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| | Proposed | | Board | | CFNB | |
| | By | | Rec | | Vote Cast | |
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ADVANCED MICRO DEVICES, INC. | | | | | | | |
2023 Annual Meeting | | | | | | | |
To be held Thursday, May 18, 2023 | | | | | | | |
Ticker: AMD | | | | | | | |
CUSIP: 007903 | | | | | | | |
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Matter Voted On | | | | | | | |
1a. Election of Director: Nora M. Denzel | | Issuer | | For | | For | |
1b. Election of Director: Mark Durcan | | Issuer | | For | | For | |
1c. Election of Director: Michael P. Gregoire | | Issuer | | For | | For | |
1d. Election of Director: Joseph A. Householder | | Issuer | | For | | For | |
1e. Election of Director: John W. Marren | | Issuer | | For | | For | |
1f. Election of Director: Jon A. Olson | | Issuer | | For | | For | |
1g. Election of Director: Lisa T. Su | | Issuer | | For | | For | |
1h. Election of Director: Abhi Y. Talwalkar | | Issuer | | For | | For | |
1i. Election of Director: Elizabeth W. Vanderslice | | Issuer | | For | | For | |
2. Approve of the Advanced Micro Devices, Inc. 2023 Equity Incentive Plan. | | Issuer | | For | | For | |
3. Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the current fiscal year | | Issuer | | For | | For | |
4. Advisory vote to approve the executive compensation of our named executive officers | | Issuer | | For | | Against | |
5. Advisory vote on the frequency of future advisory votes on executive compensation | | Issuer | | 1 Year | | 1 Year | |
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Alibaba Group | | | | | | | |
2022 Annual General Meeting | | | | | | | |
To be held Friday, September 30, 2022 | | | | | | | |
Ticker: BABA | | | | | | | |
CUSIP: 01609W | | | | | | | |
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Matter Voted On | | | | | | | |
1.1 Election of Director: DANIEL YONG ZHANG (To serve as a Group II director for a term of office to expire at the third succeeding annual general meeting after his or her election.) | | Issuer | | For | | For | |
1.2 Election of Director: JERRY YANG (To serve as a Group II director for a term of office to expire at the third succeeding annual general meeting after his or her election.) | | Issuer | | For | | For | |
1.3 Election of Director: WAN LING MARTELLO (To serve as a Group II director for a term of office to expire at the third succeeding annual general meeting after his or her election.) | | Issuer | | For | | For | |
1.4 Election of Director: WEIJIAN SHAN (To serve the remaining term of the Company's Group I directors, which will end at the Company's 2024 annual general meeting.) | | Issuer | | For | | For | |
1.5 Election of Director: IRENE YUN-LIEN LEE (To serve the remaining term of the Company's Group I directors, which will end at the Company's 2024 annual general meeting.) | | Issuer | | For | | For | |
1.6 Election of Director: ALBERT KONG PING NG (To serve as a Group II director for a term of office to expire at the third succeeding annual general meeting after his or her election.) | | Issuer | | For | | For | |
2. Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company for the fiscal year ending March 31, 2023. | | Issuer | | For | | For | |
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Allison Transmission Holdings | | | | | | | |
2023 Annual Meeting | | | | | | | |
To be held Wednesday, May 3, 2023 | | | | | | | |
Ticker: ALSN | | | | | | | |
CUSIP: 01973R | | | | | | | |
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Matter Voted On | | | | | | | |
1a. Election of Director: Judy L. Altmaier | | Issuer | | For | | For | |
1b. Election of Director: D. Scott Barbour | | Issuer | | For | | For | |
1c. Election of Director: Philip J. Christman | | Issuer | | For | | For | |
1d. Election of Director: David C. Everitt | | Issuer | | For | | For | |
1e. Election of Director: David S. Graziosi | | Issuer | | For | | For | |
1f. Election of Director: Carolann I. Haznedar | | Issuer | | For | | For | |
1g. Election of Director: Richard P. Lavin | | Issuer | | For | | For | |
1h. Election of Director: Sasha Ostojic | | Issuer | | For | | For | |
1i. Election of Director: Gustave F. Perna | | Issuer | | For | | For | |
1j. Election of Director: Krishna Shivram | | Issuer | | For | | For | |
2. To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. | | Issuer | | For | | For | |
3. An advisory non-binding vote to approve the compensation paid to our named executive officers | | Issuer | | For | | Against | |
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Bank of America | | | | | | | |
2023 Annual Meeting | | | | | | | |
To be held Tuesday, April 25, 2023 | | | | | | | |
Ticker: BAC | | | | | | | |
CUSIP: 060505 | | | | | | | |
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Matter Voted On | | | | | | | |
1a. Election of Director: Sharon L. Allen | | Issuer | | For | | For | |
1b. Election of Director: Jose {Joe) E. Almeida | | Issuer | | For | | For | |
1c. Election of Director: Frank P. Bramble, Sr. | | Issuer | | For | | Against | |
1d. Election of Director: Pierre J.P. de Weck | | Issuer | | For | | For | |
1e. Election of Director: Arnold W. Donald | | Issuer | | For | | For | |
1f. Election of Director: Linda P. Hudson | | Issuer | | For | | For | |
1g. Election of Director: Monica C. Lozano | | Issuer | | For | | For | |
1h. Election of Director: Brian T. Moynihan | | Issuer | | For | | For | |
1i. Election of Director: Lionel L. Nowell Ill | | Issuer | | For | | For | |
1j. Election of Director: Denise L. Ramos | | Issuer | | For | | For | |
1k. Election of Director: Clayton S. Rose | | Issuer | | For | | For | |
1l. Election of Director: Michael D. White | | Issuer | | For | | For | |
1m. Election of Director: Thomas D. Woods | | Issuer | | For | | For | |
1n. Election of Director: Maria T. Zuber | | Issuer | | For | | For | |
2. Approving our executive compensation (an advisory, non-binding "Say on Pay" resolution) | | Issuer | | For | | Against | |
3. A vote on the frequency of future "Say on Pay" resolutions {an advisory, non-binding "Say on Frequency" resolution) | | Issuer | | 1 Year | | Abstain | |
4. Ratifying the appointment of our independent registered public accounting firm for 2023 | | Issuer | | For | | For | |
5. Amending and restating the Bank of America Corporation Equity Plan | | Issuer | | For | | Against | |
6. Shareholder proposal requesting an independent board chair | | Shareholder | | Against | | Against | |
7. Shareholder proposal requesting shareholder ratification of termination pay | | Shareholder | | Against | | Against | |
8. Shareholder proposal requesting greenhouse gas reduction targets | | Shareholder | | Against | | Against | |
9. Shareholder proposal requesting report on transition planning | | Shareholder | | Against | | Against | |
10. Shareholder proposal requesting adoption of policy to cease financing new fossil fuel supplies | | Shareholder | | Against | | Against | |
11. Shareholder proposal requesting a racial equity audit. | | Shareholder | | Against | | Against | |
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BERKSHIRE HATHAWAY INC. | | | | | | | |
2023 Annual Meeting | | | | | | | |
To be held Saturday, May 6, 2023 | | | | | | | |
Ticker: BRK-B | | | | | | | |
CUSIP: 084670 | | | | | | | |
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Matter Voted On | | | | | | | |
