United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-04864
Prudential Investment Portfolios 7
(Exact name of registrant as specified in charter)
655 Broad Street
17th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)
Jonathan D. Shain, Esquire
655 Broad Street
17th Floor
Newark, NJ 07102
(Name and address of agent for service)
Registrant’s telephone number, including area code: (973) 716-6422
Date of fiscal year end: August 31
Date of reporting period: 7/1/2019 through 6/30/2020
Item 1. Proxy Voting Record.
In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.
FORM N-PX
ICA File Number: 811-04864
Registrant Name: Prudential Investment Portfolios 7
Reporting Period: 07/01/2019 - 06/30/2020
PGIM Jennison Value Fund - Sub-Adviser: Jennison
| ADVANCE AUTO PARTS INC Meeting Date: MAY 15, 2020 Record Date: MAR 18, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AAP Security ID: 00751Y106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect John F. Bergstrom | Management | For | For |
| 1B | Elect Brad W. Buss | Management | For | For |
| 1C | Elect John F. Ferraro | Management | For | For |
| 1D | Elect Thomas R. Greco | Management | For | For |
| 1E | Elect Jeffrey J. Jones II | Management | For | For |
| 1F | Elect Eugene I. Lee | Management | For | For |
| 1G | Elect Sharon L. McCollam | Management | For | For |
| 1H | Elect Douglas A. Pertz | Management | For | For |
| 1I | Elect Nigel Travis | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| AIRBUS SE Meeting Date: APR 16, 2020 Record Date: MAR 19, 2020 Meeting Type: ANNUAL | ||||
| Ticker: Security ID: N0280G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accounts and Reports | Management | For | For |
| 2 | Ratification of Non-Executive Directors' Acts | Management | For | For |
| 3 | Ratification of Executive Director's Acts | Management | For | Against |
| 4 | Appointment of Auditor | Management | For | For |
| 5 | Remuneration Policy | Management | For | For |
| 6 | Remuneration Report | Management | For | For |
| 7 | Elect Mark B. Dunkerley to the Board of Directors | Management | For | For |
| 8 | Elect Stephan Gemkov to the Board of Directors | Management | For | For |
| 9 | Elect Ralph D. Crosby, Jr. to the Board of Directors | Management | For | For |
| 10 | Elect Lord Paul Drayson to the Board of Directors | Management | For | For |
| 11 | Authority to Issue Shares w/ or w/o Preemptive Rights (Equity Plans) | Management | For | For |
| 12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | For | For |
| 13 | Authority to Repurchase Shares | Management | For | For |
| 14 | Cancellation of Shares | Management | For | For |
| ALEXANDRIA REAL ESTATE EQUITIES INC. Meeting Date: JUN 08, 2020 Record Date: MAR 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ARE Security ID: 015271109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Joel S. Marcus | Management | For | For |
| 1B | Elect Steven R. Hash | Management | For | For |
| 1C | Elect John L. Atkins, III | Management | For | For |
| 1D | Elect James P. Cain | Management | For | For |
| 1E | Elect Maria C. Freire | Management | For | For |
| 1F | Elect Jennifer Friel Goldstein | Management | For | For |
| 1G | Elect Richard H. Klein | Management | For | For |
| 1H | Elect James H. Richardson | Management | For | For |
| 1I | Elect Michael A. Woronoff | Management | For | For |
| 2 | Amendment to the 1997 Stock Award and Incentive Plan | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| ALPHABET INC Meeting Date: JUN 03, 2020 Record Date: APR 07, 2020 Meeting Type: ANNUAL | ||||
| Ticker: GOOGL Security ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Larry Page | Management | For | For |
| 1.2 | Elect Sergey Brin | Management | For | For |
| 1.3 | Elect Sundar Pichai | Management | For | For |
| 1.4 | Elect John L. Hennessy | Management | For | For |
| 1.5 | Elect Frances H. Arnold | Management | For | For |
| 1.6 | Elect L. John Doerr | Management | For | For |
| 1.7 | Elect Roger W. Ferguson, Jr. | Management | For | For |
| 1.8 | Elect Ann Mather | Management | For | For |
| 1.9 | Elect Alan R. Mulally | Management | For | Withhold |
| 1.10 | Elect K. Ram Shriram | Management | For | For |
| 1.11 | Elect Robin L. Washington | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the 2012 Stock Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
| 6 | Shareholder Proposal Regarding Report on the Use of Contractual Provisions Requiring Arbitration in Employment-Related Claims | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding the Establishment of a Human Rights Risk Oversight Committee | Shareholder | Against | For |
| 8 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | Shareholder | Against | Against |
| 10 | Shareholder Proposal Regarding Report on Government Takedown Requests | Shareholder | Against | Against |
| 11 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
| 12 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | Against |
| 13 | Shareholder Proposal Regarding Human Rights/ Civil Rights Expertise on Board | Shareholder | Against | Against |
| 14 | Shareholder Proposal Regarding Report on Whistleblower Policies | Shareholder | Against | Against |
| AMEREN CORP. Meeting Date: MAY 07, 2020 Record Date: MAR 09, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AEE Security ID: 023608102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Warner L. Baxter | Management | For | For |
| 1B | Elect Cynthia J. Brinkley | Management | For | For |
| 1C | Elect Catherine S. Brune | Management | For | For |
| 1D | Elect J. Edward Coleman | Management | For | For |
| 1E | Elect Ward H. Dickson | Management | For | For |
| 1F | Elect Noelle K. Eder | Management | For | For |
| 1G | Elect Ellen M. Fitzsimmons | Management | For | For |
| 1H | Elect Rafael Flores | Management | For | For |
| 1I | Elect Richard J. Harshman | Management | For | For |
| 1J | Elect Craig S. Ivey | Management | For | For |
| 1K | Elect James C. Johnson | Management | For | For |
| 1L | Elect Steven H. Lipstein | Management | For | For |
| 1M | Elect Stephen R. Wilson | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| AMERICAN CAMPUS COMMUNITIES INC. Meeting Date: JUN 01, 2020 Record Date: MAR 09, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ACC Security ID: 024835100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect William C. Bayless, Jr. | Management | For | For |
| 1B | Elect G. Steven Dawson | Management | For | For |
| 1C | Elect Cydney C. Donnell | Management | For | For |
| 1D | Elect Mary Egan | Management | For | For |
| 1E | Elect Edward Lowenthal | Management | For | For |
| 1F | Elect Oliver Luck | Management | For | For |
| 1G | Elect C. Patrick Oles Jr. | Management | For | For |
| 1H | Elect John T. Rippel | Management | For | For |
| 1I | Elect Carla Pineyro Sublett | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| AMERICAN ELECTRIC POWER COMPANY INC. Meeting Date: APR 21, 2020 Record Date: FEB 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AEP Security ID: 025537101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Nicholas K. Akins | Management | For | For |
| 1B | Elect David J. Anderson | Management | For | For |
| 1C | Elect J. Barnie Beasley, Jr. | Management | For | For |
| 1D | Elect Ralph D. Crosby, Jr. | Management | For | For |
| 1E | Elect Art A. Garcia | Management | For | For |
| 1F | Elect Linda A. Goodspeed | Management | For | For |
| 1G | Elect Thomas E. Hoaglin | Management | For | For |
| 1H | Elect Sandra Beach Lin | Management | For | For |
| 1I | Elect Margaret M. McCarthy | Management | For | For |
| 1J | Elect Richard C. Notebaert | Management | For | For |
| 1K | Elect Stephen S. Rasmussen | Management | For | For |
| 1L | Elect Oliver G. Richard, III | Management | For | For |
| 1M | Elect Sara Martinez Tucker | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| AMERICAN TOWER CORP. Meeting Date: MAY 18, 2020 Record Date: MAR 23, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AMT Security ID: 03027X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Thomas Bartlett | Management | For | For |
| 1B | Elect Raymond P. Dolan | Management | For | For |
| 1C | Elect Robert D. Hormats | Management | For | For |
| 1D | Elect Gustavo Lara Cantu | Management | For | For |
| 1E | Elect Grace D. Lieblein | Management | For | For |
| 1F | Elect Craig Macnab | Management | For | For |
| 1G | Elect JoAnn A. Reed | Management | For | For |
| 1H | Elect Pamela D.A. Reeve | Management | For | For |
| 1I | Elect David E. Sharbutt | Management | For | For |
| 1J | Elect Bruce L. Tanner | Management | For | Against |
| 1K | Elect Samme L. Thompson | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
| ANADARKO PETROLEUM CORP. Meeting Date: AUG 08, 2019 Record Date: JUL 11, 2019 Meeting Type: SPECIAL | ||||
