United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-01660
Prudential's Gibraltar Fund, Inc.
(Exact name of registrant as specified in charter)
655 Broad Street
17th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)
Patrick McGuinness, Esquire
655 Broad Street
17th Floor
Newark, NJ 07102
(Name and address of agent for service)
Registrant’s telephone number, including area code: (973) 716-6422
Date of fiscal year end: December 31
Date of reporting period: 7/1/2019 through 6/30/2020
Item 1. Proxy Voting Record.
In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.
FORM N-PX
ICA File Number: 811-01660
Registrant Name: Prudential's Gibraltar Fund, Inc.
Reporting Period: 07/01/2019 - 06/30/2020
Prudential's Gibraltar Fund, Inc. - Sub-Adviser: Jennison
| ADOBE INC Meeting Date: APR 09, 2020 Record Date: FEB 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ADBE Security ID: 00724F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Amy L. Banse | Management | For | For |
| 1B | Elect Frank A. Calderoni | Management | For | For |
| 1C | Elect James E. Daley | Management | For | For |
| 1D | Elect Laura Desmond | Management | For | For |
| 1E | Elect Charles M. Geschke | Management | For | For |
| 1F | Elect Shantanu Narayen | Management | For | For |
| 1G | Elect Kathleen Oberg | Management | For | For |
| 1H | Elect Dheeraj Pandey | Management | For | For |
| 1I | Elect David A. Ricks | Management | For | For |
| 1J | Elect Daniel Rosensweig | Management | For | For |
| 1K | Elect John E. Warnock | Management | For | For |
| 2 | Approval of the 2020 Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | Against |
| ALIBABA GROUP HOLDING LTD Meeting Date: JUL 15, 2019 Record Date: JUN 07, 2019 Meeting Type: ANNUAL | ||||
| Ticker: BABA Security ID: 01609W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Share Subdivision | Management | For | For |
| 2 | Elect Daniel Yong ZHANG | Management | For | For |
| 3 | Elect Chee Hwa Tung | Management | For | For |
| 4 | Elect Jerry YANG Chih-Yuan | Management | For | For |
| 5 | Elect Wan Ling Martello | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| ALPHABET INC Meeting Date: JUN 03, 2020 Record Date: APR 07, 2020 Meeting Type: ANNUAL | ||||
| Ticker: GOOGL Security ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Larry Page | Management | For | For |
| 1.2 | Elect Sergey Brin | Management | For | For |
| 1.3 | Elect Sundar Pichai | Management | For | For |
| 1.4 | Elect John L. Hennessy | Management | For | For |
| 1.5 | Elect Frances H. Arnold | Management | For | For |
| 1.6 | Elect L. John Doerr | Management | For | For |
| 1.7 | Elect Roger W. Ferguson, Jr. | Management | For | For |
| 1.8 | Elect Ann Mather | Management | For | For |
| 1.9 | Elect Alan R. Mulally | Management | For | Withhold |
| 1.10 | Elect K. Ram Shriram | Management | For | For |
| 1.11 | Elect Robin L. Washington | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the 2012 Stock Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
| 6 | Shareholder Proposal Regarding Report on the Use of Contractual Provisions Requiring Arbitration in Employment-Related Claims | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding the Establishment of a Human Rights Risk Oversight Committee | Shareholder | Against | For |
| 8 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | Shareholder | Against | Against |
| 10 | Shareholder Proposal Regarding Report on Government Takedown Requests | Shareholder | Against | Against |
| 11 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
| 12 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | Against |
| 13 | Shareholder Proposal Regarding Human Rights/ Civil Rights Expertise on Board | Shareholder | Against | Against |
| 14 | Shareholder Proposal Regarding Report on Whistleblower Policies | Shareholder | Against | Against |
| AMAZON.COM INC. Meeting Date: MAY 27, 2020 Record Date: APR 02, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AMZN Security ID: 023135106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Jeffrey P. Bezos | Management | For | For |