1. Vote for Board of Directors | | Issuer | | For All | | For All | |
Election of Director: Warren E. Buffett | | | | | | | |
Election of Director: Charles T. Munger | | | | | | | |
Election of Director: Gregory E. Abel | | | | | | | |
Election of Director: Howard G. Buffett | | | | | | | |
Election of Director: Susan A Buffett | | | | | | | |
Election of Director: Stephen B. Burke | | | | | | | |
Election of Director: Kenneth I. Chenault | | | | | | | |
Election of Director: Christopher C. Davis | | | | | | | |
Election of Director: Susan L. Decker | | | | | | | |
Election of Director: Charlotte Guyman | | | | | | | |
Election of Director: Ajit Jain | | | | | | | |
Election of Director: Thomas S. Murphy Jr. | | | | | | | |
Election of Director: Ronald L. Olson | | | | | | | |
Election of Director: Wallace R. Weitz | | | | | | | |
Election of Director: Meryl B. Witmer | | | | | | | |
2. Non-binding resolution to approve the compensation of the Company's Named Executive Officers, as described in the 2023 Proxy Statement. | | Issuer | | For | | Against | |
3. Non-binding resolution to determine the frequency (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation. | | Issuer | | 3 Years | | Abstain | |
4. Shareholder proposal regarding how the Company manages physical and transitional climate related risks and opportunities. | | Shareholder | | Against | | Against | |
5. Shareholder proposal regarding how climate related risks are being governed by the Company | | Shareholder | | Against | | Against | |
6. Shareholder proposal regarding how the Company intends to measure, disclose and reduce GHG emissions associated with its underwriting, insuring and investment activities | | Shareholder | | Against | | Against | |
7. Shareholder proposal regarding the reporting on the effectiveness of the Corporation's diversity, equity and inclusion efforts. | | Shareholder | | Against | | Against | |
8. Shareholder proposal regarding the adoption of a policy requiring that two separate people hold the offices of the Chairman and the CEO. | | Shareholder | | Against | | Against | |
9. Shareholder proposal requesting that the Company avoid supporting or taking a public policy position on controversial social and political issues. | | Shareholder | | Against | | Against | |
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BRISTOL-MYERS SQUIBB COMPANY | | | | | | | |
2023 Annual Meeting | | | | | | | |
To be held Tuesday, May 2, 2023 | | | | | | | |
Ticker: BMY | | | | | | | |
CUSIP: 110122 | | | | | | | |
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Matter Voted On | | | | | | | |
1A. Election of Director: Peter J. Arduini | | Issuer | | For | | For | |
1B. Election of Director: Deepak L. Bhatt, M.D., M.P.H. | | Issuer | | For | | For | |
1C. Election of Director: Giovanni Caforio, M.D. | | Issuer | | For | | For | |
1D. Election of Director: Julia A. Haller, M.D. | | Issuer | | For | | For | |
1E. Election of Director: Manuel Hidalgo Medina, M.D., Ph.D. | | Issuer | | For | | For | |
1F. Election of Director: Paula A. Price | | Issuer | | For | | For | |
1G. Election of Director: Derica W. Rice | | Issuer | | For | | For | |
1H. Election of Director: Theodore R. Samuels | | Issuer | | For | | For | |
1I. Election of Director: Gerald L. Storch | | Issuer | | For | | For | |
1J. Election of Director: Karen H. Vousden, Ph.D. | | Issuer | | For | | For | |
1K. Election of Director: Phyllis R. Yale | | Issuer | | For | | For | |
2. Advisory Vote to Approve the Compensation of our Named Executive Officers. | | Issuer | | For | | Against | |
3. Advisory Vote on the Frequency of the Advisory Vote on the Compensation of our Named Executive Officers. | | Issuer | | 1 Year | | Abstain | |
4. Ratification of the Appointment of an Independent Registered Public Accounting Firm. | | Issuer | | For | | For | |
5. Shareholder Proposal on the Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | | Shareholder | | Against | | Against | |
6. Shareholder Proposal on Workplace Non-Discrimination Audit. | | Shareholder | | Against | | Against | |
7. Shareholder Proposal on Special Shareholder Meeting Improvement. | | Shareholder | | Against | | Against | |
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BRITISH AMERICAN TOBACCO P.L.C. | | | | | | | |
2023 Annual Meeting | | | | | | | |
To be held Wednesday, April 19, 2023 | | | | | | | |
Ticker: BTI | | | | | | | |
CUSIP: 110448 | | | | | | | |
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Matter Voted On | | | | | | | |
O1 Receipt of the 2022 Annual Report and Accounts | | Issuer | | For | | For | |
O2 Directors' remuneration report | | Issuer | | For | | Against | |
O3 Reappointment of the Auditors | | Issuer | | For | | For | |
O4 Authority for the Audit Committee to agree the Auditors' remuneration | | Issuer | | For | | For | |
O5 Re-election of Luc Jobin as a Director (Nominations) | | Issuer | | For | | For | |
O6 Re-election of Jack Bowles as a Director | | Issuer | | For | | For | |
O7 Re-election of Tadeu Marroco as a Director | | Issuer | | For | | For | |
O8 Re-election of Krishnan (Kandy) Anand (Nominations, Remuneration) | | Issuer | | For | | For | |
O9 Re-election of Sue Farr as a Director (Nominations, Remuneration) | | Issuer | | For | | For | |
O10 OR e-election of Karen Guerra as a Director (Audit, Nominations) | | Issuer | | For | | For | |
O11 Re-election of Holly Keller Koeppel as a Director (Audit, Nominations) | | Issuer | | For | | For | |
O12 Re-election of Dimitri Panayotopoulos as a Director (Nominations, Remuneration) | | Issuer | | For | | For | |
O13 Re-election of Darrell Thomas as a Director (Audit, Nominations) | | Issuer | | For | | For | |
O14 Re-election of Veronique Laury as a Director (Audit, Nominations) | | Issuer | | For | | For | |
O15 Authority to make donations to political organizations and to incur political expenditure | | Issuer | | For | | Against | |
O16 Authority to allot securities | | Issuer | | For | | For | |
S17 Disapplication of statutory pre-emption rights | | Shareholder | | For | | For | |
S18 Authority for market purchases | | Shareholder | | For | | For | |
S19 Notice of general meetings | | Shareholder | | For | | For | |
S20 Articles of association | | Shareholder | | For | | For | |
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CHARTER COMMUNICATIONS, INC | | | | | | | |
2023 Annual Meeting | | | | | | | |
To be held Tuesday, April 25, 2023 | | | | | | | |
Ticker: CHTR | | | | | | | |
CUSIP: 16119P | | | | | | | |
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Matter Voted On | | | | | | | |
1a. Election of Director: W. Lance Conn | | Issuer | | For | | Against | |
1b. Election of Director: Kim C. Goodman | | Issuer | | For | | For | |
1c. Election of Director: Craig A. Jacobson | | Issuer | | For | | Against | |
1d. Election of Director: Gregory B. Maffei | | Issuer | | For | | Against | |
1e. Election of Director: John D. Markley, Jr. | | Issuer | | For | | Against | |
1f. Election of Director: David C. Merritt | | Issuer | | For | | Against | |
1g. Election of Director: James E. Meyer | | Issuer | | For | | Against | |
1h. Election of Director: Steven A. Miron | | Issuer | | For | | Against | |
1i. Election of Director: Balan Nair | | Issuer | | For | | Against | |
1j. Election of Director: Michael A. Newhouse | | Issuer | | For | | Against | |
1k. Election of Director: Mauricio Ramos | | Issuer | | For | | Against | |
