UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-5017
IVY VARIABLE INSURANCE PORTFOLIOS
(Exact Name as Specified in Charter)
6300 Lamar Avenue, Overland Park, Kansas 66202-4200
(Address of Principal Executive Office) (Zip Code)
Philip A. Shipp, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200
(Name and Address of Agent for Service)
Registrant’s Telephone Number, including Area Code: (913) 236-2000
Date of fiscal year end: December 31
Date of reporting period: July 1, 2019 to June 30, 2020
IVY VIP ASSET STRATEGY
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Larsen & Toubro Limited
| Meeting Date: | 08/01/2019 | Country: | India | Primary Security ID: | Y5217N159 | |||||
| Record Date: | 07/25/2019 | Meeting Type: | Annual | Ticker: | 500510 | |||||
| Shares Voted: | 335,014 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Final Dividend | Mgmt | For | For | For | |||||
| 3 | Reelect M.V. Satish as Director | Mgmt | For | For | For | |||||
| 4 | Reelect Shailendra Roy as Director | Mgmt | For | For | For | |||||
| 5 | Reelect R. Shankar Raman as Director | Mgmt | For | For | For | |||||
| 6 | Reelect J.D Patil as Director | Mgmt | For | For | For | |||||
| 7 | Reelect M.M. Chitale as Director | Mgmt | For | For | For | |||||
| 8 | Reelect M. Damodaran as Director | Mgmt | For | For | For | |||||
| 9 | Reelect Vikram Singh Mehta as Director | Mgmt | For | For | For | |||||
| 10 | Reelect Adil Zainulbhai as Director | Mgmt | For | For | For | |||||
| 11 | Approve Remuneration to S.N Subrahmanyan as Chief Executive Officer and Managing Director | Mgmt | For | Refer | Against | |||||
| 12 | Approve Remuneration to R. Shankar Raman as Chief Financial Officer and Whole-time Director | Mgmt | For | Refer | Against | |||||
| 13 | Amend Objects Clause of Memorandum of Association | Mgmt | For | For | For | |||||
| 14 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | For | For | |||||
| 15 | Approve Remuneration of Cost Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
ICICI Bank Limited
| Meeting Date: | 08/09/2019 | Country: | India | Primary Security ID: | Y3860Z132 | |||||
| Record Date: | 08/02/2019 | Meeting Type: | Annual | Ticker: | 532174 | |||||
| Shares Voted: | 983,142 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Dividend | Mgmt | For | For | For | |||||
| 3 | Reelect Anup Bagchi as Director | Mgmt | For | For | For | |||||
| 4 | Approve Walker Chandiok & Co LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 5 | Approve Branch Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 6 | Elect Hari L. Mundra as Director | Mgmt | For | For | For | |||||
| 7 | Elect Rama Bijapurkar as Director | Mgmt | For | For | For | |||||
| 8 | Elect B. Sriram as Director | Mgmt | For | For | For | |||||
| 9 | Elect Subramanian Madhavan as Director | Mgmt | For | For | For | |||||
| 10 | Approve Appointment and Remuneration of Sandeep Bakhshi as Managing Director & Chief Executive Officer | Mgmt | For | For | For | |||||
| 11 | Elect Sandeep Batra as Director | Mgmt | For | For | For | |||||
| 12 | Approve Appointment and Remuneration of Sandeep Batra as Wholetime Director (designated as Executive Director) | Mgmt | For | For | For | |||||
| 13 | Approve Revision in the Remuneration of N. S. Kannan as Executive Director | Mgmt | For | For | For | |||||
| 14 | Approve Revision in the Remuneration of Vishakha Mulye as Executive Director | Mgmt | For | For | For | |||||
| 15 | Approve Revision in the Remuneration of Vijay Chandok as Executive Director | Mgmt | For | For | For | |||||
| 16 | Approve Revision in the Remuneration of Anup Bagchi as Executive Director | Mgmt | For | For | For | |||||
| 17 | Amend Memorandum of Association | Mgmt | For | For | For | |||||
| 18 | Adopt New Articles of Association | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Reliance Industries Limited
| Meeting Date: | 08/12/2019 | Country: | India | Primary Security ID: | Y72596102 | |||||
| Record Date: | 08/05/2019 | Meeting Type: | Annual | Ticker: | 500325 | |||||
| Shares Voted: | 389,084 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.a | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 1.b | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Dividend | Mgmt | For | For | For | |||||
| 3 | Elect Pawan Kumar Kapil as Director | Mgmt | For | For | For | |||||
| 4 | Elect Nita M. Ambani as Director | Mgmt | For | For | For | |||||
| 5 | Approve Reappointment and Remuneration of P.M.S. Prasad as Whole-time Director, Designated as Executive Director | Mgmt | For | For | For | |||||
| 6 | Reelect Raminder Singh Gujral as Director | Mgmt | For | Refer | Against | |||||
| 7 | Elect Arundhati Bhattacharya as Director | Mgmt | For | For | For | |||||
| 8 | Approve Remuneration of Cost Auditors | Mgmt | For | For | For | |||||
The Procter & Gamble Company
| Meeting Date: | 10/08/2019 | Country: | USA | Primary Security ID: | 742718109 | |||||
| Record Date: | 08/09/2019 | Meeting Type: | Annual | Ticker: | PG | |||||
| Shares Voted: | 69,674 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Francis S. Blake | Mgmt | For | For | For | |||||
| 1b | Elect Director Angela F. Braly | Mgmt | For | For | For | |||||
| 1c | Elect Director Amy L. Chang | Mgmt | For | For | For | |||||
| 1d | Elect Director Scott D. Cook | Mgmt | For | For | For | |||||
| 1e | Elect Director Joseph Jimenez | Mgmt | For | For | For | |||||
| 1f | Elect Director Terry J. Lundgren | Mgmt | For | For | For | |||||
| 1g | Elect Director Christine M. McCarthy | Mgmt | For | For | For | |||||
| 1h | Elect Director W. James McNerney, Jr. | Mgmt | For | For | For | |||||
| 1i | Elect Director Nelson Peltz | Mgmt | For | For | For | |||||
| 1j | Elect Director David S. Taylor | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
The Procter & Gamble Company
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1k | Elect Director Margaret C. Whitman | Mgmt | For | For | For | |||||
| 1l | Elect Director Patricia A. Woertz | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
Ferguson Plc
| Meeting Date: | 11/21/2019 | Country: | Jersey | Primary Security ID: | G3421J106 | |||||
| Record Date: | 11/19/2019 | Meeting Type: | Annual | Ticker: | FERG | |||||
| Shares Voted: | 80,033 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 3 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 4 | Approve Final Dividend | Mgmt | For | For | For | |||||
| 5 | Re-elect Tessa Bamford as Director | Mgmt | For | For | For | |||||
| 6 | Re-elect Gareth Davis as Director | Mgmt | For | For | For | |||||
| 7 | Elect Geoff Drabble as Director | Mgmt | For | For | For | |||||
| 8 | Elect Catherine Halligan as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect Kevin Murphy as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect Alan Murray as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Michael Powell as Director | Mgmt | For | For | For | |||||
| 12 | Elect Tom Schmitt as Director | Mgmt | For | For | For | |||||
| 13 | Re-elect Dr Nadia Shouraboura as Director | Mgmt | For | For | For | |||||
| 14 | Re-elect Jacqueline Simmonds as Director | Mgmt | For | For | For | |||||
| 15 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Ferguson Plc
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 17 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 18 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 19 | Amend Long Term Incentive Plan 2019 | Mgmt | For | For | For | |||||
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
| 22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
Microsoft Corporation
| Meeting Date: | 12/04/2019 | Country: | USA | Primary Security ID: | 594918104 | |||||
| Record Date: | 10/08/2019 | Meeting Type: | Annual | Ticker: | MSFT | |||||
| Shares Voted: | 142,563 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Elect Director William H. Gates, III | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Reid G. Hoffman | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Hugh F. Johnston | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Teri L. List-Stoll | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Satya Nadella | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Sandra E. Peterson | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Penny S. Pritzker | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Charles W. Scharf | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Arne M. Sorenson | Mgmt | For | For | For | |||||
| 1.10 | Elect Director John W. Stanton | Mgmt | For | For | For | |||||
| 1.11 | Elect Director John W. Thompson | Mgmt | For | For | For | |||||
| 1.12 | Elect Director Emma N. Walmsley | Mgmt | For | For | For | |||||
| 1.13 | Elect Director Padmasree Warrior | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Microsoft Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Report on Employee Representation on the Board of Directors | SH | Against | Refer | Against | |||||
| 5 | Report on Gender Pay Gap | SH | Against | Against | Against | |||||
Ping An Insurance (Group) Co. of China Ltd.
| Meeting Date: | 12/10/2019 | Country: | China | Primary Security ID: | Y69790106 | |||||
| Record Date: | 11/08/2019 | Meeting Type: | Special | Ticker: | 2318 | |||||
| Shares Voted: | 889,383 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| EGM BALLOT FOR HOLDERS OF H SHARES | Mgmt | |||||||||
| APPROVE THE ELECTION OF DIRECTORS OF THE COMPANY | Mgmt | |||||||||
| 1.01 | Elect Xie Yonglin as Director | Mgmt | For | For | For | |||||
| 1.02 | Elect Tan Sin Yin as Director | Mgmt | For | For | For | |||||
| 2 | Amend Articles of Association | Mgmt | For | Refer | For | |||||
Intuit Inc.
| Meeting Date: | 01/23/2020 | Country: | USA | Primary Security ID: | 461202103 | |||||
| Record Date: | 11/25/2019 | Meeting Type: | Annual | Ticker: | INTU | |||||
| Shares Voted: | 34,868 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Eve Burton | Mgmt | For | For | For | |||||
| 1b | Elect Director Scott D. Cook | Mgmt | For | For | For | |||||
| 1c | Elect Director Richard L. Dalzell | Mgmt | For | For | For | |||||
| 1d | Elect Director Sasan K. Goodarzi | Mgmt | For | For | For | |||||
| 1e | Elect Director Deborah Liu | Mgmt | For | For | For | |||||
| 1f | Elect Director Suzanne Nora Johnson | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Intuit Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1g | Elect Director Dennis D. Powell | Mgmt | For | For | For | |||||
| 1h | Elect Director Brad D. Smith | Mgmt | For | For | For | |||||
| 1i | Elect Director Thomas Szkutak | Mgmt | For | For | For | |||||
| 1j | Elect Director Raul Vazquez | Mgmt | For | For | For | |||||
| 1k | Elect Director Jeff Weiner | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Adopt a Mandatory Arbitration Bylaw | SH | Against | Refer | Against | |||||
Visa Inc.
| Meeting Date: | 01/28/2020 | Country: | USA | Primary Security ID: | 92826C839 | |||||
| Record Date: | 11/29/2019 | Meeting Type: | Annual | Ticker: | V | |||||
| Shares Voted: | 69,648 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Lloyd A. Carney | Mgmt | For | Refer | For | |||||
| 1b | Elect Director Mary B. Cranston | Mgmt | For | For | For | |||||
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||||
| 1d | Elect Director Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||||
| 1e | Elect Director Ramon L. Laguarta | Mgmt | For | For | For | |||||
| 1f | Elect Director John F. Lundgren | Mgmt | For | For | For | |||||
| 1g | Elect Director Robert W. Matschullat | Mgmt | For | For | For | |||||
| 1h | Elect Director Denise M. Morrison | Mgmt | For | For | For | |||||
| 1i | Elect Director Suzanne Nora Johnson | Mgmt | For | For | For | |||||
| 1j | Elect Director John A. C. Swainson | Mgmt | For | For | For | |||||
| 1k | Elect Director Maynard G. Webb, Jr. | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Compass Group Plc
| Meeting Date: | 02/06/2020 | Country: | United Kingdom | Primary Security ID: | G23296208 | |||||
| Record Date: | 02/04/2020 | Meeting Type: | Annual | Ticker: | CPG | |||||
| Shares Voted: | 309,478 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 3 | Approve Final Dividend | Mgmt | For | For | For | |||||
| 4 | Elect Karen Witts as Director | Mgmt | For | For | For | |||||
| 5 | Re-elect Dominic Blakemore as Director | Mgmt | For | For | For | |||||
| 6 | Re-elect Gary Green as Director | Mgmt | For | For | For | |||||
| 7 | Re-elect Carol Arrowsmith as Director | Mgmt | For | For | For | |||||
| 8 | Re-elect John Bason as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect Stefan Bomhard as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect John Bryant as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Anne-Francoise Nesmes as Director | Mgmt | For | For | For | |||||
| 12 | Re-elect Nelson Silva as Director | Mgmt | For | For | For | |||||
| 13 | Re-elect Ireena Vittal as Director | Mgmt | For | For | For | |||||
| 14 | Re-elect Paul Walsh as Director | Mgmt | For | For | For | |||||
| 15 | Reappoint KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 17 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 18 | Approve Payment of Fees to Non-executive Directors | Mgmt | For | Refer | For | |||||
| 19 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
| 22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 23 | Authorise the Company to Call General Meeting with 14 Working Days’ Notice | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Gardner Denver Holdings, Inc.
| Meeting Date: | 02/21/2020 | Country: | USA | Primary Security ID: | 36555P107 | |||||
| Record Date: | 01/02/2020 | Meeting Type: | Special | Ticker: | GDI | |||||
| Shares Voted: | 180,949 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Issue Shares in Connection with Merger | Mgmt | For | Refer | For | |||||
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 3 | Adjourn Meeting | Mgmt | For | Refer | For | |||||
QUALCOMM Incorporated
| Meeting Date: | 03/10/2020 | Country: | USA | Primary Security ID: | 747525103 | |||||
| Record Date: | 01/13/2020 | Meeting Type: | Annual | Ticker: | QCOM | |||||
| Shares Voted: | 96,884 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Mark Fields | Mgmt | For | For | For | |||||
| 1b | Elect Director Jeffrey W. Henderson | Mgmt | For | For | For | |||||
| 1c | Elect Director Ann M. Livermore | Mgmt | For | For | For | |||||
| 1d | Elect Director Harish Manwani | Mgmt | For | For | For | |||||
| 1e | Elect Director Mark D. McLaughlin | Mgmt | For | For | For | |||||
| 1f | Elect Director Steve Mollenkopf | Mgmt | For | For | For | |||||
| 1g | Elect Director Clark T. “Sandy” Randt, Jr. | Mgmt | For | For | For | |||||
| 1h | Elect Director Irene B. Rosenfeld | Mgmt | For | For | For | |||||
| 1i | Elect Director Kornelis “Neil” Smit | Mgmt | For | For | For | |||||
| 1j | Elect Director Anthony J. Vinciquerra | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Samsung Electronics Co., Ltd.
| Meeting Date: | 03/18/2020 | Country: | South Korea | Primary Security ID: | Y74718100 | |||||
| Record Date: | 12/31/2019 | Meeting Type: | Annual | Ticker: | 005930 | |||||
| Shares Voted: | 159,924 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1 | Approve Financial Statements and Allocation of Income | Mgmt | For | For | For | |||||
| 2.1 | Elect Han Jong-hee as Inside Director | Mgmt | For | For | For | |||||
| 2.2 | Elect Choi Yoon-ho as Inside Director | Mgmt | For | For | For | |||||
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | Refer | For | |||||
Adobe Inc.
| Meeting Date: | 04/09/2020 | Country: | USA | Primary Security ID: | 00724F101 | |||||
| Record Date: | 02/12/2020 | Meeting Type: | Annual | Ticker: | ADBE | |||||
| Shares Voted: | 34,062 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Amy L. Banse | Mgmt | For | For | For | |||||
| 1b | Elect Director Frank A. Calderoni | Mgmt | For | For | For | |||||
| 1c | Elect Director James E. Daley | Mgmt | For | For | For | |||||
| 1d | Elect Director Laura B. Desmond | Mgmt | For | For | For | |||||
| 1e | Elect Director Charles M. Geschke | Mgmt | For | For | For | |||||
| 1f | Elect Director Shantanu Narayen | Mgmt | For | For | For | |||||
| 1g | Elect Director Kathleen Oberg | Mgmt | For | For | For | |||||
| 1h | Elect Director Dheeraj Pandey | Mgmt | For | For | For | |||||
| 1i | Elect Director David A. Ricks | Mgmt | For | For | For | |||||
| 1j | Elect Director Daniel L. Rosensweig | Mgmt | For | For | For | |||||
| 1k | Elect Director John E. Warnock | Mgmt | For | For | For | |||||
| 2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Adobe Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 5 | Report on Gender Pay Gap | SH | Against | Against | Against | |||||
Ping An Insurance (Group) Company of China, Ltd.
| Meeting Date: | 04/09/2020 | Country: | China | Primary Security ID: | Y69790106 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | 2318 | |||||
| Shares Voted: | 902,383 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| AGM BALLOT FOR HOLDERS OF H SHARES | Mgmt | |||||||||
| 1 | Approve 2019 Report of the Board of Directors | Mgmt | For | For | For | |||||
| 2 | Approve 2019 Report of the Supervisory Committee | Mgmt | For | For | For | |||||
| 3 | Approve 2019 Annual Report and Its Summary | Mgmt | For | For | For | |||||
| 4 | Approve 2019 Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 5 | Approve 2019 Profit Distribution Plan and Distribution of Final Dividends | Mgmt | For | For | For | |||||
| 6 | Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 7 | Approve 2019 Performance Evaluation of Independent Non-Executive Directors | Mgmt | For | For | For | |||||
| 8 | Approve Issuance of Debt Financing Instruments | Mgmt | For | Refer | For | |||||
| 9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares | Mgmt | For | Refer | For | |||||
| 10 | Amend Articles of Association | Mgmt | For | For | For | |||||
| 11 | Elect Lu Min as Director | SH | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
UniCredit SpA
| Meeting Date: | 04/09/2020 | Country: | Italy | Primary Security ID: | T9T23L642 | |||||
| Record Date: | 03/31/2020 | Meeting Type: | Annual/Special | Ticker: | UCG | |||||
| Shares Voted: | 414,427 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| Ordinary Business | Mgmt | |||||||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Allocation of Income | Mgmt | For | For | For | |||||
| 3 | Approve Dividend Distribution | Mgmt | For | For | For | |||||
| 4 | Approve Elimination of Negative Reserves | Mgmt | For | For | For | |||||
| 5.1 | Approve Decrease in Size of Board | Mgmt | For | Refer | For | |||||
| 5.2 | Elect Beatriz Lara Bartolome as Director | Mgmt | For | For | For | |||||
| 5.3 | Elect Diego De Giorgi as Director | Mgmt | For | For | For | |||||
| 6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 7 | Approve 2020 Group Incentive System | Mgmt | For | Refer | For | |||||
| 8 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 9 | Approve Second Section of the Remuneration Report | Mgmt | For | Refer | For | |||||
| 10 | Approve Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 11 | Authorize Share Repurchase Program | Mgmt | For | For | For | |||||
| Extraordinary Business | Mgmt | |||||||||
| 1 | Authorize Board to Increase Capital to Service 2019 Group Incentive System | Mgmt | For | Refer | For | |||||
| 2 | Authorize Board to Increase Capital to Service 2020 Group Incentive System | Mgmt | For | Refer | For | |||||
| 3 | Amend Company Bylaws Re: Clause 6 | Mgmt | For | Refer | For | |||||
| 4 | Authorize Cancellation of Repurchased Shares | Mgmt | For | Refer | For | |||||
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Mgmt | None | Refer | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Airbus SE
| Meeting Date: | 04/16/2020 | Country: | Netherlands | Primary Security ID: | N0280G100 | |||||
| Record Date: | 03/19/2020 | Meeting Type: | Annual | Ticker: | AIR | |||||
| Shares Voted: | 109,628 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| Annual Meeting Agenda | Mgmt | |||||||||
| 1 | Open Meeting | Mgmt | ||||||||
| 2.1 | Discussion on Company’s Corporate Governance Structure | Mgmt | ||||||||
| 2.2 | Receive Report on Business and Financial Statements | Mgmt | ||||||||
| 2.3 | Receive Explanation on Company’s Reserves and Dividend Policy | Mgmt | ||||||||
| 3 | Discussion of Agenda Items | Mgmt | ||||||||
| 4.1 | Adopt Financial Statements | Mgmt | For | For | For | |||||
| 4.2 | Approve Allocation of Income and Dividends of EUR of 1.80 per Share | Mgmt | ||||||||
| 4.3 | Approve Discharge of Non-Executive Members of the Board of Directors | Mgmt | For | For | For | |||||
| 4.4 | Approve Discharge of Executive Members of the Board of Directors | Mgmt | For | For | For | |||||
| 4.5 | Ratify Ernst & Young as Auditors | Mgmt | For | For | For | |||||
| 4.6 | Adopt Remuneration Policy | Mgmt | For | Refer | For | |||||
| 4.7 | Approve Remuneration Report Containing Remuneration Policy | Mgmt | For | Refer | For | |||||
| 4.8 | Elect Mark Dunkerley as Non-Executive Director | Mgmt | For | For | For | |||||
| 4.9 | Elect Stephan Gemkow as Non-Executive Director | Mgmt | For | For | For | |||||
| 4.10 | Reelect Ralph D. Crosby, Jr. as Non-Executive Director | Mgmt | For | For | For | |||||
| 4.11 | Reelect Lord Drayson (Paul) as Non-Executive Director | Mgmt | For | For | For | |||||
| 4.12 | Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans | Mgmt | For | For | For | |||||
| 4.13 | Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding | Mgmt | For | For | For | |||||
| 4.14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 4.15 | Approve Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
| 5 | Close Meeting | Mgmt | ||||||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Citigroup Inc.
| Meeting Date: | 04/21/2020 | Country: | USA | Primary Security ID: | 172967424 | |||||
| Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | C | |||||
| Shares Voted: | 119,642 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Michael L. Corbat | Mgmt | For | For | For | |||||
| 1b | Elect Director Ellen M. Costello | Mgmt | For | For | For | |||||
| 1c | Elect Director Grace E. Dailey | Mgmt | For | For | For | |||||
| 1d | Elect Director Barbara J. Desoer | Mgmt | For | For | For | |||||
| 1e | Elect Director John C. Dugan | Mgmt | For | For | For | |||||
| 1f | Elect Director Duncan P. Hennes | Mgmt | For | For | For | |||||
| 1g | Elect Director Peter B. Henry | Mgmt | For | For | For | |||||
| 1h | Elect Director S. Leslie Ireland | Mgmt | For | For | For | |||||
| 1i | Elect Director Lew W. (Jay) Jacobs, IV | Mgmt | For | For | For | |||||
| 1j | Elect Director Renee J. James | Mgmt | For | For | For | |||||
| 1k | Elect Director Gary M. Reiner | Mgmt | For | For | For | |||||
| 1l | Elect Director Diana L. Taylor | Mgmt | For | For | For | |||||
| 1m | Elect Director James S. Turley | Mgmt | For | For | For | |||||
| 1n | Elect Director Deborah C. Wright | Mgmt | For | For | For | |||||
| 1o | Elect Director Alexander R. Wynaendts | Mgmt | For | For | For | |||||
| 1p | Elect Director Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Amend Proxy Access Right | SH | Against | Against | Against | |||||
| 6 | Review on Governance Documents | SH | Against | Refer | Against | |||||
| 7 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
ASML Holding NV
| Meeting Date: | 04/22/2020 | Country: | Netherlands | Primary Security ID: | N07059202 | |||||
| Record Date: | 03/25/2020 | Meeting Type: | Annual | Ticker: | ASML | |||||
| Shares Voted: | 29,537 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| Annual Meeting Agenda | Mgmt | |||||||||
| 1 | Open Meeting | Mgmt | ||||||||
| 2 | Discuss the Company’s Business, Financial Situation and Sustainability | Mgmt | ||||||||
| 3.a | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 3.b | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3.c | Receive Clarification on Company’s Reserves and Dividend Policy | Mgmt | ||||||||
| 3.d | Approve Dividends of EUR 2.40 Per Share | Mgmt | For | For | For | |||||
| 4.a | Approve Discharge of Management Board | Mgmt | For | For | For | |||||
| 4.b | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |||||
| 5 | Approve Number of Shares for Management Board | Mgmt | For | Refer | For | |||||
| 6 | Approve Certain Adjustments to the Remuneration Policy for Management Board | Mgmt | For | Refer | For | |||||
| 7 | Approve Remuneration Policy for Supervisory Board | Mgmt | For | Refer | For | |||||
| 8.a | Announce Vacancies on the Supervisory Board | Mgmt | ||||||||
| 8.b | Opportunity to Make Recommendations | Mgmt | ||||||||
| 8.c | Announce Intention to Reappoint A.P. Aris and Appoint D.W.A. East and D.M. Durcan to Supervisory Board | Mgmt | ||||||||
| 8.d | Reelect A.P. (Annet) Aris to Supervisory Board | Mgmt | For | For | For | |||||
| 8.e | Elect D.M. (Mark) Durcan to Supervisory Board | Mgmt | For | For | For | |||||
| 8.f | Elect D.W.A. (Warren) East to Supervisory Board | Mgmt | For | For | For | |||||
| 8.g | Receive Information on the Composition of the Supervisory Board | Mgmt | ||||||||
| 9 | Ratify KPMG as Auditors | Mgmt | For | For | For | |||||
| 10.a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | Mgmt | For | For | For | |||||
| 10.b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.a | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
ASML Holding NV
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 10.c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | Mgmt | For | For | For | |||||
| 10.d | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.c | Mgmt | For | For | For | |||||
| 11.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 11.b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 12 | Authorize Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
| 13 | Other Business (Non-Voting) | Mgmt | ||||||||
| 14 | Close Meeting | Mgmt | ||||||||
Aptiv PLC
| Meeting Date: | 04/23/2020 | Country: | Jersey | Primary Security ID: | G6095L109 | |||||
| Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | APTV | |||||
| Shares Voted: | 85,042 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1 | Elect Director Kevin P. Clark | Mgmt | For | For | For | |||||
| 2 | Elect Director Nancy E. Cooper | Mgmt | For | For | For | |||||
| 3 | Elect Director Nicholas M. Donofrio | Mgmt | For | For | For | |||||
| 4 | Elect Director Rajiv L. Gupta | Mgmt | For | For | For | |||||
| 5 | Elect Director Joseph L. Hooley | Mgmt | For | For | For | |||||
| 6 | Elect Director Sean O. Mahoney | Mgmt | For | For | For | |||||
| 7 | Elect Director Paul M. Meister | Mgmt | For | For | For | |||||
| 8 | Elect Director Robert K. Ortberg | Mgmt | For | For | For | |||||
| 9 | Elect Director Colin J. Parris | Mgmt | For | For | For | |||||
| 10 | Elect Director Ana G. Pinczuk | Mgmt | For | For | For | |||||
| 11 | Elect Director Lawrence A. Zimmerman | Mgmt | For | For | For | |||||
| 12 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Nestle SA
| Meeting Date: | 04/23/2020 | Country: | Switzerland | Primary Security ID: | H57312649 | |||||
| Record Date: | Meeting Type: | Annual | Ticker: | NESN | ||||||
| Shares Voted: | 56,244 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 1.2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Dividends of CHF 2.70 per Share | Mgmt | For | For | For | |||||
| 4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Mgmt | For | For | For | |||||
| 4.1.b | Reelect Ulf Schneider as Director | Mgmt | For | For | For | |||||
| 4.1.c | Reelect Henri de Castries as Director | Mgmt | For | For | For | |||||
| 4.1.d | Reelect Renato Fassbind as Director | Mgmt | For | For | For | |||||
| 4.1.e | Reelect Ann Veneman as Director | Mgmt | For | For | For | |||||
| 4.1.f | Reelect Eva Cheng as Director | Mgmt | For | For | For | |||||
| 4.1.g | Reelect Patrick Aebischer as Director | Mgmt | For | For | For | |||||
| 4.1.h | Reelect Ursula Burns as Director | Mgmt | For | For | For | |||||
| 4.1.i | Reelect Kasper Rorsted as Director | Mgmt | For | For | For | |||||
| 4.1.j | Reelect Pablo Isla as Director | Mgmt | For | For | For | |||||
| 4.1.k | Reelect Kimberly Ross as Director | Mgmt | For | For | For | |||||
| 4.1.l | Reelect Dick Boer as Director | Mgmt | For | For | For | |||||
| 4.1.m | Reelect Dinesh Paliwal as Director | Mgmt | For | For | For | |||||
| 4.2 | Elect Hanne Jimenez de Mora as Director | Mgmt | For | For | For | |||||
| 4.3.1 | Appoint Patrick Aebischer as Member of the Compensation Committee | Mgmt | For | For | For | |||||
| 4.3.2 | Appoint Ursula Burns as Member of the Compensation Committee | Mgmt | For | For | For | |||||
| 4.3.3 | Appoint Pablo Isla as Member of the Compensation Committee | Mgmt | For | For | For | |||||
| 4.3.4 | Appoint Dick Boer as Member of the Compensation Committee | Mgmt | For | For | For | |||||
| 4.4 | Ratify Ernst & Young AG as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Nestle SA
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 4.5 | Designate Hartmann Dreyer as Independent Proxy | Mgmt | For | For | For | |||||
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Mgmt | For | Refer | For | |||||
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 55 Million | Mgmt | For | Refer | For | |||||
| 6 | Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
| 7 | Transact Other Business (Voting) | Mgmt | Against | Against | Against | |||||
Schneider Electric SE
| Meeting Date: | 04/23/2020 | Country: | France | Primary Security ID: | F86921107 | |||||
| Record Date: | 04/21/2020 | Meeting Type: | Annual/Special | Ticker: | SU | |||||
| Shares Voted: | 69,287 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| Ordinary Business | Mgmt | |||||||||
| 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Dividends of EUR 2.55 per Share | Mgmt | For | For | For | |||||
| 4 | Approve Auditors’ Special Report on Related-Party Transactions | Mgmt | For | Refer | For | |||||
| 5 | Approve Termination Package of Emmanuel Babeau, Vice-CEO | Mgmt | For | Refer | For | |||||
| 6 | Approve Compensation Report | Mgmt | For | Refer | For | |||||
| 7 | Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO | Mgmt | For | Refer | For | |||||
| 8 | Approve Compensation of Emmanuel Babeau, Vice-CEO | Mgmt | For | Refer | For | |||||
| 9 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Refer | For | |||||
| 10 | Approve Remuneration Policy of Emmanuel Babeau, Vice-CEO | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Schneider Electric SE
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 11 | Approve Remuneration Policy of Board Members | Mgmt | For | Refer | For | |||||
| 12 | Reelect Leo Apotheker as Director | Mgmt | For | For | For | |||||
| 13 | Reelect Cecile Cabanis as Director | Mgmt | For | For | For | |||||
| 14 | Reelect Fred Kindle as Director | Mgmt | For | For | For | |||||
| 15 | Reelect Willy Kissling as Director | Mgmt | For | For | For | |||||
| 16 | Elect Jill Lee as Director | Mgmt | For | For | For | |||||
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| Extraordinary Business | Mgmt | |||||||||
| 18 | Amend Article 11 of Bylaws to Comply with New Regulation Re: Employee Representatives | Mgmt | For | For | For | |||||
| 19 | Amend Articles 13 and 16 of Bylaws to Comply with New Regulation | Mgmt | For | For | For | |||||
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Mgmt | For | Refer | For | |||||
| 22 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |||||
Beiersdorf AG
| Meeting Date: | 04/29/2020 | Country: | Germany | Primary Security ID: | D08792109 | |||||
| Record Date: | 04/16/2020 | Meeting Type: | Annual | Ticker: | BEI | |||||
| Shares Voted: | 65,613 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
| 2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Mgmt | For | For | For | |||||
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Beiersdorf AG
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
| 6 | Approve Creation of EUR 42 Million Pool of Authorized Capital I with Partial Exclusion of Preemptive Rights | Mgmt | For | For | For | |||||
| 7 | Approve Creation of EUR 25 Million Pool of Authorized Capital II with Partial Exclusion of Preemptive Rights | Mgmt | For | For | For | |||||
| 8 | Approve Creation of EUR 25 Million Pool of Authorized Capital III with Partial Exclusion of Preemptive Rights | Mgmt | For | For | For | |||||
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 42 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For | For | |||||
| 10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | Refer | For | |||||
| 11 | Amend Articles Re: Participation Requirements and Proof of Entitlement | Mgmt | For | For | For | |||||
| 12.1 | Elect Wolfgang Herz to the Supervisory Board | Mgmt | For | Refer | For | |||||
| 12.2 | Elect Beatrice Dreyfus as Alternate Supervisory Board Member | Mgmt | For | For | For | |||||
Koninklijke Philips NV
| Meeting Date: | 04/30/2020 | Country: | Netherlands | Primary Security ID: | N7637U112 | |||||
| Record Date: | 04/02/2020 | Meeting Type: | Annual | Ticker: | PHIA | |||||
| Shares Voted: | 139,700 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| Annual Meeting Agenda | Mgmt | |||||||||
| 1 | President’s Speech | Mgmt | ||||||||
| 2.a | Receive Explanation on Company’s Reserves and Dividend Policy | Mgmt | ||||||||
| 2.b | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2.c | Approve Dividends of EUR 0.85 Per Share | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Koninklijke Philips NV
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy | Vote Instruction | |||||
| 2.d | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 2.e | Approve Discharge of Management Board | Mgmt | For | For | For | |||||
| 2.f | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |||||
| 3.a | Approve Remuneration Policy for Management Board | Mgmt | For | Refer | For | |||||
| 3.b | Approve Long Term Incentive Plan for Management Board Members | Mgmt | For | For | For | |||||
| 3.c | Approve Remuneration Policy for Supervisory Board | Mgmt | For | Refer | For | |||||
| 4.a | Reelect N. Dhawan to Supervisory Board | Mgmt | For | For | For | |||||
| 4.b | Elect F. Sijbesma to Supervisory Board | Mgmt | For | For | For | |||||
| 4.c | Elect P. Loscher to Supervisory Board | Mgmt | For | For | For | |||||
| 5.a | Grant Board Authority to Issue Shares | Mgmt | For | For | For | |||||
| 5.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Mgmt | For | For | For | |||||
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 7 | Approve Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
| 8 | Other Business (Non-Voting) | Mgmt | ||||||||
Barrick Gold Corporation
| Meeting Date: | 05/05/2020 | Country: | Canada | Primary Security ID: | 067901108 | |||||
| Record Date: | 03/06/2020 | Meeting Type: | Annual | Ticker: | ABX | |||||
| Shares Voted: | 94,511 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy | Vote Instruction | |||||
| 1.1 | Elect Director D. Mark Bristow | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Gustavo A. Cisneros | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Christopher L. Coleman | Mgmt | For | For | For | |||||
| 1.4 | Elect Director J. Michael Evans | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Brian L. Greenspun | Mgmt | For | For | For | |||||
| 1.6 | Elect Director J. Brett Harvey | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Andrew J. Quinn | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Barrick Gold Corporation
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.8 | Elect Director M. Loreto Silva | Mgmt | For | For | For | |||||
| 1.9 | Elect Director John L. Thornton | Mgmt | For | For | For | |||||
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For | |||||
GlaxoSmithKline Plc
| Meeting Date: | 05/06/2020 | Country: | United Kingdom | Primary Security ID: | G3910J112 | |||||
| Record Date: | 05/04/2020 | Meeting Type: | Annual | Ticker: | GSK | |||||
| Shares Voted: | 342,859 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 3 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 4 | Elect Sir Jonathan Symonds as Director | Mgmt | For | For | For | |||||
| 5 | Elect Charles Bancroft as Director | Mgmt | For | For | For | |||||
| 6 | Re-elect Emma Walmsley as Director | Mgmt | For | For | For | |||||
| 7 | Re-elect Vindi Banga as Director | Mgmt | For | For | For | |||||
| 8 | Re-elect Dr Hal Barron as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect Dr Vivienne Cox as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect Lynn Elsenhans as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Dr Laurie Glimcher as Director | Mgmt | For | For | For | |||||
| 12 | Re-elect Dr Jesse Goodman as Director | Mgmt | For | For | For | |||||
| 13 | Re-elect Judy Lewent as Director | Mgmt | For | For | For | |||||
| 14 | Re-elect Iain Mackay as Director | Mgmt | For | For | For | |||||
| 15 | Re-elect Urs Rohner as Director | Mgmt | For | For | For | |||||
| 16 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
GlaxoSmithKline Plc
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 17 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 18 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 19 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
| 22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | Mgmt | For | Refer | For | |||||
| 24 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
Canadian Natural Resources Limited
| Meeting Date: | 05/07/2020 | Country: | Canada | Primary Security ID: | 136385101 | |||||
| Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | CNQ | |||||
| Shares Voted: | 211,806 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Catherine M. Best | Mgmt | For | For | For | |||||
| 1.2 | Elect Director M. Elizabeth Cannon | Mgmt | For | For | For | |||||
| 1.3 | Elect Director N. Murray Edwards | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Christopher L. Fong | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Gordon D. Giffin | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Wilfred A. Gobert | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Steve W. Laut | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Tim S. McKay | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Frank J. McKenna | Mgmt | For | For | For | |||||
| 1.10 | Elect Director David A. Tuer | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Annette M. Verschuren | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Canadian Natural Resources Limited
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For | |||||
Zimmer Biomet Holdings, Inc.
| Meeting Date: | 05/08/2020 | Country: | USA | Primary Security ID: | 98956P102 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | ZBH | |||||
| Shares Voted: | 64,011 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Christopher B. Begley | Mgmt | For | For | For | |||||
| 1b | Elect Director Betsy J. Bernard | Mgmt | For | For | For | |||||
| 1c | Elect Director Gail K. Boudreaux | Mgmt | For | For | For | |||||
| 1d | Elect Director Michael J. Farrell | Mgmt | For | For | For | |||||
| 1e | Elect Director Larry C. Glasscock | Mgmt | For | For | For | |||||
| 1f | Elect Director Robert A. Hagemann | Mgmt | For | For | For | |||||
| 1g | Elect Director Bryan C. Hanson | Mgmt | For | For | For | |||||
| 1h | Elect Director Arthur J. Higgins | Mgmt | For | For | For | |||||
| 1i | Elect Director Maria Teresa Hilado | Mgmt | For | For | For | |||||
| 1j | Elect Director Syed Jafry | Mgmt | For | For | For | |||||
| 1k | Elect Director Michael W. Michelson | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Fiserv, Inc.
| Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 337738108 | |||||
| Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | FISV | |||||
| Shares Voted: | 94,239 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Frank J. Bisignano | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Alison Davis | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Henrique de Castro | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Harry F. DiSimone | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Dennis F. Lynch | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Heidi G. Miller | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Scott C. Nuttall | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Denis J. O’Leary | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Doyle R. Simons | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Jeffery W. Yabuki | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Report on Political Contributions | SH | Against | For | Against | |||||
Union Pacific Corporation
| Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 907818108 | |||||
| Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | UNP | |||||
| Shares Voted: | 52,021 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Andrew H. Card, Jr. | Mgmt | For | For | For | |||||
| 1b | Elect Director William J. DeLaney | Mgmt | For | For | For | |||||
| 1c | Elect Director David B. Dillon | Mgmt | For | For | For | |||||
| 1d | Elect Director Lance M. Fritz | Mgmt | For | For | For | |||||
| 1e | Elect Director Deborah C. Hopkins | Mgmt | For | For | For | |||||
| 1f | Elect Director Jane H. Lute | Mgmt | For | For | For | |||||
| 1g | Elect Director Michael R. McCarthy | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Union Pacific Corporation
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1h | Elect Director Thomas F. McLarty, III | Mgmt | For | For | For | |||||
| 1i | Elect Director Bhavesh V. Patel | Mgmt | For | For | For | |||||
| 1j | Elect Director Jose H. Villarreal | Mgmt | For | For | For | |||||
| 1k | Elect Director Christopher J. Williams | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
| 5 | Report on Climate Change | SH | Against | Against | Against | |||||
BNP Paribas SA
| Meeting Date: | 05/19/2020 | Country: | France | Primary Security ID: | F1058Q238 | |||||
| Record Date: | 05/15/2020 | Meeting Type: | Annual/Special | Ticker: | BNP | |||||
| Shares Voted: | 147,967 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Ordinary Business | Mgmt | |||||||||
| 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Absence of Dividends | Mgmt | For | For | For | |||||
| 4 | Approve Auditors’ Special Report on Related-Party Transactions | Mgmt | For | Refer | For | |||||
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 6 | Reelect Jean Lemierre as Director | Mgmt | For | For | For | |||||
| 7 | Reelect Jacques Aschenbroich as Director | Mgmt | For | For | For | |||||
| 8 | Reelect Monique Cohen as Director | Mgmt | For | For | For | |||||
| 9 | Reelect Daniela Schwarzer as Director | Mgmt | For | For | For | |||||
| 10 | Reelect Fields Wicker-Miurin as Director | Mgmt | For | For | For | |||||
| 11 | Approve Remuneration Policy of Directors | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
BNP Paribas SA
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 12 | Approve Remuneration Policy of Chairman of the Board | Mgmt | For | Refer | For | |||||
| 13 | Approve Remuneration Policy of CEO and Vice-CEO | Mgmt | For | Refer | For | |||||
| 14 | Approve Compensation of Corporate Officers | Mgmt | For | Refer | For | |||||
| 15 | Approve Compensation of Jean Lemierre, Chairman of the Board | Mgmt | For | Refer | For | |||||
| 16 | Approve Compensation of Jean-Laurent Bonnafe, CEO | Mgmt | For | Refer | For | |||||
| 17 | Approve Compensation of Philippe Bordenave, Vice-CEO | Mgmt | For | Refer | For | |||||
| 18 | Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Mgmt | For | Refer | For | |||||
| Extraordinary Business | Mgmt | |||||||||
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Mgmt | For | For | For | |||||
| 20 | Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers | Mgmt | For | For | For | |||||
| 21 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Mgmt | For | For | For | |||||
| 22 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 20-21 at EUR 240 Million | Mgmt | For | For | For | |||||
| 23 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |||||
| 24 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19-21 at EUR 1 Billion | Mgmt | For | For | For | |||||
| 25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
| 26 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
| 27 | Amend Article 7 of Bylaws Re: Employee Shareholder Representative | Mgmt | For | For | For | |||||
| 28 | Amend Article 15 of Bylaws Re: Board Members Deliberation via Written Consultation | Mgmt | For | For | For | |||||
| 29 | Amend Articles 7, 10, 11, 19 of Bylaws to Comply with Legal Changes | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
BNP Paribas SA
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 30 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |||||
Northrop Grumman Corporation
| Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 666807102 | |||||
| Record Date: | 03/24/2020 | Meeting Type: | Annual | Ticker: | NOC | |||||
| Shares Voted: | 28,846 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Kathy J. Warden | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Marianne C. Brown | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Donald E. Felsinger | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Ann M. Fudge | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Bruce S. Gordon | Mgmt | For | For | For | |||||
| 1.6 | Elect Director William H. Hernandez | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Madeleine A. Kleiner | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Karl J. Krapek | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Gary Roughead | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Thomas M. Schoewe | Mgmt | For | For | For | |||||
| 1.11 | Elect Director James S. Turley | Mgmt | For | For | For | |||||
| 1.12 | Elect Director Mark A. Welsh, III | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Report on Human Rights Impact Assessment | SH | Against | For | For | |||||
| 5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | SH | Against | Refer | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Anthem, Inc.
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 036752103 | |||||
| Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | ANTM | |||||
| Shares Voted: | 21,279 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Gail K. Boudreaux | Mgmt | For | For | For | |||||
| 1.2 | Elect Director R. Kerry Clark | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Robert L. Dixon, Jr. | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
Elanco Animal Health Incorporated
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 28414H103 | |||||
| Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | ELAN | |||||
| Shares Voted: | 299,067 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Michael J. Harrington | Mgmt | For | Refer | Against | |||||
| 1b | Elect Director Deborah T. Kochevar | Mgmt | For | Refer | Against | |||||
| 1c | Elect Director Kirk P. McDonald | Mgmt | For | Refer | Against | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Kansas City Southern
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 485170302 | |||||
| Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | KSU | |||||
| Shares Voted: | 40,256 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Lydia I. Beebe | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Kansas City Southern
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.2 | Elect Director Lu M. Cordova | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Robert J. Druten | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Antonio O. Garza, Jr. | Mgmt | For | For | For | |||||
| 1.5 | Elect Director David Garza-Santos | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Janet H. Kennedy | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Mitchell J. Krebs | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Henry J. Maier | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Thomas A. McDonnell | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Patrick J. Ottensmeyer | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
Morgan Stanley
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 617446448 | |||||
| Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | MS | |||||
| Shares Voted: | 103,774 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Elizabeth Corley | Mgmt | For | For | For | |||||
| 1b | Elect Director Alistair Darling | Mgmt | For | For | For | |||||
| 1c | Elect Director Thomas H. Glocer | Mgmt | For | For | For | |||||
| 1d | Elect Director James P. Gorman | Mgmt | For | For | For | |||||
| 1e | Elect Director Robert H. Herz | Mgmt | For | For | For | |||||
| 1f | Elect Director Nobuyuki Hirano | Mgmt | For | For | For | |||||
| 1g | Elect Director Stephen J. Luczo | Mgmt | For | For | For | |||||
| 1h | Elect Director Jami Miscik | Mgmt | For | For | For | |||||
| 1i | Elect Director Dennis M. Nally | Mgmt | For | For | For | |||||
| 1j | Elect Director Takeshi Ogasawara | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Morgan Stanley
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1k | Elect Director Hutham S. Olayan | Mgmt | For | For | For | |||||
| 1l | Elect Director Mary L. Schapiro | Mgmt | For | For | For | |||||
| 1m | Elect Director Perry M. Traquina | Mgmt | For | For | For | |||||
| 1n | Elect Director Rayford Wilkins, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
The Home Depot, Inc.
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 437076102 | |||||
| Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | HD | |||||
| Shares Voted: | 36,245 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Gerard J. Arpey | Mgmt | For | For | For | |||||
| 1b | Elect Director Ari Bousbib | Mgmt | For | For | For | |||||
| 1c | Elect Director Jeffery H. Boyd | Mgmt | For | For | For | |||||
| 1d | Elect Director Gregory D. Brenneman | Mgmt | For | For | For | |||||
| 1e | Elect Director J. Frank Brown | Mgmt | For | For | For | |||||
| 1f | Elect Director Albert P. Carey | Mgmt | For | For | For | |||||
| 1g | Elect Director Helena B. Foulkes | Mgmt | For | For | For | |||||
| 1h | Elect Director Linda R. Gooden | Mgmt | For | For | For | |||||
| 1i | Elect Director Wayne M. Hewett | Mgmt | For | For | For | |||||
| 1j | Elect Director Manuel Kadre | Mgmt | For | For | For | |||||
| 1k | Elect Director Stephanie C. Linnartz | Mgmt | For | For | For | |||||
| 1l | Elect Director Craig A. Menear | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Amend Shareholder Written Consent Provisions | SH | Against | Refer | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
The Home Depot, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 5 | Prepare Employment Diversity Report and Report on Diversity Policies | SH | Against | For | For | |||||
| 6 | Adopt Share Retention Policy For Senior Executives | SH | Against | Against | Against | |||||
| 7 | Report on Congruency Political Analysis and Electioneering Expenditures | SH | Against | For | For | |||||
VeriSign, Inc.
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 92343E102 | |||||
| Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | VRSN | |||||
| Shares Voted: | 22,087 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director D. James Bidzos | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Yehuda Ari Buchalter | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Kathleen A. Cote | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Thomas F. Frist, III | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Jamie S. Gorelick | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Roger H. Moore | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Louis A. Simpson | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Timothy Tomlinson | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Provide Right to Act by Written Consent | SH | Against | For | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Amazon.com, Inc.
| Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 023135106 | |||||
| Record Date: | 04/02/2020 | Meeting Type: | Annual | Ticker: | AMZN | |||||
| Shares Voted: | 4,254 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Jeffrey P. Bezos | Mgmt | For | For | For | |||||
| 1b | Elect Director Rosalind G. Brewer | Mgmt | For | For | For | |||||
| 1c | Elect Director Jamie S. Gorelick | Mgmt | For | For | For | |||||
| 1d | Elect Director Daniel P. Huttenlocher | Mgmt | For | For | For | |||||
| 1e | Elect Director Judith A. McGrath | Mgmt | For | For | For | |||||
| 1f | Elect Director Indra K. Nooyi | Mgmt | For | For | For | |||||
| 1g | Elect Director Jonathan J. Rubinstein | Mgmt | For | For | For | |||||
| 1h | Elect Director Thomas O. Ryder | Mgmt | For | For | For | |||||
| 1i | Elect Director Patricia Q. Stonesifer | Mgmt | For | For | For | |||||
| 1j | Elect Director Wendell P. Weeks | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Mgmt | For | For | For | |||||
| 5 | Report on Management of Food Waste | SH | Against | For | For | |||||
| 6 | Report on Customers’ Use of its Surveillance and Computer Vision Products or Cloud-Based Services | SH | Against | For | For | |||||
| 7 | Report on Potential Human Rights Impacts of Customers’ Use of Rekognition | SH | Against | For | For | |||||
| 8 | Report on Products Promoting Hate Speech and Sales of Offensive Products | SH | Against | For | For | |||||
| 9 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
| 10 | Report on Global Median Gender/Racial Pay Gap | SH | Against | Against | Against | |||||
| 11 | Report on Reducing Environmental and Health Harms to Communities of Color | SH | Against | Against | Against | |||||
| 12 | Report on Viewpoint Discrimination | SH | Against | Against | Against | |||||
| 13 | Report on Promotion Velocity | SH | Against | Against | Against | |||||
| 14 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
| 15 | Human Rights Risk Assessment | SH | Against | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Amazon.com, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 16 | Report on Lobbying Payments and Policy | SH | Against | For | For | |||||
E.ON SE
| Meeting Date: | 05/28/2020 | Country: | Germany | Primary Security ID: | D24914133 | |||||
| Record Date: | Meeting Type: | Annual | Ticker: | EOAN | ||||||
| Shares Voted: | 753,821 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
| 2 | Approve Allocation of Income and Dividends of EUR 0.46 per Share | Mgmt | For | For | For | |||||
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 5.1 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
| 5.2 | Ratify PricewaterhouseCoopers GmbH as Auditors for Half-Year and Quarterly Reports 2020 | Mgmt | For | For | For | |||||
| 5.3 | Ratify KPMG AG as Auditors for the First Quarter of Fiscal 2021 | Mgmt | For | For | For | |||||
| 6.1 | Elect Ulrich Grillo to the Supervisory Board | Mgmt | For | For | For | |||||
| 6.2 | Elect Rolf Martin Schmitz to the Supervisory Board | Mgmt | For | For | For | |||||
| 6.3 | Elect Deborah Wilkens to the Supervisory Board | Mgmt | For | For | For | |||||
| 7 | Approve Creation of EUR 528 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Mgmt | For | For | For | |||||
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 264 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For | For | |||||
| 9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
E.ON SE
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 10 | Authorize Use of Financial Derivatives when Repurchasing Shares | Mgmt | For | Refer | For | |||||
Merck KGaA
| Meeting Date: | 05/28/2020 | Country: | Germany | Primary Security ID: | D5357W103 | |||||
| Record Date: | 05/15/2020 | Meeting Type: | Annual | Ticker: | MRK | |||||
| Shares Voted: | 60,806 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
| 2 | Accept Financial Statements and Statutory Reports for Fiscal 2019 | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Mgmt | For | For | For | |||||
| 4 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 5 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 6 | Ratify KPMG AG as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
| 7 | Approve Affiliation Agreement with BSSN UG | Mgmt | For | Refer | For | |||||
AIA Group Limited
| Meeting Date: | 05/29/2020 | Country: | Hong Kong | Primary Security ID: | Y002A1105 | |||||
| Record Date: | 05/25/2020 | Meeting Type: | Annual | Ticker: | 1299 | |||||
| Shares Voted: | 885,034 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Final Dividend | Mgmt | For | For | For | |||||
| 3 | Elect Edmund Sze-Wing Tse as Director | Mgmt | For | For | For | |||||
| 4 | Elect Jack Chak-Kwong So as Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
AIA Group Limited
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 5 | Elect Mohamed Azman Yahya Director | Mgmt | For | For | For | |||||
| 6 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 7A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | For | For | |||||
| 7B | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For | |||||
| 8 | Approve New Share Option Scheme and Terminate Existing Share Option Scheme | Mgmt | For | For | For | |||||
Glencore Plc
| Meeting Date: | 06/02/2020 | Country: | Jersey | Primary Security ID: | G39420107 | |||||
| Record Date: | 05/31/2020 | Meeting Type: | Annual | Ticker: | GLEN | |||||
| Shares Voted: | 1,795,674 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Re-elect Anthony Hayward as Director | Mgmt | For | For | For | |||||
| 3 | Re-elect Ivan Glasenberg as Director | Mgmt | For | For | For | |||||
| 4 | Re-elect Peter Coates as Director | Mgmt | For | For | For | |||||
| 5 | Re-elect Leonhard Fischer as Director | Mgmt | For | For | For | |||||
| 6 | Re-elect Martin Gilbert as Director | Mgmt | For | For | For | |||||
| 7 | Re-elect John Mack as Director | Mgmt | For | For | For | |||||
| 8 | Re-elect Gill Marcus as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect Patrice Merrin as Director | Mgmt | For | For | For | |||||
| 10 | Elect Kalidas Madhavpeddi as Director | Mgmt | For | For | For | |||||
| 11 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 12 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 13 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 15 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Glencore Plc
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
| 18 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
Walmart Inc.
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 931142103 | |||||
| Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | WMT | |||||
| Shares Voted: | 134,998 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Cesar Conde | Mgmt | For | For | For | |||||
| 1b | Elect Director Timothy P. Flynn | Mgmt | For | For | For | |||||
| 1c | Elect Director Sarah J. Friar | Mgmt | For | For | For | |||||
| 1d | Elect Director Carla A. Harris | Mgmt | For | For | For | |||||
| 1e | Elect Director Thomas W. Horton | Mgmt | For | For | For | |||||
| 1f | Elect Director Marissa A. Mayer | Mgmt | For | For | For | |||||
| 1g | Elect Director C. Douglas McMillon | Mgmt | For | For | For | |||||
| 1h | Elect Director Gregory B. Penner | Mgmt | For | Refer | For | |||||
| 1i | Elect Director Steven S Reinemund | Mgmt | For | For | For | |||||
| 1j | Elect Director S. Robson Walton | Mgmt | For | For | For | |||||
| 1k | Elect Director Steuart L. Walton | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 5 | Report on Impacts of Single-Use Plastic Bags | SH | Against | For | For | |||||
| 6 | Report on Supplier Antibiotics Use Standards | SH | Against | Against | Against | |||||
| 7 | Adopt Policy to Include Hourly Associates as Director Candidates | SH | Against | Refer | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Walmart Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 8 | Report on Strengthening Prevention of Workplace Sexual Harassment | SH | Against | For | For | |||||
Sarepta Therapeutics, Inc.
| Meeting Date: | 06/04/2020 | Country: | USA | Primary Security ID: | 803607100 | |||||
| Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | SRPT | |||||
| Shares Voted: | 3,920 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Douglas S. Ingram | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Hans Wigzell | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Mary Ann Gray | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Increase Authorized Common Stock | Mgmt | For | For | For | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Gartner, Inc.
| Meeting Date: | 06/08/2020 | Country: | USA | Primary Security ID: | 366651107 | |||||
| Record Date: | 04/14/2020 | Meeting Type: | Annual | Ticker: | IT | |||||
| Shares Voted: | 37,450 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Peter E. Bisson | Mgmt | For | For | For | |||||
| 1b | Elect Director Richard J. Bressler | Mgmt | For | For | For | |||||
| 1c | Elect Director Raul E. Cesan | Mgmt | For | For | For | |||||
| 1d | Elect Director Karen E. Dykstra | Mgmt | For | For | For | |||||
| 1e | Elect Director Anne Sutherland Fuchs | Mgmt | For | For | For | |||||
| 1f | Elect Director William O. Grabe | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Gartner, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1g | Elect Director Eugene A. Hall | Mgmt | For | For | For | |||||
| 1h | Elect Director Stephen G. Pagliuca | Mgmt | For | For | For | |||||
| 1i | Elect Director Eileen M. Serra | Mgmt | For | For | For | |||||
| 1j | Elect Director James C. Smith | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Taiwan Semiconductor Manufacturing Co., Ltd.
| Meeting Date: | 06/09/2020 | Country: | Taiwan | Primary Security ID: | Y84629107 | |||||
| Record Date: | 04/10/2020 | Meeting Type: | Annual | Ticker: | 2330 | |||||
| Shares Voted: | 1,938,983 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Business Operations Report and Financial Statements | Mgmt | For | For | For | |||||
| 2 | Amend Procedures for Lending Funds to Other Parties | Mgmt | For | Refer | For | |||||
| ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING | Mgmt | |||||||||
| 3.1 | Elect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director | Mgmt | For | For | For | |||||
Caterpillar Inc.
| Meeting Date: | 06/10/2020 | Country: | USA | Primary Security ID: | 149123101 | |||||
| Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | CAT | |||||
| Shares Voted: | 58,935 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Kelly A. Ayotte | Mgmt | For | For | For | |||||
| 1.2 | Elect Director David L. Calhoun | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Daniel M. Dickinson | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Caterpillar Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.4 | Elect Director Juan Gallardo | Mgmt | For | For | For | |||||
| 1.5 | Elect Director William A. Osborn | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Debra L. Reed-Klages | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Edward B. Rust, Jr. | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Susan C. Schwab | Mgmt | For | For | For | |||||
| 1.9 | Elect Director D. James Umpleby, III | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Miles D. White | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Rayford Wilkins, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Report on Lobbying Payments and Policy | SH | Against | For | For | |||||
| 5 | Require Independent Board Chair | SH | Against | Refer | Against | |||||
| 6 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
Dollar Tree, Inc.
| Meeting Date: | 06/11/2020 | Country: | USA | Primary Security ID: | 256746108 | |||||
| Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | DLTR | |||||
| Shares Voted: | 69,366 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Arnold S. Barron | Mgmt | For | For | For | |||||
| 1b | Elect Director Gregory M. Bridgeford | Mgmt | For | For | For | |||||
| 1c | Elect Director Thomas W. Dickson | Mgmt | For | For | For | |||||
| 1d | Elect Director Lemuel E. Lewis | Mgmt | For | For | For | |||||
| 1e | Elect Director Jeffrey G. Naylor | Mgmt | For | For | For | |||||
| 1f | Elect Director Gary M. Philbin | Mgmt | For | For | For | |||||
| 1g | Elect Director Bob Sasser | Mgmt | For | For | For | |||||
| 1h | Elect Director Thomas A. Saunders, III | Mgmt | For | For | For | |||||
| 1i | Elect Director Stephanie P. Stahl | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Dollar Tree, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1j | Elect Director Carrie A. Wheeler | Mgmt | For | For | For | |||||
| 1k | Elect Director Thomas E. Whiddon | Mgmt | For | For | For | |||||
| 1l | Elect Director Carl P. Zeithaml | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Report on Greenhouse Gas Emissions Goals | SH | Against | For | For | |||||
KEYENCE Corp.
| Meeting Date: | 06/12/2020 | Country: | Japan | Primary Security ID: | J32491102 | |||||
| Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | 6861 | |||||
| Shares Voted: | 18,500 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Mgmt | For | For | For | |||||
| 2.1 | Elect Director Takizaki, Takemitsu | Mgmt | For | For | For | |||||
| 2.2 | Elect Director Nakata, Yu | Mgmt | For | For | For | |||||
| 2.3 | Elect Director Kimura, Keiichi | Mgmt | For | For | For | |||||
| 2.4 | Elect Director Yamaguchi, Akiji | Mgmt | For | For | For | |||||
| 2.5 | Elect Director Miki, Masayuki | Mgmt | For | For | For | |||||
| 2.6 | Elect Director Yamamoto, Akinori | Mgmt | For | For | For | |||||
| 2.7 | Elect Director Kanzawa, Akira | Mgmt | For | For | For | |||||
| 2.8 | Elect Director Tanabe, Yoichi | Mgmt | For | For | For | |||||
| 2.9 | Elect Director Taniguchi, Seiichi | Mgmt | For | For | For | |||||
| 3.1 | Appoint Statutory Auditor Takeda, Hidehiko | Mgmt | For | Refer | For | |||||
| 3.2 | Appoint Statutory Auditor Indo, Hiroji | Mgmt | For | Refer | For | |||||
| 4 | Appoint Alternate Statutory Auditor Yamamoto, Masaharu | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Ingersoll Rand, Inc.
| Meeting Date: | 06/16/2020 | Country: | USA | Primary Security ID: | 45687V106 | |||||
| Record Date: | 04/22/2020 | Meeting Type: | Annual | Ticker: | IR | |||||
| Shares Voted: | 183,283 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Kirk E. Arnold | Mgmt | For | For | For | |||||
| 1b | Elect Director William P. Donnelly | Mgmt | For | For | For | |||||
| 1c | Elect Director Marc E. Jones | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
VINCI SA
| Meeting Date: | 06/18/2020 | Country: | France | Primary Security ID: | F5879X108 | |||||
| Record Date: | 06/15/2020 | Meeting Type: | Annual/Special | Ticker: | DG | |||||
| Shares Voted: | 71,247 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Ordinary Business | Mgmt | |||||||||
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Dividends of EUR 2.04 per Share | Mgmt | For | For | For | |||||
| 4 | Approve Stock Dividend Program | Mgmt | For | For | For | |||||
| 5 | Elect Benoit Bazin as Director | Mgmt | For | For | For | |||||
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 7 | Approve Remuneration Policy of Board Members | Mgmt | For | Refer | For | |||||
| 8 | Approve Remuneration Policy of Xavier Huillard, Chairman and CEO | Mgmt | For | Refer | For | |||||
| 9 | Approve Compensation Report of Corporate Officers | Mgmt | For | Refer | For | |||||
| 10 | Approve Compensation of Xavier Huillard, Chairman and CEO | Mgmt | For | Refer | For | |||||
| Extraordinary Business | Mgmt | |||||||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
VINCI SA
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 11 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
| 12 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
| 13 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Mgmt | For | Refer | For | |||||
| 14 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees With Performance Conditions Attached | Mgmt | For | For | For | |||||
| 15 | Amend Article 13 of Bylaws Re: Board Members Deliberation via Written Consultation | Mgmt | For | For | For | |||||
| 16 | Amend Article 14 of Bylaws Re: Board Members Remuneration | Mgmt | For | Refer | For | |||||
| 17 | Amend Article 15 of Bylaws Re: Board Powers | Mgmt | For | For | For | |||||
| 18 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |||||
Deutsche Telekom AG
| Meeting Date: | 06/19/2020 | Country: | Germany | Primary Security ID: | D2035M136 | |||||
| Record Date: | Meeting Type: | Annual | Ticker: | DTE | ||||||
| Shares Voted: | 388,192 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
| 2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Mgmt | For | For | For | |||||
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
| 6 | Elect Michael Kaschke to the Supervisory Board | Mgmt | For | Refer | For | |||||
| 7 | Approve Spin-Off and Takeover Agreement with Telekom Deutschland GmbH | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Deutsche Telekom AG
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 8 | Ratify Ernst & Young GmbH as Auditors for the First Quarter of Fiscal 2021 | Mgmt | For | For | For | |||||
Subaru Corp.
| Meeting Date: | 06/23/2020 | Country: | Japan | Primary Security ID: | J7676H100 | |||||
| Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 7270 | |||||
| Shares Voted: | 369,069 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 28 | Mgmt | For | For | For | |||||
| 2.1 | Elect Director Yoshinaga, Yasuyuki | Mgmt | For | For | For | |||||
| 2.2 | Elect Director Nakamura, Tomomi | Mgmt | For | For | For | |||||
| 2.3 | Elect Director Hosoya, Kazuo | Mgmt | For | For | For | |||||
| 2.4 | Elect Director Okada, Toshiaki | Mgmt | For | For | For | |||||
| 2.5 | Elect Director Kato, Yoichi | Mgmt | For | For | For | |||||
| 2.6 | Elect Director Onuki, Tetsuo | Mgmt | For | For | For | |||||
| 2.7 | Elect Director Abe, Yasuyuki | Mgmt | For | For | For | |||||
| 2.8 | Elect Director Yago, Natsunosuke | Mgmt | For | For | For | |||||
| 2.9 | Elect Director Doi, Miwako | Mgmt | For | For | For | |||||
| 3 | Appoint Statutory Auditor Tsutsumi, Hiromi | Mgmt | For | Refer | For | |||||
| 4 | Appoint Alternate Statutory Auditor Ryu, Hirohisa | Mgmt | For | Refer | For | |||||
Koninklijke Philips NV
| Meeting Date: | 06/26/2020 | Country: | Netherlands | Primary Security ID: | N7637U112 | |||||
| Record Date: | 05/29/2020 | Meeting Type: | Special | Ticker: | PHIA | |||||
| Shares Voted: | 141,502 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Special Meeting Agenda | Mgmt | |||||||||
| 1 | Approve Dividends of EUR 0.85 Per Share | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
ORIX Corp.
| Meeting Date: | 06/26/2020 | Country: | Japan | Primary Security ID: | J61933123 | |||||
| Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 8591 | |||||
| Shares Voted: | 794,712 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Inoue, Makoto | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Irie, Shuji | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Taniguchi, Shoji | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Matsuzaki, Satoru | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Stan Koyanagi | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Suzuki, Yoshiteru | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Yasuda, Ryuji | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Takenaka, Heizo | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Michael Cusumano | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Akiyama, Sakie | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Watanabe, Hiroshi | Mgmt | For | Refer | Against | |||||
| 1.12 | Elect Director Sekine, Aiko | Mgmt | For | For | For | |||||
Suzuki Motor Corp.
| Meeting Date: | 06/26/2020 | Country: | Japan | Primary Security ID: | J78529138 | |||||
| Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 7269 | |||||
| Shares Voted: | 221,998 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 48 | Mgmt | For | For | For | |||||
| 2.1 | Elect Director Suzuki, Osamu | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Suzuki Motor Corp.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 2.2 | Elect Director Harayama, Yasuhito | Mgmt | For | For | For | |||||
| 2.3 | Elect Director Suzuki, Toshihiro | Mgmt | For | For | For | |||||
| 2.4 | Elect Director Honda, Osamu | Mgmt | For | For | For | |||||
| 2.5 | Elect Director Nagao, Masahiko | Mgmt | For | For | For | |||||
| 2.6 | Elect Director Suzuki, Toshiaki | Mgmt | For | For | For | |||||
| 2.7 | Elect Director Kawamura, Osamu | Mgmt | For | For | For | |||||
| 2.8 | Elect Director Domichi, Hideaki | Mgmt | For | For | For | |||||
| 2.9 | Elect Director Kato, Yuriko | Mgmt | For | For | For | |||||
| 3.1 | Appoint Statutory Auditor Sugimoto, Toyokazu | Mgmt | For | Refer | For | |||||
| 3.2 | Appoint Statutory Auditor Kasai, Masato | Mgmt | For | Refer | For | |||||
| 3.3 | Appoint Statutory Auditor Tanaka, Norio | Mgmt | For | Refer | For | |||||
| 3.4 | Appoint Statutory Auditor Araki, Nobuyuki | Mgmt | For | Refer | For | |||||
| 3.5 | Appoint Statutory Auditor Nagano, Norihisa | Mgmt | For | Refer | For | |||||
| 4 | Approve Restricted Stock Plan | Mgmt | For | For | For | |||||
Mitsubishi UFJ Financial Group, Inc.
| Meeting Date: | 06/29/2020 | Country: | Japan | Primary Security ID: | J44497105 | |||||
| Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 8306 | |||||
| Shares Voted: | 1,314,260 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 12.5 | Mgmt | For | For | For | |||||
| 2.1 | Elect Director Fujii, Mariko | Mgmt | For | For | For | |||||
| 2.2 | Elect Director Honda, Keiko | Mgmt | For | For | For | |||||
| 2.3 | Elect Director Kato, Kaoru | Mgmt | For | For | For | |||||
| 2.4 | Elect Director Matsuyama, Haruka | Mgmt | For | For | For | |||||
| 2.5 | Elect Director Toby S. Myerson | Mgmt | For | For | For | |||||
| 2.6 | Elect Director Nomoto, Hirofumi | Mgmt | For | Refer | Against | |||||
| 2.7 | Elect Director Shingai, Yasushi | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Mitsubishi UFJ Financial Group, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 2.8 | Elect Director Tarisa Watanagase | Mgmt | For | For | For | |||||
| 2.9 | Elect Director Yamate, Akira | Mgmt | For | For | For | |||||
| 2.10 | Elect Director Okamoto, Junichi | Mgmt | For | For | For | |||||
| 2.11 | Elect Director Ogura, Ritsuo | Mgmt | For | For | For | |||||
| 2.12 | Elect Director Hirano, Nobuyuki | Mgmt | For | For | For | |||||
| 2.13 | Elect Director Mike, Kanetsugu | Mgmt | For | For | For | |||||
| 2.14 | Elect Director Araki, Saburo | Mgmt | For | For | For | |||||
| 2.15 | Elect Director Nagashima, Iwao | Mgmt | For | For | For | |||||
| 2.16 | Elect Director Kamezawa, Hironori | Mgmt | For | For | For | |||||
IVY VIP BALANCED
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Constellation Brands, Inc.
| Meeting Date: | 07/16/2019 | Country: | USA | Primary Security ID: | 21036P108 | |||||
| Record Date: | 05/17/2019 | Meeting Type: | Annual | Ticker: | STZ | |||||
| Shares Voted: | 19,544 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Jennifer M. Daniels | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Jerry Fowden | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Ernesto M. Hernandez | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Susan Somersille Johnson | Mgmt | For | For | For | |||||
| 1.5 | Elect Director James A. Locke, III | Mgmt | For | Refer | Withhold | |||||
| 1.6 | Elect Director Daniel J. McCarthy | Mgmt | For | Refer | Withhold | |||||
| 1.7 | Elect Director William A. Newlands | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Richard Sands | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Robert Sands | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Judy A. Schmeling | Mgmt | For | Refer | Withhold | |||||
| 2 | Ratify KPMG LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
SunTrust Banks, Inc.
| Meeting Date: | 07/30/2019 | Country: | USA | Primary Security ID: | 867914103 | |||||
| Record Date: | 06/24/2019 | Meeting Type: | Special | Ticker: | STI | |||||
| Shares Voted: | 400,000 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1 | Approve Merger Agreement | Mgmt | For | Refer | For | |||||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | Refer | For | |||||
| 3 | Adjourn Meeting | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Jazz Pharmaceuticals plc
| Meeting Date: | 08/01/2019 | Country: | Ireland | Primary Security ID: | G50871105 | |||||
| Record Date: | 06/05/2019 | Meeting Type: | Annual | Ticker: | JAZZ | |||||
| Shares Voted: | 20,157 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Paul L. Berns | Mgmt | For | For | For | |||||
| 1b | Elect Director Patrick G. Enright | Mgmt | For | For | For | |||||
| 1c | Elect Director Seamus Mulligan | Mgmt | For | For | For | |||||
| 1d | Elect Director Norbert G. Riedel | Mgmt | For | For | For | |||||
| 2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Electronic Arts Inc.
| Meeting Date: | 08/08/2019 | Country: | USA | Primary Security ID: | 285512109 | |||||
| Record Date: | 06/14/2019 | Meeting Type: | Annual | Ticker: | EA | |||||
| Shares Voted: | 43,291 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Leonard S. Coleman | Mgmt | For | For | For | |||||
| 1b | Elect Director Jay C. Hoag | Mgmt | For | For | For | |||||
| 1c | Elect Director Jeffrey T. Huber | Mgmt | For | For | For | |||||
| 1d | Elect Director Lawrence F. Probst, III | Mgmt | For | For | For | |||||
| 1e | Elect Director Talbott Roche | Mgmt | For | For | For | |||||
| 1f | Elect Director Richard A. Simonson | Mgmt | For | For | For | |||||
| 1g | Elect Director Luis A. Ubinas | Mgmt | For | For | For | |||||
| 1h | Elect Director Heidi J. Ueberroth | Mgmt | For | For | For | |||||
| 1i | Elect Director Andrew Wilson | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Electronic Arts Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 5 | Provide Right for Shareholders Holding 25% or More of the Common Stock to Call Special Meetings | Mgmt | For | For | For | |||||
| 6 | Provide Right for Shareholders Holding 15% or More of the Common Stock to Call Special Meetings | SH | Against | For | For | |||||
LyondellBasell Industries N.V.
| Meeting Date: | 09/12/2019 | Country: | Netherlands | Primary Security ID: | N53745100 | |||||
| Record Date: | 08/15/2019 | Meeting Type: | Special | Ticker: | LYB | |||||
| Shares Voted: | 47,328 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 2 | Approve the Cancellation of Shares | Mgmt | For | For | For | |||||
General Mills, Inc.
| Meeting Date: | 09/24/2019 | Country: | USA | Primary Security ID: | 370334104 | |||||
| Record Date: | 07/26/2019 | Meeting Type: | Annual | Ticker: | GIS | |||||
| Shares Voted: | 114,317 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director R. Kerry Clark | Mgmt | For | For | For | |||||
| 1b | Elect Director David M. Cordani | Mgmt | For | For | For | |||||
| 1c | Elect Director Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||||
| 1d | Elect Director Jeffrey L. Harmening | Mgmt | For | For | For | |||||
| 1e | Elect Director Maria G. Henry | Mgmt | For | For | For | |||||
| 1f | Elect Director Elizabeth C. Lempres | Mgmt | For | For | For | |||||
| 1g | Elect Director Diane L. Neal | Mgmt | For | For | For | |||||
| 1h | Elect Director Steve Odland | Mgmt | For | For | For | |||||
| 1i | Elect Director Maria A. Sastre | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
General Mills, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1j | Elect Director Eric D. Sprunk | Mgmt | For | For | For | |||||
| 1k | Elect Director Jorge A. Uribe | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Microsoft Corporation
| Meeting Date: | 12/04/2019 | Country: | USA | Primary Security ID: | 594918104 | |||||
| Record Date: | 10/08/2019 | Meeting Type: | Annual | Ticker: | MSFT | |||||
| Shares Voted: | 44,350 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Elect Director William H. Gates, III | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Reid G. Hoffman | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Hugh F. Johnston | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Teri L. List-Stoll | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Satya Nadella | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Sandra E. Peterson | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Penny S. Pritzker | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Charles W. Scharf | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Arne M. Sorenson | Mgmt | For | For | For | |||||
| 1.10 | Elect Director John W. Stanton | Mgmt | For | For | For | |||||
| 1.11 | Elect Director John W. Thompson | Mgmt | For | For | For | |||||
| 1.12 | Elect Director Emma N. Walmsley | Mgmt | For | For | For | |||||
| 1.13 | Elect Director Padmasree Warrior | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Report on Employee Representation on the Board of Directors | SH | Against | Refer | Against | |||||
| 5 | Report on Gender Pay Gap | SH | Against | Against | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Cisco Systems, Inc.
| Meeting Date: | 12/10/2019 | Country: | USA | Primary Security ID: | 17275R102 | |||||
| Record Date: | 10/11/2019 | Meeting Type: | Annual | Ticker: | CSCO | |||||
| Shares Voted: | 77,141 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director M. Michele Burns | Mgmt | For | For | For | |||||
| 1b | Elect Director Wesley G. Bush | Mgmt | For | For | For | |||||
| 1c | Elect Director Michael D. Capellas | Mgmt | For | For | For | |||||
| 1d | Elect Director Mark Garrett | Mgmt | For | For | For | |||||
| 1e | Elect Director Kristina M. Johnson | Mgmt | For | For | For | |||||
| 1f | Elect Director Roderick C. McGeary | Mgmt | For | For | For | |||||
| 1g | Elect Director Charles H. Robbins | Mgmt | For | For | For | |||||
| 1h | Elect Director Arun Sarin | Mgmt | For | For | For | |||||
| 1i | Elect Director Brenton L. Saunders | Mgmt | For | For | For | |||||
| 1j | Elect Director Carol B. Tome | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
Micron Technology, Inc.
| Meeting Date: | 01/16/2020 | Country: | USA | Primary Security ID: | 595112103 | |||||
| Record Date: | 11/18/2019 | Meeting Type: | Annual | Ticker: | MU | |||||
| Shares Voted: | 114,453 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Elect Director Robert L. Bailey | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Richard M. Beyer | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Steven J. Gomo | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Mary Pat McCarthy | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Sanjay Mehrotra | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Micron Technology, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.6 | Elect Director Robert E. Switz | Mgmt | For | For | For | |||||
| 1.7 | Elect Director MaryAnn Wright | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
Emerson Electric Co.
| Meeting Date: | 02/04/2020 | Country: | USA | Primary Security ID: | 291011104 | |||||
| Record Date: | 11/26/2019 | Meeting Type: | Annual | Ticker: | EMR | |||||
| Shares Voted: | 34,320 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Elect Director Martin S. Craighead | Mgmt | For | For | For | |||||
| 1.2 | Elect Director David N. Farr | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Gloria A. Flach | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Matthew S. Levatich | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
Infineon Technologies AG
| Meeting Date: | 02/20/2020 | Country: | Germany | Primary Security ID: | D35415104 | |||||
| Record Date: | 01/15/2020 | Meeting Type: | Annual | Ticker: | IFX | |||||
| Shares Voted: | 175,560 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| Meeting for ADR Holders | Mgmt | |||||||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Infineon Technologies AG
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 2 | Approve Allocation of Income and Dividends of EUR 0.27 per Share | Mgmt | For | For | For | |||||
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
| 6a | Elect Xiaoqun Clever to the Supervisory Board | Mgmt | For | For | For | |||||
| 6b | Elect Friedrich Eichiner to the Supervisory Board | Mgmt | For | For | For | |||||
| 6c | Elect Hans-Ulrich Holdenried to the Supervisory Board | Mgmt | For | For | For | |||||
| 6d | Elect Manfred Puffer to the Supervisory Board | Mgmt | For | For | For | |||||
| 6e | Elect Ulrich Spiesshofer to the Supervisory Board | Mgmt | For | For | For | |||||
| 6f | Elect Margret Suckale to the Supervisory Board | Mgmt | For | For | For | |||||
| 7 | Approve Cancellation of Conditional Capital 2010/I | Mgmt | For | For | For | |||||
| 8 | Approve Creation of EUR 750 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Mgmt | For | For | For | |||||
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For | For | |||||
Apple Inc.
| Meeting Date: | 02/26/2020 | Country: | USA | Primary Security ID: | 037833100 | |||||
| Record Date: | 01/02/2020 | Meeting Type: | Annual | Ticker: | AAPL | |||||
| Shares Voted: | 24,374 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director James Bell | Mgmt | For | For | For | |||||
| 1b | Elect Director Tim Cook | Mgmt | For | For | For | |||||
| 1c | Elect Director Al Gore | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Apple Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1d | Elect Director Andrea Jung | Mgmt | For | For | For | |||||
| 1e | Elect Director Art Levinson | Mgmt | For | For | For | |||||
| 1f | Elect Director Ron Sugar | Mgmt | For | For | For | |||||
| 1g | Elect Director Sue Wagner | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Proxy Access Amendments | SH | Against | Against | Against | |||||
| 5 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | Against | Against | |||||
| 6 | Report on Freedom of Expression and Access to Information Policies | SH | Against | Against | Against | |||||
Deere & Company
| Meeting Date: | 02/26/2020 | Country: | USA | Primary Security ID: | 244199105 | |||||
| Record Date: | 12/31/2019 | Meeting Type: | Annual | Ticker: | DE | |||||
| Shares Voted: | 24,923 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Samuel R. Allen | Mgmt | For | For | For | |||||
| 1b | Elect Director Alan C. Heuberger | Mgmt | For | For | For | |||||
| 1c | Elect Director Charles O. Holliday, Jr. | Mgmt | For | For | For | |||||
| 1d | Elect Director Dipak C. Jain | Mgmt | For | For | For | |||||
| 1e | Elect Director Michael O. Johanns | Mgmt | For | For | For | |||||
| 1f | Elect Director Clayton M. Jones | Mgmt | For | For | For | |||||
| 1g | Elect Director John C. May | Mgmt | For | For | For | |||||
| 1h | Elect Director Gregory R. Page | Mgmt | For | For | For | |||||
| 1i | Elect Director Sherry M. Smith | Mgmt | For | For | For | |||||
| 1j | Elect Director Dmitri L. Stockton | Mgmt | For | For | For | |||||
| 1k | Elect Director Sheila G. Talton | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Deere & Company
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 2 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Mgmt | For | Refer | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 6 | Disclose Board Qualifications Matrix | SH | Against | Refer | Against | |||||
QUALCOMM Incorporated
| Meeting Date: | 03/10/2020 | Country: | USA | Primary Security ID: | 747525103 | |||||
| Record Date: | 01/13/2020 | Meeting Type: | Annual | Ticker: | QCOM | |||||
| Shares Voted: | 75,843 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Mark Fields | Mgmt | For | For | For | |||||
| 1b | Elect Director Jeffrey W. Henderson | Mgmt | For | For | For | |||||
| 1c | Elect Director Ann M. Livermore | Mgmt | For | For | For | |||||
| 1d | Elect Director Harish Manwani | Mgmt | For | For | For | |||||
| 1e | Elect Director Mark D. McLaughlin | Mgmt | For | For | For | |||||
| 1f | Elect Director Steve Mollenkopf | Mgmt | For | For | For | |||||
| 1g | Elect Director Clark T. “Sandy” Randt, Jr. | Mgmt | For | For | For | |||||
| 1h | Elect Director Irene B. Rosenfeld | Mgmt | For | For | For | |||||
| 1i | Elect Director Kornelis “Neil” Smit | Mgmt | For | For | For | |||||
| 1j | Elect Director Anthony J. Vinciquerra | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
The Walt Disney Company
| Meeting Date: | 03/11/2020 | Country: | USA | Primary Security ID: | 254687106 | |||||
| Record Date: | 01/13/2020 | Meeting Type: | Annual | Ticker: | DIS | |||||
| Shares Voted: | 17,041 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Susan E. Arnold | Mgmt | For | For | For | |||||
| 1b | Elect Director Mary T. Barra | Mgmt | For | For | For | |||||
| 1c | Elect Director Safra A. Catz | Mgmt | For | For | For | |||||
| 1d | Elect Director Francis A. deSouza | Mgmt | For | For | For | |||||
| 1e | Elect Director Michael B.G. Froman | Mgmt | For | For | For | |||||
| 1f | Elect Director Robert A. Iger | Mgmt | For | For | For | |||||
| 1g | Elect Director Maria Elena Lagomasino | Mgmt | For | For | For | |||||
| 1h | Elect Director Mark G. Parker | Mgmt | For | For | For | |||||
| 1i | Elect Director Derica W. Rice | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
PPG Industries, Inc.
| Meeting Date: | 04/16/2020 | Country: | USA | Primary Security ID: | 693506107 | |||||
| Record Date: | 02/21/2020 | Meeting Type: | Annual | Ticker: | PPG | |||||
| Shares Voted: | 42,898 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Elect Director Stephen F. Angel | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Hugh Grant | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Melanie L. Healey | Mgmt | For | For | For | |||||
| 2.1 | Elect Director Kathleen A. Ligocki | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
PPG Industries, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 4 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
| 5 | Reduce Supermajority Vote Requirement | Mgmt | For | For | For | |||||
| 6 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
Citigroup Inc.
| Meeting Date: | 04/21/2020 | Country: | USA | Primary Security ID: | 172967424 | |||||
| Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | C | |||||
| Shares Voted: | 32,009 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Michael L. Corbat | Mgmt | For | For | For | |||||
| 1b | Elect Director Ellen M. Costello | Mgmt | For | For | For | |||||
| 1c | Elect Director Grace E. Dailey | Mgmt | For | For | For | |||||
| 1d | Elect Director Barbara J. Desoer | Mgmt | For | For | For | |||||
| 1e | Elect Director John C. Dugan | Mgmt | For | For | For | |||||
| 1f | Elect Director Duncan P. Hennes | Mgmt | For | For | For | |||||
| 1g | Elect Director Peter B. Henry | Mgmt | For | For | For | |||||
| 1h | Elect Director S. Leslie Ireland | Mgmt | For | For | For | |||||
| 1i | Elect Director Lew W. (Jay) Jacobs, IV | Mgmt | For | For | For | |||||
| 1j | Elect Director Renee J. James | Mgmt | For | For | For | |||||
| 1k | Elect Director Gary M. Reiner | Mgmt | For | For | For | |||||
| 1l | Elect Director Diana L. Taylor | Mgmt | For | For | For | |||||
| 1m | Elect Director James S. Turley | Mgmt | For | For | For | |||||
| 1n | Elect Director Deborah C. Wright | Mgmt | For | For | For | |||||
| 1o | Elect Director Alexander R. Wynaendts | Mgmt | For | For | For | |||||
| 1p | Elect Director Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Citigroup Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 5 | Amend Proxy Access Right | SH | Against | Against | Against | |||||
| 6 | Review on Governance Documents | SH | Against | Refer | Against | |||||
| 7 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
Domino’s Pizza, Inc.
| Meeting Date: | 04/21/2020 | Country: | USA | Primary Security ID: | 25754A201 | |||||
| Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | DPZ | |||||
| Shares Voted: | 16,074 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Elect Director David A. Brandon | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Richard E. Allison, Jr. | Mgmt | For | For | For | |||||
| 1.3 | Elect Director C. Andrew Ballard | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Andrew B. Balson | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Corie S. Barry | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Diana F. Cantor | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Richard L. Federico | Mgmt | For | For | For | |||||
| 1.8 | Elect Director James A. Goldman | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Patricia E. Lopez | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Northern Trust Corporation
| Meeting Date: | 04/21/2020 | Country: | USA | Primary Security ID: | 665859104 | |||||
| Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | NTRS | |||||
| Shares Voted: | 43,036 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Linda Walker Bynoe | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Northern Trust Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1b | Elect Director Susan Crown | Mgmt | For | For | For | |||||
| 1c | Elect Director Dean M. Harrison | Mgmt | For | For | For | |||||
| 1d | Elect Director Jay L. Henderson | Mgmt | For | For | For | |||||
| 1e | Elect Director Marcy S. Klevorn | Mgmt | For | For | For | |||||
| 1f | Elect Director Siddharth N. “Bobby” Mehta | Mgmt | For | For | For | |||||
| 1g | Elect Director Michael G. O’Grady | Mgmt | For | For | For | |||||
| 1h | Elect Director Jose Luis Prado | Mgmt | For | For | For | |||||
| 1i | Elect Director Thomas E. Richards | Mgmt | For | For | For | |||||
| 1j | Elect Director Martin P. Slark | Mgmt | For | For | For | |||||
| 1k | Elect Director David H. B. Smith, Jr. | Mgmt | For | For | For | |||||
| 1l | Elect Director Donald Thompson | Mgmt | For | For | For | |||||
| 1m | Elect Director Charles A. Tribbett, III | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Pfizer Inc.
| Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 717081103 | |||||
| Record Date: | 02/25/2020 | Meeting Type: | Annual | Ticker: | PFE | |||||
| Shares Voted: | 70,217 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Elect Director Ronald E. Blaylock | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Albert Bourla | Mgmt | For | For | For | |||||
| 1.3 | Elect Director W. Don Cornwell | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Joseph J. Echevarria | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Scott Gottlieb | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Helen H. Hobbs | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Susan Hockfield | Mgmt | For | For | For | |||||
| 1.8 | Elect Director James M. Kilts | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Pfizer Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.9 | Elect Director Dan R. Littman | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Shantanu Narayen | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Suzanne Nora Johnson | Mgmt | For | For | For | |||||
| 1.12 | Elect Director James Quincey | Mgmt | For | For | For | |||||
| 1.13 | Elect Director James C. Smith | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
| 5 | Amend Proxy Access Right | SH | Against | Against | Against | |||||
| 6 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
| 7 | Require Independent Board Chair | SH | Against | Refer | Against | |||||
| 8 | Report on Gender Pay Gap | SH | Against | Against | Against | |||||
| 9 | Elect Director Susan Desmond-Hellmann | Mgmt | For | For | For | |||||
Snap-on Incorporated
| Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 833034101 | |||||
| Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | SNA | |||||
| Shares Voted: | 24,960 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Elect Director David C. Adams | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Karen L. Daniel | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Ruth Ann M. Gillis | Mgmt | For | For | For | |||||
| 1.4 | Elect Director James P. Holden | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Nathan J. Jones | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Henry W. Knueppel | Mgmt | For | For | For | |||||
| 1.7 | Elect Director W. Dudley Lehman | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Nicholas T. Pinchuk | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Gregg M. Sherrill | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Snap-on Incorporated
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.10 | Elect Director Donald J. Stebbins | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
The Boeing Company
| Meeting Date: | 04/27/2020 | Country: | USA | Primary Security ID: | 097023105 | |||||
| Record Date: | 02/27/2020 | Meeting Type: | Annual | Ticker: | BA | |||||
| Shares Voted: | 15,018 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Robert A. Bradway | Mgmt | For | For | For | |||||
| 1b | Elect Director David L. Calhoun | Mgmt | For | For | For | |||||
| 1c | Elect Director Arthur D. Collins, Jr. | Mgmt | For | Refer | Against | |||||
| 1d | Elect Director Edmund P. Giambastiani, Jr. | Mgmt | For | Refer | Against | |||||
| 1e | Elect Director Lynn J. Good | Mgmt | For | For | For | |||||
| 1f | Elect Director Nikki R. Haley - Withdrawn Resolution | Mgmt | ||||||||
| 1g | Elect Director Akhil Johri | Mgmt | For | For | For | |||||
| 1h | Elect Director Lawrence W. Kellner | Mgmt | For | Refer | For | |||||
| 1i | Elect Director Caroline B. Kennedy | Mgmt | For | For | For | |||||
| 1j | Elect Director Steven M. Mollenkopf | Mgmt | For | For | For | |||||
| 1k | Elect Director John M. Richardson | Mgmt | For | For | For | |||||
| 1l | Elect Director Susan C. Schwab | Mgmt | For | Refer | Against | |||||
| 1m | Elect Director Ronald A. Williams | Mgmt | For | Refer | Against | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Require Director Nominee Qualifications | SH | Against | Refer | Against | |||||
| 5 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
| 6 | Require Independent Board Chairman | SH | Against | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
The Boeing Company
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 7 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
| 8 | Adopt Share Retention Policy For Senior Executives | SH | Against | Against | Against | |||||
| 9 | Increase Disclosure of Compensation Adjustments | SH | Against | Refer | Against | |||||
The PNC Financial Services Group, Inc.
| Meeting Date: | 04/28/2020 | Country: | USA | Primary Security ID: | 693475105 | |||||
| Record Date: | 01/31/2020 | Meeting Type: | Annual | Ticker: | PNC | |||||
| Shares Voted: | 36,261 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Elect Director Joseph Alvarado | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Charles E. Bunch | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Debra A. Cafaro | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Marjorie Rodgers Cheshire | Mgmt | For | For | For | |||||
| 1.5 | Elect Director William S. Demchak | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Andrew T. Feldstein | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Richard J. Harshman | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Daniel R. Hesse | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Linda R. Medler | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Martin Pfinsgraff | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Toni Townes-Whitley | Mgmt | For | For | For | |||||
| 1.12 | Elect Director Michael J. Ward | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
The Goldman Sachs Group, Inc.
| Meeting Date: | 04/30/2020 | Country: | USA | Primary Security ID: | 38141G104 | |||||
| Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | GS | |||||
| Shares Voted: | 22,537 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director M. Michele Burns | Mgmt | For | For | For | |||||
| 1b | Elect Director Drew G. Faust | Mgmt | For | For | For | |||||
| 1c | Elect Director Mark A. Flaherty | Mgmt | For | For | For | |||||
| 1d | Elect Director Ellen J. Kullman | Mgmt | For | For | For | |||||
| 1e | Elect Director Lakshmi N. Mittal | Mgmt | For | For | For | |||||
| 1f | Elect Director Adebayo O. Ogunlesi | Mgmt | For | For | For | |||||
| 1g | Elect Director Peter Oppenheimer | Mgmt | For | For | For | |||||
| 1h | Elect Director David M. Solomon | Mgmt | For | For | For | |||||
| 1i | Elect Director Jan E. Tighe | Mgmt | For | For | For | |||||
| 1j | Elect Director David A. Viniar | Mgmt | For | For | For | |||||
| 1k | Elect Director Mark O. Winkelman | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
| 5 | Review of Statement on the Purpose of a Corporation | SH | Against | Refer | Against | |||||
Berkshire Hathaway Inc.
| Meeting Date: | 05/02/2020 | Country: | USA | Primary Security ID: | 084670702 | |||||
| Record Date: | 03/04/2020 | Meeting Type: | Annual | Ticker: | BRK.B | |||||
| Shares Voted: | 21,026 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Elect Director Warren E. Buffett | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Charles T. Munger | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Gregory E. Abel | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Berkshire Hathaway Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.4 | Elect Director Howard G. Buffett | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Stephen B. Burke | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Kenneth I. Chenault | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Susan L. Decker | Mgmt | For | For | For | |||||
| 1.8 | Elect Director David S. Gottesman | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Charlotte Guyman | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Ajit Jain | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Thomas S. Murphy | Mgmt | For | For | For | |||||
| 1.12 | Elect Director Ronald L. Olson | Mgmt | For | For | For | |||||
| 1.13 | Elect Director Walter Scott, Jr. | Mgmt | For | For | For | |||||
| 1.14 | Elect Director Meryl B. Witmer | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | Three Years | Three Years | |||||
| 4 | Adopt a Policy on Board Diversity | SH | Against | Against | Against | |||||
GlaxoSmithKline Plc
| Meeting Date: | 05/06/2020 | Country: | United Kingdom | Primary Security ID: | G3910J112 | |||||
| Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | GSK | |||||
| Shares Voted: | 99,751 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| Meeting for ADR Holders | Mgmt | |||||||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 3 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 4 | Elect Sir Jonathan Symonds as Director | Mgmt | For | For | For | |||||
| 5 | Elect Charles Bancroft as Director | Mgmt | For | For | For | |||||
| 6 | Re-elect Emma Walmsley as Director | Mgmt | For | For | For | |||||
| 7 | Re-elect Vindi Banga as Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
GlaxoSmithKline Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 8 | Re-elect Dr Hal Barron as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect Dr Vivienne Cox as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect Lynn Elsenhans as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Dr Laurie Glimcher as Director | Mgmt | For | For | For | |||||
| 12 | Re-elect Dr Jesse Goodman as Director | Mgmt | For | For | For | |||||
| 13 | Re-elect Judy Lewent as Director | Mgmt | For | For | For | |||||
| 14 | Re-elect Iain Mackay as Director | Mgmt | For | For | For | |||||
| 15 | Re-elect Urs Rohner as Director | Mgmt | For | For | For | |||||
| 16 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
| 17 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 18 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 19 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
| 22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | Mgmt | For | Refer | For | |||||
| 24 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
Philip Morris International Inc.
| Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 718172109 | |||||
| Record Date: | 03/13/2020 | Meeting Type: | Annual | Ticker: | PM | |||||
| Shares Voted: | 71,898 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Andre Calantzopoulos | Mgmt | For | For | For | |||||
| 1b | Elect Director Louis C. Camilleri | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Philip Morris International Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1c | Elect Director Werner Geissler | Mgmt | For | For | For | |||||
| 1d | Elect Director Lisa A. Hook | Mgmt | For | For | For | |||||
| 1e | Elect Director Jennifer Li | Mgmt | For | For | For | |||||
| 1f | Elect Director Jun Makihara | Mgmt | For | For | For | |||||
| 1g | Elect Director Kalpana Morparia | Mgmt | For | For | For | |||||
| 1h | Elect Director Lucio A. Noto | Mgmt | For | For | For | |||||
| 1i | Elect Director Frederik Paulsen | Mgmt | For | For | For | |||||
| 1j | Elect Director Robert B. Polet | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers SA as Auditor | Mgmt | For | For | For | |||||
Canadian Natural Resources Limited
| Meeting Date: | 05/07/2020 | Country: | Canada | Primary Security ID: | 136385101 | |||||
| Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | CNQ | |||||
| Shares Voted: | 150,631 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Elect Director Catherine M. Best | Mgmt | For | For | For | |||||
| 1.2 | Elect Director M. Elizabeth Cannon | Mgmt | For | For | For | |||||
| 1.3 | Elect Director N. Murray Edwards | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Christopher L. Fong | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Gordon D. Giffin | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Wilfred A. Gobert | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Steve W. Laut | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Tim S. McKay | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Frank J. McKenna | Mgmt | For | For | For | |||||
| 1.10 | Elect Director David A. Tuer | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Annette M. Verschuren | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Canadian Natural Resources Limited
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For | |||||
Tractor Supply Company
| Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 892356106 | |||||
| Record Date: | 03/10/2020 | Meeting Type: | Annual | Ticker: | TSCO | |||||
| Shares Voted: | 27,256 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Elect Director Cynthia T. Jamison | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Ricardo Cardenas | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Denise L. Jackson | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Thomas A. Kingsbury | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Ramkumar Krishnan | Mgmt | For | For | For | |||||
| 1.6 | Elect Director George MacKenzie | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Edna K. Morris | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Mark J. Weikel | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Harry A. Lawton, III | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Eliminate Supermajority Vote Requirement | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Verizon Communications Inc.
| Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 92343V104 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | VZ | |||||
| Shares Voted: | 43,135 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Elect Director Shellye L. Archambeau | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Mark T. Bertolini | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Vittorio Colao | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Melanie L. Healey | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Clarence Otis, Jr. | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Daniel H. Schulman | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Rodney E. Slater | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Hans E. Vestberg | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Gregory G. Weaver | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Eliminate Above-Market Earnings in Executive Retirement Plans | SH | Against | Against | Against | |||||
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
| 6 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
| 7 | Assess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation | SH | Against | Against | Against | |||||
| 8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | SH | Against | Refer | For | |||||
Zimmer Biomet Holdings, Inc.
| Meeting Date: | 05/08/2020 | Country: | USA | Primary Security ID: | 98956P102 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | ZBH | |||||
| Shares Voted: | 43,980 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Christopher B. Begley | Mgmt | For | For | For | |||||
| 1b | Elect Director Betsy J. Bernard | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Zimmer Biomet Holdings, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1c | Elect Director Gail K. Boudreaux | Mgmt | For | For | For | |||||
| 1d | Elect Director Michael J. Farrell | Mgmt | For | For | For | |||||
| 1e | Elect Director Larry C. Glasscock | Mgmt | For | For | For | |||||
| 1f | Elect Director Robert A. Hagemann | Mgmt | For | For | For | |||||
| 1g | Elect Director Bryan C. Hanson | Mgmt | For | For | For | |||||
| 1h | Elect Director Arthur J. Higgins | Mgmt | For | For | For | |||||
| 1i | Elect Director Maria Teresa Hilado | Mgmt | For | For | For | |||||
| 1j | Elect Director Syed Jafry | Mgmt | For | For | For | |||||
| 1k | Elect Director Michael W. Michelson | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Fiserv, Inc.
| Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 337738108 | |||||
| Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | FISV | |||||
| Shares Voted: | 44,742 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Elect Director Frank J. Bisignano | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Alison Davis | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Henrique de Castro | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Harry F. DiSimone | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Dennis F. Lynch | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Heidi G. Miller | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Scott C. Nuttall | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Denis J. O’Leary | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Doyle R. Simons | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Jeffery W. Yabuki | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Fiserv, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Report on Political Contributions | SH | Against | For | Against | |||||
Las Vegas Sands Corp.
| Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 517834107 | |||||
| Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | LVS | |||||
| Shares Voted: | 74,528 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Elect Director Sheldon G. Adelson | Mgmt | For | Refer | Withhold | |||||
| 1.2 | Elect Director Irwin Chafetz | Mgmt | For | Refer | Withhold | |||||
| 1.3 | Elect Director Micheline Chau | Mgmt | For | Refer | Withhold | |||||
| 1.4 | Elect Director Patrick Dumont | Mgmt | For | Refer | Withhold | |||||
| 1.5 | Elect Director Charles D. Forman | Mgmt | For | Refer | Withhold | |||||
| 1.6 | Elect Director Robert G. Goldstein | Mgmt | For | Refer | Withhold | |||||
| 1.7 | Elect Director George Jamieson | Mgmt | For | Refer | Withhold | |||||
| 1.8 | Elect Director Charles A. Koppelman | Mgmt | For | Refer | Withhold | |||||
| 1.9 | Elect Director Lewis Kramer | Mgmt | For | Refer | Withhold | |||||
| 1.10 | Elect Director David F. Levi | Mgmt | For | Refer | Withhold | |||||
| 1.11 | Elect Director Xuan Yan | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Union Pacific Corporation
| Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 907818108 | |||||
| Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | UNP | |||||
| Shares Voted: | 24,878 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Andrew H. Card, Jr. | Mgmt | For | For | For | |||||
| 1b | Elect Director William J. DeLaney | Mgmt | For | For | For | |||||
| 1c | Elect Director David B. Dillon | Mgmt | For | For | For | |||||
| 1d | Elect Director Lance M. Fritz | Mgmt | For | For | For | |||||
| 1e | Elect Director Deborah C. Hopkins | Mgmt | For | For | For | |||||
| 1f | Elect Director Jane H. Lute | Mgmt | For | For | For | |||||
| 1g | Elect Director Michael R. McCarthy | Mgmt | For | For | For | |||||
| 1h | Elect Director Thomas F. McLarty, III | Mgmt | For | For | For | |||||
| 1i | Elect Director Bhavesh V. Patel | Mgmt | For | For | For | |||||
| 1j | Elect Director Jose H. Villarreal | Mgmt | For | For | For | |||||
| 1k | Elect Director Christopher J. Williams | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
| 5 | Report on Climate Change | SH | Against | Against | Against | |||||
JPMorgan Chase & Co.
| Meeting Date: | 05/19/2020 | Country: | USA | Primary Security ID: | 46625H100 | |||||
| Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | JPM | |||||
| Shares Voted: | 36,841 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Linda B. Bammann | Mgmt | For | For | For | |||||
| 1b | Elect Director Stephen B. Burke | Mgmt | For | For | For | |||||
| 1c | Elect Director Todd A. Combs | Mgmt | For | For | For | |||||
| 1d | Elect Director James S. Crown | Mgmt | For | For | For | |||||
| 1e | Elect Director James Dimon | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
JPMorgan Chase & Co.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1f | Elect Director Timothy P. Flynn | Mgmt | For | For | For | |||||
| 1g | Elect Director Mellody Hobson | Mgmt | For | For | For | |||||
| 1h | Elect Director Michael A. Neal | Mgmt | For | For | For | |||||
| 1i | Elect Director Lee R. Raymond | Mgmt | For | For | For | |||||
| 1j | Elect Director Virginia M. Rometty | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
| 4 | Require Independent Board Chair | SH | Against | Refer | For | |||||
| 5 | Report on Reputational Risk Related to Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. | SH | Against | Against | Against | |||||
| 6 | Report on Climate Change | SH | Against | For | For | |||||
| 7 | Amend Shareholder Written Consent Provisions | SH | Against | Refer | Against | |||||
| 8 | Report on Charitable Contributions | SH | Against | Against | Against | |||||
| 9 | Report on Gender/Racial Pay Gap | SH | Against | Against | Against | |||||
Knight-Swift Transportation Holdings Inc.
| Meeting Date: | 05/19/2020 | Country: | USA | Primary Security ID: | 499049104 | |||||
| Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | KNX | |||||
| Shares Voted: | 65,696 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Elect Director David Jackson | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Kevin Knight | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Roberta Roberts Shank | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
| 5 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Knight-Swift Transportation Holdings Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 6 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
Anthem, Inc.