| 1B | Elect Rosalind G. Brewer | Management | For | For |
| 1C | Elect Jamie S. Gorelick | Management | For | For |
| 1D | Elect Daniel P. Huttenlocher | Management | For | For |
| 1E | Elect Judith A. McGrath | Management | For | For |
| 1F | Elect Indra K. Nooyi | Management | For | For |
| 1G | Elect Jonathan J. Rubinstein | Management | For | For |
| 1H | Elect Thomas O. Ryder | Management | For | For |
| 1I | Elect Patricia Q. Stonesifer | Management | For | For |
| 1J | Elect Wendell P. Weeks | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meetings | Management | For | For |
| 5 | Shareholder Proposal Regarding Report on Food Waste | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Report on Customer Due Diligence | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products | Shareholder | Against | For |
| 9 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 10 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | Against |
| 11 | Shareholder Proposal Regarding Report on Community Impacts | Shareholder | Against | Against |
| 12 | Shareholder Proposal Regarding Report on Viewpoint Discrimination | Shareholder | Against | Against |
| 13 | Shareholder Proposal Regarding Report on Promotion Data | Shareholder | Against | For |
| 14 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
| 15 | Shareholder Proposal Regarding Human Rights Impact Assessment | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
| APPLE INC Meeting Date: FEB 26, 2020 Record Date: JAN 02, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AAPL Security ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect James A. Bell | Management | For | For |
| 2 | Elect Timothy D. Cook | Management | For | For |
| 3 | Elect Albert A. Gore | Management | For | For |
| 4 | Elect Andrea Jung | Management | For | For |
| 5 | Elect Arthur D. Levinson | Management | For | For |
| 6 | Elect Ronald D. Sugar | Management | For | For |
| 7 | Elect Susan L. Wagner | Management | For | For |
| 8 | Ratification of Auditor | Management | For | For |
| 9 | Advisory Vote on Executive Compensation | Management | For | For |
| 10 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| 11 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | Shareholder | Against | Against |
| 12 | Shareholder Proposal Regarding Freedom of Expression and Access to Information | Shareholder | Against | Against |
| ASTRAZENECA PLC Meeting Date: APR 29, 2020 Record Date: FEB 26, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AZN Security ID: 046353108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accounts and Reports | Management | For | For |
| 2 | Allocation of Profits/Dividends | Management | For | For |
| 3 | Appointment of Auditor | Management | For | For |
| 4 | Authority to Set Auditor's Fees | Management | For | For |
| 5A | Elect Leif Johansson | Management | For | For |
| 5B | Elect Pascal Soriot | Management | For | For |
| 5C | Elect Marc Dunoyer | Management | For | For |
| 5D | Elect Genevieve B. Berger | Management | For | Against |
| 5E | Elect Philip Broadley | Management | For | For |
| 5F | Elect Graham A. Chipchase | Management | For | For |
| 5G | Elect Michel Demare | Management | For | For |
| 5H | Elect Deborah DiSanzo Eldracher | Management | For | For |
| 5I | Elect Sheri McCoy | Management | For | For |
| 5J | Elect Tony SK MOK | Management | For | For |
| 5K | Elect Nazneen Rahman | Management | For | For |
| 5l | Elect Marcus Wallenberg | Management | For | For |
| 6 | Remuneration Report (Advisory) | Management | For | For |
| 7 | Remuneration Policy (Binding) | Management | For | For |
| 8 | Authorisation of Political Donations | Management | For | For |
| 9 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 10 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| 11 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For |
| 12 | Authority to Repurchase Shares | Management | For | For |
| 13 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
| 14 | 2020 Performance Share Plan | Management | For | For |