| Ticker: APC Security ID: 032511107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Merger | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| APPLE INC Meeting Date: FEB 26, 2020 Record Date: JAN 02, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AAPL Security ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect James A. Bell | Management | For | For |
| 2 | Elect Timothy D. Cook | Management | For | For |
| 3 | Elect Albert A. Gore | Management | For | For |
| 4 | Elect Andrea Jung | Management | For | For |
| 5 | Elect Arthur D. Levinson | Management | For | For |
| 6 | Elect Ronald D. Sugar | Management | For | For |
| 7 | Elect Susan L. Wagner | Management | For | For |
| 8 | Ratification of Auditor | Management | For | For |
| 9 | Advisory Vote on Executive Compensation | Management | For | For |
| 10 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| 11 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | Shareholder | Against | Against |
| 12 | Shareholder Proposal Regarding Freedom of Expression and Access to Information | Shareholder | Against | Against |
| ASTRAZENECA PLC Meeting Date: APR 29, 2020 Record Date: FEB 26, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AZN Security ID: 046353108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accounts and Reports | Management | For | For |
| 2 | Allocation of Profits/Dividends | Management | For | For |
| 3 | Appointment of Auditor | Management | For | For |
| 4 | Authority to Set Auditor's Fees | Management | For | For |
| 5A | Elect Leif Johansson | Management | For | For |
| 5B | Elect Pascal Soriot | Management | For | For |
| 5C | Elect Marc Dunoyer | Management | For | For |
| 5D | Elect Genevieve B. Berger | Management | For | Against |
| 5E | Elect Philip Broadley | Management | For | For |
| 5F | Elect Graham A. Chipchase | Management | For | For |
| 5G | Elect Michel Demare | Management | For | For |
| 5H | Elect Deborah DiSanzo Eldracher | Management | For | For |
| 5I | Elect Sheri McCoy | Management | For | For |
| 5J | Elect Tony SK MOK | Management | For | For |
| 5K | Elect Nazneen Rahman | Management | For | For |
| 5l | Elect Marcus Wallenberg | Management | For | For |
| 6 | Remuneration Report (Advisory) | Management | For | For |
| 7 | Remuneration Policy (Binding) | Management | For | For |
| 8 | Authorisation of Political Donations | Management | For | For |
| 9 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 10 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| 11 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For |
| 12 | Authority to Repurchase Shares | Management | For | For |
| 13 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
| 14 | 2020 Performance Share Plan | Management | For | For |
| AT&T, INC. Meeting Date: APR 24, 2020 Record Date: FEB 26, 2020 Meeting Type: ANNUAL | ||||
| Ticker: T Security ID: 00206R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Randall L. Stephenson | Management | For | For |
| 1B | Elect Samuel A. Di Piazza, Jr. | Management | For | For |
| 1C | Elect Richard W. Fisher | Management | For | For |
| 1D | Elect Scott T. Ford | Management | For | For |
| 1E | Elect Glenn H. Hutchins | Management | For | For |
| 1F | Elect William E. Kennard | Management | For | For |
| 1G | Elect Debra L. Lee | Management | For | Against |
| 1H | Elect Stephen J. Luczo | Management | For | For |
| 1I | Elect Michael B. McCallister | Management | For | For |
| 1J | Elect Beth E. Mooney | Management | For | For |
| 1K | Elect Matthew K. Rose | Management | For | Against |
| 1L | Elect Cindy B. Taylor | Management | For | For |
| 1M | Elect Geoffrey Y. Yang | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Employee Representative Director | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Improvement of Guiding Principles of Executive Compensation | Shareholder | Against | Against |
| BANK OF AMERICA CORP. Meeting Date: APR 22, 2020 Record Date: MAR 02, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BAC Security ID: 060505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Sharon L. Allen | Management | For | For |
| 1B | Elect Susan S. Bies | Management | For | For |
| 1C | Elect Jack O. Bovender, Jr. | Management | For | For |
| 1D | Elect Frank P. Bramble, Sr. | Management | For | For |
| 1E | Elect Pierre J. P. de Weck | Management | For | For |
| 1F | Elect Arnold W. Donald | Management | For | For |
| 1G | Elect Linda P. Hudson | Management | For | For |
| 1H | Elect Monica C. Lozano | Management | For | For |
| 1I | Elect Thomas J. May | Management | For | For |
| 1J | Elect Brian T. Moynihan | Management | For | For |
| 1K | Elect Lionel L. Nowell, III | Management | For | For |
| 1L | Elect Denise L. Ramos | Management | For | For |
| 1M | Elect Clayton S. Rose | Management | For | For |
| 1N | Elect Michael D. White | Management | For | For |
| 1O | Elect Thomas D. Woods | Management | For | For |
| 1P | Elect R. David Yost | Management | For | For |
| 1Q | Elect Maria T. Zuber | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Purpose of a Corporation | Shareholder | Against | Against |
| BB&T CORP. Meeting Date: JUL 30, 2019 Record Date: JUN 24, 2019 Meeting Type: SPECIAL | ||||
| Ticker: BBT Security ID: 054937107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | SunTrust Merger-of-Equals | Management | For | For |
| 2 | Company Name Change | Management | For | For |
| 3 | Right to Adjourn Meeting | Management | For | For |
| BOEING CO. Meeting Date: APR 27, 2020 Record Date: FEB 27, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BA Security ID: 097023105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Robert A. Bradway | Management | For | For |
| 1B | Elect David L. Calhoun | Management | For | For |
| 1C | Elect Arthur D. Collins, Jr. | Management | For | For |
| 1D | Elect Edmund P. Giambastiani, Jr. | Management | For | For |
| 1E | Elect Lynn J. Good | Management | For | For |
| 1F | Elect Nikki R Haley | Management | Do Not Vote | Abstain |
| 1G | Elect Akhil Johri | Management | For | For |
| 1H | Elect Lawrence W. Kellner | Management | For | For |
| 1I | Elect Caroline B. Kennedy | Management | For | For |
| 1J | Elect Steven M. Mollenkopf | Management | For | For |
| 1K | Elect John M. Richardson | Management | For | For |
| 1L | Elect Susan C. Schwab | Management | For | For |
| 1M | Elect Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Disclosure of Board Qualifications | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
| 6 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 8 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Disclosure of Adjustments to Non-GAAP Metrics in Executive Compensation | Shareholder | Against | Against |
| BOSTON PROPERTIES, INC. Meeting Date: MAY 20, 2020 Record Date: MAR 25, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BXP Security ID: 101121101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Joel I. Klein | Management | For | For |
| 1B | Elect Kelly A. Ayotte | Management | For | For |
| 1C | Elect Bruce W. Duncan | Management | For | For |
| 1D | Elect Karen E. Dykstra | Management | For | For |
| 1E | Elect Carol B. Einiger | Management | For | For |
| 1F | Elect Diane J. Hoskins | Management | For | For |
| 1G | Elect Douglas T. Linde | Management | For | For |
| 1H | Elect Matthew J. Lustig | Management | For | For |
| 1I | Elect Owen D. Thomas | Management | For | For |
| 1J | Elect David A. Twardock | Management | For | For |
| 1K | Elect William H. Walton III | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| BRISTOL-MYERS SQUIBB CO. Meeting Date: MAY 05, 2020 Record Date: MAR 16, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BMY Security ID: 110122108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Peter J. Arduini | Management | For | For |
| 1B | Elect Robert J. Bertolini | Management | For | For |
| 1C | Elect Michael W. Bonney | Management | For | For |
| 1D | Elect Giovanni Caforio | Management | For | For |
| 1E | Elect Matthew W. Emmens | Management | For | For |
| 1F | Elect Julia A. Haller | Management | For | For |
| 1G | Elect Dinesh C. Paliwal | Management | For | For |
| 1H | Elect Theodore R. Samuels, II | Management | For | For |
| 1I | Elect Vicki L. Sato | Management | For | For |
| 1J | Elect Gerald Storch | Management | For | For |
| 1K | Elect Karen H. Vousden | Management | For | For |
| 1L | Elect Phyllis R. Yale | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| BROADCOM INC Meeting Date: MAR 30, 2020 Record Date: FEB 06, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AVGO Security ID: 11135F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Hock E. Tan | Management | For | For |
| 2 | Elect Dr. Henry S. Samueli | Management | For | For |
| 3 | Elect Eddy W. Hartenstein | Management | For | For |
| 4 | Elect Diane M. Bryant | Management | For | For |
| 5 | Elect Gayla J. Delly | Management | For | For |
| 6 | Elect Raul J. Fernandez | Management | For | For |
| 7 | Elect Check Kian Low | Management | For | For |
| 8 | Elect Justine F. Page | Management | For | For |