1l. Election of Director: Thomas M. Rutledge | | Issuer | | For | | Against | |
1m. Election of Director: Eric L. Zinterhofer | | Issuer | | For | | Against | |
2. Approval, on an advisory basis, of executive compensation. | | Issuer | | For | | Against | |
3. An advisory vote on the frequency of holding an advisory vote on executive compensation. | | Issuer | | 3 Years | | Abstain | |
4. The ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ended December 31, 2023. | | Issuer | | For | | For | |
5. Stockholder proposal regarding lobbying activities. | | Shareholder | | Against | | Against | |
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CIGNA GROUP | | | | | | | |
2023 Annual Meeting | | | | | | | |
To be held Wednesday, April 26, 2023 | | | | | | | |
Ticker: CI | | | | | | | |
CUSIP: 125523 | | | | | | | |
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Matter Voted On | | | | | | | |
1a. Election of Director: David M. Cordani | | Issuer | | For | | For | |
1b. Election of Director: William J. Delaney | | Issuer | | For | | For | |
1c. Election of Director: Eric J. Foss | | Issuer | | For | | For | |
1d. Election of Director: Retired Maj. Gen. Elder Granger, M.D. | | Issuer | | For | | For | |
1e. Election of Director: Neesha Hathi | | Issuer | | For | | For | |
1f. Election of Director: George Kurian | | Issuer | | For | | For | |
1g. Election of Director: Kathleen M. Mazzarella | | Issuer | | For | | For | |
1h. Election of Director: Mark B. McClellan, M.D., Ph.D. | | Issuer | | For | | For | |
1i. Election of Director: Kimberly A. Ross | | Issuer | | For | | For | |
1j. Election of Director: Eric C. Wiseman | | Issuer | | For | | For | |
1k. Election of Director: Donna F. Zarcone | | Issuer | | For | | For | |
2. Advisory approval of The Cigna Group's executive compensation | | Issuer | | For | | Against | |
3. Advisory approval of the frequency of future advisory votes on executive compensation | | Issuer | | 1 Year | | Abstain | |
4. Ratification of the appointment of PricewaterhouseCoopers LLP as The Cigna Group's independent registered public accounting firm for 2023. | | Issuer | | For | | For | |
5. Approval of an amendment to our Restated Certificate of Incorporation to limit the liability of certain officers of the Company as permitted pursuant to recent amendments to the Delaware General Corporation Law. | | Issuer | | For | | For | |
6. Shareholder proposal - Special shareholder meeting improvement | | Shareholder | | Against | | Against | |
7. Shareholder proposal - Political contributions report | | Shareholder | | Against | | Against | |
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CLEVELAND-CLIFFS INC. | | | | | | | |
2023 Annual Meeting | | | | | | | |
To be held Wednesday, May 17, 2023 | | | | | | | |
Ticker: CLF | | | | | | | |
CUSIP: 185899 | | | | | | | |
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Matter Voted On | | | | | | | |
1. Vote for Board of Directors | | Issuer | | For All | | For All | |
Election of Director: L. Goncalves | | | | | | | |
Election of Director: D.C. Taylor | | | | | | | |
Election of Director: J.T. Baldwin | | | | | | | |
Election of Director: R.P. Fisher, Jr. | | | | | | | |
Election of Director: W.K. Gerber | | | | | | | |
Election of Director: S.M. Green | | | | | | | |
Election of Director: R.S. Michael, III | | | | | | | |
Election of Director: J.L. Miller | | | | | | | |
Election of Director: G. Stoliar | | | | | | | |
Election of Director: A. M. Yocum | | | | | | | |
2. Approval, on an advisory basis, of Cleveland-Cliffs lnc.'s named executive officers' compensation. | | Issuer | | For | | Against | |
3. Approval, on an advisory basis, of the frequency of shareholder votes on our named executive officers' compensation. | | Issuer | | 1 Year | | Abstain | |
4. Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Cleveland-Cliffs Inc. to serve for the 2023 fiscal year. | | Issuer | | For | | For | |
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DUPONT | | | | | | | |
2023 Annual Meeting | | | | | | | |
To be held Wednesday, May 24, 2023 | | | | | | | |
Ticker: DD | | | | | | | |
CUSIP: 26614N | | | | | | | |
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Matter Voted On | | | | | | | |
1a. Election of Director: Amy G. Brady | | Issuer | | For | | For | |
1b. Election of Director: Edward D. Breen | | Issuer | | For | | For | |
1c. Election of Director: Ruby R. Chandy | | Issuer | | For | | For | |
1d. Election of Director: Terrence R. Curtin | | Issuer | | For | | For | |
1e. Election of Director: Alexander M. Cutler | | Issuer | | For | | For | |
1f. Election of Director: Eleuthere I. du Pont | | Issuer | | For | | For | |
1g. Election of Director: Kristina M. Johnson | | Issuer | | For | | For | |
1h. Election of Director: Luther C. Kissam | | Issuer | | For | | For | |
1i. Election of Director: Frederick M. Lowery | | Issuer | | For | | For | |
1j. Election of Director: Raymond J. Milchovich | | Issuer | | For | | For | |
1k. Election of Director: Deanna M. Mulligan | | Issuer | | For | | For | |
1l. Election of Director: Steven M. Sterin | | Issuer | | For | | For | |
2. Advisory Resolution to Approve Executive Compensation | | Issuer | | For | | Against | |
3. Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2023. | | Issuer | | For | | For | |
4. Independent Board Chair | | Shareholder | | Against | | Against | |
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FORD | | | | | | | |
2023 Annual Meeting | | | | | | | |
To be held Thursday, May 11, 2023 | | | | | | | |
Ticker: F | | | | | | | |
CUSIP: 345370 | | | | | | | |
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Matter Voted On | | | | | | | |
1a. Election of Director: Kimberly A. Casiano | | Issuer | | For | | For | |
1b. Election of Director: Alexandra Ford English | | Issuer | | For | | For | |
1c. Election of Director: James D. Farley, Jr. | | Issuer | | For | | For | |
1d. Election of Director: Henry Ford Ill | | Issuer | | For | | For | |
1e. Election of Director: William Clay Ford, Jr. | | Issuer | | For | | For | |
1f. Election of Director: William W. Helman IV | | Issuer | | For | | For | |
1g. Election of Director: Jon M. Huntsman, Jr. | | Issuer | | For | | For | |
1h. Election of Director: William E. Kennard | | Issuer | | For | | For | |
1i. Election of Director: John C. May | | Issuer | | For | | For | |
1j. Election of Director: Beth E. Mooney | | Issuer | | For | | For | |
1k. Election of Director: Lynn Vojvodich Radakovich | | Issuer | | For | | For | |
1l. Election of Director: John L. Thornton | | Issuer | | For | | For | |
1m. Election of Director: John B. Veihmeyer | | Issuer | | For | | For | |
1n. Election of Director: John S. Weinberg | | Issuer | | For | | For | |
2. Ratification of Independent Registered Public Accounting Firm. | | Issuer | | For | | For | |
3. Say-on-Pay - An Advisory Vote to Approve the Compensation of the Named Executives. | | Issuer | | For | | Against | |
4. An Advisory Vote on the Frequency of a Shareholder Vote to Approve the Compensation of the Named Executives. | | Issuer | | 1 Year | | 1 Year | |
5. Approval of the 2023 Long-Term Incentive Plan. | | Issuer | | For | | Against | |
6. Relating to Consideration of a Recapitalization Plan to Provide That All of the Company's Outstanding Stock Have One Vote Per Share. | | Shareholder | | Against | | For | |
7. Relating to Disclosure of the Company's Reliance on Child Labor Outside of the United States. | | Shareholder | | Against | | Against | |
