021 | |||||||||||
| ISIN | US17273K1097 | Agenda | 935391526 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Scott Buckhout | Management | For | For | ||||||||||
| 1B | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Samuel R. Chapin | Management | For | For | ||||||||||
| 1C | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: David F. Dietz | Management | For | For | ||||||||||
| 1D | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Tina M. Donikowski | Management | For | For | ||||||||||
| 1E | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Bruce Lisman | Management | For | For | ||||||||||
| 1F | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: John (Andy) O'Donnell | Management | For | For | ||||||||||
| 2. | To ratify the selection by the Audit Committee of the Board of Directors of the Company of Ernst & Young LLP as the Company's independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To consider an advisory vote approving the compensation of the Company's Named Executive Officers. | Management | For | For | ||||||||||
| 4. | To approve an amendment to the Company's 2019 Stock Option and Incentive Plan to increase the number of shares available for issuance thereunder by 1,000,000. | Management | For | For | ||||||||||
| HOWMET AEROSPACE INC. | ||||||||||||||
| Security | 443201108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HWM | Meeting Date | 25-May-2021 | |||||||||||
| ISIN | US4432011082 | Agenda | 935394990 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: James F. Albaugh | Management | For | For | ||||||||||
| 1B. | Election of Director: Amy E. Alving | Management | For | For | ||||||||||
| 1C. | Election of Director: Sharon R. Barner | Management | For | For | ||||||||||
| 1D. | Election of Director: Joseph S. Cantie | Management | For | For | ||||||||||
| 1E. | Election of Director: Robert F. Leduc | Management | For | For | ||||||||||
| 1F. | Election of Director: David J. Miller | Management | For | For | ||||||||||
| 1G. | Election of Director: Jody G. Miller | Management | For | For | ||||||||||
| 1H. | Election of Director: Tolga I. Oal | Management | For | For | ||||||||||
| 1I. | Election of Director: Nicole W. Piasecki | Management | For | For | ||||||||||
| 1J. | Election of Director: John C. Plant | Management | For | For | ||||||||||
| 1K. | Election of Director: Ulrich R. Schmidt | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, executive compensation. | Management | For | For | ||||||||||
| 4. | Shareholder Proposal regarding an independent Board Chairman. | Shareholder | Against | For | ||||||||||
| ASTRONICS CORPORATION | ||||||||||||||
| Security | 046433108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ATRO | Meeting Date | 25-May-2021 | |||||||||||
| ISIN | US0464331083 | Agenda | 935395221 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Raymond W. Boushie | For | For | |||||||||||
| 2 | Robert T. Brady | For | For | |||||||||||
| 3 | Tonit M. Calaway | For | For | |||||||||||
| 4 | Jeffry D. Frisby | For | For | |||||||||||
| 5 | Peter J. Gundermann | For | For | |||||||||||
| 6 | Warren C. Johnson | For | For | |||||||||||
| 7 | Robert S. Keane | For | For | |||||||||||
| 8 | Neil Y. Kim | For | For | |||||||||||
| 9 | Mark Moran | For | For | |||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve an amendment and restatement of the Astronics Corporation 2017 Long Term Incentive Plan. | Management | Against | Against | ||||||||||
| LIBERTY MEDIA CORPORATION | ||||||||||||||
| Security | 531229870 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FWONA | Meeting Date | 25-May-2021 | |||||||||||
| ISIN | US5312298707 | Agenda | 935395233 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Brian M. Deevy | For | For | |||||||||||
| 2 | Gregory B. Maffei | For | For | |||||||||||
| 3 | Andrea L. Wong | For | For | |||||||||||
| 2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | The say-on-pay proposal, to approve, on an advisory basis, the compensation of our named executive officers as described in the proxy statement under the heading "Executive Compensation." | Management | For | For | ||||||||||
| LIBERTY MEDIA CORPORATION | ||||||||||||||
| Security | 531229706 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BATRA | Meeting Date | 25-May-2021 | |||||||||||
| ISIN | US5312297063 | Agenda | 935395233 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Brian M. Deevy | For | For | |||||||||||
| 2 | Gregory B. Maffei | For | For | |||||||||||
| 3 | Andrea L. Wong | For | For | |||||||||||
| 2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | The say-on-pay proposal, to approve, on an advisory basis, the compensation of our named executive officers as described in the proxy statement under the heading "Executive Compensation." | Management | For | For | ||||||||||
| LIBERTY MEDIA CORPORATION | ||||||||||||||
| Security | 531229409 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LSXMA | Meeting Date | 25-May-2021 | |||||||||||
| ISIN | US5312294094 | Agenda | 935395233 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Brian M. Deevy | For | For | |||||||||||
| 2 | Gregory B. Maffei | For | For | |||||||||||
| 3 | Andrea L. Wong | For | For | |||||||||||
| 2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | The say-on-pay proposal, to approve, on an advisory basis, the compensation of our named executive officers as described in the proxy statement under the heading "Executive Compensation." | Management | For | For | ||||||||||
| QURATE RETAIL, INC. | ||||||||||||||
| Security | 74915M100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | QRTEA | Meeting Date | 25-May-2021 | |||||||||||
| ISIN | US74915M1009 | Agenda | 935395245 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Richard N. Barton | For | For | |||||||||||
| 2 | Michael A. George | For | For | |||||||||||
| 3 | Gregory B. Maffei | For | For | |||||||||||
| 2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| QURATE RETAIL, INC. | ||||||||||||||
| Security | 74915M308 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | QRTEP | Meeting Date | 25-May-2021 | |||||||||||
| ISIN | US74915M3088 | Agenda | 935395245 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Richard N. Barton | For | For | |||||||||||
| 2 | Michael A. George | For | For | |||||||||||
| 3 | Gregory B. Maffei | For | For | |||||||||||
| 2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| FLUIDIGM CORPORATION | ||||||||||||||
| Security | 34385P108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FLDM | Meeting Date | 25-May-2021 | |||||||||||
| ISIN | US34385P1084 | Agenda | 935399039 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gerhard F. Burbach | For | For | |||||||||||
| 2 | Carlos Paya M.D PhD | For | For | |||||||||||
| 3 | Ana K.S M.D, Ph.D, MSPH | For | For | |||||||||||
| 2. | To approve our executive compensation program for the year ended December 31, 2020, on an advisory (non- binding) basis. | Management | For | For | ||||||||||
| 3. | To approve the amendment of our 2011 Equity Incentive Plan to increase the number of shares reserved thereunder and to make certain other changes. | Management | Against | Against | ||||||||||
| 4. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| SUPERIOR INDUSTRIES INTERNATIONAL, INC. | ||||||||||||||
| Security | 868168105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SUP | Meeting Date | 25-May-2021 | |||||||||||
| ISIN | US8681681057 | Agenda | 935410821 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Majdi Abulaban | For | For | |||||||||||
| 2 | Raynard D. Benvenuti | For | For | |||||||||||
| 3 | Michael R. Bruynesteyn | For | For | |||||||||||
| 4 | Richard J. Giromini | For | For | |||||||||||
| 5 | Paul J. Humphries | For | For | |||||||||||
| 6 | Ransom A. Langford | For | For | |||||||||||
| 7 | Timothy C. McQuay | For | For | |||||||||||
| 8 | Ellen B. Richstone | For | For | |||||||||||
| 2. | To approve, in a non-binding advisory vote, the executive compensation of the Company's named executive officers for the fiscal year ended December 31, 2020. | Management | For | For | ||||||||||
| 3. | To approve an amendment to the 2018 Equity Incentive Plan of the Company to, among other things, increase the number of shares of common stock available for issuance under the 2018 Equity Incentive Plan by 2,000,000 shares. | Management | Against | Against | ||||||||||
| 4. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| DASSAULT SYSTEMES SE | ||||||||||||||
| Security | F2457H472 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 26-May-2021 | ||||||||||||
| ISIN | FR0000130650 | Agenda | 713941094 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER | Non-Voting | ||||||||||||
| WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 10 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104162100983-46 AND-https://www.journal- officiel.gouv.fr/balo/document/202105102101516-56 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE PARENT COMPANY ANNUAL FINANCIAL STATEMENTS | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS | Management | No Action | |||||||||||
| 3 | ALLOCATION OF THE RESULTS | Management | No Action | |||||||||||
| 4 | RELATED-PARTY AGREEMENTS | Management | No Action | |||||||||||
| 5 | COMPENSATION POLICY FOR CORPORATE OFFICERS | Management | No Action | |||||||||||
| 6 | COMPENSATION ELEMENTS PAID IN 2020 OR GRANTED WITH RESPECT TO 2020 TO MR. CHARLES EDELSTENNE, CHAIRMAN OF THE BOARD | Management | No Action | |||||||||||
| 7 | COMPENSATION ELEMENTS PAID IN 2020 OR GRANTED WITH RESPECT TO 2020 TO MR. BERNARD CHARLES, VICE-CHAIRMAN OF THE BOARD OF DIRECTORS AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 8 | APPROVAL OF THE INFORMATION CONTAINED IN THE CORPORATE GOVERNANCE REPORT AND RELATING TO THE COMPENSATION OF THE CORPORATE OFFICERS (ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE) | Management | No Action | |||||||||||
| 9 | RE-APPOINTMENT OF MS. ODILE DESFORGES | Management | No Action | |||||||||||
| 10 | RE-APPOINTMENT OF MR. SOUMITRA DUTTA | Management | No Action | |||||||||||
| 11 | RATIFICATION OF THE APPOINTMENT OF MR. PASCAL DALOZ AS A DIRECTOR ON A TEMPORARY BASIS BY THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 12 | AUTHORIZATION TO REPURCHASE DASSAULT SYSTEMES SHARES | Management | No Action | |||||||||||
| 13 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF PREVIOUSLY REPURCHASED SHARES IN THE FRAMEWORK OF THE SHARE BUYBACK PROGRAM | Management | No Action | |||||||||||
| 14 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OF THE COMPANY OR GIVING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AND TO ISSUE SECURITIES GIVING ACCESS TO THE COMPANY'S EQUITY SECURITIES TO BE ISSUED, WITH PREFERENTIAL SUBSCRIPTION RIGHTS FOR SHAREHOLDERS | Management | No Action | |||||||||||
| 15 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OF THE COMPANY OR GIVING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AND TO ISSUE SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS FOR SHAREHOLDERS AND BY WAY OF A PUBLIC OFFERING OTHER THAN THOSE REFERRED TO IN ARTICLE L. 411-2 1 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | No Action | |||||||||||
| 16 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR GIVING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AND TO ISSUE | Management | No Action | |||||||||||
| SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS FOR SHAREHOLDERS, UNDER A PUBLIC OFFERING REFERRED TO IN ARTICLE L. 411-2 1 OF THE FRENCH MONETARY AND FINANCIAL CODE | ||||||||||||||
| 17 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A SHARE CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS | Management | No Action | |||||||||||
| 18 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS | Management | No Action | |||||||||||
| 19 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR GIVING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AS WELL AS TO THE SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, UP TO A MAXIMUM OF 10%, TO REMUNERATE CONTRIBUTIONS IN KIND OF SHARES OR EQUITY-LINKED SECURITIES | Management | No Action | |||||||||||
| 20 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOCATE COMPANY SHARE SUBSCRIPTION TO CORPORATE OFFICERS (MANDATAIRES SOCIAUX) AND EMPLOYEES OF THE COMPANY AND ITS AFFILIATED COMPANIES ENTAILING AUTOMATICALLY THAT SHAREHOLDERS WAIVE THEIR PREFERENTIAL SUBSCRIPTION RIGHTS | Management | No Action | |||||||||||
| 21 | AUTHORIZATION OF THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL FOR THE BENEFIT OF MEMBERS OF A CORPORATE SAVINGS PLAN, WITHOUT PRE-EMPTIVE RIGHTS | Management | No Action | |||||||||||
| 22 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL FOR THE BENEFIT OF A CATEGORY OF BENEFICIARIES, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS | Management | No Action | |||||||||||
| 23 | FIVE-FOR-ONE STOCK SPLIT | Management | No Action | |||||||||||
| 24 | POWERS FOR FORMALITIES | Management | No Action | |||||||||||
| TELEVISION BROADCASTS LTD | ||||||||||||||
| Security | Y85830126 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 26-May-2021 | ||||||||||||
| ISIN | HK0000139300 | Agenda | 713954116 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0420/2021042000567.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0420/2021042000595.pdf | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||||||||
| 1 | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 2 | TO ELECT THE RETIRING DIRECTOR, MR. KENNETH HSU KIN TO FILL THE OFFICE VACATED BY RETIRING DIRECTOR MR. CHEN WEN CHI, WHO IS NOT SEEKING RE-ELECTION | Management | No Action | |||||||||||
| 3.I | TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR: MR. THOMAS HUI TO | Management | No Action | |||||||||||
| 3.II | TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR: MR. ANTHONY LEE HSIEN PIN | Management | No Action | |||||||||||
| 3.III | TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR: DR. WILLIAM LO WING YAN | Management | No Action | |||||||||||
| 3.IV | TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR: DR. ALLAN ZEMAN | Management | No Action | |||||||||||
| 4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR AND AUTHORISE DIRECTORS TO FIX ITS REMUNERATION | Management | No Action | |||||||||||
| 5 | TO GRANT A GENERAL MANDATE TO DIRECTORS TO ISSUE 5% ADDITIONAL SHARES | Management | No Action | |||||||||||
| 6 | TO GRANT A GENERAL MANDATE TO DIRECTORS TO REPURCHASE 5% ISSUED SHARES | Management | No Action | |||||||||||
| 7 | TO EXTEND THE AUTHORITY GIVEN TO THE DIRECTORS UNDER RESOLUTION (5) TO SHARES REPURCHASED UNDER THE AUTHORITY GIVEN IN RESOLUTION (6) | Management | No Action | |||||||||||
| 8 | TO EXTEND THE BOOK CLOSE PERIOD FROM 30 DAYS TO 60 DAYS | Management | No Action | |||||||||||
| EXXON MOBIL CORPORATION | ||||||||||||||
| Security | 30231G102 | Meeting Type | Contested-Annual | |||||||||||
| Ticker Symbol | XOM | Meeting Date | 26-May-2021 | |||||||||||
| ISIN | US30231G1022 | Agenda | 935352005 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Michael J. Angelakis | For | For | |||||||||||
| 2 | Susan K. Avery | For | For | |||||||||||
| 3 | Angela F. Braly | For | For | |||||||||||
| 4 | Ursula M. Burns | For | For | |||||||||||
| 5 | Kenneth C. Frazier | For | For | |||||||||||
| 6 | Joseph L. Hooley | For | For | |||||||||||
| 7 | Steven A. Kandarian | For | For | |||||||||||
| 8 | Douglas R. Oberhelman | For | For | |||||||||||
| 9 | Samuel J. Palmisano | For | For | |||||||||||
| 10 | Jeffrey W. Ubben | For | For | |||||||||||
| 11 | Darren W. Woods | For | For | |||||||||||
| 12 | Wan Zulkiflee | For | For | |||||||||||
| 2. | Ratification of Independent Auditors. | Management | For | For | ||||||||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
| 4. | Independent Chairman. | Shareholder | Against | For | ||||||||||
| 5. | Special Shareholder Meetings. | Shareholder | Against | For | ||||||||||
| 6. | Report on Scenario Analysis. | Shareholder | Abstain | Against | ||||||||||
| 7. | Report on Environmental Expenditures. | Shareholder | Abstain | Against | ||||||||||
| 8. | Report on Political Contributions. | Shareholder | Abstain | Against | ||||||||||
| 9. | Report on Lobbying. | Shareholder | Abstain | Against | ||||||||||
| 10. | Report on Climate Lobbying. | Shareholder | Abstain | Against | ||||||||||
| INCYTE CORPORATION | ||||||||||||||
| Security | 45337C102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | INCY | Meeting Date | 26-May-2021 | |||||||||||
| ISIN | US45337C1027 | Agenda | 935380864 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: Julian C. Baker | Management | For | For | ||||||||||
| 1.2 | Election of Director: Jean-Jacques Bienaimé | Management | For | For | ||||||||||
| 1.3 | Election of Director: Paul J. Clancy | Management | For | For | ||||||||||
| 1.4 | Election of Director: Wendy L. Dixon | Management | For | For | ||||||||||
| 1.5 | Election of Director: Jacqualyn A. Fouse | Management | For | For | ||||||||||
| 1.6 | Election of Director: Edmund P. Harrigan | Management | For | For | ||||||||||
| 1.7 | Election of Director: Katherine A. High | Management | For | For | ||||||||||
| 1.8 | Election of Director: Hervé Hoppenot | Management | For | For | ||||||||||
| 2. | Approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | Approve amendments to the Company's Amended and Restated 2010 Stock Incentive Plan. | Management | Against | Against | ||||||||||
| 4. | Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| MARATHON OIL CORPORATION | ||||||||||||||
| Security | 565849106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MRO | Meeting Date | 26-May-2021 | |||||||||||
| ISIN | US5658491064 | Agenda | 935385410 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director for a one-year term expiring in 2022: Chadwick C. Deaton | Management | For | For | ||||||||||
| 1B. | Election of Director for a one-year term expiring in 2022: Marcela E. Donadio | Management | For | For | ||||||||||
| 1C. | Election of Director for a one-year term expiring in 2022: Jason B. Few | Management | For | For | ||||||||||
| 1D. | Election of Director for a one-year term expiring in 2022: M. Elise Hyland | Management | For | For | ||||||||||
| 1E. | Election of Director for a one-year term expiring in 2022: Holli C. Ladhani | Management | For | For | ||||||||||
| 1F. | Election of Director for a one-year term expiring in 2022: Brent J. Smolik | Management | For | For | ||||||||||
| 1G. | Election of Director for a one-year term expiring in 2022: Lee M. Tillman | Management | For | For | ||||||||||
| 1H. | Election of Director for a one-year term expiring in 2022: J. Kent Wells | Management | For | For | ||||||||||
| 2. | Ratify the selection of PricewaterhouseCoopers LLP as our independent auditor for 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| ANTHEM, INC. | ||||||||||||||
| Security | 036752103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ANTM | Meeting Date | 26-May-2021 | |||||||||||
| ISIN | US0367521038 | Agenda | 935387488 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: Lewis Hay, III | Management | For | For | ||||||||||
| 1.2 | Election of Director: Antonio F. Neri | Management | For | For | ||||||||||
| 1.3 | Election of Director: Ramiro G. Peru | Management | For | For | ||||||||||
| 2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| MOLSON COORS BEVERAGE COMPANY | ||||||||||||||
| Security | 60871R209 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TAP | Meeting Date | 26-May-2021 | |||||||||||
| ISIN | US60871R2094 | Agenda | 935387589 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Roger G. Eaton | For | For | |||||||||||
| 2 | Charles M. Herington | For | For | |||||||||||
| 3 | H. Sanford Riley | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| MATTEL, INC. | ||||||||||||||
| Security | 577081102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MAT | Meeting Date | 26-May-2021 | |||||||||||
| ISIN | US5770811025 | Agenda | 935389761 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: R. Todd Bradley | Management | For | For | ||||||||||
| 1B. | Election of Director: Adriana Cisneros | Management | For | For | ||||||||||
| 1C. | Election of Director: Michael Dolan | Management | For | For | ||||||||||
| 1D. | Election of Director: Diana Ferguson | Management | For | For | ||||||||||
| 1E. | Election of Director: Ynon Kreiz | Management | For | For | ||||||||||
| 1F. | Election of Director: Soren Laursen | Management | For | For | ||||||||||
| 1G. | Election of Director: Ann Lewnes | Management | For | For | ||||||||||
| 1H. | Election of Director: Roger Lynch | Management | For | For | ||||||||||
| 1I. | Election of Director: Dominic Ng | Management | For | For | ||||||||||
| 1J. | Election of Director: Dr. Judy Olian | Management | For | For | ||||||||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as Mattel, Inc.'s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve named executive officer compensation, as described in the Mattel, Inc. Proxy Statement. | Management | For | For | ||||||||||
| 4. | Approval of the Fifth Amendment to Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan. | Management | Against | Against | ||||||||||
| PAYPAL HOLDINGS, INC. | ||||||||||||||
| Security | 70450Y103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PYPL | Meeting Date | 26-May-2021 | |||||||||||
| ISIN | US70450Y1038 | Agenda | 935392617 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Rodney C. Adkins | Management | For | For | ||||||||||
| 1B. | Election of Director: Jonathan Christodoro | Management | For | For | ||||||||||
| 1C. | Election of Director: John J. Donahoe | Management | For | For | ||||||||||
| 1D. | Election of Director: David W. Dorman | Management | For | For | ||||||||||
| 1E. | Election of Director: Belinda J. Johnson | Management | For | For | ||||||||||
| 1F. | Election of Director: Gail J. McGovern | Management | For | For | ||||||||||
| 1G. | Election of Director: Deborah M. Messemer | Management | For | For | ||||||||||
| 1H. | Election of Director: David M. Moffett | Management | For | For | ||||||||||
| 1I. | Election of Director: Ann M. Sarnoff | Management | For | For | ||||||||||
| 1J. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||||
| 1K. | Election of Director: Frank D. Yeary | Management | For | For | ||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2021. | Management | For | For | ||||||||||
| 4. | Stockholder proposal - Stockholder right to act by written consent. | Shareholder | Against | For | ||||||||||
| 5. | Stockholder Proposal - Assessing Inclusion in the Workplace. | Shareholder | Abstain | Against | ||||||||||
| BLACKROCK, INC. | ||||||||||||||
| Security | 09247X101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BLK | Meeting Date | 26-May-2021 | |||||||||||
| ISIN | US09247X1019 | Agenda | 935394849 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Bader M. Alsaad | Management | For | For | ||||||||||
| 1B. | Election of Director: Pamela Daley | Management | For | For | ||||||||||
| 1C. | Election of Director: Jessica P. Einhorn | Management | For | For | ||||||||||
| 1D. | Election of Director: Laurence D. Fink | Management | For | For | ||||||||||
| 1E. | Election of Director: William E. Ford | Management | For | For | ||||||||||
| 1F. | Election of Director: Fabrizio Freda | Management | For | For | ||||||||||
| 1G. | Election of Director: Murry S. Gerber | Management | For | For | ||||||||||
| 1H. | Election of Director: Margaret "Peggy" L. Johnson | Management | For | For | ||||||||||
| 1I. | Election of Director: Robert S. Kapito | Management | For | For | ||||||||||
| 1J. | Election of Director: Cheryl D. Mills | Management | For | For | ||||||||||
| 1K. | Election of Director: Gordon M. Nixon | Management | For | For | ||||||||||
| 1L. | Election of Director: Charles H. Robbins | Management | For | For | ||||||||||
| 1M. | Election of Director: Marco Antonio Slim Domit | Management | For | For | ||||||||||
| 1N. | Election of Director: Hans E. Vestberg | Management | For | For | ||||||||||
| 1O. | Election of Director: Susan L. Wagner | Management | For | For | ||||||||||
| 1P. | Election of Director: Mark Wilson | Management | For | For | ||||||||||
| 2. | Approval, in a non-binding advisory vote, of the compensation for named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Deloitte LLP as BlackRock's independent registered public accounting firm for the fiscal year 2021. | Management | For | For | ||||||||||
| 4A. | Approve amendments to BlackRock's Amended and Restated Certificate of Incorporation to: Provide shareholders with the right to call a special meeting. | Management | For | For | ||||||||||
| 4B. | Approve amendments to BlackRock's Amended and Restated Certificate of Incorporation to: Eliminate certain supermajority vote requirements. | Management | For | For | ||||||||||
| 4C. | Approve amendments to BlackRock's Amended and Restated Certificate of Incorporation to: Eliminate certain provisions that are no longer applicable and make certain other technical revisions. | Management | For | For | ||||||||||
| 5. | Shareholder Proposal - Amend Certificate of Incorporation to convert to a public benefit corporation. | Shareholder | Against | For | ||||||||||
| KRATOS DEFENSE & SEC SOLUTIONS, INC. | ||||||||||||||
| Security | 50077B207 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KTOS | Meeting Date | 26-May-2021 | |||||||||||
| ISIN | US50077B2079 | Agenda | 935395067 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Scott Anderson | For | For | |||||||||||
| 2 | Eric DeMarco | For | For | |||||||||||
| 3 | William Hoglund | For | For | |||||||||||
| 4 | Scot Jarvis | For | For | |||||||||||
| 5 | Jane Judd | For | For | |||||||||||
| 6 | Samuel Liberatore | For | For | |||||||||||
| 7 | Amy Zegart | For | For | |||||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 26, 2021. | Management | For | For | ||||||||||
| 3. | An advisory vote to approve the compensation of the Company's named executive officers, as presented in the proxy statement. | Management | For | For | ||||||||||
| ILLUMINA, INC. | ||||||||||||||
| Security | 452327109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ILMN | Meeting Date | 26-May-2021 | |||||||||||
| ISIN | US4523271090 | Agenda | 935395485 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Caroline D. Dorsa | Management | For | For | ||||||||||
| 1B. | Election of Director: Robert S. Epstein, M.D. | Management | For | For | ||||||||||
| 1C. | Election of Director: Scott Gottlieb, M.D. | Management | For | For | ||||||||||
| 1D. | Election of Director: Gary S. Guthart | Management | For | For | ||||||||||
| 1E. | Election of Director: Philip W. Schiller | Management | For | For | ||||||||||
| 1F. | Election of Director: John W. Thompson | Management | For | For | ||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 2, 2022. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| FACEBOOK, INC. | ||||||||||||||
| Security | 30303M102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FB | Meeting Date | 26-May-2021 | |||||||||||
| ISIN | US30303M1027 | Agenda | 935395891 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Peggy Alford | For | For | |||||||||||
| 2 | Marc L. Andreessen | For | For | |||||||||||
| 3 | Andrew W. Houston | For | For | |||||||||||
| 4 | Nancy Killefer | For | For | |||||||||||
| 5 | Robert M. Kimmitt | For | For | |||||||||||
| 6 | Sheryl K. Sandberg | For | For | |||||||||||
| 7 | Peter A. Thiel | For | For | |||||||||||
| 8 | Tracey T. Travis | For | For | |||||||||||
| 9 | Mark Zuckerberg | For | For | |||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve an amendment to the director compensation policy. | Management | For | For | ||||||||||
| 4. | A shareholder proposal regarding dual class capital structure. | Shareholder | Against | For | ||||||||||
| 5. | A shareholder proposal regarding an independent chair. | Shareholder | Against | For | ||||||||||
| 6. | A shareholder proposal regarding child exploitation. | Shareholder | Abstain | Against | ||||||||||
| 7. | A shareholder proposal regarding human/civil rights expert on board. | Shareholder | Abstain | Against | ||||||||||
| 8. | A shareholder proposal regarding platform misuse. | Shareholder | Abstain | Against | ||||||||||
| 9. | A shareholder proposal regarding public benefit corporation. | Shareholder | Against | For | ||||||||||
| MARINUS PHARMACEUTICALS, INC. | ||||||||||||||
| Security | 56854Q200 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MRNS | Meeting Date | 26-May-2021 | |||||||||||
| ISIN | US56854Q2003 | Agenda | 935396223 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Charles Austin | For | For | |||||||||||
| 2 | Michael R. Dougherty | For | For | |||||||||||
| 3 | Elan Ezickson | For | For | |||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Approval, on a non-binding advisory basis, of the compensation of the Company's named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||||
| AMAZON.COM, INC. | ||||||||||||||
| Security | 023135106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AMZN | Meeting Date | 26-May-2021 | |||||||||||
| ISIN | US0231351067 | Agenda | 935397592 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Jeffrey P. Bezos | Management | For | For | ||||||||||
| 1B. | Election of Director: Keith B. Alexander | Management | For | For | ||||||||||
| 1C. | Election of Director: Jamie S. Gorelick | Management | For | For | ||||||||||
| 1D. | Election of Director: Daniel P. Huttenlocher | Management | For | For | ||||||||||
| 1E. | Election of Director: Judith A. McGrath | Management | For | For | ||||||||||
| 1F. | Election of Director: Indra K. Nooyi | Management | For | For | ||||||||||
| 1G. | Election of Director: Jonathan J. Rubinstein | Management | For | For | ||||||||||
| 1H. | Election of Director: Thomas O. Ryder | Management | For | For | ||||||||||
| 1I. | Election of Director: Patricia Q. Stonesifer | Management | For | For | ||||||||||
| 1J. | Election of Director: Wendell P. Weeks | Management | For | For | ||||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For | ||||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||
| 4. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE. | Shareholder | Abstain | Against | ||||||||||
| 5. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY. | Shareholder | Against | For | ||||||||||
| 6. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY. | Shareholder | Abstain | Against | ||||||||||
| 7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA. | Shareholder | Abstain | Against | ||||||||||
| 8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS. | Shareholder | Abstain | Against | ||||||||||
| 9. | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT. | Shareholder | Abstain | Against | ||||||||||
| 10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY. | Shareholder | Against | For | ||||||||||
| 11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK. | Shareholder | Against | For | ||||||||||
| 12. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | Shareholder | Against | For | ||||||||||
| 13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING. | Shareholder | Abstain | Against | ||||||||||
| 14. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES. | Shareholder | Abstain | Against | ||||||||||
| LIBERTY BROADBAND CORPORATION | ||||||||||||||
| Security | 530307107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LBRDA | Meeting Date | 26-May-2021 | |||||||||||
| ISIN | US5303071071 | Agenda | 935397857 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Julie D. Frist | For | For | |||||||||||
| 2 | J. David Wargo | For | For | |||||||||||