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 036752103 | |||||
| Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | ANTM | |||||
| Shares Voted: | 14,943 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Elect Director Gail K. Boudreaux | Mgmt | For | For | For | |||||
| 1.2 | Elect Director R. Kerry Clark | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Robert L. Dixon, Jr. | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
Elanco Animal Health Incorporated
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 28414H103 | |||||
| Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | ELAN | |||||
| Shares Voted: | 61,633 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Michael J. Harrington | Mgmt | For | Refer | Against | |||||
| 1b | Elect Director Deborah T. Kochevar | Mgmt | For | Refer | Against | |||||
| 1c | Elect Director Kirk P. McDonald | Mgmt | For | Refer | Against | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Cerner Corporation
| Meeting Date: | 05/22/2020 | Country: | USA | Primary Security ID: | 156782104 | |||||
| Record Date: | 03/24/2020 | Meeting Type: | Annual | Ticker: | CERN | |||||
| Shares Voted: | 63,959 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Julie L. Gerberding | Mgmt | For | For | For | |||||
| 1b | Elect Director Brent Shafer | Mgmt | For | For | For | |||||
| 1c | Elect Director William D. Zollars | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
| 5 | Amend Advance Notice Provisions | Mgmt | For | Refer | For | |||||
Amazon.com, Inc.
| Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 023135106 | |||||
| Record Date: | 04/02/2020 | Meeting Type: | Annual | Ticker: | AMZN | |||||
| Shares Voted: | 2,780 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Jeffrey P. Bezos | Mgmt | For | For | For | |||||
| 1b | Elect Director Rosalind G. Brewer | Mgmt | For | For | For | |||||
| 1c | Elect Director Jamie S. Gorelick | Mgmt | For | For | For | |||||
| 1d | Elect Director Daniel P. Huttenlocher | Mgmt | For | For | For | |||||
| 1e | Elect Director Judith A. McGrath | Mgmt | For | For | For | |||||
| 1f | Elect Director Indra K. Nooyi | Mgmt | For | For | For | |||||
| 1g | Elect Director Jonathan J. Rubinstein | Mgmt | For | For | For | |||||
| 1h | Elect Director Thomas O. Ryder | Mgmt | For | For | For | |||||
| 1i | Elect Director Patricia Q. Stonesifer | Mgmt | For | For | For | |||||
| 1j | Elect Director Wendell P. Weeks | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Amazon.com, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Mgmt | For | For | For | |||||
| 5 | Report on Management of Food Waste | SH | Against | For | For | |||||
| 6 | Report on Customers’ Use of its Surveillance and Computer Vision Products or Cloud-Based Services | SH | Against | For | For | |||||
| 7 | Report on Potential Human Rights Impacts of Customers’ Use of Rekognition | SH | Against | For | For | |||||
| 8 | Report on Products Promoting Hate Speech and Sales of Offensive Products | SH | Against | For | For | |||||
| 9 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
| 10 | Report on Global Median Gender/Racial Pay Gap | SH | Against | Against | Against | |||||
| 11 | Report on Reducing Environmental and Health Harms to Communities of Color | SH | Against | Against | Against | |||||
| 12 | Report on Viewpoint Discrimination | SH | Against | Against | Against | |||||
| 13 | Report on Promotion Velocity | SH | Against | Against | Against | |||||
| 14 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
| 15 | Human Rights Risk Assessment | SH | Against | For | For | |||||
| 16 | Report on Lobbying Payments and Policy | SH | Against | For | For | |||||
Chevron Corporation
| Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 166764100 | |||||
| Record Date: | 03/30/2020 | Meeting Type: | Annual | Ticker: | CVX | |||||
| Shares Voted: | 17,763 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Wanda M. Austin | Mgmt | For | For | For | |||||
| 1b | Elect Director John B. Frank | Mgmt | For | For | For | |||||
| 1c | Elect Director Alice P. Gast | Mgmt | For | For | For | |||||
| 1d | Elect Director Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
| 1e | Elect Director Charles W. Moorman, IV | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Chevron Corporation
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1f | Elect Director Dambisa F. Moyo | Mgmt | For | For | For | |||||
| 1g | Elect Director Debra Reed-Klages | Mgmt | For | For | For | |||||
| 1h | Elect Director Ronald D. Sugar | Mgmt | For | For | For | |||||
| 1i | Elect Director D. James Umpleby, III | Mgmt | For | For | For | |||||
| 1j | Elect Director Michael K. Wirth | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Report on Lobbying Payments and Policy | SH | Against | For | For | |||||
| 5 | Establish Board Committee on Climate Risk | SH | Against | Against | Against | |||||
| 6 | Report on Climate Lobbying Aligned with Paris Agreement Goals | SH | Against | For | For | |||||
| 7 | Report on Petrochemical Risk | SH | Against | For | For | |||||
| 8 | Report on Human Rights Practices | SH | Against | Against | Against | |||||
| 9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
| 10 | Require Independent Board Chair | SH | Against | Refer | Against | |||||
Facebook, Inc.
| Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 30303M102 | |||||
| Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | FB | |||||
| Shares Voted: | 14,298 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Peggy Alford | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Marc L. Andreessen | Mgmt | For | Refer | Withhold | |||||
| 1.3 | Elect Director Andrew W. Houston | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Nancy Killefer | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Robert M. Kimmitt | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Sheryl K. Sandberg | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Peter A. Thiel | Mgmt | For | Refer | Withhold | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Facebook, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.8 | Elect Director Tracey T. Travis | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Mark Zuckerberg | Mgmt | For | Refer | Withhold | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Approve Non-Employee Director Compensation Policy | Mgmt | For | Refer | Against | |||||
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Against | For | For | |||||
| 5 | Require Independent Board Chair | SH | Against | Refer | For | |||||
| 6 | Require a Majority Vote for the Election of Directors | SH | Against | For | For | |||||
| 7 | Report on Political Advertising | SH | Against | For | For | |||||
| 8 | Require Independent Director Nominee with Human and/or Civil Rights Experience | SH | Against | Against | Against | |||||
| 9 | Report on Civil and Human Rights Risk Assessment | SH | Against | Against | Against | |||||
| 10 | Report on Online Child Sexual Exploitation | SH | Against | For | For | |||||
| 11 | Report on Median Gender/Racial Pay Gap | SH | Against | Against | Against | |||||
IPG Photonics Corporation
| Meeting Date: | 05/28/2020 | Country: | USA | Primary Security ID: | 44980X109 | |||||
| Record Date: | 04/01/2020 | Meeting Type: | Annual | Ticker: | IPGP | |||||
| Shares Voted: | 25,838 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Valentin P. Gapontsev | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Eugene A. Scherbakov | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Igor Samartsev | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Michael C. Child | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Gregory P. Dougherty | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Catherine P. Lego | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Eric Meurice | Mgmt | For | For | For | |||||
| 1.8 | Elect Director John R. Peeler | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Thomas J. Seifert | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
IPG Photonics Corporation
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Report on Management Team Diversity | SH | Against | For | For | |||||
Lowe’s Companies, Inc.
| Meeting Date: | 05/29/2020 | Country: | USA | Primary Security ID: | 548661107 | |||||
| Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | LOW | |||||
| Shares Voted: | 50,312 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Raul Alvarez | Mgmt | For | For | For | |||||
| 1.2 | Elect Director David H. Batchelder | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Angela F. Braly | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Sandra B. Cochran | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Laurie Z. Douglas | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Richard W. Dreiling | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Marvin R. Ellison | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Brian C. Rogers | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Bertram L. Scott | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Lisa W. Wardell | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Eric C. Wiseman | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditor | Mgmt | For | For | For | |||||
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Mgmt | For | For | For | |||||
| 5 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
LyondellBasell Industries N.V.
| Meeting Date: | 05/29/2020 | Country: | Netherlands | Primary Security ID: | N53745100 | |||||
| Record Date: | 05/01/2020 | Meeting Type: | Annual | Ticker: | LYB | |||||
| Shares Voted: | 14,866 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Jacques Aigrain | Mgmt | For | For | For | |||||
| 1b | Elect Director Lincoln Benet | Mgmt | For | For | For | |||||
| 1c | Elect Director Jagjeet (Jeet) Bindra | Mgmt | For | For | For | |||||
| 1d | Elect Director Robin Buchanan | Mgmt | For | For | For | |||||
| 1e | Elect Director Stephen Cooper | Mgmt | For | For | For | |||||
| 1f | Elect Director Nance Dicciani | Mgmt | For | For | For | |||||
| 1g | Elect Director Claire Farley | Mgmt | For | For | For | |||||
| 1h | Elect Director Isabella (Bella) Goren | Mgmt | For | For | For | |||||
| 1i | Elect Director Michael Hanley | Mgmt | For | For | For | |||||
| 1j | Elect Director Albert Manifold | Mgmt | For | For | For | |||||
| 1k | Elect Director Bhavesh (Bob) Patel | Mgmt | For | For | For | |||||
| 2 | Approve Discharge of the Members of the Board of Directors | Mgmt | For | For | For | |||||
| 3 | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 4 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Mgmt | For | For | For | |||||
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 7 | Approve Dividends of USD 4.20 Per Share | Mgmt | For | For | For | |||||
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 9 | Approve Cancellation of Shares | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Cognizant Technology Solutions Corporation
| Meeting Date: | 06/02/2020 | Country: | USA | Primary Security ID: | 192446102 | |||||
| Record Date: | 04/06/2020 | Meeting Type: | Annual | Ticker: | CTSH | |||||
| Shares Voted: | 42,133 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Zein Abdalla | Mgmt | For | For | For | |||||
| 1b | Elect Director Vinita Bali | Mgmt | For | For | For | |||||
| 1c | Elect Director Maureen Breakiron-Evans | Mgmt | For | For | For | |||||
| 1d | Elect Director Archana Deskus | Mgmt | For | For | For | |||||
| 1e | Elect Director John M. Dineen | Mgmt | For | For | For | |||||
| 1f | Elect Director John N. Fox, Jr. | Mgmt | For | For | For | |||||
| 1g | Elect Director Brian Humphries | Mgmt | For | For | For | |||||
| 1h | Elect Director Leo S. Mackay, Jr. | Mgmt | For | For | For | |||||
| 1i | Elect Director Michael Patsalos-Fox | Mgmt | For | For | For | |||||
| 1j | Elect Director Joseph M. Velli | Mgmt | For | For | For | |||||
| 1k | Elect Director Sandra S. Wijnberg | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
Alphabet Inc.
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 02079K305 | |||||
| Record Date: | 04/07/2020 | Meeting Type: | Annual | Ticker: | GOOGL | |||||
| Shares Voted: | 1,206 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Larry Page | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Sergey Brin | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Sundar Pichai | Mgmt | For | For | For | |||||
| 1.4 | Elect Director John L. Hennessy | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Frances H. Arnold | Mgmt | For | For | For | |||||
| 1.6 | Elect Director L. John Doerr | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Alphabet Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.7 | Elect Director Roger W. Ferguson Jr. | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Ann Mather | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Alan R. Mulally | Mgmt | For | Withhold | For | |||||
| 1.10 | Elect Director K. Ram Shiram | Mgmt | For | Refer | For | |||||
| 1.11 | Elect Director Robin L. Washington | Mgmt | For | Refer | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Against | For | For | |||||
| 6 | Report on Arbitration of Employment-Related Claims | SH | Against | For | For | |||||
| 7 | Establish Human Rights Risk Oversight Committee | SH | Against | For | For | |||||
| 8 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | SH | Against | Refer | Against | |||||
| 9 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | Against | Against | |||||
| 10 | Report on Takedown Requests | SH | Against | For | For | |||||
| 11 | Require a Majority Vote for the Election of Directors | SH | Against | For | For | |||||
| 12 | Report on Gender/Racial Pay Gap | SH | Against | Against | Against | |||||
| 13 | Require Independent Director Nominee with Human and/or Civil Rights Experience | SH | Against | For | For | |||||
| 14 | Report on Whistleblower Policies and Practices | SH | Against | Against | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Hess Corporation
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 42809H107 | |||||
| Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | HES | |||||
| Shares Voted: | 60,105 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Terrence J. Checki | Mgmt | For | For | For | |||||
| 1b | Elect Director Leonard S. Coleman, Jr. | Mgmt | For | For | For | |||||
| 1c | Elect Director Joaquin Duato | Mgmt | For | For | For | |||||
| 1d | Elect Director John B. Hess | Mgmt | For | For | For | |||||
| 1e | Elect Director Edith E. Holiday | Mgmt | For | For | For | |||||
| 1f | Elect Director Marc S. Lipschultz | Mgmt | For | For | For | |||||
| 1g | Elect Director David McManus | Mgmt | For | For | For | |||||
| 1h | Elect Director Kevin O. Meyers | Mgmt | For | For | For | |||||
| 1i | Elect Director James H. Quigley | Mgmt | For | For | For | |||||
| 1j | Elect Director William G. Schrader | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
Autodesk, Inc.
| Meeting Date: | 06/18/2020 | Country: | USA | Primary Security ID: | 052769106 | |||||
| Record Date: | 04/22/2020 | Meeting Type: | Annual | Ticker: | ADSK | |||||
| Shares Voted: | 32,716 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Andrew Anagnost | Mgmt | For | For | For | |||||
| 1b | Elect Director Karen Blasing | Mgmt | For | For | For | |||||
| 1c | Elect Director Reid French | Mgmt | For | For | For | |||||
| 1d | Elect Director Ayanna Howard | Mgmt | For | For | For | |||||
| 1e | Elect Director Blake Irving | Mgmt | For | For | For | |||||
| 1f | Elect Director Mary T. McDowell | Mgmt | For | For | For | |||||
| 1g | Elect Director Stephen Milligan | Mgmt | For | For | For | |||||
| 1h | Elect Director Lorrie M. Norrington | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Autodesk, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1i | Elect Director Betsy Rafael | Mgmt | For | For | For | |||||
| 1j | Elect Director Stacy J. Smith | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
IVY VIP CORE EQUITY
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Alibaba Group Holding Limited
| Meeting Date: | 07/15/2019 | Country: | Cayman Islands | Primary Security ID: | 01609W102 | |||||
| Record Date: | 06/07/2019 | Meeting Type: | Annual | Ticker: | BABA | |||||
| Shares Voted: | 64,700 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Meeting for ADR Holders | Mgmt | |||||||||
| 1 | Approve Share Subdivision | Mgmt | For | For | For | |||||
| 2.1 | Elect Daniel Yong Zhang as Director | Mgmt | For | Refer | Against | |||||
| 2.2 | Elect Chee Hwa Tung as Director | Mgmt | For | For | For | |||||
| 2.3 | Elect Jerry Yang as Director | Mgmt | For | For | For | |||||
| 2.4 | Elect Wan Ling Martello as Director | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For | |||||
Constellation Brands, Inc.
| Meeting Date: | 07/16/2019 | Country: | USA | Primary Security ID: | 21036P108 | |||||
| Record Date: | 05/17/2019 | Meeting Type: | Annual | Ticker: | STZ | |||||
| Shares Voted: | 16,800 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Jennifer M. Daniels | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Jerry Fowden | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Ernesto M. Hernandez | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Susan Somersille Johnson | Mgmt | For | For | For | |||||
| 1.5 | Elect Director James A. Locke, III | Mgmt | For | Refer | Withhold | |||||
| 1.6 | Elect Director Daniel J. McCarthy | Mgmt | For | Refer | Withhold | |||||
| 1.7 | Elect Director William A. Newlands | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Richard Sands | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Robert Sands | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Judy A. Schmeling | Mgmt | For | Refer | Withhold | |||||
| 2 | Ratify KPMG LLP as Auditor | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Constellation Brands, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
LyondellBasell Industries N.V.
| Meeting Date: | 09/12/2019 | Country: | Netherlands | Primary Security ID: | N53745100 | |||||
| Record Date: | 08/15/2019 | Meeting Type: | Special | Ticker: | LYB | |||||
| Shares Voted: | 125,500 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 2 | Approve the Cancellation of Shares | Mgmt | For | For | For | |||||
Take-Two Interactive Software, Inc.
| Meeting Date: | 09/18/2019 | Country: | USA | Primary Security ID: | 874054109 | |||||
| Record Date: | 07/22/2019 | Meeting Type: | Annual | Ticker: | TTWO | |||||
| Shares Voted: | 108,572 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Strauss Zelnick | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Michael Dornemann | Mgmt | For | For | For | |||||
| 1.3 | Elect Director J Moses | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Michael Sheresky | Mgmt | For | For | For | |||||
| 1.5 | Elect Director LaVerne Srinivasan | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Susan Tolson | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Paul Viera | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Roland Hernandez | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
NIKE, Inc.
| Meeting Date: | 09/19/2019 | Country: | USA | Primary Security ID: | 654106103 | |||||
| Record Date: | 07/19/2019 | Meeting Type: | Annual | Ticker: | NKE | |||||
| Shares Voted: | 151,800 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Alan B. Graf, Jr. | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Peter B. Henry | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Michelle A. Peluso | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
Microsoft Corporation
| Meeting Date: | 12/04/2019 | Country: | USA | Primary Security ID: | 594918104 | |||||
| Record Date: | 10/08/2019 | Meeting Type: | Annual | Ticker: | MSFT | |||||
| Shares Voted: | 307,160 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director William H. Gates, III | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Reid G. Hoffman | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Hugh F. Johnston | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Teri L. List-Stoll | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Satya Nadella | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Sandra E. Peterson | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Penny S. Pritzker | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Charles W. Scharf | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Arne M. Sorenson | Mgmt | For | For | For | |||||
| 1.10 | Elect Director John W. Stanton | Mgmt | For | For | For | |||||
| 1.11 | Elect Director John W. Thompson | Mgmt | For | For | For | |||||
| 1.12 | Elect Director Emma N. Walmsley | Mgmt | For | For | For | |||||
| 1.13 | Elect Director Padmasree Warrior | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Microsoft Corporation
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Report on Employee Representation on the Board of Directors | SH | Against | Refer | Against | |||||
| 5 | Report on Gender Pay Gap | SH | Against | Against | Against | |||||
Cisco Systems, Inc.
| Meeting Date: | 12/10/2019 | Country: | USA | Primary Security ID: | 17275R102 | |||||
| Record Date: | 10/11/2019 | Meeting Type: | Annual | Ticker: | CSCO | |||||
| Shares Voted: | 200,312 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director M. Michele Burns | Mgmt | For | For | For | |||||
| 1b | Elect Director Wesley G. Bush | Mgmt | For | For | For | |||||
| 1c | Elect Director Michael D. Capellas | Mgmt | For | For | For | |||||
| 1d | Elect Director Mark Garrett | Mgmt | For | For | For | |||||
| 1e | Elect Director Kristina M. Johnson | Mgmt | For | For | For | |||||
| 1f | Elect Director Roderick C. McGeary | Mgmt | For | For | For | |||||
| 1g | Elect Director Charles H. Robbins | Mgmt | For | For | For | |||||
| 1h | Elect Director Arun Sarin | Mgmt | For | For | For | |||||
| 1i | Elect Director Brenton L. Saunders | Mgmt | For | For | For | |||||
| 1j | Elect Director Carol B. Tome | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
AutoZone, Inc.
| Meeting Date: | 12/18/2019 | Country: | USA | Primary Security ID: | 053332102 | |||||
| Record Date: | 10/21/2019 | Meeting Type: | Annual | Ticker: | AZO | |||||
| Shares Voted: | 14,299 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Douglas H. Brooks | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Linda A. Goodspeed | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Earl G. Graves, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Enderson Guimaraes | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Michael M. Calbert | Mgmt | For | For | For | |||||
| 1.6 | Elect Director D. Bryan Jordan | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Gale V. King | Mgmt | For | For | For | |||||
| 1.8 | Elect Director George R. Mrkonic, Jr. | Mgmt | For | For | For | |||||
| 1.9 | Elect Director William C. Rhodes, III | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Jill A. Soltau | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Costco Wholesale Corporation
| Meeting Date: | 01/22/2020 | Country: | USA | Primary Security ID: | 22160K105 | |||||
| Record Date: | 11/18/2019 | Meeting Type: | Annual | Ticker: | COST | |||||
| Shares Voted: | 40,121 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Susan L. Decker | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Richard A. Galanti | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Sally Jewell | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Charles T. Munger | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Amend Articles of Incorporation to Provide Directors May Be Removed With or Without Cause | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Costco Wholesale Corporation
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 5 | Disclose Board Diversity and Qualifications Matrix | SH | Against | Against | Against | |||||
Visa Inc.
| Meeting Date: | 01/28/2020 | Country: | USA | Primary Security ID: | 92826C839 | |||||
| Record Date: | 11/29/2019 | Meeting Type: | Annual | Ticker: | V | |||||
| Shares Voted: | 57,409 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Lloyd A. Carney | Mgmt | For | Refer | For | |||||
| 1b | Elect Director Mary B. Cranston | Mgmt | For | For | For | |||||
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||||
| 1d | Elect Director Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||||
| 1e | Elect Director Ramon L. Laguarta | Mgmt | For | For | For | |||||
| 1f | Elect Director John F. Lundgren | Mgmt | For | For | For | |||||
| 1g | Elect Director Robert W. Matschullat | Mgmt | For | For | For | |||||
| 1h | Elect Director Denise M. Morrison | Mgmt | For | For | For | |||||
| 1i | Elect Director Suzanne Nora Johnson | Mgmt | For | For | For | |||||
| 1j | Elect Director John A. C. Swainson | Mgmt | For | For | For | |||||
| 1k | Elect Director Maynard G. Webb, Jr. | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Aon plc
| Meeting Date: | 02/04/2020 | Country: | United Kingdom | Primary Security ID: | G0408V102 | |||||
| Record Date: | 01/31/2020 | Meeting Type: | Special | Ticker: | AON | |||||
| Shares Voted: | 56,849 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Scheme of Arrangement | Mgmt | For | Refer | For | |||||
| 2 | Approve Reduction of Share Capital and Creation of Distributable Profits | Mgmt | For | For | For | |||||
| 3 | Approve Terms of an Off-Exchange Buyback and Cancellation of Class B Ordinary Shares | Mgmt | For | Refer | For | |||||
| 4 | Approve Delisting of Shares from the New York Stock Exchange | Mgmt | For | For | For | |||||
| 5 | Adjourn Meeting | Mgmt | For | Refer | For | |||||
Aon plc
| Meeting Date: | 02/04/2020 | Country: | United Kingdom | Primary Security ID: | G0408V102 | |||||
| Record Date: | 01/31/2020 | Meeting Type: | Court | Ticker: | AON | |||||
| Shares Voted: | 56,849 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Scheme of Arrangement | Mgmt | For | Refer | For | |||||
Apple Inc.
| Meeting Date: | 02/26/2020 | Country: | USA | Primary Security ID: | 037833100 | |||||
| Record Date: | 01/02/2020 | Meeting Type: | Annual | Ticker: | AAPL | |||||
| Shares Voted: | 91,740 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director James Bell | Mgmt | For | For | For | |||||
| 1b | Elect Director Tim Cook | Mgmt | For | For | For | |||||
| 1c | Elect Director Al Gore | Mgmt | For | For | For | |||||
| 1d | Elect Director Andrea Jung | Mgmt | For | For | For | |||||
| 1e | Elect Director Art Levinson | Mgmt | For | For | For | |||||
| 1f | Elect Director Ron Sugar | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Apple Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1g | Elect Director Sue Wagner | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Proxy Access Amendments | SH | Against | Against | Against | |||||
| 5 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | Against | Against | |||||
| 6 | Report on Freedom of Expression and Access to Information Policies | SH | Against | Against | Against | |||||
Analog Devices, Inc.
| Meeting Date: | 03/11/2020 | Country: | USA | Primary Security ID: | 032654105 | |||||
| Record Date: | 01/06/2020 | Meeting Type: | Annual | Ticker: | ADI | |||||
| Shares Voted: | 121,880 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Ray Stata | Mgmt | For | For | For | |||||
| 1b | Elect Director Vincent Roche | Mgmt | For | For | For | |||||
| 1c | Elect Director James A. Champy | Mgmt | For | For | For | |||||
| 1d | Elect Director Anantha P. Chandrakasan | Mgmt | For | For | For | |||||
| 1e | Elect Director Bruce R. Evans | Mgmt | For | For | For | |||||
| 1f | Elect Director Edward H. Frank | Mgmt | For | For | For | |||||
| 1g | Elect Director Karen M. Golz | Mgmt | For | For | For | |||||
| 1h | Elect Director Mark M. Little | Mgmt | For | For | For | |||||
| 1i | Elect Director Kenton J. Sicchitano | Mgmt | For | For | For | |||||
| 1j | Elect Director Susie Wee | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
TE Connectivity Ltd.
| Meeting Date: | 03/11/2020 | Country: | Switzerland | Primary Security ID: | H84989104 | |||||
| Record Date: | 02/20/2020 | Meeting Type: | Annual | Ticker: | TEL | |||||
| Shares Voted: | 185,961 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Pierre R. Brondeau | Mgmt | For | For | For | |||||
| 1b | Elect Director Terrence R. Curtin | Mgmt | For | For | For | |||||
| 1c | Elect Director Carol A. (‘John’) Davidson | Mgmt | For | For | For | |||||
| 1d | Elect Director Lynn A. Dugle | Mgmt | For | For | For | |||||
| 1e | Elect Director William A. Jeffrey | Mgmt | For | For | For | |||||
| 1f | Elect Director David M. Kerko | Mgmt | For | For | For | |||||
| 1g | Elect Director Thomas J. Lynch | Mgmt | For | For | For | |||||
| 1h | Elect Director Yong Nam | Mgmt | For | For | For | |||||
| 1i | Elect Director Daniel J. Phelan | Mgmt | For | For | For | |||||
| 1j | Elect Director Abhijit Y. Talwalkar | Mgmt | For | For | For | |||||
| 1k | Elect Director Mark C. Trudeau | Mgmt | For | For | For | |||||
| 1l | Elect Director Dawn C. Willoughby | Mgmt | For | For | For | |||||
| 1m | Elect Director Laura H. Wright | Mgmt | For | For | For | |||||
| 2 | Elect Board Chairman Thomas J. Lynch | Mgmt | For | For | For | |||||
| 3a | Elect Daniel J. Phelan as Member of Management Development and Compensation Committee | Mgmt | For | For | For | |||||
| 3b | Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee | Mgmt | For | For | For | |||||
| 3c | Elect Mark C. Trudeau as Member of Management Development and Compensation Committee | Mgmt | For | For | For | |||||
| 3d | Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee | Mgmt | For | For | For | |||||
| 4 | Designate Rene Schwarzenbach as Independent Proxy | Mgmt | For | For | For | |||||
| 5.1 | Accept Annual Report for Fiscal Year Ended September 27, 2019 | Mgmt | For | For | For | |||||
| 5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 27, 2019 | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
TE Connectivity Ltd.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 27, 2019 | Mgmt | For | For | For | |||||
| 6 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For | |||||
| 7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020 | Mgmt | For | For | For | |||||
| 7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Mgmt | For | For | For | |||||
| 7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Mgmt | For | For | For | |||||
| 8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 9 | Approve the Increase in Maximum Aggregate Remuneration of Executive Management | Mgmt | For | Refer | For | |||||
| 10 | Approve the Increase in Maximum Aggregate Remuneration of Board of Directors | Mgmt | For | Refer | For | |||||
| 11 | Approve Allocation of Available Earnings at September 27, 2019 | Mgmt | For | For | For | |||||
| 12 | Approve Declaration of Dividend | Mgmt | For | For | For | |||||
| 13 | Amend Articles of Association Re: Authorized Capital | Mgmt | For | Refer | For | |||||
| 14 | Approve Reduction of Share Capital | Mgmt | For | For | For | |||||
| 15 | Adjourn Meeting | Mgmt | For | Refer | For | |||||
The Walt Disney Company
| Meeting Date: | 03/11/2020 | Country: | USA | Primary Security ID: | 254687106 | |||||
| Record Date: | 01/13/2020 | Meeting Type: | Annual | Ticker: | DIS | |||||
| Shares Voted: | 95,940 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Susan E. Arnold | Mgmt | For | For | For | |||||
| 1b | Elect Director Mary T. Barra | Mgmt | For | For | For | |||||
| 1c | Elect Director Safra A. Catz | Mgmt | For | For | For | |||||
| 1d | Elect Director Francis A. deSouza | Mgmt | For | For | For | |||||
| 1e | Elect Director Michael B.G. Froman | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
The Walt Disney Company
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1f | Elect Director Robert A. Iger | Mgmt | For | For | For | |||||
| 1g | Elect Director Maria Elena Lagomasino | Mgmt | For | For | For | |||||
| 1h | Elect Director Mark G. Parker | Mgmt | For | For | For | |||||
| 1i | Elect Director Derica W. Rice | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
Citigroup Inc.
| Meeting Date: | 04/21/2020 | Country: | USA | Primary Security ID: | 172967424 | |||||
| Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | C | |||||
| Shares Voted: | 272,400 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Michael L. Corbat | Mgmt | For | For | For | |||||
| 1b | Elect Director Ellen M. Costello | Mgmt | For | For | For | |||||
| 1c | Elect Director Grace E. Dailey | Mgmt | For | For | For | |||||
| 1d | Elect Director Barbara J. Desoer | Mgmt | For | For | For | |||||
| 1e | Elect Director John C. Dugan | Mgmt | For | For | For | |||||
| 1f | Elect Director Duncan P. Hennes | Mgmt | For | For | For | |||||
| 1g | Elect Director Peter B. Henry | Mgmt | For | For | For | |||||
| 1h | Elect Director S. Leslie Ireland | Mgmt | For | For | For | |||||
| 1i | Elect Director Lew W. (Jay) Jacobs, IV | Mgmt | For | For | For | |||||
| 1j | Elect Director Renee J. James | Mgmt | For | For | For | |||||
| 1k | Elect Director Gary M. Reiner | Mgmt | For | For | For | |||||
| 1l | Elect Director Diana L. Taylor | Mgmt | For | For | For | |||||
| 1m | Elect Director James S. Turley | Mgmt | For | For | For | |||||
| 1n | Elect Director Deborah C. Wright | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Citigroup Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1o | Elect Director Alexander R. Wynaendts | Mgmt | For | For | For | |||||
| 1p | Elect Director Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Amend Proxy Access Right | SH | Against | Against | Against | |||||
| 6 | Review on Governance Documents | SH | Against | Refer | Against | |||||
| 7 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
The Sherwin-Williams Company
| Meeting Date: | 04/22/2020 | Country: | USA | Primary Security ID: | 824348106 | |||||
| Record Date: | 02/27/2020 | Meeting Type: | Annual | Ticker: | SHW | |||||
| Shares Voted: | 18,402 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Kerrii B. Anderson | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Arthur F. Anton | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Jeff M. Fettig | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Richard J. Kramer | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Susan J. Kropf | Mgmt | For | For | For | |||||
| 1.6 | Elect Director John G. Morikis | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Christine A. Poon | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Michael H. Thaman | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Matthew Thornton, III | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Steven H. Wunning | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Aptiv PLC
| Meeting Date: | 04/23/2020 | Country: | Jersey | Primary Security ID: | G6095L109 | |||||
| Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | APTV | |||||
| Shares Voted: | 149,177 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Elect Director Kevin P. Clark | Mgmt | For | For | For | |||||
| 2 | Elect Director Nancy E. Cooper | Mgmt | For | For | For | |||||
| 3 | Elect Director Nicholas M. Donofrio | Mgmt | For | For | For | |||||
| 4 | Elect Director Rajiv L. Gupta | Mgmt | For | For | For | |||||
| 5 | Elect Director Joseph L. Hooley | Mgmt | For | For | For | |||||
| 6 | Elect Director Sean O. Mahoney | Mgmt | For | For | For | |||||
| 7 | Elect Director Paul M. Meister | Mgmt | For | For | For | |||||
| 8 | Elect Director Robert K. Ortberg | Mgmt | For | For | For | |||||
| 9 | Elect Director Colin J. Parris | Mgmt | For | For | For | |||||
| 10 | Elect Director Ana G. Pinczuk | Mgmt | For | For | For | |||||
| 11 | Elect Director Lawrence A. Zimmerman | Mgmt | For | For | For | |||||
| 12 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Lockheed Martin Corporation
| Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 539830109 | |||||
| Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | LMT | |||||
| Shares Voted: | 42,105 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Daniel F. Akerson | Mgmt | For | For | For | |||||
| 1.2 | Elect Director David B. Burritt | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Bruce A. Carlson | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Joseph F. Dunford, Jr. | Mgmt | For | For | For | |||||
| 1.5 | Elect Director James O. Ellis, Jr. | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Lockheed Martin Corporation
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.6 | Elect Director Thomas J. Falk | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Ilene S. Gordon | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Marillyn A. Hewson | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Vicki A. Hollub | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Jeh C. Johnson | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Debra L. Reed-Klages | Mgmt | For | For | For | |||||
| 1.12 | Elect Director James D. Taiclet, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
Texas Instruments Incorporated
| Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 882508104 | |||||
| Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | TXN | |||||
| Shares Voted: | 85,690 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Mark A. Blinn | Mgmt | For | For | For | |||||
| 1b | Elect Director Todd M. Bluedorn | Mgmt | For | For | For | |||||
| 1c | Elect Director Janet F. Clark | Mgmt | For | For | For | |||||
| 1d | Elect Director Carrie S. Cox | Mgmt | For | For | For | |||||
| 1e | Elect Director Martin S. Craighead | Mgmt | For | For | For | |||||
| 1f | Elect Director Jean M. Hobby | Mgmt | For | For | For | |||||
| 1g | Elect Director Michael D. Hsu | Mgmt | For | For | For | |||||
| 1h | Elect Director Ronald Kirk | Mgmt | For | For | For | |||||
| 1i | Elect Director Pamela H. Patsley | Mgmt | For | For | For | |||||
| 1j | Elect Director Robert E. Sanchez | Mgmt | For | For | For | |||||
| 1k | Elect Director Richard k. Templeton | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Texas Instruments Incorporated
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
The Boeing Company
| Meeting Date: | 04/27/2020 | Country: | USA | Primary Security ID: | 097023105 | |||||
| Record Date: | 02/27/2020 | Meeting Type: | Annual | Ticker: | BA | |||||
| Shares Voted: | 13,561 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Robert A. Bradway | Mgmt | For | For | For | |||||
| 1b | Elect Director David L. Calhoun | Mgmt | For | For | For | |||||
| 1c | Elect Director Arthur D. Collins, Jr. | Mgmt | For | Refer | Against | |||||
| 1d | Elect Director Edmund P. Giambastiani, Jr. | Mgmt | For | Refer | Against | |||||
| 1e | Elect Director Lynn J. Good | Mgmt | For | For | For | |||||
| 1f | Elect Director Nikki R. Haley - Withdrawn Resolution | Mgmt | ||||||||
| 1g | Elect Director Akhil Johri | Mgmt | For | For | For | |||||
| 1h | Elect Director Lawrence W. Kellner | Mgmt | For | Refer | For | |||||
| 1i | Elect Director Caroline B. Kennedy | Mgmt | For | For | For | |||||
| 1j | Elect Director Steven M. Mollenkopf | Mgmt | For | For | For | |||||
| 1k | Elect Director John M. Richardson | Mgmt | For | For | For | |||||
| 1l | Elect Director Susan C. Schwab | Mgmt | For | Refer | Against | |||||
| 1m | Elect Director Ronald A. Williams | Mgmt | For | Refer | Against | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Require Director Nominee Qualifications | SH | Against | Refer | Against | |||||
| 5 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
| 6 | Require Independent Board Chairman | SH | Against | Refer | For | |||||
| 7 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
The Boeing Company
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 8 | Adopt Share Retention Policy For Senior Executives | SH | Against | Against | Against | |||||
| 9 | Increase Disclosure of Compensation Adjustments | SH | Against | Refer | Against | |||||
Charter Communications, Inc.
| Meeting Date: | 04/28/2020 | Country: | USA | Primary Security ID: | 16119P108 | |||||
| Record Date: | 02/28/2020 | Meeting Type: | Annual | Ticker: | CHTR | |||||
| Shares Voted: | 7,243 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director W. Lance Conn | Mgmt | For | For | For | |||||
| 1b | Elect Director Kim C. Goodman | Mgmt | For | For | For | |||||
| 1c | Elect Director Craig A. Jacobson | Mgmt | For | For | For | |||||
| 1d | Elect Director Gregory B. Maffei | Mgmt | For | Refer | For | |||||
| 1e | Elect Director John D. Markley, Jr. | Mgmt | For | For | For | |||||
| 1f | Elect Director David C. Merritt | Mgmt | For | For | For | |||||
| 1g | Elect Director James E. Meyer | Mgmt | For | For | For | |||||
| 1h | Elect Director Steven A. Miron | Mgmt | For | Refer | For | |||||
| 1i | Elect Director Balan Nair | Mgmt | For | For | For | |||||
| 1j | Elect Director Michael A. Newhouse | Mgmt | For | For | For | |||||
| 1k | Elect Director Mauricio Ramos | Mgmt | For | For | For | |||||
| 1l | Elect Director Thomas M. Rutledge | Mgmt | For | For | For | |||||
| 1m | Elect Director Eric L. Zinterhofer | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Eli Lilly and Company
| Meeting Date: | 05/04/2020 | Country: | USA | Primary Security ID: | 532457108 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | LLY | |||||
| Shares Voted: | 73,126 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Michael L. Eskew | Mgmt | For | Refer | Against | |||||
| 1b | Elect Director William G. Kaelin, Jr. | Mgmt | For | For | For | |||||
| 1c | Elect Director David A. Ricks | Mgmt | For | For | For | |||||
| 1d | Elect Director Marschall S. Runge | Mgmt | For | For | For | |||||
| 1e | Elect Director Karen Walker | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
| 5 | Eliminate Supermajority Voting Provisions | Mgmt | For | For | For | |||||
| 6 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
| 7 | Report on Forced Swim Test | SH | Against | Against | Against | |||||
| 8 | Require Independent Board Chairman | SH | Against | Refer | For | |||||
| 9 | Disclose Board Matrix Including Ideological Perspectives | SH | Against | Refer | Against | |||||
| 10 | Report on Integrating Drug Pricing Risks into Senior Executive Compensation Arrangements | SH | Against | Against | Against | |||||
| 11 | Adopt Policy on Bonus Banking | SH | Against | Refer | Against | |||||
| 12 | Clawback Disclosure of Recoupment Activity from Senior Officers | SH | Against | For | For | |||||
Danaher Corporation
| Meeting Date: | 05/05/2020 | Country: | USA | Primary Security ID: | 235851102 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | DHR | |||||
| Shares Voted: | 85,219 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Linda Hefner Filler | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Danaher Corporation
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.2 | Elect Director Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Teri List-Stoll | Mgmt | For | Refer | For | |||||
| 1.4 | Elect Director Walter G. Lohr, Jr. | Mgmt | For | Refer | For | |||||
| 1.5 | Elect Director Jessica L. Mega | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Pardis C. Sabeti | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Mitchell P. Rales | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Steven M. Rales | Mgmt | For | For | For | |||||
| 1.9 | Elect Director John T. Schwieters | Mgmt | For | Refer | For | |||||
| 1.10 | Elect Director Alan G. Spoon | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Raymond C. Stevens | Mgmt | For | For | For | |||||
| 1.12 | Elect Director Elias A. Zerhouni | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
Phillips 66
| Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 718546104 | |||||
| Record Date: | 03/11/2020 | Meeting Type: | Annual | Ticker: | PSX | |||||
| Shares Voted: | 81,216 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Charles M. Holley | Mgmt | For | For | For | |||||
| 1b | Elect Director Glenn F. Tilton | Mgmt | For | For | For | |||||
| 1c | Elect Director Marna C. Whittington | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Report on Risks of Gulf Coast Petrochemical Investments | SH | Against | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
United Rentals, Inc.
| Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 911363109 | |||||
| Record Date: | 03/10/2020 | Meeting Type: | Annual | Ticker: | URI | |||||
| Shares Voted: | 66,242 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Jose B. Alvarez | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Marc A. Bruno | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Matthew J. Flannery | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Bobby J. Griffin | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Kim Harris Jones | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Terri L. Kelly | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Michael J. Kneeland | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Gracia C. Martore | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Filippo Passerini | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Donald C. Roof | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Shiv Singh | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Provide Right to Act by Written Consent | Mgmt | For | For | For | |||||
| 5 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | SH | Against | Refer | Against | |||||
Verizon Communications Inc.
| Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 92343V104 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | VZ | |||||
| Shares Voted: | 94,682 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Shellye L. Archambeau | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Mark T. Bertolini | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Vittorio Colao | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Verizon Communications Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.4 | Elect Director Melanie L. Healey | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Clarence Otis, Jr. | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Daniel H. Schulman | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Rodney E. Slater | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Hans E. Vestberg | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Gregory G. Weaver | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Eliminate Above-Market Earnings in Executive Retirement Plans | SH | Against | Against | Against | |||||
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
| 6 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
| 7 | Assess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation | SH | Against | Against | Against | |||||
| 8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | SH | Against | Refer | For | |||||
The Progressive Corporation
| Meeting Date: | 05/08/2020 | Country: | USA | Primary Security ID: | 743315103 | |||||
| Record Date: | 03/13/2020 | Meeting Type: | Annual | Ticker: | PGR | |||||
| Shares Voted: | 169,265 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Philip Bleser | Mgmt | For | For | For | |||||
| 1b | Elect Director Stuart B. Burgdoerfer | Mgmt | For | For | For | |||||
| 1c | Elect Director Pamela J. Craig | Mgmt | For | For | For | |||||
| 1d | Elect Director Charles A. Davis | Mgmt | For | For | For | |||||
| 1e | Elect Director Roger N. Farah | Mgmt | For | For | For | |||||
| 1f | Elect Director Lawton W. Fitt | Mgmt | For | For | For | |||||
| 1g | Elect Director Susan Patricia Griffith | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
The Progressive Corporation
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1h | Elect Director Jeffrey D. Kelly | Mgmt | For | For | For | |||||
| 1i | Elect Director Patrick H. Nettles | Mgmt | For | For | For | |||||
| 1j | Elect Director Barbara R. Snyder | Mgmt | For | For | For | |||||
| 1k | Elect Director Jan E. Tighe | Mgmt | For | For | For | |||||
| 1l | Elect Director Kahina Van Dyke | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
Zimmer Biomet Holdings, Inc.
| Meeting Date: | 05/08/2020 | Country: | USA | Primary Security ID: | 98956P102 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | ZBH | |||||
| Shares Voted: | 112,438 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Christopher B. Begley | Mgmt | For | For | For | |||||
| 1b | Elect Director Betsy J. Bernard | Mgmt | For | For | For | |||||
| 1c | Elect Director Gail K. Boudreaux | Mgmt | For | For | For | |||||
| 1d | Elect Director Michael J. Farrell | Mgmt | For | For | For | |||||
| 1e | Elect Director Larry C. Glasscock | Mgmt | For | For | For | |||||
| 1f | Elect Director Robert A. Hagemann | Mgmt | For | For | For | |||||
| 1g | Elect Director Bryan C. Hanson | Mgmt | For | For | For | |||||
| 1h | Elect Director Arthur J. Higgins | Mgmt | For | For | For | |||||
| 1i | Elect Director Maria Teresa Hilado | Mgmt | For | For | For | |||||
| 1j | Elect Director Syed Jafry | Mgmt | For | For | For | |||||
| 1k | Elect Director Michael W. Michelson | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Motorola Solutions, Inc.
| Meeting Date: | 05/11/2020 | Country: | USA | Primary Security ID: | 620076307 | |||||
| Record Date: | 03/13/2020 | Meeting Type: | Annual | Ticker: | MSI | |||||
| Shares Voted: | 67,428 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Gregory Q. Brown | Mgmt | For | For | For | |||||
| 1b | Elect Director Kenneth D. Denman | Mgmt | For | For | For | |||||
| 1c | Elect Director Egon P. Durban | Mgmt | For | Refer | Against | |||||
| 1d | Elect Director Clayton M. Jones | Mgmt | For | For | For | |||||
| 1e | Elect Director Judy C. Lewent | Mgmt | For | For | For | |||||
| 1f | Elect Director Gregory K. Mondre | Mgmt | For | Refer | Against | |||||
| 1g | Elect Director Anne R. Pramaggiore | Mgmt | For | For | For | |||||
| 1h | Elect Director Joseph M. Tucci | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Report on Political Contributions | SH | Against | Against | Against | |||||
S&P Global Inc.
| Meeting Date: | 05/13/2020 | Country: | USA | Primary Security ID: | 78409V104 | |||||
| Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | SPGI | |||||
| Shares Voted: | 47,801 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Marco Alvera | Mgmt | For | For | For | |||||
| 1.2 | Elect Director William J. Amelio | Mgmt | For | For | For | |||||
| 1.3 | Elect Director William D. Green | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Charles E. Haldeman, Jr. | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Stephanie C. Hill | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Rebecca J. Jacoby | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Monique F. Leroux | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
S&P Global Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.8 | Elect Director Maria R. Morris | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Douglas L. Peterson | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Edward B. Rust, Jr. | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Kurt L. Schmoke | Mgmt | For | For | For | |||||
| 1.12 | Elect Director Richard E. Thornburgh | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Provide Directors May Be Removed With or Without Cause | Mgmt | For | Refer | For | |||||
| 4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
CVS Health Corporation
| Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 126650100 | |||||
| Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | CVS | |||||
| Shares Voted: | 121,666 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Fernando Aguirre | Mgmt | For | For | For | |||||
| 1b | Elect Director C. David Brown, II | Mgmt | For | For | For | |||||
| 1c | Elect Director Alecia A. DeCoudreaux | Mgmt | For | For | For | |||||
| 1d | Elect Director Nancy-Ann M. DeParle | Mgmt | For | For | For | |||||
| 1e | Elect Director David W. Dorman | Mgmt | For | For | For | |||||
| 1f | Elect Director Roger N. Farah | Mgmt | For | For | For | |||||
| 1g | Elect Director Anne M. Finucane | Mgmt | For | For | For | |||||
| 1h | Elect Director Edward J. Ludwig | Mgmt | For | For | For | |||||
| 1i | Elect Director Larry J. Merlo | Mgmt | For | For | For | |||||
| 1j | Elect Director Jean-Pierre Millon | Mgmt | For | For | For | |||||
| 1k | Elect Director Mary L. Schapiro | Mgmt | For | For | For | |||||
| 1l | Elect Director William C. Weldon | Mgmt | For | For | For | |||||
| 1m | Elect Director Tony L. White | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
CVS Health Corporation
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 6 | Amend Shareholder Written Consent Provisions | SH | Against | Refer | Against | |||||
| 7 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
Fiserv, Inc.
| Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 337738108 | |||||
| Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | FISV | |||||
| Shares Voted: | 121,684 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Frank J. Bisignano | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Alison Davis | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Henrique de Castro | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Harry F. DiSimone | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Dennis F. Lynch | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Heidi G. Miller | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Scott C. Nuttall | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Denis J. O’Leary | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Doyle R. Simons | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Jeffery W. Yabuki | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Report on Political Contributions | SH | Against | For | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Norfolk Southern Corporation
| Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 655844108 | |||||
| Record Date: | 03/06/2020 | Meeting Type: | Annual | Ticker: | NSC | |||||
| Shares Voted: | 47,188 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Thomas D. Bell, Jr. | Mgmt | For | For | For | |||||
| 1b | Elect Director Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||||
| 1c | Elect Director Marcela E. Donadio | Mgmt | For | For | For | |||||
| 1d | Elect Director John C. Huffard, Jr. | Mgmt | For | For | For | |||||
| 1e | Elect Director Christopher T. Jones | Mgmt | For | For | For | |||||
| 1f | Elect Director Thomas C. Kelleher | Mgmt | For | For | For | |||||
| 1g | Elect Director Steven F. Leer | Mgmt | For | For | For | |||||
| 1h | Elect Director Michael D. Lockhart | Mgmt | For | For | For | |||||
| 1i | Elect Director Amy E. Miles | Mgmt | For | For | For | |||||
| 1j | Elect Director Claude Mongeau | Mgmt | For | For | For | |||||
| 1k | Elect Director Jennifer F. Scanlon | Mgmt | For | For | For | |||||
| 1l | Elect Director James A. Squires | Mgmt | For | For | For | |||||
| 1m | Elect Director John R. Thompson | Mgmt | For | For | For | |||||
| 2a | Amend Articles Re: Voting Standard for Amendment of Articles | Mgmt | For | Refer | For | |||||
| 2b | Amend Articles Re: Simple Majority Voting Standard to Approve Merger, Share Exchange, Conversion, Sale,or Dissolution of the Corporation | Mgmt | For | Refer | For | |||||
| 2c | Amend Articles Re: Simple Majority Voting Standard to Approve Re-Domestication of the Corporation and Affiliated Transactions | Mgmt | For | Refer | For | |||||
| 3 | Ratify KPMG LLP as Auditor | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 5 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Union Pacific Corporation
| Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 907818108 | |||||
| Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | UNP | |||||
| Shares Voted: | 50,792 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Andrew H. Card, Jr. | Mgmt | For | For | For | |||||
| 1b | Elect Director William J. DeLaney | Mgmt | For | For | For | |||||
| 1c | Elect Director David B. Dillon | Mgmt | For | For | For | |||||
| 1d | Elect Director Lance M. Fritz | Mgmt | For | For | For | |||||
| 1e | Elect Director Deborah C. Hopkins | Mgmt | For | For | For | |||||
| 1f | Elect Director Jane H. Lute | Mgmt | For | For | For | |||||
| 1g | Elect Director Michael R. McCarthy | Mgmt | For | For | For | |||||
| 1h | Elect Director Thomas F. McLarty, III | Mgmt | For | For | For | |||||
| 1i | Elect Director Bhavesh V. Patel | Mgmt | For | For | For | |||||
| 1j | Elect Director Jose H. Villarreal | Mgmt | For | For | For | |||||
| 1k | Elect Director Christopher J. Williams | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
| 5 | Report on Climate Change | SH | Against | Against | Against | |||||
Waste Connections, Inc.
| Meeting Date: | 05/15/2020 | Country: | Canada | Primary Security ID: | 94106B101 | |||||
| Record Date: | 03/19/2020 | Meeting Type: | Annual/Special | Ticker: | WCN | |||||
| Shares Voted: | 114,181 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Ronald J. Mittelstaedt | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Edward E. “Ned” Guillet | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Michael W. Harlan | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Larry S. Hughes | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Worthing F. Jackman | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Waste Connections, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.6 | Elect Director Elise L. Jordan | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Susan “Sue” Lee | Mgmt | For | For | For | |||||
| 1.8 | Elect Director William J. Razzouk | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 4 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Zoetis Inc.
| Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 98978V103 | |||||
| Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | ZTS | |||||
| Shares Voted: | 81,127 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Gregory Norden | Mgmt | For | For | For | |||||
| 1b | Elect Director Louise M. Parent | Mgmt | For | For | For | |||||
| 1c | Elect Director Kristin C. Peck | Mgmt | For | For | For | |||||
| 1d | Elect Director Robert W. Scully | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
| 4 | Ratify KPMG LLP as Auditor | Mgmt | For | For | For | |||||
Anthem, Inc.
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 036752103 | |||||
| Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | ANTM | |||||
| Shares Voted: | 41,787 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Gail K. Boudreaux | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Anthem, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.2 | Elect Director R. Kerry Clark | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Robert L. Dixon, Jr. | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
Morgan Stanley
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 617446448 | |||||
| Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | MS | |||||
| Shares Voted: | 298,399 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Elizabeth Corley | Mgmt | For | For | For | |||||
| 1b | Elect Director Alistair Darling | Mgmt | For | For | For | |||||
| 1c | Elect Director Thomas H. Glocer | Mgmt | For | For | For | |||||
| 1d | Elect Director James P. Gorman | Mgmt | For | For | For | |||||
| 1e | Elect Director Robert H. Herz | Mgmt | For | For | For | |||||
| 1f | Elect Director Nobuyuki Hirano | Mgmt | For | For | For | |||||
| 1g | Elect Director Stephen J. Luczo | Mgmt | For | For | For | |||||
| 1h | Elect Director Jami Miscik | Mgmt | For | For | For | |||||
| 1i | Elect Director Dennis M. Nally | Mgmt | For | For | For | |||||
| 1j | Elect Director Takeshi Ogasawara | Mgmt | For | For | For | |||||
| 1k | Elect Director Hutham S. Olayan | Mgmt | For | For | For | |||||
| 1l | Elect Director Mary L. Schapiro | Mgmt | For | For | For | |||||
| 1m | Elect Director Perry M. Traquina | Mgmt | For | For | For | |||||
| 1n | Elect Director Rayford Wilkins, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
NextEra Energy, Inc.
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 65339F101 | |||||
| Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | NEE | |||||
| Shares Voted: | 54,635 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Sherry S. Barrat | Mgmt | For | For | For | |||||
| 1b | Elect Director James L. Camaren | Mgmt | For | For | For | |||||
| 1c | Elect Director Kenneth B. Dunn | Mgmt | For | For | For | |||||
| 1d | Elect Director Naren K. Gursahaney | Mgmt | For | For | For | |||||
| 1e | Elect Director Kirk S. Hachigian | Mgmt | For | For | For | |||||
| 1f | Elect Director Toni Jennings | Mgmt | For | For | For | |||||
| 1g | Elect Director Amy B. Lane | Mgmt | For | For | For | |||||
| 1h | Elect Director David L. Porges | Mgmt | For | For | For | |||||
| 1i | Elect Director James L. Robo | Mgmt | For | For | For | |||||
| 1j | Elect Director Rudy E. Schupp | Mgmt | For | For | For | |||||
| 1k | Elect Director John L. Skolds | Mgmt | For | For | For | |||||
| 1l | Elect Director William H. Swanson | Mgmt | For | For | For | |||||
| 1m | Elect Director Darryl L. Wilson | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Report on Political Contributions | SH | Against | For | For | |||||
| 5 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
The Home Depot, Inc.
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 437076102 | |||||
| Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | HD | |||||
| Shares Voted: | 33,460 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Gerard J. Arpey | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
The Home Depot, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1b | Elect Director Ari Bousbib | Mgmt | For | For | For | |||||
| 1c | Elect Director Jeffery H. Boyd | Mgmt | For | For | For | |||||
| 1d | Elect Director Gregory D. Brenneman | Mgmt | For | For | For | |||||
| 1e | Elect Director J. Frank Brown | Mgmt | For | For | For | |||||
| 1f | Elect Director Albert P. Carey | Mgmt | For | For | For | |||||
| 1g | Elect Director Helena B. Foulkes | Mgmt | For | For | For | |||||
| 1h | Elect Director Linda R. Gooden | Mgmt | For | For | For | |||||
| 1i | Elect Director Wayne M. Hewett | Mgmt | For | For | For | |||||
| 1j | Elect Director Manuel Kadre | Mgmt | For | For | For | |||||
| 1k | Elect Director Stephanie C. Linnartz | Mgmt | For | For | For | |||||
| 1l | Elect Director Craig A. Menear | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Amend Shareholder Written Consent Provisions | SH | Against | Refer | Against | |||||
| 5 | Prepare Employment Diversity Report and Report on Diversity Policies | SH | Against | For | For | |||||
| 6 | Adopt Share Retention Policy For Senior Executives | SH | Against | Against | Against | |||||
| 7 | Report on Congruency Political Analysis and Electioneering Expenditures | SH | Against | For | For | |||||
Amazon.com, Inc.
| Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 023135106 | |||||
| Record Date: | 04/02/2020 | Meeting Type: | Annual | Ticker: | AMZN | |||||
| Shares Voted: | 11,301 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Jeffrey P. Bezos | Mgmt | For | For | For | |||||
| 1b | Elect Director Rosalind G. Brewer | Mgmt | For | For | For | |||||
| 1c | Elect Director Jamie S. Gorelick | Mgmt | For | For | For | |||||
| 1d | Elect Director Daniel P. Huttenlocher | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Amazon.com, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1e | Elect Director Judith A. McGrath | Mgmt | For | For | For | |||||
| 1f | Elect Director Indra K. Nooyi | Mgmt | For | For | For | |||||
| 1g | Elect Director Jonathan J. Rubinstein | Mgmt | For | For | For | |||||
| 1h | Elect Director Thomas O. Ryder | Mgmt | For | For | For | |||||
| 1i | Elect Director Patricia Q. Stonesifer | Mgmt | For | For | For | |||||
| 1j | Elect Director Wendell P. Weeks | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Mgmt | For | For | For | |||||
| 5 | Report on Management of Food Waste | SH | Against | For | For | |||||
| 6 | Report on Customers’ Use of its Surveillance and Computer Vision Products or Cloud-Based Services | SH | Against | For | For | |||||
| 7 | Report on Potential Human Rights Impacts of Customers’ Use of Rekognition | SH | Against | For | For | |||||
| 8 | Report on Products Promoting Hate Speech and Sales of Offensive Products | SH | Against | For | For | |||||
| 9 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
| 10 | Report on Global Median Gender/Racial Pay Gap | SH | Against | Against | Against | |||||
| 11 | Report on Reducing Environmental and Health Harms to Communities of Color | SH | Against | Against | Against | |||||
| 12 | Report on Viewpoint Discrimination | SH | Against | Against | Against | |||||
| 13 | Report on Promotion Velocity | SH | Against | Against | Against | |||||
| 14 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
| 15 | Human Rights Risk Assessment | SH | Against | For | For | |||||
| 16 | Report on Lobbying Payments and Policy | SH | Against | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Facebook, Inc.
| Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 30303M102 | |||||
| Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | FB | |||||
| Shares Voted: | 53,644 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Peggy Alford | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Marc L. Andreessen | Mgmt | For | Refer | Withhold | |||||
| 1.3 | Elect Director Andrew W. Houston | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Nancy Killefer | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Robert M. Kimmitt | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Sheryl K. Sandberg | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Peter A. Thiel | Mgmt | For | Refer | Withhold | |||||
| 1.8 | Elect Director Tracey T. Travis | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Mark Zuckerberg | Mgmt | For | Refer | Withhold | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Approve Non-Employee Director Compensation Policy | Mgmt | For | Refer | For | |||||
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Against | For | For | |||||
| 5 | Require Independent Board Chair | SH | Against | Refer | For | |||||
| 6 | Require a Majority Vote for the Election of Directors | SH | Against | For | For | |||||
| 7 | Report on Political Advertising | SH | Against | For | For | |||||
| 8 | Require Independent Director Nominee with Human and/or Civil Rights Experience | SH | Against | Against | Against | |||||
| 9 | Report on Civil and Human Rights Risk Assessment | SH | Against | Against | Against | |||||
| 10 | Report on Online Child Sexual Exploitation | SH | Against | For | For | |||||
| 11 | Report on Median Gender/Racial Pay Gap | SH | Against | Against | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Fidelity National Information Services, Inc.
| Meeting Date: | 05/28/2020 | Country: | USA | Primary Security ID: | 31620M106 | |||||
| Record Date: | 04/01/2020 | Meeting Type: | Annual | Ticker: | FIS | |||||
| Shares Voted: | 93,056 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Lee Adrean | Mgmt | For | For | For | |||||
| 1b | Elect Director Ellen R. Alemany | Mgmt | For | For | For | |||||
| 1c | Elect Director Lisa A. Hook | Mgmt | For | For | For | |||||
| 1d | Elect Director Keith W. Hughes | Mgmt | For | For | For | |||||
| 1e | Elect Director Gary L. Lauer | Mgmt | For | For | For | |||||
| 1f | Elect Director Gary A. Norcross | Mgmt | For | For | For | |||||
| 1g | Elect Director Louise M. Parent | Mgmt | For | For | For | |||||
| 1h | Elect Director Brian T. Shea | Mgmt | For | For | For | |||||
| 1i | Elect Director James B. Stallings, Jr. | Mgmt | For | For | For | |||||
| 1j | Elect Director Jeffrey E. Stiefler | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
UnitedHealth Group Incorporated
| Meeting Date: | 06/01/2020 | Country: | USA | Primary Security ID: | 91324P102 | |||||
| Record Date: | 04/07/2020 | Meeting Type: | Annual | Ticker: | UNH | |||||
| Shares Voted: | 74,849 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Richard T. Burke | Mgmt | For | For | For | |||||
| 1b | Elect Director Timothy P. Flynn | Mgmt | For | For | For | |||||
| 1c | Elect Director Stephen J. Hemsley | Mgmt | For | For | For | |||||
| 1d | Elect Director Michele J. Hooper | Mgmt | For | For | For | |||||
| 1e | Elect Director F. William McNabb, III | Mgmt | For | For | For | |||||
| 1f | Elect Director Valerie C. Montgomery Rice | Mgmt | For | For | For | |||||
| 1g | Elect Director John H. Noseworthy | Mgmt | For | For | For | |||||
| 1h | Elect Director Glenn M. Renwick | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
UnitedHealth Group Incorporated
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1i | Elect Director David S. Wichmann | Mgmt | For | For | For | |||||
| 1j | Elect Director Gail R. Wilensky | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | SH | Against | Refer | Against | |||||
Alphabet Inc.
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 02079K305 | |||||
| Record Date: | 04/07/2020 | Meeting Type: | Annual | Ticker: | GOOGL | |||||
| Shares Voted: | 12,056 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Larry Page | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Sergey Brin | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Sundar Pichai | Mgmt | For | For | For | |||||
| 1.4 | Elect Director John L. Hennessy | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Frances H. Arnold | Mgmt | For | For | For | |||||
| 1.6 | Elect Director L. John Doerr | Mgmt | For | Refer | For | |||||
| 1.7 | Elect Director Roger W. Ferguson Jr. | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Ann Mather | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Alan R. Mulally | Mgmt | For | Withhold | For | |||||
| 1.10 | Elect Director K. Ram Shiram | Mgmt | For | Refer | For | |||||
| 1.11 | Elect Director Robin L. Washington | Mgmt | For | Refer | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Alphabet Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Against | For | For | |||||
| 6 | Report on Arbitration of Employment-Related Claims | SH | Against | For | For | |||||
| 7 | Establish Human Rights Risk Oversight Committee | SH | Against | For | For | |||||
| 8 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | SH | Against | Refer | Against | |||||
| 9 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | Against | Against | |||||
| 10 | Report on Takedown Requests | SH | Against | For | For | |||||
| 11 | Require a Majority Vote for the Election of Directors | SH | Against | For | For | |||||
| 12 | Report on Gender/Racial Pay Gap | SH | Against | Against | Against | |||||
| 13 | Require Independent Director Nominee with Human and/or Civil Rights Experience | SH | Against | For | For | |||||
| 14 | Report on Whistleblower Policies and Practices | SH | Against | Against | Against | |||||
Comcast Corporation
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 20030N101 | |||||
| Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | CMCSA | |||||
| Shares Voted: | 335,244 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Kenneth J. Bacon | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Madeline S. Bell | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Naomi M. Bergman | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Edward D. Breen | Mgmt | For | Refer | Withhold | |||||
| 1.5 | Elect Director Gerald L. Hassell | Mgmt | For | Refer | Withhold | |||||
| 1.6 | Elect Director Jeffrey A. Honickman | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Maritza G. Montiel | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Asuka Nakahara | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Comcast Corporation
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.9 | Elect Director David C. Novak | Mgmt | For | Refer | Withhold | |||||
| 1.10 | Elect Director Brian L. Roberts | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Amend Stock Option Plan | Mgmt | For | Refer | For | |||||
| 4 | Amend Restricted Stock Plan | Mgmt | For | For | For | |||||
| 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
| 6 | Report on Lobbying Payments and Policy | SH | Against | For | For | |||||
| 7 | Require Independent Board Chair | SH | Against | Refer | For | |||||
| 8 | Report on Risks Posed by Failing to Prevent Sexual Harassment | SH | Against | Against | Against | |||||
Walmart Inc.
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 931142103 | |||||
| Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | WMT | |||||
| Shares Voted: | 158,324 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Cesar Conde | Mgmt | For | For | For | |||||
| 1b | Elect Director Timothy P. Flynn | Mgmt | For | For | For | |||||
| 1c | Elect Director Sarah J. Friar | Mgmt | For | For | For | |||||
| 1d | Elect Director Carla A. Harris | Mgmt | For | For | For | |||||
| 1e | Elect Director Thomas W. Horton | Mgmt | For | For | For | |||||
| 1f | Elect Director Marissa A. Mayer | Mgmt | For | For | For | |||||
| 1g | Elect Director C. Douglas McMillon | Mgmt | For | For | For | |||||
| 1h | Elect Director Gregory B. Penner | Mgmt | For | Refer | For | |||||
| 1i | Elect Director Steven S Reinemund | Mgmt | For | For | For | |||||
| 1j | Elect Director S. Robson Walton | Mgmt | For | For | For | |||||
| 1k | Elect Director Steuart L. Walton | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Walmart Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 5 | Report on Impacts of Single-Use Plastic Bags | SH | Against | For | For | |||||
| 6 | Report on Supplier Antibiotics Use Standards | SH | Against | Against | Against | |||||
| 7 | Adopt Policy to Include Hourly Associates as Director Candidates | SH | Against | Refer | Against | |||||
| 8 | Report on Strengthening Prevention of Workplace Sexual Harassment | SH | Against | For | For | |||||
Netflix, Inc.
| Meeting Date: | 06/04/2020 | Country: | USA | Primary Security ID: | 64110L106 | |||||
| Record Date: | 04/08/2020 | Meeting Type: | Annual | Ticker: | NFLX | |||||
| Shares Voted: | 18,545 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Reed Hastings | Mgmt | For | Refer | For | |||||
| 1b | Elect Director Jay C. Hoag | Mgmt | For | Refer | For | |||||
| 1c | Elect Director Mathias Dopfner | Mgmt | For | Refer | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Report on Political Contributions | SH | Against | For | For | |||||
| 6 | Adopt Simple Majority Vote | SH | Against | For | For | |||||
| 7 | Report on Risks of Omitting Viewpoint and Ideology from EEO Policy | SH | Against | Against | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Mastercard Incorporated
| Meeting Date: | 06/16/2020 | Country: | USA | Primary Security ID: | 57636Q104 | |||||
| Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | MA | |||||
| Shares Voted: | 49,442 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Richard Haythornthwaite | Mgmt | For | For | For | |||||
| 1b | Elect Director Ajay Banga | Mgmt | For | For | For | |||||
| 1c | Elect Director Richard K. Davis | Mgmt | For | For | For | |||||
| 1d | Elect Director Steven J. Freiberg | Mgmt | For | For | For | |||||
| 1e | Elect Director Julius Genachowski | Mgmt | For | For | For | |||||
| 1f | Elect Director Choon Phong Goh | Mgmt | For | For | For | |||||
| 1g | Elect Director Merit E. Janow | Mgmt | For | For | For | |||||
| 1h | Elect Director Oki Matsumoto | Mgmt | For | For | For | |||||
| 1i | Elect Director Youngme Moon | Mgmt | For | For | For | |||||
| 1j | Elect Director Rima Qureshi | Mgmt | For | For | For | |||||
| 1k | Elect Director Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||||
| 1l | Elect Director Gabrielle Sulzberger | Mgmt | For | For | For | |||||
| 1m | Elect Director Jackson Tai | Mgmt | For | For | For | |||||
| 1n | Elect Director Lance Uggla | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
Aon plc
| Meeting Date: | 06/19/2020 | Country: | Ireland | Primary Security ID: | G0403H108 | |||||
| Record Date: | 04/17/2020 | Meeting Type: | Annual | Ticker: | AON | |||||
| Shares Voted: | 85,666 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Lester B. Knight | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Gregory C. Case | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Jin-Yong Cai | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Jeffrey C. Campbell | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Aon plc
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.5 | Elect Director Fulvio Conti | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Cheryl A. Francis | Mgmt | For | For | For | |||||
| 1.7 | Elect Director J. Michael Losh | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Richard B. Myers | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Richard C. Notebaert | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Gloria Santona | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Carolyn Y. Woo | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Ratify Ernst & Young Chartered Accountants as Statutory Auditor | Mgmt | For | For | For | |||||
| 5 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
IVY VIP CORPORATE BOND
Proxy Voting Record
There was no proxy voting for Ivy VIP Corporate Bond, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP ENERGY
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
C&J Energy Services, Inc.
| Meeting Date: | 10/22/2019 | Country: | USA | Primary Security ID: | 12674R100 | |||||
| Record Date: | 09/18/2019 | Meeting Type: | Special | Ticker: | CJ | |||||
| Shares Voted: | 41,239 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Merger Agreement | Mgmt | For | Refer | For | |||||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | Refer | For | |||||
| 3 | Adjourn Meeting | Mgmt | For | Refer | For | |||||
Parsley Energy, Inc.
| Meeting Date: | 01/09/2020 | Country: | USA | Primary Security ID: | 701877102 | |||||
| Record Date: | 11/25/2019 | Meeting Type: | Special | Ticker: | PE | |||||
| Shares Voted: | 78,521 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Issue Shares in Connection with Acquisition | Mgmt | For | Refer | For | |||||
WPX Energy, Inc.
| Meeting Date: | 03/05/2020 | Country: | USA | Primary Security ID: | 98212B103 | |||||
| Record Date: | 02/04/2020 | Meeting Type: | Special | Ticker: | WPX | |||||
| Shares Voted: | 115,427 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Issue Shares in Connection with Acquisition | Mgmt | For | Refer | For | |||||
| 2 | Adjourn Meeting | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Schlumberger N.V.
| Meeting Date: | 04/01/2020 | Country: | Curacao | Primary Security ID: | 806857108 | |||||
| Record Date: | 02/12/2020 | Meeting Type: | Annual | Ticker: | SLB | |||||
| Shares Voted: | 30,788 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Patrick de La Chevardiere | Mgmt | For | For | For | |||||
| 1b | Elect Director Miguel M. Galuccio | Mgmt | For | For | For | |||||
| 1c | Elect Director Olivier Le Peuch | Mgmt | For | For | For | |||||
| 1d | Elect Director Tatiana A. Mitrova | Mgmt | For | For | For | |||||
| 1e | Elect Director Lubna S. Olayan | Mgmt | For | For | For | |||||
| 1f | Elect Director Mark G. Papa | Mgmt | For | For | For | |||||
| 1g | Elect Director Leo Rafael Reif | Mgmt | For | For | For | |||||
| 1h | Elect Director Henri Seydoux | Mgmt | For | For | For | |||||
| 1i | Elect Director Jeff W. Sheets | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Adopt and Approve Financials and Dividends | Mgmt | For | For | For | |||||
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
Liberty Oilfield Services Inc.
| Meeting Date: | 04/21/2020 | Country: | USA | Primary Security ID: | 53115L104 | |||||
| Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | LBRT | |||||
| Shares Voted: | 31,972 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Gale A. Norton | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Jesal Shah | Mgmt | For | Refer | Withhold | |||||
| 1.3 | Elect Director Cary D. Steinbeck | Mgmt | For | Refer | Withhold | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
TechnipFMC plc
| Meeting Date: | 04/24/2020 | Country: | United Kingdom | Primary Security ID: | G87110105 | |||||
| Record Date: | 02/27/2020 | Meeting Type: | Annual | Ticker: | FTI | |||||
| Shares Voted: | 36,257 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Douglas J. Pferdehirt | Mgmt | For | For | For | |||||
| 1b | Elect Director Eleazar de Carvalho Filho | Mgmt | For | For | For | |||||
| 1c | Elect Director Arnaud Caudoux | Mgmt | For | For | For | |||||
| 1d | Elect Director Pascal Colombani | Mgmt | For | For | For | |||||
| 1e | Elect Director Marie-Ange Debon | Mgmt | For | For | For | |||||
| 1f | Elect Director Claire S. Farley | Mgmt | For | For | For | |||||
| 1g | Elect Director Didier Houssin | Mgmt | For | For | For | |||||
| 1h | Elect Director Peter Mellbye | Mgmt | For | For | For | |||||
| 1i | Elect Director John O’Leary | Mgmt | For | For | For | |||||
| 1j | Elect Director Olivier Piou | Mgmt | For | For | For | |||||
| 1k | Elect Director Kay G. Priestly | Mgmt | For | For | For | |||||
| 1l | Elect Director Joseph Rinaldi | Mgmt | For | For | For | |||||
| 1m | Elect Director James M. Ringler | Mgmt | For | For | For | |||||
| 1n | Elect Director John Yearwood | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Approve Directors’ Remuneration Report | Mgmt | For | For | For | |||||
| 4 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 6 | Re-appoint PricewaterhouseCoopers LLP as U.K. Statutory Auditor | Mgmt | For | For | For | |||||
| 7 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Concho Resources Inc.
| Meeting Date: | 04/27/2020 | Country: | USA | Primary Security ID: | 20605P101 | |||||
| Record Date: | 02/28/2020 | Meeting Type: | Annual | Ticker: | CXO | |||||
| Shares Voted: | 20,197 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Timothy A. Leach | Mgmt | For | For | For | |||||
| 1.2 | Elect Director William H. Easter, III | Mgmt | For | For | For | |||||
| 2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Noble Energy, Inc.
| Meeting Date: | 04/28/2020 | Country: | USA | Primary Security ID: | 655044105 | |||||
| Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | NBL | |||||
| Shares Voted: | 8,985 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Jeffrey L. Berenson | Mgmt | For | For | For | |||||
| 1b | Elect Director James E. Craddock | Mgmt | For | Refer | Against | |||||
| 1c | Elect Director Barbara J. Duganier | Mgmt | For | For | For | |||||
| 1d | Elect Director Thomas J. Edelman | Mgmt | For | For | For | |||||
| 1e | Elect Director Holli C. Ladhani | Mgmt | For | For | For | |||||
| 1f | Elect Director David L. Stover | Mgmt | For | For | For | |||||
| 1g | Elect Director Scott D. Urban | Mgmt | For | For | For | |||||
| 1h | Elect Director William T. Van Kleef | Mgmt | For | For | For | |||||
| 1i | Elect Director Martha B. Wyrsch | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Marathon Petroleum Corporation
| Meeting Date: | 04/29/2020 | Country: | USA | Primary Security ID: | 56585A102 | |||||
| Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | MPC | |||||
| Shares Voted: | 27,174 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
| 2a | Elect Director Steven A. Davis | Mgmt | For | For | For | |||||
| 2b | Elect Director J. Michael Stice | Mgmt | For | For | For | |||||
| 2c | Elect Director John P. Surma | Mgmt | For | For | For | |||||
| 2d | Elect Director Susan Tomasky | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 5 | Adopt Simple Majority Vote | SH | For | For | For | |||||
| 6 | Report on Integrating Community Impacts Into Executive Compensation Program | SH | Against | Against | Against | |||||
EOG Resources, Inc.
| Meeting Date: | 04/30/2020 | Country: | USA | Primary Security ID: | 26875P101 | |||||
| Record Date: | 03/06/2020 | Meeting Type: | Annual | Ticker: | EOG | |||||
| Shares Voted: | 12,490 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Janet F. Clark | Mgmt | For | For | For | |||||
| 1b | Elect Director Charles R. Crisp | Mgmt | For | For | For | |||||
| 1c | Elect Director Robert P. Daniels | Mgmt | For | For | For | |||||
| 1d | Elect Director James C. Day | Mgmt | For | For | For | |||||
| 1e | Elect Director C. Christopher Gaut | Mgmt | For | For | For | |||||
| 1f | Elect Director Julie J. Robertson | Mgmt | For | For | For | |||||
| 1g | Elect Director Donald F. Textor | Mgmt | For | For | For | |||||
| 1h | Elect Director William R. Thomas | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Valero Energy Corporation
| Meeting Date: | 04/30/2020 | Country: | USA | Primary Security ID: | 91913Y100 | |||||
| Record Date: | 03/04/2020 | Meeting Type: | Annual | Ticker: | VLO | |||||
| Shares Voted: | 19,619 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1A | Elect Director H. Paulett Eberhart | Mgmt | For | For | For | |||||
| 1B | Elect Director Joseph W. Gorder | Mgmt | For | For | For | |||||
| 1C | Elect Director Kimberly S. Greene | Mgmt | For | For | For | |||||
| 1D | Elect Director Deborah P. Majoras | Mgmt | For | For | For | |||||
| 1E | Elect Director Eric D. Mullins | Mgmt | For | For | For | |||||
| 1F | Elect Director Donald L. Nickles | Mgmt | For | For | For | |||||
| 1G | Elect Director Philip J. Pfeiffer | Mgmt | For | For | For | |||||
| 1H | Elect Director Robert A. Profusek | Mgmt | For | For | For | |||||
| 1I | Elect Director Stephen M. Waters | Mgmt | For | For | For | |||||
| 1J | Elect Director Randall J. Weisenburger | Mgmt | For | For | For | |||||
| 1K | Elect Director Rayford Wilkins, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
Phillips 66
| Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 718546104 | |||||
| Record Date: | 03/11/2020 | Meeting Type: | Annual | Ticker: | PSX | |||||
| Shares Voted: | 17,398 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Charles M. Holley | Mgmt | For | For | For | |||||
| 1b | Elect Director Glenn F. Tilton | Mgmt | For | For | For | |||||
| 1c | Elect Director Marna C. Whittington | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Phillips 66
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Report on Risks of Gulf Coast Petrochemical Investments | SH | Against | Refer | For | |||||
Suncor Energy Inc.
| Meeting Date: | 05/06/2020 | Country: | Canada | Primary Security ID: | 867224107 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | SU | |||||
| Shares Voted: | 31,707 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Patricia M. Bedient | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Mel E. Benson | Mgmt | For | For | For | |||||
| 1.3 | Elect Director John D. Gass | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Dennis M. Houston | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Mark S. Little | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Brian P. MacDonald | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Maureen McCaw | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Lorraine Mitchelmore | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Eira M. Thomas | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Michael M. Wilson | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Canadian Natural Resources Limited
| Meeting Date: | 05/07/2020 | Country: | Canada | Primary Security ID: | 136385101 | |||||
| Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | CNQ | |||||
| Shares Voted: | 19,805 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Catherine M. Best | Mgmt | For | For | For | |||||
| 1.2 | Elect Director M. Elizabeth Cannon | Mgmt | For | For | For | |||||
| 1.3 | Elect Director N. Murray Edwards | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Christopher L. Fong | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Gordon D. Giffin | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Wilfred A. Gobert | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Steve W. Laut | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Tim S. McKay | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Frank J. McKenna | Mgmt | For | For | For | |||||
| 1.10 | Elect Director David A. Tuer | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Annette M. Verschuren | Mgmt | For | For | For | |||||
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For | |||||
Transocean Ltd.
| Meeting Date: | 05/07/2020 | Country: | Switzerland | Primary Security ID: | H8817H100 | |||||
| Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | RIG | |||||
| Shares Voted: | 130,481 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For | |||||
| 3 | Appropriation of Available Earnings for Fiscal Year 2019 | Mgmt | For | For | For | |||||
| 4 | Approve the Renewal of Authorized Share Capital without Preemptive Rights | Mgmt | For | For | For | |||||
| 5A | Elect Director Glyn A. Barker | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Transocean Ltd.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 5B | Elect Director Vanessa C.L. Chang | Mgmt | For | For | For | |||||
| 5C | Elect Director Frederico F. Curado | Mgmt | For | For | For | |||||
| 5D | Elect Director Chadwick C. Deaton | Mgmt | For | For | For | |||||
| 5E | Elect Director Vincent J. Intrieri | Mgmt | For | For | For | |||||
| 5F | Elect Director Samuel J. Merksamer | Mgmt | For | For | For | |||||
| 5G | Elect Director Frederik W. Mohn | Mgmt | For | For | For | |||||
| 5H | Elect Director Edward R. Muller | Mgmt | For | For | For | |||||
| 5I | Elect Director Diane de Saint Victor | Mgmt | For | For | For | |||||
| 5J | Elect Director Tan Ek Kia | Mgmt | For | For | For | |||||
| 5K | Elect Director Jeremy D. Thigpen | Mgmt | For | For | For | |||||
| 6 | Elect Chadwick C. Deaton as Board Chairman | Mgmt | For | For | For | |||||
| 7A | Appoint Glyn A. Barker as Member of the Compensation Committee | Mgmt | For | For | For | |||||
| 7B | Appoint Samuel J. Merksamer as Member of the Compensation Committee | Mgmt | For | For | For | |||||
| 7C | Appoint Tan Ek Kia as Member of the Compensation Committee | Mgmt | For | For | For | |||||
| 8 | Designate Schweiger Advokatur / Notariat as Independent Proxy | Mgmt | For | For | For | |||||
| 9 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020, and Reelection of Ernst & Young Ltd, Zurich as the Company’s Auditor for a Further One-Year Term | Mgmt | For | For | For | |||||
| 10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 11A | Approve Maximum Remuneration of Board of Directors for the Period Between the 2020 and 2021 Annual General Meetings in the Amount of USD 4.12 Million | Mgmt | For | Refer | For | |||||
| 11B | Approve Maximum Remuneration of the Executive Management Team for Fiscal Year 2021 in the Amount of USD 24 Million | Mgmt | For | Refer | For | |||||
| 12 | Amend Omnibus Stock Plan | Mgmt | For | For | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Apergy Corporation
| Meeting Date: | 05/12/2020 | Country: | USA | Primary Security ID: | 03755L104 | |||||
| Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | APY | |||||
| Shares Voted: | 21,990 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Gary P. Luquette | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Daniel W. Rabun | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
| 5 | Amend Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
ConocoPhillips
| Meeting Date: | 05/12/2020 | Country: | USA | Primary Security ID: | 20825C104 | |||||
| Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | COP | |||||
| Shares Voted: | 11,605 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Charles E. Bunch | Mgmt | For | For | For | |||||
| 1b | Elect Director Caroline Maury Devine | Mgmt | For | For | For | |||||
| 1c | Elect Director John V. Faraci | Mgmt | For | For | For | |||||
| 1d | Elect Director Jody Freeman | Mgmt | For | For | For | |||||
| 1e | Elect Director Gay Huey Evans | Mgmt | For | For | For | |||||
| 1f | Elect Director Jeffrey A. Joerres | Mgmt | For | For | For | |||||
| 1g | Elect Director Ryan M. Lance | Mgmt | For | For | For | |||||
| 1h | Elect Director William H. McRaven | Mgmt | For | For | For | |||||
| 1i | Elect Director Sharmila Mulligan | Mgmt | For | For | For | |||||
| 1j | Elect Director Arjun N. Murti | Mgmt | For | For | For | |||||
| 1k | Elect Director Robert A. Niblock | Mgmt | For | For | For | |||||
| 1l | Elect Director David T. Seaton | Mgmt | For | For | For | |||||
| 1m | Elect Director R. A. Walker | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
ConocoPhillips
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Baker Hughes Company
| Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 05722G100 | |||||
| Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | BKR | |||||
| Shares Voted: | 51,502 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director W. Geoffrey Beattie | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Gregory D. Brenneman | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Cynthia B. Carroll | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Nelda J. Connors | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Gregory L. Ebel | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Lynn L. Elsenhans | Mgmt | For | For | For | |||||
| 1.8 | Elect Director John G. Rice | Mgmt | For | Refer | Withhold | |||||
| 1.9 | Elect Director Lorenzo Simonelli | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Continental Resources, Inc.
| Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 212015101 | |||||
| Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | CLR | |||||
| Shares Voted: | 134 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director William B. Berry | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Shelly Lambertz | Mgmt | For | Refer | Withhold | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Continental Resources, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.3 | Elect Director Timothy G. Taylor | Mgmt | For | For | For | |||||
| 2 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
| 3 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Dril-Quip, Inc.
| Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 262037104 | |||||
| Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | DRQ | |||||
| Shares Voted: | 22,967 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Blake T. DeBerry | Mgmt | For | For | For | |||||
| 1.2 | Elect Director John V. Lovoi | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
WEX Inc.
| Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 96208T104 | |||||
| Record Date: | 03/17/2020 | Meeting Type: | Annual | Ticker: | WEX | |||||
| Shares Voted: | 6,419 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Susan Sobbott | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Stephen Smith | Mgmt | For | For | For | |||||
| 1.3 | Elect Director James Groch | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Halliburton Company
| Meeting Date: | 05/19/2020 | Country: | USA | Primary Security ID: | 406216101 | |||||
| Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | HAL | |||||
| Shares Voted: | 42,532 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Abdulaziz F. Al Khayyal | Mgmt | For | For | For | |||||
| 1b | Elect Director William E. Albrecht | Mgmt | For | For | For | |||||
| 1c | Elect Director M. Katherine Banks | Mgmt | For | For | For | |||||
| 1d | Elect Director Alan M. Bennett | Mgmt | For | For | For | |||||
| 1e | Elect Director Milton Carroll | Mgmt | For | For | For | |||||
| 1f | Elect Director Nance K. Dicciani | Mgmt | For | For | For | |||||
| 1g | Elect Director Murry S. Gerber | Mgmt | For | For | For | |||||
| 1h | Elect Director Patricia Hemingway Hall | Mgmt | For | For | For | |||||
| 1i | Elect Director Robert A. Malone | Mgmt | For | For | For | |||||
| 1j | Elect Director Jeffrey A. Miller | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
Cactus, Inc.
| Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 127203107 | |||||
| Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | WHD | |||||
| Shares Voted: | 59,817 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Scott Bender | Mgmt | For | Refer | Withhold | |||||
| 1.2 | Elect Director Bruce Rothstein | Mgmt | For | Refer | Withhold | |||||
| 1.3 | Elect Director Gary Rosenthal | Mgmt | For | Refer | Withhold | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Helix Energy Solutions Group, Inc.
| Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 42330P107 | |||||
| Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | HLX | |||||
| Shares Voted: | 55,636 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Amy H. Nelson | Mgmt | For | For | For | |||||
| 1.2 | Elect Director William L. Transier | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
NextEra Energy, Inc.
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 65339F101 | |||||
| Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | NEE | |||||
| Shares Voted: | 739 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Sherry S. Barrat | Mgmt | For | For | For | |||||
| 1b | Elect Director James L. Camaren | Mgmt | For | For | For | |||||
| 1c | Elect Director Kenneth B. Dunn | Mgmt | For | For | For | |||||
| 1d | Elect Director Naren K. Gursahaney | Mgmt | For | For | For | |||||
| 1e | Elect Director Kirk S. Hachigian | Mgmt | For | For | For | |||||
| 1f | Elect Director Toni Jennings | Mgmt | For | For | For | |||||
| 1g | Elect Director Amy B. Lane | Mgmt | For | For | For | |||||
| 1h | Elect Director David L. Porges | Mgmt | For | For | For | |||||
| 1i | Elect Director James L. Robo | Mgmt | For | For | For | |||||
| 1j | Elect Director Rudy E. Schupp | Mgmt | For | For | For | |||||
| 1k | Elect Director John L. Skolds | Mgmt | For | For | For | |||||
| 1l | Elect Director William H. Swanson | Mgmt | For | For | For | |||||
| 1m | Elect Director Darryl L. Wilson | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
NextEra Energy, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Report on Political Contributions | SH | Against | For | For | |||||
| 5 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
Parsley Energy, Inc.
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 701877102 | |||||
| Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | PE | |||||
| Shares Voted: | 87,222 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1A | Elect Director A.R. Alameddine | Mgmt | For | For | For | |||||
| 1B | Elect Director Matt Gallagher | Mgmt | For | For | For | |||||
| 1C | Elect Director Karen Hughes | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Pioneer Natural Resources Company
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 723787107 | |||||
| Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | PXD | |||||
| Shares Voted: | 12,054 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Edison C. Buchanan | Mgmt | For | For | For | |||||
| 1b | Elect Director Andrew F. Cates | Mgmt | For | For | For | |||||
| 1c | Elect Director Phillip A. Gobe | Mgmt | For | For | For | |||||
| 1d | Elect Director Larry R. Grillot | Mgmt | For | For | For | |||||
| 1e | Elect Director Stacy P. Methvin | Mgmt | For | For | For | |||||
| 1f | Elect Director Royce W. Mitchell | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Pioneer Natural Resources Company
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1g | Elect Director Frank A. Risch | Mgmt | For | For | For | |||||
| 1h | Elect Director Scott D. Sheffield | Mgmt | For | For | For | |||||
| 1i | Elect Director Mona K. Sutphen | Mgmt | For | For | For | |||||
| 1j | Elect Director J. Kenneth Thompson | Mgmt | For | For | For | |||||
| 1k | Elect Director Phoebe A. Wood | Mgmt | For | For | For | |||||
| 1l | Elect Director Michael D. Wortley | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
WPX Energy, Inc.
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 98212B103 | |||||
| Record Date: | 03/30/2020 | Meeting Type: | Annual | Ticker: | WPX | |||||
| Shares Voted: | 108,914 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director John A. Carrig | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Clay M. Gaspar | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Robert K. Herdman | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Kelt Kindick | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Karl F. Kurz | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Kimberly S. Lubel | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Richard E. Muncrief | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Martin Phillips | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Douglas E. Swanson, Jr. | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Valerie M. Williams | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Chevron Corporation
| Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 166764100 | |||||
| Record Date: | 03/30/2020 | Meeting Type: | Annual | Ticker: | CVX | |||||
| Shares Voted: | 8,390 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Wanda M. Austin | Mgmt | For | For | For | |||||
| 1b | Elect Director John B. Frank | Mgmt | For | For | For | |||||
| 1c | Elect Director Alice P. Gast | Mgmt | For | For | For | |||||
| 1d | Elect Director Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
| 1e | Elect Director Charles W. Moorman, IV | Mgmt | For | For | For | |||||
| 1f | Elect Director Dambisa F. Moyo | Mgmt | For | For | For | |||||
| 1g | Elect Director Debra Reed-Klages | Mgmt | For | For | For | |||||
| 1h | Elect Director Ronald D. Sugar | Mgmt | For | For | For | |||||
| 1i | Elect Director D. James Umpleby, III | Mgmt | For | For | For | |||||
| 1j | Elect Director Michael K. Wirth | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Report on Lobbying Payments and Policy | SH | Against | For | For | |||||
| 5 | Establish Board Committee on Climate Risk | SH | Against | Against | Against | |||||
| 6 | Report on Climate Lobbying Aligned with Paris Agreement Goals | SH | Against | For | For | |||||
| 7 | Report on Petrochemical Risk | SH | Against | For | For | |||||
| 8 | Report on Human Rights Practices | SH | Against | Against | Against | |||||
| 9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
| 10 | Require Independent Board Chair | SH | Against | Refer | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Exxon Mobil Corporation
| Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 30231G102 | |||||
| Record Date: | 04/02/2020 | Meeting Type: | Annual | Ticker: | XOM | |||||
| Shares Voted: | 11,939 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Susan K. Avery | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Angela F. Braly | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Ursula M. Burns | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Kenneth C. Frazier | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Joseph L. Hooley | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Steven A. Kandarian | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Douglas R. Oberhelman | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Samuel J. Palmisano | Mgmt | For | For | For | |||||
| 1.9 | Elect Director William C. Weldon | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Darren W. Woods | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Require Independent Board Chair | SH | Against | Refer | Against | |||||
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
| 6 | Report on Costs & Benefits of Climate-Related Expenditures | SH | Against | Against | Against | |||||
| 7 | Report on Risks of Petrochemical Operations in Flood Prone Areas | SH | Against | Against | Against | |||||
| 8 | Report on Political Contributions | SH | Against | For | For | |||||
| 9 | Report on Lobbying Payments and Policy | SH | Against | For | For | |||||
Apergy Corporation
| Meeting Date: | 05/28/2020 | Country: | USA | Primary Security ID: | 03755L104 | |||||
| Record Date: | 04/23/2020 | Meeting Type: | Special | Ticker: | APY | |||||
| Shares Voted: | 6,059 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Issue Shares in Connection with Merger | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Apergy Corporation
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 2 | Adjourn Meeting | Mgmt | For | Refer | For | |||||
Total SA
| Meeting Date: | 05/29/2020 | Country: | France | Primary Security ID: | F92124100 | |||||
| Record Date: | 04/24/2020 | Meeting Type: | Annual/Special | Ticker: | FP | |||||
| Shares Voted: | 13,958 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Meeting for ADR Holders | Mgmt | |||||||||
| Ordinary Business | Mgmt | |||||||||
| 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program | Mgmt | For | For | For | |||||
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 5 | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Mgmt | For | Refer | For | |||||
| 6 | Reelect Patricia Barbizet as Director | Mgmt | For | For | For | |||||
| 7 | Reelect Marie-Christine Coisne-Roquette as Director | Mgmt | For | For | For | |||||
| 8 | Reelect Mark Cutifani as Director | Mgmt | For | For | For | |||||
| 9 | Elect Jerome Contamine as Director | Mgmt | For | For | For | |||||
| 10 | Approve Compensation Report of Corporate Officers | Mgmt | For | Refer | For | |||||
| 11 | Approve Remuneration Policy of Directors | Mgmt | For | Refer | For | |||||
| 12 | Approve Compensation of Patrick Pouyanne, Chairman and CEO | Mgmt | For | Refer | For | |||||
| 13 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Refer | For | |||||
| Extraordinary Business | Mgmt | |||||||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Total SA
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 14 | Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly | Mgmt | For | Refer | For | |||||
| 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion | Mgmt | For | For | For | |||||
| 16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million | Mgmt | For | For | For | |||||
| 17 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million | Mgmt | For | Refer | For | |||||
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 | Mgmt | For | For | For | |||||
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | For | For | |||||
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
| 21 | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans | Mgmt | For | For | For | |||||
| Shareholders Proposal | Mgmt | |||||||||
| A | Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly | SH | Against | Against | Against | |||||
Diamondback Energy, Inc.