8. Relating to Reporting on the Company's Animal Testing Practices. | | Shareholder | | Against | | Against | |
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GLOBAL PAYMENTS INC. | | | | | | | |
2023 Annual Meeting | | | | | | | |
To be held Thursday, April 27, 2023 | | | | | | | |
Ticker: GPN | | | | | | | |
CUSIP: 37940X | | | | | | | |
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Matter Voted On | | | | | | | |
1a. Election of Director: F. Thaddeus Arroyo | | Issuer | | For | | For | |
1b. Election of Director: Robert H.B. Baldwin, Jr. | | Issuer | | For | | For | |
1c. Election of Director: John G. Bruno | | Issuer | | For | | For | |
1d. Election of Director: Joia M. Johnson | | Issuer | | For | | For | |
1e. Election of Director: Ruth Ann Marshall | | Issuer | | For | | For | |
1f. Election of Director: Connie D. McDaniel | | Issuer | | For | | For | |
1g. Election of Director: Joseph H. Osnoss | | Issuer | | For | | For | |
1h. Election of Director: William B. Plummer | | Issuer | | For | | For | |
1i. Election of Director: Jeffrey S. Sloan | | Issuer | | For | | For | |
1j. Election of Director: John T. Turner | | Issuer | | For | | For | |
1k. Election of Director: M. Troy Woods | | Issuer | | For | | For | |
2. Approval, on an advisory basis, of the compensation of our named executive officers for 2022. | | Issuer | | For | | Against | |
3. Approval, on an advisory basis, of the frequency of the advisory vote on executive compensation. | | Issuer | | 1 Year | | Abstain | |
4. Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2023. | | Issuer | | For | | For | |
5. Advisory shareholder proposal on shareholder ratification of termination pay. | | Shareholder | | Against | | Against | |
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GOLDMAN SACHS | | | | | | | |
2023 Annual Meeting | | | | | | | |
To be held Wednesday, April 26, 2023 | | | | | | | |
Ticker: GS | | | | | | | |
CUSIP: 38141G | | | | | | | |
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Matter Voted On | | | | | | | |
1a. Election of Director: Michele Burns | | Issuer | | For | | For | |
1b. Election of Director: Mark Flaherty | | Issuer | | For | | For | |
1c. Election of Director: Kimberley Harris | | Issuer | | For | | For | |
1d. Election of Director: Kevin Johnson | | Issuer | | For | | For | |
1e. Election of Director: Ellen Kullman | | Issuer | | For | | For | |
1f. Election of Director: Lakshmi MirtaI | | Issuer | | For | | For | |
1g. Election of Director: Adebayo Ogunlesi | | Issuer | | For | | For | |
1h. Election of Director: Peter Oppenheimer | | Issuer | | For | | For | |
1i. Election of Director: David Solomon | | Issuer | | For | | For | |
1j. Election of Director: Jan Tighe | | Issuer | | For | | For | |
1k. Election of Director: Jessica Uhl | | Issuer | | For | | For | |
1l. Election of Director: David Viniar | | Issuer | | For | | For | |
2. Advisory Vote to Approve Executive Compensation (Say on Pay) | | Issuer | | For | | Against | |
3. Advisory Vote on the Frequency of Say on Pay | | Issuer | | 1 Year | | Abstain | |
4. Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2023 | | Issuer | | For | | For | |
5. Shareholder Proposal Regarding a Report on Lobbying | | Shareholder | | Against | | Against | |
6. Shareholder Proposal Regarding a Policy for an Independent Chair | | Shareholder | | Against | | Against | |
7. Shareholder Proposal Regarding Chinese Congruency of Certain ETFs | | Shareholder | | Against | | Against | |
8. Shareholder Proposal Regarding a Racial Equity Audit | | Shareholder | | Against | | Against | |
9. Shareholder Proposal Regarding a Policy to Phase Out Fossil Fuel-Related Lending & Underwriting Activities | | Shareholder | | Against | | Against | |
10. Shareholder Proposal Regarding Disclosure of 2030 Absolute Greenhouse Gas Reduction Goals | | Shareholder | | Against | | Against | |
11. Shareholder Proposal Regarding Climate Transition Report | | Shareholder | | Against | | Against | |
12. Shareholder Proposal Regarding Reporting on Pay Equity | | Shareholder | | Against | | Against | |
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JP MORGAN CHASE & CO | | | | | | | |
2023 Annual Meeting | | | | | | | |
To be held Tuesday, May 16, 2023 | | | | | | | |
Ticker: JPM | | | | | | | |
CUSIP: 46625H | | | | | | | |
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Matter Voted On | | | | | | | |
1a. Election of Director: Linda B. Bammann | | Issuer | | For | | For | |
1b. Election of Director: Stephen B. Burke | | Issuer | | For | | For | |
1c. Election of Director: Todd A. Combs | | Issuer | | For | | For | |
1d. Election of Director: James S. Crown | | Issuer | | For | | For | |
1e. Election of Director: Alicia Boler Davis | | Issuer | | For | | For | |
1f. Election of Director: James Dimon | | Issuer | | For | | For | |
1g. Election of Director: Timothy P. Flynn | | Issuer | | For | | For | |
1h. Election of Director: Alex Gorsky | | Issuer | | For | | For | |
1i. Election of Director: Mellody Hobson | | Issuer | | For | | For | |
1j. Election of Director: Michael A. Neal | | Issuer | | For | | For | |
1k. Election of Director: Phebe N. Novakovic | | Issuer | | For | | For | |
1l. Election of Director: Virginia M. Rometty | | Issuer | | For | | For | |
2. Advisory resolution to approve executive compensation. | | Issuer | | For | | Against | |
3. Advisory vote on frequency of advisory resolution to approve executive compensation. | | Issuer | | 1 Year | | 1 Year | |
4. Ratification of independent registered public accounting firm. | | Issuer | | For | | For | |
5. Independent board chairman | | Shareholder | | Against | | Against | |
6. Fossil fuel phase out | | Shareholder | | Against | | Against | |
7. Amending public responsibility committee charter to include mandate to oversee animal welfare impact and risk. | | Shareholder | | Against | | Against | |
8. Special shareholder meeting improvement. | | Shareholder | | Against | | Against | |
9. Report on climate transition planning. | | Shareholder | | Against | | Against | |
10. Report on ensuring respect for civil liberties. | | Shareholder | | Against | | Against | |
11. Report analyzing the congruence of the company's political and electioneering expenditures. | | Shareholder | | Against | | Against | |
12. Absolute GHG reduction goals. | | Shareholder | | Against | | Against | |
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LITHIA MOTORS, INC. | | | | | | | |
2023 Annual Meeting | | | | | | | |
To be held Thursday, April 20, 2023 | | | | | | | |
Ticker: LAD | | | | | | | |
CUSIP: 536797 | | | | | | | |
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Matter Voted On | | | | | | | |
1a. Election of director: Sidney B. DeBoer | | Issuer | | For | | For | |
1b. Election of director: Susan O. Cain | | Issuer | | For | | For | |
1c. Election of director: Bryan B. DeBoer | | Issuer | | For | | For | |
1d. Election of director: James E. Lentz | | Issuer | | For | | For | |
1e. Election of director: Shauna F. McIntyre | | Issuer | | For | | For | |
1f. Election of director: Louis P. Miramontes | | Issuer | | For | | For | |
1g. Election of director: Kenneth E. Roberts | | Issuer | | For | | For | |
1h. Election of director: David J. Robino | | Issuer | | For | | For | |
1i. Election of director: Stacy C. Loretz-Congdon | | Issuer | | For | | For | |
2. To approve, by an advisory vote, named executive officer compensation. | | Issuer | | For | | Against | |