| 2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | The say-on-pay proposal, to approve, on an advisory basis, the compensation of our named executive officers as described in the proxy statement under the heading "Executive Compensation." | Management | For | For | ||||||||||
| 4. | The say-on-frequency proposal, to approve, on an advisory basis, the frequency at which future say-on-pay votes will be held. | Management | 3 Years | For | ||||||||||
| 5. | The stockholder proposal, requesting that our board of directors provides for a majority vote standard in uncontested director elections, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
| NEW YORK COMMUNITY BANCORP, INC. | ||||||||||||||
| Security | 649445103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NYCB | Meeting Date | 26-May-2021 | |||||||||||
| ISIN | US6494451031 | Agenda | 935400286 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Thomas R. Cangemi | Management | For | For | ||||||||||
| 1B. | Election of Director: Hanif "Wally" Dahya | Management | For | For | ||||||||||
| 1C. | Election of Director: James J. O'Donovan | Management | For | For | ||||||||||
| 2. | The ratification of the appointment of KPMG LLP as the independent registered public accounting firm of New York Community Bancorp, Inc. for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | An advisory vote to approve compensation for our executive officers disclosed in the accompanying Proxy Statement. | Management | For | For | ||||||||||
| 4. | A proposal to amend the Amended and Restated Certificate of Incorporation of the Company in order to phase out the classification of the board of directors and provide instead for the annual election of directors. | Management | For | For | ||||||||||
| 5. | A shareholder proposal requesting board action to provide shareholders with the right to act by written consent. | Shareholder | Against | For | ||||||||||
| COCA-COLA EUROPEAN PARTNERS | ||||||||||||||
| Security | G25839104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CCEP | Meeting Date | 26-May-2021 | |||||||||||
| ISIN | GB00BDCPN049 | Agenda | 935401163 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| O1 | Receipt of the Report and Accounts. | Management | For | For | ||||||||||
| O2 | Approval of the Directors' Remuneration Report. | Management | Abstain | Against | ||||||||||
| O3 | Election of Manolo Arroyo | Management | For | For | ||||||||||
| O4 | Election of John Bryant | Management | For | For | ||||||||||
| O5 | Election of Christine Cross | Management | For | For | ||||||||||
| O6 | Election of Brian Smith | Management | For | For | ||||||||||
| O7 | Election of Garry Watts | Management | For | For | ||||||||||
| O8 | Re-election of Jan Bennink | Management | For | For | ||||||||||
| O9 | Re-election of José Ignacio Comenge | Management | For | For | ||||||||||
| O10 | Re-election of Damian Gammell | Management | For | For | ||||||||||
| O11 | Re-election of Nathalie Gaveau | Management | For | For | ||||||||||
| O12 | Re-election of Álvaro Gómez-Trénor Aguilar | Management | For | For | ||||||||||
| O13 | Re-election of Thomas Johnson | Management | For | For | ||||||||||
| O14 | Re-election of Dagmar Kollmann | Management | For | For | ||||||||||
| O15 | Re-election of Alfonso Líbano Daurella | Management | For | For | ||||||||||
| O16 | Re-election of Mark Price | Management | For | For | ||||||||||
| O17 | Re-election of Mario Rotllant Solá | Management | For | For | ||||||||||
| O18 | Re-election of Dessi Temperley | Management | For | For | ||||||||||
| O19 | Reappointment of the Auditor. | Management | For | For | ||||||||||
| O20 | Remuneration of the Auditor. | Management | For | For | ||||||||||
| O21 | Political Donations. | Management | For | For | ||||||||||
| O22 | Authority to allot new shares. | Management | For | For | ||||||||||
| O23 | Waiver of mandatory offer provisions set out in Rule 9 of the Takeover Code. | Management | For | |||||||||||
| S24 | General authority to disapply pre-emption rights. | Management | Abstain | Against | ||||||||||
| S25 | General authority to disapply pre-emption rights in connection with an acquisition or specified capital investment. | Management | For | For | ||||||||||
| S26 | Authority to purchase own shares on market. | Management | For | For | ||||||||||
| S27 | Authority to purchase own shares off market. | Management | For | For | ||||||||||
| S28 | Notice period for general meetings other than AGMs. | Management | For | For | ||||||||||
| EXOR N.V. | ||||||||||||||
| Security | N3140A107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 27-May-2021 | ||||||||||||
| ISIN | NL0012059018 | Agenda | 713942983 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | OPENING | Non-Voting | ||||||||||||
| 2.A | 2020 ANNUAL REPORT | Non-Voting | ||||||||||||
| 2.B | REMUNERATION REPORT (ADVISORY VOTE) | Management | No Action | |||||||||||
| 2.C | ADOPTION 2020 ANNUAL ACCOUNTS | Management | No Action | |||||||||||
| 2.D | EXPLANATION OF THE POLICY ON DIVIDENDS | Non-Voting | ||||||||||||
| 2.E | DIVIDEND DISTRIBUTION | Management | No Action | |||||||||||
| 3.A | APPOINTMENT ERNST & YOUNG ACCOUNTANTS LLP AS INDEPENDENT EXTERNAL AUDITOR CHARGED WITH THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2021 | Management | No Action | |||||||||||
| 4.A | RELEASE FROM LIABILITY OF THE EXECUTIVE DIRECTORS | Management | No Action | |||||||||||
| 4.B | RELEASE FROM LIABILITY OF THE NON-EXECUTIVE DIRECTORS | Management | No Action | |||||||||||
| 5.A | APPOINTMENT OF MR. A. BANGA AS NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 6.A | THE AUTHORIZATION OF THE BOARD OF DIRECTORS TO REPURCHASE SHARES | Management | No Action | |||||||||||
| 6.B | THE AUTHORIZATION OF THE BOARD OF DIRECTORS TO CANCEL REPURCHASED SHARES | Management | No Action | |||||||||||
| 6.C | THE AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES | Management | No Action | |||||||||||
| 6.D | THE AUTHORIZATION OF THE BOARD OF DIRECTORS TO LIMIT OR EXCLUDE PRE-EMPTIVE RIGHTS | Management | No Action | |||||||||||
| 6.E | THE AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE SPECIAL VOTING SHARES A | Management | No Action | |||||||||||
| 7 | CLOSE OF MEETING | Non-Voting | ||||||||||||
| CMMT | 21 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 21 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| IPSEN | ||||||||||||||
| Security | F5362H107 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 27-May-2021 | ||||||||||||
| ISIN | FR0010259150 | Agenda | 713943822 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||||
| CMMT | 21 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE | Non-Voting | ||||||||||||
| SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | ||||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | 07 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104192101013-47 AND-https://www.journal- officiel.gouv.fr/balo/document/202105072101538-55 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE COMMENT AND-DUE TO RECEIPT OF UPDATED BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 1 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED TO THE MEETING, SHOWING EARNINGS AMOUNTING TO EUR 278,922,413.42 | Management | No Action | |||||||||||
| 2 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR, AS PRESENTED TO THE MEETING, SHOWING EARNINGS AMOUNTING TO EUR 547,986,000.00 (GROUP SHARE) | Management | No Action | |||||||||||
| 3 | THE SHAREHOLDERS' MEETING APPROVES THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS AND RESOLVES TO ALLOCATE THE EARNINGS FOR THE YEAR AS FOLLOWS: ORIGIN EARNINGS: EUR 278,922,413.42 ALLOCATION DIVIDENDS (ON THE BASIS OF 83,814,526 SHARES COMPOSING THE SHARE CAPITAL ON DECEMBER 31ST 2020): EUR 83,814,526.00 RETAINED EARNINGS: EUR 195,107,887.42 THE SHAREHOLDERS WILL BE GRANTED A NET DIVIDEND OF EUR 1.00 PER SHARE THAT WILL BE ELIGIBLE FOR THE 40 PERCENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE. THIS DIVIDEND WILL BE PAID ON JUNE 2ND 2021. AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID EUR 1.00 PER SHARE FOR FISCAL YEAR 2017, 2018 AND 2019 | Management | No Action | |||||||||||
| 4 | THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE, DULY RECORDS THE ABSENCE OF NEW AGREEMENT REFERRED TO THEREIN | Management | No Action | |||||||||||
| 5 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR. ANTOINE FLOCHEL AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | No Action | |||||||||||
| 6 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS. MARGARET LIU AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | No Action | |||||||||||
| 7 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS. CAROL STUCKLEY AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | No Action | |||||||||||
| 8 | THE SHAREHOLDERS' MEETING RATIFIES THE APPOINTMENT OF MR. DAVID LOEW AS DIRECTOR, DONE ON A TEMPORARY BASIS BY THE BOARD OF DIRECTORS ON MAY 28TH 2020, TO REPLACE MR. DAVID MEEK WHO RESIGNED, FOR THE REMAINDER OF MR. DAVID MEEK'S TERM OF OFFICE, I.E. UNTIL THIS SHAREHOLDERS' MEETING | Management | No Action | |||||||||||
| 9 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR. DAVID LOEW AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | No Action | |||||||||||
| 10 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 11 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 12 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE MANAGING DIRECTOR AND-OR ANY OTHER EXECUTIVE CORPORATE OFFICER | Management | No Action | |||||||||||
| 13 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION RELATED TO THE COMPENSATION APPLICABLE TO THE CORPORATE OFFICER, IN ACCORDANCE WITH THE ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 14 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID OR AWARDED TO THE CHAIRMAN OF THE BOARD OF DIRECTORS, MR. MARC DE GARIDEL FOR SAID FISCAL YEAR | Management | No Action | |||||||||||
| 15 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID OR AWARDED TO MR. AYMERIC LE CHATELIER, MANAGING DIRECTOR FROM JANUARY 1ST 2020 TO JUNE 30TH 2020 FOR SAID FISCAL YEAR | Management | No Action | |||||||||||
| 16 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID OR AWARDED TO MR. DAVID LOEW, MANAGING DIRECTOR SINCE JULY 1ST 2020 FOR SAID FISCAL YEAR | Management | No Action | |||||||||||
| 17 | THE SHAREHOLDERS' MEETING AUTHORISES THE BOARD OF DIRECTORS TO BUY BACK THE COMPANY'S SHARES ON THE OPEN MARKET, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 200.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT OF THE SHARES COMPOSING THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 1,676,290,400.00. THIS AUTHORISATION IS GIVEN FOR AN 18-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE AUTHORISATION GIVEN BY THE SHAREHOLDERS' MEETING OF MAY 29TH 2020 IN RESOLUTION NR, 17. HOWEVER, IT CANNOT BE USED IN THE CONTEXT OF A PUBLIC OFFER. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||||
| 18 | THE SHAREHOLDERS' MEETING GRANTS ALL POWERS TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, BY CANCELLING ALL OR PART OF THE SHARES HELD OR THAT COULD BE HELD BY THE COMPANY IN CONNECTION WITH THE STOCK REPURCHASE PLAN CARRIED OUT UNDER ARTICLE L.22-10-62 OF THE FRENCH COMMERCIAL CODE, UP TO A MAXIMUM OF 10 PERCENT OF THE SHARE CAPITAL OVER A 24-MONTH PERIOD. THIS AUTHORISATION IS GIVEN FOR A 24-MONTH PERIOD. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||||
| 19 | THE SHAREHOLDERS' MEETING DELEGATES TO THE BOARD OF DIRECTORS ALL POWERS IN ORDER TO INCREASE THE SHARE CAPITAL, IN ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, UP TO A MAXIMUM AMOUNT OF 20 PERCENT OF THE SHARE CAPITAL, BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BY LAW AND UNDER THE BYLAWS, BY ISSUING BONUS SHARES OR RAISING THE PAR VALUE OF EXISTING ORDINARY SHARES, OR BY A COMBINATION OF BOTH METHODS. THIS AUTHORISATION IS GIVEN FOR A 26-MONTH PERIOD AND SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. HOWEVER, IT CANNOT BE USED IN THE CONTEXT OF A PUBLIC OFFER. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||||
| 20 | THE SHAREHOLDERS' MEETING DELEGATES TO THE BOARD OF DIRECTORS THE NECESSARY POWERS TO INCREASE THE CAPITAL, ON ONE OR MORE OCCASIONS, IN FRANCE OR ABROAD, BY ISSUANCE OF ORDINARY SHARES AND-OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL AND-OR TO DEBT SECURITIES, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED. THE MAXIMUM NOMINAL AMOUNT OF ORDINARY SHARES WHICH MAY BE ISSUED SHALL NOT EXCEED 20 PERCENT OF THE SHARE CAPITAL. THIS AMOUNT CONSTITUTES AN OVERALL VALUE ON WHICH THE OVERALL NOMINAL AMOUNT OF SHARES ISSUED UNDER RESOLUTIONS NUMBER 21 AND 22 SHALL COUNT AGAINST. THIS AUTHORISATION IS GRANTED FOR A 26-MONTH PERIOD AND SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. HOWEVER, IT CANNOT BE USED IN THE CONTEXT OF A PUBLIC OFFER. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||||
| 21 | THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE ON ONE OR MORE OCCASIONS, IN FRANCE OR ABROAD, THE SHARE CAPITAL, BY ISSUANCE BY WAY OF A PUBLIC OFFERING, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, OF ORDINARY SHARES AND-OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL AND-OR TO DEBT SECURITIES. THIS SECURITIES MAY BE ISSUED IN CONSIDERATION FOR SECURITIES TENDERED TO THE COMPANY IN CONNECTION WITH A PUBLIC EXCHANGE OFFER. THE MAXIMUM NOMINAL AMOUNT OF ORDINARY SHARES WHICH MAY BE ISSUED SHALL NOT EXCEED 10 PERCENT OF THE SHARE CAPITAL. THE PRESENT DELEGATION IS GIVEN FOR A 26-MONTH PERIOD AND SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. HOWEVER, IT CANNOT BE USED IN THE CONTEXT OF A PUBLIC OFFER. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||||
| 22 | THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE ON ONE OR MORE OCCASIONS, IN FRANCE OR ABROAD, THE SHARE CAPITAL, BY ISSUANCE BY WAY OF AN OFFER GOVERNED BY ARTICLE L.411-2-I OF THE MONETARY AND FINANCIAL CODE, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, OF ORDINARY SHARES AND-OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL AND-OR TO DEBT | Management | No Action | |||||||||||
| SECURITIES. THE MAXIMUM NOMINAL AMOUNT OF ORDINARY SHARES WHICH MAY BE ISSUED SHALL NOT EXCEED 10 PERCENT OF THE SHARE CAPITAL. THE PRESENT DELEGATION IS GIVEN FOR A 26- MONTH PERIOD AND SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. HOWEVER, IT CANNOT BE USED IN THE CONTEXT OF A PUBLIC OFFER. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||||
| 23 | THE SHAREHOLDERS' MEETING DECIDES THAT FOR EACH OF THE ISSUES OF ORDINARY SHARES OR SECURITIES DECIDED UNDER RESOLUTIONS NUMBER 20 TO 22, THE NUMBER OF SECURITIES TO BE ISSUED MAY BE INCREASE UNDER THE CONDITIONS PROVIDED FOR IN ARTICLES L.225- 135-1 AND R.225-118 OF THE FRENCH COMMERCIAL CODE AND UP TO THE LIMIT OF THE CEILINGS SET FORTH BY THE SHAREHOLDERS' MEETING | Management | No Action | |||||||||||
| 24 | THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, BY ISSUING ORDINARY SHARES OR SECURITIES GIVING ACCESS TO ORDINARY SHARES, IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPOSED OF CAPITAL SECURITIES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL. THE MAXIMUM NOMINAL AMOUNT OF ORDINARY SHARES WHICH MAY BE ISSUED SHALL NOT EXCEED 10 PERCENT OF THE SHARE CAPITAL. THIS AUTHORISATION IS GRANTED FOR A 26-MONTH PERIOD AND SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. HOWEVER, IT CANNOT BE USED IN THE CONTEXT OF A PUBLIC OFFER. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||||
| 25 | THE SHAREHOLDERS' MEETING AUTHORISES THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS SOLE DISCRETION, UP TO THE MAXIMUM NOMINAL AMOUNT OF 5 PERCENT OF THE SHARE CAPITAL, IN FAVOUR OF MEMBERS OF ONE OR SEVERAL COMPANY OR GROUP SAVINGS PLANS ESTABLISHED BY THE COMPANY AND-OR RELATED COMPANIES, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, BY ISSUANCE OF ORDINARY SHARES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL. THIS AUTHORISATION IS GRANTED FOR A 26-MONTH | Management | No Action | |||||||||||
| PERIOD AND SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||||
| 26 | THE SHAREHOLDERS' MEETING AUTHORISES THE BOARD OF DIRECTORS TO GRANT OPTIONS GIVING THE RIGHT TO SUBSCRIBE FOR NEW SHARES TO BE ISSUED THROUGH A SHARE CAPITAL INCREASE, OR TO PURCHASE EXISTING SHARES PURCHASED BY THE COMPANY, IN FAVOUR OF BENEFICIARIES TO BE CHOSEN AMONG EMPLOYEES, OR CERTAIN CATEGORIES AMONG THEM, OF THE COMPANY AND RELATED COMPANIES OR ECONOMIC INTEREST GROUPS AND THE ELIGIBLE CORPORATE OFFICERS, PROVIDED THE OPTIONS SHALL NOT GIVE RIGHTS TO A TOTAL NUMBER OF SHARES EXCEEDING 3 PERCENT OF THE CAPITAL, BEING SPECIFIED THAT THE NUMBER OF SHARES TO BE ALLOCATED FOR FREE BY THE BOARD OF DIRECTORS UNDER RESOLUTION NR 18 OF THE MEETING OF MAY 29TH 2020 SHALL COUNT AGAINST THIS CEILING, AND 20 PERCENT OF THIS AMOUNT (I.E. 0.6 PERCENT OF THE CAPITAL) CONCERNING THE OPTIONS TO BE ALLOCATED TO THE EXECUTIVE CORPORATE OFFICERS. THIS AUTHORISATION, GRANTED FOR 26 MONTHS, SUPERSEDES ANY EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 27 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | No Action | |||||||||||
| MGM CHINA HOLDINGS LTD | ||||||||||||||
| Security | G60744102 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 27-May-2021 | ||||||||||||
| ISIN | KYG607441022 | Agenda | 713986327 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0423/2021042300555.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0423/2021042300519.pdf | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||
| 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (THE "DIRECTORS") AND INDEPENDENT AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | For | For | ||||||||||
| 2.A.I | TO RE-ELECT EACH OF THE FOLLOWING DIRECTOR BY SEPARATE RESOLUTION: MR. CHEN YAU WONG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 2.AII | TO RE-ELECT EACH OF THE FOLLOWING DIRECTOR BY SEPARATE RESOLUTION: MR. DANIEL J. TAYLOR AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 2AIII | TO RE-ELECT EACH OF THE FOLLOWING DIRECTOR BY SEPARATE RESOLUTION: MS. AYESHA KHANNA MOLINO AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | Against | Against | ||||||||||
| 2.AIV | TO RE-ELECT EACH OF THE FOLLOWING DIRECTOR BY SEPARATE RESOLUTION: MS. SZE WAN PATRICIA LAM AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 2.B | TO ELECT MR. CHEE MING LIU AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
| 2.C | TO AUTHORIZE THE BOARD OF DIRECTORS (THE "BOARD") TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | For | ||||||||||
| 3 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS THE INDEPENDENT AUDITOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
| 4 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES AT THE DATE OF PASSING THIS RESOLUTION | Management | Against | Against | ||||||||||
| 5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES AT THE DATE OF PASSING THIS RESOLUTION | Management | For | For | ||||||||||
| 6 | TO ADD THE TOTAL NUMBER OF THE SHARES OF THE COMPANY WHICH ARE REPURCHASED UNDER THE GENERAL MANDATE IN RESOLUTION (5) TO THE TOTAL NUMBER OF THE SHARES WHICH MAY BE ISSUED UNDER THE GENERAL MANDATE IN RESOLUTION (4) | Management | Against | Against | ||||||||||
| APPLUS SERVICES S.A. | ||||||||||||||
| Security | E0534T106 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 27-May-2021 | ||||||||||||
| ISIN | ES0105022000 | Agenda | 714030789 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 523066 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 28 MAY 2021. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | ||||||||||||
| 1 | APPROVE CONSOLIDATED AND STANDALONE FINANCIAL STATEMENTS | Management | No Action | |||||||||||
| 2 | APPROVE NON-FINANCIAL INFORMATION STATEMENT | Management | No Action | |||||||||||
| 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF BOARD | Management | No Action | |||||||||||
| 5 | RENEW APPOINTMENT OF DELOITTE AS AUDITOR | Management | No Action | |||||||||||
| 6.1 | AMEND ARTICLES RE: ALLOW SHAREHOLDER MEETINGS TO BE HELD IN VIRTUAL-ONLY FORMAT | Management | No Action | |||||||||||
| 6.2 | AMEND ARTICLE 25 RE: DIRECTOR REMUNERATION | Management | No Action | |||||||||||
| 6.3 | AMEND ARTICLE 27 RE: QUORUM, REPRESENTATION AND REMOTE PARTICIPATION | Management | No Action | |||||||||||
| 7 | AMEND ARTICLES OF GENERAL MEETING REGULATIONS RE: ALLOW SHAREHOLDER MEETINGS TO BE HELD IN VIRTUAL-ONLY FORMAT | Management | No Action | |||||||||||
| 8 | RECEIVE AMENDMENTS TO BOARD OF DIRECTORS REGULATIONS | Non-Voting | ||||||||||||
| 9 | REELECT CRISTINA HENRIQUEZ DE LUNA BASAGOITI AS DIRECTOR | Management | No Action | |||||||||||
| 10 | ADVISORY VOTE ON REMUNERATION REPORT | Management | No Action | |||||||||||
| 11 | AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | Management | No Action | |||||||||||
| APA CORPORATION | ||||||||||||||
| Security | 03743Q108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | APA | Meeting Date | 27-May-2021 | |||||||||||
| ISIN | US03743Q1085 | Agenda | 935379443 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Election of Director: Annell R. Bay | Management | For | For | ||||||||||
| 2. | Election of Director: John J. Christmann IV | Management | For | For | ||||||||||
| 3. | Election of Director: Juliet S. Ellis | Management | For | For | ||||||||||
| 4. | Election of Director: Chansoo Joung | Management | For | For | ||||||||||
| 5. | Election of Director: John E. Lowe | Management | For | For | ||||||||||
| 6. | Election of Director: H. Lamar McKay | Management | For | For | ||||||||||
| 7. | Election of Director: William C. Montgomery | Management | For | For | ||||||||||
| 8. | Election of Director: Amy H. Nelson | Management | For | For | ||||||||||
| 9. | Election of Director: Daniel W. Rabun | Management | For | For | ||||||||||
| 10. | Election of Director: Peter A. Ragauss | Management | For | For | ||||||||||
| 11. | Ratification of Ernst & Young LLP as APA's Independent Auditors. | Management | For | For | ||||||||||
| 12. | Advisory Vote to Approve Compensation of APA's Named Executive Officers. | Management | For | For | ||||||||||
| 13. | Approval of the Apache Charter Amendment. | Management | Abstain | Against | ||||||||||
| FLOWERS FOODS, INC. | ||||||||||||||
| Security | 343498101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FLO | Meeting Date | 27-May-2021 | |||||||||||
| ISIN | US3434981011 | Agenda | 935383719 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director to serve for a term of one year: George E. Deese | Management | For | For | ||||||||||
| 1B. | Election of Director to serve for a term of one year: Edward J. Casey, Jr. | Management | For | For | ||||||||||
| 1C. | Election of Director to serve for a term of one year: Thomas C. Chubb, III | Management | For | For | ||||||||||
| 1D. | Election of Director to serve for a term of one year: Rhonda Gass | Management | For | For | ||||||||||
| 1E. | Election of Director to serve for a term of one year: Benjamin H. Griswold, IV | Management | For | For | ||||||||||
| 1F. | Election of Director to serve for a term of one year: Margaret G. Lewis | Management | For | For | ||||||||||
| 1G. | Election of Director to serve for a term of one year: W. Jameson McFadden | Management | For | For | ||||||||||
| 1H. | Election of Director to serve for a term of one year: A. Ryals McMullian | Management | For | For | ||||||||||
| 1I. | Election of Director to serve for a term of one year: James T. Spear | Management | For | For | ||||||||||
| 1J. | Election of Director to serve for a term of one year: Melvin T. Stith, Ph.D. | Management | For | For | ||||||||||
| 1K. | Election of Director to serve for a term of one year: Terry S. Thomas | Management | For | For | ||||||||||
| 1L. | Election of Director to serve for a term of one year: C. Martin Wood III | Management | For | For | ||||||||||
| 2. | To approve by advisory vote the compensation of the company's named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Flowers Foods, Inc. for the fiscal year ending January 1, 2022. | Management | For | For | ||||||||||
| 4. | A shareholder proposal regarding political contribution disclosure, if properly presented at the annual meeting. | Shareholder | Abstain | Against | ||||||||||
| NEOGENOMICS, INC. | ||||||||||||||
| Security | 64049M209 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NEO | Meeting Date | 27-May-2021 | |||||||||||
| ISIN | US64049M2098 | Agenda | 935389759 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director for a one (1) year term: Douglas M. VanOort | Management | For | For | ||||||||||
| 1B. | Election of Director for a one (1) year term: Mark W. Mallon | Management | For | For | ||||||||||
| 1C. | Election of Director for a one (1) year term: Lynn A. Tetrault | Management | For | For | ||||||||||
| 1D. | Election of Director for a one (1) year term: Bruce K. Crowther | Management | For | For | ||||||||||
| 1E. | Election of Director for a one (1) year term: Dr. Alison L. Hannah | Management | For | For | ||||||||||
| 1F. | Election of Director for a one (1) year term: Kevin C. Johnson | Management | For | For | ||||||||||
| 1G. | Election of Director for a one (1) year term: Stephen M. Kanovsky | Management | For | For | ||||||||||
| 1H. | Election of Director for a one (1) year term: Michael A. Kelly | Management | For | For | ||||||||||
| 1I. | Election of Director for a one (1) year term: Rachel A. Stahler | Management | For | For | ||||||||||
| 2. | Advisory Vote on the Compensation Paid to our Named Executive Officers. | Management | For | For | ||||||||||
| 3. | Second Amendment of the Amended and Restated Equity Incentive Plan. | Management | For | For | ||||||||||
| 4. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| NEURONETICS, INC. | ||||||||||||||
| Security | 64131A105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | STIM | Meeting Date | 27-May-2021 | |||||||||||
| ISIN | US64131A1051 | Agenda | 935390043 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John Bakewell | For | For | |||||||||||
| 2 | Robert Cascella | For | For | |||||||||||
| 3 | Sheryl Conley | For | For | |||||||||||
| 4 | Wilfred Jaeger | For | For | |||||||||||
| 5 | Glenn Muir | For | For | |||||||||||
| 6 | Bruce Shook | For | For | |||||||||||
| 7 | Keith J. Sullivan | For | For | |||||||||||
| 2. | Ratification of the selection of KPMG LLP as our independent registered public accounting firm. | Management | For | For | ||||||||||
| VISHAY PRECISION GROUP,INC. | ||||||||||||||
| Security | 92835K103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VPG | Meeting Date | 27-May-2021 | |||||||||||
| ISIN | US92835K1034 | Agenda | 935390485 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Marc Zandman | For | For | |||||||||||
| 2 | Janet Clarke | For | For | |||||||||||
| 3 | Wesley Cummins | For | For | |||||||||||
| 4 | Bruce Lerner | For | For | |||||||||||
| 5 | Saul Reibstein | For | For | |||||||||||
| 6 | Ziv Shoshani | For | For | |||||||||||
| 7 | Timothy Talbert | For | For | |||||||||||
| 2. | To approve the ratification of Brightman Almagor Zohar & Co., a firm in the Deloitte Global Network, as Vishay Precision Group, Inc.'s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve the non-binding resolution relating to the executive compensation. | Management | For | For | ||||||||||
| APTINYX INC. | ||||||||||||||
| Security | 03836N103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | APTX | Meeting Date | 27-May-2021 | |||||||||||
| ISIN | US03836N1037 | Agenda | 935392631 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Henry O. Gosebruch | For | For | |||||||||||
| 2 | Elisha P. Gould III | For | For | |||||||||||
| 3 | Robert J. Hombach | For | For | |||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as Aptinyx Inc.'s Independent Registered Public Accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| THE INTERPUBLIC GROUP OF COMPANIES, INC. | ||||||||||||||
| Security | 460690100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IPG | Meeting Date | 27-May-2021 | |||||||||||
| ISIN | US4606901001 | Agenda | 935395372 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Jocelyn Carter-Miller | Management | For | For | ||||||||||
| 1B. | Election of Director: Mary J. Steele Guilfoile | Management | For | For | ||||||||||
| 1C. | Election of Director: Dawn Hudson | Management | For | For | ||||||||||
| 1D. | Election of Director: Philippe Krakowsky | Management | For | For | ||||||||||
| 1E. | Election of Director: Jonathan F. Miller | Management | For | For | ||||||||||
| 1F. | Election of Director: Patrick Q. Moore | Management | For | For | ||||||||||
| 1G. | Election of Director: Michael I. Roth | Management | For | For | ||||||||||
| 1H. | Election of Director: Linda S. Sanford | Management | For | For | ||||||||||
| 1I. | Election of Director: David M. Thomas | Management | For | For | ||||||||||
| 1J. | Election of Director: E. Lee Wyatt Jr. | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Interpublic's independent registered public accounting firm for the year 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 4. | Stockholder proposal entitled "Special Stockholder Meetings." | Shareholder | Against | For | ||||||||||
| ICF INTERNATIONAL, INC. | ||||||||||||||
| Security | 44925C103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ICFI | Meeting Date | 27-May-2021 | |||||||||||
| ISIN | US44925C1036 | Agenda | 935395409 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Ms. Cheryl W. Grisé | For | For | |||||||||||
| 2 | Mr. Randall Mehl | For | For | |||||||||||
| 3 | Mr. Scott B. Salmirs | For | For | |||||||||||
| 2. | ADVISORY VOTE REGARDING ICF INTERNATIONAL'S OVERALL PAY-FOR-PERFORMANCE NAMED EXECUTIVE OFFICER COMPENSATION PROGRAM: Approve, by non-binding vote, the Company's overall pay-for-performance executive compensation program, as described in the Compensation Discussion and Analysis, the compensation tables and the related narratives and other materials in the Proxy Statement. | Management | For | For | ||||||||||
| 3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM: Ratify the selection of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| PARK-OHIO HOLDINGS CORP. | ||||||||||||||
| Security | 700666100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PKOH | Meeting Date | 27-May-2021 | |||||||||||
| ISIN | US7006661000 | Agenda | 935418877 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Matthew V. Crawford | For | For | |||||||||||
| 2 | Ronna Romney | For | For | |||||||||||
| 3 | James W. Wert | For | For | |||||||||||
| 2. | To approve the Park-Ohio Holdings Corp. 2021 Equity and Incentive Compensation Plan, the terms of which are described in the accompanying Proxy. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as our independent auditors for fiscal year 2021. | Management | For | For | ||||||||||
| INTERCEPT PHARMACEUTICALS, INC. | ||||||||||||||
| Security | 45845P108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ICPT | Meeting Date | 27-May-2021 | |||||||||||
| ISIN | US45845P1084 | Agenda | 935424642 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director to serve until the 2022 Annual Meeting: Paolo Fundarò | Management | For | For | ||||||||||
| 1B. | Election of Director to serve until the 2022 Annual Meeting: Jerome Durso | Management | For | For | ||||||||||
| 1C. | Election of Director to serve until the 2022 Annual Meeting: Srinivas Akkaraju, M.D., Ph.D. | Management | For | For | ||||||||||
| 1D. | Election of Director to serve until the 2022 Annual Meeting: Luca Benatti, Ph.D. | Management | For | For | ||||||||||