| BIOMARIN PHARMACEUTICAL INC. Meeting Date: MAY 27, 2020 Record Date: MAR 30, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BMRN Security ID: 09061G101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Elizabeth McKee Anderson | Management | For | For |
| 1.3 | Elect Willard H. Dere | Management | For | For |
| 1.4 | Elect Michael Grey | Management | For | For |
| 1.5 | Elect Elaine J. Heron | Management | For | For |
| 1.6 | Elect Robert J. Hombach | Management | For | For |
| 1.7 | Elect V. Bryan Lawlis | Management | For | For |
| 1.8 | Elect Richard A. Meier | Management | For | For |
| 1.9 | Elect David E.I. Pyott | Management | For | For |
| 1.10 | Elect Dennis J. Slamon | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| BOEING CO. Meeting Date: APR 27, 2020 Record Date: FEB 27, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BA Security ID: 097023105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Robert A. Bradway | Management | For | For |
| 1B | Elect David L. Calhoun | Management | For | For |
| 1C | Elect Arthur D. Collins, Jr. | Management | For | For |
| 1D | Elect Edmund P. Giambastiani, Jr. | Management | For | For |
| 1E | Elect Lynn J. Good | Management | For | For |
| 1F | Elect Nikki R Haley | Management | Do Not Vote | Abstain |
| 1G | Elect Akhil Johri | Management | For | For |
| 1H | Elect Lawrence W. Kellner | Management | For | For |
| 1I | Elect Caroline B. Kennedy | Management | For | For |
| 1J | Elect Steven M. Mollenkopf | Management | For | For |
| 1K | Elect John M. Richardson | Management | For | For |
| 1L | Elect Susan C. Schwab | Management | For | For |
| 1M | Elect Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Disclosure of Board Qualifications | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
| 6 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 8 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Disclosure of Adjustments to Non-GAAP Metrics in Executive Compensation | Shareholder | Against | Against |
| CONSTELLATION BRANDS INC Meeting Date: JUL 16, 2019 Record Date: MAY 17, 2019 Meeting Type: ANNUAL | ||||
| Ticker: STZ Security ID: 21036P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Jennifer M. Daniels | Management | For | For |
| 1.2 | Elect Jerry Fowden | Management | For | For |
| 1.3 | Elect Ernesto M. Hernandez | Management | For | For |
| 1.4 | Elect Susan Sommersille Johnson | Management | For | For |
| 1.5 | Elect James A. Locke III | Management | For | Withhold |
| 1.6 | Elect Daniel J. McCarthy | Management | For | For |
| 1.7 | Elect William A. Newlands | Management | For | For |
| 1.8 | Elect Richard Sands | Management | For | For |
| 1.9 | Elect Robert Sands | Management | For | For |
| 1.10 | Elect Judy A. Schmeling | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| COSTCO WHOLESALE CORP Meeting Date: JAN 22, 2020 Record Date: NOV 18, 2019 Meeting Type: ANNUAL | ||||
| Ticker: COST Security ID: 22160K105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Susan L. Decker | Management | For | For |
| 1.2 | Elect Richard A. Galanti | Management | For | For |
| 1.3 | Elect Sally Jewell | Management | For | For |
| 1.4 | Elect Charles T. Munger | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Removal of Directors Without Cause | Management | For | For |
| 5 | Shareholder Proposal Regarding Disclosure of Board Qualifications | Shareholder | Against | Against |
| FACEBOOK INC Meeting Date: MAY 27, 2020 Record Date: APR 03, 2020 Meeting Type: ANNUAL | ||||
| Ticker: FB Security ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Peggy Alford | Management | For | For |
| 1.2 | Elect Marc L. Andreessen | Management | For | For |
| 1.3 | Elect Andrew W. Houston | Management | For | For |
| 1.4 | Elect Nancy Killefer | Management | For | For |
| 1.5 | Elect Robert M. Kimmitt | Management | For | For |
| 1.6 | Elect Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Peter A. Thiel | Management | For | For |
| 1.8 | Elect Tracey T. Travis | Management | For | For |
| 1.9 | Elect Mark Zuckerberg | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Director Compensation Policy | Management | For | For |