| 9 | Elect Harry L. You | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| CAPITAL ONE FINANCIAL CORP. Meeting Date: APR 30, 2020 Record Date: MAR 03, 2020 Meeting Type: ANNUAL | ||||
| Ticker: COF Security ID: 14040H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Richard D. Fairbank | Management | For | For |
| 1B | Elect Aparna Chennapragada | Management | For | For |
| 1C | Elect Ann Fritz Hackett | Management | For | For |
| 1D | Elect Peter Tom Killalea | Management | For | For |
| 1E | Elect Eli Leenaars | Management | For | For |
| 1F | Elect Pierre E. Leroy | Management | For | For |
| 1G | Elect Francois Locoh-Donou | Management | For | For |
| 1H | Elect Peter E. Raskind | Management | For | For |
| 1I | Elect Eileen Serra | Management | For | For |
| 1J | Elect Mayo A. Shattuck III | Management | For | For |
| 1K | Elect Bradford H. Warner | Management | For | For |
| 1L | Elect Catherine G. West | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Permit Shareholders to Act by Written Consent | Management | For | For |
| 5 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| CHEVRON CORP. Meeting Date: MAY 27, 2020 Record Date: MAR 30, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CVX Security ID: 166764100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Wanda M. Austin | Management | For | For |
| 1B | Elect John B. Frank | Management | For | For |
| 1C | Elect Alice P. Gast | Management | For | For |
| 1D | Elect Enrique Hernandez, Jr. | Management | For | For |
| 1E | Elect Charles W. Moorman IV | Management | For | For |
| 1F | Elect Dambisa F. Moyo | Management | For | For |
| 1G | Elect Debra L. Reed-Klages | Management | For | For |
| 1H | Elect Ronald D. Sugar | Management | For | For |
| 1I | Elect D. James Umpleby III | Management | For | For |
| 1J | Elect Michael K. Wirth | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Formation of Climate Change Committee | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | Shareholder | Against | For |
| 7 | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | Shareholder | Against | For |
| 8 | Shareholder Proposal Regarding Report on Human Rights Risks | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
| 10 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| CHUBB LIMITED Meeting Date: MAY 20, 2020 Record Date: MAR 27, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CB Security ID: H1467J104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accounts and Reports | Management | For | For |
| 2A | Allocation of Profits | Management | For | For |
| 2B | Dividend from Reserves | Management | For | For |
| 3 | Ratification of Board Acts | Management | For | For |
| 4A | Election of Statutory Auditor | Management | For | For |
| 4B | Appointment of Auditor | Management | For | For |
| 4C | Appointment of Special Auditor | Management | For | For |
| 5A | Elect Evan G. Greenberg | Management | For | For |
| 5B | Elect Michael G. Atieh | Management | For | For |
| 5C | Elect Sheila P. Burke | Management | For | For |
| 5D | Elect James I. Cash, Jr. | Management | For | For |
| 5E | Elect Mary A. Cirillo | Management | For | For |
| 5F | Elect Michael P. Connors | Management | For | For |
| 5G | Elect John A. Edwardson | Management | For | For |
| 5H | Elect Robert J. Hugin | Management | For | For |
| 5I | Elect Robert W. Scully | Management | For | For |
| 5J | Elect Eugene B. Shanks, Jr. | Management | For | For |
| 5K | Elect Theodore E. Shasta | Management | For | For |
| 5L | Elect David H. Sidwell | Management | For | For |
| 5M | Elect Olivier Steimer | Management | For | For |
| 5N | Elect Frances F. Townsend | Management | For | For |
| 6 | Election of Board Chair Evan G. Greenberg | Management | For | For |
| 7A | Elect Michael P. Connors | Management | For | For |
| 7B | Elect Mary A. Cirillo | Management | For | For |
| 7C | Elect John A. Edwardson | Management | For | For |
| 7D | Elect Frances F. Townsend | Management | For | For |
| 8 | Appointment of Independent Proxy (Switzerland) | Management | For | For |
| 9 | Amendment to Articles Regarding Authorized Share Capital for General Purposes | Management | For | For |
| 10 | Cancellation of Shares and Reduction in Share Capital | Management | For | For |
| 11A | Board Compensation | Management | For | For |
| 11B | Executive Compensation | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | Against |
| 13 | Additional or Amended Proposals | Management | For | Against |
| CIGNA CORP. Meeting Date: APR 22, 2020 Record Date: FEB 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CI Security ID: 125523100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect David M. Cordani | Management | For | For |
| 1B | Elect William J. DeLaney | Management | For | For |
| 1C | Elect Eric J. Foss | Management | For | For |
| 1D | Elect Elder Granger | Management | For | For |
| 1E | Elect Isaiah Harris, Jr. | Management | For | For |
| 1F | Elect Roman Martinez IV | Management | For | For |
| 1G | Elect Kathleen M. Mazzarella | Management | For | For |
| 1H | Elect Mark B. McClellan | Management | For | For |
| 1I | Elect John M. Partridge | Management | For | For |
| 1J | Elect William L. Roper | Management | For | For |
| 1K | Elect Eric C. Wiseman | Management | For | For |
| 1L | Elect Donna F. Zarcone | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shareholder | Against | Against |
| CISCO SYSTEMS, INC. Meeting Date: DEC 10, 2019 Record Date: OCT 11, 2019 Meeting Type: ANNUAL | ||||
| Ticker: CSCO Security ID: 17275R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect M. Michele Burns | Management | For | For |
| 1B | Elect Wesley G. Bush | Management | For | For |
| 1C | Elect Michael D. Capellas | Management | For | For |
| 1D | Elect Mark Garrett | Management | For | For |
| 1E | Elect Kristina M. Johnson | Management | For | For |
| 1F | Elect Roderick C. McGeary | Management | For | For |
| 1G | Elect Charles H. Robbins | Management | For | For |
| 1H | Elect Arun Sarin | Management | For | For |
| 1I | Elect Brenton L. Saunders | Management | For | For |
| 1J | Elect Carol B. Tome | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
| CITIGROUP INC Meeting Date: APR 21, 2020 Record Date: FEB 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: C Security ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Michael L. Corbat | Management | For | For |
| 1B | Elect Ellen M. Costello | Management | For | For |
| 1C | Elect Grace E Dailey | Management | For | For |
| 1D | Elect Barbara J. Desoer | Management | For | For |
| 1E | Elect John C. Dugan | Management | For | For |
| 1F | Elect Duncan P. Hennes | Management | For | For |
| 1G | Elect Peter B. Henry | Management | For | For |
| 1H | Elect S. Leslie Ireland | Management | For | For |
| 1I | Elect Lew W. Jacobs, IV | Management | For | For |
| 1J | Elect Renee J. James | Management | For | For |
| 1K | Elect Gary M. Reiner | Management | For | For |
| 1L | Elect Diana L. Taylor | Management | For | For |
| 1M | Elect James S. Turley | Management | For | For |
| 1N | Elect Deborah C. Wright | Management | For | For |
| 1O | Elect Alexander R. Wynaendts | Management | For | For |
| 1P | Elect Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to the 2019 Stock Incentive Plan | Management | For | For |
| 5 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Purpose of Corporation | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| COMCAST CORP Meeting Date: JUN 03, 2020 Record Date: APR 03, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CMCSA Security ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Madeline S. Bell | Management | For | For |
| 1.3 | Elect Naomi M. Bergman | Management | For | For |
| 1.4 | Elect Edward D. Breen | Management | For | For |
| 1.5 | Elect Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Maritza Gomez Montiel | Management | For | For |
| 1.8 | Elect Asuka Nakahara | Management | For | For |
| 1.9 | Elect David C. Novak | Management | For | For |
| 1.10 | Elect Brian L. Roberts | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the 2003 Stock Option Plan | Management | For | For |
| 4 | Amendment to the 2002 Restricted Stock Plan | Management | For | For |
| 5 | Advisory vote on executive compensation | Management | For | For |
| 6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
| 7 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Independent Investigation and Report on Sexual Harassment | Shareholder | Against | For |
| CONAGRA BRANDS INC Meeting Date: SEP 19, 2019 Record Date: JUL 30, 2019 Meeting Type: ANNUAL | ||||
| Ticker: CAG Security ID: 205887102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Anil Arora | Management | For | For |
| 1b | Elect Thomas K. Brown | Management | For | For |
| 1c | Elect Stephen G. Butler | Management | For | For |
| 1d | Elect Sean M. Connolly | Management | For | For |