| 1E. | Election of Director to serve until the 2022 Annual Meeting: Daniel Bradbury | Management | For | For | ||||||||||
| 1F. | Election of Director to serve until the 2022 Annual Meeting: Keith Gottesdiener, M.D. | Management | For | For | ||||||||||
| 1G. | Election of Director to serve until the 2022 Annual Meeting: Nancy Miller-Rich | Management | For | For | ||||||||||
| 1H. | Election of Director to serve until the 2022 Annual Meeting: Mark Pruzanski, M.D. | Management | For | For | ||||||||||
| 1I. | Election of Director to serve until the 2022 Annual Meeting: Dagmar Rosa-Bjorkeson | Management | For | For | ||||||||||
| 1J. | Election of Director to serve until the 2022 Annual Meeting: Gino Santini | Management | For | For | ||||||||||
| 1K. | Election of Director to serve until the 2022 Annual Meeting: Glenn Sblendorio | Management | For | For | ||||||||||
| 2. | FOR the approval of a one-time stock option exchange program for non-executive employees. | Management | Against | Against | ||||||||||
| 3. | FOR the approval, on a non-binding, advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 4. | Voting on a non-binding, advisory basis, that the stockholder advisory vote on the compensation of the Company's named executive officers should occur every ONE YEAR. | Management | 1 Year | For | ||||||||||
| 5. | FOR the ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| DEUTSCHE BANK AG | ||||||||||||||
| Security | D18190898 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DB | Meeting Date | 27-May-2021 | |||||||||||
| ISIN | DE0005140008 | Agenda | 935428145 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 2A. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Christian Sewing Chairman of the Management Board (CEO) | Management | For | For | ||||||||||
| 2B. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Karl von Rohr Deputy Chairman of the Management Board | Management | For | For | ||||||||||
| 2C. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Fabrizio Campelli | Management | For | For | ||||||||||
| 2D. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Frank Kuhnke | Management | For | For | ||||||||||
| 2E. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Bernd Leukert | Management | For | For | ||||||||||
| 2F. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Stuart Lewis | Management | For | For | ||||||||||
| 2G. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: James von Moltke | Management | For | For | ||||||||||
| 2H. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Alexander von zur Mühlen (since August 1, 2020) | Management | For | For | ||||||||||
| 2I. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Christiana Riley | Management | For | For | ||||||||||
| 2J. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Professor Dr. Stefan Simon (since August 1, 2020) | Management | For | For | ||||||||||
| 2K. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Werner Steinmüller (until July 31, 2020) | Management | For | For | ||||||||||
| 3A. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Paul Achleitner Chairman | Management | For | For | ||||||||||
| 3B. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Detlef Polaschek Deputy Chairman (employee representative) | Management | For | For | ||||||||||
| 3C. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Ludwig Blomeyer- Bartenstein (employee representative) | Management | For | For | ||||||||||
| 3D. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Frank Bsirske (employee representative) | Management | For | For | ||||||||||
| 3E. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Mayree Carroll Clark | Management | For | For | ||||||||||
| 3F. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Jan Duscheck (employee representative) | Management | For | For | ||||||||||
| 3G. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Gerhard Eschelbeck | Management | For | For | ||||||||||
| 3H. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Sigmar Gabriel (since March 11, 2020) | Management | For | For | ||||||||||
| 3I. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Katherine Garrett-Cox (until May 20, 2020) | Management | For | For | ||||||||||
| 3J. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Timo Heider (employee representative) | Management | For | For | ||||||||||
| 3K. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Martina Klee (employee representative) | Management | For | For | ||||||||||
| 3L. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Henriette Mark (employee representative) | Management | For | For | ||||||||||
| 3M. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Gabriele Platscher (employee representative) | Management | For | For | ||||||||||
| 3N. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Bernd Rose (employee representative) | Management | For | For | ||||||||||
| 3O. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Gerd Alexander Schütz | Management | For | For | ||||||||||
| 3P. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Stephan Szukalski (employee representative) | Management | For | For | ||||||||||
| 3Q. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: John Alexander Thain | Management | For | For | ||||||||||
| 3R. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Michele Trogni | Management | For | For | ||||||||||
| 3S. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Dagmar Valcárcel | Management | For | For | ||||||||||
| 3T. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Theodor Weimer (since May 20, 2020) | Management | For | For | ||||||||||
| 3U. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Professor Dr. Norbert Winkeljohann | Management | For | For | ||||||||||
| 4. | Election of the auditor for the 2021 financial year, interim accounts | Management | For | For | ||||||||||
| 5. | Authorization to acquire own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act as well as for their use with the possible exclusion of pre-emptive rights | Management | For | For | ||||||||||
| 6. | Authorization to use derivatives within the framework of the purchase of own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act | Management | For | For | ||||||||||
| 7. | Authorization to acquire own shares for trading purposes pursuant to Section 71 (1) No. 7 Stock Corporation Act | Management | For | For | ||||||||||
| 8. | Approval of the compensation system for the Management Board members | Management | For | For | ||||||||||
| 9. | Approval of the compensation for the Supervisory Board members; amendment of the Articles of Association | Management | For | For | ||||||||||
| 10. | Authorized capital (possibility of excluding pre-emptive rights i.a. pursuant to Section 186 (3) sentence 4 Stock Corporation Act) | Management | Abstain | Against | ||||||||||
| 11. | Authorized capital (in general with pre-emptive rights) | Management | Abstain | Against | ||||||||||
| 12. | Approval of a domination and profit and loss transfer agreement with a subsidiary | Management | For | For | ||||||||||
| 13. | Election of Frank Witter as member of the Supervisory Board | Management | For | For | ||||||||||
| DEUTSCHE BANK AG | ||||||||||||||
| Security | D18190898 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DB | Meeting Date | 27-May-2021 | |||||||||||
| ISIN | DE0005140008 | Agenda | 935435001 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 2A. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Christian Sewing Chairman of the Management Board (CEO) | Management | For | For | ||||||||||
| 2B. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Karl von Rohr Deputy Chairman of the Management Board | Management | For | For | ||||||||||
| 2C. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Fabrizio Campelli | Management | For | For | ||||||||||
| 2D. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Frank Kuhnke | Management | For | For | ||||||||||
| 2E. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Bernd Leukert | Management | For | For | ||||||||||
| 2F. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Stuart Lewis | Management | For | For | ||||||||||
| 2G. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: James von Moltke | Management | For | For | ||||||||||
| 2H. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Alexander von zur Mühlen (since August 1, 2020) | Management | For | For | ||||||||||
| 2I. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Christiana Riley | Management | For | For | ||||||||||
| 2J. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Professor Dr. Stefan Simon (since August 1, 2020) | Management | For | For | ||||||||||
| 2K. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Werner Steinmüller (until July 31, 2020) | Management | For | For | ||||||||||
| 3A. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Paul Achleitner Chairman | Management | For | For | ||||||||||
| 3B. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Detlef Polaschek Deputy Chairman (employee representative) | Management | For | For | ||||||||||
| 3C. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Ludwig Blomeyer- Bartenstein (employee representative) | Management | For | For | ||||||||||
| 3D. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Frank Bsirske (employee representative) | Management | For | For | ||||||||||
| 3E. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Mayree Carroll Clark | Management | For | For | ||||||||||
| 3F. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Jan Duscheck (employee representative) | Management | For | For | ||||||||||
| 3G. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Gerhard Eschelbeck | Management | For | For | ||||||||||
| 3H. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Sigmar Gabriel (since March 11, 2020) | Management | For | For | ||||||||||
| 3I. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Katherine Garrett-Cox (until May 20, 2020) | Management | For | For | ||||||||||
| 3J. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Timo Heider (employee representative) | Management | For | For | ||||||||||
| 3K. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Martina Klee (employee representative) | Management | For | For | ||||||||||
| 3L. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Henriette Mark (employee representative) | Management | For | For | ||||||||||
| 3M. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Gabriele Platscher (employee representative) | Management | For | For | ||||||||||
| 3N. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Bernd Rose (employee representative) | Management | For | For | ||||||||||
| 3O. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Gerd Alexander Schütz | Management | For | For | ||||||||||
| 3P. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Stephan Szukalski (employee representative) | Management | For | For | ||||||||||
| 3Q. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: John Alexander Thain | Management | For | For | ||||||||||
| 3R. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Michele Trogni | Management | For | For | ||||||||||
| 3S. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Dagmar Valcárcel | Management | For | For | ||||||||||
| 3T. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Theodor Weimer (since May 20, 2020) | Management | For | For | ||||||||||
| 3U. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Professor Dr. Norbert Winkeljohann | Management | For | For | ||||||||||
| 4. | Election of the auditor for the 2021 financial year, interim accounts | Management | For | For | ||||||||||
| 5. | Authorization to acquire own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act as well as for their use with the possible exclusion of pre-emptive rights | Management | For | For | ||||||||||
| 6. | Authorization to use derivatives within the framework of the purchase of own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act | Management | For | For | ||||||||||
| 7. | Authorization to acquire own shares for trading purposes pursuant to Section 71 (1) No. 7 Stock Corporation Act | Management | For | For | ||||||||||
| 8. | Approval of the compensation system for the Management Board members | Management | For | For | ||||||||||
| 9. | Approval of the compensation for the Supervisory Board members; amendment of the Articles of Association | Management | For | For | ||||||||||
| 10. | Authorized capital (possibility of excluding pre-emptive rights i.a. pursuant to Section 186 (3) sentence 4 Stock Corporation Act) | Management | Abstain | Against | ||||||||||
| 11. | Authorized capital (in general with pre-emptive rights) | Management | Abstain | Against | ||||||||||
| 12. | Approval of a domination and profit and loss transfer agreement with a subsidiary | Management | For | For | ||||||||||
| 13. | Election of Frank Witter as member of the Supervisory Board | Management | For | For | ||||||||||
| TOTAL SE | ||||||||||||||
| Security | F92124100 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 28-May-2021 | ||||||||||||
| ISIN | FR0000120271 | Agenda | 713755912 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||||
| CMMT | 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE | Non-Voting | ||||||||||||
| SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | ||||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 07 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202103312100724-39 AND-https://www.journal- officiel.gouv.fr/balo/document/202105072101494-55 PLEASE-NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF RESOLUTIONS AND- MODIFICATION OF THE TEXT IN COMMENT AND DUE TO RECEIPT OF UPDATED BALO LINK.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 3 | ALLOCATION OF INCOME AND SETTING OF THE DIVIDEND FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 4 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS, IN ORDER TO TRADE IN THE COMPANY'S SHARES | Management | No Action | |||||||||||
| 5 | AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 6 | RENEWAL OF THE TERM OF OFFICE OF MR. PATRICK POUYANNE AS DIRECTOR | Management | No Action | |||||||||||
| 7 | RENEWAL OF THE TERM OF OFFICE OF MRS. ANNE- MARIE IDRAC AS DIRECTOR | Management | No Action | |||||||||||
| 8 | APPOINTMENT OF MR. JACQUES ASCHENBROICH AS DIRECTOR | Management | No Action | |||||||||||
| 9 | APPOINTMENT OF MR. GLENN HUBBARD AS DIRECTOR | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE INFORMATION RELATING TO THE REMUNERATION OF CORPORATE OFFICERS MENTIONED IN SECTION I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE REMUNERATION POLICY FOR DIRECTORS | Management | No Action | |||||||||||
| 12 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2020 OR AWARDED IN RESPECT OF THIS FINANCIAL YEAR TO MR. PATRICK POUYANNE, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 13 | APPROVAL OF THE REMUNERATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 14 | OPINION ON THE COMPANY'S AMBITION IN TERMS OF SUSTAINABLE DEVELOPMENT AND ENERGY TRANSITION TOWARDS CARBON NEUTRALITY AND ITS OBJECTIVES IN THIS AREA BY 2030 | Management | No Action | |||||||||||
| 15 | AMENDMENT OF THE CORPORATE NAME TO TOTALENERGIES SE AND TO ARTICLE 2 OF THE BY- LAWS | Management | No Action | |||||||||||
| 16 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF THIRTY-EIGHT MONTHS, IN ORDER TO PROCEED WITH FREE ALLOCATIONS OF EXISTING SHARES OF THE COMPANY OR SHARES TO BE ISSUED TO EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS OF THE GROUP, OR TO SOME OF THEM, ENTAILING THE WAIVER BY THE SHAREHOLDERS OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHT TO THE SHARES TO BE ISSUED | Management | No Action | |||||||||||
| 17 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO PROCEED, UNDER THE CONDITIONS PROVIDED FOR BY ARTICLES L. 3332-18 AND FOLLOWING OF THE FRENCH LABOUR CODE, WITH CAPITAL INCREASES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN | Management | No Action | |||||||||||
| RECKITT BENCKISER GROUP PLC | ||||||||||||||
| Security | G74079107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-May-2021 | ||||||||||||
| ISIN | GB00B24CGK77 | Agenda | 713857211 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | TO RECEIVE AND ADOPT THE 2020 REPORT AND FINANCIAL STATEMENTS | Management | For | For | ||||||||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||||||||
| 3 | TO DECLARE A FINAL DIVIDEND OF 101.6P PER ORDINARY SHARE | Management | For | For | ||||||||||
| 4 | TO RE-ELECT ANDREW BONFIELD AS A DIRECTOR | Management | For | For | ||||||||||
| 5 | TO RE-ELECT JEFF CARR AS A DIRECTOR | Management | For | For | ||||||||||
| 6 | TO RE-ELECT NICANDRO DURANTE AS A DIRECTOR | Management | For | For | ||||||||||
| 7 | TO RE-ELECT MARY HARRIS AS A DIRECTOR | Management | For | For | ||||||||||
| 8 | TO RE-ELECT MEHMOOD KHAN AS A DIRECTOR | Management | For | For | ||||||||||
| 9 | TO RE-ELECT PAM KIRBY AS A DIRECTOR | Management | For | For | ||||||||||
| 10 | TO RE-ELECT SARA MATHEW AS A DIRECTOR | Management | For | For | ||||||||||
| 11 | TO RE-ELECT LAXMAN NARASIMHAN AS A DIRECTOR | Management | For | For | ||||||||||
| 12 | TO RE-ELECT CHRIS SINCLAIR AS A DIRECTOR | Management | For | For | ||||||||||
| 13 | TO RE-ELECT ELANE STOCK AS A DIRECTOR | Management | For | For | ||||||||||
| 14 | TO ELECT OLIVIER BOHUON AS A DIRECTOR | Management | For | For | ||||||||||
| 15 | TO ELECT MARGHERITA DELLA VALLE AS A DIRECTOR | Management | For | For | ||||||||||
| 16 | TO REAPPOINT KPMG LLP AS THE EXTERNAL AUDITOR | Management | For | For | ||||||||||
| 17 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE EXTERNAL AUDITOR'S REMUNERATION | Management | For | For | ||||||||||
| 18 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS | Management | For | For | ||||||||||
| 19 | TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||
| 20 | TO RENEW THE DIRECTORS' POWER TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT OF UP TO 5 PER CENT OF ISSUED SHARE CAPITAL | Management | Abstain | Against | ||||||||||
| 21 | TO AUTHORISE THE DIRECTORS' POWER TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT OF UP TO AN ADDITIONAL 5 PER CENT OF ISSUED SHARE CAPITAL | Management | Abstain | Against | ||||||||||
| 22 | TO RENEW THE COMPANY'S AUTHORITY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||||
| 23 | TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
| 24 | TO AUTHORISE THE DIRECTORS TO CALL A GENERAL MEETING ON 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||
| LVMH MOET HENNESSY LOUIS VUITTON SE | ||||||||||||||
| Security | F58485115 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-May-2021 | ||||||||||||
| ISIN | FR0000121014 | Agenda | 713972330 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | 07 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104212101036-48 AND-https://www.journal- officiel.gouv.fr/balo/document/202105072101411-55 AND-PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM AND ADDITTION OF- CDI COMMENT AND CHANGE IN RECORD DATE FROM 26 MAY 2021 TO 25 MAY 2021 AND-ADDITION OF BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU-AND PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS-MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A-HEIGHTENED RISK OF BEING REJECTED. THANK YOU AND PLEASE NOTE THAT IF YOU HOLD- CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR-YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A-TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE-ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE-COMPLETED BY THE SPECIFIED | Non-Voting | ||||||||||||
| CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS-SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE-RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO-MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU AND | ||||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| 1 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | No Action | |||||||||||
| LOWE'S COMPANIES, INC. | ||||||||||||||
| Security | 548661107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LOW | Meeting Date | 28-May-2021 | |||||||||||
| ISIN | US5486611073 | Agenda | 935387729 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Raul Alvarez | For | For | |||||||||||
| 2 | David H. Batchelder | For | For | |||||||||||
| 3 | Angela F. Braly | For | For | |||||||||||
| 4 | Sandra B. Cochran | For | For | |||||||||||
| 5 | Laurie Z. Douglas | For | For | |||||||||||
| 6 | Richard W. Dreiling | For | For | |||||||||||
| 7 | Marvin R. Ellison | For | For | |||||||||||
| 8 | Daniel J. Heinrich | For | For | |||||||||||
| 9 | Brian C. Rogers | For | For | |||||||||||
| 10 | Bertram L. Scott | For | For | |||||||||||
| 11 | Mary Beth West | For | For | |||||||||||
| 2. | Advisory vote to approve Lowe's named executive officer compensation in fiscal 2020. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as Lowe's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
| 4. | Shareholder proposal regarding amending the Company's proxy access bylaw to remove shareholder aggregation limits. | Shareholder | Abstain | Against | ||||||||||
| SOLARWINDS CORPORATION | ||||||||||||||
| Security | 83417Q105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SWI | Meeting Date | 28-May-2021 | |||||||||||
| ISIN | US83417Q1058 | Agenda | 935392770 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Michael Hoffmann | For | For | |||||||||||
| 2 | Dennis Howard | For | For | |||||||||||
| 3 | Douglas Smith | For | For | |||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| ARISTA NETWORKS, INC. | ||||||||||||||
| Security | 040413106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ANET | Meeting Date | 01-Jun-2021 | |||||||||||
| ISIN | US0404131064 | Agenda | 935400325 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Kelly Battles | For | For | |||||||||||
| 2 | Andreas Bechtolsheim | For | For | |||||||||||
| 3 | Jayshree Ullal | For | For | |||||||||||
| 2. | Approval, on an advisory basis, of the compensation of the named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| AVANGRID, INC. | ||||||||||||||
| Security | 05351W103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AGR | Meeting Date | 01-Jun-2021 | |||||||||||
| ISIN | US05351W1036 | Agenda | 935402355 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Ignacio S. Galán | For | For | |||||||||||
| 2 | John Baldacci | For | For | |||||||||||
| 3 | Daniel Alcain Lopéz | For | For | |||||||||||
| 4 | Dennis V. Arriola | For | For | |||||||||||
| 5 | Pedro Azagra Blázquez | For | For | |||||||||||
| 6 | Robert Duffy | For | For | |||||||||||
| 7 | Teresa Herbert | For | For | |||||||||||
| 8 | Patricia Jacobs | For | For | |||||||||||
| 9 | John Lahey | For | For | |||||||||||
| 10 | José Á. Marra Rodríguez | For | For | |||||||||||
| 11 | Santiago M. Garrido | For | For | |||||||||||
| 12 | José Sáinz Armada | For | For | |||||||||||
| 13 | Alan Solomont | For | For | |||||||||||
| 14 | Elizabeth Timm | For | For | |||||||||||
| 2. | RATIFICATION OF THE SELECTION OF KPMG LLP AS AVANGRID, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2021. | Management | For | For | ||||||||||
| 3. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
| 4. | APPROVAL OF AN AMENDMENT TO THE AVANGRID, INC. AMENDED AND RESTATED OMNIBUS INCENTIVE PLAN. | Management | For | For | ||||||||||
| DAH SING FINANCIAL HOLDINGS LTD | ||||||||||||||
| Security | Y19182107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 02-Jun-2021 | ||||||||||||
| ISIN | HK0440001847 | Agenda | 713975300 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0422/2021042200931.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0422/2021042200885.pdf | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||||||||
| 1 | TO ADOPT THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
| 2 | TO DECLARE A FINAL DIVIDEND FOR 2020 | Management | For | For | ||||||||||
| 3.A | TO RE-ELECT MR. HON-HING WONG (DEREK WONG) AS A DIRECTOR | Management | For | For | ||||||||||
| 3.B | TO RE-ELECT MR. ROBERT TSAI-TO SZE AS A DIRECTOR | Management | Against | Against | ||||||||||
| 3.C | TO RE-ELECT MR. ANDREW KWAN-YUEN LEUNG AS A DIRECTOR | Management | For | For | ||||||||||
| 4 | TO FIX THE FEES OF THE DIRECTORS | Management | For | For | ||||||||||
| 5 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
| 6 | TO APPROVE A GENERAL MANDATE TO ISSUE SHARES | Management | Against | Against | ||||||||||
| 7 | TO APPROVE A GENERAL MANDATE TO BUY BACK SHARES | Management | For | For | ||||||||||
| 8 | TO EXTEND THE GENERAL MANDATE TO ISSUE SHARES BY ADDING BUY-BACK SHARES THERETO | Management | Against | Against | ||||||||||
| 9 | TO APPROVE A MANDATE TO GRANT OPTIONS UNDER THE SHARE OPTION SCHEME ADOPTED ON 27 MAY 2015 AND TO ALLOT AND ISSUE SHARES AS AND WHEN ANY OPTIONS WHICH HAVE BEEN GRANTED UNDER THE SHARE OPTION SCHEME ARE EXERCISED IN ACCORDANCE WITH THEIR TERMS OF ISSUE | Management | Against | Against | ||||||||||
| DAH SING BANKING GROUP LTD | ||||||||||||||
| Security | Y1923F101 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 02-Jun-2021 | ||||||||||||
| ISIN | HK2356013600 | Agenda | 713975312 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0422/2021042201017.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0422/2021042201101.pdf | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||||||||
| 1 | TO ADOPT THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORT OF DIRECTORS AND INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
| 2 | TO DECLARE A FINAL DIVIDEND FOR 2020 | Management | For | For | ||||||||||
| 3.A | TO RE-ELECT MR. HON-HING WONG (DEREK WONG) AS A DIRECTOR | Management | For | For | ||||||||||
| 3.B | TO RE-ELECT MR. BLAIR CHILTON PICKERELL AS A DIRECTOR | Management | For | For | ||||||||||
| 4 | TO FIX THE FEES OF THE DIRECTORS | Management | For | For | ||||||||||
| 5 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
| 6 | TO APPROVE A GENERAL MANDATE TO ISSUE SHARES | Management | Against | Against | ||||||||||
| 7 | TO APPROVE A MANDATE TO GRANT OPTIONS UNDER THE SHARE OPTION SCHEME ADOPTED ON 27 MAY 2014 AND TO ALLOT AND ISSUE SHARES AS AND WHEN ANY OPTIONS WHICH HAVE BEEN GRANTED UNDER THE SHARE OPTION SCHEME ARE EXERCISED IN ACCORDANCE WITH THEIR TERMS OF ISSUE | Management | Against | Against | ||||||||||
| AMS AG | ||||||||||||||
| Security | A0400Q115 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 02-Jun-2021 | ||||||||||||
| ISIN | AT0000A18XM4 | Agenda | 714047443 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT THE MEETING SPECIFIC POWER OF ATTORNEY NEEDS TO BE CORRECTLY- FILLED IN OR YOUR VOTE INSTRUCTION MAY BE REJECTED. THE BENEFICIAL OWNER NAME-MUST CORRESPOND TO THAT GIVEN ON ACCOUNT SET UP WITH YOUR CUSTODIAN BANK.-ADDITIONALLY, THE SHARE AMOUNT IS THE SETTLED HOLDING AS OF RECORD DATE.-PLEASE CONTACT YOUR CUSTODIAN BANK IF YOU HAVE ANY QUESTIONS. THANK YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 5 | APPROVE REMUNERATION OF SUPERVISORY BOARD MEMBERS | Management | No Action | |||||||||||
| 6 | RATIFY AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 7 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
| 8 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| 9 | APPROVE INCREASE IN SIZE OF SUPERVISORY BOARD | Management | No Action | |||||||||||
| 10 | ELECT SUPERVISORY BOARD MEMBER | Management | No Action | |||||||||||
| 11 | CHANGE COMPANY NAME | Management | No Action | |||||||||||
| 12 | APPROVE CREATION OF POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 13.1 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | No Action | |||||||||||
| 13.2 | RECEIVE REPORT ON SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED- SHARES | Non-Voting | ||||||||||||
| WALMART INC. | ||||||||||||||
| Security | 931142103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WMT | Meeting Date | 02-Jun-2021 | |||||||||||
| ISIN | US9311421039 | Agenda | 935404866 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Cesar Conde | Management | For | For | ||||||||||
| 1B. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||||
| 1C. | Election of Director: Sarah J. Friar | Management | For | For | ||||||||||
| 1D. | Election of Director: Carla A. Harris | Management | For | For | ||||||||||
| 1E. | Election of Director: Thomas W. Horton | Management | For | For | ||||||||||
| 1F. | Election of Director: Marissa A. Mayer | Management | For | For | ||||||||||
| 1G. | Election of Director: C. Douglas McMillon | Management | For | For | ||||||||||
| 1H. | Election of Director: Gregory B. Penner | Management | For | For | ||||||||||
| 1I. | Election of Director: Steven S Reinemund | Management | For | For | ||||||||||
| 1J. | Election of Director: Randall L. Stephenson | Management | For | For | ||||||||||
| 1K. | Election of Director: S. Robson Walton | Management | For | For | ||||||||||
| 1L. | Election of Director: Steuart L. Walton | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
| 3. | Ratification of Ernst & Young LLP as Independent Accountants. | Management | For | For | ||||||||||
| 4. | Report on Refrigerants Released from Operations. | Shareholder | Abstain | Against | ||||||||||
| 5. | Report on Lobbying Disclosures. | Shareholder | Abstain | Against | ||||||||||
| 6. | Report on Alignment of Racial Justice Goals and Starting Wages. | Shareholder | Abstain | Against | ||||||||||
| 7. | Create a Pandemic Workforce Advisory Council. | Shareholder | Abstain | Against | ||||||||||
| 8. | Report on Statement of the Purpose of a Corporation. | Shareholder | Against | For | ||||||||||
| SVMK INC. | ||||||||||||||
| Security | 78489X103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SVMK | Meeting Date | 02-Jun-2021 | |||||||||||
| ISIN | US78489X1037 | Agenda | 935406151 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Susan L. Decker | For | For | |||||||||||
| 2 | David Ebersman | For | For | |||||||||||
| 3 | Erika H. James | For | For | |||||||||||
| 4 | Sheryl K. Sandberg | For | For | |||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as the independent registered accountants of SVMK Inc. for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 4. | Stockholder proposal regarding the declassification of our Board of Directors. | Shareholder | Abstain | |||||||||||
| ALPHABET INC. | ||||||||||||||
| Security | 02079K305 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2021 | |||||||||||
| ISIN | US02079K3059 | Agenda | 935406264 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Larry Page | Management | For | For | ||||||||||
| 1B. | Election of Director: Sergey Brin | Management | For | For | ||||||||||
| 1C. | Election of Director: Sundar Pichai | Management | For | For | ||||||||||
| 1D. | Election of Director: John L. Hennessy | Management | For | For | ||||||||||
| 1E. | Election of Director: Frances H. Arnold | Management | For | For | ||||||||||
| 1F. | Election of Director: L. John Doerr | Management | For | For | ||||||||||
| 1G. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | ||||||||||
| 1H. | Election of Director: Ann Mather | Management | For | For | ||||||||||
| 1I. | Election of Director: Alan R. Mulally | Management | For | For | ||||||||||
| 1J. | Election of Director: K. Ram Shriram | Management | For | For | ||||||||||
| 1K. | Election of Director: Robin L. Washington | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Approval of Alphabet's 2021 Stock Plan. | Management | Against | Against | ||||||||||
| 4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
| 5. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
| 6. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
| 7. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