| 4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
| 7 | Shareholder Proposal Regarding Report on Political Advertising | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Human Rights/ Civil Rights Expertise on Board | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Report on Board Oversight of Civil and Human Rights Risks | Shareholder | Against | For |
| 10 | Shareholder Proposal Regarding Report on Online Child Exploitation | Shareholder | Against | For |
| 11 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | For |
| FLEETCOR TECHNOLOGIES INC Meeting Date: JUN 11, 2020 Record Date: APR 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: FLT Security ID: 339041105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Steven T. Stull | Management | For | For |
| 1.2 | Elect Michael Buckman | Management | For | For |
| 1.3 | Elect Thomas M. Hagerty | Management | For | Against |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | Shareholder | Against | Against |
| HOME DEPOT, INC. Meeting Date: MAY 21, 2020 Record Date: MAR 23, 2020 Meeting Type: ANNUAL | ||||
| Ticker: HD Security ID: 437076102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Gerard J. Arpey | Management | For | For |
| 1B | Elect Ari Bousbib | Management | For | For |
| 1C | Elect Jeffery H. Boyd | Management | For | For |
| 1D | Elect Gregory D. Brenneman | Management | For | For |
| 1E | Elect J. Frank Brown | Management | For | For |
| 1F | Elect Albert P. Carey | Management | For | For |
| 1G | Elect Helena B. Foulkes | Management | For | For |
| 1H | Elect Linda R. Gooden | Management | For | For |
| 1I | Elect Wayne M. Hewett | Management | For | For |
| 1J | Elect Manuel Kadre | Management | For | For |
| 1K | Elect Stephanie C. Linnartz | Management | For | For |
| 1L | Elect Craig A. Menear | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Employment Diversity Report | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Retention of Shares Following Termination of Employment | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | Shareholder | Against | Against |
| ILLUMINA INC Meeting Date: MAY 27, 2020 Record Date: MAR 30, 2020 Meeting Type: ANNUAL | ||||
| Ticker: ILMN Security ID: 452327109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Caroline D. Dorsa | Management | For | For |
| 1B | Elect Robert S. Epstein | Management | For | For |
| 1C | Elect Scott Gottlieb | Management | For | For |
| 1D | Elect Philip W. Schiller | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | For |
| LILLY(ELI) & CO Meeting Date: MAY 04, 2020 Record Date: MAR 09, 2020 Meeting Type: ANNUAL | ||||
| Ticker: LLY Security ID: 532457108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Michael L. Eskew | Management | For | For |
| 1B | Elect William G. Kaelin, Jr. | Management | For | For |
| 1C | Elect David A. Ricks | Management | For | For |
| 1D | Elect Marschall S. Runge | Management | For | For |
| 1E | Elect Karen Walker | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Repeal of Classified Board | Management | For | For |
| 5 | Elimination of Supermajority Requirement | Management | For | For |
| 6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
| 7 | Shareholder Proposal Regarding Forced Swim Test | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Disclosure of Board Qualifications | Shareholder | Against | Against |
| 10 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Public Concern Over Drug Pricing | Shareholder | Against | Against |
| 11 | Shareholder Proposal Regarding Bonus Deferral Policy | Shareholder | Against | For |
| 12 | Shareholder Proposal Regarding Recoupment Report | Shareholder | Against | For |
| MARRIOTT INTERNATIONAL, INC. Meeting Date: MAY 08, 2020 Record Date: MAR 13, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MAR Security ID: 571903202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect J.W. Marriott, Jr. | Management | For | For |
| 1B | Elect Bruce W. Duncan | Management | For | For |
| 1C | Elect Deborah Marriott Harrison | Management | For | For |