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 25278X109 | |||||
| Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | FANG | |||||
| Shares Voted: | 18,861 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Steven E. West | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Travis D. Stice | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Vincent K. Brooks | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Diamondback Energy, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.4 | Elect Director Michael P. Cross | Mgmt | For | For | For | |||||
| 1.5 | Elect Director David L. Houston | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Stephanie K. Mains | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Mark L. Plaumann | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Melanie M. Trent | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
| 4 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For | |||||
Hess Corporation
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 42809H107 | |||||
| Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | HES | |||||
| Shares Voted: | 20,129 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Terrence J. Checki | Mgmt | For | For | For | |||||
| 1b | Elect Director Leonard S. Coleman, Jr. | Mgmt | For | For | For | |||||
| 1c | Elect Director Joaquin Duato | Mgmt | For | For | For | |||||
| 1d | Elect Director John B. Hess | Mgmt | For | For | For | |||||
| 1e | Elect Director Edith E. Holiday | Mgmt | For | For | For | |||||
| 1f | Elect Director Marc S. Lipschultz | Mgmt | For | For | For | |||||
| 1g | Elect Director David McManus | Mgmt | For | For | For | |||||
| 1h | Elect Director Kevin O. Meyers | Mgmt | For | For | For | |||||
| 1i | Elect Director James H. Quigley | Mgmt | For | For | For | |||||
| 1j | Elect Director William G. Schrader | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
IVY VIP GLOBAL BOND
Proxy Voting Record
There was no proxy voting for Ivy VIP Global Bond, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP GLOBAL EQUITY INCOME
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Banco Santander SA
| Meeting Date: | 07/22/2019 | Country: | Spain | Primary Security ID: | E19790109 | |||||
| Record Date: | 07/17/2019 | Meeting Type: | Special | Ticker: | SAN | |||||
| Shares Voted: | 992,178 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Approve Issuance of Shares in Connection with Acquisition of Shares of Banco Santander Mexico SA, Institucion de Banca Multiple, Grupo Financiero Santander Mexico | Mgmt | For | Refer | For | |||||
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |||||
The Procter & Gamble Company
| Meeting Date: | 10/08/2019 | Country: | USA | Primary Security ID: | 742718109 | |||||
| Record Date: | 08/09/2019 | Meeting Type: | Annual | Ticker: | PG | |||||
| Shares Voted: | 64,000 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Francis S. Blake | Mgmt | For | For | For | |||||
| 1b | Elect Director Angela F. Braly | Mgmt | For | For | For | |||||
| 1c | Elect Director Amy L. Chang | Mgmt | For | For | For | |||||
| 1d | Elect Director Scott D. Cook | Mgmt | For | For | For | |||||
| 1e | Elect Director Joseph Jimenez | Mgmt | For | For | For | |||||
| 1f | Elect Director Terry J. Lundgren | Mgmt | For | For | For | |||||
| 1g | Elect Director Christine M. McCarthy | Mgmt | For | For | For | |||||
| 1h | Elect Director W. James McNerney, Jr. | Mgmt | For | For | For | |||||
| 1i | Elect Director Nelson Peltz | Mgmt | For | For | For | |||||
| 1j | Elect Director David S. Taylor | Mgmt | For | For | For | |||||
| 1k | Elect Director Margaret C. Whitman | Mgmt | For | For | For | |||||
| 1l | Elect Director Patricia A. Woertz | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
CNOOC Limited
| Meeting Date: | 11/21/2019 | Country: | Hong Kong | Primary Security ID: | Y1662W117 | |||||
| Record Date: | 11/15/2019 | Meeting Type: | Special | Ticker: | 883 | |||||
| Shares Voted: | 3,558,000 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Approve Non-exempt Continuing Connected Transactions | Mgmt | For | Refer | For | |||||
| 2 | Approve Proposed Caps for Each Category of the Non-exempt Continuing Connected Transactions | Mgmt | For | Refer | For | |||||
Oil Co. LUKOIL PJSC
| Meeting Date: | 12/03/2019 | Country: | Russia | Primary Security ID: | X6983S100 | |||||
| Record Date: | 11/08/2019 | Meeting Type: | Special | Ticker: | LKOH | |||||
| Shares Voted: | 48,500 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| Meeting for ADR/GDR Holders | Mgmt | |||||||||
| 1 | Approve Interim Dividends of RUB 192 per Share for First Nine Months of Fiscal 2019 | Mgmt | For | For | For | |||||
| 2 | Approve Remuneration of Directors | Mgmt | For | Refer | For | |||||
| 3 | Approve Remuneration of Members of Audit Commission | Mgmt | For | Refer | For | |||||
| 4 | Approve Charter in New Edition | Mgmt | For | Refer | For | |||||
| 5 | Approve Early Termination of Powers of Audit Commission | Mgmt | For | Refer | For | |||||
| 6 | Amend Regulations on General Meetings | Mgmt | For | For | For | |||||
| 7 | Amend Regulations on Board of Directors | Mgmt | For | For | For | |||||
| 8 | Amend Regulations on Management | Mgmt | For | For | For | |||||
| 9 | Cancel Regulations on Audit Commission | Mgmt | For | Refer | For | |||||
| 10 | Approve Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
PT Bank Mandiri (Persero) Tbk
| Meeting Date: | 02/19/2020 | Country: | Indonesia | Primary Security ID: | Y7123S108 | |||||
| Record Date: | 01/27/2020 | Meeting Type: | Annual | Ticker: | BMRI | |||||
| Shares Voted: | 5,742,500 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Approve Financial Statements, Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners | Mgmt | For | For | For | |||||
| 2 | Approve Allocation of Income | Mgmt | For | For | For | |||||
| 3 | Approve Remuneration and Tantiem of Directors and Commissioners | Mgmt | For | Refer | For | |||||
| 4 | Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP) | Mgmt | For | For | For | |||||
| 5 | Approve Changes in Board of Company | Mgmt | For | Refer | Against | |||||
QUALCOMM Incorporated
| Meeting Date: | 03/10/2020 | Country: | USA | Primary Security ID: | 747525103 | |||||
| Record Date: | 01/13/2020 | Meeting Type: | Annual | Ticker: | QCOM | |||||
| Shares Voted: | 84,065 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Mark Fields | Mgmt | For | For | For | |||||
| 1b | Elect Director Jeffrey W. Henderson | Mgmt | For | For | For | |||||
| 1c | Elect Director Ann M. Livermore | Mgmt | For | For | For | |||||
| 1d | Elect Director Harish Manwani | Mgmt | For | For | For | |||||
| 1e | Elect Director Mark D. McLaughlin | Mgmt | For | For | For | |||||
| 1f | Elect Director Steve Mollenkopf | Mgmt | For | For | For | |||||
| 1g | Elect Director Clark T. “Sandy” Randt, Jr. | Mgmt | For | For | For | |||||
| 1h | Elect Director Irene B. Rosenfeld | Mgmt | For | For | For | |||||
| 1i | Elect Director Kornelis “Neil” Smit | Mgmt | For | For | For | |||||
| 1j | Elect Director Anthony J. Vinciquerra | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
QUALCOMM Incorporated
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
Samsung Electronics Co., Ltd.
| Meeting Date: | 03/18/2020 | Country: South | Korea | Primary Security ID: | Y74718100 | |||||
| Record Date: | 12/31/2019 | Meeting Type: | Annual | Ticker: | 005930 | |||||
| Shares Voted: | 203,842 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Approve Financial Statements and Allocation of Income | Mgmt | For | For | For | |||||
| 2.1 | Elect Han Jong-hee as Inside Director | Mgmt | For | For | For | |||||
| 2.2 | Elect Choi Yoon-ho as Inside Director | Mgmt | For | For | For | |||||
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | Refer | For | |||||
Bank of Montreal
| Meeting Date: | 03/31/2020 | Country: | Canada | Primary Security ID: | 063671101 | |||||
| Record Date: | 02/03/2020 | Meeting Type: | Annual | Ticker: | BMO | |||||
| Shares Voted: | 7,810 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Janice M. Babiak | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Sophie Brochu | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Craig W. Broderick | Mgmt | For | For | For | |||||
| 1.4 | Elect Director George A. Cope | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Christine A. Edwards | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Martin S. Eichenbaum | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Bank of Montreal
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.7 | Elect Director Ronald H. Farmer | Mgmt | For | For | For | |||||
| 1.8 | Elect Director David E. Harquail | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Linda S. Huber | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Eric R. La Fleche | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Lorraine Mitchelmore | Mgmt | For | For | For | |||||
| 1.12 | Elect Director Darryl White | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For | |||||
| 4 | Amend Stock Option Plan | Mgmt | For | For | For | |||||
| Shareholder Proposals | Mgmt | |||||||||
| 5 | SP 1: Update Computer Systems to Increase Competitiveness while Ensuring Greater Protection of Personal Information | SH | Against | Refer | Against | |||||
| 6 | SP 2: Set a Diversity Target of More than 40% of the Board Members for the Next Five Years | SH | Against | Against | Against | |||||
| 7 | SP 3: Assess the Incongruities of Bank’s Lending History and Financing Criteria Regarding Fossil Fuel Loans and Public Statements Regarding Sustainability and Climate Change | SH | Against | Refer | Against | |||||
Banco Santander SA
| Meeting Date: | 04/02/2020 | Country: | Spain | Primary Security ID: | E19790109 | |||||
| Record Date: | 03/27/2020 | Meeting Type: | Annual | Ticker: | SAN | |||||
| Shares Voted: | 1,307,632 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.A | Approve Consolidated and Standalone Financial Statements | Mgmt | For | For | For | |||||
| 1.B | Approve Non-Financial Information Statement | Mgmt | For | For | For | |||||
| 1.C | Approve Discharge of Board | Mgmt | For | For | For | |||||
| 2 | Approve Allocation of Income and Dividends | Mgmt | For | For | For | |||||
| 3.A | Fix Number of Directors at 15 | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Banco Santander SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 3.B | Elect Luis Isasi Fernandez de Bobadilla as Director | Mgmt | For | For | For | |||||
| 3.C | Elect Sergio Agapito Lires Rial as Director | Mgmt | For | For | For | |||||
| 3.D | Ratify Appointment of and Elect Pamela Ann Walkden as Director | Mgmt | For | For | For | |||||
| 3.E | Reelect Ana Patricia Botin-Sanz de Sautuola y O’Shea as Director | Mgmt | For | For | For | |||||
| 3.F | Reelect Rodrigo Echenique Gordillo as Director | Mgmt | For | For | Against | |||||
| 3.G | Reelect Esther Gimenez-Salinas i Colomer as Director | Mgmt | For | For | For | |||||
| 3.H | Reelect Sol Daurella Comadran as Director | Mgmt | For | For | For | |||||
| 4 | Ratify Appointment of PricewaterhouseCoopers as Auditor | Mgmt | For | For | For | |||||
| 5 | Authorize Share Repurchase Program | Mgmt | For | For | For | |||||
| 6 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent | Mgmt | For | For | For | |||||
| 7.A | Approve Scrip Dividends | Mgmt | For | For | For | |||||
| 7.B | Approve Scrip Dividends | Mgmt | For | For | For | |||||
| 8 | Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion | Mgmt | For | Refer | For | |||||
| 9 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 10 | Approve Remuneration of Directors | Mgmt | For | Refer | For | |||||
| 11 | Fix Maximum Variable Compensation Ratio | Mgmt | For | For | For | |||||
| 12.A | Approve Deferred Multiyear Objectives Variable Remuneration Plan | Mgmt | For | Refer | For | |||||
| 12.B | Approve Deferred and Conditional Variable Remuneration Plan | Mgmt | For | Refer | For | |||||
| 12.C | Approve Digital Transformation Award | Mgmt | For | Refer | For | |||||
| 12.D | Approve Buy-out Policy | Mgmt | For | Refer | For | |||||
| 12.E | Approve Employee Stock Purchase Plan | Mgmt | For | Refer | For | |||||
| 13 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |||||
| 14 | Advisory Vote on Remuneration Report | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Citigroup Inc.
| Meeting Date: | 04/21/2020 | Country: | USA | Primary Security ID: | 172967424 | |||||
| Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | C | |||||
| Shares Voted: | 105,257 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Michael L. Corbat | Mgmt | For | For | For | |||||
| 1b | Elect Director Ellen M. Costello | Mgmt | For | For | For | |||||
| 1c | Elect Director Grace E. Dailey | Mgmt | For | For | For | |||||
| 1d | Elect Director Barbara J. Desoer | Mgmt | For | For | For | |||||
| 1e | Elect Director John C. Dugan | Mgmt | For | For | For | |||||
| 1f | Elect Director Duncan P. Hennes | Mgmt | For | For | For | |||||
| 1g | Elect Director Peter B. Henry | Mgmt | For | For | For | |||||
| 1h | Elect Director S. Leslie Ireland | Mgmt | For | For | For | |||||
| 1i | Elect Director Lew W. (Jay) Jacobs, IV | Mgmt | For | For | For | |||||
| 1j | Elect Director Renee J. James | Mgmt | For | For | For | |||||
| 1k | Elect Director Gary M. Reiner | Mgmt | For | For | For | |||||
| 1l | Elect Director Diana L. Taylor | Mgmt | For | For | For | |||||
| 1m | Elect Director James S. Turley | Mgmt | For | For | For | |||||
| 1n | Elect Director Deborah C. Wright | Mgmt | For | For | For | |||||
| 1o | Elect Director Alexander R. Wynaendts | Mgmt | For | For | For | |||||
| 1p | Elect Director Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Amend Proxy Access Right | SH | Against | Against | Against | |||||
| 6 | Review on Governance Documents | SH | Against | Refer | Against | |||||
| 7 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Eaton Corporation plc
| Meeting Date: | 04/22/2020 | Country: | Ireland | Primary Security ID: | G29183103 | |||||
| Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | ETN | |||||
| Shares Voted: | 43,984 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Craig Arnold | Mgmt | For | For | For | |||||
| 1b | Elect Director Christopher M. Connor | Mgmt | For | For | For | |||||
| 1c | Elect Director Michael J. Critelli | Mgmt | For | For | For | |||||
| 1d | Elect Director Richard H. Fearon | Mgmt | For | For | For | |||||
| 1e | Elect Director Olivier Leonetti | Mgmt | For | For | For | |||||
| 1f | Elect Director Deborah L. McCoy | Mgmt | For | For | For | |||||
| 1g | Elect Director Silvio Napoli | Mgmt | For | For | For | |||||
| 1h | Elect Director Gregory R. Page | Mgmt | For | For | For | |||||
| 1i | Elect Director Sandra Pianalto | Mgmt | For | For | For | |||||
| 1j | Elect Director Lori J. Ryerkerk | Mgmt | For | For | For | |||||
| 1k | Elect Director Gerald B. Smith | Mgmt | For | For | For | |||||
| 1l | Elect Director Dorothy C. Thompson | Mgmt | For | For | For | |||||
| 2 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 5 | Authorize Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |||||
| 6 | Authorize Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 7 | Authorize Share Repurchase of Issued Share Capital | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
CRH Plc
| Meeting Date: | 04/23/2020 | Country: | Ireland | Primary Security ID: | G25508105 | |||||
| Record Date: | 04/21/2020 | Meeting Type: | Annual | Ticker: | CRH | |||||
| Shares Voted: | 128,762 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Final Dividend | Mgmt | For | For | For | |||||
| 3 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 4a | Re-elect Richie Boucher as Director | Mgmt | For | For | For | |||||
| 4b | Elect Johan Karlstrom as Director | Mgmt | For | For | For | |||||
| 4c | Elect Shaun Kelly as Director | Mgmt | For | For | For | |||||
| 4d | Re-elect Heather McSharry as Director | Mgmt | For | For | For | |||||
| 4e | Re-elect Albert Manifold as Director | Mgmt | For | For | For | |||||
| 4f | Re-elect Senan Murphy as Director | Mgmt | For | For | For | |||||
| 4g | Re-elect Gillian Platt as Director | Mgmt | For | For | For | |||||
| 4h | Re-elect Mary Rhinehart as Director | Mgmt | For | For | For | |||||
| 4i | Re-elect Lucinda Riches as Director | Mgmt | For | For | For | |||||
| 4j | Re-elect Siobhan Talbot as Director | Mgmt | For | For | For | |||||
| 5 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 6 | Ratify Deloitte Ireland LLP as Auditors | Mgmt | For | For | For | |||||
| 7 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
| 10 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 11 | Authorise Reissuance of Treasury Shares | Mgmt | For | Refer | For | |||||
| 12 | Approve Scrip Dividend | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Lockheed Martin Corporation
| Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 539830109 | |||||
| Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | LMT | |||||
| Shares Voted: | 13,602 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Daniel F. Akerson | Mgmt | For | For | For | |||||
| 1.2 | Elect Director David B. Burritt | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Bruce A. Carlson | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Joseph F. Dunford, Jr. | Mgmt | For | For | For | |||||
| 1.5 | Elect Director James O. Ellis, Jr. | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Thomas J. Falk | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Ilene S. Gordon | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Marillyn A. Hewson | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Vicki A. Hollub | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Jeh C. Johnson | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Debra L. Reed-Klages | Mgmt | For | For | For | |||||
| 1.12 | Elect Director James D. Taiclet, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
Nestle SA
| Meeting Date: | 04/23/2020 | Country: | Switzerland | Primary Security ID: | H57312649 | |||||
| Record Date: | Meeting Type: | Annual | Ticker: | NESN | ||||||
| Shares Voted: | 79,577 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 1.2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Nestle SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 3 | Approve Allocation of Income and Dividends of CHF 2.70 per Share | Mgmt | For | For | For | |||||
| 4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Mgmt | For | For | For | |||||
| 4.1.b | Reelect Ulf Schneider as Director | Mgmt | For | For | For | |||||
| 4.1.c | Reelect Henri de Castries as Director | Mgmt | For | For | For | |||||
| 4.1.d | Reelect Renato Fassbind as Director | Mgmt | For | For | For | |||||
| 4.1.e | Reelect Ann Veneman as Director | Mgmt | For | For | For | |||||
| 4.1.f | Reelect Eva Cheng as Director | Mgmt | For | For | For | |||||
| 4.1.g | Reelect Patrick Aebischer as Director | Mgmt | For | For | For | |||||
| 4.1.h | Reelect Ursula Burns as Director | Mgmt | For | For | For | |||||
| 4.1.i | Reelect Kasper Rorsted as Director | Mgmt | For | For | For | |||||
| 4.1.j | Reelect Pablo Isla as Director | Mgmt | For | For | For | |||||
| 4.1.k | Reelect Kimberly Ross as Director | Mgmt | For | For | For | |||||
| 4.1.l | Reelect Dick Boer as Director | Mgmt | For | For | For | |||||
| 4.1.m | Reelect Dinesh Paliwal as Director | Mgmt | For | For | For | |||||
| 4.2 | Elect Hanne Jimenez de Mora as Director | Mgmt | For | For | For | |||||
| 4.3.1 | Appoint Patrick Aebischer as Member of the Compensation Committee | Mgmt | For | For | For | |||||
| 4.3.2 | Appoint Ursula Burns as Member of the Compensation Committee | Mgmt | For | For | For | |||||
| 4.3.3 | Appoint Pablo Isla as Member of the Compensation Committee | Mgmt | For | For | For | |||||
| 4.3.4 | Appoint Dick Boer as Member of the Compensation Committee | Mgmt | For | For | For | |||||
| 4.4 | Ratify Ernst & Young AG as Auditors | Mgmt | For | For | For | |||||
| 4.5 | Designate Hartmann Dreyer as Independent Proxy | Mgmt | For | For | For | |||||
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Mgmt | For | Refer | For | |||||
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 55 Million | Mgmt | For | Refer | For | |||||
| 6 | Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
| 7 | Transact Other Business (Voting) | Mgmt | Against | Against | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Pfizer Inc.
| Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 717081103 | |||||
| Record Date: | 02/25/2020 | Meeting Type: | Annual | Ticker: | PFE | |||||
| Shares Voted: | 207,476 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Ronald E. Blaylock | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Albert Bourla | Mgmt | For | For | For | |||||
| 1.3 | Elect Director W. Don Cornwell | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Joseph J. Echevarria | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Scott Gottlieb | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Helen H. Hobbs | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Susan Hockfield | Mgmt | For | For | For | |||||
| 1.8 | Elect Director James M. Kilts | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Dan R. Littman | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Shantanu Narayen | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Suzanne Nora Johnson | Mgmt | For | For | For | |||||
| 1.12 | Elect Director James Quincey | Mgmt | For | For | For | |||||
| 1.13 | Elect Director James C. Smith | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
| 5 | Amend Proxy Access Right | SH | Against | Against | Against | |||||
| 6 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
| 7 | Require Independent Board Chair | SH | Against | Refer | Against | |||||
| 8 | Report on Gender Pay Gap | SH | Against | Against | Against | |||||
| 9 | Elect Director Susan Desmond-Hellmann | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Schneider Electric SE
| Meeting Date: | 04/23/2020 | Country: | France | Primary Security ID: | F86921107 | |||||
| Record Date: | 04/21/2020 | Meeting Type: | Annual/Special | Ticker: | SU | |||||
| Shares Voted: | 65,009 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| Ordinary Business | Mgmt | |||||||||
| 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Dividends of EUR 2.55 per Share | Mgmt | For | For | For | |||||
| 4 | Approve Auditors’ Special Report on Related-Party Transactions | Mgmt | For | Refer | For | |||||
| 5 | Approve Termination Package of Emmanuel Babeau, Vice-CEO | Mgmt | For | Refer | For | |||||
| 6 | Approve Compensation Report | Mgmt | For | Refer | For | |||||
| 7 | Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO | Mgmt | For | Refer | For | |||||
| 8 | Approve Compensation of Emmanuel Babeau, Vice-CEO | Mgmt | For | Refer | For | |||||
| 9 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Refer | For | |||||
| 10 | Approve Remuneration Policy of Emmanuel Babeau, Vice-CEO | Mgmt | For | Refer | For | |||||
| 11 | Approve Remuneration Policy of Board Members | Mgmt | For | Refer | For | |||||
| 12 | Reelect Leo Apotheker as Director | Mgmt | For | For | For | |||||
| 13 | Reelect Cecile Cabanis as Director | Mgmt | For | For | For | |||||
| 14 | Reelect Fred Kindle as Director | Mgmt | For | For | For | |||||
| 15 | Reelect Willy Kissling as Director | Mgmt | For | For | For | |||||
| 16 | Elect Jill Lee as Director | Mgmt | For | For | For | |||||
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| Extraordinary Business | Mgmt | |||||||||
| 18 | Amend Article 11 of Bylaws to Comply with New Regulation Re: Employee Representatives | Mgmt | For | For | For | |||||
| 19 | Amend Articles 13 and 16 of Bylaws to Comply with New Regulation | Mgmt | For | For | For | |||||
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Schneider Electric SE
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Mgmt | For | Refer | For | |||||
| 22 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |||||
Exelon Corporation
| Meeting Date: | 04/28/2020 | Country: | USA | Primary Security ID: | 30161N101 | |||||
| Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | EXC | |||||
| Shares Voted: | 89,518 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Anthony Anderson | Mgmt | For | For | For | |||||
| 1b | Elect Director Ann Berzin | Mgmt | For | For | For | |||||
| 1c | Elect Director Laurie Brlas | Mgmt | For | For | For | |||||
| 1d | Elect Director Christopher M. Crane | Mgmt | For | For | For | |||||
| 1e | Elect Director Yves C. de Balmann | Mgmt | For | For | For | |||||
| 1f | Elect Director Nicholas DeBenedictis | Mgmt | For | For | For | |||||
| 1g | Elect Director Linda P. Jojo | Mgmt | For | For | For | |||||
| 1h | Elect Director Paul Joskow | Mgmt | For | For | For | |||||
| 1i | Elect Director Robert J. Lawless | Mgmt | For | For | For | |||||
| 1j | Elect Director John Richardson | Mgmt | For | For | For | |||||
| 1k | Elect Director Mayo Shattuck, III | Mgmt | For | For | For | |||||
| 1l | Elect Director John F. Young | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
ING Groep NV
| Meeting Date: | 04/28/2020 | Country: | Netherlands | Primary Security ID: | N4578E595 | |||||
| Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | INGA | |||||
| Shares Voted: | 491,258 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| Annual Meeting Agenda | Mgmt | |||||||||
| 1 | Open Meeting | Mgmt | ||||||||
| 2.a | Receive Report of Management Board (Non-Voting) | Mgmt | ||||||||
| 2.b | Receive Announcements on Sustainability | Mgmt | ||||||||
| 2.c | Receive Report of Supervisory Board (Non-Voting) | Mgmt | ||||||||
| 2.d | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 2.e | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3.a | Receive Explanation on Profit Retention and Distribution Policy | Mgmt | ||||||||
| 3.b | Approve Dividends of EUR 0.69 Per Share | Mgmt | ||||||||
| 4.a | Approve Discharge of Management Board | Mgmt | For | For | For | |||||
| 4.b | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |||||
| 5 | Approve Remuneration Policy for Management Board | Mgmt | For | Refer | For | |||||
| 6 | Approve Remuneration Policy for Supervisory Board | Mgmt | For | Refer | For | |||||
| 7 | Amend Articles of Association | Mgmt | For | Refer | For | |||||
| 8.a | Elect Juan Colombas to Supervisory Board | Mgmt | For | For | For | |||||
| 8.b | Elect Herman Hulst to Supervisory Board | Mgmt | For | For | For | |||||
| 8.c | Elect Harold Naus to Supervisory Board | Mgmt | For | For | For | |||||
| 9.a | Grant Board Authority to Issue Shares | Mgmt | For | For | For | |||||
| 9.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Mgmt | For | For | For | |||||
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Sanofi
| Meeting Date: | 04/28/2020 | Country: | France | Primary Security ID: | F5548N101 | |||||
| Record Date: | 04/24/2020 | Meeting Type: | Annual | Ticker: | SAN | |||||
| Shares Voted: | 68,360 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| Ordinary Business | Mgmt | |||||||||
| 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Approve Treatment of Losses and Dividends of EUR 3.15 per Share | Mgmt | For | For | For | |||||
| 4 | Approve Auditors’ Special Report on Related-Party Transactions | Mgmt | For | Refer | For | |||||
| 5 | Ratify Appointment of Paul Hudson as Director | Mgmt | For | For | For | |||||
| 6 | Reelect Laurent Attal as Director | Mgmt | For | For | For | |||||
| 7 | Reelect Carole Piwnica as Director | Mgmt | For | For | For | |||||
| 8 | Reelect Diane Souza as Director | Mgmt | For | For | For | |||||
| 9 | Reelect Thomas Sudhof as Director | Mgmt | For | For | For | |||||
| 10 | Elect Rachel Duan as Director | Mgmt | For | For | For | |||||
| 11 | Elect Lise Kingo as Director | Mgmt | For | For | For | |||||
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 2 Million | Mgmt | For | Refer | For | |||||
| 13 | Approve Remuneration Policy of Directors | Mgmt | For | Refer | For | |||||
| 14 | Approve Remuneration Policy of Chairman of the Board | Mgmt | For | Refer | For | |||||
| 15 | Approve Remuneration Policy of CEO | Mgmt | For | Refer | For | |||||
| 16 | Approve Compensation Report of Corporate Officers | Mgmt | For | Refer | For | |||||
| 17 | Approve Compensation of Serge Weinberg, Chairman of the Board | Mgmt | For | Refer | For | |||||
| 18 | Approve Compensation of Paul Hudson, CEO Since Sept. 1, 2019 | Mgmt | For | Refer | For | |||||
| 19 | Approve Compensation of Olivier Brandicourt, CEO Until Aug. 31, 2019 | Mgmt | For | Refer | For | |||||
| 20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 21 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
AstraZeneca Plc
| Meeting Date: | 04/29/2020 | Country: | United Kingdom | Primary Security ID: | G0593M107 | |||||
| Record Date: | 04/27/2020 | Meeting Type: | Annual | Ticker: | AZN | |||||
| Shares Voted: | 92,818 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Dividends | Mgmt | For | For | For | |||||
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 5a | Re-elect Leif Johansson as Director | Mgmt | For | For | For | |||||
| 5b | Re-elect Pascal Soriot as Director | Mgmt | For | For | For | |||||
| 5c | Re-elect Marc Dunoyer as Director | Mgmt | For | For | For | |||||
| 5d | Re-elect Genevieve Berger as Director | Mgmt | For | For | For | |||||
| 5e | Re-elect Philip Broadley as Director | Mgmt | For | For | For | |||||
| 5f | Re-elect Graham Chipchase as Director | Mgmt | For | For | For | |||||
| 5g | Elect Michel Demare as Director | Mgmt | For | For | For | |||||
| 5h | Re-elect Deborah DiSanzo as Director | Mgmt | For | For | For | |||||
| 5i | Re-elect Sheri McCoy as Director | Mgmt | For | For | For | |||||
| 5j | Re-elect Tony Mok as Director | Mgmt | For | For | For | |||||
| 5k | Re-elect Nazneen Rahman as Director | Mgmt | For | For | For | |||||
| 5l | Re-elect Marcus Wallenberg as Director | Mgmt | For | For | For | |||||
| 6 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 7 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 8 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 9 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
AstraZeneca Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
| 12 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 13 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
| 14 | Approve Performance Share Plan | Mgmt | For | For | For | |||||
DBS Group Holdings Ltd.
| Meeting Date: | 04/30/2020 | Country: | Singapore | Primary Security ID: | Y20246107 | |||||
| Record Date: | Meeting Type: | Annual | Ticker: | D05 | ||||||
| Shares Voted: | 258,800 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | Mgmt | For | For | For | |||||
| 2 | Approve Final Dividend | Mgmt | For | For | For | |||||
| 3 | Approve Directors’ Fees | Mgmt | For | Refer | For | |||||
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 5 | Elect Peter Seah Lim Huat as Director | Mgmt | For | Refer | Against | |||||
| 6 | Elect Ho Tian Yee as Director | Mgmt | For | For | For | |||||
| 7 | Elect Olivier Lim Tse Ghow as Director | Mgmt | For | For | For | |||||
| 8 | Elect Ow Foong Pheng as Director | Mgmt | For | Refer | Against | |||||
| 9 | Approve Grant of Awards and Issuance of Shares Under the DBSH Share Plan | Mgmt | For | For | For | |||||
| 10 | Approve Grant of Awards and Issuance of Shares Under the California Sub-Plan to the DBSH Share Plan | Mgmt | For | For | For | |||||
| 11 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | For | |||||
| 12 | Approve Issuance of Shares Pursuant to the DBSH Scrip Dividend Scheme | Mgmt | For | For | For | |||||
| 13 | Authorize Share Repurchase Program | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Koninklijke Philips NV
| Meeting Date: | 04/30/2020 | Country: | Netherlands | Primary Security ID: | N7637U112 | |||||
| Record Date: | 04/02/2020 | Meeting Type: | Annual | Ticker: | PHIA | |||||
| Shares Voted: | 127,758 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| Annual Meeting Agenda | Mgmt | |||||||||
| 1 | President’s Speech | Mgmt | ||||||||
| 2.a | Receive Explanation on Company’s Reserves and Dividend Policy | Mgmt | ||||||||
| 2.b | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2.c | Approve Dividends of EUR 0.85 Per Share | Mgmt | For | For | For | |||||
| 2.d | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 2.e | Approve Discharge of Management Board | Mgmt | For | For | For | |||||
| 2.f | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |||||
| 3.a | Approve Remuneration Policy for Management Board | Mgmt | For | Refer | For | |||||
| 3.b | Approve Long Term Incentive Plan for Management Board Members | Mgmt | For | For | For | |||||
| 3.c | Approve Remuneration Policy for Supervisory Board | Mgmt | For | Refer | For | |||||
| 4.a | Reelect N. Dhawan to Supervisory Board | Mgmt | For | For | For | |||||
| 4.b | Elect F. Sijbesma to Supervisory Board | Mgmt | For | For | For | |||||
| 4.c | Elect P. Loscher to Supervisory Board | Mgmt | For | For | For | |||||
| 5.a | Grant Board Authority to Issue Shares | Mgmt | For | For | For | |||||
| 5.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Mgmt | For | For | For | |||||
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 7 | Approve Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
| 8 | Other Business (Non-Voting) | Mgmt | ||||||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Anglo American Plc
| Meeting Date: | 05/05/2020 | Country: | United Kingdom | Primary Security ID: | G03764134 | |||||
| Record Date: | 05/01/2020 | Meeting Type: | Annual | Ticker: | AAL | |||||
| Shares Voted: | 300,833 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Final Dividend | Mgmt | For | For | For | |||||
| 3 | Elect Hixonia Nyasulu as Director | Mgmt | For | For | For | |||||
| 4 | Elect Nonkululeko Nyembezi as Director | Mgmt | For | For | For | |||||
| 5 | Re-elect Ian Ashby as Director | Mgmt | For | For | For | |||||
| 6 | Re-elect Marcelo Bastos as Director | Mgmt | For | For | For | |||||
| 7 | Re-elect Stuart Chambers as Director | Mgmt | For | For | For | |||||
| 8 | Re-elect Mark Cutifani as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect Byron Grote as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect Tony O’Neill as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Stephen Pearce as Director | Mgmt | For | For | For | |||||
| 12 | Re-elect Jim Rutherford as Director | Mgmt | For | For | For | |||||
| 13 | Re-elect Anne Stevens as Director | Mgmt | For | For | For | |||||
| 14 | Appoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 15 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 16 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 17 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 18 | Approve Long Term Incentive Plan | Mgmt | For | For | For | |||||
| 19 | Approve Bonus Share Plan | Mgmt | For | Refer | For | |||||
| 20 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 23 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
GlaxoSmithKline Plc
| Meeting Date: | 05/06/2020 | Country: | United Kingdom | Primary Security ID: | G3910J112 | |||||
| Record Date: | 05/04/2020 | Meeting Type: | Annual | Ticker: | GSK | |||||
| Shares Voted: | 312,054 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 3 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 4 | Elect Sir Jonathan Symonds as Director | Mgmt | For | For | For | |||||
| 5 | Elect Charles Bancroft as Director | Mgmt | For | For | For | |||||
| 6 | Re-elect Emma Walmsley as Director | Mgmt | For | For | For | |||||
| 7 | Re-elect Vindi Banga as Director | Mgmt | For | For | For | |||||
| 8 | Re-elect Dr Hal Barron as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect Dr Vivienne Cox as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect Lynn Elsenhans as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Dr Laurie Glimcher as Director | Mgmt | For | For | For | |||||
| 12 | Re-elect Dr Jesse Goodman as Director | Mgmt | For | For | For | |||||
| 13 | Re-elect Judy Lewent as Director | Mgmt | For | For | For | |||||
| 14 | Re-elect Iain Mackay as Director | Mgmt | For | For | For | |||||
| 15 | Re-elect Urs Rohner as Director | Mgmt | For | For | For | |||||
| 16 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
| 17 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 18 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 19 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
| 22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | Mgmt | For | Refer | For | |||||
| 24 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Philip Morris International Inc.
| Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 718172109 | |||||
| Record Date: | 03/13/2020 | Meeting Type: | Annual | Ticker: | PM | |||||
| Shares Voted: | 95,971 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Andre Calantzopoulos | Mgmt | For | For | For | |||||
| 1b | Elect Director Louis C. Camilleri | Mgmt | For | For | For | |||||
| 1c | Elect Director Werner Geissler | Mgmt | For | For | For | |||||
| 1d | Elect Director Lisa A. Hook | Mgmt | For | For | For | |||||
| 1e | Elect Director Jennifer Li | Mgmt | For | For | For | |||||
| 1f | Elect Director Jun Makihara | Mgmt | For | For | For | |||||
| 1g | Elect Director Kalpana Morparia | Mgmt | For | For | For | |||||
| 1h | Elect Director Lucio A. Noto | Mgmt | For | For | For | |||||
| 1i | Elect Director Frederik Paulsen | Mgmt | For | For | For | |||||
| 1j | Elect Director Robert B. Polet | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers SA as Auditor | Mgmt | For | For | For | |||||
Suncor Energy Inc.
| Meeting Date: | 05/06/2020 | Country: | Canada | Primary Security ID: | 867224107 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | SU | |||||
| Shares Voted: | 177,574 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Patricia M. Bedient | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Suncor Energy Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.2 | Elect Director Mel E. Benson | Mgmt | For | For | For | |||||
| 1.3 | Elect Director John D. Gass | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Dennis M. Houston | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Mark S. Little | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Brian P. MacDonald | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Maureen McCaw | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Lorraine Mitchelmore | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Eira M. Thomas | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Michael M. Wilson | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For | |||||
BAE Systems plc
| Meeting Date: | 05/07/2020 | Country: | United Kingdom | Primary Security ID: | G06940103 | |||||
| Record Date: | 05/05/2020 | Meeting Type: | Annual | Ticker: | BA | |||||
| Shares Voted: | 586,041 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 3 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 4 | Re-elect Revathi Advaithi as Director | Mgmt | For | For | For | |||||
| 5 | Re-elect Sir Roger Carr as Director | Mgmt | For | For | For | |||||
| 6 | Re-elect Dame Elizabeth Corley as Director | Mgmt | For | For | For | |||||
| 7 | Re-elect Christopher Grigg as Director | Mgmt | For | For | For | |||||
| 8 | Re-elect Paula Reynolds as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect Nicholas Rose as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect Ian Tyler as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Charles Woodburn as Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
BAE Systems plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 12 | Elect Thomas Arseneault as Director | Mgmt | For | For | For | |||||
| 13 | Elect Bradley Greve as Director | Mgmt | For | For | For | |||||
| 14 | Elect Jane Griffiths as Director | Mgmt | For | For | For | |||||
| 15 | Elect Stephen Pearce as Director | Mgmt | For | For | For | |||||
| 16 | Elect Nicole Piasecki as Director | Mgmt | For | For | For | |||||
| 17 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
| 18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 19 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 20 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 23 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
Eastman Chemical Company
| Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 277432100 | |||||
| Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | EMN | |||||
| Shares Voted: | 59,363 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Humberto P. Alfonso | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Brett D. Begemann | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Mark J. Costa | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Edward L. Doheny, II | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Julie F. Holder | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Renee J. Hornbaker | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Kim Ann Mink | Mgmt | For | For | For | |||||
| 1.8 | Elect Director James J. O’Brien | Mgmt | For | For | For | |||||
| 1.9 | Elect Director David W. Raisbeck | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Eastman Chemical Company
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.10 | Elect Director Charles K. Stevens, III | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
Verizon Communications Inc.
| Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 92343V104 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | VZ | |||||
| Shares Voted: | 170,160 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Shellye L. Archambeau | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Mark T. Bertolini | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Vittorio Colao | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Melanie L. Healey | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Clarence Otis, Jr. | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Daniel H. Schulman | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Rodney E. Slater | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Hans E. Vestberg | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Gregory G. Weaver | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Eliminate Above-Market Earnings in Executive Retirement Plans | SH | Against | Against | Against | |||||
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
| 6 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
| 7 | Assess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation | SH | Against | Against | Against | |||||
| 8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | SH | Against | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
CVS Health Corporation
| Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 126650100 | |||||
| Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | CVS | |||||
| Shares Voted: | 98,796 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Fernando Aguirre | Mgmt | For | For | For | |||||
| 1b | Elect Director C. David Brown, II | Mgmt | For | For | For | |||||
| 1c | Elect Director Alecia A. DeCoudreaux | Mgmt | For | For | For | |||||
| 1d | Elect Director Nancy-Ann M. DeParle | Mgmt | For | For | For | |||||
| 1e | Elect Director David W. Dorman | Mgmt | For | For | For | |||||
| 1f | Elect Director Roger N. Farah | Mgmt | For | For | For | |||||
| 1g | Elect Director Anne M. Finucane | Mgmt | For | For | For | |||||
| 1h | Elect Director Edward J. Ludwig | Mgmt | For | For | For | |||||
| 1i | Elect Director Larry J. Merlo | Mgmt | For | For | For | |||||
| 1j | Elect Director Jean-Pierre Millon | Mgmt | For | For | For | |||||
| 1k | Elect Director Mary L. Schapiro | Mgmt | For | For | For | |||||
| 1l | Elect Director William C. Weldon | Mgmt | For | For | For | |||||
| 1m | Elect Director Tony L. White | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 6 | Amend Shareholder Written Consent Provisions | SH | Against | Refer | Against | |||||
| 7 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Enel SpA
| Meeting Date: | 05/14/2020 | Country: | Italy | Primary Security ID: | T3679P115 | |||||
| Record Date: | 05/05/2020 | Meeting Type: | Annual | Ticker: | ENEL | |||||
| Shares Voted: | 1,078,445 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| Ordinary Business | Mgmt | |||||||||
| Management Proposals | Mgmt | |||||||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Allocation of Income | Mgmt | For | For | For | |||||
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | For | For | |||||
| 4 | Fix Number of Directors | Mgmt | For | Refer | For | |||||
| 5 | Fix Board Terms for Directors | Mgmt | For | Refer | For | |||||
| Appoint Directors (Slate Election) - Choose One of the Following Slates | Mgmt | |||||||||
| 6.1 | Slate 1 Submitted by Ministry of Economy and Finance | SH | None | Refer | Against | |||||
| 6.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | SH | None | For | For | |||||
| Shareholder Proposal Submitted by Ministry of Economy and Finance | Mgmt | |||||||||
| 7 | Elect Michele Alberto Fabiano Crisostomo as Board Chair | SH | None | For | For | |||||
| Management Proposals | Mgmt | |||||||||
| 8 | Approve Remuneration of Directors | Mgmt | For | Refer | For | |||||
| 9 | Approve Long Term Incentive Plan | Mgmt | For | For | For | |||||
| 10.1 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 10.2 | Approve Second Section of the Remuneration Report | Mgmt | For | Refer | For | |||||
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Mgmt | None | Refer | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
BNP Paribas SA
| Meeting Date: | 05/19/2020 | Country: | France | Primary Security ID: | F1058Q238 | |||||
| Record Date: | 05/15/2020 | Meeting Type: | Annual/Special | Ticker: | BNP | |||||
| Shares Voted: | 117,529 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| Ordinary Business | Mgmt | |||||||||
| 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Absence of Dividends | Mgmt | For | For | For | |||||
| 4 | Approve Auditors’ Special Report on Related-Party Transactions | Mgmt | For | Refer | For | |||||
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 6 | Reelect Jean Lemierre as Director | Mgmt | For | For | For | |||||
| 7 | Reelect Jacques Aschenbroich as Director | Mgmt | For | For | For | |||||
| 8 | Reelect Monique Cohen as Director | Mgmt | For | For | For | |||||
| 9 | Reelect Daniela Schwarzer as Director | Mgmt | For | For | For | |||||
| 10 | Reelect Fields Wicker-Miurin as Director | Mgmt | For | For | For | |||||
| 11 | Approve Remuneration Policy of Directors | Mgmt | For | Refer | For | |||||
| 12 | Approve Remuneration Policy of Chairman of the Board | Mgmt | For | Refer | For | |||||
| 13 | Approve Remuneration Policy of CEO and Vice-CEO | Mgmt | For | Refer | For | |||||
| 14 | Approve Compensation of Corporate Officers | Mgmt | For | Refer | For | |||||
| 15 | Approve Compensation of Jean Lemierre, Chairman of the Board | Mgmt | For | Refer | For | |||||
| 16 | Approve Compensation of Jean-Laurent Bonnafe, CEO | Mgmt | For | Refer | For | |||||
| 17 | Approve Compensation of Philippe Bordenave, Vice-CEO | Mgmt | For | Refer | For | |||||
| 18 | Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Mgmt | For | Refer | For | |||||
| Extraordinary Business | Mgmt | |||||||||
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Mgmt | For | For | For | |||||
| 20 | Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
BNP Paribas SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 21 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Mgmt | For | For | For | |||||
| 22 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 20-21 at EUR 240 Million | Mgmt | For | For | For | |||||
| 23 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |||||
| 24 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19-21 at EUR 1 Billion | Mgmt | For | For | For | |||||
| 25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
| 26 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
| 27 | Amend Article 7 of Bylaws Re: Employee Shareholder Representative | Mgmt | For | For | For | |||||
| 28 | Amend Article 15 of Bylaws Re: Board Members Deliberation via Written Consultation | Mgmt | For | For | For | |||||
| 29 | Amend Articles 7, 10, 11, 19 of Bylaws to Comply with Legal Changes | Mgmt | For | Refer | For | |||||
| 30 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |||||
CNOOC Limited
| Meeting Date: | 05/21/2020 | Country: | Hong Kong | Primary Security ID: | Y1662W117 | |||||
| Record Date: | 05/15/2020 | Meeting Type: | Annual | Ticker: | 883 | |||||
| Shares Voted: | 3,475,100 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| A1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| A2 | Approve Final Dividend | Mgmt | For | For | For | |||||
| A3 | Elect Hu Guangjie as Director | Mgmt | For | For | For | |||||
| A4 | Elect Wen Dongfen as Director | Mgmt | For | For | For | |||||
| A5 | Elect Lawrence J. Lau as Director | Mgmt | For | For | For | |||||
| A6 | Elect Tse Hau Yin, Aloysius as Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
CNOOC Limited
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| A7 | Authorize Board to Fix the Remuneration of Directors | Mgmt | For | Refer | For | |||||
| A8 | Approve Deloitte Touche Tohmatsu as Independent Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| B1 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For | |||||
| B2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against | |||||
| B3 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against | |||||
KeyCorp
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 493267108 | |||||
| Record Date: | 03/27/2020 | Meeting Type: | Annual | Ticker: | KEY | |||||
| Shares Voted: | 294,677 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Bruce D. Broussard | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Gary M. Crosby | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Alexander M. Cutler | Mgmt | For | For | For | |||||
| 1.4 | Elect Director H. James Dallas | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Elizabeth R. Gile | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Ruth Ann M. Gillis | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Christopher M. Gorman | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Carlton L. Highsmith | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Richard J. Hipple | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Kristen L. Manos | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Barbara R. Snyder | Mgmt | For | For | For | |||||
| 1.12 | Elect Director David K. Wilson | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Morgan Stanley
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 617446448 | |||||
| Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | MS | |||||
| Shares Voted: | 150,761 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Elizabeth Corley | Mgmt | For | For | For | |||||
| 1b | Elect Director Alistair Darling | Mgmt | For | For | For | |||||
| 1c | Elect Director Thomas H. Glocer | Mgmt | For | For | For | |||||
| 1d | Elect Director James P. Gorman | Mgmt | For | For | For | |||||
| 1e | Elect Director Robert H. Herz | Mgmt | For | For | For | |||||
| 1f | Elect Director Nobuyuki Hirano | Mgmt | For | For | For | |||||
| 1g | Elect Director Stephen J. Luczo | Mgmt | For | For | For | |||||
| 1h | Elect Director Jami Miscik | Mgmt | For | For | For | |||||
| 1i | Elect Director Dennis M. Nally | Mgmt | For | For | For | |||||
| 1j | Elect Director Takeshi Ogasawara | Mgmt | For | For | For | |||||
| 1k | Elect Director Hutham S. Olayan | Mgmt | For | For | For | |||||
| 1l | Elect Director Mary L. Schapiro | Mgmt | For | For | For | |||||
| 1m | Elect Director Perry M. Traquina | Mgmt | For | For | For | |||||
| 1n | Elect Director Rayford Wilkins, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
E.ON SE
| Meeting Date: | 05/28/2020 | Country: | Germany | Primary Security ID: | D24914133 | |||||
| Record Date: | Meeting Type: | Annual | Ticker: | EOAN | ||||||
| Shares Voted: | 386,351 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
| 2 | Approve Allocation of Income and Dividends of EUR 0.46 per Share | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
E.ON SE
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 5.1 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
| 5.2 | Ratify PricewaterhouseCoopers GmbH as Auditors for Half-Year and Quarterly Reports 2020 | Mgmt | For | For | For | |||||
| 5.3 | Ratify KPMG AG as Auditors for the First Quarter of Fiscal 2021 | Mgmt | For | For | For | |||||
| 6.1 | Elect Ulrich Grillo to the Supervisory Board | Mgmt | For | For | For | |||||
| 6.2 | Elect Rolf Martin Schmitz to the Supervisory Board | Mgmt | For | For | For | |||||
| 6.3 | Elect Deborah Wilkens to the Supervisory Board | Mgmt | For | For | For | |||||
| 7 | Approve Creation of EUR 528 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Mgmt | For | For | For | |||||
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 264 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For | For | |||||
| 9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
| 10 | Authorize Use of Financial Derivatives when Repurchasing Shares | Mgmt | For | Refer | For | |||||
Total SA
| Meeting Date: | 05/29/2020 | Country: | France | Primary Security ID: | F92124100 | |||||
| Record Date: | 05/27/2020 | Meeting Type: | Annual/Special | Ticker: | FP | |||||
| Shares Voted: | 171,637 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| Ordinary Business | Mgmt | |||||||||
| 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Total SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program | Mgmt | For | For | For | |||||
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 5 | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Mgmt | For | Refer | For | |||||
| 6 | Reelect Patricia Barbizet as Director | Mgmt | For | For | For | |||||
| 7 | Reelect Marie-Christine Coisne-Roquette as Director | Mgmt | For | For | For | |||||
| 8 | Reelect Mark Cutifani as Director | Mgmt | For | For | For | |||||
| 9 | Elect Jerome Contamine as Director | Mgmt | For | For | For | |||||
| 10 | Approve Compensation Report of Corporate Officers | Mgmt | For | Refer | For | |||||
| 11 | Approve Remuneration Policy of Directors | Mgmt | For | Refer | For | |||||
| 12 | Approve Compensation of Patrick Pouyanne, Chairman and CEO | Mgmt | For | Refer | For | |||||
| 13 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Refer | For | |||||
| Extraordinary Business | Mgmt | |||||||||
| 14 | Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly | Mgmt | For | Refer | For | |||||
| 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion | Mgmt | For | For | For | |||||
| 16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million | Mgmt | For | For | For | |||||
| 17 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million | Mgmt | For | Refer | For | |||||
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Total SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | For | For | |||||
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
| 21 | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans | Mgmt | For | For | For | |||||
| Shareholders Proposal | Mgmt | |||||||||
| A | Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly | SH | Against | Against | Against | |||||
Mowi ASA
| Meeting Date: | 06/03/2020 | Country: | Norway | Primary Security ID: | R4S04H101 | |||||
| Record Date: | Meeting Type: | Annual | Ticker: | MOWI | ||||||
| Shares Voted: | 0 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Mgmt | For | For | Do Not Vote | |||||
| 2 | Approve Notice of Meeting and Agenda | Mgmt | For | For | Do Not Vote | |||||
| 3 | Receive Briefing on the Business | Mgmt | ||||||||
| 4 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income | Mgmt | For | For | Do Not Vote | |||||
| 5 | Discuss Company’s Corporate Governance Statement | Mgmt | ||||||||
| 6 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | Refer | Do Not Vote | |||||
| 7 | Approval of the Guidelines for Allocation of Options | Mgmt | For | Refer | Do Not Vote | |||||
| 8 | Approve Remuneration of Directors in the Amount of NOK 1.2 Million for Chair, NOK 675,000 for Vice Chair and NOK 500,000 for Other Directors; Approve Remuneration for Audit Committee | Mgmt | For | Refer | Do Not Vote | |||||
| 9 | Approve Remuneration of Nomination Committee | Mgmt | For | Refer | Do Not Vote | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Mowi ASA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 10 | Approve Remuneration of Auditors | Mgmt | For | For | Do Not Vote | |||||
| 11a | Elect Alf-Helge Aarskog (Vice Chair) as New Director | Mgmt | For | Refer | Do Not Vote | |||||
| 11b | Elect Bjarne Tellmann as New Director | Mgmt | For | Refer | Do Not Vote | |||||
| 11c | Elect Solveig Strand as New Director | Mgmt | For | Refer | Do Not Vote | |||||
| 11d | Reelect Cecilie Fredriksen as Director | Mgmt | For | Refer | Do Not Vote | |||||
| 12 | Elect Anne Lise Ellingsen Gryte as New Member and Chair of Nominating Committee | Mgmt | For | For | Do Not Vote | |||||
| 13 | Authorize Board to Distribute Dividends | Mgmt | For | For | Do Not Vote | |||||
| 14 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | For | Do Not Vote | |||||
| 15a | Approve Creation of NOK 387.8 Million Pool of Capital without Preemptive Rights | Mgmt | For | For | Do Not Vote | |||||
| 15b | Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.2 Billion; Approve Creation of NOK 387.8 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For | Do Not Vote | |||||
| 16 | Approval of an Application to be Exempt from the Obligation to Establish a CorporateAssembly | Mgmt | For | Refer | Do Not Vote | |||||
Walmart Inc.
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 931142103 | |||||
| Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | WMT | |||||
| Shares Voted: | 28,150 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Cesar Conde | Mgmt | For | For | For | |||||
| 1b | Elect Director Timothy P. Flynn | Mgmt | For | For | For | |||||
| 1c | Elect Director Sarah J. Friar | Mgmt | For | For | For | |||||
| 1d | Elect Director Carla A. Harris | Mgmt | For | For | For | |||||
| 1e | Elect Director Thomas W. Horton | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Walmart Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1f | Elect Director Marissa A. Mayer | Mgmt | For | For | For | |||||
| 1g | Elect Director C. Douglas McMillon | Mgmt | For | For | For | |||||
| 1h | Elect Director Gregory B. Penner | Mgmt | For | �� | Refer | For | ||||
| 1i | Elect Director Steven S Reinemund | Mgmt | For | For | For | |||||
| 1j | Elect Director S. Robson Walton | Mgmt | For | For | For | |||||
| 1k | Elect Director Steuart L. Walton | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 5 | Report on Impacts of Single-Use Plastic Bags | SH | Against | For | For | |||||
| 6 | Report on Supplier Antibiotics Use Standards | SH | Against | Against | Against | |||||
| 7 | Adopt Policy to Include Hourly Associates as Director Candidates | SH | Against | Refer | Against | |||||
| 8 | Report on Strengthening Prevention of Workplace Sexual Harassment | SH | Against | For | For | |||||
Taiwan Semiconductor Manufacturing Co., Ltd.
| Meeting Date: | 06/09/2020 | Country: | Taiwan | Primary Security ID: | Y84629107 | |||||
| Record Date: | 04/10/2020 | Meeting Type: | Annual | Ticker: | 2330 | |||||
| Shares Voted: | 972,000 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Approve Business Operations Report and Financial Statements | Mgmt | For | For | For | |||||
| 2 | Amend Procedures for Lending Funds to Other Parties | Mgmt | For | Refer | For | |||||
| ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING | Mgmt | |||||||||
| 3.1 | Elect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Guangdong Investment Limited
| Meeting Date: | 06/12/2020 | Country: | Hong Kong | Primary Security ID: | Y2929L100 | |||||
| Record Date: | 06/08/2020 | Meeting Type: | Annual | Ticker: | 270 | |||||
| Shares Voted: | 1,852,000 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Final Dividend | Mgmt | For | For | For | |||||
| 3.1 | Elect Hou Wailin as Director | Mgmt | For | For | For | |||||
| 3.2 | Elect Lin Tiejun as Director | Mgmt | For | For | For | |||||
| 3.3 | Elect Tsang Hon Nam as Director | Mgmt | For | For | For | |||||
| 3.4 | Elect Zhao Chunxiao as Director | Mgmt | For | For | For | |||||
| 3.5 | Elect Fung Daniel Richard as Director | Mgmt | For | For | For | |||||
| 3.6 | Elect Cheng Mo Chi, Moses as Director | Mgmt | For | Against | Against | |||||
| 3.7 | Authorize Board to Fix Remuneration of Directors | Mgmt | For | Refer | For | |||||
| 4 | Approve Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against | |||||
| 6 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For | |||||
VINCI SA
| Meeting Date: | 06/18/2020 | Country: | France | Primary Security ID: | F5879X108 | |||||
| Record Date: | 06/15/2020 | Meeting Type: | Annual/Special | Ticker: | DG | |||||
| Shares Voted: | 69,036 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| Ordinary Business | Mgmt | |||||||||
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Dividends of EUR 2.04 per Share | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
VINCI SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 4 | Approve Stock Dividend Program | Mgmt | For | For | For | |||||
| 5 | Elect Benoit Bazin as Director | Mgmt | For | For | For | |||||
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 7 | Approve Remuneration Policy of Board Members | Mgmt | For | Refer | For | |||||
| 8 | Approve Remuneration Policy of Xavier Huillard, Chairman and CEO | Mgmt | For | Refer | For | |||||
| 9 | Approve Compensation Report of Corporate Officers | Mgmt | For | Refer | For | |||||
| 10 | Approve Compensation of Xavier Huillard, Chairman and CEO | Mgmt | For | Refer | For | |||||
| Extraordinary Business | Mgmt | |||||||||
| 11 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
| 12 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
| 13 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Mgmt | For | Refer | For | |||||
| 14 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees With Performance Conditions Attached | Mgmt | For | For | For | |||||
| 15 | Amend Article 13 of Bylaws Re: Board Members Deliberation via Written Consultation | Mgmt | For | For | For | |||||
| 16 | Amend Article 14 of Bylaws Re: Board Members Remuneration | Mgmt | For | Refer | For | |||||
| 17 | Amend Article 15 of Bylaws Re: Board Powers | Mgmt | For | For | For | |||||
| 18 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Sands China Ltd.
| Meeting Date: | 06/19/2020 | Country: | Cayman Islands | Primary Security ID: | G7800X107 | |||||
| Record Date: | 06/08/2020 | Meeting Type: | Annual | Ticker: | 1928 | |||||
| Shares Voted: | 1,334,400 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2a | Elect Sheldon Gary Adelson as Director | Mgmt | For | For | For | |||||
| 2b | Elect Charles Daniel Forman as Director | Mgmt | For | For | For | |||||
| 2c | Elect Victor Patrick Hoog Antink as Director | Mgmt | For | For | For | |||||
| 2d | Authorize Board to Fix Remuneration of Directors | Mgmt | For | Refer | For | |||||
| 3 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 4 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For | |||||
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against | |||||
| 6 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against | |||||
| 7 | Approve the Amendment Agreement to the Service Contract of Dr. Wong Ying Wai (Wilfred) | Mgmt | For | Refer | For | |||||
Oil Co. LUKOIL PJSC
| Meeting Date: | 06/23/2020 | Country: | Russia | Primary Security ID: | X6983S100 | |||||
| Record Date: | 05/29/2020 | Meeting Type: | Annual | Ticker: | LKOH | |||||
| Shares Voted: | 49,767 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| Meeting for ADR/GDR Holders | Mgmt | |||||||||
| 1 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 350 per Ordinary Share | Mgmt | For | For | For | |||||
| Elect 11 Directors via Cumulative Voting | Mgmt | �� | ||||||||
| 2.1 | Elect Vagit Alekperov as Director | Mgmt | None | Refer | For | |||||
| 2.2 | Elect Viktor Blazheev as Director | Mgmt | None | Refer | Against | |||||
| 2.3 | Elect Toby Gati as Director | Mgmt | None | Refer | For | |||||
| 2.4 | Elect Ravil Maganov as Director | Mgmt | None | Refer | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Oil Co. LUKOIL PJSC
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 2.5 | Elect Roger Munnings as Director | Mgmt | None | Refer | For | |||||
| 2.6 | Elect Nikolai Nikolaev as Director | Mgmt | None | Refer | Against | |||||
| 2.7 | Elect Pavel Teplukhin as Director | Mgmt | None | Refer | For | |||||
| 2.8 | Elect Leonid Fedun as Director | Mgmt | None | Refer | For | |||||
| 2.9 | Elect Liubov Khoba as Director | Mgmt | None | Refer | Against | |||||
| 2.10 | Elect Sergei Shatalov as Director | Mgmt | None | Refer | For | |||||
| 2.11 | Elect Wolfgang Schuessel as Director | Mgmt | None | Refer | For | |||||
| 3.1 | Approve Remuneration of Directors | Mgmt | For | Refer | For | |||||
| 3.2 | Approve Remuneration of New Directors | Mgmt | For | Refer | For | |||||
| 4 | Ratify KPMG as Auditor | Mgmt | For | For | For | |||||
| 5 | Approve Related-Party Transaction with Ingosstrakh Re: Liability Insurance for Directors and Executives | Mgmt | For | Refer | For | |||||
Subaru Corp.
| Meeting Date: | 06/23/2020 | Country: | Japan | Primary Security ID: | J7676H100 | |||||
| Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 7270 | |||||
| Shares Voted: | 178,100 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 28 | Mgmt | For | For | For | |||||
| 2.1 | Elect Director Yoshinaga, Yasuyuki | Mgmt | For | For | For | |||||
| 2.2 | Elect Director Nakamura, Tomomi | Mgmt | For | For | For | |||||
| 2.3 | Elect Director Hosoya, Kazuo | Mgmt | For | For | For | |||||
| 2.4 | Elect Director Okada, Toshiaki | Mgmt | For | For | For | |||||
| 2.5 | Elect Director Kato, Yoichi | Mgmt | For | For | For | |||||
| 2.6 | Elect Director Onuki, Tetsuo | Mgmt | For | For | For | |||||
| 2.7 | Elect Director Abe, Yasuyuki | Mgmt | For | For | For | |||||
| 2.8 | Elect Director Yago, Natsunosuke | Mgmt | For | For | For | |||||
| 2.9 | Elect Director Doi, Miwako | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Subaru Corp.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 3 | Appoint Statutory Auditor Tsutsumi, Hiromi | Mgmt | For | Refer | For | |||||
| 4 | Appoint Alternate Statutory Auditor Ryu, Hirohisa | Mgmt | For | Refer | For | |||||
3i Group Plc
| Meeting Date: | 06/25/2020 | Country: | United Kingdom | Primary Security ID: | G88473148 | |||||
| Record Date: | 06/23/2020 | Meeting Type: | Annual | Ticker: | III | |||||
| Shares Voted: | 365,896 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 3 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 4 | Approve Final Dividend | Mgmt | For | For | For | |||||
| 5 | Re-elect Jonathan Asquith as Director | Mgmt | For | For | For | |||||
| 6 | Re-elect Caroline Banszky as Director | Mgmt | For | For | For | |||||
| 7 | Re-elect Simon Borrows as Director | Mgmt | For | For | For | |||||
| 8 | Re-elect Stephen Daintith as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect Peter Grosch as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect David Hutchison as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Coline McConville as Director | Mgmt | For | For | For | |||||
| 12 | Elect Alexandra Schaapveld as Director | Mgmt | For | For | For | |||||
| 13 | Re-elect Simon Thompson as Director | Mgmt | For | For | For | |||||
| 14 | Re-elect Julia Wilson as Director | Mgmt | For | For | For | |||||
| 15 | Appoint KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 16 | Authorise Board Acting Through the Audit and Compliance Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 17 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 18 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
3i Group Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 19 | Approve Discretionary Share Plan | Mgmt | For | For | For | |||||
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
| 22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 23 | Adopt New Articles of Association | Mgmt | For | Refer | For | |||||
| 24 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
Koninklijke Philips NV
| Meeting Date: | 06/26/2020 | Country: | Netherlands | Primary Security ID: | N7637U112 | |||||
| Record Date: | 05/29/2020 | Meeting Type: | Special | Ticker: | PHIA | |||||
| Shares Voted: | 118,507 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| Special Meeting Agenda | Mgmt | |||||||||
| 1 | Approve Dividends of EUR 0.85 Per Share | Mgmt | For | For | For | |||||
ORIX Corp.
| Meeting Date: | 06/26/2020 | Country: | Japan | Primary Security ID: | J61933123 | |||||
| Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 8591 | |||||
| Shares Voted: | 269,600 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Inoue, Makoto | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Irie, Shuji | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Taniguchi, Shoji | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Matsuzaki, Satoru | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Stan Koyanagi | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
ORIX Corp.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.6 | Elect Director Suzuki, Yoshiteru | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Yasuda, Ryuji | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Takenaka, Heizo | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Michael Cusumano | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Akiyama, Sakie | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Watanabe, Hiroshi | Mgmt | For | Refer | Against | |||||
| 1.12 | Elect Director Sekine, Aiko | Mgmt | For | For | For | |||||
RWE AG
| Meeting Date: | 06/26/2020 | Country: | Germany | Primary Security ID: | D6629K109 | |||||
| Record Date: | 06/04/2020 | Meeting Type: | Annual | Ticker: | RWE | |||||
| Shares Voted: | 141,951 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
| 2 | Approve Allocation of Income and Dividends of EUR 0.80 per Share | Mgmt | For | For | For | |||||
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
| 6 | Approve Affiliation Agreement with GBV Vierunddreissigste Gesellschaft fuer Beteiligungsverwaltung mbH | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Tokio Marine Holdings, Inc.
| Meeting Date: | 06/29/2020 | Country: | Japan | Primary Security ID: | J86298106 | |||||
| Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 8766 | |||||
| Shares Voted: | 119,600 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 95 | Mgmt | For | For | For | |||||
| 2.1 | Elect Director Nagano, Tsuyoshi | Mgmt | For | For | For | |||||
| 2.2 | Elect Director Komiya, Satoru | Mgmt | For | For | For | |||||
| 2.3 | Elect Director Yuasa, Takayuki | Mgmt | For | For | For | |||||
| 2.4 | Elect Director Harashima, Akira | Mgmt | For | For | For | |||||
| 2.5 | Elect Director Okada, Kenji | Mgmt | For | For | For | |||||
| 2.6 | Elect Director Hirose, Shinichi | Mgmt | For | For | For | |||||
| 2.7 | Elect Director Mimura, Akio | Mgmt | For | For | For | |||||
| 2.8 | Elect Director Egawa, Masako | Mgmt | For | For | For | |||||
| 2.9 | Elect Director Mitachi, Takashi | Mgmt | For | For | For | |||||
| 2.10 | Elect Director Endo, Nobuhiro | Mgmt | For | For | For | |||||
| 2.11 | Elect Director Katanozaka, Shinya | Mgmt | For | For | For | |||||
| 2.12 | Elect Director Handa, Tadashi | Mgmt | For | For | For | |||||
| 2.13 | Elect Director Endo, Yoshinari | Mgmt | For | For | For | |||||
| 3 | Appoint Statutory Auditor Fujita, Hirokazu | Mgmt | For | Refer | For | |||||
AXA SA
| Meeting Date: | 06/30/2020 | Country: | France | Primary Security ID: | F06106102 | |||||
| Record Date: | 06/26/2020 | Meeting Type: | Annual/Special | Ticker: | CS | |||||
| Shares Voted: | 303,893 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| Ordinary Business | Mgmt | |||||||||
| 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Dividends of EUR 0.73 per Share | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
AXA SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 4 | Approve Compensation of Corporate Officers | Mgmt | For | Refer | For | |||||
| 5 | Approve Compensation of Denis Duverne, Chairman of the Board | Mgmt | For | Refer | For | |||||
| 6 | Approve Compensation of Thomas Buberl, CEO | Mgmt | For | Refer | For | |||||
| 7 | Approve Remuneration Policy of CEO | Mgmt | For | Refer | For | |||||
| 8 | Approve Remuneration Policy of Chairman of the Board | Mgmt | For | Refer | For | |||||
| 9 | Approve Remuneration Policy of Directors | Mgmt | For | Refer | For | |||||
| 10 | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Mgmt | For | Refer | For | |||||
| 11 | Reelect Angelien Kemna as Director | Mgmt | For | For | For | |||||
| 12 | Reelect Irene Dorner as Director | Mgmt | For | For | For | |||||
| 13 | Elect Isabel Hudson as Director | Mgmt | For | For | For | |||||
| 14 | Elect Antoine Gosset-Grainville as Director | Mgmt | For | For | For | |||||
| 15 | Elect Marie-France Tschudin as Director | Mgmt | For | For | For | |||||
| Shareholder Proposals Submitted by Employees of Axa Group | Mgmt | |||||||||
| 16 | Elect Helen Browne as Director | SH | For | Refer | For | |||||
| A | Elect Jerome Amouyal as Director | SH | Against | Refer | Against | |||||
| B | Elect Constance Reschke as Director | SH | Against | Refer | Against | |||||
| C | Elect Bamba Sall as Director | SH | Against | Refer | Against | |||||
| D | Elect Bruno Guy-Wasier as Director | SH | Against | Refer | Against | |||||
| E | Elect Timothy Leary as Director | SH | Against | Refer | Against | |||||
| F | Elect Ashitkumar Shah as Director | SH | Against | Refer | Against | |||||
| Ordinary Business | Mgmt | |||||||||
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| Extraordinary Business | Mgmt | |||||||||
| 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
| 19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group’s Subsidiaries | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
AXA SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
| 21 | Amend Article 10 of Bylaws Re: Employee Representatives | Mgmt | For | Refer | For | |||||
| 22 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |||||
IVY VIP GLOBAL GROWTH
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Ubisoft Entertainment SA
| Meeting Date: | 07/02/2019 | Country: | France | Primary Security ID: | F9396N106 | |||||
| Record Date: | 06/28/2019 | Meeting Type: | Annual/Special | Ticker: | UBI | |||||
| Shares Voted: | 35,630 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| Ordinary Business | Mgmt | |||||||||
| 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Allocation of Income and Absence of Dividends | Mgmt | For | For | For | |||||
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 4 | Approve Auditors’ Special Report on Related-Party Transactions | Mgmt | For | Refer | For | |||||
| 5 | Approve Compensation of Yves Guillemot, Chairman and CEO | Mgmt | For | Refer | For | |||||
| 6 | Approve Compensation of Claude Guillemot, Vice-CEO | Mgmt | For | Refer | For | |||||
| 7 | Approve Compensation of Michel Guillemot, Vice-CEO | Mgmt | For | Refer | For | |||||
| 8 | Approve Compensation of Gerard Guillemot, Vice-CEO | Mgmt | For | Refer | For | |||||
| 9 | Approve Compensation of Christian Guillemot, Vice-CEO | Mgmt | For | Refer | For | |||||
| 10 | Approve Remuneration Policy for Chairman and CEO | Mgmt | For | Refer | For | |||||
| 11 | Approve Remuneration Policy for Vice-CEOs | Mgmt | For | Refer | For | |||||
| 12 | Reelect Virginie Haas as Director | Mgmt | For | For | For | |||||
| 13 | Reelect Corinne Fernandez-Handelsman as Director | Mgmt | For | For | For | |||||
| 14 | Renew Appointment of KPMG SA as Auditor | Mgmt | For | For | For | |||||
| 15 | Acknowledge End of Mandate of KPMG Audit IS SAS as Alternate Auditor and Decision to Neither Replace Nor Renew | Mgmt | For | For | For | |||||
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| Extraordinary Business | Mgmt | |||||||||
| 17 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Ubisoft Entertainment SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 18 | Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |||||
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | Mgmt | For | For | For | |||||
| 20 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850,000 | Mgmt | For | For | For | |||||
| 21 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 850,000 | Mgmt | For | Refer | For | |||||
| 22 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Mgmt | For | For | For | |||||
| 23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | For | For | |||||
| 24 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
| 25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans (International Subsidiaries) | Mgmt | For | Refer | For | |||||
| 26 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans, Reserved for Employees and Corporate Officers of International Subsidiaries (Specific Countries) | Mgmt | For | Refer | For | |||||
| 27 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans | Mgmt | For | For | For | |||||
| 28 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19 to 27 at EUR 4 Million | Mgmt | For | For | For | |||||
| 29 | Amend Article 8 of Bylaws Re: Employee Representative | Mgmt | For | For | For | |||||
| 30 | Amend Article 14 of Bylaws Re: Auditors | Mgmt | For | For | For | |||||
| 31 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
HDFC Bank Limited
| Meeting Date: | 07/12/2019 | Country: | India | Primary Security ID: | Y3119P174 | |||||
| Record Date: | 07/05/2019 | Meeting Type: | Annual | Ticker: | 500180 | |||||
| Shares Voted: | 48,600 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Accept Standalone Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Approve Dividend | Mgmt | For | For | For | |||||
| 4 | Reelect Srikanth Nadhamuni as Director | Mgmt | For | For | For | |||||
| 5 | Approve MSKA & Associates, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 6 | Ratify Additional Remuneration for S. R. Batliboi & Co. LLP | Mgmt | For | For | For | |||||
| 7 | Elect Sanjiv Sachar as Director | Mgmt | For | For | For | |||||
| 8 | Elect Sandeep Parekh as Director | Mgmt | For | For | For | |||||
| 9 | Elect M. D. Ranganath as Director | Mgmt | For | For | For | |||||
| 10 | Approve Related Party Transactions with Housing Development Finance Corporation Limited | Mgmt | For | Refer | For | |||||
| 11 | Approve Related Party Transactions with HDB Financial Services Limited | Mgmt | For | Refer | For | |||||
| 12 | Authorize Issuance of Tier II Capital Bonds and Long Term Bond on Private Placement Basis | Mgmt | For | Refer | For | |||||
| 13 | Approve Sub-Division of Equity Shares | Mgmt | For | For | For | |||||
| 14 | Amend Memorandum of Association to Reflect Changes in Capital | Mgmt | For | Refer | For | |||||
Alibaba Group Holding Limited
| Meeting Date: | 07/15/2019 | Country: | Cayman Islands | Primary Security ID: | 01609W102 | |||||
| Record Date: | 06/07/2019 | Meeting Type: | Annual | Ticker: | BABA | |||||
| Shares Voted: | 10,020 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| Meeting for ADR Holders | Mgmt | |||||||||
| 1 | Approve Share Subdivision | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Alibaba Group Holding Limited
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 2.1 | Elect Daniel Yong Zhang as Director | Mgmt | For | Refer | Against | |||||
| 2.2 | Elect Chee Hwa Tung as Director | Mgmt | For | For | For | |||||
| 2.3 | Elect Jerry Yang as Director | Mgmt | For | For | For | |||||
| 2.4 | Elect Wan Ling Martello as Director | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For | |||||
Fidelity National Information Services, Inc.
| Meeting Date: | 07/24/2019 | Country: | USA | Primary Security ID: | 31620M106 | |||||
| Record Date: | 06/03/2019 | Meeting Type: | Special | Ticker: | FIS | |||||
| Shares Voted: | 19,460 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Issue Shares in Connection with Merger | Mgmt | For | Refer | For | |||||
| 2 | Increase Authorized Common Stock | Mgmt | For | For | For | |||||
| 3 | Adjourn Meeting | Mgmt | For | Refer | For | |||||
Alimentation Couche-Tard Inc.
| Meeting Date: | 09/18/2019 | Country: | Canada | Primary Security ID: | 01626P403 | |||||
| Record Date: | 07/22/2019 | Meeting Type: | Annual | Ticker: | ATD.B | |||||
| Shares Voted: | 51,600 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| Meeting for Class A Multiple Voting and Class B Subordinate Voting Shareholders | Mgmt | |||||||||
| 1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 2.1 | Elect Director Alain Bouchard | Mgmt | For | For | For | |||||
| 2.2 | Elect Director Melanie Kau | Mgmt | For | For | For | |||||
| 2.3 | Elect Director Jean Bernier | Mgmt | For | For | For | |||||
| 2.4 | Elect Director Nathalie Bourque | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Alimentation Couche-Tard Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 2.5 | Elect Director Eric Boyko | Mgmt | For | For | For | |||||
| 2.6 | Elect Director Jacques D’Amours | Mgmt | For | For | For | |||||
| 2.7 | Elect Director Richard Fortin | Mgmt | For | For | For | |||||
| 2.8 | Elect Director Brian Hannasch | Mgmt | For | For | For | |||||
| 2.9 | Elect Director Marie Josee Lamothe | Mgmt | For | For | For | |||||
| 2.10 | Elect Director Monique F. Leroux | Mgmt | For | For | For | |||||
| 2.11 | Elect Director Real Plourde | Mgmt | For | For | For | |||||
| 2.12 | Elect Director Daniel Rabinowicz | Mgmt | For | For | For | |||||
| 2.13 | Elect Director Louis Tetu | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For | |||||
Diageo Plc
| Meeting Date: | 09/19/2019 | Country: | United Kingdom | Primary Security ID: | G42089113 | |||||
| Record Date: | 09/17/2019 | Meeting Type: | Annual | Ticker: | DGE | |||||
| Shares Voted: | 49,580 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 3 | Approve Final Dividend | Mgmt | For | For | For | |||||
| 4 | Elect Debra Crew as Director | Mgmt | For | For | For | |||||
| 5 | Re-elect Lord Davies as Director | Mgmt | For | For | For | |||||
| 6 | Re-elect Javier Ferran as Director | Mgmt | For | For | For | |||||
| 7 | Re-elect Susan Kilsby as Director | Mgmt | For | For | For | |||||
| 8 | Re-elect Ho KwonPing as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect Nicola Mendelsohn as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect Ivan Menezes as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Kathryn Mikells as Director | Mgmt | For | For | For | |||||
| 12 | Re-elect Alan Stewart as Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Diageo Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 15 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 16 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 17 | Approve Irish Sharesave Scheme | Mgmt | For | Refer | For | |||||
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 19 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 20 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
| 21 | Adopt New Articles of Association | Mgmt | For | For | For | |||||
Prudential Plc
| Meeting Date: | 10/15/2019 | Country: | United Kingdom | Primary Security ID: | G72899100 | |||||
| Record Date: | 10/11/2019 | Meeting Type: | Special | Ticker: | PRU | |||||
| Shares Voted: | 168,640 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Approve Matters Relating to the Demerger of the M&G Group from the Prudential Group | Mgmt | For | Refer | For | |||||
| 2 | Elect Amy Yip as Director | Mgmt | For | For | For | |||||
Western Digital Corporation
| Meeting Date: | 11/14/2019 | Country: | USA | Primary Security ID: | 958102105 | |||||
| Record Date: | 09/16/2019 | Meeting Type: | Annual | Ticker: | WDC | |||||
| Shares Voted: | 9,517 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Kimberly E. Alexy | Mgmt | For | For | For | |||||
| 1b | Elect Director Martin I. Cole | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Western Digital Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1c | Elect Director Kathleen A. Cote | Mgmt | For | For | For | |||||
| 1d | Elect Director Tunc Doluca | Mgmt | For | For | For | |||||
| 1e | Elect Director Len J. Lauer | Mgmt | For | For | For | |||||
| 1f | Elect Director Matthew E. Massengill | Mgmt | For | For | For | |||||
| 1g | Elect Director Stephen D. Milligan | Mgmt | For | For | For | |||||
| 1h | Elect Director Stephanie A. Streeter | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Ferguson Plc
| Meeting Date: | 11/21/2019 | Country: | Jersey | Primary Security ID: | G3421J106 | |||||
| Record Date: | 11/19/2019 | Meeting Type: | Annual | Ticker: | FERG | |||||
| Shares Voted: | 20,080 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 3 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 4 | Approve Final Dividend | Mgmt | For | For | For | |||||
| 5 | Re-elect Tessa Bamford as Director | Mgmt | For | For | For | |||||
| 6 | Re-elect Gareth Davis as Director | Mgmt | For | For | For | |||||
| 7 | Elect Geoff Drabble as Director | Mgmt | For | For | For | |||||
| 8 | Elect Catherine Halligan as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect Kevin Murphy as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect Alan Murray as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Michael Powell as Director | Mgmt | For | For | For | |||||
| 12 | Elect Tom Schmitt as Director | Mgmt | For | For | For | |||||
| 13 | Re-elect Dr Nadia Shouraboura as Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Ferguson Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 14 | Re-elect Jacqueline Simmonds as Director | Mgmt | For | For | For | |||||
| 15 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 17 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 18 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 19 | Amend Long Term Incentive Plan 2019 | Mgmt | For | For | For | |||||
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
| 22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
Microsoft Corporation
| Meeting Date: | 12/04/2019 | Country: | USA | Primary Security ID: | 594918104 | |||||
| Record Date: | 10/08/2019 | Meeting Type: | Annual | Ticker: | MSFT | |||||
| Shares Voted: | 40,068 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director William H. Gates, III | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Reid G. Hoffman | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Hugh F. Johnston | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Teri L. List-Stoll | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Satya Nadella | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Sandra E. Peterson | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Penny S. Pritzker | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Charles W. Scharf | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Arne M. Sorenson | Mgmt | For | For | For | |||||
| 1.10 | Elect Director John W. Stanton | Mgmt | For | For | For | |||||
| 1.11 | Elect Director John W. Thompson | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Microsoft Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.12 | Elect Director Emma N. Walmsley | Mgmt | For | For | For | |||||
| 1.13 | Elect Director Padmasree Warrior | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Report on Employee Representation on the Board of Directors | SH | Against | Refer | Against | |||||
| 5 | Report on Gender Pay Gap | SH | Against | Against | Against | |||||
Ping An Insurance (Group) Co. of China Ltd.
| Meeting Date: | 12/10/2019 | Country: | China | Primary Security ID: | Y69790106 | |||||
| Record Date: | 11/08/2019 | Meeting Type: | Special | Ticker: | 2318 | |||||
| Shares Voted: | 326,000 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| EGM BALLOT FOR HOLDERS OF H SHARES | Mgmt | |||||||||
| APPROVE THE ELECTION OF DIRECTORS OF THE COMPANY | Mgmt | |||||||||
| 1.01 | Elect Xie Yonglin as Director | Mgmt | For | For | For | |||||
| 1.02 | Elect Tan Sin Yin as Director | Mgmt | For | For | For | |||||
| 2 | Amend Articles of Association | Mgmt | For | Refer | For | |||||
Visa Inc.
| Meeting Date: | 01/28/2020 | Country: | USA | Primary Security ID: | 92826C839 | |||||
| Record Date: | 11/29/2019 | Meeting Type: | Annual | Ticker: | V | |||||
| Shares Voted: | 29,260 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Lloyd A. Carney | Mgmt | For | Refer | For | |||||
| 1b | Elect Director Mary B. Cranston | Mgmt | For | For | For | |||||
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Visa Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1d | Elect Director Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||||
| 1e | Elect Director Ramon L. Laguarta | Mgmt | For | For | For | |||||
| 1f | Elect Director John F. Lundgren | Mgmt | For | For | For | |||||
| 1g | Elect Director Robert W. Matschullat | Mgmt | For | For | For | |||||
| 1h | Elect Director Denise M. Morrison | Mgmt | For | For | For | |||||
| 1i | Elect Director Suzanne Nora Johnson | Mgmt | For | For | For | |||||
| 1j | Elect Director John A. C. Swainson | Mgmt | For | For | For | |||||
| 1k | Elect Director Maynard G. Webb, Jr. | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Compass Group Plc
| Meeting Date: | 02/06/2020 | Country: | United Kingdom | Primary Security ID: | G23296208 | |||||
| Record Date: | 02/04/2020 | Meeting Type: | Annual | Ticker: | CPG | |||||
| Shares Voted: | 14,895 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 3 | Approve Final Dividend | Mgmt | For | For | For | |||||
| 4 | Elect Karen Witts as Director | Mgmt | For | For | For | |||||
| 5 | Re-elect Dominic Blakemore as Director | Mgmt | For | For | For | |||||
| 6 | Re-elect Gary Green as Director | Mgmt | For | For | For | |||||
| 7 | Re-elect Carol Arrowsmith as Director | Mgmt | For | For | For | |||||
| 8 | Re-elect John Bason as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect Stefan Bomhard as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect John Bryant as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Anne-Francoise Nesmes as Director | Mgmt | For | For | For | |||||
| 12 | Re-elect Nelson Silva as Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Compass Group Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 13 | Re-elect Ireena Vittal as Director | Mgmt | For | For | For | |||||
| 14 | Re-elect Paul Walsh as Director | Mgmt | For | For | For | |||||
| 15 | Reappoint KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 17 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 18 | Approve Payment of Fees to Non-executive Directors | Mgmt | For | Refer | For | |||||
| 19 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
| 22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 23 | Authorise the Company to Call General Meeting with 14 Working Days’ Notice | �� | Mgmt | For | For | For | ||||
Infineon Technologies AG
| Meeting Date: | 02/20/2020 | Country: | Germany | Primary Security ID: | D35415104 | |||||
| Record Date: | Meeting Type: | Annual | Ticker: | IFX | ||||||
| Shares Voted: | 164,361 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
| 2 | Approve Allocation of Income and Dividends of EUR 0.27 per Share | Mgmt | For | For | For | |||||
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
| 6.1 | Elect Xiaoqun Clever to the Supervisory Board | Mgmt | For | For | For | |||||
| 6.2 | Elect Friedrich Eichiner to the Supervisory Board | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Infineon Technologies AG
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 6.3 | Elect Hans-Ulrich Holdenried to the Supervisory Board | Mgmt | For | For | For | |||||
| 6.4 | Elect Manfred Puffer to the Supervisory Board | Mgmt | For | For | For | |||||
| 6.5 | Elect Ulrich Spiesshofer to the Supervisory Board | Mgmt | For | For | For | |||||
| 6.6 | Elect Margret Suckale to the Supervisory Board | Mgmt | For | For | For | |||||
| 7 | Approve Cancellation of Conditional Capital 2010/I | Mgmt | For | For | For | |||||
| 8 | Approve Creation of EUR 750 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Mgmt | For | For | For | |||||
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For | For | |||||
Adobe Inc.
| Meeting Date: | 04/09/2020 | Country: | USA | Primary Security ID: | 00724F101 | |||||
| Record Date: | 02/12/2020 | Meeting Type: | Annual | Ticker: | ADBE | |||||
| Shares Voted: | 9,450 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Amy L. Banse | Mgmt | For | For | For | |||||
| 1b | Elect Director Frank A. Calderoni | Mgmt | For | For | For | |||||
| 1c | Elect Director James E. Daley | Mgmt | For | For | For | |||||
| 1d | Elect Director Laura B. Desmond | Mgmt | For | For | For | |||||
| 1e | Elect Director Charles M. Geschke | Mgmt | For | For | For | |||||
| 1f | Elect Director Shantanu Narayen | Mgmt | For | For | For | |||||
| 1g | Elect Director Kathleen Oberg | Mgmt | For | For | For | |||||
| 1h | Elect Director Dheeraj Pandey | Mgmt | For | For | For | |||||
| 1i | Elect Director David A. Ricks | Mgmt | For | For | For | |||||
| 1j | Elect Director Daniel L. Rosensweig | Mgmt | For | For | For | |||||
| 1k | Elect Director John E. Warnock | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Adobe Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 5 | Report on Gender Pay Gap | SH | Against | Against | Against | |||||
Ping An Insurance (Group) Company of China, Ltd.
| Meeting Date: | 04/09/2020 | Country: | China | Primary Security ID: | Y69790106 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | 2318 | |||||
| Shares Voted: | 320,000 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| AGM BALLOT FOR HOLDERS OF H SHARES | Mgmt | |||||||||
| 1 | Approve 2019 Report of the Board of Directors | Mgmt | For | For | For | |||||
| 2 | Approve 2019 Report of the Supervisory Committee | Mgmt | For | For | For | |||||
| 3 | Approve 2019 Annual Report and Its Summary | Mgmt | For | For | For | |||||
| 4 | Approve 2019 Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 5 | Approve 2019 Profit Distribution Plan and Distribution of Final Dividends | Mgmt | For | For | For | |||||
| 6 | Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 7 | Approve 2019 Performance Evaluation of Independent Non-Executive Directors | Mgmt | For | For | For | |||||
| 8 | Approve Issuance of Debt Financing Instruments | Mgmt | For | Refer | For | |||||
| 9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares | Mgmt | For | Refer | For | |||||
| 10 | Amend Articles of Association | Mgmt | For | For | For | |||||
| 11 | Elect Lu Min as Director | SH | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Airbus SE
| Meeting Date: | 04/16/2020 | Country: | Netherlands | Primary Security ID: | N0280G100 | |||||
| Record Date: | 03/19/2020 | Meeting Type: | Annual | Ticker: | AIR | |||||
| Shares Voted: | 49,790 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| Annual Meeting Agenda | Mgmt | |||||||||
| 1 | Open Meeting | Mgmt | ||||||||
| 2.1 | Discussion on Company’s Corporate Governance Structure | Mgmt | ||||||||
| 2.2 | Receive Report on Business and Financial Statements | Mgmt | ||||||||
| 2.3 | Receive Explanation on Company’s Reserves and Dividend Policy | Mgmt | ||||||||
| 3 | Discussion of Agenda Items | Mgmt | ||||||||
| 4.1 | Adopt Financial Statements | Mgmt | For | For | For | |||||
| 4.2 | Approve Allocation of Income and Dividends of EUR of 1.80 per Share | Mgmt | ||||||||
| 4.3 | Approve Discharge of Non-Executive Members of the Board of Directors | Mgmt | For | For | For | |||||
| 4.4 | Approve Discharge of Executive Members of the Board of Directors | Mgmt | For | For | For | |||||
| 4.5 | Ratify Ernst & Young as Auditors | Mgmt | For | For | For | |||||
| 4.6 | Adopt Remuneration Policy | Mgmt | For | Refer | For | |||||
| 4.7 | Approve Remuneration Report Containing Remuneration Policy | Mgmt | For | Refer | For | |||||
| 4.8 | Elect Mark Dunkerley as Non-Executive Director | Mgmt | For | For | For | |||||
| 4.9 | Elect Stephan Gemkow as Non-Executive Director | Mgmt | For | For | For | |||||
| 4.10 | Reelect Ralph D. Crosby, Jr. as Non-Executive Director | Mgmt | For | For | For | |||||
| 4.11 | Reelect Lord Drayson (Paul) as Non-Executive Director | Mgmt | For | For | For | |||||
| 4.12 | Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans | Mgmt | For | For | For | |||||
| 4.13 | Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding | Mgmt | For | For | For | |||||
| 4.14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Airbus SE
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 4.15 | Approve Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
| 5 | Close Meeting | Mgmt | ||||||||
Ferrari NV
| Meeting Date: | 04/16/2020 | Country: | Netherlands | Primary Security ID: | N3167Y103 | |||||
| Record Date: | 03/19/2020 | Meeting Type: | Annual | Ticker: | RACE | |||||
| Shares Voted: | 22,520 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| Annual Meeting Agenda | Mgmt | |||||||||
| 1 | Open Meeting | Mgmt | ||||||||
| 2.a | Receive Director’s Board Report (Non-Voting) | Mgmt | ||||||||
| 2.b | Receive Explanation on Company’s Reserves and Dividend Policy | Mgmt | ||||||||
| 2.c | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 2.d | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2.e | Approve Dividends of EUR 1.13 Per Share | Mgmt | For | For | For | |||||
| 2.f | Approve Discharge of Directors | Mgmt | For | For | For | |||||
| 3.a | Reelect John Elkann as Executive Director | Mgmt | For | Refer | For | |||||
| 3.b | Reelect Louis C. Camilleri as Executive Director | Mgmt | For | For | For | |||||
| 3.c | Reelect Piero Ferrari as Non-Executive Director | Mgmt | For | For | For | |||||
| 3.d | Reelect Delphine Arnault as Non-Executive Director | Mgmt | For | Against | Against | |||||
| 3.e | Reelect Eduardo H. Cue as Non-Executive Director | Mgmt | For | For | For | |||||
| 3.f | Reelect Sergio Duca as Non-Executive Director | Mgmt | For | For | For | |||||
| 3.g | Reelect Maria Patrizia Grieco as Non-Executive Director | Mgmt | For | For | For | |||||
| 3.h | Reelect Adam Keswick as Non-Executive Director | Mgmt | For | For | For | |||||
| 3.i | Elect Francesca Bellettini as Non-Executive Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Ferrari NV
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 3.j | Elect Roberto Cingolani as Non-Executive Director | Mgmt | For | For | For | |||||
| 3.k | Elect John Galantic as Non-Executive Director | Mgmt | For | For | For | |||||
| 4 | Appoint Ernst & Young Accountants LLP as Auditors | Mgmt | For | For | For | |||||
| 5 | Amend Remuneration Policy | Mgmt | For | Refer | For | |||||
| 6.1 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Mgmt | For | Refer | Against | |||||
| 6.2 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Mgmt | For | Refer | Against | |||||
| 6.3 | Grant Board Authority to Issue Special Voting Shares | Mgmt | For | Refer | Against | |||||
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 8 | Approve Awards to Chairman | Mgmt | For | For | For | |||||
| 9 | Close Meeting | Mgmt | ||||||||
Citigroup Inc.
| Meeting Date: | 04/21/2020 | Country: | USA | Primary Security ID: | 172967424 | |||||
| Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | C | |||||
| Shares Voted: | 19,265 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Michael L. Corbat | Mgmt | For | For | For | |||||
| 1b | Elect Director Ellen M. Costello | Mgmt | For | For | For | |||||
| 1c | Elect Director Grace E. Dailey | Mgmt | For | For | For | |||||
| 1d | Elect Director Barbara J. Desoer | Mgmt | For | For | For | |||||
| 1e | Elect Director John C. Dugan | Mgmt | For | For | For | |||||
| 1f | Elect Director Duncan P. Hennes | Mgmt | For | For | For | |||||
| 1g | Elect Director Peter B. Henry | Mgmt | For | For | For | |||||
| 1h | Elect Director S. Leslie Ireland | Mgmt | For | For | For | |||||
| 1i | Elect Director Lew W. (Jay) Jacobs, IV | Mgmt | For | For | For | |||||
| 1j | Elect Director Renee J. James | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Citigroup Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1k | Elect Director Gary M. Reiner | Mgmt | For | For | For | |||||
| 1l | Elect Director Diana L. Taylor | Mgmt | For | For | For | |||||
| 1m | Elect Director James S. Turley | Mgmt | For | For | For | |||||
| 1n | Elect Director Deborah C. Wright | Mgmt | For | For | For | |||||
| 1o | Elect Director Alexander R. Wynaendts | Mgmt | For | For | For | |||||
| 1p | Elect Director Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Amend Proxy Access Right | SH | Against | Against | Against | |||||
| 6 | Review on Governance Documents | SH | Against | Refer | Against | |||||
| 7 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
Eaton Corporation plc
| Meeting Date: | 04/22/2020 | Country: | Ireland | Primary Security ID: | G29183103 | |||||
| Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | ETN | |||||
| Shares Voted: | 21,510 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Craig Arnold | Mgmt | For | For | For | |||||
| 1b | Elect Director Christopher M. Connor | Mgmt | For | For | For | |||||
| 1c | Elect Director Michael J. Critelli | Mgmt | For | For | For | |||||
| 1d | Elect Director Richard H. Fearon | Mgmt | For | For | For | |||||
| 1e | Elect Director Olivier Leonetti | Mgmt | For | For | For | |||||
| 1f | Elect Director Deborah L. McCoy | Mgmt | For | For | For | |||||
| 1g | Elect Director Silvio Napoli | Mgmt | For | For | For | |||||
| 1h | Elect Director Gregory R. Page | Mgmt | For | For | For | |||||
| 1i | Elect Director Sandra Pianalto | Mgmt | For | For | For | |||||
| 1j | Elect Director Lori J. Ryerkerk | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Eaton Corporation plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1k | Elect Director Gerald B. Smith | Mgmt | For | For | For | |||||
| 1l | Elect Director Dorothy C. Thompson | Mgmt | For | For | For | |||||
| 2 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 5 | Authorize Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |||||
| 6 | Authorize Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 7 | Authorize Share Repurchase of Issued Share Capital | Mgmt | For | For | For | |||||
Johnson & Johnson
| Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 478160104 | |||||
| Record Date: | 02/25/2020 | Meeting Type: | Annual | Ticker: | JNJ | |||||
| Shares Voted: | 25,513 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Mary C. Beckerle | Mgmt | For | For | For | |||||
| 1b | Elect Director D. Scott Davis | Mgmt | For | For | For | |||||
| 1c | Elect Director Ian E. L. Davis | Mgmt | For | For | For | |||||
| 1d | Elect Director Jennifer A. Doudna | Mgmt | For | For | For | |||||
| 1e | Elect Director Alex Gorsky | Mgmt | For | For | For | |||||
| 1f | Elect Director Marillyn A. Hewson | Mgmt | For | For | For | |||||
| 1g | Elect Director Hubert Joly | Mgmt | For | For | For | |||||
| 1h | Elect Director Mark B. McClellan | Mgmt | For | For | For | |||||
| 1i | Elect Director Anne M. Mulcahy | Mgmt | For | For | For | |||||
| 1j | Elect Director Charles Prince | Mgmt | For | For | For | |||||
| 1k | Elect Director A. Eugene Washington | Mgmt | For | For | For | |||||
| 1l | Elect Director Mark A. Weinberger | Mgmt | For | For | For | |||||
| 1m | Elect Director Ronald A. Williams | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Johnson & Johnson
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Amend Certificate of Incorporation to Permit Removal of Directors With or Without Cause | Mgmt | For | Refer | For | |||||
| 5 | Require Independent Board Chair | SH | Against | Refer | For | |||||
| 6 | Report on Governance Measures Implemented Related to Opioids | SH | Against | Refer | For | |||||
Nestle SA
| Meeting Date: | 04/23/2020 | Country: | Switzerland | Primary Security ID: | H57312649 | |||||
| Record Date: | Meeting Type: | Annual | Ticker: | NESN | ||||||
| Shares Voted: | 13,728 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 1.2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Dividends of CHF 2.70 per Share | Mgmt | For | For | For | |||||
| 4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Mgmt | For | For | For | |||||
| 4.1.b | Reelect Ulf Schneider as Director | Mgmt | For | For | For | |||||
| 4.1.c | Reelect Henri de Castries as Director | Mgmt | For | For | For | |||||
| 4.1.d | Reelect Renato Fassbind as Director | Mgmt | For | For | For | |||||
| 4.1.e | Reelect Ann Veneman as Director | Mgmt | For | For | For | |||||
| 4.1.f | Reelect Eva Cheng as Director | Mgmt | For | For | For | |||||
| 4.1.g | Reelect Patrick Aebischer as Director | Mgmt | For | For | For | |||||
| 4.1.h | Reelect Ursula Burns as Director | Mgmt | For | For | For | |||||
| 4.1.i | Reelect Kasper Rorsted as Director | Mgmt | For | For | For | |||||
| 4.1.j | Reelect Pablo Isla as Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Nestle SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 4.1.k | Reelect Kimberly Ross as Director | Mgmt | For | For | For | |||||
| 4.1.l | Reelect Dick Boer as Director | Mgmt | For | For | For | |||||
| 4.1.m | Reelect Dinesh Paliwal as Director | Mgmt | For | For | For | |||||
| 4.2 | Elect Hanne Jimenez de Mora as Director | Mgmt | For | For | For | |||||
| 4.3.1 | Appoint Patrick Aebischer as Member of the Compensation Committee | Mgmt | For | For | For | |||||
| 4.3.2 | Appoint Ursula Burns as Member of the Compensation Committee | Mgmt | For | For | For | |||||
| 4.3.3 | Appoint Pablo Isla as Member of the Compensation Committee | Mgmt | For | For | For | |||||
| 4.3.4 | Appoint Dick Boer as Member of the Compensation Committee | Mgmt | For | For | For | |||||
| 4.4 | Ratify Ernst & Young AG as Auditors | Mgmt | For | For | For | |||||
| 4.5 | Designate Hartmann Dreyer as Independent Proxy | Mgmt | For | For | For | |||||
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Mgmt | For | Refer | For | |||||
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 55 Million | Mgmt | For | Refer | For | |||||
| 6 | Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
| 7 | Transact Other Business (Voting) | Mgmt | Against | Against | Against | |||||
Schneider Electric SE
| Meeting Date: | 04/23/2020 | Country: | France | Primary Security ID: | F86921107 | |||||
| Record Date: | 04/21/2020 | Meeting Type: | Annual/Special | Ticker: | SU | |||||
| Shares Voted: | 26,080 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| Ordinary Business | Mgmt | |||||||||
| 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Dividends of EUR 2.55 per Share | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Schneider Electric SE
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 4 | Approve Auditors’ Special Report on Related-Party Transactions | Mgmt | For | Refer | For | |||||
| 5 | Approve Termination Package of Emmanuel Babeau, Vice-CEO | Mgmt | For | Refer | For | |||||
| 6 | Approve Compensation Report | Mgmt | For | Refer | For | |||||
| 7 | Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO | Mgmt | For | Refer | For | |||||
| 8 | Approve Compensation of Emmanuel Babeau, Vice-CEO | Mgmt | For | Refer | For | |||||
| 9 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Refer | For | |||||
| 10 | Approve Remuneration Policy of Emmanuel Babeau, Vice-CEO | Mgmt | For | Refer | For | |||||
| 11 | Approve Remuneration Policy of Board Members | Mgmt | For | Refer | For | |||||
| 12 | Reelect Leo Apotheker as Director | Mgmt | For | For | For | |||||
| 13 | Reelect Cecile Cabanis as Director | Mgmt | For | For | For | |||||
| 14 | Reelect Fred Kindle as Director | Mgmt | For | For | For | |||||
| 15 | Reelect Willy Kissling as Director | Mgmt | For | For | For | |||||
| 16 | Elect Jill Lee as Director | Mgmt | For | For | For | |||||
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| Extraordinary Business | Mgmt | |||||||||
| 18 | Amend Article 11 of Bylaws to Comply with New Regulation Re: Employee Representatives | Mgmt | For | For | For | |||||
| 19 | Amend Articles 13 and 16 of Bylaws to Comply with New Regulation | Mgmt | For | For | For | |||||
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Mgmt | For | Refer | For | |||||
| 22 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
SVB Financial Group
| Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 78486Q101 | |||||
| Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | SIVB | |||||
| Shares Voted: | 4,591 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Greg W. Becker | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Eric A. Benhamou | Mgmt | For | For | For | |||||
| 1.3 | Elect Director John S. Clendening | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Roger F. Dunbar | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Joel P. Friedman | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Jeffrey N. Maggioncalda | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Kay Matthews | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Mary J. Miller | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Kate D. Mitchell | Mgmt | For | For | For | |||||
| 1.10 | Elect Director John F. Robinson | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Garen K. Staglin | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Abbott Laboratories
| Meeting Date: | 04/24/2020 | Country: | USA | Primary Security ID: | 002824100 | |||||
| Record Date: | 02/26/2020 | Meeting Type: | Annual | Ticker: | ABT | |||||
| Shares Voted: | 34,520 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Robert J. Alpern | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Roxanne S. Austin | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Sally E. Blount | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Robert B. Ford | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Michelle A. Kumbier | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Edward M. Liddy | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Darren W. McDew | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Abbott Laboratories
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.8 | Elect Director Nancy McKinstry | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Phebe N. Novakovic | Mgmt | For | For | For | |||||
| 1.10 | Elect Director William A. Osborn | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Daniel J. Starks | Mgmt | For | For | For | |||||
| 1.12 | Elect Director John G. Stratton | Mgmt | For | For | For | |||||
| 1.13 | Elect Director Glenn F. Tilton | Mgmt | For | For | For | |||||
| 1.14 | Elect Director Miles D. White | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
| 5 | Increase Disclosure of Compensation Adjustments | SH | Against | Refer | Against | |||||
| 6 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | SH | Against | Refer | Against | |||||
| 7 | Adopt Simple Majority Vote | SH | Against | For | For | |||||
AstraZeneca Plc
| Meeting Date: | 04/29/2020 | Country: | United Kingdom | Primary Security ID: | G0593M107 | |||||
| Record Date: | 04/27/2020 | Meeting Type: | Annual | Ticker: | AZN | |||||
| Shares Voted: | 16,281 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Dividends | Mgmt | For | For | For | |||||
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 5a | Re-elect Leif Johansson as Director | Mgmt | For | For | For | |||||
| 5b | Re-elect Pascal Soriot as Director | Mgmt | For | For | For | |||||
| 5c | Re-elect Marc Dunoyer as Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
AstraZeneca Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 5d | Re-elect Genevieve Berger as Director | Mgmt | For | For | For | |||||
| 5e | Re-elect Philip Broadley as Director | Mgmt | For | For | For | |||||
| 5f | Re-elect Graham Chipchase as Director | Mgmt | For | For | For | |||||
| 5g | Elect Michel Demare as Director | Mgmt | For | For | For | |||||
| 5h | Re-elect Deborah DiSanzo as Director | Mgmt | For | For | For | |||||
| 5i | Re-elect Sheri McCoy as Director | Mgmt | For | For | For | |||||
| 5j | Re-elect Tony Mok as Director | Mgmt | For | For | For | |||||
| 5k | Re-elect Nazneen Rahman as Director | Mgmt | For | For | For | |||||
| 5l | Re-elect Marcus Wallenberg as Director | Mgmt | For | For | For | |||||
| 6 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 7 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 8 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 9 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
| 12 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 13 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
| 14 | Approve Performance Share Plan | Mgmt | For | For | For | |||||
AstraZeneca Plc
| Meeting Date: | 04/29/2020 | Country: | United Kingdom | Primary Security ID: | G0593M107 | |||||
| Record Date: | 02/26/2020 | Meeting Type: | Annual | Ticker: | AZN | |||||
| Shares Voted: | 15,707 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| Meeting for ADR Holders | Mgmt | |||||||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
AstraZeneca Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 2 | Approve Dividends | Mgmt | For | For | For | |||||
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 5a | Re-elect Leif Johansson as Director | Mgmt | For | For | For | |||||
| 5b | Re-elect Pascal Soriot as Director | Mgmt | For | For | For | |||||
| 5c | Re-elect Marc Dunoyer as Director | Mgmt | For | For | For | |||||
| 5d | Re-elect Genevieve Berger as Director | Mgmt | For | For | For | |||||
| 5e | Re-elect Philip Broadley as Director | Mgmt | For | For | For | |||||
| 5f | Re-elect Graham Chipchase as Director | Mgmt | For | For | For | |||||
| 5g | Elect Michel Demare as Director | Mgmt | For | For | For | |||||
| 5h | Re-elect Deborah DiSanzo as Director | Mgmt | For | For | For | |||||
| 5i | Re-elect Sheri McCoy as Director | Mgmt | For | For | For | |||||
| 5j | Re-elect Tony Mok as Director | Mgmt | For | For | For | |||||
| 5k | Re-elect Nazneen Rahman as Director | Mgmt | For | For | For | |||||
| 5l | Re-elect Marcus Wallenberg as Director | Mgmt | For | For | For | |||||
| 6 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 7 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 8 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 9 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
| 12 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 13 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
| 14 | Approve Performance Share Plan | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Koninklijke Philips NV
| Meeting Date: | 04/30/2020 | Country: | Netherlands | Primary Security ID: | N7637U112 | |||||
| Record Date: | 04/02/2020 | Meeting Type: | Annual | Ticker: | PHIA | |||||
| Shares Voted: | 52,844 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| Annual Meeting Agenda | Mgmt | |||||||||
| 1 | President’s Speech | Mgmt | ||||||||
| 2.a | Receive Explanation on Company’s Reserves and Dividend Policy | Mgmt | ||||||||
| 2.b | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2.c | Approve Dividends of EUR 0.85 Per Share | Mgmt | For | For | For | |||||
| 2.d | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 2.e | Approve Discharge of Management Board | Mgmt | For | For | For | |||||
| 2.f | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |||||
| 3.a | Approve Remuneration Policy for Management Board | Mgmt | For | Refer | For | |||||
| 3.b | Approve Long Term Incentive Plan for Management Board Members | Mgmt | For | For | For | |||||
| 3.c | Approve Remuneration Policy for Supervisory Board | Mgmt | For | Refer | For | |||||
| 4.a | Reelect N. Dhawan to Supervisory Board | Mgmt | For | For | For | |||||
| 4.b | Elect F. Sijbesma to Supervisory Board | Mgmt | For | For | For | |||||
| 4.c | Elect P. Loscher to Supervisory Board | Mgmt | For | For | For | |||||
| 5.a | Grant Board Authority to Issue Shares | Mgmt | For | For | For | |||||
| 5.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Mgmt | For | For | For | |||||
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 7 | Approve Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
| 8 | Other Business (Non-Voting) | Mgmt | ||||||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
The Goldman Sachs Group, Inc.