| 8. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
| 9. | A stockholder proposal regarding a report on charitable contributions, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
| 10. | A stockholder proposal regarding a report on risks related to anticompetitive practices, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
| 11. | A stockholder proposal regarding a transition to a public benefit corporation, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
| ACORDA THERAPEUTICS, INC. | ||||||||||||||
| Security | 00484M601 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ACOR | Meeting Date | 02-Jun-2021 | |||||||||||
| ISIN | US00484M6012 | Agenda | 935406694 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Barry Greene | For | For | |||||||||||
| 2 | C. D. Strader, Ph.D. | For | For | |||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as the Company's independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | An advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| COMCAST CORPORATION | ||||||||||||||
| Security | 20030N101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CMCSA | Meeting Date | 02-Jun-2021 | |||||||||||
| ISIN | US20030N1019 | Agenda | 935407139 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Kenneth J. Bacon | For | For | |||||||||||
| 2 | Madeline S. Bell | For | For | |||||||||||
| 3 | Naomi M. Bergman | For | For | |||||||||||
| 4 | Edward D. Breen | For | For | |||||||||||
| 5 | Gerald L. Hassell | For | For | |||||||||||
| 6 | Jeffrey A. Honickman | For | For | |||||||||||
| 7 | Maritza G. Montiel | For | For | |||||||||||
| 8 | Asuka Nakahara | For | For | |||||||||||
| 9 | David C. Novak | For | For | |||||||||||
| 10 | Brian L. Roberts | For | For | |||||||||||
| 2. | Advisory vote on executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of our independent auditors. | Management | For | For | ||||||||||
| 4. | Shareholder Proposal: To conduct independent investigation and report on risks posed by failing to prevent sexual harassment. | Shareholder | Abstain | Against | ||||||||||
| BIOGEN INC. | ||||||||||||||
| Security | 09062X103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BIIB | Meeting Date | 02-Jun-2021 | |||||||||||
| ISIN | US09062X1037 | Agenda | 935409032 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Alexander J. Denner | Management | For | For | ||||||||||
| 1B. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Caroline D. Dorsa | Management | For | For | ||||||||||
| 1C. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Maria C. Freire | Management | For | For | ||||||||||
| 1D. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: William A. Hawkins | Management | For | For | ||||||||||
| 1E. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: William D. Jones | Management | For | For | ||||||||||
| 1F. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Nancy L. Leaming | Management | For | For | ||||||||||
| 1G. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Jesus B. Mantas | Management | For | For | ||||||||||
| 1H. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Richard C. Mulligan | Management | For | For | ||||||||||
| 1I. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Stelios Papadopoulos | Management | For | For | ||||||||||
| 1J. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Brian S. Posner | Management | For | For | ||||||||||
| 1K. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Eric K. Rowinsky | Management | For | For | ||||||||||
| 1L. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Stephen A. Sherwin | Management | For | For | ||||||||||
| 1M. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Michel Vounatsos | Management | For | For | ||||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as Biogen Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Say on Pay - To approve an advisory vote on executive compensation. | Management | For | For | ||||||||||
| 4. | To approve an amendment to Biogen's Amended and Restated Certificate of Incorporation, as amended, to add a federal forum selection provision. | Management | For | For | ||||||||||
| 5. | Stockholder proposal requesting a report on Biogen's lobbying activities. | Shareholder | Abstain | Against | ||||||||||
| 6. | Stockholder proposal requesting a report on Biogen's gender pay gap. | Shareholder | Abstain | Against | ||||||||||
| COMPAGNIE DE SAINT-GOBAIN SA | ||||||||||||||
| Security | F80343100 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 03-Jun-2021 | ||||||||||||
| ISIN | FR0000125007 | Agenda | 713823549 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | 03 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104282101234-51 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING TYPE FROM EGM TO-MIX AND RECEIPT OF UPDATED BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-FOR MID: 548001 PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 539254 DUE TO RECEIVED-CHANGE IN THE NUMBERING OF THE RESOLUTIONS. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS-MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
| 4 | APPOINTMENT OF MR. BENOIT BAZIN AS DIRECTOR | Management | No Action | |||||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF MRS. PAMELA KNAPP AS DIRECTOR | Management | No Action | |||||||||||
| 6 | RENEWAL OF THE TERM OF OFFICE OF MRS. AGNES LEMARCHAND AS DIRECTOR | Management | No Action | |||||||||||
| 7 | RENEWAL OF THE TERM OF OFFICE OF MR. GILLES SCHNEPP AS DIRECTOR | Management | No Action | |||||||||||
| 8 | RENEWAL OF THE TERM OF OFFICE OF MRS. SIBYLLE DAUNIS AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS | Management | No Action | |||||||||||
| 9 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR 2020 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. PIERRE-ANDRE DE CHALENDAR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR 2020 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. BENOIT BAZIN, DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF CORPORATE OFFICERS MENTIONED IN SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE AND INCLUDED IN THE CORPORATE GOVERNANCE REPORT | Management | No Action | |||||||||||
| 12 | APPROVAL OF THE COMPENSATION POLICY ELEMENTS OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR 2021 (UNTIL 30 JUNE 2021 INCLUSIVE) | Management | No Action | |||||||||||
| 13 | APPROVAL OF THE COMPENSATION POLICY ELEMENTS OF THE DEPUTY CHIEF EXECUTIVE OFFICER FOR 2021 (UNTIL 30 JUNE 2021 INCLUSIVE | Management | No Action | |||||||||||
| 14 | APPROVAL OF THE COMPENSATION POLICY ELEMENTS OF THE CHIEF EXECUTIVE OFFICER FOR 2021 (AS OF THE 1ST JULY 2021) | Management | No Action | |||||||||||
| 15 | APPROVAL OF THE COMPENSATION POLICY ELEMENTS OF THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR 2021(AS OF THE 1ST JULY 2021) | Management | No Action | |||||||||||
| 16 | APPROVAL OF THE COMPENSATION POLICY ELEMENTS OF DIRECTORS FOR 2021 | Management | No Action | |||||||||||
| 17 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES | Management | No Action | |||||||||||
| 18 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH AN INCREASE IN THE SHARE CAPITAL, BY ISSUING, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, SHARES OF THE COMPANY OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR OF SUBSIDIARIES, BY THE ISSUE OF NEW SHARES, FOR A MAXIMUM NOMINAL AMOUNT OF FOUR HUNDRED AND TWENTY-SIX MILLION EUROS | Management | No Action | |||||||||||
| (SHARES), EXCLUDING ANY ADJUSTMENTS I.E. APPROXIMATELY 20% OF THE SHARE CAPITAL, WITH THE AMOUNTS SET OUT IN THE NINETEENTH, THE TWENTIETH, THE TWENTY-FIRST, THE TWENTY-SECOND AND THE TWENTY-THIRD RESOLUTIONS BEING DEDUCTED FROM THIS AMOUNT AND ONE AND A HALF BILLION EUROS (TRANSFERABLE SECURITIES IN THE FORM OF DEBT SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR OF SUBSIDIARIES), WITH IMPUTATION ON THIS AMOUNT OF THOSE SET OUT IN THE NINETEENTH, THE TWENTIETH AND THE TWENTY-FIRST RESOLUTIONS FOR THE ISSUE OF TRANSFERABLE SECURITIES IN THE FORM OF DEBT SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR OF SUBSIDIARIES | ||||||||||||||
| 19 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT BUT WITH THE POSSIBILITY OF GRANTING A PRIORITY PERIOD FOR SHAREHOLDERS, BY A PUBLIC OFFERING OTHER THAN THOSE REFERRED TO IN ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, WITH THE ISSUE OF SHARES OF THE COMPANY OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR OF ITS SUBSIDIARIES BY THE ISSUE OF NEW SHARES, OR NEW SHARES OF THE COMPANY TO WHICH WOULD GRANT ENTITLEMENT TO TRANSFERABLE SECURITIES TO BE ISSUED, IF ANY, BY SUBSIDIARIES, FOR A MAXIMUM NOMINAL AMOUNT OF TWO HUNDRED AND THIRTEEN MILLION EUROS (SHARES), EXCLUDING ANY ADJUSTMENTS, I.E., APPROXIMATELY 10% OF THE SHARE CAPITAL, WITH IMPUTATION ON THIS AMOUNT OF THOSE SET OUT IN THE TWENTIETH, THE TWENTY-FIRST AND THE TWENTY-SECOND RESOLUTIONS, AND ONE AND A HALF BILLION EUROS (TRANSFERABLE SECURITIES IN THE FORM OF DEBT SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR OF SUBSIDIARIES) WITH IMPUTATION ON THIS AMOUNT OF THOSE SET OUT IN THE TWENTIETH, THE TWENTY-FIRST AND THE TWENTY-SECOND RESOLUTIONS FOR THE ISSUE OF TRANSFERABLE SECURITIES IN THE FORM OF DEBT SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR OF SUBSIDIARIES, THE AMOUNTS OF THE CAPITAL INCREASE AND THE ISSUE OF DEBT SECURITIES TO BE DEDUCTED FROM THE CORRESPONDING CEILINGS SET IN THE EIGHTEENTH RESOLUTION | Management | No Action | |||||||||||
| 20 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH THE ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS, OF SHARES OF THE COMPANY OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR OF SUBSIDIARIES BY THE ISSUE OF NEW SHARES, OR OF NEW SHARES OF THE COMPANY TO WHICH WOULD GRANT ENTITLEMENT TO TRANSFERABLE SECURITIES TO BE ISSUED BY SUBSIDIARIES, IF ANY, BY WAY OF A PUBLIC OFFERING AS REFERRED TO IN SECTION 1 OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, FOR A MAXIMUM NOMINAL AMOUNT OF TWO HUNDRED AND THIRTEEN MILLION EUROS (SHARES) EXCLUDING ANY ADJUSTMENTS, I.E., APPROXIMATELY 10% OF THE SHARE CAPITAL, AND OF ONE AND A HALF BILLION EUROS (TRANSFERABLE SECURITIES IN THE FORM OF DEBT SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR OF SUBSIDIARIES), THE AMOUNTS OF THE CAPITAL INCREASE AND THE ISSUE OF DEBT SECURITIES TO BE DEDUCTED FROM THE CORRESPONDING CEILINGS SET IN THE NINETEENTH RESOLUTION | Management | No Action | |||||||||||
| 21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF OVERSUBSCRIPTION DURING THE ISSUE, WITH OR WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS, OF SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, WITHIN THE LEGAL AND REGULATORY LIMITS (15% OF THE INITIAL ISSUES AS OF THE DATE OF THIS MEETING) AND WITHIN THE CORRESPONDING CEILINGS SET BY THE RESOLUTIONS THAT DECIDED ON THE INITIAL ISSUE | Management | No Action | |||||||||||
| 22 | POSSIBILITY TO PROCEED WITH A CAPITAL INCREASE, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL, EXCLUDING ANY ADJUSTMENT, IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND CONSISTING OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, THE AMOUNTS OF THE CAPITAL INCREASE AND OF THE TRANSFERABLE SECURITIES TO BE ISSUED TO BE DEDUCTED FROM THE CEILING SET IN THE NINETEENTH RESOLUTION | Management | No Action | |||||||||||
| 23 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH AN INCREASE IN THE SHARE CAPITAL BY INCORPORATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS, FOR A MAXIMUM NOMINAL AMOUNT OF ONE HUNDRED AND SIX MILLION EUROS EXCLUDING ANY ADJUSTMENTS, I.E., APPROXIMATELY 5% OF THE SHARE CAPITAL, THIS AMOUNT TO BE DEDUCTED FROM THE CEILING SET IN THE EIGHTEENTH RESOLUTION | Management | No Action | |||||||||||
| 24 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO SET, IN ACCORDANCE WITH THE TERMS AND CONDITIONS DETERMINED BY THE GENERAL MEETING, THE ISSUE PRICE BY THE COMPANY OF SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, BY WAY OF A PUBLIC OFFERING WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL PER 12-MONTH PERIOD | Management | No Action | |||||||||||
| 25 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH ISSUES OF EQUITY SECURITIES RESERVED FOR MEMBERS OF EMPLOYEE SAVINGS PLANS, WITH CANCELLATION OF THE PRE-EMPTIVE RIGHT OF SUBSCRIPTION, FOR A MAXIMUM NOMINAL AMOUNT OF FIFTY-TWO MILLION EUROS, EXCLUDING ANY ADJUSTMENTS, I.E. APPROXIMATELY 2.4% OF THE SHARE CAPITAL | Management | No Action | |||||||||||
| 26 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES REPRESENTING UP TO 10% OF THE COMPANY'S CAPITAL PER 24-MONTHS PERIOD | Management | No Action | |||||||||||
| 27 | POWERS FOR THE EXECUTION OF THE DECISIONS OF THE MEETING AND FOR FORMALITIES | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| AEGON NV | ||||||||||||||
| Security | N00927298 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 03-Jun-2021 | ||||||||||||
| ISIN | NL0000303709 | Agenda | 713987090 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 1. | OPENING | Non-Voting | ||||||||||||
| 2. | 2020 BUSINESS OVERVIEW | Non-Voting | ||||||||||||
| 3. | ANNUAL REPORT AND ANNUAL ACCOUNTS 2020 | Non-Voting | ||||||||||||
| 3.1 | REPORTS OF THE BOARDS FOR 2020 | Non-Voting | ||||||||||||
| 3.2 | ANNUAL ACCOUNTS 2020 AND REPORT OF THE INDEPENDENT AUDITOR | Non-Voting | ||||||||||||
| 3.3 | REMUNERATION REPORT 2020 (ADVISORY VOTE) | Management | No Action | |||||||||||
| 3.4 | ADOPTION OF THE ANNUAL ACCOUNTS 2020 | Management | No Action | |||||||||||
| 3.5 | APPROVAL OF THE FINAL DIVIDEND 2020: DIVIDENDS OF EUR 0.06 PER COMMON SHARE AND EUR 0.0015 PER COMMON SHARE B | Management | No Action | |||||||||||
| 4. | APPOINTMENT OF PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS INDEPENDENT AUDITOR FOR THE ANNUAL ACCOUNTS 2021, 2022, AND 2023 | Management | No Action | |||||||||||
| 5. | RELEASE FROM LIABILITY | Non-Voting | ||||||||||||
| 5.1 | RELEASE FROM LIABILITY FOR THE MEMBERS OF THE EXECUTIVE BOARD FOR THEIR DUTIES PERFORMED DURING 2020 | Management | No Action | |||||||||||
| 5.2 | RELEASE FROM LIABILITY FOR THE MEMBERS OF THE SUPERVISORY BOARD FOR THEIR DUTIES PERFORMED DURING 2020 | Management | No Action | |||||||||||
| 6. | COMPOSITION OF THE SUPERVISORY BOARD | Non-Voting | ||||||||||||
| 6.1 | REAPPOINTMENT OF MS. DONA YOUNG AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6.2 | REAPPOINTMENT OF MR. WILLIAM CONNELLY AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6.3 | REAPPOINTMENT OF MR. MARK ELLMAN AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6.4 | APPOINTMENT OF MR. JACK MCGARRY AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 7. | COMPOSITION OF THE EXECUTIVE BOARD | Non-Voting | ||||||||||||
| 7.1 | REAPPOINTMENT OF MR. MATTHEW RIDER AS MEMBER OF THE EXECUTIVE BOARD | Management | No Action | |||||||||||
| 8. | CANCELLATION, ISSUANCE, AND ACQUISITION OF SHARES | Non-Voting | ||||||||||||
| 8.1 | PROPOSAL TO CANCEL COMMON SHARES AND COMMON SHARES B | Management | No Action | |||||||||||
| 8.2 | AUTHORIZATION OF THE EXECUTIVE BOARD TO ISSUE COMMON SHARES WITH OR WITHOUT PRE- EMPTIVE RIGHTS | Management | No Action | |||||||||||
| 8.3 | AUTHORIZATION OF THE EXECUTIVE BOARD TO ISSUE SHARES IN CONNECTION WITH A RIGHTS ISSUE | Management | No Action | |||||||||||
| 8.4 | AUTHORIZATION OF THE EXECUTIVE BOARD TO ACQUIRE SHARES IN THE COMPANY | Management | No Action | |||||||||||
| 9. | ANY OTHER BUSINESS | Non-Voting | ||||||||||||
| 10. | CLOSING | Non-Voting | ||||||||||||
| GLAUKOS CORPORATION | ||||||||||||||
| Security | 377322102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GKOS | Meeting Date | 03-Jun-2021 | |||||||||||
| ISIN | US3773221029 | Agenda | 935398164 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Thomas W. Burns | For | For | |||||||||||
| 2 | Leana S. Wen, M.D. | For | For | |||||||||||
| 3 | Marc A. Stapley | For | For | |||||||||||
| 2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| INTERSECT ENT, INC. | ||||||||||||||
| Security | 46071F103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | XENT | Meeting Date | 03-Jun-2021 | |||||||||||
| ISIN | US46071F1030 | Agenda | 935399320 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Kieran T. Gallahue | For | For | |||||||||||
| 2 | Thomas A. West | For | For | |||||||||||
| 3 | Teresa L. Kline | For | For | |||||||||||
| 4 | Cynthia L. Lucchese | For | For | |||||||||||
| 5 | Dana G. Mead, Jr. | For | For | |||||||||||
| 6 | Neil A. Hattangadi, M.D | For | For | |||||||||||
| 7 | Elisabeth S. Little | For | For | |||||||||||
| 2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To provide an advisory vote on executive compensation, as described in the Proxy Statement accompanying this Proxy Card. | Management | For | For | ||||||||||
| HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL | ||||||||||||||
| Security | 41068X100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HASI | Meeting Date | 03-Jun-2021 | |||||||||||
| ISIN | US41068X1000 | Agenda | 935400363 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Jeffrey W. Eckel | For | For | |||||||||||
| 2 | Clarence D. Armbrister | For | For | |||||||||||
| 3 | Teresa M. Brenner | For | For | |||||||||||
| 4 | Michael T. Eckhart | For | For | |||||||||||
| 5 | Nancy C. Floyd | For | For | |||||||||||
| 6 | Simone F. Lagomarsino | For | For | |||||||||||
| 7 | Charles M. O'Neil | For | For | |||||||||||
| 8 | Richard J. Osborne | For | For | |||||||||||
| 9 | Steven G. Osgood | For | For | |||||||||||
| 2. | The ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | The advisory approval of the compensation of the Named Executive Officers as described in the Compensation Discussion and Analysis, the compensation tables and other narrative disclosure in the proxy statement. | Management | For | For | ||||||||||
| T-MOBILE US, INC. | ||||||||||||||
| Security | 872590104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TMUS | Meeting Date | 03-Jun-2021 | |||||||||||
| ISIN | US8725901040 | Agenda | 935400921 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Marcelo Claure | For | For | |||||||||||
| 2 | Srikant M. Datar | For | For | |||||||||||
| 3 | Bavan M. Holloway | For | For | |||||||||||
| 4 | Timotheus Höttges | For | For | |||||||||||
| 5 | Christian P. Illek | For | For | |||||||||||
| 6 | Raphael Kübler | For | For | |||||||||||
| 7 | Thorsten Langheim | For | For | |||||||||||
| 8 | Dominique Leroy | For | For | |||||||||||
| 9 | G. Michael Sievert | For | For | |||||||||||
| 10 | Teresa A. Taylor | For | For | |||||||||||
| 11 | Omar Tazi | For | For | |||||||||||
| 12 | Kelvin R. Westbrook | For | For | |||||||||||
| 13 | Michael Wilkens | For | For | |||||||||||
| 2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2021. | Management | For | For | ||||||||||
| NVIDIA CORPORATION | ||||||||||||||
| Security | 67066G104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NVDA | Meeting Date | 03-Jun-2021 | |||||||||||
| ISIN | US67066G1040 | Agenda | 935402343 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Robert K. Burgess | Management | For | For | ||||||||||
| 1B. | Election of Director: Tench Coxe | Management | For | For | ||||||||||
| 1C. | Election of Director: John O. Dabiri | Management | For | For | ||||||||||
| 1D. | Election of Director: Persis S. Drell | Management | For | For | ||||||||||
| 1E. | Election of Director: Jen-Hsun Huang | Management | For | For | ||||||||||
| 1F. | Election of Director: Dawn Hudson | Management | For | For | ||||||||||
| 1G. | Election of Director: Harvey C. Jones | Management | For | For | ||||||||||
| 1H. | Election of Director: Michael G. McCaffery | Management | For | For | ||||||||||
| 1I. | Election of Director: Stephen C. Neal | Management | For | For | ||||||||||
| 1J. | Election of Director: Mark L. Perry | Management | For | For | ||||||||||
| 1K. | Election of Director: A. Brooke Seawell | Management | For | For | ||||||||||
| 1L. | Election of Director: Aarti Shah | Management | For | For | ||||||||||
| 1M. | Election of Director: Mark A. Stevens | Management | For | For | ||||||||||
| 2. | Approval of our executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. | Management | For | For | ||||||||||
| 4. | Approval of an amendment to our charter to increase the number of authorized shares of common stock from 2 billion shares to 4 billion shares. | Management | For | For | ||||||||||
| LIMELIGHT NETWORKS, INC. | ||||||||||||||
| Security | 53261M104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LLNW | Meeting Date | 03-Jun-2021 | |||||||||||
| ISIN | US53261M1045 | Agenda | 935402468 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Doug Bewsher | Management | For | For | ||||||||||
| 1B. | Election of Director: Marc DeBevoise | Management | For | For | ||||||||||
| 2. | Ratification of Ernst & Young LLP as independent registered public accounting firm. | Management | For | For | ||||||||||
| ALLEGION PLC | ||||||||||||||
| Security | G0176J109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ALLE | Meeting Date | 03-Jun-2021 | |||||||||||
| ISIN | IE00BFRT3W74 | Agenda | 935404133 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Kirk S. Hachigian | Management | For | For | ||||||||||
| 1B. | Election of Director: Steven C. Mizell | Management | For | For | ||||||||||
| 1C. | Election of Director: Nicole Parent Haughey | Management | For | For | ||||||||||
| 1D. | Election of Director: David D. Petratis | Management | For | For | ||||||||||
| 1E. | Election of Director: Dean I. Schaffer | Management | For | For | ||||||||||
| 1F. | Election of Director: Charles L. Szews | Management | For | For | ||||||||||
| 1G. | Election of Director: Dev Vardhan | Management | For | For | ||||||||||
| 1H. | Election of Director: Martin E. Welch III | Management | For | For | ||||||||||
| 2. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | Approval of the appointment of PricewaterhouseCoopers as independent auditors of the Company and authorize the Audit and Finance Committee of the Board of Directors to set the auditors' remuneration. | Management | For | For | ||||||||||
| 4. | Approval of renewal of the Board of Directors' existing authority to issue shares. | Management | For | For | ||||||||||
| 5. | Approval of renewal of the Board of Directors' existing authority to issue shares for cash without first offering shares to existing shareholders (Special Resolution). | Management | Against | Against | ||||||||||
| VOYAGER THERAPEUTICS, INC. | ||||||||||||||
| Security | 92915B106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VYGR | Meeting Date | 03-Jun-2021 | |||||||||||
| ISIN | US92915B1061 | Agenda | 935405274 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Michael Higgins | For | For | |||||||||||
| 2 | Nancy Vitale | For | For | |||||||||||
| 2. | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To approve, on a non-binding advisory basis, the frequency of future advisory votes on the compensation of the Company's named executive officers. | Management | 1 Year | For | ||||||||||
| 4. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| CLOUDFLARE, INC. | ||||||||||||||
| Security | 18915M107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NET | Meeting Date | 03-Jun-2021 | |||||||||||
| ISIN | US18915M1071 | Agenda | 935406062 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Maria Eitel | For | For | |||||||||||
| 2 | Matthew Prince | For | For | |||||||||||
| 3 | Katrin Suder | For | For | |||||||||||
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 4. | To approve, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of our named executive officers. | Management | 1 Year | For | ||||||||||
| NETFLIX, INC. | ||||||||||||||
| Security | 64110L106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NFLX | Meeting Date | 03-Jun-2021 | |||||||||||
| ISIN | US64110L1061 | Agenda | 935406252 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Class I Director to hold office until the 2024 Annual Meeting: Richard N. Barton | Management | Abstain | Against | ||||||||||
| 1B. | Election of Class I Director to hold office until the 2024 Annual Meeting: Rodolphe Belmer | Management | Abstain | Against | ||||||||||
| 1C. | Election of Class I Director to hold office until the 2024 Annual Meeting: Bradford L. Smith | Management | Abstain | Against | ||||||||||
| 1D. | Election of Class I Director to hold office until the 2024 Annual Meeting: Anne M. Sweeney | Management | Abstain | Against | ||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Advisory approval of the Company's executive officer compensation. | Management | For | For | ||||||||||
| 4. | Stockholder proposal entitled, "Proposal 4 - Political Disclosures," if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
| 5. | Stockholder proposal entitled, "Proposal 5 - Simple Majority Vote," if properly presented at the meeting. | Shareholder | For | Against | ||||||||||
| 6. | Stockholder proposal entitled, "Stockholder Proposal to Improve the Executive Compensation Philosophy," if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
| MYRIAD GENETICS, INC. | ||||||||||||||
| Security | 62855J104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MYGN | Meeting Date | 03-Jun-2021 | |||||||||||
| ISIN | US62855J1043 | Agenda | 935407824 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Class I Director to serve until the 2024 Annual Meeting: S. Louise Phanstiel | Management | For | For | ||||||||||
| 1B. | Election of Class I Director to serve until the 2024 Annual Meeting: Daniel M. Skovronsky, M.D., Ph.D. | Management | For | For | ||||||||||
| 1C. | Election of Class I Director to serve until the 2024 Annual Meeting: Daniel K. Spiegelman | Management | For | For | ||||||||||
| 2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement. | Management | For | For | ||||||||||
| TRANE TECHNOLOGIES PLC | ||||||||||||||
| Security | G8994E103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TT | Meeting Date | 03-Jun-2021 | |||||||||||
| ISIN | IE00BK9ZQ967 | Agenda | 935408927 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Kirk E. Arnold | Management | For | For | ||||||||||
| 1B. | Election of Director: Ann C. Berzin | Management | For | For | ||||||||||
| 1C. | Election of Director: John Bruton | Management | For | For | ||||||||||
| 1D. | Election of Director: Jared L. Cohon | Management | For | For | ||||||||||
| 1E. | Election of Director: Gary D. Forsee | Management | For | For | ||||||||||
| 1F. | Election of Director: Linda P. Hudson | Management | For | For | ||||||||||
| 1G. | Election of Director: Michael W. Lamach | Management | For | For | ||||||||||
| 1H. | Election of Director: Myles P. Lee | Management | For | For | ||||||||||
| 1I. | Election of Director: April Miller Boise | Management | For | For | ||||||||||
| 1J. | Election of Director: Karen B. Peetz | Management | For | For | ||||||||||
| 1K. | Election of Director: John P. Surma | Management | For | For | ||||||||||
| 1L. | Election of Director: Tony L. White | Management | For | For | ||||||||||
| 2. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | Approval of the appointment of independent auditors of the Company and authorization of the Audit Committee of the Board of Directors to set the auditors' remuneration. | Management | For | For | ||||||||||
| 4. | Approval of the renewal of the Directors' existing authority to issue shares. | Management | For | For | ||||||||||
| 5. | Approval of the renewal of the Directors' existing authority to issue shares for cash without first offering shares to existing shareholders. (Special Resolution) | Management | Against | Against | ||||||||||
| 6. | Determination of the price range at which the Company can re-allot shares that it holds as treasury shares. (Special Resolution) | Management | For | For | ||||||||||
| SAREPTA THERAPEUTICS INC. | ||||||||||||||
| Security | 803607100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SRPT | Meeting Date | 03-Jun-2021 | |||||||||||
| ISIN | US8036071004 | Agenda | 935409450 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Class II Director to hold office until the 2023 Annual meeting: Richard J. Barry | Management | For | For | ||||||||||
| 1.2 | Election of Class II Director to hold office until the 2023 Annual meeting: M. Kathleen Behrens, Ph.D. | Management | For | For | ||||||||||
| 1.3 | Election of Class II Director to hold office until the 2023 Annual meeting: Claude Nicaise, M.D. | Management | For | For | ||||||||||
| 2. | To hold an advisory vote to approve, on a non-binding basis, named executive officer compensation. | Management | For | For | ||||||||||
| 3. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the current year ending December 31, 2021. | Management | For | For | ||||||||||
| SMILEDIRECTCLUB, INC. | ||||||||||||||
| Security | 83192H106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SDC | Meeting Date | 03-Jun-2021 | |||||||||||
| ISIN | US83192H1068 | Agenda | 935411811 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Alexander Fenkell | For | For | |||||||||||
| 2 | Dr. William H. Frist | For | For | |||||||||||
| 3 | Richard F. Wallman | For | For | |||||||||||
| 2. | Ratification of Ernst & Young LLP as the company's independent registered accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| GLOBUS MEDICAL, INC. | ||||||||||||||
| Security | 379577208 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GMED | Meeting Date | 03-Jun-2021 | |||||||||||
| ISIN | US3795772082 | Agenda | 935413156 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: David D. Davidar | Management | For | For | ||||||||||
| 1b. | Election of Director: James R. Tobin | Management | For | For | ||||||||||
| 1c. | Election of Director: Stephen T. Zarrilli | Management | For | For | ||||||||||
| 2. | The approval of the 2021 Equity Incentive Plan. | Management | Against | Against | ||||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 4. | To approve, in an advisory vote, the compensation of the Company's named executive officers (the Say-on-Pay Vote). | Management | For | For | ||||||||||
| LEMAITRE VASCULAR, INC. | ||||||||||||||
| Security | 525558201 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LMAT | Meeting Date | 03-Jun-2021 | |||||||||||
| ISIN | US5255582018 | Agenda | 935416227 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Lawrence J. Jasinski | For | For | |||||||||||
| 2 | John J. O'Connor | For | For | |||||||||||
| 3 | Joseph P. Pellegrino Jr | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify Grant Thornton LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| UNITEDHEALTH GROUP INCORPORATED | ||||||||||||||
| Security | 91324P102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | UNH | Meeting Date | 07-Jun-2021 | |||||||||||
| ISIN | US91324P1021 | Agenda | 935414879 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Richard T. Burke | Management | For | For | ||||||||||
| 1B. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||||
| 1C. | Election of Director: Stephen J. Hemsley | Management | For | For | ||||||||||
| 1D. | Election of Director: Michele J. Hooper | Management | For | For | ||||||||||
| 1E. | Election of Director: F. William McNabb III | Management | For | For | ||||||||||
| 1F. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | For | For | ||||||||||
| 1G. | Election of Director: John H. Noseworthy, M.D. | Management | For | For | ||||||||||
| 1H. | Election of Director: Gail R. Wilensky, Ph.D. | Management | For | For | ||||||||||
| 1I. | Election of Director: Andrew Witty | Management | For | For | ||||||||||