| 1e | Elect Joie Gregor | Management | For | For |
| 1f | Elect Rajive Johri | Management | For | For |
| 1g | Elect Richard H. Lenny | Management | For | For |
| 1h | Elect Melissa B. Lora | Management | For | For |
| 1i | Elect Ruth Ann Marshall | Management | For | For |
| 1j | Elect Craig P. Omtvedt | Management | For | For |
| 1k | Elect Scott Ostfeld | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| DOMINION ENERGY INC Meeting Date: MAY 06, 2020 Record Date: FEB 28, 2020 Meeting Type: ANNUAL | ||||
| Ticker: D Security ID: 25746U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect James A. Bennett | Management | For | For |
| 1B | Elect Helen E. Dragas | Management | For | For |
| 1C | Elect James O. Ellis, Jr. | Management | For | For |
| 1D | Elect Thomas F. Farrell II | Management | For | For |
| 1E | Elect D. Maybank Hagood | Management | For | For |
| 1F | Elect John W. Harris | Management | For | For |
| 1G | Elect Ronald W. Jibson | Management | For | For |
| 1H | Elect Mark J. Kington | Management | For | For |
| 1I | Elect Joseph M. Rigby | Management | For | For |
| 1J | Elect Pamela L. Royal | Management | For | For |
| 1K | Elect Robert H. Spilman, Jr. | Management | For | For |
| 1L | Elect Susan N. Story | Management | For | For |
| 1M | Elect Michael E. Szymanczyk | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
| DOW INC Meeting Date: APR 09, 2020 Record Date: FEB 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: DOW Security ID: 260557103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Samuel R. Allen | Management | For | For |
| 1B | Elect Ajay Banga | Management | For | For |
| 1C | Elect Jacqueline K. Barton | Management | For | For |
| 1D | Elect James A. Bell | Management | For | For |
| 1E | Elect Wesley G. Bush | Management | For | For |
| 1F | Elect Richard K. Davis | Management | For | For |
| 1G | Elect Jeff M. Fettig | Management | For | For |
| 1H | Elect Jim Fitterling | Management | For | For |
| 1I | Elect Jacqueline C. Hinman | Management | For | For |
| 1J | Elect Jill S. Wyant | Management | For | For |
| 1K | Elect Daniel W. Yohannes | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 4 | Ratification of Auditor | Management | For | For |
| ELANCO ANIMAL HEALTH INC Meeting Date: MAY 21, 2020 Record Date: MAR 16, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ELAN Security ID: 28414H103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Michael J. Harrington | Management | For | For |
| 1B | Elect Deborah T. Kochevar | Management | For | For |
| 1C | Elect Kirk McDonald | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| EMERSON ELECTRIC CO. Meeting Date: FEB 04, 2020 Record Date: NOV 26, 2019 Meeting Type: ANNUAL | ||||
| Ticker: EMR Security ID: 291011104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Martin S. Craighead | Management | For | For |
| 1.2 | Elect David N. Farr | Management | For | For |
| 1.3 | Elect Gloria A. Flach | Management | For | For |
| 1.4 | Elect Mathew S. Levatich | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Repeal of Classified Board | Management | For | For |
| FMC CORP. Meeting Date: APR 28, 2020 Record Date: MAR 04, 2020 Meeting Type: ANNUAL | ||||
| Ticker: FMCPRC Security ID: 302491303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Pierre Brondeau | Management | For | For |
| 1B | Elect Eduardo E. Cordeiro | Management | For | For |
| 1C | Elect Mark Douglas | Management | For | For |
| 1D | Elect C. Scott Greer | Management | For | For |
| 1E | Elect K'Lynne Johnson | Management | For | For |
| 1F | Elect Dirk A. Kempthorne | Management | For | For |
| 1G | Elect Paul J. Norris | Management | For | For |
| 1H | Elect Margareth Ovrum | Management | For | For |
| 1I | Elect Robert C. Pallash | Management | For | For |
| 1J | Elect William H. Powell | Management | For | For |
| 1K | Elect Vincent R. Volpe Jr. | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| GOLDMAN SACHS GROUP, INC. Meeting Date: APR 30, 2020 Record Date: MAR 02, 2020 Meeting Type: ANNUAL | ||||
| Ticker: GS Security ID: 38141G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect M. Michele Burns | Management | For | For |
| 1B | Elect Drew G. Faust | Management | For | For |
| 1C | Elect Mark Flaherty | Management | For | For |
| 1D | Elect Ellen J. Kullman | Management | For | For |
| 1E | Elect Lakshmi N. Mittal | Management | For | For |
| 1F | Elect Adebayo O. Ogunlesi | Management | For | For |
| 1G | Elect Peter Oppenheimer | Management | For | For |
| 1H | Elect David M. Solomon | Management | For | For |
| 1I | Elect Jan E. Tighe | Management | For | For |
| 1J | Elect David A. Viniar | Management | For | For |
| 1K | Elect Mark O. Winkelman | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Purpose of Corporation | Shareholder | Against | Against |
| JOHNSON CONTROLS INTERNATIONAL PLC Meeting Date: MAR 04, 2020 Record Date: JAN 02, 2020 Meeting Type: ANNUAL | ||||
| Ticker: JCI Security ID: G51502105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Jean S. Blackwell | Management | For | For |
| 2 | Elect Pierre E. Cohade | Management | For | For |
| 3 | Elect Michael E. Daniels | Management | For | For |
| 4 | Elect Juan Pablo del Valle Perochena | Management | For | For |
| 5 | Elect W. Roy Dunbar | Management | For | For |
| 6 | Elect Gretchen R. Haggerty | Management | For | For |
| 7 | Elect Simone Menne | Management | For | For |
| 8 | Elect George R. Oliver | Management | For | For |
| 9 | Elect Carl Jurgen Tinggren | Management | For | For |
| 10 | Elect Mark P. Vergnano | Management | For | For |
| 11 | Elect R. David Yost | Management | For | For |
| 12 | Elect John D. Young | Management | For | For |
| 13 | Ratification of PricewaterhouseCoopers | Management | For | For |
| 14 | Authority to Set Auditor's Fees | Management | For | For |
| 15 | Authority to Repurchase Shares | Management | For | For |
| 16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Management | For | For |
| 17 | Advisory Vote on Executive Compensation | Management | For | Against |
| 18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 19 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| JPMORGAN CHASE & CO. Meeting Date: MAY 19, 2020 Record Date: MAR 20, 2020 Meeting Type: ANNUAL | ||||
| Ticker: JPM Security ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Linda B. Bammann | Management | For | For |
| 1B | Elect Stephen B. Burke | Management | For | For |
| 1C | Elect Todd A. Combs | Management | For | For |
| 1D | Elect James S. Crown | Management | For | For |
| 1E | Elect James Dimon | Management | For | For |
| 1F | Elect Timothy P. Flynn | Management | For | For |
| 1G | Elect Mellody Hobson | Management | For | For |
| 1H | Elect Michael A. Neal | Management | For | For |
| 1I | Elect Lee R. Raymond | Management | For | For |
| 1J | Elect Virginia M. Rometty | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Oil Sands and Arctic Oil and Gas Reputational Risk Report | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement | Shareholder | Against | For |
| 7 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | Shareholder | Against | For |
| 8 | Shareholder Proposal Regarding Charitable Contributions Disclosure | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | Against |
| LABORATORY CORP. OF AMERICA HOLDINGS Meeting Date: MAY 13, 2020 Record Date: MAR 25, 2020 Meeting Type: ANNUAL | ||||
| Ticker: LH Security ID: 50540R409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Kerrii B. Anderson | Management | For | For |
| 1B | Elect Jean-Luc Belingard | Management | For | For |
| 1C | Elect Jeffrey A. Davis | Management | For | Against |
| 1D | Elect D. Gary Gilliland | Management | For | For |
| 1E | Elect Garheng Kong | Management | For | For |
| 1F | Elect Peter M. Neupert | Management | For | For |
| 1G | Elect Richelle P. Parham | Management | For | For |
| 1H | Elect Adam H. Schechter | Management | For | For |
| 1I | Elect R. Sanders Williams | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
| LILLY(ELI) & CO Meeting Date: MAY 04, 2020 Record Date: MAR 09, 2020 Meeting Type: ANNUAL | ||||
| Ticker: LLY Security ID: 532457108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Michael L. Eskew | Management | For | For |
| 1B | Elect William G. Kaelin, Jr. | Management | For | For |
| 1C | Elect David A. Ricks | Management | For | For |
| 1D | Elect Marschall S. Runge | Management | For | For |
| 1E | Elect Karen Walker | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Repeal of Classified Board | Management | For | For |
| 5 | Elimination of Supermajority Requirement | Management | For | For |
| 6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
| 7 | Shareholder Proposal Regarding Forced Swim Test | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Disclosure of Board Qualifications | Shareholder | Against | Against |
| 10 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Public Concern Over Drug Pricing | Shareholder | Against | Against |