3. To approve, by an advisory vote, the frequency of future advisory votes on executive compensation. | | Issuer | | 1 Year | | Abstain | |
4. To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year ending December 31, 2023. | | Issuer | | For | | For | |
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Ovintiv | | | | | | | |
2023 Annual Meeting | | | | | | | |
To be held Wednesday, May 3, 2023 | | | | | | | |
Ticker: OVV | | | | | | | |
CUSIP: 69047Q | | | | | | | |
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Matter Voted On | | | | | | | |
1a. Election of Director: Peter A. Dea | | Issuer | | For | | For | |
1b. Election of Director: Meg A. Gentle | | Issuer | | For | | For | |
1c. Election of Director: Ralph Izzo | | Issuer | | For | | For | |
1d. Election of Director: Howard J. Mayson | | Issuer | | For | | For | |
1e. Election of Director: Brendan M. McCracken | | Issuer | | For | | For | |
1f. Election of Director: Lee A. McIntire | | Issuer | | For | | For | |
1g. Election of Director: Katherine L. Minyard | | Issuer | | For | | For | |
1h. Election of Director: Steven W. Nance | | Issuer | | For | | For | |
1i. Election of Director: Suzanne P. Nimocks | | Issuer | | For | | For | |
1j. Election of Director: George L. Pita | | Issuer | | For | | For | |
1k. Election of Director: Thomas G. Ricks | | Issuer | | For | | For | |
1l. Election of Director: Brian G. Shaw | | Issuer | | For | | For | |
2. Advisory Vote to Approve Compensation of Named Executive Officers | | Issuer | | For | | Against | |
3. Advisory Vote on the Frequency of Future Votes to Approve the Compensation of Named Executive Officers | | Issuer | | 1 Year | | Abstain | |
4. Ratify Pricewaterhouse Coopers LLP as Independent Auditors | | Issuer | | For | | For | |
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PIMCO MUNICIPAL INCOME FUND III-COM | | | | | | | |
2022 Annual Meeting | | | | | | | |
To be held Friday, December 16, 2022 | | | | | | | |
Ticker: PMX | | | | | | | |
CUSIP: 72201A | | | | | | | |
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Matter Voted On | | | | | | | |
1.1 Election of Trustee: Alan Rappaport | | Issuer | | For | | For | |
1.2 Election of Trustee: Kathleen McCartney | | Issuer | | For | | For | |
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Qualcomm | | | | | | | |
2023 Annual Meeting of Stockholders | | | | | | | |
To be held Wednesday, March 8, 2023 | | | | | | | |
Ticker: QCOM | | | | | | | |
CUSIP: 747525 | | | | | | | |
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Matter Voted On | | | | | | | |
1a. Election of Director to hold office until the next annual meeting of stockholders: Sylvia Acevedo | | Issuer | | For | | For | |
1b. Election of Director to hold office until the next annual meeting of stockholders: Cristiano R. Amon | | Issuer | | For | | For | |
1c. Election of Director to hold office until the next annual meeting of stockholders: Mark Fields | | Issuer | | For | | For | |
1d. Election of Director to hold office until the next annual meeting of stockholders: Jeffrey W. Henderson | | Issuer | | For | | For | |
1e. Election of Director to hold office until the next annual meeting of stockholders: Gregory N. Johnson | | Issuer | | For | | For | |
1f. Election of Director to hold office until the next annual meeting of stockholders: Ann M. Livermore | | Issuer | | For | | For | |
1g. Election of Director to hold office until the next annual meeting of stockholders: Mark D. McLaughlin | | Issuer | | For | | For | |
1h. Election of Director to hold office until the next annual meeting of stockholders: Jamie S. Miller | | Issuer | | For | | For | |
1i. Election of Director to hold office until the next annual meeting of stockholders: Irene B. Rosenfeld | | Issuer | | For | | For | |
1j. Election of Director to hold office until the next annual meeting of stockholders: Kornelis (Neil) Smit | | Issuer | | For | | For | |
1k. Election of Director to hold office until the next annual meeting of stockholders: Jean-Pascal Tricoire | | Issuer | | For | | Withheld | |
1l. Election of Director to hold office until the next annual meeting of stockholders: Anthony J. Vinciquerra | | Issuer | | For | | Withheld | |
2. Ratification of the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 24, 2023. | | Issuer | | For | | For | |
3. Approval of the QUALCOMM Incorporated 2023 Long-Term Incentive Plan. | | Issuer | | For | | Against | |
4. Approval, on an advisory basis, of the compensation of our named executive officers. | | Issuer | | For | | Against | |
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SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | | | | | | |
2023 Annual Meeting | | | | | | | |
To be held Wednesday, April 5, 2023 | | | | | | | |
Ticker: SLB | | | | | | | |
CUSIP: 806857 | | | | | | | |
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Matter Voted On | | | | | | | |
1a. Election of Director: Peter Coleman | | Issuer | | For | | For | |
1b. Election of Director: Patrick de la Chevardiere | | Issuer | | For | | For | |
1c. Election of Director: Miguel Galuccio | | Issuer | | For | | For | |
1d. Election of Director: Olivier Le Peuch | | Issuer | | For | | For | |
1e. Election of Director: Samuel Leupold | | Issuer | | For | | For | |
1f. Election of Director: Tatiana Mitrova | | Issuer | | For | | For | |
1g. Election of Director: Maria Moraeus Hanssen | | Issuer | | For | | For | |
1h. Election of Director: Vanitha Narayanan | | Issuer | | For | | For | |
1i. Election of Director: Mark Papa | | Issuer | | For | | For | |
1j. Election of Director: Jeff Sheets | | Issuer | | For | | For | |
1k. Election of Director: Ulrich Spiesshofer | | Issuer | | For | | For | |
2. Advisory vote on the frequency of future advisory votes on executive compensation. | | Issuer | | 1 Year | | Abstain | |
3. Advisory approval of our executive compensation. | | Issuer | | For | | Against | |
4. Approval of our consolidated balance sheet at December 31, 2022; our consolidated statement of income for the year ended December 31, 2022; and the declarations of dividends by our Board of Directors in 2022, as reflected in our 2022 Annual Report to Shareholders. | | Issuer | | For | | For | |
5. Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2023. | | Issuer | | For | | For | |
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VERIZON COMMUNICATIONS INC. | | | | | | | |
2023 Annual Meeting | | | | | | | |
To be held Thursday, May 11, 2023 | | | | | | | |
Ticker: VZ | | | | | | | |
CUSIP: 92343V | | | | | | | |
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Matter Voted On | | | | | | | |
1A. Election of Director: Shellye Archambeau | | Issuer | | For | | For | |
1B. Election of Director: Roxanne Austin | | Issuer | | For | | For | |
1C. Election of Director: Mark Bertolini | | Issuer | | For | | For | |
1D. Election of Director: Vittorio Colao | | Issuer | | For | | For | |
1E. Election of Director: Melanie Healey | | Issuer | | For | | For | |
1F. Election of Director: Laxman Narasimhan | | Issuer | | For | | For | |
1G. Election of Director: Clarence Otis, Jr. | | Issuer | | For | | For | |
1H. Election of Director: Daniel Schulman | | Issuer | | For | | For | |
1I. Election of Director: Rodney Slater | | Issuer | | For | | For | |
1J. Election of Director: Carol Tome | | Issuer | | For | | For | |
1K. Election of Director: Hans Vestberg | | Issuer | | For | | For | |