| 1D | Elect Frederick A. Henderson | Management | For | For |
| 1E | Elect Eric Hippeau | Management | For | For |
| 1F | Elect Lawrence W. Kellner | Management | For | Against |
| 1G | Elect Debra L. Lee | Management | For | For |
| 1H | Elect Aylwin B. Lewis | Management | For | For |
| 1I | Elect Margaret M. McCarthy | Management | For | For |
| 1J | Elect George Munoz | Management | For | For |
| 1K | Elect Susan C. Schwab | Management | For | For |
| 1L | Elect Arne M. Sorenson | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Diversity Reporting | Shareholder | Against | For |
| MASTERCARD INCORPORATED Meeting Date: JUN 16, 2020 Record Date: APR 20, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MA Security ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Richard Haythornthwaite | Management | For | For |
| 1B | Elect Ajay Banga | Management | For | For |
| 1C | Elect Richard K. Davis | Management | For | For |
| 1D | Elect Steven J. Freiberg | Management | For | For |
| 1E | Elect Julius Genachowski | Management | For | For |
| 1F | Elect Choon Phong Goh | Management | For | For |
| 1G | Elect Merit E. Janow | Management | For | For |
| 1H | Elect Oki Matsumoto | Management | For | For |
| 1I | Elect Youngme E. Moon | Management | For | For |
| 1J | Elect Rima Qureshi | Management | For | For |
| 1K | Elect Jose Octavio Reyes Lagunes | Management | For | For |
| 1L | Elect Gabrielle Sulzberger | Management | For | For |
| 1M | Elect Jackson P. Tai | Management | For | For |
| 1N | Elect Lance Uggla | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| MICROSOFT CORPORATION Meeting Date: DEC 04, 2019 Record Date: OCT 08, 2019 Meeting Type: ANNUAL | ||||
| Ticker: MSFT Security ID: 594918104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect William H. Gates III | Management | For | For |
| 1B | Elect Reid G. Hoffman | Management | For | For |
| 1C | Elect Hugh F. Johnston | Management | For | For |
| 1D | Elect Teri L. List-Stoll | Management | For | For |
| 1E | Elect Satya Nadella | Management | For | For |
| 1F | Elect Sandra E. Peterson | Management | For | For |
| 1G | Elect Penny S. Pritzker | Management | For | For |
| 1H | Elect Charles W. Scharf | Management | For | For |
| 1I | Elect Arne M. Sorenson | Management | For | For |
| 1J | Elect John W. Stanton | Management | For | For |
| 1K | Elect John W. Thompson | Management | For | For |
| 1L | Elect Emma N. Walmsley | Management | For | For |
| 1M | Elect Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shareholder | Against | Against |
| MONDELEZ INTERNATIONAL INC. Meeting Date: MAY 13, 2020 Record Date: MAR 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MDLZ Security ID: 609207105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Lewis W.K. Booth | Management | For | For |
| 1B | Elect Charles E. Bunch | Management | For | For |
| 1C | Elect Debra A. Crew | Management | For | For |
| 1D | Elect Lois D. Juliber | Management | For | For |
| 1E | Elect Peter W. May | Management | For | For |
| 1F | Elect Jorge S. Mesquita | Management | For | For |
| 1G | Elect Fredric G. Reynolds | Management | For | For |
| 1H | Elect Christiana Smith Shi | Management | For | For |
| 1I | Elect Patrick T. Siewert | Management | For | For |
| 1J | Elect Michael A. Todman | Management | For | For |
| 1K | Elect Jean-Francois M. L. van Boxmeer | Management | For | For |
| 1L | Elect Dirk Van de Put | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | Shareholder | Against | Against |
| NIKE, INC. Meeting Date: SEP 19, 2019 Record Date: JUL 19, 2019 Meeting Type: ANNUAL | ||||
| Ticker: NKE Security ID: 654106103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect Peter B. Henry | Management | For | For |
| 1.3 | Elect Michelle Peluso | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| QUALCOMM, INC. Meeting Date: MAR 10, 2020 Record Date: JAN 13, 2020 Meeting Type: ANNUAL | ||||
| Ticker: QCOM Security ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Mark Fields | Management | For | For |
| 2 | Elect Jeffrey W. Henderson | Management | For | For |