| 11 | Shareholder Proposal Regarding Bonus Deferral Policy | Shareholder | Against | For |
| 12 | Shareholder Proposal Regarding Recoupment Report | Shareholder | Against | For |
| LINDE PLC Meeting Date: JUL 26, 2019 Record Date: APR 29, 2019 Meeting Type: ANNUAL | ||||
| Ticker: LIN Security ID: G5494J | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Wolfgang Reitzle | Management | For | For |
| 1b | Elect Stephen F. Angel | Management | For | For |
| 1c | Elect Ann-Kristin Achleitner | Management | For | For |
| 1d | Elect Clemens A.H. Borsig | Management | For | For |
| 1e | Elect Nance K. Dicciani | Management | For | For |
| 1f | Elect Thomas Enders | Management | For | For |
| 1g | Elect Franz Fehrenbach | Management | For | For |
| 1h | Elect Edward G. Galante | Management | For | For |
| 1i | Elect Larry D. McVay | Management | For | For |
| 1j | Elect Victoria Ossadnik | Management | For | For |
| 1k | Elect Martin H. Richenhagen | Management | For | Against |
| 1l | Elect Robert L. Wood | Management | For | For |
| 2a | Ratification of PricewaterhouseCoopers | Management | For | For |
| 2b | Authority to Set Auditor's Fees | Management | For | For |
| 3 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| LOWE`S COS., INC. Meeting Date: MAY 29, 2020 Record Date: MAR 23, 2020 Meeting Type: ANNUAL | ||||
| Ticker: LOW Security ID: 548661107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Raul Alvarez | Management | For | For |
| 1.2 | Elect David H. Batchelder | Management | For | For |
| 1.3 | Elect Angela F. Braly | Management | For | For |
| 1.4 | Elect Sandra B. Cochran | Management | For | For |
| 1.5 | Elect Laurie Z. Douglas | Management | For | For |
| 1.6 | Elect Richard W. Dreiling | Management | For | For |
| 1.7 | Elect Marvin R. Ellison | Management | For | For |
| 1.8 | Elect Brian C. Rogers | Management | For | For |
| 1.9 | Elect Bertram L. Scott | Management | For | For |
| 1.10 | Elect Lisa W. Wardell | Management | For | For |
| 1.11 | Elect Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Decrease in Threshold Required to Call a Special Meeting | Management | For | For |
| 5 | Approval of the 2020 Employee Stock Purchase Plan | Management | For | For |
| 6 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
| MCDONALD`S CORP Meeting Date: MAY 21, 2020 Record Date: MAR 23, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MCD Security ID: 580135101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Lloyd H. Dean | Management | For | For |
| 1B | Elect Robert A. Eckert | Management | For | For |
| 1C | Elect Catherine Engelbert | Management | For | For |
| 1D | Elect Margaret H. Georgiadis | Management | For | For |
| 1E | Elect Enrique Hernandez, Jr. | Management | For | For |
| 1F | Elect Christopher Kempczinski | Management | For | For |
| 1G | Elect Richard H. Lenny | Management | For | For |
| 1H | Elect John Mulligan | Management | For | For |
| 1I | Elect Sheila A. Penrose | Management | For | For |
| 1J | Elect John W. Rogers, Jr. | Management | For | For |
| 1K | Elect Paul S. Walsh | Management | For | For |
| 1L | Elect Miles D. White | Management | For | Against |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Amendment to the 2012 Omnibus Stock Ownership Plan | Management | For | For |
| 5 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
| 6 | Shareholder Proposal Regarding Report on Sugar and Public Health | Shareholder | Against | Against |
| MERCK & CO INC Meeting Date: MAY 26, 2020 Record Date: MAR 27, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MRK Security ID: 58933Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Leslie A. Brun | Management | For | For |
| 1B | Elect Thomas R. Cech | Management | For | For |
| 1C | Elect Mary Ellen Coe | Management | For | For |
| 1D | Elect Pamela J. Craig | Management | For | For |
| 1E | Elect Kenneth C. Frazier | Management | For | For |
| 1F | Elect Thomas H. Glocer | Management | For | For |
| 1G | Elect Risa Lavizzo-Mourey | Management | For | For |
| 1H | Elect Paul B. Rothman | Management | For | For |
| 1I | Elect Patricia F. Russo | Management | For | For |
| 1J | Elect Christine E. Seidman | Management | For | For |
| 1K | Elect Inge G. Thulin | Management | For | For |
| 1L | Elect Kathy J. Warden | Management | For | For |
| 1M | Elect Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Report on Tax Savings as a Result of the Tax Cut and Jobs Act | Shareholder | Against | Against |
| METLIFE INC Meeting Date: JUN 16, 2020 Record Date: APR 23, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MET Security ID: 59156R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Cheryl W. Grise | Management | For | For |
| 1B | Elect Carlos M. Gutierrez | Management | For | For |
| 1C | Elect Gerald L. Hassell | Management | For | For |
| 1D | Elect David L. Herzog | Management | For | For |
| 1E | Elect R. Glenn Hubbard | Management | For | For |
| 1F | Elect Edward J. Kelly, III | Management | For | For |
| 1G | Elect William E. Kennard | Management | For | For |
| 1H | Elect Michel A. Khalaf | Management | For | For |
| 1I | Elect Catherine R. Kinney | Management | For | For |
| 1J | Elect Diana McKenzie | Management | For | For |
| 1K | Elect Denise M. Morrison | Management | For | For |
| 1L | Elect Mark A. Weinberger | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| MICROSOFT CORPORATION Meeting Date: DEC 04, 2019 Record Date: OCT 08, 2019 Meeting Type: ANNUAL | ||||
| Ticker: MSFT Security ID: 594918104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect William H. Gates III | Management | For | For |
| 1B | Elect Reid G. Hoffman | Management | For | For |
| 1C | Elect Hugh F. Johnston | Management | For | For |
| 1D | Elect Teri L. List-Stoll | Management | For | For |
| 1E | Elect Satya Nadella | Management | For | For |
| 1F | Elect Sandra E. Peterson | Management | For | For |
| 1G | Elect Penny S. Pritzker | Management | For | For |
| 1H | Elect Charles W. Scharf | Management | For | For |
| 1I | Elect Arne M. Sorenson | Management | For | For |
| 1J | Elect John W. Stanton | Management | For | For |
| 1K | Elect John W. Thompson | Management | For | For |
| 1L | Elect Emma N. Walmsley | Management | For | For |
| 1M | Elect Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shareholder | Against | Against |
| MONDELEZ INTERNATIONAL INC. Meeting Date: MAY 13, 2020 Record Date: MAR 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MDLZ Security ID: 609207105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Lewis W.K. Booth | Management | For | For |
| 1B | Elect Charles E. Bunch | Management | For | For |
| 1C | Elect Debra A. Crew | Management | For | For |
| 1D | Elect Lois D. Juliber | Management | For | For |
| 1E | Elect Peter W. May | Management | For | For |
| 1F | Elect Jorge S. Mesquita | Management | For | For |
| 1G | Elect Fredric G. Reynolds | Management | For | For |
| 1H | Elect Christiana Smith Shi | Management | For | For |
| 1I | Elect Patrick T. Siewert | Management | For | For |
| 1J | Elect Michael A. Todman | Management | For | For |
| 1K | Elect Jean-Francois M. L. van Boxmeer | Management | For | For |
| 1L | Elect Dirk Van de Put | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | Shareholder | Against | Against |
| NOBLE ENERGY INC Meeting Date: APR 28, 2020 Record Date: MAR 02, 2020 Meeting Type: ANNUAL | ||||
| Ticker: NBL Security ID: 655044105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Jeffrey L. Berenson | Management | For | For |
| 1B | Elect James E. Craddock | Management | For | For |
| 1C | Elect Barbara J. Duganier | Management | For | For |
| 1D | Elect Thomas J. Edelman | Management | For | For |
| 1E | Elect Holli C. Ladhani | Management | For | For |
| 1F | Elect David L. Stover | Management | For | For |
| 1G | Elect Scott D. Urban | Management | For | For |
| 1H | Elect William T. Van Kleef | Management | For | For |
| 1I | Elect Martha B. Wyrsch | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Approval of the 2020 Long-Term Incentive Plan | Management | For | For |
| NORTHROP GRUMMAN CORP. Meeting Date: MAY 20, 2020 Record Date: MAR 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: NOC Security ID: 666807102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Kathy J Warden | Management | For | For |
| 1B | Elect Marianne C. Brown | Management | For | For |
| 1C | Elect Donald E. Felsinger | Management | For | For |
| 1D | Elect Ann M. Fudge | Management | For | For |
| 1E | Elect Bruce S. Gordon | Management | For | For |
| 1F | Elect William H. Hernandez | Management | For | For |
| 1G | Elect Madeleine A. Kleiner | Management | For | For |
| 1H | Elect Karl J. Krapek | Management | For | For |
| 1I | Elect Gary Roughead | Management | For | For |
| 1J | Elect Thomas M. Schoewe | Management | For | For |
| 1K | Elect James S. Turley | Management | For | For |