1L. Election of Director: Gregory Weaver | | Issuer | | For | | For | |
2. Advisory vote to approve executive compensation. | | Issuer | | For | | Against | |
3. Advisory vote on the frequency of future advisory votes to approve executive compensation. | | Issuer | | 1 Year | | Abstain | |
4. Ratification of appointment of independent registered public accounting firm. | | Issuer | | For | | For | |
5. Government requests to remove content. | | Shareholder | | Against | | Against | |
6. Prohibit political contributions. | | Shareholder | | Against | | Against | |
7. Amend claw back policy. | | Shareholder | | Against | | Against | |
8. Shareholder ratification of annual equity awards. | | Shareholder | | Against | | Against | |
9. Independent chair | | Shareholder | | Against | | Against | |
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WELLS FARGO | | | | | | | |
2023 Annual Meeting | | | | | | | |
To be held Tuesday, April 25, 2023 | | | | | | | |
Ticker: WFC | | | | | | | |
CUSIP: 949746 | | | | | | | |
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Matter Voted On | | | | | | | |
1a. Election of Director: Steven D. Black | | Issuer | | For | | For | |
1b. Election of Director: Mark A. Chancy | | Issuer | | For | | For | |
1c. Election of Director: Celeste A. Clark | | Issuer | | For | | For | |
1d. Election of Director: Theodore F. Craver, Jr. | | Issuer | | For | | For | |
1e. Election of Director: Richard K. Davis | | Issuer | | For | | For | |
1f. Election of Director: Wayne M. Hewett | | Issuer | | For | | For | |
1g. Election of Director: CeCelia {"CeCe") G. Morken | | Issuer | | For | | For | |
1h. Election of Director: Maria R. Morris | | Issuer | | For | | For | |
1i. Election of Director: Felicia F. Norwood | | Issuer | | For | | For | |
1j. Election of Director: Richard B. Payne, Jr. | | Issuer | | For | | For | |
1k. Election of Director: Ronald L. Sargent | | Issuer | | For | | For | |
1l. Election of Director: Charles W. Scharf | | Issuer | | For | | For | |
1m. Election of Director: Suzanne M. Vautrinot | | Issuer | | For | | For | |
2. Advisory resolution to approve executive compensation (Say on Pay). | | Issuer | | For | | Against | |
3. Advisory resolution on the frequency of future advisory votes to approve executive compensation (Say on Frequency). | | Issuer | | Every Year | | Abstain | |
4. Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2023. | | Issuer | | For | | For | |
5. Shareholder Proposal - Adopt Simple Majority Vote. | | Shareholder | | Against | | Against | |
6. Shareholder Proposal - Report on Congruency of Political Spending. | | Shareholder | | Against | | Against | |
7. Shareholder Proposal - Climate Lobbying Report. | | Shareholder | | Against | | Against | |
8. Shareholder Proposal- Climate Transition Report. | | Shareholder | | Against | | Against | |
9. Shareholder Proposal - Fossil Fuel Lending Policy. | | Shareholder | | Against | | Against | |
10. Shareholder Proposal - Annual Report on Prevention of Workplace Harassment and Discrimination. | | Shareholder | | Against | | Against | |
11. Shareholder Proposal - Policy on Freedom of Association and Collective Bargaining. | | Shareholder | | Against | | Against | |
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ExxonMobil | | | | | | | |
2023 Annual Meeting | | | | | | | |
To be held Wednesday, May 31, 2023 | | | | | | | |
Ticker: XOM | | | | | | | |
CUSIP: 30231G | | | | | | | |
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Matter Voted On | | | | | | | |
1a. Election of Director: Michael J. Angelakis | | Issuer | | For | | For | |
1b. Election of Director: Susan K. Avery | | Issuer | | For | | For | |
1c. Election of Director: Angela F. Braly | | Issuer | | For | | For | |
1d. Election of Director: Gregory J. Goff | | Issuer | | For | | For | |
1e. Election of Director: John D. Harris II | | Issuer | | For | | For | |
1f. Election of Director: Kaisa H. Hietala | | Issuer | | For | | For | |
1g. Election of Director: Joseph L. Hooley | | Issuer | | For | | For | |
1h. Election of Director: Steven A. Kandarian | | Issuer | | For | | For | |
1i. Election of Director: Alexander A. Karsner | | Issuer | | For | | For | |
1j. Election of Director: Lawrence W. Kellner | | Issuer | | For | | For | |
1k. Election of Director: Jeffrey W. Ubben | | Issuer | | For | | For | |
1l. Election of Director: Darren W. Woods | | Issuer | | For | | For | |
2. Ratification of Independent Auditors | | Issuer | | For | | For | |
3. Advisory Vote to Approve Executive Compensation. | | Issuer | | For | | Against | |
4. Frequency of Advisory Vote on Executive Compensation. | | Issuer | | 1 Year | | Abstain | |
5. Establish a New Board Committee on Decarbonization Risk | | Shareholder | | Against | | Against | |
6. Reduce Executive Stock Holding Period. | | Shareholder | | Against | | Against | |
7. Additional Carbon Capture and Storage and Emissions Report | | Shareholder | | Against | | Against | |
8. Additional Direct Methane Measurement | | Shareholder | | Against | | Against | |
9. Establish a Scope 3 Target and Reduce Hydrocarbon Sales | | Shareholder | | Against | | Against | |
10. Additional Report on Worst-case Spill and Response Plans | | Shareholder | | Against | | Against | |
11. GHG Reporting on Adjusted Basis | | Shareholder | | Against | | Against | |
12. Report on Asset Retirement Obligations Under IEA NZE Scenario. | | Shareholder | | Against | | Against | |
13. Report on Plastics Under SCS Scenario | | Shareholder | | Against | | Against | |
14. Litigation Disclosure Beyond Legal and Accounting Requirements. | | Shareholder | | Against | | Against | |
15. Tax Reporting Beyond Legal Requirements. | | Shareholder | | Against | | Against | |
16. Energy Transition Social Impact Report. | | Shareholder | | Against | | Against | |
17. Report on Commitment Against AMAP Work | | Shareholder | | Against | | Against | |
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PAYPAL HOLDINGS, INC. | | | | | | | |
2023 Annual Meeting | | | | | | | |
To be held Wednesday, May 24, 2023 | | | | | | | |
Ticker: PYPL | | | | | | | |
CUSIP: 70450Y | | | | | | | |
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Matter Voted On | | | | | | | |
1a. Election of Director: Rodney C. Adkins | | Issuer | | For | | For | |
1b. Election of Director: Jonathan Christodoro | | Issuer | | For | | For | |
1c. Election of Director: John J. Donahoe | | Issuer | | For | | For | |
1d. Election of Director: David W. Dorman | | Issuer | | For | | For | |
1e. Election of Director: Belinda J. Johnson | | Issuer | | For | | For | |
1f. Election of Director: Enrique Lores | | Issuer | | For | | For | |
1g. Election of Director: Gail J. McGovern | | Issuer | | For | | For | |
1h. Election of Director: Deborah M. Messemer | | Issuer | | For | | For | |
1i. Election of Director: David M. Moffett | | Issuer | | For | | For | |
1j. Election of Director: Ann M. Sarnoff | | Issuer | | For | | For | |
1k. Election of Director: Daniel H. Schulman | | Issuer | | For | | For | |
1l. Election of Director: Frank D. Yeary | | Issuer | | For | | For | |
2. Advisory Vote to Approve Named Executive Officer Compensation. | | Issuer | | For | | Against | |
3. Approval of the PayPal Holdings, Inc. 2015 Equity Incentive Award Plan, as Amended and Restated. | | Issuer | | For | | Against | |
4. Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Auditor for 2023. | | Issuer | | For | | For | |