| 2. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 4. | Approval of an amendment to the UnitedHealth Group 1993 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| 5. | If properly presented at the 2021 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting a reduction of the share ownership threshold for calling a special meeting of shareholders. | Shareholder | Against | For | ||||||||||
| SERVICENOW, INC. | ||||||||||||||
| Security | 81762P102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NOW | Meeting Date | 07-Jun-2021 | |||||||||||
| ISIN | US81762P1021 | Agenda | 935416746 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Susan L. Bostrom | Management | For | For | ||||||||||
| 1B. | Election of Director: Jonathan C. Chadwick | Management | For | For | ||||||||||
| 1C. | Election of Director: Lawrence J. Jackson, Jr. | Management | For | For | ||||||||||
| 1D. | Election of Director: Frederic B. Luddy | Management | For | For | ||||||||||
| 1E. | Election of Director: Jeffrey A. Miller | Management | For | For | ||||||||||
| 2. | To approve, on an advisory basis, the compensation of our Named Executive Officers ("Say-on-Pay"). | Management | For | For | ||||||||||
| 3. | To ratify PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 4. | To approve an amendment to our Restated Certificate of Incorporation, as amended, to provide shareholders with the right to call a special meeting. | Management | For | For | ||||||||||
| 5. | To approve the 2021 Equity Incentive Plan to replace the 2012 Equity Incentive Plan. | Management | For | For | ||||||||||
| 6. | To approve the Amended and Restated 2012 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| EVOLUS, INC. | ||||||||||||||
| Security | 30052C107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EOLS | Meeting Date | 08-Jun-2021 | |||||||||||
| ISIN | US30052C1071 | Agenda | 935409878 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David Moatazedi | For | For | |||||||||||
| 2 | Vikram Malik | For | For | |||||||||||
| 3 | Karah Parschauer | For | For | |||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Evolus' independent auditor for the year ending December 31, 2021. | Management | For | For | ||||||||||
| FREEPORT-MCMORAN INC. | ||||||||||||||
| Security | 35671D857 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FCX | Meeting Date | 08-Jun-2021 | |||||||||||
| ISIN | US35671D8570 | Agenda | 935412762 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: David P. Abney | Management | For | For | ||||||||||
| 1.2 | Election of Director: Richard C. Adkerson | Management | For | For | ||||||||||
| 1.3 | Election of Director: Robert W. Dudley | Management | For | For | ||||||||||
| 1.4 | Election of Director: Lydia H. Kennard | Management | For | For | ||||||||||
| 1.5 | Election of Director: Dustan E. McCoy | Management | For | For | ||||||||||
| 1.6 | Election of Director: John J. Stephens | Management | For | For | ||||||||||
| 1.7 | Election of Director: Frances Fragos Townsend | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
| TAIWAN SEMICONDUCTOR MFG. CO. LTD. | ||||||||||||||
| Security | 874039100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TSM | Meeting Date | 08-Jun-2021 | |||||||||||
| ISIN | US8740391003 | Agenda | 935435049 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1) | To accept 2020 Business Report and Financial Statements. | Management | For | For | ||||||||||
| 2) | Based on recent amendments to the "Template of Procedures for Election of Director" by the Taiwan Stock Exchange, to approve amendments to the ballot format requirement for election of Directors set forth in TSMC's "Rules for Election of Directors". | Management | For | For | ||||||||||
| 3) | To approve the issuance of employee restricted stock awards for year 2021. | Management | For | For | ||||||||||
| 4) | DIRECTOR | Management | ||||||||||||
| 1 | Mark Liu* | For | For | |||||||||||
| 2 | C.C. Wei* | For | For | |||||||||||
| 3 | F.C. Tseng* | For | For | |||||||||||
| 4 | Ming-Hsin Kung*+ | For | For | |||||||||||
| 5 | Sir Peter L. Bonfield# | For | For | |||||||||||
| 6 | Kok-Choo Chen# | For | For | |||||||||||
| 7 | Michael R. Splinter# | For | For | |||||||||||
| 8 | Moshe N. Gavrielov# | For | For | |||||||||||
| 9 | Yancey Hai# | For | For | |||||||||||
| 10 | L. Rafael Reif# | For | For | |||||||||||
| GERRESHEIMER AG | ||||||||||||||
| Security | D2852S109 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 09-Jun-2021 | ||||||||||||
| ISIN | DE000A0LD6E6 | Agenda | 714013808 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT.-THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE.-FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | ||||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR SHORT FISCAL YEAR 2020 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.25 PER SHARE | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 5 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 6 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
| 7 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8 | APPROVE CREATION OF EUR 6.3 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 9 | APPROVE CREATION OF EUR 3.1 MILLION POOL OF AUTHORIZED CAPITAL II WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| HELLENIC TELECOMMUNICATIONS ORGANIZATIONS S.A. | ||||||||||||||
| Security | X3258B102 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 09-Jun-2021 | ||||||||||||
| ISIN | GRS260333000 | Agenda | 714198911 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 585676 DUE TO RECEIPT OF-SPLITTING OF RESOLUTION 12. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 1. | APPROVAL OF THE FINANCIAL STATEMENTS OF OTE S.A. IN ACCORDANCE WITH THE INTERNATIONAL FINANCIAL REPORTING STANDARDS (BOTH SEPARATE AND CONSOLIDATED) OF THE FISCAL YEAR 2020 (1/1/2020-31/12/2020), WITH THE RELEVANT REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS AND APPROVAL OF THE ANNUAL PROFITS' DISTRIBUTION | Management | No Action | |||||||||||
| 2. | APPROVAL OF THE ACTIVITIES REPORT OF THE OTE AUDIT COMMITTEE FOR THE YEAR-2020 | Non-Voting | ||||||||||||
| 3. | APPROVAL, ACCORDING TO ARTICLE 108 OF LAW 4548/2018, OF THE OVERALL MANAGEMENT OF THE COMPANY BY THE BOARD OF DIRECTORS DURING THE FISCAL YEAR 2020 (1/1/2020-31/12/2020) AND EXONERATION OF THE AUDITORS FOR THE FISCAL YEAR 2020 (1/1/2020-31/12/2020), PURSUANT TO ARTICLE 117 PAR. 1(C) OF LAW 4548/2018 | Management | No Action | |||||||||||
| 4. | APPOINTMENT OF AN AUDIT FIRM FOR THE STATUTORY AUDIT OF THE FINANCIAL STATEMENTS (BOTH SEPARATE AND CONSOLIDATED) OF OTE S.A., IN ACCORDANCE WITH THE INTERNATIONAL FINANCIAL REPORTING STANDARDS, FOR THE FISCAL YEAR 2021 (1/1/2021- 31/12/2021) | Management | No Action | |||||||||||
| 5. | FINAL DETERMINATION OF THE REMUNERATION AND EXPENSES OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THEIR PARTICIPATION IN THE PROCEEDINGS OF THE BOARD OF DIRECTORS AND ITS COMMITTEES DURING THE FISCAL YEAR 2020 (1/1/2020-31/12/2020). - DETERMINATION OF THE REMUNERATION AND EXPENSES OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THEIR PARTICIPATION IN THE PROCEEDINGS OF THE BOARD OF DIRECTORS AND ITS COMMITTEES FOR THE FISCAL YEAR 2021 AND PRE-APPROVAL FOR THEIR PAYMENT UNTIL THE ORDINARY (ANNUAL) GENERAL MEETING OF THE SHAREHOLDERS WHICH WILL TAKE PLACE WITHIN 2022 AND WILL FINALLY DETERMINE THEM | Management | No Action | |||||||||||
| 6. | APPROVAL OF THE VARIABLE REMUNERATION OF THE EXECUTIVE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FISCAL YEAR 2020 (1/1/2020- 31/12/2020) | Management | No Action | |||||||||||
| 7. | REMUNERATION REPORT FOR THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FISCAL YEAR 2020, ACCORDING TO ARTICLE 112 OF LAW 4548/2018 | Management | No Action | |||||||||||
| 8. | GRANTING OF A SPECIAL PERMISSION, ACCORDING TO ARTICLES 97 PAR.3, 99 PAR.1, 2 AND 100 PAR.2 OF LAW 4548/2018, FOR THE CONTINUATION FOR THE PERIOD 31/12/2021 UNTIL 31/12/2022 OF THE INSURANCE COVERAGE OF DIRECTORS & OFFICERS OF OTE S.A. AND ITS AFFILIATED COMPANIES, AGAINST LIABILITIES INCURRED IN THE EXERCISE OF THEIR COMPETENCES, DUTIES AND POWERS | Management | No Action | |||||||||||
| 9. | PUBLICATION TO THE ORDINARY GENERAL MEETING OF THE SHAREHOLDERS OF THE- COMPANY, ACCORDING TO ARTICLE 97 PAR. 1 (B) OF LAW 4548/2018, OF ANY CASES OF-CONFLICT OF INTEREST AND AGREEMENTS OF THE FISCAL YEAR 2020 WHICH FALL UNDER-ARTICLE 99 OF LAW N.4548/2018 (RELATED PARTY TRANSACTIONS) | Non-Voting | ||||||||||||
| 10. | APPROVAL OF THE CANCELLATION OF THREE MILLION, FOUR HUNDRED AND SIXTY NINE THOUSAND, FIVE HUNDRED (3,469,500) OWN SHARES PURCHASED BY THE COMPANY UNDER THE APPROVED OWN SHARE BUY-BACK PROGRAM IN ORDER TO CANCEL THEM, WITH THE CORRESPONDING REDUCTION OF ITS SHARE CAPITAL BY THE AMOUNT OF NINE MILLION, EIGHT | Management | No Action | |||||||||||
| HUNDRED AND EIGHTEEN THOUSAND, SIX HUNDRED AND EIGHTY FIVE EUROS (EUR 9,818,685.00), ACCORDING TO ARTICLE 49 OF LAW 4548/2018 AND THE SUBSEQUENT AMENDMENT OF ARTICLE 5 (SHARE CAPITAL) OF THE COMPANY'S ARTICLES OF INCORPORATION | ||||||||||||||
| 11. | APPROVAL OF THE "SUITABILITY POLICY FOR THE MEMBERS OF THE BOARD OF DIRECTORS", IN ACCORDANCE WITH LAW 4706/2020 AND THE HELLENIC CAPITAL MARKET COMMISSION'S CIRCULAR NO. 60/18.09.2020 | Management | No Action | |||||||||||
| 12.1. | ELECTION OF A NEW BOARD OF DIRECTOR AND APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT TO THE RELEVANT PROVISIONS OF LAW 4706/2020: MR. MICHAEL TSAMAZ (EXECUTIVE) | Management | No Action | |||||||||||
| 12.2. | ELECTION OF A NEW BOARD OF DIRECTOR AND APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT TO THE RELEVANT PROVISIONS OF LAW 4706/2020: MR. CHARALAMPOS MAZARAKIS (EXECUTIVE) | Management | No Action | |||||||||||
| 12.3. | ELECTION OF A NEW BOARD OF DIRECTOR AND APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT TO THE RELEVANT PROVISIONS OF LAW 4706/2020: MR. ROBERT HAUBER (NON- EXECUTIVE) | Management | No Action | |||||||||||
| 12.4. | ELECTION OF A NEW BOARD OF DIRECTOR AND APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT TO THE RELEVANT PROVISIONS OF LAW 4706/2020: MRS. KYRA ORTH (NON-EXECUTIVE) | Management | No Action | |||||||||||
| 12.5. | ELECTION OF A NEW BOARD OF DIRECTOR AND APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT TO THE RELEVANT PROVISIONS OF LAW 4706/2020: MRS DOMINIQUE LEROY (NON- EXECUTIVE) | Management | No Action | |||||||||||
| 12.6. | ELECTION OF A NEW BOARD OF DIRECTOR AND APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT TO THE RELEVANT PROVISIONS OF LAW 4706/2020: MR. MICHAEL WILKENS (NON- EXECUTIVE) | Management | No Action | |||||||||||
| 12.7. | ELECTION OF A NEW BOARD OF DIRECTOR AND APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT TO THE RELEVANT PROVISIONS OF LAW 4706/2020: MR GREGORY ZARIFOPOULOS (NON-EXECUTIVE) | Management | No Action | |||||||||||
| 12.8. | ELECTION OF A NEW BOARD OF DIRECTOR AND APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT TO THE RELEVANT PROVISIONS OF LAW 4706/2020: MR EELCO BLOK (INDEPENDENT NON-EXECUTIVE) | Management | No Action | |||||||||||
| 12.9. | ELECTION OF A NEW BOARD OF DIRECTOR AND APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT TO THE RELEVANT PROVISIONS OF LAW 4706/2020: MR. DIMITRIS GEORGOUTSOS (INDEPENDENT NON-EXECUTIVE) | Management | No Action | |||||||||||
| 1210. | ELECTION OF A NEW BOARD OF DIRECTOR AND APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT TO THE RELEVANT PROVISIONS OF LAW 4706/2020: MRS. CATHERINE DORLODOT (INDEPENDENT NON-EXECUTIVE) | Management | No Action | |||||||||||
| 13. | IT IS PROPOSED THAT THE AUDIT COMMITTEE REMAIN A COMMITTEE OF THE BOARD OF DIRECTORS, TO BE CONSISTED OF THREE (3) BOARD MEMBERS, ALL OF WHOM SHALL BE INDEPENDENT NON- EXECUTIVE AND SHALL HAVE THE SAME TENURE AS MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 14. | GRANTING OF PERMISSION, ACCORDING TO ARTICLE 98 PAR.1 OF LAW 4548/2018 AND ARTICLE 14 OF THE ARTICLES OF INCORPORATION, TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OFFICERS TO PARTICIPATE IN BOARDS OF DIRECTORS OR IN THE MANAGEMENT OF OTE GROUP COMPANIES WITH THE SAME OR SIMILAR OBJECTIVES | Management | No Action | |||||||||||
| 15. | MISCELLANEOUS ANNOUNCEMENTS | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE AN-A REPETITIVE MEETING ON 16 JUN 2021. ALSO, YOUR VOTING INSTRUCTIONS WILL NOT-BE CARRIED OVER TO THE SECOND CALL. ALL VOTES RECEIVED ON THIS MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THE REPETITIVE MEETING.-THANK YOU | Non-Voting | ||||||||||||
| RESIDEO TECHNOLOGIES, INC. | ||||||||||||||
| Security | 76118Y104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | REZI | Meeting Date | 09-Jun-2021 | |||||||||||
| ISIN | US76118Y1047 | Agenda | 935410908 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Class III Director: Roger Fradin | Management | For | For | ||||||||||
| 1B. | Election of Class III Director: Nina Richardson | Management | For | For | ||||||||||
| 1C. | Election of Class III Director: Andrew Teich | Management | For | For | ||||||||||
| 1D. | Election of Class III Director: Kareem Yusuf | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| 4. | Shareholder Proposal Regarding Shareholder Right to Act by Written Consent. | Shareholder | Against | For | ||||||||||
| PENN NATIONAL GAMING, INC. | ||||||||||||||
| Security | 707569109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PENN | Meeting Date | 09-Jun-2021 | |||||||||||
| ISIN | US7075691094 | Agenda | 935411291 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David A. Handler | For | For | |||||||||||
| 2 | John M. Jacquemin | For | For | |||||||||||
| 2. | Approval of the Company's Second Amended and Restated Articles of Incorporation to increase the number of authorized shares of common stock from 200,000,000 to 400,000,000. | Management | For | For | ||||||||||
| 3. | Approval of the Company's Amended and Restated 2018 Long Term Incentive Compensation Plan. | Management | For | For | ||||||||||
| 4. | Ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||
| 5. | Approval, on an advisory basis, of the compensation paid to the Company's named executive officers. | Management | For | For | ||||||||||
| SHAKE SHACK INC | ||||||||||||||
| Security | 819047101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SHAK | Meeting Date | 09-Jun-2021 | |||||||||||
| ISIN | US8190471016 | Agenda | 935413118 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Sumaiya Balbale | For | For | |||||||||||
| 2 | Jenna Lyons | For | For | |||||||||||
| 3 | Robert Vivian | For | For | |||||||||||
| 2. | Ratification of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
| STEEL PARTNERS HOLDINGS L.P. | ||||||||||||||
| Security | 85814R107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SPLP | Meeting Date | 09-Jun-2021 | |||||||||||
| ISIN | US85814R1077 | Agenda | 935414108 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John P. McNiff | For | For | |||||||||||
| 2 | General Richard I. Neal | For | For | |||||||||||
| 3 | Lon Rosen | For | For | |||||||||||
| 4 | Eric P. Karros | For | For | |||||||||||
| 5 | James Benenson III | For | For | |||||||||||
| 6 | Rory H. Tahari | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 4. | To approve the amendment and restatement of the Amended & Restated 2018 Incentive Award Plan to increase the number of LP Units reserved for issuance by 1,000,000. | Management | For | For | ||||||||||
| CATERPILLAR INC. | ||||||||||||||
| Security | 149123101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CAT | Meeting Date | 09-Jun-2021 | |||||||||||
| ISIN | US1491231015 | Agenda | 935415617 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Kelly A. Ayotte | Management | For | For | ||||||||||
| 1B. | Election of Director: David L. Calhoun | Management | For | For | ||||||||||
| 1C. | Election of Director: Daniel M. Dickinson | Management | For | For | ||||||||||
| 1D. | Election of Director: Gerald Johnson | Management | For | For | ||||||||||
| 1E. | Election of Director: David W. MacLennan | Management | For | For | ||||||||||
| 1F. | Election of Director: Debra L. Reed-Klages | Management | For | For | ||||||||||
| 1G. | Election of Director: Edward B. Rust, Jr. | Management | For | For | ||||||||||
| 1H. | Election of Director: Susan C. Schwab | Management | For | For | ||||||||||
| 1I. | Election of Director: D. James Umpleby III | Management | For | For | ||||||||||
| 1J. | Election of Director: Miles D. White | Management | For | For | ||||||||||
| 1K. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | ||||||||||
| 2. | Ratification of our Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
| 4. | Shareholder Proposal - Report on Climate Policy. | Shareholder | Abstain | Against | ||||||||||
| 5. | Shareholder Proposal - Report on Diversity and Inclusion. | Shareholder | Abstain | Against | ||||||||||
| 6. | Shareholder Proposal - Transition to a Public Benefit Corporation. | Shareholder | Against | For | ||||||||||
| 7. | Shareholder Proposal - Shareholder Action by Written Consent. | Shareholder | Against | For | ||||||||||
| NEXSTAR MEDIA GROUP, INC. | ||||||||||||||
| Security | 65336K103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NXST | Meeting Date | 09-Jun-2021 | |||||||||||
| ISIN | US65336K1034 | Agenda | 935434946 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Perry A. Sook | For | For | |||||||||||
| 2 | Geoffrey D. Armstrong | For | For | |||||||||||
| 3 | Jay M. Grossman | For | For | |||||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Approval, by an advisory vote, of executive compensation. | Management | For | For | ||||||||||
| GAMESYS GROUP PLC | ||||||||||||||
| Security | G3727J107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 10-Jun-2021 | ||||||||||||
| ISIN | GB00BZ14BX56 | Agenda | 714128231 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | TO RECEIVE THE REPORTS OF THE DIRECTORS AND OF THE AUDITOR AND THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY) FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
| 3 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY AS SET OUT WITHIN THE ANNUAL REPORT | Management | For | For | ||||||||||
| 4 | TO BDO LLP AS AUDITOR TO HOLD OFFICE FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING OF THE COMPANY AT WHICH ACCOUNTS ARE LAID | Management | For | For | ||||||||||
| 5 | TO AUTHORISE THE AND RISK COMMITTEE FOR ON BEHALF OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||||
| 6 | TO DECLARE AND PAY A FINAL DIVIDEND IN THE AMOUNT OF 28 PENCE PER ORDINARY SHARE THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
| 7 | TO RE-APPOINT NEIL GOULDEN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 8 | TO RE-APPOINT LEE FENTON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 9 | TO RE-APPOINT KEITH LASLOP AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 10 | TO APPOINT TINA SOUTHALL AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 11 | TO RE-APPOINT ROBESON REEVES AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 12 | TO RE-APPOINT NIGEL BREWSTER AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 13 | TO RE-APPOINT JIM RYAN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 14 | TO RE-APPOINT COLIN STURGEON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 15 | TO RE-APPOINT ANDRIA VIDLER AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 16 | TO RE-APPOINT KATIE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 17 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | Management | For | For | ||||||||||
| 18 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||||||
| 19 | TO AUTHORISE THE DIRECTORS TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS IN RESPECT OF 5% OF THE COMPANY'S ISSUED SHARE CAPITAL | Management | Abstain | Against | ||||||||||
| 20 | TO AUTHORISE THE DIRECTORS TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS IN RESPECT OF AN ADDITIONAL 5% OF THE COMPANY'S ISSUED SHARE CAPITAL | Management | Abstain | Against | ||||||||||
| 21 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||||
| 22 | TO AUTHORISE THE CALLING OF GENERAL MEETINGS OF THE COMPANY BY NOTICE OF 14 CLEAR DAYS | Management | For | For | ||||||||||
| CMMT | 11 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 11. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| DOLLAR TREE, INC. | ||||||||||||||
| Security | 256746108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DLTR | Meeting Date | 10-Jun-2021 | |||||||||||
| ISIN | US2567461080 | Agenda | 935408509 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Arnold S. Barron | Management | For | For | ||||||||||
| 1B. | Election of Director: Gregory M. Bridgeford | Management | For | For | ||||||||||
| 1C. | Election of Director: Thomas W. Dickson | Management | For | For | ||||||||||
| 1D. | Election of Director: Lemuel E. Lewis | Management | For | For | ||||||||||
| 1E. | Election of Director: Jeffrey G. Naylor | Management | For | For | ||||||||||
| 1F. | Election of Director: Winnie Y. Park | Management | For | For | ||||||||||
| 1G. | Election of Director: Bob Sasser | Management | For | For | ||||||||||
| 1H. | Election of Director: Stephanie P. Stahl | Management | For | For | ||||||||||
| 1I. | Election of Director: Carrie A. Wheeler | Management | For | For | ||||||||||
| 1J. | Election of Director: Thomas E. Whiddon | Management | For | For | ||||||||||
| 1K. | Election of Director: Michael A. Witynski | Management | For | For | ||||||||||
| 2. | To approve, by a non-binding advisory vote, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year 2021. | Management | For | For | ||||||||||
| 4. | To approve the Company's 2021 Omnibus Incentive Plan. | Management | For | For | ||||||||||
| GOODRX HOLDINGS INC | ||||||||||||||
| Security | 38246G108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GDRX | Meeting Date | 10-Jun-2021 | |||||||||||
| ISIN | US38246G1085 | Agenda | 935411760 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Douglas Hirsch | For | For | |||||||||||
| 2 | Jacqueline Kosecoff | For | For | |||||||||||
| 3 | Agnes Rey-Giraud | For | For | |||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| LIVE NATION ENTERTAINMENT, INC. | ||||||||||||||
| Security | 538034109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LYV | Meeting Date | 10-Jun-2021 | |||||||||||
| ISIN | US5380341090 | Agenda | 935413411 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Maverick Carter | Management | For | For | ||||||||||
| 1B. | Election of Director: Ariel Emanuel | Management | For | For | ||||||||||
| 1C. | Election of Director: Ping Fu | Management | For | For | ||||||||||
| 1D. | Election of Director: Jeffrey T. Hinson | Management | For | For | ||||||||||
| 1E. | Election of Director: Chad Hollingsworth | Management | For | For | ||||||||||
| 1F. | Election of Director: James Iovine | Management | For | For | ||||||||||
| 1G. | Election of Director: James S. Kahan | Management | For | For | ||||||||||
| 1H. | Election of Director: Gregory B. Maffei | Management | For | For | ||||||||||
| 1I. | Election of Director: Randall T. Mays | Management | For | For | ||||||||||
| 1J. | Election of Director: Michael Rapino | Management | For | For | ||||||||||
| 1K. | Election of Director: Mark S. Shapiro | Management | For | For | ||||||||||
| 1L. | Election of Director: Dana Walden | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Live Nation Entertainment's independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||
| ADVANSIX INC | ||||||||||||||
| Security | 00773T101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ASIX | Meeting Date | 10-Jun-2021 | |||||||||||
| ISIN | US00773T1016 | Agenda | 935414677 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Erin N. Kane | Management | For | For | ||||||||||
| 1B. | Election of Director: Michael L. Marberry | Management | For | For | ||||||||||
| 1C. | Election of Director: Darrell K. Hughes | Management | For | For | ||||||||||
| 1D. | Election of Director: Todd D. Karran | Management | For | For | ||||||||||
| 1E. | Election of Director: Paul E. Huck | Management | For | For | ||||||||||
| 1F. | Election of Director: Daniel F. Sansone | Management | For | For | ||||||||||
| 1G. | Election of Director: Sharon S. Spurlin | Management | For | For | ||||||||||
| 1H. | Election of Director: Patrick S. Williams | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accountants for 2021. | Management | For | For | ||||||||||
| 3. | An advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| ROKU, INC. | ||||||||||||||
| Security | 77543R102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ROKU | Meeting Date | 10-Jun-2021 | |||||||||||
| ISIN | US77543R1023 | Agenda | 935414932 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Class I Director to serve until the 2024 annual meeting: Ravi Ahuja | Management | For | For | ||||||||||
| 1B. | Election of Class I Director to serve until the 2024 annual meeting: Mai Fyfield | Management | For | For | ||||||||||
| 1C. | Election of Class I Director to serve until the 2024 annual meeting: Laurie Simon Hodrick | Management | For | For | ||||||||||
| 2. | Advisory vote to approve our named executive officer compensation. | Management | For | For | ||||||||||
| 3. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| ENDO INTERNATIONAL PLC | ||||||||||||||
| Security | G30401106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ENDP | Meeting Date | 10-Jun-2021 | |||||||||||
| ISIN | IE00BJ3V9050 | Agenda | 935416506 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director to serve until the next Annual General Meeting of the Shareholders: Mark G. Barberio | Management | For | For | ||||||||||
| 1B. | Election of Director to serve until the next Annual General Meeting of the Shareholders: Jennifer M. Chao | Management | For | For | ||||||||||
| 1C. | Election of Director to serve until the next Annual General Meeting of the Shareholders: Blaise Coleman | Management | For | For | ||||||||||
| 1D. | Election of Director to serve until the next Annual General Meeting of the Shareholders: Shane M. Cooke | Management | For | For | ||||||||||
| 1E. | Election of Director to serve until the next Annual General Meeting of the Shareholders: Nancy J. Hutson, Ph.D. | Management | For | For | ||||||||||
| 1F. | Election of Director to serve until the next Annual General Meeting of the Shareholders: Michael Hyatt | Management | For | For | ||||||||||
| 1G. | Election of Director to serve until the next Annual General Meeting of the Shareholders: William P. Montague | Management | For | For | ||||||||||
| 1H. | Election of Director to serve until the next Annual General Meeting of the Shareholders: M. Christine Smith, Ph.D. | Management | For | For | ||||||||||
| 2. | To approve, by advisory vote, named executive officer compensation. | Management | For | For | ||||||||||
| 3. | To renew the Board's existing authority to issue shares under Irish law. | Management | For | For | ||||||||||
| 4. | To renew the Board's existing authority to opt-out of statutory pre-emption rights under Irish law. | Management | Against | Against | ||||||||||
| 5. | To approve the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021 and to authorize the Board of Directors, acting through the Audit & Finance Committee, to determine the independent registered public accounting firm's remuneration. | Management | For | For | ||||||||||
| NEKTAR THERAPEUTICS | ||||||||||||||
| Security | 640268108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NKTR | Meeting Date | 10-Jun-2021 | |||||||||||
| ISIN | US6402681083 | Agenda | 935416784 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Jeff Ajer | Management | For | For | ||||||||||
| 1B. | Election of Director: Robert B. Chess | Management | For | For | ||||||||||
| 1C. | Election of Director: Roy A. Whitfield | Management | For | For | ||||||||||
| 2. | To approve an amendment to our Amended and Restated 2017 Performance Incentive Plan to increase the aggregate number of shares of common stock authorized for issuance under the plan by 5,000,000 shares. | Management | Against | Against | ||||||||||
| 3. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 4. | To approve a non-binding advisory resolution regarding our executive compensation (a "say-on-pay" vote). | Management | For | For | ||||||||||
| SALESFORCE.COM, INC. | ||||||||||||||
| Security | 79466L302 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CRM | Meeting Date | 10-Jun-2021 | |||||||||||
| ISIN | US79466L3024 | Agenda | 935416811 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Marc Benioff | Management | For | For | ||||||||||
| 1B. | Election of Director: Craig Conway | Management | For | For | ||||||||||
| 1C. | Election of Director: Parker Harris | Management | For | For | ||||||||||
| 1D. | Election of Director: Alan Hassenfeld | Management | For | For | ||||||||||
| 1E. | Election of Director: Neelie Kroes | Management | For | For | ||||||||||
| 1F. | Election of Director: Colin Powell | Management | For | For | ||||||||||
| 1G. | Election of Director: Sanford Robertson | Management | For | For | ||||||||||
| 1H. | Election of Director: John V. Roos | Management | For | For | ||||||||||
| 1I. | Election of Director: Robin Washington | Management | For | For | ||||||||||
| 1J. | Election of Director: Maynard Webb | Management | For | For | ||||||||||
| 1K. | Election of Director: Susan Wojcicki | Management | For | For | ||||||||||
| 2. | Amendment and restatement of our 2013 Equity Incentive Plan to increase the number of shares reserved for issuance. | Management | Against | Against | ||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. | Management | For | For | ||||||||||
| 4. | An advisory vote to approve the fiscal 2021 compensation of our named executive officers. | Management | For | For | ||||||||||
| 5. | A stockholder proposal requesting that the Board of Directors take steps necessary to transition Salesforce to a Public Benefit Corporation, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
| GAMING AND LEISURE PROPERTIES, INC. | ||||||||||||||
| Security | 36467J108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GLPI | Meeting Date | 10-Jun-2021 | |||||||||||
| ISIN | US36467J1088 | Agenda | 935417065 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Peter M. Carlino | Management | For | For | ||||||||||
| 1B. | Election of Director: Carol ("Lili") Lynton | Management | For | For | ||||||||||
| 1C. | Election of Director: Joseph W. Marshall, III | Management | For | For | ||||||||||
| 1D. | Election of Director: James B. Perry | Management | For | For | ||||||||||
| 1E. | Election of Director: Barry F. Schwartz | Management | For | For | ||||||||||
| 1F. | Election of Director: Earl C. Shanks | Management | For | For | ||||||||||
| 1G. | Election of Director: E. Scott Urdang | Management | For | For | ||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the current fiscal year. | Management | For | For | ||||||||||
| 3. | To approve, on a non-binding advisory basis, the Company's executive compensation. | Management | For | For | ||||||||||
| WILLDAN GROUP, INC. | ||||||||||||||
| Security | 96924N100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WLDN | Meeting Date | 10-Jun-2021 | |||||||||||
| ISIN | US96924N1000 | Agenda | 935417887 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Thomas D. Brisbin | For | For | |||||||||||
| 2 | Steven A. Cohen | For | For | |||||||||||
| 3 | Debra Coy | For | For | |||||||||||
| 4 | Raymond W. Holdsworth | For | For | |||||||||||
| 5 | Douglas J. McEachern | For | For | |||||||||||
| 6 | Dennis V. McGinn | For | For | |||||||||||
| 7 | Keith W. Renken | For | For | |||||||||||
| 8 | Mohammad Shahidehpour | For | For | |||||||||||