| 1L | Elect Mark A. Welsh III | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Report on Human Rights Impact Assessments | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | Shareholder | Against | For |
| PEPSICO INC. Meeting Date: MAY 06, 2020 Record Date: MAR 02, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PEP Security ID: 713448108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Shona L. Brown | Management | For | For |
| 1B | Elect Cesar Conde | Management | For | For |
| 1C | Elect Ian M. Cook | Management | For | For |
| 1D | Elect Dina Dublon | Management | For | For |
| 1E | Elect Richard W. Fisher | Management | For | For |
| 1F | Elect Michelle D. Gass | Management | For | For |
| 1G | Elect Ramon L. Laguarta | Management | For | For |
| 1H | Elect David C. Page | Management | For | For |
| 1I | Elect Robert C. Pohlad | Management | For | For |
| 1J | Elect Daniel L. Vasella | Management | For | For |
| 1K | Elect Darren Walker | Management | For | For |
| 1L | Elect Alberto Weisser | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Report on Sugar and Public Health | Shareholder | Against | Against |
| PFIZER INC. Meeting Date: APR 23, 2020 Record Date: FEB 25, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PFE Security ID: 717081103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Ronald E. Blaylock | Management | For | For |
| 1B | Elect Albert Bourla | Management | For | For |
| 1C | Elect W. Don Cornwell | Management | For | For |
| 1D | Elect Joseph J. Echevarria | Management | For | For |
| 1E | Elect Scott Gottlieb | Management | For | For |
| 1F | Elect Helen H. Hobbs | Management | For | For |
| 1G | Elect Susan Hockfield | Management | For | For |
| 1H | Elect James M. Kilts | Management | For | For |
| 1I | Elect Dan R. Littman | Management | For | For |
| 1J | Elect Shantanu Narayen | Management | For | For |
| 1K | Elect Suzanne Nora Johnson | Management | For | For |
| 1L | Elect James Quincey | Management | For | For |
| 1M | Elect James C. Smith | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder proposal regarding right to act by written consent | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | Against |
| 9 | Elect Susan Desmond-Hellmann | Management | For | For |
| PNC FINANCIAL SERVICES GROUP Meeting Date: APR 28, 2020 Record Date: JAN 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PNC Security ID: 693475105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Joseph Alvarado | Management | For | For |
| 1B | Elect Charles E. Bunch | Management | For | For |
| 1C | Elect Debra A. Cafaro | Management | For | For |
| 1D | Elect Marjorie Rodgers Cheshire | Management | For | For |
| 1E | Elect William S. Demchak | Management | For | For |
| 1F | Elect Andrew T. Feldstein | Management | For | For |
| 1G | Elect Richard J. Harshman | Management | For | For |
| 1H | Elect Daniel R. Hesse | Management | For | For |
| 1I | Elect Linda R. Medler | Management | For | For |
| 1J | Elect Martin Pfinsgraff | Management | For | For |
| 1K | Elect Toni Townes-Whitley | Management | For | For |
| 1L | Elect Michael J. Ward | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Approval of The 2020 Employee Stock Purchase Plan | Management | For | For |
| PROCTER & GAMBLE CO. Meeting Date: OCT 08, 2019 Record Date: AUG 09, 2019 Meeting Type: ANNUAL | ||||
| Ticker: PG Security ID: 742718109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Francis S. Blake | Management | For | For |
| 1B | Elect Angela F. Braly | Management | For | For |
| 1C | Elect Amy L. Chang | Management | For | For |
| 1D | Elect Scott D. Cook | Management | For | For |
| 1E | Elect Joseph Jimenez | Management | For | For |
| 1F | Elect Terry J. Lundgren | Management | For | For |
| 1G | Elect Christine M. McCarthy | Management | For | For |
| 1H | Elect W. James McNerney, Jr. | Management | For | For |
| 1I | Elect Nelson Peltz | Management | For | For |
| 1J | Elect David. S. Taylor | Management | For | For |
| 1K | Elect Margaret C. Whitman | Management | For | For |
| 1L | Elect Patricia A. Woertz | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Approval of the 2019 Stock and Incentive Compensation Plan | Management | For | For |
| QUALCOMM, INC. Meeting Date: MAR 10, 2020 Record Date: JAN 13, 2020 Meeting Type: ANNUAL | ||||
| Ticker: QCOM Security ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Mark Fields | Management | For | For |
| 2 | Elect Jeffrey W. Henderson | Management | For | For |
| 3 | Elect Ann M. Livermore | Management | For | For |
| 4 | Elect Harish Manwani | Management | For | For |
| 5 | Elect Mark D. McLaughlin | Management | For | For |
| 6 | Elect Steven M. Mollenkopf | Management | For | For |
| 7 | Elect Clark T. Randt, Jr. | Management | For | For |
| 8 | Elect Irene B. Rosenfeld | Management | For | For |
| 9 | Elect Neil Smit | Management | For | For |
| 10 | Elect Anthony J. Vinciquerra | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Amendment to the 2016 Long-Term Incentive Plan | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | Against |
| 14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| RAYTHEON TECHNOLOGIES CORPORATION Meeting Date: APR 27, 2020 Record Date: MAR 03, 2020 Meeting Type: ANNUAL | ||||
| Ticker: UTX Security ID: 913017109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Lloyd J. Austin, III | Management | For | For |
| 1B | Elect Gregory J. Hayes | Management | For | For |
| 1C | Elect Marshall O. Larsen | Management | For | For |
| 1D | Elect Robert K. Ortberg | Management | For | For |
| 1E | Elect Margaret L. O'Sullivan | Management | For | For |
| 1F | Elect Denise L. Ramos | Management | For | For |
| 1G | Elect Fredric G. Reynolds | Management | For | For |
| 1H | Elect Brian C. Rogers | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Report on Plant Closures | Shareholder | Against | Against |
| RECKITT BENCKISER GROUP PLC Meeting Date: MAY 12, 2020 Record Date: MAY 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: Security ID: G74079107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accounts and Reports | Management | For | For |
| 2 | Remuneration Report (Advisory) | Management | For | For |
| 3 | Final Dividend | Management | For | For |
| 4 | Elect Andrew RJ Bonfield | Management | For | For |
| 5 | Elect Nicandro Durante | Management | For | For |
| 6 | Elect Mary Harris | Management | For | For |
| 7 | Elect Mehmood Khan | Management | For | For |
| 8 | Elect Pamela J. Kirby | Management | For | For |
| 9 | Elect Christopher A. Sinclair | Management | For | For |
| 10 | Elect Elane B. Stock | Management | For | For |
| 11 | Elect Jeff Carr | Management | For | For |
| 12 | Elect Sara Mathew | Management | For | For |
| 13 | Elect Laxman Narasimhan | Management | For | For |
| 14 | Appointment of Auditor | Management | For | For |
| 15 | Authority to Set Auditor's Fees | Management | For | For |
| 16 | Authorisation of Political Donations | Management | For | For |
| 17 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 18 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| 19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For |
| 20 | Authority to Repurchase Shares | Management | For | For |
| 21 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
| ROSS STORES, INC. Meeting Date: MAY 20, 2020 Record Date: MAR 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ROST Security ID: 778296103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Michael Balmuth | Management | For | For |
| 1B | Elect K. Gunnar Bjorklund | Management | For | For |
| 1C | Elect Michael J. Bush | Management | For | For |
| 1D | Elect Norman A. Ferber | Management | For | For |
| 1E | Elect Sharon D. Garrett | Management | For | For |
| 1F | Elect Stephen D. Milligan | Management | For | For |
| 1G | Elect Patricia H. Mueller | Management | For | For |
| 1H | Elect George P. Orban | Management | For | For |
| 1I | Elect Gregory L. Quesnel | Management | For | For |
| 1J | Elect Larree M. Renda | Management | For | For |
| 1K | Elect Barbara Rentler | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| ROYAL DUTCH SHELL PLC Meeting Date: MAY 19, 2020 Record Date: APR 16, 2020 Meeting Type: ANNUAL | ||||
| Ticker: RDSB Security ID: 780259206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accounts and Reports | Management | For | For |
| 2 | Remuneration Policy (Binding) | Management | For | For |
| 3 | Remuneration Report (Advisory) | Management | For | For |
| 4 | Elect Dick Boer | Management | For | For |
| 5 | Elect Andrew Mackenzie | Management | For | For |
| 6 | Elect Martina Hund-Mejean | Management | For | For |
| 7 | Elect Ben Van Beurden | Management | For | For |
| 8 | Elect Neil A.P. Carson | Management | For | For |
| 9 | Elect Ann F. Godbehere | Management | For | For |
| 10 | Elect Euleen GOH Yiu Kiang | Management | For | For |
| 11 | Elect Charles O. Holliday, Jr. | Management | For | For |