| Meeting Date: | 04/30/2020 | Country: | USA | Primary Security ID: | 38141G104 | |||||
| Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | GS | |||||
| Shares Voted: | 8,919 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director M. Michele Burns | Mgmt | For | For | For | |||||
| 1b | Elect Director Drew G. Faust | Mgmt | For | For | For | |||||
| 1c | Elect Director Mark A. Flaherty | Mgmt | For | For | For | |||||
| 1d | Elect Director Ellen J. Kullman | Mgmt | For | For | For | |||||
| 1e | Elect Director Lakshmi N. Mittal | Mgmt | For | For | For | |||||
| 1f | Elect Director Adebayo O. Ogunlesi | Mgmt | For | For | For | |||||
| 1g | Elect Director Peter Oppenheimer | Mgmt | For | For | For | |||||
| 1h | Elect Director David M. Solomon | Mgmt | For | For | For | |||||
| 1i | Elect Director Jan E. Tighe | Mgmt | For | For | For | |||||
| 1j | Elect Director David A. Viniar | Mgmt | For | For | For | |||||
| 1k | Elect Director Mark O. Winkelman | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
| 5 | Review of Statement on the Purpose of a Corporation | SH | Against | Refer | Against | |||||
XP, Inc.
| Meeting Date: | 04/30/2020 | Country: | Cayman Islands | Primary Security ID: | G98239109 | |||||
| Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | XP | |||||
| Shares Voted: | 5,049 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Management Accounts for the Fiscal Year Ended December 31, 2019 | Mgmt | For | Refer | For | |||||
| 3 | Elect Director Ricardo Baldin | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
HCA Healthcare, Inc.
| Meeting Date: | 05/01/2020 | Country: | USA | Primary Security ID: | 40412C101 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | HCA | |||||
| Shares Voted: | 12,800 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Thomas F. Frist, III | Mgmt | For | For | For | |||||
| 1b | Elect Director Samuel N. Hazen | Mgmt | For | For | For | |||||
| 1c | Elect Director Meg G. Crofton | Mgmt | For | For | For | |||||
| 1d | Elect Director Robert J. Dennis | Mgmt | For | For | For | |||||
| 1e | Elect Director Nancy-Ann DeParle | Mgmt | For | For | For | |||||
| 1f | Elect Director William R. Frist | Mgmt | For | For | For | |||||
| 1g | Elect Director Charles O. Holliday, Jr. | Mgmt | For | For | For | |||||
| 1h | Elect Director Michael W. Michelson | Mgmt | For | For | For | |||||
| 1i | Elect Director Wayne J. Riley | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Provide Right to Call Special Meeting | Mgmt | For | For | For | |||||
| 6 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
Alcon Inc.
| Meeting Date: | 05/06/2020 | Country: | Switzerland | Primary Security ID: | H01301128 | |||||
| Record Date: | Meeting Type: | Annual | Ticker: | ALC | ||||||
| Shares Voted: | 23,869 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Omission of Dividends | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Alcon Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 4.1 | Approve Remuneration Report (Non-Binding) | Mgmt | For | Refer | For | |||||
| 4.2 | Approve Remuneration of Directors in the Amount of CHF 3.3 Million | Mgmt | For | Refer | For | |||||
| 4.3 | Approve Remuneration of Executive Committee in the Amount of CHF 35.3 Million | Mgmt | For | Refer | For | |||||
| 5.1 | Reelect Michael Ball as Director | Mgmt | For | For | For | |||||
| 5.2 | Reelect Lynn Bleil as Director | Mgmt | For | For | For | |||||
| 5.3 | Reelect Arthur Cummings as Director | Mgmt | For | For | For | |||||
| 5.4 | Reelect David Endicott as Director | Mgmt | For | For | For | |||||
| 5.5 | Reelect Thomas Glanzmann as Director | Mgmt | For | For | For | |||||
| 5.6 | Reelect Keith Grossmann as Director | Mgmt | For | For | For | |||||
| 5.7 | Reelect Scott Maw as Director | Mgmt | For | For | For | |||||
| 5.8 | Reelect Karen May as Director | Mgmt | For | For | For | |||||
| 5.9 | Reelect Ines Poeschel as Director | Mgmt | For | For | For | |||||
| 5.10 | Reelect Dieter Spaelti as Director | Mgmt | For | For | For | |||||
| 6.1 | Reappoint Thomas Glanzmann as Member of the Compensation Committee | Mgmt | For | For | For | |||||
| 6.2 | Reappoint Keith Grossmann as Member of the Compensation Committee | Mgmt | For | For | For | |||||
| 6.3 | Reappoint Karen May as Member of the Compensation Committee | Mgmt | For | For | For | |||||
| 6.4 | Reappoint Ines Poeschel as Member of the Compensation Committee | Mgmt | For | For | For | |||||
| 7 | Designate Hartmann Dreyer Attorneys-at-Law as Independent Proxy | Mgmt | For | For | For | |||||
| 8 | Ratify PricewaterhouseCoopers SA as Auditors | Mgmt | For | For | For | |||||
| 9 | Transact Other Business (Voting) | Mgmt | For | Against | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
CME Group Inc.
| Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 12572Q105 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | CME | |||||
| Shares Voted: | 7,340 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Terrence A. Duffy | Mgmt | For | For | For | |||||
| 1b | Elect Director Timothy S. Bitsberger | Mgmt | For | For | For | |||||
| 1c | Elect Director Charles P. Carey | Mgmt | For | For | For | |||||
| 1d | Elect Director Dennis H. Chookaszian | Mgmt | For | For | For | |||||
| 1e | Elect Director Bryan T. Durkin | Mgmt | For | For | For | |||||
| 1f | Elect Director Ana Dutra | Mgmt | For | For | For | |||||
| 1g | Elect Director Martin J. Gepsman | Mgmt | For | For | For | |||||
| 1h | Elect Director Larry G. Gerdes | Mgmt | For | For | For | |||||
| 1i | Elect Director Daniel R. Glickman | Mgmt | For | For | For | |||||
| 1j | Elect Director Daniel G. Kaye | Mgmt | For | For | For | |||||
| 1k | Elect Director Phyllis M. Lockett | Mgmt | For | For | For | |||||
| 1l | Elect Director Deborah J. Lucas | Mgmt | For | For | For | |||||
| 1m | Elect Director Terry L. Savage | Mgmt | For | For | For | |||||
| 1n | Elect Director Rahael Seifu | Mgmt | For | For | For | |||||
| 1o | Elect Director William R. Shepard | Mgmt | For | For | For | |||||
| 1p | Elect Director Howard J. Siegel | Mgmt | For | For | For | |||||
| 1q | Elect Director Dennis A. Suskind | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Canadian Natural Resources Limited
| Meeting Date: | 05/07/2020 | Country: | Canada | Primary Security ID: | 136385101 | |||||
| Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | CNQ | |||||
| Shares Voted: | 70,799 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Catherine M. Best | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Canadian Natural Resources Limited
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.2 | Elect Director M. Elizabeth Cannon | Mgmt | For | For | For | |||||
| 1.3 | Elect Director N. Murray Edwards | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Christopher L. Fong | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Gordon D. Giffin | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Wilfred A. Gobert | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Steve W. Laut | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Tim S. McKay | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Frank J. McKenna | Mgmt | For | For | For | |||||
| 1.10 | Elect Director David A. Tuer | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Annette M. Verschuren | Mgmt | For | For | For | |||||
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For | |||||
ConocoPhillips
| Meeting Date: | 05/12/2020 | Country: | USA | Primary Security ID: | 20825C104 | |||||
| Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | COP | |||||
| Shares Voted: | 18,112 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Charles E. Bunch | Mgmt | For | For | For | |||||
| 1b | Elect Director Caroline Maury Devine | Mgmt | For | For | For | |||||
| 1c | Elect Director John V. Faraci | Mgmt | For | For | For | |||||
| 1d | Elect Director Jody Freeman | Mgmt | For | For | For | |||||
| 1e | Elect Director Gay Huey Evans | Mgmt | For | For | For | |||||
| 1f | Elect Director Jeffrey A. Joerres | Mgmt | For | For | For | |||||
| 1g | Elect Director Ryan M. Lance | Mgmt | For | For | For | |||||
| 1h | Elect Director William H. McRaven | Mgmt | For | For | For | |||||
| 1i | Elect Director Sharmila Mulligan | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
ConocoPhillips
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1j | Elect Director Arjun N. Murti | Mgmt | For | For | For | |||||
| 1k | Elect Director Robert A. Niblock | Mgmt | For | For | For | |||||
| 1l | Elect Director David T. Seaton | Mgmt | For | For | For | |||||
| 1m | Elect Director R. A. Walker | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Tencent Holdings Limited
| Meeting Date: | 05/13/2020 | Country: | Cayman Islands | Primary Security ID: | G87572163 | |||||
| Record Date: | 05/07/2020 | Meeting Type: | Annual | Ticker: | 700 | |||||
| Shares Voted: | 34,500 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Final Dividend | Mgmt | For | For | For | |||||
| 3a | Elect Lau Chi Ping Martin as Director | Mgmt | For | Refer | For | |||||
| 3b | Elect Charles St Leger Searle as Director | Mgmt | For | For | For | |||||
| 3c | Elect Ke Yang as Director | Mgmt | For | For | For | |||||
| 3d | Authorize Board to Fix Remuneration of Directors | Mgmt | For | Refer | For | |||||
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against | |||||
| 6 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For | |||||
| 7 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against | |||||
| 8 | Amend the Existing Amended and Restated Memorandum of Association and Articles of Association and Adopt Second Amended and Restated Memorandum of Association and Articles of Association | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Prudential Plc
| Meeting Date: | 05/14/2020 | Country: | United Kingdom | Primary Security ID: | G72899100 | |||||
| Record Date: | 05/12/2020 | Meeting Type: | Annual | Ticker: | PRU | |||||
| Shares Voted: | 90,324 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 3 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 4 | Elect Jeremy Anderson as Director | Mgmt | For | For | For | |||||
| 5 | Elect Shriti Vadera as Director | Mgmt | For | For | For | |||||
| 6 | Re-elect Mark Fitzpatrick as Director | Mgmt | For | For | For | |||||
| 7 | Re-elect David Law as Director | Mgmt | For | For | For | |||||
| 8 | Re-elect Paul Manduca as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect Kaikhushru Nargolwala as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect Anthony Nightingale as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Philip Remnant as Director | Mgmt | For | For | For | |||||
| 12 | Re-elect Alice Schroeder as Director | Mgmt | For | For | For | |||||
| 13 | Re-elect James Turner as Director | Mgmt | For | For | For | |||||
| 14 | Re-elect Thomas Watjen as Director | Mgmt | For | For | For | |||||
| 15 | Re-elect Michael Wells as Director | Mgmt | For | For | For | |||||
| 16 | Re-elect Fields Wicker-Miurin as Director | Mgmt | For | For | For | |||||
| 17 | Re-elect Amy Yip as Director | Mgmt | For | For | For | |||||
| 18 | Reappoint KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 20 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 21 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 22 | Authorise Issue of Equity to Include Repurchased Shares | Mgmt | For | For | For | |||||
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Prudential Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 24 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
| 25 | Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities | Mgmt | For | For | For | |||||
| 26 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities | Mgmt | For | For | For | |||||
| 27 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 28 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
Deutsche Boerse AG
| Meeting Date: | 05/19/2020 | Country: | Germany | Primary Security ID: | D1882G119 | |||||
| Record Date: | Meeting Type: | Annual | Ticker: | DB1 | ||||||
| Shares Voted: | 11,925 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
| 2 | Approve Allocation of Income and Dividends of EUR 2.90 per Share | Mgmt | For | For | For | |||||
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 5 | Elect Michael Ruediger to the Supervisory Board | Mgmt | For | For | For | |||||
| 6 | Approve Creation of EUR 19 Million Pool of Capital without Preemptive Rights | Mgmt | For | For | For | |||||
| 7 | Approve Creation of EUR 19 Million Pool of Capital with Preemptive Rights | Mgmt | For | For | For | |||||
| 8 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 9 | Approve Remuneration of Supervisory Board Members | Mgmt | For | Refer | For | |||||
| 10 | Amend Corporate Purpose | Mgmt | For | For | For | |||||
| 11 | Ratify KPMG AG as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Northrop Grumman Corporation
| Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 666807102 | |||||
| Record Date: | 03/24/2020 | Meeting Type: | Annual | Ticker: | NOC | |||||
| Shares Voted: | 7,522 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Kathy J. Warden | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Marianne C. Brown | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Donald E. Felsinger | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Ann M. Fudge | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Bruce S. Gordon | Mgmt | For | For | For | |||||
| 1.6 | Elect Director William H. Hernandez | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Madeleine A. Kleiner | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Karl J. Krapek | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Gary Roughead | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Thomas M. Schoewe | Mgmt | For | For | For | |||||
| 1.11 | Elect Director James S. Turley | Mgmt | For | For | For | |||||
| 1.12 | Elect Director Mark A. Welsh, III | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Report on Human Rights Impact Assessment | SH | Against | For | For | |||||
| 5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | SH | Against | Refer | Against | |||||
Thermo Fisher Scientific Inc.
| Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 883556102 | |||||
| Record Date: | 03/27/2020 | Meeting Type: | Annual | Ticker: | TMO | |||||
| Shares Voted: | 13,499 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Marc N. Casper | Mgmt | For | For | For | |||||
| 1b | Elect Director Nelson J. Chai | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Thermo Fisher Scientific Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1c | Elect Director C. Martin Harris | Mgmt | For | For | For | |||||
| 1d | Elect Director Tyler Jacks | Mgmt | For | For | For | |||||
| 1e | Elect Director Judy C. Lewent | Mgmt | For | For | For | |||||
| 1f | Elect Director Thomas J. Lynch | Mgmt | For | For | For | |||||
| 1g | Elect Director Jim P. Manzi | Mgmt | For | For | For | |||||
| 1h | Elect Director James C. Mullen | Mgmt | For | For | For | |||||
| 1i | Elect Director Lars R. Sorensen | Mgmt | For | For | For | |||||
| 1j | Elect Director Debora L. Spar | Mgmt | For | For | For | |||||
| 1k | Elect Director Scott M. Sperling | Mgmt | For | For | For | |||||
| 1l | Elect Director Dion J. Weisler | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
Morgan Stanley
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 617446448 | |||||
| Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | MS | |||||
| Shares Voted: | 27,772 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Elizabeth Corley | Mgmt | For | For | For | |||||
| 1b | Elect Director Alistair Darling | Mgmt | For | For | For | |||||
| 1c | Elect Director Thomas H. Glocer | Mgmt | For | For | For | |||||
| 1d | Elect Director James P. Gorman | Mgmt | For | For | For | |||||
| 1e | Elect Director Robert H. Herz | Mgmt | For | For | For | |||||
| 1f | Elect Director Nobuyuki Hirano | Mgmt | For | For | For | |||||
| 1g | Elect Director Stephen J. Luczo | Mgmt | For | For | For | |||||
| 1h | Elect Director Jami Miscik | Mgmt | For | For | For | |||||
| 1i | Elect Director Dennis M. Nally | Mgmt | For | For | For | |||||
| 1j | Elect Director Takeshi Ogasawara | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Morgan Stanley
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1k | Elect Director Hutham S. Olayan | Mgmt | For | For | For | |||||
| 1l | Elect Director Mary L. Schapiro | Mgmt | For | For | For | |||||
| 1m | Elect Director Perry M. Traquina | Mgmt | For | For | For | |||||
| 1n | Elect Director Rayford Wilkins, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
PayPal Holdings, Inc.
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 70450Y103 | |||||
| Record Date: | 03/27/2020 | Meeting Type: | Annual | Ticker: | PYPL | |||||
| Shares Voted: | 24,038 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Rodney C. Adkins | Mgmt | For | For | For | |||||
| 1b | Elect Director Jonathan Christodoro | Mgmt | For | For | For | |||||
| 1c | Elect Director John J. Donahoe | Mgmt | For | For | For | |||||
| 1d | Elect Director David W. Dorman | Mgmt | For | For | For | |||||
| 1e | Elect Director Belinda J. Johnson | Mgmt | For | For | For | |||||
| 1f | Elect Director Gail J. McGovern | Mgmt | For | For | For | |||||
| 1g | Elect Director Deborah M. Messemer | Mgmt | For | For | For | |||||
| 1h | Elect Director David M. Moffett | Mgmt | For | For | For | |||||
| 1i | Elect Director Ann M. Sarnoff | Mgmt | For | For | For | |||||
| 1j | Elect Director Daniel H. Schulman | Mgmt | For | For | For | |||||
| 1k | Elect Director Frank D. Yeary | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
| 5 | Adopt Human and Indigenous People’s Rights Policy | SH | Against | Against | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
The Home Depot, Inc.
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 437076102 | |||||
| Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | HD | |||||
| Shares Voted: | 6,379 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Gerard J. Arpey | Mgmt | For | For | For | |||||
| 1b | Elect Director Ari Bousbib | Mgmt | For | For | For | |||||
| 1c | Elect Director Jeffery H. Boyd | Mgmt | For | For | For | |||||
| 1d | Elect Director Gregory D. Brenneman | Mgmt | For | For | For | |||||
| 1e | Elect Director J. Frank Brown | Mgmt | For | For | For | |||||
| 1f | Elect Director Albert P. Carey | Mgmt | For | For | For | |||||
| 1g | Elect Director Helena B. Foulkes | Mgmt | For | For | For | |||||
| 1h | Elect Director Linda R. Gooden | Mgmt | For | For | For | |||||
| 1i | Elect Director Wayne M. Hewett | Mgmt | For | For | For | |||||
| 1j | Elect Director Manuel Kadre | Mgmt | For | For | For | |||||
| 1k | Elect Director Stephanie C. Linnartz | Mgmt | For | For | For | |||||
| 1l | Elect Director Craig A. Menear | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Amend Shareholder Written Consent Provisions | SH | Against | Refer | Against | |||||
| 5 | Prepare Employment Diversity Report and Report on Diversity Policies | SH | Against | For | For | |||||
| 6 | Adopt Share Retention Policy For Senior Executives | SH | Against | Against | Against | |||||
| 7 | Report on Congruency Political Analysis and Electioneering Expenditures | SH | Against | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
VeriSign, Inc.
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 92343E102 | |||||
| Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | VRSN | |||||
| Shares Voted: | 7,383 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director D. James Bidzos | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Yehuda Ari Buchalter | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Kathleen A. Cote | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Thomas F. Frist, III | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Jamie S. Gorelick | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Roger H. Moore | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Louis A. Simpson | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Timothy Tomlinson | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Provide Right to Act by Written Consent | SH | Against | For | Against | |||||
Amazon.com, Inc.
| Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 023135106 | |||||
| Record Date: | 04/02/2020 | Meeting Type: | Annual | Ticker: | AMZN | |||||
| Shares Voted: | 3,561 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Jeffrey P. Bezos | Mgmt | For | For | For | |||||
| 1b | Elect Director Rosalind G. Brewer | Mgmt | For | For | For | |||||
| 1c | Elect Director Jamie S. Gorelick | Mgmt | For | For | For | |||||
| 1d | Elect Director Daniel P. Huttenlocher | Mgmt | For | For | For | |||||
| 1e | Elect Director Judith A. McGrath | Mgmt | For | For | For | |||||
| 1f | Elect Director Indra K. Nooyi | Mgmt | For | For | For | |||||
| 1g | Elect Director Jonathan J. Rubinstein | Mgmt | For | For | For | |||||
| 1h | Elect Director Thomas O. Ryder | Mgmt | For | For | For | |||||
| 1i | Elect Director Patricia Q. Stonesifer | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Amazon.com, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1j | Elect Director Wendell P. Weeks | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Mgmt | For | For | For | |||||
| 5 | Report on Management of Food Waste | SH | Against | For | For | |||||
| 6 | Report on Customers’ Use of its Surveillance and Computer Vision Products or Cloud-Based Services | SH | Against | For | For | |||||
| 7 | Report on Potential Human Rights Impacts of Customers’ Use of Rekognition | SH | Against | For | For | |||||
| 8 | Report on Products Promoting Hate Speech and Sales of Offensive Products | SH | Against | For | For | |||||
| 9 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
| 10 | Report on Global Median Gender/Racial Pay Gap | SH | Against | Against | Against | |||||
| 11 | Report on Reducing Environmental and Health Harms to Communities of Color | SH | Against | Against | Against | |||||
| 12 | Report on Viewpoint Discrimination | SH | Against | Against | Against | |||||
| 13 | Report on Promotion Velocity | SH | Against | Against | Against | |||||
| 14 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
| 15 | Human Rights Risk Assessment | SH | Against | For | For | |||||
| 16 | Report on Lobbying Payments and Policy | SH | Against | For | For | |||||
Dollar General Corporation
| Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 256677105 | |||||
| Record Date: | 03/19/2020 | Meeting Type: | Annual | Ticker: | DG | |||||
| Shares Voted: | 4,901 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Warren F. Bryant | Mgmt | For | For | For | |||||
| 1b | Elect Director Michael M. Calbert | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Dollar General Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1c | Elect Director Sandra B. Cochran *Withdrawn Resolution* | Mgmt | ||||||||
| 1d | Elect Director Patricia D. Fili-Krushel | Mgmt | For | For | For | |||||
| 1e | Elect Director Timothy I. McGuire | Mgmt | For | For | For | |||||
| 1f | Elect Director William C. Rhodes, III | Mgmt | For | For | For | |||||
| 1g | Elect Director Debra A. Sandler | Mgmt | For | For | For | |||||
| 1h | Elect Director Ralph E. Santana | Mgmt | For | For | For | |||||
| 1i | Elect Director Todd J. Vasos | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Approve Charter Amendment to Replace Supermajority Vote Requirements with a Majority Vote Requirement | Mgmt | For | For | For | |||||
| 5 | Approve Bylaw Amendment to Replace Supermajority Vote Requirements with a Majority Vote Requirement | Mgmt | For | For | For | |||||
Facebook, Inc.
| Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 30303M102 | |||||
| Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | FB | |||||
| Shares Voted: | 14,134 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Peggy Alford | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Marc L. Andreessen | Mgmt | For | Refer | Withhold | |||||
| 1.3 | Elect Director Andrew W. Houston | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Nancy Killefer | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Robert M. Kimmitt | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Sheryl K. Sandberg | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Peter A. Thiel | Mgmt | For | Refer | Withhold | |||||
| 1.8 | Elect Director Tracey T. Travis | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Mark Zuckerberg | Mgmt | For | Refer | Withhold | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Facebook, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Approve Non-Employee Director Compensation Policy | Mgmt | For | Refer | For | |||||
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Against | For | For | |||||
| 5 | Require Independent Board Chair | SH | Against | Refer | For | |||||
| 6 | Require a Majority Vote for the Election of Directors | SH | Against | For | For | |||||
| 7 | Report on Political Advertising | SH | Against | For | For | |||||
| 8 | Require Independent Director Nominee with Human and/or Civil Rights Experience | SH | Against | Against | Against | |||||
| 9 | Report on Civil and Human Rights Risk Assessment | SH | Against | Against | Against | |||||
| 10 | Report on Online Child Sexual Exploitation | SH | Against | For | For | |||||
| 11 | Report on Median Gender/Racial Pay Gap | SH | Against | Against | Against | |||||
Fidelity National Information Services, Inc.
| Meeting Date: | 05/28/2020 | Country: | USA | Primary Security ID: | 31620M106 | |||||
| Record Date: | 04/01/2020 | Meeting Type: | Annual | Ticker: | FIS | |||||
| Shares Voted: | 19,265 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Lee Adrean | Mgmt | For | For | For | |||||
| 1b | Elect Director Ellen R. Alemany | Mgmt | For | For | For | |||||
| 1c | Elect Director Lisa A. Hook | Mgmt | For | For | For | |||||
| 1d | Elect Director Keith W. Hughes | Mgmt | For | For | For | |||||
| 1e | Elect Director Gary L. Lauer | Mgmt | For | For | For | |||||
| 1f | Elect Director Gary A. Norcross | Mgmt | For | For | For | |||||
| 1g | Elect Director Louise M. Parent | Mgmt | For | For | For | |||||
| 1h | Elect Director Brian T. Shea | Mgmt | For | For | For | |||||
| 1i | Elect Director James B. Stallings, Jr. | Mgmt | For | For | For | |||||
| 1j | Elect Director Jeffrey E. Stiefler | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Fidelity National Information Services, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
AIA Group Limited
| Meeting Date: | 05/29/2020 | Country: | Hong Kong | Primary Security ID: | Y002A1105 | |||||
| Record Date: | 05/25/2020 | Meeting Type: | Annual | Ticker: | 1299 | |||||
| Shares Voted: | 72,000 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Final Dividend | Mgmt | For | For | For | |||||
| 3 | Elect Edmund Sze-Wing Tse as Director | Mgmt | For | For | For | |||||
| 4 | Elect Jack Chak-Kwong So as Director | Mgmt | For | For | For | |||||
| 5 | Elect Mohamed Azman Yahya Director | Mgmt | For | For | For | |||||
| 6 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 7A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | For | For | |||||
| 7B | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For | |||||
| 8 | Approve New Share Option Scheme and Terminate Existing Share Option Scheme | Mgmt | For | For | For | |||||
Total SA
| Meeting Date: | 05/29/2020 | Country: | France | Primary Security ID: | F92124100 | |||||
| Record Date: | 04/24/2020 | Meeting Type: | Annual/Special | Ticker: | FP | |||||
| Shares Voted: | 19,119 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| Meeting for ADR Holders | Mgmt | |||||||||
| Ordinary Business | Mgmt | |||||||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Total SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program | Mgmt | For | For | For | |||||
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 5 | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Mgmt | For | Refer | For | |||||
| 6 | Reelect Patricia Barbizet as Director | Mgmt | For | For | For | |||||
| 7 | Reelect Marie-Christine Coisne-Roquette as Director | Mgmt | For | For | For | |||||
| 8 | Reelect Mark Cutifani as Director | Mgmt | For | For | For | |||||
| 9 | Elect Jerome Contamine as Director | Mgmt | For | For | For | |||||
| 10 | Approve Compensation Report of Corporate Officers | Mgmt | For | Refer | For | |||||
| 11 | Approve Remuneration Policy of Directors | Mgmt | For | Refer | For | |||||
| 12 | Approve Compensation of Patrick Pouyanne, Chairman and CEO | Mgmt | For | Refer | For | |||||
| 13 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Refer | For | |||||
| Extraordinary Business | Mgmt | |||||||||
| 14 | Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly | Mgmt | For | Refer | For | |||||
| 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion | Mgmt | For | For | For | |||||
| 16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million | Mgmt | For | For | For | |||||
| 17 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Total SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 | Mgmt | For | For | For | |||||
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | For | For | |||||
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
| 21 | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans | Mgmt | For | For | For | |||||
| Shareholders Proposal | Mgmt | |||||||||
| A | Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly | SH | Against | Against | Against | |||||
Ambarella, Inc.
| Meeting Date: | 06/04/2020 | Country: | Cayman Islands | Primary Security ID: | G037AX101 | |||||
| Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | AMBA | |||||
| Shares Voted: | 35,512 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Leslie Kohn | Mgmt | For | For | For | |||||
| 1.2 | Elect Director D. Jeffrey Richardson | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Elizabeth M. Schwarting | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Gartner, Inc.
| Meeting Date: | 06/08/2020 | Country: | USA | Primary Security ID: | 366651107 | |||||
| Record Date: | 04/14/2020 | Meeting Type: | Annual | Ticker: | IT | |||||
| Shares Voted: | 10,379 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Peter E. Bisson | Mgmt | For | For | For | |||||
| 1b | Elect Director Richard J. Bressler | Mgmt | For | For | For | |||||
| 1c | Elect Director Raul E. Cesan | Mgmt | For | For | For | |||||
| 1d | Elect Director Karen E. Dykstra | Mgmt | For | For | For | |||||
| 1e | Elect Director Anne Sutherland Fuchs | Mgmt | For | For | For | |||||
| 1f | Elect Director William O. Grabe | Mgmt | For | For | For | |||||
| 1g | Elect Director Eugene A. Hall | Mgmt | For | For | For | |||||
| 1h | Elect Director Stephen G. Pagliuca | Mgmt | For | For | For | |||||
| 1i | Elect Director Eileen M. Serra | Mgmt | For | For | For | |||||
| 1j | Elect Director James C. Smith | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Taiwan Semiconductor Manufacturing Co., Ltd.
| Meeting Date: | 06/09/2020 | Country: | Taiwan | Primary Security ID: | Y84629107 | |||||
| Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | 2330 | |||||
| Shares Voted: | 36,050 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| Meeting for ADR Holders | Mgmt | |||||||||
| 1 | Approve Business Operations Report and Financial Statements | Mgmt | For | For | For | |||||
| 2 | Amend Procedures for Lending Funds to Other Parties | Mgmt | For | Refer | For | |||||
| ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING | Mgmt | |||||||||
| 3.1 | Elect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Galaxy Entertainment Group Limited
| Meeting Date: | 06/10/2020 | Country: | Hong Kong | Primary Security ID: | Y2679D118 | |||||
| Record Date: | 06/04/2020 | Meeting Type: | Annual | Ticker: | 27 | |||||
| Shares Voted: | 190,000 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2.1 | Elect Paddy Tang Lui Wai Yu as Director | Mgmt | For | For | For | |||||
| 2.2 | Elect William Yip Shue Lam as Director | Mgmt | For | For | For | |||||
| 2.3 | Elect Patrick Wong Lung Tak as Director | Mgmt | For | Against | Against | |||||
| 2.4 | Authorize Board to Fix Remuneration of Directors | Mgmt | For | Refer | For | |||||
| 3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 4.1 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For | |||||
| 4.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against | |||||
| 4.3 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against | |||||
Mastercard Incorporated
| Meeting Date: | 06/16/2020 | Country: | USA | Primary Security ID: | 57636Q104 | |||||
| Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | MA | |||||
| Shares Voted: | 9,191 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Richard Haythornthwaite | Mgmt | For | For | For | |||||
| 1b | Elect Director Ajay Banga | Mgmt | For | For | For | |||||
| 1c | Elect Director Richard K. Davis | Mgmt | For | For | For | |||||
| 1d | Elect Director Steven J. Freiberg | Mgmt | For | For | For | |||||
| 1e | Elect Director Julius Genachowski | Mgmt | For | For | For | |||||
| 1f | Elect Director Choon Phong Goh | Mgmt | For | For | For | |||||
| 1g | Elect Director Merit E. Janow | Mgmt | For | For | For | |||||
| 1h | Elect Director Oki Matsumoto | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Mastercard Incorporated
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1i | Elect Director Youngme Moon | Mgmt | For | For | For | |||||
| 1j | Elect Director Rima Qureshi | Mgmt | For | For | For | |||||
| 1k | Elect Director Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||||
| 1l | Elect Director Gabrielle Sulzberger | Mgmt | For | For | For | |||||
| 1m | Elect Director Jackson Tai | Mgmt | For | For | For | |||||
| 1n | Elect Director Lance Uggla | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
Autodesk, Inc.
| Meeting Date: | 06/18/2020 | Country: | USA | Primary Security ID: | 052769106 | |||||
| Record Date: | 04/22/2020 | Meeting Type: | Annual | Ticker: | ADSK | |||||
| Shares Voted: | 12,411 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Andrew Anagnost | Mgmt | For | For | For | |||||
| 1b | Elect Director Karen Blasing | Mgmt | For | For | For | |||||
| 1c | Elect Director Reid French | Mgmt | For | For | For | |||||
| 1d | Elect Director Ayanna Howard | Mgmt | For | For | For | |||||
| 1e | Elect Director Blake Irving | Mgmt | For | For | For | |||||
| 1f | Elect Director Mary T. McDowell | Mgmt | For | For | For | |||||
| 1g | Elect Director Stephen Milligan | Mgmt | For | For | For | |||||
| 1h | Elect Director Lorrie M. Norrington | Mgmt | For | For | For | |||||
| 1i | Elect Director Betsy Rafael | Mgmt | For | For | For | |||||
| 1j | Elect Director Stacy J. Smith | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Daikin Industries Ltd.
| Meeting Date: | 06/26/2020 | Country: | Japan | Primary Security ID: | J10038115 | |||||
| Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 6367 | |||||
| Shares Voted: | 7,300 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 80 | Mgmt | For | For | For | |||||
| 2 | Amend Articles to Reduce Directors’ Term | Mgmt | For | Refer | For | |||||
| 3.1 | Elect Director Inoue, Noriyuki | Mgmt | For | For | For | |||||
| 3.2 | Elect Director Togawa, Masanori | Mgmt | For | For | For | |||||
| 3.3 | Elect Director Terada, Chiyono | Mgmt | For | For | For | |||||
| 3.4 | Elect Director Kawada, Tatsuo | Mgmt | For | For | For | |||||
| 3.5 | Elect Director Makino, Akiji | Mgmt | For | For | For | |||||
| 3.6 | Elect Director Torii, Shingo | Mgmt | For | For | For | |||||
| 3.7 | Elect Director Tayano, Ken | Mgmt | For | For | For | |||||
| 3.8 | Elect Director Minaka, Masatsugu | Mgmt | For | For | For | |||||
| 3.9 | Elect Director Tomita, Jiro | Mgmt | For | For | For | |||||
| 3.10 | Elect Director Kanwal Jeet Jawa | Mgmt | For | For | For | |||||
| 3.11 | Elect Director Matsuzaki, Takashi | Mgmt | For | For | For | |||||
| 4 | Appoint Statutory Auditor Nagashima, Toru | Mgmt | For | Refer | For | |||||
| 5 | Appoint Alternate Statutory Auditor Ono, Ichiro | Mgmt | For | Refer | For | |||||
| 6 | Approve Compensation Ceiling for Directors | Mgmt | For | Refer | For | |||||
Koninklijke Philips NV
| Meeting Date: | 06/26/2020 | Country: | Netherlands | Primary Security ID: | N7637U112 | |||||
| Record Date: | 05/29/2020 | Meeting Type: | Special | Ticker: | PHIA | |||||
| Shares Voted: | 53,615 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| Special Meeting Agenda | Mgmt | |||||||||
| 1 | Approve Dividends of EUR 0.85 Per Share | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
LVMH Moet Hennessy Louis Vuitton SE
| Meeting Date: | 06/30/2020 | Country: | France | Primary Security ID: | F58485115 | |||||
| Record Date: | 06/26/2020 | Meeting Type: | Annual/Special | Ticker: | MC | |||||
| Shares Voted: | 1,951 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| Ordinary Business | Mgmt | |||||||||
| 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Dividends of EUR 4.80 per Share | Mgmt | For | For | For | |||||
| 4 | Approve Auditors’ Special Report on Related-Party Transactions | Mgmt | For | Refer | Against | |||||
| 5 | Reelect Delphine Arnault as Director | Mgmt | For | Refer | For | |||||
| 6 | Reelect Antonio Belloni as Director | Mgmt | For | Refer | For | |||||
| 7 | Reelect Diego Della Valle as Director | Mgmt | For | Against | Against | |||||
| 8 | Reelect Marie-Josee Kravis as Director | Mgmt | For | For | For | |||||
| 9 | Reelect Marie-Laure Sauty de Chalon as Director | Mgmt | For | For | For | |||||
| 10 | Elect Natacha Valla as Director | Mgmt | For | For | For | |||||
| 11 | Appoint Lord Powell of Bayswater as Censor | Mgmt | For | Refer | Against | |||||
| 12 | Approve Compensation Report of Corporate Officers | Mgmt | For | Refer | For | |||||
| 13 | Approve Compensation of Bernard Arnault, Chairman and CEO | Mgmt | For | Refer | For | |||||
| 14 | Approve Compensation of Antonio Belloni, Vice-CEO | Mgmt | For | Refer | For | |||||
| 15 | Approve Remuneration Policy of Corporate Officers | Mgmt | For | Refer | For | |||||
| 16 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Refer | Against | |||||
| 17 | Approve Remuneration Policy of Vice-CEO | Mgmt | For | Refer | Against | |||||
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| Extraordinary Business | Mgmt | |||||||||
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
LVMH Moet Hennessy Louis Vuitton SE
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 20 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Mgmt | For | For | Against | |||||
| 21 | Amend Article 11 of Bylaws Re: Employee Representative | Mgmt | For | For | For | |||||
| 22 | Amend Article 13 of Bylaws Re: Board Members Deliberation via Written Consultation | Mgmt | For | Refer | For | |||||
| 23 | Amend Article 14 of Bylaws Re: Board Powers | Mgmt | For | Refer | For | |||||
| 24 | Amend Article 20, 21, 23 and 25 of Bylaws to Comply with Legal Changes | Mgmt | For | For | For | |||||
Recruit Holdings Co., Ltd.
| Meeting Date: | 06/30/2020 | Country: | Japan | Primary Security ID: | J6433A101 | |||||
| Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 6098 | |||||
| Shares Voted: | 79,400 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Minegishi, Masumi | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Idekoba, Hisayuki | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Senaha, Ayano | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Rony Kahan | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Izumiya, Naoki | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Totoki, Hiroki | Mgmt | For | For | For | |||||
| 2.1 | Appoint Statutory Auditor Nagashima, Yukiko | Mgmt | For | Refer | For | |||||
| 2.2 | Appoint Statutory Auditor Ogawa, Yoichiro | Mgmt | For | Refer | For | |||||
| 2.3 | Appoint Statutory Auditor Natori, Katsuya | Mgmt | For | Refer | For | |||||
| 2.4 | Appoint Alternate Statutory Auditor Tanaka, Miho | Mgmt | For | Refer | For | |||||
IVY VIP GOVERNMENT MONEY MARKET
Proxy Voting Record
There was no proxy voting for Ivy VIP Government Money Market, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP GROWTH
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
VF Corporation
| Meeting Date: | 07/16/2019 | Country: | USA | Primary Security ID: | 918204108 | |||||
| Record Date: | 05/22/2019 | Meeting Type: | Annual | Ticker: | VFC | |||||
| Shares Voted: | 244,000 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Richard T. Carucci | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Juliana L. Chugg | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Benno Dorer | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Mark S. Hoplamazian | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Laura W. Lang | Mgmt | For | For | For | |||||
| 1.6 | Elect Director W. Alan McCollough | Mgmt | For | For | For | |||||
| 1.7 | Elect Director W. Rodney McMullen | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Clarence Otis, Jr. | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Steven E. Rendle | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Carol L. Roberts | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Matthew J. Shattock | Mgmt | For | For | For | |||||
| 1.12 | Elect Director Veronica B. Wu | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
ABIOMED, Inc.
| Meeting Date: | 08/07/2019 | Country: | USA | Primary Security ID: | 003654100 | |||||
| Record Date: | 06/10/2019 | Meeting Type: | Annual | Ticker: | ABMD | |||||
| Shares Voted: | 27,000 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Michael R. Minogue | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Martin P. Sutter | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Electronic Arts Inc.
| Meeting Date: | 08/08/2019 | Country: | USA | Primary Security ID: | 285512109 | |||||
| Record Date: | 06/14/2019 | Meeting Type: | Annual | Ticker: | EA | |||||
| Shares Voted: | 116,000 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Leonard S. Coleman | Mgmt | For | For | For | |||||
| 1b | Elect Director Jay C. Hoag | Mgmt | For | For | For | |||||
| 1c | Elect Director Jeffrey T. Huber | Mgmt | For | For | For | |||||
| 1d | Elect Director Lawrence F. Probst, III | Mgmt | For | For | For | |||||
| 1e | Elect Director Talbott Roche | Mgmt | For | For | For | |||||
| 1f | Elect Director Richard A. Simonson | Mgmt | For | For | For | |||||
| 1g | Elect Director Luis A. Ubinas | Mgmt | For | For | For | |||||
| 1h | Elect Director Heidi J. Ueberroth | Mgmt | For | For | For | |||||
| 1i | Elect Director Andrew Wilson | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Provide Right for Shareholders Holding 25% or More of the Common Stock to Call Special Meetings | Mgmt | For | For | For | |||||
| 6 | Provide Right for Shareholders Holding 15% or More of the Common Stock to Call Special Meetings | SH | Against | For | For | |||||
NIKE, Inc.
| Meeting Date: | 09/19/2019 | Country: | USA | Primary Security ID: | 654106103 | |||||
| Record Date: | 07/19/2019 | Meeting Type: | Annual | Ticker: | NKE | |||||
| Shares Voted: | 230,900 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Alan B. Graf, Jr. | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Peter B. Henry | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
NIKE, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.3 | Elect Director Michelle A. Peluso | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
Broadridge Financial Solutions, Inc.
| Meeting Date: | 11/14/2019 | Country: | USA | Primary Security ID: | 11133T103 | |||||
| Record Date: | 09/19/2019 | Meeting Type: | Annual | Ticker: | BR | |||||
| Shares Voted: | 88,300 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Leslie A. Brun | Mgmt | For | For | For | |||||
| 1b | Elect Director Pamela L. Carter | Mgmt | For | For | For | |||||
| 1c | Elect Director Richard J. Daly | Mgmt | For | For | For | |||||
| 1d | Elect Director Robert N. Duelks | Mgmt | For | For | For | |||||
| 1e | Elect Director Timothy C. Gokey | Mgmt | For | For | For | |||||
| 1f | Elect Director Brett A. Keller | Mgmt | For | For | For | |||||
| 1g | Elect Director Maura A. Markus | Mgmt | For | For | For | |||||
| 1h | Elect Director Thomas J. Perna | Mgmt | For | For | For | |||||
| 1i | Elect Director Alan J. Weber | Mgmt | For | For | For | |||||
| 1j | Elect Director Amit K. Zavery | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
The Estee Lauder Companies Inc.
| Meeting Date: | 11/15/2019 | Country: | USA | Primary Security ID: | 518439104 | |||||
| Record Date: | 09/16/2019 | Meeting Type: | Annual | Ticker: | EL | |||||
| Shares Voted: | 93,861 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Ronald S. Lauder | Mgmt | For | For | For | |||||
| 1.2 | Elect Director William P. Lauder | Mgmt | For | Refer | Withhold | |||||
| 1.3 | Elect Director Richard D. Parsons | Mgmt | For | Refer | Withhold | |||||
| 1.4 | Elect Director Lynn Forester de Rothschild | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Jennifer Tejada | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Richard F. Zannino | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
Microsoft Corporation
| Meeting Date: | 12/04/2019 | Country: | USA | Primary Security ID: | 594918104 | |||||
| Record Date: | 10/08/2019 | Meeting Type: | Annual | Ticker: | MSFT | |||||
| Shares Voted: | 478,748 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director William H. Gates, III | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Reid G. Hoffman | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Hugh F. Johnston | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Teri L. List-Stoll | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Satya Nadella | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Sandra E. Peterson | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Penny S. Pritzker | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Charles W. Scharf | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Arne M. Sorenson | Mgmt | For | For | For | |||||
| 1.10 | Elect Director John W. Stanton | Mgmt | For | For | For | |||||
| 1.11 | Elect Director John W. Thompson | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Microsoft Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.12 | Elect Director Emma N. Walmsley | Mgmt | For | For | For | |||||
| 1.13 | Elect Director Padmasree Warrior | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Report on Employee Representation on the Board of Directors | SH | Against | Refer | Against | |||||
| 5 | Report on Gender Pay Gap | SH | Against | Against | Against | |||||
Intuit Inc.
| Meeting Date: | 01/23/2020 | Country: | USA | Primary Security ID: | 461202103 | |||||
| Record Date: | 11/25/2019 | Meeting Type: | Annual | Ticker: | INTU | |||||
| Shares Voted: | 60,666 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Eve Burton | Mgmt | For | For | For | |||||
| 1b | Elect Director Scott D. Cook | Mgmt | For | For | For | |||||
| 1c | Elect Director Richard L. Dalzell | Mgmt | For | For | For | |||||
| 1d | Elect Director Sasan K. Goodarzi | Mgmt | For | For | For | |||||
| 1e | Elect Director Deborah Liu | Mgmt | For | For | For | |||||
| 1f | Elect Director Suzanne Nora Johnson | Mgmt | For | For | For | |||||
| 1g | Elect Director Dennis D. Powell | Mgmt | For | For | For | |||||
| 1h | Elect Director Brad D. Smith | Mgmt | For | For | For | |||||
| 1i | Elect Director Thomas Szkutak | Mgmt | For | For | For | |||||
| 1j | Elect Director Raul Vazquez | Mgmt | For | For | For | |||||
| 1k | Elect Director Jeff Weiner | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Adopt a Mandatory Arbitration Bylaw | SH | Against | Refer | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Visa Inc.
| Meeting Date: | 01/28/2020 | Country: | USA | Primary Security ID: | 92826C839 | |||||
| Record Date: | 11/29/2019 | Meeting Type: | Annual | Ticker: | V | |||||
| Shares Voted: | 200,974 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Lloyd A. Carney | Mgmt | For | Refer | For | |||||
| 1b | Elect Director Mary B. Cranston | Mgmt | For | For | For | |||||
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||||
| 1d | Elect Director Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||||
| 1e | Elect Director Ramon L. Laguarta | Mgmt | For | For | For | |||||
| 1f | Elect Director John F. Lundgren | Mgmt | For | For | For | |||||
| 1g | Elect Director Robert W. Matschullat | Mgmt | For | For | For | |||||
| 1h | Elect Director Denise M. Morrison | Mgmt | For | For | For | |||||
| 1i | Elect Director Suzanne Nora Johnson | Mgmt | For | For | For | |||||
| 1j | Elect Director John A. C. Swainson | Mgmt | For | For | For | |||||
| 1k | Elect Director Maynard G. Webb, Jr. | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Apple Inc.
| Meeting Date: | 02/26/2020 | Country: | USA | Primary Security ID: | 037833100 | |||||
| Record Date: | 01/02/2020 | Meeting Type: | Annual | Ticker: | AAPL | |||||
| Shares Voted: | 166,113 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director James Bell | Mgmt | For | For | For | |||||
| 1b | Elect Director Tim Cook | Mgmt | For | For | For | |||||
| 1c | Elect Director Al Gore | Mgmt | For | For | For | |||||
| 1d | Elect Director Andrea Jung | Mgmt | For | For | For | |||||
| 1e | Elect Director Art Levinson | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Apple Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1f | Elect Director Ron Sugar | Mgmt | For | For | For | |||||
| 1g | Elect Director Sue Wagner | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Proxy Access Amendments | SH | Against | Against | Against | |||||
| 5 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | Against | Against | |||||
| 6 | Report on Freedom of Expression and Access to Information Policies | SH | Against | Against | Against | |||||
The Walt Disney Company
| Meeting Date: | 03/11/2020 | Country: | USA | Primary Security ID: | 254687106 | |||||
| Record Date: | 01/13/2020 | Meeting Type: | Annual | Ticker: | DIS | |||||
| Shares Voted: | 74,030 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Susan E. Arnold | Mgmt | For | For | For | |||||
| 1b | Elect Director Mary T. Barra | Mgmt | For | For | For | |||||
| 1c | Elect Director Safra A. Catz | Mgmt | For | For | For | |||||
| 1d | Elect Director Francis A. deSouza | Mgmt | For | For | For | |||||
| 1e | Elect Director Michael B.G. Froman | Mgmt | For | For | For | |||||
| 1f | Elect Director Robert A. Iger | Mgmt | For | For | For | |||||
| 1g | Elect Director Maria Elena Lagomasino | Mgmt | For | For | For | |||||
| 1h | Elect Director Mark G. Parker | Mgmt | For | For | For | |||||
| 1i | Elect Director Derica W. Rice | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
The Cooper Companies, Inc.
| Meeting Date: | 03/18/2020 | Country: | USA | Primary Security ID: | 216648402 | |||||
| Record Date: | 01/23/2020 | Meeting Type: | Annual | Ticker: | COO | |||||
| Shares Voted: | 8,133 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director A. Thomas Bender | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Colleen E. Jay | Mgmt | For | For | For | |||||
| 1.3 | Elect Director William A. Kozy | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Jody S. Lindell | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Gary S. Petersmeyer | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Allan E. Rubenstein | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Robert S. Weiss | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Albert G. White, III | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Adobe Inc.
| Meeting Date: | 04/09/2020 | Country: | USA | Primary Security ID: | 00724F101 | |||||
| Record Date: | 02/12/2020 | Meeting Type: | Annual | Ticker: | ADBE | |||||
| Shares Voted: | 63,777 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Amy L. Banse | Mgmt | For | For | For | |||||
| 1b | Elect Director Frank A. Calderoni | Mgmt | For | For | For | |||||
| 1c | Elect Director James E. Daley | Mgmt | For | For | For | |||||
| 1d | Elect Director Laura B. Desmond | Mgmt | For | For | For | |||||
| 1e | Elect Director Charles M. Geschke | Mgmt | For | For | For | |||||
| 1f | Elect Director Shantanu Narayen | Mgmt | For | For | For | |||||
| 1g | Elect Director Kathleen Oberg | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Adobe Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1h | Elect Director Dheeraj Pandey | Mgmt | For | For | For | |||||
| 1i | Elect Director David A. Ricks | Mgmt | For | For | For | |||||
| 1j | Elect Director Daniel L. Rosensweig | Mgmt | For | For | For | |||||
| 1k | Elect Director John E. Warnock | Mgmt | For | For | For | |||||
| 2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 5 | Report on Gender Pay Gap | SH | Against | Against | Against | |||||
Ferrari NV
| Meeting Date: | 04/16/2020 | Country: | Netherlands | Primary Security ID: | N3167Y103 | |||||
| Record Date: | 03/19/2020 | Meeting Type: | Annual | Ticker: | RACE | |||||
| Shares Voted: | 88,231 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| Annual Meeting Agenda | Mgmt | |||||||||
| 1 | Open Meeting | Mgmt | ||||||||
| 2.a | Receive Director’s Board Report (Non-Voting) | Mgmt | ||||||||
| 2.b | Receive Explanation on Company’s Reserves and Dividend Policy | Mgmt | ||||||||
| 2.c | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 2.d | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2.e | Approve Dividends of EUR 1.13 Per Share | Mgmt | For | For | For | |||||
| 2.f | Approve Discharge of Directors | Mgmt | For | For | For | |||||
| 3.a | Reelect John Elkann as Executive Director | Mgmt | For | Refer | For | |||||
| 3.b | Reelect Louis C. Camilleri as Executive Director | Mgmt | For | For | For | |||||
| 3.c | Reelect Piero Ferrari as Non-Executive Director | Mgmt | For | For | For | |||||
| 3.d | Reelect Delphine Arnault as Non-Executive Director | Mgmt | For | Against | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Ferrari NV
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 3.e | Reelect Eduardo H. Cue as Non-Executive Director | Mgmt | For | For | For | |||||
| 3.f | Reelect Sergio Duca as Non-Executive Director | Mgmt | For | For | For | |||||
| 3.g | Reelect Maria Patrizia Grieco as Non-Executive Director | Mgmt | For | For | For | |||||
| 3.h | Reelect Adam Keswick as Non-Executive Director | Mgmt | For | For | For | |||||
| 3.i | Elect Francesca Bellettini as Non-Executive Director | Mgmt | For | For | For | |||||
| 3.j | Elect Roberto Cingolani as Non-Executive Director | Mgmt | For | For | For | |||||
| 3.k | Elect John Galantic as Non-Executive Director | Mgmt | For | For | For | |||||
| 4 | Appoint Ernst & Young Accountants LLP as Auditors | Mgmt | For | For | For | |||||
| 5 | Amend Remuneration Policy | Mgmt | For | Refer | For | |||||
| 6.1 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Mgmt | For | Refer | Against | |||||
| 6.2 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Mgmt | For | Refer | Against | |||||
| 6.3 | Grant Board Authority to Issue Special Voting Shares | Mgmt | For | Refer | Against | |||||
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 8 | Approve Awards to Chairman | Mgmt | For | For | For | |||||
| 9 | Close Meeting | Mgmt | ||||||||
Stanley Black & Decker, Inc.
| Meeting Date: | 04/17/2020 | Country: | USA | Primary Security ID: | 854502101 | |||||
| Record Date: | 02/14/2020 | Meeting Type: | Annual | Ticker: | SWK | |||||
| Shares Voted: | 112,309 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Andrea J. Ayers | Mgmt | For | For | For | |||||
| 1.2 | Elect Director George W. Buckley | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Patrick D. Campbell | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Stanley Black & Decker, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.4 | Elect Director Carlos M. Cardoso | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Robert B. Coutts | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Debra A. Crew | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Michael D. Hankin | Mgmt | For | For | For | |||||
| 1.8 | Elect Director James M. Loree | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Dmitri L. Stockton | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Irving Tan | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
The Coca-Cola Company
| Meeting Date: | 04/22/2020 | Country: | USA | Primary Security ID: | 191216100 | |||||
| Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | KO | |||||
| Shares Voted: | 459,680 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Herbert A. Allen | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Marc Bolland | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Ana Botin | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Christopher C. Davis | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Barry Diller | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Helene D. Gayle | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Alexis M. Herman | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Robert A. Kotick | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Maria Elena Lagomasino | Mgmt | For | For | For | |||||
| 1.10 | Elect Director James Quincey | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Caroline J. Tsay | Mgmt | For | For | For | |||||
| 1.12 | Elect Director David B. Weinberg | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
The Coca-Cola Company
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
| 4 | Report on the Health Impacts and Risks of Sugar in the Company’s Products | SH | Against | Refer | Against | |||||
Intuitive Surgical, Inc.
| Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 46120E602 | |||||
| Record Date: | 02/28/2020 | Meeting Type: | Annual | Ticker: | ISRG | |||||
| Shares Voted: | 19,815 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Craig H. Barratt | Mgmt | For | For | For | |||||
| 1b | Elect Director Joseph C. Beery | Mgmt | For | For | For | |||||
| 1c | Elect Director Gary S. Guthart | Mgmt | For | For | For | |||||
| 1d | Elect Director Amal M. Johnson | Mgmt | For | For | For | |||||
| 1e | Elect Director Don R. Kania | Mgmt | For | For | For | |||||
| 1f | Elect Director Amy L. Ladd | Mgmt | For | For | For | |||||
| 1g | Elect Director Keith R. Leonard, Jr. | Mgmt | For | For | For | |||||
| 1h | Elect Director Alan J. Levy | Mgmt | For | For | For | |||||
| 1i | Elect Director Jami Dover Nachtsheim | Mgmt | For | For | For | |||||
| 1j | Elect Director Mark J. Rubash | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Eliminate Supermajority Vote Requirement | Mgmt | For | For | For | |||||
| 6 | Provide Right to Call Special Meeting | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
J.B. Hunt Transport Services, Inc.
| Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 445658107 | |||||
| Record Date: | 02/18/2020 | Meeting Type: | Annual | Ticker: | JBHT | |||||
| Shares Voted: | 85,068 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Douglas G. Duncan | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Francesca M. Edwardson | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Wayne Garrison | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Sharilyn S. Gasaway | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Gary C. George | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Bryan Hunt | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Gale V. King | Mgmt | For | For | For | |||||
| 1.8 | Elect Director John N. Roberts, III | Mgmt | For | For | For | |||||
| 1.9 | Elect Director James L. Robo | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Kirk Thompson | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Report on Political Contributions | SH | Against | Against | Against | |||||
| 5 | Report on Climate Change Initiatives | SH | Against | Refer | Against | |||||
Danaher Corporation
| Meeting Date: | 05/05/2020 | Country: | USA | Primary Security ID: | 235851102 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | DHR | |||||
| Shares Voted: | 50,515 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Linda Hefner Filler | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Teri List-Stoll | Mgmt | For | Refer | For | |||||
| 1.4 | Elect Director Walter G. Lohr, Jr. | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Danaher Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.5 | Elect Director Jessica L. Mega | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Pardis C. Sabeti | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Mitchell P. Rales | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Steven M. Rales | Mgmt | For | For | For | |||||
| 1.9 | Elect Director John T. Schwieters | Mgmt | For | Refer | For | |||||
| 1.10 | Elect Director Alan G. Spoon | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Raymond C. Stevens | Mgmt | For | For | For | |||||
| 1.12 | Elect Director Elias A. Zerhouni | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
CME Group Inc.
| Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 12572Q105 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | CME | |||||
| Shares Voted: | 71,292 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Terrence A. Duffy | Mgmt | For | For | For | |||||
| 1b | Elect Director Timothy S. Bitsberger | Mgmt | For | For | For | |||||
| 1c | Elect Director Charles P. Carey | Mgmt | For | For | For | |||||
| 1d | Elect Director Dennis H. Chookaszian | Mgmt | For | For | For | |||||
| 1e | Elect Director Bryan T. Durkin | Mgmt | For | For | For | |||||
| 1f | Elect Director Ana Dutra | Mgmt | For | For | For | |||||
| 1g | Elect Director Martin J. Gepsman | Mgmt | For | For | For | |||||
| 1h | Elect Director Larry G. Gerdes | Mgmt | For | For | For | |||||
| 1i | Elect Director Daniel R. Glickman | Mgmt | For | For | For | |||||
| 1j | Elect Director Daniel G. Kaye | Mgmt | For | For | For | |||||
| 1k | Elect Director Phyllis M. Lockett | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
CME Group Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1l | Elect Director Deborah J. Lucas | Mgmt | For | For | For | |||||
| 1m | Elect Director Terry L. Savage | Mgmt | For | For | For | |||||
| 1n | Elect Director Rahael Seifu | Mgmt | For | For | For | |||||
| 1o | Elect Director William R. Shepard | Mgmt | For | For | For | |||||
| 1p | Elect Director Howard J. Siegel | Mgmt | For | For | For | |||||
| 1q | Elect Director Dennis A. Suskind | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Mettler-Toledo International Inc.
| Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 592688105 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | MTD | |||||
| Shares Voted: | 5,344 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Robert F. Spoerry | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Wah-Hui Chu | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Domitille Doat-Le Bigot | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Olivier A. Filliol | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Elisha W. Finney | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Richard Francis | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Michael A. Kelly | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Thomas P. Salice | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Tractor Supply Company
| Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 892356106 | |||||
| Record Date: | 03/10/2020 | Meeting Type: | Annual | Ticker: | TSCO | |||||
| Shares Voted: | 143,528 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Cynthia T. Jamison | Mgmt | For | For | �� | For | ||||
| 1.2 | Elect Director Ricardo Cardenas | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Denise L. Jackson | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Thomas A. Kingsbury | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Ramkumar Krishnan | Mgmt | For | For | For | |||||
| 1.6 | Elect Director George MacKenzie | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Edna K. Morris | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Mark J. Weikel | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Harry A. Lawton, III | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Eliminate Supermajority Vote Requirement | Mgmt | For | For | For | |||||
Motorola Solutions, Inc.
| Meeting Date: | 05/11/2020 | Country: | USA | Primary Security ID: | 620076307 | |||||
| Record Date: | 03/13/2020 | Meeting Type: | Annual | Ticker: | MSI | |||||
| Shares Voted: | 140,228 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Gregory Q. Brown | Mgmt | For | For | For | |||||
| 1b | Elect Director Kenneth D. Denman | Mgmt | For | For | For | |||||
| 1c | Elect Director Egon P. Durban | Mgmt | For | Refer | Against | |||||
| 1d | Elect Director Clayton M. Jones | Mgmt | For | For | For | |||||
| 1e | Elect Director Judy C. Lewent | Mgmt | For | For | For | |||||
| 1f | Elect Director Gregory K. Mondre | Mgmt | For | Refer | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Motorola Solutions, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1g | Elect Director Anne R. Pramaggiore | Mgmt | For | For | For | |||||
| 1h | Elect Director Joseph M. Tucci | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Report on Political Contributions | SH | Against | Against | Against | |||||
S&P Global Inc.
| Meeting Date: | 05/13/2020 | Country: | USA | Primary Security ID: | 78409V104 | |||||
| Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | SPGI | |||||
| Shares Voted: | 48,321 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Marco Alvera | Mgmt | For | For | For | |||||
| 1.2 | Elect Director William J. Amelio | Mgmt | For | For | For | |||||
| 1.3 | Elect Director William D. Green | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Charles E. Haldeman, Jr. | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Stephanie C. Hill | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Rebecca J. Jacoby | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Monique F. Leroux | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Maria R. Morris | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Douglas L. Peterson | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Edward B. Rust, Jr. | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Kurt L. Schmoke | Mgmt | For | For | For | |||||
| 1.12 | Elect Director Richard E. Thornburgh | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Provide Directors May Be Removed With or Without Cause | Mgmt | For | Refer | For | |||||
| 4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Union Pacific Corporation
| Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 907818108 | |||||
| Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | UNP | |||||
| Shares Voted: | 58,351 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Andrew H. Card, Jr. | Mgmt | For | For | For | |||||
| 1b | Elect Director William J. DeLaney | Mgmt | For | For | For | |||||
| 1c | Elect Director David B. Dillon | Mgmt | For | For | For | |||||
| 1d | Elect Director Lance M. Fritz | Mgmt | For | For | For | |||||
| 1e | Elect Director Deborah C. Hopkins | Mgmt | For | For | For | |||||
| 1f | Elect Director Jane H. Lute | Mgmt | For | For | For | |||||
| 1g | Elect Director Michael R. McCarthy | Mgmt | For | For | For | |||||
| 1h | Elect Director Thomas F. McLarty, III | Mgmt | For | For | For | |||||
| 1i | Elect Director Bhavesh V. Patel | Mgmt | For | For | For | |||||
| 1j | Elect Director Jose H. Villarreal | Mgmt | For | For | For | |||||
| 1k | Elect Director Christopher J. Williams | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
| 5 | Report on Climate Change | SH | Against | Against | Against | |||||
American Tower Corporation
| Meeting Date: | 05/18/2020 | Country: | USA | Primary Security ID: | 03027X100 | |||||
| Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | AMT | |||||
| Shares Voted: | 27,114 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Thomas A. Bartlett | Mgmt | For | For | For | |||||
| 1b | Elect Director Raymond P. Dolan | Mgmt | For | For | For | |||||
| 1c | Elect Director Robert D. Hormats | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
American Tower Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1d | Elect Director Gustavo Lara Cantu | Mgmt | For | For | For | |||||
| 1e | Elect Director Grace D. Lieblein | Mgmt | For | For | For | |||||
| 1f | Elect Director Craig Macnab | Mgmt | For | For | For | |||||
| 1g | Elect Director JoAnn A. Reed | Mgmt | For | For | For | |||||
| 1h | Elect Director Pamela D.A. Reeve | Mgmt | For | For | For | |||||
| 1i | Elect Director David E. Sharbutt | Mgmt | For | For | For | |||||
| 1j | Elect Director Bruce L. Tanner | Mgmt | For | For | For | |||||
| 1k | Elect Director Samme L. Thompson | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Report on Political Contributions and Expenditures | SH | Against | Against | Against | |||||
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
Northrop Grumman Corporation
| Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 666807102 | |||||
| Record Date: | 03/24/2020 | Meeting Type: | Annual | Ticker: | NOC | |||||
| Shares Voted: | 33,038 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Kathy J. Warden | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Marianne C. Brown | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Donald E. Felsinger | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Ann M. Fudge | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Bruce S. Gordon | Mgmt | For | For | For | |||||
| 1.6 | Elect Director William H. Hernandez | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Madeleine A. Kleiner | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Karl J. Krapek | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Gary Roughead | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Northrop Grumman Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.10 | Elect Director Thomas M. Schoewe | Mgmt | For | For | For | |||||
| 1.11 | Elect Director James S. Turley | Mgmt | For | For | For | |||||
| 1.12 | Elect Director Mark A. Welsh, III | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Report on Human Rights Impact Assessment | SH | Against | For | For | |||||
| 5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | SH | Against | Refer | Against | |||||
Verisk Analytics, Inc.
| Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 92345Y106 | |||||
| Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | VRSK | |||||
| Shares Voted: | 70,282 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Christopher M. Foskett | Mgmt | For | For | For | |||||
| 1b | Elect Director David B. Wright | Mgmt | For | For | For | |||||
| 1c | Elect Director Annell R. Bay | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
Zoetis Inc.
| Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 98978V103 | |||||
| Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | ZTS | |||||
| Shares Voted: | 82,313 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Gregory Norden | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Zoetis Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1b | Elect Director Louise M. Parent | Mgmt | For | For | For | |||||
| 1c | Elect Director Kristin C. Peck | Mgmt | For | For | For | |||||
| 1d | Elect Director Robert W. Scully | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
| 4 | Ratify KPMG LLP as Auditor | Mgmt | For | For | For | |||||
PayPal Holdings, Inc.
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 70450Y103 | |||||
| Record Date: | 03/27/2020 | Meeting Type: | Annual | Ticker: | PYPL | |||||
| Shares Voted: | 133,579 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Rodney C. Adkins | Mgmt | For | For | For | |||||
| 1b | Elect Director Jonathan Christodoro | Mgmt | For | For | For | |||||
| 1c | Elect Director John J. Donahoe | Mgmt | For | For | For | |||||
| 1d | Elect Director David W. Dorman | Mgmt | For | For | For | |||||
| 1e | Elect Director Belinda J. Johnson | Mgmt | For | For | For | |||||
| 1f | Elect Director Gail J. McGovern | Mgmt | For | For | For | |||||
| 1g | Elect Director Deborah M. Messemer | Mgmt | For | For | For | |||||
| 1h | Elect Director David M. Moffett | Mgmt | For | For | For | |||||
| 1i | Elect Director Ann M. Sarnoff | Mgmt | For | For | For | |||||
| 1j | Elect Director Daniel H. Schulman | Mgmt | For | For | For | |||||
| 1k | Elect Director Frank D. Yeary | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
| 5 | Adopt Human and Indigenous People’s Rights Policy | SH | Against | Against | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
The Home Depot, Inc.
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 437076102 | |||||
| Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | HD | |||||
| Shares Voted: | 74,182 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Gerard J. Arpey | Mgmt | For | For | For | |||||
| 1b | Elect Director Ari Bousbib | Mgmt | For | For | For | |||||
| 1c | Elect Director Jeffery H. Boyd | Mgmt | For | For | For | |||||
| 1d | Elect Director Gregory D. Brenneman | Mgmt | For | For | For | |||||
| 1e | Elect Director J. Frank Brown | Mgmt | For | For | For | |||||
| 1f | Elect Director Albert P. Carey | Mgmt | For | For | For | |||||
| 1g | Elect Director Helena B. Foulkes | Mgmt | For | For | For | |||||
| 1h | Elect Director Linda R. Gooden | Mgmt | For | For | For | |||||
| 1i | Elect Director Wayne M. Hewett | Mgmt | For | For | For | |||||
| 1j | Elect Director Manuel Kadre | Mgmt | For | For | For | |||||
| 1k | Elect Director Stephanie C. Linnartz | Mgmt | For | For | For | |||||
| 1l | Elect Director Craig A. Menear | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Amend Shareholder Written Consent Provisions | SH | Against | Refer | Against | |||||
| 5 | Prepare Employment Diversity Report and Report on Diversity Policies | SH | Against | For | For | |||||
| 6 | Adopt Share Retention Policy For Senior Executives | SH | Against | Against | Against | |||||
| 7 | Report on Congruency Political Analysis and Electioneering Expenditures | SH | Against | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
VeriSign, Inc.
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 92343E102 | |||||
| Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | VRSN | |||||
| Shares Voted: | 58,498 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director D. James Bidzos | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Yehuda Ari Buchalter | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Kathleen A. Cote | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Thomas F. Frist, III | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Jamie S. Gorelick | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Roger H. Moore | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Louis A. Simpson | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Timothy Tomlinson | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Provide Right to Act by Written Consent | SH | Against | For | Against | |||||
Cerner Corporation
| Meeting Date: | 05/22/2020 | Country: | USA | Primary Security ID: | 156782104 | |||||
| Record Date: | 03/24/2020 | Meeting Type: | Annual | Ticker: | CERN | |||||
| Shares Voted: | 323,647 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Julie L. Gerberding | Mgmt | For | For | For | |||||
| 1b | Elect Director Brent Shafer | Mgmt | For | For | For | |||||
| 1c | Elect Director William D. Zollars | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
| 5 | Amend Advance Notice Provisions | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Amazon.com, Inc.
| Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 023135106 | |||||
| Record Date: | 04/02/2020 | Meeting Type: | Annual | Ticker: | AMZN | |||||
| Shares Voted: | 18,484 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Jeffrey P. Bezos | Mgmt | For | For | For | |||||
| 1b | Elect Director Rosalind G. Brewer | Mgmt | For | For | For | |||||
| 1c | Elect Director Jamie S. Gorelick | Mgmt | For | For | For | |||||
| 1d | Elect Director Daniel P. Huttenlocher | Mgmt | For | For | For | |||||
| 1e | Elect Director Judith A. McGrath | Mgmt | For | For | For | |||||
| 1f | Elect Director Indra K. Nooyi | Mgmt | For | For | For | |||||
| 1g | Elect Director Jonathan J. Rubinstein | Mgmt | For | For | For | |||||
| 1h | Elect Director Thomas O. Ryder | Mgmt | For | For | For | |||||
| 1i | Elect Director Patricia Q. Stonesifer | Mgmt | For | For | For | |||||
| 1j | Elect Director Wendell P. Weeks | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Mgmt | For | For | For | |||||
| 5 | Report on Management of Food Waste | SH | Against | For | For | |||||
| 6 | Report on Customers’ Use of its Surveillance and Computer Vision Products or Cloud-Based Services | SH | Against | For | For | |||||
| 7 | Report on Potential Human Rights Impacts of Customers’ Use of Rekognition | SH | Against | For | For | |||||
| 8 | Report on Products Promoting Hate Speech and Sales of Offensive Products | SH | Against | For | For | |||||
| 9 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
| 10 | Report on Global Median Gender/Racial Pay Gap | SH | Against | Against | Against | |||||
| 11 | Report on Reducing Environmental and Health Harms to Communities of Color | SH | Against | Against | Against | |||||
| 12 | Report on Viewpoint Discrimination | SH | Against | Against | Against | |||||
| 13 | Report on Promotion Velocity | SH | Against | Against | Against | |||||
| 14 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Amazon.com, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 15 | Human Rights Risk Assessment | SH | Against | For | For | |||||
| 16 | Report on Lobbying Payments and Policy | SH | Against | For | For | |||||
Facebook, Inc.
| Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 30303M102 | |||||
| Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | FB | |||||
| Shares Voted: | 108,521 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Peggy Alford | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Marc L. Andreessen | Mgmt | For | Refer | Withhold | |||||
| 1.3 | Elect Director Andrew W. Houston | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Nancy Killefer | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Robert M. Kimmitt | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Sheryl K. Sandberg | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Peter A. Thiel | Mgmt | For | Refer | Withhold | |||||
| 1.8 | Elect Director Tracey T. Travis | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Mark Zuckerberg | Mgmt | For | Refer | Withhold | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Approve Non-Employee Director Compensation Policy | Mgmt | For | Refer | Against | |||||
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Against | For | For | |||||
| 5 | Require Independent Board Chair | SH | Against | Refer | For | |||||
| 6 | Require a Majority Vote for the Election of Directors | SH | Against | For | For | |||||
| 7 | Report on Political Advertising | SH | Against | For | For | |||||
| 8 | Require Independent Director Nominee with Human and/or Civil Rights Experience | SH | Against | Against | Against | |||||
| 9 | Report on Civil and Human Rights Risk Assessment | SH | Against | Against | Against | |||||
| 10 | Report on Online Child Sexual Exploitation | SH | Against | For | For | |||||
| 11 | Report on Median Gender/Racial Pay Gap | SH | Against | Against | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
UnitedHealth Group Incorporated
| Meeting Date: | 06/01/2020 | Country: | USA | Primary Security ID: | 91324P102 | |||||
| Record Date: | 04/07/2020 | Meeting Type: | Annual | Ticker: | UNH | |||||
| Shares Voted: | 49,634 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Richard T. Burke | Mgmt | For | For | For | |||||
| 1b | Elect Director Timothy P. Flynn | Mgmt | For | For | For | |||||
| 1c | Elect Director Stephen J. Hemsley | Mgmt | For | For | For | |||||
| 1d | Elect Director Michele J. Hooper | Mgmt | For | For | For | |||||
| 1e | Elect Director F. William McNabb, III | Mgmt | For | For | For | |||||
| 1f | Elect Director Valerie C. Montgomery Rice | Mgmt | For | For | For | |||||
| 1g | Elect Director John H. Noseworthy | Mgmt | For | For | For | |||||
| 1h | Elect Director Glenn M. Renwick | Mgmt | For | For | For | |||||
| 1i | Elect Director David S. Wichmann | Mgmt | For | For | For | |||||
| 1j | Elect Director Gail R. Wilensky | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | SH | Against | Refer | Against | |||||
Alphabet Inc.
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 02079K305 | |||||
| Record Date: | 04/07/2020 | Meeting Type: | Annual | Ticker: | GOOGL | |||||
| Shares Voted: | 23,236 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Larry Page | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Sergey Brin | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Sundar Pichai | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Alphabet Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.4 | Elect Director John L. Hennessy | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Frances H. Arnold | Mgmt | For | For | For | |||||
| 1.6 | Elect Director L. John Doerr | Mgmt | For | Refer | For | |||||
| 1.7 | Elect Director Roger W. Ferguson Jr. | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Ann Mather | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Alan R. Mulally | Mgmt | For | Withhold | Withhold | |||||
| 1.10 | Elect Director K. Ram Shiram | Mgmt | For | Refer | For | |||||
| 1.11 | Elect Director Robin L. Washington | Mgmt | For | Refer | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Against | For | For | |||||
| 6 | Report on Arbitration of Employment-Related Claims | SH | Against | For | For | |||||
| 7 | Establish Human Rights Risk Oversight Committee | SH | Against | For | For | |||||
| 8 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | SH | Against | Refer | Against | |||||
| 9 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | Against | Against | |||||
| 10 | Report on Takedown Requests | SH | Against | For | For | |||||
| 11 | Require a Majority Vote for the Election of Directors | SH | Against | For | For | |||||
| 12 | Report on Gender/Racial Pay Gap | SH | Against | Against | Against | |||||
| 13 | Require Independent Director Nominee with Human and/or Civil Rights Experience | SH | Against | For | For | |||||
| 14 | Report on Whistleblower Policies and Practices | SH | Against | Against | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
CoStar Group, Inc.
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 22160N109 | |||||
| Record Date: | 04/08/2020 | Meeting Type: | Annual | Ticker: | CSGP | |||||
| Shares Voted: | 10,554 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Michael R. Klein | Mgmt | For | For | For | |||||
| 1b | Elect Director Andrew C. Florance | Mgmt | For | For | For | |||||
| 1c | Elect Director Laura Cox Kaplan | Mgmt | For | For | For | |||||
| 1d | Elect Director Michael J. Glosserman | Mgmt | For | For | For | |||||
| 1e | Elect Director John W. Hill | Mgmt | For | For | For | |||||
| 1f | Elect Director Robert W. Musslewhite | Mgmt | For | For | For | |||||
| 1g | Elect Director Christopher J. Nassetta | Mgmt | For | For | For | |||||
| 1h | Elect Director Louise S. Sams | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vertex Pharmaceuticals Incorporated
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 92532F100 | |||||
| Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | VRTX | |||||
| Shares Voted: | 52,439 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Sangeeta N. Bhatia | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Lloyd Carney | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Alan Garber | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Terrence Kearney | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Reshma Kewalramani | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Yuchun Lee | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Jeffrey M. Leiden | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Margaret G. McGlynn | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Diana McKenzie | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Bruce I. Sachs | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Vertex Pharmaceuticals Incorporated
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Report on Lobbying Payments and Policy | SH | Against | For | For | |||||
Booking Holdings Inc.
| Meeting Date: | 06/04/2020 | Country: | USA | Primary Security ID: | 09857L108 | |||||
| Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | BKNG | |||||
| Shares Voted: | 10,573 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Timothy M. Armstrong | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Jeffery H. Boyd | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Glenn D. Fogel | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Mirian M. Graddick-Weir | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Wei Hopeman | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Robert J. Mylod, Jr. | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Charles H. Noski | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Nicholas J. Read | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Thomas E. Rothman | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Bob van Dijk | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Lynn M. Vojvodich | Mgmt | For | For | For | |||||
| 1.12 | Elect Director Vanessa A. Wittman | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
NVIDIA Corporation
| Meeting Date: | 06/09/2020 | Country: | USA | Primary Security ID: | 67066G104 | |||||
| Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | NVDA | |||||
| Shares Voted: | 67,001 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Robert K. Burgess | Mgmt | For | For | For | |||||
| 1b | Elect Director Tench Coxe | Mgmt | For | For | For | |||||
| 1c | Elect Director Persis S. Drell | Mgmt | For | For | For | |||||
| 1d | Elect Director Jen-Hsun Huang | Mgmt | For | For | For | |||||
| 1e | Elect Director Dawn Hudson | Mgmt | For | For | For | |||||
| 1f | Elect Director Harvey C. Jones | Mgmt | For | For | For | |||||
| 1g | Elect Director Michael G. McCaffery | Mgmt | For | For | For | |||||
| 1h | Elect Director Stephen C. Neal | Mgmt | For | For | For | |||||
| 1i | Elect Director Mark L. Perry | Mgmt | For | For | For | |||||
| 1j | Elect Director A. Brooke Seawell | Mgmt | For | For | For | |||||
| 1k | Elect Director Mark A. Stevens | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Caterpillar Inc.
| Meeting Date: | 06/10/2020 | Country: | USA | Primary Security ID: | 149123101 | |||||
| Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | CAT | |||||
| Shares Voted: | 108,505 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Kelly A. Ayotte | Mgmt | For | For | For | |||||
| 1.2 | Elect Director David L. Calhoun | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Daniel M. Dickinson | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Juan Gallardo | Mgmt | For | For | For | |||||
| 1.5 | Elect Director William A. Osborn | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Caterpillar Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.6 | Elect Director Debra L. Reed-Klages | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Edward B. Rust, Jr. | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Susan C. Schwab | Mgmt | For | For | For | |||||
| 1.9 | Elect Director D. James Umpleby, III | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Miles D. White | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Rayford Wilkins, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Report on Lobbying Payments and Policy | SH | Against | For | For | |||||
| 5 | Require Independent Board Chair | SH | Against | Refer | Against | |||||
| 6 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
FleetCor Technologies Inc.
| Meeting Date: | 06/11/2020 | Country: | USA | Primary Security ID: | 339041105 | |||||
| Record Date: | 04/17/2020 | Meeting Type: | Annual | Ticker: | FLT | |||||
| Shares Voted: | 52,191 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Steven T. Stull | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Michael Buckman | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Thomas M. Hagerty | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Provide Right to Call Special Meeting | SH | Against | For | For | |||||
| 5 | Adopt Policy that Adjust Financial Performance Metrics to Exclude The Impact of Share Repurchases for Executive Officers | SH | Against | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Mastercard Incorporated
| Meeting Date: | 06/16/2020 | Country: | USA | Primary Security ID: | 57636Q104 | |||||
| Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | MA | |||||
| Shares Voted: | 13,858 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Richard Haythornthwaite | Mgmt | For | For | For | |||||
| 1b | Elect Director Ajay Banga | Mgmt | For | For | For | |||||
| 1c | Elect Director Richard K. Davis | Mgmt | For | For | For | |||||
| 1d | Elect Director Steven J. Freiberg | Mgmt | For | For | For | |||||
| 1e | Elect Director Julius Genachowski | Mgmt | For | For | For | |||||
| 1f | Elect Director Choon Phong Goh | Mgmt | For | For | For | |||||
| 1g | Elect Director Merit E. Janow | Mgmt | For | For | For | |||||
| 1h | Elect Director Oki Matsumoto | Mgmt | For | For | For | |||||
| 1i | Elect Director Youngme Moon | Mgmt | For | For | For | |||||
| 1j | Elect Director Rima Qureshi | Mgmt | For | For | For | |||||
| 1k | Elect Director Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||||
| 1l | Elect Director Gabrielle Sulzberger | Mgmt | For | For | For | |||||
| 1m | Elect Director Jackson Tai | Mgmt | For | For | For | |||||
| 1n | Elect Director Lance Uggla | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
Equinix, Inc.
| Meeting Date: | 06/18/2020 | Country: | USA | Primary Security ID: | 29444U700 | |||||
| Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | EQIX | |||||
| Shares Voted: | 9,298 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Thomas Bartlett | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Nanci Caldwell | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Equinix, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.3 | Elect Director Adaire Fox-Martin | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Gary Hromadko | Mgmt | For | For | For | |||||
| 1.5 | Elect Director William Luby | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Irving Lyons, III | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Charles Meyers | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Christopher Paisley | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Sandra Rivera | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Peter Van Camp | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 5 | Report on Political Contributions | SH | Against | For | For | |||||
IVY VIP HIGH INCOME
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 93 Ivy VIP High Income
ADVANZ PHARMA Corp.
| Meeting Date: | 12/17/2019 | Country: | Canada | Primary Security ID: | 00775M104 | |||||
| Record Date: | 11/18/2019 | Meeting Type: | Special | Ticker: | ADVZ | |||||
| Shares Voted: | 34,500 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| Meeting for Limited Voting, Class A, B, and C Special Shareholders | Mgmt | |||||||||
| 1 | Approve Continuance of Company [Canada to Jersey] and Change Company Name to ADVANZ PHARMA Corp. Limited | Mgmt | For | Refer | For | |||||
Laureate Education, Inc.
| Meeting Date: | 05/11/2020 | Country: | USA | Primary Security ID: | 518613203 | |||||
| Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | LAUR | |||||
| Shares Voted: | 442,638 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Elect Director Brian F. Carroll | Mgmt | For | Refer | Withhold | |||||
| 1.2 | Elect Director Andrew B. Cohen | Mgmt | For | Refer | Withhold | |||||
| 1.3 | Elect Director William L. Cornog | Mgmt | For | Refer | Withhold | |||||
| 1.4 | Elect Director Pedro del Corro | Mgmt | For | Refer | Withhold | |||||
| 1.5 | Elect Director Michael J. Durham | Mgmt | For | Refer | Withhold | |||||
| 1.6 | Elect Director Kenneth W. Freeman | Mgmt | For | Refer | Withhold | |||||
| 1.7 | Elect Director George Munoz | Mgmt | For | Refer | Withhold | |||||
| 1.8 | Elect Director Judith Rodin | Mgmt | For | Refer | Withhold | |||||
| 1.9 | Elect Director Eilif Serck-Hanssen | Mgmt | For | Refer | Withhold | |||||
| 1.10 | Elect Director Ian K. Snow | Mgmt | For | Refer | Withhold | |||||
| 1.11 | Elect Director Steven M. Taslitz | Mgmt | For | Refer | Withhold | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 93 Ivy VIP High Income
ADVANZ PHARMA Corp. Ltd.
| Meeting Date: | 06/17/2020 | Country: | Jersey | Primary Security ID: | G01022105 | |||||
| Record Date: | 05/11/2020 | Meeting Type: | Annual | Ticker: | CXRXF | |||||
| Shares Voted: | 34,500 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Meeting for Limited Voting Shareholders | Mgmt | |||||||||
| 1a | Elect Director Adeel Ahmad | Mgmt | For | Refer | Withhold | |||||
| 1b | Elect Director Elmar Schnee | Mgmt | For | For | For | |||||
| 1c | Elect Director Frances Cloud | Mgmt | For | Refer | Withhold | |||||
| 1d | Elect Director Graeme Duncan | Mgmt | For | Refer | Withhold | |||||
| 1e | Elect Director Maurice Chagnaud | Mgmt | For | For | For | |||||
| 2 | Approve PricewaterhouseCoopers LLP (UK) as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 3 | Amend Articles of Association | Mgmt | For | Refer | Against | |||||
IVY VIP INTERNATIONAL CORE EQUITY
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
BT Group Plc
| Meeting Date: | 07/10/2019 | Country: | United Kingdom | Primary Security ID: | G16612106 | |||||
| Record Date: | 07/08/2019 | Meeting Type: | Annual | Ticker: | BT.A | |||||
| Shares Voted: | 3,853,400 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 3 | Approve Final Dividend | Mgmt | For | For | For | |||||
| 4 | Re-elect Jan du Plessis as Director | Mgmt | For | For | For | |||||
| 5 | Re-elect Simon Lowth as Director | Mgmt | For | For | For | |||||
| 6 | Re-elect Iain Conn as Director | Mgmt | For | For | For | |||||
| 7 | Re-elect Tim Hottges as Director | Mgmt | For | For | Against | |||||
| 8 | Re-elect Isabel Hudson as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect Mike Inglis as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect Nick Rose as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Jasmine Whitbread as Director | Mgmt | For | For | For | |||||
| 12 | Elect Philip Jansen as Director | Mgmt | For | For | For | |||||
| 13 | Elect Matthew Key as Director | Mgmt | For | For | For | |||||
| 14 | Elect Allison Kirkby as Director | Mgmt | For | For | For | |||||
| 15 | Reappoint KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 16 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 17 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 19 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 20 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
| 21 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Alibaba Group Holding Limited
| Meeting Date: | 07/15/2019 | Country: | Cayman Islands | Primary Security ID: | 01609W102 | |||||
| Record Date: | 06/07/2019 | Meeting Type: | Annual | Ticker: | BABA | |||||
| Shares Voted: | 74,900 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Meeting for ADR Holders | Mgmt | |||||||||
| 1 | Approve Share Subdivision | Mgmt | For | For | For | |||||
| 2.1 | Elect Daniel Yong Zhang as Director | Mgmt | For | Refer | Against | |||||
| 2.2 | Elect Chee Hwa Tung as Director | Mgmt | For | For | For | |||||
| 2.3 | Elect Jerry Yang as Director | Mgmt | For | For | For | |||||
| 2.4 | Elect Wan Ling Martello as Director | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For | |||||
Industria de Diseno Textil SA
| Meeting Date: | 07/16/2019 | Country: | Spain | Primary Security ID: | E6282J125 | |||||
| Record Date: | 07/11/2019 | Meeting Type: | Annual | Ticker: | ITX | |||||
| Shares Voted: | 295,600 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Standalone Financial Statements | Mgmt | For | For | For | |||||
| 2 | Approve Consolidated Financial Statements | Mgmt | For | For | For | |||||
| 3 | Approve Non-Financial Information Report | Mgmt | For | For | For | |||||
| 4 | Approve Allocation of Income and Dividends | Mgmt | For | For | For | |||||
| 5 | Fix Number of Directors at 11 | Mgmt | For | Refer | For | |||||
| 6.a | Reelect Pablo Isla Alvarez de Tejera as Director | Mgmt | For | For | For | |||||
| 6.b | Reelect Amancio Ortega Gaona as Director | Mgmt | For | For | For | |||||
| 6.c | Elect Carlos Crespo Gonzalez as Director | Mgmt | For | For | For | |||||
| 6.d | Reelect Emilio Saracho Rodriguez de Torres as Director | Mgmt | For | For | For | |||||
| 6.e | Reelect Jose Luis Duran Schulz as Director | Mgmt | For | For | For | |||||
| 7.a | Amend Article 13 Re: General Meetings | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Industria de Diseno Textil SA
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 7.b | Amend Articles Re: Board Committees | Mgmt | For | Refer | For | |||||
| 7.c | Amend Articles Re: Annual Accounts and Allocation of Income | Mgmt | For | For | For | |||||
| 8 | Renew Appointment of Deloitte as Auditor | Mgmt | For | For | For | |||||
| 9 | Approve Restricted Stock Plan | Mgmt | For | For | For | |||||
| 10 | Authorize Share Repurchase Program | Mgmt | For | For | For | |||||
| 11 | Amend Remuneration Policy | Mgmt | For | Refer | For | |||||
| 12 | Advisory Vote on Remuneration Report | Mgmt | For | Refer | For | |||||
| 13 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |||||
| 14 | Receive Amendments to Board of Directors Regulations | Mgmt | ||||||||
Babcock International Group Plc
| Meeting Date: | 07/18/2019 | Country: | United Kingdom | Primary Security ID: | G0689Q152 | |||||
| Record Date: | 07/16/2019 | Meeting Type: | Annual | Ticker: | BAB | |||||
| Shares Voted: | 930,900 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 3 | Approve Final Dividend | Mgmt | For | For | For | |||||
| 4 | Elect Ruth Cairnie as Director | Mgmt | For | For | For | |||||
| 5 | Re-elect Sir David Omand as Director | Mgmt | For | For | For | |||||
| 6 | Re-elect Victoire de Margerie as Director | Mgmt | For | For | For | |||||
| 7 | Re-elect Ian Duncan as Director | Mgmt | For | For | For | |||||
| 8 | Re-elect Lucy Dimes as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect Myles Lee as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect Kjersti Wiklund as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Jeff Randall as Director | Mgmt | For | For | For | |||||
| 12 | Re-elect Archie Bethel as Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Babcock International Group Plc
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 13 | Re-elect Franco Martinelli as Director | Mgmt | For | For | For | |||||
| 14 | Re-elect John Davies as Director | Mgmt | For | For | For | |||||
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 16 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 17 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 18 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 19 | Approve Performance Share Plan | Mgmt | For | Refer | For | |||||
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 21 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 22 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
Tenaris SA
| Meeting Date: | 07/29/2019 | Country: | Luxembourg | Primary Security ID: | L90272102 | |||||
| Record Date: | 07/15/2019 | Meeting Type: | Special | Ticker: | TEN | |||||
| Shares Voted: | 151,000 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Meeting for ADR Holders | Mgmt | |||||||||
| 1 | Approve Delisting of Shares from Bolsas y Mercados Argentinos S.A. | Mgmt | For | For | For | |||||
| 2 | Approve Share Repurchase | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Tenaris SA
| Meeting Date: | 07/29/2019 | Country: | Luxembourg | Primary Security ID: | L90272102 | |||||
| Record Date: | 07/15/2019 | Meeting Type: | Special | Ticker: | TEN | |||||
| Shares Voted: | 278,700 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Special Meeting Agenda | Mgmt | |||||||||
| 1 | Approve Delisting of Shares from Bolsas y Mercados Argentinos S.A. | Mgmt | For | For | For | |||||
| 2 | Approve Share Repurchase | Mgmt | For | For | For | |||||
Yunnan Baiyao Group Co., Ltd.
| Meeting Date: | 08/21/2019 | Country: | China | Primary Security ID: | Y9879F108 | |||||
| Record Date: | 08/14/2019 | Meeting Type: | Special | Ticker: | 000538 | |||||
| Shares Voted: | 476,400 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Amendments to Articles of Association | Mgmt | For | For | For | |||||
| 2 | Approve Use of Own Funds for Adjustment on Securities Investment | Mgmt | For | Refer | Against | |||||
| ELECT NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | Mgmt | |||||||||
| 3.1 | Elect Chen Fashu as Non-Independent Director | Mgmt | For | Refer | Against | |||||
| 3.2 | Elect Chen Yanhui as Non-Independent Director | Mgmt | For | Refer | Against | |||||
| 3.3 | Elect Wang Rong as Non-Independent Director | Mgmt | For | Refer | Against | |||||
| 3.4 | Elect Na Pengjie as Non-Independent Director | Mgmt | For | Refer | Against | |||||
| 3.5 | Elect Li Shuangyou as Non-Independent Director | Mgmt | For | Refer | Against | |||||
| 3.6 | Elect Wang Minghui as Non-Independent Director | Mgmt | For | Refer | Against | |||||
| 3.7 | Elect Yang Changhong as Non-Independent Director | Mgmt | For | Refer | Against | |||||
| ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | Mgmt | |||||||||
| 4.1 | Elect Yin Xiaobing as Independent Director | Mgmt | For | For | For | |||||
| 4.2 | Elect Dai Yang as Independent Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Yunnan Baiyao Group Co., Ltd.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 4.3 | Elect Zhang Yongliang as Independent Director | Mgmt | For | For | For | |||||
| ELECT SUPERVISORS VIA CUMULATIVE VOTING | Mgmt | |||||||||
| 5.1 | Elect You Guanghui as Supervisor | SH | For | For | For | |||||
| 5.2 | Elect Zhong Jie as Supervisor | SH | For | For | For | |||||
| 5.3 | Elect Song Chengli as Supervisor | SH | For | For | For | |||||
| 5.4 | Elect Wu Qun as Supervisor | SH | For | For | For | |||||
Naspers Ltd.
| Meeting Date: | 08/23/2019 | Country: | South Africa | Primary Security ID: | S53435103 | |||||
| Record Date: | 08/16/2019 | Meeting Type: | Annual | Ticker: | NPN | |||||
| Shares Voted: | 33,300 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Ordinary Resolutions | Mgmt | |||||||||
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2019 | Mgmt | For | For | For | |||||
| 2 | Approve Dividends for N Ordinary and A Ordinary Shares | Mgmt | For | For | For | |||||
| 3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with V Myburgh as the Individual Registered Auditor | Mgmt | For | For | For | |||||
| 4 | Re-elect Nolo Letele as Directors | Mgmt | For | For | For | |||||
| 5.1 | Re-elect Koos Bekker as Director | Mgmt | For | For | Against | |||||
| 5.2 | Re-elect Steve Pacak as Director | Mgmt | For | For | For | |||||
| 5.3 | Re-elect Cobus Stofberg as Director | Mgmt | For | For | For | |||||
| 5.4 | Re-elect Ben van der Ross as Director | Mgmt | For | For | For | |||||
| 5.5 | Re-elect Debra Meyer as Director | Mgmt | For | For | For | |||||
| 6.1 | Re-elect Don Eriksson as Member of the Audit Committee | Mgmt | For | For | For | |||||
| 6.2 | Re-elect Ben van der Ross as Member of the Audit Committee | Mgmt | For | For | For | |||||
| 6.3 | Re-elect Rachel Jafta as Member of the Audit Committee | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Naspers Ltd.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 7 | Approve Remuneration Policy | Mgmt | For | Refer | Against | |||||
| 8 | Approve Implementation of the Remuneration Policy | Mgmt | For | Refer | Against | |||||
| 9 | Place Authorised but Unissued Shares under Control of Directors | Mgmt | For | Refer | Against | |||||
| 10 | Authorise Board to Issue Shares for Cash | Mgmt | For | Refer | For | |||||
| 11 | Approve Amendments to the Trust Deed constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed | Mgmt | For | For | For | |||||
| 12 | Authorise Ratification of Approved Resolutions | Mgmt | For | For | For | |||||
| Special Resolutions | Mgmt | |||||||||
| 1.1 | Approve Fees of the Board Chairman | Mgmt | For | Refer | For | |||||
| 1.2 | Approve Fees of the Board Member | Mgmt | For | Refer | For | |||||
| 1.3 | Approve Fees of the Audit Committee Chairman | Mgmt | For | Refer | For | |||||
| 1.4 | Approve Fees of the Audit Committee Member | Mgmt | For | Refer | For | |||||
| 1.5 | Approve Fees of the Risk Committee Chairman | Mgmt | For | Refer | For | |||||
| 1.6 | Approve Fees of the Risk Committee Member | Mgmt | For | Refer | For | |||||
| 1.7 | Approve Fees of the Human Resources and Remuneration Committee Chairman | Mgmt | For | Refer | For | |||||
| 1.8 | Approve Fees of the Human Resources and Remuneration Committee Member | Mgmt | For | Refer | For | |||||
| 1.9 | Approve Fees of the Nomination Committee Chairman | Mgmt | For | Refer | For | |||||
| 1.10 | Approve Fees of the Nomination Committee Member | Mgmt | For | Refer | For | |||||
| 1.11 | Approve Fees of the Social and Ethics Committee Chairman | Mgmt | For | Refer | For | |||||
| 1.12 | Approve Fees of the Social and Ethics Committee Member | Mgmt | For | Refer | For | |||||
| 1.13 | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | Mgmt | For | Refer | For | |||||
| 2 | Approve Financial Assistance in Terms of Section 44 of the Companies Act | Mgmt | For | Refer | For | |||||
| 3 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Mgmt | For | Refer | For | |||||
| 4 | Authorise Repurchase of N Ordinary Shares | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Naspers Ltd.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 5 | Authorise Repurchase of A Ordinary Shares | Mgmt | For | For | Against | |||||
| 6 | Authorise Specific Repurchase of N Ordinary Shares from Holders of N Ordinary Shares | Mgmt | For | For | Against | |||||
Naspers Ltd.