| 2. | Ratification of the appointment of Crowe LLP as the independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
| 3. | Approval, on a non-binding advisory basis, of named executive officer compensation. | Management | For | For | ||||||||||
| DISCOVERY, INC. | ||||||||||||||
| Security | 25470F104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DISCA | Meeting Date | 10-Jun-2021 | |||||||||||
| ISIN | US25470F1049 | Agenda | 935417902 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Robert R. Beck | For | For | |||||||||||
| 2 | Robert L. Johnson | For | For | |||||||||||
| 3 | J. David Wargo | For | For | |||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Discovery, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| VEON LTD | ||||||||||||||
| Security | 91822M106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VEON | Meeting Date | 10-Jun-2021 | |||||||||||
| ISIN | US91822M1062 | Agenda | 935441814 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To re-appoint PricewaterhouseCoopers Accountants N.V. ("PwC") as auditor of the Company for a term expiring at the conclusion of the 2022 Annual General Meeting of Shareholders of the Company and to authorize the Board to determine the remuneration of the auditor. | Management | For | For | ||||||||||
| 2. | To adopt further amended and restated bye-laws ("New Bye-laws") in the form annexed to the Notice of 2021 AGM marked as Annexure A, in substitution for and to the exclusion of the existing bye- laws of the Company. | Management | For | For | ||||||||||
| 3A. | That Hans-Holger Albrecht be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
| 3B. | That Leonid Boguslavsky be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
| 3C. | That Mikhail Fridman be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
| 3D. | That Gennady Gazin be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
| 3E. | That Amos Genish be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
| 3F. | That Yaroslav Glazunov be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
| 3G. | That Andrei Gusev be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
| 3H. | That Sergi Herrero be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
| 3I. | That Gunnar Holt be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
| 3J. | That Stephen Pusey be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
| 3K. | That Irene Shvakman be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
| 3L. | That Robert Jan van de Kraats be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
| 3M. | That Vasily Sidorov be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
| 4. | As a shareholder, if you are beneficially holding less than 87,836,556 shares (5% of the company total issued and outstanding shares) of VEON Ltd. (the combined total of the common shares represented by the American Depositary Shares evidenced by the American Depositary Receipts you beneficially hold and any other common shares you beneficially hold), mark the box captioned "Yes"; otherwise mark the box captioned "No". ("To vote Yes, please select FOR. To vote NO, please select AGAINST"). | Management | For | |||||||||||
| XILAM ANIMATION | ||||||||||||||
| Security | F9858B103 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 11-Jun-2021 | ||||||||||||
| ISIN | FR0004034072 | Agenda | 714065643 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202105052101398-54 | Non-Voting | ||||||||||||
| 1 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED, SHOWING LOSS AMOUNTING TO EUR (3,586,000.00) | Management | No Action | |||||||||||
| 2 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR, AS PRESENTED TO THE MEETING SHOWING EARNINGS AMOUNTING TO EUR 2,806,000.00. THE SHAREHOLDERS' MEETING ACKNOWLEDGES THAT NO EXPENSES AND CHARGES THAT ARE NOT TAX-DEDUCTIBLE WERE RECORDED FOR SAID FINANCIAL YEAR | Management | No Action | |||||||||||
| 3 | THE SHAREHOLDERS' MEETING RESOLVES TO RECORD THE LOSS FOR THE YEAR OF EUR (3,586,000.00) AS A DEFICIT IN RETAINED EARNINGS. FOLLOWING THIS ALLOCATION, THE RETAINED EARNINGS ACCOUNT WILL SHOW A NEW BALANCE OF EUR 10,053,000.00. IN ACCORDANCE WITH THE REGULATIONS IN FORCE, THE GENERAL MEETING RECALLS THAT NO DIVIDEND WAS PAID FOR THE PREVIOUS THREE FISCAL YEARS | Management | No Action | |||||||||||
| 4 | THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L 225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND THE AGREEMENTS REFERRED TO THEREIN | Management | No Action | |||||||||||
| 5 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID AND AWARDED TO MR MARC DU PONTAVICE FOR THE 2020 FISCAL YEAR | Management | No Action | |||||||||||
| 6 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY OF THE CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 7 | THE SHAREHOLDERS' MEETING GIVES PERMANENT DISCHARGE TO THE BOARD OF DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING SAID FISCAL YEAR | Management | No Action | |||||||||||
| 8 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR MARC DU PONTAVICE AS DIRECTOR FOR A 6 YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2026 FISCAL YEAR | Management | No Action | |||||||||||
| 9 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS ALIX DE MAISTRE AS DIRECTOR FOR A 6 YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2026 FISCAL YEAR | Management | No Action | |||||||||||
| 10 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS MELANIE BIESSY AS DIRECTOR FOR A 6 YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2026 FISCAL YEAR | Management | No Action | |||||||||||
| 11 | THE SHAREHOLDERS' MEETING RATIFIES THE APPOINTMENT OF MRS NATALIE HECKEL AS DIRECTOR, TO REPLACE MR THIERRY LANGLOIS, FOR THE REMAINDER OF MR THIERRY LANGLOIS'S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2023 | Management | No Action | |||||||||||
| 12 | THE SHAREHOLDERS' MEETING AUTHORISES THE BOARD OF DIRECTORS TO TRADE THE COMPANY'S SHARES , SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 200.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT OF THE SHARES REPRESENTING THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 98,230,000.00 THIS AUTHORISATION IS GIVEN FOR AN 18 MONTH PERIOD. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||||
| 13 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | No Action | |||||||||||
| 14 | THE SHAREHOLDERS' MEETING GRANTS ALL POWERS TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH THE STOCK REPURCHASE PLAN UNDER RESOLUTION 12, UP TO 10 PER CENT | Management | No Action | |||||||||||
| OF THE SHARE CAPITAL OVER A 24 MONTH PERIOD. THIS AUTHORISATION IS GIVEN FOR AN 18 MONTH PERIOD. THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||||
| 15 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | No Action | |||||||||||
| FIREEYE, INC. | ||||||||||||||
| Security | 31816Q101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FEYE | Meeting Date | 11-Jun-2021 | |||||||||||
| ISIN | US31816Q1013 | Agenda | 935405096 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Class II Director: Sara C. Andrews | Management | For | For | ||||||||||
| 1B. | Election of Class II Director: Adrian McDermott | Management | For | For | ||||||||||
| 1C. | Election of Class II Director: Robert E. Switz | Management | For | For | ||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| CALITHERA BIOSCIENCES INC | ||||||||||||||
| Security | 13089P101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CALA | Meeting Date | 11-Jun-2021 | |||||||||||
| ISIN | US13089P1012 | Agenda | 935413120 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Sunil Agarwal, M.D. | For | For | |||||||||||
| 2 | Scott Garland | For | For | |||||||||||
| 3 | Jean M. George | For | For | |||||||||||
| 2. | To ratify the selection by the Audit Committee of the Board (the "Audit Committee") of Ernst & Young LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers, as disclosed in the proxy statement accompanying this notice. | Management | For | For | ||||||||||
| ELECTROCORE, INC | ||||||||||||||
| Security | 28531P103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ECOR | Meeting Date | 11-Jun-2021 | |||||||||||
| ISIN | US28531P1030 | Agenda | 935417433 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Peter Cuneo | For | For | |||||||||||
| 2 | Dr. Thomas J. Errico | For | For | |||||||||||
| 3 | John P. Gandolfo | For | For | |||||||||||
| 2. | Approval of the Declassification Amendments. | Management | For | For | ||||||||||
| 3. | Ratification of appointment of Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| TEVA PHARMACEUTICAL INDUSTRIES LIMITED | ||||||||||||||
| Security | 881624209 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TEVA | Meeting Date | 14-Jun-2021 | |||||||||||
| ISIN | US8816242098 | Agenda | 935414110 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Rosemary A. Crane | Management | For | For | ||||||||||
| 1B. | Election of Director: Abbas Hussain | Management | For | For | ||||||||||
| 1C. | Election of Director: Gerald M. Lieberman | Management | For | For | ||||||||||
| 1D. | Election of Director: Prof. Ronit Satchi-Fainaro | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding advisory basis, the compensation for Teva's named executive officers. | Management | For | For | ||||||||||
| 3. | To appoint Kesselman & Kesselman, a member of PricewaterhouseCoopers International Ltd., as Teva's independent registered public accounting firm until Teva's 2022 annual meeting of shareholders. | Management | For | For | ||||||||||
| GENERAL MOTORS COMPANY | ||||||||||||||
| Security | 37045V100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GM | Meeting Date | 14-Jun-2021 | |||||||||||
| ISIN | US37045V1008 | Agenda | 935420632 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Mary T. Barra | Management | For | For | ||||||||||
| 1B. | Election of Director: Wesley G. Bush | Management | For | For | ||||||||||
| 1C. | Election of Director: Linda R. Gooden | Management | For | For | ||||||||||
| 1D. | Election of Director: Joseph Jimenez | Management | For | For | ||||||||||
| 1E. | Election of Director: Jane L. Mendillo | Management | For | For | ||||||||||
| 1F. | Election of Director: Judith A. Miscik | Management | For | For | ||||||||||
| 1G. | Election of Director: Patricia F. Russo | Management | For | For | ||||||||||
| 1H. | Election of Director: Thomas M. Schoewe | Management | For | For | ||||||||||
| 1I. | Election of Director: Carol M. Stephenson | Management | For | For | ||||||||||
| 1J. | Election of Director: Mark A. Tatum | Management | For | For | ||||||||||
| 1K. | Election of Director: Devin N. Wenig | Management | For | For | ||||||||||
| 1L. | Election of Director: Margaret C. Whitman | Management | For | For | ||||||||||
| 2. | Advisory Approval of Named Executive Officer Compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the Selection of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||||||||
| 4. | Shareholder Proposal Regarding Shareholder Written Consent. | Shareholder | Against | For | ||||||||||
| 5. | Shareholder Proposal Regarding a Report on Greenhouse Gas Emissions Targets as a Performance Element of Executive Compensation. | Shareholder | Abstain | Against | ||||||||||
| ROPER TECHNOLOGIES, INC. | ||||||||||||||
| Security | 776696106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ROP | Meeting Date | 14-Jun-2021 | |||||||||||
| ISIN | US7766961061 | Agenda | 935422775 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: Shellye L. Archambeau | Management | For | For | ||||||||||
| 1.2 | Election of Director: Amy Woods Brinkley | Management | For | For | ||||||||||
| 1.3 | Election of Director: John F. Fort III | Management | For | For | ||||||||||
| 1.4 | Election of Director: L. Neil Hunn | Management | For | For | ||||||||||
| 1.5 | Election of Director: Robert D. Johnson | Management | For | For | ||||||||||
| 1.6 | Election of Director: Laura G. Thatcher | Management | For | For | ||||||||||
| 1.7 | Election of Director: Richard F. Wallman | Management | For | For | ||||||||||
| 1.8 | Election of Director: Christopher Wright | Management | For | For | ||||||||||
| 2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 4. | Approval of the Roper Technologies, Inc. 2021 Incentive Plan. | Management | Against | Against | ||||||||||
| ALKERMES PLC | ||||||||||||||
| Security | G01767105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ALKS | Meeting Date | 14-Jun-2021 | |||||||||||
| ISIN | IE00B56GVS15 | Agenda | 935437865 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Class I Director: David A. Daglio, Jr. | Management | For | For | ||||||||||
| 1.2 | Election of Class I Director: Nancy L. Snyderman, M.D. | Management | For | For | ||||||||||
| 1.3 | Election of Class I Director: Frank Anders Wilson | Management | For | For | ||||||||||
| 1.4 | Election of Class I Director: Nancy J. Wysenski | Management | For | For | ||||||||||
| 2. | To approve, in a non-binding, advisory vote, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the independent auditor and accounting firm of the Company and to authorize, in a binding vote, the Audit and Risk Committee of the Board to set the independent auditor and accounting firm's remuneration. | Management | For | For | ||||||||||
| 4. | To approve the Alkermes plc 2018 Stock Option and Incentive Plan, as amended. | Management | Against | Against | ||||||||||
| 5. | To approve certain amendments to the Company's Articles of Association that would serve to declassify the Board. | Management | For | For | ||||||||||
| MATCH GROUP, INC. | ||||||||||||||
| Security | 57667L107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MTCH | Meeting Date | 15-Jun-2021 | |||||||||||
| ISIN | US57667L1070 | Agenda | 935411924 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Wendi Murdoch | Management | For | For | ||||||||||
| 1B. | Election of Director: Glenn Schiffman | Management | For | For | ||||||||||
| 1C. | Election of Director: Pamela S. Seymon | Management | For | For | ||||||||||
| 2. | To approve the Match Group, Inc. 2021 Global Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as Match Group, Inc.'s independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| W. R. BERKLEY CORPORATION | ||||||||||||||
| Security | 084423102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WRB | Meeting Date | 15-Jun-2021 | |||||||||||
| ISIN | US0844231029 | Agenda | 935412798 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: William R. Berkley | Management | For | For | ||||||||||
| 1B. | Election of Director: Christopher L. Augostini | Management | For | For | ||||||||||
| 1C. | Election of Director: Mark E. Brockbank | Management | For | For | ||||||||||
| 1D. | Election of Director: Mark L. Shapiro | Management | For | For | ||||||||||
| 1E. | Election of Director: Jonathan Talisman | Management | For | For | ||||||||||
| 2. | To approve an increase in the number of shares reserved under the W. R. Berkley Corporation 2009 Directors Stock Plan as Amended and Restated. | Management | For | For | ||||||||||
| 3. | Non-binding advisory vote on a resolution approving the compensation of the Company's named executive officers pursuant to the compensation disclosure rules of the U.S. Securities and Exchange Commission, or "say- on-pay" vote. | Management | For | For | ||||||||||
| 4. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| PUMA BIOTECHNOLOGY, INC. | ||||||||||||||
| Security | 74587V107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PBYI | Meeting Date | 15-Jun-2021 | |||||||||||
| ISIN | US74587V1070 | Agenda | 935412940 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Alan H. Auerbach | For | For | |||||||||||
| 2 | Ann C. Miller | For | For | |||||||||||
| 3 | Michael P. Miller | For | For | |||||||||||
| 4 | Jay M. Moyes | For | For | |||||||||||
| 5 | Adrian M. Senderowicz | For | For | |||||||||||
| 6 | Brian Stuglik | For | For | |||||||||||
| 7 | Troy E. Wilson | For | For | |||||||||||
| 2. | Ratification of the selection of KPMG LLP as independent registered public accounting firm of Puma Biotechnology, Inc. for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Advisory (non-binding) vote to approve the compensation of Puma Biotechnology, Inc.'s named executive officers as described in the proxy statement. | Management | For | For | ||||||||||
| 4. | Approve an amendment to extend the expiration date of a warrant issued to Alan H. Auerbach, as described in the proxy statement. | Management | For | For | ||||||||||
| 5. | Approve an amendment to increase the number of shares of the Company's common stock reserved for issuance under its 2011 Incentive Award Plan, as described in the proxy statement. | Management | Against | Against | ||||||||||
| CUTERA, INC. | ||||||||||||||
| Security | 232109108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CUTR | Meeting Date | 15-Jun-2021 | |||||||||||
| ISIN | US2321091082 | Agenda | 935414778 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gregory A. Barrett | For | For | |||||||||||
| 2 | David H. Mowry | For | For | |||||||||||
| 3 | Timothy J. O'Shea | For | For | |||||||||||
| 4 | J. Daniel Plants | For | For | |||||||||||
| 5 | Joseph E. Whitters | For | For | |||||||||||
| 6 | Katherine S. Zanotti | For | For | |||||||||||
| 2. | Ratify the selection of BDO USA, LLP as the independent registered public accounting firm of the Company (the "Independent Registered Public Accounting Firm") for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Hold a non-binding advisory vote on the compensation of Named Executive Officers. | Management | For | For | ||||||||||
| 4. | Approval of the amendment and restatement of our 2019 Equity Incentive Plan to increase the total number of shares available for issuance under the 2019 Equity Incentive Plan by 600,000 shares of common stock. | Management | For | For | ||||||||||
| 5. | Elect Sheila A. Hopkins to serve a one-year term that expires at the 2022 Annual Meeting of Stockholders and until her successor has been duly elected and qualified. | Management | For | For | ||||||||||
| EBAY INC. | ||||||||||||||
| Security | 278642103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EBAY | Meeting Date | 15-Jun-2021 | |||||||||||
| ISIN | US2786421030 | Agenda | 935418790 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Anthony J. Bates | Management | For | For | ||||||||||
| 1B. | Election of Director: Adriane M. Brown | Management | For | For | ||||||||||
| 1C. | Election of Director: Diana Farrell | Management | For | For | ||||||||||
| 1D. | Election of Director: Logan D. Green | Management | For | For | ||||||||||
| 1E. | Election of Director: Bonnie S. Hammer | Management | For | For | ||||||||||
| 1F. | Election of Director: E. Carol Hayles | Management | For | For | ||||||||||
| 1G. | Election of Director: Jamie Iannone | Management | For | For | ||||||||||
| 1H. | Election of Director: Kathleen C. Mitic | Management | For | For | ||||||||||
| 1I. | Election of Director: Matthew J. Murphy | Management | For | For | ||||||||||
| 1J. | Election of Director: Paul S. Pressler | Management | For | For | ||||||||||
| 1K. | Election of Director: Mohak Shroff | Management | For | For | ||||||||||
| 1L. | Election of Director: Robert H. Swan | Management | For | For | ||||||||||
| 1M. | Election of Director: Perry M. Traquina | Management | For | For | ||||||||||
| 2. | Ratification of appointment of independent auditors. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 4. | Executive Compensation, if properly presented. | Shareholder | Abstain | Against | ||||||||||
| 5. | Right to Act by Written Consent, if properly presented. | Shareholder | Against | For | ||||||||||
| ALIMERA SCIENCES, INC. | ||||||||||||||
| Security | 016259202 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ALIM | Meeting Date | 15-Jun-2021 | |||||||||||
| ISIN | US0162592028 | Agenda | 935422028 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Richard S. Eiswirth, Jr | For | For | |||||||||||
| 2 | Garheng Kong, M.D, Ph.D | For | For | |||||||||||
| 2. | To approve an amendment to our 2019 Omnibus Incentive Plan to increase the number of shares of common stock reserved for issuance thereunder by 1,000,000. | Management | Against | Against | ||||||||||
| 3. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 4. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| BLUEBIRD BIO, INC. | ||||||||||||||
| Security | 09609G100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BLUE | Meeting Date | 15-Jun-2021 | |||||||||||
| ISIN | US09609G1004 | Agenda | 935422636 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Class II Director: John O. Agwunobi, M.D. | Management | For | For | ||||||||||
| 1B. | Election of Class II Director: Daniel S. Lynch | Management | For | For | ||||||||||
| 1C. | Election of Class II Director: William R. Sellers, M.D. | Management | For | For | ||||||||||
| 2. | To approve, in a non-binding advisory vote, the compensation paid to the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To recommend the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | To approve an amendment to the 2013 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| 5. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| EOS ENERGY ENTERPRISES INC | ||||||||||||||
| Security | 29415C101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EOSE | Meeting Date | 15-Jun-2021 | |||||||||||
| ISIN | US29415C1018 | Agenda | 935423296 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Marian "Mimi" Walters | For | For | |||||||||||
| 2 | Audrey Zibelman | For | For | |||||||||||
| 2. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| CAREDX, INC. | ||||||||||||||
| Security | 14167L103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CDNA | Meeting Date | 15-Jun-2021 | |||||||||||
| ISIN | US14167L1035 | Agenda | 935424325 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | G. W. Bickerstaff, III | For | For | |||||||||||
| 2 | Grace E. Colón, Ph.D. | For | For | |||||||||||
| 3 | Ralph Snyderman, M.D. | For | For | |||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
| 4. | Approval of amendments to the Company's Certificate of Incorporation and Bylaws to eliminate certain supermajority voting requirements. | Management | For | For | ||||||||||
| CYTOMX THERAPEUTICS, INC. | ||||||||||||||
| Security | 23284F105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CTMX | Meeting Date | 16-Jun-2021 | |||||||||||
| ISIN | US23284F1057 | Agenda | 935412938 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director for the term expiring in 2024 Annual Meeting: James R. Meyers | Management | For | For | ||||||||||
| 1B. | Election of Director for the term expiring in 2024 Annual Meeting: Halley Gilbert | Management | For | For | ||||||||||
| 2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve, on a nonbinding advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement accompanying this Notice of Annual Meeting of Stockholders. | Management | For | For | ||||||||||
| ANIKA THERAPEUTICS, INC. | ||||||||||||||
| Security | 035255108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ANIK | Meeting Date | 16-Jun-2021 | |||||||||||
| ISIN | US0352551081 | Agenda | 935419007 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Stephen O. Richard | Management | For | For | ||||||||||
| 1B. | Election of Director: Jeffery S. Thompson | Management | For | For | ||||||||||
| 2. | Approval of the amendment to the Anika Therapeutics, Inc. 2017 Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
| 3. | Approval of the Anika Therapeutics, Inc. 2021 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| 4. | Ratification of Deloitte & Touche LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||||||||
| 5. | Advisory vote on the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| GUARDANT HEALTH, INC. | ||||||||||||||
| Security | 40131M109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GH | Meeting Date | 16-Jun-2021 | |||||||||||
| ISIN | US40131M1099 | Agenda | 935420810 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Class III Director: Helmy Eltoukhy, Ph.D. | Management | For | For | ||||||||||
| 1B. | Election of Class III Director: AmirAli Talasaz, Ph.D. | Management | For | For | ||||||||||
| 1C. | Election of Class III Director: Bahija Jallal, Ph.D. | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Guardant Health, Inc.'s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| NANOSTRING TECHNOLOGIES, INC. | ||||||||||||||
| Security | 63009R109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NSTG | Meeting Date | 16-Jun-2021 | |||||||||||
| ISIN | US63009R1095 | Agenda | 935421216 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Elisha W. Finney | Management | For | For | ||||||||||
| 1B. | Election of Director: Gregory Norden | Management | For | For | ||||||||||
| 1C. | Election of Director: Janet George | Management | For | For | ||||||||||
| 1D. | Election of Director: Charles P. Waite | Management | For | For | ||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| AMC NETWORKS INC | ||||||||||||||
| Security | 00164V103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AMCX | Meeting Date | 16-Jun-2021 | |||||||||||
| ISIN | US00164V1035 | Agenda | 935422939 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Leonard Tow | For | For | |||||||||||
| 2 | David E. Van Zandt | For | For | |||||||||||
| 3 | Carl E. Vogel | For | For | |||||||||||
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote on Named Executive Officer compensation. | Management | For | For | ||||||||||
| 4. | Vote on stockholder proposal regarding voting standards for director elections. | Shareholder | Against | For | ||||||||||
| 5. | Vote on stockholder proposal regarding a policy on our dual class structure. | Shareholder | Against | For | ||||||||||
| INGERSOLL RAND INC. | ||||||||||||||
| Security | 45687V106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IR | Meeting Date | 16-Jun-2021 | |||||||||||
| ISIN | US45687V1061 | Agenda | 935424490 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To approve the amendment of Article VI of the Amended and Restated Certificate of Ingersoll Rand Inc., as amended (the "Certificate of Incorporation"), to declassify the board of directors and to provide for the immediate election of all directors. | Management | For | For | ||||||||||
| 2. | To approve the amendment of Article V of the Certificate of Incorporation to eliminate the supermajority stockholder vote required to amend, alter, repeal or rescind provisions of the Certificate of Incorporation and to make a corresponding change to the title of such Article V. | Management | For | For | ||||||||||
| 3. | To approve the amendment of Article V of the Certificate of Incorporation to eliminate the supermajority stockholder vote required for stockholders to amend, alter, repeal or rescind, in whole or in part, any provision of the Bylaws of the Company or to adopt any provision inconsistent therewith. | Management | For | For | ||||||||||
| 4. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 5. | To approve, in a non-binding advisory vote, the compensation paid to our named executive officers. | Management | For | For | ||||||||||
| 6. | DIRECTOR | Management | ||||||||||||
| 1 | Peter M. Stavros* | For | For | |||||||||||
| 2 | Kirk E. Arnold* | For | For | |||||||||||
| 3 | Elizabeth Centoni* | For | For | |||||||||||
| 4 | William P. Donnelly* | For | For | |||||||||||
| 5 | Gary D. Forsee* | For | For | |||||||||||
| 6 | John Humphrey* | For | For | |||||||||||
| 7 | Marc E. Jones* | For | For | |||||||||||
| 8 | Vicente Reynal* | For | For | |||||||||||
| 9 | Joshua T. Weisenbeck* | For | For | |||||||||||
| 10 | Tony L. White* | For | For | |||||||||||
| 11 | Peter M. Stavros# | For | For | |||||||||||
| 12 | Elizabeth Centoni# | For | For | |||||||||||
| 13 | Gary D. Forsee# | For | For | |||||||||||
| 14 | Tony L. White# | For | For | |||||||||||
| ALTICE USA, INC. | ||||||||||||||
| Security | 02156K103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ATUS | Meeting Date | 16-Jun-2021 | |||||||||||
| ISIN | US02156K1034 | Agenda | 935425036 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Patrick Drahi | Management | For | For | ||||||||||
| 1B. | Election of Director: Gerrit Jan Bakker | Management | For | For | ||||||||||
| 1C. | Election of Director: Manon Brouillette | Management | Abstain | Against | ||||||||||
| 1D. | Election of Director: David Drahi | Management | For | For | ||||||||||
| 1E. | Election of Director: Dexter Goei | Management | For | For | ||||||||||
| 1F. | Election of Director: Mark Mullen | Management | For | For | ||||||||||
| 1G. | Election of Director: Dennis Okhuijsen | Management | For | For | ||||||||||
| 1H. | Election of Director: Charles Stewart | Management | For | For | ||||||||||
| 1I. | Election of Director: Raymond Svider | Management | For | For | ||||||||||
| 2. | To ratify the appointment of the Company's Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||||||||
| LIBERTY GLOBAL PLC | ||||||||||||||
| Security | G5480U104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LBTYA | Meeting Date | 16-Jun-2021 | |||||||||||
| ISIN | GB00B8W67662 | Agenda | 935425442 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| O1 | Elect Michael T. Fries as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | ||||||||||
| O2 | Elect Paul A. Gould as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | ||||||||||
| O3 | Elect John C. Malone as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | ||||||||||
| O4 | Elect Larry E. Romrell as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | ||||||||||
| O5 | Approve, on an advisory basis, the annual report on the implementation of the directors' compensation policy for the year ended December 31, 2020, contained in Appendix A of the proxy statement (in accordance with requirements applicable to U.K. companies). | Management | For | For | ||||||||||
| O6 | Ratify the appointment of KPMG LLP (U.S.) as Liberty Global's independent auditor for the year ending December 31, 2021. | Management | For | For | ||||||||||
| O7 | Appoint KPMG LLP (U.K.) as Liberty Global's U.K. statutory auditor under the U.K. Companies Act 2006 (the Companies Act) (to hold office until the conclusion of the next annual general meeting at which accounts are laid before Liberty Global). | Management | For | For | ||||||||||
| O8 | Authorize the audit committee of Liberty Global's board of directors to determine the U.K. statutory auditor's compensation. | Management | For | For | ||||||||||
| S9 | Authorize Liberty Global's board of directors in accordance with Section 570 of the Companies Act to allot equity securities (as defined in Section 560 of the Companies Act) for cash pursuant to the authority conferred under section 551 of the Companies Act by resolution 10 passed at the Annual General Meeting of Liberty Global held on June 11, 2019, without the rights of preemption provided by Section 561 of the Companies Act. | Management | For | For | ||||||||||
| O10 | Authorize Liberty Global and its subsidiaries to make political donations to political parties, independent election candidates and/or political organizations other than political parties and/or incur political expenditures of up to $1,000,000 under the Companies Act. | Management | For | For | ||||||||||
| O11 | Approve the form agreements and counterparties pursuant to which Liberty Global may conduct the purchase of its ordinary shares in the capital of Liberty Global and authorize all or any of Liberty Global's directors and senior officers to enter into, complete and make purchases of ordinary shares in the capital of Liberty Global pursuant to the form of agreements and with any of the approved counterparties, which approvals will expire on the fifth anniversary of the 2021 AGM. | Management | For | For | ||||||||||