5. Stockholder Proposal - Provision of Services in Conflict Zones. | | Shareholder | | Against | | Against | |
6. Stockholder Proposal - Reproductive Rights and Data Privacy. | | Shareholder | | Against | | Against | |
7. Stockholder Proposal - PayPal Transparency Reports. | | Shareholder | | Against | | Against | |
8. Stockholder Proposal - Report on Ensuring Respect for Civil Liberties. | | Shareholder | | Against | | Against | |
9. Stockholder Proposal - Adopt Majority Vote Standard for Director Elections. | | Shareholder | | Against | | Against | |
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SENSATA TECHNOLOGIES HOLDINGS PLC | | | | | | | |
2023 Annual Meeting | | | | | | | |
To be held Thursday, May 25, 2023 | | | | | | | |
Ticker: ST | | | | | | | |
CUSIP: G8060N | | | | | | | |
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Matter Voted On | | | | | | | |
1a. Election of Director: Andrew C. Teich | | Issuer | | For | | For | |
1b. Election of Director: Jeffrey J. Cote | | Issuer | | For | | For | |
1c. Election of Director: John P. Absmeier | | Issuer | | For | | For | |
1d. Election of Director: Daniel L. Black | | Issuer | | For | | For | |
1e. Election of Director: Lorraine A. Bolsinger | | Issuer | | For | | For | |
1f. Election of Director: Constance E. Skidmore | | Issuer | | For | | For | |
1g. Election of Director: Steven A. Sonnenberg | | Issuer | | For | | For | |
1h. Election of Director: Martha N. Sullivan | | Issuer | | For | | For | |
1i. Election of Director: Stephen M. Zide | | Issuer | | For | | For | |
2. Advisory resolution to approve executive compensation. | | Issuer | | For | | Against | |
3. Ordinary resolution to ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm. | | Issuer | | For | | For | |
4. Advisory resolution on Director Compensation Report. | | Issuer | | For | | Against | |
5. Ordinary resolution to appoint Deloitte & Touche LLP as the Company's U.K. statutory auditor. | | Issuer | | For | | For | |
6. Ordinary resolution to authorize the Audit Committee, for and on behalf of the Board, to determine the Company's U.K. statutory auditor's reimbursement. | | Issuer | | For | | For | |
7. Ordinary resolution to receive the Company's 2022 Annual Report and Accounts. | | Issuer | | For | | For | |
8. Special resolution to approve the form of share repurchase contracts and repurchase counterparties. | | Issuer | | For | | For | |
9. Ordinary resolution to authorize the Board of Directors to issue equity securities. | | Issuer | | For | | For | |
10. Special resolution to authorize the Board of Directors to issue equity securities without pre-emptive rights. | | Issuer | | For | | For | |
11. Ordinary resolution to authorize the Board of Directors to issue equity securities under our equity incentive plans. | | Issuer | | For | | For | |
12. Special resolution to authorize the Board of Directors to issue equity securities under our equity incentive plans without pre-emptive rights. | | Issuer | | For | | For | |
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META | | | | | | | |
2023 Annual Meeting | | | | | | | |
To be held Wednesday, May 31, 2023 | | | | | | | |
Ticker: FB | | | | | | | |
CUSIP: 30303M | | | | | | | |
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Matter Voted On | | | | | | | |
1. Election of Directors: | | Issuer | | For All | | For All | |
Election of Director: Peggy Alford | | | | | | | |
Election of Director: Marc L. Andreessen | | | | | | | |
Election of Director: Andrew W. Houston | | | | | | | |
Election of Director: Nancy Killefer | | | | | | | |
Election of Director: Robert M. Kimmitt | | | | | | | |
Election of Director: Sheryl K. Sandberg | | | | | | | |
Election of Director: Tracey T. Travis | | | | | | | |
Election of Director: Tony Xu | | | | | | | |
Election of Director: Mark Zuckerberg | | | | | | | |
2. To ratify the appointment of Ernst & Young LLP as Meta Platforms, lnc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. | | Issuer | | For | | For | |
3. A shareholder proposal regarding government takedown requests. | | Shareholder | | Against | | Against | |
4. A shareholder proposal regarding dual class capital structure. | | Shareholder | | Against | | Against | |
5. A shareholder proposal regarding human rights impact assessment of targeted advertising | | Shareholder | | Against | | Against | |
6. A shareholder proposal regarding report on lobbying disclosures. | | Shareholder | | Against | | Against | |
7. A shareholder proposal regarding report on allegations of political entanglement and content management biases in India. | | Shareholder | | Against | | Against | |
8. A shareholder proposal regarding report on framework to assess company lobbying alignment with climate goals. | | Shareholder | | Against | | Against | |
9. A shareholder proposal regarding report on reproductive rights and data privacy. | | Shareholder | | Against | | Against | |
10. A shareholder proposal regarding report on enforcement of Community Standards and user content. | | Shareholder | | Against | | Against | |
11. A shareholder proposal regarding report on child safety impacts and actual harm reduction to children. | | Shareholder | | Against | | Against | |
12. A shareholder proposal regarding report on pay calibration to externalized costs. | | Shareholder | | Against | | Against | |
13. A shareholder proposal regarding performance review of the audit & risk oversight committee. | | Shareholder | | Against | | Against | |
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ALPHABET INC. | | | | | | | |
2023 Annual Meeting | | | | | | | |
To be held Friday, June 2, 2023 | | | | | | | |
Ticker: GOOGL | | | | | | | |
CUSIP: 02079K | | | | | | | |
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Matter Voted On | | | | | | | |
1a. Election of Director: Larry Page | | Issuer | | For | | For | |
1b. Election of Director: Sergey Brin | | Issuer | | For | | For | |
1c. Election of Director: Sundar Pichai | | Issuer | | For | | For | |
1d. Election of Director: John L. Hennessy | | Issuer | | For | | For | |
1e. Election of Director: Frances H. Arnold | | Issuer | | For | | For | |
1f. Election of Director: R. Martin "Marty" Chavez | | Issuer | | For | | For | |
1g. Election of Director: L. John Doerr | | Issuer | | For | | For | |
1h. Election of Director: Roger W. Ferguson Jr. | | Issuer | | For | | For | |
1i. Election of Director: Ann Mather | | Issuer | | For | | For | |
1j. Election of Director: K. Ram Shriram | | Issuer | | For | | For | |
1k. Election of Director: Robin L. Washington | | Issuer | | For | | For | |
2. Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2023. | | Issuer | | For | | For | |
3. Approval of amendment and restatement of Alphabet's Amended and Restated 2021 Stock Plan to increase the share reserve by 170,000,000 (post stock split) shares of Class C capital stock. | | Issuer | | For | | Against | |
4. Advisory vote to approve compensation awarded to named executive officers. | | Issuer | | For | | Against | |
5. Advisory vote on the frequency of advisory votes to approve compensation awarded to named executive officers. | | Issuer | | 3 Years | | Abstain | |
6. Stockholder proposal regarding a lobbying report. | | Shareholder | | Against | | Against | |
7. Stockholder proposal regarding a congruency report | | Shareholder | | Against | | Against | |
8. Stockholder proposal regarding a climate lobbying report. | | Shareholder | | Against | | Against | |