| Meeting Date: | 08/23/2019 | Country: | South Africa | Primary Security ID: | S53435103 | |||||
| Record Date: | 08/16/2019 | Meeting Type: | Special | Ticker: | NPN | |||||
| Shares Voted: | 33,300 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Matters in Relation to the Implementation of the Proposed Transaction | Mgmt | For | For | For | |||||
Han’s Laser Technology Industry Group Co., Ltd.
| Meeting Date: | 09/05/2019 | Country: | China | Primary Security ID: | Y3063F107 | |||||
| Record Date: | 09/02/2019 | Meeting Type: | Special | Ticker: | 002008 | |||||
| Shares Voted: | 1,342,649 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Stock Option Incentive Plan and Its Summary | Mgmt | For | For | For | |||||
| 2 | Approve Methods to Assess the Performance of Plan Participants | Mgmt | For | For | For | |||||
| 3 | Approve Authorization of the Board to Handle All Related Matters | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Wen’s Foodstuffs Group Co., Ltd.
| Meeting Date: | 09/06/2019 | Country: | China | Primary Security ID: | Y2R30P108 | |||||
| Record Date: | 08/29/2019 | Meeting Type: | Special | Ticker: | 300498 | |||||
| Shares Voted: | 302,274 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Interim Profit Distribution | Mgmt | For | For | For | |||||
| 2 | Approve Donation to Beiying Charity Foundation in Xinxing County, Guangdong Province | Mgmt | For | For | For | |||||
| 3 | Approve Donation to Guangdong Province Foundation and Applied Basic Research Fund Committee | Mgmt | For | For | For | |||||
Huayu Automotive Systems Co., Ltd.
| Meeting Date: | 09/25/2019 | Country: | China | Primary Security ID: | Y3750U102 | |||||
| Record Date: | 09/18/2019 | Meeting Type: | Special | Ticker: | 600741 | |||||
| Shares Voted: | 2,153,604 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Elect Wang Xiaoqiu as Non-Independent Director | Mgmt | For | For | For | |||||
| 2 | Elect Zhuang Jingxiong as Supervisor | Mgmt | For | Refer | For | |||||
Wuliangye Yibin Co., Ltd.
| Meeting Date: | 09/27/2019 | Country: | China | Primary Security ID: | Y9718N106 | |||||
| Record Date: | 09/20/2019 | Meeting Type: | Special | Ticker: | 000858 | |||||
| Shares Voted: | 371,009 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Amendments to Articles of Association | Mgmt | For | For | For | |||||
| 2 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Mgmt | For | For | For | |||||
| 3 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Mgmt | For | For | For | |||||
| 4 | Amend Rules and Procedures Regarding Meetings of Board of Supervisors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Wuliangye Yibin Co., Ltd.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 5 | Elect Zeng Congqin as Non-Independent Director | Mgmt | For | For | For | |||||
BHP Group Plc
| Meeting Date: | 10/17/2019 | Country: | United Kingdom | Primary Security ID: | G10877127 | |||||
| Record Date: | 10/15/2019 | Meeting Type: | Annual | Ticker: | BHP | |||||
| Shares Voted: | 232,017 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Management Proposals | Mgmt | |||||||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Appoint Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 4 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 5 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 6 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 7 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 8 | Approve Remuneration Report for UK Law Purposes | Mgmt | For | Refer | For | |||||
| 9 | Approve Remuneration Report for Australian Law Purposes | Mgmt | For | Refer | For | |||||
| 10 | Approve Grant of Awards under the Group’s Incentive Plans to Andrew Mackenzie | Mgmt | For | For | For | |||||
| 11 | Elect Ian Cockerill as Director | Mgmt | For | For | For | |||||
| 12 | Elect Susan Kilsby as Director | Mgmt | For | For | For | |||||
| 13 | Re-elect Terry Bowen as Director | Mgmt | For | For | For | |||||
| 14 | Re-elect Malcolm Broomhead as Director | Mgmt | For | For | For | |||||
| 15 | Re-elect Anita Frew as Director | Mgmt | For | For | For | |||||
| 16 | Re-elect Andrew Mackenzie as Director | Mgmt | For | For | For | |||||
| 17 | Re-elect Lindsay Maxsted as Director | Mgmt | For | For | For | |||||
| 18 | Re-elect John Mogford as Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
BHP Group Plc
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 19 | Re-elect Shriti Vadera as Director | Mgmt | For | For | For | |||||
| 20 | Re-elect Ken MacKenzie as Director | Mgmt | For | For | For | |||||
| Shareholder Proposals | Mgmt | |||||||||
| 21 | Amend Constitution of BHP Group Limited | SH | Against | Refer | Against | |||||
| 22 | Approve Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement | SH | Against | Refer | Against | |||||
BHP Group Plc
| Meeting Date: | 10/17/2019 | Country: | United Kingdom | Primary Security ID: | G10877127 | |||||
| Record Date: | 09/13/2019 | Meeting Type: | Annual | Ticker: | BHP | |||||
| Shares Voted: | 86,589 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Meeting for ADR Holders | Mgmt | |||||||||
| Management Proposals | Mgmt | |||||||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Appoint Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 4 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 5 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 6 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 7 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 8 | Approve Remuneration Report for UK Law Purposes | Mgmt | For | Refer | For | |||||
| 9 | Approve Remuneration Report for Australian Law Purposes | Mgmt | For | Refer | For | |||||
| 10 | Approve Grant of Awards under the Group’s Incentive Plans to Andrew Mackenzie | Mgmt | For | For | For | |||||
| 11 | Elect Ian Cockerill as Director | Mgmt | For | For | For | |||||
| 12 | Elect Susan Kilsby as Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
BHP Group Plc
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 13 | Re-elect Terry Bowen as Director | Mgmt | For | For | For | |||||
| 14 | Re-elect Malcolm Broomhead as Director | Mgmt | For | For | For | |||||
| 15 | Re-elect Anita Frew as Director | Mgmt | For | For | For | |||||
| 16 | Re-elect Andrew Mackenzie as Director | Mgmt | For | For | For | |||||
| 17 | Re-elect Lindsay Maxsted as Director | Mgmt | For | For | For | |||||
| 18 | Re-elect John Mogford as Director | Mgmt | For | For | For | |||||
| 19 | Re-elect Shriti Vadera as Director | Mgmt | For | For | For | |||||
| 20 | Re-elect Ken MacKenzie as Director | Mgmt | For | For | For | |||||
| Shareholder Proposals | Mgmt | |||||||||
| 21 | Amend Constitution of BHP Group Limited | SH | Against | Refer | Against | |||||
| 22 | Approve Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement | SH | Against | Refer | Against | |||||
Yunnan Baiyao Group Co., Ltd.
| Meeting Date: | 10/29/2019 | Country: | China | Primary Security ID: | Y9879F108 | |||||
| Record Date: | 10/22/2019 | Meeting Type: | Special | Ticker: | 000538 | |||||
| Shares Voted: | 586,100 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Employee Share Purchase Plan (Draft) and Summary | Mgmt | For | Refer | For | |||||
| 2 | Approve Authorization of the Board to Handle All Matters Related to Employee Share Purchase Plan | Mgmt | For | Refer | For | |||||
| 3 | Approve Draft of Employee Share Purchase Plan Management Method | Mgmt | For | Refer | For | |||||
| 4 | Approve Incentive Fund Management Method | Mgmt | For | Refer | For | |||||
| 5 | Approve Working Rules of the Remuneration and Evaluation Management System of Board of Directors, Supervisors and Core Personnel | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
China Construction Bank Corporation
| Meeting Date: | 10/30/2019 | Country: | China | Primary Security ID: | Y1397N101 | |||||
| Record Date: | 09/27/2019 | Meeting Type: | Special | Ticker: | 939 | |||||
| Shares Voted: | 11,688,000 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| EGM BALLOT FOR HOLDERS OF H SHARES | Mgmt | |||||||||
| 1 | Elect Wang Yongqing as Supervisor | Mgmt | For | Refer | For | |||||
| 2 | Elect Michel Madelain as Director | Mgmt | For | For | For | |||||
| 3 | Approve Remuneration Distribution and Settlement Plan for Directors of the Bank in 2018 | Mgmt | For | Refer | For | |||||
| 4 | Approve Remuneration Distribution and Settlement Plan for Supervisors of the Bank in 2018 | Mgmt | For | Refer | For | |||||
| 5 | Approve Authorization for Additional Temporary Limit on Poverty Alleviation Donations | Mgmt | For | For | For | |||||
Pernod Ricard SA
| Meeting Date: | 11/08/2019 | Country: | France | Primary Security ID: | F72027109 | |||||
| Record Date: | 11/06/2019 | Meeting Type: | Annual/Special | Ticker: | RI | |||||
| Shares Voted: | 42,076 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Ordinary Business | Mgmt | |||||||||
| 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Dividends of EUR 3.12 per Share | Mgmt | For | For | For | |||||
| 4 | Approve Auditors’ Special Report on Related-Party Transactions | Mgmt | For | Refer | For | |||||
| 5 | Reelect Kory Sorenson as Director | Mgmt | For | For | For | |||||
| 6 | Elect Esther Berrozpe Galindo as Director | Mgmt | For | For | For | |||||
| 7 | Elect Philippe Petitcolin as Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Pernod Ricard SA
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.25 Million | Mgmt | For | Refer | For | |||||
| 9 | Approve Compensation of Alexandre Ricard, Chairman and CEO | Mgmt | For | Refer | For | |||||
| 10 | Approve Remuneration Policy for Alexandre Ricard, Chairman and CEO | Mgmt | For | Refer | For | |||||
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| Extraordinary Business | Mgmt | |||||||||
| 12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
| 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million | Mgmt | For | For | For | |||||
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million | Mgmt | For | For | For | |||||
| 15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For | For | |||||
| 16 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 41 Million | Mgmt | For | Refer | For | |||||
| 17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | For | For | |||||
| 18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers | Mgmt | For | For | For | |||||
| 19 | Authorize Capitalization of Reserves of Up to EUR 135 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |||||
| 20 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans | Mgmt | For | For | For | |||||
| 21 | Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans | Mgmt | For | For | For | |||||
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
| 23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group’s Subsidiaries | Mgmt | For | Refer | For | |||||
| 24 | Amend Article 16 of Bylaws Re: Employee Representative | Mgmt | For | Refer | For | |||||
| 25 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Wen’s Foodstuff Group Co., Ltd.
| Meeting Date: | 11/08/2019 | Country: | China | Primary Security ID: | Y2R30P108 | |||||
| Record Date: | 10/31/2019 | Meeting Type: | Special | Ticker: | 300498 | |||||
| Shares Voted: | 725,348 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Adjustment on Issuance of Commercial Papers | Mgmt | For | Refer | For | |||||
| 2 | Approve Adjustment on Related Party Transaction | Mgmt | For | Refer | For | |||||
| 3 | Approve Repurchase and Cancellation of Performance Share Plan | Mgmt | For | For | For | |||||
| 4 | Approve Changes in Registered Capital and Amend Articles of Association | Mgmt | For | Refer | For | |||||
Newcrest Mining Ltd.
| Meeting Date: | 11/12/2019 | Country: | Australia | Primary Security ID: | Q6651B114 | |||||
| Record Date: | 11/10/2019 | Meeting Type: | Annual | Ticker: | NCM | |||||
| Shares Voted: | 388,521 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 2a | Elect Peter Hay as Director | Mgmt | For | For | For | |||||
| 2b | Elect Vickki McFadden as Director | Mgmt | For | For | For | |||||
| 3a | Approve Grant of Performance Rights to Sandeep Biswas | Mgmt | For | For | For | |||||
| 3b | Approve Grant of Performance Rights to Gerard Bond | Mgmt | For | For | For | |||||
| 4 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Gree Electric Appliances, Inc. of Zhuhai
| Meeting Date: | 11/18/2019 | Country: | China | Primary Security ID: | Y2882R102 | |||||
| Record Date: | 11/12/2019 | Meeting Type: | Special | Ticker: | 000651 | |||||
| Shares Voted: | 479,809 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Amendments to Articles of Association | Mgmt | For | Refer | For | |||||
| 2 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Mgmt | For | For | For | |||||
Ferguson Plc
| Meeting Date: | 11/21/2019 | Country: | Jersey | Primary Security ID: | G3421J106 | |||||
| Record Date: | 11/19/2019 | Meeting Type: | Annual | Ticker: | FERG | |||||
| Shares Voted: | 124,637 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 3 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 4 | Approve Final Dividend | Mgmt | For | For | For | |||||
| 5 | Re-elect Tessa Bamford as Director | Mgmt | For | For | For | |||||
| 6 | Re-elect Gareth Davis as Director | Mgmt | For | For | For | |||||
| 7 | Elect Geoff Drabble as Director | Mgmt | For | For | For | |||||
| 8 | Elect Catherine Halligan as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect Kevin Murphy as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect Alan Murray as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Michael Powell as Director | Mgmt | For | For | For | |||||
| 12 | Elect Tom Schmitt as Director | Mgmt | For | For | For | |||||
| 13 | Re-elect Dr Nadia Shouraboura as Director | Mgmt | For | For | For | |||||
| 14 | Re-elect Jacqueline Simmonds as Director | Mgmt | For | For | For | |||||
| 15 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 17 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Ferguson Plc
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 18 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 19 | Amend Long Term Incentive Plan 2019 | Mgmt | For | For | For | |||||
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
| 22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
Whitbread Plc
| Meeting Date: | 12/06/2019 | Country: | United Kingdom | Primary Security ID: | G9606P197 | |||||
| Record Date: | 12/04/2019 | Meeting Type: | Special | Ticker: | WTB | |||||
| Shares Voted: | 137,526 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 2 | Approve Restricted Share Plan | Mgmt | For | For | For | |||||
Axis Bank Limited
| Meeting Date: | 01/09/2020 | Country: | India | Primary Security ID: | Y0487S137 | |||||
| Record Date: | 11/22/2019 | Meeting Type: | Special | Ticker: | 532215 | |||||
| Shares Voted: | 743,984 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Postal Ballot | Mgmt | |||||||||
| 1 | Reelect S. Vishvanathan as Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
ZOZO, Inc.
| Meeting Date: | 01/28/2020 | Country: | Japan | Primary Security ID: | J9893A108 | |||||
| Record Date: | 11/30/2019 | Meeting Type: | Special | Ticker: | 3092 | |||||
| Shares Voted: | 199,281 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Elect Director Kawabe, Kentaro | Mgmt | For | Refer | Against | |||||
Amdocs Limited
| Meeting Date: | 01/31/2020 | Country: | Guernsey | Primary Security ID: | G02602103 | |||||
| Record Date: | 12/05/2019 | Meeting Type: | Annual | Ticker: | DOX | |||||
| Shares Voted: | 146,304 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Robert A. Minicucci | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Adrian Gardner | Mgmt | For | For | For | |||||
| 1.3 | Elect Director James S. Kahan | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Rafael de la Vega | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Giora Yaron | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Eli Gelman | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Richard T.C. LeFave | Mgmt | For | For | For | |||||
| 1.8 | Elect Director John A. MacDonald | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Shuky Sheffer | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Yvette Kanouff | Mgmt | For | For | For | |||||
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 3 | Approve an Increase in the Quarterly Cash Dividend Rate | Mgmt | For | For | For | |||||
| 4 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 5 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Imperial Brands Plc
| Meeting Date: | 02/05/2020 | Country: | United Kingdom | Primary Security ID: | G4720C107 | |||||
| Record Date: | 02/03/2020 | Meeting Type: | Annual | Ticker: | IMB | |||||
| Shares Voted: | 302,402 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 3 | Approve Final Dividend | Mgmt | For | For | For | |||||
| 4 | Re-elect Susan Clark as Director | Mgmt | For | For | For | |||||
| 5 | Re-elect Alison Cooper as Director | Mgmt | For | For | For | |||||
| 6 | Re-elect Therese Esperdy as Director | Mgmt | For | For | For | |||||
| 7 | Re-elect Simon Langelier as Director | Mgmt | For | For | For | |||||
| 8 | Re-elect Matthew Phillips as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect Steven Stanbrook as Director | Mgmt | For | For | For | |||||
| 10 | Elect Jonathan Stanton as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Oliver Tant as Director | Mgmt | For | For | For | |||||
| 12 | Re-elect Karen Witts as Director | Mgmt | For | For | For | |||||
| 13 | Appoint Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 15 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 16 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 18 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 19 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Gree Electric Appliances, Inc. of Zhuhai
| Meeting Date: | 03/17/2020 | Country: | China | Primary Security ID: | Y2882R102 | |||||
| Record Date: | 03/11/2020 | Meeting Type: | Special | Ticker: | 000651 | |||||
| Shares Voted: | 761,309 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Issuance of Debt Financing Instruments | Mgmt | For | Refer | For | |||||
Samsung Electronics Co., Ltd.
| Meeting Date: | 03/18/2020 | Country: | South Korea | Primary Security ID: | Y74718100 | |||||
| Record Date: | 12/31/2019 | Meeting Type: | Annual | Ticker: | 005930 | |||||
| Shares Voted: | 220,202 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Financial Statements and Allocation of Income | Mgmt | For | For | For | |||||
| 2.1 | Elect Han Jong-hee as Inside Director | Mgmt | For | For | For | |||||
| 2.2 | Elect Choi Yoon-ho as Inside Director | Mgmt | For | For | For | |||||
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | Refer | For | |||||
A.P. Moller-Maersk A/S
| Meeting Date: | 03/23/2020 | Country: | Denmark | Primary Security ID: | K0514G101 | |||||
| Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | MAERSK.B | |||||
| Shares Voted: | 1,598 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Receive Report of Board | Mgmt | ||||||||
| 2 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Approve Discharge of Management and Board | Mgmt | For | For | For | |||||
| 4 | Approve Allocation of Income and Dividends of DKK 150 Per Share | Mgmt | For | For | For | |||||
| 5a | Reelect Jim Hagemann Snabe as Director | Mgmt | For | For | For | |||||
| 5b | Reelect Ane Maersk Mc-Kinney Uggla as Director | Mgmt | For | For | Abstain | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
A.P. Moller-Maersk A/S
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 5c | Reelect Robert Maersk Uggla as Director | Mgmt | For | For | Abstain | |||||
| 5d | Reelect Jacob Andersen Sterling as Director | Mgmt | For | For | For | |||||
| 5e | Reelect Thomas Lindegaard Madsen as Director | Mgmt | For | For | For | |||||
| 6 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For | |||||
| 7a | Authorize Board to Declare Extraordinary Dividend | Mgmt | For | For | For | |||||
| 7b | Approve DKK 784.9 Million Reduction in Share Capital via Share Cancellation | Mgmt | For | For | For | |||||
| 7c | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Mgmt | For | Refer | For | |||||
| 7d | Amend Articles Re: Voting on the Company’s Remuneration Report at Annual General Meetings | Mgmt | For | For | For | |||||
Wen’s Foodstuff Group Co., Ltd.
| Meeting Date: | 03/23/2020 | Country: | China | Primary Security ID: | Y2R30P108 | |||||
| Record Date: | 03/13/2020 | Meeting Type: | Special | Ticker: | 300498 | |||||
| Shares Voted: | 1,150,288 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Amend Management System of External Donations | Mgmt | For | For | For | |||||
| 2 | Approve Donations to Support the Prevention and Control of the Novel Coronavirus Pneumonia Epidemic | Mgmt | For | For | For | |||||
| 3 | Approve Donations to Beiying Charity Foundation of Xinxing County, Guangdong Province | Mgmt | For | For | For | |||||
| 4 | Approve Donations to Xinxingxian Liuzu Charity Association | Mgmt | For | For | For | |||||
| 5 | Approve the Confirmation of Previously Entrusted Asset Management | Mgmt | For | Refer | For | |||||
| 6 | Approve Use of Temporary Excess Idle Raised Funds and Remaining Raised Funds for Cash Management | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
INPEX Corp.
| Meeting Date: | 03/25/2020 | Country: | Japan | Primary Security ID: | J2467E101 | |||||
| Record Date: | 12/31/2019 | Meeting Type: | Annual | Ticker: | 1605 | |||||
| Shares Voted: | 844,900 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 18 | Mgmt | For | For | For | |||||
| 2.1 | Elect Director Kitamura, Toshiaki | Mgmt | For | For | For | |||||
| 2.2 | Elect Director Ueda, Takayuki | Mgmt | For | For | For | |||||
| 2.3 | Elect Director Ito, Seiya | Mgmt | For | For | For | |||||
| 2.4 | Elect Director Ikeda, Takahiko | Mgmt | For | For | For | |||||
| 2.5 | Elect Director Yajima, Shigeharu | Mgmt | For | For | For | |||||
| 2.6 | Elect Director Kittaka, Kimihisa | Mgmt | For | For | For | |||||
| 2.7 | Elect Director Sase, Nobuharu | Mgmt | For | For | For | |||||
| 2.8 | Elect Director Yamada, Daisuke | Mgmt | For | For | For | |||||
| 2.9 | Elect Director Yanai, Jun | Mgmt | For | For | For | |||||
| 2.10 | Elect Director Iio, Norinao | Mgmt | For | For | For | |||||
| 2.11 | Elect Director Nishimura, Atsuko | Mgmt | For | For | For | |||||
| 2.12 | Elect Director Kimura, Yasushi | Mgmt | For | For | For | |||||
| 2.13 | Elect Director Ogino, Kiyoshi | Mgmt | For | For | For | |||||
| 2.14 | Elect Director Nishikawa, Tomo | Mgmt | For | For | For | |||||
| 3 | Approve Annual Bonus | Mgmt | For | Refer | For | |||||
UniCredit SpA
| Meeting Date: | 04/09/2020 | Country: | Italy | Primary Security ID: | T9T23L642 | |||||
| Record Date: | 03/31/2020 | Meeting Type: | Annual/Special | Ticker: | UCG | |||||
| Shares Voted: | 508,173 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Ordinary Business | Mgmt | |||||||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
UniCredit SpA
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 2 | Approve Allocation of Income | Mgmt | For | For | For | |||||
| 3 | Approve Dividend Distribution | Mgmt | For | For | For | |||||
| 4 | Approve Elimination of Negative Reserves | Mgmt | For | For | For | |||||
| 5.1 | Approve Decrease in Size of Board | Mgmt | For | Refer | For | |||||
| 5.2 | Elect Beatriz Lara Bartolome as Director | Mgmt | For | For | For | |||||
| 5.3 | Elect Diego De Giorgi as Director | Mgmt | For | For | For | |||||
| 6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 7 | Approve 2020 Group Incentive System | Mgmt | For | Refer | For | |||||
| 8 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 9 | Approve Second Section of the Remuneration Report | Mgmt | For | Refer | For | |||||
| 10 | Approve Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 11 | Authorize Share Repurchase Program | Mgmt | For | For | For | |||||
| Extraordinary Business | Mgmt | |||||||||
| 1 | Authorize Board to Increase Capital to Service 2019 Group Incentive System | Mgmt | For | Refer | For | |||||
| 2 | Authorize Board to Increase Capital to Service 2020 Group Incentive System | Mgmt | For | Refer | For | |||||
| 3 | Amend Company Bylaws Re: Clause 6 | Mgmt | For | Refer | For | |||||
| 4 | Authorize Cancellation of Repurchased Shares | Mgmt | For | Refer | For | |||||
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Mgmt | None | Refer | Against | |||||
Airbus SE
| Meeting Date: | 04/16/2020 | Country: | Netherlands | Primary Security ID: | N0280G100 | |||||
| Record Date: | 03/19/2020 | Meeting Type: | Annual | Ticker: | AIR | |||||
| Shares Voted: | 122,838 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Annual Meeting Agenda | Mgmt | |||||||||
| 1 | Open Meeting | Mgmt | ||||||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Airbus SE
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 2.1 | Discussion on Company’s Corporate Governance Structure | Mgmt | ||||||||
| 2.2 | Receive Report on Business and Financial Statements | Mgmt | ||||||||
| 2.3 | Receive Explanation on Company’s Reserves and Dividend Policy | Mgmt | ||||||||
| 3 | Discussion of Agenda Items | Mgmt | ||||||||
| 4.1 | Adopt Financial Statements | Mgmt | For | For | For | |||||
| 4.2 | Approve Allocation of Income and Dividends of EUR of 1.80 per Share | Mgmt | ||||||||
| 4.3 | Approve Discharge of Non-Executive Members of the Board of Directors | Mgmt | For | For | For | |||||
| 4.4 | Approve Discharge of Executive Members of the Board of Directors | Mgmt | For | For | For | |||||
| 4.5 | Ratify Ernst & Young as Auditors | Mgmt | For | For | For | |||||
| 4.6 | Adopt Remuneration Policy | Mgmt | For | Refer | For | |||||
| 4.7 | Approve Remuneration Report Containing Remuneration Policy | Mgmt | For | Refer | For | |||||
| 4.8 | Elect Mark Dunkerley as Non-Executive Director | Mgmt | For | For | For | |||||
| 4.9 | Elect Stephan Gemkow as Non-Executive Director | Mgmt | For | For | For | |||||
| 4.10 | Reelect Ralph D. Crosby, Jr. as Non-Executive Director | Mgmt | For | For | For | |||||
| 4.11 | Reelect Lord Drayson (Paul) as Non-Executive Director | Mgmt | For | For | For | |||||
| 4.12 | Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans | Mgmt | For | For | For | |||||
| 4.13 | Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding | Mgmt | For | For | For | |||||
| 4.14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 4.15 | Approve Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
| 5 | Close Meeting | Mgmt | ||||||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Yunnan Baiyao Group Co., Ltd.
| Meeting Date: | 04/21/2020 | Country: | China | Primary Security ID: | Y9879F108 | |||||
| Record Date: | 04/14/2020 | Meeting Type: | Annual | Ticker: | 000538 | |||||
| Shares Voted: | 336,935 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Report of the Board of Directors | Mgmt | For | For | For | |||||
| 2 | Approve Report of the Board of Supervisors | Mgmt | For | For | For | |||||
| 3 | Approve Financial Statements | Mgmt | For | For | For | |||||
| 4 | Approve Annual Report and Summary | Mgmt | For | For | For | |||||
| 5 | Approve Profit Distribution | Mgmt | For | For | For | |||||
| 6 | Approve Appointment of Auditor and Internal Control Auditor | Mgmt | For | For | For | |||||
| 7 | Approve Draft and Summary of Stock Option Incentive Plan | Mgmt | For | For | For | |||||
| 8 | Approve Assessment and Management Measures of the Stock Option Incentive Plan | Mgmt | For | For | For | |||||
| 9 | Approve Company Shares Repurchase to Implement Employee Incentive Plan | Mgmt | For | For | For | |||||
| 10 | Approve Authorization of Board to Handle All Matters Related to the Stock Option Incentive Plan | Mgmt | For | For | For | |||||
| 11 | Approve Authorize Board to Deal with All Matters in Relation to the Share Repurchase | Mgmt | For | For | For | |||||
CRH Plc
| Meeting Date: | 04/23/2020 | Country: | Ireland | Primary Security ID: | G25508105 | |||||
| Record Date: | 04/21/2020 | Meeting Type: | Annual | Ticker: | CRH | |||||
| Shares Voted: | 214,443 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Final Dividend | Mgmt | For | For | For | |||||
| 3 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 4a | Re-elect Richie Boucher as Director | Mgmt | For | For | For | |||||
| 4b | Elect Johan Karlstrom as Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
CRH Plc
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 4c | Elect Shaun Kelly as Director | Mgmt | For | For | For | |||||
| 4d | Re-elect Heather McSharry as Director | Mgmt | For | For | For | |||||
| 4e | Re-elect Albert Manifold as Director | Mgmt | For | For | For | |||||
| 4f | Re-elect Senan Murphy as Director | Mgmt | For | For | For | |||||
| 4g | Re-elect Gillian Platt as Director | Mgmt | For | For | For | |||||
| 4h | Re-elect Mary Rhinehart as Director | Mgmt | For | For | For | |||||
| 4i | Re-elect Lucinda Riches as Director | Mgmt | For | For | For | |||||
| 4j | Re-elect Siobhan Talbot as Director | Mgmt | For | For | For | |||||
| 5 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 6 | Ratify Deloitte Ireland LLP as Auditors | Mgmt | For | For | For | |||||
| 7 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
| 10 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 11 | Authorise Reissuance of Treasury Shares | Mgmt | For | Refer | For | |||||
| 12 | Approve Scrip Dividend | Mgmt | For | For | For | |||||
Nestle SA
| Meeting Date: | 04/23/2020 | Country: | Switzerland | Primary Security ID: | H57312649 | |||||
| Record Date: | Meeting Type: | Annual | Ticker: | NESN | ||||||
| Shares Voted: | 145,098 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 1.2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Dividends of CHF 2.70 per Share | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Nestle SA
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Mgmt | For | For | For | |||||
| 4.1.b | Reelect Ulf Schneider as Director | Mgmt | For | For | For | |||||
| 4.1.c | Reelect Henri de Castries as Director | Mgmt | For | For | For | |||||
| 4.1.d | Reelect Renato Fassbind as Director | Mgmt | For | For | For | |||||
| 4.1.e | Reelect Ann Veneman as Director | Mgmt | For | For | For | |||||
| 4.1.f | Reelect Eva Cheng as Director | Mgmt | For | For | For | |||||
| 4.1.g | Reelect Patrick Aebischer as Director | Mgmt | For | For | For | |||||
| 4.1.h | Reelect Ursula Burns as Director | Mgmt | For | For | For | |||||
| 4.1.i | Reelect Kasper Rorsted as Director | Mgmt | For | For | For | |||||
| 4.1.j | Reelect Pablo Isla as Director | Mgmt | For | For | For | |||||
| 4.1.k | Reelect Kimberly Ross as Director | Mgmt | For | For | For | |||||
| 4.1.l | Reelect Dick Boer as Director | Mgmt | For | For | For | |||||
| 4.1.m | Reelect Dinesh Paliwal as Director | Mgmt | For | For | For | |||||
| 4.2 | Elect Hanne Jimenez de Mora as Director | Mgmt | For | For | For | |||||
| 4.3.1 | Appoint Patrick Aebischer as Member of the Compensation Committee | Mgmt | For | For | For | |||||
| 4.3.2 | Appoint Ursula Burns as Member of the Compensation Committee | Mgmt | For | For | For | |||||
| 4.3.3 | Appoint Pablo Isla as Member of the Compensation Committee | Mgmt | For | For | For | |||||
| 4.3.4 | Appoint Dick Boer as Member of the Compensation Committee | Mgmt | For | For | For | |||||
| 4.4 | Ratify Ernst & Young AG as Auditors | Mgmt | For | For | For | |||||
| 4.5 | Designate Hartmann Dreyer as Independent Proxy | Mgmt | For | For | For | |||||
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Mgmt | For | Refer | For | |||||
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 55 Million | Mgmt | For | Refer | For | |||||
| 6 | Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
| 7 | Transact Other Business (Voting) | Mgmt | Against | Against | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Schneider Electric SE
| Meeting Date: | 04/23/2020 | Country: | France | Primary Security ID: | F86921107 | |||||
| Record Date: | 04/21/2020 | Meeting Type: | Annual/Special | Ticker: | SU | |||||
| Shares Voted: | 88,287 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Ordinary Business | Mgmt | |||||||||
| 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Dividends of EUR 2.55 per Share | Mgmt | For | For | For | |||||
| 4 | Approve Auditors’ Special Report on Related-Party Transactions | Mgmt | For | Refer | For | |||||
| 5 | Approve Termination Package of Emmanuel Babeau, Vice-CEO | Mgmt | For | Refer | For | |||||
| 6 | Approve Compensation Report | Mgmt | For | Refer | For | |||||
| 7 | Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO | Mgmt | For | Refer | For | |||||
| 8 | Approve Compensation of Emmanuel Babeau, Vice-CEO | Mgmt | For | Refer | For | |||||
| 9 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Refer | For | |||||
| 10 | Approve Remuneration Policy of Emmanuel Babeau, Vice-CEO | Mgmt | For | Refer | For | |||||
| 11 | Approve Remuneration Policy of Board Members | Mgmt | For | Refer | For | |||||
| 12 | Reelect Leo Apotheker as Director | Mgmt | For | For | For | |||||
| 13 | Reelect Cecile Cabanis as Director | Mgmt | For | For | For | |||||
| 14 | Reelect Fred Kindle as Director | Mgmt | For | For | For | |||||
| 15 | Reelect Willy Kissling as Director | Mgmt | For | For | For | |||||
| 16 | Elect Jill Lee as Director | Mgmt | For | For | For | |||||
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| Extraordinary Business | Mgmt | |||||||||
| 18 | Amend Article 11 of Bylaws to Comply with New Regulation Re: Employee Representatives | Mgmt | For | For | For | |||||
| 19 | Amend Articles 13 and 16 of Bylaws to Comply with New Regulation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Schneider Electric SE
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Mgmt | For | Refer | For | |||||
| 22 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |||||
Bayer AG
| Meeting Date: | 04/28/2020 | Country: | Germany | Primary Security ID: | D0712D163 | |||||
| Record Date: | Meeting Type: | Annual | Ticker: | BAYN | ||||||
| Shares Voted: | 148,532 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2019 | Mgmt | For | For | For | |||||
| 2 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 3 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 4.1 | Elect Ertharin Cousin to the Supervisory Board | Mgmt | For | For | For | |||||
| 4.2 | Elect Otmar Wiestler to the Supervisory Board | Mgmt | For | For | For | |||||
| 4.3 | Elect Horst Baier to the Supervisory Board | Mgmt | For | For | For | |||||
| 5 | Approve Remuneration Policy for the Management Board | Mgmt | For | Refer | For | |||||
| 6 | Approve Remuneration Policy for the Supervisory Board | Mgmt | For | Refer | For | |||||
| 7 | Amend Articles Re: Supervisory Board Term of Office | Mgmt | For | Refer | For | |||||
| 8 | Ratify Deloitte GmbH as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Hochtief AG
| Meeting Date: | 04/28/2020 | Country: | Germany | Primary Security ID: | D33134103 | |||||
| Record Date: | 04/15/2020 | Meeting Type: | Annual | Ticker: | HOT | |||||
| Shares Voted: | 100,767 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
| 2 | Approve Allocation of Income and Dividends of EUR 5.80 per Share | Mgmt | For | For | For | |||||
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
| 6 | Amend Articles Re: Participation Requirements and Proof of Entitlement | Mgmt | For | For | For | |||||
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
| 8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Mgmt | For | Refer | For | |||||
AstraZeneca Plc
| Meeting Date: | 04/29/2020 | Country: | United Kingdom | Primary Security ID: | G0593M107 | |||||
| Record Date: | 02/26/2020 | Meeting Type: | Annual | Ticker: | AZN | |||||
| Shares Voted: | 92,175 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Meeting for ADR Holders | Mgmt | |||||||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Dividends | Mgmt | For | For | For | |||||
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 5a | Re-elect Leif Johansson as Director | Mgmt | For | For | For | |||||
| 5b | Re-elect Pascal Soriot as Director | Mgmt | For | For | For | |||||
| 5c | Re-elect Marc Dunoyer as Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
AstraZeneca Plc
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 5d | Re-elect Genevieve Berger as Director | Mgmt | For | For | For | |||||
| 5e | Re-elect Philip Broadley as Director | Mgmt | For | For | For | |||||
| 5f | Re-elect Graham Chipchase as Director | Mgmt | For | For | For | |||||
| 5g | Elect Michel Demare as Director | Mgmt | For | For | For | |||||
| 5h | Re-elect Deborah DiSanzo as Director | Mgmt | For | For | For | |||||
| 5i | Re-elect Sheri McCoy as Director | Mgmt | For | For | For | |||||
| 5j | Re-elect Tony Mok as Director | Mgmt | For | For | For | |||||
| 5k | Re-elect Nazneen Rahman as Director | Mgmt | For | For | For | |||||
| 5l | Re-elect Marcus Wallenberg as Director | Mgmt | For | For | For | |||||
| 6 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 7 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 8 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 9 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
| 12 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 13 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
| 14 | Approve Performance Share Plan | Mgmt | For | For | For | |||||
Beiersdorf AG
| Meeting Date: | 04/29/2020 | Country: | Germany | Primary Security ID: | D08792109 | |||||
| Record Date: | 04/16/2020 | Meeting Type: | Annual | Ticker: | BEI | |||||
| Shares Voted: | 70,383 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
| 2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Beiersdorf AG
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
| 6 | Approve Creation of EUR 42 Million Pool of Authorized Capital I with Partial Exclusion of Preemptive Rights | Mgmt | For | For | For | |||||
| 7 | Approve Creation of EUR 25 Million Pool of Authorized Capital II with Partial Exclusion of Preemptive Rights | Mgmt | For | For | For | |||||
| 8 | Approve Creation of EUR 25 Million Pool of Authorized Capital III with Partial Exclusion of Preemptive Rights | Mgmt | For | For | For | |||||
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 42 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For | For | |||||
| 10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | Refer | For | |||||
| 11 | Amend Articles Re: Participation Requirements and Proof of Entitlement | Mgmt | For | For | For | |||||
| 12.1 | Elect Wolfgang Herz to the Supervisory Board | Mgmt | For | Refer | For | |||||
| 12.2 | Elect Beatrice Dreyfus as Alternate Supervisory Board Member | Mgmt | For | For | For | |||||
British American Tobacco plc
| Meeting Date: | 04/30/2020 | Country: | United Kingdom | Primary Security ID: | G1510J102 | |||||
| Record Date: | 04/28/2020 | Meeting Type: | Annual | Ticker: | BATS | |||||
| Shares Voted: | 249,865 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Remuneration Report | Mgmt | For | Refer | Against | |||||
| 3 | Reappoint KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
British American Tobacco plc
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 5 | Re-elect Jack Bowles as Director | Mgmt | For | For | For | |||||
| 6 | Re-elect Richard Burrows as Director | Mgmt | For | For | For | |||||
| 7 | Re-elect Sue Farr as Director | Mgmt | For | For | For | |||||
| 8 | Re-elect Dr Marion Helmes as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect Luc Jobin as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect Holly Koeppel as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Savio Kwan as Director | Mgmt | For | For | For | |||||
| 12 | Re-elect Dimitri Panayotopoulos as Director | Mgmt | For | For | For | |||||
| 13 | Elect Jeremy Fowden as Director | Mgmt | For | For | For | |||||
| 14 | Elect Tadeu Marroco as Director | Mgmt | For | For | For | |||||
| 15 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 17 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 18 | Approve Restricted Share Plan | Mgmt | For | For | For | |||||
| 19 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 20 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
Koninklijke Philips NV
| Meeting Date: | 04/30/2020 | Country: | Netherlands | Primary Security ID: | N7637U112 | |||||
| Record Date: | 04/02/2020 | Meeting Type: | Annual | Ticker: | PHIA | |||||
| Shares Voted: | 159,654 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Annual Meeting Agenda | Mgmt | |||||||||
| 1 | President’s Speech | Mgmt | ||||||||
| 2.a | Receive Explanation on Company’s Reserves and Dividend Policy | Mgmt | ||||||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Koninklijke Philips NV
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 2.b | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2.c | Approve Dividends of EUR 0.85 Per Share | Mgmt | For | For | For | |||||
| 2.d | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 2.e | Approve Discharge of Management Board | Mgmt | For | For | For | |||||
| 2.f | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |||||
| 3.a | Approve Remuneration Policy for Management Board | Mgmt | For | Refer | For | |||||
| 3.b | Approve Long Term Incentive Plan for Management Board Members | Mgmt | For | For | For | |||||
| 3.c | Approve Remuneration Policy for Supervisory Board | Mgmt | For | Refer | For | |||||
| 4.a | Reelect N. Dhawan to Supervisory Board | Mgmt | For | For | For | |||||
| 4.b | Elect F. Sijbesma to Supervisory Board | Mgmt | For | For | For | |||||
| 4.c | Elect P. Loscher to Supervisory Board | Mgmt | For | For | For | |||||
| 5.a | Grant Board Authority to Issue Shares | Mgmt | For | For | For | |||||
| 5.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Mgmt | For | For | For | |||||
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 7 | Approve Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
| 8 | Other Business (Non-Voting) | Mgmt | ||||||||
Anglo American Plc
| Meeting Date: | 05/05/2020 | Country: | United Kingdom | Primary Security ID: | G03764134 | |||||
| Record Date: | 05/01/2020 | Meeting Type: | Annual | Ticker: | AAL | |||||
| Shares Voted: | 454,687 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Final Dividend | Mgmt | For | For | For | |||||
| 3 | Elect Hixonia Nyasulu as Director | Mgmt | For | For | For | |||||
| 4 | Elect Nonkululeko Nyembezi as Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Anglo American Plc
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 5 | Re-elect Ian Ashby as Director | Mgmt | For | For | For | |||||
| 6 | Re-elect Marcelo Bastos as Director | Mgmt | For | For | For | |||||
| 7 | Re-elect Stuart Chambers as Director | Mgmt | For | For | For | |||||
| 8 | Re-elect Mark Cutifani as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect Byron Grote as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect Tony O’Neill as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Stephen Pearce as Director | Mgmt | For | For | For | |||||
| 12 | Re-elect Jim Rutherford as Director | Mgmt | For | For | For | |||||
| 13 | Re-elect Anne Stevens as Director | Mgmt | For | For | For | |||||
| 14 | Appoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 15 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 16 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 17 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 18 | Approve Long Term Incentive Plan | Mgmt | For | For | For | |||||
| 19 | Approve Bonus Share Plan | Mgmt | For | Refer | For | |||||
| 20 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 23 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
Seven Generations Energy Ltd.
| Meeting Date: | 05/05/2020 | Country: | Canada | Primary Security ID: | 81783Q105 | |||||
| Record Date: | 03/10/2020 | Meeting Type: | Annual/Special | Ticker: | VII | |||||
| Shares Voted: | 1,027,289 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Fix Number of Directors at Ten | Mgmt | For | Refer | For | |||||
| 2.1 | Elect Director Mark Monroe | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Seven Generations Energy Ltd.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 2.2 | Elect Director Marty Proctor | Mgmt | For | For | For | |||||
| 2.3 | Elect Director Leontine Atkins | Mgmt | For | For | For | |||||
| 2.4 | Elect Director Avik Dey | Mgmt | For | For | For | |||||
| 2.5 | Elect Director Harvey Doerr | Mgmt | For | For | For | |||||
| 2.6 | Elect Director Paul Hand | Mgmt | For | For | For | |||||
| 2.7 | Elect Director Ronnie Irani | Mgmt | For | For | For | |||||
| 2.8 | Elect Director Susan Jones | Mgmt | For | For | For | |||||
| 2.9 | Elect Director Bill McAdam | Mgmt | For | For | For | |||||
| 2.10 | Elect Director Jackie Sheppard | Mgmt | For | For | For | |||||
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | �� | For | ||||
| 4 | Approve Performance and Restricted Share Unit Plan | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For | |||||
Alcon Inc.
| Meeting Date: | 05/06/2020 | Country: | Switzerland | Primary Security ID: | H01301128 | |||||
| Record Date: | Meeting Type: | Annual | Ticker: | ALC | ||||||
| Shares Voted: | 116,995 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Omission of Dividends | Mgmt | For | For | For | |||||
| 4.1 | Approve Remuneration Report (Non-Binding) | Mgmt | For | Refer | For | |||||
| 4.2 | Approve Remuneration of Directors in the Amount of CHF 3.3 Million | Mgmt | For | Refer | For | |||||
| 4.3 | Approve Remuneration of Executive Committee in the Amount of CHF 35.3 Million | Mgmt | For | Refer | For | |||||
| 5.1 | Reelect Michael Ball as Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Alcon Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 5.2 | Reelect Lynn Bleil as Director | Mgmt | For | For | For | |||||
| 5.3 | Reelect Arthur Cummings as Director | Mgmt | For | For | For | |||||
| 5.4 | Reelect David Endicott as Director | Mgmt | For | For | For | |||||
| 5.5 | Reelect Thomas Glanzmann as Director | Mgmt | For | For | For | |||||
| 5.6 | Reelect Keith Grossmann as Director | Mgmt | For | For | For | |||||
| 5.7 | Reelect Scott Maw as Director | Mgmt | For | For | For | |||||
| 5.8 | Reelect Karen May as Director | Mgmt | For | For | For | |||||
| 5.9 | Reelect Ines Poeschel as Director | Mgmt | For | For | For | |||||
| 5.10 | Reelect Dieter Spaelti as Director | Mgmt | For | For | For | |||||
| 6.1 | Reappoint Thomas Glanzmann as Member of the Compensation Committee | Mgmt | For | For | For | |||||
| 6.2 | Reappoint Keith Grossmann as Member of the Compensation Committee | Mgmt | For | For | For | |||||
| 6.3 | Reappoint Karen May as Member of the Compensation Committee | Mgmt | For | For | For | |||||
| 6.4 | Reappoint Ines Poeschel as Member of the Compensation Committee | Mgmt | For | For | For | |||||
| 7 | Designate Hartmann Dreyer Attorneys-at-Law as Independent Proxy | Mgmt | For | For | For | |||||
| 8 | Ratify PricewaterhouseCoopers SA as Auditors | Mgmt | For | For | For | |||||
| 9 | Transact Other Business (Voting) | Mgmt | For | Against | Against | |||||
GlaxoSmithKline Plc
| Meeting Date: | 05/06/2020 | Country: | United Kingdom | Primary Security ID: | G3910J112 | |||||
| Record Date: | 05/04/2020 | Meeting Type: | Annual | Ticker: | GSK | |||||
| Shares Voted: | 469,308 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 3 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 4 | Elect Sir Jonathan Symonds as Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
GlaxoSmithKline Plc
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 5 | Elect Charles Bancroft as Director | Mgmt | For | For | For | |||||
| 6 | Re-elect Emma Walmsley as Director | Mgmt | For | For | For | |||||
| 7 | Re-elect Vindi Banga as Director | Mgmt | For | For | For | |||||
| 8 | Re-elect Dr Hal Barron as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect Dr Vivienne Cox as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect Lynn Elsenhans as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Dr Laurie Glimcher as Director | Mgmt | For | For | For | |||||
| 12 | Re-elect Dr Jesse Goodman as Director | Mgmt | For | For | For | |||||
| 13 | Re-elect Judy Lewent as Director | Mgmt | For | For | For | |||||
| 14 | Re-elect Iain Mackay as Director | Mgmt | For | For | For | |||||
| 15 | Re-elect Urs Rohner as Director | Mgmt | For | For | For | |||||
| 16 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
| 17 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 18 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 19 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
| 22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | Mgmt | For | Refer | For | |||||
| 24 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
GlaxoSmithKline Plc
| Meeting Date: | 05/06/2020 | Country: | United Kingdom | Primary Security ID: | G3910J112 | |||||
| Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | GSK | |||||
| Shares Voted: | 132,504 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Meeting for ADR Holders | Mgmt | |||||||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 3 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 4 | Elect Sir Jonathan Symonds as Director | Mgmt | For | For | For | |||||
| 5 | Elect Charles Bancroft as Director | Mgmt | For | For | For | |||||
| 6 | Re-elect Emma Walmsley as Director | Mgmt | For | For | For | |||||
| 7 | Re-elect Vindi Banga as Director | Mgmt | For | For | For | |||||
| 8 | Re-elect Dr Hal Barron as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect Dr Vivienne Cox as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect Lynn Elsenhans as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Dr Laurie Glimcher as Director | Mgmt | For | For | For | |||||
| 12 | Re-elect Dr Jesse Goodman as Director | Mgmt | For | For | For | |||||
| 13 | Re-elect Judy Lewent as Director | Mgmt | For | For | For | |||||
| 14 | Re-elect Iain Mackay as Director | Mgmt | For | For | For | |||||
| 15 | Re-elect Urs Rohner as Director | Mgmt | For | For | For | |||||
| 16 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
| 17 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 18 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 19 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
| 22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
GlaxoSmithKline Plc
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 24 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
Suncor Energy Inc.
| Meeting Date: | 05/06/2020 | Country: | Canada | Primary Security ID: | 867224107 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | SU | |||||
| Shares Voted: | 73,040 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Patricia M. Bedient | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Mel E. Benson | Mgmt | For | For | For | |||||
| 1.3 | Elect Director John D. Gass | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Dennis M. Houston | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Mark S. Little | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Brian P. MacDonald | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Maureen McCaw | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Lorraine Mitchelmore | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Eira M. Thomas | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Michael M. Wilson | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For | |||||
BAE Systems plc
| Meeting Date: | 05/07/2020 | Country: | United Kingdom | Primary Security ID: | G06940103 | |||||
| Record Date: | 05/05/2020 | Meeting Type: | Annual | Ticker: | BA | |||||
| Shares Voted: | 903,164 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
BAE Systems plc
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 2 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 3 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 4 | Re-elect Revathi Advaithi as Director | Mgmt | For | For | For | |||||
| 5 | Re-elect Sir Roger Carr as Director | Mgmt | For | For | For | |||||
| 6 | Re-elect Dame Elizabeth Corley as Director | Mgmt | For | For | For | |||||
| 7 | Re-elect Christopher Grigg as Director | Mgmt | For | For | For | |||||
| 8 | Re-elect Paula Reynolds as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect Nicholas Rose as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect Ian Tyler as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Charles Woodburn as Director | Mgmt | For | For | For | |||||
| 12 | Elect Thomas Arseneault as Director | Mgmt | For | For | For | |||||
| 13 | Elect Bradley Greve as Director | Mgmt | For | For | For | |||||
| 14 | Elect Jane Griffiths as Director | Mgmt | For | For | For | |||||
| 15 | Elect Stephen Pearce as Director | Mgmt | For | For | For | |||||
| 16 | Elect Nicole Piasecki as Director | Mgmt | For | For | For | |||||
| 17 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
| 18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 19 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 20 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 23 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Canadian Natural Resources Limited
| Meeting Date: | 05/07/2020 | Country: | Canada | Primary Security ID: | 136385101 | |||||
| Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | CNQ | |||||
| Shares Voted: | 160,702 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Catherine M. Best | Mgmt | For | For | For | |||||
| 1.2 | Elect Director M. Elizabeth Cannon | Mgmt | For | For | For | |||||
| 1.3 | Elect Director N. Murray Edwards | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Christopher L. Fong | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Gordon D. Giffin | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Wilfred A. Gobert | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Steve W. Laut | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Tim S. McKay | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Frank J. McKenna | Mgmt | For | For | For | |||||
| 1.10 | Elect Director David A. Tuer | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Annette M. Verschuren | Mgmt | For | For | For | |||||
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For | |||||
Hong Kong Exchanges & Clearing Ltd.
| Meeting Date: | 05/07/2020 | Country: | Hong Kong | Primary Security ID: | Y3506N139 | |||||
| Record Date: | 04/29/2020 | Meeting Type: | Annual | Ticker: | 388 | |||||
| Shares Voted: | 283,144 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2a | Elect Cheah Cheng Hye as Director | Mgmt | For | For | For | |||||
| 2b | Elect Leung Pak Hon, Hugo as Director | Mgmt | For | For | For | |||||
| 3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 4 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Hong Kong Exchanges & Clearing Ltd.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | For | For | |||||
Epiroc AB
| Meeting Date: | 05/12/2020 | Country: | Sweden | Primary Security ID: | W25918116 | |||||
| Record Date: | 05/06/2020 | Meeting Type: | Annual | Ticker: | EPI.A | |||||
| Shares Voted: | 579,354 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Open Meeting; Elect Chairman of Meeting | Mgmt | For | For | For | |||||
| 2 | Prepare and Approve List of Shareholders | Mgmt | For | For | For | |||||
| 3 | Approve Agenda of Meeting | Mgmt | For | For | For | |||||
| 4 | Designate Inspector(s) of Minutes of Meeting | Mgmt | For | For | For | |||||
| 5 | Acknowledge Proper Convening of Meeting | Mgmt | For | For | For | |||||
| 6 | Receive Financial Statements and Statutory Reports | Mgmt | ||||||||
| 7 | Receive President’s Report | Mgmt | ||||||||
| 8.a | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 8.b | Approve Discharge of Board and President | Mgmt | For | For | For | |||||
| 8.c | Approve Allocation of Income and Dividends of SEK 1.20 Per Share | Mgmt | For | For | For | |||||
| 8.d | Approve Record Date for Dividend Payment | Mgmt | For | For | For | |||||
| 9.a | Determine Number of Members (9) and Deputy Members of Board | Mgmt | For | Refer | For | |||||
| 9.b | Determine Number of Auditors (1) and Deputy Auditors | Mgmt | For | Refer | For | |||||
| 10.a | Reelect Lennart Evrell, Johan Forssell, Jeane Hull, Ronnie Leten, Ulla Litzen, Astrid Skarheim Onsum and Anders Ullberg as Directors; Elect Sigurd Mareels and Helena Hedblom as New Directors | Mgmt | For | For | For | |||||
| 10.b | Reelect Ronnie Leten as Board Chairman | Mgmt | For | For | For | |||||
| 10.c | Ratify Deloitte as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Epiroc AB
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 11.a | Approve Remuneration of Directors in the Amount of SEK 2.05 Million for Chair and SEK 640,000 for Other Directors; Approve Partly Remuneration in Synthetic Shares; Approve Remuneration for Committee Work | Mgmt | For | Refer | For | |||||
| 11.b | Approve Remuneration of Auditors | Mgmt | For | For | For | |||||
| 12.a | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | Refer | For | |||||
| 12.b | Approve Stock Option Plan 2020 for Key Employees | Mgmt | For | For | For | |||||
| 13.a | Approve Equity Plan Financing Through Repurchase of Class A Shares | Mgmt | For | For | For | |||||
| 13.b | Approve Repurchase of Shares to Pay 50 Per cent of Director’s Remuneration in Synthetic Shares | Mgmt | For | For | For | |||||
| 13.c | Approve Equity Plan Financing Through Transfer of Class A Shares to Participants | Mgmt | For | For | For | |||||
| 13.d | Approve Sale of Class A Shares to Finance Director Remuneration in Synthetic Shares | Mgmt | For | For | For | |||||
| 13.e | Approve Sale of Class A Shares to Finance Stock Option Plan 2015, 2016 and 2017 | Mgmt | For | For | For | |||||
| 14 | Close Meeting | Mgmt | ||||||||
ENGIE SA
| Meeting Date: | 05/14/2020 | Country: | France | Primary Security ID: | F7629A107 | |||||
| Record Date: | 05/12/2020 | Meeting Type: | Annual/Special | Ticker: | ENGI | |||||
| Shares Voted: | 701,033 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Ordinary Business | Mgmt | |||||||||
| 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Approve Treatment of Losses | Mgmt | For | For | For | |||||
| 4 | Approve Termination Package of Isabelle Kocher, CEO Until Feb. 24, 2020 | Mgmt | For | Refer | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
ENGIE SA
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 5 | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Mgmt | For | Refer | For | |||||
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 7 | Reelect Fabrice Bregier as Director | Mgmt | For | For | For | |||||
| 8 | Reelect Lord Peter Ricketts of Shortlands as Director | Mgmt | For | For | For | |||||
| 9 | Renew Appointment of Ernst & Young et Autres as Auditor | Mgmt | For | For | For | |||||
| 10 | Renew Appointment of Deloitte & Associes as Auditor | Mgmt | For | For | For | |||||
| 11 | Approve Compensation Report of Corporate Officers | Mgmt | For | Refer | For | |||||
| 12 | Approve Compensation of Jean-Pierre Clamadieu, Chairman of the Board | Mgmt | For | Refer | For | |||||
| 13 | Approve Compensation of Isabelle Kocher, CEO | Mgmt | For | Refer | For | |||||
| 14 | Approve Remuneration Policy of Directors | Mgmt | For | Refer | For | |||||
| 15 | Approve Remuneration Policy of Chairman of the Board | Mgmt | For | Refer | For | |||||
| 16 | Approve Remuneration Policy of CEO Until Feb. 24, 2020 | Mgmt | For | Refer | For | |||||
| 17 | Approve Remuneration Policy of CEO For Transitional Period Since Feb. 24, 2020 Until Appointment of New CEO | Mgmt | For | Refer | Against | |||||
| 18 | Approve Remuneration Policy of New CEO | Mgmt | For | Refer | For | |||||
| Extraordinary Business | Mgmt | |||||||||
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million | Mgmt | For | For | For | |||||
| 20 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million | Mgmt | For | For | For | |||||
| 21 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements , up to Aggregate Nominal Amount of EUR 225 Million | Mgmt | For | Refer | For | |||||
| 22 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
ENGIE SA
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | Refer | For | |||||
| 24 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19-23 and 27-28 at EUR 265 Million | Mgmt | For | For | For | |||||
| 25 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Mgmt | For | Against | Against | |||||
| 26 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
| 27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
| 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Mgmt | For | Refer | For | |||||
| 29 | Amend Article 2 of Bylaws Re: Update Corporate Purpose | Mgmt | For | For | For | |||||
| 30 | Add Corporate Purpose and Amend Article 2 of Bylaws Accordingly | Mgmt | For | For | For | |||||
| 31 | Amend Articles 6, 13, 17 and 23 of Bylaws to Comply with Legal Changes | Mgmt | For | For | For | |||||
| 32 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |||||
Prudential Plc
| Meeting Date: | 05/14/2020 | Country: | United Kingdom | Primary Security ID: | G72899100 | |||||
| Record Date: | 05/12/2020 | Meeting Type: | Annual | Ticker: | PRU | |||||
| Shares Voted: | 463,082 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 3 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 4 | Elect Jeremy Anderson as Director | Mgmt | For | For | For | |||||
| 5 | Elect Shriti Vadera as Director | Mgmt | For | For | For | |||||
| 6 | Re-elect Mark Fitzpatrick as Director | Mgmt | For | For | For | |||||
| 7 | Re-elect David Law as Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Prudential Plc
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 8 | Re-elect Paul Manduca as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect Kaikhushru Nargolwala as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect Anthony Nightingale as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Philip Remnant as Director | Mgmt | For | For | For | |||||
| 12 | Re-elect Alice Schroeder as Director | Mgmt | For | For | For | |||||
| 13 | Re-elect James Turner as Director | Mgmt | For | For | For | |||||
| 14 | Re-elect Thomas Watjen as Director | Mgmt | For | For | For | |||||
| 15 | Re-elect Michael Wells as Director | Mgmt | For | For | For | |||||
| 16 | Re-elect Fields Wicker-Miurin as Director | Mgmt | For | For | For | |||||
| 17 | Re-elect Amy Yip as Director | Mgmt | For | For | For | |||||
| 18 | Reappoint KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 20 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 21 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 22 | Authorise Issue of Equity to Include Repurchased Shares | Mgmt | For | For | For | |||||
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 24 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
| 25 | Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities | Mgmt | For | For | For | |||||
| 26 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities | Mgmt | For | For | For | |||||
| 27 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 28 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Wen’s Foodstuff Group Co., Ltd.
| Meeting Date: | 05/15/2020 | Country: | China | Primary Security ID: | Y2R30P108 | |||||
| Record Date: | 05/06/2020 | Meeting Type: | Annual | Ticker: | 300498 | |||||
| Shares Voted: | 1,475,788 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Report of the Board of Directors | Mgmt | For | For | For | |||||
| 2 | Approve Report of the Board of Supervisors | Mgmt | For | For | For | |||||
| 3 | Approve Annual Report and Summary | Mgmt | For | For | For | |||||
| 4 | Approve Financial Statements | Mgmt | For | For | For | |||||
| 5 | Approve Internal Control Self-Evaluation Report | Mgmt | For | For | For | |||||
| 6 | Approve Report on the Deposit and Usage of Raised Funds | Mgmt | For | For | For | |||||
| 7 | Approve Allocation of Income and Capitalization of Capital Reserves | Mgmt | For | For | For | |||||
| 8 | Approve Related Party Transaction | Mgmt | For | Refer | For | |||||
| 9 | Approve Provision of Guarantee | Mgmt | For | Refer | Against | |||||
| 10 | Approve Remuneration of Directors and Supervisors | Mgmt | For | Refer | For | |||||
| 11 | Approve Purchase of Liability Insurance for Directors, Supervisors and Senior Management Members | Mgmt | For | Refer | For | |||||
| 12 | Approve to Appoint Auditor | Mgmt | For | For | For | |||||
BNP Paribas SA
| Meeting Date: | 05/19/2020 | Country: | France | Primary Security ID: | F1058Q238 | |||||
| Record Date: | 05/15/2020 | Meeting Type: | Annual/Special | Ticker: | BNP | |||||
| Shares Voted: | 302,109 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Ordinary Business | Mgmt | |||||||||
| 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Absence of Dividends | Mgmt | For | For | For | |||||
| 4 | Approve Auditors’ Special Report on Related-Party Transactions | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
BNP Paribas SA
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 6 | Reelect Jean Lemierre as Director | Mgmt | For | For | For | |||||
| 7 | Reelect Jacques Aschenbroich as Director | Mgmt | For | For | For | |||||
| 8 | Reelect Monique Cohen as Director | Mgmt | For | For | For | |||||
| 9 | Reelect Daniela Schwarzer as Director | Mgmt | For | For | For | |||||
| 10 | Reelect Fields Wicker-Miurin as Director | Mgmt | For | For | For | |||||
| 11 | Approve Remuneration Policy of Directors | Mgmt | For | Refer | For | |||||
| 12 | Approve Remuneration Policy of Chairman of the Board | Mgmt | For | Refer | For | |||||
| 13 | Approve Remuneration Policy of CEO and Vice-CEO | Mgmt | For | Refer | For | |||||
| 14 | Approve Compensation of Corporate Officers | Mgmt | For | Refer | For | |||||
| 15 | Approve Compensation of Jean Lemierre, Chairman of the Board | Mgmt | For | Refer | For | |||||
| 16 | Approve Compensation of Jean-Laurent Bonnafe, CEO | Mgmt | For | Refer | For | |||||
| 17 | Approve Compensation of Philippe Bordenave, Vice-CEO | Mgmt | For | Refer | For | |||||
| 18 | Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Mgmt | For | Refer | For | |||||
| Extraordinary Business | Mgmt | |||||||||
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Mgmt | For | For | For | |||||
| 20 | Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers | Mgmt | For | For | For | |||||
| 21 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Mgmt | For | For | For | |||||
| 22 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 20-21 at EUR 240 Million | Mgmt | For | For | For | |||||
| 23 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |||||
| 24 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19-21 at EUR 1 Billion | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
BNP Paribas SA
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
| 26 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
| 27 | Amend Article 7 of Bylaws Re: Employee Shareholder Representative | Mgmt | For | For | For | |||||
| 28 | Amend Article 15 of Bylaws Re: Board Members Deliberation via Written Consultation | Mgmt | For | For | For | |||||
| 29 | Amend Articles 7, 10, 11, 19 of Bylaws to Comply with Legal Changes | Mgmt | For | Refer | For | |||||
| 30 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |||||
Orange SA
| Meeting Date: | 05/19/2020 | Country: | France | Primary Security ID: | F6866T100 | |||||
| Record Date: | 05/15/2020 | Meeting Type: | Annual/Special | Ticker: | ORA | |||||
| Shares Voted: | 557,806 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Ordinary Business | Mgmt | |||||||||
| 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Mgmt | For | For | For | |||||
| 4 | Approve Auditors’ Special Report on Related-Party Transactions | Mgmt | For | Refer | For | |||||
| 5 | Elect Frederic Sanchez as Director | Mgmt | For | For | For | |||||
| 6 | Reelect Christel Heydemann as Director | Mgmt | For | For | For | |||||
| 7 | Reelect Bernard Ramanantsoa as Director | Mgmt | For | For | For | |||||
| 8 | Elect Laurence Dalboussiere as Director | Mgmt | For | For | For | |||||
| 9 | Approve Compensation Report for Corporate Officers | Mgmt | For | Refer | For | |||||
| 10 | Approve Compensation of Stephane Richard, Chairman and CEO | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Orange SA
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 11 | Approve Compensation of Ramon Fernandez, Vice-CEO | Mgmt | For | Refer | For | |||||
| 12 | Approve Compensation of Gervais Pellissier, Vice-CEO | Mgmt | For | Refer | For | |||||
| 13 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Refer | For | |||||
| 14 | Approve Remuneration Policy of Vice-CEOs | Mgmt | For | Refer | For | |||||
| 15 | Approve Remuneration Policy of Non-Executive Directors | Mgmt | For | Refer | For | |||||
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| Extraordinary Business | Mgmt | |||||||||
| 17 | Amend Article 2 of Bylaws Re: Corporate Purpose | Mgmt | For | For | For | |||||
| 18 | Amend Article 13 of Bylaws Re: Employee Representative | Mgmt | For | Refer | For | |||||
| 19 | Authorize up to 0.07 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached | Mgmt | For | For | For | |||||
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
| 21 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
| 22 | Amend Article 13 of Bylaws Re: Employee Shareholders | Mgmt | For | Refer | For | |||||
| Ordinary Business | Mgmt | |||||||||
| 23 | Approve Stock Dividend Program | Mgmt | For | For | For | |||||
| 24 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |||||
| Shareholder Proposals Submitted by Fonds Commun de Placement d Entreprise Orange Actions | Mgmt | |||||||||
| A | Amend Item 16: Authorize Repurchase of Shares | SH | Against | Refer | Against | |||||
| B | Amend Article 13 of Bylaws Re: Plurality of Directorships | SH | Against | Refer | Against | |||||
| C | Amend Item 19: Authorize Shares for Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached | SH | Against | Refer | Against | |||||
| D | Amend Employee Stock Purchase Plans in Favor of Employees | SH | Against | Refer | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Capgemini SE
| Meeting Date: | 05/20/2020 | Country: | France | Primary Security ID: | F4973Q101 | |||||
| Record Date: | 05/18/2020 | Meeting Type: | Annual/Special | Ticker: | CAP | |||||
| Shares Voted: | 92,422 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Ordinary Business | Mgmt | |||||||||
| 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Dividends of EUR 1.35 per Share | Mgmt | For | For | For | |||||
| 4 | Approve Auditors’ Special Report on Related-Party Transactions | Mgmt | For | Refer | For | |||||
| 5 | Approve Compensation of Paul Hermelin, Chairman and CEO | Mgmt | For | Refer | For | |||||
| 6 | Approve Compensation of Thierry Delaporte, Vice-CEO | Mgmt | For | Refer | For | |||||
| 7 | Approve Compensation of Aiman Ezzat, Vice-CEO | Mgmt | For | Refer | For | |||||
| 8 | Approve Compensation Report of Corporate Officers | Mgmt | For | Refer | For | |||||
| 9 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Refer | For | |||||
| 10 | Approve Remuneration Policy of Vice-CEOs | Mgmt | For | Refer | For | |||||
| 11 | Approve Remuneration Policy of Chairman of the Board | Mgmt | For | Refer | For | |||||
| 12 | Approve Remuneration Policy of CEO | Mgmt | For | Refer | For | |||||
| 13 | Approve Remuneration Policy of Directors | Mgmt | For | Refer | For | |||||
| 14 | Reelect Sian Herbert-Jones as Director | Mgmt | For | For | For | |||||
| 15 | Elect Belen Moscoso del Prado Lopez-Doriga as Director | Mgmt | For | For | For | |||||
| 16 | Elect Aiman Ezzat as Director | Mgmt | For | For | For | |||||
| 17 | Elect Lucia Sinapi-Thomas as Director Shareholder Representative | Mgmt | For | For | For | |||||
| 17A | Elect Claire Sauvanaud as Director Shareholder Representative | Mgmt | Against | For | For | |||||
| 18 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Capgemini SE
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 19 | Appoint Mazars as Auditor | Mgmt | For | For | For | |||||
| 20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| Extraordinary Business | Mgmt | |||||||||
| 21 | Amend Articles 7 and 17 of Bylaws to Comply with Legal Changes | Mgmt | For | For | For | |||||
| 22 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
| 23 | Authorize Capitalization of Reserves of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |||||
| 24 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 540 Million | Mgmt | For | For | For | |||||
| 25 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million | Mgmt | For | For | For | |||||
| 26 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 135 Million | Mgmt | For | Refer | For | |||||
| 27 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 25 and 26 | Mgmt | For | For | For | |||||
| 28 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For | For | |||||
| 29 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | For | For | |||||
| 30 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers | Mgmt | For | For | For | |||||
| 31 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
| 32 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Mgmt | For | Refer | For | |||||
| 33 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
SAP SE
| Meeting Date: | 05/20/2020 | Country: | Germany | Primary Security ID: | D66992104 | |||||
| Record Date: | 05/07/2020 | Meeting Type: | Annual | Ticker: | SAP | |||||
| Shares Voted: | 107,696 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
| 2 | Approve Allocation of Income and Dividends of EUR 1.58 per Share | Mgmt | For | For | For | |||||
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
| 6.1 | Approve Creation of EUR 250 Million Pool of Capital with Preemptive Rights | Mgmt | For | For | For | |||||
| 6.2 | Approve Creation of EUR 250 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Mgmt | For | For | For | |||||
| 7 | Approve Remuneration Policy for the Management Board | Mgmt | For | Refer | For | |||||
| 8 | Approve Remuneration Policy for the Supervisory Board | Mgmt | For | Refer | For | |||||
Legal & General Group Plc
| Meeting Date: | 05/21/2020 | Country: | United Kingdom | Primary Security ID: | G54404127 | |||||
| Record Date: | 05/19/2020 | Meeting Type: | Annual | Ticker: | LGEN | |||||
| Shares Voted: | 4,269,110 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Final Dividend | Mgmt | For | For | For | |||||
| 3 | Elect Michelle Scrimgeour as Director | Mgmt | For | For | For | |||||
| 4 | Re-elect Henrietta Baldock as Director | Mgmt | For | For | For | |||||
| 5 | Re-elect Philip Broadley as Director | Mgmt | For | For | For | |||||
| 6 | Re-elect Jeff Davies as Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Legal & General Group Plc
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 7 | Re-elect Sir John Kingman as Director | Mgmt | For | For | For | |||||
| 8 | Re-elect Lesley Knox as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect George Lewis as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect Kerrigan Procter as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Toby Strauss as Director | Mgmt | For | For | For | |||||
| 12 | Re-elect Julia Wilson as Director | Mgmt | For | For | For | |||||
| 13 | Re-elect Nigel Wilson as Director | Mgmt | For | For | For | |||||
| 14 | Reappoint KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 15 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 16 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 17 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 18 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 19 | Authorise Issue of Equity in Connection with the Issue of Contingent Convertible Securities | Mgmt | For | For | For | |||||
| 20 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
| 23 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Contingent Convertible Securities | Mgmt | For | For | For | |||||
| 24 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 25 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Lloyds Banking Group Plc
| Meeting Date: | 05/21/2020 | Country: | United Kingdom | Primary Security ID: | G5533W248 | |||||
| Record Date: | 05/19/2020 | Meeting Type: | Annual | Ticker: | LLOY | |||||
| Shares Voted: | 12,822,071 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Elect William Chalmers as Director | Mgmt | For | For | For | |||||
| 3 | Elect Sarah Legg as Director | Mgmt | For | For | For | |||||
| 4 | Elect Catherine Woods as Director | Mgmt | For | For | For | |||||
| 5 | Re-elect Lord Blackwell as Director | Mgmt | For | For | For | |||||
| 6 | Re-elect Juan Colombas as Director | Mgmt | For | For | For | |||||
| 7 | Re-elect Alan Dickinson as Director | Mgmt | For | For | For | |||||
| 8 | Re-elect Simon Henry as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect Antonio Horta-Osorio as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect Lord Lupton as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Amanda Mackenzie as Director | Mgmt | For | For | For | |||||
| 12 | Re-elect Nick Prettejohn as Director | Mgmt | For | For | For | |||||
| 13 | Re-elect Stuart Sinclair as Director | Mgmt | For | For | For | |||||
| 14 | Re-elect Sara Weller as Director | Mgmt | For | For | For | |||||
| 15 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 16 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 17 | Approve Final Dividend | Mgmt | For | Refer | For | |||||
| 18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 20 | Approve Long Term Share Plan | Mgmt | For | For | For | |||||
| 21 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 22 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 23 | Authorise Issue of Equity in Relation to the Issue of Regulatory Capital Convertible Instruments | Mgmt | For | For | For | |||||
| 24 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Lloyds Banking Group Plc
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 25 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
| 26 | Authorise Issue of Equity without Pre-Emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Mgmt | For | For | For | |||||
| 27 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 28 | Authorise Market Purchase of Preference Shares | Mgmt | For | For | For | |||||
| 29 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
BP Plc
| Meeting Date: | 05/27/2020 | Country: | United Kingdom | Primary Security ID: | G12793108 | |||||
| Record Date: | 03/12/2020 | Meeting Type: | Annual | Ticker: | BP | |||||
| Shares Voted: | 83,800 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Meeting for ADR Holders | Mgmt | |||||||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 3 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 4(a) | Elect Bernard Looney as Director | Mgmt | For | For | For | |||||
| 4(b) | Re-elect Brian Gilvary as Director | Mgmt | For | For | For | |||||
| 4(c) | Re-elect Dame Alison Carnwath as Director | Mgmt | For | For | For | |||||
| 4(d) | Re-elect Pamela Daley as Director | Mgmt | For | For | For | |||||
| 4(e) | Re-elect Sir Ian Davis as Director | Mgmt | For | For | For | |||||
| 4(f) | Re-elect Dame Ann Dowling as Director | Mgmt | For | For | For | |||||
| 4(g) | Re-elect Helge Lund as Director | Mgmt | For | For | For | |||||
| 4(h) | Re-elect Melody Meyer as Director | Mgmt | For | For | For | |||||
| 4(i) | Re-elect Brendan Nelson as Director | Mgmt | For | For | For | |||||
| 4(j) | Re-elect Paula Reynolds as Director | Mgmt | For | For | For | |||||
| 4(k) | Re-elect Sir John Sawers as Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
BP Plc
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 5 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
| 6 | Authorise Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 7 | Approve Executive Directors’ Incentive Plan | Mgmt | For | For | For | |||||
| 8 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 9 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
| 12 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 13 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
Merck KGaA
| Meeting Date: | 05/28/2020 | Country: | Germany | Primary Security ID: | D5357W103 | |||||
| Record Date: | 05/15/2020 | Meeting Type: | Annual | Ticker: | MRK | |||||
| Shares Voted: | 91,408 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
| 2 | Accept Financial Statements and Statutory Reports for Fiscal 2019 | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Mgmt | For | For | For | |||||
| 4 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 5 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 6 | Ratify KPMG AG as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
| 7 | Approve Affiliation Agreement with BSSN UG | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Seven & i Holdings Co., Ltd.
| Meeting Date: | 05/28/2020 | Country: | Japan | Primary Security ID: | J7165H108 | |||||
| Record Date: | 02/29/2020 | Meeting Type: | Annual | Ticker: | 3382 | |||||
| Shares Voted: | 342,500 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 51 | Mgmt | For | For | For | |||||
| 2 | Amend Articles to Amend Provisions on Number of Directors - Clarify Director Authority on Board Meetings | Mgmt | For | Refer | For | |||||
| 3.1 | Elect Director Isaka, Ryuichi | Mgmt | For | For | For | |||||
| 3.2 | Elect Director Goto, Katsuhiro | Mgmt | For | For | For | |||||
| 3.3 | Elect Director Ito, Junro | Mgmt | For | For | For | |||||
| 3.4 | Elect Director Yamaguchi, Kimiyoshi | Mgmt | For | For | For | |||||
| 3.5 | Elect Director Maruyama, Yoshimichi | Mgmt | For | For | For | |||||
| 3.6 | Elect Director Nagamatsu, Fumihiko | Mgmt | For | For | For | |||||
| 3.7 | Elect Director Kimura, Shigeki | Mgmt | For | For | For | |||||
| 3.8 | Elect Director Joseph M. DePinto | Mgmt | For | For | For | |||||
| 3.9 | Elect Director Tsukio, Yoshio | Mgmt | For | For | For | |||||
| 3.10 | Elect Director Ito, Kunio | Mgmt | For | For | For | |||||
| 3.11 | Elect Director Yonemura, Toshiro | Mgmt | For | For | For | |||||
| 3.12 | Elect Director Higashi, Tetsuro | Mgmt | For | For | For | |||||
| 3.13 | Elect Director Rudy, Kazuko | Mgmt | For | For | For | |||||
Total SA
| Meeting Date: | 05/29/2020 | Country: | France | Primary Security ID: | F92124100 | |||||
| Record Date: | 05/27/2020 | Meeting Type: | Annual/Special | Ticker: | FP | |||||
| Shares Voted: | 284,244 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Ordinary Business | Mgmt | |||||||||
| 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Total SA
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program | Mgmt | For | For | For | |||||
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 5 | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Mgmt | For | Refer | For | |||||
| 6 | Reelect Patricia Barbizet as Director | Mgmt | For | For | For | |||||
| 7 | Reelect Marie-Christine Coisne-Roquette as Director | Mgmt | For | For | For | |||||
| 8 | Reelect Mark Cutifani as Director | Mgmt | For | For | For | |||||
| 9 | Elect Jerome Contamine as Director | Mgmt | For | For | For | |||||
| 10 | Approve Compensation Report of Corporate Officers | Mgmt | For | Refer | For | |||||
| 11 | Approve Remuneration Policy of Directors | Mgmt | For | Refer | For | |||||
| 12 | Approve Compensation of Patrick Pouyanne, Chairman and CEO | Mgmt | For | Refer | For | |||||
| 13 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Refer | For | |||||
| Extraordinary Business | Mgmt | |||||||||
| 14 | Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly | Mgmt | For | Refer | For | |||||
| 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion | Mgmt | For | For | For | |||||
| 16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million | Mgmt | For | For | For | |||||
| 17 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million | Mgmt | For | Refer | For | |||||
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Total SA
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | For | For | |||||
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
| 21 | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans | Mgmt | For | For | For | |||||
| Shareholders Proposal | Mgmt | |||||||||
| A | Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly | SH | Against | Against | Against | |||||
Gree Electric Appliances, Inc. of Zhuhai
| Meeting Date: | 06/01/2020 | Country: | China | Primary Security ID: | Y2882R102 | |||||
| Record Date: | 05/26/2020 | Meeting Type: | Annual | Ticker: | 000651 | |||||
| Shares Voted: | 897,909 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Report of the Board of Directors | Mgmt | For | For | For | |||||
| 2 | Approve Report of the Board of Supervisors | Mgmt | For | For | For | |||||
| 3 | Approve Financial Report | Mgmt | For | For | For | |||||
| 4 | Approve Annual Report and Summary | Mgmt | For | For | For | |||||
| 5 | Approve Profit Distribution | Mgmt | For | For | For | |||||
| 6 | Approve Appointment of Auditor | Mgmt | For | For | For | |||||
| 7 | Approve Special Report on Foreign Exchange Derivatives Trading Business | Mgmt | For | Refer | For | |||||
| 8 | Approve Use of Own Idle Funds for Investment in Financial Products | Mgmt | For | Refer | Against | |||||
| 9 | Approve Daily Related-Party Transactions | Mgmt | For | Refer | For | |||||
| 10 | Amend Articles of Association | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Tenaris SA
| Meeting Date: | 06/02/2020 | Country: | Luxembourg | Primary Security ID: | L90272102 | |||||
| Record Date: | 05/19/2020 | Meeting Type: | Annual/Special | Ticker: | TEN | |||||
| Shares Voted: | 380,185 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Annual Meeting Agenda | Mgmt | |||||||||
| 1 | Receive and Approve Board’s and Auditor’s Reports Re: Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Approve Financial Statements | Mgmt | For | For | For | |||||
| 4 | Approve Allocation of Income and Dividends | Mgmt | For | For | For | |||||
| 5 | Approve Discharge of Directors | Mgmt | For | For | For | |||||
| 6 | Elect Directors (Bundled) | Mgmt | For | Refer | Against | |||||
| 7 | Approve Remuneration Policy | Mgmt | For | Refer | Against | |||||
| 8 | Approve Remuneration Report | Mgmt | For | Refer | Against | |||||
| 9 | Appoint Auditor | Mgmt | For | For | For | |||||
| 10 | Approve Share Repurchase | Mgmt | For | For | For | |||||
| 11 | Allow Electronic Distribution of Company Documents to Shareholders | Mgmt | For | Refer | For | |||||
| Special Meeting Agenda | Mgmt | |||||||||
| 1 | Approve Renewal of the Share Capital Authorization of the Company | Mgmt | For | Refer | Against | |||||
Tenaris SA
| Meeting Date: | 06/02/2020 | Country: | Luxembourg | Primary Security ID: | L90272102 | |||||
| Record Date: | 05/19/2020 | Meeting Type: | Annual/Special | Ticker: | TEN | |||||
| Shares Voted: | 360,300 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Meeting for ADR Holders | Mgmt | |||||||||
| Annual Meeting Agenda | Mgmt | |||||||||
| 1 | Receive and Approve Board’s and Auditor’s Reports Re: Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Tenaris SA
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Approve Financial Statements | Mgmt | For | For | For | |||||
| 4 | Approve Allocation of Income and Dividends | Mgmt | For | For | For | |||||
| 5 | Approve Discharge of Directors | Mgmt | For | For | For | |||||
| 6 | Elect Directors (Bundled) | Mgmt | For | Refer | Against | |||||
| 7 | Approve Remuneration Policy | Mgmt | For | Refer | Against | |||||
| 8 | Approve Remuneration Report | Mgmt | For | Refer | Against | |||||
| 9 | Appoint Auditor | Mgmt | For | For | For | |||||
| 10 | Approve Share Repurchase | Mgmt | For | For | For | |||||
| 11 | Allow Electronic Distribution of Company Documents to Shareholders | Mgmt | For | Refer | For | |||||
| Special Meeting Agenda | Mgmt | |||||||||
| 1 | Approve Renewal of the Share Capital Authorization of the Company | Mgmt | For | Refer | Against | |||||
Mowi ASA
| Meeting Date: | 06/03/2020 | Country: | Norway | Primary Security ID: | R4S04H101 | |||||
| Record Date: | Meeting Type: | Annual | Ticker: | MOWI | ||||||
| Shares Voted: | 0 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Mgmt | For | For | Do Not Vote | |||||
| 2 | Approve Notice of Meeting and Agenda | Mgmt | For | For | Do Not Vote | |||||
| 3 | Receive Briefing on the Business | Mgmt | ||||||||
| 4 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income | Mgmt | For | For | Do Not Vote | |||||
| 5 | Discuss Company’s Corporate Governance Statement | Mgmt | ||||||||
| 6 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | Refer | Do Not Vote | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Mowi ASA
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 7 | Approval of the Guidelines for Allocation of Options | Mgmt | For | Refer | Do Not Vote | |||||
| 8 | Approve Remuneration of Directors in the Amount of NOK 1.2 Million for Chair, NOK 675,000 for Vice Chair and NOK 500,000 for Other Directors; Approve Remuneration for Audit Committee | Mgmt | For | Refer | Do Not Vote | |||||
| 9 | Approve Remuneration of Nomination Committee | Mgmt | For | Refer | Do Not Vote | |||||
| 10 | Approve Remuneration of Auditors | Mgmt | For | For | Do Not Vote | |||||
| 11a | Elect Alf-Helge Aarskog (Vice Chair) as New Director | Mgmt | For | Refer | Do Not Vote | |||||
| 11b | Elect Bjarne Tellmann as New Director | Mgmt | For | Refer | Do Not Vote | |||||
| 11c | Elect Solveig Strand as New Director | Mgmt | For | Refer | Do Not Vote | |||||
| 11d | Reelect Cecilie Fredriksen as Director | Mgmt | For | Refer | Do Not Vote | |||||
| 12 | Elect Anne Lise Ellingsen Gryte as New Member and Chair of Nominating Committee | Mgmt | For | For | Do Not Vote | |||||
| 13 | Authorize Board to Distribute Dividends | Mgmt | For | For | Do Not Vote | |||||
| 14 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | For | Do Not Vote | |||||
| 15a | Approve Creation of NOK 387.8 Million Pool of Capital without Preemptive Rights | Mgmt | For | For | Do Not Vote | |||||
| 15b | Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.2 Billion; Approve Creation of NOK 387.8 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For | Do Not Vote | |||||
| 16 | Approval of an Application to be Exempt from the Obligation to Establish a CorporateAssembly | Mgmt | For | Refer | Do Not Vote | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Deutsche Wohnen SE
| Meeting Date: | 06/05/2020 | Country: | Germany | Primary Security ID: | D2046U176 | |||||
| Record Date: | 05/14/2020 | Meeting Type: | Annual | Ticker: | DWNI | |||||
| Shares Voted: | 188,817 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
| 2 | Approve Allocation of Income and Dividends of EUR 0.90 per Share | Mgmt | For | For | For | |||||
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
| 6.1 | Elect Matthias Huenlein to the Supervisory Board | Mgmt | For | For | For | |||||
| 6.2 | Elect Kerstin Guenther to the Supervisory Board | Mgmt | For | For | For | |||||
| 7.1 | Amend Articles Re: Information Sent by Registered Letter | Mgmt | For | For | For | |||||
| 7.2 | Amend Articles Re: Transmission of Information by Electronic Means | Mgmt | For | For | For | |||||
| 7.3 | Amend Articles Re: Proof of Entitlement | Mgmt | For | For | For | |||||
Dollarama Inc.
| Meeting Date: | 06/10/2020 | Country: | Canada | Primary Security ID: | 25675T107 | |||||
| Record Date: | 04/16/2020 | Meeting Type: | Annual | Ticker: | DOL | |||||
| Shares Voted: | 219,178 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1A | Elect Director Joshua Bekenstein | Mgmt | For | For | For | |||||
| 1B | Elect Director Gregory David | Mgmt | For | For | For | |||||
| 1C | Elect Director Elisa D. Garcia C. | Mgmt | For | For | For | |||||
| 1D | Elect Director Stephen Gunn | Mgmt | For | For | For | |||||
| 1E | Elect Director Kristin Mugford | Mgmt | For | For | For | |||||
| 1F | Elect Director Nicholas Nomicos | Mgmt | For | For | For | |||||
| 1G | Elect Director Neil Rossy | Mgmt | For | For | For | |||||
| 1H | Elect Director Richard Roy | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Dollarama Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1I | Elect Director Huw Thomas | Mgmt | For | For | For | |||||
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For | |||||
WPP Plc
| Meeting Date: | 06/10/2020 | Country: | Jersey | Primary Security ID: | G9788D103 | |||||
| Record Date: | 06/08/2020 | Meeting Type: | Annual | Ticker: | WPP | |||||
| Shares Voted: | 425,276 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 3 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 4 | Elect John Rogers as Director | Mgmt | For | For | For | |||||
| 5 | Elect Sandrine Dufour as Director | Mgmt | For | For | For | |||||
| 6 | Elect Keith Weed as Director | Mgmt | For | For | For | |||||
| 7 | Elect Jasmine Whitbread as Director | Mgmt | For | For | For | |||||
| 8 | Re-elect Roberto Quarta as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect Dr Jacques Aigrain as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect Tarek Farahat as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Mark Read as Director | Mgmt | For | For | For | |||||
| 12 | Re-elect Cindy Rose as Director | Mgmt | For | For | For | |||||
| 13 | Re-elect Nicole Seligman as Director | Mgmt | For | For | For | |||||
| 14 | Re-elect Sally Susman as Director | Mgmt | For | For | For | |||||
| 15 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 17 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
WPP Plc
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 18 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
Randstad NV
| Meeting Date: | 06/18/2020 | Country: | Netherlands | Primary Security ID: | N7291Y137 | |||||
| Record Date: | 05/21/2020 | Meeting Type: | Annual | Ticker: | RAND | |||||
| Shares Voted: | 171,468 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Annual Meeting Agenda | Mgmt | |||||||||
| 1 | Open Meeting | Mgmt | ||||||||
| 2a | Receive Report of Executive Board and Supervisory Board (Non-Voting) | Mgmt | ||||||||
| 2b | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 2c | Amend Articles of Association Re: Transitory Provision for the Dividend on the Preference Shares B | Mgmt | For | Refer | For | |||||
| 2d | Adopt Financial Statements | Mgmt | For | For | For | |||||
| 2e | Receive Explanation on Company’s Reserves and Dividend Policy | Mgmt | ||||||||
| 3a | Approve Discharge of Management Board | Mgmt | For | For | For | |||||
| 3b | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |||||
| 4a | Approve Remuneration Policy for Management Board Members | Mgmt | For | Refer | For | |||||
| 4b | Approve Remuneration Policy for Supervisory Board Members | Mgmt | For | Refer | For | |||||
| 5 | Elect Rene Steenvoorden to Management Board | Mgmt | For | For | For | |||||
| 6a | Elect Helene Auriol Potier to Supervisory Board | Mgmt | For | For | For | |||||
| 6b | Reelect Wout Dekker to Supervisory Board | Mgmt | For | For | For | |||||
| 7a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights | Mgmt | For | For | For | |||||
| 7b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Randstad NV
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 7c | Authorize Cancel Repurchase of Up to 10 Percent of Issued Share Capital under Item 7b | Mgmt | For | For | For | |||||
| 8 | Reelect Sjoerd van Keulen as Board Member of Stichting Administratiekantoor Preferente Aandelen Randstad | Mgmt | For | For | For | |||||
| 9 | Ratify Deloitte as Auditors | Mgmt | For | For | For | |||||
| 10 | Other Business (Non-Voting) | Mgmt | ||||||||
| 11 | Close Meeting | Mgmt | ||||||||
Deutsche Telekom AG
| Meeting Date: | 06/19/2020 | Country: | Germany | Primary Security ID: | D2035M136 | |||||
| Record Date: | Meeting Type: | Annual | Ticker: | DTE | ||||||
| Shares Voted: | 217,704 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
| 2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Mgmt | For | For | For | |||||
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
| 6 | Elect Michael Kaschke to the Supervisory Board | Mgmt | For | Refer | For | |||||
| 7 | Approve Spin-Off and Takeover Agreement with Telekom Deutschland GmbH | Mgmt | For | Refer | For | |||||
| 8 | Ratify Ernst & Young GmbH as Auditors for the First Quarter of Fiscal 2021 | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Subaru Corp.
| Meeting Date: | 06/23/2020 | Country: | Japan | Primary Security ID: | J7676H100 | |||||
| Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 7270 | |||||
| Shares Voted: | 171,200 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 28 | Mgmt | For | For | For | |||||
| 2.1 | Elect Director Yoshinaga, Yasuyuki | Mgmt | For | For | For | |||||
| 2.2 | Elect Director Nakamura, Tomomi | Mgmt | For | For | For | |||||
| 2.3 | Elect Director Hosoya, Kazuo | Mgmt | For | For | For | |||||
| 2.4 | Elect Director Okada, Toshiaki | Mgmt | For | For | For | |||||
| 2.5 | Elect Director Kato, Yoichi | Mgmt | For | For | For | |||||
| 2.6 | Elect Director Onuki, Tetsuo | Mgmt | For | For | For | |||||
| 2.7 | Elect Director Abe, Yasuyuki | Mgmt | For | For | For | |||||
| 2.8 | Elect Director Yago, Natsunosuke | Mgmt | For | For | For | |||||
| 2.9 | Elect Director Doi, Miwako | Mgmt | For | For | For | |||||
| 3 | Appoint Statutory Auditor Tsutsumi, Hiromi | Mgmt | For | Refer | For | |||||
| 4 | Appoint Alternate Statutory Auditor Ryu, Hirohisa | Mgmt | For | Refer | For | |||||
TAISEI Corp.
| Meeting Date: | 06/24/2020 | Country: | Japan | Primary Security ID: | J79561148 | |||||
| Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 1801 | |||||
| Shares Voted: | 196,700 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 65 | Mgmt | For | For | For | |||||
| 2.1 | Elect Director Yamauchi, Takashi | Mgmt | For | For | For | |||||
| 2.2 | Elect Director Murata, Yoshiyuki | Mgmt | For | For | For | |||||
| 2.3 | Elect Director Sakurai, Shigeyuki | Mgmt | For | For | For | |||||
| 2.4 | Elect Director Tanaka, Shigeyoshi | Mgmt | For | For | For | |||||
| 2.5 | Elect Director Yaguchi, Norihiko | Mgmt | For | For | For | |||||
| 2.6 | Elect Director Shirakawa, Hiroshi | Mgmt | For | For | For | |||||
| 2.7 | Elect Director Aikawa, Yoshiro | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
TAISEI Corp.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 2.8 | Elect Director Kimura, Hiroshi | Mgmt | For | For | For | |||||
| 2.9 | Elect Director Nishimura, Atsuko | Mgmt | For | For | For | |||||
| 2.10 | Elect Director Murakami, Takao | Mgmt | For | For | For | |||||
| 2.11 | Elect Director Otsuka, Norio | Mgmt | For | For | For | |||||
| 2.12 | Elect Director Kokubu, Fumiya | Mgmt | For | For | For | |||||
| 3.1 | Appoint Statutory Auditor Sato, Yasuhiro | Mgmt | For | Refer | Against | |||||
| 3.2 | Appoint Statutory Auditor Higuchi, Tateshi | Mgmt | For | Refer | For | |||||
| 3.3 | Appoint Statutory Auditor Tashiro, Seishi | Mgmt | For | Refer | For | |||||
| 3.4 | Appoint Statutory Auditor Ohara, Keiko | Mgmt | For | Refer | For | |||||
| 4 | Approve Trust-Type Equity Compensation Plan | Mgmt | For | For | For | |||||
Getinge AB
| Meeting Date: | 06/26/2020 | Country: | Sweden | Primary Security ID: | W3443C107 | |||||
| Record Date: | 06/19/2020 | Meeting Type: | Annual | Ticker: | GETI.B | |||||
| Shares Voted: | 39,178 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Open Meeting | Mgmt | ||||||||
| 2 | Elect Chairman of Meeting | Mgmt | For | For | For | |||||
| 3 | Prepare and Approve List of Shareholders | Mgmt | ||||||||
| 4 | Approve Agenda of Meeting | Mgmt | For | For | For | |||||
| 5 | Designate Inspector(s) of Minutes of Meeting | Mgmt | ||||||||
| 6 | Acknowledge Proper Convening of Meeting | Mgmt | For | For | For | |||||
| 7.a | Receive Financial Statements and Statutory Reports | Mgmt | ||||||||
| 7.b | Receive Consolidated Financial Statements and Statutory Reports | Mgmt | ||||||||
| 7.c | Receive Auditor’s Report on Application of Guidelines for Remuneration for Executive Management | Mgmt | ||||||||
| 7.d | Receive Board’s Proposal on Dividend Payment | Mgmt | ||||||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Getinge AB
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 8 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 9 | Approve Allocation of Income and Dividends of SEK 1.50 Per Share | Mgmt | For | For | For | |||||
| 10.a | Approve Discharge of Board Member Carl Bennet | Mgmt | For | For | For | |||||
| 10.b | Approve Discharge of Board Member Johan Bygge | Mgmt | For | For | For | |||||
| 10.c | Approve Discharge of Board Member Cecilia Daun Wennborg | Mgmt | For | For | For | |||||
| 10.d | Approve Discharge of Board Member Barbro Friden | Mgmt | For | For | For | |||||
| 10.e | Approve Discharge of Board Member Dan Frohm | Mgmt | For | For | For | |||||
| 10.f | Approve Discharge of Board Member Sofia Hasselberg | Mgmt | For | For | For | |||||
| 10.g | Approve Discharge of Board Chairman Johan Malmquist | Mgmt | For | For | For | |||||
| 10.h | Approve Discharge of Board Member Mattias Perjos | Mgmt | For | For | For | |||||
| 10.i | Approve Discharge of Board Member Malin Persson | Mgmt | For | For | For | |||||
| 10.j | Approve Discharge of Board Member Johan Stern | Mgmt | For | For | For | |||||
| 10.k | Approve Discharge of Employee Representative Peter Jormalm | Mgmt | For | For | For | |||||
| 10.l | Approve Discharge of Employee Representative Rickard Karlsson | Mgmt | For | For | For | |||||
| 10.m | Approve Discharge of Employee Representative Ake Larsson | Mgmt | For | For | For | |||||
| 10.n | Approve Discharge of Employee Representative Mattias Perjos | Mgmt | For | For | For | |||||
| 11.a | Determine Number of Members (10) and Deputy Members (0) of Board | Mgmt | For | Refer | For | |||||
| 11.b | Determine Number of Auditors (1) and Deputy Auditors (0) | Mgmt | For | Refer | For | |||||
| 12.a | Approve Remuneration of Directors in the Aggregate Amount of SEK 6.3 Million; Approve Remuneration for Committee Work | Mgmt | For | Refer | For | |||||
| 12.b | Approve Remuneration of Auditors | Mgmt | For | For | For | |||||
| 13.a | Reelect Carl Bennet as Director | Mgmt | For | Against | Against | |||||
| 13.b | Reelect Johan Bygge as Director | Mgmt | For | Refer | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Getinge AB
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 13.c | Reelect Cecilia Daun Wennborg as Director | Mgmt | For | Against | Against | |||||
| 13.d | Reelect Barbro Friden as Director | Mgmt | For | For | For | |||||
| 13.e | Reelect Dan Frohm as Director | Mgmt | For | Refer | Against | |||||
| 13.f | Reelect Sofia Hasselberg as Director | Mgmt | For | For | For | |||||
| 13.g | Reelect Johan Malmquist as Director | Mgmt | For | Refer | Against | |||||
| 13.h | Reelect Mattias Perjos as Director | Mgmt | For | For | For | |||||
| 13.i | Reelect Malin Persson as Director | Mgmt | For | For | For | |||||
| 13.j | Reelect Johan Stern as Director | Mgmt | For | Refer | Against | |||||
| 13.k | Reelect Johan Malmquist as Board Chairman | Mgmt | For | Refer | Against | |||||
| 14 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For | |||||
| 15 | Authorize Chairman of Board and Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee | Mgmt | For | Refer | For | |||||
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | Refer | Against | |||||
| 17 | Amend Articles of Association Re: Editorial Changes of Article 1; Notice of Meeting; Editorial Changes of Article 13 | Mgmt | For | For | For | |||||
| 18 | Close Meeting | Mgmt | ||||||||
Koninklijke Philips NV
| Meeting Date: | 06/26/2020 | Country: | Netherlands | Primary Security ID: | N7637U112 | |||||
| Record Date: | 05/29/2020 | Meeting Type: | Special | Ticker: | PHIA | |||||
| Shares Voted: | 162,191 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Special Meeting Agenda | Mgmt | |||||||||
| 1 | Approve Dividends of EUR 0.85 Per Share | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
ORIX Corp.