| CORTEXYME INC | ||||||||||||||
| Security | 22053A107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CRTX | Meeting Date | 16-Jun-2021 | |||||||||||
| ISIN | US22053A1079 | Agenda | 935426507 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Stephen S. Dominy, M.D. | For | For | |||||||||||
| 2 | David A. Lamond | For | For | |||||||||||
| 2. | To ratify the selection of BDO USA, LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 4. | To indicate, on an advisory basis, the preferred frequency of stockholder advisory votes on the compensation of the Company's named executive officers. | Management | 1 Year | For | ||||||||||
| INDUS REALTY TRUST INC | ||||||||||||||
| Security | 45580R103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | INDT | Meeting Date | 16-Jun-2021 | |||||||||||
| ISIN | US45580R1032 | Agenda | 935433805 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: David R. Bechtel | Management | For | For | ||||||||||
| 1B. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Frederick M. Danziger | Management | For | For | ||||||||||
| 1C. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Gordon F. DuGan | Management | For | For | ||||||||||
| 1D. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Michael S. Gamzon | Management | For | For | ||||||||||
| 1E. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Jonathan P. May | Management | For | For | ||||||||||
| 1F. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Molly North | Management | For | For | ||||||||||
| 1G. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Amy Rose Silverman | Management | For | For | ||||||||||
| 1H. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Albert H. Small, Jr. | Management | For | For | ||||||||||
| 1I. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Ardevan Yaghoubi | Management | For | For | ||||||||||
| 2. | The ratification of the selection of RSM US LLP as INDUS's independent registered public accountants for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | The approval, on an advisory (non-binding) basis, of the compensation of INDUS's named executive officers as presented in INDUS's Proxy Statement. | Management | For | For | ||||||||||
| TOYOTA MOTOR CORPORATION | ||||||||||||||
| Security | 892331307 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TM | Meeting Date | 16-Jun-2021 | |||||||||||
| ISIN | US8923313071 | Agenda | 935446597 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Member of the Board of Directors: Takeshi Uchiyamada | Management | For | |||||||||||
| 1B. | Election of Member of the Board of Directors: Shigeru Hayakawa | Management | For | |||||||||||
| 1C. | Election of Member of the Board of Directors: Akio Toyoda | Management | For | |||||||||||
| 1D. | Election of Member of the Board of Directors: Koji Kobayashi | Management | For | |||||||||||
| 1E. | Election of Member of the Board of Directors: James Kuffner | Management | For | |||||||||||
| 1F. | Election of Member of the Board of Directors: Kenta Kon | Management | For | |||||||||||
| 1G. | Election of Member of the Board of Directors: Ikuro Sugawara | Management | For | |||||||||||
| 1H. | Election of Member of the Board of Directors: Sir Philip Craven | Management | For | |||||||||||
| 1I. | Election of Member of the Board of Directors: Teiko Kudo | Management | For | |||||||||||
| 2. | Election of Substitute Audit & Supervisory Board Member: Ryuji Sakai | Management | For | |||||||||||
| 3. | Partial Amendments to the Articles of Incorporation. | Management | For | |||||||||||
| JAPAN POST BANK CO.,LTD. | ||||||||||||||
| Security | J2800C101 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 17-Jun-2021 | ||||||||||||
| ISIN | JP3946750001 | Agenda | 714204067 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1.1 | Appoint a Director Ikeda, Norito | Management | For | For | ||||||||||
| 1.2 | Appoint a Director Tanaka, Susumu | Management | For | For | ||||||||||
| 1.3 | Appoint a Director Masuda, Hiroya | Management | For | For | ||||||||||
| 1.4 | Appoint a Director Onodera, Atsuko | Management | For | For | ||||||||||
| 1.5 | Appoint a Director Ikeda, Katsuaki | Management | For | For | ||||||||||
| 1.6 | Appoint a Director Chubachi, Ryoji | Management | For | For | ||||||||||
| 1.7 | Appoint a Director Takeuchi, Keisuke | Management | For | For | ||||||||||
| 1.8 | Appoint a Director Kaiwa, Makoto | Management | For | For | ||||||||||
| 1.9 | Appoint a Director Aihara, Risa | Management | For | For | ||||||||||
| 1.10 | Appoint a Director Kawamura, Hiroshi | Management | For | For | ||||||||||
| 1.11 | Appoint a Director Yamamoto, Kenzo | Management | For | For | ||||||||||
| 1.12 | Appoint a Director Urushi, Shihoko | Management | For | For | ||||||||||
| ZOOM VIDEO COMMUNICATIONS, INC. | ||||||||||||||
| Security | 98980L101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ZM | Meeting Date | 17-Jun-2021 | |||||||||||
| ISIN | US98980L1017 | Agenda | 935412926 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Jonathan Chadwick | For | For | |||||||||||
| 2 | Kimberly L. Hammonds | For | For | |||||||||||
| 3 | Dan Scheinman | For | For | |||||||||||
| 2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2022. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory non-binding basis, the compensation of our named executive officers as disclosed in our proxy statement. | Management | For | For | ||||||||||
| 4. | To approve, on an advisory non-binding basis, the frequency of future advisory non-binding votes on the compensation of our named executive officers. | Management | 1 Year | For | ||||||||||
| UNITY SOFTWARE INC | ||||||||||||||
| Security | 91332U101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | U | Meeting Date | 17-Jun-2021 | |||||||||||
| ISIN | US91332U1016 | Agenda | 935414639 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Roelof Botha | For | For | |||||||||||
| 2 | David Helgason | For | For | |||||||||||
| 3 | John Riccitiello | For | For | |||||||||||
| 2. | To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| AERIE PHARMACEUTICALS, INC. | ||||||||||||||
| Security | 00771V108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AERI | Meeting Date | 17-Jun-2021 | |||||||||||
| ISIN | US00771V1089 | Agenda | 935421165 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | M. du Toit | For | For | |||||||||||
| 2 | D. Gryska | For | For | |||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve, by a non-binding vote, the compensation of our named executive officers ("say-on-pay"). | Management | For | For | ||||||||||
| G1 THERAPEUTICS, INC. | ||||||||||||||
| Security | 3621LQ109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GTHX | Meeting Date | 17-Jun-2021 | |||||||||||
| ISIN | US3621LQ1099 | Agenda | 935421521 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John E. Bailey, Jr. | For | For | |||||||||||
| 2 | Willie A. Deese | For | For | |||||||||||
| 3 | Cynthia L. Schwalm | For | For | |||||||||||
| 2. | An advisory (non-binding) vote to approve executive compensation. | Management | For | For | ||||||||||
| 3. | The ratification of the appointment of PricewaterhouseCoopers LLP as G1 Therapeutics, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| ROCKWELL MEDICAL, INC. | ||||||||||||||
| Security | 774374102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RMTI | Meeting Date | 17-Jun-2021 | |||||||||||
| ISIN | US7743741024 | Agenda | 935430532 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Russell H. Ellison, M.D. | Management | For | For | ||||||||||
| 1B. | Election of Director: Robert Radie | Management | For | For | ||||||||||
| 2. | Approve, on an advisory basis, the compensation of the named executive officers. | Management | For | For | ||||||||||
| 3. | Approve a proposal to ratify the selection of Marcum LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| BRIDGEBIO PHARMA INC | ||||||||||||||
| Security | 10806X102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BBIO | Meeting Date | 17-Jun-2021 | |||||||||||
| ISIN | US10806X1028 | Agenda | 935440658 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Eric Aguiar, M.D. | For | For | |||||||||||
| 2 | Ali Satvat | For | For | |||||||||||
| 3 | Jennifer E. Cook | For | For | |||||||||||
| 2. | To cast a non-binding, advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To cast a non-binding, advisory vote on the frequency of future non-binding, advisory votes to approve the compensation of the Company's named executive officers. | Management | 1 Year | For | ||||||||||
| 4. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| LORAL SPACE & COMMUNICATIONS INC. | ||||||||||||||
| Security | 543881106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LORL | Meeting Date | 17-Jun-2021 | |||||||||||
| ISIN | US5438811060 | Agenda | 935441028 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John D. Harkey, Jr. | Withheld | Against | |||||||||||
| 2 | Michael B. Targoff | For | For | |||||||||||
| 2. | Acting upon a proposal to ratify the appointment of Deloitte & Touche LLP as Loral's independent registered public accounting firm for the year ending December 31, 2020 (the "Accounting Firm Proposal"). | Management | For | For | ||||||||||
| 3. | Acting upon a proposal to approve, by non-binding, advisory vote, the compensation of Loral's named executive officers as described in the proxy statement/prospectus (the "Say-On-Pay Proposal"). | Management | For | For | ||||||||||
| GRITSTONE ONCOLOGY, INC. | ||||||||||||||
| Security | 39868T105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GRTS | Meeting Date | 18-Jun-2021 | |||||||||||
| ISIN | US39868T1051 | Agenda | 935416772 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Steve Krognes | For | For | |||||||||||
| 2 | Elaine Jones, Ph.D. | For | For | |||||||||||
| 2. | The ratification of the selection, by the audit committee of our board of directors, of Ernst & Young LLP, as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| JOUNCE THERAPEUTICS, INC. | ||||||||||||||
| Security | 481116101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | JNCE | Meeting Date | 18-Jun-2021 | |||||||||||
| ISIN | US4811161011 | Agenda | 935419893 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | J. Duncan Higgons | For | For | |||||||||||
| 2 | R Iannone, M.D, M.S.C.E | For | For | |||||||||||
| 3 | Luisa Salter-Cid, Ph.D. | For | For | |||||||||||
| 2. | Ratification of the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| IRHYTHM TECHNOLOGIES, INC. | ||||||||||||||
| Security | 450056106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IRTC | Meeting Date | 18-Jun-2021 | |||||||||||
| ISIN | US4500561067 | Agenda | 935449834 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | C. Noel Bairey Merz M.D | For | For | |||||||||||
| 2 | Mark J. Rubash | For | For | |||||||||||
| 3 | Renee Budig | For | For | |||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
| ORTHOFIX MEDICAL INC. | ||||||||||||||
| Security | 68752M108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | OFIX | Meeting Date | 21-Jun-2021 | |||||||||||
| ISIN | US68752M1080 | Agenda | 935424286 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: Catherine M. Burzik | Management | For | For | ||||||||||
| 1.2 | Election of Director: Jason M. Hannon | Management | For | For | ||||||||||
| 1.3 | Election of Director: James F. Hinrichs | Management | For | For | ||||||||||
| 1.4 | Election of Director: Alexis V. Lukianov | Management | For | For | ||||||||||
| 1.5 | Election of Director: Lilly Marks | Management | For | For | ||||||||||
| 1.6 | Election of Director: Michael E. Paolucci | Management | For | For | ||||||||||
| 1.7 | Election of Director: Jon C. Serbousek | Management | For | For | ||||||||||
| 1.8 | Election of Director: John E. Sicard | Management | For | For | ||||||||||
| 2. | Advisory vote on compensation of named executive officers. | Management | For | For | ||||||||||
| 3. | Approval of Amendment No. 2 to the Amended and Restated 2012 Long-Term Incentive Plan. | Management | Against | Against | ||||||||||
| 4. | Approval of Amendment No. 2 to the Second Amended and Restated Stock Purchase Plan. | Management | For | For | ||||||||||
| 5. | Ratification of the selection of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| ACTIVISION BLIZZARD, INC. | ||||||||||||||
| Security | 00507V109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ATVI | Meeting Date | 21-Jun-2021 | |||||||||||
| ISIN | US00507V1098 | Agenda | 935427749 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Reveta Bowers | Management | For | For | ||||||||||
| 1B. | Election of Director: Robert Corti | Management | For | For | ||||||||||
| 1C. | Election of Director: Hendrik Hartong III | Management | For | For | ||||||||||
| 1D. | Election of Director: Brian Kelly | Management | For | For | ||||||||||
| 1E. | Election of Director: Robert Kotick | Management | For | For | ||||||||||
| 1F. | Election of Director: Barry Meyer | Management | For | For | ||||||||||
| 1G. | Election of Director: Robert Morgado | Management | For | For | ||||||||||
| 1H. | Election of Director: Peter Nolan | Management | For | For | ||||||||||
| 1I. | Election of Director: Dawn Ostroff | Management | For | For | ||||||||||
| 1J. | Election of Director: Casey Wasserman | Management | For | For | ||||||||||
| 2. | To provide advisory approval of our executive compensation. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| LUMINEX CORPORATION | ||||||||||||||
| Security | 55027E102 | Meeting Type | Special | |||||||||||
| Ticker Symbol | LMNX | Meeting Date | 21-Jun-2021 | |||||||||||
| ISIN | US55027E1029 | Agenda | 935446193 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of April 11, 2021, as it may be amended, supplemented or modified from time to time, by and among Luminex Corporation, DiaSorin S.p.A., and Diagonal Subsidiary Inc. and approve the Merger. | Management | For | For | ||||||||||
| 2. | To adjourn the Special Meeting, if necessary and for a minimum period of time reasonable under the circumstances, to ensure that any necessary supplement or amendment to the proxy statement is provided to the stockholders of Luminex Corporation a reasonable amount of time in advance of the Special Meeting, or to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the proposal to adopt the Merger Agreement and approve the Merger. | Management | For | For | ||||||||||
| 3. | To approve, by non-binding, advisory vote, the compensation that will or may be paid or become payable to Luminex Corporation's named executive officers that is based on or otherwise relates to the Merger. | Management | For | For | ||||||||||
| VIVENDI SE | ||||||||||||||
| Security | F97982106 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 22-Jun-2021 | ||||||||||||
| ISIN | FR0000127771 | Agenda | 714164934 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202105122101684-57 AND-https://www.journal- officiel.gouv.fr/balo/document/202106042102385-67 | Non-Voting | ||||||||||||
| 1 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE EXECUTIVE COMMITTEE AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED TO THE MEETING, SHOWING NET EARNINGS AMOUNTING TO EUR 3,009,370,168.18 | Management | For | For | ||||||||||
| 2 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE EXECUTIVE COMMITTEE AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FINANCIAL YEAR, AS PRESENTED TO THE MEETING | Management | For | For | ||||||||||
| 3 | THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-88 OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND THE AGREEMENT AUTHORIZED SINCE THE CLOSING OF THE 2020 FISCAL YEAR AS REFERRED TO THEREIN, AND TAKES NOTICE THAT NO NEW AGREEMENT HAS BEEN AUTHORIZED FOR SAID FISCAL YEAR AND THAT NO AGREEMENT PREVIOUSLY ENTERED INTO REMAINED IN FORCE DURING SAID FISCAL YEAR | Management | For | For | ||||||||||
| 4 | THE SHAREHOLDERS' MEETING APPROVES THE RECOMMENDATIONS OF THE EXECUTIVE COMMITTEE AND RESOLVES TO ALLOCATE THE EARNINGS AS FOLLOWS: ORIGIN: EARNINGS: EUR 3,009,370,168.18 RETAINED EARNINGS: EUR 2,955,604,551.07 DISTRIBUTABLE INCOME: EUR 5,964,974,719.25 ALLOCATION: DIVIDENDS: EUR 651,333,876.60 RETAINED EARNINGS: EUR 5,313,640,842.65 THE SHAREHOLDERS WILL BE GRANTED AN ORDINARY DIVIDEND OF EUR 0.60 PER SHARE, THAT WILL BE ELIGIBLE TO THE 40 PER CENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE. THIS DIVIDEND WILL BE PAID FROM THE 25TH OF JUNE 2021. AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS: EUR 0.45 PER SHARE FOR FISCAL YEAR 2017 EUR 0.50 PER SHARE FOR FISCAL YEAR 2018 EUR 0.60 PER SHARE FOR FISCAL YEAR 2019 RESULTS APPROPRIATION | Management | For | For | ||||||||||
| 5 | THE SHAREHOLDERS' MEETING ISSUES A FAVOURABLE OPINION ON THE PROPOSED EXCEPTIONAL DISTRIBUTION OF CONTRIBUTIONS IN KIND OF A MAJORITY OF THE SHARE CAPITAL OF THE UNIVERSAL MUSIC GROUP N.V. COMPANY TO THE SHAREHOLDERS OF THE VIVENDI SE COMPANY, AS REFERRED TO IN RESOLUTION 6 | Management | For | For | ||||||||||
| 6 | THE SHAREHOLDERS' MEETING DECIDES TO EXCEPTIONALLY GRANT 1,086,266,883 SHARES OF THE UNIVERSAL MUSIC GROUP N.V. COMPANY, AT THE RATE OF 1 SHARE OF THE UNIVERSAL MUSIC GROUP N.V. COMPANY FOR 1 SHARE OF THE VIVENDI SE COMPANY, CORRESPONDING TO A VALUE OF EUR 19,800,000,000.00 THAT WILL BE CHARGED ON THE RETAINED EARNINGS ACCOUNT FOR THE AMOUNT OF EUR 5,313,640,842.65 (THIS LATTER AMOUNT CORRESPONDING TO THE 2020 EARNINGS AMOUNTING TO EUR 3,009,370,168.18 DIMINISHED BY THE ORDINARY DIVIDEND AMOUNTING TO EUR 651,333,876.60, I.E. EUR 2,358,036,291.58, ADDED WITH THE PREVIOUS RETAINED EARNINGS AMOUNTING TO EUR 2,955,604,551.07) TO BE PAID ON THE 29TH OF SEPTEMBER 2021, TO THE BENEFIT OF THE SHAREHOLDERS OF THE VIVENDI SE COMPANY WHOSE SHARES ARE REGISTERED BY THE 28TH OF SEPTEMBER 2021. THE AMOUNT OF THE DOWN PAYMENT AMOUNTING TO EUR 14,486,359,157.35 WILL BE CHARGED ON THE RESULTS APPROPRIATION OF THE 2021 FISCAL YEAR. ALL POWERS TO THE EXECUTIVE COMMITTEE TO ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||
| 7 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION MENTIONED IN THE ARTICLE L.22-10- 9 I OF THE FRENCH COMMERCIAL CODE | Management | Against | Against | ||||||||||
| 8 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR YANNICK BOLLORE AS CHAIRMAN OF THE SUPERVISORY BOARD FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||
| 9 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR ARNAUD DE PUYFONTAINE AS CHAIRMAN OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||
| 10 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR GILLES ALIX AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||
| 11 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR CEDRIC DE BAILLIENCOURT AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||
| 12 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR FREDERIC CREPIN AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||
| 13 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR SIMON GILLHAM AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||
| 14 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR HERVE PHILIPPE AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||
| 15 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR STEPHANE ROUSSEL AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||
| 16 | THE SHAREHOLDERS' MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE MEMBERS OF THE SUPERVISORY BOARD AND ITS CHAIRMAN FOR THE 2021 FISCAL YEAR | Management | Against | Against | ||||||||||
| 17 | THE SHAREHOLDERS' MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE CHAIRMAN OF THE EXECUTIVE COMMITTEE FOR THE 2021 FISCAL YEAR | Management | Against | Against | ||||||||||
| 18 | THE SHAREHOLDERS' MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE 2021 FISCAL YEAR | Management | Against | Against | ||||||||||
| 19 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS VERONIQUE DRIOT- ARGENTIN AS A MEMBER OF THE SUPERVISORY BOARD FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | ||||||||||
| 20 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS SANDRINE LE BIHAN AS A MEMBER OF THE SUPERVISORY BOARD REPRESENTING THE EMPLOYEE SHAREHOLDERS FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | ||||||||||
| 21 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO BUY BACK THE COMPANY'S EQUITIES, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 29.00, MAXIMUM NUMBER OF EQUITIES TO BE ACQUIRED: 10 PER CENT OF THE SHARE CAPITAL. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 20TH OF APRIL 2020 IN ITS RESOLUTION NUMBER 6. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||
| 22 | THE SHAREHOLDERS' MEETING GRANTS ALL POWERS TO THE EXECUTIVE COMMITTEE TO REDUCE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH THE STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10 PER CENT OF THE SHARE CAPITAL OVER A 24- MONTH PERIOD. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 20TH OF APRIL 2020 IN ITS RESOLUTION NUMBER 7. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||
| 23 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE, EXCEPT DURING THE PERIOD OF A PUBLIC OFFER ON THE COMPANY'S EQUITIES, TO REPURCHASE A MAXIMUM NUMBER OF 592,997,810 COMPANY'S SHARES, WITHIN THE LIMIT OF 50 PER CENT OF THE SHARE CAPITAL, TO BE OFFERED TO ALL THE SHAREHOLDERS, WITH A VIEW TO CANCELLING THEM AND REDUCING THE SHARE CAPITAL BY A MAXIMUM NOMINAL AMOUNT OF EUR 3,261,487,955.00. THE MAXIMUM PURCHASE PRICE PER SHARE IN THE CONTEXT OF THIS PUBLIC SHARE BUYBACK OFFERING IS SET AT EUR 29.00, CORRESPONDING TO A MAXIMUM AMOUNT OF EUR 17,196,936,490.00. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | Against | Against | ||||||||||
| 24 | THE SHAREHOLDERS' MEETING DELEGATES TO THE EXECUTIVE COMMITTEE THE NECESSARY POWERS TO INCREASE THE CAPITAL, ON ONE OR MORE OCCASIONS, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR 655,000,000.00, BY ISSUANCE OF COMPANY'S ORDINARY SHARES AND ANY SECURITIES GIVING ACCESS TO COMPANY'S EQUITY SECURITIES, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED. THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 15TH OF APRIL 2019 IN ITS RESOLUTION NUMBER 30 | Management | For | For | ||||||||||
| 25 | THE SHAREHOLDERS' MEETING DELEGATES TO THE EXECUTIVE COMMITTEE ALL POWERS IN ORDER TO INCREASE THE SHARE CAPITAL, IN ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 327,500,000.00, BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BY LAW AND UNDER THE BYLAWS, BY ISSUING FREE SHARES OR RAISING THE PAR VALUE OF EXISTING SHARES. THIS AMOUNT SHALL COUNT AGAINST THE AMOUNT SET FORTH IN RESOLUTION 24. THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 15TH OF APRIL 2019 IN ITS RESOLUTION NUMBER 31 | Management | For | For | ||||||||||
| 26 | THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL, UP TO 5 PER CENT OF THE SHARE CAPITAL, IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPOSED OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS AMOUNT SHALL COUNT AGAINST THE AMOUNT SET FORTH IN RESOLUTION 24. THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||
| 27 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO GRANT, ON ONE OR MORE OCCASIONS, (I) FREE EXISTING OR TO BE ISSUED COMPANY'S SHARES, IN FAVOUR OF THE EMPLOYEES OF THE COMPANY OR RELATED COMPANIES (II) EXISTING OR TO BE ISSUED COMPANY'S PERFORMANCE SHARES IN FAVOUR | Management | Against | Against | ||||||||||
| OF THE EMPLOYEES AND THE CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THEY MAY NOT REPRESENT MORE THAN 1 PER CENT OF THE SHARE CAPITAL, AMONG WHICH THE PERFORMANCE SHARES GRANTED YEARLY TO THE MEMBERS OF THE EXECUTIVE COMMITTEE MAY NOT REPRESENT MORE THAN 0.035 PER CENT OF THE SHARE CAPITAL. THIS AUTHORIZATION IS GIVEN FOR A 38-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 19TH OF APRIL 2018 IN ITS RESOLUTION NUMBER 27. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||||
| 28 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS SOLE DISCRETION, IN FAVOUR OF THE MEMBERS OF A COMPANY SAVINGS PLAN OF THE COMPANY AND FRENCH OR FOREIGN RELATED COMPANIES, BY ISSUANCE OF SHARES AND ANY OTHER SECURITIES GIVING ACCESS TO THE COMPANY'S SHARE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS DELEGATION IS GIVEN FOR A 26-MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED 1 PER CENT OF THE SHARE CAPITAL (INCLUDING THE SHARE CAPITAL INCREASE MENTIONED IN RESOLUTION 27). THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH AT EUR 655,000,000.00 IN RESOLUTION NUMBER 24. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 15TH OF APRIL 2019 IN ITS RESOLUTION NUMBER 32. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||
| 29 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL UP TO 1 PER CENT OF THE SHARE CAPITAL IN FAVOUR OF (A) EMPLOYEES, CORPORATE OFFICERS OF RELATED COMPANIES OF THE VIVENDI GROUP WITH THEIR HEAD OFFICE ABROAD; (B) UCITS, EMPLOYEE SHAREHOLDING INVESTED IN COMPANY'S EQUITIES WHOSE SHAREHOLDERS ARE COMPOSED OF THE PERSONS IN (A); (C) ANY FINANCIAL INSTITUTION SETTING UP A STRUCTURED SHAREHOLDING SCHEME FOR EMPLOYEES OF FRENCH COMPANIES OF THE VIVENDI GROUP WITHIN THE USE OF | Management | For | For | ||||||||||
| RESOLUTION 27, OR OFFERING THE SUBSCRIPTION OF SHARES TO PERSONS IN (A) NOT BENEFITING FROM THE SHAREHOLDING SCHEME MENTIONED ABOVE OR TO THE EXTENT THAT THE SUBSCRIPTION OF COMPANY'S SHARES BY THAT FINANCIAL INSTITUTION WOULD ALLOW PERSONS IN (A) TO BENEFIT FROM SHAREHOLDING OR SAVINGS SCHEMES, BY ISSUANCE OF SHARES OR ANY OTHER SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. 18 MONTHS, SUPERSEDING THE AUTHORIZATION 33 GRANTED ON APRIL 15, 2019 | ||||||||||||||
| 30 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | For | For | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| TORAY INDUSTRIES,INC. | ||||||||||||||
| Security | J89494116 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 22-Jun-2021 | ||||||||||||
| ISIN | JP3621000003 | Agenda | 714212153 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2 | Appoint a Director Suga, Yasuo | Management | For | For | ||||||||||
| 3 | Appoint a Corporate Auditor Tanaka, Yoshiyuki | Management | For | For | ||||||||||
| 4 | Approve Payment of Bonuses to Corporate Officers | Management | For | For | ||||||||||
| GTY TECHNOLOGY HOLDINGS INC. | ||||||||||||||
| Security | 362409104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GTYH | Meeting Date | 22-Jun-2021 | |||||||||||
| ISIN | US3624091043 | Agenda | 935406757 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Class III Director for three-year term: William D. Green | Management | For | For | ||||||||||
| 1B. | Election of Class III Director for three-year term: Charles Wert | Management | For | For | ||||||||||
| 2. | To ratify the appointment by the Company's audit committee of WithumSmith+Brown, PC to serve as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| MASTERCARD INCORPORATED | ||||||||||||||
| Security | 57636Q104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MA | Meeting Date | 22-Jun-2021 | |||||||||||
| ISIN | US57636Q1040 | Agenda | 935420644 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Ajay Banga | Management | For | For | ||||||||||
| 1B. | Election of Director: Merit E. Janow | Management | For | For | ||||||||||
| 1C. | Election of Director: Richard K. Davis | Management | For | For | ||||||||||
| 1D. | Election of Director: Steven J. Freiberg | Management | For | For | ||||||||||
| 1E. | Election of Director: Julius Genachowski | Management | For | For | ||||||||||
| 1F. | Election of Director: Choon Phong Goh | Management | For | For | ||||||||||
| 1G. | Election of Director: Oki Matsumoto | Management | For | For | ||||||||||
| 1H. | Election of Director: Michael Miebach | Management | For | For | ||||||||||
| 1I. | Election of Director: Youngme Moon | Management | For | For | ||||||||||
| 1J. | Election of Director: Rima Qureshi | Management | For | For | ||||||||||
| 1K. | Election of Director: José Octavio Reyes Lagunes | Management | For | For | ||||||||||
| 1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | ||||||||||
| 1M. | Election of Director: Jackson Tai | Management | For | For | ||||||||||
| 1N. | Election of Director: Lance Uggla | Management | For | For | ||||||||||
| 2. | Advisory approval of Mastercard's executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2021. | Management | For | For | ||||||||||
| 4. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Long Term Incentive Plan. | Management | For | For | ||||||||||
| 5. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Non-Employee Director Equity Compensation Plan. | Management | For | For | ||||||||||
| 6. | Approval of amendments to Mastercard's Certificate of Incorporation to remove supermajority voting requirements. | Management | For | For | ||||||||||
| KINDRED BIOSCIENCES, INC. | ||||||||||||||
| Security | 494577109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KIN | Meeting Date | 22-Jun-2021 | |||||||||||
| ISIN | US4945771099 | Agenda | 935431659 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Raymond Townsend, Pharm.D. | Management | Abstain | Against | ||||||||||
| 1B. | Election of Director: Ervin Veszprémi | Management | Abstain | Against | ||||||||||
| 2. | To approve, on an advisory basis, our named executive officer compensation. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of KMJ Corbin & Company LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| ACADIA PHARMACEUTICALS INC. | ||||||||||||||
| Security | 004225108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ACAD | Meeting Date | 22-Jun-2021 | |||||||||||
| ISIN | US0042251084 | Agenda | 935440052 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Stephen Biggar, MD Ph.D | For | For | |||||||||||
| 2 | Julian C. Baker | For | For | |||||||||||
| 3 | Daniel B. Soland | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement for the annual meeting. | Management | For | For | ||||||||||
| 3. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| SONY GROUP CORPORATION | ||||||||||||||
| Security | 835699307 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SONY | Meeting Date | 22-Jun-2021 | |||||||||||
| ISIN | US8356993076 | Agenda | 935442234 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Kenichiro Yoshida | Management | For | For | ||||||||||
| 1B. | Election of Director: Hiroki Totoki | Management | For | For | ||||||||||
| 1C. | Election of Director: Shuzo Sumi | Management | For | For | ||||||||||
| 1D. | Election of Director: Tim Schaaff | Management | For | For | ||||||||||
| 1E. | Election of Director: Toshiko Oka | Management | For | For | ||||||||||
| 1F. | Election of Director: Sakie Akiyama | Management | For | For | ||||||||||
| 1G. | Election of Director: Wendy Becker | Management | For | For | ||||||||||
| 1H. | Election of Director: Yoshihiko Hatanaka | Management | For | For | ||||||||||
| 1I. | Election of Director: Adam Crozier | Management | For | For | ||||||||||
| 1J. | Election of Director: Keiko Kishigami | Management | For | For | ||||||||||
| 1K. | Election of Director: Joseph A. Kraft, Jr. | Management | For | For | ||||||||||
| 2. | To issue Stock Acquisition Rights for the purpose of granting stock options. | Management | For | For | ||||||||||
| AJINOMOTO CO.,INC. | ||||||||||||||
| Security | J00882126 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 23-Jun-2021 | ||||||||||||