| 3 | Elect Ann M. Livermore | Management | For | For |
| 4 | Elect Harish Manwani | Management | For | For |
| 5 | Elect Mark D. McLaughlin | Management | For | For |
| 6 | Elect Steven M. Mollenkopf | Management | For | For |
| 7 | Elect Clark T. Randt, Jr. | Management | For | For |
| 8 | Elect Irene B. Rosenfeld | Management | For | For |
| 9 | Elect Neil Smit | Management | For | For |
| 10 | Elect Anthony J. Vinciquerra | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Amendment to the 2016 Long-Term Incentive Plan | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | Against |
| 14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| RED HAT INC Meeting Date: JUL 09, 2019 Record Date: JUN 17, 2019 Meeting Type: ANNUAL | ||||
| Ticker: Security ID: 756577102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Election of Director: Sohaib Abbasi | Management | For | Do Not Vote |
| 1.2 | Election of Director: W. Steve Albrecht | Management | For | Do Not Vote |
| 1.3 | Election of Director: Charlene T. Begley | Management | For | Do Not Vote |
| 1.4 | Election of Director: Narendra K. Gupta | Management | For | Do Not Vote |
| 1.5 | Election of Director: Kimberly L. Hammonds | Management | For | Do Not Vote |
| 1.6 | Election of Director: William S. Kaiser | Management | For | Do Not Vote |
| 1.7 | Election of Director: Kevin M. Murai | Management | For | Do Not Vote |
| 1.8 | Election of Director: James M. Whitehurst | Management | For | Do Not Vote |
| 1.9 | Election of Director: Alfred W. Zollar | Management | For | Do Not Vote |
| 2 | To approve, on an advisory basis, a resolution relating to Red Hat s executive compensation | Management | For | Do Not Vote |
| 3 | To ratify the selection of PricewaterhouseCoopers LLP as Red Hat s independent registered public accounting firm for the fiscal year ending February 29, 2020 | Management | For | Do Not Vote |
| S&P GLOBAL INC Meeting Date: MAY 13, 2020 Record Date: MAR 23, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SPGI Security ID: 78409V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Marco Alvera | Management | For | For |
| 1B | Elect William J. Amelio | Management | For | For |
| 1C | Elect William D. Green | Management | For | For |
| 1D | Elect Charles E. Haldeman, Jr. | Management | For | For |
| 1E | Elect Stephanie C. Hill | Management | For | For |
| 1F | Elect Rebecca Jacoby | Management | For | For |
| 1G | Elect Monique F. Leroux | Management | For | For |
| 1H | Elect Maria R. Morris | Management | For | For |
| 1I | Elect Douglas L. Peterson | Management | For | For |
| 1J | Elect Edward B. Rust, Jr. | Management | For | For |
| 1K | Elect Kurt L. Schmoke | Management | For | For |
| 1L | Elect Richard E. Thornburgh | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Permit Shareholder Removal of Directors With or Without Cause | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| SALESFORCE.COM INC Meeting Date: JUN 11, 2020 Record Date: APR 16, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CRM Security ID: 79466L302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Marc R. Benioff | Management | For | For |
| 1B | Elect Craig A. Conway | Management | For | For |
| 1C | Elect Parker Harris | Management | For | For |
| 1D | Elect Alan G. Hassenfeld | Management | For | For |
| 1E | Elect Neelie Kroes | Management | For | For |
| 1F | Elect Colin L. Powell | Management | For | For |
| 1G | Elect Sanford R. Robertson | Management | For | For |
| 1H | Elect John V. Roos | Management | For | For |
| 1I | Elect Robin L. Washington | Management | For | For |
| 1J | Elect Maynard G. Webb | Management | For | For |
| 1K | Elect Susan D. Wojcicki | Management | For | For |
| 2 | Amendment to the 2013 Equity Incentive Plan | Management | For | For |
| 3 | Amendment to the 2004 Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
| SHOPIFY INC Meeting Date: MAY 27, 2020 Record Date: APR 14, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SHOP Security ID: 82509L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Tobias Lutke | Management | For | For |