| Meeting Date: | 06/26/2020 | Country: | Japan | Primary Security ID: | J61933123 | |||||
| Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 8591 | |||||
| Shares Voted: | 570,100 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Inoue, Makoto | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Irie, Shuji | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Taniguchi, Shoji | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Matsuzaki, Satoru | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Stan Koyanagi | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Suzuki, Yoshiteru | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Yasuda, Ryuji | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Takenaka, Heizo | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Michael Cusumano | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Akiyama, Sakie | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Watanabe, Hiroshi | Mgmt | For | Refer | For | |||||
| 1.12 | Elect Director Sekine, Aiko | Mgmt | For | For | For | |||||
SMC Corp. (Japan)
| Meeting Date: | 06/26/2020 | Country: | Japan | Primary Security ID: | J75734103 | |||||
| Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 6273 | |||||
| Shares Voted: | 21,600 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 200 | Mgmt | For | For | For | |||||
| 2.1 | Elect Director Maruyama, Katsunori | Mgmt | For | For | For | |||||
| 2.2 | Elect Director Takada, Yoshiki | Mgmt | For | For | For | |||||
| 2.3 | Elect Director Kosugi, Seiji | Mgmt | For | For | For | |||||
| 2.4 | Elect Director Satake, Masahiko | Mgmt | For | For | For | |||||
| 2.5 | Elect Director Isoe, Toshio | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
SMC Corp. (Japan)
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 2.6 | Elect Director Ota, Masahiro | Mgmt | For | For | For | |||||
| 2.7 | Elect Director Maruyama, Susumu | Mgmt | For | For | For | |||||
| 2.8 | Elect Director Samuel Neff | Mgmt | For | For | For | |||||
| 2.9 | Elect Director Kaizu, Masanobu | Mgmt | For | For | For | |||||
| 2.10 | Elect Director Kagawa, Toshiharu | Mgmt | For | For | For | |||||
| 3 | Approve Director Retirement Bonus | Mgmt | For | Against | For | |||||
| 4 | Approve Bonus Related to Retirement Bonus System Abolition | Mgmt | For | Refer | For | |||||
| 5 | Approve Trust-Type Equity Compensation Plan | Mgmt | For | Refer | For | |||||
Suzuki Motor Corp.
| Meeting Date: | 06/26/2020 | Country: | Japan | Primary Security ID: | J78529138 | |||||
| Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 7269 | |||||
| Shares Voted: | 61,500 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 48 | Mgmt | For | For | For | |||||
| 2.1 | Elect Director Suzuki, Osamu | Mgmt | For | For | For | |||||
| 2.2 | Elect Director Harayama, Yasuhito | Mgmt | For | For | For | |||||
| 2.3 | Elect Director Suzuki, Toshihiro | Mgmt | For | For | For | |||||
| 2.4 | Elect Director Honda, Osamu | Mgmt | For | For | For | |||||
| 2.5 | Elect Director Nagao, Masahiko | Mgmt | For | For | For | |||||
| 2.6 | Elect Director Suzuki, Toshiaki | Mgmt | For | For | For | |||||
| 2.7 | Elect Director Kawamura, Osamu | Mgmt | For | For | For | |||||
| 2.8 | Elect Director Domichi, Hideaki | Mgmt | For | For | For | |||||
| 2.9 | Elect Director Kato, Yuriko | Mgmt | For | For | For | |||||
| 3.1 | Appoint Statutory Auditor Sugimoto, Toyokazu | Mgmt | For | Refer | For | |||||
| 3.2 | Appoint Statutory Auditor Kasai, Masato | Mgmt | For | Refer | For | |||||
| 3.3 | Appoint Statutory Auditor Tanaka, Norio | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Suzuki Motor Corp.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 3.4 | Appoint Statutory Auditor Araki, Nobuyuki | Mgmt | For | Refer | For | |||||
| 3.5 | Appoint Statutory Auditor Nagano, Norihisa | Mgmt | For | Refer | For | |||||
| 4 | Approve Restricted Stock Plan | Mgmt | For | For | For | |||||
Isuzu Motors Ltd.
| Meeting Date: | 06/29/2020 | Country: | Japan | Primary Security ID: | J24994113 | |||||
| Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 7202 | |||||
| Shares Voted: | 806,400 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 19 | Mgmt | For | For | For | |||||
| 2.1 | Elect Director Minami, Shinsuke | Mgmt | For | For | For | |||||
| 2.2 | Elect Director Sugimoto, Shigeji | Mgmt | For | For | For | |||||
| 2.3 | Elect Director Shibata, Mitsuyoshi | Mgmt | For | For | For | |||||
| 2.4 | Elect Director Nakayama, Kozue | Mgmt | For | For | For | |||||
| 3 | Appoint Statutory Auditor Miyazaki, Kenji | Mgmt | For | Refer | For | |||||
ZOZO, Inc.
| Meeting Date: | 06/29/2020 | Country: | Japan | Primary Security ID: | J9893A108 | |||||
| Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 3092 | |||||
| Shares Voted: | 453,500 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 18 | Mgmt | For | For | For | |||||
| 2.1 | Elect Director Ozawa, Takao | Mgmt | For | For | For | |||||
| 2.2 | Elect Director Saito, Taro | Mgmt | For | For | For | |||||
| 3 | Appoint Statutory Auditor Utsunomiya, Junko | Mgmt | For | Refer | For | |||||
| 4 | Appoint Deloitte Touche Tohmatsu LLC as New External Audit Firm | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
ZOZO, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 5 | Approve Restricted Stock Plan | Mgmt | For | Refer | For | |||||
DNB ASA
| Meeting Date: | 06/30/2020 | Country: | Norway | Primary Security ID: | R1640U124 | |||||
| Record Date: | 06/23/2020 | Meeting Type: | Annual | Ticker: | DNB | |||||
| Shares Voted: | 0 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Open Meeting; Elect Chairman of Meeting | Mgmt | ||||||||
| 2 | Approve Notice of Meeting and Agenda | Mgmt | For | For | Do Not Vote | |||||
| 3 | Designate Inspector(s) of Minutes of Meeting | Mgmt | For | For | Do Not Vote | |||||
| 4 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | Do Not Vote | |||||
| 5a | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory) | Mgmt | For | Refer | Do Not Vote | |||||
| 5b | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding) | Mgmt | For | Refer | Do Not Vote | |||||
| 6 | Approve Company’s Corporate Governance Statement | Mgmt | For | For | Do Not Vote | |||||
| 7 | Approve Remuneration of Auditors | Mgmt | For | For | Do Not Vote | |||||
| 8 | Approve Reduction in Share Capital via Share Cancellation | Mgmt | For | For | Do Not Vote | |||||
| 9 | Amend Articles | Mgmt | For | For | Do Not Vote | |||||
| 10 | Authorize Board to Raise Subordinated Loan | Mgmt | For | Refer | Do Not Vote | |||||
| 11 | Elect Directors | Mgmt | For | For | Do Not Vote | |||||
| 12 | Elect Members of Nominating Committee | Mgmt | For | For | Do Not Vote | |||||
| 13 | Approve Remuneration of Directors and Nominating Committee | Mgmt | For | Refer | Do Not Vote | |||||
IVY VIP LIMITED-TERM BOND
Proxy Voting Record
There was no proxy voting for Ivy VIP Limited-Term Bond, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP MID CAP GROWTH
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Burberry Group Plc
| Meeting Date: | 07/17/2019 | Country: | United Kingdom | Primary Security ID: | G1700D105 | |||||
| Record Date: | 07/15/2019 | Meeting Type: | Annual | Ticker: | BRBY | |||||
| Shares Voted: | 234,928 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 3 | Approve Final Dividend | Mgmt | For | For | For | |||||
| 4 | Re-elect Dr Gerry Murphy as Director | Mgmt | For | For | For | |||||
| 5 | Re-elect Fabiola Arredondo as Director | Mgmt | For | For | For | |||||
| 6 | Re-elect Jeremy Darroch as Director | Mgmt | For | For | For | |||||
| 7 | Re-elect Ron Frasch as Director | Mgmt | For | For | For | |||||
| 8 | Re-elect Matthew Key as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect Dame Carolyn McCall as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect Orna NiChionna as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Marco Gobbetti as Director | Mgmt | For | For | For | |||||
| 12 | Re-elect Julie Brown as Director | Mgmt | For | For | For | |||||
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 15 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 16 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 18 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 19 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
ABIOMED, Inc.
| Meeting Date: | 08/07/2019 | Country: | USA | Primary Security ID: | 003654100 | |||||
| Record Date: | 06/10/2019 | Meeting Type: | Annual | Ticker: | ABMD | |||||
| Shares Voted: | 28,810 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Michael R. Minogue | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Martin P. Sutter | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
Electronic Arts Inc.
| Meeting Date: | 08/08/2019 | Country: | USA | Primary Security ID: | 285512109 | |||||
| Record Date: | 06/14/2019 | Meeting Type: | Annual | Ticker: | EA | |||||
| Shares Voted: | 137,263 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Leonard S. Coleman | Mgmt | For | For | For | |||||
| 1b | Elect Director Jay C. Hoag | Mgmt | For | For | For | |||||
| 1c | Elect Director Jeffrey T. Huber | Mgmt | For | For | For | |||||
| 1d | Elect Director Lawrence F. Probst, III | Mgmt | For | For | For | |||||
| 1e | Elect Director Talbott Roche | Mgmt | For | For | For | |||||
| 1f | Elect Director Richard A. Simonson | Mgmt | For | For | For | |||||
| 1g | Elect Director Luis A. Ubinas | Mgmt | For | For | For | |||||
| 1h | Elect Director Heidi J. Ueberroth | Mgmt | For | For | For | |||||
| 1i | Elect Director Andrew Wilson | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Provide Right for Shareholders Holding 25% or More of the Common Stock to Call Special Meetings | Mgmt | For | For | For | |||||
| 6 | Provide Right for Shareholders Holding 15% or More of the Common Stock to Call Special Meetings | SH | Against | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Microchip Technology Incorporated
| Meeting Date: | 08/20/2019 | Country: | USA | Primary Security ID: | 595017104 | |||||
| Record Date: | 06/25/2019 | Meeting Type: | Annual | Ticker: | MCHP | |||||
| Shares Voted: | 10,138 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Steve Sanghi | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Matthew W. Chapman | Mgmt | For | For | For | |||||
| 1.3 | Elect Director L.B. Day | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Esther L. Johnson | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Wade F. Meyercord | Mgmt | For | For | For | |||||
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 5 | Report on Human Rights Risks in Operations and Supply Chain | SH | Against | Against | Against | |||||
RPM International Inc.
| Meeting Date: | 10/03/2019 | Country: | USA | Primary Security ID: | 749685103 | |||||
| Record Date: | 08/09/2019 | Meeting Type: | Annual | Ticker: | RPM | |||||
| Shares Voted: | 104,833 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Kirkland B. Andrews | Mgmt | For | For | For | |||||
| 1.2 | Elect Director David A. Daberko | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Thomas S. Gross | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Frank C. Sullivan | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
L3Harris Technologies, Inc.
| Meeting Date: | 10/25/2019 | Country: | USA | Primary Security ID: | 502431109 | |||||
| Record Date: | 08/30/2019 | Meeting Type: | Annual | Ticker: | LHX | |||||
| Shares Voted: | 43,451 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Sallie B. Bailey | Mgmt | For | For | For | |||||
| 1b | Elect Director William M. Brown | Mgmt | For | For | For | |||||
| 1c | Elect Director Peter W. Chiarelli | Mgmt | For | For | For | |||||
| 1d | Elect Director Thomas A. Corcoran | Mgmt | For | For | For | |||||
| 1e | Elect Director Thomas A. Dattilo | Mgmt | For | For | For | |||||
| 1f | Elect Director Roger B. Fradin | Mgmt | For | For | For | |||||
| 1g | Elect Director Lewis Hay, III | Mgmt | For | For | For | |||||
| 1h | Elect Director Lewis Kramer | Mgmt | For | For | For | |||||
| 1i | Elect Director Christopher E. Kubasik | Mgmt | For | For | For | |||||
| 1j | Elect Director Rita S. Lane | Mgmt | For | For | For | |||||
| 1k | Elect Director Robert B. Millard | Mgmt | For | For | For | |||||
| 1l | Elect Director Lloyd W. Newton | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
Maxim Integrated Products, Inc.
| Meeting Date: | 11/07/2019 | Country: | USA | Primary Security ID: | 57772K101 | |||||
| Record Date: | 09/13/2019 | Meeting Type: | Annual | Ticker: | MXIM | |||||
| Shares Voted: | 144,795 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director William (Bill) P. Sullivan | Mgmt | For | For | For | |||||
| 1b | Elect Director Tunc Doluca | Mgmt | For | For | For | |||||
| 1c | Elect Director Tracy C. Accardi | Mgmt | For | For | For | |||||
| 1d | Elect Director James R. Bergman | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Maxim Integrated Products, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1e | Elect Director Joseph R. Bronson | Mgmt | For | For | For | |||||
| 1f | Elect Director Robert E. Grady | Mgmt | For | For | For | |||||
| 1g | Elect Director Mercedes Johnson | Mgmt | For | For | For | |||||
| 1h | Elect Director William D. Watkins | Mgmt | For | For | For | |||||
| 1i | Elect Director MaryAnn Wright | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Jack Henry & Associates, Inc.
| Meeting Date: | 11/14/2019 | Country: | USA | Primary Security ID: | 426281101 | |||||
| Record Date: | 09/20/2019 | Meeting Type: | Annual | Ticker: | JKHY | |||||
| Shares Voted: | 2,429 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Matthew C. Flanigan | Mgmt | For | For | For | |||||
| 1.2 | Elect Director John F. Prim | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Thomas H. Wilson, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Jacque R. Fiegel | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Thomas A. Wimsett | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Laura G. Kelly | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Shruti S. Miyashiro | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Wesley A. Brown | Mgmt | For | For | For | |||||
| 1.9 | Elect Director David B. Foss | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers, LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Palo Alto Networks, Inc.
| Meeting Date: | 12/09/2019 | Country: | USA | Primary Security ID: | 697435105 | |||||
| Record Date: | 10/15/2019 | Meeting Type: | Annual | Ticker: | PANW | |||||
| Shares Voted: | 34,767 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Asheem Chandna | Mgmt | For | Refer | Withhold | |||||
| 1b | Elect Director James J. Goetz | Mgmt | For | Refer | Withhold | |||||
| 1c | Elect Director Mark D. McLaughlin | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
Guidewire Software, Inc.
| Meeting Date: | 12/17/2019 | Country: | USA | Primary Security ID: | 40171V100 | |||||
| Record Date: | 10/21/2019 | Meeting Type: | Annual | Ticker: | GWRE | |||||
| Shares Voted: | 102,985 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Margaret Dillon | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Michael Keller | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Michael (Mike) Rosenbaum | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
| 5 | Require a Majority Vote for the Election of Directors | SH | Against | Against | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
The Scotts Miracle-Gro Company
| Meeting Date: | 01/27/2020 | Country: | USA | Primary Security ID: | 810186106 | |||||
| Record Date: | 12/04/2019 | Meeting Type: | Annual | Ticker: | SMG | |||||
| Shares Voted: | 64,621 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director James Hagedorn | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Brian D. Finn | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Nancy G. Mistretta | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
Gardner Denver Holdings, Inc.
| Meeting Date: | 02/21/2020 | Country: | USA | Primary Security ID: | 36555P107 | |||||
| Record Date: | 01/02/2020 | Meeting Type: | Special | Ticker: | GDI | |||||
| Shares Voted: | 164,529 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1 | Issue Shares in Connection with Merger | Mgmt | For | Refer | For | |||||
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 3 | Adjourn Meeting | Mgmt | For | Refer | For | |||||
Keysight Technologies, Inc.
| Meeting Date: | 03/19/2020 | Country: | USA | Primary Security ID: | 49338L103 | |||||
| Record Date: | 01/21/2020 | Meeting Type: | Annual | Ticker: | KEYS | |||||
| Shares Voted: | 118,736 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Paul N. Clark | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Richard P. Hamada | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Paul A. Lacouture | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Keysight Technologies, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Genmab A/S
| Meeting Date: | 03/26/2020 | Country: | Denmark | Primary Security ID: | K3967W102 | |||||
| Record Date: | 02/21/2020 | Meeting Type: | Annual | Ticker: | GMAB | |||||
| Shares Voted: | 106,837 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| Meeting for ADR Holders | Mgmt | |||||||||
| 1 | Receive Report of Board | Mgmt | ||||||||
| 2 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Omission of Dividends | Mgmt | For | For | For | |||||
| 4a | Reelect Deirdre P. Connelly as Director | Mgmt | For | For | For | |||||
| 4b | Reelect Pernille Erenbjerg as Director | Mgmt | For | For | For | |||||
| 4c | Reelect Rolf Hoffmann as Director | Mgmt | For | For | For | |||||
| 4d | Reelect Paolo Paoletti as Director | Mgmt | For | For | For | |||||
| 4e | Reelect Anders Gersel Pedersen as Director | Mgmt | For | For | For | |||||
| 4f | Elect Jonathan Peacock as New Director | Mgmt | For | Refer | For | |||||
| 5 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For | |||||
| 6a | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Mgmt | For | Refer | Against | |||||
| 6b | Approve Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 800,000 for Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Mgmt | For | Refer | Against | |||||
| 6c | Amend Articles Re: Editorial Changes due to Merger of VP Securities A/S and VP Services A/S | Mgmt | For | Refer | For | |||||
| 7 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Genmab A/S
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 8 | Other Business | Mgmt | ||||||||
A. O. Smith Corporation
| Meeting Date: | 04/15/2020 | Country: | USA | Primary Security ID: | 831865209 | |||||
| Record Date: | 02/18/2020 | Meeting Type: | Annual | Ticker: | AOS | |||||
| Shares Voted: | 194,233 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director William P. Greubel | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Ilham Kadri | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Idelle K. Wolf | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Gene C. Wulf | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
Agilent Technologies, Inc.
| Meeting Date: | 04/17/2020 | Country: | USA | Primary Security ID: | 00846U101 | |||||
| Record Date: | 01/22/2020 | Meeting Type: | Annual | Ticker: | A | |||||
| Shares Voted: | 80,944 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Heidi Kunz | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Susan H. Rataj | Mgmt | For | For | For | |||||
| 1.3 | Elect Director George A. Scangos | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Dow R. Wilson | Mgmt | For | For | For | |||||
| 2 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Agilent Technologies, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
Intuitive Surgical, Inc.
| Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 46120E602 | |||||
| Record Date: | 02/28/2020 | Meeting Type: | Annual | Ticker: | ISRG | |||||
| Shares Voted: | 15,980 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Craig H. Barratt | Mgmt | For | For | For | |||||
| 1b | Elect Director Joseph C. Beery | Mgmt | For | For | For | |||||
| 1c | Elect Director Gary S. Guthart | Mgmt | For | For | For | |||||
| 1d | Elect Director Amal M. Johnson | Mgmt | For | For | For | |||||
| 1e | Elect Director Don R. Kania | Mgmt | For | For | For | |||||
| 1f | Elect Director Amy L. Ladd | Mgmt | For | For | For | |||||
| 1g | Elect Director Keith R. Leonard, Jr. | Mgmt | For | For | For | |||||
| 1h | Elect Director Alan J. Levy | Mgmt | For | For | For | |||||
| 1i | Elect Director Jami Dover Nachtsheim | Mgmt | For | For | For | |||||
| 1j | Elect Director Mark J. Rubash | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Eliminate Supermajority Vote Requirement | Mgmt | For | For | For | |||||
| 6 | Provide Right to Call Special Meeting | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
SVB Financial Group
| Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 78486Q101 | |||||
| Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | SIVB | |||||
| Shares Voted: | 34,004 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Greg W. Becker | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Eric A. Benhamou | Mgmt | For | For | For | |||||
| 1.3 | Elect Director John S. Clendening | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Roger F. Dunbar | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Joel P. Friedman | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Jeffrey N. Maggioncalda | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Kay Matthews | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Mary J. Miller | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Kate D. Mitchell | Mgmt | For | For | For | |||||
| 1.10 | Elect Director John F. Robinson | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Garen K. Staglin | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
L3Harris Technologies, Inc.
| Meeting Date: | 04/24/2020 | Country: | USA | Primary Security ID: | 502431109 | |||||
| Record Date: | 02/28/2020 | Meeting Type: | Annual | Ticker: | LHX | |||||
| Shares Voted: | 41,992 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Sallie B. Bailey | Mgmt | For | For | For | |||||
| 1b | Elect Director William M. Brown | Mgmt | For | For | For | |||||
| 1c | Elect Director Peter W. Chiarelli | Mgmt | For | For | For | |||||
| 1d | Elect Director Thomas A. Corcoran | Mgmt | For | For | For | |||||
| 1e | Elect Director Thomas A. Dattilo | Mgmt | For | For | For | |||||
| 1f | Elect Director Roger B. Fradin | Mgmt | For | For | For | |||||
| 1g | Elect Director Lewis Hay, III | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
L3Harris Technologies, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1h | Elect Director Lewis Kramer | Mgmt | For | For | For | |||||
| 1i | Elect Director Christopher E. Kubasik | Mgmt | For | For | For | |||||
| 1j | Elect Director Rita S. Lane | Mgmt | For | For | For | |||||
| 1k | Elect Director Robert B. Millard | Mgmt | For | For | For | |||||
| 1l | Elect Director Lloyd W. Newton | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Eliminate Supermajority Vote Requirement and Fair Price Requirements for Business Combinations | Mgmt | For | For | For | |||||
| 5 | Amend Certificate of Incorporation to Eliminate the Anti-Greenmail Provision | Mgmt | For | Refer | For | |||||
| 6 | Amend Certificate of Incorporation to Eliminate Cumulative Voting Provision | Mgmt | For | Refer | For | |||||
| 7 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
Fastenal Company
| Meeting Date: | 04/25/2020 | Country: | USA | Primary Security ID: | 311900104 | |||||
| Record Date: | 02/26/2020 | Meeting Type: | Annual | Ticker: | FAST | |||||
| Shares Voted: | 341,816 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Willard D. Oberton | Mgmt | For | For | For | |||||
| 1b | Elect Director Michael J. Ancius | Mgmt | For | For | For | |||||
| 1c | Elect Director Michael J. Dolan | Mgmt | For | For | For | |||||
| 1d | Elect Director Stephen L. Eastman | Mgmt | For | For | For | |||||
| 1e | Elect Director Daniel L. Florness | Mgmt | For | For | For | |||||
| 1f | Elect Director Rita J. Heise | Mgmt | For | For | For | |||||
| 1g | Elect Director Daniel L. Johnson | Mgmt | For | For | For | |||||
| 1h | Elect Director Nicholas J. Lundquist | Mgmt | For | For | For | |||||
| 1i | Elect Director Scott A. Satterlee | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Fastenal Company
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1j | Elect Director Reyne K. Wisecup | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Prepare Employment Diversity Report | SH | Against | Against | Against | |||||
Coherent, Inc.
| Meeting Date: | 04/27/2020 | Country: | USA | Primary Security ID: | 192479103 | |||||
| Record Date: | 03/03/2020 | Meeting Type: | Annual | Ticker: | COHR | |||||
| Shares Voted: | 40,517 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Jay T. Flatley | Mgmt | For | For | For | |||||
| 1b | Elect Director Pamela Fletcher | Mgmt | For | For | For | |||||
| 1c | Elect Director Andreas (Andy) W. Mattes | Mgmt | For | For | For | |||||
| 1d | Elect Director Beverly Kay Matthews | Mgmt | For | For | For | |||||
| 1e | Elect Director Michael R. McMullen | Mgmt | For | For | For | |||||
| 1f | Elect Director Garry W. Rogerson | Mgmt | For | For | For | |||||
| 1g | Elect Director Steve Skaggs | Mgmt | For | For | For | |||||
| 1h | Elect Director Sandeep Vij | Mgmt | For | For | For | |||||
| 2 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Noble Energy, Inc.
| Meeting Date: | 04/28/2020 | Country: | USA | Primary Security ID: | 655044105 | |||||
| Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | NBL | |||||
| Shares Voted: | 323,290 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Jeffrey L. Berenson | Mgmt | For | For | For | |||||
| 1b | Elect Director James E. Craddock | Mgmt | For | Refer | Against | |||||
| 1c | Elect Director Barbara J. Duganier | Mgmt | For | For | For | |||||
| 1d | Elect Director Thomas J. Edelman | Mgmt | For | For | For | |||||
| 1e | Elect Director Holli C. Ladhani | Mgmt | For | For | For | |||||
| 1f | Elect Director David L. Stover | Mgmt | For | For | For | |||||
| 1g | Elect Director Scott D. Urban | Mgmt | For | For | For | |||||
| 1h | Elect Director William T. Van Kleef | Mgmt | For | For | For | |||||
| 1i | Elect Director Martha B. Wyrsch | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
Axalta Coating Systems Ltd.
| Meeting Date: | 04/29/2020 | Country: | Bermuda | Primary Security ID: | G0750C108 | |||||
| Record Date: | 03/06/2020 | Meeting Type: | Annual | Ticker: | AXTA | |||||
| Shares Voted: | 317,997 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1 | Elect Director Mark Garrett | Mgmt | For | For | Withhold | |||||
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | Against | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
BorgWarner Inc.
| Meeting Date: | 04/29/2020 | Country: | USA | Primary Security ID: | 099724106 | |||||
| Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | BWA | |||||
| Shares Voted: | 221,178 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Dennis C. Cuneo | Mgmt | For | For | For | |||||
| 1b | Elect Director Michael S. Hanley | Mgmt | For | For | For | |||||
| 1c | Elect Director Frederic B. Lissalde | Mgmt | For | For | For | |||||
| 1d | Elect Director Paul A. Mascarenas | Mgmt | For | For | For | |||||
| 1e | Elect Director John R. McKernan, Jr. | Mgmt | For | For | For | |||||
| 1f | Elect Director Deborah D. McWhinney | Mgmt | For | For | For | |||||
| 1g | Elect Director Alexis P. Michas | Mgmt | For | For | For | |||||
| 1h | Elect Director Vicki L. Sato | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | SH | Against | Refer | Against | |||||
Trex Company, Inc.
| Meeting Date: | 04/29/2020 | Country: | USA | Primary Security ID: | 89531P105 | |||||
| Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | TREX | |||||
| Shares Voted: | 84,687 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Jay M. Gratz | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Kristine L. Juster | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Ronald W. Kaplan | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Gerald Volas | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Increase Authorized Common Stock | Mgmt | For | For | For | |||||
| 4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
National Instruments Corporation
| Meeting Date: | 05/05/2020 | Country: | USA | Primary Security ID: | 636518102 | |||||
| Record Date: | 03/06/2020 | Meeting Type: | Annual | Ticker: | NATI | |||||
| Shares Voted: | 10,664 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Michael E. McGrath | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Alexander M. Davern | Mgmt | For | For | For | |||||
| 2 | Approve Restricted Stock Plan | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Advanced Micro Devices, Inc.
| Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 007903107 | |||||
| Record Date: | 03/10/2020 | Meeting Type: | Annual | Ticker: | AMD | |||||
| Shares Voted: | 205,088 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director John E. Caldwell | Mgmt | For | For | For | |||||
| 1b | Elect Director Nora M. Denzel | Mgmt | For | For | For | |||||
| 1c | Elect Director Mark Durcan | Mgmt | For | For | For | |||||
| 1d | Elect Director Michael P. Gregoire | Mgmt | For | For | For | |||||
| 1e | Elect Director Joseph A. Householder | Mgmt | For | For | For | |||||
| 1f | Elect Director John W. Marren | Mgmt | For | For | For | |||||
| 1g | Elect Director Lisa T. Su | Mgmt | For | For | For | |||||
| 1h | Elect Director Abhi Y. Talwalkar | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Edwards Lifesciences Corporation
| Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 28176E108 | |||||
| Record Date: | 03/13/2020 | Meeting Type: | Annual | Ticker: | EW | |||||
| Shares Voted: | 47,289 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Michael A. Mussallem | Mgmt | For | For | For | |||||
| 1b | Elect Director Kieran T. Gallahue | Mgmt | For | For | For | |||||
| 1c | Elect Director Leslie S. Heisz | Mgmt | For | For | For | |||||
| 1d | Elect Director William J. Link | Mgmt | For | For | For | |||||
| 1e | Elect Director Steven R. Loranger | Mgmt | For | For | For | |||||
| 1f | Elect Director Martha H. Marsh | Mgmt | For | For | For | |||||
| 1g | Elect Director Ramona Sequeira | Mgmt | For | For | For | |||||
| 1h | Elect Director Nicholas J. Valeriani | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
| 4 | Approve Stock Split | Mgmt | For | For | For | |||||
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 6 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
IDEX Corporation
| Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 45167R104 | |||||
| Record Date: | 03/13/2020 | Meeting Type: | Annual | Ticker: | IEX | |||||
| Shares Voted: | 58,375 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Andrew K. Silvernail | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Katrina L. Helmkamp | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Mark A. Beck | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Carl R. Christenson | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
IDEX Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Report on Employee Representation on the Board of Directors | SH | Against | Refer | Against | |||||
Tractor Supply Company
| Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 892356106 | |||||
| Record Date: | 03/10/2020 | Meeting Type: | Annual | Ticker: | TSCO | |||||
| Shares Voted: | 146,695 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Cynthia T. Jamison | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Ricardo Cardenas | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Denise L. Jackson | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Thomas A. Kingsbury | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Ramkumar Krishnan | Mgmt | For | For | For | |||||
| 1.6 | Elect Director George MacKenzie | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Edna K. Morris | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Mark J. Weikel | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Harry A. Lawton, III | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Eliminate Supermajority Vote Requirement | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Teradyne, Inc.
| Meeting Date: | 05/08/2020 | Country: | USA | Primary Security ID: | 880770102 | |||||
| Record Date: | 03/12/2020 | Meeting Type: | Annual | Ticker: | TER | |||||
| Shares Voted: | 196,345 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1A | Elect Director Michael A. Bradley | Mgmt | For | For | For | |||||
| 1B | Elect Director Edwin J. Gillis | Mgmt | For | For | For | |||||
| 1C | Elect Director Timothy E. Guertin | Mgmt | For | For | For | |||||
| 1D | Elect Director Mark E. Jagiela | Mgmt | For | For | For | |||||
| 1E | Elect Director Mercedes Johnson | Mgmt | For | For | For | |||||
| 1F | Elect Director Marilyn Matz | Mgmt | For | For | For | |||||
| 1G | Elect Director Paul J. Tufano | Mgmt | For | For | For | |||||
| 1H | Elect Director Roy A. Vallee | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
Cboe Global Markets, Inc.
| Meeting Date: | 05/12/2020 | Country: | USA | Primary Security ID: | 12503M108 | |||||
| Record Date: | 03/19/2020 | Meeting Type: | Annual | Ticker: | CBOE | |||||
| Shares Voted: | 41,315 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Edward T. Tilly | Mgmt | For | For | For | |||||
| 1b | Elect Director Eugene S. Sunshine | Mgmt | For | For | For | |||||
| 1c | Elect Director William M. Farrow, III | Mgmt | For | For | For | |||||
| 1d | Elect Director Edward J. Fitzpatrick | Mgmt | For | For | For | |||||
| 1e | Elect Director Janet P. Froetscher | Mgmt | For | For | For | |||||
| 1f | Elect Director Jill R. Goodman | Mgmt | For | For | For | |||||
| 1g | Elect Director Roderick A. Palmore | Mgmt | For | For | For | |||||
| 1h | Elect Director James E. Parisi | Mgmt | For | For | For | |||||
| 1i | Elect Director Joseph P. Ratterman | Mgmt | For | For | For | |||||
| 1j | Elect Director Michael L. Richter | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Cboe Global Markets, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1k | Elect Director Jill E. Sommers | Mgmt | For | For | For | |||||
| 1l | Elect Director Fredric J. Tomczyk | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
First Republic Bank
| Meeting Date: | 05/12/2020 | Country: | USA | Primary Security ID: | 33616C100 | |||||
| Record Date: | 03/13/2020 | Meeting Type: | Annual | Ticker: | FRC | |||||
| Shares Voted: | 88,938 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director James H. Herbert, II | Mgmt | For | For | For | |||||
| 1b | Elect Director Katherine August-deWilde | Mgmt | For | For | For | |||||
| 1c | Elect Director Hafize Gaye Erkan | Mgmt | For | For | For | |||||
| 1d | Elect Director Frank J. Fahrenkopf, Jr. | Mgmt | For | For | For | |||||
| 1e | Elect Director Boris Groysberg | Mgmt | For | For | For | |||||
| 1f | Elect Director Sandra R. Hernandez | Mgmt | For | For | For | |||||
| 1g | Elect Director Pamela J. Joyner | Mgmt | For | For | For | |||||
| 1h | Elect Director Reynold Levy | Mgmt | For | For | For | |||||
| 1i | Elect Director Duncan L. Niederauer | Mgmt | For | For | For | |||||
| 1j | Elect Director George G.C. Parker | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
The Hershey Company
| Meeting Date: | 05/12/2020 | Country: | USA | Primary Security ID: | 427866108 | |||||
| Record Date: | 03/13/2020 | Meeting Type: | Annual | Ticker: | HSY | |||||
| Shares Voted: | 53,129 | |||||||||
The Hershey Company
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Pamela M. Arway | Mgmt | For | For | For | |||||
| 1.2 | Elect Director James W. Brown | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Michele G. Buck | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Victor L. Crawford | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Charles A. Davis | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Mary Kay Haben | Mgmt | For | For | For | |||||
| 1.7 | Elect Director James C. Katzman | Mgmt | For | For | For | |||||
| 1.8 | Elect Director M. Diane Koken | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Robert M. Malcolm | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Anthony J. Palmer | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Juan R. Perez | Mgmt | For | For | For | |||||
| 1.12 | Elect Director Wendy L. Schoppert | Mgmt | For | For | For | |||||
| 1.13 | Elect Director David L. Shedlarz | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
TransUnion
| Meeting Date: | 05/12/2020 | Country: | USA | Primary Security ID: | 89400J107 | |||||
| Record Date: | 03/13/2020 | Meeting Type: | Annual | Ticker: | TRU | |||||
| Shares Voted: | 158,175 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
| 2a | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws | Mgmt | For | For | For | |||||
| 2b | Eliminate Supermajority Vote Requirement to Remove Directors | Mgmt | For | For | For | |||||
| 3 | Amend Articles of Incorporation to Remove the Corporate Opportunity Waiver | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
TransUnion
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 4 | Amend Articles of Association | Mgmt | For | Refer | For | |||||
| 5a | Elect Director Suzanne P. Clark | Mgmt | For | For | For | |||||
| 5b | Elect Director Kermit R. Crawford | Mgmt | For | For | For | |||||
| 5c | Elect Director Thomas L. Monahan, III | Mgmt | For | For | For | |||||
| 6 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 7 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
Tyler Technologies, Inc.
| Meeting Date: | 05/12/2020 | Country: | USA | Primary Security ID: | 902252105 | |||||
| Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | TYL | |||||
| Shares Voted: | 26,916 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Donald R. Brattain | Mgmt | For | For | For | |||||
| 1b | Elect Director Glenn A. Carter | Mgmt | For | For | For | |||||
| 1c | Elect Director Brenda A. Cline | Mgmt | For | For | For | |||||
| 1d | Elect Director J. Luther King, Jr. | Mgmt | For | For | For | |||||
| 1e | Elect Director Mary L. Landrieu | Mgmt | For | For | For | |||||
| 1f | Elect Director John S. Marr, Jr. | Mgmt | For | For | For | |||||
| 1g | Elect Director H. Lynn Moore, Jr. | Mgmt | For | For | For | |||||
| 1h | Elect Director Daniel M. Pope | Mgmt | For | For | For | |||||
| 1i | Elect Director Dustin R. Womble | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Dunkin’ Brands Group, Inc.
| Meeting Date: | 05/13/2020 | Country: | USA | Primary Security ID: | 265504100 | |||||
| Record Date: | 03/19/2020 | Meeting Type: | Annual | Ticker: | DNKN | |||||
| Shares Voted: | 16,362 | |||||||||
Dunkin’ Brands Group, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Linda Boff | Mgmt | For | For | For | |||||
| 1b | Elect Director Irene Chang Britt | Mgmt | For | For | For | |||||
| 1c | Elect Director Michael F. Hines | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Laboratory Corporation of America Holdings
| Meeting Date: | 05/13/2020 | Country: | USA | Primary Security ID: | 50540R409 | |||||
| Record Date: | 03/25/2020 | Meeting Type: | Annual | Ticker: | LH | |||||
| Shares Voted: | �� | 47,550 | ||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Kerrii B. Anderson | Mgmt | For | For | For | |||||
| 1b | Elect Director Jean-Luc Belingard | Mgmt | For | For | For | |||||
| 1c | Elect Director Jeffrey A. Davis | Mgmt | For | For | For | |||||
| 1d | Elect Director D. Gary Gilliland | Mgmt | For | For | For | |||||
| 1e | Elect Director Garheng Kong | Mgmt | For | For | For | |||||
| 1f | Elect Director Peter M. Neupert | Mgmt | For | For | For | |||||
| 1g | Elect Director Richelle P. Parham | Mgmt | For | For | For | |||||
| 1h | Elect Director Adam H. Schechter | Mgmt | For | For | For | |||||
| 1i | Elect Director R. Sanders Williams | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Seattle Genetics, Inc.
| Meeting Date: | 05/15/2020 | Country: | USA | Primary Security ID: | 812578102 | |||||
| Record Date: | 03/19/2020 | Meeting Type: | Annual | Ticker: | SGEN | |||||
| Shares Voted: | 75,008 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director David W. Gryska | Mgmt | For | For | For | |||||
| 1.2 | Elect Director John A. Orwin | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Alpna H. Seth | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
Chipotle Mexican Grill, Inc.
| Meeting Date: | 05/19/2020 | Country: | USA | Primary Security ID: | 169656105 | |||||
| Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | CMG | |||||
| Shares Voted: | 19,529 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Albert S. Baldocchi | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Patricia Fili-Krushel | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Neil W. Flanzraich | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Robin Hickenlooper | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Scott Maw | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Ali Namvar | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Brian Niccol | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Adopt Share Retention Policy For Senior Executives | SH | Against | Against | Against | |||||
| 5 | Require Independent Board Chair | SH | Against | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Chipotle Mexican Grill, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 6 | Report on Employment-Related Arbitration | SH | Against | For | For | |||||
| 7 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
Zendesk, Inc.
| Meeting Date: | 05/19/2020 | Country: | USA | Primary Security ID: | 98936J101 | |||||
| Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | ZEN | |||||
| Shares Voted: | 53,939 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Michael Curtis | Mgmt | For | Refer | Against | |||||
| 1b | Elect Director Mikkel Svane | Mgmt | For | Refer | Against | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Nordstrom, Inc.
| Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 655664100 | |||||
| Record Date: | 03/11/2020 | Meeting Type: | Annual | Ticker: | JWN | |||||
| Shares Voted: | 1,533 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Shellye L. Archambeau | Mgmt | For | For | For | |||||
| 1b | Elect Director Stacy Brown-Philpot | Mgmt | For | For | For | |||||
| 1c | Elect Director Tanya L. Domier | Mgmt | For | For | For | |||||
| 1d | Elect Director James L. Donald | Mgmt | For | For | For | |||||
| 1e | Elect Director Kirsten A. Green | Mgmt | For | For | For | |||||
| 1f | Elect Director Glenda G. McNeal | Mgmt | For | For | For | |||||
| 1g | Elect Director Erik B. Nordstrom | Mgmt | For | For | For | |||||
| 1h | Elect Director Peter E. Nordstrom | Mgmt | For | For | For | |||||
| 1i | Elect Director Brad D. Smith | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Nordstrom, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1j | Elect Director Bradley D. Tilden | Mgmt | For | For | For | |||||
| 1k | Elect Director Mark J. Tritton | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | Refer | Against | |||||
| 5 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
DexCom, Inc.
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 252131107 | |||||
| Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | DXCM | |||||
| Shares Voted: | 43,936 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Richard A. Collins | Mgmt | For | For | For | |||||
| 1b | Elect Director Mark G. Foletta | Mgmt | For | For | For | |||||
| 1c | Elect Director Eric J. Topol | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
VeriSign, Inc.
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 92343E102 | |||||
| Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | VRSN | |||||
| Shares Voted: | 19,991 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director D. James Bidzos | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Yehuda Ari Buchalter | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Kathleen A. Cote | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
VeriSign, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.4 | Elect Director Thomas F. Frist, III | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Jamie S. Gorelick | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Roger H. Moore | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Louis A. Simpson | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Timothy Tomlinson | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Provide Right to Act by Written Consent | SH | Against | For | Against | |||||
Cerner Corporation
| Meeting Date: | 05/22/2020 | Country: | USA | Primary Security ID: | 156782104 | |||||
| Record Date: | 03/24/2020 | Meeting Type: | Annual | Ticker: | CERN | |||||
| Shares Voted: | 144,209 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1a | Elect Director Julie L. Gerberding | Mgmt | For | For | For | |||||
| 1b | Elect Director Brent Shafer | Mgmt | For | For | For | |||||
| 1c | Elect Director William D. Zollars | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
| 5 | Amend Advance Notice Provisions | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Novanta Inc.
| Meeting Date: | 05/26/2020 | Country: | Canada | Primary Security ID: | 67000B104 | |||||
| Record Date: | 04/15/2020 | Meeting Type: | Annual/Special | Ticker: | NOVT | |||||
| Shares Voted: | 33,248 | |||||||||
Novanta Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Stephen W. Bershad | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Lonny J. Carpenter | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Deborah DiSanzo | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Matthijs Glastra | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Brian D. King | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Ira J. Lamel | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Maxine L. Mauricio | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Dominic A. Romeo | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Thomas N. Secor | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Amend By-Law Number 1 to Allow the Company to Hold Shareholder Meetings by Means of Remote Participation | Mgmt | For | Refer | For | |||||
Arista Networks, Inc.
| Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 040413106 | |||||
| Record Date: | 04/02/2020 | Meeting Type: | Annual | Ticker: | ANET | |||||
| Shares Voted: | 37,648 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Mark B. Templeton | Mgmt | For | Refer | Withhold | |||||
| 1.2 | Elect Director Nikos Theodosopoulos | Mgmt | For | Refer | Withhold | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Twitter, Inc.
| Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 90184L102 | |||||
| Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | TWTR | |||||
| Shares Voted: | 176,128 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Omid R. Kordestani | Mgmt | For | For | For | |||||
| 1b | Elect Director Ngozi Okonjo-Iweala | Mgmt | For | For | For | |||||
| 1c | Elect Director Bret Taylor | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Report on Risks of Omitting Viewpoint and Ideology from EEO Policy | SH | Against | Against | Against | |||||
Teladoc Health, Inc.
| Meeting Date: | 05/28/2020 | Country: | USA | Primary Security ID: | 87918A105 | |||||
| Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | TDOC | |||||
| Shares Voted: | 354 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Helen Darling | Mgmt | For | For | For | |||||
| 1.2 | Elect Director William H. Frist | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Michael Goldstein | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Jason Gorevic | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Catherine A. Jacobson | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Thomas G. McKinley | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Kenneth H. Paulus | Mgmt | For | For | For | |||||
| 1.8 | Elect Director David Shedlarz | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Mark Douglas Smith | Mgmt | For | For | For | |||||
| 1.10 | Elect Director David B. Snow, Jr. | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Teladoc Health, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
DocuSign, Inc.
| Meeting Date: | 05/29/2020 | Country: | USA | Primary Security ID: | 256163106 | |||||
| Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | DOCU | |||||
| Shares Voted: | 97,050 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Cynthia Gaylor | Mgmt | For | Refer | Withhold | |||||
| 1.2 | Elect Director S. Steven Singh | Mgmt | For | Refer | Withhold | |||||
| 2 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
CoStar Group, Inc.
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 22160N109 | |||||
| Record Date: | 04/08/2020 | Meeting Type: | Annual | Ticker: | CSGP | |||||
| Shares Voted: | 27,068 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Michael R. Klein | Mgmt | For | For | For | |||||
| 1b | Elect Director Andrew C. Florance | Mgmt | For | For | For | |||||
| 1c | Elect Director Laura Cox Kaplan | Mgmt | For | For | For | |||||
| 1d | Elect Director Michael J. Glosserman | Mgmt | For | For | For | |||||
| 1e | Elect Director John W. Hill | Mgmt | For | For | For | |||||
| 1f | Elect Director Robert W. Musslewhite | Mgmt | For | For | For | |||||
| 1g | Elect Director Christopher J. Nassetta | Mgmt | For | For | For | |||||
| 1h | Elect Director Louise S. Sams | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
CoStar Group, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Glaukos Corporation
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 377322102 | |||||
| Record Date: | 04/08/2020 | Meeting Type: | Annual | Ticker: | GKOS | |||||
| Shares Voted: | 92,630 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director William J. Link | Mgmt | For | Refer | Withhold | |||||
| 1.2 | Elect Director Aimee S. Weisner | Mgmt | For | Refer | Withhold | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
lululemon athletica inc.
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 550021109 | |||||
| Record Date: | 04/08/2020 | Meeting Type: | Annual | Ticker: | LULU | |||||
| Shares Voted: | 27,097 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Michael Casey | Mgmt | For | For | For | |||||
| 1b | Elect Director Glenn Murphy | Mgmt | For | For | For | |||||
| 1c | Elect Director David M. Mussafer | Mgmt | For | For | For | |||||
| 1d | Elect Director Stephanie Ferris | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Adopt Policy to Eliminate the Sale of Items Containing Down Feathers | SH | Against | Against | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Twilio Inc.
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 90138F102 | |||||
| Record Date: | 04/06/2020 | Meeting Type: | Annual | Ticker: | TWLO | |||||
| Shares Voted: | 70,127 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Richard Dalzell | Mgmt | For | Refer | Withhold | |||||
| 1.2 | Elect Director Jeffrey Immelt | Mgmt | For | Refer | Withhold | |||||
| 1.3 | Elect Director Erika Rottenberg | Mgmt | For | Refer | Withhold | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
Ulta Beauty, Inc.
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 90384S303 | |||||
| Record Date: | 04/06/2020 | Meeting Type: | Annual | Ticker: | ULTA | |||||
| Shares Voted: | 40,895 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Michelle L. Collins | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Patricia A. Little | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Michael C. Smith | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Trane Technologies Plc
| Meeting Date: | 06/04/2020 | Country: | Ireland | Primary Security ID: | G8994E103 | |||||
| Record Date: | 04/08/2020 | Meeting Type: | Annual | Ticker: | TT | |||||
| Shares Voted: | 20,345 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Kirk E. Arnold | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Trane Technologies Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1b | Elect Director Ann C. Berzin | Mgmt | For | For | For | |||||
| 1c | Elect Director John Bruton | Mgmt | For | For | For | |||||
| 1d | Elect Director Jared L. Cohon | Mgmt | For | For | For | |||||
| 1e | Elect Director Gary D. Forsee | Mgmt | For | For | For | |||||
| 1f | Elect Director Linda P. Hudson | Mgmt | For | For | For | |||||
| 1g | Elect Director Michael W. Lamach | Mgmt | For | For | For | |||||
| 1h | Elect Director Myles P. Lee | Mgmt | For | For | For | |||||
| 1i | Elect Director Karen B. Peetz | Mgmt | For | For | For | |||||
| 1j | Elect Director John P. Surma | Mgmt | For | For | For | |||||
| 1k | Elect Director Richard J. Swift | Mgmt | For | For | For | |||||
| 1l | Elect Director Tony L. White | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 4 | Authorize Issue of Equity | Mgmt | For | For | For | |||||
| 5 | Renew Directors’ Authority to Issue Shares for Cash | Mgmt | For | For | For | |||||
| 6 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Refer | For | |||||
MercadoLibre, Inc.
| Meeting Date: | 06/08/2020 | Country: | USA | Primary Security ID: | 58733R102 | |||||
| Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | MELI | |||||
| Shares Voted: | 15,597 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Susan Segal | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Mario Eduardo Vazquez | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Alejandro Nicolas Aguzin | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
MercadoLibre, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 3 | Ratify Deloitte & Co. S.A. as Auditors | Mgmt | For | For | For | |||||
The Middleby Corporation
| Meeting Date: | 06/08/2020 | Country: | USA | Primary Security ID: | 596278101 | |||||
| Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | MIDD | |||||
| Shares Voted: | 84,307 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Sarah Palisi Chapin | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Timothy J. FitzGerald | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Cathy L. McCarthy | Mgmt | For | For | For | |||||
| 1.4 | Elect Director John R. Miller, III | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Robert A. Nerbonne | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Gordon O’Brien | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Nassem Ziyad | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
MarketAxess Holdings Inc.
| Meeting Date: | 06/10/2020 | Country: | USA | Primary Security ID: | 57060D108 | |||||
| Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | MKTX | |||||
| Shares Voted: | 35,456 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Richard M. McVey | Mgmt | For | For | For | |||||
| 1b | Elect Director Nancy Altobello | Mgmt | For | For | For | |||||
| 1c | Elect Director Steven L. Begleiter | Mgmt | For | For | For | |||||
| 1d | Elect Director Stephen P. Casper | Mgmt | For | For | For | |||||
| 1e | Elect Director Jane Chwick | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
MarketAxess Holdings Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1f | Elect Director Christopher R. Concannon | Mgmt | For | For | For | |||||
| 1g | Elect Director William F. Cruger | Mgmt | For | For | For | |||||
| 1h | Elect Director Justin G. Gmelich | Mgmt | For | For | For | |||||
| 1i | Elect Director Richard G. Ketchum | Mgmt | For | For | For | |||||
| 1j | Elect Director Emily H. Portney | Mgmt | For | For | For | |||||
| 1k | Elect Director Richard L. Prager | Mgmt | For | For | For | |||||
| 1l | Elect Director John Steinhardt | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
National Vision Holdings, Inc.
| Meeting Date: | 06/10/2020 | Country: | USA | Primary Security ID: | 63845R107 | |||||
| Record Date: | 04/15/2020 | Meeting Type: | Annual | Ticker: | EYE | |||||
| Shares Voted: | 167,506 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director David M. Tehle | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Thomas V. Taylor, Jr. | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Virginia A. Hepner | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Monolithic Power Systems, Inc.
| Meeting Date: | 06/11/2020 | Country: | USA | Primary Security ID: | 609839105 | |||||
| Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | MPWR | |||||
| Shares Voted: | 60,222 | |||||||||
Monolithic Power Systems, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Victor K. Lee | Mgmt | For | Withhold | Withhold | |||||
| 1.2 | Elect Director James C. Moyer | Mgmt | For | Withhold | Withhold | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | Refer | Against | |||||
10X Genomics, Inc.
| Meeting Date: | 06/15/2020 | Country: | USA | Primary Security ID: | 88025U109 | |||||
| Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | TXG | |||||
| Shares Voted: | 29,192 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Serge Saxonov | Mgmt | For | Refer | Withhold | |||||
| 1.2 | Elect Director Benjamin J. Hindson | Mgmt | For | Refer | Withhold | |||||
| 1.3 | Elect Director John R. Stuelpnagel | Mgmt | For | Refer | Withhold | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
Ingersoll Rand, Inc.
| Meeting Date: | 06/16/2020 | Country: | USA | Primary Security ID: | 45687V106 | |||||
| Record Date: | 04/22/2020 | Meeting Type: | Annual | Ticker: | IR | |||||
| Shares Voted: | 190,298 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Kirk E. Arnold | Mgmt | For | For | For | |||||
| 1b | Elect Director William P. Donnelly | Mgmt | For | For | For | |||||
| 1c | Elect Director Marc E. Jones | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Square, Inc.
| Meeting Date: | 06/16/2020 | Country: | USA | Primary Security ID: | 852234103 | |||||
| Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | SQ | |||||
| Shares Voted: | 148,498 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
| 1.1 | Elect Director Roelof Botha | Mgmt | For | Refer | Withhold | |||||
| 1.2 | Elect Director Amy Brooks | Mgmt | For | For | For | |||||
| 1.3 | Elect Director James McKelvey | Mgmt | For | Refer | Withhold | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Report on Non-Management Employee Representation on the Board of Directors | SH | Against | Refer | Against | |||||
Universal Display Corporation
| Meeting Date: | 06/18/2020 | Country: | USA | Primary Security ID: | 91347P105 | |||||
| Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | OLED | |||||
| Shares Voted: | 40,532 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1A | Elect Director Steven V. Abramson | Mgmt | For | For | For | |||||
| 1B | Elect Director Cynthia J. Comparin | Mgmt | For | For | For | |||||
| 1C | Elect Director Richard C. Elias | Mgmt | For | For | For | |||||
| 1D | Elect Director Elizabeth H. Gemmill | Mgmt | For | For | For | |||||
| 1E | Elect Director C. Keith Hartley | Mgmt | For | For | For | |||||
| 1F | Elect Director Celia M. Joseph | Mgmt | For | For | For | |||||
| 1G | Elect Director Lawrence Lacerte | Mgmt | For | For | For | |||||
| 1H | Elect Director Sidney D. Rosenblatt | Mgmt | For | For | For | |||||
| 1I | Elect Director Sherwin I. Seligsohn | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Ollie’s Bargain Outlet Holdings, Inc.
| Meeting Date: | 06/22/2020 | Country: | USA | Primary Security ID: | 681116109 | |||||
| Record Date: | 04/27/2020 | Meeting Type: | Annual | Ticker: | OLLI | |||||
| Shares Voted: | 20,027 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1A | Elect Director Alissa Ahlman | Mgmt | For | For | For | |||||
| 1B | Elect Director Robert Fisch | Mgmt | For | For | For | |||||
| 1C | Elect Director John Swygert | Mgmt | For | For | For | |||||
| 1D | Elect Director Richard Zannino | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
IVY VIP NATURAL RESOURCES
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
BHP Group Plc
| Meeting Date: | 10/17/2019 | Country: | United Kingdom | Primary Security ID: | G10877127 | |||||
| Record Date: | 10/15/2019 | Meeting Type: | Annual | Ticker: | BHP | |||||
| Shares Voted: | 130,519 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| Management Proposals | Mgmt | |||||||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Appoint Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 4 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 5 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 6 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 7 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 8 | Approve Remuneration Report for UK Law Purposes | Mgmt | For | Refer | For | |||||
| 9 | Approve Remuneration Report for Australian Law Purposes | Mgmt | For | Refer | For | |||||
| 10 | Approve Grant of Awards under the Group’s Incentive Plans to Andrew Mackenzie | Mgmt | For | For | For | |||||
| 11 | Elect Ian Cockerill as Director | Mgmt | For | For | For | |||||
| 12 | Elect Susan Kilsby as Director | Mgmt | For | For | For | |||||
| 13 | Re-elect Terry Bowen as Director | Mgmt | For | For | For | |||||
| 14 | Re-elect Malcolm Broomhead as Director | Mgmt | For | For | For | |||||
| 15 | Re-elect Anita Frew as Director | Mgmt | For | For | For | |||||
| 16 | Re-elect Andrew Mackenzie as Director | Mgmt | For | For | For | |||||
| 17 | Re-elect Lindsay Maxsted as Director | Mgmt | For | For | For | |||||
| 18 | Re-elect John Mogford as Director | Mgmt | For | For | For | |||||
| 19 | Re-elect Shriti Vadera as Director | Mgmt | For | For | For | |||||
| 20 | Re-elect Ken MacKenzie as Director | Mgmt | For | For | For | |||||
| Shareholder Proposals | Mgmt | |||||||||
| 21 | Amend Constitution of BHP Group Limited | SH | Against | Refer | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
BHP Group Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 22 | Approve Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement | SH | Against | Refer | Against | |||||
Parsley Energy, Inc.
| Meeting Date: | 01/09/2020 | Country: | USA | Primary Security ID: | 701877102 | |||||
| Record Date: | 11/25/2019 | Meeting Type: | Special | Ticker: | PE | |||||
| Shares Voted: | 70,200 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1 | Issue Shares in Connection with Acquisition | Mgmt | For | Refer | For | |||||
Air Products and Chemicals, Inc.
| Meeting Date: | 01/23/2020 | Country: | USA | Primary Security ID: | 009158106 | |||||
| Record Date: | 11/29/2019 | Meeting Type: | Annual | Ticker: | APD | |||||
| Shares Voted: | 5,907 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Susan K. Carter | Mgmt | For | For | For | |||||
| 1b | Elect Director Charles I. Cogut | Mgmt | For | For | For | |||||
| 1c | Elect Director Chadwick C. Deaton | Mgmt | For | For | For | |||||
| 1d | Elect Director Seifollah (Seifi) Ghasemi | Mgmt | For | For | For | |||||
| 1e | Elect Director David H. Y. Ho | Mgmt | For | For | For | |||||
| 1f | Elect Director Margaret G. McGlynn | Mgmt | For | For | For | |||||
| 1g | Elect Director Edward L. Monser | Mgmt | For | For | For | |||||
| 1h | Elect Director Matthew H. Paull | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Petroleo Brasileiro SA
| Meeting Date: | 03/04/2020 | Country: | Brazil | Primary Security ID: | P78331140 | |||||
| Record Date: | 02/10/2020 | Meeting Type: | Special | Ticker: | PETR4 | |||||
| Shares Voted: | 57,032 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| Meeting for ADR Holders | Mgmt | |||||||||
| 1 | Approve Absorption of Petrobras Negocios Eletronicos S.A. (e-PETRO) | Mgmt | For | Refer | For | |||||
| 2 | Amend Articles and Consolidate Bylaws | Mgmt | For | Refer | For | |||||
| 3 | Elect Maria Claudia Guimaraes as Director | Mgmt | For | For | For | |||||
WPX Energy, Inc.
| Meeting Date: | 03/05/2020 | Country: | USA | Primary Security ID: | 98212B103 | |||||
| Record Date: | 02/04/2020 | Meeting Type: | Special | Ticker: | WPX | |||||
| Shares Voted: | 113,001 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1 | Issue Shares in Connection with Acquisition | Mgmt | For | Refer | For | |||||
| 2 | Adjourn Meeting | Mgmt | For | Refer | For | |||||
Rio Tinto Plc
| Meeting Date: | 04/08/2020 | Country: | United Kingdom | Primary Security ID: | G75754104 | |||||
| Record Date: | 04/06/2020 | Meeting Type: | Annual | Ticker: | RIO | |||||
| Shares Voted: | 37,911 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| Resolutions 1 to 20 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate | Mgmt | |||||||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Remuneration Report for UK Law Purposes | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Rio Tinto Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 3 | Approve Remuneration Report for Australian Law Purposes | Mgmt | For | Refer | For | |||||
| 4 | Approve the Potential Termination of Benefits for Australian Law Purposes | Mgmt | For | Refer | For | |||||
| 5 | Elect Hinda Gharbi as Director | Mgmt | For | For | For | |||||
| 6 | Elect Jennifer Nason as Director | Mgmt | For | For | For | |||||
| 7 | Elect Ngaire Woods as Director | Mgmt | For | For | For | |||||
| 8 | Re-elect Megan Clark as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect David Constable as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect Simon Henry as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Jean-Sebastien Jacques as Director | Mgmt | For | For | For | |||||
| 12 | Re-elect Sam Laidlaw as Director | Mgmt | For | For | For | |||||
| 13 | Re-elect Michael L’Estrange as Director | Mgmt | For | For | For | |||||
| 14 | Re-elect Simon McKeon as Director | Mgmt | For | For | For | |||||
| 15 | Re-elect Jakob Stausholm as Director | Mgmt | For | For | For | |||||
| 16 | Re-elect Simon Thompson as Director | Mgmt | For | For | For | |||||
| 17 | Appoint KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 19 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 20 | Amend Articles of Association Re: General Updates and Changes | Mgmt | For | For | For | |||||
| Resolution 21 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders Voting as Separate Electorate | Mgmt | |||||||||
| 21 | Amend Articles of Association Re: Hybrid and Contemporaneous General Meetings | Mgmt | For | Refer | For | |||||
| Resolutions 22 to 25 will be Voted on by Rio Tinto plc Shareholders Only | Mgmt | |||||||||
| 22 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 24 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 25 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
PPG Industries, Inc.
| Meeting Date: | 04/16/2020 | Country: | USA | Primary Security ID: | 693506107 | |||||
| Record Date: | 02/21/2020 | Meeting Type: | Annual | Ticker: | PPG | |||||
| Shares Voted: | 13,573 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Stephen F. Angel | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Hugh Grant | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Melanie L. Healey | Mgmt | For | For | For | |||||
| 2.1 | Elect Director Kathleen A. Ligocki | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
| 5 | Reduce Supermajority Vote Requirement | Mgmt | For | For | For | |||||
| 6 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
Canadian Pacific Railway Limited
| Meeting Date: | 04/21/2020 | Country: | Canada | Primary Security ID: | 13645T100 | |||||
| Record Date: | 02/28/2020 | Meeting Type: | Annual | Ticker: | CP | |||||
| Shares Voted: | 8,729 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1 | Ratify Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For | |||||
| 3.1 | Elect Director John Baird | Mgmt | For | For | For | |||||
| 3.2 | Elect Director Isabelle Courville | Mgmt | For | For | For | |||||
| 3.3 | Elect Director Keith E. Creel | Mgmt | For | For | For | |||||
| 3.4 | Elect Director Gillian (Jill) H. Denham | Mgmt | For | For | For | |||||
| 3.5 | Elect Director Edward R. Hamberger | Mgmt | For | For | For | |||||
| 3.6 | Elect Director Rebecca MacDonald | Mgmt | For | For | For | |||||
| 3.7 | Elect Director Edward L. Monser | Mgmt | For | For | For | |||||
| 3.8 | Elect Director Matthew H. Paull | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Canadian Pacific Railway Limited
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 3.9 | Elect Director Jane L. Peverett | Mgmt | For | For | For | |||||
| 3.10 | Elect Director Andrea Robertson | Mgmt | For | For | For | |||||
| 3.11 | Elect Director Gordon T. Trafton | Mgmt | For | For | For | |||||
The Sherwin-Williams Company
| Meeting Date: | 04/22/2020 | Country: | USA | Primary Security ID: | 824348106 | |||||
| Record Date: | 02/27/2020 | Meeting Type: | Annual | Ticker: | SHW | |||||
| Shares Voted: | 2,785 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Kerrii B. Anderson | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Arthur F. Anton | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Jeff M. Fettig | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Richard J. Kramer | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Susan J. Kropf | Mgmt | For | For | For | |||||
| 1.6 | Elect Director John G. Morikis | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Christine A. Poon | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Michael H. Thaman | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Matthew Thornton, III | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Steven H. Wunning | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Avery Dennison Corporation
| Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 053611109 | |||||
| Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | AVY | |||||
| Shares Voted: | 8,465 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Bradley A. Alford | Mgmt | For | For | For | |||||
| 1b | Elect Director Anthony K. Anderson | Mgmt | For | For | For | |||||
| 1c | Elect Director Peter K. Barker | Mgmt | For | For | For | |||||
| 1d | Elect Director Mark J. Barrenechea | Mgmt | For | For | For | |||||
| 1e | Elect Director Mitchell R. Butier | Mgmt | For | For | For | |||||
| 1f | Elect Director Ken C. Hicks | Mgmt | For | For | For | |||||
| 1g | Elect Director Andres A. Lopez | Mgmt | For | For | For | |||||
| 1h | Elect Director Patrick T. Siewert | Mgmt | For | For | For | |||||
| 1i | Elect Director Julia A. Stewart | Mgmt | For | For | For | |||||
| 1j | Elect Director Martha N. Sullivan | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
Croda International Plc
| Meeting Date: | 04/23/2020 | Country: | United Kingdom | Primary Security ID: | G25536155 | |||||
| Record Date: | 04/21/2020 | Meeting Type: | Annual | Ticker: | CRDA | |||||
| Shares Voted: | 16,347 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 3 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 4 | Approve Final Dividend | Mgmt | For | For | For | |||||
| 5 | Re-elect Roberto Cirillo as Director | Mgmt | For | For | For | |||||
| 6 | Re-elect Jacqui Ferguson as Director | Mgmt | For | For | For | |||||
| 7 | Re-elect Steve Foots as Director | Mgmt | For | For | For | |||||
| 8 | Re-elect Anita Frew as Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Croda International Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 9 | Re-elect Helena Ganczakowski as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect Keith Layden as Director | Mgmt | For | For | Against | |||||
| 11 | Re-elect Jez Maiden as Director | Mgmt | For | For | For | |||||
| 12 | Elect John Ramsay as Director | Mgmt | For | For | For | |||||
| 13 | Reappoint KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 15 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 16 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
| 19 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 20 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
| 21 | Amend Performance Share Plan 2014 | Mgmt | For | For | For | |||||
Magellan Midstream Partners, L.P.
| Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 559080106 | |||||
| Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | MMP | |||||
| Shares Voted: | 27,014 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Chansoo Joung | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Michael N. Mears | Mgmt | For | For | For | |||||
| 1.3 | Elect Director James R. Montague | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Galp Energia SGPS SA
| Meeting Date: | 04/24/2020 | Country: | Portugal | Primary Security ID: | X3078L108 | |||||
| Record Date: | 04/17/2020 | Meeting Type: | Annual | Ticker: | GALP | |||||
| Shares Voted: | 130,797 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1 | Approve Individual and Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Allocation of Income | Mgmt | For | For | For | |||||
| 3 | Appraise Management of Company and Approve Vote of Confidence to Board of Directors | Mgmt | For | For | For | |||||
| 4 | Appraise Supervision of Company and Approve Vote of Confidence to Fiscal Council | Mgmt | For | For | For | |||||
| 5 | Appraise Work Performed by Statutory Auditor and Approve Vote of Confidence to Statutory Auditor | Mgmt | For | For | For | |||||
| 6 | Approve Statement on Remuneration Policy | Mgmt | For | Refer | For | |||||
| 7 | Authorize Repurchase and Reissuance of Shares and Bonds | Mgmt | For | For | For | |||||
Concho Resources Inc.
| Meeting Date: | 04/27/2020 | Country: | USA | Primary Security ID: | 20605P101 | |||||
| Record Date: | 02/28/2020 | Meeting Type: | Annual | Ticker: | CXO | |||||
| Shares Voted: | 26,220 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Timothy A. Leach | Mgmt | For | For | For | |||||
| 1.2 | Elect Director William H. Easter, III | Mgmt | For | For | For | |||||
| 2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
FMC Corporation
| Meeting Date: | 04/28/2020 | Country: | USA | Primary Security ID: | 302491303 | |||||
| Record Date: | 03/04/2020 | Meeting Type: | Annual | Ticker: | FMC | |||||
| Shares Voted: | 9,000 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Pierre Brondeau | Mgmt | For | For | For | |||||
| 1b | Elect Director Eduardo E. Cordeiro | Mgmt | For | For | For | |||||
| 1c | Elect Director Mark Douglas | Mgmt | For | For | For | |||||
| 1d | Elect Director C. Scott Greer | Mgmt | For | For | For | |||||
| 1e | Elect Director K’Lynne Johnson | Mgmt | For | For | For | |||||
| 1f | Elect Director Dirk A. Kempthorne | Mgmt | For | For | For | |||||
| 1g | Elect Director Paul J. Norris | Mgmt | For | For | For | |||||
| 1h | Elect Director Margareth Ovrum | Mgmt | For | For | For | |||||
| 1i | Elect Director Robert C. Pallash | Mgmt | For | For | For | |||||
| 1j | Elect Director William H. Powell | Mgmt | For | For | For | |||||
| 1k | Elect Director Vincent R. Volpe, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Noble Energy, Inc.
| Meeting Date: | 04/28/2020 | Country: | USA | Primary Security ID: | 655044105 | |||||
| Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | NBL | |||||
| Shares Voted: | 65,265 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Jeffrey L. Berenson | Mgmt | For | For | For | |||||
| 1b | Elect Director James E. Craddock | Mgmt | For | Refer | Against | |||||
| 1c | Elect Director Barbara J. Duganier | Mgmt | For | For | For | |||||
| 1d | Elect Director Thomas J. Edelman | Mgmt | For | For | For | |||||
| 1e | Elect Director Holli C. Ladhani | Mgmt | For | For | For | |||||
| 1f | Elect Director David L. Stover | Mgmt | For | For | For | |||||
| 1g | Elect Director Scott D. Urban | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Noble Energy, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1h | Elect Director William T. Van Kleef | Mgmt | For | For | For | |||||
| 1i | Elect Director Martha B. Wyrsch | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
Marathon Petroleum Corporation
| Meeting Date: | 04/29/2020 | Country: | USA | Primary Security ID: | 56585A102 | |||||
| Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | MPC | |||||
| Shares Voted: | 58,285 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
| 2a | Elect Director Steven A. Davis | Mgmt | For | For | For | |||||
| 2b | Elect Director J. Michael Stice | Mgmt | For | For | For | |||||
| 2c | Elect Director John P. Surma | Mgmt | For | For | For | |||||
| 2d | Elect Director Susan Tomasky | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 5 | Adopt Simple Majority Vote | SH | For | For | For | |||||
| 6 | Report on Integrating Community Impacts Into Executive Compensation Program | SH | Against | Against | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Cabot Oil & Gas Corporation
| Meeting Date: | 04/30/2020 | Country: | USA | Primary Security ID: | 127097103 | |||||
| Record Date: | 03/04/2020 | Meeting Type: | Annual | Ticker: | COG | |||||
| Shares Voted: | 69,276 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Dorothy M. Ables | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Rhys J. Best | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Robert S. Boswell | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Amanda M. Brock | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Peter B. Delaney | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Dan O. Dinges | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Robert Kelley | Mgmt | For | For | For | |||||
| 1.8 | Elect Director W. Matt Ralls | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Marcus A. Watts | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
EOG Resources, Inc.
| Meeting Date: | 04/30/2020 | Country: | USA | Primary Security ID: | 26875P101 | |||||
| Record Date: | 03/06/2020 | Meeting Type: | Annual | Ticker: | EOG | |||||
| Shares Voted: | 30,904 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Janet F. Clark | Mgmt | For | For | For | |||||
| 1b | Elect Director Charles R. Crisp | Mgmt | For | For | For | |||||
| 1c | Elect Director Robert P. Daniels | Mgmt | For | For | For | |||||
| 1d | Elect Director James C. Day | Mgmt | For | For | For | |||||
| 1e | Elect Director C. Christopher Gaut | Mgmt | For | For | For | |||||
| 1f | Elect Director Julie J. Robertson | Mgmt | For | For | For | |||||
| 1g | Elect Director Donald F. Textor | Mgmt | For | For | For | |||||
| 1h | Elect Director William R. Thomas | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
EOG Resources, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vale SA
| Meeting Date: | 04/30/2020 | Country: | Brazil | Primary Security ID: | P9661Q155 | |||||
| Record Date: | 03/23/2020 | Meeting Type: | Annual/Special | Ticker: | VALE3 | |||||
| Shares Voted: | 65,258 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| Meeting for ADR Holders | Mgmt | |||||||||
| Ordinary Business | Mgmt | |||||||||
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019 | Mgmt | For | For | For | |||||
| 2 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Mgmt | None | Against | Against | |||||
| 3 | Elect Directors | Mgmt | For | Against | Against | |||||
| 4 | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | Mgmt | None | Against | Against | |||||
| 5 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | Mgmt | None | Abstain | Abstain | |||||
| APPLIES ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 5, Votes Will Be Automatically Distributed in Equal % Amongst The Nominees voted FOR below. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes | Mgmt | |||||||||
| 6.1 | Percentage of Votes to Be Assigned - Elect Jose Mauricio Pereira Coelho as Director and Arthur Prado Silva as Alternate | Mgmt | None | Abstain | Abstain | |||||
| 6.2 | Percentage of Votes to Be Assigned - Elect Fernando Jorge Buso Gomes as Director and Johan Albino Ribeiro as Alternate | Mgmt | None | Abstain | Abstain | |||||
| 6.3 | Percentage of Votes to Be Assigned - Elect Oscar Augusto Camargo Filho as Director and Ken Yasuhara as Alternate | Mgmt | None | Abstain | Abstain | |||||
| 6.4 | Percentage of Votes to Be Assigned - Elect Jose Luciano Duarte Penido as Director | Mgmt | None | Abstain | Abstain | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Vale SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 6.5 | Percentage of Votes to Be Assigned - Elect Eduardo de Oliveira Rodrigues Filho as Director | Mgmt | None | Abstain | Abstain | |||||
| 6.6 | Percentage of Votes to Be Assigned - Elect Marcel Juviniano Barros as Director and Marcia Fragoso Soares as Alternate | Mgmt | None | Abstain | Abstain | |||||
| 6.7 | Percentage of Votes to Be Assigned - Elect Toshiya Asahi as Director and Hugo Serrado Stoffel as Alternate | Mgmt | None | Abstain | Abstain | |||||
| 6.8 | Percentage of Votes to Be Assigned - Elect Roger Allan Downey as Director and Ivan Luiz Modesto Schara as Alternate | Mgmt | None | Abstain | Abstain | |||||
| 6.9 | Percentage of Votes to Be Assigned - Elect Murilo Cesar Lemos dos Santos Passos as Director and Joao Ernesto de Lima Mesquita as Alternate | Mgmt | None | Abstain | Abstain | |||||
| 6.10 | Percentage of Votes to Be Assigned - Elect Isabella Saboya de Albuquerque as Independent Director and Adriano Cives Seabra as Alternate | Mgmt | None | Abstain | Abstain | |||||
| 6.11 | Percentage of Votes to Be Assigned - Elect Sandra Maria Guerra de Azevedo as Independent Director | Mgmt | None | Abstain | Abstain | |||||
| 6.12 | Percentage of Votes to Be Assigned - Elect Marcelo Gasparino da Silva as Independent Director and Nuno Maria Pestana de Almeida Alves as Alternate | Mgmt | None | Abstain | Abstain | |||||
| 7 | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Mgmt | None | Refer | For | |||||
| 8 | Elect Fiscal Council Members | Mgmt | For | Refer | For | |||||
| 9 | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | Mgmt | None | Refer | Against | |||||
| 10 | Approve Remuneration of Company’s Management and Fiscal Council | Mgmt | For | Refer | Against | |||||
| Extraordinary Business | Mgmt | |||||||||
| 1 | Amend Articles and Consolidate Bylaws | Mgmt | For | Refer | Against | |||||
| 2 | Approve Agreement to Absorb Ferrous Resources do Brasil S.A. (Ferrous) and Mineracao Jacuipe S.A. (Jacuipe) | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Vale SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 3 | Ratify Premiumbravo Auditores Independentes as Independent Firm to Appraise Proposed Transaction | Mgmt | For | Refer | For | |||||
| 4 | Approve Independent Firm’s Appraisals | Mgmt | For | Refer | For | |||||
| 5 | Approve Absorption of Ferrous Resources do Brasil S.A. (Ferrous) and Mineracao Jacuipe S.A. (Jacuipe) | Mgmt | For | Refer | For | |||||
| 6 | Approve Agreement to Absorb Minas da Serra Geral S.A. (MSG), MSE - Servicos de Operacao, Manutencao e Montagens Ltda. (MSE), Retiro Novo Reflorestamento Ltda. (Retiro Novo) and Mineracao Guariba Ltda. (Guariba) | Mgmt | For | Refer | For | |||||
| 7 | Ratify Macso Legate Auditores Independentes as Independent Firm to Appraise Proposed Transaction | Mgmt | For | Refer | For | |||||
| 8 | Approve Independent Firm’s Appraisals | Mgmt | For | Refer | For | |||||
| 9 | Approve Absorption of Minas da Serra Geral S.A. (MSG), MSE - Servicos de Operacao, Manutencao e Montagens Ltda. (MSE), Retiro Novo Reflorestamento Ltda. (Retiro Novo) and Mineracao Guariba Ltda. (Guariba) | Mgmt | For | Refer | For | |||||
Valero Energy Corporation
| Meeting Date: | 04/30/2020 | Country: | USA | Primary Security ID: | 91913Y100 | |||||
| Record Date: | 03/04/2020 | Meeting Type: | Annual | Ticker: | VLO | |||||
| Shares Voted: | 37,073 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1A | Elect Director H. Paulett Eberhart | Mgmt | For | For | For | |||||
| 1B | Elect Director Joseph W. Gorder | Mgmt | For | For | For | |||||
| 1C | Elect Director Kimberly S. Greene | Mgmt | For | For | For | |||||
| 1D | Elect Director Deborah P. Majoras | Mgmt | For | For | For | |||||
| 1E | Elect Director Eric D. Mullins | Mgmt | For | For | For | |||||
| 1F | Elect Director Donald L. Nickles | Mgmt | For | For | For | |||||
| 1G | Elect Director Philip J. Pfeiffer | Mgmt | For | For | For | |||||
| 1H | Elect Director Robert A. Profusek | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Valero Energy Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1I | Elect Director Stephen M. Waters | Mgmt | For | For | For | |||||
| 1J | Elect Director Randall J. Weisenburger | Mgmt | For | For | For | |||||
| 1K | Elect Director Rayford Wilkins, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
Agnico Eagle Mines Limited
| Meeting Date: | 05/01/2020 | Country: | Canada | Primary Security ID: | 008474108 | |||||
| Record Date: | 03/17/2020 | Meeting Type: | Annual/Special | Ticker: | AEM | |||||
| Shares Voted: | 28,743 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Leanne M. Baker | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Sean Boyd | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Martine A. Celej | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Robert J. Gemmell | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Mel Leiderman | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Deborah McCombe | Mgmt | For | For | For | |||||
| 1.7 | Elect Director James D. Nasso | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Sean Riley | Mgmt | For | For | For | |||||
| 1.9 | Elect Director J. Merfyn Roberts | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Jamie C. Sokalsky | Mgmt | For | For | For | |||||
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Air Liquide SA
| Meeting Date: | 05/05/2020 | Country: | France | Primary Security ID: | F01764103 | |||||
| Record Date: | 04/30/2020 | Meeting Type: | Annual/Special | Ticker: | AI | |||||
| Shares Voted: | 80 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| Ordinary Business | Mgmt | |||||||||
| 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Dividends of EUR 2.70 per Share and an Extra of EUR 0.27 per Share to Long Term Registered Shares | Mgmt | For | For | For | |||||
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 5 | Reelect Brian Gilvary as Director | Mgmt | For | For | For | |||||
| 6 | Elect Anette Bronder as Director | Mgmt | For | For | For | |||||
| 7 | Elect Kim Ann Mink as Director | Mgmt | For | For | For | |||||
| 8 | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Mgmt | For | Refer | For | |||||
| 9 | Approve Compensation of Benoit Potier | Mgmt | For | Refer | For | |||||
| 10 | Approve Compensation Report for Corporate Officers | Mgmt | For | Refer | For | |||||
| 11 | Approve Remuneration Policy of Corporate Officers | Mgmt | For | Refer | For | |||||
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.3 Million | Mgmt | For | Refer | For | |||||
| Extraordinary Business | Mgmt | |||||||||
| 13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
| 14 | Authorize Capitalization of Reserves of Up to EUR 300 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |||||
| 15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
| 16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Air Liquide SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy | Vote Instruction | |||||
| 17 | Amend Article 11 of Bylaws Re: Employee Representative | Mgmt | For | For | For | |||||
| 18 | Amend Article 15 of Bylaws Re: Board Powers | Mgmt | For | For | For | |||||
| 19 | Amend Article 16 of Bylaws Re: Board Members Remuneration | Mgmt | For | For | For | |||||
| 20 | Amend Article 9 of Bylaws Re: Shareholding Disclosure Thresholds | Mgmt | For | Refer | For | |||||
| 21 | Amend Articles 15 and 19 of Bylaws Re: Delegate Power to Board Members | Mgmt | For | Refer | For | |||||
| 22 | Amend Article 4 of Bylaws Re: Company Duration | Mgmt | For | Refer | For | |||||
| Ordinary Business | Mgmt | |||||||||
| 23 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |||||
Albemarle Corporation
| Meeting Date: | 05/05/2020 | Country: | USA | Primary Security ID: | 012653101 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | ALB | |||||
| Shares Voted: | 4,531 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 2a | Elect Director Mary Lauren Brlas | Mgmt | For | For | For | |||||
| 2b | Elect Director Luther C. Kissam, IV | Mgmt | For | For | For | |||||
| 2c | Elect Director J. Kent Masters | Mgmt | For | For | For | |||||
| 2d | Elect Director Glenda J. Minor | Mgmt | For | For | For | |||||
| 2e | Elect Director James J. O’Brien | Mgmt | For | For | For | |||||
| 2f | Elect Director Diarmuid B. O’Connell | Mgmt | For | For | For | |||||
| 2g | Elect Director Dean L. Seavers | Mgmt | For | For | For | |||||
| 2h | Elect Director Gerald A. Steiner | Mgmt | For | For | For | |||||
| 2i | Elect Director Holly A. Van Deursen | Mgmt | For | For | For | |||||
| 2j | Elect Director Alejandro D. Wolff | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Albemarle Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
Barrick Gold Corporation
| Meeting Date: | 05/05/2020 | Country: | Canada | Primary Security ID: | 067901108 | |||||
| Record Date: | 03/06/2020 | Meeting Type: | Annual | Ticker: | ABX | |||||
| Shares Voted: | 160,946 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director D. Mark Bristow | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Gustavo A. Cisneros | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Christopher L. Coleman | Mgmt | For | For | For | |||||
| 1.4 | Elect Director J. Michael Evans | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Brian L. Greenspun | Mgmt | For | For | For | |||||
| 1.6 | Elect Director J. Brett Harvey | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Andrew J. Quinn | Mgmt | For | For | For | |||||
| 1.8 | Elect Director M. Loreto Silva | Mgmt | For | For | For | |||||
| 1.9 | Elect Director John L. Thornton | Mgmt | For | For | For | |||||
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For | |||||
Packaging Corporation of America
| Meeting Date: | 05/05/2020 | Country: | USA | Primary Security ID: | 695156109 | |||||
| Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | PKG | |||||
| Shares Voted: | 13,494 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Cheryl K. Beebe | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Packaging Corporation of America
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.2 | Elect Director Duane C. Farrington | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Donna A. Harman | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Mark W. Kowlzan | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Robert C. Lyons | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Thomas P. Maurer | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Samuel M. Mencoff | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Roger B. Porter | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Thomas S. Souleles | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Paul T. Stecko | Mgmt | For | For | For | |||||
| 1.11 | Elect Director James D. Woodrum | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Franco-Nevada Corporation
| Meeting Date: | 05/06/2020 | Country: | Canada | Primary Security ID: | 351858105 | |||||
| Record Date: | 03/18/2020 | Meeting Type: | Annual/Special | Ticker: | FNV | |||||
| Shares Voted: | 9,665 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director David Harquail | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Paul Brink | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Tom Albanese | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Derek W. Evans | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Catharine Farrow | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Louis Gignac | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Maureen Jensen | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Jennifer Maki | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Randall Oliphant | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Franco-Nevada Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.10 | Elect Director David R. Peterson | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Elliott Pew | Mgmt | For | For | For | |||||
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For | |||||
Phillips 66
| Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 718546104 | |||||
| Record Date: | 03/11/2020 | Meeting Type: | Annual | Ticker: | PSX | |||||
| Shares Voted: | 38,468 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Charles M. Holley | Mgmt | For | For | For | |||||
| 1b | Elect Director Glenn F. Tilton | Mgmt | For | For | For | |||||
| 1c | Elect Director Marna C. Whittington | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Report on Risks of Gulf Coast Petrochemical Investments | SH | Against | Refer | For | |||||
Suncor Energy Inc.
| Meeting Date: | 05/06/2020 | Country: | Canada | Primary Security ID: | 867224107 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | SU | |||||
| Shares Voted: | 51,886 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Patricia M. Bedient | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Mel E. Benson | Mgmt | For | For | For | |||||
| 1.3 | Elect Director John D. Gass | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Suncor Energy Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.4 | Elect Director Dennis M. Houston | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Mark S. Little | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Brian P. MacDonald | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Maureen McCaw | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Lorraine Mitchelmore | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Eira M. Thomas | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Michael M. Wilson | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For | |||||
Mondi Plc
| Meeting Date: | 05/07/2020 | Country: | United Kingdom | Primary Security ID: | G6258S107 | |||||
| Record Date: | 05/05/2020 | Meeting Type: | Annual | Ticker: | MNDI | |||||
| Shares Voted: | 53,212 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 3 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 4 | Approve Final Dividend | Mgmt | For | For | For | |||||
| 5 | Elect Enoch Godongwana as Director | Mgmt | For | For | For | |||||
| 6 | Elect Philip Yea as Director | Mgmt | For | For | For | |||||
| 7 | Re-elect Tanya Fratto as Director | Mgmt | For | For | For | |||||
| 8 | Re-elect Stephen Harris as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect Andrew King as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect Dominique Reiniche as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Stephen Young as Director | Mgmt | For | For | For | |||||
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Mondi Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 14 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 16 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 17 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
ConocoPhillips
| Meeting Date: | 05/12/2020 | Country: | USA | Primary Security ID: | 20825C104 | |||||
| Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | COP | |||||
| Shares Voted: | 34,339 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Charles E. Bunch | Mgmt | For | For | For | |||||
| 1b | Elect Director Caroline Maury Devine | Mgmt | For | For | For | |||||
| 1c | Elect Director John V. Faraci | Mgmt | For | For | For | |||||
| 1d | Elect Director Jody Freeman | Mgmt | For | For | For | |||||
| 1e | Elect Director Gay Huey Evans | Mgmt | For | For | For | |||||
| 1f | Elect Director Jeffrey A. Joerres | Mgmt | For | For | For | |||||
| 1g | Elect Director Ryan M. Lance | Mgmt | For | For | For | |||||
| 1h | Elect Director William H. McRaven | Mgmt | For | For | For | |||||
| 1i | Elect Director Sharmila Mulligan | Mgmt | For | For | For | |||||
| 1j | Elect Director Arjun N. Murti | Mgmt | For | For | For | |||||
| 1k | Elect Director Robert A. Niblock | Mgmt | For | For | For | |||||
| 1l | Elect Director David T. Seaton | Mgmt | For | For | For | |||||
| 1m | Elect Director R. A. Walker | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Waste Management, Inc.
| Meeting Date: | 05/12/2020 | Country: | USA | Primary Security ID: | 94106L109 | |||||
| Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | WM | |||||
| Shares Voted: | 10,745 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Frank M. Clark, Jr. | Mgmt | For | For | For | |||||
| 1b | Elect Director James C. Fish, Jr. | Mgmt | For | For | For | |||||
| 1c | Elect Director Andres R. Gluski | Mgmt | For | For | For | |||||
| 1d | Elect Director Victoria M. Holt | Mgmt | For | For | For | |||||
| 1e | Elect Director Kathleen M. Mazzarella | Mgmt | For | For | For | |||||
| 1f | Elect Director William B. Plummer | Mgmt | For | For | For | |||||
| 1g | Elect Director John C. Pope | Mgmt | For | For | For | |||||
| 1h | Elect Director Thomas H. Weidemeyer | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Union Pacific Corporation
| Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 907818108 | |||||
| Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | UNP | |||||
| Shares Voted: | 12,369 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Andrew H. Card, Jr. | Mgmt | For | For | For | |||||
| 1b | Elect Director William J. DeLaney | Mgmt | For | For | For | |||||
| 1c | Elect Director David B. Dillon | Mgmt | For | For | For | |||||
| 1d | Elect Director Lance M. Fritz | Mgmt | For | For | For | |||||
| 1e | Elect Director Deborah C. Hopkins | Mgmt | For | For | For | |||||
| 1f | Elect Director Jane H. Lute | Mgmt | For | For | For | |||||
| 1g | Elect Director Michael R. McCarthy | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Union Pacific Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1h | Elect Director Thomas F. McLarty, III | Mgmt | For | For | For | |||||
| 1i | Elect Director Bhavesh V. Patel | Mgmt | For | For | For | |||||
| 1j | Elect Director Jose H. Villarreal | Mgmt | For | For | For | |||||
| 1k | Elect Director Christopher J. Williams | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
| 5 | Report on Climate Change | SH | Against | Against | Against | |||||
Wheaton Precious Metals Corp.
| Meeting Date: | 05/14/2020 | Country: | Canada | Primary Security ID: | 962879102 | |||||
| Record Date: | 03/17/2020 | Meeting Type: | Annual/Special | Ticker: | WPM | |||||
| Shares Voted: | 27,849 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| a1 | Elect Director George L. Brack | Mgmt | For | For | For | |||||
| a2 | Elect Director John A. Brough | Mgmt | For | For | For | |||||
| a3 | Elect Director R. Peter Gillin | Mgmt | For | For | For | |||||
| a4 | Elect Director Chantal Gosselin | Mgmt | For | For | For | |||||
| a5 | Elect Director Douglas M. Holtby | Mgmt | For | For | For | |||||
| a6 | Elect Director Glenn Ives | Mgmt | For | For | For | |||||
| a7 | Elect Director Charles A. Jeannes | Mgmt | For | For | For | |||||
| a8 | Elect Director Eduardo Luna | Mgmt | For | For | For | |||||
| a9 | Elect Director Marilyn Schonberner | Mgmt | For | For | For | |||||
| a10 | Elect Director Randy V. J. Smallwood | Mgmt | For | For | For | |||||
| b | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| c | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Enphase Energy, Inc.
| Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 29355A107 | |||||
| Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | ENPH | |||||
| Shares Voted: | 19,987 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Benjamin Kortlang | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Richard S. Mora | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Increase Authorized Common Stock | Mgmt | For | For | For | |||||
| 4 | Report on Sustainability | SH | Against | For | For | |||||
| 5 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
Graphic Packaging Holding Company
| Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 388689101 | |||||
| Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | GPK | |||||
| Shares Voted: | 50,883 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Michael P. Doss | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Dean A. Scarborough | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Larry M. Venturelli | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
ONEOK, Inc.
| Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 682680103 | |||||
| Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | OKE | |||||
| Shares Voted: | 24,077 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Brian L. Derksen | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Julie H. Edwards | Mgmt | For | For | For | |||||
| 1.3 | Elect Director John W. Gibson | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Mark W. Helderman | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Randall J. Larson | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Steven J. Malcolm | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Jim W. Mogg | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Pattye L. Moore | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Gary D. Parker | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Eduardo A. Rodriguez | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Terry K. Spencer | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Parsley Energy, Inc.
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 701877102 | |||||
| Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | PE | |||||
| Shares Voted: | 71,683 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1A | Elect Director A.R. Alameddine | Mgmt | For | For | For | |||||
| 1B | Elect Director Matt Gallagher | Mgmt | For | For | For | |||||
| 1C | Elect Director Karen Hughes | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
WPX Energy, Inc.
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 98212B103 | |||||
| Record Date: | 03/30/2020 | Meeting Type: | Annual | Ticker: | WPX | |||||
| Shares Voted: | 113,001 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director John A. Carrig | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Clay M. Gaspar | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Robert K. Herdman | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Kelt Kindick | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Karl F. Kurz | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Kimberly S. Lubel | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Richard E. Muncrief | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Martin Phillips | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Douglas E. Swanson, Jr. | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Valerie M. Williams | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
Chevron Corporation
| Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 166764100 | |||||
| Record Date: | 03/30/2020 | Meeting Type: | Annual | Ticker: | CVX | |||||
| Shares Voted: | 14,880 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Wanda M. Austin | Mgmt | For | For | For | |||||
| 1b | Elect Director John B. Frank | Mgmt | For | For | For | |||||
| 1c | Elect Director Alice P. Gast | Mgmt | For | For | For | |||||
| 1d | Elect Director Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
| 1e | Elect Director Charles W. Moorman, IV | Mgmt | For | For | For | |||||
| 1f | Elect Director Dambisa F. Moyo | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Chevron Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1g | Elect Director Debra Reed-Klages | Mgmt | For | For | For | |||||
| 1h | Elect Director Ronald D. Sugar | Mgmt | For | For | For | |||||
| 1i | Elect Director D. James Umpleby, III | Mgmt | For | For | For | |||||
| 1j | Elect Director Michael K. Wirth | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Report on Lobbying Payments and Policy | SH | Against | For | For | |||||
| 5 | Establish Board Committee on Climate Risk | SH | Against | Against | Against | |||||
| 6 | Report on Climate Lobbying Aligned with Paris Agreement Goals | SH | Against | For | For | |||||
| 7 | Report on Petrochemical Risk | SH | Against | For | For | |||||
| 8 | Report on Human Rights Practices | SH | Against | Against | Against | |||||
| 9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
| 10 | Require Independent Board Chair | SH | Against | Refer | Against | |||||
LyondellBasell Industries N.V.
| Meeting Date: | 05/29/2020 | Country: | Netherlands | Primary Security ID: | N53745100 | |||||
| Record Date: | 05/01/2020 | Meeting Type: | Annual | Ticker: | LYB | |||||
| Shares Voted: | 9,466 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1a | Elect Director Jacques Aigrain | Mgmt | For | For | For | |||||
| 1b | Elect Director Lincoln Benet | Mgmt | For | For | For | |||||
| 1c | Elect Director Jagjeet (Jeet) Bindra | Mgmt | For | For | For | |||||
| 1d | Elect Director Robin Buchanan | Mgmt | For | For | For | |||||
| 1e | Elect Director Stephen Cooper | Mgmt | For | For | For | |||||
| 1f | Elect Director Nance Dicciani | Mgmt | For | For | For | |||||
| 1g | Elect Director Claire Farley | Mgmt | For | For | For | |||||
| 1h | Elect Director Isabella (Bella) Goren | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
LyondellBasell Industries N.V.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1i | Elect Director Michael Hanley | Mgmt | For | For | For | |||||
| 1j | Elect Director Albert Manifold | Mgmt | For | For | For | |||||
| 1k | Elect Director Bhavesh (Bob) Patel | Mgmt | For | For | For | |||||
| 2 | Approve Discharge of the Members of the Board of Directors | Mgmt | For | For | For | |||||
| 3 | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 4 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Mgmt | For | For | For | |||||
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 7 | Approve Dividends of USD 4.20 Per Share | Mgmt | For | For | For | |||||
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 9 | Approve Cancellation of Shares | Mgmt | For | For | For | |||||
Total SA
| Meeting Date: | 05/29/2020 | Country: | France | Primary Security ID: | F92124100 | |||||
| Record Date: | 04/24/2020 | Meeting Type: | Annual/Special | Ticker: | FP | |||||
| Shares Voted: | 32,146 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| Meeting for ADR Holders | Mgmt | |||||||||
| Ordinary Business | Mgmt | |||||||||
| 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program | Mgmt | For | For | For | |||||
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Total SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 5 | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Mgmt | For | Refer | For | |||||
| 6 | Reelect Patricia Barbizet as Director | Mgmt | For | For | For | |||||
| 7 | Reelect Marie-Christine Coisne-Roquette as Director | Mgmt | For | For | For | |||||
| 8 | Reelect Mark Cutifani as Director | Mgmt | For | For | For | |||||
| 9 | Elect Jerome Contamine as Director | Mgmt | For | For | For | |||||
| 10 | Approve Compensation Report of Corporate Officers | Mgmt | For | Refer | For | |||||
| 11 | Approve Remuneration Policy of Directors | Mgmt | For | Refer | For | |||||
| 12 | Approve Compensation of Patrick Pouyanne, Chairman and CEO | Mgmt | For | Refer | For | |||||
| 13 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Refer | For | |||||
| Extraordinary Business | Mgmt | |||||||||
| 14 | Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly | Mgmt | For | Refer | For | |||||
| 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion | Mgmt | For | For | For | |||||
| 16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million | Mgmt | For | For | For | |||||
| 17 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million | Mgmt | For | Refer | For | |||||
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 | Mgmt | For | For | For | |||||
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | For | For | |||||
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
| 21 | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans | Mgmt | For | For | For | |||||
| Shareholders Proposal | Mgmt | |||||||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Total SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| A | Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly | SH | Against | Against | Against | |||||
Diamondback Energy, Inc.