9. Stockholder proposal regarding a report on reproductive rights and data privacy. | | Shareholder | | Against | | Against | |
10. Stockholder proposal regarding a human rights assessment of data center siting. | | Shareholder | | Against | | Against | |
11. Stockholder proposal regarding a human rights assessment of targeted ad policies and practices. | | Shareholder | | Against | | Against | |
12. Stockholder proposal regarding algorithm disclosures. | | Shareholder | | Against | | Against | |
13. Stockholder proposal regarding a report on alignment of YouTube policies with legislation. | | Shareholder | | Against | | Against | |
14. Stockholder proposal regarding a content governance report. | | Shareholder | | Against | | Against | |
15. Stockholder proposal regarding a performance review of the Audit and Compliance Committee. | | Shareholder | | Against | | Against | |
16. Stockholder proposal regarding bylaws amendment. | | Shareholder | | Against | | Against | |
17. Stockholder proposal regarding "executives to retain significant stock." | | Shareholder | | Against | | Against | |
18. Stockholder proposal regarding equal shareholder voting. | | Shareholder | | Against | | Against | |
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CREDIT ACCEPTANCE CORPORATION | | | | | | | |
2023 Annual Meeting | | | | | | | |
To be held Friday, June 2, 2023 | | | | | | | |
Ticker: CACC | | | | | | | |
CUSIP: 225310 | | | | | | | |
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Matter Voted On | | | | | | | |
1.1 Election of Director: Kenneth S. Booth | | Issuer | | For | | For | |
1.2 Election of Director: Glenda J. Flanagan | | Issuer | | For | | For | |
1.3 Election of Director: Vinayak R. Hegde | | Issuer | | For | | For | |
1.4 Election of Director: Thomas N. Tryforos | | Issuer | | For | | For | |
1.5 Election of Director: Scott J. Vassalluzzo | | Issuer | | For | | For | |
2. Approval of an amendment to the Credit Acceptance Corporation Amended and Restated Incentive Compensation Plan. | | Issuer | | For | | Against | |
3. Advisory vote to approve named executive officer compensation. | | Issuer | | For | | Against | |
4. Advisory vote on the frequency of future advisory votes to approve named executive officer compensation. | | Issuer | | 1 Year | | Abstain | |
5. Ratification of the selection of Grant Thornton LLP as Credit Acceptance Corporation's independent registered public accounting firm for 2023. | | Issuer | | For | | For | |
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UNITED HEALTH GROUP | | | | | | | |
2023 Annual Meeting | | | | | | | |
To be held Monday, June 5, 2023 | | | | | | | |
Ticker: UNH | | | | | | | |
CUSIP: 91324P | | | | | | | |
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Matter Voted On | | | | | | | |
1a. Election of Director: Timothy Flynn | | Issuer | | For | | For | |
1b. Election of Director: Paul Garcia | | Issuer | | For | | For | |
1c. Election of Director: Kristen Gil | | Issuer | | For | | For | |
1d. Election of Director: Stephen Hemsley | | Issuer | | For | | For | |
1e. Election of Director: Michele Hooper | | Issuer | | For | | For | |
1f. Election of Director: F. William McNabb Ill | | Issuer | | For | | For | |
1g. Election of Director: Valerie Montgomery Rice, M.D. | | Issuer | | For | | For | |
1h. Election of Director: John Noseworthy, M.D. | | Issuer | | For | | For | |
1i. Election of Director: Andrew Witty | | Issuer | | For | | For | |
2. Advisory approval of the Company's executive compensation. | | Issuer | | For | | Against | |
3. Advisory approval of the frequency of holding future say-on-pay votes. | | Issuer | | 1 Year | | Abstain | |
4. Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2023. | | Issuer | | For | | For | |
5. If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking a third-party racial equity audit. | | Shareholder | | Against | | Against | |
6. If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal requiring a political contributions congruency report. | | Shareholder | | Against | | Against | |
7. If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking shareholder ratification of termination pay. | | Shareholder | | Against | | Against | |
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NETFLIX, INC. | | | | | | | |
2023 Annual Meeting | | | | | | | |
To be held Thursday, June 1, 2023 | | | | | | | |
Ticker: NFLX | | | | | | | |
CUSIP: 64110L | | | | | | | |
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Matter Voted On | | | | | | | |
1a. Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Mathias Dopfner | | Issuer | | For | | For | |
1b. Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Reed Hastings | | Issuer | | For | | For | |
1c. Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Jay Hoag | | Issuer | | For | | For | |
1d. Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Ted Sarandos | | Issuer | | For | | For | |
2. Ratification of appointment of independent registered public accounting firm. | | Issuer | | For | | For | |
3. Advisory approval of named executive officer compensation. | | Issuer | | For | | Against | |
4. Advisory vote on the frequency of future advisory votes on executive compensation | | Issuer | | 1 Year | | Abstain | |
5. Stockholder proposal entitled, "Proposal 5 - Reform the Current Impossible Special Shareholder Meeting Requirements," if properly presented at the meeting. | | Shareholder | | Against | | Against | |
6. Stockholder proposal entitled, "Netflix-Exclusive Board of Directors," if properly presented at the meeting." | | Shareholder | | Against | | Against | |
7. Stockholder proposal requesting a report on the Company's 401(K) Plan, if properly presented at the meeting. | | Shareholder | | Against | | Against | |
8. Stockholder proposal entitled, "Policy on Freedom of Association," if properly presented at the meeting. | | Shareholder | | Against | | Against | |
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MARVELL TECHNOLOGY | | | | | | | |
2023 Annual Meeting | | | | | | | |
To be held Friday, June 16, 2023 | | | | | | | |
Ticker: MRVL | | | | | | | |
CUSIP: 573874 | | | | | | | |
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Matter Voted On | | | | | | | |
1a. Election of Director: Sara Andrews | | Issuer | | For | | For | |
1b. Election of Director: W. Tudor Brown | | Issuer | | For | | For | |
1c. Election of Director: Brad W. Buss | | Issuer | | For | | For | |
1d. Election of Director: Rebecca W. House | | Issuer | | For | | For | |
1e. Election of Director: Marachel L. Knight | | Issuer | | For | | For | |
1f. Election of Director: Matthew J. Murphy | | Issuer | | For | | For | |
1g. Election of Director: Michael G. Strachan | | Issuer | | For | | For | |
1h. Election of Director: Robert E. Switz | | Issuer | | For | | For | |
1i. Election of Director: Ford Tamer | | Issuer | | For | | For | |
2. An advisory (non-binding) vote to approve compensation of our named executive officers. | | Issuer | | For | | Against | |
3. To conduct an advisory (non-binding) vote on the frequency of holding an advisory shareholder vote on executive compensation. | | Issuer | | 1 Year | | Abstain | |
4. To ratify the appointment of Deloitte and Touche LLP as our independent registered public accounting firm for the fiscal year ending February 3, 2024. | | Issuer | | For | | For | |
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