| 1.2 | Elect Robert G. Ashe | Management | For | For |
| 1.3 | Elect Gail Goodman | Management | For | For |
| 1.4 | Elect Colleen M. Johnston | Management | For | For |
| 1.5 | Elect Jeremy Levine | Management | For | For |
| 1.6 | Elect John Phillips | Management | For | For |
| 2 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| SPLUNK INC Meeting Date: JUN 11, 2020 Record Date: APR 16, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SPLK Security ID: 848637104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect John G. Connors | Management | For | For |
| 1B | Elect Patricia Morrison | Management | For | For |
| 1C | Elect Stephen Newberry | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| VERTEX PHARMACEUTICALS, INC. Meeting Date: JUN 03, 2020 Record Date: APR 09, 2020 Meeting Type: ANNUAL | ||||
| Ticker: VRTX Security ID: 92532F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Sangeeta N. Bhatia | Management | For | For |
| 1B | Elect Lloyd A. Carney | Management | For | For |
| 1C | Elect Alan M. Garber | Management | For | For |
| 1D | Elect Terrence C. Kearney | Management | For | For |
| 1E | Elect Reshma Kewalramani | Management | For | For |
| 1F | Elect Yuchun Lee | Management | For | For |
| 1G | Elect Jeffrey M. Leiden | Management | For | For |
| 1H | Elect Margaret G. McGlynn | Management | For | For |
| 1I | Elect Diana McKenzie | Management | For | For |
| 1J | Elect Bruce I. Sachs | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
| VISA INC Meeting Date: JAN 28, 2020 Record Date: NOV 29, 2019 Meeting Type: ANNUAL | ||||
| Ticker: V Security ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Lloyd A. Carney | Management | For | For |
| 2 | Elect Mary B. Cranston | Management | For | For |
| 3 | Elect Francisco Javier Fernandez-Carbajal | Management | For | For |
| 4 | Elect Alfred F. Kelly, Jr. | Management | For | For |
| 5 | Elect Ramon L. Laguarta | Management | For | For |
| 6 | Elect John F. Lundgren | Management | For | For |
| 7 | Elect Robert W. Matschullat | Management | For | For |
| 8 | Elect Denise M. Morrison | Management | For | For |
| 9 | Elect Suzanne Nora Johnson | Management | For | For |
| 10 | Elect John A.C. Swainson | Management | For | For |
| 11 | Elect Maynard G. Webb, Jr. | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Prudential’s Gibraltar Fund, Inc.
By: Timothy S. Cronin*
Timothy S. Cronin, President
* By: /s/ Patrick McGuinness
Attorney-in-Fact
Date: August 24, 2020
POWER OF ATTORNEY
The undersigned, Susan Davenport Austin, Sherry S. Barrat, Jessica M. Bibliowicz, Kay Ryan Booth, Stephen M. Chipman, Timothy S. Cronin, Robert F. Gunia, Thomas T. Mooney, Thomas M. O’Brien and Christian J. Kelly, as directors/trustees and/or officers of each of the registered investment companies listed in Appendix A hereto hereby authorize Andrew French, Claudia DiGiacomo, Jonathan D. Shain, Melissa Gonzalez and Patrick McGuinness, or any of them, as attorney-in-fact, to sign on his or her behalf in the capacities indicated (and not in such person’s personal individual capacity for personal financial or estate planning), the Registration Statement on Form N-1A, filed for such registered investment company or any amendment thereto (including any pre-effective or post-effective amendments) and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5 for or on behalf of each registered investment company listed in Appendix A or any current or future series thereof, and to file the same, with all exhibits thereto, with the Securities and Exchange Commission.
This Power of Attorney may be executed in multiple counterparts, each of which shall be deemed an original, but which taken together shall constitute one instrument.
/s/ Susan Davenport Austin |
/s/ Sherry S. Barrat |
/s/ Jessica Bibliowicz |
/s/ Kay Ryan Booth |
/s/ Stephen M. Chipman |
/s/ Timothy S. Cronin |
/s/ Robert F. Gunia |
/s/ Thomas T. Mooney |
/s/ Thomas M. O’Brien |
/s/ Christian J. Kelly |
|
Dated: June 16, 2020 |
Appendix A
Advanced Series Trust
The Prudential Series Fund
Prudential’s Gibraltar Fund, Inc.