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 25278X109 | |||||
| Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | FANG | |||||
| Shares Voted: | 18,898 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
| 1.1 | Elect Director Steven E. West | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Travis D. Stice | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Vincent K. Brooks | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Michael P. Cross | Mgmt | For | For | For | |||||
| 1.5 | Elect Director David L. Houston | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Stephanie K. Mains | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Mark L. Plaumann | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Melanie M. Trent | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
| 4 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For | |||||
IVY VIP PATHFINDER AGGRESSIVE
Proxy Voting Record
There was no proxy voting for Ivy VIP Pathfinder Aggressive, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP PATHFINDER CONSERVATIVE
Proxy Voting Record
There was no proxy voting for Ivy VIP Pathfinder Conservative, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP PATHFINDER MODERATE
Proxy Voting Record
There was no proxy voting for Ivy VIP Pathfinder Moderate, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP PATHFINDER MODERATE – MANAGED VOLATILITY
Proxy Voting Record
There was no proxy voting for Ivy VIP Pathfinder Moderate – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP PATHFINDER MODERATELY AGGRESSIVE
Proxy Voting Record
There was no proxy voting for Ivy VIP Pathfinder Moderately Aggressive, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP PATHFINDER MODERATELY AGGRESSIVE – MANAGED VOLATILITY
Proxy Voting Record
There was no proxy voting for Ivy VIP Pathfinder Moderately Aggressive – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP PATHFINDER MODERATELY CONSERVATIVE
Proxy Voting Record
There was no proxy voting for Ivy VIP Pathfinder Moderately Conservative, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP PATHFINDER MODERATELY CONSERVATIVE – MANAGED VOLATILITY
Proxy Voting Record
There was no proxy voting for Ivy VIP Pathfinder Moderately Conservative – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP SCIENCE AND TECHNOLOGY
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Alibaba Group Holding Limited
| Meeting Date: | 07/15/2019 | Country: | Cayman Islands | Primary Security ID: | 01609W102 | |||||
| Record Date: | 06/07/2019 | Meeting Type: | Annual | Ticker: | BABA | |||||
| Shares Voted: | 123,600 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Meeting for ADR Holders | Mgmt | |||||||||
| 1 | Approve Share Subdivision | Mgmt | For | For | For | |||||
| 2.1 | Elect Daniel Yong Zhang as Director | Mgmt | For | Refer | Against | |||||
| 2.2 | Elect Chee Hwa Tung as Director | Mgmt | For | For | For | |||||
| 2.3 | Elect Jerry Yang as Director | Mgmt | For | For | For | |||||
| 2.4 | Elect Wan Ling Martello as Director | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For | |||||
Electronic Arts Inc.
| Meeting Date: | 08/08/2019 | Country: | USA | Primary Security ID: | 285512109 | |||||
| Record Date: | 06/14/2019 | Meeting Type: | Annual | Ticker: | EA | |||||
| Shares Voted: | 51,100 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Leonard S. Coleman | Mgmt | For | For | For | |||||
| 1b | Elect Director Jay C. Hoag | Mgmt | For | For | For | |||||
| 1c | Elect Director Jeffrey T. Huber | Mgmt | For | For | For | |||||
| 1d | Elect Director Lawrence F. Probst, III | Mgmt | For | For | For | |||||
| 1e | Elect Director Talbott Roche | Mgmt | For | For | For | |||||
| 1f | Elect Director Richard A. Simonson | Mgmt | For | For | For | |||||
| 1g | Elect Director Luis A. Ubinas | Mgmt | For | For | For | |||||
| 1h | Elect Director Heidi J. Ueberroth | Mgmt | For | For | For | |||||
| 1i | Elect Director Andrew Wilson | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Electronic Arts Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Provide Right for Shareholders Holding 25% or More of the Common Stock to Call Special Meetings | Mgmt | For | For | For | |||||
| 6 | Provide Right for Shareholders Holding 15% or More of the Common Stock to Call Special Meetings | SH | Against | For | For | |||||
Microchip Technology Incorporated
| Meeting Date: | 08/20/2019 | Country: | USA | Primary Security ID: | 595017104 | |||||
| Record Date: | 06/25/2019 | Meeting Type: | Annual | Ticker: | MCHP | |||||
| Shares Voted: | 33,240 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Steve Sanghi | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Matthew W. Chapman | Mgmt | For | For | For | |||||
| 1.3 | Elect Director L.B. Day | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Esther L. Johnson | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Wade F. Meyercord | Mgmt | For | For | For | |||||
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 5 | Report on Human Rights Risks in Operations and Supply Chain | SH | Against | Against | Against | |||||
Cypress Semiconductor Corporation
| Meeting Date: | 08/27/2019 | Country: | USA | Primary Security ID: | 232806109 | |||||
| Record Date: | 07/11/2019 | Meeting Type: | Special | Ticker: | CY | |||||
| Shares Voted: | 189,800 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Merger Agreement | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Cypress Semiconductor Corporation
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | Refer | For | |||||
| 3 | Adjourn Meeting | Mgmt | For | Refer | For | |||||
Take-Two Interactive Software, Inc.
| Meeting Date: | 09/18/2019 | Country: | USA | Primary Security ID: | 874054109 | |||||
| Record Date: | 07/22/2019 | Meeting Type: | Annual | Ticker: | TTWO | |||||
| Shares Voted: | 55,800 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Strauss Zelnick | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Michael Dornemann | Mgmt | For | For | For | |||||
| 1.3 | Elect Director J Moses | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Michael Sheresky | Mgmt | For | For | For | |||||
| 1.5 | Elect Director LaVerne Srinivasan | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Susan Tolson | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Paul Viera | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Roland Hernandez | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
Evogene Ltd.
| Meeting Date: | 09/26/2019 | Country: | Israel | Primary Security ID: | M4119S104 | |||||
| Record Date: | 08/26/2019 | Meeting Type: | Special | Ticker: | EVGN | |||||
| Shares Voted: | 136,940 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Amended Compensation Policy for the Directors and Officers of the Company | Mgmt | For | Refer | For | |||||
| 2 | Renew Liability or D&O Insurance Policies to Directors and Officers | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Evogene Ltd.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| A | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager | Mgmt | None | Refer | For | |||||
WNS (Holdings) Limited
| Meeting Date: | 09/26/2019 | Country: | Jersey | Primary Security ID: | 92932M101 | |||||
| Record Date: | 08/22/2019 | Meeting Type: | Annual | Ticker: | WNS | |||||
| Shares Voted: | 454,700 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Meeting for ADR Holders | Mgmt | |||||||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Ratify Grant Thornton India LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 4 | Reelect Adrian T. Dillon as a Director | Mgmt | For | For | For | |||||
| 5 | Reelect Gareth Williams as a Director | Mgmt | For | For | For | |||||
| 6 | Reelect Mario P. Vitale as a Director | Mgmt | For | For | For | |||||
| 7 | Approve Remuneration of Directors | Mgmt | For | For | For | |||||
Microsoft Corporation
| Meeting Date: | 12/04/2019 | Country: | USA | Primary Security ID: | 594918104 | |||||
| Record Date: | 10/08/2019 | Meeting Type: | Annual | Ticker: | MSFT | |||||
| Shares Voted: | 396,130 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director William H. Gates, III | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Reid G. Hoffman | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Microsoft Corporation
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.3 | Elect Director Hugh F. Johnston | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Teri L. List-Stoll | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Satya Nadella | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Sandra E. Peterson | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Penny S. Pritzker | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Charles W. Scharf | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Arne M. Sorenson | Mgmt | For | For | For | |||||
| 1.10 | Elect Director John W. Stanton | Mgmt | For | For | For | |||||
| 1.11 | Elect Director John W. Thompson | Mgmt | For | For | For | |||||
| 1.12 | Elect Director Emma N. Walmsley | Mgmt | For | For | For | |||||
| 1.13 | Elect Director Padmasree Warrior | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Report on Employee Representation on the Board of Directors | SH | Against | Refer | Against | |||||
| 5 | Report on Gender Pay Gap | SH | Against | Against | Against | |||||
Aspen Technology, Inc.
| Meeting Date: | 12/12/2019 | Country: | USA | Primary Security ID: | 045327103 | |||||
| Record Date: | 10/15/2019 | Meeting Type: | Annual | Ticker: | AZPN | |||||
| Shares Voted: | 221,100 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Donald P. Casey | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Robert M. Whelan, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Micron Technology, Inc.
| Meeting Date: | 01/16/2020 | Country: | USA | Primary Security ID: | 595112103 | |||||
| Record Date: | 11/18/2019 | Meeting Type: | Annual | Ticker: | MU | |||||
| Shares Voted: | 532,176 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Robert L. Bailey | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Richard M. Beyer | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Steven J. Gomo | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Mary Pat McCarthy | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Sanjay Mehrotra | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Robert E. Switz | Mgmt | For | For | For | |||||
| 1.7 | Elect Director MaryAnn Wright | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
Infineon Technologies AG
| Meeting Date: | 02/20/2020 | Country: | Germany | Primary Security ID: | D35415104 | |||||
| Record Date: | Meeting Type: | Annual | Ticker: | IFX | ||||||
| Shares Voted: | 648,723 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
| 2 | Approve Allocation of Income and Dividends of EUR 0.27 per Share | Mgmt | For | For | For | |||||
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
| 5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
| 6.1 | Elect Xiaoqun Clever to the Supervisory Board | Mgmt | For | For | For | |||||
| 6.2 | Elect Friedrich Eichiner to the Supervisory Board | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Infineon Technologies AG
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 6.3 | Elect Hans-Ulrich Holdenried to the Supervisory Board | Mgmt | For | For | For | |||||
| 6.4 | Elect Manfred Puffer to the Supervisory Board | Mgmt | For | For | For | |||||
| 6.5 | Elect Ulrich Spiesshofer to the Supervisory Board | Mgmt | For | For | For | |||||
| 6.6 | Elect Margret Suckale to the Supervisory Board | Mgmt | For | For | For | |||||
| 7 | Approve Cancellation of Conditional Capital 2010/I | Mgmt | For | For | For | |||||
| 8 | Approve Creation of EUR 750 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Mgmt | For | For | For | |||||
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For | For | |||||
Apple Inc.
| Meeting Date: | 02/26/2020 | Country: | USA | Primary Security ID: | 037833100 | |||||
| Record Date: | 01/02/2020 | Meeting Type: | Annual | Ticker: | AAPL | |||||
| Shares Voted: | 122,601 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director James Bell | Mgmt | For | For | For | |||||
| 1b | Elect Director Tim Cook | Mgmt | For | For | For | |||||
| 1c | Elect Director Al Gore | Mgmt | For | For | For | |||||
| 1d | Elect Director Andrea Jung | Mgmt | For | For | For | |||||
| 1e | Elect Director Art Levinson | Mgmt | For | For | For | |||||
| 1f | Elect Director Ron Sugar | Mgmt | For | For | For | |||||
| 1g | Elect Director Sue Wagner | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Proxy Access Amendments | SH | Against | Against | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Apple Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 5 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | Against | Against | |||||
| 6 | Report on Freedom of Expression and Access to Information Policies | SH | Against | Against | Against | |||||
QUALCOMM Incorporated
| Meeting Date: | 03/10/2020 | Country: | USA | Primary Security ID: | 747525103 | |||||
| Record Date: | 01/13/2020 | Meeting Type: | Annual | Ticker: | QCOM | |||||
| Shares Voted: | 135,295 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Mark Fields | Mgmt | For | For | For | |||||
| 1b | Elect Director Jeffrey W. Henderson | Mgmt | For | For | For | |||||
| 1c | Elect Director Ann M. Livermore | Mgmt | For | For | For | |||||
| 1d | Elect Director Harish Manwani | Mgmt | For | For | For | |||||
| 1e | Elect Director Mark D. McLaughlin | Mgmt | For | For | For | |||||
| 1f | Elect Director Steve Mollenkopf | Mgmt | For | For | For | |||||
| 1g | Elect Director Clark T. “Sandy” Randt, Jr. | Mgmt | For | For | For | |||||
| 1h | Elect Director Irene B. Rosenfeld | Mgmt | For | For | For | |||||
| 1i | Elect Director Kornelis “Neil” Smit | Mgmt | For | For | For | |||||
| 1j | Elect Director Anthony J. Vinciquerra | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
The Walt Disney Company
| Meeting Date: | 03/11/2020 | Country: | USA | Primary Security ID: | 254687106 | |||||
| Record Date: | 01/13/2020 | Meeting Type: | Annual | Ticker: | DIS | |||||
| Shares Voted: | 38,150 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Susan E. Arnold | Mgmt | For | For | For | |||||
| 1b | Elect Director Mary T. Barra | Mgmt | For | For | For | |||||
| 1c | Elect Director Safra A. Catz | Mgmt | For | For | For | |||||
| 1d | Elect Director Francis A. deSouza | Mgmt | For | For | For | |||||
| 1e | Elect Director Michael B.G. Froman | Mgmt | For | For | For | |||||
| 1f | Elect Director Robert A. Iger | Mgmt | For | For | For | |||||
| 1g | Elect Director Maria Elena Lagomasino | Mgmt | For | For | For | |||||
| 1h | Elect Director Mark G. Parker | Mgmt | For | For | For | |||||
| 1i | Elect Director Derica W. Rice | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
Samsung Electronics Co., Ltd.
| Meeting Date: | 03/18/2020 | Country: | South Korea | Primary Security ID: | Y74718100 | |||||
| Record Date: | 12/31/2019 | Meeting Type: | Annual | Ticker: | 005930 | |||||
| Shares Voted: | 142,280 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Approve Financial Statements and Allocation of Income | Mgmt | For | For | For | |||||
| 2.1 | Elect Han Jong-hee as Inside Director | Mgmt | For | For | For | |||||
| 2.2 | Elect Choi Yoon-ho as Inside Director | Mgmt | For | For | For | |||||
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
ASML Holding NV
| Meeting Date: | 04/22/2020 | Country: | Netherlands | Primary Security ID: | N07059202 | |||||
| Record Date: | 03/25/2020 | Meeting Type: | Annual | Ticker: | ASML | |||||
| Shares Voted: | 54,372 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Meeting for ADR Holders | Mgmt | |||||||||
| 1 | Open Meeting | Mgmt | ||||||||
| 2 | Discuss the Company’s Business, Financial Situation and Sustainability | Mgmt | ||||||||
| 3a | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 3b | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3c | Receive Clarification on Company’s Reserves and Dividend Policy | Mgmt | ||||||||
| 3d | Approve Dividends of EUR 2.40 Per Share | Mgmt | For | For | For | |||||
| 4a | Approve Discharge of Management Board | Mgmt | For | For | For | |||||
| 4b | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |||||
| 5 | Approve Number of Shares for Management Board | Mgmt | For | Refer | For | |||||
| 6 | Approve Certain Adjustments to the Remuneration Policy for Management Board | Mgmt | For | Refer | For | |||||
| 7 | Approve Remuneration Policy for Supervisory Board | Mgmt | For | Refer | For | |||||
| 8a | Announce Vacancies on the Supervisory Board | Mgmt | ||||||||
| 8b | Opportunity to Make Recommendations | Mgmt | ||||||||
| 8c | Announce Intention to Reappoint A.P. Aris and Appoint D.W.A. East and D.M. Durcan to Supervisory Board | Mgmt | ||||||||
| 8d | Reelect A.P. (Annet) Aris to Supervisory Board | Mgmt | For | For | For | |||||
| 8e | Elect D.M. (Mark) Durcan to Supervisory Board | Mgmt | For | For | For | |||||
| 8f | Elect D.W.A. (Warren) East to Supervisory Board | Mgmt | For | For | For | |||||
| 8g | Receive Information on the Composition of the Supervisory Board | Mgmt | ||||||||
| 9 | Ratify KPMG as Auditors | Mgmt | For | For | For | |||||
| 10a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
ASML Holding NV
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 10b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10a | Mgmt | For | For | For | |||||
| 10c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | Mgmt | For | For | For | |||||
| 10d | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10c | Mgmt | For | For | For | |||||
| 11a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 11b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 12 | Authorize Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
| 13 | Other Business (Non-Voting) | Mgmt | ||||||||
| 14 | Close Meeting | Mgmt | ||||||||
Moderna, Inc.
| Meeting Date: | 04/29/2020 | Country: | USA | Primary Security ID: | 60770K107 | |||||
| Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | MRNA | |||||
| Shares Voted: | 156,892 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Stephen Berenson | Mgmt | For | Refer | Withhold | |||||
| 1.2 | Elect Director Sandra Horning | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Paul Sagan | Mgmt | For | Refer | Withhold | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
QTS Realty Trust, Inc.
| Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 74736A103 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | QTS | |||||
| Shares Voted: | 160,300 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Chad L. Williams | Mgmt | For | For | For | |||||
| 1.2 | Elect Director John W. Barter | Mgmt | For | For | For | |||||
| 1.3 | Elect Director William O. Grabe | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Catherine R. Kinney | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Peter A. Marino | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Scott D. Miller | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Mazen Rawashdeh | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Wayne M. Rehberger | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Philip P. Trahanas | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Stephen E. Westhead | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young as Auditors | Mgmt | For | For | For | |||||
Tencent Holdings Limited
| Meeting Date: | 05/13/2020 | Country: | Cayman Islands | Primary Security ID: | G87572163 | |||||
| Record Date: | 05/07/2020 | Meeting Type: | Annual | Ticker: | 700 | |||||
| Shares Voted: | 56,300 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Final Dividend | Mgmt | For | For | For | |||||
| 3a | Elect Lau Chi Ping Martin as Director | Mgmt | For | Refer | For | |||||
| 3b | Elect Charles St Leger Searle as Director | Mgmt | For | For | For | |||||
| 3c | Elect Ke Yang as Director | Mgmt | For | For | For | |||||
| 3d | Authorize Board to Fix Remuneration of Directors | Mgmt | For | Refer | For | |||||
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Tencent Holdings Limited
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against | |||||
| 6 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For | |||||
| 7 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against | |||||
| 8 | Amend the Existing Amended and Restated Memorandum of Association and Articles of Association and Adopt Second Amended and Restated Memorandum of Association and Articles of Association | Mgmt | For | Refer | For | |||||
Fiserv, Inc.
| Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 337738108 | |||||
| Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | FISV | |||||
| Shares Voted: | 47,890 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Frank J. Bisignano | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Alison Davis | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Henrique de Castro | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Harry F. DiSimone | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Dennis F. Lynch | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Heidi G. Miller | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Scott C. Nuttall | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Denis J. O’Leary | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Doyle R. Simons | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Jeffery W. Yabuki | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Report on Political Contributions | SH | Against | For | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Euronet Worldwide, Inc.
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 298736109 | |||||
| Record Date: | 03/24/2020 | Meeting Type: | Annual | Ticker: | EEFT | |||||
| Shares Voted: | 147,194 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Andrzej Olechowski | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Eriberto R. Scocimara | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Mark R. Callegari | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Cerner Corporation
| Meeting Date: | 05/22/2020 | Country: | USA | Primary Security ID: | 156782104 | |||||
| Record Date: | 03/24/2020 | Meeting Type: | Annual | Ticker: | CERN | |||||
| Shares Voted: | 284,640 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Julie L. Gerberding | Mgmt | For | For | For | |||||
| 1b | Elect Director Brent Shafer | Mgmt | For | For | For | |||||
| 1c | Elect Director William D. Zollars | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
| 5 | Amend Advance Notice Provisions | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Amazon.com, Inc.
| Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 023135106 | |||||
| Record Date: | 04/02/2020 | Meeting Type: | Annual | Ticker: | AMZN | |||||
| Shares Voted: | 8,371 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Jeffrey P. Bezos | Mgmt | For | For | For | |||||
| 1b | Elect Director Rosalind G. Brewer | Mgmt | For | For | For | |||||
| 1c | Elect Director Jamie S. Gorelick | Mgmt | For | For | For | |||||
| 1d | Elect Director Daniel P. Huttenlocher | Mgmt | For | For | For | |||||
| 1e | Elect Director Judith A. McGrath | Mgmt | For | For | For | |||||
| 1f | Elect Director Indra K. Nooyi | Mgmt | For | For | For | |||||
| 1g | Elect Director Jonathan J. Rubinstein | Mgmt | For | For | For | |||||
| 1h | Elect Director Thomas O. Ryder | Mgmt | For | For | For | |||||
| 1i | Elect Director Patricia Q. Stonesifer | Mgmt | For | For | For | |||||
| 1j | Elect Director Wendell P. Weeks | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Mgmt | For | For | For | |||||
| 5 | Report on Management of Food Waste | SH | Against | For | For | |||||
| 6 | Report on Customers’ Use of its Surveillance and Computer Vision Products or Cloud-Based Services | SH | Against | For | For | |||||
| 7 | Report on Potential Human Rights Impacts of Customers’ Use of Rekognition | SH | Against | For | For | |||||
| 8 | Report on Products Promoting Hate Speech and Sales of Offensive Products | SH | Against | For | For | |||||
| 9 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
| 10 | Report on Global Median Gender/Racial Pay Gap | SH | Against | Against | Against | |||||
| 11 | Report on Reducing Environmental and Health Harms to Communities of Color | SH | Against | Against | Against | |||||
| 12 | Report on Viewpoint Discrimination | SH | Against | Against | Against | |||||
| 13 | Report on Promotion Velocity | SH | Against | Against | Against | |||||
| 14 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
| 15 | Human Rights Risk Assessment | SH | Against | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Amazon.com, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 16 | Report on Lobbying Payments and Policy | SH | Against | For | For | |||||
Facebook, Inc.
| Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 30303M102 | |||||
| Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | FB | |||||
| Shares Voted: | 152,947 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Peggy Alford | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Marc L. Andreessen | Mgmt | For | Refer | Withhold | |||||
| 1.3 | Elect Director Andrew W. Houston | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Nancy Killefer | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Robert M. Kimmitt | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Sheryl K. Sandberg | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Peter A. Thiel | Mgmt | For | Refer | Withhold | |||||
| 1.8 | Elect Director Tracey T. Travis | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Mark Zuckerberg | Mgmt | For | Refer | Withhold | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Approve Non-Employee Director Compensation Policy | Mgmt | For | Refer | For | |||||
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Against | For | For | |||||
| 5 | Require Independent Board Chair | SH | Against | Refer | For | |||||
| 6 | Require a Majority Vote for the Election of Directors | SH | Against | For | For | |||||
| 7 | Report on Political Advertising | SH | Against | For | For | |||||
| 8 | Require Independent Director Nominee with Human and/or Civil Rights Experience | SH | Against | Against | Against | |||||
| 9 | Report on Civil and Human Rights Risk Assessment | SH | Against | Against | Against | |||||
| 10 | Report on Online Child Sexual Exploitation | SH | Against | For | For | |||||
| 11 | Report on Median Gender/Racial Pay Gap | SH | Against | Against | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Teladoc Health, Inc.
| Meeting Date: | 05/28/2020 | Country: | USA | Primary Security ID: | 87918A105 | |||||
| Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | TDOC | |||||
| Shares Voted: | 373 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Helen Darling | Mgmt | For | For | For | |||||
| 1.2 | Elect Director William H. Frist | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Michael Goldstein | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Jason Gorevic | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Catherine A. Jacobson | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Thomas G. McKinley | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Kenneth H. Paulus | Mgmt | For | For | For | |||||
| 1.8 | Elect Director David Shedlarz | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Mark Douglas Smith | Mgmt | For | For | For | |||||
| 1.10 | Elect Director David B. Snow, Jr. | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
Alphabet Inc.
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 02079K305 | |||||
| Record Date: | 04/07/2020 | Meeting Type: | Annual | Ticker: | GOOGL | |||||
| Shares Voted: | 9,352 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Larry Page | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Sergey Brin | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Sundar Pichai | Mgmt | For | For | For | |||||
| 1.4 | Elect Director John L. Hennessy | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Frances H. Arnold | Mgmt | For | For | For | |||||
| 1.6 | Elect Director L. John Doerr | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Alphabet Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.7 | Elect Director Roger W. Ferguson Jr. | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Ann Mather | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Alan R. Mulally | Mgmt | For | Withhold | For | |||||
| 1.10 | Elect Director K. Ram Shiram | Mgmt | For | Refer | For | |||||
| 1.11 | Elect Director Robin L. Washington | Mgmt | For | Refer | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Against | For | For | |||||
| 6 | Report on Arbitration of Employment-Related Claims | SH | Against | For | For | |||||
| 7 | Establish Human Rights Risk Oversight Committee | SH | Against | For | For | |||||
| 8 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | SH | Against | Refer | Against | |||||
| 9 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | Against | Against | |||||
| 10 | Report on Takedown Requests | SH | Against | For | For | |||||
| 11 | Require a Majority Vote for the Election of Directors | SH | Against | For | For | |||||
| 12 | Report on Gender/Racial Pay Gap | SH | Against | Against | Against | |||||
| 13 | Require Independent Director Nominee with Human and/or Civil Rights Experience | SH | Against | For | For | |||||
| 14 | Report on Whistleblower Policies and Practices | SH | Against | Against | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Vertex Pharmaceuticals Incorporated
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 92532F100 | |||||
| Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | VRTX | |||||
| Shares Voted: | 105,324 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Sangeeta N. Bhatia | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Lloyd Carney | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Alan Garber | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Terrence Kearney | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Reshma Kewalramani | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Yuchun Lee | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Jeffrey M. Leiden | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Margaret G. McGlynn | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Diana McKenzie | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Bruce I. Sachs | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Report on Lobbying Payments and Policy | SH | Against | For | For | |||||
Ionis Pharmaceuticals, Inc.
| Meeting Date: | 06/04/2020 | Country: | USA | Primary Security ID: | 462222100 | |||||
| Record Date: | 04/06/2020 | Meeting Type: | Annual | Ticker: | IONS | |||||
| Shares Voted: | 143,967 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Joseph H. Wender | Mgmt | For | For | For | |||||
| 1.2 | Elect Director B. Lynne Parshall | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Spencer R. Berthelsen | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Joan E. Herman | Mgmt | For | For | For | |||||
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
| 3 | Ratify Amending the Existing Stock Option and Restricted Stock Unit Awards of Directors to Adjust Vesting | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Ionis Pharmaceuticals, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 5 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
Sarepta Therapeutics, Inc.
| Meeting Date: | 06/04/2020 | Country: | USA | Primary Security ID: | 803607100 | |||||
| Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | SRPT | |||||
| Shares Voted: | 62,000 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Douglas S. Ingram | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Hans Wigzell | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Mary Ann Gray | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Increase Authorized Common Stock | Mgmt | For | For | For | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
ACI Worldwide, Inc.
| Meeting Date: | 06/09/2020 | Country: | USA | Primary Security ID: | 004498101 | |||||
| Record Date: | 04/16/2020 | Meeting Type: | Annual | Ticker: | ACIW | |||||
| Shares Voted: | 681,479 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Odilon Almeida | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Janet O. Estep | Mgmt | For | For | For | |||||
| 1.3 | Elect Director James C. Hale | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Pamela H. Patsley | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Charles E. Peters, Jr. | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
ACI Worldwide, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.6 | Elect Director David A. Poe | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Adalio T. Sanchez | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Thomas W. Warsop, III | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
NVIDIA Corporation
| Meeting Date: | 06/09/2020 | Country: | USA | Primary Security ID: | 67066G104 | |||||
| Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | NVDA | |||||
| Shares Voted: | 17,851 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Robert K. Burgess | Mgmt | For | For | For | |||||
| 1b | Elect Director Tench Coxe | Mgmt | For | For | For | |||||
| 1c | Elect Director Persis S. Drell | Mgmt | For | For | For | |||||
| 1d | Elect Director Jen-Hsun Huang | Mgmt | For | For | For | |||||
| 1e | Elect Director Dawn Hudson | Mgmt | For | For | For | |||||
| 1f | Elect Director Harvey C. Jones | Mgmt | For | For | For | |||||
| 1g | Elect Director Michael G. McCaffery | Mgmt | For | For | For | |||||
| 1h | Elect Director Stephen C. Neal | Mgmt | For | For | For | |||||
| 1i | Elect Director Mark L. Perry | Mgmt | For | For | For | |||||
| 1j | Elect Director A. Brooke Seawell | Mgmt | For | For | For | |||||
| 1k | Elect Director Mark A. Stevens | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Taiwan Semiconductor Manufacturing Co., Ltd.
| Meeting Date: | 06/09/2020 | Country: | Taiwan | Primary Security ID: | Y84629107 | |||||
| Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | 2330 | |||||
| Shares Voted: | 119,659 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Meeting for ADR Holders | Mgmt | |||||||||
| 1 | Approve Business Operations Report and Financial Statements | Mgmt | For | For | For | |||||
| 2 | Amend Procedures for Lending Funds to Other Parties | Mgmt | For | Refer | For | |||||
| ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING | Mgmt | |||||||||
| 3.1 | Elect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director | Mgmt | For | For | For | |||||
CRISPR Therapeutics AG
| Meeting Date: | 06/11/2020 | Country: | Switzerland | Primary Security ID: | H17182108 | |||||
| Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | CRSP | |||||
| Shares Voted: | 66,493 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Treatment of Net Loss | Mgmt | For | Refer | For | |||||
| 3 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For | |||||
| 4a | Reelect Rodger Novak as Director and Board Chairman | Mgmt | For | For | For | |||||
| 4b | Reelect Director Samarth Kulkarni | Mgmt | For | For | For | |||||
| 4c | Reelect Director Ali Behbahani | Mgmt | For | Refer | For | |||||
| 4d | Reelect Director Bradley Bolzon | Mgmt | For | Refer | Against | |||||
| 4e | Reelect Director Simeon J. George | Mgmt | For | For | For | |||||
| 4f | Reelect Director John T. Greene | Mgmt | �� | For | For | For | ||||
| 4g | Reelect Director Katherine A. High | Mgmt | For | Refer | Against | |||||
| 4h | Elect Director Douglas A. Treco | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
CRISPR Therapeutics AG
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 5a | Elect Ali Behbahan as Member of the Compensation Committee | Mgmt | For | Refer | For | |||||
| 5b | Reelect Simeon J. George as Member of the Compensation Committee | Mgmt | For | Refer | For | |||||
| 5c | Reelect John T. Greene as Member of the Compensation Committee | Mgmt | For | Refer | For | |||||
| 6a | Approve Remuneration of Directors in the Amount of USD 320,000 | Mgmt | For | Refer | For | |||||
| 6b | Approve Remuneration of Directors in the Amount of USD 5,911,650 | Mgmt | For | Refer | For | |||||
| 6c | Approve Remuneration of Executive Committee in the Amount of USD 3,393,795 | Mgmt | For | Refer | For | |||||
| 6d | Approve Remuneration of Executive Committee in the Amount of USD 2,379,619 | Mgmt | For | Refer | For | |||||
| 6e | Approve Remuneration of Executive Committee in the Amount of USD 53,069,700 | Mgmt | For | Refer | For | |||||
| 7 | Amend Pool of Conditional Capital for Employee Benefit Plans | Mgmt | For | Refer | For | |||||
| 8 | Amend Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
| 9 | Approve CHF 915,548 Increase in Authorized Capital | Mgmt | For | Refer | Against | |||||
| 10 | Designate Marius Meier as Independent Proxy | Mgmt | For | For | For | |||||
| 11 | Ratify Ernst & Young LLP as Auditor and Ernst & Young AG as Statutory Auditor | Mgmt | For | For | For | |||||
| 12 | Transact Other Business (Voting) | Mgmt | For | Against | Against | |||||
salesforce.com, inc.
| Meeting Date: | 06/11/2020 | Country: | USA | Primary Security ID: | 79466L302 | |||||
| Record Date: | 04/16/2020 | Meeting Type: | Annual | Ticker: | CRM | |||||
| Shares Voted: | 34,174 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Marc Benioff | Mgmt | For | For | For | |||||
| 1b | Elect Director Craig Conway | Mgmt | For | For | For | |||||
| 1c | Elect Director Parker Harris | Mgmt | For | For | For | |||||
| 1d | Elect Director Alan Hassenfeld | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
salesforce.com, inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1e | Elect Director Neelie Kroes | Mgmt | For | For | For | |||||
| 1f | Elect Director Colin Powell | Mgmt | For | For | For | |||||
| 1g | Elect Director Sanford Robertson | Mgmt | For | For | For | |||||
| 1h | Elect Director John V. Roos | Mgmt | For | For | For | |||||
| 1i | Elect Director Robin Washington | Mgmt | For | For | For | |||||
| 1j | Elect Director Maynard Webb | Mgmt | For | For | For | |||||
| 1k | Elect Director Susan Wojcicki | Mgmt | For | For | For | |||||
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 6 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
Semtech Corporation
| Meeting Date: | 06/11/2020 | Country: | USA | Primary Security ID: | 816850101 | |||||
| Record Date: | 04/17/2020 | Meeting Type: | Annual | Ticker: | SMTC | |||||
| Shares Voted: | 138,959 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director James P. Burra | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Rodolpho C. Cardenuto | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Bruce C. Edwards | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Saar Gillai | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Rockell N. Hankin | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Ye Jane Li | Mgmt | For | For | For | |||||
| 1.7 | Elect Director James T. Lindstrom | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Mohan R. Maheswaran | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Sylvia Summers | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Semtech Corporation
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
ServiceNow, Inc.
| Meeting Date: | 06/17/2020 | Country: | USA | Primary Security ID: | 81762P102 | |||||
| Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | NOW | |||||
| Shares Voted: | 17,745 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director William R. “Bill” McDermott | Mgmt | For | For | For | |||||
| 1b | Elect Director Anita M. Sands | Mgmt | For | For | For | |||||
| 1c | Elect Director Dennis M. Woodside | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
Universal Display Corporation
| Meeting Date: | 06/18/2020 | Country: | USA | Primary Security ID: | 91347P105 | |||||
| Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | OLED | |||||
| Shares Voted: | 108,976 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1A | Elect Director Steven V. Abramson | Mgmt | For | For | For | |||||
| 1B | Elect Director Cynthia J. Comparin | Mgmt | For | For | For | |||||
| 1C | Elect Director Richard C. Elias | Mgmt | For | For | For | |||||
| 1D | Elect Director Elizabeth H. Gemmill | Mgmt | For | For | For | |||||
| 1E | Elect Director C. Keith Hartley | Mgmt | For | For | For | |||||
| 1F | Elect Director Celia M. Joseph | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Universal Display Corporation
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1G | Elect Director Lawrence Lacerte | Mgmt | For | For | For | |||||
| 1H | Elect Director Sidney D. Rosenblatt | Mgmt | For | For | For | |||||
| 1I | Elect Director Sherwin I. Seligsohn | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
IVY VIP SECURIAN REAL ESTATE SECURITIES
Proxy Voting Record
Voting Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
Agree Realty Corporation
Ticker | ADC | Security ID: | CUSIP 008492100 | Meeting Date | 05/05/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1.1 | Elect Merrie Frankel | Mgmt | For | For | For | |||||
| 1.2 | Elect Farris G. Kalil | Mgmt | For | For | For | |||||
| 1.3 | Elect Simon J. Leopold | Mgmt | For | For | For | |||||
| 1.4 | Elect William S. Rubenfaer | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Approval of the 2020 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
Alexandria Real Estate Equities, Inc.
Ticker | ARE | Security ID: | CUSIP 015271109 | Meeting Date | 06/08/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect Joel S. Marcus | Mgmt | For | For | For | |||||
| 2 | Elect Steven R. Hash | Mgmt | For | For | For | |||||
| 3 | Elect John L. Atkins, III | Mgmt | For | For | For | |||||
| 4 | Elect James P. Cain | Mgmt | For | For | For | |||||
| 5 | Elect Maria C. Freire | Mgmt | For | For | For | |||||
| 6 | Elect Jennifer Friel Goldstein | Mgmt | For | For | For | |||||
| 7 | Elect Richard H. Klein | Mgmt | For | For | For | |||||
| 8 | Elect James H. Richardson | Mgmt | For | For | For | |||||
| 9 | Elect Michael A. Woronoff | Mgmt | For | For | For | |||||
| 10 | Amendment to the 1997 Stock Award and Incentive Plan | Mgmt | For | For | For | |||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
American Homes 4 Rent
Ticker | AMH | Security ID: | CUSIP 02665T306 | Meeting Date | 05/07/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||||
| 2 | Elect David P. Singelyn | Mgmt | For | For | For | |||||
| 3 | Elect Douglas N. Benham | Mgmt | For | For | For | |||||
| 4 | Elect John Corrigan | Mgmt | For | For | For | |||||
Voting Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
American Homes 4 Rent
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 5 | Elect David Goldberg | Mgmt | For | For | For | |||||
| 6 | Elect Matthew J. Hart | Mgmt | For | For | For | |||||
| 7 | Elect James H. Kropp | Mgmt | For | For | For | |||||
| 8 | Elect Winifred Webb | Mgmt | For | For | For | |||||
| 9 | Elect Jay Willoughby | Mgmt | For | For | For | |||||
| 10 | Elect Kenneth M. Woolley | Mgmt | For | For | For | |||||
| 11 | Elect Matthew R. Zaist | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Apartment Investment and Management Company
Ticker | AIV | Security ID: | CUSIP 03748R754 | Meeting Date | 04/28/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect Terry Considine | Mgmt | For | For | For | |||||
| 2 | Elect Thomas L. Keltner | Mgmt | For | For | For | |||||
| 3 | Elect Robert A. Miller | Mgmt | For | For | For | |||||
| 4 | Elect Devin I. Murphy | Mgmt | For | For | For | |||||
| 5 | Elect Kathleen M. Nelson | Mgmt | For | For | For | |||||
| 6 | Elect John D. Rayis | Mgmt | For | For | For | |||||
| 7 | Elect Ann Sperling | Mgmt | For | For | For | |||||
| 8 | Elect Michael A. Stein | Mgmt | For | For | For | |||||
| 9 | Elect Nina A. Tran | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 12 | Approval of the 2020 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
AvalonBay Communities, Inc
Ticker | AVB | Security ID: | CUSIP 053484101 | Meeting Date | 05/12/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||||
| 2 | Elect Terry S. Brown | Mgmt | For | For | For | |||||
| 3 | Elect Alan B. Buckelew | Mgmt | For | For | For | |||||
| 4 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||||
| 5 | Elect Stephen P. Hills | Mgmt | For | For | For | |||||
| 6 | Elect Richard J. Lieb | Mgmt | For | For | For | |||||
| 7 | Elect Timothy J. Naughton | Mgmt | For | For | For | |||||
| 8 | Elect H. Jay Sarles | Mgmt | For | For | For | |||||
| 9 | Elect Susan Swanezy | Mgmt | For | For | For | |||||
| 10 | Elect W. Edward Walter | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
Voting Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
Boston Properties, Inc.
Ticker | BXP | Security ID: | CUSIP 101121101 | Meeting Date | 05/20/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect Joel I. Klein | Mgmt | For | For | For | |||||
| 2 | Elect Kelly A. Ayotte | Mgmt | For | For | For | |||||
| 3 | Elect Bruce W. Duncan | Mgmt | For | For | For | |||||
| 4 | Elect Karen E. Dykstra | Mgmt | For | For | For | |||||
| 5 | Elect Carol B. Einiger | Mgmt | For | For | For | |||||
| 6 | Elect Diane J. Hoskins | Mgmt | For | For | For | |||||
| 7 | Elect Douglas T. Linde | Mgmt | For | For | For | |||||
| 8 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||||
| 9 | Elect Owen D. Thomas | Mgmt | For | For | For | |||||
| 10 | Elect David A. Twardock | Mgmt | For | For | For | |||||
| 11 | Elect William H. Walton III | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Brixmor Property Group Inc.
Ticker | BRX | Security ID: | CUSIP 11120U105 | Meeting Date | 04/28/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect James M. Taylor Jr. | Mgmt | For | For | For | |||||
| 2 | Elect John G. Schreiber | Mgmt | For | For | For | |||||
| 3 | Elect Michael Berman | Mgmt | For | For | For | |||||
| 4 | Elect Julie Bowerman | Mgmt | For | For | For | |||||
| 5 | Elect Sheryl M. Crosland | Mgmt | For | For | For | |||||
| 6 | Elect Thomas W. Dickson | Mgmt | For | For | For | |||||
| 7 | Elect Daniel B. Hurwitz | Mgmt | For | For | For | |||||
| 8 | Elect William D. Rahm | Mgmt | For | For | For | |||||
| 9 | Elect Gabrielle Sulzberger | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Camden Property Trust
Ticker | CPT | Security ID: | CUSIP 133131102 | Meeting Date | 05/13/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1.1 | Elect Richard J. Campo | Mgmt | For | For | For | |||||
| 1.2 | Elect Heather J. Brunner | Mgmt | For | For | For | |||||
| 1.3 | Elect Mark D. Gibson | Mgmt | For | For | For | |||||
| 1.4 | Elect Scott S. Ingraham | Mgmt | For | For | For | |||||
| 1.5 | Elect Renu Khator | Mgmt | For | For | For | |||||
| 1.6 | Elect D. Keith Oden | Mgmt | For | For | For | |||||
| 1.7 | Elect William F. Paulsen | Mgmt | For | For | For | |||||
| 1.8 | Elect Frances A. Sevilla-Sacasa | Mgmt | For | For | For | |||||
Voting Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
Camden Property Trust
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1.9 | Elect Steven Webster | Mgmt | For | For | For | |||||
| 1.10 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Cousins Properties Incorporated
Ticker | CUZ | Security ID: | CUSIP 222795502 | Meeting Date | 04/21/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect Charles T. Cannada | Mgmt | For | For | For | |||||
| 2 | Elect Robert M. Chapman | Mgmt | For | For | For | |||||
| 3 | Elect M. Colin Connolly | Mgmt | For | For | For | |||||
| 4 | Elect Scott W. Fordham | Mgmt | For | For | For | |||||
| 5 | Elect Lillian C. Giornelli | Mgmt | For | For | For | |||||
| 6 | Elect R. Kent Griffin Jr. | Mgmt | For | For | For | |||||
| 7 | Elect Donna W. Hyland | Mgmt | For | For | For | |||||
| 8 | Elect R. Dary Stone | Mgmt | For | For | For | |||||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||
Crown Castle International Corp.
Ticker | CCI | Security ID: | CUSIP 22822V101 | Meeting Date | 05/14/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect P. Robert Bartolo | Mgmt | For | For | For | |||||
| 2 | Elect Jay A. Brown | Mgmt | For | For | For | |||||
| 3 | Elect Cindy Christy | Mgmt | For | For | For | |||||
| 4 | Elect Ari Q. Fitzgerald | Mgmt | For | For | For | |||||
| 5 | Elect Robert E. Garrison II | Mgmt | For | For | For | |||||
| 6 | Elect Andrea J. Goldsmith | Mgmt | For | For | For | |||||
| 7 | Elect Lee W. Hogan | Mgmt | For | For | For | |||||
| 8 | Elect Edward C. Hutcheson, Jr. | Mgmt | For | For | For | |||||
| 9 | Elect J. Landis Martin | Mgmt | For | For | For | |||||
| 10 | Elect Robert F. McKenzie | Mgmt | For | For | For | |||||
| 11 | Elect Anthony J. Melone | Mgmt | For | For | For | |||||
| 12 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Voting Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
CubeSmart
Ticker | CUBE | Security ID: | CUSIP 229663109 | Meeting Date | 05/12/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1.1 | Elect Piero Bussani | Mgmt | For | For | For | |||||
| 1.2 | Elect Dorothy Dowling | Mgmt | For | For | For | |||||
| 1.3 | Elect John W. Fain | Mgmt | For | For | For | |||||
| 1.4 | Elect Marianne M. Keler | Mgmt | For | For | For | |||||
| 1.5 | Elect Christopher P. Marr | Mgmt | For | For | For | |||||
| 1.6 | Elect Deborah Ratner Salzberg | Mgmt | For | For | For | |||||
| 1.7 | Elect John F. Remondi | Mgmt | For | For | For | |||||
| 1.8 | Elect Jeffrey F. Rogatz | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
CyrusOne Inc.
Ticker | CONE | Security ID: | CUSIP 23283R100 | Meeting Date | 04/27/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1.1 | Elect David H. Ferdman | Mgmt | For | For | For | |||||
| 1.2 | Elect John W. Gamble, Jr | Mgmt | For | For | For | |||||
| 1.3 | Elect Michael A. Klayko | Mgmt | For | Withhold | Against | |||||
| 1.4 | Elect T. Tod Nielsen | Mgmt | For | For | For | |||||
| 1.5 | Elect Alex Shumate | Mgmt | For | For | For | |||||
| 1.6 | Elect William E. Sullivan | Mgmt | For | For | For | |||||
| 1.7 | Elect Lynn A. Wentworth | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Digital Realty Trust, Inc.
Ticker | DLR | Security ID: | CUSIP 253868103 | Meeting Date | 02/27/2020 | Meeting Status | Voted | |||||||
Meeting Type | Special | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Share Issuance Pursuant to Merger | Mgmt | For | For | For | |||||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Digital Realty Trust, Inc.
Ticker | DLR | Security ID: | CUSIP 253868103 | Meeting Date | 06/08/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect Laurence A. Chapman | Mgmt | For | For | For | |||||
| 2 | Elect Alexis Black Bjorlin | Mgmt | For | For | For | |||||
| 3 | Elect Michael A. Coke | Mgmt | For | For | For | |||||
| 4 | Elect VeraLinn Jamieson | Mgmt | For | For | For | |||||
| 5 | Elect Kevin J. Kennedy | Mgmt | For | For | For | |||||
| 6 | Elect William G. LaPerch | Mgmt | For | For | For | |||||
| 7 | Elect Jean F.H.P. Mandeville | Mgmt | For | For | For | |||||
| 8 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||||
| 9 | Elect Mark R. Patterson | Mgmt | For | For | For | |||||
| 10 | Elect Mary Hogan Preusse | Mgmt | For | For | For | |||||
| 11 | Elect A. William Stein | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Voting Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
Duke Realty Corporation
Ticker | DRE | Security ID: | CUSIP 264411505 | Meeting Date | 04/29/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect John P. Case | Mgmt | For | For | For | |||||
| 2 | Elect James B. Connor | Mgmt | For | For | For | |||||
| 3 | Elect Ngaire E. Cuneo | Mgmt | For | For | For | |||||
| 4 | Elect Charles R. Eitel | Mgmt | For | For | For | |||||
| 5 | Elect Tamara D. Fischer | Mgmt | For | For | For | |||||
| 6 | Elect Norman K. Jenkins | Mgmt | For | For | For | |||||
| 7 | Elect Melanie R. Sabelhaus | Mgmt | For | For | For | |||||
| 8 | Elect Peter M. Scott III | Mgmt | For | For | For | |||||
| 9 | Elect David P. Stockert | Mgmt | For | For | For | |||||
| 10 | Elect Chris Sultemeier | Mgmt | For | For | For | |||||
| 11 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | |||||
| 12 | Elect Warren M. Thompson | Mgmt | For | For | For | |||||
| 13 | Elect Lynn C. Thurber | Mgmt | For | For | For | |||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Equinix, Inc.
Ticker | EQIX | Security ID: | CUSIP 29444U700 | Meeting Date | 06/18/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1.1 | Elect Thomas Bartlett | Mgmt | For | For | For | |||||
| 1.2 | Elect Nanci E. Caldwell | Mgmt | For | For | For | |||||
| 1.3 | Elect Adaire Fox-Martin | Mgmt | For | For | For | |||||
| 1.4 | Elect Gary F. Hromadko | Mgmt | For | For | For | |||||
| 1.5 | Elect William Luby | Mgmt | For | For | For | |||||
| 1.6 | Elect Irving F. Lyons, III | Mgmt | For | For | For | |||||
| 1.7 | Elect Charles Meyers | Mgmt | For | For | For | |||||
| 1.8 | Elect Christopher B. Paisley | Mgmt | For | For | For | |||||
| 1.9 | Elect Sandra Rivera | Mgmt | For | For | For | |||||
| 1.10 | Elect Peter F. Van Camp | Mgmt | For | Withhold | Against | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Approval of the 2020 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||||
Voting Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
Equity LifeStyle Properties, Inc.
Ticker | ELS | Security ID: | CUSIP 29472R108 | Meeting Date | 04/28/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1.1 | Elect Andrew Berkenfield | Mgmt | For | For | For | |||||
| 1.2 | Elect Philip C. Calian | Mgmt | For | For | For | |||||
| 1.3 | Elect David J. Contis | Mgmt | For | For | For | |||||
| 1.4 | Elect Constance Freedman | Mgmt | For | For | For | |||||
| 1.5 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||||
| 1.6 | Elect Tao Huang | Mgmt | For | For | For | |||||
| 1.7 | Elect Marguerite Nader | Mgmt | For | For | For | |||||
| 1.8 | Elect Scott R. Peppet | Mgmt | For | For | For | |||||
| 1.9 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||||
| 1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
Equity Residential
Ticker | EQR | Security ID: | CUSIP 29476L107 | Meeting Date | 06/25/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1.1 | Elect Raymond Bennett | Mgmt | For | For | For | |||||
| 1.2 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||||
| 1.3 | Elect Connie K. Duckworth | Mgmt | For | For | For | |||||
| 1.4 | Elect Mary Kay Haben | Mgmt | For | For | For | |||||
| 1.5 | Elect Tahsinul Zia Huque | Mgmt | For | For | For | |||||
| 1.6 | Elect Bradley A. Keywell | Mgmt | For | For | For | |||||
| 1.7 | Elect John E. Neal | Mgmt | For | For | For | |||||
| 1.8 | Elect David J. Neithercut | Mgmt | For | For | For | |||||
| 1.9 | Elect Mark J. Parrell | Mgmt | For | For | For | |||||
| 1.10 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||||
| 1.11 | Elect Stephen E. Sterrett | Mgmt | For | For | For | |||||
| 1.12 | Elect Samuel Zell | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Essex Property Trust, Inc.
Ticker | ESS | Security ID: | CUSIP 297178105 | Meeting Date | 05/12/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1.1 | Elect Keith R. Guericke | Mgmt | For | For | For | |||||
| 1.2 | Elect Maria R. Hawthorne | Mgmt | For | For | For | |||||
| 1.3 | Elect Amal M. Johnson | Mgmt | For | For | For | |||||
| 1.4 | Elect Mary Kasaris | Mgmt | For | For | For | |||||
| 1.5 | Elect Irving F. Lyons, III | Mgmt | For | For | For | |||||
| 1.6 | Elect George M. Marcus | Mgmt | For | For | For | |||||
| 1.7 | Elect Thomas E. Robinson | Mgmt | For | For | For | |||||
Voting Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
Essex Property Trust, Inc.
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1.8 | Elect Michael J. Schall | Mgmt | For | For | For | |||||
| 1.9 | Elect Byron A. Scordelis | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Extra Space Storage Inc.
Ticker | EXR | Security ID: | CUSIP 30225T102 | Meeting Date | 05/14/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect Kenneth M. Woolley | Mgmt | For | For | For | |||||
| 2 | Elect Joseph D. Margolis | Mgmt | For | For | For | |||||
| 3 | Elect Roger B. Porter | Mgmt | For | For | For | |||||
| 4 | Elect Joseph J. Bonner | Mgmt | For | For | For | |||||
| 5 | Elect Gary L. Crittenden | Mgmt | For | For | For | |||||
| 6 | Elect Ashley Dreier | Mgmt | For | For | For | |||||
| 7 | Elect Spencer F. Kirk | Mgmt | For | For | For | |||||
| 8 | Elect Dennis J. Letham | Mgmt | For | For | For | |||||
| 9 | Elect Diane Olmstead | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
First Industrial Realty Trust, Inc.
Ticker | FR | Security ID: | CUSIP 32054K103 | Meeting Date | 05/06/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect Peter E. Baccile | Mgmt | For | For | For | |||||
| 2 | Elect Teresa Bryce Bazemore | Mgmt | For | For | For | |||||
| 3 | Elect Matthew S. Dominski | Mgmt | For | For | For | |||||
| 4 | Elect Bruce W. Duncan | Mgmt | For | For | For | |||||
| 5 | Elect H. Patrick Hackett, Jr. | Mgmt | For | For | For | |||||
| 6 | Elect Denise A. Olsen | Mgmt | For | For | For | |||||
| 7 | Elect John Rau | Mgmt | For | For | For | |||||
| 8 | Elect Leonard Peter Sharpe | Mgmt | For | For | For | |||||
| 9 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Voting Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
Four Corners Property Trust, Inc.
Ticker | FCPT | Security ID: | CUSIP 35086T109 | Meeting Date | 06/12/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect William H. Lenehan | Mgmt | For | For | For | |||||
| 2 | Elect Douglas B. Hansen | Mgmt | For | For | For | |||||
| 3 | Elect John S. Moody | Mgmt | For | For | For | |||||
| 4 | Elect Marran H. Ogilvie | Mgmt | For | For | For | |||||
| 5 | Elect Paul E. Szurek | Mgmt | For | For | For | |||||
| 6 | Elect Charles Jemley | Mgmt | For | For | For | |||||
| 7 | Elect Eric S. Hirschhorn | Mgmt | For | For | For | |||||
| 8 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Gaming And Leisure Properties, Inc.
Ticker | GLPI | Security ID: | CUSIP 36467J108 | Meeting Date | 06/11/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||||
| 2 | Elect Carol Lynton | Mgmt | For | For | For | |||||
| 3 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||||
| 4 | Elect James B. Perry | Mgmt | For | For | For | |||||
| 5 | Elect Barry F. Schwartz | Mgmt | For | For | For | |||||
| 6 | Elect Earl C. Shanks | Mgmt | For | For | For | |||||
| 7 | Elect E. Scott Urdang | Mgmt | For | For | For | |||||
| 8 | Amendment to the 2013 Long Term Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 9 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Healthcare Trust of America, Inc.
Ticker | HTA | Security ID: | CUSIP 42225P501 | Meeting Date | 07/09/2019 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect Scott D. Peters | Mgmt | For | For | For | |||||
| 2 | Elect W. Bradley Blair, II | Mgmt | For | For | For | |||||
| 3 | Elect Vicki U. Booth | Mgmt | For | For | For | |||||
| 4 | Elect Maurice J. DeWald | Mgmt | For | For | �� | For | ||||
| 5 | Elect Warren D. Fix | Mgmt | For | For | For | |||||
| 6 | Elect Peter N. Foss | Mgmt | For | For | For | |||||
| 7 | Elect Daniel S. Henson | Mgmt | For | For | For | |||||
| 8 | Elect Larry L. Mathis | Mgmt | For | For | For | |||||
| 9 | Elect Gary T. Wescombe | Mgmt | For | For | For | |||||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
Voting Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
Healthpeak Properties, Inc.
Ticker | PEAK | Security ID: | CUSIP 42250P103 | Meeting Date | 04/23/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect Brian G. Cartwright | Mgmt | For | For | For | |||||
| 2 | Elect Christine N. Garvey | Mgmt | For | For | For | |||||
| 3 | Elect R. Kent Griffin Jr. | Mgmt | For | For | For | |||||
| 4 | Elect David B. Henry | Mgmt | For | For | For | |||||
| 5 | Elect Thomas M. Herzog | Mgmt | For | For | For | |||||
| 6 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||||
| 7 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | |||||
| 8 | Elect Katherine M. Sandstrom | Mgmt | For | For | For | |||||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hilton Worldwide Holdings Inc.
Ticker | HLT | Security ID: | CUSIP 43300A203 | Meeting Date | 06/05/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||||
| 2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||||
| 3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||||
| 4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||||
| 5 | Elect Raymond E. Mabus, Jr. | Mgmt | For | For | For | |||||
| 6 | Elect Judith A. McHale | Mgmt | For | For | For | |||||
| 7 | Elect John G. Schreiber | Mgmt | For | For | For | |||||
| 8 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||||
| 9 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
| 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Host Hotels & Resorts, Inc.
Ticker | HST | Security ID: | CUSIP 44107P104 | Meeting Date | 05/15/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect Mary L. Baglivo | Mgmt | For | For | For | |||||
| 2 | Elect Sheila C. Bair | Mgmt | For | For | For | |||||
| 3 | Elect Richard E. Marriott | Mgmt | For | For | For | |||||
| 4 | Elect Sandeep Lakhmi Mathrani | Mgmt | For | For | For | |||||
| 5 | Elect John B. Morse, Jr. | Mgmt | For | For | For | |||||
| 6 | Elect Mary Hogan Preusse | Mgmt | For | For | For | |||||
| 7 | Elect Walter C. Rakowich | Mgmt | For | For | For | |||||
| 8 | Elect James F. Risoleo | Mgmt | For | For | For | |||||
| 9 | Elect Gordon H. Smith | Mgmt | For | For | For | |||||
| 10 | Elect A. William Stein | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | Approval of the 2020 Comprehensive Stock and Cash Incentive Plan | Mgmt | For | For | For | |||||
Voting Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
Invitation Homes Inc.
Ticker | INVH | Security ID: | CUSIP 46187W107 | Meeting Date | 05/20/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1.1 | Elect Bryce Blair | Mgmt | For | For | For | |||||
| 1.2 | Elect Dallas B. Tanner | Mgmt | For | For | For | |||||
| 1.3 | Elect Jana Cohen Barbe | Mgmt | For | For | For | |||||
| 1.4 | Elect Richard D. Bronson | Mgmt | For | For | For | |||||
| 1.5 | Elect Michael D. Fascitelli | Mgmt | For | For | For | |||||
| 1.6 | Elect Jeffrey E. Kelter | Mgmt | For | For | For | |||||
| 1.7 | Elect Joseph D. Margolis | Mgmt | For | For | For | |||||
| 1.8 | Elect John B. Rhea | Mgmt | For | For | For | |||||
| 1.9 | Elect J. Heidi Roizen | Mgmt | For | For | For | |||||
| 1.10 | Elect Janice L. Sears | Mgmt | For | For | For | |||||
| 1.11 | Elect William J. Stein | Mgmt | For | Withhold | Against | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Kilroy Realty Corporation
Ticker | KRC | Security ID: | CUSIP 49427F108 | Meeting Date | 05/19/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect John Kilroy | Mgmt | For | For | For | |||||
| 2 | Elect Edward Brennan | Mgmt | For | For | For | |||||
| 3 | Elect Jolie Hunt | Mgmt | For | For | For | |||||
| 4 | Elect Scott Ingraham | Mgmt | For | For | For | |||||
| 5 | Elect Gary Stevenson | Mgmt | For | For | For | |||||
| 6 | Elect Peter Stoneberg | Mgmt | For | For | For | |||||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
| 8 | Amendment to the 2006 Incentive Award Plan | Mgmt | For | For | For | |||||
| 9 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||
Omega Healthcare Investors, Inc.
Ticker | OHI | Security ID: | CUSIP 681936100 | Meeting Date | 06/11/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1.1 | Elect Kapila K. Anand | Mgmt | For | For | For | |||||
| 1.2 | Elect Craig R. Callen | Mgmt | For | For | For | |||||
| 1.3 | Elect Barbara B. Hill | Mgmt | For | For | For | |||||
Voting Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
Omega Healthcare Investors, Inc.
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1.4 | Elect Edward Lowenthal | Mgmt | For | For | For | |||||
| 1.5 | Elect C. Taylor Pickett | Mgmt | For | For | For | |||||
| 1.6 | Elect Stephen D. Plavin | Mgmt | For | For | For | |||||
| 1.7 | Elect Burke W. Whitman | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Park Hotels & Resorts Inc.
Ticker | PK | Security ID: | CUSIP 700517105 | Meeting Date | 04/24/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | For | For | |||||
| 2 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||||
| 3 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||||
| 4 | Elect Thomas D. Eckert | Mgmt | For | For | For | |||||
| 5 | Elect Geoffrey M. Garrett | Mgmt | For | For | For | |||||
| 6 | Elect Christie B. Kelly | Mgmt | For | For | For | |||||
| 7 | Elect Joseph I. Lieberman | Mgmt | For | For | For | |||||
| 8 | Elect Thomas A. Natelli | Mgmt | For | For | For | |||||
| 9 | Elect Timothy J. Naughton | Mgmt | For | For | For | |||||
| 10 | Elect Stephen I. Sadove | Mgmt | For | For | For | |||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Physicians Realty Trust
Ticker | DOC | Security ID: | CUSIP 71943U104 | Meeting Date | 05/06/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1.1 | Elect John T. Thomas | Mgmt | For | For | For | |||||
| 1.2 | Elect Thomas G. Thompson | Mgmt | For | For | For | |||||
| 1.3 | Elect Stanton D. Anderson | Mgmt | For | For | For | |||||
| 1.4 | Elect Mark A. Baumgartner | Mgmt | For | For | For | |||||
| 1.5 | Elect Albert C. Black, Jr. | Mgmt | For | For | For | |||||
| 1.6 | Elect William A. Ebinger | Mgmt | For | For | For | |||||
| 1.7 | Elect Pamela J. Kessler | Mgmt | For | For | For | |||||
| 1.8 | Elect Richard A. Weiss | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Prologis, Inc.
Ticker | PLD | Security ID: | CUSIP 74340W103 | Meeting Date | 04/29/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect Hamid R. Moghadam | Mgmt | For | For | For | |||||
| 2 | Elect Cristina G. Bita | Mgmt | For | For | For | |||||
| 3 | Elect George L. Fotiades | Mgmt | For | For | For | |||||
Voting Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
Prologis, Inc.
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 4 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||||
| 5 | Elect Irving F. Lyons, III | Mgmt | For | For | For | |||||
| 6 | Elect Avid Modjtabai | Mgmt | For | For | For | |||||
| 7 | Elect David P. O’Connor | Mgmt | For | For | For | |||||
| 8 | Elect Olivier Piani | Mgmt | For | For | For | |||||
| 9 | Elect Jeffrey L. Skelton | Mgmt | For | For | For | |||||
| 10 | Elect Carl B. Webb | Mgmt | For | For | For | |||||
| 11 | Elect William D. Zollars | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
| 13 | 2020 Long Term Incentive Plan | Mgmt | For | For | For | |||||
| 14 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Public Storage
Ticker | PSA | Security ID: | CUSIP 74460D109 | Meeting Date | 04/21/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||||
| 2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||||
| 3 | Elect Uri P. Harkham | Mgmt | For | For | For | |||||
| 4 | Elect Leslie Stone Heisz | Mgmt | For | For | For | |||||
| 5 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||||
| 6 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||||
| 7 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||||
| 8 | Elect John Reyes | Mgmt | For | Against | Against | |||||
| 9 | Elect Joseph D. Russell, Jr. | Mgmt | For | For | For | |||||
| 10 | Elect Tariq M Shaukat | Mgmt | For | For | For | |||||
| 11 | Elect Ronald P. Spogli | Mgmt | For | For | For | |||||
| 12 | Elect Daniel C. Staton | Mgmt | For | For | For | |||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||||
QTS Realty Trust, Inc.
Ticker | QTS | Security ID: | CUSIP 74736A103 | Meeting Date | 05/06/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1.1 | Elect Chad L. Williams | Mgmt | For | For | For | |||||
| 1.2 | Elect John W. Barter | Mgmt | For | For | For | |||||
| 1.3 | Elect William O. Grabe | Mgmt | For | For | For | |||||
| 1.4 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||||
| 1.5 | Elect Peter A. Marino | Mgmt | For | For | For | |||||
| 1.6 | Elect Scott D. Miller | Mgmt | For | For | For | |||||
| 1.7 | Elect Mazen Rahwashdeh | Mgmt | For | For | For | |||||
| 1.8 | Elect Wayne M. Rehberger | Mgmt | For | For | For | |||||
| 1.9 | Elect Philip P. Trahanas | Mgmt | For | For | For | |||||
| 1.10 | Elect Stephen E. Westhead | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Voting Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
Realty Income Corporation
Ticker | O | Security ID: | CUSIP 756109104 | Meeting Date | 05/12/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect Kathleen R. Allen | Mgmt | For | For | For | |||||
| 2 | Elect A. Larry Chapman | Mgmt | For | For | For | |||||
| 3 | Elect Reginald H. Gilyard | Mgmt | For | For | For | |||||
| 4 | Elect Priya Cherian Huskins | Mgmt | For | For | For | |||||
| 5 | Elect Christie B. Kelly | Mgmt | For | For | For | |||||
| 6 | Elect Gerardo I. Lopez | Mgmt | For | For | For | |||||
| 7 | Elect Michael D. McKee | Mgmt | For | For | For | |||||
| 8 | Elect Gregory T. McLaughlin | Mgmt | For | For | For | |||||
| 9 | Elect Ronald L. Merriman | Mgmt | For | For | For | |||||
| 10 | Elect Sumit Roy | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Regency Centers Corporation
Ticker | REG | Security ID: | CUSIP 758849103 | Meeting Date | 04/29/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect Martin E. Stein, Jr. | Mgmt | For | For | For | |||||
| 2 | Elect Joseph F. Azrack | Mgmt | For | For | For | |||||
| 3 | Elect Bryce Blair | Mgmt | For | For | For | |||||
| 4 | Elect C. Ronald Blankenship | Mgmt | For | For | For | |||||
| 5 | Elect Deirdre J. Evens | Mgmt | For | For | For | |||||
| 6 | Elect Thomas W. Furphy | Mgmt | For | For | For | |||||
| 7 | Elect Karin Klein | Mgmt | For | For | For | |||||
| 8 | Elect Peter Linneman | Mgmt | For | For | For | |||||
| 9 | Elect David P. O’Connor | Mgmt | For | For | For | |||||
| 10 | Elect Lisa Palmer | Mgmt | For | For | For | |||||
| 11 | Elect Thomas G. Wattles | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
SBA Communications Corporation
Ticker | SBAC | Security ID: | CUSIP 78410G104 | Meeting Date | 05/14/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect Steven E. Bernstein | Mgmt | For | For | For | |||||
| 2 | Elect Duncan H. Cocroft | Mgmt | For | For | For | |||||
| 3 | Elect Fidelma Russo | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 6 | Approval of the 2020 Performance and Equity Incentive Plan | Mgmt | For | For | For | |||||
Voting Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
Simon Property Group, Inc.
Ticker | SPG | Security ID: | CUSIP 828806109 | Meeting Date | 05/12/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||||
| 2 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||||
| 3 | Elect Karen N. Horn | Mgmt | For | For | For | |||||
| 4 | Elect Allan B. Hubbard | Mgmt | For | For | For | |||||
| 5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | |||||
| 6 | Elect Gary M. Rodkin | Mgmt | For | For | For | |||||
| 7 | Elect Stefan M. Selig | Mgmt | For | For | For | |||||
| 8 | Elect Daniel C. Smith | Mgmt | For | For | For | |||||
| 9 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | |||||
| 10 | Elect Marta R. Stewart | Mgmt | For | For | For | |||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Spirit Realty Capital, Inc.
Ticker | SRC | Security ID: | CUSIP 84860W300 | Meeting Date | 06/08/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect Jackson Hsieh | Mgmt | For | For | For | |||||
| 2 | Elect Kevin M. Charlton | Mgmt | For | For | For | |||||
| 3 | Elect Todd A. Dunn | Mgmt | For | For | For | |||||
| 4 | Elect Elizabeth F. Frank | Mgmt | For | For | For | |||||
| 5 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||||
| 6 | Elect Diana M. Laing | Mgmt | For | For | For | |||||
| 7 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||||
| 8 | Elect Thomas D. Senkbeil | Mgmt | For | For | For | |||||
| 9 | Elect Nicholas P. Shepherd | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
STORE Capital Corporation
Ticker | STOR | Security ID: | CUSIP 862121100 | Meeting Date | 05/28/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1.1 | Elect Joseph M. Donovan | Mgmt | For | For | For | |||||
| 1.2 | Elect Mary Fedewa | Mgmt | For | For | For | |||||
| 1.3 | Elect Morton H. Fleischer | Mgmt | For | For | For | |||||
| 1.4 | Elect William F. Hipp | Mgmt | For | For | For | |||||
Voting Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
STORE Capital Corporation
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1.5 | Elect Tawn Kelley | Mgmt | For | For | For | |||||
| 1.6 | Elect Catherine D. Rice | Mgmt | For | For | For | |||||
| 1.7 | Elect Einar A. Seadler | Mgmt | For | For | For | |||||
| 1.8 | Elect Quentin P. Smith, Jr. | Mgmt | For | For | For | |||||
| 1.9 | Elect Christopher H. Volk | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Sun Communities, Inc.
Ticker | SUI | Security ID: | CUSIP 866674104 | Meeting Date | 05/22/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect Gary A. Shiffman | Mgmt | For | For | For | |||||
| 2 | Elect Meghan G. Baivier | Mgmt | For | For | For | |||||
| 3 | Elect Stephanie W. Bergeron | Mgmt | For | For | For | |||||
| 4 | Elect Brian M. Hermelin | Mgmt | For | For | For | |||||
| 5 | Elect Ronald A. Klein | Mgmt | For | For | For | |||||
| 6 | Elect Clunet R. Lewis | Mgmt | For | For | For | |||||
| 7 | Elect Arthur A. Weiss | Mgmt | For | For | For | |||||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 9 | Ratification of Auditor | Mgmt | For | For | For | |||||
Taubman Centers, Inc.
Ticker | TCO | Security ID: | CUSIP 876664103 | Meeting Date | 06/25/2020 | Meeting Status | Voted | |||||||
Meeting Type | Special | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Acquisition by Simon | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Taubman Centers, Inc.
Ticker | TCO | Security ID: | CUSIP 876664103 | Meeting Date | 06/25/2020 | Meeting Status | Voted | |||||||
Meeting Type | Special | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Acquisition by Simon | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Voting Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
UDR, Inc.
Ticker | UDR | Security ID: | CUSIP 902653104 | Meeting Date | 05/21/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect Katherine A. Cattanach | Mgmt | For | For | For | |||||
| 2 | Elect Jon A. Grove | Mgmt | For | For | For | |||||
| 3 | Elect Mary Ann King | Mgmt | For | For | For | |||||
| 4 | Elect James D. Klingbeil | Mgmt | For | For | For | |||||
| 5 | Elect Clint D. McDonnough | Mgmt | For | For | For | |||||
| 6 | Elect Robert A. McNamara | Mgmt | For | For | For | |||||
| 7 | Elect Mark R. Patterson | Mgmt | For | For | For | |||||
| 8 | Elect Thomas W. Toomey | Mgmt | For | For | For | |||||
| 9 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Ventas, Inc.
Ticker | VTR | Security ID: | CUSIP 92276F100 | Meeting Date | 05/18/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 2 | Elect Melody C. Barnes | Mgmt | For | For | For | |||||
| 3 | Elect Debra A. Cafaro | Mgmt | For | For | For | |||||
| 4 | Elect Jay M. Gellert | Mgmt | For | For | For | |||||
| 5 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||||
| 6 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||||
| 7 | Elect Roxanne M. Martino | Mgmt | For | For | For | |||||
| 8 | Elect Sean Nolan | Mgmt | For | For | For | |||||
| 9 | Elect Walter C. Rakowich | Mgmt | For | For | For | |||||
| 10 | Elect Robert D. Reed | Mgmt | For | For | For | |||||
| 11 | Elect James D. Shelton | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
VEREIT, Inc.
Ticker | VER | Security ID: | CUSIP 92339V100 | Meeting Date | 05/21/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect Glenn J. Rufrano | Mgmt | For | For | For | |||||
| 2 | Elect Hugh R. Frater | Mgmt | For | For | For | |||||
| 3 | Elect David B. Henry | Mgmt | For | For | For | |||||
| 4 | Elect Mary Hogan Preusse | Mgmt | For | For | For | |||||
| 5 | Elect Richard J. Lieb | Mgmt | For | For | For | |||||
| 6 | Elect Mark S. Ordan | Mgmt | For | For | For | |||||
| 7 | Elect Eugene A. Pinover | Mgmt | For | For | For | |||||
| 8 | Elect Julie G. Richardson | Mgmt | For | For | For | |||||
| 9 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Voting Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
VICI Properties Inc.
Ticker | VICI | Security ID: | CUSIP 925652109 | Meeting Date | 04/30/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect James R. Abrahamson | Mgmt | For | For | For | |||||
| 2 | Elect Diana F. Cantor | Mgmt | For | For | For | |||||
| 3 | Elect Monica H. Douglas | Mgmt | For | For | For | |||||
| 4 | Elect Elizabeth Holland | Mgmt | For | For | For | |||||
| 5 | Elect Craig Macnab | Mgmt | For | For | For | |||||
| 6 | Elect Edward B. Pitoniak | Mgmt | For | For | For | |||||
| 7 | Elect Michael D. Rumbolz | Mgmt | For | For | For | |||||
| 8 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 10 | Elimination of Supermajority Voting Provisions | Mgmt | For | For | For | |||||
Weingarten Realty Investors
Ticker | WRI | Security ID: | CUSIP 948741103 | Meeting Date | 04/29/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect Andrew M. Alexander | Mgmt | For | For | For | |||||
| 2 | Elect Stanford Alexander | Mgmt | For | For | For | |||||
| 3 | Elect Shelaghmichael Brown | Mgmt | For | For | For | |||||
| 4 | Elect Stephen A. Lasher | Mgmt | For | For | For | |||||
| 5 | Elect Thomas L. Ryan | Mgmt | For | Against | Against | |||||
| 6 | Elect Douglas W. Schnitzer | Mgmt | For | For | For | |||||
| 7 | Elect C. Park Shaper | Mgmt | For | For | For | |||||
| 8 | Elect Marc J. Shapiro | Mgmt | For | For | For | |||||
| 9 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Welltower Inc.
Ticker | WELL | Security ID: | CUSIP 95040Q104 | Meeting Date | 04/30/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||||
| 2 | Elect Thomas J. DeRosa | Mgmt | For | For | For | |||||
| 3 | Elect Karen B. DeSalvo | Mgmt | For | For | For | |||||
| 4 | Elect Jeffrey H. Donahue | Mgmt | For | For | For | |||||
| 5 | Elect Sharon M. Oster | Mgmt | For | For | For | |||||
| 6 | Elect Sergio D. Rivera | Mgmt | For | For | For | |||||
| 7 | Elect Johnese M. Spisso | Mgmt | For | For | For | |||||
| 8 | Elect Kathryn M. Sullivan | Mgmt | For | For | For | |||||
| 9 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
IVY VIP SMALL CAP CORE
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Boot Barn Holdings, Inc.
| Meeting Date: | 08/28/2019 | Country: | USA | Primary Security ID: | 099406100 | |||||
| Record Date: | 07/09/2019 | Meeting Type: | Annual | Ticker: | BOOT | |||||
| Shares Voted: | 67,400 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Elect Director Greg Bettinelli | Mgmt | For | For | For | |||||
| 1.2 | Elect Director James G. Conroy | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Lisa G. Laube | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Anne MacDonald | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Brenda I. Morris | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Peter Starrett | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Brad Weston | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
| 4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
RBC Bearings Incorporated
| Meeting Date: | 09/11/2019 | Country: | USA | Primary Security ID: | 75524B104 | |||||
| Record Date: | 07/15/2019 | Meeting Type: | Annual | Ticker: | ROLL | |||||
| Shares Voted: | 24,000 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Elect Director Edward D. Stewart | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Daniel A. Bergeron | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Michael H. Ambrose | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Avnet, Inc.
| Meeting Date: | 11/19/2019 | Country: | USA | Primary Security ID: | 053807103 | |||||
| Record Date: | 09/20/2019 | Meeting Type: | Annual | Ticker: | AVT | |||||
| Shares Voted: | 60,524 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Rodney C. Adkins | Mgmt | For | For | For | |||||
| 1b | Elect Director William J. Amelio | Mgmt | For | For | For | |||||
| 1c | Elect Director Carlo Bozotti | Mgmt | For | For | For | |||||
| 1d | Elect Director Michael A. Bradley | Mgmt | For | For | For | |||||
| 1e | Elect Director Brenda L. Freeman | Mgmt | For | For | For | |||||
| 1f | Elect Director Jo Ann Jenkins | Mgmt | For | For | For | |||||
| 1g | Elect Director Oleg Khaykin | Mgmt | For | For | For | |||||
| 1h | Elect Director James A. Lawrence | Mgmt | For | For | For | |||||
| 1i | Elect Director Avid Modjtabai | Mgmt | For | For | For | |||||
| 1j | Elect Director Adalio T. Sanchez | Mgmt | For | For | For | |||||
| 1k | Elect Director William H. Schumann, III | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Constellium SE
| Meeting Date: | 11/25/2019 | Country: | Netherlands | Primary Security ID: | N22035104 | |||||
| Record Date: | 10/28/2019 | Meeting Type: | Special | Ticker: | CSTM | |||||
| Shares Voted: | 155,496 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| Special Meeting Agenda | Mgmt | |||||||||
| 1 | Open Meeting | Mgmt | ||||||||
| 2 | Change of Corporate Seat from Amsterdam to Paris | Mgmt | For | Refer | For | |||||
| 3 | Amend Articles of Association | Mgmt | For | Refer | For | |||||
| 4 | Confirm Board Composition Following Transfer of Corporate Seat | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Constellium SE
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 5 | Confirm Annual Fixed Fees to Directors | Mgmt | For | Refer | For | |||||
| 6 | Appoint PricewaterhouseCoopers Audit and RSM Paris as Auditors | Mgmt | For | For | For | |||||
| 7 | Approve Issuance of Shares under 2013 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 8 | Approve Issuance of Shares or Other Equity Securities with Preemptive Rights up to 50 Percent of the Issued Share Capital | Mgmt | For | For | For | |||||
| 9 | Approve Issuance of Shares or Other Equity Securities without Preemptive Rights up to 50 Percent of the Issued Share Capital | Mgmt | For | Refer | Against | |||||
| 10 | Approve Issuance of Shares or Other Equity Securities without Preemptive Rights up to 10 Percent of the Issued Share Capital | Mgmt | For | For | For | |||||
| 11 | Grant Board Authority to Issue Additional Shares up to 15 Percent of Issued Capital | Mgmt | For | Refer | Against | |||||
| 12 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Mgmt | For | Against | Against | |||||
| 13 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
| 14 | Authorize Filing of Required Documents and Other Formalities | Mgmt | For | For | For | |||||
| 15 | Allow Questions | Mgmt | ||||||||
| 16 | Close Meeting | Mgmt | ||||||||
The Scotts Miracle-Gro Company
| Meeting Date: | 01/27/2020 | Country: | USA | Primary Security ID: | 810186106 | |||||
| Record Date: | 12/04/2019 | Meeting Type: | Annual | Ticker: | SMG | |||||
| Shares Voted: | 29,344 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Elect Director James Hagedorn | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Brian D. Finn | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Nancy G. Mistretta | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
The Scotts Miracle-Gro Company
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
Sanderson Farms, Inc.
| Meeting Date: | 02/13/2020 | Country: | USA | Primary Security ID: | 800013104 | |||||
| Record Date: | 12/19/2019 | Meeting Type: | Annual | Ticker: | SAFM | |||||
| Shares Voted: | 10,028 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| Election of Five Class A Directors | Mgmt | |||||||||
| 1.1 | Elect Director David Barksdale | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Lampkin Butts | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Beverly W. Hogan | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Phil K. Livingston | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Joe F. Sanderson, Jr. | Mgmt | For | For | For | |||||
| Election of One Class C Director | Mgmt | |||||||||
| 1.1 | Elect Director Sonia Perez | Mgmt | For | For | For | |||||
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
| 5 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 6 | Report on Water Resource Risks | SH | Against | Refer | Against | |||||
| 7 | Report on Human Rights Due Diligence | SH | Against | Against | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Gardner Denver Holdings, Inc.
| Meeting Date: | 02/21/2020 | Country: | USA | Primary Security ID: | 36555P107 | |||||
| Record Date: | 01/02/2020 | Meeting Type: | Special | Ticker: | GDI | |||||
| Shares Voted: | 84,616 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1 | Issue Shares in Connection with Merger | Mgmt | For | Refer | For | |||||
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 3 | Adjourn Meeting | Mgmt | For | Refer | For | |||||
Argo Group International Holdings, Ltd.
| Meeting Date: | 04/16/2020 | Country: | Bermuda | Primary Security ID: | G0464B107 | |||||
| Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | ARGO | |||||
| Shares Voted: | 18,625 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
| 2a | Elect Director Bernard C. Bailey | Mgmt | For | For | For | |||||
| 2b | Elect Director Thomas A. Bradley | Mgmt | For | For | For | |||||
| 2c | Elect Director Fred R. Donner | Mgmt | For | For | For | |||||
| 2d | Elect Director Anthony P. Latham | Mgmt | For | For | For | |||||
| 2e | Elect Director Dymphna A. Lehane | Mgmt | For | For | For | |||||
| 2f | Elect Director Samuel G. Liss | Mgmt | For | For | For | |||||
| 2g | Elect Director Carol A. McFate | Mgmt | For | For | For | |||||
| 2h | Elect Director Kathleen A. Nealon | Mgmt | For | For | For | |||||
| 2i | Elect Director Al-Noor Ramji | Mgmt | For | For | For | |||||
| 2j | Elect Director Kevin J. Rehnberg | Mgmt | For | For | For | |||||
| 2k | Elect Director John H. Tonelli | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
| 4 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 5 | Establish Range For Board Size | Mgmt | For | Refer | For | |||||
| 6 | Amend Bye-Laws to Modify the Voting Push-Up Requirement | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
MGIC Investment Corporation
| Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 552848103 | |||||
| Record Date: | 03/06/2020 | Meeting Type: | Annual | Ticker: | MTG | |||||
| Shares Voted: | 386,515 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Elect Director Daniel A. Arrigoni | Mgmt | For | For | For | |||||
| 1.2 | Elect Director C. Edward Chaplin | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Curt S. Culver | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Jay C. Hartzell | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Timothy A. Holt | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Kenneth M. Jastrow, II | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Jodeen A. Kozlak | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Michael E. Lehman | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Melissa B. Lora | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Timothy J. Mattke | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Gary A. Poliner | Mgmt | For | For | For | |||||
| 1.12 | Elect Director Sheryl L. Sculley | Mgmt | For | For | For | |||||
| 1.13 | Elect Director Mark M. Zandi | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
Webster Financial Corporation
| Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 947890109 | |||||
| Record Date: | 02/26/2020 | Meeting Type: | Annual | Ticker: | WBS | |||||
| Shares Voted: | 117,214 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director William L. Atwell | Mgmt | For | For | For | |||||
| 1b | Elect Director John R. Ciulla | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Webster Financial Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1c | Elect Director Elizabeth E. Flynn | Mgmt | For | For | For | |||||
| 1d | Elect Director E. Carol Hayles | Mgmt | For | For | For | |||||
| 1e | Elect Director Linda H. Ianieri | Mgmt | For | For | For | |||||
| 1f | Elect Director Laurence C. Morse | Mgmt | For | For | For | |||||
| 1g | Elect Director Karen R. Osar | Mgmt | For | For | For | |||||
| 1h | Elect Director Mark Pettie | Mgmt | For | For | For | |||||
| 1i | Elect Director Lauren C. States | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
First Horizon National Corporation
| Meeting Date: | 04/24/2020 | Country: | USA | Primary Security ID: | 320517105 | |||||
| Record Date: | 02/24/2020 | Meeting Type: | Special | Ticker: | FHN | |||||
| Shares Voted: | 168,720 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1 | Issue Shares in Connection with Merger | Mgmt | For | Refer | For | |||||
| 2 | Increase Authorized Common Stock | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Golden Parachutes | Mgmt | For | Refer | For | |||||
| 4 | Adjourn Meeting | Mgmt | For | Refer | For | |||||
Coherent, Inc.
| Meeting Date: | 04/27/2020 | Country: | USA | Primary Security ID: | 192479103 | |||||
| Record Date: | 03/03/2020 | Meeting Type: | Annual | Ticker: | COHR | |||||
| Shares Voted: | 21,300 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Jay T. Flatley | Mgmt | For | For | For | |||||
| 1b | Elect Director Pamela Fletcher | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Coherent, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1c | Elect Director Andreas (Andy) W. Mattes | Mgmt | For | For | For | |||||
| 1d | Elect Director Beverly Kay Matthews | Mgmt | For | For | For | |||||
| 1e | Elect Director Michael R. McMullen | Mgmt | For | For | For | |||||
| 1f | Elect Director Garry W. Rogerson | Mgmt | For | For | For | |||||
| 1g | Elect Director Steve Skaggs | Mgmt | For | For | For | |||||
| 1h | Elect Director Sandeep Vij | Mgmt | For | For | For | |||||
| 2 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Crane Co.
| Meeting Date: | 04/27/2020 | Country: | USA | Primary Security ID: | 224399105 | |||||
| Record Date: | 02/28/2020 | Meeting Type: | Annual | Ticker: | CR | |||||
| Shares Voted: | 37,002 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Elect Director Martin R. Benante | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Donald G. Cook | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Michael Dinkins | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Ronald C. Lindsay | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Ellen McClain | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Charles G. McClure, Jr. | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Max H. Mitchell | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Jennifer M. Pollino | Mgmt | For | For | For | |||||
| 1.9 | Elect Director James L. L. Tullis | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
TopBuild Corp.
| Meeting Date: | 04/27/2020 | Country: | USA | Primary Security ID: | 89055F103 | |||||
| Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | BLD | |||||
| Shares Voted: | 20,207 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Alec C. Covington | Mgmt | For | For | For | |||||
| 1b | Elect Director Gerald Volas | Mgmt | For | For | For | |||||
| 1c | Elect Director Carl T. Camden | Mgmt | For | For | For | |||||
| 1d | Elect Director Joseph S. Cantie | Mgmt | For | For | For | |||||
| 1e | Elect Director Tina M. Donikowski | Mgmt | For | For | For | |||||
| 1f | Elect Director Mark A. Petrarca | Mgmt | For | For | For | |||||
| 1g | Elect Director Nancy M. Taylor | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
First Horizon National Corporation
| Meeting Date: | 04/28/2020 | Country: | USA | Primary Security ID: | 320517105 | |||||
| Record Date: | 02/28/2020 | Meeting Type: | Annual | Ticker: | FHN | |||||
| Shares Voted: | 168,720 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Elect Director Kenneth A. Burdick | Mgmt | For | For | For | |||||
| 1.2 | Elect Director John C. Compton | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Wendy P. Davidson | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Mark A. Emkes | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Corydon J. Gilchrist | Mgmt | For | For | For | |||||
| 1.6 | Elect Director D. Bryan Jordan | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Vicki R. Palmer | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Colin V. Reed | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Cecelia D. Stewart | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
First Horizon National Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.10 | Elect Director Rajesh Subramaniam | Mgmt | For | For | For | |||||
| 1.11 | Elect Director R. Eugene Taylor | Mgmt | For | For | For | |||||
| 1.12 | Elect Director Luke Yancy, III | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Knowles Corporation
| Meeting Date: | 04/28/2020 | Country: | USA | Primary Security ID: | 49926D109 | |||||
| Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | KN | |||||
| Shares Voted: | 78,812 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Keith L. Barnes | Mgmt | For | For | For | |||||
| 1b | Elect Director Hermann Eul | Mgmt | For | For | For | |||||
| 1c | Elect Director Donald Macleod | Mgmt | For | For | For | |||||
| 1d | Elect Director Jeffrey S. Niew | Mgmt | For | For | For | |||||
| 1e | Elect Director Cheryl Shavers | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
| 5 | Amend Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
STAG Industrial, Inc.
| Meeting Date: | 04/29/2020 | Country: | USA | Primary Security ID: | 85254J102 | |||||
| Record Date: | 03/11/2020 | Meeting Type: | Annual | Ticker: | STAG | |||||
| Shares Voted: | 128,302 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Benjamin S. Butcher | Mgmt | For | For | For | |||||
| 1b | Elect Director Jit Kee Chin | Mgmt | For | For | For | |||||
| 1c | Elect Director Virgis W. Colbert | Mgmt | For | For | For | |||||
| 1d | Elect Director Michelle S. Dilley | Mgmt | For | For | For | |||||
| 1e | Elect Director Jeffrey D. Furber | Mgmt | For | For | For | |||||
| 1f | Elect Director Larry T. Guillemette | Mgmt | For | For | For | |||||
| 1g | Elect Director Francis X. Jacoby, III | Mgmt | For | For | �� | For | ||||
| 1h | Elect Director Christopher P. Marr | Mgmt | For | For | For | |||||
| 1i | Elect Director Hans S. Weger | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Polaris Inc.
| Meeting Date: | 04/30/2020 | Country: | USA | Primary Security ID: | 731068102 | |||||
| Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | PII | |||||
| Shares Voted: | 19,572 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director George W. Bilicic | Mgmt | For | For | For | |||||
| 1b | Elect Director Gary E. Hendrickson | Mgmt | For | For | For | |||||
| 1c | Elect Director Gwenne A. Henricks | Mgmt | For | For | For | |||||
| 2 | Amend Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
| 3 | Ratify Ernst &Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
TreeHouse Foods, Inc.
| Meeting Date: | 04/30/2020 | Country: | USA | Primary Security ID: | 89469A104 | |||||
| Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | THS | |||||
| Shares Voted: | 48,313 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Elect Director Mark R. Hunter | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Ann M. Sardini | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Jean E. Spence | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
Huntsman Corporation
| Meeting Date: | 05/01/2020 | Country: | USA | Primary Security ID: | 447011107 | |||||
| Record Date: | 03/05/2020 | Meeting Type: | Annual | Ticker: | HUN | |||||
| Shares Voted: | 118,925 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Peter R. Huntsman | Mgmt | For | For | For | |||||
| 1b | Elect Director Nolan D. Archibald | Mgmt | For | For | For | |||||
| 1c | Elect Director Mary C. Beckerle | Mgmt | For | For | For | |||||
| 1d | Elect Director M. Anthony Burns | Mgmt | For | For | For | |||||
| 1e | Elect Director Daniele Ferrari | Mgmt | For | For | For | |||||
| 1f | Elect Director Robert J. Margetts | Mgmt | For | For | For | |||||
| 1g | Elect Director Wayne A. Reaud | Mgmt | For | For | For | |||||
| 1h | Elect Director Jan E. Tighe | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Magnolia Oil & Gas Corporation
| Meeting Date: | 05/04/2020 | Country: | USA | Primary Security ID: | 559663109 | |||||
| Record Date: | 03/06/2020 | Meeting Type: | Annual | Ticker: | MGY | |||||
| Shares Voted: | 375,337 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Stephen “Steve” I. Chazen | Mgmt | For | For | For | |||||
| 1b | Elect Director Arcilia C. Acosta | Mgmt | For | For | For | |||||
| 1c | Elect Director Angela M. Busch | Mgmt | For | For | For | |||||
| 1d | Elect Director Edward P. Djerejian | Mgmt | For | For | For | |||||
| 1e | Elect Director James R. Larson | Mgmt | For | For | For | |||||
| 1f | Elect Director Dan F. Smith | Mgmt | For | For | For | |||||
| 1g | Elect Director John B. Walker | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Agree Realty Corporation
| Meeting Date: | 05/05/2020 | Country: | USA | Primary Security ID: | 008492100 | |||||
| Record Date: | 03/06/2020 | Meeting Type: | Annual | Ticker: | ADC | |||||
| Shares Voted: | 49,507 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Elect Director Merrie S. Frankel | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Farris G. Kalil | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Simon Leopold | Mgmt | For | For | For | |||||
| 1.4 | Elect Director William S. Rubenfaer | Mgmt | For | For | For | |||||
| 2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Kemper Corporation
| Meeting Date: | 05/05/2020 | Country: | USA | Primary Security ID: | 488401100 | |||||
| Record Date: | 03/12/2020 | Meeting Type: | Annual | Ticker: | KMPR | |||||
| Shares Voted: | 50,542 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Teresa A. Canida | Mgmt | For | For | For | |||||
| 1b | Elect Director George N. Cochran | Mgmt | For | For | For | |||||
| 1c | Elect Director Kathleen M. Cronin | Mgmt | For | For | For | |||||
| 1d | Elect Director Lacy M. Johnson | Mgmt | For | For | For | |||||
| 1e | Elect Director Robert J. Joyce | Mgmt | For | For | For | |||||
| 1f | Elect Director Joseph P. Lacher, Jr. | Mgmt | For | For | For | |||||
| 1g | Elect Director Gerald Laderman | Mgmt | For | For | For | |||||
| 1h | Elect Director Christopher B. Sarofim | Mgmt | For | For | For | |||||
| 1i | Elect Director David P. Storch | Mgmt | For | For | For | |||||
| 1j | Elect Director Susan D. Whiting | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
Cogent Communications Holdings, Inc.
| Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 19239V302 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | CCOI | |||||
| Shares Voted: | 49,676 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Elect Director Dave Schaeffer | Mgmt | For | For | For | |||||
| 1.2 | Elect Director D. Blake Bath | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Steven D. Brooks | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Lewis H. Ferguson, III | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Carolyn Katz | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Cogent Communications Holdings, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.6 | Elect Director Sheryl Kennedy | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Marc Montagner | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Encompass Health Corporation
| Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 29261A100 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | EHC | |||||
| Shares Voted: | 85,970 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Greg D. Carmichael | Mgmt | For | For | For | |||||
| 1b | Elect Director John W. Chidsey | Mgmt | For | For | For | |||||
| 1c | Elect Director Donald L. Correll | Mgmt | For | For | For | |||||
| 1d | Elect Director Yvonne M. Curl | Mgmt | For | For | For | |||||
| 1e | Elect Director Charles M. Elson | Mgmt | For | For | For | |||||
| 1f | Elect Director Joan E. Herman | Mgmt | For | For | For | |||||
| 1g | Elect Director Leo I. Higdon, Jr. | Mgmt | For | For | For | |||||
| 1h | Elect Director Leslye G. Katz | Mgmt | For | For | For | |||||
| 1i | Elect Director Patricia A. Maryland | Mgmt | For | For | For | |||||
| 1j | Elect Director John E. Maupin, Jr. | Mgmt | For | For | For | |||||
| 1k | Elect Director Nancy M. Schlichting | Mgmt | For | For | For | |||||
| 1l | Elect Director L. Edward Shaw, Jr. | Mgmt | For | For | For | |||||
| 1m | Elect Director Mark J. Tarr | Mgmt | For | For | For | |||||
| 1n | Elect Director Terrance Williams | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
TCF Financial Corporation
| Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 872307103 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | TCF | |||||
| Shares Voted: | 101,984 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.1 | Elect Director Peter Bell | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Craig R. Dahl | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Karen L. Grandstrand | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Richard H. King | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Ronald A. Klein | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Barbara J. Mahone | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Barbara L. McQuade | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Vance K. Opperman | Mgmt | For | For | For | |||||
| 1.9 | Elect Director David T. Provost | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Roger J. Sit | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Julie H. Sullivan | Mgmt | For | For | For | |||||
| 1.12 | Elect Director Jeffrey L. Tate | Mgmt | For | For | For | |||||
| 1.13 | Elect Director Gary Torgow | Mgmt | For | For | For | |||||
| 1.14 | Elect Director Arthur A. Weiss | Mgmt | For | For | For | |||||
| 1.15 | Elect Director Franklin C. Wheatlake | Mgmt | For | For | For | |||||
| 1.16 | Elect Director Theresa M. H. Wise | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Assurant, Inc.
| Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 04621X108 | |||||
| Record Date: | 03/13/2020 | Meeting Type: | Annual | Ticker: | AIZ | |||||
| Shares Voted: | 13,297 | |||||||||
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1a | Elect Director Elaine D. Rosen | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Assurant, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1b | Elect Director Paget L. Alves | Mgmt | For | For | For | |||||
| 1c | Elect Director Juan N. Cento | Mgmt | For | For | For | |||||
| 1d | Elect Director Alan B. Colberg | Mgmt | For | For | For | |||||
| 1e | Elect Director Harriet Edelman | Mgmt | For | For | For | |||||
| 1f | Elect Director Lawrence V. Jackson | Mgmt | For | For | For | |||||
| 1g | Elect Director Jean-Paul L. Montupet | Mgmt | For | For | For | |||||
| 1h | Elect Director Debra J. Perry | Mgmt | For | For | For | |||||
| 1i | Elect Director Ognjen (Ogi) Redzic | Mgmt | For | For | For | |||||
| 1j | Elect Director Paul J. Reilly | Mgmt | For | For | For | |||||
| 1k | Elect Director Robert W. Stein | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
The Brink’s Company
| Meeting Date: | 05/08/2020 | Country: | USA | Primary Security ID: | 109696104 | |||||
| Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | BCO | |||||
| Shares Voted: | 23,785 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Kathie J. Andrade | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Paul G. Boynton | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Ian D. Clough | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Susan E. Docherty | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Reginald D. Hedgebeth | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Dan R. Henry - Withdrawn | Mgmt | ||||||||
| 1.7 | Elect Director Michael J. Herling | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Douglas A. Pertz | Mgmt | For | For | For | |||||
| 1.9 | Elect Director George I. Stoeckert | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
The Brink’s Company
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
ALLETE, Inc.
| Meeting Date: | 05/12/2020 | Country: | USA | Primary Security ID: | 018522300 | |||||
| Record Date: | 03/13/2020 | Meeting Type: | Annual | Ticker: | ALE | |||||
| Shares Voted: | 28,563 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Kathryn W. Dindo | Mgmt | For | For | For | |||||
| 1b | Elect Director George G. Goldfarb | Mgmt | For | For | For | |||||
| 1c | Elect Director Alan R. Hodnik | Mgmt | For | For | For | |||||
| 1d | Elect Director James J. Hoolihan | Mgmt | For | For | For | |||||
| 1e | Elect Director Heidi E. Jimmerson | Mgmt | For | For | For | |||||
| 1f | Elect Director Madeleine W. Ludlow | Mgmt | For | For | For | |||||
| 1g | Elect Director Susan K. Nestegard | Mgmt | For | For | For | |||||
| 1h | Elect Director Douglas C. Neve | Mgmt | For | For | For | |||||
| 1i | Elect Director Bethany M. Owen | Mgmt | For | For | For | |||||
| 1j | Elect Director Robert P. Powers | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Cardtronics plc
| Meeting Date: | 05/13/2020 | Country: | United Kingdom | Primary Security ID: | G1991C105 | |||||
| Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | CATM | |||||
| Shares Voted: | 207,857 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Douglas L. Braunstein | Mgmt | For | For | For | |||||
| 1b | Elect Director Michelle Moore | Mgmt | For | For | For | |||||
| 1c | Elect Director G. Patrick Phillips | Mgmt | For | For | For | |||||
| 2 | Elect Director Rahul Gupta | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP (U.S.) as Auditors | Mgmt | For | For | For | |||||
| 4 | Reappoint KPMG LLP (U.K.) as Statutory Auditors | Mgmt | For | For | For | |||||
| 5 | Authorize Audit Committee to Fix Remuneration of UK Statutory Auditors | Mgmt | For | For | For | |||||
| 6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 7 | Authorize Share Repurchase Program | Mgmt | For | For | For | |||||
| 8 | Approve Directors’ Remuneration Policy | Mgmt | For | Refer | For | |||||
| 9 | Advisory Vote to Ratify Directors’ Compensation Report | Mgmt | For | For | For | |||||
| 10 | Accept Financial Statements and Statutory | Mgmt | For | For | For | |||||
| Reports | ||||||||||
Ryman Hospitality Properties, Inc.
| Meeting Date: | 05/13/2020 | Country: | USA | Primary Security ID: | 78377T107 | |||||
| Record Date: | 03/25/2020 | Meeting Type: | Annual | Ticker: | RHP | |||||
| Shares Voted: | 26,581 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Rachna Bhasin | Mgmt | For | For | For | |||||
| 1b | Elect Director Alvin Bowles, Jr. | Mgmt | For | For | For | |||||
| 1c | Elect Director Fazal Merchant | Mgmt | For | For | For | |||||
| 1d | Elect Director Patrick Moore | Mgmt | For | For | For | |||||
| 1e | Elect Director Christine Pantoya | Mgmt | For | For | For | |||||
| 1f | Elect Director Robert Prather, Jr. | Mgmt | For | For | For | |||||
| 1g | Elect Director Colin V. Reed | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Ryman Hospitality Properties, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1h | Elect Director Michael Roth | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
Compass Minerals International, Inc.
| Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 20451N101 | |||||
| Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | CMP | |||||
| Shares Voted: | 80,200 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
| 2a | Elect Director Valdemar L. Fischer | Mgmt | For | For | For | |||||
| 2b | Elect Director Richard S. Grant | Mgmt | For | For | For | |||||
| 2c | Elect Director Amy J. Yoder | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
| 5 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
Morningstar, Inc.
| Meeting Date: | 05/15/2020 | Country: | USA | Primary Security ID: | 617700109 | |||||
| Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | MORN | |||||
| Shares Voted: | 25,902 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Joe Mansueto | Mgmt | For | For | For | |||||
| 1b | Elect Director Kunal Kapoor | Mgmt | For | For | For | |||||
| 1c | Elect Director Robin Diamonte | Mgmt | For | Refer | Against | |||||
| 1d | Elect Director Cheryl Francis | Mgmt | For | Refer | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Morningstar, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1e | Elect Director Steve Joynt | Mgmt | For | For | For | |||||
| 1f | Elect Director Steve Kaplan | Mgmt | For | For | For | |||||
| 1g | Elect Director Gail Landis | Mgmt | For | Refer | Against | |||||
| 1h | Elect Director Bill Lyons | Mgmt | For | For | For | |||||
| 1i | Elect Director Jack Noonan | Mgmt | For | Refer | Against | |||||
| 1j | Elect Director Caroline Tsay | Mgmt | For | Refer | Against | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditor | Mgmt | For | For | For | |||||
nVent Electric plc
| Meeting Date: | 05/15/2020 | Country: | Ireland | Primary Security ID: | G6700G107 | |||||
| Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | NVT | |||||
| Shares Voted: | 140,971 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Brian M. Baldwin *Withdrawn* | Mgmt | ||||||||
| 1b | Elect Director Jerry W. Burris | Mgmt | For | For | For | |||||
| 1c | Elect Director Susan M. Cameron | Mgmt | For | For | For | |||||
| 1d | Elect Director Michael L. Ducker | Mgmt | For | For | For | |||||
| 1e | Elect Director Randall J. Hogan | Mgmt | For | For | For | |||||
| 1f | Elect Director Ronald L. Merriman | Mgmt | For | For | For | |||||
| 1g | Elect Director Nicola T. Palmer | Mgmt | For | For | For | |||||
| 1h | Elect Director Herbert K. Parker | Mgmt | For | For | For | |||||
| 1i | Elect Director Beth A. Wozniak | Mgmt | For | For | For | |||||
| 1j | Elect Director Jacqueline Wright | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
| 4 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
nVent Electric plc
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 5 | Authorize Price Range for Reissuance of Treasury Shares | Mgmt | For | Refer | For | |||||
Chemed Corporation
| Meeting Date: | 05/18/2020 | Country: | USA | Primary Security ID: | 16359R103 | |||||
| Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | CHE | |||||
| Shares Voted: | 15,751 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Kevin J. McNamara | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Ron DeLyons | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Joel F. Gemunder | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Patrick P. Grace | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Christopher J. Heaney | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Thomas C. Hutton | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Andrea R. Lindell | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Thomas P. Rice | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Donald E. Saunders | Mgmt | For | For | For | |||||
| 1.10 | Elect Director George J. Walsh, III | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Report on Political Contributions | SH | Against | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Knight-Swift Transportation Holdings Inc.
| Meeting Date: | 05/19/2020 | Country: | USA | Primary Security ID: | 499049104 | |||||
| Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | KNX | |||||
| Shares Voted: | 86,841 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director David Jackson | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Kevin Knight | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Roberta Roberts Shank | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
| 5 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 6 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
Integer Holdings Corporation
| Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 45826H109 | |||||
| Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | ITGR | |||||
| Shares Voted: | 19,930 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Pamela G. Bailey | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Joseph W. Dziedzic | Mgmt | For | For | For | |||||
| 1.3 | Elect Director James F. Hinrichs | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Jean Hobby | Mgmt | For | For | For | |||||
| 1.5 | Elect Director M. Craig Maxwell | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Filippo Passerini | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Bill R. Sanford | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Donald J. Spence | Mgmt | For | For | For | |||||
| 1.9 | Elect Director William B. Summers, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
ONE Gas, Inc.