| ISIN | JP3119600009 | Agenda | 714196335 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2 | Amend Articles to: Reduce the Board of Directors Size, Reduce Term of Office of Directors to One Year, Transition to a Company with Three Committees, Allow the Board of Directors to Authorize Appropriation of Surplus and Purchase Own Shares | Management | For | For | ||||||||||
| 3.1 | Appoint a Director Nishii, Takaaki | Management | For | For | ||||||||||
| 3.2 | Appoint a Director Fukushi, Hiroshi | Management | For | For | ||||||||||
| 3.3 | Appoint a Director Tochio, Masaya | Management | For | For | ||||||||||
| 3.4 | Appoint a Director Nosaka, Chiaki | Management | For | For | ||||||||||
| 3.5 | Appoint a Director Kurashima, Kaoru | Management | For | For | ||||||||||
| 3.6 | Appoint a Director Nawa, Takashi | Management | For | For | ||||||||||
| 3.7 | Appoint a Director Iwata, Kimie | Management | For | For | ||||||||||
| 3.8 | Appoint a Director Toki, Atsushi | Management | For | For | ||||||||||
| 3.9 | Appoint a Director Amano, Hideki | Management | For | For | ||||||||||
| 3.10 | Appoint a Director Indo, Mami | Management | For | For | ||||||||||
| 3.11 | Appoint a Director Nakayama, Joji | Management | For | For | ||||||||||
| DAIWA SECURITIES GROUP INC. | ||||||||||||||
| Security | J11718111 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 23-Jun-2021 | ||||||||||||
| ISIN | JP3502200003 | Agenda | 714196551 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1.1 | Appoint a Director Hibino, Takashi | Management | For | For | ||||||||||
| 1.2 | Appoint a Director Nakata, Seiji | Management | For | For | ||||||||||
| 1.3 | Appoint a Director Matsui, Toshihiro | Management | For | For | ||||||||||
| 1.4 | Appoint a Director Tashiro, Keiko | Management | For | For | ||||||||||
| 1.5 | Appoint a Director Ogino, Akihiko | Management | For | For | ||||||||||
| 1.6 | Appoint a Director Hanaoka, Sachiko | Management | For | For | ||||||||||
| 1.7 | Appoint a Director Kawashima, Hiromasa | Management | For | For | ||||||||||
| 1.8 | Appoint a Director Ogasawara, Michiaki | Management | For | For | ||||||||||
| 1.9 | Appoint a Director Takeuchi, Hirotaka | Management | For | For | ||||||||||
| 1.10 | Appoint a Director Nishikawa, Ikuo | Management | For | For | ||||||||||
| 1.11 | Appoint a Director Kawai, Eriko | Management | For | For | ||||||||||
| 1.12 | Appoint a Director Nishikawa, Katsuyuki | Management | For | For | ||||||||||
| 1.13 | Appoint a Director Iwamoto, Toshio | Management | For | For | ||||||||||
| 1.14 | Appoint a Director Murakami, Yumiko | Management | For | For | ||||||||||
| SHINSEI BANK,LIMITED | ||||||||||||||
| Security | J7385L129 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 23-Jun-2021 | ||||||||||||
| ISIN | JP3729000004 | Agenda | 714212583 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1.1 | Appoint a Director Kudo, Hideyuki | Management | For | For | ||||||||||
| 1.2 | Appoint a Director Hirasawa, Akira | Management | For | For | ||||||||||
| 1.3 | Appoint a Director Ernest M. Higa | Management | For | For | ||||||||||
| 1.4 | Appoint a Director Makihara, Jun | Management | For | For | ||||||||||
| 1.5 | Appoint a Director Murayama, Rie | Management | For | For | ||||||||||
| 1.6 | Appoint a Director Sasaki, Hiroko | Management | For | For | ||||||||||
| 1.7 | Appoint a Director Tomimura, Ryuichi | Management | Against | Against | ||||||||||
| 2 | Approve Details of Compensation as Stock-Linked Compensation Type Stock Options for Full-time Directors | Management | For | For | ||||||||||
| 3 | Approve Details of the Restricted-Share Compensation to be received by Directors | Management | For | For | ||||||||||
| YAKULT HONSHA CO.,LTD. | ||||||||||||||
| Security | J95468120 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 23-Jun-2021 | ||||||||||||
| ISIN | JP3931600005 | Agenda | 714250026 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1.1 | Appoint a Director Narita, Hiroshi | Management | For | For | ||||||||||
| 1.2 | Appoint a Director Wakabayashi, Hiroshi | Management | For | For | ||||||||||
| 1.3 | Appoint a Director Ishikawa, Fumiyasu | Management | For | For | ||||||||||
| 1.4 | Appoint a Director Ito, Masanori | Management | For | For | ||||||||||
| 1.5 | Appoint a Director Doi, Akifumi | Management | For | For | ||||||||||
| 1.6 | Appoint a Director Hayashida, Tetsuya | Management | For | For | ||||||||||
| 1.7 | Appoint a Director Hirano, Susumu | Management | For | For | ||||||||||
| 1.8 | Appoint a Director Imada, Masao | Management | For | For | ||||||||||
| 1.9 | Appoint a Director Yasuda, Ryuji | Management | For | For | ||||||||||
| 1.10 | Appoint a Director Fukuoka, Masayuki | Management | For | For | ||||||||||
| 1.11 | Appoint a Director Maeda, Norihito | Management | For | For | ||||||||||
| 1.12 | Appoint a Director Tobe, Naoko | Management | For | For | ||||||||||
| 1.13 | Appoint a Director Hirano, Koichi | Management | For | For | ||||||||||
| 1.14 | Appoint a Director Shimbo, Katsuyoshi | Management | For | For | ||||||||||
| 1.15 | Appoint a Director Nagasawa, Yumiko | Management | For | For | ||||||||||
| CLOVIS ONCOLOGY, INC. | ||||||||||||||
| Security | 189464100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CLVS | Meeting Date | 23-Jun-2021 | |||||||||||
| ISIN | US1894641000 | Agenda | 935410794 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Patrick J. Mahaffy | For | For | |||||||||||
| 2 | Robert W. Azelby | For | For | |||||||||||
| 3 | Thorlef Spickschen | For | For | |||||||||||
| 2. | Approval of an amendment to our Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock from 200,000,000 to 250,000,000. | Management | For | For | ||||||||||
| 3. | Approval of an amendment and restatement of our 2020 Stock Incentive Plan to increase the number of shares available for issuance under the plan. | Management | Against | Against | ||||||||||
| 4. | Approval of the Clovis Oncology, Inc. 2021 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| 5. | Approval of an advisory proposal on compensation of the Company's named executive officers, as disclosed in the attached proxy statement. | Management | For | For | ||||||||||
| 6. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| VEEVA SYSTEMS INC. | ||||||||||||||
| Security | 922475108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VEEV | Meeting Date | 23-Jun-2021 | |||||||||||
| ISIN | US9224751084 | Agenda | 935433677 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director to serve until the 2022 annual meeting: Mark Carges | Management | For | For | ||||||||||
| 1B. | Election of Director to serve until the 2022 annual meeting: Paul E. Chamberlain | Management | For | For | ||||||||||
| 1C. | Election of Director to serve until the 2022 annual meeting: Ronald E.F. Codd | Management | For | For | ||||||||||
| 1D. | Election of Director to serve until the 2022 annual meeting: Peter P. Gassner | Management | For | For | ||||||||||
| 1E. | Election of Director to serve until the 2022 annual meeting: Mary Lynne Hedley | Management | For | For | ||||||||||
| 1F. | Election of Director to serve until the 2022 annual meeting: Gordon Ritter | Management | For | For | ||||||||||
| 1G. | Election of Director to serve until the 2022 annual meeting: Paul Sekhri | Management | For | For | ||||||||||
| 1H. | Election of Director to serve until the 2022 annual meeting: Matthew J. Wallach | Management | For | For | ||||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. | Management | For | For | ||||||||||
| 3. | To hold an advisory (non-binding) vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 4. | To hold an advisory (non-binding) vote on the frequency of future shareholder advisory votes to approve named executive officer compensation. | Management | 3 Years | For | ||||||||||
| 5. | To amend and restate our Restated Certificate of Incorporation to permit shareholders to call special meetings as specified in our amended and restated bylaws, which would allow shareholders holding 25% or more of the voting power of our capital stock for at least one year to call special meetings. | Management | For | For | ||||||||||
| 6. | To consider and vote upon a shareholder proposal, if properly presented, to enable shareholders holding 15% or more of our common stock to call special meetings. | Shareholder | Against | For | ||||||||||
| HITACHI, LTD. | ||||||||||||||
| Security | 433578507 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HTHIY | Meeting Date | 23-Jun-2021 | |||||||||||
| ISIN | US4335785071 | Agenda | 935459722 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director due to expiration of the term of office: Katsumi Ihara | Management | For | For | ||||||||||
| 1B. | Election of Director due to expiration of the term of office: Ravi Venkatesan | Management | For | For | ||||||||||
| 1C. | Election of Director due to expiration of the term of office: Cynthia Carroll | Management | For | For | ||||||||||
| 1D. | Election of Director due to expiration of the term of office: Joe Harlan | Management | For | For | ||||||||||
| 1E. | Election of Director due to expiration of the term of office: George Buckley | Management | For | For | ||||||||||
| 1F. | Election of Director due to expiration of the term of office: Louise Pentland | Management | For | For | ||||||||||
| 1G. | Election of Director due to expiration of the term of office: Harufumi Mochizuki | Management | For | For | ||||||||||
| 1H. | Election of Director due to expiration of the term of office: Takatoshi Yamamoto | Management | For | For | ||||||||||
| 1I. | Election of Director due to expiration of the term of office: Hiroaki Yoshihara | Management | For | For | ||||||||||
| 1J. | Election of Director due to expiration of the term of office: Helmuth Ludwig | Management | For | For | ||||||||||
| 1K. | Election of Director due to expiration of the term of office: Keiji Kojima | Management | For | For | ||||||||||
| 1L. | Election of Director due to expiration of the term of office: Hideaki Seki | Management | For | For | ||||||||||
| 1M. | Election of Director due to expiration of the term of office: Toshiaki Higashihara | Management | For | For | ||||||||||
| SCULPTOR CAPITAL MANAGEMENT, INC. | ||||||||||||||
| Security | 811246107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SCU | Meeting Date | 24-Jun-2021 | |||||||||||
| ISIN | US8112461079 | Agenda | 935424262 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Marcy Engel | For | For | |||||||||||
| 2 | Bharath Srikrishnan | For | For | |||||||||||
| 3 | Meghna Desai | For | For | |||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| MOVADO GROUP, INC. | ||||||||||||||
| Security | 624580106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MOV | Meeting Date | 24-Jun-2021 | |||||||||||
| ISIN | US6245801062 | Agenda | 935430342 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Peter A. Bridgman | For | For | |||||||||||
| 2 | Alex Grinberg | For | For | |||||||||||
| 3 | Efraim Grinberg | For | For | |||||||||||
| 4 | Alan H. Howard | For | For | |||||||||||
| 5 | Richard Isserman | For | For | |||||||||||
| 6 | Ann Kirschner | For | For | |||||||||||
| 7 | Stephen Sadove | For | For | |||||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 31, 2022. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers, as described in the Proxy Statement under "Executive Compensation". | Management | For | For | ||||||||||
| VROOM, INC. | ||||||||||||||
| Security | 92918V109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VRM | Meeting Date | 24-Jun-2021 | |||||||||||
| ISIN | US92918V1098 | Agenda | 935431433 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Robert J. Mylod | For | For | |||||||||||
| 2 | Scott A. Dahnke | For | For | |||||||||||
| 3 | Michael J. Farello | For | For | |||||||||||
| 4 | Paul J. Hennessy | For | For | |||||||||||
| 5 | Laura W. Lang | For | For | |||||||||||
| 6 | Laura G. O'Shaughnessy | For | For | |||||||||||
| 7 | Paula B. Pretlow | For | For | |||||||||||
| 8 | Frederick O. Terrell | For | For | |||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve on an advisory (non-binding) basis the frequency of future advisory votes on the compensation of the Company's named executive officers. | Management | 1 Year | For | ||||||||||
| CENTRAL EUROPE, RUSSIA & TURKEY FD COM | ||||||||||||||
| Security | 153436100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CEE | Meeting Date | 24-Jun-2021 | |||||||||||
| ISIN | US1534361001 | Agenda | 935441078 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Mr Christian H Strenger | For | For | |||||||||||
| 2 | Dr. Wolfgang Leoni | For | For | |||||||||||
| 3 | Dr. Holger Hatje | For | For | |||||||||||
| 2. | To ratify the appointment by the Audit Committee and the Board of Directors of Ernst & Young LLP, an independent public accounting firm, as independent auditors for the fiscal year ending October 31, 2021. | Management | For | For | ||||||||||
| THE NEW GERMANY FUND | ||||||||||||||
| Security | 644465106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GF | Meeting Date | 24-Jun-2021 | |||||||||||
| ISIN | US6444651060 | Agenda | 935441080 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Richard R. Burt | For | For | |||||||||||
| 2 | Dr. Wolfgang Leoni | For | For | |||||||||||
| 3 | Ms. Hepsen Uzcan | For | For | |||||||||||
| 2. | To ratify the appointment by the Audit Committee and the Board of Directors of Ernst & Young LLP, an independent public accounting firm, as independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| ODONATE THERAPEUTICS, INC. | ||||||||||||||
| Security | 676079106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ODT | Meeting Date | 24-Jun-2021 | |||||||||||
| ISIN | US6760791060 | Agenda | 935457413 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: Kevin Tang | Management | For | For | ||||||||||
| 1.2 | Election of Director: Aaron Davis | Management | For | For | ||||||||||
| 1.3 | Election of Director: Craig Johnson | Management | For | For | ||||||||||
| 1.4 | Election of Director: Laura Johnson | Management | For | For | ||||||||||
| 1.5 | Election of Director: Robert Rosen | Management | For | For | ||||||||||
| 2. | Ratification of the selection of Baker Tilly US, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||
| ENTAIN PLC | ||||||||||||||
| Security | G3167C109 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||||
| ISIN | IM00B5VQMV65 | Agenda | 714240455 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 2 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| 3 | RATIFY KPMG LLP AS AUDITORS | Management | No Action | |||||||||||
| 4 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | No Action | |||||||||||
| 5 | ELECT DAVID SATZ AS DIRECTOR | Management | No Action | |||||||||||
| 6 | ELECT ROBERT HOSKIN AS DIRECTOR | Management | No Action | |||||||||||
| 7 | ELECT STELLA DAVID AS DIRECTOR | Management | No Action | |||||||||||
| 8 | ELECT VICKY JARMAN AS DIRECTOR | Management | No Action | |||||||||||
| 9 | ELECT MARK GREGORY AS DIRECTOR | Management | No Action | |||||||||||
| 10 | RE-ELECT ROB WOOD AS DIRECTOR | Management | No Action | |||||||||||
| 11 | RE-ELECT JETTE NYGAARD-ANDERSEN AS DIRECTOR | Management | No Action | |||||||||||
| 12 | RE-ELECT BARRY GIBSON AS DIRECTOR | Management | No Action | |||||||||||
| 13 | RE-ELECT PETER ISOLA AS DIRECTOR | Management | No Action | |||||||||||
| 14 | RE-ELECT PIERRE BOUCHUT AS DIRECTOR | Management | No Action | |||||||||||
| 15 | RE-ELECT VIRGINIA MCDOWELL AS DIRECTOR | Management | No Action | |||||||||||
| 16 | APPROVE INCREASE IN AGGREGATE FEES PAYABLE TO NON-EXECUTIVE DIRECTORS | Management | No Action | |||||||||||
| 17 | APPROVE INCREASE IN SIZE OF BOARD | Management | No Action | |||||||||||
| 18 | AUTHORISE ISSUE OF EQUITY | Management | No Action | |||||||||||
| 19 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | No Action | |||||||||||
| 20 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | No Action | |||||||||||
| 21 | AUTHORISE MARKET PURCHASE OF SHARES | Management | No Action | |||||||||||
| SINCLAIR BROADCAST GROUP, INC. | ||||||||||||||
| Security | 829226109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SBGI | Meeting Date | 28-Jun-2021 | |||||||||||
| ISIN | US8292261091 | Agenda | 935426672 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David D. Smith* | For | For | |||||||||||
| 2 | Frederick G. Smith* | For | For | |||||||||||
| 3 | J. Duncan Smith* | For | For | |||||||||||
| 4 | Robert E. Smith* | For | For | |||||||||||
| 5 | Laurie R. Beyer* | For | For | |||||||||||
| 6 | Howard E. Friedman* | For | For | |||||||||||
| 7 | Lawrence E. McCanna* | For | For | |||||||||||
| 8 | Daniel C. Keith* | For | For | |||||||||||
| 9 | Martin R. Leader* | For | For | |||||||||||
| 10 | Benson E. Legg* | For | For | |||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Approval of amended and restated Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| 4. | Approval of an amendment to the Company's 1996 Long- Term Incentive Plan to increase the number of shares authorized for issuance thereunder. | Management | Abstain | Against | ||||||||||
| MORINAGA MILK INDUSTRY CO.,LTD. | ||||||||||||||
| Security | J46410114 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2021 | ||||||||||||
| ISIN | JP3926800008 | Agenda | 714243285 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2.1 | Appoint a Director Miyahara, Michio | Management | For | For | ||||||||||
| 2.2 | Appoint a Director Onuki, Yoichi | Management | For | For | ||||||||||
| 2.3 | Appoint a Director Okawa, Teiichiro | Management | For | For | ||||||||||
| 2.4 | Appoint a Director Minato, Tsuyoshi | Management | For | For | ||||||||||
| 2.5 | Appoint a Director Yanagida, Yasuhiko | Management | For | For | ||||||||||
| 2.6 | Appoint a Director Hyodo, Hitoshi | Management | For | For | ||||||||||
| 2.7 | Appoint a Director Kawakami, Shoji | Management | For | For | ||||||||||
| 2.8 | Appoint a Director Yoneda, Takatomo | Management | For | For | ||||||||||
| 2.9 | Appoint a Director Tominaga, Yukari | Management | For | For | ||||||||||
| 3 | Appoint a Substitute Corporate Auditor Suzuki, Michio | Management | For | For | ||||||||||
| TAKEDA PHARMACEUTICAL COMPANY LIMITED | ||||||||||||||
| Security | J8129E108 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2021 | ||||||||||||
| ISIN | JP3463000004 | Agenda | 714243451 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2 | Amend Articles to: Establish the Articles Related to Shareholders Meeting held without specifying a venue | Management | For | For | ||||||||||
| 3.1 | Appoint a Director who is not Audit and Supervisory Committee Member Christophe Weber | Management | For | For | ||||||||||
| 3.2 | Appoint a Director who is not Audit and Supervisory Committee Member Iwasaki, Masato | Management | For | For | ||||||||||
| 3.3 | Appoint a Director who is not Audit and Supervisory Committee Member Andrew Plump | Management | For | For | ||||||||||
| 3.4 | Appoint a Director who is not Audit and Supervisory Committee Member Constantine Saroukos | Management | For | For | ||||||||||
| 3.5 | Appoint a Director who is not Audit and Supervisory Committee Member Sakane, Masahiro | Management | For | For | ||||||||||
| 3.6 | Appoint a Director who is not Audit and Supervisory Committee Member Olivier Bohuon | Management | For | For | ||||||||||
| 3.7 | Appoint a Director who is not Audit and Supervisory Committee Member Jean-Luc Butel | Management | For | For | ||||||||||
| 3.8 | Appoint a Director who is not Audit and Supervisory Committee Member Ian Clark | Management | Against | Against | ||||||||||
| 3.9 | Appoint a Director who is not Audit and Supervisory Committee Member Fujimori, Yoshiaki | Management | For | For | ||||||||||
| 3.10 | Appoint a Director who is not Audit and Supervisory Committee Member Steven Gillis | Management | For | For | ||||||||||
| 3.11 | Appoint a Director who is not Audit and Supervisory Committee Member Kuniya, Shiro | Management | For | For | ||||||||||
| 3.12 | Appoint a Director who is not Audit and Supervisory Committee Member Shiga, Toshiyuki | Management | For | For | ||||||||||
| 4 | Appoint a Director who is Audit and Supervisory Committee Member Iijima, Masami | Management | For | For | ||||||||||
| 5 | Approve Payment of Bonuses to Directors (Excluding Directors who are Audit and Supervisory Committee Members) | Management | For | For | ||||||||||
| TBS HOLDINGS,INC. | ||||||||||||||
| Security | J86656105 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2021 | ||||||||||||
| ISIN | JP3588600001 | Agenda | 714258200 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2.1 | Appoint a Director Takeda, Shinji | Management | Against | Against | ||||||||||
| 2.2 | Appoint a Director Sasaki, Takashi | Management | For | For | ||||||||||
| 2.3 | Appoint a Director Kawai, Toshiaki | Management | For | For | ||||||||||
| 2.4 | Appoint a Director Sugai, Tatsuo | Management | For | For | ||||||||||
| 2.5 | Appoint a Director Watanabe, Shoichi | Management | For | For | ||||||||||
| 2.6 | Appoint a Director Chisaki, Masaya | Management | For | For | ||||||||||
| 2.7 | Appoint a Director Kashiwaki, Hitoshi | Management | For | For | ||||||||||
| 2.8 | Appoint a Director Yagi, Yosuke | Management | For | For | ||||||||||
| 2.9 | Appoint a Director Haruta, Makoto | Management | For | For | ||||||||||
| PETIQ, INC. | ||||||||||||||
| Security | 71639T106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PETQ | Meeting Date | 29-Jun-2021 | |||||||||||
| ISIN | US71639T1060 | Agenda | 935437295 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of class I director to serve until the third annual meeting: Ronald Kennedy | Management | For | For | ||||||||||
| 1B. | Election of class I director to serve until the third annual meeting: Sheryl Oloughlin | Management | For | For | ||||||||||
| 2. | To ratify the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory, non-binding basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 4. | To approve the amendment and restatement of our Amended and Restated 2017 Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
| 5. | To approve on an advisory, non-binding basis, the frequency of stockholder advisory approval on the compensation of our named executive officers. | Management | 1 Year | For | ||||||||||
| QIAGEN N.V. | ||||||||||||||
| Security | N72482123 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | QGEN | Meeting Date | 29-Jun-2021 | |||||||||||
| ISIN | NL0012169213 | Agenda | 935455990 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | Proposal to adopt the Annual Accounts for the year ended December 31, 2020 ("Calendar Year 2020"). | Management | For | For | ||||||||||
| 2 | Proposal to cast a favorable non-binding advisory vote in respect of the Remuneration Report 2020. | Management | For | For | ||||||||||
| 3 | Proposal to discharge from liability the Managing Directors for the performance of their duties during Calendar Year 2020. | Management | For | For | ||||||||||
| 4 | Proposal to discharge from liability the Supervisory Directors for the performance of their duties during Calendar Year 2020. | Management | For | For | ||||||||||
| 5A | Reappointment of the Supervisory Director: Dr. Metin Colpan | Management | For | For | ||||||||||
| 5B | Reappointment of the Supervisory Director: Mr. Thomas Ebeling | Management | For | For | ||||||||||
| 5C | Reappointment of the Supervisory Director: Dr. Toralf Haag | Management | For | For | ||||||||||
| 5D | Reappointment of the Supervisory Director: Prof. Dr. Ross L. Levine | Management | For | For | ||||||||||
| 5E | Reappointment of the Supervisory Director: Prof. Dr. Elaine Mardis | Management | For | For | ||||||||||
| 5F | Reappointment of the Supervisory Director: Mr. Lawrence A. Rosen | Management | For | For | ||||||||||
| 5G | Reappointment of the Supervisory Director: Ms. Elizabeth E. Tallett | Management | For | For | ||||||||||
| 6A | Reappointment of the Managing Director: Mr. Thierry Bernard | Management | For | For | ||||||||||
| 6B | Reappointment of the Managing Director: Mr. Roland Sackers | Management | For | For | ||||||||||
| 7 | Proposal to adopt the Remuneration Policy with respect to the Managing Board. | Management | For | For | ||||||||||
| 8A | Remuneration of the Supervisory Board: Proposal to adopt the partial amendment of the Remuneration Policy with respect to the Supervisory Board. | Management | For | For | ||||||||||
| 8B | Remuneration of the Supervisory Board: Proposal to determine the remuneration of members of the Supervisory Board. | Management | For | For | ||||||||||
| 9 | Proposal to reappoint KPMG Accountants N.V. as auditors of the Company for the calendar year ending December 31, 2021. | Management | For | For | ||||||||||
| 10A | Proposal to authorize the Supervisory Board, until December 29, 2022 to: issue a number of ordinary shares and financing preference shares and grant rights to subscribe for such shares of up to 50% of the aggregate par value of all shares issued and outstanding. | Management | Abstain | Against | ||||||||||
| 10B | Proposal to authorize the Supervisory Board, until December 29, 2022 to: restrict or exclude the pre- emptive rights with respect to issuing ordinary shares or granting subscription rights of up to 10% of the aggregate par value of all shares issued and outstanding. | Management | Abstain | Against | ||||||||||
| 10C | Proposal to authorize the Supervisory Board, until December 29, 2022 to: solely for the purpose of strategic transactions such as mergers, acquisitions or strategic alliances, to restrict or exclude the pre-emptive rights with respect to issuing additional ordinary shares or granting subscription rights of up to 10% of the aggregate par value of all shares issued and outstanding. | Management | Abstain | Against | ||||||||||
| 11 | Proposal to authorize the Managing Board, until December 29, 2022, to acquire shares in the Company's own share capital. | Management | For | For | ||||||||||
| 12 | Proposal to resolve upon the amendment of the Company's Articles of Association in connection with changes to Dutch law. | Management | For | For | ||||||||||
| TRATON SE | ||||||||||||||
| Security | D8T4KC101 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 30-Jun-2021 | ||||||||||||
| ISIN | DE000TRAT0N7 | Agenda | 714195977 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.25 PER SHARE | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 5.1 | RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 5.2 | RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR A POSSIBLE REVIEW OF ADDITIONAL FINANCIAL INFORMATION FOR FISCAL YEAR 2022 UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | No Action | |||||||||||
| 6 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
| 7 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||||
| ZOSANO PHARMA CORPORATION | ||||||||||||||
| Security | 98979H202 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ZSAN | Meeting Date | 30-Jun-2021 | |||||||||||
| ISIN | US98979H2022 | Agenda | 935414780 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Linda Grais | For | For | |||||||||||
| 2 | Steven Lo | For | For | |||||||||||
| 2. | Ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Zosano Pharma Corporation (the "Company") for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | The approval, on an advisory (non-binding) basis, of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 4. | The approval, on an advisory (non-binding) basis, of the frequency of future advisory votes on the compensation of the Company's named executive officers. | Management | 1 Year | For | ||||||||||
| NOMAD FOODS LIMITED | ||||||||||||||
| Security | G6564A105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NOMD | Meeting Date | 30-Jun-2021 | |||||||||||
| ISIN | VGG6564A1057 | Agenda | 935433704 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Sir Martin Ellis Franklin, KGCN | Management | For | For | ||||||||||
| 1B. | Election of Director: Noam Gottesman | Management | For | For | ||||||||||
| 1C. | Election of Director: Ian G.H. Ashken | Management | For | For | ||||||||||
| 1D. | Election of Director: Stéfan Descheemaeker | Management | For | For | ||||||||||
| 1E. | Election of Director: Golnar Khosrowshahi | Management | For | For | ||||||||||
| 1F. | Election of Director: James E. Lillie | Management | For | For | ||||||||||
| 1G. | Election of Director: Stuart M. MacFarlane | Management | For | For | ||||||||||
| 1H. | Election of Director: Lord Myners of Truro CBE | Management | For | For | ||||||||||
| 1I. | Election of Director: Victoria Parry | Management | For | For | ||||||||||
| 1J. | Election of Director: Melanie Stack | Management | For | For | ||||||||||
| 1K. | Election of Director: Samy Zekhout | Management | For | For | ||||||||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| EXACT SCIENCES CORPORATION | ||||||||||||||
| Security | 30063P105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EXAS | Meeting Date | 30-Jun-2021 | |||||||||||
| ISIN | US30063P1057 | Agenda | 935434960 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Paul Clancy | For | For | |||||||||||
| 2 | Pierre Jacquet | For | For | |||||||||||
| 3 | Daniel Levangie | For | For | |||||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| CROWDSTRIKE HOLDINGS, INC. | ||||||||||||||
| Security | 22788C105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CRWD | Meeting Date | 30-Jun-2021 | |||||||||||
| ISIN | US22788C1053 | Agenda | 935436003 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Roxanne S. Austin | For | For | |||||||||||
| 2 | Sameer K. Gandhi | For | For | |||||||||||
| 3 | Gerhard Watzinger | For | For | |||||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as CrowdStrike's independent registered public accounting firm for its fiscal year ending January 31, 2022. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of CrowdStrike's named executive officers. | Management | For | For | ||||||||||
| 4. | To approve, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of CrowdStrike's named executive officers. | Management | 3 Years | For | ||||||||||
| 5. | To approve an amendment to CrowdStrike's 2019 Employee Stock Purchase Plan. | Management | Abstain | Against | ||||||||||
| EHEALTH, INC. | ||||||||||||||
| Security | 28238P109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EHTH | Meeting Date | 30-Jun-2021 | |||||||||||
| ISIN | US28238P1093 | Agenda | 935441446 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | James E. Murray | For | For | |||||||||||
| 2 | Cesar M. Soriano | For | For | |||||||||||
| 3 | Dale B. Wolf | For | For | |||||||||||
| 2. | Company Proposal: To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Company Proposal: To vote to approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| BALLY'S CORPORATION | ||||||||||||||
| Security | 05875B106 | Meeting Type | Special | |||||||||||
| Ticker Symbol | BALY | Meeting Date | 30-Jun-2021 | |||||||||||
| ISIN | US05875B1061 | Agenda | 935456916 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To approve the potential issuance of more than 19.9% of Bally's common stock in connection with the Acquisition of Gamesys. | Management | For | For | ||||||||||
| 2. | To approve and adopt the Bally's Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| 3. | To adjourn the special meeting to a later date or time, if necessary. | Management | For | For | ||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | The Gabelli Equity Trust Inc. |
| By (Signature and Title)* | /s/ Bruce N. Alpert |
| Bruce N. Alpert, President and Principal Executive Officer |
| Date | August 24, 2021 |
*Print the name and title of each signing officer under his or her signature.