| 12 | Elect Catherine J. Hughes | Management | For | For |
| 13 | Elect Sir Nigel Sheinwald | Management | For | For |
| 14 | Elect Jessica Uhl | Management | For | For |
| 15 | Elect Gerrit Zalm | Management | For | For |
| 16 | Appointment of Auditor | Management | For | For |
| 17 | Authority to Set Auditor's Fees | Management | For | For |
| 18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 19 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| 20 | Authority to Repurchase Shares | Management | For | For |
| 21 | Shareholder Proposal Regarding GHG Reduction Targets | Shareholder | Against | Against |
| SAP SE Meeting Date: MAY 20, 2020 Record Date: APR 21, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SAP Security ID: 803054204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Allocation of Profits/Dividends | Management | For | For |
| 2 | Ratification of Management Board Acts | Management | For | For |
| 3 | Ratification of Supervisory Board Acts | Management | For | For |
| 4 | Appointment of Auditor | Management | For | For |
| 5 | Increase in Authorised Capital I | Management | For | For |
| 6 | Increase in Authorised Capital II | Management | For | For |
| 7 | Management Board Remuneration Policy | Management | For | For |
| 8 | Supervisory Board Remuneration Policy | Management | For | For |
| SCHLUMBERGER LTD. Meeting Date: APR 01, 2020 Record Date: FEB 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SLB Security ID: 806857108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Patrick de la Chevardiere | Management | For | For |
| 1B | Elect Miguel M. Galuccio | Management | For | For |
| 1C | Elect Olivier Le Peuch | Management | For | For |
| 1D | Elect Tatiana A. Mitrova | Management | For | For |
| 1E | Elect Lubna S. Olayan | Management | For | Against |
| 1F | Elect Mark G. Papa | Management | For | For |
| 1G | Elect Leo Rafael Reif | Management | For | For |
| 1H | Elect Henri Seydoux | Management | For | For |
| 1I | Elect Jeffrey W. Sheets | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Accounts and Reports; Approval of Dividend | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| SLM CORP. Meeting Date: JUN 18, 2020 Record Date: APR 21, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SLM Security ID: 78442P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Paul G. Child | Management | For | For |
| 1B | Elect Mary Carter Warren Franke | Management | For | For |
| 1C | Elect Earl A. Goode | Management | For | For |
| 1D | Elect Marianne M. Keler | Management | For | For |
| 1E | Elect Mark L. Lavelle | Management | For | For |
| 1F | Elect Jim Matheson | Management | For | For |
| 1G | Elect Frank C. Puleo | Management | For | For |
| 1H | Elect Vivian C. Schneck-Last | Management | For | For |
| 1I | Elect William N. Shiebler | Management | For | For |
| 1J | Elect Robert S. Strong | Management | For | For |
| 1K | Elect Jonathan W. Witter | Management | For | For |
| 1L | Elect Kirsten O. Wolberg | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| SUNCOR ENERGY, INC. Meeting Date: MAY 06, 2020 Record Date: MAR 09, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SU Security ID: 867224107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Patricia M. Bedient | Management | For | For |
| 1.2 | Elect Mel E. Benson | Management | For | For |
| 1.3 | Elect John D. Gass | Management | For | For |
| 1.4 | Elect Dennis M. Houston | Management | For | For |
| 1.5 | Elect Mark S. Little | Management | For | For |
| 1.6 | Elect Brian P. MacDonald | Management | For | For |
| 1.7 | Elect Maureen McCaw | Management | For | For |
| 1.8 | Elect Lorraine Mitchelmore | Management | For | For |
| 1.9 | Elect Eira Thomas | Management | For | For |
| 1.10 | Elect Michael M. Wilson | Management | For | For |
| 2 | Appointment of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| SUNTRUST BANKS, INC. Meeting Date: JUL 30, 2019 Record Date: JUN 24, 2019 Meeting Type: SPECIAL | ||||
| Ticker: STI Security ID: 867914103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | BB&T Merger-of-Equals | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Right to Adjourn Meeting | Management | For | For |
| TEXAS INSTRUMENTS INC. Meeting Date: APR 23, 2020 Record Date: FEB 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: TXN Security ID: 882508104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Mark A. Blinn | Management | For | For |
| 1B | Elect Todd M. Bluedorn | Management | For | For |
| 1C | Elect Janet F. Clark | Management | For | For |
| 1D | Elect Carrie S. Cox | Management | For | For |
| 1E | Elect Martin S. Craighead | Management | For | For |
| 1F | Elect Jean M. Hobby | Management | For | For |
| 1G | Elect Michael D. Hsu | Management | For | For |
| 1H | Elect Ronald Kirk | Management | For | For |
| 1I | Elect Pamela H. Patsley | Management | For | For |
| 1J | Elect Robert E. Sanchez | Management | For | For |
| 1K | Elect Richard K. Templeton | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| TRUIST FINANCIAL CORPORATION Meeting Date: APR 28, 2020 Record Date: FEB 21, 2020 Meeting Type: ANNUAL | ||||
| Ticker: TFC Security ID: 89832Q109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Jennifer S. Banner | Management | For | For |
| 1B | Elect K. David Boyer, Jr. | Management | For | For |
| 1C | Elect Agnes Bundy Scanlan | Management | For | For |
| 1D | Elect Anna R. Cablik | Management | For | For |
| 1E | Elect Dallas S. Clement | Management | For | For |
| 1F | Elect Paul D. Donahue | Management | For | For |
| 1G | Elect Paul R. Garcia | Management | For | For |
| 1H | Elect Patrick C. Graney III | Management | For | For |
| 1I | Elect Linnie M. Haynesworth | Management | For | For |
| 1J | Elect Kelly S. King | Management | For | For |
| 1K | Elect Easter Maynard | Management | For | For |
| 1L | Elect Donna S. Morea | Management | For | For |
| 1M | Elect Charles A. Patton | Management | For | For |
| 1N | Elect Nido R. Qubein | Management | For | For |
| 1O | Elect David M. Ratcliffe | Management | For | For |
| 1P | Elect William H. Rogers, Jr. | Management | For | For |
| 1Q | Elect Frank P. Scruggs, Jr. | Management | For | For |
| 1R | Elect Christine Sears | Management | For | For |
| 1S | Elect Thomas E. Skains | Management | For | For |
| 1T | Elect Bruce L. Tanner | Management | For | For |
| 1U | Elect Thomas N. Thompson | Management | For | For |
| 1V | Elect Steven C. Voorhees | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| UNION PACIFIC CORP. Meeting Date: MAY 14, 2020 Record Date: MAR 20, 2020 Meeting Type: ANNUAL | ||||
| Ticker: UNP Security ID: 907818108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Andrew H. Card, Jr. | Management | For | For |
| 1B | Elect William J. DeLaney | Management | For | For |
| 1C | Elect David B. Dillon | Management | For | For |
| 1D | Elect Lance M. Fritz | Management | For | For |
| 1E | Elect Deborah C. Hopkins | Management | For | For |
| 1F | Elect Jane H. Lute | Management | For | For |
| 1G | Elect Michael R. McCarthy | Management | For | For |
| 1H | Elect Thomas F. McLarty III | Management | For | For |
| 1I | Elect Bhavesh V. Patel | Management | For | For |
| 1J | Elect Jose H. Villarreal | Management | For | For |
| 1K | Elect Christopher J. Williams | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Report on Plans to Reduce Total Contribution to Climate Change | Shareholder | Against | Against |
| UNITED RENTALS, INC. Meeting Date: MAY 07, 2020 Record Date: MAR 10, 2020 Meeting Type: ANNUAL | ||||
| Ticker: URI Security ID: 911363109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Jose B. Alvarez | Management | For | For |
| 1B | Elect Marc A. Bruno | Management | For | For |
| 1C | Elect Matthew J. Flannery | Management | For | For |
| 1D | Elect Bobby J. Griffin | Management | For | For |
| 1E | Elect Kim Harris Jones | Management | For | For |
| 1F | Elect Terri L. Kelly | Management | For | For |
| 1G | Elect Michael J. Kneeland | Management | For | For |
| 1H | Elect Gracia C. Martore | Management | For | For |
| 1I | Elect Filippo Passerini | Management | For | For |
| 1J | Elect Donald C. Roof | Management | For | For |
| 1K | Elect Shiv Singh | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Permit Shareholders to Act by Written Consent | Management | For | For |
| 5 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | Shareholder | Against | Against |
| UNITED TECHNOLOGIES CORP. Meeting Date: OCT 11, 2019 Record Date: SEP 10, 2019 Meeting Type: SPECIAL | ||||
| Ticker: UTX Security ID: 913017109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Stock Issuance for Merger with Raytheon | Management | For | For |
| 2 | Right to Adjourn Meeting | Management | For | For |
| VERIZON COMMUNICATIONS INC Meeting Date: MAY 07, 2020 Record Date: MAR 09, 2020 Meeting Type: ANNUAL | ||||
| Ticker: VZ Security ID: 92343V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Shellye L. Archambeau | Management | For | For |