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 68235P108 | |||||
| Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | OGS | |||||
| Shares Voted: | 39,759 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Robert B. Evans | Mgmt | For | For | For | |||||
| 1.2 | Elect Director John W. Gibson | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Tracy E. Hart | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Michael G. Hutchinson | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Pattye L. Moore | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Pierce H. Norton, II | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Eduardo A. Rodriguez | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Douglas H. Yaeger | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Omnicell, Inc.
| Meeting Date: | 05/26/2020 | Country: | USA | Primary Security ID: | 68213N109 | |||||
| Record Date: | 03/30/2020 | Meeting Type: | Annual | Ticker: | OMCL | |||||
| Shares Voted: | 21,519 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Joanne B. Bauer | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Robin G. Seim | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Sara J. White | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Varonis Systems, Inc.
| Meeting Date: | 05/26/2020 | Country: | USA | Primary Security ID: | 922280102 | |||||
| Record Date: | 04/06/2020 | Meeting Type: | Annual | Ticker: | VRNS | |||||
| Shares Voted: | 46,058 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Yakov Faitelson | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Ohad Korkus | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Thomas F. Mendoza | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Kost Forer Gabbay & Kasierer as Auditors | Mgmt | For | For | For | |||||
Tandem Diabetes Care, Inc.
| Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 875372203 | |||||
| Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | TNDM | |||||
| Shares Voted: | 19,178 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Kim D. Blickenstaff | Mgmt | For | Refer | Withhold | |||||
| 1.2 | Elect Director Christopher J. Twomey | Mgmt | For | Refer | Withhold | |||||
| 2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
EVERTEC, Inc.
| Meeting Date: | 05/28/2020 | Country: | Puerto Rico | Primary Security ID: | 30040P103 | |||||
| Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | EVTC | |||||
| Shares Voted: | 91,338 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Frank G. D’Angelo | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
EVERTEC, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1b | Elect Director Morgan M. Schuessler, Jr. | Mgmt | For | For | For | |||||
| 1c | Elect Director Olga Botero | Mgmt | For | For | For | |||||
| 1d | Elect Director Jorge A. Junquera | Mgmt | For | For | For | |||||
| 1e | Elect Director Ivan Pagan | Mgmt | For | For | For | |||||
| 1f | Elect Director Aldo J. Polak | Mgmt | For | For | For | |||||
| 1g | Elect Director Alan H. Schumacher | Mgmt | For | For | For | |||||
| 1h | Elect Director Brian J. Smith | Mgmt | For | For | For | |||||
| 1i | Elect Director Thomas W. Swidarski | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
ICF International, Inc.
| Meeting Date: | 05/28/2020 | Country: | USA | Primary Security ID: | 44925C103 | |||||
| Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | ICFI | |||||
| Shares Voted: | 45,137 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Sudhakar Kesavan | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Michael J. Van Handel | Mgmt | For | For | For | |||||
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
NuVasive, Inc.
| Meeting Date: | 05/28/2020 | Country: | USA | Primary Security ID: | 670704105 | |||||
| Record Date: | 04/08/2020 | Meeting Type: | Annual | Ticker: | NUVA | |||||
| Shares Voted: | 20,404 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director J. Christopher Barry | Mgmt | For | For | For | |||||
| 1b | Elect Director Gregory T. Lucier | Mgmt | For | For | For | |||||
| 1c | Elect Director Leslie V. Norwalk | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Teladoc Health, Inc.
| Meeting Date: | 05/28/2020 | Country: | USA | Primary Security ID: | 87918A105 | |||||
| Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | TDOC | |||||
| Shares Voted: | 1,909 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Helen Darling | Mgmt | For | For | For | |||||
| 1.2 | Elect Director William H. Frist | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Michael Goldstein | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Jason Gorevic | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Catherine A. Jacobson | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Thomas G. McKinley | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Kenneth H. Paulus | Mgmt | For | For | For | |||||
| 1.8 | Elect Director David Shedlarz | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Mark Douglas Smith | Mgmt | For | For | For | |||||
| 1.10 | Elect Director David B. Snow, Jr. | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Clean Harbors, Inc.
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 184496107 | |||||
| Record Date: | 04/15/2020 | Meeting Type: | Annual | Ticker: | CLH | |||||
| Shares Voted: | 20,024 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Eugene Banucci | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Edward G. Galante | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Thomas J. Shields | Mgmt | For | For | For | |||||
| 1.4 | Elect Director John R. Welch | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
Columbia Sportswear Company
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 198516106 | |||||
| Record Date: | 04/01/2020 | Meeting Type: | Annual | Ticker: | COLM | |||||
| Shares Voted: | 38,493 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Timothy P. Boyle | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Stephen E. Babson | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Andy D. Bryant | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Walter T. Klenz | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Kevin Mansell | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Ronald E. Nelson | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Sabrina L. Simmons | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Malia H. Wasson | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
FTI Consulting, Inc.
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 302941109 | |||||
| Record Date: | 03/25/2020 | Meeting Type: | Annual | Ticker: | FCN | |||||
| Shares Voted: | 10,667 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Brenda J. Bacon | Mgmt | For | For | For | |||||
| 1b | Elect Director Mark S. Bartlett | Mgmt | For | For | For | |||||
| 1c | Elect Director Claudio Costamagna | Mgmt | For | For | For | |||||
| 1d | Elect Director Vernon Ellis | Mgmt | For | For | For | |||||
| 1e | Elect Director Nicholas C. Fanandakis | Mgmt | For | For | For | |||||
| 1f | Elect Director Steven H. Gunby | Mgmt | For | For | For | |||||
| 1g | Elect Director Gerard E. Holthaus | Mgmt | For | For | For | |||||
| 1h | Elect Director Laureen E. Seeger | Mgmt | For | For | For | |||||
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Visteon Corporation
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 92839U206 | |||||
| Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | VC | |||||
| Shares Voted: | 27,294 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director James J. Barrese | Mgmt | For | For | For | |||||
| 1b | Elect Director Naomi M. Bergman | Mgmt | For | For | For | |||||
| 1c | Elect Director Jeffrey D. Jones | Mgmt | For | For | For | |||||
| 1d | Elect Director Sachin S. Lawande | Mgmt | For | For | For | |||||
| 1e | Elect Director Joanne M. Maguire | Mgmt | For | For | For | |||||
| 1f | Elect Director Robert J. Manzo | Mgmt | For | For | For | |||||
| 1g | Elect Director Francis M. Scricco | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Visteon Corporation
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1h | Elect Director David L. Treadwell | Mgmt | For | For | For | |||||
| 1i | Elect Director Rouzbeh Yassini-Fard | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
Q2 Holdings, Inc.
| Meeting Date: | 06/09/2020 | Country: | USA | Primary Security ID: | 74736L109 | |||||
| Record Date: | 04/22/2020 | Meeting Type: | Annual | Ticker: | QTWO | |||||
| Shares Voted: | 2,073 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director R. Lynn Atchison | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Charles T. Doyle | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Carl James Schaper | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
EVO Payments, Inc.
| Meeting Date: | 06/11/2020 | Country: | USA | Primary Security ID: | 26927E104 | |||||
| Record Date: | 04/14/2020 | Meeting Type: | Annual | Ticker: | EVOP | |||||
| Shares Voted: | 32,726 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Laura M. Miller | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Gregory S. Pope | Mgmt | For | Refer | Withhold | |||||
| 1.3 | Elect Director Matthew W. Raino | Mgmt | For | Refer | Withhold | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
EVO Payments, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
Vonage Holdings Corp.
| Meeting Date: | 06/11/2020 | Country: | USA | Primary Security ID: | 92886T201 | |||||
| Record Date: | 04/14/2020 | Meeting Type: | Annual | Ticker: | VG | |||||
| Shares Voted: | 214,925 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Hamid Akhavan | Mgmt | For | For | For | |||||
| 1b | Elect Director Jan Hauser | Mgmt | For | For | For | |||||
| 1c | Elect Director Priscilla Hung | Mgmt | For | For | For | |||||
| 1d | Elect Director Carolyn Katz | Mgmt | For | For | For | |||||
| 1e | Elect Director Alan Masarek | Mgmt | For | For | For | |||||
| 1f | Elect Director Michael J. McConnell | Mgmt | For | For | For | |||||
| 1g | Elect Director John J. Roberts | Mgmt | For | For | For | |||||
| 1h | Elect Director Gary Steele | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Switch, Inc.
| Meeting Date: | 06/12/2020 | Country: | USA | Primary Security ID: | 87105L104 | |||||
| Record Date: | 04/15/2020 | Meeting Type: | Annual | Ticker: | SWCH | |||||
| Shares Voted: | 348,152 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Rob Roy | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Zareh Sarrafian | Mgmt | For | Refer | Withhold | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Switch, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
| 1.3 | Elect Director Kim Sheehy | Mgmt | For | Refer | Withhold | |||||
| 1.4 | Elect Director Donald D. Snyder | Mgmt | For | Refer | Withhold | |||||
| 1.5 | Elect Director Tom Thomas | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Bryan Wolf | Mgmt | For | Refer | Withhold | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
Element Solutions Inc
| Meeting Date: | 06/16/2020 | Country: | USA | Primary Security ID: | 28618M106 | |||||
| Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | ESI | |||||
| Shares Voted: | 189,275 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Martin Ellis Franklin | Mgmt | For | For | For | |||||
| 1b | Elect Director Benjamin Gliklich | Mgmt | For | For | For | |||||
| 1c | Elect Director Scot R. Benson | Mgmt | For | For | For | |||||
| 1d | Elect Director Ian G.H. Ashken | Mgmt | For | For | For | |||||
| 1e | Elect Director Christopher T. Fraser | Mgmt | For | For | For | |||||
| 1f | Elect Director Michael F. Goss | Mgmt | For | For | For | |||||
| 1g | Elect Director Nichelle Maynard-Elliott | Mgmt | For | For | For | |||||
| 1h | Elect Director E. Stanley O’Neal | Mgmt | For | Refer | Against | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Evercore Inc.
| Meeting Date: | 06/16/2020 | Country: | USA | Primary Security ID: | 29977A105 | |||||
| Record Date: | 04/22/2020 | Meeting Type: | Annual | Ticker: | EVR | |||||
| Shares Voted: | 10,413 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Roger C. Altman | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Richard I. Beattie | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Pamela G. Carlton | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Ellen V. Futter | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Gail B. Harris | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Robert B. Millard | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Willard J. Overlock, Jr. | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Simon M. Robertson | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Ralph L. Schlosstein | Mgmt | For | For | For | |||||
| 1.10 | Elect Director John S. Weinberg | Mgmt | For | For | For | |||||
| 1.11 | Elect Director William J. Wheeler | Mgmt | For | For | For | |||||
| 1.12 | Elect Director Sarah K. Williamson | Mgmt | For | For | For | |||||
| 1.13 | Elect Director Kendrick R. Wilson, III | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | Refer | Against | |||||
| 4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
Encore Capital Group, Inc.
| Meeting Date: | 06/17/2020 | Country: | USA | Primary Security ID: | 292554102 | |||||
| Record Date: | 04/21/2020 | Meeting Type: | Annual | Ticker: | ECPG | |||||
| Shares Voted: | 103,299 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Michael P. Monaco | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Ashwini (Ash) Gupta | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Wendy G. Hannam | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Jeffrey A. Hilzinger | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Encore Capital Group, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.5 | Elect Director Angela A. Knight | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Laura Newman Olle | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Richard J. Srednicki | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Richard P. Stovsky | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Ashish Masih | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
| 4 | Ratify BDO USA, LLP as Auditors | Mgmt | For | For | For | |||||
Nomad Foods Limited
| Meeting Date: | 06/17/2020 | Country: | Virgin Isl (UK) | Primary Security ID: | G6564A105 | |||||
| Record Date: | 04/24/2020 | Meeting Type: | Annual | Ticker: | NOMD | |||||
| Shares Voted: | 358,412 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Martin Ellis Franklin | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Noam Gottesman | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Ian G.H. Ashken | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Stefan Descheemaeker | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Jeremy Isaacs | Mgmt | For | For | For | |||||
| 1.6 | Elect Director James E. Lillie | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Stuart M. MacFarlane | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Lord Myners of Truro | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Victoria Parry | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Simon White | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Samy Zekhout | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Generac Holdings Inc.
| Meeting Date: | 06/18/2020 | Country: | USA | Primary Security ID: | 368736104 | |||||
| Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | GNRC | |||||
| Shares Voted: | 17,721 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Marcia J. Avedon | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Bennett J. Morgan | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Dominick P. Zarcone | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
iRhythm Technologies, Inc.
| Meeting Date: | 06/19/2020 | Country: | USA | Primary Security ID: | 450056106 | |||||
| Record Date: | 04/28/2020 | Meeting Type: | Annual | Ticker: | IRTC | |||||
| Shares Voted: | 7,502 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Kevin M. King | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Raymond W. Scott | Mgmt | For | Refer | Withhold | |||||
| 2 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
HealthEquity, Inc.
| Meeting Date: | 06/25/2020 | Country: | USA | Primary Security ID: | 42226A107 | |||||
| Record Date: | 05/04/2020 | Meeting Type: | Annual | Ticker: | HQY | |||||
| Shares Voted: | 5,727 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Robert W. Selander | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Jon Kessler | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Stephen D. Neeleman | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Frank A. Corvino | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Adrian T. Dillon | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Evelyn Dilsaver | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Debra McCowan | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Ian Sacks | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Gayle Wellborn | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
IVY VIP SMALL CAP GROWTH
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Tufin Software Technologies Ltd.
| Meeting Date: | 07/15/2019 | Country: | Israel | Primary Security ID: | M8893U102 | |||||
| Record Date: | 06/17/2019 | Meeting Type: | Special | Ticker: | TUFN | |||||
| Shares Voted: | 42,579 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Peter Campbell as External Director | Mgmt | For | For | For | |||||
| 1.2 | Elect Dafna Gruber as External Director | Mgmt | For | For | For | |||||
| 2 | Approve Compensation of External and Independent Directors | Mgmt | For | Refer | For | |||||
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Mgmt | None | Refer | Against | |||||
Booz Allen Hamilton Holding Corporation
| Meeting Date: | 07/25/2019 | Country: | USA | Primary Security ID: | 099502106 | |||||
| Record Date: | 06/03/2019 | Meeting Type: | Annual | Ticker: | BAH | |||||
| Shares Voted: | 96,450 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Melody C. Barnes | Mgmt | For | For | For | |||||
| 1b | Elect Director Ellen Jewett | Mgmt | For | For | For | |||||
| 1c | Elect Director Arthur E. Johnson | Mgmt | For | For | For | |||||
| 1d | Elect Director Charles O. Rossotti | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Eliminate Classes of Common Stock | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
8x8, Inc.
| Meeting Date: | 08/01/2019 | Country: | USA | Primary Security ID: | 282914100 | |||||
| Record Date: | 06/07/2019 | Meeting Type: | Annual | Ticker: | EGHT | |||||
| Shares Voted: | 172,530 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Bryan R. Martin | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Vikram Verma | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Eric Salzman | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Jaswinder Pal Singh | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Vladimir Jacimovic | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Monique Bonner | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Todd Ford | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Elizabeth Theophille | Mgmt | For | For | For | |||||
| 2 | Ratify Moss Adams LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
EnerSys
| Meeting Date: | 08/01/2019 | Country: | USA | Primary Security ID: | 29275Y102 | |||||
| Record Date: | 06/03/2019 | Meeting Type: | Annual | Ticker: | ENS | |||||
| Shares Voted: | 35,505 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Howard I. Hoffen | Mgmt | For | For | For | |||||
| 1.2 | Elect Director David M. Shaffer | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Ronald P. Vargo | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
New Relic, Inc.
| Meeting Date: | 08/22/2019 | Country: | USA | Primary Security ID: | 64829B100 | |||||
| Record Date: | 06/25/2019 | Meeting Type: | Annual | Ticker: | NEWR | |||||
| Shares Voted: | 44,790 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Caroline Watteeuw Carlisle | Mgmt | For | Refer | Withhold | |||||
| 1.2 | Elect Director Dan Scholnick | Mgmt | For | Refer | Withhold | |||||
| 1.3 | Elect Director James Tolonen | Mgmt | For | Refer | Withhold | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
PlayAGS, Inc.
| Meeting Date: | 09/10/2019 | Country: | USA | Primary Security ID: | 72814N104 | |||||
| Record Date: | 07/18/2019 | Meeting Type: | Annual | Ticker: | AGS | |||||
| Shares Voted: | 170,130 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Elect Director Adam Chibib | Mgmt | For | Refer | Withhold | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
RBC Bearings Incorporated
| Meeting Date: | 09/11/2019 | Country: | USA | Primary Security ID: | 75524B104 | |||||
| Record Date: | 07/15/2019 | Meeting Type: | Annual | Ticker: | ROLL | |||||
| Shares Voted: | 34,291 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Edward D. Stewart | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Daniel A. Bergeron | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Michael H. Ambrose | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
RBC Bearings Incorporated
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Mimecast Limited
| Meeting Date: | 10/03/2019 | Country: | Jersey | Primary Security ID: | G14838109 | |||||
| Record Date: | 10/01/2019 | Meeting Type: | Annual | Ticker: | MIME | |||||
| Shares Voted: | 160,302 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Elect Director Aron Ain | Mgmt | For | For | For | |||||
| 2 | Elect Director Stephen M. Ward | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
| 5 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Mercury Systems, Inc.
| Meeting Date: | 10/23/2019 | Country: | USA | Primary Security ID: | 589378108 | |||||
| Record Date: | 08/19/2019 | Meeting Type: | Annual | Ticker: | MRCY | |||||
| Shares Voted: | 117,040 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director James K. Bass | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Michael A. Daniels | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Lisa S. Disbrow | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Barry R. Nearhos | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Malibu Boats, Inc.
| Meeting Date: | 11/06/2019 | Country: | USA | Primary Security ID: | 56117J100 | |||||
| Record Date: | 09/12/2019 | Meeting Type: | Annual | Ticker: | MBUU | |||||
| Shares Voted: | 30,700 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Michael K. Hooks | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Jack D. Springer | Mgmt | For | For | For | |||||
| 1.3 | Elect Director John E. Stokely | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
Viavi Solutions Inc.
| Meeting Date: | 11/13/2019 | Country: | USA | Primary Security ID: | 925550105 | |||||
| Record Date: | 09/23/2019 | Meeting Type: | Annual | Ticker: | VIAV | |||||
| Shares Voted: | 246,570 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Richard E. Belluzzo | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Keith Barnes | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Laura Black | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Tor Braham | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Timothy Campos | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Donald Colvin | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Masood A. Jabbar | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Oleg Khaykin | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Woodward, Inc.
| Meeting Date: | 01/29/2020 | Country: | USA | Primary Security ID: | 980745103 | |||||
| Record Date: | 12/02/2019 | Meeting Type: | Annual | Ticker: | WWD | |||||
| Shares Voted: | 59,140 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Paul Donovan | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Mary L. Petrovich | Mgmt | For | For | For | |||||
| 1.3 | Elect Director James R. Rulseh | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
J & J SNACK FOODS CORP.
| Meeting Date: | 02/11/2020 | Country: | USA | Primary Security ID: | 466032109 | |||||
| Record Date: | 12/13/2019 | Meeting Type: | Annual | Ticker: | JJSF | |||||
| Shares Voted: | 25,460 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Elect Director Gerald B. Shreiber | Mgmt | For | Refer | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
InterXion Holding NV
| Meeting Date: | 02/27/2020 | Country: | Netherlands | Primary Security ID: | FDS0J6G30 | |||||
| Record Date: | 01/30/2020 | Meeting Type: | Special | Ticker: | INXN | |||||
| Shares Voted: | 90,441 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Special Meeting Agenda | Mgmt | |||||||||
| A | Discuss the Recommended Tender Offer by Digital Intrepid Holding B.V on all Issued and Outstanding Ordinary Shares of the Company | Mgmt | ||||||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
InterXion Holding NV
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| B.1 | Approve Legal Merger | Mgmt | For | Refer | For | |||||
| B.2 | Approve Legal Demerger | Mgmt | For | Refer | For | |||||
| B.3 | Approve Sale of Company Assets and Sale of Post-Demerger Share | Mgmt | For | Refer | For | |||||
| B.4 | Approve Conditions of Liquidation Re: Item 3 | Mgmt | For | Refer | For | |||||
| B.5 | Approve Discharge of Management Board | Mgmt | For | For | For | |||||
| B.6 | Approve Conversion from Dutch Public Company (N.V.). to Dutch Private Company with Limited Liability (B.V.) and Amend Articles of Association in Relation with Conversion | Mgmt | For | Refer | For | |||||
| B.7 | Elect Directors (Bundled) | Mgmt | For | For | For | |||||
Globant SA
| Meeting Date: | 04/03/2020 | Country: | Luxembourg | Primary Security ID: | L44385109 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual/Special | Ticker: | GLOB | |||||
| Shares Voted: | 46,038 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Annual Meeting Agenda | Mgmt | |||||||||
| 1 | Receive Board’s and Auditor’s Reports | Mgmt | ||||||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Approve Financial Statements | Mgmt | For | For | For | |||||
| 4 | Approve Allocation of Income | Mgmt | For | For | For | |||||
| 5 | Approve Discharge of Directors | Mgmt | For | For | For | |||||
| 6 | Approve Remuneration of Directors | Mgmt | For | Refer | For | |||||
| 7 | Appoint PricewaterhouseCoopers, Societe Cooperative as Auditor for Annual Accounts | Mgmt | For | For | For | |||||
| 8 | Appoint Price Waterhouse & Co. S.R.L. as Auditor for Consolidated Accounts | Mgmt | For | For | For | |||||
| 9 | Reelect Martin Gonzalo Umaran as Director | Mgmt | For | For | For | |||||
| 10 | Reelect Guibert Andres Englebienne as Director | Mgmt | For | For | For | |||||
| 11 | Reelect Linda Rottenberg as Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Globant SA
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Special Meeting Agenda | Mgmt | |||||||||
| 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Refer | For | |||||
| 2 | Amend Article 10.2 of the Articles of Association | Mgmt | For | Refer | Against | |||||
| 3 | Amend Article 10.8 of the Articles of Association | Mgmt | For | Refer | For | |||||
Churchill Downs Incorporated
| Meeting Date: | 04/21/2020 | Country: | USA | Primary Security ID: | 171484108 | |||||
| Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | CHDN | |||||
| Shares Voted: | 35,051 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Robert L. Fealy | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Douglas C. Grissom | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Daniel P. Harrington | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Prosperity Bancshares, Inc.
| Meeting Date: | 04/21/2020 | Country: | USA | Primary Security ID: | 743606105 | |||||
| Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | PB | |||||
| Shares Voted: | 46,262 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Kevin J. Hanigan | Mgmt | For | For | For | |||||
| 1.2 | Elect Director William T. Luedke, IV | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Perry Mueller, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Harrison Stafford, II | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Prosperity Bancshares, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.5 | Elect Director Bruce W. Hunt | Mgmt | For | For | For | |||||
| 1.6 | Elect Director George A. Fisk | Mgmt | For | For | For | |||||
| 2 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
AMN Healthcare Services, Inc.
| Meeting Date: | 04/22/2020 | Country: | USA | Primary Security ID: | 001744101 | |||||
| Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | AMN | |||||
| Shares Voted: | 86,418 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Mark G. Foletta | Mgmt | For | For | For | |||||
| 1b | Elect Director Teri G. Fontenot | Mgmt | For | For | For | |||||
| 1c | Elect Director R. Jeffrey Harris | Mgmt | For | For | For | |||||
| 1d | Elect Director Michael M.E. Johns | Mgmt | For | For | For | |||||
| 1e | Elect Director Daphne E. Jones | Mgmt | For | For | For | |||||
| 1f | Elect Director Martha H. Marsh | Mgmt | For | For | For | |||||
| 1g | Elect Director Susan R. Salka | Mgmt | For | For | For | |||||
| 1h | Elect Director Douglas D. Wheat | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Mgmt | For | For | For | |||||
| 5 | Approve Reduction of Threshold to Call Special Meetings to 10% of Outstanding Shares | SH | Against | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Coherent, Inc.
| Meeting Date: | 04/27/2020 | Country: | USA | Primary Security ID: | 192479103 | |||||
| Record Date: | 03/03/2020 | Meeting Type: | Annual | Ticker: | COHR | |||||
| Shares Voted: | 33,768 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Jay T. Flatley | Mgmt | For | For | For | |||||
| 1b | Elect Director Pamela Fletcher | Mgmt | For | For | For | |||||
| 1c | Elect Director Andreas (Andy) W. Mattes | Mgmt | For | For | For | |||||
| 1d | Elect Director Beverly Kay Matthews | Mgmt | For | For | For | |||||
| 1e | Elect Director Michael R. McMullen | Mgmt | For | For | For | |||||
| 1f | Elect Director Garry W. Rogerson | Mgmt | For | For | For | |||||
| 1g | Elect Director Steve Skaggs | Mgmt | For | For | For | |||||
| 1h | Elect Director Sandeep Vij | Mgmt | For | For | For | |||||
| 2 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Crane Co.
| Meeting Date: | 04/27/2020 | Country: | USA | Primary Security ID: | 224399105 | |||||
| Record Date: | 02/28/2020 | Meeting Type: | Annual | Ticker: | CR | |||||
| Shares Voted: | 62,189 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Martin R. Benante | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Donald G. Cook | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Michael Dinkins | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Ronald C. Lindsay | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Ellen McClain | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Charles G. McClure, Jr. | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Max H. Mitchell | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Crane Co.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.8 | Elect Director Jennifer M. Pollino | Mgmt | For | For | For | |||||
| 1.9 | Elect Director James L. L. Tullis | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Paycom Software, Inc.
| Meeting Date: | 04/27/2020 | Country: | USA | Primary Security ID: | 70432V102 | |||||
| Record Date: | 03/11/2020 | Meeting Type: | Annual | Ticker: | PAYC | |||||
| Shares Voted: | 8,795 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Janet B. Haugen | Mgmt | For | Refer | For | |||||
| 1.2 | Elect Director J.C. Watts, Jr. | Mgmt | For | Refer | For | |||||
| 2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
TopBuild Corp.
| Meeting Date: | 04/27/2020 | Country: | USA | Primary Security ID: | 89055F103 | |||||
| Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | BLD | |||||
| Shares Voted: | 28,005 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Alec C. Covington | Mgmt | For | For | For | |||||
| 1b | Elect Director Gerald Volas | Mgmt | For | For | For | |||||
| 1c | Elect Director Carl T. Camden | Mgmt | For | For | For | |||||
| 1d | Elect Director Joseph S. Cantie | Mgmt | For | For | For | |||||
| 1e | Elect Director Tina M. Donikowski | Mgmt | For | For | For | |||||
| 1f | Elect Director Mark A. Petrarca | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
TopBuild Corp.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1g | Elect Director Nancy M. Taylor | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Pool Corporation
| Meeting Date: | 04/29/2020 | Country: | USA | Primary Security ID: | 73278L105 | |||||
| Record Date: | 03/12/2020 | Meeting Type: | Annual | Ticker: | POOL | |||||
| Shares Voted: | 10,260 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Peter D. Arvan | Mgmt | For | For | For | |||||
| 1b | Elect Director Andrew W. Code | Mgmt | For | For | For | |||||
| 1c | Elect Director Timothy M. Graven | Mgmt | For | For | For | |||||
| 1d | Elect Director Debra S. Oler | Mgmt | For | For | For | |||||
| 1e | Elect Director Manuel J. Perez de la Mesa | Mgmt | For | For | For | |||||
| 1f | Elect Director Harlan F. Seymour | Mgmt | For | For | For | |||||
| 1g | Elect Director Robert C. Sledd | Mgmt | For | For | For | |||||
| 1h | Elect Director John E. Stokely | Mgmt | For | For | For | |||||
| 1i | Elect Director David G. Whalen | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Trex Company, Inc.
| Meeting Date: | 04/29/2020 | Country: | USA | Primary Security ID: | 89531P105 | |||||
| Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | TREX | |||||
| Shares Voted: | 20,155 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Jay M. Gratz | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Kristine L. Juster | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Ronald W. Kaplan | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Gerald Volas | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Increase Authorized Common Stock | Mgmt | For | For | For | |||||
| 4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
Vericel Corporation
| Meeting Date: | 04/29/2020 | Country: | USA | Primary Security ID: | 92346J108 | |||||
| Record Date: | 03/05/2020 | Meeting Type: | Annual | Ticker: | VCEL | |||||
| Shares Voted: | 339,879 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Robert L. Zerbe | Mgmt | For | Refer | Withhold | |||||
| 1.2 | Elect Director Alan L. Rubino | Mgmt | For | Refer | Withhold | |||||
| 1.3 | Elect Director Heidi Hagen | Mgmt | For | Refer | Withhold | |||||
| 1.4 | Elect Director Steven C. Gilman | Mgmt | For | Refer | Withhold | |||||
| 1.5 | Elect Director Kevin E. McLaughlin | Mgmt | For | Refer | Withhold | |||||
| 1.6 | Elect Director Paul K. Wotton | Mgmt | For | Refer | Withhold | |||||
| 1.7 | Elect Director Dominick C. Colangelo | Mgmt | For | Refer | Withhold | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Tactile Systems Technology, Inc.
| Meeting Date: | 05/04/2020 | Country: | USA | Primary Security ID: | 87357P100 | |||||
| Record Date: | 03/10/2020 | Meeting Type: | Annual | Ticker: | TCMD | |||||
| Shares Voted: | 104,305 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director William W. Burke | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Raymond O. Huggenberger | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Gerald R. Mattys | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Richard J. Nigon | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Cheryl Pegus | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Kevin H. Roche | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Peter H. Soderberg | Mgmt | For | For | For | |||||
| 2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Pluralsight, Inc.
| Meeting Date: | 05/05/2020 | Country: | USA | Primary Security ID: | 72941B106 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | PS | |||||
| Shares Voted: | 196,578 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Arne Duncan | Mgmt | For | Refer | Withhold | |||||
| 1.2 | Elect Director Leah Johnson | Mgmt | For | Refer | Withhold | |||||
| 1.3 | Elect Director Frederick Onion | Mgmt | For | Refer | Withhold | |||||
| 1.4 | Elect Director Karenann Terrell | Mgmt | For | Refer | Withhold | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Gray Television, Inc.
| Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 389375106 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | GTN | |||||
| Shares Voted: | 114,468 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Hilton H. Howell, Jr. | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Howell W. Newton | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Richard L. Boger | Mgmt | For | For | For | |||||
| 1.4 | Elect Director T. L. (Gene) Elder | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Luis A. Garcia | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Richard B. Hare | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Robin R. Howell | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Donald P. (Pat) LaPlatney | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Paul H. McTear | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify RSM US LLP as Auditors | Mgmt | For | For | For | |||||
LPL Financial Holdings Inc.
| Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 50212V100 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | LPLA | |||||
| Shares Voted: | 68,157 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Dan H. Arnold | Mgmt | For | For | For | |||||
| 1b | Elect Director Edward C. Bernard | Mgmt | For | For | For | |||||
| 1c | Elect Director H. Paulett Eberhart | Mgmt | For | For | For | |||||
| 1d | Elect Director William F. Glavin, Jr. | Mgmt | For | For | For | |||||
| 1e | Elect Director Allison H. Mnookin | Mgmt | For | For | For | |||||
| 1f | Elect Director Anne M. Mulcahy | Mgmt | For | For | For | |||||
| 1g | Elect Director James S. Putnam | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
LPL Financial Holdings Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1h | Elect Director Richard P. Schifter | Mgmt | For | For | For | |||||
| 1i | Elect Director Corey E. Thomas | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Air Transport Services Group, Inc.
| Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 00922R105 | |||||
| Record Date: | 03/12/2020 | Meeting Type: | Annual | Ticker: | ATSG | |||||
| Shares Voted: | 233,511 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Richard M. Baudouin | Mgmt | For | For | For | |||||
| 1b | Elect Director Richard F. Corrado | Mgmt | For | For | For | |||||
| 1c | Elect Director Joseph C. Hete | Mgmt | For | For | For | |||||
| 1d | Elect Director Raymond E. Johns, Jr. | Mgmt | For | For | For | |||||
| 1e | Elect Director Laura J. Peterson | Mgmt | For | For | For | |||||
| 1f | Elect Director Randy D. Rademacher | Mgmt | For | For | For | |||||
| 1g | Elect Director J. Christopher Teets | Mgmt | For | For | For | |||||
| 1h | Elect Director Jeffrey J. Vorholt | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Community Healthcare Trust Incorporated
| Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 20369C106 | |||||
| Record Date: | 03/06/2020 | Meeting Type: | Annual | Ticker: | CHCT | |||||
| Shares Voted: | 33,816 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Alan Gardner | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Claire Gulmi | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Robert Hensley | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Lawrence Van Horn | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Timothy Wallace | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
| 4 | Ratify BDO USA, LLP as Auditors | Mgmt | For | For | For | |||||
Fox Factory Holding Corp.
| Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 35138V102 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | FOXF | |||||
| Shares Voted: | 64,527 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Dudley W. Mendenhall | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Elizabeth A. Fetter | Mgmt | For | For | For | |||||
| 2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Hilton Grand Vacations Inc.
| Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 43283X105 | |||||
| Record Date: | 03/13/2020 | Meeting Type: | Annual | Ticker: | HGV | |||||
| Shares Voted: | 81,889 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Mark D. Wang | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Hilton Grand Vacations Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.2 | Elect Director Leonard A. Potter | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Brenda J. Bacon | Mgmt | For | For | For | |||||
| 1.4 | Elect Director David W. Johnson | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Mark H. Lazarus | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Pamela H. Patsley | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Paul W. Whetsell | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
The Brink’s Company
| Meeting Date: | 05/08/2020 | Country: | USA | Primary Security ID: | 109696104 | |||||
| Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | BCO | |||||
| Shares Voted: | 84,317 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Kathie J. Andrade | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Paul G. Boynton | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Ian D. Clough | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Susan E. Docherty | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Reginald D. Hedgebeth | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Dan R. Henry - Withdrawn | Mgmt | ||||||||
| 1.7 | Elect Director Michael J. Herling | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Douglas A. Pertz | Mgmt | For | For | For | |||||
| 1.9 | Elect Director George I. Stoeckert | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
The Timken Company
| Meeting Date: | 05/08/2020 | Country: | USA | Primary Security ID: | 887389104 | |||||
| Record Date: | 02/21/2020 | Meeting Type: | Annual | Ticker: | TKR | |||||
| Shares Voted: | 99,899 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Maria A. Crowe | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Elizabeth A. Harrell | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Richard G. Kyle | Mgmt | For | For | For | |||||
| 1.4 | Elect Director John A. Luke, Jr. | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Christopher L. Mapes | Mgmt | For | For | For | |||||
| 1.6 | Elect Director James F. Palmer | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Ajita G. Rajendra | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Frank C. Sullivan | Mgmt | For | For | For | |||||
| 1.9 | Elect Director John M. Timken, Jr. | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Ward J. Timken, Jr. | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Jacqueline F. Woods | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
Envestnet, Inc.
| Meeting Date: | 05/13/2020 | Country: | USA | Primary Security ID: | 29404K106 | |||||
| Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | ENV | |||||
| Shares Voted: | 69,957 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Luis Aguilar | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Ross Chapin | Mgmt | For | For | For | |||||
| 1.3 | Elect Director William Crager | Mgmt | For | For | For | |||||
| 1.4 | Elect Director James Fox | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Envestnet, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
John Bean Technologies Corporation
| Meeting Date: | 05/15/2020 | Country: | USA | Primary Security ID: | 477839104 | |||||
| Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | JBT | |||||
| Shares Voted: | 69,881 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Barbara L. Brasier | Mgmt | For | For | For | |||||
| 1b | Elect Director Thomas W. Giacomini | Mgmt | For | For | For | |||||
| 1c | Elect Director Polly B. Kawalek | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditor | Mgmt | For | For | For | |||||
Five9, Inc.
| Meeting Date: | 05/18/2020 | Country: | USA | Primary Security ID: | 338307101 | |||||
| Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | FIVN | |||||
| Shares Voted: | 125,024 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Kimberly Alexy | Mgmt | For | Refer | For | |||||
| 1.2 | Elect Director Michael Burkland | Mgmt | For | Refer | For | |||||
| 1.3 | Elect Director Robert Zollars | Mgmt | For | Refer | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Knight-Swift Transportation Holdings Inc.
| Meeting Date: | 05/19/2020 | Country: | USA | Primary Security ID: | 499049104 | |||||
| Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | KNX | |||||
| Shares Voted: | 170,923 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director David Jackson | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Kevin Knight | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Roberta Roberts Shank | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
| 5 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 6 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
Enphase Energy, Inc.
| Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 29355A107 | |||||
| Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | ENPH | |||||
| Shares Voted: | 96,188 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Benjamin Kortlang | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Richard S. Mora | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Increase Authorized Common Stock | Mgmt | For | For | For | |||||
| 4 | Report on Sustainability | SH | Against | For | For | |||||
| 5 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Omnicell, Inc.
| Meeting Date: | 05/26/2020 | Country: | USA | Primary Security ID: | 68213N109 | |||||
| Record Date: | 03/30/2020 | Meeting Type: | Annual | Ticker: | OMCL | |||||
| Shares Voted: | 58,248 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Joanne B. Bauer | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Robin G. Seim | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Sara J. White | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
Varonis Systems, Inc.
| Meeting Date: | 05/26/2020 | Country: | USA | Primary Security ID: | 922280102 | |||||
| Record Date: | 04/06/2020 | Meeting Type: | Annual | Ticker: | VRNS | |||||
| Shares Voted: | 79,715 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Yakov Faitelson | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Ohad Korkus | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Thomas F. Mendoza | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Kost Forer Gabbay & Kasierer as Auditors | Mgmt | For | For | For | |||||
HMS Holdings Corp.
| Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 40425J101 | |||||
| Record Date: | 04/02/2020 | Meeting Type: | Annual | Ticker: | HMSY | |||||
| Shares Voted: | 187,901 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Katherine Baicker | Mgmt | For | For | For | |||||
| 1b | Elect Director Robert Becker | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
HMS Holdings Corp.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1c | Elect Director Craig R. Callen | Mgmt | For | For | For | |||||
| 1d | Elect Director William C. Lucia | Mgmt | For | For | For | |||||
| 1e | Elect Director William F. Miller, III | Mgmt | For | For | For | |||||
| 1f | Elect Director Jeffrey A. Rideout | Mgmt | For | For | For | |||||
| 1g | Elect Director Ellen A. Rudnick | Mgmt | For | For | For | |||||
| 1h | Elect Director Bart M. Schwartz | Mgmt | For | For | For | |||||
| 1i | Elect Director Richard H. Stowe | Mgmt | For | For | For | |||||
| 1j | Elect Director Cora M. Tellez | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For | |||||
Seacoast Banking Corporation of Florida
| Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 811707801 | |||||
| Record Date: | 03/30/2020 | Meeting Type: | Annual | Ticker: | SBCF | |||||
| Shares Voted: | 156,186 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Julie H. Daum | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Dennis S. Hudson, III | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Alvaro J. Monserrat | Mgmt | For | For | For | |||||
| 2 | Ratify Crowe LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Installed Building Products, Inc.
| Meeting Date: | 05/28/2020 | Country: | USA | Primary Security ID: | 45780R101 | |||||
| Record Date: | 04/02/2020 | Meeting Type: | Annual | Ticker: | IBP | |||||
| Shares Voted: | 91,975 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Michael T. Miller | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Vikas Verma | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Teladoc Health, Inc.
| Meeting Date: | 05/28/2020 | Country: | USA | Primary Security ID: | 87918A105 | |||||
| Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | TDOC | |||||
| Shares Voted: | 700 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Helen Darling | Mgmt | For | For | For | |||||
| 1.2 | Elect Director William H. Frist | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Michael Goldstein | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Jason Gorevic | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Catherine A. Jacobson | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Thomas G. McKinley | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Kenneth H. Paulus | Mgmt | For | For | For | |||||
| 1.8 | Elect Director David Shedlarz | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Mark Douglas Smith | Mgmt | For | For | For | |||||
| 1.10 | Elect Director David B. Snow, Jr. | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Insulet Corporation
| Meeting Date: | 05/29/2020 | Country: | USA | Primary Security ID: | 45784P101 | |||||
| Record Date: | 04/01/2020 | Meeting Type: | Annual | Ticker: | PODD | |||||
| Shares Voted: | 34,186 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Sally W. Crawford | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Michael R. Minogue | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Corinne H. Nevinny | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For | |||||
Clean Harbors, Inc.
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 184496107 | |||||
| Record Date: | 04/15/2020 | Meeting Type: | Annual | Ticker: | CLH | |||||
| Shares Voted: | 77,621 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Eugene Banucci | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Edward G. Galante | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Thomas J. Shields | Mgmt | For | For | For | |||||
| 1.4 | Elect Director John R. Welch | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
Nexstar Media Group, Inc.
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 65336K103 | |||||
| Record Date: | 04/22/2020 | Meeting Type: | Annual | Ticker: | NXST | |||||
| Shares Voted: | 81,061 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Dennis A. Miller | Mgmt | For | For | Withhold | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Nexstar Media Group, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.2 | Elect Director John R. Muse | Mgmt | For | For | For | |||||
| 1.3 | Elect Director I. Martin Pompadur | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Penumbra, Inc.
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 70975L107 | |||||
| Record Date: | 04/15/2020 | Meeting Type: | Annual | Ticker: | PEN | |||||
| Shares Voted: | 28,379 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Arani Bose | Mgmt | For | Refer | Withhold | |||||
| 1.2 | Elect Director Bridget O’Rourke | Mgmt | For | Refer | Withhold | |||||
| 1.3 | Elect Director Surbhi Sarna | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
FirstCash, Inc.
| Meeting Date: | 06/04/2020 | Country: | USA | Primary Security ID: | 33767D105 | |||||
| Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | FCFS | |||||
| Shares Voted: | 20,085 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Daniel E. Berce | Mgmt | For | For | For | |||||
| 1b | Elect Director Mikel D. Faulkner | Mgmt | For | For | For | |||||
| 1c | Elect Director Randel G. Owen | Mgmt | For | For | For | |||||
| 2 | Ratify RSM US LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Veracyte, Inc.
| Meeting Date: | 06/05/2020 | Country: | USA | Primary Security ID: | 92337F107 | |||||
| Record Date: | 04/14/2020 | Meeting Type: | Annual | Ticker: | VCYT | |||||
| Shares Voted: | 76,050 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Bonnie H. Anderson | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Robert S. Epstein | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Evan Jones | Mgmt | For | For | For | |||||
| 2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Digital Realty Trust, Inc.
| Meeting Date: | 06/08/2020 | Country: | USA | Primary Security ID: | 253868103 | |||||
| Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | DLR | |||||
| Shares Voted: | 42,332 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Laurence A. Chapman | Mgmt | For | For | For | |||||
| 1b | Elect Director Alexis Black Bjorlin | Mgmt | For | For | For | |||||
| 1c | Elect Director Michael A. Coke | Mgmt | For | Refer | Against | |||||
| 1d | Elect Director VeraLinn “Dash” Jamieson | Mgmt | For | For | For | |||||
| 1e | Elect Director Kevin J. Kennedy | Mgmt | For | For | For | |||||
| 1f | Elect Director William G. LaPerch | Mgmt | For | Refer | Against | |||||
| 1g | Elect Director Jean F.H.P. Mandeville | Mgmt | For | For | For | |||||
| 1h | Elect Director Afshin Mohebbi | Mgmt | For | For | For | |||||
| 1i | Elect Director Mark R. Patterson | Mgmt | For | For | For | |||||
| 1j | Elect Director Mary Hogan Preusse | Mgmt | For | Refer | Against | |||||
| 1k | Elect Director A. William Stein | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Digital Realty Trust, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Wingstop Inc.
| Meeting Date: | 06/08/2020 | Country: | USA | Primary Security ID: | 974155103 | |||||
| Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | WING | |||||
| Shares Voted: | 76,190 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Lynn Crump-Caine | Mgmt | For | Refer | Withhold | |||||
| 1.2 | Elect Director Wesley S. McDonald | Mgmt | For | Refer | Withhold | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
| 4 | Amend Certificate of Incorporation to Remove Certain Provisions | Mgmt | For | For | For | |||||
eHealth, Inc.
| Meeting Date: | 06/09/2020 | Country: | USA | Primary Security ID: | 28238P109 | |||||
| Record Date: | 04/17/2020 | Meeting Type: | Annual | Ticker: | EHTH | |||||
| Shares Voted: | 48,913 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Andrea C. Brimmer | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Beth A. Brooke | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Randall S. Livingston | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Monarch Casino & Resort, Inc.
| Meeting Date: | 06/09/2020 | Country: | USA | Primary Security ID: | 609027107 | |||||
| Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | MCRI | |||||
| Shares Voted: | 36,658 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director John Farahi | Mgmt | For | Refer | Against | |||||
| 1.2 | Elect Director Craig F. Sullivan | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Paul Andrews | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Q2 Holdings, Inc.
| Meeting Date: | 06/09/2020 | Country: | USA | Primary Security ID: | 74736L109 | |||||
| Record Date: | 04/22/2020 | Meeting Type: | Annual | Ticker: | QTWO | |||||
| Shares Voted: | 82,710 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director R. Lynn Atchison | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Charles T. Doyle | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Carl James Schaper | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
NovoCure Limited
| Meeting Date: | 06/10/2020 | Country: | Jersey | Primary Security ID: | G6674U108 | |||||
| Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | NVCR | |||||
| Shares Voted: | 32,802 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1A | Elect Director Jeryl Hilleman | Mgmt | For | For | For | |||||
| 1B | Elect Director David T. Hung | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
NovoCure Limited
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1C | Elect Director Kinyip Gabriel Leung | Mgmt | For | For | For | |||||
| 1D | Elect Director Martin J. Madden | Mgmt | For | For | For | |||||
| 1E | Elect Director Sherilyn D. McCoy | Mgmt | For | For | For | |||||
| 2 | Ratify Kost Forer Gabbay & Kasierer as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
PTC Therapeutics, Inc.
| Meeting Date: | 06/10/2020 | Country: | USA | Primary Security ID: | 69366J200 | |||||
| Record Date: | 04/17/2020 | Meeting Type: | Annual | Ticker: | PTCT | |||||
| Shares Voted: | 12,380 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | �� | Proponent | Mgmt Rec | Policy Rec | Instruction | ||||
| 1.1 | Elect Director Stephanie S. Okey | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Stuart W. Peltz | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Jerome B. Zeldis | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
SeaWorld Entertainment, Inc.
| Meeting Date: | 06/10/2020 | Country: | USA | Primary Security ID: | 81282V100 | |||||
| Record Date: | 04/15/2020 | Meeting Type: | Annual | Ticker: | SEAS | |||||
| Shares Voted: | 182,390 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Ronald Bension | Mgmt | For | For | For | |||||
| 1b | Elect Director James Chambers | Mgmt | For | For | For | |||||
| 1c | Elect Director William Gray | Mgmt | For | For | For | |||||
| 1d | Elect Director Charles Koppelman | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
SeaWorld Entertainment, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1e | Elect Director Yoshikazu Maruyama | Mgmt | For | For | For | |||||
| 1f | Elect Director Thomas E. Moloney | Mgmt | For | For | For | |||||
| 1g | Elect Director Neha Jogani Narang | Mgmt | For | For | For | |||||
| 1h | Elect Director Scott I. Ross | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
EVO Payments, Inc.
| Meeting Date: | 06/11/2020 | Country: | USA | Primary Security ID: | 26927E104 | |||||
| Record Date: | 04/14/2020 | Meeting Type: | Annual | Ticker: | EVOP | |||||
| Shares Voted: | 146,202 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Laura M. Miller | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Gregory S. Pope | Mgmt | For | Refer | Withhold | |||||
| 1.3 | Elect Director Matthew W. Raino | Mgmt | For | Refer | Withhold | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
LHC Group, Inc.
| Meeting Date: | 06/11/2020 | Country: | USA | Primary Security ID: | 50187A107 | |||||
| Record Date: | 04/14/2020 | Meeting Type: | Annual | Ticker: | LHCG | |||||
| Shares Voted: | 38,962 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Jonathan Goldberg | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Clifford S. Holtz | Mgmt | For | For | For | |||||
| 1.3 | Elect Director W.J. ‘Billy’ Tauzin | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Brent Turner | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Monolithic Power Systems, Inc.
| Meeting Date: | 06/11/2020 | Country: | USA | Primary Security ID: | 609839105 | |||||
| Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | MPWR | |||||
| Shares Voted: | 38,256 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Victor K. Lee | Mgmt | For | Withhold | Withhold | |||||
| 1.2 | Elect Director James C. Moyer | Mgmt | For | Withhold | Withhold | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | Refer | Against | |||||
Proofpoint, Inc.
| Meeting Date: | 06/12/2020 | Country: | USA | Primary Security ID: | 743424103 | |||||
| Record Date: | 04/15/2020 | Meeting Type: | Annual | Ticker: | PFPT | |||||
| Shares Voted: | 60,794 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Jonathan Feiber | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Proofpoint, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1b | Elect Director Kevin Harvey | Mgmt | For | For | For | |||||
| 1c | Elect Director Leyla Seka | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
PGT Innovations, Inc.
| Meeting Date: | 06/15/2020 | Country: | USA | Primary Security ID: | 69336V101 | |||||
| Record Date: | 04/27/2020 | Meeting Type: | Annual | Ticker: | PGTI | |||||
| Shares Voted: | 110,800 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Brett N. Milgrim | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Richard D. Feintuch | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Jeffrey T. Jackson | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Frances Powell Hawes | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
CareDx, Inc.
| Meeting Date: | 06/17/2020 | Country: | USA | Primary Security ID: | 14167L103 | |||||
| Record Date: | 04/21/2020 | Meeting Type: | Annual | Ticker: | CDNA | |||||
| Shares Voted: | 217,172 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Michael D. Goldberg | Mgmt | For | Refer | Withhold | |||||
| 1b | Elect Director Peter Maag | Mgmt | For | Refer | Withhold | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
CareDx, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
| 5 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||
HubSpot, Inc.
| Meeting Date: | 06/17/2020 | Country: | USA | Primary Security ID: | 443573100 | |||||
| Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | HUBS | |||||
| Shares Voted: | 18,666 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Julie Herendeen | Mgmt | For | Refer | Against | |||||
| 1b | Elect Director Michael Simon | Mgmt | For | Refer | Against | |||||
| 1c | Elect Director Jay Simons | Mgmt | For | Refer | Against | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Nomad Foods Limited
| Meeting Date: | 06/17/2020 | Country: | Virgin Isl (UK) | Primary Security ID: | G6564A105 | |||||
| Record Date: | 04/24/2020 | Meeting Type: | Annual | Ticker: | NOMD | |||||
| Shares Voted: | 274,772 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Martin Ellis Franklin | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Noam Gottesman | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Ian G.H. Ashken | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Stefan Descheemaeker | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Jeremy Isaacs | Mgmt | For | For | For | |||||
| 1.6 | Elect Director James E. Lillie | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Stuart M. MacFarlane | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Nomad Foods Limited
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.8 | Elect Director Lord Myners of Truro | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Victoria Parry | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Simon White | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Samy Zekhout | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
Smartsheet Inc.
| Meeting Date: | 06/17/2020 | Country: | USA | Primary Security ID: | 83200N103 | |||||
| Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | SMAR | |||||
| Shares Voted: | 87,492 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Geoffrey T. Barker | Mgmt | For | Refer | Withhold | |||||
| 1.2 | Elect Director Michael Gregoire | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Matthew McIlwain | Mgmt | For | Refer | Withhold | |||||
| 1.4 | Elect Director James N. White | Mgmt | For | Refer | Withhold | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
PetIQ, Inc.
| Meeting Date: | 06/18/2020 | Country: | USA | Primary Security ID: | 71639T106 | |||||
| Record Date: | 04/24/2020 | Meeting Type: | Annual | Ticker: | PETQ | |||||
| Shares Voted: | 193,096 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Elect Director McCord Christensen | Mgmt | For | Refer | Withhold | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
iRhythm Technologies, Inc.
| Meeting Date: | 06/19/2020 | Country: | USA | Primary Security ID: | 450056106 | |||||
| Record Date: | 04/28/2020 | Meeting Type: | Annual | Ticker: | IRTC | |||||
| Shares Voted: | 32,868 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Kevin M. King | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Raymond W. Scott | Mgmt | For | Refer | Withhold | |||||
| 2 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
ACADIA Pharmaceuticals Inc.
| Meeting Date: | 06/23/2020 | Country: | USA | Primary Security ID: | 004225108 | |||||
| Record Date: | 04/24/2020 | Meeting Type: | Annual | Ticker: | ACAD | |||||
| Shares Voted: | 17,323 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director James M. Daly | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Edmund P. Harrigan | Mgmt | For | For | For | |||||
| 2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 3 | Approve Non-Employee Director Compensation Policy | Mgmt | For | Refer | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 5 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
HealthEquity, Inc.
| Meeting Date: | 06/25/2020 | Country: | USA | Primary Security ID: | 42226A107 | |||||
| Record Date: | 05/04/2020 | Meeting Type: | Annual | Ticker: | HQY | |||||
| Shares Voted: | 56,259 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Robert W. Selander | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Jon Kessler | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Stephen D. Neeleman | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Frank A. Corvino | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Adrian T. Dillon | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Evelyn Dilsaver | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Debra McCowan | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Ian Sacks | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Gayle Wellborn | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
IVY VIP VALUE
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Dell Technologies Inc.
| Meeting Date: | 07/09/2019 | Country: | USA | Primary Security ID: | 24703L202 | |||||
| Record Date: | 05/13/2019 | Meeting Type: | Annual | Ticker: | DELL | |||||
| Shares Voted: | 37,400 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Michael S. Dell | Mgmt | For | Refer | Withhold | |||||
| 1.2 | Elect Director David W. Dorman | Mgmt | For | Refer | Withhold | |||||
| 1.3 | Elect Director Egon Durban | Mgmt | For | Refer | Withhold | |||||
| 1.4 | Elect Director William D. Green | Mgmt | For | Refer | Withhold | |||||
| 1.5 | Elect Director Ellen J. Kullman | Mgmt | For | Refer | Withhold | |||||
| 1.6 | Elect Director Simon Patterson | Mgmt | For | Refer | Withhold | |||||
| 1.7 | Elect Director Lynn M. Vojvodich | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
LyondellBasell Industries N.V.
| Meeting Date: | 09/12/2019 | Country: | Netherlands | Primary Security ID: | N53745100 | |||||
| Record Date: | 08/15/2019 | Meeting Type: | Special | Ticker: | LYB | |||||
| Shares Voted: | 123,300 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 2 | Approve the Cancellation of Shares | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Parker-Hannifin Corporation
| Meeting Date: | 10/23/2019 | Country: | USA | Primary Security ID: | 701094104 | |||||
| Record Date: | 08/30/2019 | Meeting Type: | Annual | Ticker: | PH | |||||
| Shares Voted: | 32,800 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Lee C. Banks | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Robert G. Bohn | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Linda S. Harty | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Kevin A. Lobo | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Candy M. Obourn | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Joseph Scaminace | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Ake Svensson | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Laura K. Thompson | Mgmt | For | For | For | |||||
| 1.9 | Elect Director James R. Verrier | Mgmt | For | For | For | |||||
| 1.10 | Elect Director James L. Wainscott | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Thomas L. Williams | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
| 5 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
Lam Research Corporation
| Meeting Date: | 11/05/2019 | Country: | USA | Primary Security ID: | 512807108 | |||||
| Record Date: | 09/06/2019 | Meeting Type: | Annual | Ticker: | LRCX | |||||
| Shares Voted: | 58,500 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Sohail U. Ahmed | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Timothy M. Archer | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Eric K. Brandt | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Michael R. Cannon | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Youssef A. El-Mansy | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Lam Research Corporation
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.6 | Elect Director Catherine P. Lego | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Bethany J. Mayer | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Abhijit Y. Talwalkar | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Lih Shyng (Rick L.) Tsai | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Leslie F. Varon | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
BHP Group Limited
| Meeting Date: | 11/07/2019 | Country: | Australia | Primary Security ID: | Q1498M100 | |||||
| Record Date: | 09/13/2019 | Meeting Type: | Annual | Ticker: | BHP | |||||
| Shares Voted: | 72,718 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Meeting for ADR Holders | Mgmt | |||||||||
| Management Proposals | Mgmt | |||||||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Appoint Ernst & Young as Auditor of the Company | Mgmt | For | For | For | |||||
| 3 | Authorize the Risk and Audit Committee to Fix Remuneration of the Auditors | Mgmt | For | For | For | |||||
| 4 | Approve General Authority to Issue Shares in BHP Group Plc | Mgmt | For | For | For | |||||
| 5 | Approve General Authority to Issue Shares in BHP Group Plc for Cash | Mgmt | For | For | For | |||||
| 6 | Approve the Repurchase of Shares in BHP Group Plc | Mgmt | For | For | For | |||||
| 7 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 8 | Approve Remuneration Report for UK Law Purposes | Mgmt | For | Refer | For | |||||
| 9 | Approve Remuneration Report for Australian Law Purposes | Mgmt | For | Refer | For | |||||
| 10 | Approve the Grant of Awards to Andrew Mackenzie | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
BHP Group Limited
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 11 | Elect Ian Cockerill as Director | Mgmt | For | For | For | |||||
| 12 | Elect Susan Kilsby as Director | Mgmt | For | For | For | |||||
| 13 | Elect Terry Bowen as Director | Mgmt | For | For | For | |||||
| 14 | Elect Malcolm Broomhead as Director | Mgmt | For | For | For | |||||
| 15 | Elect Anita Frew as Director | Mgmt | For | For | For | |||||
| 16 | Elect Andrew Mackenzie as Director | Mgmt | For | For | For | |||||
| 17 | Elect Lindsay Maxsted as Director | Mgmt | For | For | For | |||||
| 18 | Elect John Mogford as Director | Mgmt | For | For | For | |||||
| 19 | Elect Shriti Vadera as Director | Mgmt | For | For | For | |||||
| 20 | Elect Ken MacKenzie as Director | Mgmt | For | For | For | |||||
| Shareholder Proposals | Mgmt | |||||||||
| 21 | Amend Constitution of BHP Group Limited | SH | Against | Refer | Against | |||||
| 22 | Approve Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement | SH | Against | Refer | Against | |||||
Microsoft Corporation
| Meeting Date: | 12/04/2019 | Country: | USA | Primary Security ID: | 594918104 | |||||
| Record Date: | 10/08/2019 | Meeting Type: | Annual | Ticker: | MSFT | |||||
| Shares Voted: | 67,800 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director William H. Gates, III | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Reid G. Hoffman | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Hugh F. Johnston | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Teri L. List-Stoll | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Satya Nadella | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Sandra E. Peterson | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Penny S. Pritzker | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Charles W. Scharf | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Microsoft Corporation
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.9 | Elect Director Arne M. Sorenson | Mgmt | For | For | For | |||||
| 1.10 | Elect Director John W. Stanton | Mgmt | For | For | For | |||||
| 1.11 | Elect Director John W. Thompson | Mgmt | For | For | For | |||||
| 1.12 | Elect Director Emma N. Walmsley | Mgmt | For | For | For | |||||
| 1.13 | Elect Director Padmasree Warrior | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Report on Employee Representation on the Board of Directors | SH | Against | Refer | Against | |||||
| 5 | Report on Gender Pay Gap | SH | Against | Against | Against | |||||
AutoZone, Inc.
| Meeting Date: | 12/18/2019 | Country: | USA | Primary Security ID: | 053332102 | |||||
| Record Date: | 10/21/2019 | Meeting Type: | Annual | Ticker: | AZO | |||||
| Shares Voted: | 7,300 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Douglas H. Brooks | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Linda A. Goodspeed | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Earl G. Graves, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Enderson Guimaraes | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Michael M. Calbert | Mgmt | For | For | For | |||||
| 1.6 | Elect Director D. Bryan Jordan | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Gale V. King | Mgmt | For | For | For | |||||
| 1.8 | Elect Director George R. Mrkonic, Jr. | Mgmt | For | For | For | |||||
| 1.9 | Elect Director William C. Rhodes, III | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Jill A. Soltau | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Broadcom Inc.
| Meeting Date: | 03/30/2020 | Country: | USA | Primary Security ID: | 11135F101 | |||||
| Record Date: | 02/06/2020 | Meeting Type: | Annual | Ticker: | AVGO | |||||
| Shares Voted: | 39,900 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Hock E. Tan | Mgmt | For | For | For | |||||
| 1b | Elect Director Henry Samueli | Mgmt | For | For | For | |||||
| 1c | Elect Director Eddy W. Hartenstein | Mgmt | For | For | For | |||||
| 1d | Elect Director Diane M. Bryant | Mgmt | For | For | For | |||||
| 1e | Elect Director Gayla J. Delly | Mgmt | For | For | For | |||||
| 1f | Elect Director Raul J. Fernandez | Mgmt | For | For | For | |||||
| 1g | Elect Director Check Kian Low | Mgmt | For | For | For | |||||
| 1h | Elect Director Justine F. Page | Mgmt | For | For | For | |||||
| 1i | Elect Director Harry L. You | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
Citigroup Inc.
| Meeting Date: | 04/21/2020 | Country: | USA | Primary Security ID: | 172967424 | |||||
| Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | C | |||||
| Shares Voted: | 258,500 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Michael L. Corbat | Mgmt | For | For | For | |||||
| 1b | Elect Director Ellen M. Costello | Mgmt | For | For | For | |||||
| 1c | Elect Director Grace E. Dailey | Mgmt | For | For | For | |||||
| 1d | Elect Director Barbara J. Desoer | Mgmt | For | For | For | |||||
| 1e | Elect Director John C. Dugan | Mgmt | For | For | For | |||||
| 1f | Elect Director Duncan P. Hennes | Mgmt | For | For | For | |||||
| 1g | Elect Director Peter B. Henry | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Citigroup Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1h | Elect Director S. Leslie Ireland | Mgmt | For | For | For | |||||
| 1i | Elect Director Lew W. (Jay) Jacobs, IV | Mgmt | For | For | For | |||||
| 1j | Elect Director Renee J. James | Mgmt | For | For | For | |||||
| 1k | Elect Director Gary M. Reiner | Mgmt | For | For | For | |||||
| 1l | Elect Director Diana L. Taylor | Mgmt | For | For | For | |||||
| 1m | Elect Director James S. Turley | Mgmt | For | For | For | |||||
| 1n | Elect Director Deborah C. Wright | Mgmt | For | For | For | |||||
| 1o | Elect Director Alexander R. Wynaendts | Mgmt | For | For | For | |||||
| 1p | Elect Director Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Amend Proxy Access Right | SH | Against | Against | Against | |||||
| 6 | Review on Governance Documents | SH | Against | Refer | Against | |||||
| 7 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
Bank of America Corporation
| Meeting Date: | 04/22/2020 | Country: | USA | Primary Security ID: | 060505104 | |||||
| Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | BAC | |||||
| Shares Voted: | 639,200 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Sharon L. Allen | Mgmt | For | For | For | |||||
| 1b | Elect Director Susan S. Bies | Mgmt | For | For | For | |||||
| 1c | Elect Director Jack O. Bovender, Jr. | Mgmt | For | For | For | |||||
| 1d | Elect Director Frank P. Bramble, Sr. | Mgmt | For | For | For | |||||
| 1e | Elect Director Pierre J.P. de Weck | Mgmt | For | For | For | |||||
| 1f | Elect Director Arnold W. Donald | Mgmt | For | For | For | |||||
| 1g | Elect Director Linda P. Hudson | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Bank of America Corporation
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1h | Elect Director Monica C. Lozano | Mgmt | For | For | For | |||||
| 1i | Elect Director Thomas J. May | Mgmt | For | For | For | |||||
| 1j | Elect Director Brian T. Moynihan | Mgmt | For | For | For | |||||
| 1k | Elect Director Lionel L. Nowell, III | Mgmt | For | For | For | |||||
| 1l | Elect Director Denise L. Ramos | Mgmt | For | For | For | |||||
| 1m | Elect Director Clayton S. Rose | Mgmt | For | For | For | |||||
| 1n | Elect Director Michael D. White | Mgmt | For | For | For | |||||
| 1o | Elect Director Thomas D. Woods | Mgmt | For | For | For | |||||
| 1p | Elect Director R. David Yost | Mgmt | For | For | For | |||||
| 1q | Elect Director Maria T. Zuber | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Amend Proxy Access Right | SH | Against | Against | Against | |||||
| 5 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
| 6 | Report on Gender Pay Gap | SH | Against | Against | Against | |||||
| 7 | Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices | SH | Against | Refer | Against | |||||
Eaton Corporation plc
| Meeting Date: | 04/22/2020 | Country: | Ireland | Primary Security ID: | G29183103 | |||||
| Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | ETN | |||||
| Shares Voted: | 134,800 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Craig Arnold | Mgmt | For | For | For | |||||
| 1b | Elect Director Christopher M. Connor | Mgmt | For | For | For | |||||
| 1c | Elect Director Michael J. Critelli | Mgmt | For | For | For | |||||
| 1d | Elect Director Richard H. Fearon | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Eaton Corporation plc
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1e | Elect Director Olivier Leonetti | Mgmt | For | For | For | |||||
| 1f | Elect Director Deborah L. McCoy | Mgmt | For | For | For | |||||
| 1g | Elect Director Silvio Napoli | Mgmt | For | For | For | |||||
| 1h | Elect Director Gregory R. Page | Mgmt | For | For | For | |||||
| 1i | Elect Director Sandra Pianalto | Mgmt | For | For | For | |||||
| 1j | Elect Director Lori J. Ryerkerk | Mgmt | For | For | For | |||||
| 1k | Elect Director Gerald B. Smith | Mgmt | For | For | For | |||||
| 1l | Elect Director Dorothy C. Thompson | Mgmt | For | For | For | |||||
| 2 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 5 | Authorize Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |||||
| 6 | Authorize Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 7 | Authorize Share Repurchase of Issued Share Capital | Mgmt | For | For | For | |||||
AGNC Investment Corp.
| Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 00123Q104 | |||||
| Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | AGNC | |||||
| Shares Voted: | 873,100 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Donna J. Blank | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Morris A. Davis | Mgmt | For | For | For | |||||
| 1.3 | Elect Director John D. Fisk | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Prue B. Larocca | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Paul E. Mullings | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Frances R. Spark | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Gary D. Kain | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
AGNC Investment Corp.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 2 | Increase Authorized Common Stock | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
Exelon Corporation
| Meeting Date: | 04/28/2020 | Country: | USA | Primary Security ID: | 30161N101 | |||||
| Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | EXC | |||||
| Shares Voted: | 363,500 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Anthony Anderson | Mgmt | For | For | For | |||||
| 1b | Elect Director Ann Berzin | Mgmt | For | For | For | |||||
| 1c | Elect Director Laurie Brlas | Mgmt | For | For | For | |||||
| 1d | Elect Director Christopher M. Crane | Mgmt | For | For | For | |||||
| 1e | Elect Director Yves C. de Balmann | Mgmt | For | For | For | |||||
| 1f | Elect Director Nicholas DeBenedictis | Mgmt | For | For | For | |||||
| 1g | Elect Director Linda P. Jojo | Mgmt | For | For | For | |||||
| 1h | Elect Director Paul Joskow | Mgmt | For | For | For | |||||
| 1i | Elect Director Robert J. Lawless | Mgmt | For | For | For | |||||
| 1j | Elect Director John Richardson | Mgmt | For | For | For | |||||
| 1k | Elect Director Mayo Shattuck, III | Mgmt | For | For | For | |||||
| 1l | Elect Director John F. Young | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Ameriprise Financial, Inc.
| Meeting Date: | 04/29/2020 | Country: | USA | Primary Security ID: | 03076C106 | |||||
| Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | AMP | |||||
| Shares Voted: | 70,400 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director James M. Cracchiolo | Mgmt | For | For | For | |||||
| 1b | Elect Director Dianne Neal Blixt | Mgmt | For | For | For | |||||
| 1c | Elect Director Amy DiGeso | Mgmt | For | For | For | |||||
| 1d | Elect Director Lon R. Greenberg | Mgmt | For | For | For | |||||
| 1e | Elect Director Jeffrey Noddle | Mgmt | For | For | For | |||||
| 1f | Elect Director Robert F. Sharpe, Jr. | Mgmt | For | For | For | |||||
| 1g | Elect Director Brian T. Shea | Mgmt | For | For | For | |||||
| 1h | Elect Director W. Edward Walter, III | Mgmt | For | For | For | |||||
| 1i | Elect Director Christopher J. Williams | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
Capital One Financial Corporation
| Meeting Date: | 04/30/2020 | Country: | USA | Primary Security ID: | 14040H105 | |||||
| Record Date: | 03/03/2020 | Meeting Type: | Annual | Ticker: | COF | |||||
| Shares Voted: | 139,900 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Richard D. Fairbank | Mgmt | For | For | For | |||||
| 1b | Elect Director Aparna Chennapragada | Mgmt | For | For | For | |||||
| 1c | Elect Director Ann Fritz Hackett | Mgmt | For | For | For | |||||
| 1d | Elect Director Peter Thomas Killalea | Mgmt | For | For | For | |||||
| 1e | Elect Director Cornelis “Eli” Leenaars | Mgmt | For | For | For | |||||
| 1f | Elect Director Pierre E. Leroy | Mgmt | For | For | For | |||||
| 1g | Elect Director Francois Locoh-Donou | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Capital One Financial Corporation
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1h | Elect Director Peter E. Raskind | Mgmt | For | For | For | |||||
| 1i | Elect Director Eileen Serra | Mgmt | For | For | For | |||||
| 1j | Elect Director Mayo A. Shattuck, III | Mgmt | For | For | For | |||||
| 1k | Elect Director Bradford H. Warner | Mgmt | For | For | For | |||||
| 1l | Elect Director Catherine G. West | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
| 4 | Provide Right to Act by Written Consent | Mgmt | For | For | For | |||||
| 5 | Require Independent Board Chairman | SH | Against | Refer | For | |||||
Valero Energy Corporation
| Meeting Date: | 04/30/2020 | Country: | USA | Primary Security ID: | 91913Y100 | |||||
| Record Date: | 03/04/2020 | Meeting Type: | Annual | Ticker: | VLO | |||||
| Shares Voted: | 155,700 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1A | Elect Director H. Paulett Eberhart | Mgmt | For | For | For | |||||
| 1B | Elect Director Joseph W. Gorder | Mgmt | For | For | For | |||||
| 1C | Elect Director Kimberly S. Greene | Mgmt | For | For | For | |||||
| 1D | Elect Director Deborah P. Majoras | Mgmt | For | For | For | |||||
| 1E | Elect Director Eric D. Mullins | Mgmt | For | For | For | |||||
| 1F | Elect Director Donald L. Nickles | Mgmt | For | For | For | |||||
| 1G | Elect Director Philip J. Pfeiffer | Mgmt | For | For | For | |||||
| 1H | Elect Director Robert A. Profusek | Mgmt | For | For | For | |||||
| 1I | Elect Director Stephen M. Waters | Mgmt | For | For | For | |||||
| 1J | Elect Director Randall J. Weisenburger | Mgmt | For | For | For | |||||
| 1K | Elect Director Rayford Wilkins, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Valero Energy Corporation
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
Welltower Inc.
| Meeting Date: | 04/30/2020 | Country: | USA | Primary Security ID: | 95040Q104 | |||||
| Record Date: | 03/03/2020 | Meeting Type: | Annual | Ticker: | WELL | |||||
| Shares Voted: | 168,100 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Kenneth J. Bacon | Mgmt | For | For | For | |||||
| 1b | Elect Director Thomas J. DeRosa | Mgmt | For | For | For | |||||
| 1c | Elect Director Karen B. DeSalvo | Mgmt | For | For | For | |||||
| 1d | Elect Director Jeffrey H. Donahue | Mgmt | For | For | For | |||||
| 1e | Elect Director Sharon M. Oster | Mgmt | For | For | For | |||||
| 1f | Elect Director Sergio D. Rivera | Mgmt | For | For | For | |||||
| 1g | Elect Director Johnese M. Spisso | Mgmt | For | For | For | |||||
| 1h | Elect Director Kathryn M. Sullivan | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
HCA Healthcare, Inc.
| Meeting Date: | 05/01/2020 | Country: | USA | Primary Security ID: | 40412C101 | |||||
| Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | HCA | |||||
| Shares Voted: | 92,700 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Thomas F. Frist, III | Mgmt | For | For | For | |||||
| 1b | Elect Director Samuel N. Hazen | Mgmt | For | For | For | |||||
| 1c | Elect Director Meg G. Crofton | Mgmt | For | For | For | |||||
| 1d | Elect Director Robert J. Dennis | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
HCA Healthcare, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1e | Elect Director Nancy-Ann DeParle | Mgmt | For | For | For | |||||
| 1f | Elect Director William R. Frist | Mgmt | For | For | For | |||||
| 1g | Elect Director Charles O. Holliday, Jr. | Mgmt | For | For | For | |||||
| 1h | Elect Director Michael W. Michelson | Mgmt | For | For | For | |||||
| 1i | Elect Director Wayne J. Riley | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Provide Right to Call Special Meeting | Mgmt | For | For | For | |||||
| 6 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
Evergy, Inc.
| Meeting Date: | 05/05/2020 | Country: | USA | Primary Security ID: | 30034W106 | |||||
| Record Date: | 02/25/2020 | Meeting Type: | Annual | Ticker: | EVRG | |||||
| Shares Voted: | 79,100 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Kirkland B. Andrews | Mgmt | For | For | For | |||||
| 1b | Elect Director Terry Bassham | Mgmt | For | For | For | |||||
| 1c | Elect Director Mollie Hale Carter | Mgmt | For | For | For | |||||
| 1d | Elect Director Richard L. Hawley | Mgmt | For | For | For | |||||
| 1e | Elect Director Thomas D. Hyde | Mgmt | For | For | For | |||||
| 1f | Elect Director B. Anthony Isaac | Mgmt | For | For | For | |||||
| 1g | Elect Director Paul M. Keglevic | Mgmt | For | For | For | |||||
| 1h | Elect Director Sandra A.J. Lawrence | Mgmt | For | For | For | |||||
| 1i | Elect Director Ann D. Murtlow | Mgmt | For | For | For | |||||
| 1j | Elect Director Sandra J. Price | Mgmt | For | For | For | |||||
| 1k | Elect Director Mark A. Ruelle | Mgmt | For | For | For | |||||
| 1l | Elect Director S. Carl Soderstrom, Jr. | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Evergy, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1m | Elect Director John Arthur Stall | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
GlaxoSmithKline Plc
| Meeting Date: | 05/06/2020 | Country: | United Kingdom | Primary Security ID: | G3910J112 | |||||
| Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | GSK | |||||
| Shares Voted: | 268,500 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Meeting for ADR Holders | Mgmt | |||||||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
| 3 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
| 4 | Elect Sir Jonathan Symonds as Director | Mgmt | For | For | For | |||||
| 5 | Elect Charles Bancroft as Director | Mgmt | For | For | For | |||||
| 6 | Re-elect Emma Walmsley as Director | Mgmt | For | For | For | |||||
| 7 | Re-elect Vindi Banga as Director | Mgmt | For | For | For | |||||
| 8 | Re-elect Dr Hal Barron as Director | Mgmt | For | For | For | |||||
| 9 | Re-elect Dr Vivienne Cox as Director | Mgmt | For | For | For | |||||
| 10 | Re-elect Lynn Elsenhans as Director | Mgmt | For | For | For | |||||
| 11 | Re-elect Dr Laurie Glimcher as Director | Mgmt | For | For | For | |||||
| 12 | Re-elect Dr Jesse Goodman as Director | Mgmt | For | For | For | |||||
| 13 | Re-elect Judy Lewent as Director | Mgmt | For | For | For | |||||
| 14 | Re-elect Iain Mackay as Director | Mgmt | For | For | For | |||||
| 15 | Re-elect Urs Rohner as Director | Mgmt | For | For | For | |||||
| 16 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
| 17 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
GlaxoSmithKline Plc
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 18 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
| 19 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
| 22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
| 23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | Mgmt | For | Refer | For | |||||
| 24 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
Philip Morris International Inc.
| Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 718172109 | |||||
| Record Date: | 03/13/2020 | Meeting Type: | Annual | Ticker: | PM | |||||
| Shares Voted: | 203,900 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Andre Calantzopoulos | Mgmt | For | For | For | |||||
| 1b | Elect Director Louis C. Camilleri | Mgmt | For | For | For | |||||
| 1c | Elect Director Werner Geissler | Mgmt | For | For | For | |||||
| 1d | Elect Director Lisa A. Hook | Mgmt | For | For | For | |||||
| 1e | Elect Director Jennifer Li | Mgmt | For | For | For | |||||
| 1f | Elect Director Jun Makihara | Mgmt | For | For | For | |||||
| 1g | Elect Director Kalpana Morparia | Mgmt | For | For | For | |||||
| 1h | Elect Director Lucio A. Noto | Mgmt | For | For | For | |||||
| 1i | Elect Director Frederik Paulsen | Mgmt | For | For | For | |||||
| 1j | Elect Director Robert B. Polet | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify PricewaterhouseCoopers SA as Auditor | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Phillips 66
| Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 718546104 | |||||
| Record Date: | 03/11/2020 | Meeting Type: | Annual | Ticker: | PSX | |||||
| Shares Voted: | 136,000 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Charles M. Holley | Mgmt | For | For | For | |||||
| 1b | Elect Director Glenn F. Tilton | Mgmt | For | For | For | |||||
| 1c | Elect Director Marna C. Whittington | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Report on Risks of Gulf Coast Petrochemical Investments | SH | Against | Refer | For | |||||
CVS Health Corporation
| Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 126650100 | |||||
| Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | CVS | |||||
| Shares Voted: | 235,400 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Fernando Aguirre | Mgmt | For | For | For | |||||
| 1b | Elect Director C. David Brown, II | Mgmt | For | For | For | |||||
| 1c | Elect Director Alecia A. DeCoudreaux | Mgmt | For | For | For | |||||
| 1d | Elect Director Nancy-Ann M. DeParle | Mgmt | For | For | For | |||||
| 1e | Elect Director David W. Dorman | Mgmt | For | For | For | |||||
| 1f | Elect Director Roger N. Farah | Mgmt | For | For | For | |||||
| 1g | Elect Director Anne M. Finucane | Mgmt | For | For | For | |||||
| 1h | Elect Director Edward J. Ludwig | Mgmt | For | For | For | |||||
| 1i | Elect Director Larry J. Merlo | Mgmt | For | For | For | |||||
| 1j | Elect Director Jean-Pierre Millon | Mgmt | For | For | For | |||||
| 1k | Elect Director Mary L. Schapiro | Mgmt | For | For | For | |||||
| 1l | Elect Director William C. Weldon | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
CVS Health Corporation
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1m | Elect Director Tony L. White | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 5 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 6 | Amend Shareholder Written Consent Provisions | SH | Against | Refer | Against | |||||
| 7 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
nVent Electric plc
| Meeting Date: | 05/15/2020 | Country: | Ireland | Primary Security ID: | G6700G107 | |||||
| Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | NVT | |||||
| Shares Voted: | 51,900 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Brian M. Baldwin *Withdrawn* | Mgmt | ||||||||
| 1b | Elect Director Jerry W. Burris | Mgmt | For | For | For | |||||
| 1c | Elect Director Susan M. Cameron | Mgmt | For | For | For | |||||
| 1d | Elect Director Michael L. Ducker | Mgmt | For | For | For | |||||
| 1e | Elect Director Randall J. Hogan | Mgmt | For | For | For | |||||
| 1f | Elect Director Ronald L. Merriman | Mgmt | For | For | For | |||||
| 1g | Elect Director Nicola T. Palmer | Mgmt | For | For | For | |||||
| 1h | Elect Director Herbert K. Parker | Mgmt | For | For | For | |||||
| 1i | Elect Director Beth A. Wozniak | Mgmt | For | For | For | |||||
| 1j | Elect Director Jacqueline Wright | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
| 4 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
nVent Electric plc
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 5 | Authorize Price Range for Reissuance of Treasury Shares | Mgmt | For | Refer | For | |||||
Amgen Inc.
| Meeting Date: | 05/19/2020 | Country: | USA | Primary Security ID: | 031162100 | |||||
| Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | AMGN | |||||
| Shares Voted: | 56,400 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Wanda M. Austin | Mgmt | For | For | For | |||||
| 1b | Elect Director Robert A. Bradway | Mgmt | For | For | For | |||||
| 1c | Elect Director Brian J. Druker | Mgmt | For | For | For | |||||
| 1d | Elect Director Robert A. Eckert | Mgmt | For | For | For | |||||
| 1e | Elect Director Greg C. Garland | Mgmt | For | For | For | |||||
| 1f | Elect Director Fred Hassan | Mgmt | For | For | For | |||||
| 1g | Elect Director Charles M. Holley, Jr. | Mgmt | For | For | For | |||||
| 1h | Elect Director Tyler Jacks | Mgmt | For | For | For | |||||
| 1i | Elect Director Ellen J. Kullman | Mgmt | For | For | For | |||||
| 1j | Elect Director Ronald D. Sugar | Mgmt | For | For | For | |||||
| 1k | Elect Director R. Sanders Williams | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
The Allstate Corporation
| Meeting Date: | 05/19/2020 | Country: | USA | Primary Security ID: | 020002101 | |||||
| Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | ALL | |||||
| Shares Voted: | 126,300 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Kermit R. Crawford | Mgmt | For | For | For | |||||
| 1b | Elect Director Michael L. Eskew | Mgmt | For | For | For | |||||
| 1c | Elect Director Margaret M. Keane | Mgmt | For | For | For | |||||
| 1d | Elect Director Siddharth N. (Bobby) Mehta | Mgmt | For | For | For | |||||
| 1e | Elect Director Jacques P. Perold | Mgmt | For | For | For | |||||
| 1f | Elect Director Andrea Redmond | Mgmt | For | For | For | |||||
| 1g | Elect Director Gregg M. Sherrill | Mgmt | For | For | For | |||||
| 1h | Elect Director Judith A. Sprieser | Mgmt | For | For | For | |||||
| 1i | Elect Director Perry M. Traquina | Mgmt | For | For | For | |||||
| 1j | Elect Director Thomas J. Wilson | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
Graphic Packaging Holding Company
| Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 388689101 | |||||
| Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | GPK | |||||
| Shares Voted: | 378,700 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Michael P. Doss | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Dean A. Scarborough | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Larry M. Venturelli | Mgmt | For | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Northrop Grumman Corporation
| Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 666807102 | |||||
| Record Date: | 03/24/2020 | Meeting Type: | Annual | Ticker: | NOC | |||||
| Shares Voted: | 36,800 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Kathy J. Warden | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Marianne C. Brown | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Donald E. Felsinger | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Ann M. Fudge | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Bruce S. Gordon | Mgmt | For | For | For | |||||
| 1.6 | Elect Director William H. Hernandez | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Madeleine A. Kleiner | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Karl J. Krapek | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Gary Roughead | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Thomas M. Schoewe | Mgmt | For | For | For | |||||
| 1.11 | Elect Director James S. Turley | Mgmt | For | For | For | |||||
| 1.12 | Elect Director Mark A. Welsh, III | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Report on Human Rights Impact Assessment | SH | Against | For | For | |||||
| 5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | SH | Against | Refer | Against | |||||
Reinsurance Group of America, Incorporated
| Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 759351604 | |||||
| Record Date: | 03/17/2020 | Meeting Type: | Annual | Ticker: | RGA | |||||
| Shares Voted: | 64,500 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Pina Albo | Mgmt | For | For | For | |||||
| 1b | Elect Director Christine R. Detrick | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Reinsurance Group of America, Incorporated
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1c | Elect Director J. Cliff Eason | Mgmt | For | For | For | |||||
| 1d | Elect Director John J. Gauthier | Mgmt | For | For | For | |||||
| 1e | Elect Director Anna Manning | Mgmt | For | For | �� | For | ||||
| 1f | Elect Director Hazel M. McNeilage | Mgmt | For | For | For | |||||
| 1g | Elect Director Steven C. Van Wyk | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Amend Articles of Incorporation to Allow Special Meetings be Called from Time to Time and to Remove Certain Provisions | Mgmt | For | Refer | For | |||||
| 4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
Morgan Stanley
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 617446448 | |||||
| Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | MS | |||||
| Shares Voted: | 131,000 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Elizabeth Corley | Mgmt | For | For | For | |||||
| 1b | Elect Director Alistair Darling | Mgmt | For | For | For | |||||
| 1c | Elect Director Thomas H. Glocer | Mgmt | For | For | For | |||||
| 1d | Elect Director James P. Gorman | Mgmt | For | For | For | |||||
| 1e | Elect Director Robert H. Herz | Mgmt | For | For | For | |||||
| 1f | Elect Director Nobuyuki Hirano | Mgmt | For | For | For | |||||
| 1g | Elect Director Stephen J. Luczo | Mgmt | For | For | For | |||||
| 1h | Elect Director Jami Miscik | Mgmt | For | For | For | |||||
| 1i | Elect Director Dennis M. Nally | Mgmt | For | For | For | |||||
| 1j | Elect Director Takeshi Ogasawara | Mgmt | For | For | For | |||||
| 1k | Elect Director Hutham S. Olayan | Mgmt | For | For | For | |||||
| 1l | Elect Director Mary L. Schapiro | Mgmt | For | For | For | |||||
| 1m | Elect Director Perry M. Traquina | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Morgan Stanley
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1n | Elect Director Rayford Wilkins, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
Synchrony Financial
| Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 87165B103 | |||||
| Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | SYF | |||||
| Shares Voted: | 372,800 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Margaret M. Keane | Mgmt | For | For | For | |||||
| 1b | Elect Director Fernando Aguirre | Mgmt | For | For | For | |||||
| 1c | Elect Director Paget L. Alves | Mgmt | For | For | For | |||||
| 1d | Elect Director Arthur W. Coviello, Jr. | Mgmt | For | For | For | |||||
| 1e | Elect Director William W. Graylin | Mgmt | For | For | For | |||||
| 1f | Elect Director Roy A. Guthrie | Mgmt | For | For | For | |||||
| 1g | Elect Director Richard C. Hartnack | Mgmt | For | For | For | |||||
| 1h | Elect Director Jeffrey G. Naylor | Mgmt | For | For | For | |||||
| 1i | Elect Director Laurel J. Richie | Mgmt | For | For | For | |||||
| 1j | Elect Director Olympia J. Snowe | Mgmt | For | For | For | |||||
| 1k | Elect Director Ellen M. Zane | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
NXP Semiconductors N.V.
| Meeting Date: | 05/27/2020 | Country: | Netherlands | Primary Security ID: | N6596X109 | |||||
| Record Date: | 04/29/2020 | Meeting Type: | Annual | Ticker: | NXPI | |||||
| Shares Voted: | 111,567 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1 | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Discharge of Board Members | Mgmt | For | For | For | |||||
| 3a | Elect Kurt Sievers as Executive Director | Mgmt | For | For | For | |||||
| 3b | Reelect Peter Bonfield as Non-Executive Director | Mgmt | For | For | For | |||||
| 3c | Reelect Kenneth A. Goldman as Non-Executive Director | Mgmt | For | For | For | |||||
| 3d | Reelect Josef Kaeser as Non-Executive Director | Mgmt | For | For | For | |||||
| 3e | Reelect Lena Olving as Non-Executive Director | Mgmt | For | For | For | |||||
| 3f | Reelect Peter Smitham as Non-Executive Director | Mgmt | For | For | For | |||||
| 3g | Reelect Julie Southern as Non-Executive Director | Mgmt | For | For | For | |||||
| 3h | Reelect Jasmin Staiblin as Non-Executive Director | Mgmt | For | For | For | |||||
| 3i | Reelect Gregory Summe as Non-Executive Director | Mgmt | For | For | For | |||||
| 3j | Reelect Karl-Henrik Sundstrom as Non-Executive Director | Mgmt | For | For | For | |||||
| 4 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Mgmt | For | For | For | |||||
| 5 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Mgmt | For | For | For | |||||
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 7 | Approve Cancellation of Ordinary Shares | Mgmt | For | For | For | |||||
| 8 | Ratify Ernst & Young Accountants LLP as Auditors | Mgmt | For | For | For | |||||
| 9 | Approve Remuneration of the Members and Chairs of the Audit Committee, Compensation Committee, and the Nominating and Governance Committee of the Board | Mgmt | For | Refer | For | |||||
| 10 | Amend Articles to Establish Quorum Requirement | Mgmt | For | Refer | For | |||||
| 11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
| 12 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Fidelity National Information Services, Inc.
| Meeting Date: | 05/28/2020 | Country: | USA | Primary Security ID: | 31620M106 | |||||
| Record Date: | 04/01/2020 | Meeting Type: | Annual | Ticker: | FIS | |||||
| Shares Voted: | 96,800 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Lee Adrean | Mgmt | For | For | For | |||||
| 1b | Elect Director Ellen R. Alemany | Mgmt | For | For | For | |||||
| 1c | Elect Director Lisa A. Hook | Mgmt | For | For | For | |||||
| 1d | Elect Director Keith W. Hughes | Mgmt | For | For | For | |||||
| 1e | Elect Director Gary L. Lauer | Mgmt | For | For | For | |||||
| 1f | Elect Director Gary A. Norcross | Mgmt | For | For | For | |||||
| 1g | Elect Director Louise M. Parent | Mgmt | For | For | For | |||||
| 1h | Elect Director Brian T. Shea | Mgmt | For | For | For | |||||
| 1i | Elect Director James B. Stallings, Jr. | Mgmt | For | For | For | |||||
| 1j | Elect Director Jeffrey E. Stiefler | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
Lowe’s Companies, Inc.
| Meeting Date: | 05/29/2020 | Country: | USA | Primary Security ID: | 548661107 | |||||
| Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | LOW | |||||
| Shares Voted: | 100,300 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Raul Alvarez | Mgmt | For | For | For | |||||
| 1.2 | Elect Director David H. Batchelder | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Angela F. Braly | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Sandra B. Cochran | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Laurie Z. Douglas | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Richard W. Dreiling | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Lowe’s Companies, Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.7 | Elect Director Marvin R. Ellison | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Brian C. Rogers | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Bertram L. Scott | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Lisa W. Wardell | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Eric C. Wiseman | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Deloitte & Touche LLP as Auditor | Mgmt | For | For | For | |||||
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Mgmt | For | For | For | |||||
| 5 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
Total SA
| Meeting Date: | 05/29/2020 | Country: | France | Primary Security ID: | F92124100 | |||||
| Record Date: | 04/24/2020 | Meeting Type: | Annual/Special | Ticker: | FP | |||||
| Shares Voted: | 35,136 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| Meeting for ADR Holders | Mgmt | |||||||||
| Ordinary Business | Mgmt | |||||||||
| 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program | Mgmt | For | For | For | |||||
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
| 5 | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Mgmt | For | Refer | For | |||||
| 6 | Reelect Patricia Barbizet as Director | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Total SA
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 7 | Reelect Marie-Christine Coisne-Roquette as Director | Mgmt | For | For | For | |||||
| 8 | Reelect Mark Cutifani as Director | Mgmt | For | For | For | |||||
| 9 | Elect Jerome Contamine as Director | Mgmt | For | For | For | |||||
| 10 | Approve Compensation Report of Corporate Officers | Mgmt | For | Refer | For | |||||
| 11 | Approve Remuneration Policy of Directors | Mgmt | For | Refer | For | |||||
| 12 | Approve Compensation of Patrick Pouyanne, Chairman and CEO | Mgmt | For | Refer | For | |||||
| 13 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Refer | For | |||||
| Extraordinary Business | Mgmt | |||||||||
| 14 | Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly | Mgmt | For | Refer | For | |||||
| 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion | Mgmt | For | For | For | |||||
| 16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million | Mgmt | For | For | For | |||||
| 17 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million | Mgmt | For | Refer | For | |||||
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 | Mgmt | For | For | For | |||||
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | For | For | |||||
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
| 21 | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans | Mgmt | For | For | For | |||||
| Shareholders Proposal | Mgmt | |||||||||
| A | Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly | SH | Against | Against | Against | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Comcast Corporation
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 20030N101 | |||||
| Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | CMCSA | |||||
| Shares Voted: | 371,700 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director Kenneth J. Bacon | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Madeline S. Bell | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Naomi M. Bergman | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Edward D. Breen | Mgmt | For | Refer | Withhold | |||||
| 1.5 | Elect Director Gerald L. Hassell | Mgmt | For | Refer | Withhold | |||||
| 1.6 | Elect Director Jeffrey A. Honickman | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Maritza G. Montiel | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Asuka Nakahara | Mgmt | For | For | For | |||||
| 1.9 | Elect Director David C. Novak | Mgmt | For | Refer | Withhold | |||||
| 1.10 | Elect Director Brian L. Roberts | Mgmt | For | For | For | |||||
| 2 | Ratify Deloitte & Touche LLP as Auditor | Mgmt | For | For | For | |||||
| 3 | Amend Stock Option Plan | Mgmt | For | Refer | For | |||||
| 4 | Amend Restricted Stock Plan | Mgmt | For | For | For | |||||
| 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
| 6 | Report on Lobbying Payments and Policy | SH | Against | For | For | |||||
| 7 | Require Independent Board Chair | SH | Against | Refer | For | |||||
| 8 | Report on Risks Posed by Failing to Prevent Sexual Harassment | SH | Against | Against | Against | |||||
Walmart Inc.
| Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 931142103 | |||||
| Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | WMT | |||||
| Shares Voted: | 144,400 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Cesar Conde | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Walmart Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1b | Elect Director Timothy P. Flynn | Mgmt | For | For | For | |||||
| 1c | Elect Director Sarah J. Friar | Mgmt | For | For | For | |||||
| 1d | Elect Director Carla A. Harris | Mgmt | For | For | For | |||||
| 1e | Elect Director Thomas W. Horton | Mgmt | For | For | For | |||||
| 1f | Elect Director Marissa A. Mayer | Mgmt | For | For | For | |||||
| 1g | Elect Director C. Douglas McMillon | Mgmt | For | For | For | |||||
| 1h | Elect Director Gregory B. Penner | Mgmt | For | Refer | For | |||||
| 1i | Elect Director Steven S Reinemund | Mgmt | For | For | For | |||||
| 1j | Elect Director S. Robson Walton | Mgmt | For | For | For | |||||
| 1k | Elect Director Steuart L. Walton | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 5 | Report on Impacts of Single-Use Plastic Bags | SH | Against | For | For | |||||
| 6 | Report on Supplier Antibiotics Use Standards | SH | Against | Against | Against | |||||
| 7 | Adopt Policy to Include Hourly Associates as Director Candidates | SH | Against | Refer | Against | |||||
| 8 | Report on Strengthening Prevention of Workplace Sexual Harassment | SH | Against | For | For | |||||
Omnicom Group Inc.
| Meeting Date: | 06/09/2020 | Country: | USA | Primary Security ID: | 681919106 | |||||
| Record Date: | 04/22/2020 | Meeting Type: | Annual | Ticker: | OMC | |||||
| Shares Voted: | 173,121 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.1 | Elect Director John D. Wren | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Mary C. Choksi | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Leonard S. Coleman, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Susan S. Denison | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Omnicom Group Inc.
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1.5 | Elect Director Ronnie S. Hawkins | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Deborah J. Kissire | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Gracia C. Martore | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Linda Johnson Rice | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Valerie M. Williams | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Amend Proxy Access Right | SH | Against | For | For | |||||
Target Corporation
| Meeting Date: | 06/10/2020 | Country: | USA | Primary Security ID: | 87612E106 | |||||
| Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | TGT | |||||
| Shares Voted: | 106,700 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Douglas M. Baker, Jr. | Mgmt | For | For | For | |||||
| 1b | Elect Director George S. Barrett | Mgmt | For | For | For | |||||
| 1c | Elect Director Brian C. Cornell | Mgmt | For | For | For | |||||
| 1d | Elect Director Calvin Darden | Mgmt | For | For | For | |||||
| 1e | Elect Director Robert L. Edwards | Mgmt | For | For | For | |||||
| 1f | Elect Director Melanie L. Healey | Mgmt | For | For | For | |||||
| 1g | Elect Director Donald R. Knauss | Mgmt | For | For | For | |||||
| 1h | Elect Director Monica C. Lozano | Mgmt | For | For | For | |||||
| 1i | Elect Director Mary E. Minnick | Mgmt | For | For | For | |||||
| 1j | Elect Director Kenneth L. Salazar | Mgmt | For | For | For | |||||
| 1k | Elect Director Dmitri L. Stockton | Mgmt | For | For | For | |||||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Delta Air Lines, Inc.
| Meeting Date: | 06/18/2020 | Country: | USA | Primary Security ID: | 247361702 | |||||
| Record Date: | 04/30/2020 | Meeting Type: | Annual | Ticker: | DAL | |||||
| Shares Voted: | 164,585 | |||||||||
| Proposal | Voting | Vote | ||||||||
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction | |||||
| 1a | Elect Director Edward H. Bastian | Mgmt | For | For | For | |||||
| 1b | Elect Director Francis S. Blake | Mgmt | For | For | For | |||||
| 1c | Elect Director Ashton B. Carter | Mgmt | For | For | For | |||||
| 1d | Elect Director David G. DeWalt | Mgmt | For | For | For | |||||
| 1e | Elect Director William H. Easter, III | Mgmt | For | For | For | |||||
| 1f | Elect Director Christopher A. Hazleton | Mgmt | For | For | For | |||||
| 1g | Elect Director Michael P. Huerta | Mgmt | For | For | For | |||||
| 1h | Elect Director Jeanne P. Jackson | Mgmt | For | For | For | |||||
| 1i | Elect Director George N. Mattson | Mgmt | For | For | For | |||||
| 1j | Elect Director Sergio A. L. Rial | Mgmt | For | For | For | |||||
| 1k | Elect Director David S. Taylor | Mgmt | For | For | For | |||||
| 1l | Elect Director Kathy N. Waller | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
| 4 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
| 5 | Report on Climate Lobbying | SH | Against | For | For | |||||
| 6 | Report on Political Contributions | SH | Against | For | For | |||||
| 7 | Report on Sexual Harassment Policy | SH | Against | For | For | |||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| IVY VARIABLE INSURANCE PORTFOLIOS | ||
| (Registrant) | ||
| By: | /s/ Philip A. Shipp | |
| Philip A. Shipp, Assistant Secretary | ||
| Date: August 31, 2020 | ||
| By: | /s/ Philip J. Sanders | |
| Philip J. Sanders, President and Principal Executive Officer | ||
| Date: August 31, 2020 | ||