| 1B | Elect Mark T. Bertolini | Management | For | For |
| 1C | Elect Vittorio Colao | Management | For | For |
| 1D | Elect Melanie L. Healey | Management | For | For |
| 1E | Elect Clarence Otis, Jr. | Management | For | For |
| 1F | Elect Daniel H. Schulman | Management | For | For |
| 1G | Elect Rodney E. Slater | Management | For | For |
| 1H | Elect Hans Vestberg | Management | For | For |
| 1I | Elect Gregory G. Weaver | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Executive Deferral Plan | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
| 6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
| 7 | Shareholder Proposal Regarding Linking Executive Pay to Data Privacy | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Severance Approval Policy | Shareholder | Against | Against |
| WALMART INC Meeting Date: JUN 03, 2020 Record Date: APR 09, 2020 Meeting Type: ANNUAL | ||||
| Ticker: WMT Security ID: 931142103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Cesar Conde | Management | For | For |
| 1B | Elect Timothy P. Flynn | Management | For | For |
| 1C | Elect Sarah J. Friar | Management | For | For |
| 1D | Elect Carla A. Harris | Management | For | For |
| 1E | Elect Thomas W. Horton | Management | For | Against |
| 1F | Elect Marissa A. Mayer | Management | For | For |
| 1G | Elect C. Douglas McMillon | Management | For | For |
| 1H | Elect Gregory B. Penner | Management | For | For |
| 1I | Elect Steven S Reinemund | Management | For | For |
| 1J | Elect S. Robson Walton | Management | For | For |
| 1K | Elect Steuart Walton | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Amendment to the ASDA Sharesave Plan 2000 | Management | For | For |
| 5 | Shareholder Proposal Regarding Report on Single-Use Plastic Shopping Bags | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Use of Antibiotics | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Hourly Associate Representation on the Board | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment | Shareholder | Against | Against |
| WALT DISNEY CO (THE) Meeting Date: MAR 11, 2020 Record Date: JAN 13, 2020 Meeting Type: ANNUAL | ||||
| Ticker: DIS Security ID: 254687106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Susan E. Arnold | Management | For | For |
| 2 | Elect Mary T. Barra | Management | For | For |
| 3 | Elect Safra A. Catz | Management | For | For |
| 4 | Elect Francis A. deSouza | Management | For | For |
| 5 | Elect Michael B.G. Froman | Management | For | For |
| 6 | Elect Robert A. Iger | Management | For | For |
| 7 | Elect Maria Elena Lagomasino | Management | For | For |
| 8 | Elect Mark G. Parker | Management | For | For |
| 9 | Elect Derica W. Rice | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | Against |
| 12 | Amendment to the 2011 Stock Incentive Plan | Management | For | For |
| 13 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| WELLS FARGO & CO. Meeting Date: APR 28, 2020 Record Date: FEB 28, 2020 Meeting Type: ANNUAL | ||||
| Ticker: WFC Security ID: 949746101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Steven D. Black | Management | For | For |
| 1B | Elect Celeste A. Clark | Management | For | For |
| 1C | Elect Theodore F. Craver, Jr. | Management | For | For |
| 1D | Elect Wayne M. Hewett | Management | For | For |
| 1E | Elect Donald M. James | Management | For | For |
| 1F | Elect Maria R. Morris | Management | For | For |
| 1G | Elect Charles H. Noski | Management | For | For |
| 1H | Elect Richard B. Payne, Jr. | Management | For | For |
| 1I | Elect Juan A. Pujadas | Management | For | For |
| 1J | Elect Ronald L. Sargent | Management | For | For |
| 1K | Elect Charles W. Scharf | Management | For | For |
| 1L | Elect Suzanne M. Vautrinot | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendment | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Incentive Compensation Report | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | Against |
| WILLIAMS COS INC Meeting Date: APR 28, 2020 Record Date: FEB 28, 2020 Meeting Type: ANNUAL | ||||
| Ticker: WMB Security ID: 969457100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Alan S. Armstrong | Management | For | For |
| 1B | Elect Stephen W. Bergstrom | Management | For | For |
| 1C | Elect Nancy K. Buese | Management | For | For |
| 1D | Elect Stephen I. Chazen | Management | For | For |
| 1E | Elect Charles I. Cogut | Management | For | For |
| 1F | Elect Michael A. Creel | Management | For | For |
| 1G | Elect Vicki L. Fuller | Management | For | For |
| 1H | Elect Peter A. Ragauss | Management | For | For |
| 1I | Elect Scott D. Sheffield | Management | For | For |
| 1J | Elect Murray D. Smith | Management | For | For |
| 1K | Elect William H. Spence | Management | For | For |
| 2 | Amendment to the 2007 Incentive Plan | Management | For | For |
| 3 | Amendment to the 2007 Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | Against |
| 5 | Ratification of Auditor | Management | For | For |
| ZIMMER BIOMET HOLDINGS INC Meeting Date: MAY 08, 2020 Record Date: MAR 09, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ZBH Security ID: 98956P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Christopher B. Begley | Management | For | For |
| 1B | Elect Betsy J. Bernard | Management | For | For |
| 1C | Elect Gail K. Boudreaux | Management | For | For |
| 1D | Elect Michael J. Farrell | Management | For | For |
| 1E | Elect Larry C. Glasscock | Management | For | For |
| 1F | Elect Robert A. Hagemann | Management | For | For |
| 1G | Elect Bryan C Hanson | Management | For | For |
| 1H | Elect Arthur J. Higgins | Management | For | For |
| 1I | Elect Maria Teresa Hilado | Management | For | For |
| 1J | Elect Syed Jafry | Management | For | For |
| 1K | Elect Michael W. Michelson | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Prudential Investment Portfolios 7
By: Stuart S. Parker*
Stuart S. Parker, President
* By: /s/ Patrick McGuinness
Attorney-in-Fact
Date: August 21, 2020
POWER OF ATTORNEY
The undersigned, Ellen S. Alberding, Kevin J. Bannon, Scott E. Benjamin, Linda W. Bynoe, Barry H. Evans, Keith F. Hartstein, Laurie Simon Hodrick, Michael S. Hyland, Stuart S. Parker, Christian J. Kelly, Brian K. Reid, and Grace C. Torres as directors/trustees of each of the registered investment companies listed in Appendix A hereto, hereby authorize Andrew French, Claudia DiGiacomo, Diana Huffman, Jonathan D. Shain, and Patrick McGuinness or any of them, as attorney-in-fact, to sign on his or her behalf in the capacities indicated (and not in such person’s personal individual capacity for personal financial or estate planning), the Registration Statement on Form N-1A, filed for such registered investment company or any amendment thereto (including any pre-effective or post-effective amendments) and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5 for or on behalf of each registered investment company listed in Appendix A or any current or future series thereof, and to file the same, with all exhibits thereto, with the Securities and Exchange Commission.
This Power of Attorney may be executed in multiple counterparts, each of which shall be deemed an original, but which taken together shall constitute one instrument.
|
|
|
Ellen S. Alberding |
| /s/ Laurie Simon Hodrick Laurie Simon Hodrick |
/s/ Kevin J. Bannon Kevin J. Bannon |
| /s/ Michael S. Hyland Michael S. Hyland |
/s/ Scott E. Benjamin Scott E. Benjamin |
| /s/ Christian J. Kelly Christian J. Kelly |
/s/ Linda W. Bynoe Linda W. Bynoe |
| /s/ Stuart S. Parker Stuart S. Parker |
/s/ Barry H. Evans Barry H. Evans |
| /s/ Brian K. Reid Brian K. Reid |
/s/ Keith F. Hartstein Keith F. Hartstein |
| /s/ Grace C. Torres Grace C. Torres |
Dated: June 11, 2020 |
|
|
APPENDIX A
Prudential Government Money Market Fund, Inc.
The Prudential Investment Portfolios, Inc.
Prudential Investment Portfolios 2
Prudential Investment Portfolios 3
Prudential Investment Portfolios Inc. 14
Prudential Investment Portfolios 4
Prudential Investment Portfolios 5
Prudential Investment Portfolios 6
Prudential National Muni Fund, Inc.
Prudential Jennison Blend Fund, Inc.
Prudential Jennison Mid-Cap Growth Fund, Inc.
Prudential Investment Portfolios 7
Prudential Investment Portfolios 8
Prudential Jennison Small Company Fund, Inc.
Prudential Investment Portfolios 9
Prudential World Fund, Inc.
Prudential Investment Portfolios, Inc. 10
Prudential Jennison Natural Resources Fund, Inc.
Prudential Global Total Return Fund, Inc.
Prudential Investment Portfolios 12
Prudential Investment Portfolios, Inc. 15
Prudential Investment Portfolios 16
Prudential Investment Portfolios, Inc. 17
Prudential Investment Portfolios 18
Prudential Sector Funds, Inc.
Prudential Short-Term Corporate Bond Fund, Inc.
The Target Portfolio Trust
The Prudential Variable Contract Account-2
The Prudential Variable Contract Account-10
PGIM ETF Trust
PGIM Global High Yield Fund, Inc.
PGIM High Yield Bond Fund, Inc
